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1/21 Exotic pairs of 4-manifolds and corks Polyhedron, shadow and reconstruction of 4-manifold Main result . . . Infinitely many corks with special shadow complexity one Hironobu Naoe Tohoku University December 24, 2015 Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

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Page 1: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

1/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.

.

. ..

.

.

Infinitely many corks with specialshadow complexity one

Hironobu Naoe

Tohoku University

December 24, 2015

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 2: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

2/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.. The plan of talk

1 Exotic pairs of 4-manifolds and corks

2 Polyhedron, shadow and reconstruction of 4-manifold

3 Main result

※ In this talk we assume that manifolds are smooth.

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 3: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

3/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

§1 Exotic pairs of 4-manifolds andcorks

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 4: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

4/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.Definition..

.

Two manifolds X and Y are said to be exotic if they arehomeomorphic but not diffeomorphic.

.Theorem (Akbulut-Matveyev, ’98)..

.

For any exotic pair (X,Y ) of 1-connected closed 4-manifolds, Y isobtained from X by removing a contractible submanifold C ofcodimension 0 and gluing it via an involution on the boundary.Moreover, the submanifold C and its complement can always becompact Stein 4-manifolds.

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 5: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

5/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.Definition..

.

A pair (C, f) of a contractible compact Stein surface C and aninvolution f : ∂C → ∂C is called a cork if f can extend to aself-homeomorphism of C but can not extend to anyself-diffeomorphism of C.

A real 4-dimensional manifold X is called a compact Stein surface

def⇐⇒ There exist a complex manifold W , a plurisubharmonicfunction φ : W → R≥0 and its regular value r s.t. φ−1([0, r])is diffeomorphic to X.

thm⇐⇒ “Each framing coefficient of 2-handle of X is less than itsThurston-Bennequin number[Gompf, ’98]. ”

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 6: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

6/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.. Examples of corks

.Theorem (Akbulut-Yasui, ’08)..

.

Let Wn and Wn be 4-manifolds given by the following Kirbydiagrams. They are corks for n ≥ 1.

· · ·

2n+ 1

00

Wn: Wn:

n n+ 1

.Remark...

.

A Kirby diagram is a description of a handle decomposition of a4-manifold by a knot/link diagram in R3.

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 7: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

7/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

§2 Polyhedron, shadow andreconstruction of 4-manifold

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 8: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

8/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

An almost-special polyhedron is a compact topological spaceP s.t. a neighborhood of each point of P is one of thefollowing:

(iii)(i) (ii)

A point of type (iii) is called a true vertex.Each connected component of the set of points of type (i) iscalled a region.

If any regions of P are 2-disks and P has at least 1 true vertex,then P is called a special polyhedron.

Example:Abalone

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 9: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

9/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.. shadow

.Definition..

.

W:a compact oriented 4-manifold w/ ∂P ⊂W:an almost special polyhedronWe assume that W has a strongly deformation retraction onto Pand P is proper and locally flat in W . Then we call P a shadowof W .

PW

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 10: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

9/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.. shadow

.Definition..

.

W:a compact oriented 4-manifold w/ ∂P ⊂W:an almost special polyhedronWe assume that W has a strongly deformation retraction onto Pand P is proper and locally flat in W . Then we call P a shadowof W .

PW

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 11: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

9/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.. shadow

.Definition..

.

W:a compact oriented 4-manifold w/ ∂P ⊂W:an almost special polyhedronWe assume that W has a strongly deformation retraction onto Pand P is proper and locally flat in W . Then we call P a shadowof W .

PW

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 12: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

9/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.. shadow

.Definition..

.

W:a compact oriented 4-manifold w/ ∂P ⊂W:an almost special polyhedronWe assume that W has a strongly deformation retraction onto Pand P is proper and locally flat in W . Then we call P a shadowof W .

PW

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 13: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

10/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

Let P be a special polyhedron and R be a region of P .

∂RR

B

The band B is an imm. annulus or an imm. Mobius band in P ..Definition..

.

For each region R, we choose a (half) integer gl(R) s.t.

gl(R) ∈

{Z if B is an imm. annulus.

Z+ 12 if B is an imm. Mobius band.

We call this value a gleam.

.Theorem (Turaev’s reconstruction, ’90s)..

.(P, gl)1:1←→ (W,P )

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 14: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

11/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.. contractible special polyhedra

We want to construct corks from special polyhedra(shadows) byfocusing on the number of true vertices

no true vertex There is no such a polyhedron.one true vertex There are just 2 special polyhedra A and Ashown in the following[Ikeda, ’71]:

A

α α

βe2

β

αβ

e1

-1-1

-1

Atwo true vertices

e.g. Bing’s house

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 15: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

11/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.. contractible special polyhedra

We want to construct corks from special polyhedra(shadows) byfocusing on the number of true vertices

no true vertex There is no such a polyhedron.one true vertex There are just 2 special polyhedra A and Ashown in the following[Ikeda, ’71]:

α α

βe2

β

αβ

e1

-1

-1

A

α α

βe2

β

αβ

e1

-1-1

-1

Atwo true vertices

e.g. Bing’s house

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 16: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

12/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.. 4-manifolds from A and A

α α

βe2

β

αβ

e1

-1

-1

α α

βe2

β

αβ

e1

-1-1

-1

gl(e1) = m, gl(e2) = n gl(e1) = m, gl(e2) = n− 12

↓ Turaev’s reconstruction ↓A(m,n) A(m,n− 1

2)

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 17: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

13/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

§3 Main result

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 18: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

14/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.. Main theorem

.Definition..

.

W:a compact oriented 4-manifold w/ ∂The special shadow complexity scsp(W ) of W is defined by

scsp(W ) = minP is a specialshadow of W.

♯{true vertices of P}

.Theorem (N.)..

.

Consider the family {A(m,−32)}m<0 of 4-manifolds. Then the

following hold:

(1) scsp(A(m,−32)) = 1.

(2) They are mutually not homeomorphic.

(3) They are corks.

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 19: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

15/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

We prove by the following two lemmas..Lemma A..

.

Let m and n be integers.

(1) λ(∂A(m,n)) = −2m. Therefore A(m,n) and A(m′, n′) arenot homeomorphic unless m = m′.

(2) λ(∂A(m,n− 12)) = 2m. Therefore A(m,n− 1

2) and

A(m′, n′ − 12) are not homeomorphic unless m = m′.

.Recall...

.

λ : {ZHS3} → Z : Casson invariant is a topological invariant.

Any contractible manifold is bounded by a homology sphere.

.Lemma B..

.The manifold A(m,−32) is a cork if m < 0.

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 20: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

16/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.Lemma A (again)..

.

Let m and n be integers.

(1) λ(∂A(m,n)) = −2m. Therefore A(m,n) and A(m′, n′) arenot homeomorphic unless m = m′.

(2) λ(∂A(m,n− 12)) = 2m. Therefore A(m,n− 1

2) and

A(m′, n′ − 12) are not homeomorphic unless m = m′.

Proof:We describe surgery diagrams of ∂A(m,n) and∂A(m,n− 1

2) and calculate their Casson invariants by using thesurgery formula..Theorem (Casson)..

.

For any integer-homology sphere Σ and knot K ⊂ Σ, the followingholds

λ(Σ +1

m·K) = λ(Σ) +

m

2∆′′

K⊂Σ(1).

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 21: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

17/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.. Proof(1/2) A surgery diagram of ∂A(m,n)

m

n + 4m + 1

A Kirby diagram of A(m,n).

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 22: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

17/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.. Proof(1/2) A surgery diagram of ∂A(m,n)

m

n + 4m + 1

0

A surgery diagram of ∂A(m,n).

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 23: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

17/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.. Proof(1/2) A surgery diagram of ∂A(m,n)

2m-1

N−1

This knot is a ribbon knot. Calculate its Alexander polynomial byusing the way in [1].

∆K(t) = tm+1 − tm − t+ 3− t−1 − t−m + t−m−1.

[1] H. Terasaka, On null-equivalent knots, Osaka Math. J. 11 (1959), 95-113.

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 24: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

18/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.. 証明 (2/2) Calculate the Casson invariant

By the Surgery formula:

λ(∂A(m,n)) = λ(S3) +−12∆′′

K(1)

= 0− 1

2· 4m

= −2m.

We can prove (2) similarly to (1).

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 25: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

19/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.Lemma B (again)..

.The manifold A(m,−32) is a cork if m < 0.

.Theorem (Matveyev ’96)..

.

Let C be a compact oriented 4-manifold w/ ∂ whose Kirbydiagram is given by a dotted circle K1 and a 0-framed unknot K2.C is a cork if the following hold:

(1) K1 and K2 are symmetric.

(2) lk(K1,K2) = ±1.(3) The diagram satisfies the condition of Gompf’s theorem of

compact Stein surface.

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 26: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

20/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.. Proof : (1)symmetry and (2)linking number

0

m

A Kirby diagram of A(m,−32)

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 27: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

20/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.. Proof : (1)symmetry and (2)linking number

m

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 28: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

20/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.. Proof : (1)symmetry and (2)linking number

m

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 29: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

20/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.. Proof : (1)symmetry and (2)linking number

m

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 30: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

20/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.. Proof : (1)symmetry and (2)linking number

m

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 31: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

20/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.. Proof : (1)symmetry and (2)linking number

m

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 32: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

20/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.. Proof : (1)symmetry and (2)linking number

m

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 33: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

20/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.. Proof : (1)symmetry and (2)linking number

m

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 34: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

20/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.. Proof : (1)symmetry and (2)linking number

m

2

m

2

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one

Page 35: Infinitely many corks with special shadow complexity one · If any regions of P are 2-disks and P has at least 1 true vertex, then P is called a special polyhedron. Example:Abalone

21/21

Exotic pairs of 4-manifolds and corksPolyhedron, shadow and reconstruction of 4-manifold

Main result

.. Summary

A(m,n− 12)

A(−1,−3

2) ∼= A(1,−5) ∼= W1

Akbulut-Yasui

A(m,n)

cork

scsp = 1

scsp = 2

{A(m,−3

2)}m<0

Thm.

Hironobu Naoe (Tohoku Univ.) Infinitely many corks with special shadow complexity one