international electrotechnical...

75
INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by Steve ALLAN IECQ Projects Officer May 2014 - Moscow

Upload: lediep

Post on 29-Mar-2018

234 views

Category:

Documents


1 download

TRANSCRIPT

Page 1: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

INTERNATIONAL ELECTROTECHNICAL COMMISSION

Presented by Steve ALLAN IECQ Projects Officer May 2014 - Moscow

Page 2: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

IEC is the International Electotechnical Commission

Founded in 1906 to promote international co-operation on all questions of standardization and related matters in the fields of Electrotechnology, including Conformity Assessment.

IEC provides a platform to companies, industries and governments for meeting, discussing and developing the International Standards they require. The world’s leading organization for the preparation and publication of International Standards for Electrotechnology.

Who is the IEC ?

As defined in the IEC Masterplan, the two pillars of IEC are: 1. Standardisation

& 2.Conformity Assessment

of electrotechnologies

Page 3: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

IEC Family: 164 countries – Global Reach 82 Members 82 Affiliates

(Offices in 5 Countries)

IEC Central Office – Geneva Regional Offices in Brazil, Singapore, Nth America and Australia

3

Page 4: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

Where are we?

4

Page 5: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

Structure of the IEC

5

Systems IECQ

IECEE

IECEx

IECRE

IEC Council

Council Board (CB)

Executive Committee (ExCo) Central Office

Management Advisory

Committees

Strategic Groups

Standardization

Management Board

(SMB)

Conformity Assessment

Board

(CAB)

Technical

Committees (TC) Technical Advisory

Committees

SC PT MT WG

Market Strategy Board

(MSB)

Special Working Groups

Special Working

Groups

Page 6: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

IEC Brand Global recognition WTO + UN recognised + + + More and more IEC Standards adopted

Nationally

Open and Transparent Process Clearly defined rules (ISO/IEC Directives,

IEC Statutes) Transparency in process and results

Industry have a say and provide direct input Direct industry involvement at all levels, eg

Management,Committee, MTs and expert WGs

Benefits of Preparing Standards thru IEC

6

Page 7: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

Benefits of Conducting Conformity Assessment thru IEC

IEC Brand Global recognition - industry International recognition eg WTO + UN

recognised IEC Reports and Certificates used

Nationally Open and Transparent Process Clear Rules Transparency in process and results

Industry have a say and provide direct input. Consistency in CA processes among

participating Certification/Test Bodies

7

Page 8: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

IECEE

CONFORMITY ASSESSMENT BOARD

Management of CA policy and Systems

IECEx

IECQ

Conformity Assessment Systems

Administers / Oversees Conformity Assessment

Systems

Deals with Conformity Assessment matters of the

Commission (IEC)

Input to ISO/CASCO

ILAC/IAF Liaison

Others, WTO, UNECE etc

Current Examples

IEC Structure – Conformity Assessment

IECRE 8

Page 9: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

Terminology/meaning can be Confusing ??

“CONFORMITY ASSESSMENT” -Accreditation -Certification -Testing -Audit -Attestation -Inspection -Approval -Declaration -Surveillance - First Party Conformity Assessment -Second Party Conformity Assessment -Third Party Conformity Assessment -Peer Assessment -Others 9

Page 10: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

Certificate of Conformity versus Test Report

Test Report:- What Information is being conveyed by a Test

Report? Who is the legal owner of the Test Report? Should an End User have free access to a Test

Report, how? How long is a test report Valid, after its issue?

Certificate of Conformity (third Party according

to ISO/IEC Guide 67) What Information is being conveyed by a

Certificate? Who is the legal owner of the Certificate? Should an End User have free access to a

Certificate, how? How long is a Certificate Valid, after its issue?

10

Page 11: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

Removal of costly duplication of testing/Cert at local level + delays to accessing markets Confidence among Industry, Regulators +

Stakeholders – equipment + Systems, high capital cost Confidence among Bodies (Labs + Certifiers),

level playing field for CBs and TLs to compete Portability of assessment results + certs CA Services + Personnel Cert generally not

covered elsewhere, eg Systems Approach Instant access to information, including “On-

Line” Certificates – instant checking.

Key Demand Drivers for IEC CA

11

Page 12: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

IECRE IEC General System for

Certification to Standards relating to plant, equipment and

services associated with Renewable Energy

Systems

IECQ Quality

Assessment System for Electronic

Components

IECEE System for Conformity Testing and

Certification of Electrotechnical Equipment and Components

IECEx System for

Certification to Standards Relating to

Equipment for use in Explosive

Atmospheres

Conformity Assessment Offerings

CAB - Conformity Assessment Board

IEC Wind Systems

WT-CAC

IEC Solar Energy Scheme

IEC Marine Energy Scheme

12

Page 13: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

Fiel

d Fa

ctor

y RE System Common Elements

IECRE System

IECME Marine Energy Scheme

IEC WT-CAC Wind Scheme

IEC Solar Energy Scheme

Type 1) Turbine Design 2) Turbine Testing 3) Mfg. Quality

Project 1) Installation 2) Commissioning 3) Operation

Type 1) ME Design? 2) ME Test? 3) Mfg. Quality?

Type 1) Panel + Converter Design 2) Panel + Converter Test 3) Mfg. Quality

Project 1) Installation? 2) Commissioning? 3) Operation

Project 1) Installation? 2) Commissioning? 3) Operation?

13

Page 14: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

18 October 2013 IECRE meeting outcomes

Review of Basic Rules drafts

Timeframe

November 2013 IECRE mtg in Paris to capture Marine Energy and WG16 experts

April 2014 Meeting to finalise the Draft Basic Rules

June 2014 Seek CAB approval of IECRE Basic Rules

September 2014 - 1st meeting of the new IECRE Management Committee {assuming CAB approves BR}

Sectors encouraged to start/continue developing Rules of Procedures for specific schemes within their Sectors. 14

Page 15: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

15

International Electrotechnical Commission

IEC System for IEC Quality Assessment System For Electronic Components

Page 16: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

What is IECQ

IECQ (IEC Quality Assessment System for Electronic Components) is a worldwide approval and certification system that covers the supply, assembly, associated materials and processes of a large variety of electronic components that are used in millions of devices and systems.

The IECQ Certification System provides manufacturers with independent verification that IEC International Standards and other specifications were met by suppliers who hold an IECQ certification.

16

Page 17: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

IECQ Helping Industry

The IECQ is about assurance and cost-cutting. Electrical and electronic products comprise many, sometimes hundreds of individual components and sub-assemblies. The well-known brand manufacturers and their

purchasing managers want to be assured that the electronic components used in their products are of the required quality and reliability. To minimize incoming inspection costs and

eliminates the quality auditing of suppliers, they can chose components suppliers who hold IECQ product certifications for their components.

17

Page 18: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

18

“Business to Business Supply Chain Verification Tool”

Covering •Electronic Components •Related Materials •Related Assemblies •Related Processes

IECQ System - Foundation

Page 19: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

19

Replaces multiple 2nd Party assessments of suppliers with One “IECQ Supplier Assessment”.

Benefits to Industry • Cost Savings • Savings in Resources • Consistency in Supplier assessments • Confidence in Supply Chain • “On-Line” Certificates

IECQ Value Proposition

Page 20: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

One single set of Rules and Operational Procedures for ALL IECQ approved Certification Bodies (CBs) to follow ALL IECQ CBs undergo the single assessment

process (based on Peer Assessment) Single Certificate Format used by ALL IECQ CBs

world wide All Certificates issued via the IECQ “On-Line”

System and located in the one place - public access and search If IECQ Certificate is not showing on the IECQ

Website – it does not exist!! 20

IECQ Principles

Page 21: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

Qualification, Conformity, Integrity

IECQ Approved

Component Qualification

IECQ Approved

Component and Process

IECQ Approved Process

Distributors

21

Validation of performance and reliability to detailed specifications

Continuous verification of production capabilities and produced product to achieve IECQ Mark

Handling and Distributing IECQ MoC marked product though a Certificated Supply Chain maintains integrity

IECQ Mark of Conformity

Page 22: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

22

IECQ System www.iecq.org

Counterfeit Avoidance Programme (IECQ CAP) New

Approved Process Scheme (IECQ AP) E.g. ESD etc.

Automotive Qualification Programme (IECQ AQP) New

Schemes within the IECQ System

Approved Component Scheme (IECQ AC) (Production of Components +Assemblies)

IECQ HSPM Scheme “IECQ QC 080000” Hazardous Substance Process Management

IECQ Independent Testing Laboratory Scheme (IECQ ITL)

IECQ Avionics Scheme (IECQ ECMP) Electronic Component Management Plan

Page 23: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

IECQ 01 – IECQ Basic Rules IECQ 02 – Acceptance of IECQ Certification Bodies IECQ 03 Series – IECQ Scheme Rules IECQ 03-1 - IECQ General Scheme IECQ 03-2 – IECQ Approved Process Scheme IECQ 03-3 – IECQ Approved Components Scheme IECQ 03-3-1 – IECQ Technology Certification IECQ 03-3-2 – IECQ Automotive Qualification IECQ 03-4 – IECQ Avionics Scheme (ECMP) IECQ 03-5 – IECQ HSPM Scheme IECQ 03-6 – IECQ ITL Scheme IECQ 03-7 – IECQ CAP Programme

IECQ 04 Series – IECQ Training Program 23

Overview of IECQ Documentation

Page 24: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

Covers Processes used within Component

Manufacturing and Distribution Example: Management of Electrostatic Discharge

(ESD) to IEC 61340-5-1

Subcontracting Processes Distribution chains Counterfeit Avoidance Program (NEW)

24

IECQ Approved Process Scheme

Page 25: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

What can be covered Traditionally approach – Specifications

developed by IEC TCs – Processes within Generic, Sectional, Detailed or other IEC etc. New approach – Industry accepted

Specifications or Standards where an IEC Standard does not exist. Example: IPC-A-610 for the Acceptability of Electronic

Assemblies IPC/JEDEC J-STD-033B for Handling, Packing,

Shipping and Use of Moisture/Reflow Sensitive Surface Mount Devices

25

IECQ Approved Process Scheme

Page 26: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

Qualification Approval Companies have an IECQ Certified System for the evaluation of

completed components

Capability Approval Companies have an IECQ Certified System covering the

manufacturing process of Specified components to provide confidence that each of the mass produced items will comply with the declared Standards and Specifications

Automotive Qualification Programme (NEW) Provides the automotive industry with an effective tool to ensure

that the components they are buying meet expected quality, safety and reliability requirements to the declared Standards and Specifications

26

IECQ Approved Component Scheme

Page 27: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

Traditionally Approach – Specifications developed by IEC TCs – Qualification and Reliability to Generic, Sectional, Detailed or other IEC etc. “Long Process”

New Approach – IECQ has the ability to rapidly develop industry base Specifications to which Conformity can be assessed. QC 32100-C001 Issue 1 June 2007 – Component

Specification for Multilayer Ceramic Capacitors QC 88000-C002 Issue 1 – Component Specification for

Ceramic Hermetically Sealed High Speed Optocouplers QC 03-3-2/TW0001 Issue 1 March 2014 - Resistive Touch

Panel

27

IECQ Approved Component Scheme

Page 28: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

Rapid Development of IECQ Component Specifications

Company determines the need for an industry Component specification and assessment specification

Company creates a component or product specification and assessment specification according to requirements in IECQ 03-3

Completed component specification is submitted to IECQ CB for technical review and approval

Approved component specification and/or assessment specification is sent to IECQ by the IECQ CB for posting in the IECQ On-Line Specification Database

28

Page 29: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

IECQ Approved Component Scheme - Steps to achieve Certification

Application for Approved Component

IECQ 03-3; 8.2

Application Review and Confirmation IECQ 03-3; 8.2

Review of Quality Plan Summary

IECQ 03-3; 8.2.1

Selection of Samples IECQ 03-3; 8.4

Preform Testing in accordance with Test

Schedule IECQ 03-3; 8.2 & 8.4

Approved Component Report

IECQ 03-3; 8.4

Technical Review are requirements

Fulfilled? IECQ 03-3; 8.5

Granting for the IECQ AC Certification IECQ03-3; 8.5

Issuing IECQ AC Certificate of Conformity

IECQ OD 15

29

Page 30: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

30

Covers Manufacturers, Assemblers and Suppliers

of electronic components and related assemblies, materials and Processes. That Hazardous substances are managed

+ controlled by the organisation according to declared Regulations + Standards IECQ QC 080000 specification provides

the System framework

IECQ Hazardous Substance Process Management (IECQ HSPM)

Page 31: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

31

IECQ QC 080000 ADDS to ISO 9001 IECQ QC 080000 builds on the existing

Generic Quality Management System Requirements of ISO 9001 ISO 9001 MUST be read in conjunction

with IECQ QC 080000

IECQ Hazardous Substance Process Management (IECQ HSPM)

Page 32: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

32

IECQ QC 080000 ADDS to ISO 9001 IECQ QC 080000 includes the

requirements for managing Hazardous Substances that are in addition to the “base line” Management System requirements of ISO 9001 To facilitate easy use, QC 080000 uses

the same Clause numbering as ISO 9001

IECQ Hazardous Substance Process Management (IECQ HSPM)

Page 33: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

33

Specific Rules to ALL IECQ CBs Rules published in IECQ 03-5, which

includes standard assessor days for all IECQ CBs IECQ CB Assessment Team MUST

comprise Technical experts + completed IECQ HSPM Training

IECQ Hazardous Substance Process Management (IECQ HSPM)

Page 34: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

34

Specific Rules to ALL IECQ CBs ALL manufacturing locations are

assessed, no sampling Deficiencies are not to be recorded or

reported as Observations, where they exist these are formal Non Conformances

IECQ Hazardous Substance Process Management (IECQ HSPM)

Page 35: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

35

Specific Rules to ALL IECQ CBs

Common Training Common Reporting

Common Certificate

On-Line Certificate System

IECQ Hazardous Substance Process Management (IECQ HSPM)

Page 36: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

36

Concluding Remarks on IECQ HSPM

Provides a single international system for the management of Hazardous substances No need for industry to undertake multiple

2nd Party assessments, usually to differing requirements The IECQ HSPM International system

goes beyond RoHS in confirming a suppliers claim

IECQ Hazardous Substance Process Management (IECQ HSPM)

Page 37: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

37

Concluding Remarks on IECQ HSPM

Provides a Management System solution that ensures consistency in control at the front end. Carries the well respected and proven

credibility of the IEC Certificates can be confirmed via the On-

Line system

IECQ Hazardous Substance Process Management (IECQ HSPM)

Page 38: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

IECQ HSPM Scheme - Steps to achieve Certification

38

Applicant obtains 2 day IECQ HSPM

Training IECQ 04-5

Applicant Implements the requirements of IECQ QC 080000 and IECQ 03-5; 5

Application for IECQ HSPM Certification

IECQ 03-5; 7.2

Examination – Stage 1

Documentation Review

IECQ 03-5; 7.4

Assessment - Stage 2 On-site

Assessment IECQ 03-5; 7.5

Assessment Report IECQ 03-5; 6 & 7.5

Technical Review are requirements

Fulfilled? IECQ 03-5; 7.5

Granting for the IECQ HSPM Certification

IECQ03-5; 7.6

Issuing IECQ AC Certificate of Conformity

IECQ OD 15

Page 39: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

IECQ System

Lunch Break!!!

39

Page 40: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

Certification that a Suppliers System is Documented and Implemented according to requirements of IEC TS 62239-01 covering processes and practices used by The Equipment Manufacturer Sub Contractors

to select and manage components designed into Avionic equipment systems.

40

IECQ Avionics Scheme (Electronic Component Management Plan)

Page 41: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

IECQ ECMP provides assessment by independent IECQ qualified Certification Bodies that eliminates the need for multiple assessments by different customers of component suppliers, eg Boeing/Airbus and other airframe manufacturers and sub-contractor

41

IECQ Avionics Scheme (Electronic Component Management Plan)

Page 42: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

IEC TS 62239 Standard - Scope This part of the IEC/TS 62239 series defines the requirements for

developing an Electronic Components Management Plan (ECMP) to assure customers and regulatory agencies that all of the electronic components in the equipment of the plan owner are selected and applied in controlled processes compatible with the end application and that the technical requirements detailed in Clause 4 are accomplished. In general, the owners of a complete electronic components management plan are avionics equipment manufacturers. This part of the IEC/TS 62239 series provides the minimum requirements for system development assurance levels according to levels A, B and C of the DO-254 A, B and C for flight equipment.

Although developed for the avionics industry, this process may be applied by other industrial sectors.

42

IECQ Avionics Scheme (Electronic Component Management Plan)

Page 43: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

What is the purpose of TS 62239 ?? Answer: …to assure customers and regulatory

agencies that all of the electronic components in the equipment of the plan owner are selected and applied in controlled processes compatible with the end application……..

43

IECQ Avionics Scheme (Electronic Component Management Plan)

Page 44: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

IEC TS 62239 Definitions 3 Terms definitions and abbreviations 3.1 Terms and definitions 3.1.13 Electronic Components Management Plan (ECMP) . equipment manufacturer's document that defines the

processes and practices for applying components to an equipment or range of equipment and which generally addresses all relevant aspects of controlling components during system design, development, production, and post-production support

44

IECQ Avionics Scheme (Electronic Component Management Plan)

Page 45: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

IEC TS 62239 Technical requirements a) component selection; b) component application; c) component qualification; d) component quality assurance; e) component dependability; f) component compatibility with the equipment

manufacturing process; g) component data; h) configuration control.

45

IECQ Avionics Scheme (Electronic Component Management Plan)

Page 46: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

IEC TS 62239 Technical requirements Component application 4.3.1 General 4.3.2 Electromagnetic compatibility (EMC) 4.3.3 Derating and stress analysis 4.3.4 Thermal analysis 4.3.5 Mechanical analysis 4.3.6 Testing, testability, and maintainability 4.3.7 Avionics radiation environment 4.3.8 Management of lead-free termination finish and

soldering 4.3.9 Counterfeit, fraudulent and recycled component

avoidance 46

IECQ Avionics Scheme (Electronic Component Management Plan)

Page 47: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

Benefits of ECMP Certification Provide common requirements for developing an

ECMP (Electronic Components Management Plan) document

Provide Aviation aerospace suppliers with an effective electronic components management program

Ensures customers and government agencies that electronic components used by equipment manufacturers have been selected and qualified using independently certified processes

47

IECQ Avionics Scheme (Electronic Component Management Plan)

Page 48: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

Benefits of ECMP Certification Provides aerospace industry the ability to utilise

Commercial – off - the shelf (COTS) components, in a confident manner, resulting in cost savings against military spec components

Provide assurance that processes exist for managing non availability of replacement parts and components

International “On-Line” IECQ Certificate for quick checking by industry + Regulators

48

IECQ Avionics Scheme (Electronic Component Management Plan)

Page 49: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

IECQ Avionics Scheme - Steps to achieve Certification

49

Applicant obtains IECQ ECMP Training or Industry Equivalent

Applicant Develops Electronic Component

Management Plan “ECMP”

Applicant Implements the Administrative and Technical requirements

of the ECMP

Application for IECQ ECMP Certification

IECQ 03-4; 7.2 & 7.3

Assessment - Stage 2 On-site

Assessment IECQ 03-4; 7.5

Assessment Report IECQ 03-4; 6.2 & 7.5

Technical Review are requirements Fulfilled?

IECQ 03-4; 7.5

Granting for the IECQ HSPM Certification

IECQ03-4; 7.6

Issuing IECQ AC Certificate of Conformity

IECQ OD 15

Page 50: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

The IECQ Independent Testing Laboratory Approval is available to independent testing laboratories intending to carry out tests in support of IECQ activities within the IECQ System. The approval covers the type of tests to be carried out, the component ranges to be tested and the facilities available, and exceeds the relevant requirements of ISO/IEC 17025.

50

IECQ Independent Testing Laboratory

Page 51: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

51

Introducing – 2 New IECQ Programmes

Page 52: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

52

IECQ AQP “Automotive Qualification Programme”

Increased Car Safety and Reliability Via increased electronic component

dependability

IECQ AQP provides the automotive industry with an efficient way to ensure that the components that they are buying meet expected quality, safety and reliability requirements.

Page 53: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

Automotive industry relies on component makers located throughout the world. Automotive electronic component

manufacturers usually use their own equipment to conduct

reliability tests. has different tests, different standards, different report formats for reliability testing.

53

IECQ AQP “Automotive Qualification Programme”

Page 55: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

IECQ AQP (Automotive Qualification Programme) gives the automotive industry a standardized way of testing the components to ensure their reliability. This way, automotive manufacturers know

how the performance of components compare..

55

IECQ AQP “Automotive Qualification Programme”

Page 56: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

IECQ AQP will help automotive manufacturers avoid multiple tests and related costs. Independent, third-party certification

bodies utilize the IECQ AQP Programme to make sure that components meet automotive industry standards.

56

IECQ AQP “Automotive Qualification Programme”

Page 57: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

Automotive manufacturing requires considerable investment and manufacturers need to be able to demonstrate that their products will perform as expected.

IECQ AQP ensures that sampling, test

processes, test results, along with production controls are monitored and verified by an impartial third-party certification bodies world wide.

57

IECQ AQP “Automotive Qualification Programme”

Page 58: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

With the Programme automotive manufacturers are able to: Reduce the number of steps needed for international

certification; Eliminate duplicate testing; Provide common report formats and real-time validation

with live, online Certificates of Conformity; Obtain independent monitoring and verification; Reduce overall certification time (including for the

component manufacturer); Accelerate product roll-out schedule; and Achieve easier acceptance by regulators, retailers,

buyers and vendors in many countries 58

IECQ AQP “Automotive Qualification Programme”

Page 59: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

IECQ AC-AQP Scheme - Steps to achieve Certification

Applicant obtains IECQ AQP Training

Applicant Determines & Develops Component Specification

IECQ AC-AQP Application

IECQ03-3-2; 8.2

Stage 1; Document Review

IECQ 03-3-2; 8.5

Stage 2a: Production Line Assessment IECQ 03-3-2; 8.6

Stage 2b: Production Sampling for

Inspection and Test IECQ 03-3-2; 8.7

IECQ AC-AQP Assessment Report

IECQ 03-3-2; 9.3

Granting of IECQ AC_AQP Certification

IECQ 03-3-2; 9

IECQ AC-AQP Certification

Maintenance, ensuring conformity

IECQ 03-3-2; 9.5

59

Page 60: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

IECQ AC-AQP Scheme

FIRST IECQ Automotive Qualification Programme Certification Issued!!!

Congratulations to DQS-UL and their client Transtouch Technology Inc..

60

Page 62: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

• Over the past decade plus there has been a significant and increasing volume of fraudulent or counterfeit electrical / electronic parts entering the aerospace, avionics, military, telecommunications, biomedical, automotive, railway and high tech consumer electronics supply chain, posing significant performance, reliability and safety risks.

62

IECQ Approved Process – CAP “Counterfeit Avoidance Programme”

Page 63: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

IECQ Approved Process – CAP “Counterfeit Avoidance Programme”

• It is a fact that counterfeit electronic components can be dangerous due to the fact that they may use cheap raw material, may have poor assembly, may be used, may lack original manufacturer’s die, and/or third party testing and qualification.

• Counterfeit electronic components include used electronic components removed from discarded electrical devices as part of e-waste products and then cleaned, re-labeled and presented to the market as new.

63

Page 64: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

• This use of electronic components removed from discarded electrical devices takes place in uncontrolled environments. It uses methods that are likely to result in either the destruction or degradation of the electronic components and it leaves little assurance of the electronic components’ compliance with the specification provided by the original component manufacturer.

64

IECQ Approved Process – CAP “Counterfeit Avoidance Programme”

Page 65: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

• Cost USD 600 billion/year

• Negatively impact brands/ cause huge liability

• Social costs of injuries/death from low-quality products

• Lost jobs

• Organized crime

65

IECQ Approved Process – CAP “Counterfeit Avoidance Programme”

Page 66: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

• Counterfeit electrical products can generate significant safety hazards and, left undetected, can cause deaths, injuries and substantial property loss. In the aerospace industry, the safety repercussions such as the loss of performance or reliability could have catastrophic consequences.

66

IECQ Approved Process – CAP “Counterfeit Avoidance Programme”

Page 67: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

• As a result, the aerospace, avionics and military industry are collectively addressing this in various forums including its work with international standards committees in developing new standards.

67

IECQ Approved Process – CAP “Counterfeit Avoidance Programme”

Page 68: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

• IEC/TS 62668-1 • Counterfeit prevention - Part 1: Avoiding the use of counterfeit,

fraudulent and recycled electronic components

• SAE AS 5553A • Counterfeit Electronic Parts; Avoidance, Detection, Mitigation,

and Disposition

• SAE AS 6081 • Counterfeit Electronic Parts for Distributors

• SAE AS 6174 • Counterfeit Materiel; Assuring Acquisition of Authentic and

Conforming Materiel

68

IECQ Approved Process – CAP “Counterfeit Avoidance Programme”

Page 69: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

IECQ Approved Process – Counterfeit Avoidance Programme

(IECQ CAP)

69

IECQ Approved Process – CAP “Counterfeit Avoidance Programme”

Page 70: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

• The IECQ Counterfeit Avoidance Programme (CAP) is a programme that utilizes internationally available standards for which companies are required to provide evidence of compliance that they have a plan in place to avoid, detect, mitigate, and dispose of counterfeit components. Companies that are able to demonstrate compliance may apply for Counterfeit Avoidance Programme Certification under the under the IECQ Approved Process Scheme.

• Benefits – • Supply chain management & control assured through independent

3rd assessment; • No second party auditing of component suppliers needed;

70

IECQ Approved Process – CAP “Counterfeit Avoidance Programme”

Page 71: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

IECQ AP-CAP Scheme - Steps to achieve Certification

71

Applicant obtains IECQ CAP Training or

Industry Equivalent

Applicant Develops Counterfeit Avoidance

Programme Plan “CAPP”

Applicant Implements the Administrative and Technical requirements

of the CAPP

Application for IECQ CAP Certification

IECQ 03-7; 7.2 & 7.3

Examination - Stage 1

Documentation Review IECQ 03-7; 7.6

Assessment - Stage 2 On-site

Assessment IECQ 03-7; 7.7

Assessment Report IECQ 03-7; 7.7.1

Technical Review are requirements Fulfilled?

IECQ 03-7; 7.8

Granting for the IECQ HSPM Certification

IECQ03-7; 7.8

Page 72: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

72

On-Line Certificates – if not there – does not exist

Page 73: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

www.iecq.org

73

IECQ On-Line Certificates •All Certificates located •Public access •Search features •On-Line version is master •Instant checking of claims

1. Select here

Page 74: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

The Future of IECQ

Development and growth of the CAP and AQP programmes Development of IECQ CAP Specification for other

industries other than ADHP Industries. Expansion of IECQ HSPM to electronic products and

also other product areas due to market demand LED certification programme (China demand trigger) Consideration of supply chains beyond electronics Membership growth Co-ordinated PR with IECEx, IECEE and future IEC

Systems, in particular joint global seminars.

74

Page 75: INTERNATIONAL ELECTROTECHNICAL COMMISSIONwebportalsrv.gost.ru/portal/GostNews.nsf/acaf7051ec840948c... · INTERNATIONAL ELECTROTECHNICAL COMMISSION Presented by . Steve ALLAN . IECQ

INTERNATIONAL ELECTROTECHNICAL COMMISSION

Thank you.