international journal of innovative pharmaceutical …and incubate the plates at 20 - 25 c for 14...
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REVIEW ARTICLE Jinna Swathi et.al / IJIPSR / 3 (1), 2015, 150-163
Department of Pharmaceutical Analysis ISSN (online) 2347-2154
Available online: www.ijipsr.com January Issue 150
STERILITY AND QUALITY CONTROL TESTS FOR
BIOLOGICAL PRODUCTS: REVIEW
1Jinna Swathi*,
2Ch.Shankar,
3Kranti Sri Mulpuri
1,2Department of Pharmaceutical Analysis & Quality Assurance, Vikas College of Pharmaceutical
Sciences, Rayanigudem, Suryapet, Nalgonda, INDIA 3 Research Scholar, Emergent laboratories, Ameerpet, Hyderabad, INDIA
Corresponding Author
Jinna Swathi
Department of Pharmaceutical Analysis & Quality Assurance
Vikas College of Pharmaceutical Sciences,
Rayanigudem, Suryapet,
Nalgonda, INDIA
Email: [email protected]
Mobile: +91 9010582656
International Journal of Innovative
Pharmaceutical Sciences and Research www.ijipsr.com
Abstract
Biological products/biopharmaceuticals are the medicinal products that are manufactured or extracted
from various biological sources which are different from chemically synthesized pharmaceutical
products. As we use these products as a medication for various diseases or infections through the
parenteral route preparation, packaging and storage of the biological products has to be done under very
sterile and aseptic conditions. The contamination in the environment for production is measured through
the confined number of particles present in the air. All the types of sterility and quality control tests that
have to be followed for various types of biological products is elucidated in this review.
Keywords: Biological Products, Aseptic, Contamination, Sterility
REVIEW ARTICLE Jinna Swathi et.al / IJIPSR / 3 (1), 2015, 150-163
Department of Pharmaceutical Analysis ISSN (online) 2347-2154
Available online: www.ijipsr.com January Issue 151
INTRODUCTION
Definition
Biological products are the substances those are produced by or extracted from a biological source
(living cells) and that needs for its characterization and determination of its quality by a
combination of physico-chemical-biological testing, together with the production process and its
control. These are applicable to the prevention, treatment or cure of a disease or condition of
human -beings which are used for a wide range of diseases and conditions, including serious and
life threatening conditions [1, 2].
Biological products include [3]
Whole Blood and its Components
Blood Derivatives
Proteins
Cellular & Gene Therapies
Xeno-transplantation Products
Vaccines (preventive and therapeutic use)
Human Tissues
Allergenic Extracts
Classification of biological products
1. Immunological medicinal products: [4]
Any medicinal product consisting of vaccines, toxins, serums or allergen products:
a) Vaccines, toxins and serums including:
Agents used to produce active immunity [5]
Agents used to produce passive immunity
b) Allergen product: Any medicinal product which is intended to identify or induce a specific
acquired alteration in the immunological response to an allergizing agent.
2. Medicinal products derived from human blood and human plasma
3. Medicinal products developed by means of one of the following biotechnological processes:
Recombinant DNA technology
Controlled expression of genes coding for biologically active proteins in prokaryotes
and eukaryotes including transformed mammalian cells
REVIEW ARTICLE Jinna Swathi et.al / IJIPSR / 3 (1), 2015, 150-163
Department of Pharmaceutical Analysis ISSN (online) 2347-2154
Available online: www.ijipsr.com January Issue 152
Hybridoma and monoclonal antibody methods
4. Other miscellaneous group of products:
Produced by or extracted from biological origin (except plants) including hormones, and
larger peptides etc.
Properties of Biological products:
Made with/from live cells/organisms
Inherent & contamination risk
Generally high molecular weight
Many critical process steps
Less easily characterized
Structure may or may not be completely defined or known
Heterogeneous mixtures
May include variants
Often Immunogenic
Sources for biological [3]
Mammalian cells - culture
Avian cell - culture
Mice
Bacteria
Humans
Plant cell - culture
Insect cell- culture
Transgenics
Yeast.
Sources of Microbial Contamination in biological
Microorganisms are ubiquitous in nature. Microorganisms can adapt and survive under a variety
of conditions and can pose a significant risk to biologic products. An understanding of the
microbial entry points and implementation of measures to prevent microbial contamination is
critical for manufacture of safe, pure and potent biologic products [6]. Microorganisms can gain
entry into a production process stream from several sources as shown in Fig.1. All sources of
REVIEW ARTICLE Jinna Swathi et.al / IJIPSR / 3 (1), 2015, 150-163
Department of Pharmaceutical Analysis ISSN (online) 2347-2154
Available online: www.ijipsr.com January Issue 153
microbial contamination should be considered when developing a microbial control strategy and
performing an investigation for a microbial contamination deviation [6].
Fig. 1: Sources of Microbial Contamination
GENERAL TESTS
A. Sterility tests for biological products
B. Pyrogen test
A. STERILITY TESTS FOR BIOLOGICAL PRODUCTS
Biological products manufactured under GMP conditions require sterility testing performed
under GMP guidelines.
Sterility Method Suitability for various Biological:
It is important to determine if the test article that will be tested for sterility contains elements that
will interfere with the growth of microorganisms within the growth media used for the assay.
[This testing is commonly referred to as the Bacteriostasis/Fungistasis (B/F) test or sterility test
validation, qualification or verification [10].
The method suitability test is typically required only once for a given sample type, provided that
no additional changes to the product, formulation or manufacturing process occurred. However,
suitability testing could be performed on a periodic basis to confirm that no significant changes
have occurred to the product or process that may affect the sterility assay results.
There are two common types of sterility test methods: [7, 8, 9]
REVIEW ARTICLE Jinna Swathi et.al / IJIPSR / 3 (1), 2015, 150-163
Department of Pharmaceutical Analysis ISSN (online) 2347-2154
Available online: www.ijipsr.com January Issue 154
1. Immersion test: (Direct Inoculation)
For bacteria - Using Petri dishes 9 to 10 cm in diameter. A mixture of 1 ml of the
pretreated preparation and about 15 ml of a liquefied Soya bean casein digest medium, at
NMT 45 °C is added to each dish.
After solidification, alternatively spread the preparation on the surface of the medium.
Prepare at least two such Petri dishes using the same dilution and incubate at 30 - 35 °C for
14 days. Count the number of colonies that are formed.
For fungi - proceed as described in the test for bacteria but use Fluid thioglycollate medium
and incubate the plates at 20 - 25 °C for 14 days.
2. Membrane filtration
Use membrane filters which are 50 mm in diameter with nominal pore size of 0.45 µm.
Transfer 10 ml or a quantity of each dilution containing 1 g of the test preparation that has
to be examined to each of two membrane filters and filter immediately.
The filter is then rinsed and then the membrane is transferred into the appropriate medium.
(Soyabean Casein digests medium for bacteria and Fluid thioglycollate medium for fungi).
Then the membrane is incubated for 14 days in the test medium.
Interpretation:
If there is no evidence of microbial growth then the preparation under examination passes the test.
Test is repeated if:
(a) The data of the microbial monitoring of the sterility test facility show a fault
(b) A review of the testing procedure used during the test in question reveals a fault
(c) Microbial growth is found in negative controls
(d) After determination of the identity of the microorganisms isolated from the test, the growth of
this species or these species may be ascribed unequivocally to faults with respect to the
material and/or technique used in conducting the sterility test procedure.
The majority of biological samples will be tested using the immersion method.
However, for test articles with large volumes in which the entire contents must be tested or if
there is a substance within the test article that is known or determined to be bacteriostatic or
fungistatic (e.g., cell culture containing methotrexate), the membrane filtration method may be
required.
REVIEW ARTICLE Jinna Swathi et.al / IJIPSR / 3 (1), 2015, 150-163
Department of Pharmaceutical Analysis ISSN (online) 2347-2154
Available online: www.ijipsr.com January Issue 155
Sample requirements based on the type of biological product:
Cell & Virus Bank Testing:
Cell and virus banks manufactured under cGMP conditions require sterility testing has to be
performed as per the appropriate test methods outlined in the pharmacopeias and also in the Code
Of Federal Regulations (21 CFR 610.12). Sampling requirements for cell and virus banks are not
provided within USP, EP or 21 CFR 610.12 guidelines. However, ICH Q5D “Derivation and
Characterization of Cell Substrates Used for the Production of Biotechnological/Biological
Products” states that sterility testing will be performed on individual containers. It also states that
1% of the bank or NLT 2 containers will be tested. This recommendation has become a standard
industry practice. However, since many cell and virus banks are produced under GMP conditions
some organizations use the USP/EP/JP Final Product testing guidelines. Either sampling plan has
been accepted by worldwide regulatory authorities.
Unprocessed Bulk Testing (For Protein and virus products)
Within the biotherapeutics industry “Unprocessed Bulk” has many other descriptions, including
cell/viral harvest, clarified cell/viral harvest, end of production cells or cells at the limit of in -
vitro cell age. Although the pharmacopeias and 21 CFR 610.12 do not reference or provide
sterility guidelines for these sample types, the FDA documents “Points to Consider in the
Characterization of Cell lines Used to Produce Biologicals” (1993) and “Points to Consider in the
Manufacture and Testing of Monoclonal Antibody Products for Human Use” (1997) do reference
the need for sterility or bioburden testing on each unprocessed bulk lot. These two documents
reference 21 CFR 610.12 for guidelines on appropriate sterility test methods to use. 10 mL/media
(for a total of 20 mL) is recommended for sterility testing of unprocessed bulk material.
Bulk Drug Substance (BDS) Testing
Sterility testing is required on each manufactured BDS lot. Sampling requirements for Bulk Drug
Substance is defined in 21 CFR 610.12, which states that no less than 10 mL will be tested. It is
not clear if that is meant for each media or if the amount is to be split into the two test media.
Industry practice has taken a conservative approach and 10 mL of BDS is tested in each media.
Thus a total of 20 mL is recommended for sterility testing.
Final Drug Product (FDP)Testing
Sterility testing is required on each manufactured FDP lot. Sampling requirements for final drug
product are provided in the pharmacopeias. The following tables outline the requirements as
stated in the current USP.
REVIEW ARTICLE Jinna Swathi et.al / IJIPSR / 3 (1), 2015, 150-163
Department of Pharmaceutical Analysis ISSN (online) 2347-2154
Available online: www.ijipsr.com January Issue 156
B.PYROGEN TEST [11]
The test involves measurement of the rise in body temperature of rabbits following the
intravenous injection of a sterile solution of the substance under examination.
Test animals: Healthy, adult rabbits of either sex, each weighing not less than 1.5 kg fed on a
balanced diet are used for the test.
Dose: NLT 0.5 ml/kg and not more than 10 ml/kg of the body weight.
Method: Insert a clinical thermometer into the rectum of each rabbit and normal readings of
body temperature are taken prior to the injection of test solution. Two such
readings are taken at an interval of 30 minutes and the mean is calculated. This
reading is taken as initial temperature of the rabbit. The test solution is injected
into the ear vein of each rabbit. Record the temperature of each rabbit at an interval
of 30 minutes for 3 hours after the injection. The difference between the maximum
temperature and initial temperature is taken as response.
Interpretation:
If the first test fails then repeat the test on additional 5 rabbits
QUALITY CONTROL OF BIOLOGICALS: It includes operational techniques and individual
activities that focus on controlling or regulating processes and materials to fulfill requirements for
quality. The focus is on preventing defective products or services from being passed on. [12]
A) Vaccines:
Vaccines are microbial preparations of killed or modified microorganisms that can stimulate an
immune response in the body to prevent future infection with similar microorganisms.
Batch Size
Minimum Number
to be Tested in Each
Media
100 or less 10% or 4 containers,
whichever is greater
101-500 10 containers
>500 2% or 20 containers,
whichever is less
Bulk – Up to 4 containers Each container
5- 50 20% or 4 containers,
whichever is greater
>50 2% or 10, whichever is
greater
Volume / Container
Minimum Number
to be Tested in Each
Media
Less than 1 mL The entire contents of
each container
1 – 40 mL
Half the contents of
each container,
but not less than 1 mL
41 – 100 mL 20 mL
>100 mL
10% of the contents of
the container,
but not less than 20 mL
REVIEW ARTICLE Jinna Swathi et.al / IJIPSR / 3 (1), 2015, 150-163
Department of Pharmaceutical Analysis ISSN (online) 2347-2154
Available online: www.ijipsr.com January Issue 157
Quality control tests:
1. Staining test:
Approximately 10 mL of the test sample is centrifuged in a pointed centrifuge tube at
approximately 2,000 xg for 30 minutes. The sediment or the bottom portion is spread on a slide
glass, dried and heat-fixed over a flame. The smear is then stained by the Gram’s Method and,
unless otherwise specified, examined microscopically at an approximately 1,000-fold
magnification.
Criterion for judgment:
No bacterial shall be observed other than those defined in the individual monographs.
2. Inactivation test:
Each purified bulk material shall be tested in mice for effective inactivation of the virus
before the addition of preservative and other substances.
The test should be performed with undiluted purified bulk material injected intra-
cerebrally into at least 20 mice, each weighing between 15 and 20 g. these mice shall be
observed for 14 days. Any symptoms caused by the virus shall be confirmed by
Immuno-florescence assay. At the end of the observation period, no cytopathetic effects
should be observed.
3. Freedom from abnormal toxicity:
Test in mice Test in guinea pigs
Take 5 healthy mice weighing 17-22g Take 2 healthy guinea pigs (250-350 g)
Inject one human dose NMT 1 ml Inject one human dose NMT 5 ml
Intra-peritoneally Intra-peritoneally
Observe the mice for 7 days Observe the guinea pigs for 7days
If more than one animal dies If more than one animal dies / ill health
preparation fails the test health preparation fails the test
If one animal dies repeat the test If one animal dies / ill health repeat the test
REVIEW ARTICLE Jinna Swathi et.al / IJIPSR / 3 (1), 2015, 150-163
Department of Pharmaceutical Analysis ISSN (online) 2347-2154
Available online: www.ijipsr.com January Issue 158
Preparation passes the test if no Preparation passes the test if no animal
animal dies in the second group. dies/ill health in the second group.
4. Sterility test and Pyrogen test
B) Immune sera
It contain antibodies to specific bacteria or viruses and it is of 2 types [13]
1. Antitoxin: It contains an antibody capable of destroying microorganisms including viruses
and bacteria.
2. Antivenom: It contains an antibody that is active against the venom of a snake, spider, or
other venomous animal or insect.
Quality control tests:
1. Immunoglobulin test
The cellulose acetate membrane electrophoretic test is used to analyze the protein
constituents in a test sample by differences in mobility of the protein solutions in electric
fields.
Dilute the test sample with diethylbarbiturate buffer solution (pH 8.6) to render the protein
solution approximately 5%.
Electrophorise the solution and stain it through the membrane with Ponceau 3R.
Protein constituents and relative concentrations are analyzed by densitometry.
Acceptance criteria:
NLT 95% of the total proteins shall be immunoglobulin.
2. Test for residual proteolytic enzymes
When measured by a suitable method for the detection of proteolytic enzyme activity, the test
material shall be practically free from residual proteolytic enzyme activity.
3. Test for antitoxin/ antivenom content.
In order to determine the antitoxin/antivenom content of the preparation under
examination its potency is determined with respect to the standard antitoxin preparation of
the test preparation by carrying out the assay.
REVIEW ARTICLE Jinna Swathi et.al / IJIPSR / 3 (1), 2015, 150-163
Department of Pharmaceutical Analysis ISSN (online) 2347-2154
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The antitoxin/ antivenom content of each test sample shall be determined by statistical
analysis of assay results. The final product shall contain antitoxin/ antivenom at no less
than the value stated on the label.
C) Toxoids
A toxin that has been treated, as with chemicals or heat, so as to eliminate the toxic qualities
while retaining the antigenic properties.
Quality control tests:
1. Purity Test
Each bulk material shall be tested for
Protein nitrogen content
Toxoid content.
Protein nitrogen content test
The protein nitrogen content test is a method used to determine protein content by
measuring nitrogen in heated trichloroacetic acid-precipitable protein in the test sample by
the micro-Kjeldahl method. The criterion for judgment shall be given in the individual
monographs.
Dilute the sample if necessary with water and transfer to centrifuge tube.
Add 1/10th
volume of 50% w/v trichloroacetic acid solution to render trichloroacetic acid
concentration 4.5% w/v or higher.
Heat the mixture at 100 oC for 15 minutes and then cool it to room temperature.
Centrifuge the mixture at greater than 1400 xg for 10 minutes.
Add appropriate amount of 5% w/v of trichloroacetic acid solution to the precipitate,
shake and centrifuge it again.
Measure the nitrogen content in the precipitate using an appropriate method such as the
micro-Kjeldahl method.
Calculation of protein content
The protein content is calculated from the nitrogen content by the formula:
1 mg protein nitrogen (N) = 6.25 mg protein
Toxoid content test
The test shall be conducted by the flocculation test. The bulk material shall contain no less than
1,500 Lf toxoid of per mg protein nitrogen.
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Department of Pharmaceutical Analysis ISSN (online) 2347-2154
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2. Detoxification test
The test shall be conducted on two kinds of the sample: the one shall be prepared by diluting the
test sample with 0.017 mol/L phosphate-buffered sodium chloride solution (pH 7.0) to the
concentration of x Lf/ml, and the other to a concentration higher than that of the final bulk not
exceeding y Lf/ml. The latter sample shall be preserved at 37 °C for 20 days prior to the test.
Following test shall be conducted on the samples with and without preservation at 37 °C for 20
days. Concentration of the diluted samples depends upon on the type of the toxoid and is given in
the monograph of that particular toxoid.
Procedure
Each sample shall be given by subcutaneous injection at a dose of 5 mL into at least 4 guinea pigs
weighing 300−400 g. The injected animals shall be observed for at least 21 days. No animal shall
die due to intoxication, or show specific symptoms of intoxication or other abnormal signs during
the observation period.
3. Sterility test – common for all the biological products
D) Blood products [14]
Human plasma protein fraction
Freeze dried human fibrinogen
Platelet concentrate
Whole human blood
Concentrated red blood cells
Human albumin
Dried human serum
Human normal immunoglobulin
Quality control tests:
1. Identification tests
Precipitation tests with specific antisera are used to show that only human serum proteins
are present.
The characteristic mobilities of blood proteins in an electrophoretic field are a sensitive
means of identifying fibrinogen, immunoglobulin, and the plasma protein fraction.
Proteins can also be identified by their sedimentation rate in an ultra-centrifuge; this
method is suitable for identifying and quantifying the different types of gamma globulins.
REVIEW ARTICLE Jinna Swathi et.al / IJIPSR / 3 (1), 2015, 150-163
Department of Pharmaceutical Analysis ISSN (online) 2347-2154
Available online: www.ijipsr.com January Issue 161
2. Sterility and Pyrogen test
All blood products must comply with the official tests for sterility, and those preparations (i.e.,
immunoglobulin and the plasma protein fractions) that are exposed to special risk of
contamination with pyrogens due to lengthy processing must also pass the pyrogen test.
3. Solubility
Complete solubility in an appropriate volume of the usual solvent, sometimes a specified time is
required for all solid preparations except fibrin foam. This indicates that the protein constituents
have not deteriorated.
4. Assay
For whole blood and concentrated red cells the assay is a determination of the hemoglobin
value. For the remaining products, except fibrin foam and thrombin, the protein content is
determined chemically.
The hemoglobin value is a measurement of concentration and is the amount of
hemoglobin present in a fixed volume of the patient’s blood. It is normally expressed as
grams per deciliter (g/dL) or grams per liter (g/L).
a) Human plasma
i. Inspection: Fresh-frozen Human Plasma, upon visual inspection, shall be free from marked
hemolysis, change in color or other abnormal findings
ii. Coagulation test: Take 0.1 mL of the test material in a test tube & kept in a water-bath at
37 °C, 0.1 mL of thromboplastin solution and 0.1 mL of 0.025 M calcium chloride solution
shall be added, and the time until the formation of a fibrin clot shall be recorded, and it shall
be within 20 seconds.
b) Frozen thawed human blood cells
i. Weight: When weighed by a suitable method, NLT 63g of red cells shall be recovered from
200 mL of source material.
ii. Test for hemoglobin content: When the test for Hemoglobin Content is applied, 1mL of
the final product shall contain NLT 0.24 g of hemoglobin.
c) Platelet concentrate
i. Inspection: Platelet, upon visual inspection, shall be free from marked hemolysis, change in
color or other abnormal findings.
ii. Platelet count test: The final product shall have a platelet count of NLT 0.2×1011
of
Platelet count.
REVIEW ARTICLE Jinna Swathi et.al / IJIPSR / 3 (1), 2015, 150-163
Department of Pharmaceutical Analysis ISSN (online) 2347-2154
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iii. Red blood cell count and white blood cell count tests: The final product shall contain
normal counts of red blood cells and white blood cells.
E) Allergenic products
Allergen extracts are biological products that are administered to humans to diagnose,
prevent and treat allergic diseases [15].
Quality control tests:
Measurements of the total allergenic activity of individual batches of an allergen extract
should be undertaken preferably by IgE inhibition or by direct IgE-binding or other
immunoassay.
The estimated potency derived from the assay of total allergenic activity should be NLT
50% and NMT 200% of the stated potency.
In-vivo diagnostics for allergenic products:
The most widely used of these are the tuberculin employed of infection to detect
sensitization by mycobacterial proteins and hence the possible presence.
Apart from standardization of potency, which also serves as an identity test, the material
must be checked for sterility and for the absence of viable mycobacteria.
The product is also checked for absence of reactogenicity in unsensitized guinea pigs and
if required by the regulatory authority, for abnormal toxicity.
CONCLUSION
Microbial contaminations have a huge effect on biologicals. These are responsible for the loss of
potency, product variability and an increase in the levels of Bacterial endotoxins. As the
manufacture of biological products is a complex process, contamination of the product from
various sources has to be controlled strictly by using sterile conditions at all the stages of
manufacturing. Apart from this, it is also much important to perform the Sterility and Quality
control tests to ensure the manufacture of "biological product with efficient Quality". This review
provides clear information on the required conditions for the same.
REFERENCES
1. www.ich.org/fileadmin/Public_Web_Site/Training/ASEAN_Q5C_workshop_May_2011/
SESSION_Ia_ICH_Q5C
2. Public Health Service Act, Biological Products; as amended
3. www.fda.gov/ Mantej Chhina, Overview of biological products: june2013.
REVIEW ARTICLE Jinna Swathi et.al / IJIPSR / 3 (1), 2015, 150-163
Department of Pharmaceutical Analysis ISSN (online) 2347-2154
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4. www.eda.mohp.gov/biological products.
5. www.biologyexams4u.com/2013/02/difference-between-active-and-passive.html
6. Kalavati Suvarna, Anastasia Lolas, Patricia Hughes, Richard L Friedman, Case Studies
of Microbial Contamination in Biologic Product Manufacturing, American
Pharmaceutical Review;january 2014
7. The International Pharmacopoeia, Fourth Edition2014.
8. European Pharmacopoeia/2.6 Biological Products.2005
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713559&crea=49818132290&plac=&netw=s&device=c&ptscode=0110202010040001
10. www.wuxiapptec-SterilityTstg-Biologics
11. São Paulo Jan, Brazilian Journal of Microbiology 2004:35;( 1-2)
12. www.slideshare.net/nishathfathima/inprocess-quality-control-tests-for-biological-products
13. www.encyclopedia.com/doc/1G2-3409800039.html
14. www.sfda.gov.sa/ar/drug/resources/DocLib2/Guidelines for Production and Quality
Control of BloodProducts_v1101.
15. www.ema.europa.eu/docs/en_GB/document_library/Scientific_guideline/2009/10/WC500
004630.