intertextuality and rhetoric
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Rhetoric and IntertextualityAuthor(s): Heinrich F. PlettSource: Rhetorica: A Journal of the History of Rhetoric, Vol. 17, No. 3 (Summer 1999), pp.313-329Published by: University of California Presson behalf of the International Society for the Historyof Rhetoric
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HEINRICHF . P L E T T
Rhetoric and IntertextuaUty
Abstract: IntertextuaUty is not only a l i terary but also a rhetorical
phenomenon. Though la rge ly neglec ted by modem schola rsh ip ,
rhetorical intertextuality nevertheless looks back on a long tradition
in print and communicative practice. I ts manifestations are above all
the c om m onpla c e s (koinoi topoi, loci communes) which represent not
only abstrac t sedes argumentorum but also concrete formulae taken
from pre-texts, l i terary and non-literary ones, that offer themselves
for re em pl oy m en t in texts of a deriva tive kin d, in l i t terature au
secon d deg re (Genette) or , metaph or ica l ly speak ing, in second
hand l i te ra ture . The fol lowing aspects of the commonplaces deserve
closer attention: their place (of publication), their re-cognition, their
disposition, their genres, their multi- and intermediality, and their
normativi ty . These facets const i tute a complex spectrum of an
inter textual rhetor ic leading up to an interrhetor ic wh ich m akes
possible the recognit ion and analysis of such rhetor ica l phenomena
as transcend the limits of a single text and of a single (e.g. verbal)
s ign-system.
t f i r s t s i g h t r h e t o r i c h a s n o c o n n e c t i o n w i t h
in te r t e x tu a l i ty . ' R he to r i c , a s i t s frad ition p ro p a g a te s , i s
b y d e f i n i t i o n t h e a r t of s p e a k i n g w e U {ars bene dicendi)
oi w h i c h t h e q u a l if y i n g a d v e r b w e U (bene) c a n b e
' For a survey of the concepts of intertextuality, see H. F. Plett,
IntertextuaUties , in H. F. P lett ed.,
Intertextuality
(Berlin: W. de Gmyter, 1991) pp.
3-29. The following paper was presented at an international conference on
intertextuaUty organized by Professor Ziva Ben-Porat from the Porter Institute at Tel
Aviv University and supported by the Israel Foundation of Sciences.
The International Society for the History of Rhetoric,
Rhetorica,
Volume
XVIL Number
(Summ er 1999)
313
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314 R H E T O R I C A
hi terp re ted by the syn on ym s persu as ive ly , skUfuUy or even
beautifuUy . Accordmg to classical standards t i ie aun of t i i is art
is a lways the same: the product ion of a text , viz . an orat ion, a
sermon, a le t te r , or a poem. The procedure to achieve th is end
foUows tiie ti-aditional five-phase-sfructure of inventio, dispositio,
elocutio, mem oriaa n d pronuntiatio/adio. Each of these five phases is
character ized by a set of rules which is successively appUed,
ei ther as a whole or m part , durmg the process of text generat ion.
Its result represents an artefact, i .e. an artificially produced
texture of meaning. This can assume an oral or a Uteral (wri t ten,
prUi ted) shape . Manuscr ip t and pr in t cul ture have not , however ,
r e nde r e d memoria a n d pronuntiatio/adio a l together superf luous ,
but have al located to them a different medial s ignif icance. The
same may ho ld tme fo r the da ta banks and the in temet h ighways
of the Electronic Age.
An mter textua l rhe tor ic presupposes in ter re la t ions be tween
two or more texts of a rhetorical const i tut ion. This cormection
basically consists of a repetition of a threefold kfrid: 1. structural,
2.
m ater ia l , 3 . both s t ruc tura l a nd ma ter ia l . S tm ctura l
ui ter textua l i ty is ba sed on a set of rules gene rat ing texts acco rding
to the aforementioned phases or sect ions of the rhetorical process
(inventio, dispositio, etc.) . Material intertextuaUty exists in one or
more s igns or s ign configurat ions shared by two or more texts .
The synthesis of these two Inter textuaUties can be regarded as the
m os t frequent ty pe: cer tain s ign configu rat ions ge ne rated by
certain rules recurr ing ui a textual ser ies of two or more
representa t ives . For s igns wi thout ru les have no s t ruc ture , ru les
wi thout s igns remain abs t rac t ent i t ies . Thus an in ter text may be
defined as being const i tuted by text and texture. Such a s tatement
applies to any kind of inter text and hence to the rhetorical
intertext as well .
In rhetoric a rule-govemed Uiter textuaUty refers to the more
or less dev elop ed sys tem s wh ich hav e eme rge d in the cou rse of i ts
h i s to ry . T hus inventio represe nts a sys tem of d iscove ry pro ced ure s
(topoi), elocutio on e of figures a n d tr op es , memoria one of
mnemonic p laces {loci) a nd una ge s {imagines), pronuntiatio/adio
one of communica t ive mediaeach of them divided in to d iverse
subsystems and their respect ive categories . I f persis tent ly put into
pract ice, these systems generate ser ies of texts which are
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Rhetoric and Intertextuality 315
inter l inke d b y a nu m be r of com m on s t ruc tura l fea tures . T his is the
origin of a rhetorical inter textual i ty whose methodological basis is
not one of shared s igns, but rather one of shared s tructures .
Varieties of the latter extend from the one extreme, thefr total
reproduct ion , through var ious degrees of devia t ion unto the
opposi te extreme, their total inversion. Hence the categories and
genres of rhetorical uitertextuality allow of a broad range of
possible reaUzations. An interesting case is the inversion of a
category l ike frony or of a genre l ike epideixis. Intertextual irony
results from the tropical inversion of a pre-text statement in a
post- text . And inter textual epideixis in i ts negat ive form is caused
by a generic inversion of praise and blame in parodies and
trave st ies . C om m on to aU the s t ruc tural var iet ies of rhetorical
intertextuaUty is the fact that they refer to rules (praecepta), not to
e xa m pl e s
(exempla).
It is these examples on which our principal interest is focused
in the foUowing outline. I ts topic is the rhetorical topics {topoi),or,
to be more precise, the koinoi topoi, loci comm unes, lieux communs,
or Gemeinpldtze, as they are weU known in various languages.
They were rediscovered by Emst Rober t Cur t ius in h is epoch-
m a k i n g s t u d y European Literature and the Latin Middle Ages which
w as first p ub lish ed in G erm an in 1948,^ an d m ad e available in an
E ngUsh tran slatio n b y WiUard T rask in 1953. Its central
hy po thesis the po stula te of his tor ical T oposforschung often
m et with dis ap pro va l an d even hostUity; for un de r this concep t
Cu r t ius su bs um ed such formulae as pu er senex or a rm a e t
Ut terae an d such m etap ho rs as to tus m u n d us agit h is t r ionem
or aU the w o rl d is a stag e . Classical scho lars bla m ed h im for his
his tor ica l in co rre ctn es s , the leftist fritelUgentsia de sp ise d h im for
his aUeged conservat ism. The reproach of his tor ical error was
mairUy dfrected against his abandonment of the theoret ical and
argumenta t ive approach in favour of a mater ia l and pragmat ic
reinterpretat ion of the topoi. In contra st to this phU osophicaUy
insp ired cri tic ism in the w ak e of G erm an Geistesgeschichte
which cont inues up to the present , Roland Barthes in his ar t ic le
^Europdische
Literatur und lateinisdies Mittelalter (Bem: Francke, 1948) 10th edn,
1984.
For a more recent discussion of the topos concept, see the anthology of essays
edited by Lynette Hunter , Toward a Definition of T opos: Approaches to Analogical
Reasoning(Basing stoke: M acmUlan, 1991).
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316 R H E T O R I C A
L 'ancierm e rh et or iq ue (1970) maintafris a two fold defm ition of
the term : 1) ce son t de s formes vide s, co m m un es a tou s les
arguments (plus eUes sont vides, plus eUes sont communes. . .2) ce
sont des s tereotypes, des proposi t ions rebaches . ' I t is t i ie same
reif icat ion d e la T op iqu e w hich also C urt ius h ad in mfrid, an d i t
is this mater ial isat ion of the commonplaces which represents the
centre of our concept of an inter textual rhetoric . This concept is
not based on an Uiterpretat ion of classical authori t ies such as
Aris to tle bu t is ext rac ted f rom the comm onp laces them selves . A s
a textual basis for this enterprise wiU serve the commonplace-
book of the Renaissance which was the heyday of this inter textual
phenomenon. The research performed by W. G. Crane (1937) ,
Sister Joan Mary Lechner (1962) and, recently, Francis Goyet and
Anne Moss supplies empir ical evidence to the formation of such a
concept wh ich reaches as far as the age of P os tm od ern ism .
Collect ions of commonplaces do not consis t of abstract rules
but of concre te examples , l i i i s does not mean, however , tha t such
examples lack a theoret ical foundat ion. Such a foundat ion
undoubtedly exis t s but not in an expl ic i t manner . The axiomat ic
basis is the imitatio audorum oi classical rhetoric. I ts
presupposi t ion i s the idea tha t some authors , works or par t s of
works are more pres t ig ious than o thers and hence can be
regarded as models for future texts . In their ent i rety these
rep rese nt a bo dy of Uterature w hich con st i tutes a W elt l i tera tur
(Goethe) , a m us ee im agin aire (M alraux) or , in sfraigh tforward
term s, the w es te m can on (Bloom). Such a canon w as up he ld by
the antiqui, the classicis ts , and contested by the modemi, thefr
progress ive opponents . I t not only marks a super ior i ty of va lue
but also one of famiUarity. For such works as form part of the
canon are as a rule much bet ter known than the rest . Once they
have achieved this s tatus , they offer themselves readUy for the re
use or , more technical ly speaking, the recycl ing of thefr mater ial .
^ R. Barthes , L 'ancierme rhetor ique: Aide-m emo ire , Communications 16 (1970)
p p .
207-08.
' W. G. Crane, Wit and Rhetoric in tlie Renaissance (repr. Glou cester, MA : P .
Smith, 1964) ch. 3, T he English Com m onp lace Books ; Sr J. M. Lechner,R enaissance
Concepts of the Commonplaces(repr. W estport, CN : G reen w ood , 1974); F. Goy et, Le
sublime du lieu comm un : I'invention rfidorique dans I'antiquite d dla
renaissance
(Paris:
Champion, 1996); A. Moss, Printed Com monplace Books and the Structuring of
Rermissance
Thought (Oxford: Clarendon Press, 1996).
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Rhetoric and Intertextuality 317
This means an mtertextual career , f i rs t on a nat ional and then
possibly on an internat ional basis . I t proceeds from popular
collections variously referred to as anthologies, dictionaries,
scrapbooks or , as a generic term, commonplace-books. In these
the works of the canon contUiue to exist , not in thefr entirety but
usuaUy as fragments cuUed from thefr original contexts. Having
become independent ent i t ies by now, they f ind themselves
dependent again, this t ime in a new commvmity of texts of maybe
quite a heterogeneous nature. In this new context they exis t as
virtual fritertexts (or an fritertextual competence) which offer
themselves for a react ivat ion (or an inter textual performance) in
further texts. These texts are not original creations butin one
w ay or other repet i t ions of older texts . Such co m m on place
inter textual i t ies can be describe d by a n um be r of features .
1.T HE PL ACE OF COMMONPLACES
Commonplaces a re no t hapaxlegomerm or s ingular occurrences but
widely circulated meaningful phenomena. Thefr invent ion is
closely cormected with memory. For invent ion provides the
materials for memory and retr ieves them from there, once they
are needed. How often a dictum has to be repeated in order to
become a commonplace cannot be measured by s ta t i s t ics a lone .
The commonplace-book came in to be ing wi th the Gutenberg era
an d qu ick ly ga ined cur rency in W es tem E urope . E rasmu s ' s
Adagia, first printed in 1500, was one of the most successful
commonplace-books in the Renaissance. Though i t displays an
almost inf ini te variety of addi t ions, abbreviat ions, commentaries ,
adaptations, franslations, and formats in i ts publishing history, a
complete bibliography of this work can only give a faint idea of i ts
popular i ty with the readmg public . Before the invent ion of the
pr in t ing press the mnemonic receptac le of the commonplace was
ei ther the individual memory or the manuscript . Classical rhetoric
is cent red on the individual memory by pos tu la tmg a memoria
artificialis composed of places and images. In the Renaissance this
now obsolete technique of an oral cul ture survived m the visual
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318 R H E T O R I C A
and verbal images of reUgious Uterature (emblem, meditat ion)
where it franscended tiie mental subjectivity of its origin. The
manuscr ip t cul ture prepared the ground for a grea ter objec t iv i ty
of s tor ing commonplaces by pen and fr ik on sheets of paper of ten
cal led tables or table boo ks , note bo ok s , or eve n
misceU anies . ' W ha t they sh are d w as thefr usefulness as aide-
memoiresfor thefr respect ive com pilers w h o evide nt ly a d he re d to
the beUef that human knowledge could be epi tomised in br ief
ent r ies . Thus some of the d is t inguished Cambridge poets of the
seventeenth centuryMUton, Herber t , Cowley, Herr ick and
otherskept such pr iva te notebooks , most of which were
pubUshed only in this century. Ben Jonson's famous notebook
with its franscriptions and branslations from his readmg (e.g.
Daniel Heinsius ' s t reat ise Detragoedia w a s p r i n t e d pos t hum ous l y
in 1641 u n d e r th e ti tle Timber, or Discoveries (w ith the further
specification Explorata) m dica t ing thereb y that it rep rese nts an
Uiventory of prefabricated matter (timber) w aitin g for i ts pos sible
reemployment in fur ther texts . Once made public , i t s tar ted a
commonplace-book career of i ts own. The process of t ransi t ion
from the manuscr ip t to the pr in ted book marked a progress f rom
priva te to common mtel lec tua l proper ty . Whereas in the
Gutenberg Ga laxy the commonness o f commonplaces was
restr ic ted by the spat ial and temporal l imits of postal service and
book trade, the Electronic Age effects i t within an instant of t ime.
In ter textua l rhe tor ic becomes an omnipresent v i r tua l i ty in
Marshal l McLuhan's global vUlage (a commonplace in i tself) . Thus
the shif t of place from individual memory to the wri t ten
notebook, f rom there to the pr in ted commonplace-book and agam
from there to the electronic data-bank safeguards the
commonplace an ever widening c i rc le of d is t r ibut ion . This does
not m ean tha t each o lder m nem on ic s tore-h ous e i s entf re ly
su pe rse de d by a ne w er o ne; aU type s ra ther coexis t tog ether .
' See P. Beal, T he Seventee nth-Cen tury Co m m onp lace Book , in W. Speed Hill
ed.. New Ways of
Looking
at Old Texts: Papers of the
Rermissance
English Text Society,
1985-1991 (Binghamton, NY: Me dieval & Renaissance T exts & Studies , 1993) pp .
131-47.
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Rh etoric an d Intertextu ality 319
2 . T H E
D I S P O S I T I O N O F C O M M O N P L A C E S
Commonplace-books may consis t of entr ies put together in a
random manner . Such are to be found in pr iva te manuscr ip t
notebooks which often foUow the chronology of the wri ter ' s
reading experience. But i t is a l ready the Spanish humanist Juan
L uis Vives wh o adv ises h is s tud ents to unpo se a cer ta in s t ruc ture
on thefr collections:
Make a book of blank leaves of a proper size. Divide it into certain
topics. In one, jot down names of subjects of daily converse: the
mind, body, our occupations, games, clothes, divisions of time,
dwellings, foods; in another, idioms orformulae
docendi;
in another,
sententiae; in another, proverbs; in another, difficult passages from
authors; in another, matters which seem worthy of note to thy
teacher or
thyself.'
An Ulustrat ion of this procedure is made avai lable by the recent
pubUcation of the ear ly seventeenth-century Southwell-Sibthorpe
m an usc r ip t co mm onplace-boo k (Folger MS. V.b .l98) which
conta ins poems (sonnets , epi taphs) , le t te rs , apophthegms,
abstracts (Pl inius , P lutarch, Suetonius) , paraphrases (Seneca) ,
scr iptural commentaries (on the Decalogue) , and a mini-best iary. '
Greater emphasis than in this manuscript col lect ion was, of
course, placed on the s t ructure or , in rhetorical terms, the
dispositio oi the prui ted commonplace-book. Two pr inc ip les of
ordering are part icular ly noteworthy: 1. the alphabet ical sequence
of topics and 2. thefr division according to hierarchical or general
semantic cr i ter ia {Arbor Porphyrearm,similari t ies an d con trasts ,
binary classifications). The former is the simpler one and can be
fou nd m such boo k subt i t les as set for th fri com m onp laces b y
o rd er of the alp ha be t (B.106)'' or ra nk ed in alpha betical or d er
' Quoted in R. R. Bolgar, The
Classical
Heritage and its
Beneficiaries
(New York:
H ar pe r & R ow , 1964) p. 273.
' J. Klene, C.S.C. ed.. The Southwell-Sibthorpe Commonplace Book (Folger MS.
V.b.l98 (T empe: M edieval & Renaissance T exts & Studies, 1997).
' The registration numbers in brackets are those of H. F. Plett, English
Renaissanc e Rhetoric and Poetics: A Systema tic Bibliograp hy of
Pritrmry
and Secondary
Sources(L eiden: Brill, 1996), w he re full bibliograpical details are available.
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320 RHETORICA
(B.120) but also, as a matter-of-fact, in tiie indices affixed to many
commonplace-books (B.122.B). The latter, more complex one,
presupposes a phUosophical concept, a theological doctrfrie, or an
educational curriculum. Many encyclopaedic works of the
seventeentii century (Alsted, Comenius, Fludd, Keckermaim,
Kfrcher) foUow such a guidelme, which ultfrnately goes back to
Aristotle's
Topica
(I.xiv. 105b). On tiie otiier hand tiie more
popular commonplace-books try to avoid the unpression of being
sfrictly methodical because this may be the source of boredom
and hence defrimental to a commercial success. Thus
metaphorical titles like
Bel-vedere, or The Garden of the Muses
(B.108),The Forest of Fancy(B.113),The English Treasury of Wit and
Language
(B.119),
The Banquet of
Sapience(B.121),
The Golden Chain
of Divine Aphorisms (B.131), The Jewel House of Art and Nature
(B.159.B),
Mel Heliconium, or Poetical Honey
(B.162.A) and
The
Golden Grove (B.170) promise delight, wealth, variety, and
copiousnessfeatures that seem to stand m direct opposition to
the commonness of commonplaces. A compilation by Thomas
Gainsford makes this all the more evident; it armounces The
rich
cabinet furnished with variety oi excellent descriptions, exquisite
characters,
witty
discourses, and
delightful
histories divine and
moral . Here aU the quaUties are assembled that are requfred by
the rhetorical fradition:
copia
(rich),
varietas
(variety),
ortmtus
(exquisite), ingenium (witty), deledatio (delightful). This
commonplace-book addresses itself to poets who do not look for
uispfration but for practical inventories of topical material. Thefr
(evidently courtly) ideal of poefry is the creation of aesthetic
delight by means of styUstic ornamentation.
3. THEG E N RE SO FCO MMO N PL A CE S
Commonplace-books are of two kinds. Some address the
specialist; others offer a mixed assortment of topics. In the chapter
of his encyclopaedia Polyhistorentitled De locorum communium
scriptoribus (I.xxi), Daniel Georg Morhof enumerates
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Rhetoric and IntertextuaUty 321
commonplace-books on h is tory , ' medic ine , the na tura l sc iences ,
and Uterature but also hybrids with a wide variety of topics .
BibUcal and Uterary col lect ions are among the most popular ones,
because they propagate quotable maxims and purple pa tches for
everybody. One of the pr incipal reasons for compil ing
commonplaces i s mora l ins t ruc t ion . In h is Foundacion of Rhetorike
(1563) Rich ard Ram olde mak es this evid ent by the definit ion: A
Common place is a Oracion, dUatyng and amplif iyng good or
euiU, w hi ch e is incid en te or lod ge d m any m an , ' an d iUusfrates i t
by m argin al g losses ad de d to an ora t ion such as : M an born e by
na tur e to soc ie tee or O rde r conserueth com m on w eal th or
T heiue s no t m ete to be in an y societ ie . T he genres of
commonplaces are acadeiruc on the one hand and Uterary on the
other. The Uterary ones are oftengeneram inoraan d e ncom pass , for
ins tance , epigrams, songs , r iddles , jes t s
(facetiae),
aphor i sms ,
apophthegms , p roverbs , maxims , sen tences , d ia rac te r s ,
descript ions, aUegories etc . A mult i tude of these is contained in
E dw a r d P h i U i ps ' Mysteries of Love and Eloquence (1658), a
handbook of poUte wooing and complimenting. As ear ly as 1597
Francis Bacon ha d publ ished a m ixed comm onplace-book un de r
the title Essays. Religious Meditations. Places of perswasion and
disswasion. Indeed, as research has shown long ago, the essay is
f i rmly instal led in the commonplace t radi t ion. This holds t rue not
only for Bacon's but also, though m a different way, for
Montaigne 's essays. That the contact with the rhetorical t radi t ion
w as StiU extan t , is dem on sfrated by Bacon's add i t ion of Places of
perswasion and disswasion to his anthology. Most of these
commonplace genres of Uterature cont inue to exis t untU the
present day. They are not held in great esteem by l i terary
historians and often share the fate of rhetoric. Yet these genres of
rhetorical Uterature prove more durable than their adversar ies
tend to beUeve. That thefr popular i ty has never ceased is
documented by numerous bes t -se l le rs of th is k ind. A modem
instance of interest m this context is John Robert Colombo,
C an ad a ' s bes t -kn ow n m ake r of found po et ry . T he very te rm
' D. G.
Morhof,
Polyhistor Literarius.
Philosophicus
et Pradicus, 2 vols, 4th edn,
Lubeck, 1747 (Facsimile reprint: Aalen: Scientia, 1970) I, pp. 236-58.
' R. Ra inold e,
Foundacion
of Rhetorike,L ondon 1563 (Facsimile reprint: Delm ar:
Scholars' Facsimiles & Reprints, 1977) Fol. xxxiijr.
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322 R H E T O R I C A
already fridicates tiiat tiiis kfrid of poetiy is tiie product of re
discov ery, not ofecritureb u t rati ier of reecriture. His works friclude
not only The Mackenzie Poems(1966),Praise Poems(1972), Monsters
(1977), but also: Colombo's Canadian Quotations (1974), Colombo's
Little Book of Canadian Proverbs, Graffitti & Other Vital Matters
(1975). T he rhetoricity of suc h po etry ha s nev er bee n cal led ui to
que st ion, bu t i ts poet ici ty cer taui ly h as.
4.
T HE MULTIMEDIALITY OF COMMONPL ACES
Commonplaces are not l imited to the verbal ar ts but Uiclude aU
sorts of media. Classical rhetoric provides, above aU in
QumtiUan ' s Institutio Oratoria (Xl.Ui), a highly elaborate topic of
actio, i .e. of body language expressing a wide range of affections.
This provides the s tar t ing point for iconic representat ions in
kinesics , pa int m g, an d sc ulp ture . A Rena issance U lustrat ion of i t is
John Bulwer ' s Chironom ia: or the Art of Maniml Rhetoric (1644),
w hic h h e ou tlines by a series of ca no ns . C an on XXXVII, for
exam ple , run s : Both ha nd s c lasped and w ru n g togethe r is an
act ion convenient to manifest grief a n d sorrow. In addi t ion , a
nu m b er of chiro gram m atic plates pa int affections l ike
Admiratur, Hortatur or Dolebitin rhe torica l p os tu re s of the fingers.
Bu lwe r ' s m an ua l is fr i fact an anth olog y of iconic c om m on pla ces
wh ich are para l le led by E urop ean prac t ices of ac ting and pain t ing ,
above al l in the mult imedial theatre of the Jesui ts Qacob Masen,
Gabriele Paleot t i , Franciscus Lang). '^ Another type of
com m on plac e iconici ty is pr ov id ed by the large-format pa nel
pafrit ings of the Brueghel family Ulustrating Dutch Proverbs, the
Tr iumph of Death , or the Quarre l be tween Lent and Carnival in
thefr manifold appearances. All of them contain visual
Modem edition: J. Bulwer, Chirologia: Or the Natural Language of the Hand &
Chironomia : or the Art of Manual Rhetoric(Carbond ale: So uth em Illinois U niversity
Press ,
1974).
See B. Bauer, M ultim ediales T heater: An satze zu einer Poetik d er
Syn asthes ie bei den J esu iten , in H. F. P lett ed., Renaissance-Poetik/ Renaissance
Poetics
(Berlin: W. de Gruyter, 1994) pp. 197-238.
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Rhetoric and Intertextuality 323
metonymies which by select ion and combinat ion al low of mult iple
interpictorial configurations. Here the rhetorical principle is
t ransferred to the medium of paint ing. The so-cal led
K un stbu ch , a han dbo ok of reproducible pa t tem s for a r t i sans
(goldsmiths, sculptors , s i lk-weavers) working with more or less
precious mater ials , displays a s t i l l broader spectrum of
appUcat ions . Whereas here the commonplace undergoes an
intermedial t ransformation, the rhetoric of musical commonplaces
has not yet been explored enough to aUow of substant ial
conclusions. Johann Sebast ian Bach's Inventionen certainly derive
thefr term from rhetoric, in the sense not of a methodb ut of the
product oi inve nt ion . W hether these invent ions are com mo nplaces ,
is, however , doubtful . Such are rather present in the musical
ci ta t ions, ad ap tat io ns and franscriptions of the M o d e m a nd the
Pos tmodem Age: in Gustav Mahler ' s F i rs t Symphony ( f rom the
can on Frere Jacqu es, do rm ez-v ou s? ) or in Igor Sfravinsky's
Pulcinella
(from Pergolesi) , in Edison Denisov's Schubert
paraphrases or in Alfred Schnit tke ' s polystyUstic composi t ions. In
Ught music inter tonal commonplaces have always been favouri tes .
To return to Bach again: he is himself the creator of a musical
c om m onp l a c e : B A C H . Its h i st o ry is i nt er tona l, its genes is
inte rm ed ial: the con ve rsion / fransformation of gra ph ic signs
(Bach's pr op er n am e) into acoustic ones (a m usical ph rase) .
5. T HE INTERMEDIALITY OF COMMONPLACE S
Commonplace in termediaUty i s concemed, among others , wi th
th e fransformation of w o rd s into pic ture s, of w o rd s into m us ic, of
pictures into music, etc.and vice versa. I t takes place on a
double axis of communicat ion, the syntagmatic and the
paradigmat ic one . Syntagmat ic u i te rmediaUty extends f rom the
combinat ion of two different media to the mult imedial
s imultanei ty of the Gesamtkunstwerk. A syntagmatic hybrid in the
co m m on pla ce fradition is the em blem boo k in wh ich pictu re
{pidura) and ep ig ram (subscriptio) em bo dy the sam e topic
expressed m the mot to {inscriptio), the one by v isualisation , the
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324 R H E T O R I C A
oti ier by verbaUsat ion. From Andrea Alciat i ' s Emblematum Lihellus
(1531) onwards t i i is type of mtermedial commonplace-book
ga m ed steadUy in po pu lar i ty an d foun d Us w ay frito ev ery
European coun t ry , mc ludmg a mul t i tude o f p ic tu res and
languages, f rom whence fr again became t i ie source of pictor ial
an d Uterary fr iventions. A m o d e m syno psis of em blem atic topics
compUed by Arthur Henkel and Albrecht Schdne under t i ie t i t le
Emblemata m ay serv e as a co nte m po rary s t iady-aid of
coirunonplaces for botii tiie Uterary and tiie art historian. '*
Paradigmat ic in ter textuaUty on the o ther hand descr ibes the
substi tution of sign configurations of different mediali ty. An
outstanding rhetorical gerue pract ised from ant iqui ty to
p o s t m o d e m i s m i s ekphrasis or descr ip t ion for wh ich E uro pea n
poet ics derives i ts Uterary legi t imacy from Horace 's dictum ut
pidura poesis and Suno nides ' s in te rmedia l m e tap ho rs pidura
loquens, muta poesisreferrfrig to p oe try a n d pafritfrig res pe ctiv ely .
T he com m onp lace na tu re of th is exchange has been es tabUshed by
s tandard p rocedura l and mate r i a l topoi wh ich are recu rrent
throughout h is tory . The rhe tor ic iza t ion of poet ics and ar t theory
furth ered the interc han gea ble ch arac ter of t iiese sister ar ts by
claimmg for them such common categories as imitat ion,
invent ion, expression, decorum, insfruct ion and del ight , and, of
cou rse, the co lou rs of rhetoric , that is to say, the rhetorical
f igures . A nar row ly c i rcumscr ibed reper to i re of subjec t -mat ters
taken from the Bible and the classical authors facUitated thefr re
product ion and thef r recogni t ion in e i ther medium. Perhaps the
most popular hybrid genre of this intermediaUty is the
technopaignion or carmen figuratum which ar ranges le t te rs , verses
and stanzas of a poem ui such a way that i t takes the shape of an
object, usu al ly a colum n, an obel isk, a py ra m id , an al tar , a cros s , a
wing, an urn, any kind of geometrical f igure. This object poefry or
konkrete Poesie , though in non-topical forms, cont inues to exis t
For an analysis of a specimen of pictorial/verbal intermediality, see J. M.
Massing,
Erasmian Wit and Proverbial Wisdom: Illustrated Moral Compendium for
Frangois
I(Lo ndon; W arbu rg Institute, 1995).
Arthur Henkel and Albrecht Schone eds , Emblemata (Stuttgart: Metzler, 1976,
2nd edn, 1996).
See W. Steiner, The
Colors
of
Rh etoric:
P roblems in the Relation between Modem
Literature
and Painting(Chicago: University of Chicago Press, 1982).
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Rhetoric and Intertextuality 325
even nowadays. I ts twofold percept ive appeal reaUses the
rhetorical ideal of ermrgeia or evidence, that is the co-presence of
both the sensual and the mteUectual faculties of the human mfrid.
6.
T H E
NORMATIVITY OF COMMONPLACES
The commormess of commonplaces i s grounded in the i r
conventionaUty. Once they are firmly estabUshed they are rarely
cal led fr i to quest ion. They are not universals , but dependent on
space and t ime, on cul ture and society, on class , educat ion,
ge nd er , age and the context of com m unicat ion. A bov e aU they are
pa rt of sh ar ed bel iefs an d values in a certain com m un ity. T his acts
as a kind of guardian of such commonplaces by confirming them
time and again through repeated usage . From a rhe tor ica l
viewpoint thefr acceptance is considered as decorum, that is in
accordance with the generaUy acknowledged social (behavioural ,
ethical, aesthetic, etc.) norms. But this normativity is not valid
forever . When commonplaces become out -of -da te and worn-out ,
they become void of thefr content and degenerate fri to
meaningless formulae. In order to s top this process of semantic
decay that finaUy leads to oblivion, systematic techniques have to
be appUed for thefr revitalisation. Such are avaUable from a
secondary rhe tor ica l grammar of addi t ions , omiss ions ,
subs t i tu t ions and permuta t ions imposed on the extant mater ia l .
I ts t ransformations may be categorised according to two stages of
intens i ty. T he f irst, mo re m od era te s tage is bas ed on the rhe torical
principle of variatio, well kn ow n from the tema con variazioni in
music (e .g. , Brahms's Haydn Variations). It means the retaining of
the semantic nucleus of the commonplace s ign configurat ion
while changing its adjuncts. I l lustrations of such alterations are
paraphrases and abstracts , quotat ions and aUusions, col lages and
cen tos . Tom S toppard ' s Rosencrantz and Guildenstem Are Dead
(1966) and hisFifteen Minute Hamlet (1976), Robe rt R aus ch enb erg 's
Quote (1964) and Roy Lichtenstein ' s Cathedral (1969) may serve as
examples . Umber to Eco ' s f amous nove l II nome della rosa is a
pas t icc io of learned commonplace mater ia l f rom mediaeval and
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326 R H E T O R I C A
m o d e m t imes . T he second, mo re radica l s tage au ns a t tiie
de co ns tm ctio n of pre- tex tual m ater ial by i ts sem antic fr iversion.
Such a procedure takes place fr i inter textual f rony. This rhetorical
mode affects medial and fr i termedial commonplaces aUke. When
m his picture L.H.O.O.Q. (1919) M arcel D uc ha m p ad d s a
mous tache to Leonardo ' s f amous
La Gioconda,
he de c on s t m c t s a
commonplace icon of feminine beauty by adding to i t a
characterist icaUy male feature (androgyny). J . S. Bach's
substi tution of a secular text by a spfritual one in his secular
canta tas , as ha pp en ed to a b i r th da y canta ta ( to beco m e P ar t 1 of
his Chris tmas oratorio) , is cal led by musicologists sacred parodia.
And in Gay ' s Beggar's Opera(1728) the rever sed pr oc ed u re takes
place Ui the sub sti tu tion of hero ic texts by low er-clas s on es in
opera music la rge ly composed by Handel (e .g . , in h is Tamerlano).
Both examples demonstrate the working of Uitermedial f rony in
hybrid s ign configurat ions. Their decomposi t ion is foUowed up by
thefr recomposi t ion. Commonplaces of any mediaUty can thus be
revi taUsed and thus obta in a new semant ics tha t wUl perhaps
develop a commonplace normat iv i ty of i t s own.
7. T H E D E - A U T H O R I S A T I O N O F C O M M O N P L A C E S
In an inter textual rhetoric of commonplaces the author is nei ther a
creator ex nihilo
nor a genius of nature laying claim to the
originality of his inspirationsuch are the postulates of ideaUstic
aesthet ics . O n the co ntrary , he is a discove rer o r rathe r a refriever
of som eth ing exis t ing before, of sec on d-h an d U terature , of
pa l im pse sts or of Utterature au seco nd de gr e (Genet te) .
Irrespective of i ts descent, be i t high or low, this Uterature
represents the friviaUty of the trivium. It is offered for sale in a
we ll-sorted em p or iu m (J. Hu izing a) or , in the ter m s of ear ly
capi tal ism, m The Royal Exchange (B.132) wh ic h is th e title of a
commonplace-book by Robert Greene (1590). For here i t is not
s tocks tha t a re t rad ed bu t m ore or less de- au tho r ised texts an d
text segments . In this s tock market the author is a broker or , in
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Rhetoric and Intertextuality 327
less m etaph or ica l te rm s, a m edia tor (R . Bar thes) . His
interte xtu alist ic crea tivity is confUied to the reception an d
fransmission of avaUable m ateria l . T hu s his rep uta tion dim inish es
fri pr op or t io n w ith the em ergenc e of the or iginal i ty concept .
QuintUian had already complaUied that orators made col lect ions
of sayings and arguments about subjects l ikely to recur in the
practice of thefr art instead of fortifying themselves with
methodolog ica l topoi by which to d iscover new a rgu m ents tha t
had never occurred to them before. In Sir PhUip Sidney's sormet
sequence Astrophel and Stella (1591) the male protagonist joins the
rheto rician 's com plaint by blam ing himself for oft turnin g oth ers '
leav es (1.7) an d othe rs for br ing ing dict ion ary 's m eth od m to
thefr rhym es; he concludes wi th the w am ing : A nd sure a t length
sto l 'n go od s do com e to Ught (15.5-6, 119). In the tw en tieth
century the same pract ice f inds new support , not only in
Co lom bo ' s found po em s m ent ioned before bu t a l so , to na m e a
G er m an exa m ple , in M ax Ben se's (*1910) con cept of kunstUc he
K un st , th at is an a rt wh ich o w es i ts existence entfrely to
mathematical (synthet ic and analyt ic) operat ions, expressed in his
w o r k s : Semiotik (1969), Nur Glas ist wie Glas (1970) and Kosmos
Atheos
(1985). Richard McKeon names three stages in the
de ve lop m en t: W here as the rhetoric of the Ro m ans took i ts
commonplaces f rom the prac t ica l a r t s and jur i sprudence and the
rhetoric of the Humanists took i ts commonplaces from the f ine
arts and Uterature, our rhetoric f inds i ts commonplaces in the
technology of commercial advert is ing and of calculat ing
m ach ines . In Kare l Cap ek ' s p lay R.U.R. {=Ro ssum 's Universa l
Robots) of 1921 robots take over the rule of the world. WiU the
(allegedly flawless) artificial intelUgence of computers supplant
the (allegedly faulty) natural mtelUgence of human beings in the
ar ts? Computer -genera ted poet ry , music , and pa in t ing seem to
lead fr i this direct ion. Computer generat ion at t r ibutes to poet ,
composer and painter a new role: that of an engineer . In oral
cul ture the poet is a mnemonist , in manuscript cul ture a copyist ,
in print culture a compiler, in elecfronic culture an intemet surfer.
R. Barthes, The De ath of the Au thor in his The Rustle ofLangiMge trans. R.
H ow ard (N ew York: Hill and W ang, 1986) pp . 49-55.
R. McK eon, Creativity and the Com monp lace ,
Philosophy and R hetoric
6
(1973) p. 207.
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328 R H E T O R I C A
C o m m o n
to
tiiese roles
and
professions
is the
aspect
of
m edia t ion ,
frivention is recoU ection tiiat
is the
prerequis i te
of
de-authorisfrig
the authorinthis interrhe toric .
8. THER E - C O G N IT I O N OFCOMMONPLACES
C om m onp l a c e s
as
c om pone n t s
of an
Uitertextual rhetoric Uterally
exist ui common places , tha t is fri spat ial , tem po ral , social and
other contexts shared
by the
c om m on ( w o) m a n . T he y
are, in
Francis Bacon's terms, idols of the m arke t -p lace , or fri t e r m s of
Greek phUosophy,
the
express ion
of
doxa.
To the
rec ip ient
a
commonplace offers an inestfrnable ad va nta ge : the a ppe a l to
acedia
or
men ta l apa thy . What
is
a l re a dy k now n
is the
source
not
of cognition but of re-cognit ion. It conffrms the famiU ar, offers
release from
the
unexpec ted .
It
creates
a
sense
of
identification
a nd s upp r e s s e sanyideaof opposi t ion. Recognit ionof the famiUar
in imitat ions
and
repet i t ions cause s de l ight , cer tainly
not of the
sophist icated sortbutra ther of acomfor table ease . E m pa thymay
beoneconseque nce , ano ther a lossof crit ical distance.Theresu l t
isat best intel lectual s tagnat ion, at w o r s t a to ta l su r render to the
dic ta torshipof commonplaces . These commonplaces ares to red in
m nem onic inven tor ie s : ve rba l
and
non-verbal , v isua l
and
aco ust ic ,
uni- and m ul t imed ia l ones . In the twen t ie th cen tury these
inventor iesmaypossessam enta l , mater ia l ,or digi tal co-presence
of exis tence. T hey en abletheuse rtoselec t am on g va r ious k ind sof
inter textual i ty
and
intermediaUty enforcing
and
reinforcing each
other . Without such cont inuous re inforcements communica t ion is
e n d a n g e r e d
or
even im poss ib le .
For
c om m onp l a c es
are
stabiUsers
of socialUfe and m u t u a l u n d e r s t a n d i n g a n d at the sam e t ime
ope n
and
h i dde n pe r s ua de r s .
The
same ho lds t rue
for the
percep t ionofthe ar tsingenera l . Inno vat ions on ly take p lace w he n
c om m onp l a c e s
are
rad icaUy ques t ioned . T h i s ha pp en s w he n
discont inui t ies emerge . Then the p r e t e nde d no r m a t i v i ty of
c om m onp l a c e s
is
decons t ruc ted ,
and
ti ie continuous flow
of
recognit ion isd i s r up t e d by a s udd e n s hock a sby the fort iss imo
d r u m b e a t
in the
A n d a n t e
of
J ose ph H a y dn ' s s ym p hon y
no. 94 in
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Rhetoric and Intertextuality 329
G major . This does not mean an end to inter textuaUty but a
different way of approaching i t . For the means of
deconsfruc t iondrumbeat , i rony, coUageand the reac t ions to
themshock, c r i t ica l d is tance , bewi ldermenthave been par t of
this fri tertextual rhetoric right from the start . A commonplace
rhetoric (poetics, art theory, music aesthetics) impUes both i ts
topicaUty and its a-topicali ty. This paradox is manifested in
Renaissance commonplace-books by t i t le advert isements l ike
ch oi ce st flowers (B.IOO.B), w it ty ap op h tii eg m s (B.105.C),
w itt y co nc eits (B.106, B.126), or sfrang e de finitio ns (B.132),
inc lu din g ev en a defence of co ntra ries (B.151)certainly a
contradidio in adiedio. I ts only reason is that commonplace
intertextuaUty is the necessary condition for the rise of the
uncommon, for any kind of ar t is t ic i rmovat ion.
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7/24/2019 Intertextuality and rhetoric
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