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Social Monitoring Report This social monitoring report has been submitted to ADB by the Program Management Unit, Tourism Development Board, IDIPT-Himachal Pradesh, Shimla and is made publicly available in accordance with ADB’s Public Communications Policy (2011). It does not necessarily reflect the views of ADB. This social monitoring report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area. Project Number: 40648-034 November 2017 Period: January 2017 – June 2017 IND: Infrastructure Development Investment Program for Tourism - Tranche 3 Submitted by Program Management Unit, Tourism Development Board, IDIPT-Himachal Pradesh, Shimla

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Page 1: Infrastructure Development Investment Program for Tourism ......Development Board, IDIPT-Himachal Pradesh, Shimla and is made publicly available in accordance with ADB’s Public Communications

Social Monitoring Report

This social monitoring report has been submitted to ADB by the Program Management Unit, Tourism Development Board, IDIPT-Himachal Pradesh, Shimla and is made publicly available in accordance with ADB’s Public Communications Policy (2011). It does not necessarily reflect the views of ADB.

This social monitoring report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.

Project Number: 40648-034 November 2017 Period: January 2017 – June 2017

IND: Infrastructure Development Investment Program for Tourism - Tranche 3

Submitted by

Program Management Unit, Tourism Development Board, IDIPT-Himachal Pradesh, Shimla

Page 2: Infrastructure Development Investment Program for Tourism ......Development Board, IDIPT-Himachal Pradesh, Shimla and is made publicly available in accordance with ADB’s Public Communications
Page 3: Infrastructure Development Investment Program for Tourism ......Development Board, IDIPT-Himachal Pradesh, Shimla and is made publicly available in accordance with ADB’s Public Communications

Social Monitoring Report (Jan - June 2017) Tranche III

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INFRASTRUCTURE DEVELOPMENT INVESTMENT

PROGRAM FOR TOURISM, HIMACHAL PRADESH

Asian Development Bank Loan No. 3223-IND

Social Safeguard Monitoring Report

Tranche III

(Jan - June 2017)

November, 2017

Prepared by Department of Tourism, Government of Himachal Pradesh for Asian Development Bank

This social safeguard monitoring report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature.

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ABBREVIATIONS

ADB

AP

CBT

CCL

CPRs

-

-

-

-

-

Asian Development Bank

Affected Person

Community Based Tourism

Categorization Checklist

Common Property Resources

DDR

AP

-

-

Due-Diligence Report

Displaced Person

DSC

EA

-

-

Design and Supervision Consultants

Executing Agency

GoHP - Government of Himachal Pradesh

GRC

GRM

HPTDB

-

-

-

Grievance Redress Committee

Grievance Redressal Mechanism

Himachal Pradesh Tourism Development Board

IDIPT

NOC

-

-

Infrastructure Development Investment Program for Tourism

No Objection Certificate

NGO - Nongovernmental organization

PIU - Program Implementation Unit

PMC - Program Management Consultants

PMU

PWD

RF

-

-

-

Project Management Unit

Public Works Department

Resettlement Framework

RP - Resettlement Plan

SDS

SIA

SLEC

-

-

-

Social Development Specialist

Social Impact Assessment

State Level Executing Agency

SO - Safeguard Officer

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Table of Contents

I. Project Background and Description: .................................................................. 2

II. Impact and Outcome: ............................................................................................ 2

III. Purpose of Report .................................................................................................. 3

IV. Subprojects Categorization under IDIPT-3 ........................................................... 3

V. Project Implementation Status .............................................................................. 6

VI. Scope of Land Acquisition and Resettlement/Rehabilitation: ............................ 8

VII. Consultation & Discussions .................................................................................. 9

VIII. Institutional Arrangement: .................................................................................... 9

IX. Grievance Redressal Mechanisms ..................................................................... 11

X. Monitoring ............................................................................................................ 12

XI. Summary Monitoring Results and Key Findings ............................................... 12

XII. Future Monitoring Action Plan: ........................................................................... 13

XIII. Lessons Learnt and Good Practices .................................................................. 13

Annexure 1: Letter of Commitment from Temple Trust ................................................. 14

Annexure 2: Letter of Satisfaction by APs in Markandeya site ...................................... 16

Annexure 3: Consent of Shopowners (2 APs) on Proposed Works Schedule in Jwalaji site ............................................................................................................ 17

Annexure 4: Letter of Satisfaction by APs to carry works at night in Jwalaji site ........ 18

Annexure 5: Consultation with APs ................................................................................. 19

Sample Attendance Sheet ................................................................................................ 18

Annexure 6: Consultation with Stakeholders………………………………………………19

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INFRASTRUCTURE DEVELOPMENT INVESTMENT PROGRAM OF TOURISM,

HIMACHAL PRADESH

SOCIAL SAFEGUARD MONITORING REPORT

I. Project Background and Description:

1. The Infrastructure Development Investment Program for Tourism (IDIPT) envisages an

environmentally and culturally sustainable and socially inclusive tourism development, in the

project States of Himachal Pradesh, Punjab, Tamil Nadu and Uttarakhand. The expected impact

of the Project in the four states is sustainable and inclusive tourism development in priority State

Tourism Sub-Circuits divided into marketable cluster destinations that exhibit enhanced protection

and management of key natural and cultural heritage tourism sites, improved market connectivity,

enhanced destination and site environment and tourist support infrastructure, and enhanced

capacities for sustainable destination and site development with extensive participation of the

private sector and local communities.

2. The Loan Agreement and Project Agreement of Loan 3223-IND,Project3 were signed on

28th September 2015and made effective from 28thOctober, 2015.Under Project-3, 15 sub-project

proposals, and community based activity package have been identified (see Table 1)Tranche 3 of

Investment Program is under different stages of implementation.

3. The Infrastructure Development Investment Program for Tourism (IDIPT) targets

enhanced economic growth and provision of livelihood opportunities for local communities through

tourism infrastructure development with a focus on preservation and development of natural and

cultural heritage and incidental services. The Program supports the state of Himachal Pradesh to

develop tourism sector as a key driver for economic growth.

II. Impact and Outcome:

4. The expected impact of the Program is to increase the volume of domestic and international tourists to destinations within the state of Himachal Pradesh. The expected outcome of the Program is to enhance tourism environment & improvement in the livelihood of locals in the state. The outputs of the Program are:

Improved basic urban infrastructure and services at tourist destinations and gateways;

Improved connectivity to tourist attractions;

Improving surrounding areas of the tourist locations;

Enhanced quality of natural and cultural tourist attractions;

Greater participation by local communities in tourism related economic and livelihood

activities;

Strengthened capacity of sector agencies and local communities for managing tourism

related activities.

5. Under Tranche 3, 15 packages are spread in different partsof Himachal Pradesh covering

districts of Chamba, Kangra, Kullu, Mandi, Una, Bilaspur and Shimla, identified under the

following components.

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Table 1 : Details of sub-projects under Tranche - 3

SN Package No District Description of Sub-projects/Packages

1. HPTDB/11/1 Bilaspur Rejuvenation of Markandeya Temple Precincts and Provision of

Visitor Facilities, Bilaspur District

2. HPTDB/12/1 Chamba Development of a Heritage Circuit: Conservation of Historic

Buildings, Integrated with Provision of Tourist Facilities, Chamba.

3. HPTDB/13/1 Kangra Upgrading the Historic Urban Precincts & Creating a Heritage

Circuit, Jwalaji Town

4. HPTDB/13/2 Kangra Conserving Prominent Temple Precincts & Upgrading Urban

Infrastructure for Tourism in Dharamshala & Mcleodganj

5. HPTDB/13/3 Kangra Restoration & Conservation of Rock Cut Temple at Masroor.

6. HPTDB/13/4 Kangra Restoration & Improvement of Chamunda, Bajreshwari Temple

Precincts & of Creation Cultural Center for Traditional Crafts & Arts

at NagrotaBagwan

7. HPTDB/13/5 Kangra Construction of Dock & Eco Tourism Boat at Pong Dam Lake,

Kangra

8. HPTDB/14/1 Kullu Creation of Centre for Traditional Arts & Crafts, Manali

9. HPTDB/15/1 Mandi Conservation & Upgradation of the Historic Urban Precincts &

Buildings in Mandi Town

10. HPTDB/16/1 Shimla Conservation of Churches in the Heritage Zone, Shimla

11. HPTDB/16/2 Shimla Restoration of Shimla Mall Road Extension

12. HPTDB/16/3 Shimla Tourism Cultural Centre at Shimla.

13. HPTDB/16/4 Shimla Eco-tourism Park at Naldehra, Shimla

14. HPTDB/16/5 Shimla Restoration & Beautification of Ancient Temples & Surrounding

Areas at Rampur Bushair

15. HPTDB/17/1 Una Creation of Cultural Centre for Traditional Crafts & Arts at Haroli,

Una.

III. Purpose of Report

6. The purpose of bi-annual Social Monitoring Report is to present periodically the total

implementation period of the project in compliance with the approved Involuntary Resettlement

(IR) documents such as Resettlement Plan (RP), Due Diligence Report (DDR) and Categorization

Checklist (CCL). This report covers land acquisition and resettlement-rehabilitation and monitoring

results in compliance with ADB policy. This report covers Social Monitoring, addressing all the

issues related with social safeguards, with reference to the progress achieved and current status

of reporting period from January 2017 to June 2017.

IV. Subprojects Categorization under IDIPT-3

7. The Tranche 3 of IDIPT (Himachal Pradesh) does not require any acquisition of land and

all the proposed sub-projects are being constructed within the available land belonging to Temple

Trust and State Government. The two subprojects (Rejuvenation of Markandeya Temple

Precincts &Provision of Visitor Facilities, Bilaspur District, HPTDB/11/1 and upgrading the Historic

Urban Precincts & Creating a Heritage Circuit, Jwalaji Town, HPTDB/13/1) will cause temporary

dislocation while third sub-project (Conserving Prominent Temple Precincts & Upgrading Urban

Infrastructure for Tourism in Dharamshala & Mcleodganj, HPTDB/13/2) will cause permanent loss

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of structure. The tranche in Himachal Pradesh has been categorized as ‘B’ for Involuntary

Resettlement (IR). The subproject wise details are provided in table 3 below.

Table 2: Sites with APs and R&R Issues

Sub-project Site at Markandeya

with 11 APs Sub-project Site at Jwalaji with 2

APs Sub-project Site at

Dharamshala with 1 AP

Table 3:IR Categorization of sub-projects Tranche 3 sub-projects

SN Package No

Name of sub-project

Summary of LA and R&R Impacts

IR Categori

zation

Remarks

1. HPTDB/11/1

Rejuvenation of Markandeya Temple Precincts and Provision of Visitor Facilities, Bilaspur, HP

No IR impact was envisaged in this sub-project. RP prepared.

B Temporary Impact on 11 shopkeepers. Will be provided shop in lieu of shop.

2. HPTDB/12/1

Development of a Heritage Circuit: Conservation of Historic Buildings, integrated with provision of Tourist Facilities, Chamba, Chamba District

As per the SAR no IR impact was envisaged.

C RP will be prepared after finalization of DPR, in case of change of category.

3 HPTDB/13/1

Upgrading the Historic Urban Precincts & Creating a Heritage Circuit, Jwalaji, Kangra District

Impact was envisaged in terms of temporary loss of livelihood of 195 APs and permanent loss of a Govt. structure resulted temporary loss of livelihood of 02 AP, now mitigated.

B Temporary impact on 3 shopkeepers. Will be provided shop in lieu of shop.

For 195 shopkeepers, the work will be undertaken during night time.

4 HPTDB/13/2

Conserving Prominent Temple Precincts &Upgrading Urban Infrastructure for Tourism in

As per SIA, one no. of AP will experience permanent loss of his commercial structure for providing access to the proposed

B

-

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SN Package No

Name of sub-project

Summary of LA and R&R Impacts

IR Categori

zation

Remarks

Dharamshala& Mcleodganj

cafeteria and toilet block at Bhagsu Temple premise. As per RP submitted, the AP will be given monetary compensation& an alternative location so that his livelihood is maintained.

5 HPTDB/13/3

Restoration & Conservation of Rock Cut Temple at Masroor, Kangra District.

As per the SAR no IR impact was envisaged.

C RP will be prepared after finalization of DPR, in case of change of category.

6 HPTDB/13/4

Restoration &Improvement of Chamunda & Bajreshwari Temple Precincts & Creation of Cultural Center for Traditional Crafts & Arts at NagrotaBagwan, Kangra.

No IR impact was envisaged in this sub-project.

C

DDR approved by ADB

7 HPTDB/13/5

Construction of Dock & Eco Tourism Boat at Pong Dam Lake, Kangra.

As per the SAR no IR impact was envisaged.

C RP will be prepared after finalization of DPR, in case of change of category.

8 HPTDB/14/1

Creation of Centre for Traditional Arts & Crafts at Badagran near Manali.

No IR impact was envisaged in this sub-project.

C

DDR approved by ADB.

9 HPTDB/15/1

Conservation & Upgradation of the Historic Urban Precincts & Buildings in Mandi Town.

No IR impact was envisaged in this sub-project.

C DDR approved by ADB.

10 HPTDB/16/1

Conservation of Churches in the Heritage Zone, Shimla.

No IR impact was envisaged in this sub-project.

C DDR approved by ADB

11 HPTDB/16/2

Restoration of Shimla Mall Road Extension.

No IR impact was envisaged in this sub-project.

C DDR approved by ADB

12 HPTDB/16/3

Tourism Cultural Centre at Shimla.

As per the SAR no IR impact was envisaged.

C RP will be prepared after finalization of DPR, in case of change of category.

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SN Package No

Name of sub-project

Summary of LA and R&R Impacts

IR Categori

zation

Remarks

13 HPTDB/16/4

Eco-tourism Park at Naldehra, Shimla.

No IR impact was envisaged in this sub-project.

C DDR approved by ADB

14 HPTDB/16/5

Restoration & Beautification of Ancient Temples &Surrounding Areas at Rampur Bushair.

No IR impact was envisaged in this sub-project.

C DDR approved by ADB.

15 HPTDB/17/1

Creation of Cultural Centre for Traditional Crafts & Arts at Haroli, Una.

As per the SAR no IR impact was envisaged.

C RP will be prepared after finalization of DPR, in case of change of category.

Note: It is proposed to undertake a new sub-project under Tranche-3 i.e. Conservation/ Restoration & Rehabilitation of

Bantony Castle in the Heritage Zone, Shimla (HPTDB/16/6). The SAR, IEE and DDR submitted to ADB for approval

8. There is no Indigenous People (IP) living in the sub-project areas having any attachment

to distinct habitation or territories, or are being affected in any way by the project outcome. Thus

Tranche 3 has been categorized as ‘C’ for IP.

V. Project Implementation Status

9. Under Tranche 3, 15sub-projects were identified for implementation, out of which nine are under execution; one underbidding stage and five under DPR stage. The details are provided in Tables 4 - 5.

Table 4: Status of Sub-projects

SN Package Name Package no

District Date of award

Contractor Present Status

1. Rejuvenation of Markandeya Temple Precincts and Provision of Visitor Facilities, Bilaspur District

HPTDB/11/1

Bilaspur 3rd

Nov, 2016

M/s MCC – DKS (JV)

Work in progress

2. Upgrading the Historic Urban Precincts & Creating a Heritage Circuit, Jwalaji, Town.

HPTDB/13/1

Kangra 23rd

Sept. 2015

M/s AKSEC-PKCC (JV)

Work in progress

3. Conserving Prominent Temple Precincts & Upgrading Urban Infrastructure for Tourism in Dharamshala & Mcleodganj

HPTDB/13/2

Kangra 30th June

2016 M/s ASE-MIB (JV)

Work in progress

4. Restoration and Improvement of Chamunda and Bajreshwari Temples Precincts and Creation of

HPTDB/13/4

Kangra 17th Nov,

2016 M/s MCC Power Project Pvt Ltd. Dinesh Kumar Sharma

Work in progress

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SN Package Name Package no

District Date of award

Contractor Present Status

Cultural Centre for Traditional Crafts and Arts at NagrotaBagwan, Kangra.

Construction Pvt. Ltd. Joint Venture (MCC-DKS JV)

5. Creation of Centre for Traditional Arts & Crafts at Badagran near Manali

HPTDB/14/1

Kullu 29th May

2015

M/s ASE-MIB (JV)

Work in progress

6. Conservation and Upgradation of the Historic Urban Precincts & Buildings in Mandi Town

HPTDB/15/1

Kullu 19th Sep.

2015

M/s R.S. Buildtek – Singla Constructions Ltd. (JV)

Work in progress

7. Restoration of Shimla Mall Road Extension

HPTDB/16/2

Shimla 19th Nov.

2015 M/s A S Enterprises-MIB (JV)

Work in progress

8. Eco-tourism Park at Naldhera, Shimla

HPTDB/16/4

Shimla 27th Nov.

2016 M/s A S Enterprises

Work in progress

9 Restoration and Beautification of Ancient Temples and Surrounding Areas at Rampur Bushair, Shimla.

HPTDB/16/5

Shimla 26th Oct,

2016 M/s Tenzin Construction Company Pvt. Ltd., by-pass Road, Panthaghati, Shimla -9

Work in progress

Table 5: Projects under bidding stage

SN Sub-Project Number

Sub-Project Title Status

1. HPTDB/16/1

Conservation of Christ Church in the Heritage Zone, Shimla.

3 bidders submitted the bids and are under evaluation stage.

Table 6: Projects under DPR stage

SN Sub-Project

Number Sub-Project Title

1. HPTDB/12/1 Development of a Heritage Circuit: Conservation of Historic Buildings Integrated with

provision of Tourist Facilities, Chamba, Chamba District.

2. HPTDB/13/3 Restoration and Conservation of Rock Cut Temple, Masroor, Kangra District.

3. HPTDB/13/5 Construction of Dock & Eco Tourism Boat at Pong Dam Lake, Kangra District.

4. HPTDB/16/3 Tourism Cultural Center at Shimla.

5. HPTDB/17/1 Creation of Cultural Centre for Traditional Crafts and Arts at Haroli, Una District.

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VI. Scope of Land Acquisition and Resettlement/Rehabilitation:

10. In line with RF1, all the works are proposed in the available vacant government land that

belongs to either the local administration or the Temple Trust and no private land is involved. The

IR impacts were identified in 3 sub-projects i.e. Rejuvenation of Markandeya Temple Precincts and

Provision of Visitor Facilities, Bilaspur (HPTDB/11/1), upgrading the Historic Urban Precincts &

Creating a Heritage Circuit, Jwalaji (HPTDB/13/1) and Conserving Prominent Temple Precincts&

Upgrading Urban Infrastructure for Tourism in Dharamshala & Mcleodganj (HPTDB/13/2). In all

three locations, there are shops owned by the local administration/Temple Trust and occupied by

locals (residents) on monthly rent.

11. At Markandeya site, 11 affected persons (AP) were identified. Similarly, at Jwalaji site, the

issues of demolition of 03 (where only 2 were occupied) existing shops and civil works near 195

shops were identified during SIA and at Dharamshala site permanent loss of commercial structure

of one AP was identified.

12. As already indicated in the last SMR (period Jul to Dec 2016) that in Markandeya project, 11

affected persons were identified as per the impact assessment. All 11 APs were occupying Kiosks

that belonged to the temple trust. The kiosks were located on trust’s land hence there was no issue

of land acquisition. All 11 APs had to be temporarily dislocated, as the land area where the shops

existed was required for construction works. The dislocation is required to happen twice. First, when

relocating them from the existing location to the temporarily constructed shops, which has now

been done with due assistance from the Markandeya Parbandhank Seva Samiti& all APs have

given a letter of satisfaction confirming the same. Second shifting will be done from temporarily

constructed shops to permanent ones. The permanent shops will be constructed by March 2018.

The temporary shops were constructed by temple trust. All 11 APs were shifted to the temporary

structures on April 2015. All APs expressed satisfaction and assured their cooperation in the

development effort. A letter of commitment from the Markandeya Parbandhank Seva Samiti

alongwith letter of satisfaction is attached at Annexure 1 and 2.

13. In Jwalaji project, the issues of demolition of 03 existing shops and civil works of 195 shops

were brought to the notice of Municipal Council (MC), Jwalaji and the authorities were involved in

the execution of the work. Series of transect walks along with the consultations were held with the

affected persons, officials of Municipal Council, (MC) and members of Temple Trust. Thereafter,

memorandum of understanding (MoU) was executed between the shopkeepers and the MC. As

per the MOU, the shopkeepers agreed to shift from the proposed area of Community Center to

their old shops (still functioning) during non-peak season. An affidavit has been signed. All the

shopkeepers, shifted to their earlier functioning shops with assistance of MC, Jwalaji on a non-

working day. Hence there was no loss of livelihood, permanent or even temporary as the

tenants/shopkeepers will continue their economic activities from their alternate (earlier) shops and

will get newly constructed shops. The discussions were held with the project implementation unit

(PIU) and the contractor regarding the timely completion of permanent shops and handing over to

the concerned APs. It was confirmed that new shops will be constructed before September,

2017(Annexure 3) to which the APs have agreed to.. In addition to this, the impact on livelihood of

195 AP will be avoided by executing work in the night time and on non – market days and road

improvements will be executed in phased manner. Works is yet to start in this section. There will

1The subproject selection criteria specify that subprojects with significant resettlement impacts will not be financed by the Investment

Program. During subproject identification in the four states, effort had been made to site subprojects within available government land

(including panchayat land) at various natural and cultural heritage destinations

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be constant monitoring of any possible impact on AP and others in & around the work site. See

Annexure 5.

14. In Dharamshala project, only one AP will experience the permanent loss of commercial

structure for providing access to the proposed cafeteria and toilet block at Bhagsu Temple premise

and no issue of land acquisition is envisaged, as the land belongs to Temple Trust only. The land

area had been given to the shop owners on monthly rent, and the structure was built by the shop

owner. Since the AP had incurred significant expenses on constructing the shop the replacement

value of the structure will be provided to him along with an alternate shop by the District

Administration, so that there is no negative impact on his livelihood.

15. The construction work is in full swing. Consultations were held with the Contractor, labors,

Trust Pradhan (Head), tourists & APs. See Annexure 6.

VII. Consultation & Discussions

16. Public consultation and discussions with primary and secondary stakeholders has been

conducted at the sub-project sites, to understand site specific issues, views & grievances of APs,

labors working at the sites, people residing in nearby locations and tourists. The issues covered

are–positive & negative impacts of sub-projects, gender related concerns, provisions at work sites;

grievance issues put up at sites, welfare programs and required trainings at the sites. See

Annexure 6.

VIII. Institutional Arrangement:

17. An institutional arrangement has been set up at project and sub-projects level to ensure

that sub-projects comply with ADB SPS requirements. Institutional arrangement includes

augmenting the capacity of project management & implementation staffs with regards to smooth

implementation of Safeguard Issues. The Himachal Pradesh Department of Tourism and Civil

Aviation is the Executing Agency (EA) responsible for coordinating procurement and construction

of the project, through its Project Management Unit (PMU) at Shimla. At PMU level, there is a

Safeguard Specialist, who responsible for implementation of social as well as environmental

safeguards. The PMU Safeguard Specialist is supported by Social Safeguard Specialist from

project management consultants (PMC) who was available for 79 days for the monitoring period

January-June 2017 and from Design and Supervision Consultant (DSC) who was available for 18

days for the monitoring period January-June 2017).The PIUs have been set up at Shimla, Kangra

& Kullu, and the site engineers have been made aware of the safeguard issues and trained to

monitor & report the same. At the sub-project locations, the Safety Officers of Contractor are

responsible for safeguard issues including handling of grievances. In case of non-availability of

Safety Officer at sites, the concerned Project Manager is designated to be responsible for the

safeguard concerns. The institutional set up in relation to social safeguards is presented below.

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Figure 1: Institutional Setup for Social Safeguards Implementation & Monitoring

Table 7: Institutional Roles and Responsibilities

Activities Responsible Agency

Subproject Initiation Stage

Finalization of sites/alignments for sub-projects PMU

Resettlement Plan Preparation Stage

Conducting Census of all affected persons DSC/PIU

Conducting FGDs/meetings/workshops during SIA surveys DSC/PIU

Categorization of affected persons for finalizing entitlements PIU / DSC

Formulating compensation and rehabilitation measures PIU/ DSC

Conducting discussions/meetings/workshops with all APs and other stakeholders

PMU/PMC/PIU/DSC

Finalizing entitlements and rehabilitation packages PIU/DSC/PMU/PMC

Disclosure of final entitlements and rehabilitation packages PIU/DSC

Approval of RP PMU/ADB

Resettlement Plan Implementation Stage

Implementation of proposed rehabilitation measures PIU/ DSC

Consultations with affected persons during rehabilitation activities PIU/DSC

Grievances redressal PMU//PIU/GRC

Monitoring PIU/PMU

AP – Affected Person, DSC – Design and Supervision Consultant (Social Development Specialist), FGD – Focus Group Discussions, GRC – Grievance Redress Committee, PIU – Project Implementation Unit, PMU – Project Management Unit, RP – Resettlement Plan, SIA –Social Impact Assessment.

Safeguard Specialist

PMU

Engineers & Site

Engineers PIU

Social Safeguard Specialist PMC

Social Safeguard Specialist DSC

Contractor’s Project Manager/

Safety Officer

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Table 8 : Institutional Status Readiness Checklist

SN Item Status Follow-up required (Y/N)

1 Ccivil works contractors Mobilized* Yes

2 Project Supervision and Management Consultants

Mobilized Yes

3 EA’s Safeguards Unit with designated staff Mobilized Yes

4 Internal Monitoring Regular conducted Yes

5 External Monitoring Agency NA

* Physical works started in 5 sub-projects

IX. Grievance Redressal Mechanisms 18. A Grievance Redressal Mechanism (GRM) has been established following the

Resettlement Framework (RF) of the project with the objective of receiving and facilitating the

resolution of complaints & grievances to the public as well as APs. The GRM is scaled to the risks

and adverse impacts of the project. It should address APs/Public concerns and complaints

promptly, using an understandable and transparent process that is gender responsive, culturally

appropriate, and readily accessible to all segments of the APs/public at no cost and without

retribution.

19. Grievance will be first brought to the notice of the site engineer and focal person of the PIU,

which will be forwarded to the PMU, if not resolved at the PIU level. The concerned official will

review the grievances & address them in consultation with the PMU & PMC Social Safeguard

Specialist. If the grievance remains unresolved, the Project Director, will refer the issue to the State

Level Empowered Committee (SLEC), which will act as a Grievance Redress Committee (GRC).

The GRC will resolve the issue within one month from the date of registration of any case in the

GRC.

20. There have been no grievances from anyone in relation to R&R issues at any of the

construction sites during the period January to June 2017.

21. Accessibility to GRC: The affected person/aggrieved party can access to GRC for redressal

of his/her grievances through any of the following modes:

(i) Telecom based: Phone no. of PIU has been circulated to the public to register

their complaint through telephone / mobile phone to the PIU office.

(ii) Compliant box: A complaint box has been kept at PIU office so that public can

register their complaint

22. PIUs and the Contractor have been entrusted with the responsibility to maintain proper

registers of grievances which will be endorsed by the all agencies involved in implementation.

GRC registers are in place at the sub-project locations. The PMU, PMC & DSC Safeguard Officials

intermittently visit the sub-project sites and do give training on preparation &monitor maintenance

of grievance & pother registers and follow up of any grievances made.

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X. Monitoring

23. The PIU internally monitors the implementation of RPs and looks after other safeguard

issues. The Safeguard Specialist of PMU alongwith PIU officials and Social Safeguard Specialist

of the PMC are entrusted with the responsibility of monitoring the implementation of RPs and

assessing its performance and effectiveness based on review of reports, field observations,

consultations with APs, other stakeholders. DSC will be primarily involved in implementation of

proposed rehabilitation activities; measures, consultation with APs during rehabilitation grievance

redressal, etc. The monitoring is conducted at fields by the DSC’s & PMC’s Social Specialist on

different activities in relation to R&R. There is regular monitoring to ensure timely implementation

and problemsolving/ grievance redressal.

XI. Summary Monitoring Results and Key Findings

24. In the present reporting period, physical works has started in 9 packages. The project

areas have been visited by the safeguard team along with PMU/PIU/PMC officials. Contractor to

identify/confirm any impacts in terms of resettlement and rehabilitation and other safeguard issues

identified under the package, where IR impact is envisaged. While appointing people for various

positions, including labor requirements, the priority is given to locals. Throughout the entire stages

of project construction /development, consultations with the relevant stakeholders are continued

to be held at regular intervals. The APs at all construction sites are regularly consulted & advised.

25. Site visits & assessment of the sub-project locations under Tranche 3 revealed that:

i) There has been no land acquisition in any of the subprojects during the monitoring period

January – June 2017.

ii) There is no additional R&R issue or any possibility of change in earlier mentioned RP

concerns.

iii) No further encroachment or any squatter has been found on the selected sites till date.

Contractors at the ongoing work sites & IA staff along with local administration monitor that

there are no encroachments in the proposed sub-project locations.

iv) The site assessment report does not indicate presence of any IPs.

v) During the entire sub-project implementation, involvement of women & welfare programs

for them is continued to be planned & carried out.

vi) Apart from assessment on availability of local labors, monitoring of provisions at

camps/sites, their service utilization is also done.

vii) No grievance concerning R&R issues was reported during the monitoring period.

26. Site visits have been regularly conducted to observe the site conditions, availability of labor,

engagement of women workers and provision of basic facilities, such as lodging, drinking water,

sanitation etc. along with any other welfare programs at the site. Orientations are being given to the

staff & labors on health, sanitation, safety management and other social concerns at the sites.

Nearby residents are being appraised about the duration of work and the likely inconveniences and

the need for their active participation, cooperation and support during the ongoing civil works.

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XII. Future Monitoring Action Plan:

27. To identify any social impacts, during the entire stage of Project implementation, the

Safeguard Consultant of PMC/DSC will visit the project sites on regular basis. Activities to follow

in the next quarter is presented below:

• Consultations with local people for smooth implementation to be continued throughout the

project implementation.

• Any unforeseen impact need / grievance issue to be documented and mitigated

accordingly.

XIII. Lessons Learnt and Good Practices

Social Safeguard Specialists of PMC & DSC are in constant touch with the APs at

respective sites, to understand their concerns & feelings. There are regular consultations

& discussions with APs, locals, tourists & relevant others.

Informative signages& awareness posters along with other IEC materials are in

preparation at regular intervals.

There is regular planning & conductance of training & (innovative) good practices on

specific issues as per requirement of the sites.

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Annexure 1: Letter of Commitment from Temple Trust

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Transcript This is regarding implementation of sub-project Rejuvenation of the Markandeya Temple Precincts, which involves temporary shifting of 11 Affected Persons (APs) to the temporarily constructed Kiosks and shifting back to the permanently constructed shops, for smooth implementation of the sub-project. In this connection, I would like to state that the shifting of APs from proposed sub-project location to the temporarily constructed Kiosks was completed on dt … with due support from the Temple Trust. And as per our discussions earlier regarding additional support and assistance to be provided to all 11 sub-project Affected Persons (APs), during their shifting from the existing temporarily built structures to the permanent well-structured shops, it is assured that the same approach will be followed for the re-shifting from temporary structures to the permanent shops. The supports provided in earlier shifting covered –

- Shifting assistance to all APs by the Temple Trust - Shifting on a non-working/lean day - One month rent to be waived off.

It is further added that all 11 APs will be accommodated in the newly constructed shops on priority. It is again assured that the Temple Trust members will personally monitor and supervise the entire shifting process.

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Annexure 2: Letter of Satisfaction by APs in Markandeya site

Transcript We all APs will cooperate with the temple trust in shifting. First shifting was done on a

non-working day. Trust had waived off one month rent for all of us. Shifting did not

impact in any way on our livelihood. We wish that new shops are constructed and at

the earliest. And after completion we should all be accommodated in the new shops.

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Annexure 3: Consent of Shopowners (2 APs) on Proposed Works Schedule in Jwalaji site

Transcript We have shifted to our alternate shops as per the MOU entered with Nagar Palika, shifting

has not caused any impact on us as our alternate shops are very close to our old shops. It

the new shops are completed and handed over to us before September that will be of great

help.

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Annexure 4: Letter of Satisfaction by APs to carry works at night in Jwalaji site

Transcript We all shop keepers near Gate No. 1 of Jwalaji temple were involved in discussion on

the sub-project. We were told that the works will be done at night to avoid any impact

on our business and livelihood. We all want the work to get completed at the earliest.

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Annexure 5: Consultation with APs

Date Venue Participants Issues Discussed Summary

Consultation

Implementers Photographs

Rejuvenation of Markandeya Temple Precincts and Provision of Visitor Facilities, Bilaspur District – HPTDB/11/1

17.1.17 Markandeya construction site

Site In-charge, Engineer, Purchasing In-charge, Accountant, Mechanical In-charge, Labors

Accommodation for labors.

Provisions at work site

Safety measures at site

Any grievance issues

Accommodation provided at site.

Public toilet used by labors, & water is available in abundance.

Barricading needs to be done to protect agriculture land.

Dr. Basobi Sheel, Social Safeguard Specialist, PMC

Consultation with AP

08.6.17 Markandeya construction site

Site Project Manager, Safety Officer, Site Engineer – DSC, Labors Temple Trust Head, APs

Safety issues & effective barricading at the site

Passages for villagers & tourists

Points raised by the APs on shops being constructed

Right use of safety uniforms

Effect of the construction work

Effective monitoring should be regularly done so that labors learn to use safety gears.

There should be effective barricading all along the borders/edges of the work site to protect other land areas & properties.

Points raised by APs regarding shops being constructed, their

Dr. Basobi Sheel, Social Safeguard Specialist, PMC

Consultation with Pradhan & Others

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Date Venue Participants Issues Discussed Summary

Consultation

Implementers Photographs

location, size & passages to shops.

Training & awareness received while working at the site

Provisions added with increase in labors nos.

Happy with the progress of work.

Consultation with Tourists

Upgrading the Historic Urban Precincts & Creating a Heritage Circuit, Jwalaji Town – HPTDB13/1

17.1.17 16.3.17

Community Centre &AshtabhujaTalab

Project Manager, Engineer, Contractor’s Engineer, Electrical APs, Tourists, Labors

People’s view on the sub-project

Safety Issues at site

Basic provision for labors at site

Handing over of shops to APs

People are happy with sub-project components.

Labors neglect using PPEs, need awareness on safety issues at work site.

Provision have been provided, and are being improved.

APs eager to know the exact date of handing over of the new shops.

Dr. Basobi Sheel, Social Safeguard Specialist, PMC

Consultation with Women Labors

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Date Venue Participants Issues Discussed Summary

Consultation

Implementers Photographs

20.6.17 Ashtabhuja Temple Premises

Temple Priest/Pujari

Necessity of this project and project components

Provisions at the site.

Ongoing construction work.

Informed that civil works of toilet block has been completed and electrical and remaining works are pending and renovation of pond will be started soon.

There is lack of toilet facility, public face problems.

Abhay Srivastava, (Env Expert DSC) Jyoti Dhari Singh (Social Safeguard Expert DSC)

Consultation with Contractor

Consultation with Priest

Parking site near Tehsil Office, Jwalaji

Project Contractor, Labors, School Children, Teachers

Health and Safety Issues.

Right use of PPEs.

Few workers neglect using PPEs entry of labors without PPEs should be restricted.

Proper barricading, safety signages, posters are required.

Toilets number & condition to be improved.

Near Proposed Community Centre

Project Contractor, Labors, Shopkeepers

Necessity of this project and project components

Informed that drain & canopy

Public/Shop owners were well aware about the project works and ensured all kind of support for smooth execution of the

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Date Venue Participants Issues Discussed Summary

Consultation

Implementers Photographs

works will be executed at night time

Use of PPEs and document preparation & updating.

project.

APs wanted certainty on dates of completing shops and handing over to them.

Conserving Prominent Temple Precincts & Upgrading Urban Infrastructure for Tourism in Dharamshala&Mcleodganj – HPTDB/13/2

21.6.17 Near Bhagsu Temple, Dharamshala

Identified APs, Tourist

Impacts on livelihood

Mitigation plan

Project components and benefits of project were discussed.

AP was informed that appropriate measures will be taken during construction work to minimize any negative impacts.

AP was also informed about the mitigation arrangements to compensate his expenditure incurred earlier on the structure & additional benefits being given to him.

All have appreciated the efforts of Tourism Dept for development/ upgradation of existing

Abhay Srivastava, (Env Expert DSC) Jyoti Dhari Singh (Social Safeguard Expert DSC), Basobi Sheel, (Social Safeguard Specialist, PMC)

Consultation with Labors

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Date Venue Participants Issues Discussed Summary

Consultation

Implementers Photographs

infrastructure.

Tourists want increase in number of toilets, drinking water facilities and changing rooms at site.

They are very happy to know that cafeteria, toilet block, drinking water facilities etc. will be constructed at this site.

Consultation with Tourist

Consultation with Resident

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Sample Attendance Sheet

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Annexure 6: Consultation with Stakeholders

Key Point: Grievance issues and any other suggestions regarding the sub-project work, no grievance issues were pointed out. People expressed satisfaction Vis a vis the project component.

Sub-project location

Photographs

Mall Road

Extension

Consultation with Labors Consultation with Shopkeepers Consultation with Tourists

Mandi

Consultation with Labors Consultation with Shop owners Consultation with New Labors

Manali

Consultation with Labors Consultation with Residents

Naldehra

Consultation with Dhaba Owner, Jockeys and Tourists at the Construction Site

Kangra

Consultation at Mata ka Bag Consultation with nearby Consultation with Passerby Residents