is psychology relevant to aesthetics? asymposium …
TRANSCRIPT
IS PSYCHOLOGY RELEVANT TO AESTHETICS? A SYMPOSIUM
INTRODUCTION
BENCE NANAY AND MURRAY SMITH
The symposium published here began life as a somewhat unusual ‘author meets
critics’ session at the British Society of Aesthetics annual conference, at St Anne’s
College, Oxford, on 16 September 2016 – unusual inasmuch as the focus was not
on a single book, but on two books exploring different but related themes.
In addition, rather than encompassing all the issues these two books address,
the session focused on one general question that both books explore in some
depth: is psychology relevant to aesthetics?
When George Dickie posed the very same question in 1962, he answered with
a resounding ‘no’, and many others have taken and still hold a similar view. But
a naturalistic approach to aesthetics, drawing on the knowledge and methods of
the sciences and especially the cognitive sciences, has a long history and is
experiencing a resurgence in contemporary aesthetics. Dickie, who was
responding to an earlier wave of naturalism over the first half the twentieth
century, concludes his essay with a kind of invitation and challenge: no one, he
argues, has ‘made clear how any specific psychological information is relevant to
[aesthetic] problems. Not only has this matter not been made clear in any specific
instance, but no one appears to have any idea what sort of procedure should be
followed to establish the relevance relation under discussion.’1 The BSA ‘double-
header’ panel took up Dickie’s invitation, exploring two distinctive, positive
answers to the question he had posed.
Bence Nanay’s Aesthetics as Philosophy of Perception explores various ways
in which the philosophy of perception is a useful tool in relation to a number
of questions in aesthetics, with special emphasis on the concept of attention.2
Nanay argues that attention plays a crucial but underexplored role in a number
Bence Nanay and Murray Smith
Estetika: The Central European Journal of Aesthetics, LVI/XII, 2019, No. 1, 87–90 87
We can count ourselves lucky, at least three times over, in relation to the symposiumpublished here. We were fortunate first of all, and above all, to find two expert andgenerous commentators in Sherri Irvin and Elisabeth Schellekens. Our next wave ofluck came with the acceptance of the panel by the British Society of Aestheticsconference committee, chaired by David Davies and Dawn Wilson. Fortune favouredus a third time with the invitation to publish the papers from the symposium in Estetika;our thanks to Jakub Stejskal for shepherding the papers through the submission andeditorial process, and to Hanne Appelqvist for giving her blessing to the plan as the incoming editor of the journal.
1 George Dickie, ‘Is Psychology Relevant to Aesthetics?’, Philosophical Review 71 (1962): 302.2 Bence Nanay, Aesthetics as Philosophy of Perception (Oxford: Oxford University Press, 2016).
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of aesthetic phenomena, including our engagement with art. In order to apply
the conceptual apparatus of the philosophy of perception, including those
parts of it concerned with attention, however, we need to be conversant with
the psychological findings about attention and about perception and the mind
in general. In other words, Nanay proposes an indirect use of psychology in
aesthetics: aesthetics would benefit (and has historically benefited) from closer
attention to the philosophy of perception. And the philosophy of perception we
draw upon should be consistent with and informed by the empirical sciences of
the mind, especially psychology. In short, the relevance of psychology for
aesthetics is mediated by the philosophy of perception. Many case studies of such
a methodology are given in his book, from the distinction between focused and
distributed attention to debates about the cognitive penetrability of perception
and cross-cultural variations in a range of perceptual phenomena.
Murray Smith’s Film, Art, and the Third Culture: A Naturalized Aesthetics of Film
aims to articulate a ‘third cultural’, naturalized aesthetics integrating humanistic
methods with scientific ones, with a particular focus on aspects of emotional
response to films and other aesthetic objects.3 Smith argues that we are best
placed to understand and explain our experience of artworks – including our
emotional responses to them – by exploring the interconnections among the
three different types of evidence at our disposal in relation to mental phenomena
in general: phenomenological, psychological, and neuroscientific evidence. This
model of ‘triangulation’ is explicated by Smith by means of case studies on such
‘art-affects’ as suspense, empathy, the startle response, and the expression and
perception of emotion in the face. In seeking to relate these distinct types of
evidence to one another, Smith makes the case that we need to pay attention to
both the personal and subpersonal levels of psychological description – to our
acts and intentions and reactions and the psychophysiological systems that
subserve them (the distinct visual pathways for action and object recognition,
the body clock, the neural mirror system, the ‘affect programmes’ underpinning
our basic emotions, and so on). And in parallel with Nanay, Smith argues that
philosophical theorizing in relation to artistic creation and appreciation cannot
proceed in isolation from psychological research. Insofar as the arts not only
exploit but extend and stretch our ordinary perceptual, cognitive, and emotional
capacities, affording us experiences that generally do not arise in ordinary
settings, aesthetic theory must at once be attentive to the psychology of ordinary
human behaviour, and work towards a psychology of specifically aesthetic
behaviour.4 Triangulation, then, articulates the ‘relevance relation’ that Dickie
Introduction
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3 Murray Smith, Film, Art, and the Third Culture: A Naturalized Aesthetics of Film (Oxford:Oxford University Press, 2017).
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seeks: psychology is relevant to aesthetics because aesthetic experience is
a species of conscious mental activity, and such activity is best illuminated by
seeking consilience among the three types of evidence available to us.
While the two books have somewhat different foci, both discuss aspects of
Dickie’s sceptical arguments concerning psychology and the aesthetic attitude,5
and both pay notable attention to film. Smith’s book sets out its arguments about
film in parallel with exploration of other media and artforms; Nanay’s study ranges
widely across the arts and other domains of aesthetic experience, while paying
considerable attention to film. Both books orient themselves towards
metaphysics and epistemology, broadly construed, rather than towards questions
of value.6 Sherri Irvin and Elisabeth Schellekens each provide a commentary which
reflects on aspects of both books, commentaries which – among other things –
make salient the shared concerns and points of convergence between the two
books, including a focus on aesthetic attention and experience, and (as
Schellekens puts it) the ‘metaphilosophy of aesthetics’.7 As Schellekens also notes,
both books seek to establish ‘generous frameworks of communication and
reference’ with the sciences and other branches of philosophy with which they
engage, in contrast to the parallel but rather separate conversations of the past.8
To that extent, the ambition of both books is to create a space for an authentic
third culture. Nanay and Smith each provide a response to the two commentaries,
once again reflecting on the points of similarity and difference between their
respective books, as well as responding to the comments of Irvin and Schellekens.
Bence NanayCentre for Philosophical Psychology, University of Antwerp,
D 413, Grote Kauwenberg 18, 2000 Antwerp, BelgiumPeterhouse, University of Cambridge,
Cambridge, CB2 1RD, [email protected]
Murray SmithDepartment of Film, University of Kent,
Canterbury, Kent CT2 7UG, United [email protected]
Bence Nanay and Murray Smith
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4 In his interview with Hans Maes, Arthur Danto credits Richard Wollheim withrecognizing the importance of this point. ‘The Commonplace Raised to a Higher Power:A Conversation with Arthur C. Danto’, in Conversations on Art and Aesthetics, by HansMaes (Oxford: Oxford University Press, 2017), 55.
5 Indeed Smith refers to Nanay’s arguments in this regard: Smith, Film, Art, and the ThirdCulture, 31–32.
6 For more on this point, see Bence Nanay, ‘Responses to Irvin and Schellekens’, Estetika:The Central European Journal of Aesthetics 56 (2019): 123.
7 Elisabeth Schellekens, ‘Psychologizing Aesthetic Attention’, Estetika: The CentralEuropean Journal of Aesthetics 56 (2019): 111.
8 Ibid.
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BIBLIOGRAPHY
Danto, Arthur C., and Hans Maes. ‘The Commonplace Raised to a Higher Power: A Con -versation with Arthur C. Danto.’ In Conversations on Art and Aesthetics, by Hans Maes,49–82. Oxford: Oxford University Press, 2017.
Dickie, George. ‘Is Psychology Relevant to Aesthetics?’ Philosophical Review 71 (1962):285–302.
Nanay, Bence. Aesthetics as Philosophy of Perception. Oxford: Oxford University Press, 2016.––––––. ‘Responses to Irvin and Schellekens.’ Estetika: The Central European Journal of
Aesthetics 56 (2019): 118–124.Schellekens, Elisabeth. ‘Psychologizing Aesthetic Attention.’ Estetika: The Central European
Journal of Aesthetics 56 (2019): 110–117.Smith, Murray. Film, Art, and the Third Culture: A Naturalized Aesthetics of Film. Oxford: Oxford
University Press, 2017.
Introduction
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AESTHETICS AS PHILOSOPHY OF PERCEPTION: A PRÉCIS
BENCE NANAY
My book Aesthetics as Philosophy of Perception1 had more than one goal. The most
important of these was to draw attention to just how much progress could be
made in various debates in aesthetics if we make more use of the arguments
and conceptual apparatus of philosophy of perception. Aesthetics is about
experiences – special kinds of experiences we care a lot about. So turning to
philosophy of perception, the philosophical subdiscipline that is about
experiences, is a natural move.
What do I mean by aesthetics here? The book is about aesthetics, not
philosophy of art. Philosophy of art is a motley ensemble of debates and puzzles
that have to do – one way or another – with art, some metaphysical, some ethical,
linguistic, or epistemological. It would be fairly crazy to claim that philosophy of
perception would have any kind of priority in solving problems in philosophy
of art. But aesthetics is different from philosophy of art – as many philosophers
of art are quick to emphasize. Aesthetics is not exclusively and not even primarily
about artworks, it is also about our aesthetic engagement with nature and
everyday scenes, for example.
And what do I mean by philosophy of perception? Philosophy of perception is
about the perceptual domain and its relation to other parts of the mind. It is not
exclusively about perception. So when I say that philosophy of perception can be
a useful way of tackling problems in aesthetics, I am not assuming that aesthetic
phenomena are exclusively or essentially perceptual. Crucially, no matter how
narrowly we construe it, philosophy of perception is partly about phenomena
like mental imagery and attention and both of these concepts play an important
role in understanding various problems in aesthetics.
That is the second, narrower aim of the book: to use the concept of attention
as an illustration of how and to what extent aesthetics can learn from philosophy
of perception. What sets aesthetic engagement apart from other moments in our
life is a difference in what we attend to and how we do so. Attention can have
a huge impact on our experiences in general and on our aesthetic engagement
more particularly. Attending to some irrelevant or distracting feature can
completely derail our experience. And much of the point of talking about art,
Bence Nanay
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1 Bence Nanay, Aesthetics as Philosophy of Perception (Oxford: Oxford University Press,2016).
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music, literature, and other aesthetic phenomena is that it could get you to attend
to features you have not attended to before and by doing so completely new
and often very rewarding experiences open up. It is certainly the job of any critic
to get the reader to attend to some features of the artwork that would lead to
different, more interesting or more pleasurable experiences.
I use these considerations to argue that the kinds of features, or, as
philosophers like to call them, properties, that play the most important role in
aesthetics are what I call ‘aesthetically relevant properties’: if you attend to these
properties, it makes an aesthetic difference. Putting ‘aesthetically relevant
properties’ at the centre stage of aesthetics is a not so concealed way of trying to
dethrone the old and venerable concept of ‘aesthetic properties’, which much
of Western aesthetics has been focusing on for centuries, but even more so in
the last half-century. Being beautiful is an aesthetic property as is being graceful
or being ugly. Many have tried to give a clear-cut definition of aesthetic properties
and many have failed. There is wide disagreement about some of the most
basic questions concerning aesthetic properties (Are they evaluative? Are they
perceived?). That is an embarrassment for the entire discipline of aesthetics. We
really need a fresh start. And we can have a fresh start if we talk about
‘aesthetically relevant properties’ instead of ‘aesthetic properties’. My pitch is that
by shifting the emphasis from aesthetic properties to aesthetically relevant
properties we can make progress in many old questions in aesthetics. The critic’s
job is not to tell us what aesthetic properties the work has. It is rather to draw
your attention to new, unsuspected aesthetically relevant properties that can
transform your experience. And contemporary art is blatantly not about aesthetic
properties, but it is very often about making seemingly aesthetically irrelevant
properties aesthetically relevant.
Finally, the third, even more narrow, aim of the book was to explore a very
special way of exercising our attention. Vision science makes a distinction
between focused and distributed attention: we can attend to just one object or
to many objects at the same time. But the distributed versus focused distinction
can be applied not only to attending to objects, but also to attending to
properties. So there are four possibilities when it comes to attention: focused with
regard to both objects and properties, distributed with regard to both objects
and properties, distributed across objects, but focused on one property thereof
and focused on one object, and distributed across many of the properties of this
object. This latter way of exercising attention is what I take to be typical (but
neither necessary nor sufficient) of some paradigmatic forms of aesthetic
experience that have often been discussed not only by philosophers, but also by
artists and writers in the last two hundred years in the West.
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It is important to emphasize that the aesthetic experience I was trying to
characterize in terms of attention focused on one object but distributed across
the properties of this object is both geographically and historically very limited
in scope. It is a typically Western phenomenon and one that arguably only began
to become important a couple of centuries ago and that, to make an even more
tentative claim, might be on its way out (as the smartphone generation is not too
strong on distributed attention). So the aesthetic experiences, which I deliberately
labelled ‘Proustian aesthetic experiences’, form a spatially and temporally highly
specific phenomenon – not some kind of cultural universal. In fact, part of
the motivation for writing the book was to point out how the way we exercise
our attention changes over time, giving rise to very different perceptual and
aesthetic experiences.
It is important to emphasize that the aim of this book is not to annex aesthetics
to the empire of philosophy of perception. My aim, in spite of the deliberately
provocative title of the book, was much more modest: I wanted and still want
aesthetics to learn from philosophy of perception. And I also think that a fair
chunk of the subject matter of aesthetics, but by no means all of it, is very closely
related to that of philosophy of perception. This does not mean that aesthetics is
about perception. It is also about all kinds of other exciting mental phenomena,
like mental imagery, attention, emotions, beliefs, hopes, aspirations, and expec -
tations. However, we have a lot of evidence from psychology and neuroscience
that all these mental states influence perception – even the earliest stages of
perceptual processing. So we can’t give a full account of perception without
talking about all these mental states.
I use a fair amount of empirical findings throughout the book – from cross-
cultural psychophysics findings about attention to neuroscientific evidence for
top-down influences on the primary visual cortex. And neuroscience has been
widely used in aesthetics, at least since the neuroaesthetics movement of
the 1990s. I should emphasize that what I am doing is very different from these
neuroaesthetics approaches (this is an important similarity between my book and
Murray Smith’s Film, Art, and the Third Culture).2 My aim is not finding out about
some universal features of our engagement with art on the basis of neuroscience.
I do not apply neuroscience to aesthetics directly – as it has often been pointed
out, this can go wrong very easily. Instead, I use philosophy of perception, which
is informed by recent findings in psychology and neuroscience, to shed light on
old problems in aesthetics. So the link between neuroscience and aesthetics is
mediated by philosophy of perception.
Bence Nanay
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2 Murray Smith, Film, Art, and the Third Culture: A Naturalized Aesthetics of Film (Oxford:Oxford University Press, 2017).
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A perk of this approach is that what empirically grounded philosophy of
perception should teach us is that looking for aesthetic universals – the hidden
or more often not so hidden aim of neuroaesthetics – is futile given the top-down
influences on our perception that make perception very different in different
periods and different parts of the world. So using empirically informed philosophy
of perception to enrich aesthetics forces us to take the cultural variations of our
aesthetic engagement seriously, paving the way to a truly global aesthetics.
Bence NanayCentre for Philosophical Psychology, University of Antwerp,
D 413, Grote Kauwenberg 18, 2000 Antwerp, BelgiumPeterhouse, University of Cambridge,
Cambridge, CB2 1RD, [email protected]
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FILM, ART, AND THE THIRD CULTURE: A PRÉCIS
MURRAY SMITH
Film, Art, and the the Third Culture – hereafter, FACT1 – takes as its starting point
a historical coincidence: at the time of the completion of the book, sixty years
had passed since C. P. Snow’s first published intervention on the topic of the ‘two
cultures’, in 1956. Snow’s arguments on this topic were to ignite a major
intellectual debate across the next decade and beyond, highly visible in the public
sphere on both sides of the Atlantic. A Cambridge physicist turned novelist and
politician, Snow’s career journey was integral to the view he advanced: that
there was a pernicious, and worsening, divide between the ‘cultures’ of
the natural sciences on the one hand, and the humanities (‘literary intellectuals’)
on the other; and that the divide was harmful both intellectually and in terms of
the practical relevance and benefits of academic research (an ancestor of what in
Britain is now officially termed ‘impact’). Snow did envisage, however, the
possibility (and indeed existing pockets of ) a ‘third culture’, in which scientists and
humanists were ‘on speaking terms’.2 This vision of a third culture, I argue, mirrors
in the public sphere the naturalistic tradition in philosophy – a tradition that, while
consolidating itself under that label in the twentieth century, can be traced all
the way back through the Enlightenment to Aristotle.
Naturalistically conceived, philosophy is closely aligned with science and
empirical enquiry. Within the sphere of analytic philosophy, naturalism is a highly
influential, indeed probably the dominant, approach to philosophy. It has exerted
some influence on aesthetics, especially in recent years, but it has been less visible
in aesthetics and the philosophy of art than, say, in the philosophies of mind,
science, and even ethics. Chapter 1 of FACT, ‘Aesthetics Naturalized’, reviews
some of the history and sets out the case for a naturalized aesthetics. Theory
construction, as distinct from conceptual analysis, is fundamental to a naturalistic
approach, I argue – where theory construction involves a constant interplay
between conceptual clarification and empirical enquiry, in contrast to the strict
separation of these two activities in (at least orthodox) conceptual analysis.
Murray Smith
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1 Jerrold Levinson’s poetically licensed acronym for my Film, Art, and the Third Culture:A Naturalized Aesthetics of Film (Oxford: Oxford University Press, 2017) – see hiscommentary on the book, ‘FACT is a Fact of Both Art and Life’, Projections 12 (2018):60–70. Levinson’s piece appears as part of a symposium comprising elevencommentaries on FACT along with my response.
2 C. P. Snow, ‘The Two Cultures: A Second Look’ (1963), in The Two Cultures (Cambridge:Cambridge University Press, 1998), 71.
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(It is interesting to note that Dickie, in writing of the ‘myth of the aesthetic attitude’
in another important essay published not long after he published ‘Is Psychology
Relevant to Aesthetics?’, was in effect pursuing theory construction by holding
the concept of the ‘aesthetic attitude’ to an empirical as well as conceptual
standard. For that is exactly what is implied by the word ‘myth’; if the ‘aesthetic
attitude’ is a myth, it is no more deserving of a place in our thinking about
aesthetic experience than is miasma in our thinking about the transmission of
disease.)3 Chapter 1 also introduces the idea of thick explanation. While thick
description – a well-established method in the humanities – involves a richly
contextualized description and interpretation of a human behaviour or practice,
thick explanation involves the integration of the personal and subpersonal levels
of description (rather than treating these as mutually exclusive or incompatible
perspectives on the mind).
Chapter 2, ‘Triangulating Aesthetic Experience’, sets out an approach to
aesthetic experience consistent with theory construction. The method of
‘triangulation’ involves the integration of the three kinds of evidence available to
us in relation to the mind in general: phenomenological, psychological, and
neurophysiological evidence. As Schellekens observes in her commentary on
FACT, when combined these elements give us the kind of thick explanation
limned in Chapter 1; and in doing so ‘[t]he door is thereby opened to admit, at
least in a limited and principled fashion, the first-person perspective within
a scientific approach to the mind’.4 In the context of the philosophy of mind, such
triangulation occupies the middle ground between radical functionalism
(which gives little or no weight to the significance of neural evidence) and
neurofundamentalism (which holds that, in the long run at least, the brain will
tell us everything there is to know about the mind). If the eliminativism of Patricia
and Paul Churchland constitutes an example of the latter, some of the late Jerry
Fodor’s sceptical writings on brain scanning provide an instance of the former.
A further important feature of triangulation is that no one of the three forms of
evidence is held to be more important than the others, each form of evidence,
considered in isolation, having its limitations. Across the chapter, I explore and
test the model of triangulation in relation to various films and a related range of
aesthetic experiences, with case studies on suspense and empathy. While
suspense and empathy certainly arise outside aesthetic contexts, they are
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96 Estetika: The Central European Journal of Aesthetics, LVI/XII, 2019, No. 1, 00–00
3 George Dickie, ‘The Myth of the Aesthetic Attitude’, American Philosophical Quarterly 1(1964): 56–65.
4 Smith, Film, Art, and the Third Culture, 117; Elisabeth Schellekens, ‘PsychologizingAesthetic Attention’, Estetika: The Central European Journal of Aesthetics 56 (2019):115.
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pervasive enough within the arts that we might consider them basic aesthetic
emotions.
Chapters 3 and 4 focus on the two types of evidence at stake in the model of
triangulation which might seem most distant from one another and most in need
of defence as elements of a single explanatory scheme: phenomenological and
neuroscientific evidence. Chapter 3, ‘The Engine of Reason and the Pit of
Naturalism’, considers in detail various neurosceptical arguments, from both the
philosophy of mind and philosophical aesthetics. These arguments, and various
responses to them, are considered in case studies on the startle response and
affective mimicry, demonstrating the contribution made by neuroscientific
findings (especially concerning mirror neurons) to these psychological and
aesthetic phenomena. Chapter 4, ‘Papaya, Pomegranates, and Green Tea’, turns
its attention to the burgeoning field of consciousness studies, and the complex
history of debate about the nature of mind and conscious experience lying
behind this contemporary trend. I explore the way consciousness has been
represented in various traditions of film-making, and the ineliminable centrality
of conscious qualia to aesthetic experience.
Chapters 1 through 4 constitute Part I of the book, ‘Building the Third Culture’.
Taken together, they aim to set out and defend the idea of a third culture, as well
as a set of principles and methods through which such an intellectual culture can
be realized. Part II of FACT, ‘Science and Sentiment’, sets these principles and
methods in motion in relation to the affective and emotional life of cinema –
the ways in which films both represent and elicit emotions – as well as sustaining
the theory building of Part I.
Chapter 5, ‘Who’s Afraid of Charles Darwin?’, explores the expression of emotion
in film, through gesture, posture, the voice, and above all the face, against
the backdrop of Darwin’s The Expression of Emotion in Man and Animals (1872).
Here I consider the vicissitudes of Darwin’s evolutionary account of emotion,
including the rehabilitation and refinement of a Darwinian perspective in
the hands of contemporary psychologists such as Paul Ekman and Dacher Keltner.
The chapter explores the treatment of emotional expression in a range of film-
making traditions, as well as arguments in early and classical film theory
concerning the (assumed or hoped for) universality of emotion in film, especially
in the ‘silent’ era prior to the introduction of the ‘talkies’. Chapter 6, ‘What
Difference Does It Make?’, continues to explore contemporary research on, and
theories of, emotion, with a particular emphasis on the role of culture in emotional
experience. Rejecting the Hobson’s choice – and the false dichotomy that stands
behind it – between a narrowly biological account of emotion and a ‘culturalist’
perspective according to which biology plays no significant role, I defend
Murray Smith
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a biocultural view of emotion (and by extension, of aesthetic experience).
The emotion of disgust, for example, may have evolved in the first instance as
a barrier against contact with and ingestion of physically harmful substances
(faeces, vomit, rotten food) which hardly vary across cultures. But the bodily
systems supporting such ‘core’ disgust can also be recruited by our higher-order
belief systems, such that we can experience disgust in relation to much more
variable sociocultural acts and objects. (In a similar spirit, Nanay argues that
‘the top-down influences on our perception that make perception very different
in different periods and different parts of the world […] force us to take
the cultural variations of our aesthetic engagement seriously, paving the way
to a truly global aesthetics’.)5
Chapter 7, ‘Empathy, Expansionism, and the Extended Mind’, focuses on
empathy and a family of related affective states, continuing the exploration of
such states begun in Chapters 2 and 3, and developed in the final section of
Chapter 5. Here the emphasis is both ‘downwards’, in the direction of the neural
mirroring systems which subtend aspects of empathy, and ‘outwards’ towards
the environment – the world beyond the skin and the skull into which the mind
extends itself, according to advocates of the theory of the extended mind. I argue
that the overlapping practices and institutions of storytelling, depiction, and
‘fictioning’ (creating fictions) form a major aspect of the extended mind, greatly
enhancing our ability to represent and reflect on the problems – many of them
ethical – arising from interpersonal and larger social interactions. Elaborating
further on the biocultural underpinning of the theory of emotion developed
across Part II, I link these practices and institutions, and the idea of the extended
mind more generally, with niche construction: the capacity of species to adapt
environments to their needs (even as those species are subject to the pressures
of natural selection, that is, to the pressure to adapt to the environment). Culture,
one might argue, is nothing other than niche construction writ large.
Chapter 8, ‘Feeling Prufish’, pushes beyond the ‘garden-variety’ emotions
(happiness, fear, anger, and the like) which form the basis of most discussions of
emotion in both the philosophy of mind and philosophical aesthetics.
A comprehensive theory of emotion in film and the arts more generally needs to
account for both generic emotions, which often form the basis of specific genres
of art – comedy and horror, for example – and the more peculiar blends of
emotion to which individual works often give expression. To the extent that
the theory presented achieves this, it also shows how any tension between
the particularizing tendency of art and the generalizing impetus both of
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5 Bence Nanay, ‘Aesthetics as Philosophy of Perception: A Précis’, Estetika: The CentralEuropean Journal of Aesthetics 56 (2019): 94.
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the sciences and of philosophy can be reconciled. A naturalistic account of
the role of emotion in art is well placed to explain both the patterns and
regularities in the world of aesthetics and the arts, as well as the particularities of
individual works which at once emerge from and stand out against the backdrop
of, such regularities.
Murray SmithDepartment of Film, University of Kent,
Canterbury, Kent CT2 7UG, United [email protected]
BIBLIOGRAPHY
Dickie, George. ‘The Myth of the Aesthetic Attitude.’ American Philosophical Quarterly 1(1964): 56–65.
Levinson, Jerrold. ‘FACT is a Fact of Both Art and Life.’ Projections 12 (2018): 60–70. Nanay, Bence. ‘Aesthetics as Philosophy of Perception: A Précis.’ Estetika: The Central European
Journal of Aesthetics 56 (2019): 91–94.Schellekens, Elisabeth. ‘Psychologizing Aesthetic Attention.’ Estetika: The Central European
Journal of Aesthetics 56 (2019): 110–117.Smith, Murray. Film, Art, and the Third Culture: A Naturalized Aesthetics of Film. Oxford: Oxford
University Press, 2017.Snow, C. P. ‘The Two Cultures: A Second Look.’ 1963. In The Two Cultures, 53–100. Cambridge:
Cambridge University Press, 1998.
Murray Smith
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THE NATURE OF AESTHETIC EXPERIENCE AND THE ROLE OF THE SCIENCES IN AESTHETIC THEORIZING: REMARKS ON THE WORK OF NANAY AND SMITH
SHERRI IRVIN
Bence Nanay, in Aesthetics as Philosophy of Perception,1 and Murray Smith, in Film,
Art, and the Third Culture,2 have given us a pair of rich and interesting works
about the relationships between aesthetics and the sciences of mind. Nanay’s
work focuses on perception and attention, while Smith’s addresses the relations
among experiential, psychological, and neuroscientific understandings of
a wide range of aesthetically relevant phenomena, particularly as they occur in
film. These books make a valuable contribution to a project that remains
fledgling: that of taking seriously the relevance of the sciences to our
conceptions and explanations of experiential phenomena in aesthetics and
the philosophy of art.
I will focus on a specific issue from each of these works. Nanay offers an
account of aesthetic experience that ties it closely to the concepts of focused
and distributed attention that are invoked in the sciences of perception.
While I agree with Nanay that attention should play a central role in accounts
of aesthetic experience, I raise questions about his specific account of
the relationship. With Smith, we zoom out to a broader issue, that of the mutual
explanatory relationships among phenomenological, functional/cognitive, and
neurophysiological observations in our aesthetic theorizing. Smith makes a strong
claim that all three of these levels are essential and irreducible, and none is
subsidiary to the others. I argue that given the current state of the science, we
should not regard neurophysiological observations as being on a par with
observations at the other two levels. I also raise some doubts about the prospect
of neurophysiological data making an independent contribution to aesthetic
theorizing, even once the science is far more advanced.
The Nature of Aesthetic Experience and the Role of the Sciences in Aesthetic Theorizing: Remarks on the Work of Nanay and Smith
I am grateful to Bence Nanay and Murray Smith for the invitation to engage with theirwork, to Elisabeth Schellekens and the audience at the 2016 meeting of the BritishSociety for Aesthetics for helpful discussion, and to Stephanie Holt for valuable researchassistance.
1 Bence Nanay, Aesthetics as Philosophy of Perception (Oxford: Oxford University Press,2016).
2 Murray Smith, Film, Art, and the Third Culture (Oxford: Oxford University Press, 2017).
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I. NANAY ON AESTHETIC EXPERIENCE AND AESTHETIC ATTENTION
In Aesthetics as Philosophy of Perception, Nanay argues that careful attention to
perception can help us to make progress on a broad range of questions in
aesthetics. One of his central claims relies on a distinction in the psychology of
perception between distributed attention and focused attention. If you look
directly and intently at one object before you in the room, you are exhibiting
focused attention. If you open up the field of your attention to encompass more
of the scene before you, your attention is to that extent distributed. You’ll notice
that you can shift your attention in this way without moving your eyes.3
Nanay’s claim is that in ‘some paradigmatic instances of aesthetic experience,
we attend in a distributed and at the same time focused manner: our attention is
focused on one perceptual object, but it is distributed among a large number of
this object’s properties’.4 He goes on to define ‘aesthetic attention’ in this very way,
as attention that ‘is distributed with regards to properties but focused with
regards to objects’.5
Nanay argues, drawing on the work of Arien Mack,6 that in our everyday
practical activities, our attention tends to be distributed across many objects with
limited attention to their particular properties, given our cognitive limitations.7
When our attention is focused on a particular object for a practical purpose, it
tends to be focused on the properties that are relevant to that purpose.8 Attention
that is focused with respect to an object but distributed across many of that
object’s properties, Nanay suggests, is special: it indicates a curiosity about
the object that is not tied to a specific function or purpose, and this is plausibly
understood as the disinterested aesthetic attitude that has often been referred
to in aesthetic theory.9 Nanay supports this contention by appeal to studies
showing that while untrained people looking at a photograph tend to direct their
eyes to a focal subject, art experts distribute their attention rather equally across
most regions of the photograph.10
I’m sympathetic to the claim that attention to one’s perceptual inputs, and
the objects that produce them, is central to many forms of aesthetic experience,
3 Nanay, Aesthetics as Philosophy of Perception, 21–27. See also Arien Mack, ‘Is the VisualWorld a Grand Illusion? A Response’, Journal of Consciousness Studies 9 (2002): 102–10.
4 Nanay, Aesthetics as Philosophy of Perception, 13.5 Ibid., 23.6 Mack, ‘Is the Visual World a Grand Illusion?’7 Nanay, Aesthetics as Philosophy of Perception, 23.8 Ibid., 26.9 Ibid., 25–26. 10 Stine Vogt and Svein Magnussen, ‘Expertise in Pictorial Perception: Eye-Movement
Patterns and Visual Memory in Artists and Laymen’, Perception 36 (2007): 91–100. Seealso Nanay, Aesthetics as Philosophy of Perception, 27.
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and can be what distinguishes aesthetic from non-aesthetic experience. We take
in and even respond behaviourally to many perceptual inputs that we don’t
particularly attend to, and reactivating our attention to these inputs gives
a texture to our experience that might well be described as aesthetic. As I was
writing this paragraph, I was sitting outside on my back patio. As I was thinking
about how to frame my thoughts, I absently turned my eyes away from
the computer and turned my head in the direction of the trees and shrubs
surrounding me. I had a visual experience of them, but they were mostly residing
in the background of my awareness, as I thought about what to say about
aesthetic attention. But then at one moment I changed the tenor of my
awareness, focusing directly on what I was seeing. I paid attention to the tangle
of leaves and the many colours of green and noted the very slight movement of
branches in a subtle breeze. This drew my attention to the sensation of air on my
skin, and from there I opened my attention out to other bodily sensations, such
as the pressure of my elbow against my hip and the expansion of my torso and
shifts in fabric against my skin as I breathed. In attending directly to perceptual
information I normally screen out, I had what I would describe as an aesthetic
experience of being in that place at that time.11
The experience I’ve described seems to share some features of what Nanay has
in mind: my attention is distributed over a number of different properties and,
indeed, over properties revealed by different sense modalities. Moreover,
the distribution of my attention is not guided by any particular project or aim;
the attitude I bring to the situation is one of openness to what is before me and
a willingness to savour whatever is presented – where savouring does not
necessarily imply enjoyment, but it does imply really tasting as opposed to just
absently swallowing.
What my experience does not share with the kind that Nanay describes is focus
with respect to objects. It ranges over visible aspects of natural objects and tactile
and proprioceptively revealed properties and states of my own body. Moreover,
where the attention is distributed, the distribution remains somewhat limited.
There are many somatic states of my body, for instance, that do not draw my
attention. And there is a further qualitative aspect of my experience that seems
relevant to its aesthetic character, yet does not figure in Nanay’s account. This is
a certain kind of investment I have in the experience: I take an interest in
the objects before me and the experience itself, rather than simply allowing my
attention to range blankly or blandly over things.
The Nature of Aesthetic Experience and the Role of the Sciences in Aesthetic Theorizing
11 Sherri Irvin, ‘The Pervasiveness of the Aesthetic in Ordinary Experience’, British Journalof Aesthetics 48 (January 2008): 29–44.
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Now, Nanay does not claim that his account applies to every form or instance
of aesthetic experience. Nor need he suggest that his account exhausts every
element of aesthetic experience. But when he says that ‘aesthetic attention’ is
precisely the sort of attention that is focused with respect to objects and
distributed with respect to properties, I think we can fairly ask why attention that
is distributed with respect to both objects and properties is not aesthetic, or is
less prone to being aesthetic.
Lest one think my example of aesthetic experience is idiosyncratic, here is
a passage from Yi-Fu Tuan about what the appreciator of nature must do:
He needs to slip into old clothes so that he could feel free to stretch out on the hay besidethe brook and bathe in a meld of physical sensations: the smell of the hay and of horsedung; the warmth of the ground, its hard and soft contours; the warmth of the suntempered by breeze; the tickling of an ant making its way up the calf of his leg; the playof shifting leaf shadows on his face; the sound of water over the pebbles and boulders,the sound of cicadas and distant traffic.12
Thus, when it comes to aesthetic experience in natural environments and in
everyday life, it seems attention will often range over many objects. Of course,
Nanay is well aware of this phenomenon, and he says that when it comes to
appreciation of a landscape, ‘the “object of attention” is likely to be the entire
landscape and not one tree or another’.13 But I worry that this move may trivialize
somewhat the notion of attention that is focused with respect to its object.
When it comes to the distribution of attention across many properties of an
object or objects, I wonder whether this is not characteristic of many non-
aesthetic experiences. To follow what is happening in a football game, I may
attend to many aspects of what is happening on the field: the positions,
movements, postures, and facial expressions of many players at once, as they
reveal the players’ local effectiveness, intentions, and states of health and energy,
the teams’ underlying strategic aims, and so forth. I may also need to attend to
factors like temperature and wind direction. Would shifting to an aesthetic
experience of the same event necessarily involve distributing one’s attention
across even more of the event’s properties, or might it rather involve simply
attending to different properties, or perhaps even the same properties, but for
a different purpose or with a different mindset?
I wonder, then, whether the issue is less the distribution of attention and more
the kind of attitude or aim that is guiding this distribution. So, for instance, Robert
12 Yi-Fu Tuan, Topophilia: A Study of Environmental Perceptions, Attitudes, and Values(Columbia: University Press, 1990), 92.
13 Nanay, Aesthetics as Philosophy of Perception, 25.
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Stecker talks about attending to ‘forms, qualities, or meaningful features of things,
[…] for their own sake or for the sake of this very experience’.14 On a view like
Stecker’s, then, aesthetic experience is a matter less of the focus or distribution
of attention and more of which properties one attends to and the aim with which
one attends to them.
To be fair, I must emphasize that Nanay does not claim that what he has
called aesthetic attention is either a necessary or a sufficient condition for
aesthetic experience. But the considerations I’ve mentioned may put some
pressure on the idea that this pattern of attention, more than others, is
distinctively aesthetic.
That said, I do think there is something to the idea that many aesthetic
experiences involve the distribution of attention across properties one does
not normally attend to in the same combination in non-aesthetic experience.
Both Nanay and Smith discuss the role of art and aesthetic experience in
defamiliarizing things for us; Smith also mentions that defamiliarization involves
reversing the habituation whereby things recede from conscious awareness.15
Some forms of distributed attention may involve precisely the kind of fresh eye
and fresh mind that defamiliarization requires. Nanay’s thought-provoking
foray into the relationships among attention and aesthetic experience puts
philosophers in a good position to examine these issues further.
II. SMITH ON THE ROLE OF NEUROSCIENCE IN AESTHETIC THEORIZING
Nanay’s account relies on evidence derived from perceptual science at
the functional and cognitive level: he notes, for instance, that art experts tend to
visually scan much more of an image than non-experts, who focus mainly on
a central theme.16 Smith, however, argues that neuroscience, too, has an
irreducible contribution to make to explanations and theories in aesthetics.
In Film, Art, and the Third Culture, he defends the application to aesthetics of
Owen Flanagan’s ‘triangulation’ approach to the problem of consciousness in
the philosophy of mind. In Smith’s words:
we have evidence pertaining to our experience of mental phenomena, the informationprocessed by the mind in relation to particular mental functions, and the physicalrealization of the mental. Having put these varieties of evidence on the table, we canthen attempt to ‘triangulate’ the object of enquiry. Triangulation involves locating or
The Nature of Aesthetic Experience and the Role of the Sciences in Aesthetic Theorizing
14 Robert Stecker, ‘Aesthetic Experience and Aesthetic Value’, Philosophy Compass 1 (2006): 4.
15 Smith, Film, Art, and the Third Culture, 205.16 Nanay, Aesthetics as Philosophy of Perception, 27. See also Vogt and Magnussen,
‘Expertise in Pictorial Perception’.
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‘fixing’ the object in explanatory space by […] projecting lines from each body ofevidence, and following them to see where they intersect. Where any two, or all three,forms of evidence mesh in this way, so each of them is corroborated.17
Moreover, none of the levels is regarded as primary, and explanations and
theories at each level are subject to revision depending on findings at the other
two levels. Just as, by referring to evidence at all three levels, we can begin
to triangulate to consciousness, whose nature often eludes explanation
and even characterization at any particular level, we can do the same with
aesthetic experience, which we might regard as a more specific instance of
consciousness.18
Smith’s central aims related to the triangulation approach are twofold: first,
to defend the idea that psychology and, especially, neuroscience should be
taken seriously by aesthetic theorists who have tended to focus more on
the phenomenological; and, second, to defend against the idea that
phenomenological inquiry could ever be reduced to psychological and
neurophysiological inquiry. He holds, with Flanagan, that each of these three
levels of explanation has an ineliminable role to play. ‘The three types of evidence
at our disposal,’ Smith suggests, ‘do not exist in a simple hierarchy, but rather in
a tail-chasing form of interdependence.’19
I am drawn to Smith’s naturalistic approach, and I especially like its anti-
reductivist flavour. I find both the psychological and the emerging neuroscientific
findings about art appreciation fascinating, and I see their interest as strongly tied
to the experiential phenomena they may help explain. I want to raise some
questions, though, about whether the neuroscientific evidence is really on a par
with the other two forms of evidence, as opposed to being subservient to them.
My concerns are tentative, because the issue is confounded by the fact that
currently, the neurophysiological findings that are appealed to in these debates
tend to be pretty primitive. Someone might perform an fMRI and note that there
is a particular pattern of activity in certain regions of the brain, but since our
knowledge of the functional correlates of such patterns of activity is severely
limited, observing these patterns tends to have limited explanatory value.20 As
Smith notes, neuroscientists sometimes dramatically overinterpret these results.
17 Smith, Film, Art, and the Third Culture, 60.18 Ibid., 59–60.19 Ibid., 68.20 See Maddalena Boccia et al., ‘Where Does Brain Neural Activation in Aesthetic
Responses to Visual Art Occur? Meta-Analytic Evidence from Neuroimaging Studies’,Neuroscience & Biobehavioral Reviews 60 (2016): 65–71, for a recent meta-analysis of 47fMRI studies, finding (somewhat unsurprisingly) that ‘aesthetic-related neural responsesto art recruit widely distributed networks in both hemispheres’.
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Presumably, when neuroscience has advanced much further, we will have
a better picture of the functional and experiential correlates of patterns of brain
activity, and physiological evidence will play a more robust explanatory role.
At present, however, I suggest that the neuroscience, though suggestive and
perhaps weakly confirmatory of hypotheses at the functional and experiential
levels, is necessarily subservient to them.
To see why, we’ll consider an example of Flanagan’s that Smith discusses –
namely, that of auditory splitting.21 Splitting is the subject’s ability, when
presented with a different auditory input in each ear, to attend to one and screen
out awareness of the other – or, at least, that is how subjects experience things
phenomenologically. They describe having no awareness of processing
the information from the channel they are not attending to, but studies show that
they do in fact process it; it affects their performance on other tasks.22 As Smith
notes, there are different hypotheses about what is happening. One hypothesis
is that the information from the two channels is processed differently by the brain
as it initially arrives; another hypothesis is that it is processed similarly at first but
is later encoded differently in memory. On the latter hypothesis, subjects’ reports
that they did not hear the unattended channel reflect the fact that their memory
of the information has been suppressed by the time they make the report.
Flanagan suggests that when neurophysiology is more advanced, brain studies
may provide support for one or the other hypothesis.23 If we could identify
the brain activity associated with processing for each channel, we could look to
see whether the activity is similar or different for the two channels. If it’s different,
we’d have support for the hypothesis that the initial processing is different;
if the activity is similar, we’d have support for the hypothesis that the initial
processing is the same but something different happens later.
I’ll admit that the findings Flanagan describes would provide some support for
the respective hypotheses. But it’s important to notice just how weak that support
is, and how readily overturned by further information at the functional level.
If we find that two different-looking brain processes are happening, this may or
may not mean that something different is happening functionally or cognitively.
Two brain processes might look different physiologically but support mental
processes that are functionally the same. The brain is well known to be plastic,
The Nature of Aesthetic Experience and the Role of the Sciences in Aesthetic Theorizing
21 Smith, Film, Art, and the Third Culture, 63–69.22 For a recent study and review of relevant results on priming effects of semantic content
presented in the unattended auditory channel, see Jennifer Aydelott, Zahra Jamaluddin,and Stefanie Nixon Pearce, ‘Semantic Processing of Unattended Speech in DichoticListening’, Journal of the Acoustical Society of America 138 (2015): 964–75.
23 Owen Flanagan, Consciousness Reconsidered (Cambridge, MA: MIT Press, 1992), 11.
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such that an injury to one part can result in processes being relocated elsewhere.
Perhaps the same process can be run in different locations even without an injury,
for instance because it has been squeezed out due to some other task that is
happening simultaneously. If the physiological difference isn’t connected to any
detectable functional/cognitive difference, then it seems to be a mere curiosity,
not something that is explanatorily efficacious.
If there is a functional or cognitive difference connected to the physiological
difference, on the other hand, it seems that a clever experimenter might be able
to test for such a difference directly at the cognitive or functional level. Now,
I don’t mean to downplay the possibility that neurophysiology would inform the
design of such tests, depending on the state of our knowledge about the
functional correlates of brain activity. But I do mean to say that if there is no
finding of difference at the experiential or functional/cognitive levels, the
neurophysiological finding doesn’t seem to tell us anything relevant to our
understanding of aesthetic experience or artistic technique.
The same goes for a finding that the two auditory channels seem to be
processed in the same way by the brain. If we see similar patterns of brain activity,
it’s natural to assume that the same thing is happening at the cognitive/functional
level. But this assumption is defeasible: patterns of brain activity that appear
similar may nonetheless be associated with quite different cognitive or functional
processes, for instance, due to other things going on in the brain at the same time.
If we find such cognitive or functional differences, this tells us that our judgement
that the two patterns of brain activity were similar was too coarse-grained. Once
again, then, observed brain activity is suggestive, but its importance remains to
be confirmed at the functional and/or experiential levels.
The same is not true, I suggest, of evidence at the phenomenological and
functional/cognitive levels. This is partly due to the nature of the supervenience
relation: on the assumption that the phenomenological and the functional
/cognitive supervene on the physiological, there can be no differences at
the phenomenological and functional/cognitive levels that do not correspond
to differences at the physiological base level, whereas the converse does not hold.
But more deeply, I would suggest it’s due to the fact that when it comes to art
and aesthetic experience, the phenomenological is irreducibly not just one of
the legitimate targets of our interest, but the primary one. Producing experiences
in us that have a certain feel to them is the main business of art.
Of course, verbal descriptions of phenomenological experience can be
misleading; they may gloss over subtle differences or fail to represent things that
affected experience but were not fully present to consciousness. Smith discusses
a number of fascinating examples of filmic techniques that involve suppressing
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the audience member’s awareness of some aspects of the film that are, in fact,
crucial to producing a particular kind of aesthetic effect that does break into
awareness: so, for instance, the film-maker may use music or lighting to mark
a character with an emotional tone, so that the viewer feels that emotion every
time the character is encountered without understanding why. But we do not
need to descend to the physiological level to make sense of these cases: as Smith
notes, artists know how to manipulate audience attention and exploit unique
features of the perceptual system in order to produce distinctive aesthetic effects,
and their knowledge is derived not from neurophysiology but from careful
observation of how certain kinds of effects captured on film are productive of
particular kinds of experience.24
I do not mean to dismiss Smith’s suggestion that all three levels should be taken
seriously. I’m certainly not one of the ‘neurosceptics’ he discusses. I agree with
many of his claims, such as the claim that neuroscience can ‘broadly confirm
hypotheses derived from everyday experience and folk theory’ and contribute
to ‘the gradual accumulation and correction of detail’.25 But the suggestion that
the three levels exist in ‘a tail-chasing form of interdependence’26 strikes me as
premature: the present coarse-grained state of much neuroscientific knowledge
doesn’t permit it to have a very robust explanatory role. It remains to be seen
whether the apparent primacy of the experiential level will recede as the
underlying neuroscience becomes more sophisticated.
While I have raised some critical thoughts about specific ideas defended by
Nanay and Smith, we must acknowledge just how important their project is and
how innovative their specific contributions are. Despite the rapid advances, over
the past several decades, in psychological and physiological findings relevant to
aesthetics, uptake by philosophers has been sharply limited. The appearance in
close succession of two ambitious, book-length defences of empirically informed
aesthetics promises to move the field forward significantly.
Sherri IrvinDepartment of Philosophy, University of Oklahoma,
Norman, OK 73019-2006, [email protected]
The Nature of Aesthetic Experience and the Role of the Sciences in Aesthetic Theorizing
24 For example, Smith, Film, Art, and the Third Culture, 66–68. 25 Ibid., 105.26 Ibid., 68.
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BIBLIOGRAPHY
Aydelott, Jennifer, Zahra Jamaluddin, and Stefanie Nixon Pearce. ‘Semantic Processing ofUnattended Speech in Dichotic Listening.’ Journal of the Acoustical Society of America 138(2015): 964–75.
Boccia, Maddalena, Sonia Barbetti, Laura Piccardi, Cecilia Guariglia, Fabio Ferlazzo, AnnaMaria Giannini, and D. W. Zaidel. ‘Where Does Brain Neural Activation in AestheticResponses to Visual Art Occur? Meta-Analytic Evidence from Neuroimaging Studies.’Neuroscience & Biobehavioral Reviews 60 (2016): 65–71.
Flanagan, Owen. Consciousness Reconsidered. Cambridge, MA: MIT Press, 1992. Irvin, Sherri. ‘The Pervasiveness of the Aesthetic in Ordinary Experience.’ British Journal of
Aesthetics 48 (2008): 29–44.Mack, Arien. ‘Is the Visual World a Grand Illusion? A Response.’ Journal of Consciousness
Studies 9 (2002): 102–10.Nanay, Bence. Aesthetics as Philosophy of Perception. Oxford: Oxford University Press, 2016. Smith, Murray. Film, Art, and the Third Culture. Oxford: Oxford University Press, 2017. Stecker, Robert. ‘Aesthetic Experience and Aesthetic Value.’ Philosophy Compass 1 (2006): 1–10.Tuan, Yi-Fu. Topophilia: A Study of Environmental Perceptions, Attitudes, and Values. Columbia:
University Press, 1990.Vogt, Stine, and Svein Magnussen. ‘Expertise in Pictorial Perception: Eye-Movement Patterns
and Visual Memory in Artists and Laymen.’ Perception 36 (2007): 91–100.
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PSYCHOLOGIZING AESTHETIC ATTENTION
ELISABETH SCHELLEKENS
The main question driving the carefully crafted investigations developed in Bence
Nanay’s Aesthetics as Philosophy of Perception and Murray Smith’s Film, Art, and
the Third Culture is one which, in its modern guise, has arisen at increasingly
regular intervals in our discipline: Is empirical psychology – broadly conceived –
relevant to philosophical aesthetics?1 That is to say, can alternative approaches
to art and aesthetic experience, including the methods yielding experimental,
cognitive, and perceptual data about such experience, contribute to the ways
in which philosophers examine aesthetic phenomena in a meaningful way.
If so, how? There are at least two reasons why it has been important to return
to this question with such frequency. First, what we mean by ‘psychology’
continues to evolve at an impressive pace. At least in its most current
understanding, when we first start hearing about ‘naturalizing aesthetics’ between
fifteen and twenty years ago, the project found its most vocal proponents in
the guise of so-called ‘neuroaesthetics’ and the work of scientists such William
Hirstein, V. S. Ramachandran, Robert Solso, Dahlia Zaidel, and Semir Zeki.2
To many, empirical approaches of this kind gave a bad name to psychology as
applied to aesthetics for some years to come, feeding into what was once
described as a ‘culture of mutual distrust’ between the disciplines.3 Luckily,
our conception of such lines of investigation into aesthetic phenomena has
been considerably enriched since then, to include not only our basic neurology
and Darwinian sexual selection theory, but our perception more broadly,
including aspects central to the contemporary philosophy of mind and
philosophy of emotions. The second reason why it is important to push this
question to the forefront of our inquiries regularly is that every now and again
Psychologizing Aesthetic Attention
1 Bence Nanay, Aesthetics as Philosophy of Perception (Oxford: Oxford University Press,2016); Murray Smith, Film, Art, and the Third Culture: A Naturalized Aesthetics of Film(Oxford: Oxford University Press, 2017).
2 See Vilayanur S. Ramachandran and William Hirstein, ‘The Science of Art: A NeurologicalTheory of Aesthetic Experience’, Journal of Consciousness Studies 6 (1999): 15–41; RobertSolso, The Psychology of Art and the Evolution of the Conscious Brain (Cambridge, MA:MIT Press, 2003); Dahlia Zaidel, Neuropsychology of Art: Neurological, Cognitive andEvolutionary Perspectives (New York: Taylor & Francis, 2005); Semir Zeki, ‘Art and the Brain’,Journal of Consciousness Studies 6 (1999): 76–96; Inner Vision: An Exploration of Art andthe Brain (Oxford: Oxford University Press, 2000).
3 William Seeley, ‘What Is the Cognitive Neuroscience of Art… And Why Should We Care?’ASA Newsletter 31, no. 2 (2011): 1.
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our community produces excellent research which brings some of the most
recent experimental information directly to bear on the questions that we care
most about: how we experience art, what sets aesthetic experience apart from
other kinds of experience, why art matters to us. Smith’s and Nanay’s books
are highly valuable contributions not just to these concerns, but also to
the metaphilosophy of aesthetics, that is to say, to how we as philosophers
should think about the relations between these different approaches, and
exactly which elements of our psychology can be fruitful to specific debates
in philosophical aesthetics.
If the neuroaesthetics of the late 1990s supported a visualization of the
philosophical and empirical projects as operating in parallel with one another –
engaged on neighbouring trajectories but never actually intersecting –
the conceptual picture which has emerged more recently, in great part thanks to
research such as Nanay’s and Smith’s, clearly relies on more generous frameworks
of communication and reference. Here, it might still make some sense to talk of
the philosophical and empirical perspectives respectively as originating from
different starting points and converging in a constructive manner, perhaps in
a triangular structure such as the one Smith favours. Nonetheless, it seems more
apparent than ever that if we continue on the current trajectory, even such a fairly
minor differentiation should eventually cease to make sense, and talk of different
approaches working together in any geometrical formation would itself become
superfluous. What we will have, then, is just one inclusive thick explanation,
resting on all the diverse elements that contribute to its explanatory power.
It seems perhaps that a more accurate theme for this discussion is not so much
whether psychology is relevant to aesthetics but, rather, in which respects
psychology is central to it.
Anyone who reads either of these books stands to benefit from a broadening
of their horizons, no matter how progressive we think ourselves to be with regards
to this kind of research programme. Both offer the opportunity for us to rethink
and revise the methodologies relevant to aesthetics and to resolve particular
problems pertaining to our field. In practice at least, aesthetics knows no
boundaries.
What I would like to do in these brief comments is to raise some questions with
regard to what Nanay and Smith describe as that which is phenomenologically
distinct about aesthetic experience. In this particular context such a concern is
hardly peripheral to the overarching project since our ability to establish whether
the aesthetic can resist the reductivism which accompanies most versions of
naturalism and naturalization rests at least partly upon this question. In this
process, I will point to some of the areas that call for further clarification or detail
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should Nanay and Smith, as we have good reasons to believe, turn out to be right
about their shared philosophical commitments.
I
Let us begin by reflecting on that which is said to be distinctive of aesthetic
experience or aesthetic perception. According to the theory developed by Nanay,
when we have an aesthetic experience of the paradigmatic kind, we have an
experience ‘very similar to the experience of treating an object to be unique’.4 That
is, looking at something aesthetically is similar to how we look when we
encounter something for the first time. Nanay writes:
If we encounter an object that is unique, we don’t really know how to attend to it; whichproperties of it we should attend to and which ones we should ignore. We have noprecedent of how to do this […] So we have no blueprint to follow: we try out attendingto all kinds of properties of the object – our attention is distributed.5
Nanay’s main aim here is not to capture a definition of aesthetic experience as
such, but rather to point to how we must understand the role of attention in
typical cases of aesthetic experience. His claim, then, is that aesthetic attention is
focused on objects but distributed onto the various properties of that object.
Although I won’t address the topic of distributed attention directly here,
one important aspect which Nanay takes to support his account of aesthetic
perception is the so-called ‘lingering effect’ of aesthetically attending to
something (through such distributed attention). An effect of this kind may occur,
for example, when we have had an aesthetic experience in an art gallery. We
engage with the pieces not simply by focusing on the exhibited objects but
primarily by distributing our attention onto its various properties. As a result,
according to Nanay, we tend not to be able to leave our aesthetic attention at
the door of the gallery when we exit that space. Instead, the mode of perception
may stay with us somehow, following and colouring our engagement with
the world and its contents for some time. In other words, we can activate our
aesthetic attention in the museum, but we may not be able to deactivate it quite
as easily. Instead, it is gradually tuned out. As Nanay puts it, ‘after having spent
a day in the museum, our experience of the banal scenes on leaving the museum
tends to retain some kind of aesthetic character’.6
Importantly, we can explain this aesthetic form of lingering not only by
appealing to distributed attention, but also by emphasizing the role of so-called
Psychologizing Aesthetic Attention
4 Nanay, Aesthetics as Philosophy of Perception, 119.5 Ibid., 127.6 Ibid., 17.
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aesthetically relevant properties.7 The idea here is that aesthetic properties as
such raise a whole host of conceptual, perceptual, metaphysical, and even
programmatic problems, which can be avoided, Nanay suggests, by thinking in
terms of relevance instead. So, while aesthetic properties cannot explain this
lingering effect single-handedly, introducing the notion of aesthetically relevant
properties gives us the tools to do so. Or so Nanay argues.
In some respects, I am sympathetic to the suggestion that a neatly delimited
category of aesthetic properties is something of a red herring (if only for
the extremely high expectations that positing such a notion involves for any
theory aiming to explain not only what unites such an extremely diverse
collection of qualities, but also their varying valence). That said, I worry about
Nanay’s conception of this lingering effect, what the real benefits of jeopardizing
the broader notion of aesthetic properties consist of, and whether it really is
the case that uniqueness in art is primarily a matter of the uniqueness of attention.
For one thing, I don’t entirely recognize my own aesthetic phenomenology
in the general description given. It seems to me that the lingering effect of art
is both richer and more specific – in the sense that it is more targeted on an
experience of the actual artwork – than Nanay’s account may be able to allow
for. When I leave the gallery or the museum, I may well not be able to ‘deactivate’
my aesthetic attention immediately, and may well carry an aesthetically tainted
way of seeing the world along with me for an extra few minutes. But this does
not seem to be exclusively – or even primarily – a matter of a strictly perceptual
mode of attention. The lingering effect bears witness to the fact that it is
the experience of perceiving a very specific work (or several very specific works)
of art that ‘stays with me’, as it were, the phenomenological details of which
colour my ensuing experience and enable me to pick up certain features I might
otherwise not have noticed in the world beyond the artwork (or indeed put
them in certain connections with one another). In other words, the lingering
effect of engaging aesthetically with art stems largely from how such
engagements affect other continuing mental states, such as the beliefs
pertaining to states of affairs external to the work and our perception of it,
including our moral beliefs and deliberations. If we discard too casually all
reference to what it was we were looking at, and why we found it interesting
or even captivating to begin with, we risk losing our focus on the more
transformative kind of aesthetic experience which we tend to seek when we
engage with art and in terms of which, I would argue, at least many cases of
the lingering effect of art is best understood.
7 Ibid., 65.
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So, rather than an activated mode of visual attention which is gradually
phased out, it seems to me that it is first and foremost the elements of
engaging with the work which I find the most enriching, such as the set
of insights or emotions evoked, which stay with me qua perceiver. And this
leads us straight to the question of aesthetic properties. For it is greatly in part
due to the aesthetic value – most probably best conceived as a combination
of reliably aesthetic properties, such as beauty or harmony, and properties
that happen to be aesthetically relevant on a given occasion – and the role
such value plays in aesthetically informed perceptual experience which
directly influences the lingering perceptual effect of art, its duration and
significance.
Surprisingly perhaps, the language with which Nanay describes the uniqueness
of the aesthetic seems at times Kantian in spirit, such as when aesthetic
experience is characterized as being ‘very much akin to encountering
something for the very first time’.8 We find a strong element of the unexpected,
the impossibility of predicting when aesthetic experience might occur,
the delightful freedom of newness and lack of rules or principles, and more.
But can all this richness and complexity be maintained purely at the level of
perception? For Nanay’s project is not just one of bringing a psychologically
informed philosophy of perception to bear on questions in aesthetics. It is also
one of making the more general point that aesthetics is, in effect, a branch of
the philosophy of perception. What is the price to pay for that view? Well, quite
a high price, possibly, bearing in mind that a fair number of the concepts
aesthetics tends to rely on, such as aesthetic properties, aesthetic objects and
perhaps even subjects, may suddenly find themselves dispensable, replaced
by simpler and thinner perceptual concepts: we would perhaps no longer be
subjects of experience but perceivers, albeit it richly equipped, distributing our
attention on all properties that might be aesthetically relevant.
II
In his Film, Art, and The Third Culture, Murray Smith – for whom the process of
naturalizing aesthetics in a new way is central – specifically asks his readers:
[is there] a distinctive mental state which constitutes ‘aesthetic attention’ or the ‘aesthetic attitude’ – a form of consciousness systematically distinct from ordinary,‘interested’ consciousness, characteristically prompted by artworks and other natural or artefactual aesthetic prompts?9
Psychologizing Aesthetic Attention
8 Ibid., 129.9 Smith, Film, Art, and the Third Culture, 191.
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The ‘triangulating’ method favoured combines (i) the phenomenological, (ii)
the psychological, and (iii) the neurological levels of analysis into one thick
explanation, and so, we are told: ‘The door is thereby opened to admit […]
the first-person perspective within a scientific approach to the mind.’10
Smith’s answer is that ‘aesthetic experience arises when our perceptual,
affective, and cognitive capacities are engaged in a way that goes beyond their
normal functioning, and that such engagement prompts us to savour and reflect
upon the resultant experiences’.11 Further on, he writes: ‘When [aesthetic]
experiences go well, they are not merely had, but savoured. They become
the object of a particular kind of self-consciousness.’12 This special kind of self-
consciousness known as aesthetic experience, this ‘savouring’ or ‘retrospection’,
thus combines a whole host of states and abilities both in what we might call its
production, its phenomenology, and in its aftermath. It is not only reflective and
emotionally laden, it is also self-reflective and affectively enjoyed as reflection or
retrospection. We have an experience and at the same time an experience of that
experience: aesthetic experiences are enjoyed, felt, and retrospected upon in
a special way qua objects of a special form of self-consciousness which is
distinctive of aesthetic attention.
It seems both right and important to point out, as Smith does here, that there
are important cognitive aspects of our aesthetic experiences which tend to be
overlooked, and that conceiving of such experiences primarily as affective and
fairly passive responses is fundamentally unhelpful not only to philosophical
analysis but also to daily life. That said, the generous and inclusive spirit of Smith’s
triangulation and thick explanation raises questions of its own. Are we now not
trying to fit too much into the account of what is supposed to be our distinctly
aesthetic phenomenology? For if all aspects of the psychological, neurological,
and phenomenological are potential contributors to our aesthetic explanations,
by what means exactly do we assess the explanatory weight each of them might
carry separately? The question relates directly to how we should balance the input
or emphasis of either of the three corners in this triangular structure.
Smith surveys the basic concepts at the heart of the triangulation of
the phenomenological including attention, consciousness, the degrees of
consciousness of peripheral factors, self-consciousness, the unconscious,
the ‘cognitive’ or ‘adaptive’ unconscious, and more. In spirit, such inclusivity is
surely on the right track of providing a solid theory of aesthetic experience. And
yet, at the same time, it opens up a new set of concerns. For, now that we are
10 Ibid., 197.11 Ibid., 11.12 Ibid., 91.
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operating with a notion of the cognitive which embraces subconscious elements,
where should we draw the line between those aspects which are directly relevant
to aesthetic experience and those which are not? How could we know? Or, to put
the point in Smith’s own terms, how thick can a thick explanation become and
still remain an explanation (of anything)?
Some of these questions are tied up with a methodological point one might
want to press Nanay on too. For one might think that an important advantage of
a method which seeks to incorporate the results of psychological investigations
is precisely that our explanations are grounded in information, facts, evidence, or
data which in some sense at least apply across aesthetic agents, regardless of all
the purely personal, idiosyncratic qualities which can make us such unreliable
aesthetic judges. But if aspects of our aesthetic experience are subconscious or
subpersonal features of our micro-perceptual or phenomenological experience,
have we really strengthened the foundations of our explanations or, to exaggerate
a little perhaps, simply replaced them by some other explanatory features that
are not obviously all that far-reaching either? Exactly what do we find behind
the ‘door [to] the first-person perspective within a scientific approach to
the mind’? And this, of course, is directly connected with a broader concern about
the reach of thick explanations in general: Is aesthetics now less about explaining
aesthetic experience or aesthetic value and more about explaining phenomena
with some aesthetic component? One possible answer here of course is that
a distinction of this kind is merely nominal: what is an aesthetic experience if not
an experience with some (more or less significant) aesthetic components?
Be that as it may, the special savouring and introspection so aptly described
by Smith reminds one of the probing questions which arise for anyone who seeks
both to naturalize (and in that sense at least normalize) and to customize
the aesthetic at the same time.
The theory outlined by Smith is reinforced by the many interesting examples
of films incorporated into his arguments. Indeed, one of the strengths of Smith’s
naturalizing project is the intricate way in which he weaves his account into
a detailed understanding of works such as Edgar Reitz’s Heimat film series,
demonstrating step by step how a theory informed ‘by psychological,
evolutionary, and neuroscientific research on the emotions’ can affect our artistic
experience.13 In a similar vein, Nanay’s discussion of Paul Klee serves as a helpful
point of reference connecting theory with practice. It is fair to say, then, that both
Aesthetics as Philosophy of Perception and Film, Art, and the Third Culture
demonstrate significant advances on many previous attempts to marry research
Psychologizing Aesthetic Attention
13 Ibid., 165–66.
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in philosophical aesthetics with approaches, models, and methodologies drawn
from the empirical sciences, and both make for extremely refreshing reading in
respect of the concept of aesthetic experience which is thus allowed for. One of
the many things we stand to learn from Nanay’s and Smith’s work is that asking
whether empirically informed psychology is relevant to philosophical aesthetics
is now no longer so much a question to which we should return at regular
intervals in philosophy, as one which should retain a permanent place on the
drawing board.
Elisabeth SchellekensDepartment of Philosophy, Uppsala University,
Engelska parken, Thunbergsv. 3H, Box 627, 751 26 Uppsala, [email protected]
BIBLIOGRAPHY
Nanay, Bence. Aesthetics as Philosophy of Perception. Oxford: Oxford University Press, 2016.Ramachandran, Vilayanur S., and William Hirstein. ‘The Science of Art: A Neurological Theory
of Aesthetic Experience.’ Journal of Consciousness Studies 6 (1999): 15–41.Seeley, William. ‘What Is the Cognitive Neuroscience of Art… And Why Should We Care?’
ASA Newsletter 31, no. 2 (2011): 1–4.Smith, Murray. Film, Art, and the Third Culture: A Naturalized Aesthetics of Film. Oxford: Oxford
University Press, 2017.Solso, Robert. The Psychology of Art and the Evolution of the Conscious Brain. Cambridge,
MA: MIT Press, 2003.Zaidel, Dahlia. Neuropsychology of Art: Neurological, Cognitive and Evolutionary Perspectives.
New York: Taylor & Francis, 2005.Zeki, Semir. ‘Art and the Brain.’ Journal of Consciousness Studies 6 (1999): 76–96.––––––. Inner Vision: An Exploration of Art and the Brain. Oxford: Oxford University Press, 2000.
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RESPONSES TO IRVIN AND SCHELLEKENS
BENCE NANAY
Responding to critics is not always a happy task. The book has been published.
So, short of having all the existing copies pulped and writing a new book, not
much can be changed. Typically, there are three kinds of responses to critical
remarks: clarifications (if the critic got something wrong), concessions
(if the author got something wrong), or some new directions for future research.
It is a true mark of the quality of the two sets of comments on my book by
Sherri Irvin and Elisabeth Schellekens that almost all of their comments open up
exciting new directions for future research (some of which I have tried to
undertake in some pieces I published since the publication of the book [thus
the uncharacteristic and somewhat inelegant preponderance of self-references
in this piece], but most of which are still to be undertaken).
But I have to start with a concession, albeit a somewhat unusual one. I think
I might have made something of a marketing mistake when writing the book.
As I explain in the précis above, my main aim with this book was to argue that
the toolkit of philosophy of perception can be very useful in tackling problems
in aesthetics. My secondary aim was to zoom in on the concept of attention and
examine how aesthetics could benefit from taking this concept seriously (one
important consequence of this would be a shift from talk about aesthetic
properties to talk about aesthetically relevant properties).
It was my third, not at all central, aim to argue that a special way of exercising
our attention, in a manner that focuses on an object but distributed among its
properties, plays an important role in some instances of aesthetic experiences.
The marketing mistake was to start the book with this third, relatively minor point
since frontloading this material made it seem as if this tertiary aim of the book
were the central one. It was not. But it is also understandable, given that I start
the book with it, that readers would attribute more importance to this than
I would have expected. This is not much of a concession – I still stand by my
account of aesthetic attention, but if someone is not persuaded of the role this
kind of attention plays in some of our aesthetic experiences, they have no reason
not to take my other two, much broader, aims of the book seriously (the emphasis
on attention and the general methodological proposal about using philosophy
of perception).
Sherri Irvin opens her comments with a vivid and evocative description of an
aesthetic experience she had on her patio. She describes her experience of
Responses to Irvin and Schellekens
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attending to ‘the tangle of leaves and the many colours of green’ and noticing
‘the very slight movement of branches in a subtle breeze’. She also felt a ‘sensation
of air on [her] skin’ and also ‘the pressure of [her] elbow against [her] hip and the
expansion of [her] torso and shifts in fabric against [her] skin as [she] breathed’.1
This experience seems very similar to the kind of experience I wanted to
capture in the book, but there is a major difference, which makes Irvin’s example
a potential counterexample to my account. In her example, her attention is
distributed among different properties – that fits my account very well. But her
attention does not seem to be focused at all. Her attention is distributed across
a variety of objects – the leaves, the branches, the air, the fabric. So this is a major
difference from the ‘focused on one object, distributed across many properties’
account I have advocated. The leaves and the branches are clearly very different
from the air or the fabric – they are even perceived in different sense modalities.
Is this a counterexample to my account then?
I should say that I really like the vivid description of Irvin’s aesthetic experience
and I believe that it is a very similar kind of experience as the one I was trying to
capture in the book. And I would be very happy to acknowledge the difference
between her aesthetic experience and the aesthetic experiences I was focusing
on. While the book is about our aesthetic engagements with all kinds of things
(of art, of nature, of everyday scenes), in introducing the idea of distributed
attention, I was mainly concerned with the aesthetic experiences of artworks. And
at least when it comes to artworks, the focused attention part of the experience
is quite important, inasmuch as it captures an influential idea in the history of
aesthetics concerning the unity of our experience of artworks.2
The general idea here is that engaging with an artwork entails taking it in as
a single, integrated whole (this is a Kantian idea, which played an important role
in Romanticism [for example, in the writings of Friedrich Schlegel], but it was also
highly influential in twentieth-century Anglo-American aesthetics, for example,
in Monroe Beardsley’s work).3 And while this might be an important aspect of our
1 Sherri Irvin, ‘The Nature of Aesthetic Experience and the Role of the Sciences inAesthetic Theorizing: Remarks on the Work of Nanay and Smith’, Estetika: The CentralEuropean Journal of Aesthetics 56 (2019): 102. See also her ‘The Pervasiveness of the Aesthetic in Ordinary Experience’, British Journal of Aesthetics 48 (2008): 29–44,which is the best philosophical discussion of aesthetic experience of everyday scenesI know of.
2 See also my ‘Aesthetic Attention’, Journal of Consciousness Studies 22 (2015): 96–118;‘Defamiliarization and the Unprompted (Not Innocent) Eye’, nonsite.org, no. 24 (2018):1–17, https://nonsite.org/article/defamiliarization-and-the-unprompted-not-innocent-eye.
3 See Monroe Beardsley, Aesthetics: Problems in the Philosophy of Criticism, 2nd ed.(Indianapolis: Hackett, 1981).
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aesthetic engagement with works of art, this might not be so important when it
comes to our aesthetic engagement with nature or with everyday scenes. It would
be an exciting and novel project to explore the systematic differences between
how our aesthetic attention is exercised in engaging with artworks on the one
hand and with nature and everyday scenes on the other.
In the book, I made some preliminary remarks about how the attention’s
‘focusing on one object’ is a bit more complicated in the case of our aesthetic
experience of nature. When admiring a landscape, for example, the object we are
focusing our attention on is not one tree or one bush, but the landscape – often
a vast scene, which would make it a bit difficult to fully appreciate just in what
sense this kind of aesthetic attention could be called ‘focused’. So, when we have
an aesthetic experience of a painting, in some sense our attention is focused on
the perceived object in a way that it is not focused on the perceived object in
the case of looking at a landscape.
Kant’s (and Beardsley’s) emphasis on the concept of formal unity would be
applicable in both cases, but I agree with Irvin (and Schlegel) that this common
denominator would paper over important differences. An important continuation
of the project I started in the book would be to study the differences between
aesthetic experiences of artworks on the one hand and of nature and everyday
scenes on the other from the point of view of how focused our attention is (and
what it focuses on if it is).4 And I take Irvin’s vivid description of her aesthetic
experience of an everyday scene on her patio to be a very good demonstration
of something that is in common between these kinds of aesthetic experience of
everyday scenes and the kinds of aesthetic experience I was talking about –
namely, that our attention is distributed across many properties.
The main focus of Elisabeth Schellekens’s commentary is my reliance on what
I call the ‘lingering effect’ of aesthetic experiences. When you spend an entire day
in the museum and you walk home afterwards, the drab bus stop may look to
you like one of the pictures in the museum. And when leaving a good concert or
movie, the ugly, grey, dirty streetscape can look positively beautiful. It seems that
aesthetic experiences often do not stop when the contemplation of the object
of the aesthetic experience stops. After leaving the concert hall or the cinema,
one may still see the world differently. In the book, I explain this ‘lingering effect’
as a perceptual phenomenon: the way we exercise our perceptual attention is
not something we can deliberately change from one moment to the other. And
as a crucial characteristic of aesthetic experiences is the way our attention is
Responses to Irvin and Schellekens
4 I scratch the surface of this vast project in ‘Aesthetic Experience of Artworks andEveryday Scenes’, Monist 101 (2018): 71–82.
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exercised, what we should expect is that these experiences would only fade out
slowly after the actual aesthetic engagement is over. We should expect that
aesthetic experiences would have a lingering effect.
Schellekens objects to my explanation of this phenomenon – namely, that
I explain the lingering effect as a perceptual and attentional effect and not as
the effect of ‘mental states, such as the beliefs pertaining to states of affairs
external to the work and our perception of it, including our moral beliefs and
deliberations’ and ‘insights’.5
These remarks, again, point towards an interesting potential future research
project. We can gain insights and acquire moral beliefs from artworks – no
question about this.6 But I was talking about a different, much less intellectual
phenomenon. Art often teaches us about morality and the human condition, but,
to use the famous Ad Reinhardt bon mot, it is also true that ‘art teaches us how
to see’.7 In general, we should not ignore the strong perceptual (and, I would add,
attentional) effect of engaging with artworks.
Here, in support of my claim, is a longish quote from Marcel Proust:
Since I had seen such things depicted in water-colours by Elstir, I sought to find again inreality, I cherished, as though for their poetic beauty, the broken gestures of the knivesstill lying across one another, the swollen convexity of a discarded napkin upon whichthe sun would patch a scrap of yellow velvet, the half-empty glass which thus shewedto greater advantage the noble sweep of its curved sides, and, in the heart of itstranslucent crystal, clear as frozen daylight, a dreg of wine, dusky but sparkling withreflected lights, the displacement of solid objects, the transmutation of liquids by theeffect of light and shade, the shifting colour of the plums which passed from green toblue and from blue to golden yellow in the half-plundered dish, the chairs, like a groupof old ladies, that came twice daily to take their places round the white cloth spread onthe table as on an altar at which were celebrated the rites of the palate, where in thehollows of oyster-shells a few drops of lustral water had gathered as in tiny holy waterstoups of stone; I tried to find beauty there where I had never imagined before that itcould exist, in the most ordinary things, in the profundities of ‘still life’.8
Marcel sees the world differently after having seen the Elstir watercolours. This
effect does not come from insights or moral beliefs. It comes from perceptual and
attentional differences. Proust himself emphasizes the importance of attention
in this perceptual shift in the quote above.
5 Elisabeth Schellekens, ‘Psychologizing Aesthetic Attention’, Estetika: The CentralEuropean Journal of Aesthetics 56 (2019): 113, 114.
6 See, for example, my ‘Philosophy versus Literature: Against the Discontinuity Thesis’,Journal of Aesthetics and Art Criticism 71 (2013): 349–60.
7 Ad Reinhardt, ‘How to Look at Things through a Wine-Glass’, PM, 7 July 1946.8 Marcel Proust, Within a Budding Grove, trans. C. K. Scott Moncrieff (New York: Vintage,
1970), 325.
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But this is not supposed to be an appeal to authority in response to
Schellekens’s objection (although I can’t think of a better authority on this topic
than Proust). The new research direction that Schellekens’s comment points to
is about how the perceptual ‘lingering effect’ and the more cerebral effects
of engaging with works of art interact.9 This is also what I take to be in
the background of Schellekens’s more ‘big-picture’ worry about my approach –
namely, that it reduces the subject of aesthetic engagement to a ‘perceiver’.
One of the reasons why I take the concept of attention to be so important in
aesthetics is because our perceptual experience depends heavily on what we are
attending to and how we do so. And given that our attention depends on what
we know and believe (but also on our expectations, hopes, and aspirations), this
means that our perceptual experiences (and, a fortiori, our perceptual aesthetic
experiences) very much depend on our higher-order mental states.10 Another
important mediator of these top-down influences on our perceptual aesthetic
experiences, something I only talk about in passing in the book but that I have
been exploring since, is mental imagery. Our perceptual experience very much
depends on the mental imagery we use to fill in the gaps of the scene in front of
us and mental imagery depends on our background beliefs, knowledge, and
expectations.11 Our aesthetic engagement is complex. But so is perceptual
experience. Both can and very often do depend heavily on higher-level mental
states. I don’t think we should worry about thinking of the aesthetic subject as
a perceiver. A lot goes into being a perceiver.12
My final response is to a remark Schellekens makes passingly about how
aesthetic value might be the combination of aesthetic properties and
aesthetically relevant properties (and how the lingering effect might depend on
this combination). I deliberately avoided discussing aesthetic value in the book
and I will continue to do so here. This has to do with a fourth aim of the book,
which is more of a public relations manoeuvre, not so much a bona fide
philosophical aim.
Philosophical disciplines are often divided between what is described as ‘value
theory’ on the one hand and ‘metaphysics and epistemology, broadly construed’
Responses to Irvin and Schellekens
9 I say more on this in ‘Aesthetic Experience of Artworks and Everyday Scenes’, butdefinitely not enough.
10 See also my ‘Cognitive Penetration and the Gallery of Indiscernibles’, Frontiers inPsychology 5, no. 1527 (2015): 1–3, doi:10.3389/fpsyg.2014.01527.Nanay 2015a.
11 Bence Nanay, ‘Perception and the Arts’, in Art and Philosophy, ed. Christy Mag Uidhir(Oxford: Oxford University Press, forthcoming); Seeing Things You Don’t See (Oxford:Oxford University Press, forthcoming).
12 See also my ‘Against Aesthetic Judgment’, in Social Aesthetics and Moral Judgment, ed.Jennifer McMahon (London: Routledge, 2018), 52–65.
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on the other. Value theory is supposed to encompass ethics, political philosophy,
and aesthetics (among others). Metaphysics and epistemology, broadly construed
is supposed to encompass philosophy of mind, philosophy of language, and
philosophy of science (besides, obviously, metaphysics and epistemology). These
categories are used a lot in job ads and in classifications of philosophy papers, so
a lot depends on which bag aesthetics is put into.
And I see no reason why aesthetics would belong to the value-theory bag and
not the metaphysics and epistemology, broadly construed bag. Much of
aesthetics is about experiences, perception, emotions, attention, and imagination,
all of which are part of philosophy of mind (even if you are sceptical about the
emphasis of my book on philosophy of perception). And philosophy of mind is,
in turn, part of metaphysics and epistemology, broadly construed. So I do not see
why aesthetic value would need to be taken to be a central concept in aesthetics.
Some of our experiences are valenced. Some of our experiences matter to us a lot.
These are claims about experiences, not about value (whatever that concept
means).
But those who are more on the ‘value-theory’ end of things might want to
know how aesthetic value fits into my picture of aesthetics. Even if it is not
a central concept in my view, given its importance in the history of aesthetics,
I need to say something about it. And I think that on this point, Schellekens is
exactly right. Thinking of aesthetic value as a combination of aesthetic properties
and aesthetically relevant properties seems to be on the right track. And working
out the exact connection between the three concepts of aesthetic value, aesthetic
properties, and aesthetically relevant properties would be a very promising new
direction for future research. Another way of putting this is that the standard
relation between aesthetic properties and aesthetic value is put in new
perspective by the introduction of the third relatum, that of aesthetically relevant
properties – properties that are such that if we attend to them, this makes an
aesthetic difference.
I said above that critics are supposed to talk about aesthetically relevant
properties and not aesthetic properties. If a critic says that a painting is beautiful
or graceful, she is not doing her job right. She should draw our attention to
properties that we have not noticed that are such that when we notice them, it
transforms our experience. And I think that this is by and large true. But I did add
in the book briefly that it is part of the critic’s job to talk about the relation
between aesthetically relevant properties and aesthetic properties – about how
an aesthetically relevant property realizes aesthetic properties. But a lot more
would need to be done to work out how exactly aesthetically relevant properties
combine with aesthetic properties to yield aesthetic value.
Bence Nanay
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I would like to thank Sherri and Elisabeth again for comments that are not only
perceptive and often charitable, but, and this is something that can be said of
very few response pieces, open up new directions for future research in at least
three domains: the relation between aesthetic experiences of art and of everyday
scenes, the relation between perceptual and cognitive effects of engagement
with works of art, and the relation between aesthetically relevant properties and
aesthetic properties.
Bence NanayCentre for Philosophical Psychology, University of Antwerp,
D 413, Grote Kauwenberg 18, 2000 Antwerp, BelgiumPeterhouse, University of Cambridge,
Cambridge, CB2 1RD, [email protected]
BIBLIOGRAPHY
Beardsley, Monroe. Aesthetics: Problems in the Philosophy of Criticism. 2nd ed. Indianapolis:Hackett, 1981.
Irvin, Sherri. ‘The Nature of Aesthetic Experience and the role of the Sciences in AestheticTheorizing: Remarks on the Work of Nanay and Smith.’ Estetika: The Central EuropeanJournal of Aesthetics 56 (2019): 100–109.
––––––. ‘The Pervasiveness of the Aesthetic in Ordinary Experience.’ British Journal ofAesthetics 48 (2008): 29–44.
Nanay, Bence. ‘Aesthetic Attention.’ Journal of Consciousness Studies 22 (2015): 96–118.––––––. ‘Aesthetic Experience of Artworks and Everyday Scenes.’ Monist 101 (2018): 71–82.––––––. ‘Against Aesthetic Judgment.’ In Social Aesthetics and Moral Judgment, edited by
Jennifer McMahon, 52–65. London: Routledge, 2018.––––––. ‘Cognitive Penetration and the Gallery of Indiscernibles.’ Frontiers in Psychology 5,
no. 1527 (2015): 1–3. doi:10.3389/fpsyg.2014.01527.––––––. ‘Defamiliarization and the Unprompted (Not Innocent) Eye.’ nonsite.org, no. 24
(2018): 1–17. https://nonsite.org/article/defamiliarization-and-the-unprompted-not-innocent-eye.
––––––. ‘The History of Vision.’ Journal of Aesthetics and Art Criticism 73 (2015): 259–71.––––––. ‘Perception and the Arts.’ In Art and Philosophy, edited by Christy Mag Uidhir. Oxford:
Oxford University Press, forthcoming.––––––. ‘Philosophy versus Literature: Against the Discontinuity Thesis.’ Journal of Aesthetics
and Art Criticism 71 (2013): 349–60.––––––. Seeing Things You Don’t See. Oxford: Oxford University Press, forthcoming.Proust, Marcel. Within a Budding Grove. Translated by C. K. Scott Moncrieff. New York: Vintage,
1970.Reinhardt, Ad. ‘How to Look at Things through a Wine-Glass.’ PM, 7 July 1946.Schellekens, Elisabeth. ‘Psychologizing Aesthetic Attention.’ Estetika: The Central European
Journal of Aesthetics 56 (2019): 110–17.
Responses to Irvin and Schellekens
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PROUST WASN’T A NEUROSCIENTIST
MURRAY SMITH
My response falls into two parts. In the first part, I begin by addressing
the concerns raised by Sherri Irvin regarding the role of neuroscience within
the model of triangulation advanced by Film, Art, and the Third Culture (hereafter:
FACT). This leads me through a variety of considerations, including the distinction
between explanandum and explanans, the nature of the supervenience relation
holding between neural states on the one hand and psychological and
phenomenological states on the other, and the methodological or episte -
mological character of triangulation. In unpacking the latter claim, I draw
a comparison between biological motion and the biological – or, better,
biocultural – cognition that a naturalistic approach to the mind points us
towards. In the second part of my response, I pick up on Elisabeth Schellekens’s
focus on the phenomenology of aesthetic experience, and my particular
conception of it. I seek to allay Schellekens’s worry that my account of aesthetic
experience encompasses ‘too much’ by emphasizing again the importance of
the explanandum–explanans distinction, and relatedly, by stressing the distinction
between the content of aesthetic experience and the explanation of such
experience. I stress the differences between the explanatory goals of the theorist
with the creative and aesthetic goals of the artist (while acknowledging that
theorists need to observe a principle of explanatory relevance, lest their theories
become ‘bloated’ in the way Schellekens fears). I conclude by arguing that
a naturalized aesthetics is able to accommodate the particularity of specific
artworks and of individual appreciators, and that such accommodation is not in
tension with the tradition of scientific psychology.
I
In her commentary, Sherri Irvin recognizes the centrality of the triangulation
model to the project advanced in FACT – the effort to coordinate evidence from
introspection and phenomenal reflection, psychology, and neuroscience in
the study of the mind in general, and in relation to aesthetics and aesthetic
experience in particular. In commenting on the model and the book, Irvin points
to a number of ways in which we share common ground. In agreement with both
Irvin and Elisabeth Schellekens – and indeed, I believe, with Nanay – I take
the clarification and explanation of aesthetic experience to be central to the
enterprise of philosophical aesthetics. Irvin also notes the ‘anti-reductivist flavour’
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of FACT, notwithstanding the seriousness with which I take (neuro)science.1 One
way in which this is manifest, as Irvin points out,2 is in my concern with the
overreaching and ‘overinterpretation’ widespread in cognitive neuroscience, where
bold claims and speculative edifices are built on the basis of preliminary and often
very limited neural evidence. The most sustained critique of this tendency is to be
found in Chapter 2 of FACT, where I coin the expression ‘neural behaviourism’ to
describe and refer to that strain of neuroscience which treats neurophysiological
evidence as if it spoke for itself – as if it were meaningful without being intermapped
onto evidence from experience and psychological theory.
But Irvin has doubts about the level of confidence that I place in neuroscience
(or at least the neuroscience currently available to us): the findings of
contemporary neuroscience, she states, ‘tend to be pretty primitive’ and ‘coarse-
grained’.3 More specifically and more fundamentally, Irvin challenges my view
that there is an ‘interdependence’ among the three types or levels of evidence
which makes it impossible to hierarchize their significance. She argues that, at
least with respect to aesthetic experience, there is an asymmetry among the levels
which makes phenomenological evidence – the evidence of experience itself –
the most significant kind of evidence available to us. She holds this because ‘when
it comes to art and aesthetic experience, the phenomenological is irreducibly not
just one of the legitimate targets of our interest, but the primary one’.4 Irvin also
contends that, so long as we hold that mental properties supervene on neural
properties, psychological evidence takes priority over neural evidence. I’ll return
to the topic of supervenience shortly. But the immediate point to take stock of is
that, on Irvin’s view, in contrast to mine, there is a clear hierarchy among the three
types of evidence constitutive of triangulation, in which phenomenology is at
the top and neurophysiology at the bottom (neural evidence is ‘subservient’
to the other kinds of evidence).5
Note, however, that there appears to be a strong and a weak version of Irvin’s
objection to the role of neuroscience in aesthetics. Certain passages in her
commentary imply that the problem is (or might be) that neuroscience is too
young as a science either to make much of a contribution, or for us to know
whether it might make such a contribution, to our understanding of aesthetic
experience:
Proust Wasn‘t a Neuroscientist
1 Sherri Irvin, ‘The Nature of Aesthetic Experience and the Role of the Sciences inAesthetic Theorizing: Remarks on the Work of Nanay and Smith’, Estetika: The CentralEuropean Journal of Aesthetics 56 (2019): 105.
2 Ibid.3 Ibid., 105, 107.4 Ibid., 107.5 Ibid., 106.
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the suggestion that the three levels exist in ‘a tail-chasing form of interdependence’strikes me as premature: the present coarse-grained state of much neuroscientificknowledge doesn’t permit it to have a very robust explanatory role. It remains to be seen whether the apparent primacy of the experiential level will recede as the underlying neuroscience becomes more sophisticated.6
Other passages imply a stronger, more conceptual objection, based on the fact
that both our experiences and our psychological capacities supervene on neural
states and processes. Given this, Irvin argues, ‘the prospect of neurophysiological
data making an independent contribution to aesthetic theorizing, even once the
science is far more advanced’, is in doubt.7
Here it is important to introduce two rejoinders to the strong version of Irvin’s
objection. The first concerns the peculiar status and role of experiential evidence
in the model of triangulation advanced by FACT. Such experience, I argue, plays
a dual role in theories of aesthetic experience: it functions as both explanandum
and explanans.8 How can that be? As Irvin stresses, our aesthetic experience –
whether of artworks, natural phenomena, or the facets of everyday experience –
is the very thing which theories of aesthetic experience seek to explain. But
I contend that, additionally, what we have to say about aesthetic experience –
the way it feels to us; the way we characterize it – plays a role in our explanations
of such experience. This is one of the peculiarities of the science of mind which
marks it off from all other domains of science, where the pursuit of the ‘view
from nowhere’ is an appropriate governing ideal. That ideal of course has an
important place in the cognitive sciences as well. But unless we take the stance
that the ‘view from somewhere’ – the data of first-person experience – is entirely
epiphenomenal, experiential evidence is bound to figure in our explanations,
even if such evidence is defeasible.
To take one example from FACT: according to the orthodox theory of suspense,
suspense arises when, in engaging with an unfolding sequence of events, we
hope for certain outcomes, fear for others, and, crucially, lack knowledge of
the outcome. But this gives rise to the problem of ‘anomalous suspense’9 –
the apparent experience of suspense in contexts where we do know the outcome
of the narrative in question (either because it is a well-known real-world narrative
or because of repeated engagements with specific fictional narratives). Various
solutions to this problem are possible, some of which hold that the emotion we
6 Ibid., 108. 7 Ibid., 100.8 Murray Smith, Film, Art, and the Third Culture: A Naturalized Aesthetics of Film (Oxford:
Oxford University Press, 2017), 62.9 Richard Gerrig, Experiencing Narrative Worlds: On the Psychological Activities of Reading
(New Haven, CT: Yale University Press, 1993).
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experience in such contexts really is suspense. But if we wish to defend the idea
that suspense is or can be experienced where we already know the outcome of
a narrative, experiential evidence will be relevant. Thus when my body tightens
up at the prospect of the hijacking of the flight depicted in United 93, and it feels
to me like I am experiencing suspense in relation to that possible event, that
counts as one form of evidence in favour of the hypothesis that I am experiencing
suspense.
We need to be careful here with regard to what the evidence of experience is
evidence of – what exactly is the explanandum? There are two candidates: our
experience itself and the psychological capacity associated with the experience.
Can our experience be evidence of our experience? There is something worryingly
circular about that thought. Our experience (qua experience) just is constitutive
of what we want to explain, and in that sense we can’t be wrong about our
experience. But we can be mistaken about the psychological skill or capacity
the exercise of which creates the experience. As I note in FACT, our ordinary
experience gives us the impression that our visual system affords us a uniformly
coloured and detailed visual field. But as research on peripheral vision and on
inattentional and change blindness shows, it doesn’t! Christopher Chabris and
Dan Simons refer to this phenomenon as the ‘illusion of attention’. They note that
‘we vividly experience some aspects of our world, particularly those that are
the focus of our attention. But this rich experience inevitably leads to
the erroneous belief that we process all of the detailed information around us.’ So
our visual experience is characterized by this illusion, and such experience gives
rise to mistaken beliefs about our visual capacities.10 (The same may be true of
suspense; our experience of what feels like suspense in anomalous cases, like
those noted above, may be misleading; the jury is out.) Thus it is cogent to think
of our visual experience as evidence for our capacities or skills – misleading
evidence, as it turns out in this case – in a way that it isn’t cogent to think of
experience as evidence of experience.
My second response to the strong version of Irvin’s objection focuses on the
role of supervenience. Irvin and I are in agreement ‘that the phenomenological
and the functional/cognitive supervene on the physiological’.11 But we differ on
the significance of this relationship. While I grant that there is an ontological
hierarchy among the levels in the triangulation model,12 I insist on two further
points. First, that the more basic level of neurophysiology in the ontological
Proust Wasn‘t a Neuroscientist
10 Smith, Film, Art, and the Third Culture, 61, 235nn11–13; Christopher Chabris and DanSimons, The Invisible Gorilla: And Other Ways Our Intuition Deceives Us (London:HarperCollins, 2010), 7.
11 Irvin, ‘Nature of Aesthetic Experience’, 107.12 Smith, Film, Art, and the Third Culture, 234n6.
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hierarchy should not lead us to make any fallacious inferences about the (ir)reality
of psychological states or conscious experiences: the ontological hierarchy gives
us no reason to think that the mind in general or consciousness in particular are
any less real than the brain states on which they supervene. Although Irvin does
not address this point, I am confident that here, too, we are in agreement.
Where there is a difference, if not a disagreement, between us concerns
the nature of triangulation. At least by implication, Irvin treats triangulation as an
ontological claim; that is what the supervenience relation describes. But I frame
triangulation in methodological terms: ‘no item within these bodies of evidence
is insulated from revision or rejection – so elimination of even long-established,
cherished beliefs and theories is certainly possible. In addition, no straightforward
methodological hierarchy among the three levels of analysis is established: no
one of the three types of evidence necessarily overrules the others.’13 The idea
here is that, in our search for an understanding of the mind and of aesthetic
experience, we can begin with evidence of any type – experiential, functional,
neural – as all of them will (or at least can) lead us into the space of explanation,
where any given piece of evidence may intersect with any other. I grant that, given
supervenience, differences at the base level of the brain may not manifest in
differences at the supervening level of the mind; but of course they can and
often do, and that is all that is necessary to ‘license’ attention to neural evidence
from a methodological point of view. The example of mirror neurons is telling
in this respect: mirror neurons were initially discovered by accident when
the neuroscientists involved were running experiments designed to test for
a quite different set of hypotheses about brain function in macaque monkeys.14
But once this unexpected and anomalous neural data was on the table,
hypotheses about the functional and experiential states it might be underpinning
could be (and were) framed. Note that this is precisely why I don’t claim that
‘neurophysiological data [makes] an independent contribution to aesthetic
theorizing’,15 but rather that it exists in a relation of interdependence with
functional and experiential states. This interdependence claim cuts both ways as
far as neuroscience is concerned – neural evidence is given a significant role, but
it degenerates into meaningless ‘neurobabble’ if cut loose from experiential and
functional evidence and interpretation.
One might also make this methodological point in epistemological terms:
triangulation bears on how we gain knowledge of the mind – how we discover
its mechanisms, processes, and other characteristics. It leaves the ontological
13 Ibid., 60.14 Ibid., 64–65.15 Irvin, ‘Nature of Aesthetic Experience’, 100 (my emphasis).
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hierarchy, described by the supervenience relation, intact. Ontologically, a tiger
is a tiger because of its genetic make-up; but we get to know if a tiger is a tiger by
looking at its observable features and behaviour. What cuts ice epistemically may
be ontologically blunt.
What more can be said in support of the methodological and epistemological
value of triangulation in general and the neural level of evidence embedded
within it in particular? In a striking passage which resonates strongly with those
trends in contemporary philosophy of mind which accord substantial weight to
the body and the brain – such as embodied and 4EA accounts of the mind –
Darwin recorded the following thought in one of his notebooks:
To study Metaphysic, as they have always been studied, appears to me to be like puzzlingat Astronomy without Mechanics. – Experience shows the problem of the mind cannotbe solved by attacking the citadel itself. – The mind is a function of the body. – We mustbring some stable foundation to argue from.16
We might consider Darwin’s idea here in connection with the literature on
biological motion. It is now well established within perceptual psychology that
our minds are adapted to detecting the distinctive contours and rhythms of
biological motion, as it is manifest in the movement of humans and other animal
species. Among the possible forms of motion, biological motion is quite
distinctive, and quite different from the artificial, technologically enhanced forms
of motion we humans have invented. (Of course, it is a racing certainty that some
future technologies will emulate biological motion, for various purposes.) And
the distinctiveness of biological motion is ineluctably tied up with – one might
even say constituted by – the bodily forms of animals. Darwin is inviting us to
make the leap and accept that the mind, just as surely if rather more subtlety, is
tied up with the form of the body and the brain (the brain being nothing other
than a particularly intricate part of the body): ‘The mind is a function of the body.’
John Searle, Patricia and Paul Churchland, and a great many other contemporary
philosophers of mind would agree. Searle, for example, has argued that ‘the brain
is a biological organ, like any other, and consciousness is as much a biological
process as digestion or photosynthesis’.17 The mind cannot be understood without
an understanding of its architecture, and the architecture of the mind depends
Proust Wasn‘t a Neuroscientist
16 Charles Darwin, Charles Darwin’s Notebooks, 1836–1844: Geology, Transmutation ofSpecies, Metaphysical Enquiries, ed. Paul H. Barrett et al. (Cambridge: CambridgeUniversity Press, 1987), Notebook N, 564; quoted in Smith, Film, Art, and the Third Culture,57, 64.
17 John R. Searle, ‘Consciousness and the Philosophers’, review of The Conscious Mind:In Search of a Fundamental Theory, by David J. Chalmers, New York Review of Books, 6 March 1997, 50.
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at least in part on the architecture of the brain (or the brain-and-body). We can
speak not only of biological motion, but of biological cognition.
On this view, the brain is the vehicle of biology, the organ that evolved in
the human species in such a way as to create a behavioural and cognitive gulf
between Homo sapiens and all other species. But we should not take talk of
biological cognition to exclude culture as another shaping force in human
cognition. As I argue in Chapter 6, phylogenetically speaking, culture emerged
from our biology and then developed as an additional domain in which human
cognition is forged, in tandem with underlying biological processes; according
to one version of this view, human evolution has occurred through ‘gene-
meme co-evolution’.18 From an ontogenetic and development point of view,
the psychology we are left with must be understood in biocultural terms; talk of
‘biological cognition’ is not intended to deny or obscure the importance of culture
in cognition.19 Culturally shaped cognition is to biological cognition as artefactual
motion is to biological motion: both artefactual motion and cultural cognition
build on affordances in their respective domains, for movement in the physical
world and thought in the space of reasons and cognition.
II
Schellekens, like Irvin, puts the nature of aesthetic experience at the centre of
her response, recognizing the significance of the issue to both FACT and
Aesthetics as Philosophy of Perception. She notes that both books are concerned
with what is ‘phenomenologically distinct about aesthetic experience’,20
arguing that this is a litmus test for any naturalistic account, since (Schellekens
contends) naturalism tends to be reductive, erasing the very distinctiveness
that it must capture and explain in order to succeed. Irvin, as we have seen,
remarks on the efforts I make to resist such reduction, giving rise to the ‘anti-
reductivist’ aroma of FACT. Schellekens captures my characterization of
aesthetic experience very effectively, drawing on the term retrospection to
evoke both the idea of ‘savouring’ rather than merely having an experience,
and to point to the complex temporality and reflexive intentionality implied by
this conception of aesthetic experience. ‘This “savouring” or “retrospection”,’
Schellekens writes,
18 Robert Boyd and Peter J. Richerson, Not by Genes Alone: How Culture Transformed HumanEvolution (Chicago: University of Chicago Press, 2005).
19 Consider, for example, the case of sociomoral disgust alluded to in my ‘Film, Art, andthe Third Culture: A Précis’, Estetika: The Central European Journal of Aesthetics 56 (2019):98.
20 Elisabeth Schellekens, ‘Psychologizing Aesthetic Attention’, Estetika: The CentralEuropean Journal of Aesthetics 56 (2019): 111, also 114.
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combines a whole host of states and abilities both in what we might call its production,its phenomenology, and its aftermath. It is not only reflective and emotionally laden, itis also self-reflective and affectively enjoyed as reflection or retrospection. We have anexperience and at the same time an experience of that experience: aesthetic experiencesare enjoyed, felt, and retrospected upon in a special way qua objects of a special form ofself-consciousness which is distinctive of aesthetic attention.21
In her commentary, Irvin sounds a note of dissent – or least notes an important
qualification – on this topic, to the effect that ‘savouring does not necessarily
imply enjoyment, but it does imply really tasting as opposed to just absently
swallowing’.22 While the pleasurable character of aesthetic experiences of which
Schellekens writes – such experiences are ‘enjoyed’ – appears to have a kind of
normative weight, neutral or negative aesthetic experiences are surely not only
possible, but part of the landscape of actual aesthetic experience. True, we ought
to seek positive aesthetic experiences, but often enough they fail or disappoint.
Likewise, we ought to seek the right and the good – but things don’t always work
out that way. ‘Disvalue’ is an aspect of both ethics and aesthetics.23 So what is basic
to aesthetic experience in this respect is keen and self-conscious attention to
the quality of the experience, however pleasurable or otherwise the experience
turns out to be.
Schellekens’s description, taken alongside Irvin’s qualification, pinpoints
the kind of aesthetic experience I strive to theorize in FACT.24 But Schellekens
worries, if I can pursue the metaphor introduced by Irvin, that all may not be well
underneath the aroma and the flavour of the account. The description of
the phenomenon to be explained – aesthetic experience – may be attractive;
the naturalistic theory advanced to explain it is greeted more cautiously.
Schellekens worries in particular that I am ‘trying to fit too much into the account
of what is supposed to be our distinctly aesthetic phenomenology’.25 I take it that
Proust Wasn‘t a Neuroscientist
21 Ibid. 115. Chapter 7 emphasizes the retrospective dimension of aesthetic experience,especially as it bears on empathy (Smith, Film, Art, and the Third Culture, 196–97). Theremay also be a connection between the retrospective aspect of aesthetic experienceand the ‘lingering effect’ of such experience, as discussed by Nanay and Schellekens.See Bence Nanay, Aesthetics as Philosophy of Perception (Oxford: Oxford University Press,2016), 16–17; Schellekens, ‘Psychologizing Aesthetic Attention’, 112–14; Bence Nanay,‘Responses to Irvin and Schellekens’, Estetika: The Central European Journal of Aesthetics56 (2019): 120–22.
22 Irvin, ‘Nature of Aesthetic Experience’, 102.23 On this point, see my review of Aesthetic Pursuits: Essays in the Philosophy of Art, by
Jerrold Levinson, Philosophy 93 (2018): 467–69.24 Paisley Livingston has queried whether the conception of aesthetic experience
explored in FACT is, in fact, too narrow and too demanding. See Paisley Livingston,‘Questions about Aesthetic Experience’, Projections 12 (2018): 71–75; and my response,‘Film, Art, and the Third Culture – A Response’, Projections 12 (2018), 116–19.
25 Schellekens, ‘Psychologizing Aesthetic Attention’, 115.
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Schellekens’s worry here arises from the very ‘thickness’ of the thick explanation
that, as we have seen, she rightly adduces goes hand in hand with the metho -
dology of triangulation. If everything from neural networks and mental modules
to selection pressures and evolutionary niches to affect programs and extended
minds goes into the theoretical mix, what hope is there that the intricate structure
of retrospection is going to survive, let alone be discerned and explained?
Here again it is important to hang on to the explanandum–explanans
distinction. Those items which seem most alien to descriptions and explanations
of aesthetic experience, including neuroscientific evidence, reference to
subpersonal mechanisms and processes, as well as the adaptive unconscious and
implicit bias, play their role in the engine room of explanation. They bear upon
what Schellekens refers to in the quotation above as the ‘production’ of aesthetic
experience. Generally speaking, none of these factors shows up in our conscious
experience, even if their consequences do; and so none is part of the content of
aesthetic experience. ‘Exactly what do we find behind the “door [to] the first-
person perspective within a scientific approach to the mind”?’ asks Schellekens.26
We find, exactly, the contents of experience – what is available, with all its fallibility
and fragility, to introspection and phenomenological reflection. The point is
‘simply’ that, to reiterate one of my responses to Irvin, such aesthetic experience
is not only the target of explanation, but – conceived in functional terms, as
a distinctive kind of capacity – one type of evidence that we can marshal
within the explanation of that very target phenomenon (see p. 128). It is easy to
understand how, given this dual role, it might seem like I am cluttering up
the space of aesthetic experience itself with a lot of apparatus that doesn’t
belong there. That is why the explanandum–explanans distinction is so vital.
Relating my exploration of Edgar Reisz’s Heimat (1984–2013) to Nanay’s
treatment of certain works by Paul Klee, Schellekens suggests that these analyses
may ‘affect’ our experience of the artworks concerned.27 With regard to FACT,
however, affecting the appreciator’s experience is not my primary goal. That’s the
job, in the first instance, of the artist by means of the artwork, and, in the second,
of the critic through their criticism of the work. As a theorist, I would substitute
the word ‘explain’ for ‘affect’; explanation, once again, is the name of the game in
theory construction. I insist upon drawing firm lines between three roles we can
play in relation to artworks, and the distinct activities that playing these roles
entail: making artworks is distinct from appreciating them, and both are distinct
from explaining them. That is not to deny that there are points of connection and
similarity, nor that the same individual can occupy these different roles with
26 Ibid., 116, citing Smith, Film, Art, and the Third Culture, 117.27 Schellekens, ‘Psychologizing Aesthetic Attention’, 116.
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respect to the same artwork at different times, nor that at a very abstract level, all
three activities might be absorbed into some super-category (of all phenomena
related to the aesthetic).
The distinct activities of making, appreciating, and explaining also relate to
Irvin’s sceptical attitude to the relevance of neuroscience, when she argues:
we do not need to descend to the physiological level to make sense of [various examplesexamined in Film, Art, and the Third Culture]: as Smith notes, artists know how tomanipulate audience attention and exploit unique features of the perceptual system inorder to produce distinctive aesthetic effects, and their knowledge is derived not fromneurophysiology but from careful observation of how certain kinds of effects capturedon film are productive of particular kinds of experience.28
As far as the activity of the artist is concerned, I agree. That is why, pace Jonah
Lehrer, Proust was not a neuroscientist.29 Lehrer makes the case that many of
the discoveries of cognitive neuroscience – for example, with respect to memory,
language, and visual perception – were prefigured in the work of artists such
as Marcel Proust, Gertrude Stein, and Paul Cézanne. I have no objection to
the rhetorical conceit of Lehrer’s title: that artists can convey in artistic form an
understanding of aspects of the human mind, and that psychology often confirms
the wisdom of the arts. But we need to be wary of conflating the very different
kinds of enquiry and knowledge afforded by the arts and sciences. Proust
illuminated the mind, but his path to that illumination wasn’t via the scientific
study of the brain (as Lehrer well knows, of course). The theorist is engaged in
a different activity, and that is why drawing on the findings of neuroscience – if
not actually doing some neuroscience – take on a relevance and justification for
the theorist which they lack for the artist.
So Proust wasn’t a neuroscientist in the sense that he didn’t need to draw upon
neuroscience (or any scientific psychology) in order to create his works; nor do
we need to appeal to neuroscience or scientific psychology in order to appreciate
them. But if we want to theorize and explain why Proust’s techniques and novels
work as they do – and especially if we want to generate thick explanations – then
neuroscience (and scientific psychology in general) will be a useful resource.
Nonetheless, multilevel theories such as the one advanced in FACT do face
a problem of explanatory bloat – if we can move sideways into context, as
the advocates of thick description urge, and downwards into the physical
structures subvening mental states and processes, as I contend by defending
a parallel notion of thick explanation, then where do we draw the line for what is
to count as explanatorily relevant?
Proust Wasn‘t a Neuroscientist
28 Irvin, ‘Nature of Aesthetic Experience’, 108.29 Jonah Lehrer, Proust Was a Neuroscientist (Edinburgh: Canongate, 2011).
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The problem of explanatory bloat calls for a principle of explanatory relevance.
I can’t offer one here; but I can suggest the outline of such a principle through an
example from FACT. There I make the case that in shaping our responses to
the antagonist in Saboteur (1942), through the mechanism of affective mimicry,
‘an aspect of the biology of emotions is enlisted [by Hitchcock] in a cultural and
political cause’.30 And I offer this up as a prime case of thick explanation. But not,
I hope, an indigestibly thick explanation. The explanation cuts a path across
the biological and cultural levels, identifying a particular set of causal factors:
Hitchcock intuitively understood – he was no more a neuroscientist than Proust
– through his experience as a film-maker, how the expressions and movements
of performers affected audiences, as is evident from both his film-making
practice and his reflections on his craft in interviews. And he was alert to
the various constraints and pressures his films were subject to (including those
of the Production Code Administration, the Second World War, and more broadly,
the Hollywood system).
Schellekens also suggests that questions ‘arise for anyone who seeks both
to naturalize (and in that sense at least normalize) and to customize
the aesthetic at the same time’.31 Earlier in the same passage she suggests that
the alignment of naturalized aesthetics with scientific psychology might be
taken as an advantage, insofar as its ‘explanations are grounded in information,
facts, evidence, or data which in some sense at least apply across aesthetic
agents, regardless of all the purely personal, idiosyncratic qualities which can
make us such unreliable aesthetic judges’.32 Schellekens’s remarks on this topic
resonate with the focus of Chapter 8, which seeks to reconcile the traditional
emphasis on the particularity of art with the impetus towards generalization
characteristic of scientific and philosophical theorizing. There I argue that
the incompatibility between art and these explanatory enterprises is more
perceived than real: a naturalistic theory of art can reveal those recurrent
patterns, widespread practices and shared experiences which are manifest in
the aesthetic universe, while setting into relief the unique and particular
aspects of individual artworks and other aesthetic objects. (Note that Nanay
explores the presumed ‘uniqueness’ of artworks, the ‘completely new and often
very rewarding experiences’ that they afford,33 and the implications of such
uniqueness for aesthetic evaluation, in Chapter 6 of Aesthetics as Philosophy of
Perception. He concludes, similarly, that the explanatory resources available in
30 Smith, Film, Art, and the Third Culture, 146.31 Schellekens, ‘Psychologizing Aesthetic Attention’, 116.32 Ibid.33 Nanay, ‘Précis’, 92.
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the philosophy of perception and vision science can shed light on uniqueness
in the aesthetic domain.)
The same principle applies to the idiosyncrasy of individuals. Scientific
psychology doesn’t deny that individuals vary in a myriad of ways; indeed some
branches of psychology – like personality psychology – focus on this very fact.
Human variability – individual and cultural – is a feature of human existence
which, one way or another, any scientific approach to human behaviour has to
take into account. And so this recognition must have a place within a naturalized
aesthetics. It is true that, when we assess the design features of an artwork, we
are seeking to understand how the work draws on certain human capacities and
existing knowledge in order to create a certain kind of experience. But it is no
strike against the theory to admit that, where particular perceivers lack the
appropriate background knowledge, or the perceptual or cognitive or emotional
capacities, or the right disposition to engage with the work, then the qualia the
work is designed to elicit will not emerge and the experience will not be had. In
fact any other conclusion would be inconsistent with the scientific temper of
naturalistic philosophy, since the background knowledge, the mental capacities,
and the appropriate disposition are all causal preconditions for the work to work
as it has been designed to work.34 Both Nanay, in Aesthetics and Philosophy of
Perception, and Todd Berliner, in his recent Hollywood Aesthetic, make the point
by appealing to expertise.35 Nanay draws on evidence to show that while the visual
attention of experts ranges across the entire composition of a depiction,
untrained viewers tend to restrict their attention to a focal object.36 Berliner,
meanwhile, notes that the ability of a viewer to appreciate properly and to find
aesthetic pleasure in a film hinges on their level of expertise with the kind of film
in question.37 In a tradition like Hollywood film-making, where seeking a wide
audience is central to the practice, making works which accommodate viewers
possessing different degrees of expertise is an important skill. But the crucial point
here, emerging from these arguments on expertise made by Nanay and Berliner,
is that there is no tension between naturalism and the recognition of variability
of response across individuals and groups.
Proust Wasn‘t a Neuroscientist
34 Nanay is similarly emphatic that engaging with the discoveries of the empirical sciencesof mind – which is to say, adopting a naturalistic stance – compels us to take culturalvariation in aesthetics seriously (ibid., x). In this sense, naturalism is not only compatiblewith the recognition of variation; where the evidence is there, it pushes us in thatdirection.
35 Todd Berliner, Hollywood Aesthetic: Pleasure in American Cinema (New York: OxfordUniversity Press, 2017).
36 Nanay, Aesthetics as Philosophy of Perception, 26–27.37 Berliner, Hollywood Aesthetic, 192.
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Throughout this response, I’ve sought to defend the naturalistic but non-
reductive tenor of FACT, by showing how a serious and principled engagement
with neuroscience (and other sciences) need not compromise the distinctiveness
of the aesthetic phenomena – above all, aesthetic experience – that all four
participants in this symposium prize and seek to understand. I am not sure that
I can completely disentangle the elements of clarification, concession, and
creativity that Nanay distinguishes in his response. But I am confident of the value
of all three elements, and thank Irvin and Schellekens for so effectively generating
them with their thoughtful, challenging, and illuminating commentaries.
Murray SmithDepartment of Film, University of Kent,
Canterbury, Kent CT2 7UG, United [email protected]
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