incarceration and enfranchisement1 - ifes...specifically, social contract theorist thomas hobbes...
TRANSCRIPT
Incarceration and Enfranchisement: International Practices, Impact and Recommendations for Reform
Brandon Rottinghaus Department of Political Science
Northwestern University
Charles and Kathleen Manatt Democracy Studies Fellow International Foundation for Election Systems
June-July 2003
Senior Advisors: Jeff Fischer and Jerry Mindes International Foundation for Election Systems
1101 15th Street, N.W. Third Floor
Washington, DC 20005
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Table of Contents
Section Page
Introduction 3
Theories of Incarceration-Related Disenfranchisement 4
International and Peace Agreements 10
Description of International Practices 12
Classification of Nations and Incarceration Enfranchisement 20
Case Studies 27
A Growing Reform Movement 36
Recommendations for Developmental Action 39
Conclusion 41
Works Cited 43
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Introduction
Ex-prisoner Joe Loya describes his reintegration into democratic society in the following
way:
A few weeks ago I received voter-registration material in the mail. There it was, clearly marked, my disqualification. "You must NOT be in prison or on parole for the conviction of a felony."
I felt obligated to press further, to fight for the privilege. I telephoned the registrar and explained that I'm on "supervisory release," not parole. Could I vote?
She had to check. On hold, I thought about the almost 3 million felons like me who have served our sentences but still can't vote. Some of us are permanently barred. She came back on line.
"Nope, you still can't vote."
I came out of prison wanting to think and act 100 percent different than when I went in. I supposed that the opposite of the virulently anti-social criminal is an optimistic civic -minded citizen. 1
Joe’s experience is not unique to the United States. Dozens of other nations place either
temporary or permanent voting restrictions on individuals who have been or are currently
incarcerated, causing distressing numbers of individuals to be excluded from the civil process.
This paper addresses the issues surrounding the enfranchisement (or disenfranchisement)
of the penal and ex-penal population worldwide. It begins by addressing the historical and
theoretical basis for the exclusion of prisoners and ex-prisoners from the vote. Legal exclusions
in most countries consider removal from the civil process as an additional punishment for those
who have broken the law. This project then explores various international and peace agreements
that govern the voting rights of prisoners and ex-prisoners. As we will see, these agreements are
often at odds with country-specific laws. Nations that include or exclude prisoners and ex-
prisoners are then categorized and ranked on a four-point scale according to level of inclusion in
the political process. From these classifications, several country-based case studies are presented
1 http://www.pacificnews.org/jinn/stories/4.21/981023-prison-vote.html; Accessed 6/3/03.
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and analyzed with more depth to provide a cultural and political sense of the practices and
impacts in specific countries. Finally, recommendations on reform and informational products
are offered as a way to tie together multiple forms of international practice on prisoner’s rights.
Theories of Incarceration-Related Disenfranchisement
The interconnection of citizenship, enfranchisement and democracy produces a valuable
starting point for the discussion of prison disenfranchisement and country-specific practices. As
will become clearer in subsequent sections, most international agreements on the rights of
suffrage hold that universal and equal suffrage is a key component of a democratic society. True
to this ethos, Robert Dahl argues in his groundbreaking study of democratization, Polyarchy, that
the necessary component of a democracy is a “continuing responsiveness of the government to
the preferences of its citizens, considered political equals.”2 Dahl further notes that a major
component of a “perfect democratic process” is that citizens have an opportunity to participate in
the governance of their country and that this participation is equal. On “effective participation,”
Dahl writes:
Throughout the process of making binding decisions, citizens ought to have an adequate opportunity, and an equal opportunity, for expressing their preferences as to the final outcome. They must have an adequate and equal opportunities for placing questions on the agenda and for expressing reasons for endorsing one outcome rather than another.3
On “voting equality,” Dahl writes,
At the decisive stage of collective decisions, each citizen must be ensured an equal opportunity to express a choice that will be counted as equal in weight to the choice expressed by any other citizen. In determining outcomes at the decisive stage, these choices, and only these choices, must be taken into account.4
2 Dahl, Robert. 1971. Polyarchy: Participation and Opposition. New Haven: Yale University Press, 1. 3 Dahl, Robert A. 1989. Democracy and its Critics. New Haven: Yale University Press, 109. 4 Ibid.
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The promotion of democracy through universal voting rights and the punishment of those
who violate the social order meet at theories of incarceration. Many sociologists argue that
incarceration is used primarily to protect the interests of the dominant class. Sociologists Jacobs
and Helms write that, “It seems plausible that an expanded racial or economic underclass with
little to lose could destabilize the social order that benefits the affluent so much.”5 These
scholars argue that prisons function within the criminal justice system as a means to control
elements of these communities to maintain a stable system of order. Those individuals who are
viewed as a danger to themselves or others are removed from society altogether.
The primary argument for those who favor the extension of voting rights to prisoners is
that prison serves as a dislocating element of punishment, where criminals are physically
relocated to another place, not a mechanism to permanently disenfranchise individuals. Prisons
are built to rehabilitate citizens, and removal of civil rights during or after prison terms does not
further that goal. 6 Opponents argue that the removal of civil rights (in various forms) is central
to the punishment of serious criminals who have broken the “social contract” of understood
norms (see below for more on this).7 Those who violate these established community practices
forfeit their rights to engage in the democratic polity.
The disqualification of prison inmates from voting stems from a belief that citizens must
comply with written laws. Those who break this contract are considered unworthy of
participation in modern civil society and are therefore excluded from the democratic process.
Planinc notes that both those who believe in an implied social contract and those who argue for a
5 Jacobs, David and Ronald E. Helms. 1996. “Towards a Political Model of Incarceration: A Time Series Examination of Multiple Explanations for Prison Admission Rates.” American Journal of Sociology (102): 323-357. 6 See Mauer, Mark and Meda Chesney-Lind (editors). 2002. Invisible Punishment: The Collateral Consequences of Mass Imprisonment. New York: New Press. 7 See Dodge, Calvert R. 1979. A World Without Prisons : Alternatives to Incarceration Throughout the World. Lexington, MA: Lexington Books.
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utilitarian approach to society (the greatest good for the greatest number), “no matter how they
understand the proper boundaries of democratic citizenship, … all conclude that criminals fall
outside them. Their unanimous agreement directly
answers the question of democratic voting rights: only citizens have the right to vote, and it
would not be reasonable to consider criminals as citizens.”8
Specifically, social contract theorist Thomas Hobbes argues that if a criminal is a
murderer, “he has renounced Reason, the common Rule and Measure God hath given to
Mankind.”9 Contract theorist Jean Jacques Rousseau argues that criminals are not to remain free
citizens and that:
every offender who attacks the social right becomes through his crimes a rebel and traitor to his homeland; he ceases to be one of its members by violating its laws, and he even wages war against it…. The proceedings and judgment are the proofs and declaration that his has broken the social treaty, and consequently is not longer a member of the state.10
Although utilitarian John Stuart Mill strenuously argues for universal electoral suffrage, in the
case of criminals, “it might be expedient that in the case of crimes evincing a high degree of
insensitivity to social obligation, the deprivation of this and other civic rights should form part of
the sentence.”11 This idea seems to translate into the countries that partially exclude prisoners
from voting (in certain circumstances) reported in Table 2 below.
Cesare Beccaria, who wrote one of the first books to influence the modern understanding
of crime according to Planinc, argues that the punishment of criminals involves their civil death
and therefore a loss of citizenship and voting rights, especially if the crime results in disgrace or
8 Planinc, Zdravko. 1987. “Should Imprisoned Criminals Have a Constitutional Right to Vote?” Canadian Journal of Law and Society (2): 153-64. 9 Hobbes, Thomas. 1979. Leviathan. Edited by C.B. Mcpherson. New York: Penguin Press. 10 Rousseau, Jean Jacques. 1978. On the Social Contract. Translated by R.D. and J.R. Masters. New York: St. Martin’s Press, 65. See also Planinc 1987. 11 Mill, John Stuart. 1977. “Thoughts on Parliamentary Reform.” In The Collected Work of J.S. Mill. Toronto: University of Toronto Press. See also Planinc 1987.
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a “breach of honor.”12 In the United States, the debate about the disenfranchisement of prisoners
and ex-prisoners centered on a similar discussion of what the Alabama Supreme Court dubbed
the “purity of the ballot box.”13 Although state laws rarely made morality a criterion for voting
qualification, nevertheless it was argued that voters should be “moral persons.”14
Overall, very little is written about the theory, practice or rights of voting by prisoners or
ex-prisoners. Damaska notes that there is scant policy behind attaching additional punishments
to a criminal conviction. 15 Most works relating to voting rights begin on more abstract terms,
delving into the history of the extension and exclusion of voting rights. Many current electoral
laws governing who may be permitted to vote were codified from citizenship requirements in
early history. Laws disenfranchising current (and often former) prisoners are a residual
punishment from medieval times when citizens who broke the social contract by engaging in a
civil wrong suffered a “civil death.”16 In the Roman Republic, those that were in the lower class,
such as slaves, freedmen or those who lacked the legal criteria for privilege, were exempt from
citizenship.17 In practice, many current laws excluding prisoners from voting are based on laws
in the United States. In the American case, Lowenstein writes that:
The American colonies inherited property qualifications for voting that had been established in England at least as early as the fifteenth century. In addition, British law excluded women, Catholics, Jews, aliens, and servants from the franchise. However, because of cheap land and lax administration, suffrage was far more widespread in practice in the colonies during the eighteenth century than in England.18
12 Beccaria, Cesare. 1963. On Crimes and Punishments. Translated by Henry Paolucci. Indianapolis: Bobbs-Merrill. See als o Planinc 1987, 161. 13 Keyssar, Alexander. 2000. The Right to Vote: A Contested History of Democracy in the United States. New York: Basic Books, 163. 14 Ibid. 15 Damaska, Mirjan 1972. “Adverse Legal Consequences of Conviction and Their Removal: A Co mparative Study.” The Journal of Criminal Law, Criminology and Police Science (59) No.3. 16 Keyssar 2000. 17 Garnsey, Peter. 1968. “Legal Privilege in the Roman Empire.” Past and Present (41): 3-24. 18 Lowenstein, Daniel Hays. 1995. Election Law: Cases and Materials. Durham: Carolina Academic Press, 22-23.
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The property requirement as a minimum threshold for voting rights also created an age
restriction in practice, as most young, white males did not have sufficient property to meet the
requirement until middle age. Ultimately, registration was not left to the federal government but
to the states, and certain states had less stringent requirements.
After the Civil War, efforts to enfranchise former slaves in the United States were met
with fierce resistance from southern politicians and the public. The promise and potential of the
Fifteenth Amendment, which gave Congress the power to regulate who could be considered a
“citizen” of the United States, gave way to the establishment of such practices as secret ballots,
poll taxes, literacy tests and the white primary. The adoption of the Nineteenth Amendment,
which extended suffrage to women, took more than three-quarters of a century more to
establish. 19 The Civil Rights Act of 1964 and the Voting Rights Act of 1965 began the process
of reforming the vote to provide more inclusion in the democratic process.
Citizenship expunging laws passed in the United States in 1865 deemed deserters from
the military or naval services are “to have voluntarily relinquished and forfeited their rights of
citizenship, as well as their right to become citizens; and such deserters shall be forever
incapable of holding any office of trust or profit under the United States or of exercising any
rights of citizens thereof.”20 The law was amended in 1912 to allow the president to mitigate or
remit the sentence. Desertion from active duty in the Armed Forces was considered second only
to treason as a violation of patriotic order.
Laws specific to the disenfranchisement of prisoners began in the late 18th century.
Eleven states disenfranchised those convicted of infamous crimes (and occasionally specific
crimes like perjury, bribery or election betting) between 1776 and 1821. These bans were
19 Ibid, 28. 20 Gathings, James A. 1949. “Loss of Citizenship and Civil Rights for Conviction of Crime.” American Political Science Review (43): 1228-1234.
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implicitly permanent, except in New York where those pardoned for their crimes could vote
again.21 Kessar argues:
The right to vote also was withheld from another group of men who violated prevailing social norms, those who had committed crimes, particularly felonies or so called infamous crimes. Disenfranchisement for such crimes had a long history in England, European, and even Roman law, and was hardly surprising that the principle of attaching civil disabilities to the commission of a crime appeared in American law as well. 22
Laws in the southern United States that specifically excluded those convicted and sent to
prison from the right to vote possibly originated in the 1800s out of racism against former
slaves.23 Combined with lynching and execution of blacks in the south, incarceration was a
means of exacting social control over former slaves. Massey and Myers note that corporal
punishment declined in favor of incarceration for southern blacks from 1882 to 1935, and these
“deprivations of liberty” became the preferred mode of social control.24 Massey and Myers
further note, “After Emancipation, however, the proportion of blacks sentenced to prison greatly
exceeded the proportion of whites in virtually every southern state.”25 These sentences were
usually served not in reformatories or prisons but in labor camps, which contracted with
businesses to lease the labor of the inmates.
The disposition of laws excluding prisoners from voting grew out of the exclusion of
those individuals thought to be “immoral” or threatening to the democratic order of society. The
manner in which these rights are restored subsequent to release is rarely discussed, but in most
cases, democratic citizenship is restored after an individual has been in the rehabilitative care of
the government. The following section outlines several international agreements that attempt to
clarify the scope of the political rights and duties of democratic citizens worldwide.
21 Keyssar 2000. 22 Ibid, 62-3. 23 Drinan, Robert. “Let Prisoners Keep the Right to Vote.” Boston Globe, 14 July 2000. 24 Massey, James L. and Martha A. Myers. 1989. “Patterns of Repressive Social Control in Post-Reconstruction Georgia, 1882-1935.” Social Forces (68): 458-488. 25 Ibid, 459.
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International and Peace Agreements
Several international agreements govern the disposition of political rights worldwide, and
most argue that the right to participate in the democratic electoral process is unassailable. These
documents, however, do not normally deal specifically with the issue of prisoner or ex-prisoners
voting rights, rather these documents deal with more general civil and political voting rights. As
will be seen in the subsequent sections, these international protocol documents are generally
congruent with several regional initiatives establishing electoral standards but are often at odds
with country-specific laws and practices.
In outlining principles of representation and equality, the Universal Declaration of
Human Rights (1948), Article 2 states:
Everyone is entitled to all the rights and freedoms set forth in this Declaration, without distinction of any kind, such as race, colour, sex, language, religion, political or other opinion, national or social origin, property, birth or other status. Furthermore, no distinction shall be made on the basis of the political, jurisdictional or international status of the country or territory to which a person belongs, whether it be independent, trust, non-self-governing or under any other limitation of sovereignty.
Article 21 of the Declaration picks up this theme and outlines the right to popular sovereignty,
which states:
(1) Everyone has the right to take part in the government of his country, directly or through freely chosen representatives.
(2) Everyone has the right of equal access to public service in his country.
(3) The will of the people shall be the basis of the authority of government; this will shall be expressed in periodic and genuine elections which shall be by universal and equal suffrage and shall be held by secret vote or by equivalent free voting procedures.26
In this document, which has served as the basis for the extension of human rights since its
inception, universal and equal suffrage are key components of democratic representation. 26 Universal Declaration of Human Rights. Adopted and proclaimed by General Assembly resolution 217 A (III) of 10 December 1948. See http://www.un.org/Overview/rights.html.
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Several additional international documents govern international or regional human,
social, civil and political rights.27 The African [Banjul] Charter on Human and Peoples’ Rights
(1981) addresses the issue of universal suffrage in Article 13 which states:
1. Every citizen shall have the right to participate freely in the government of his country, either directly or through freely chosen representatives in accordance with the provisions of the law.
2. Every citizen shall have the right of equal access to the public service of his country.
3. Every individual shall have the right of access to public property and services in strict equality of all persons before the law.28
The Document of the Copenhagen Meeting of the Conference on the Human Dimension of the
Commission on Security and Cooperation in Europe (CSCE) (1990) also contains several
provisions for equal access to the ballot, among them:
To ensure that the will of the people serves as the basis of the authority of government, the participating States will
(7.1) - hold free elections at reasonable intervals, as established by law;
(7.2) - permit all seats in at least one chamber of the national legislature to be freely contested in a popular vote;
(7.3) - guarantee universal and equal suffrage to adult citizens;
(7.4) - ensure that votes are cast by secret ballot or by equivalent free voting procedure, and that they are counted and reported honestly with the official results made public;
(7.5) - respect the right of citizens to seek political or public office, individually or as representatives of political parties or organizations, without discrimination.29
These emerged from a post-World War II philosophy that securing national sovereignty and
establishing working democracies went hand in hand. 27 For the sake of brevity, only a few representative documents are listed here for illustrate purposes. Some of those agreements included here and several more, as they pertain to enfranchisement, are listed at: http://www.vybory.com/uk/legis/6internat/Intern_std_elect.html. 28 African [Banjul] Charter on Human and Peoples' Rights, adopted June 27, 1981. See http://www1.umn.edu/humanrts/instree/z1afchar.htm. 29 Document of the Copenhagen Meeting of the Conference on the Human Dimension of the CSCE, June 5-July 29, 1990. See http://www.osce.org/docs/english/1990-1999/hd/cope90e.htm.
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As is clear from the statutes in the documents reported here, there are no explicit laws
that govern the rights of prisoners or ex-prisoners to vote. The Geneva Convention Relative to
the Treatment of Prisoners of War (1950) contains several rights of prisoners to send and receive
mail but no expressed provision on voting rights in their home countries.30 The American
Convention on Human Rights (1978) does, however, contain a provision that allows for member
states to restrict access to voting participation based upon several factors. While principles of
universal and equal suffrage are emphasized in Article 23, Section 3 states, “The law may
regulate the exercise of the rights and opportunities referred to in the preceding paragraph only
on the basis of age, nationality, residence, language, education, civil and mental capacity, or
sentencing by a competent court in criminal proceedings.”31 The last phrase in the section opens
the door to the exclusion of individuals who have been sentenced but does not specify whether
individuals can vote while in detention, in prison or subsequent to release from prison.
Description of International Practices
The international agreements in the preceding sections outline general political and civil
rights for individuals, but as noted, these documents rarely deal specifically with the practice or
performance of election systems with regard to voting by prisoners or ex-prisoners. These
documents lean heavily on the principle of universal suffrage, yet a key component to this ideal
is the effective practice of allowing those eligible to vote to retain access to the polls even under
temporarily dislocating circumstances. This section describes several regional initiatives for
establishing electoral standards and compares them to the principles espoused in several
30 Geneva Convention Relative to the Treatment of Prisoners of War, entered into force October 15, 1950. See http://www.yale.edu/lawweb/avalon/lawofwar/geneva03.htm. 31 American Convention on Human Rights, O.A.S.Treaty Series No. 36, 1144 U.N.T.S. 123 entered into force July 18, 1978. See http://www1.umn.edu/humanrts/oasinstr/zoas3con.htm.
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international agreements. This section also documents several of the challenges of registering
prisoners and extending the right to vote to incarcerated individuals. The gap between the
promise of “best practices” and actual performance during election events frames the issues
surrounding prison disenfranchisement and serves as a springboard for recommendations in
subsequent sections.
In some cases, provisions in these documents establishing electoral standards are made to
allow for the exclusion of those serving a prison sentence (or other criteria). For instance,
Article 8, Section 1.6 of The Association of Central and Eastern European Election Officials’
draft “Convention on Election Standards, Electoral Rights, and Freedoms” states:
1.6. The right to elect and be elected shall not be enjoyable by persons who have not attained to the age established by the constitution and/or laws. The electoral rights and freedoms, including the right to elect and/or be elected, may be restricted by law for persons pronounced by a court to be incapable and persons serving a criminal sentence which has come into legal force.32
The “Convention on Election Standards, Electoral Rights, and Freedoms” ensures that
individuals with other disabilities are offered special protection of their right to vote, noting that
nations should allow for “voting outside a polling station, postal voting, voting on the basis of an
absentee certificate, early voting, voting on the basis of a power of attorney or other forms of
voting which assure maximum convenience to voters.”33 These provisions also cover individuals
like those serving in the military, in the police force, home-bound or hospital-bound by sickness
or fear and those with other disabilities.
Other initiatives expressly outline rules governing the practice of extending the right to
vote to prisoners. The following rules from the OSCE outline questions related to the
32 Association of Central and Eastern European Election Officials, draft “Convention Election Standards, Electoral Rights, and Freedoms.” See: http://www.cikrf.ru/conference/conference_en_konv.htm 33 Ibid.
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recommended procedures for administering ballots to those individuals who are confined or
otherwise absent from their home district on election day:
Voting in Military Barracks, Prisons and Hospitals
In such cases where voting is permitted in military barracks, prisons and hospitals:
• Will sufficient campaign material be provided to soldiers, prisoners, and hospital patients in order for them to make an informed choice on election day
• Are special voter registration arrangements provided
• How are double registration and multiple voting prevented
• Will there be adequate practical arrangements provided in these voting sites or will these segments of the electorate vote with the general public
• Will there be adequate provisions for these voters to vote by secret ballot and free from intimidation34
The OSCE guidelines serve to extend the principles of universal suffrage to all voters, regardless
of particular hardships.
Even though several nations do allow prisoners to vote by law, practical issues of
registration are often problematic and obscure these rights. The Southern African Development
Community, Parliamentary Forum, “Norms and Standards for Elections in the SADC Region”
offers recommendations on the registration of voters for elections:
Problem Registration of voters in SADC countries is a once off thing, done when elections are eminent. Experience shows that this practice leaves out a substantial proportion of eligible voters. A properly compiled register of voters provides a sound basis for the organization of free and fair elections. The compilation of a satisfactory voters’ register is a biggest test of the impartiality and technical competence of the Electoral Commission. Recommendations Registration of voters should therefore be a continuous exercise and not just wait for an election. 35
34 See http://www.osce.org/odihr/documents/guidelines/election_handbook/eh_book.htm, accessed 6/5/03.
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The recommendation of a continuous registration of voters presents problems for those
individuals who are incarcerated and therefore unable to obtain registration. Legal actions have
been undertaken to reconcile the principle with the practice of registration. For instance, in
South Africa where prisoner voting is legal, the Constitutional Court (the high court) clarified the
law as it related to registration of voters in prison. 36 South African election procedures allowed
for three specific weekends in which one could register to vote, and individuals in prison on
those dates could not register to vote. In 1999, the Court held that the Electoral Commission
effectively barred prisoners from voting by not offering a viable solution to the registration
problem, and the Court required that additional provisions be made to enable prisoners detained
on registration or election days to vote.
Registration of prisoners can be problematic given the potential geographical quandary of
where to physically register prisoners (either in their home district before incarceration or at the
location of the prison). Some countries send special registration teams to prisons to sign up
prisoners who are eligible for voting. For instance, the Lesotho Elections Commissioner, Mafole
Sematlane, announced in 2001 that teams of registrars would be sent to prisons in Lesotho on
specific days to register the inmates.37 However, prisoners are often overlooked, or no
mechanism is utilized to register them to vote. In Lithuania, prisoners who are registered vote by
mail via prison post offices, but as the OSCE Office for Democratic Institutions and Human
Rights (ODIHR) observed during the Parliamentary Elections of 1996:
A team of observers visited the Pravieniskiu prison and witnessed voting. Despite the fact that the number of prisoners is approximately 1,800, only sixty had applied to vote. Most of the voter
35 The Southern African Development Community, Parliamentary Forum, “Norms and Standards for Elections in the SADC Region.” Adopted by the SADC Parliamentary Forum Plenary Assembly on the 25th March 2001, Windhoek, Namibia. See: http://www.sadcpf.org/documents/sadcpf_electionnormsstandards.pdf 36 See http://www.deneysreitz.co.za/dr_publications_main/pdf_files/5044%20Constitutional%20Update% 208%20.pdf, accessed 6/6/03. 37 Mopheme. “Voter Registration Starts, Prisoners Forgotten?” Africa News. 15 August 2001.
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certificates were sent to the prisoners’ home addresses. Without this certificate, it is uncertain to what extent the prisoners were given sufficient information about the possibility to apply for a vote on the basis of their passports. As for the remaining 1,200-1,300 prisoners without passports, the ODHIR is not convinced that they had been properly informed about their possibilities to be identified through regular prison register.38
The OSCE, ODHIR Election Observation report from Macedonia in the September 2002
elections addresses this problem:
The law provides that military personnel on duty, prisoners and internally displaced persons (IDPs) cast ballots at their current location one day in advance of regular voting. However, it does not specify whether these categories of citizens voting outside their place of permanent residence should receive a ballot corresponding to the district where they are from, or the district in which they are temporarily located. The SEC decided to provide these voters ballots from their place of origin.39
In addition to special advanced registration, many countries hold voting early (from one
month to one day in advance) of the regularly scheduled national election day for those with
special needs, including police officers and those in hospitals. The OSCE representatives
instituted this Special Needs Program where “OSCE teams will be working in every municipality
to help people who, for very specific reasons, will not be able to go to a polling station on the
day of the general election, 17 November, to cast their vote.”40 The Program ran for two weeks,
up until two days until the officially scheduled election day. These procedures are explored
with more depth in the Case Studies section below. A similar process takes place in Australia,
where those in prison are permitted to vote early by mail.
A standard and important principle of free and fair elections, especially in newly
emerging democracies, is the secrecy of one’s vote. The legitimacy of an election can be
compromised if coercion is used as a means to alter the outcome of a democratic election. For
instance, the Inter-Parliamentary Union “Declaration on Criteria for Free and Fair Elections”
38 See http://www.osce.org/odihr/documents/reports/election_reports/lt/lith1-3.pdf, accessed 6/6/03. 39 See http://www.europarl.eu.int/meetdocs/delegations/seed/20030115/15.pdf, Accessed 6/20/03. 40 See http://www.osce.org/news/generate.pf.php3?news_id=2107, accessed 6/5/03.
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states in Article 2, Section 7 that, “The right to vote in secret is absolute and shall not be
restricted in any manner whatsoever.”41 Furthermore, the OSCE (OHDIR) “International
Standards and Commitment on the Right of Democratic Elections: A Practical Guide to
Democratic Elections Best Practice” argues that in mobile voting (the procedure necessary for
prison voting), provisions have to be made to prevent voting fraud and specifically regarding the
secrecy of a voter’s ballot:
Under no circumstances, except for counting of ballots after close of the polling, should a polling station committee member of other person be allowed to see a voter’s marked ballot. Obviously, this prohibition does not apply to a person legally authorized to assist a blind voter or a voter requiring assistance due to physical infirmity. However, it is acceptable for a member of a polling station committee to handle or control the voter’s marked ballot before it is placed in the ballot box. The principle of secrecy of the vote requires that election regulations underlie that secret voting is not only a right on the part of the voter, but an absolute obligation. Election officials have an obligation to provide adequate facilities to ensure that voters have the space and time necessary to cast their vote in secret.42 There are often several problems in practice with the secrecy of an individual’s ballot
during the administration of the ballot or during the transmission of the ballot to the tabulation
place. For example, OHDIR/OSCE observed in the Republic of Montenegro Municipal
Elections in 2002:
The large majority of observers characterized the voting (86%) and counting (81%) as "good" or "excellent." A small number of irregularities were noted, in particular with the secrecy of the vote (6%), stamping of ballots in advance (4%), and identification (1%) and ink (1%) checks. Serious violations such as voters failing to sign the voter register led to the cancellation of voting in at least one polling station. Procedures for mobile voting and voting in prisons did not always
41 Inter-Parliamentary Union, “Declaration on Criteria for Free and Fair Elections,” Unanimously adopted by the Inter-Parliamentary Council at its 154th session (Paris, 26 March 1994). See: http://www.ipu.org/cnl-e/154-free.htm. 42 OSCE (OHDIR) “International Standards and Commitment on the Right of Democratic Elections: A Practical Guide to Democratic Elections Best Practice,” Article IV, H “Balloting,” Section 1, Warsaw, 20 November 2002. See: http://www.osce.org/odihr/documents/elections/intstand_draft.pdf.
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provide for sufficient secrecy of the ballot, in particular when the number of voters was small. No significant problems were observed concerning the vote count.43
Similarly, in the Ukraine, where prisoners are allowed by law to vote, the administration of the
ballot is often problematic. For example, in an OSCE report from OHDIR, the voting procedures
for secrecy may have been violated. The report concludes:
Voting in "special polling stations" located in hospitals and prisons is of concern. In constituency 28, ballot papers were not folded after voting and a prison guard inspected marked ballots before they were deposited in the ballot box. In constituency 169, turnout at a prison approached 100% with 99.7% of votes cast for FUU. Observers in Crimea reported that military conscripts voted with their officers in close proximity.44 Equally damaging to the democratic process are the politically coercive uses of stripping
detainees or prisoners of their political and civil rights, such as using temporary detainment as a
means to exclude individuals from voting. To address this problem, The Southern African
Development Community, Parliamentary Forum, “Norms and Standards for Elections in the
SADC Region” offers recommendations on election guidelines to prevent circumstances
involving violence or coercion from denying election access:
Problem There are numerous cases in our countries whereby eligible voters have been unable or prevented from exercising their right to vote through violence, lack of information on location of polling station, intimidation and misinformation. Furthermore, there are situations whereby the secrecy of the ballot has been severely compromised by making voters queue behind their party candidates, village headmen and threats based on the ability of competing candidates/parties to use modern communication equipment to tell which way a voter has voted. Recommendations (ii) Any measures such as political violence, kidnapping, murder, threat and sanctions such as denial of development opportunities in opposition controlled areas that prevent eligible
43 See http://www.osce.org/odihr/documents/reports/election_reports/yu/ yu_mont_may2002_eps.php3, accessed 6/5/03. 44 See http://www.osce.org/odihr/documents/reports/election_reports/ua/ ua_pe_march2002_efr.php3, Accessed 6/6/03. This process, however, can also run smoothly. See “Report of Observations: Election of the President of the Russian Federation,” 16 June 1996, International Foundation for Election Systems.
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individuals to register to vote and to vote in secrecy should be perpetually outlawed by SADC member states.45 For example, on the semi-autonomous island of Zanzibar between November of 1997 and
May of 1998, 18 citizens were arrested and permanently detained, four of whom were members
of parliament. Since 1995, there have been numerous cases of short-term arrest of members of
the opposition party, and those detained by government authorities are not allowed to vote in
elections.46 The temporary or short-term detention of individuals, such as in Zanzibar or
elsewhere, who have been targeted as key electoral opposition groups or important voting
publics, undermines the principles of universal suffrage and access to the ballot. This problem is
also occurring in Kosovo, where ethnic Albanians are being jailed for political reasons, and the
effect is to dilute the voting power of ethnic Albanians.47
The necessity of non-political legal adjudication in cases of extending voting rights to the
incarcerated is of similar importance. Judges in most countries possess the authority to remove
prisoners or ex-prisoners from the voting roles depending on the specifics of the law and the
severity of the crime.48 Laws pertaining to the establishment or execution of voting rights must
be applied fairly and impartially, especially to prisoners who are most susceptible to the brunt
force of an overly politicized judiciary.
The examples in this section address the gaps between agreed upon electoral standards
and country-specific incidents that deviate from established recommendations. While the
frequency of these deviations cannot be known, these findings frame potential problems and
45 The Southern African Development Community, Parliamentary Forum, “Norms and Standards for Elections in the SADC Region.” Adopted by the SADC Parliamentary Forum Plenary Assembly on the 25th March 2001, Windhoek, Namibia. See: http://www.sadcpf.org/documents/sadcpf_electionnormsstandards.pdf. 46 http://web.amnesty.org/web/wwa.nsf/0/9bf6fa1a5f6dd4ae8025690a004abcd0? Open Document, accessed 6/6/03. 47 http://www.crisis web.org/projects/showreport.cfm?reportid=10, Accessed 6/20/03. See also http://heiwww.unige.ch/humanrts/ins/macedo95.pdf, Accessed 6/20/03. 48 Demleinter, Nora V. 2000. “Continuing Payment on One’s Debt to Society: The German Model of Felon Disenfranchisement as an Alternative.” 84 Minnesota Law Review 753.
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underscore the need for formal guidelines and more attention in practice. The following section
details a global classification scheme based upon the restrictiveness of country-specific laws,
which further explicates potential gaps between international agreements, regional initiatives on
electoral standards and laws in several countries.
Classification of Nations and Incarceration Enfranchisement
Different nations have different electoral regulations governing the ability of prisoners
and ex-prisoners to vote, often regardless of international human rights agreements or regional
electoral practice agreements like the documents described in the previous sections. For
purposes of analysis, these nations have been divided into four manageable categories: nations
that allow prisoners to vote with no restrictions, nations that allow prisoners to vote with some
restrictions, nations that do not allow prisoners to vote and nations that do not allow prisoners to
vote and ban voting for a period of time past the incarceration release date. Not all nations could
be classified because of ambiguous or missing references to prisoner and ex-prisoner voting.
Therefore the classification tables below list those countries that had specific written practices
governing such voting in their constitutions or electoral laws. These categories are arranged
from least restrictive to most restrictive in terms of the voting rights extended to prisoners and
ex-prisoners.49
As will become clearer in the following section, documenting the official voting rights of
prisoners and ex-prisoners is difficult because many constitutions and electoral laws are not
explicit about the rights of these individuals. Either the constitution or electoral law indicates
that “all citizens” of a country can vote and leaves the rest unspecified, or if a country makes
49 Countries were classified if a specific document confirmed or denied the rights of prisoners to vote, including the constitution, electoral law, court cases, activist organization sites or media reports that could be located.
21
special provisions for special voting needs, such as those in “special” institutions, military bases
or policy facilities, prison facilities are absent from the list. Vagaries such as these are not
included in the categorization in this section unless supporting documentation, such as an
international observer report, court case or journalistic account, could supplement the findings.
Nations that could fit into two categories (for instance Chile, which not only restricts prisoners
voting based upon type of crime, but also bans ex-prisoner voting for a time after incarceration)
were coded in the more restrictive category. Nations not listed in the below tables are those
whose laws make no mention of prisoner or ex-prisoner voting rights or where the laws contain
ambiguous descriptions of these rights.
Table 1 below reports the countries that allow prisoners to vote in elections. The
countries on this list encompass a wide range of regions, cultures and histories. Although one
may expect more westernized countries to provide the ballot to prisoners, no clear pattern
emerges in the list of countries granting prisoners the right to vote, although several “western”
states do grant voting rights such as France, Ireland and Canada. Scandinavian countries, like
the Norway, Finland and Sweden, which tend to be more socially democratic, also allow
prisoners the right to vote as do several recently democratizing countries in Central and Eastern
Europe, like Croatia, Slovenia, Kosovo, Serbia, Albania and the Czech Republic. Despite the
legality of prison voting in several of these countries, the process is not always perfect. Several
problems present with voting in general emerge, such as registration issues and ballot secrecy,
and some of these concerns are outlined in the “Descriptions of International Practices” section
above.
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Table 1 Nations that Allow Prisoners to Vote Bosnia Norway Croatia Ukraine Canada Montenegro Iran Pakistan Albania Peru Czech Republic Poland Denmark Sweden France South Africa Iceland Slovenia Ireland Switzerland Israel Puerto Rico Finland Bangladesh Greece Kenya Latvia Macedonia Lithuania Serbia NOTE: Countries classified if supporting documentation could be found in constitutions, electoral laws or other corroborating documents. Nations included here expressly document the rights of prisoners to vote (either in election qualifications or in procedures for special voting needs).
Certain countries have taken a middle ground approach to extending voting rights to
prisoners. Table 2 lists the countries that allow prisoners to vote (or not to vote) and the specific
circumstances that govern when prisoners are eligible to vote. In general, regardless of country,
the more serious the crime involved, the less eligible to vote prisoners become. For instance, in
China prisoners on death row and in Lesotho prisoners on death row or serving a life sentence
cannot vote. Individuals convicted of crimes considered to be particularly egregious, such as
treason or electoral fraud in Germany, those involved in “ideological or anarchistic” activities in
Turkey, or those convicted of any felony in Kosovo, are banned from voting as well. In Slovakia
and Australia, certain prisoners are allowed to vote in particular elections. In Australia,
individuals serving less than five years in prison can vote in federal elections, and in Slovakia
prisoners can vote only in federal elections but not local elections. This practice generally
follows the form described in the “Theory of Disenfranchisement” section above, where
individuals considered to have most egregiously broken the implied or explicit social contract by
23
violating the norms of the community are limited in the rights they can practice while
incarcerated.
Table 2 Nations that Allow Prisoners to Vote (Under Specific Circumstances) Australia (twelve months or less can vote; five years and under can vote in federal elections) Austria (length of sentence) Belize (no voting for sentences over 1 year) Benin (sentences of 3 months or more cannot vote) China (no voting on death row) Germany (convicted of treason, electoral fraud, espionage or membership in illegal organization
are banned) Greece (certain felonies) Kosovo (convicted felons cannot vote) Italy (certain felons cannot vote) Jamaica (sentences over 6 months cannot vote) Japan (certain offenses banned) Laos (certain offenses banned) Lesotho (those serving life sentence or on death row are banned) Macedonia (those prohibited from “practicing their profession” cannot vote) Mali (sentences over 1 month cannot vote) Malta (sentences over 1 month cannot vote) Netherlands (sentences of 1 year or more are banned) Papua New Guinea (sentences of 9 months or more are banned) Slovakia (only in presidential elections) Spain (certain offenses) Trinidad & Tobago (sentences of more than 1 year are banned) Turkey (more than one year cannot vote; offenses such as “involvement in ideological or
anarchistic activities.”) Zimbabwe (only those serving a sentence less than six months can vote) NOTE: Countries classified if supporting documentation could be found in constitutions, electoral laws or other corroborating documents. Those specific offenses which are detailed in election laws or constitutions are included here, but those which are vague are left as such. Table 3 lists nations that ban prisoners from voting while serving time in prison.
Although no crystal clear pattern emerges, the countries that ban prisoners and ex-prisoners from
voting seem to be concentrated in Africa and Latin America. The historical legacy of state-
dominated hegemony, the colonial legacy in Africa and the political and social history of strong
(and often oppressive) dictatorships in Latin America may contribute significantly to the practice
of banning prison voting today and the state power that results from this exercise of this
24
authority. It seems that few traditionally western countries are included on this list, although the
United Kingdom is a prominent member of this category.
Table 3 Nations that Do Not Allow Prisoners to Vote Azerbaijan Kazakhstan Angola Kyrgyzstan Belarus Lithuania Botswana Uruguay Bulgaria Malaysia Comoros Moldova Equatorial Guinea Mongolia Estonia Mozambique Egypt Palestinian Territories Georgia Panama Guatemala Poland Haiti Russia (those awaiting trial can vote) Honduras Venezuela Hungary Argentina Luxembourg Bahamas Nigeria Barbados Romania Brazil Senegal India Sierra Leone Cape Verde Vietnam Cyprus Uganda Equator United Kingdom (detainees can vote) Latvia Madagascar Micronesia Portugal Samon Sao Tome St. Lucia St. Vincent Peru Kenya NOTE: Countries classified if supporting documentation could be found in constitutions, electoral laws or other corroborating documents.
The countries with the most restrictive practices are catalogued in Table 4 where
prisoners are not eligible to vote while incarcerated and for a period of time after their term is
complete. The countries from Table 3 and Table 4 can be complied together as countries who do
not allow prisoners to vote. The United States has the most restrictive practices of this group of
countries; some U.S. states permanently ban ex-felons from voting. Nations like Cameroon and
Chile ban voting for a ten-year span subsequent to release. Not many countries reach this level
25
of voting restrictions—only eight could be located, but this reflects specific legal and civil
society components from each country’s particular history.
Table 4 Nations that Do Not Allow Prisoners to Vote and Restrict Voting after Prison Term is Complete Armenia Cameroon (ten years) Chile (ten years) Belgium (those imprisoned for 5 years or mo re are permanently disenfranchised) Finland (seven years) New Zealand (seven years) Philippines (five years) United States (varies by state – see Case Studies below) NOTE: Countries classified if supporting documentation could be found in constitutions, electoral laws or other corroborating documents.
Table 5 shows the prison populations in countries that completely restrict voting rights
for prisoners and countries that ban ex-prisoners from voting after their term of incarceration is
complete. As is clear from the country totals, the vast majority of disenfranchisement occurs in
the United States and the Russian Federation where a substantial number of individuals are
incarcerated. India and Brazil are the next closest countries in terms of total prison population
(at 281,320 and 240,107 respectively) but these are dwarfed by the inmate total in the United
States and the Russian Federation.
Almost four and a half million people in the 54 countries on this list do not possess the
right to vote as a result of incarceration. Countries that have larger prison populations also seem
to be the most restrictive in terms of prisoner access to voting, but there is no proof of causation.
It should also be noted that more individuals may be disenfranchised as a result of general
oversight during the administration of the election than from technical exclusions (such as those
present in the laws of the countries on the list). The impact on civil society, however, is much
more difficult to measure. Whether or not these individuals, if released from prison, would
positively contribute to the civil society of their countries is unknown.
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Table 5 Prison Population and Disenfranchisement Country Number in Prison Angola 49,750 Argentina 38,604 Armenia 4,343 Azerbaijan 17,795 Belarus 55,156 Belgium 8,764 Botswana 6,102 Bahamas 1,280 Barbados 850 Brazil 240,107 Bulgaria 9,283 Cameroon 20,000 Cape Verde 775 Comoros 200 Chile 33,098 Cyprus 369 Equatorial Guinea -- Equator 7,716 Estonia 4,460 Egypt 80,000 Finland 3,617 Georgia 7,688 Guatemala 8,460 Haiti 4,152 Honduras 11,502 Hungary 17,890 India 281,320 Kazakhstan 84,000 Kyrgyzstan 19,500 Latvia 8,437 Lithuania 11,345 Luxembourg 357 Malaysia 28,804 Micronesia 39 Moldova 10,903 Mongolia 7,256 Mozambique 8,812 New Zealand 5,881 Nigeria 39,368 Palestinian Territories -- Panama 10,423 Poland 80,467 Romania 48,053 Russia 905,000 Samoa 176 Senegal 5,360 Sierra Leone -- St. Lucia 243 Venezuela 15,107 Uganda 21,900 United States 2,019,23450 United Kingdom 72,890 Uruguay 5,629 Total 4,322,465
50 The U.S. figure includes both jail and prison inmates. Almost all of jail inmates are eligible to vote. The actual US prison population is 1,440,655 as of 2002.
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NOTE: Data taken from http://www.kcl.ac.uk/depsta/rel/icps/worldbrief/world_brief.html, accessed 6/6/03. The data for Equatorial Guinea, Palestinian Territories and Sierra Leone was not available. The data in this table represent only those who are currently incarcerated; more ex-prisoners in these countries may not be able to vote depending on the country-specific laws. Blais, et.al. note that “stronger” democracies are slightly less likely to disenfranchise
prison inmates, but “even among ‘strong’ democracies, about one-third disenfranchise all prison
inmates, one-third disenfranchise some and another third grant all of them the right to vote.”51
Although their study does not explore the issue of prison voting with the same depth as this
paper, the conclusions regarding a discernable pattern of countries and prison voting exclusions
similar. There appears to be no strong pattern by geography, age, “strength” of democracy or
size, which are typical classificatory categories for comparative politics. Instead, the patters
seem to be more country-specific and subtle. Indigenous country history, size of penal
population and the public politicization of crime may have significant effects where traditional
predictive categories fail. The case studies in the following section will help illuminate these
possible causal factors.
Case Studies
This section describes the laws and practices of prison and ex-prisoner voting in several
countries. As has been made clear, each nation treats the issue of voting rights for prisoners and
ex-prisoners differently, largely as a result of particular historical, social or colonial legacies.
These case studies touch on procedures, practices, empirical documentation and impacts in
several of the countries listed above. Viewing these countries independent of the larger
51 Blais, Andre, Louis Massicotte and Antoine Yoahinaka. 1999. “Deciding Who Has the Right to Vote: A Comparative Analysis of Election Laws.” Paper Prepared for Delivery at the Annual Meeting of the American Political Science Association, Atlanta.
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considerations will illuminate the specific practices and impacts of laws governing prisoner and
ex-prisoner voting.
United States. The number of prisoners and ex-prisoners unable to vote in the United
States continues to grow rapidly each year as more individuals are incarcerated and those
formerly incarcerated are released from prison. The Washington Post of October 1, 2002 notes,
“The prison-building boom of the late 1980s and early 1990s, which was fueled by an increase in
the number and severity of anti-drug laws, caused the nation's prison population to soar to a
current total of more than 2 million.”52 The United States retains the second largest rate of
incarceration per 100,000 (at 600, Russia is the first at 690) (see Table 5 for a larger comparative
analysis). The next closest nation is Belarus at 505. What impact does this have on the electoral
system? Forty-eight states and the District restrict inmates from voting while serving time, and
at least 32 states bar ex- inmates from voting, either permanently or for several years after their
release from prison. Specifically:
Nearly 4 million people, 1 of 50 adults in the country, are denied the right to vote. Of those, 1.4 million are black men who represent 13 percent of the nation's black male population. 53
Table 6 shows the voting-age population in the United States (in total and by state) along
with the number of individuals in prison, on probation and on parole and the total number of
individuals in each state who are not eligible to vote based upon particular voting laws in each
state. The resulting percentage of individuals disenfranchised varies greatly by state, usually
hovering at about 1% to 2 % of the total voting age population, with a national average of 1.2 %
(or more than two and a half million people). The problem of prison and ex-prisoner
52 “Conference Focuses On Inmate Rights; Many Ex-Prisoners Unable to Vote.” The Washington Post. 1 October 2002. 53 Ibid.
29
disenfranchisement is particularly acute among the population of black males in the United
States. Fourteen percent of black men in 1997 were barred permanently from voting based upon
specific exclusionary laws in several states.54 Thirteen states permanently barred voting, which
amounts to approximately 510,000 individuals, and more than 950,000 individuals are ineligible
to vote because they are currently serving time in prison, on probation or on parole.55 State
specific laws also change the picture: “In Alabama and Florida, nearly 1 in every 3 black men is
permanently disenfranchised, and in Iowa, Mississippi, New Mexico, Virginia, Washington and
Wyoming, the ratio is about 1 in 4.”56
Table 6 United States Voting Age Populations (by state) and Ineligible Felons 2002
State Voting Age Population Prisoners Probation57 Parole
Total Ineligible Felon
Percent Disenfranchised
Total US 215,139,087 1,245,486 2,239,872 2,673,154 2,673,154 1.2% Alabama 3,401,343 26,741 40,617 5,663 52,713 1.5% Alaska 439,406 4,546 4,855 522 7,496 1.7% Arizona 3,960,779 27,710 63,082 3,536 62,787 1.6% Arkansas 2,031,931 12,159 26,558 10,301 35,739 1.8% California 25,884,058 159,444 159,444 0.6% Colorado 3,384,689 17,448 17,448 0.5% Connecticut 2,537,660 19,196 19,196 0.8% Delaware 608,981 7,006 19,995 503 17,534 2.9% DC 459,692 2,750 2,750 .6% Florida 12,803,101 72,406 294,626 5,891 225,610 1.8% Georgia 6,357,341 45,937 358,030 20,809 245,761 3.9% Hawaii 920,403 5,454 5,454 0.6% Idaho 986,379 6,006 6,006 0.6% Illinois 9,331,680 44,348 44,348 0.5% Indiana 4,578,954 20,966 20,966 0.5% Iowa 2,223,615 7,962 20,797 3,076 21,437 1.0% Kansas 2,015,152 8,577 8,577 0.4% Kentucky 3,144,882 15,424 21,993 6,406 32,827 1.0% Louisiana 3,301,034 35,710 35,710 1.1%
54 “Felony Disenfranchisement Removes 1.4 Million Black Men from the Voting Rolls.” The Journal of Blacks in Higher Education (22): 61-62. 55 Butterfield, Fox. “Many Black Men Barred from Voting.” The New York Times. 30 January 1997. 56 Lewin, Tamar. “Crime Costs Many Black Men the Vote, Study Says.” The New York Times. 23 October 1998. 57 The probation figures generally include both misdemeanors and felonies, but only the felonies result in disenfranchisement.
30
Maine 996,315 Maryland 4,011,170 23,752 80,708 13,415 77,521 1.9% Massachusetts 4,904,469 10,602 10,602 0.2% Michigan 7,438,229 48,849 48,849 0.7% Minnesota 3,745,050 6,606 113,613 3,156 66,569 1.8% Mississippi 2,127,746 21,460 15,435 1,788 30,966 1.5% Missouri 4,261,089 28,757 55,767 12,864 69,505 1.6% Montana 687,113 3,328 3,328 0.5% Nebraska 1,277,399 3,937 20,847 530 14,891 1.2% Nevada 1,614,120 10,201 10,454 4,519 19,947 1.2% New Hampshire 959,733 2,392 2,393 0.2% New Jersey 6,432,667 28,142 132,846 11,931 106,496 1.7% New Mexico 1,340,667 5,668 10,335 1,742 12,578 0.9% New York 14,469,368 67,534 56,719 124,253 0.9% North Carolina 6,300,761 31,979 110,676 2,954 90,271 1.4% North Dakota 477,782 1,004 1,004 0.2% Ohio 8,530,637 45,281 45,281 0.5% Oklahoma 2,611,041 22,780 30,269 3,406 41,321 1.6% Oregon 2,656,262 11,455 11,455 0.4% Pennsylvania 9,367,419 38,062 38,062 0.4% Rhode Island 799,379 3,241 24,759 375 15,996 2.0% South Carolina 3,131,422 22,576 42,408 4,100 47,880 1.5% South Dakota 565,327 2,812 1,532 4,344 0.8% Tennessee 4,415,247 23,671 41,089 8,074 52,290 1.2% Texas 15,703,926 162,070 443,684 107,688 491,600 3.1% Utah 1,586,775 5,343 5,343 0.3% Vermont 476,162 Virginia 5,534,825 31,603 37,882 4,873 55,417 1.0% Washington 4,536,596 15,159 159,119 155 94,874 2.1% West Virginia 1,410,555 4,215 939 5,154 0.4% Wisconsin 4,076,763 21,533 54,951 9,681 58,690 1.4% Wyoming 371,023 1,684 4,477 557 4,480 1.2%
NOTE: Data complied by the author from http://elections.gmu.edu/VAP_VEP.htm. Those on probation and parole listed here are not necessarily ineligible to vote in these states. The data are offered here as a reference point. Changing laws in various states will alter these numbers.
The United States is only one of a handful of countries that not only restricts prisoners
from voting but also often permanently bars the right to vote in several states.58 Table 7 below
shows the states that have such laws (as well as those that allow prisoners to vote). The crimes
that lead to the exclusion of voting vary widely by state. In some states “major” crimes included
vagrancy, breaking a water pipe, participating in common-law marriage and stealing edible
58 “Disenfranchised for Life.” The Economist. 24 October 1998.
31
meat.59 Historical variations in state politics and culture contribute to present day voting
standards.
Table 7 States that Permanently States that Allow States that Ban Ban Voting to Ex-Felons Prison Inmates to Vote Voting only in Prison (not after) Alabama Maine Washington, DC Arizona Vermont Hawaii Delaware Idaho Florida Illinois Iowa Indiana Kentucky Kansas Maryland Louisiana Mississippi Massachusetts Nevada New Hampshire New Mexico North Dakota Tennessee Ohio Virginia Oregon Wyoming Pennsylvania South Dakota Utah NOTE: Data compiled from http://www.usdoj.gov/crt/restorevote/restorevote.htm, accessed 7/7/03. The states in the first column ban felons from voting in most circumstances, however certain state laws allow for voting to be reinstated after a period of time. The remaining states not listed here ban voting while in prison and for a time after release.
The civil rights movement of the 1960s and 1970s sought to relax the disenfranchisement of
prisoners and ex-prisoners, and a string of court cases in the early 1970s sought to declare such
exclusions unconstitutional. The Supreme Court ruled in 1972 that such exclusions were not
unconstitutional and that states could decide whom to exclude from the voting rolls.60 Recently,
certain states are also pushing for more stringent voting restrictions, mirroring the civil
punishment trend described above. For instance, in Massachusetts in 2001, a ballot initiative
passed to deny the right to vote to prisoners, who had previously been able to vote both in state
59 Keyssar 2000. 60 Ibid.
32
and federal elections.61 Other states, however, are seeking to expand voting rights for ex-felons.
A bill proposed in the Florida State Legislature in 1999 would allow ex-felons to vote one year
after the termination of their prison sentence.62
Kosovo. As noted in the preceding section, the municipal elections of 2000 allowed for
special electoral assistance to “special needs voters,” including members of the military and
police force not in their home district on election day, those who were hospitalized on election
day, hospital staff who were working on election day, those homebound by disability or fear,
individuals with mental impairments housed in medical institutions and those incarcerated in
prison. 63 Only prisoners who had not been convicted of a felony, had registered to vote during
the “Civil Registration Period” and could produce the requisite documentation or were
incarcerated on or before April 19, 2000 (the beginning of the Civil Registration Period) and
remained in detention during the full registration period ending July 19, 2000 were permitted to
vote.
Table 8 Targeted Prison Population in 2000 Kosovo Elections Prison Location Estimated Detainees Prizren 95 Mitrovica 67 Pristina 57 Bondsteel 62 Gnjilane 38 Peja 38 Lipjan 5 Istok-Dubrava 12 Total 374 NOTE: Source Implementation Plan for Registration and Voting for Individuals with Special Needs, Joint Registration Task Force, United Nations Mission in Kosovo, 10 August 2000.
61 “House Approved Expansion of Prisoner Voting Ban.” The Associated Press State & Local Wire. 18 July 2001. 62 Knowlton, Brian. “Some States Seek to Give the Vote Back to Felons.” International Herald Tribune. 23 February 1999. 63 Two documents outlined the plan and procedures for those requiring special assistance for voting. These were: Implementation Plan for Registration and Voting for Individuals with Special Needs, Joint Registration Task Force, United Nations Mission in Kosovo, 10 August 2000; and Procedures for Special Needs Registration and Voting in Kosovo, Organization for Security and Cooperation in Europe.
33
Any of the eight prisons listed in Table 8 that allowed their inmates to participate in the
program were sent an “Information Package” detailing the necessary requirements for prisoners
to be allowed to vote. Figures 1 and 2 below illustrate prisoners taking part in the Special Needs
Program days before Kosovo’s National Municipal Election of 2002.64 A Special Needs Team
consisting of an international supervisor, a polling station worker, a translator and a driver was
dispatched for one day of voting at each prison that allowed its inmates to vote during the week
of the scheduled election.
Figure 1
Figure 2
64 Pictures are available at: http://www.osce.org/photos/.
34
Once the team arrived, prison inmates had to produce an acceptable identity document to
verify their identification. The eligible inmates then had to fill out a registration form (with
assistance if necessary) and were given ballots and “Absentee Conditional” envelopes in which
to place the ir ballots when complete. Prisoners who had valid registration identification skipped
the registration step and were immediately given a ballot. To ensure secrecy, prison guards were
not allowed to accompany the inmates behind the voting screen. The ballots were then placed by
a Team member into a portable ballot box and returned to the election headquarters.
Macedonia. Several post-communist states in Central and Eastern Europe, where
twenty-two of the twenty-seven post-communist states are new sovereign entities, have begun a
process of “semi-democratization,” which often includes free, equal and competitive elections.65
Although this transition from state-dominated hegemony to a democratic system of government
is slow, the liberalization of voting rights is a critical element in the democratization process.
The data in Table 1 as well as the previous case study in Kosovo support this claim and reveal
that several liberalizing countries in this democratizing region allow prisoners to vote. One such
country is Macedonia, which allowed prisoners to vote in its September 2002 parliamentary
elections.66
The procedure is similar to prison voting in Kosovo, but unlike Kosovo, all prisoners in
Macedonia can vote rather than just those not convicted of felonies. The Macedonian Election
law states that voters who on Election Day are serving a prison term of any length or are in
custody awaiting trial are eligible to vote in the penitentiary institutions where they are currently
housed. This voting will take place in the week before the official Election Day. On August 23,
65 Parrott, Bruce. 1997. “Perspectives on Postcommunist Democratization.” In Democratization and Authoritarianism in Postcommunist Societies: The Consolidation of Democracy in East-Central Europe, edited by Dawisha, Karen and Bruce Parrott. Cambridge: Cambridge University Press. 66 Republic of Macedonia State Election Commission Electoral Board Procedural Manual. September 2002 for the elections to the Parliament of Macedonia.
35
2002, the Election Code was amended to address several specific registration and voting
problems as they related to prisoners:
3. The Municipal Election Commissions that need to conduct the voting of the persons referred to in Article 86 paragraphs 1 and 2 and Article 126 paragraph 1 of this Law, shall get specially packed election material, as follows: ballots for each voter, separated from the ballots in the polling station where the voter is registered in the Voters’ List according to the place of residence, special forms for minutes – prescribed on Forms number 16, 17 and 18 and a special excerpt of the Voters’ List for those persons, which represents an excerpt of the Voters’ List where the person has been registered according to the place of residence and an envelope for delivery to the Regional Election Commissions.”
In item 4 after the words “personal ID card” a comma is inserted, the word “or” is deleted, while after the word “passport” the full stop is deleted and the following words are added: “or a confirmation for the internally displaced persons”.
These changes seem to require registration prior to incarceration because ballots from the
location of the prisoner’s residence are to be brought to the prison. In addition, it is interesting
that the requirements for identification for voting are expanded to include several additional
forms of identification (such as passport or a “confirmation for the internally displaced persons”)
which might be easier to access for those individuals confined to prison wanting to vote.
Germany. In marked contrast to the practices of many other western countries, Germany
requires all inmates to be registered to vote while in prison. 67 This stands in contrast with the
previous case studies: the United States, where prisoners are heavily disenfranchised, and
Kosovo and Macedonia, where special election laws had to be crafted to extend voting rights to
the incarcerated. This is not to say that voting rights cannot be removed in Germany. In fact,
judges have the power and authority to expunge voting rights from citizens convicted of certain
crimes (listed above in Table 2). Demleinter notes that: “deprivation of voting rights is limited
to serious, legislatively enumerated offenses, must be assessed directly by the sentencing judge
67 Demleinter 1972.
36
at the time of sentencing, and can be imposed only for a limited and relatively short period of
time.”68
Sweden. As noted in relation to Table 1 above, most Scandinavian countries traditionally
allow for universal suffrage, and therefore most extend voting rights to incarcerated publics and
do not ban voting subsequent to release. The prospect of prison voting can challenge even the
most prepared election administrators, but the Swedes have devised a solid plan for
administering the ballot to those who need extra assistance.
There are two ways in which Sweden administers the ballot to those in prison: through a
special polling place and through proxy voting in the mail. For setting up a special polling place,
Chapter 12, Section 1 of the Swedish Elections Act states, “The Central Election Authority may
decide that special voting shall be arranged at hospitals, housing for the aged, prisons, or similar
care establishments or institutions.” Section 5 notes that this voting may be arranged “from and
including the seventh day before the election day and up to and including the election day.” This
arrangement is similar to the arrangements made for prison voting in Kosovo and Macedonia
where local election administrators can set up special early voting places in prisons.
The second way in which Sweden administers the vote to prison inmates is via proxy
mail voting. Chapter 14, Section 2 notes:
Voters who are ill, disabled or old and subsequently cannot come in person to vote at their polling station or at any other voting place may submit their ballot papers by proxy.
That stated in the first paragraph also applies to a voter who: 1. is an inmate of a remand centre, or 2. is an inmate of a penal institution and for reasons of security cannot vote in the same voting place as other inmates at the institution.
In this case, a proxy must be an initial with close ties to the voter, including a spouse, cohabitant,
sibling, primary caregiver, father, mother, sibling or grandchild. The voter’s ballot is then
68 Ibid, 755-756.
37
transferred to the post office or to the voter’s ordinary polling station on election day. This
arrangement covers prisoners in a general way as well as those deemed a security risk.
A Growing Reform Movement
Despite resistance in several countries, the last few years have witnessed a surge of
movements internationally to allow prisoners at various stages of incarceration to legally vote in
elections. The sheer volume of inmates excluded from the political process, as noted above in
Table 5, and the exponentially growing population of prisons internationally has spurred activists
in varying degrees to strive for the inclusion of prisoners in the democratic process. The
burgeoning reform movement links together several disparate groups internationally, inc luding
social reformers, legal scholars, religious groups and even political parties. One legal activist
summarizes the reasoning behind the movement:
Did you want the disaffected 18-year-old in your street, now serving a six-month sentence for criminal damage, to lose the right to vote in the present general election (the first one he or she can vote in), so that he or she feels even more alienated and disengaged from society on being released from custody? Wouldn't it be better if politicians canvassed such young people while in custody, to encourage them to feel that they have a stake in society and invite them to think about the political process itself?69
In particular, these efforts are driven by reform-minded prisoners in several localities.
Inmates at the Saughton Jail, in Edinburgh, Scotland, are initiating a legal battle to have their
right to vote reinstated at the local level.70 A non-profit group in Virginia, called the Virginia
Organizing Project, is seeking support from the Governor of Virginia to urge him to use his
power to provide clemency to all ex-felons who have been released from prison so that they may
regain voting eligibility. The Virginia Crime Commission is also recommending that the 69 http://www.guardian.co.uk/comment/story/0,3604,489068,00.html; Daniel Machover,11 May 2001. Accessed 6/3/03. 70 “Prisoners Want the Right to Vote for Their MSP.” The Daily Mail (London). 19 May 2003.
38
General Assembly approve a constitutional amendment that reinstates voting rights for ex-felons
convicted of non-violent crimes.71
Several countries over the last few years have also dealt with new legal challenges to
bans on prisoners voting. As recently as 2002, the Supreme Court in Canada overturned an
Alberta law which banned federal inmates who were serving more than two years in prison from
voting during their term in prison. 72 The Court argued that individuals in prison were “morally
worthy” to vote in federal elections, tacitly reversing the Alabama Supreme Court’s assertion in
the late nineteenth century that prisons were not “morally worthy” to vote. Chief Justice
McLachlin reasoned, “The idea that certain classes of people are not morally fit or morally
worthy to vote and to participate in the law-making process is ancient and obsolete.”73 Since
Canada incarcerates relatively few inmates, and prisoners will likely be required to vote in their
home districts rather than the prison they are incarcerated in, the overall impact would be slight
on the electoral environment, but the symbolic value to the movement is high. South Africa’s
high court in 1999 ruled in a similar way the same year but this ruling was effectively overturned
by legislation.
These potential changes are also present in legislative decision making. The Labor Party
(ALP) in Australia is considering a policy which would strike sections of the Electoral Code that
prohibit inmates serving more than 12 months from voting in federal elections.74 The City of
Takahama, Aichi Prefecture, in Japan has also lifted the ban on prisoners voting in hopes of
increasing the number of voters going to the polls.75 Legislation drafted by Representative John
71 Bergman, Justin. “Group Urges Governor to Restore Prisoners' Rights.” Associated Press State & Local Wire. 16 July 2002. 72 Pederson, Rick. “Alberta Ban on Inmate Voting Unlikely to Stand.” The Edmonton Journal. 1 November 2002. 73 Friscolanti, Michael. “Convicts 'Morally' fit to Vote: Supreme Court Ruling: 5-4 Decision Extends Franchise to Prisoners Inside Federal Institutions.” The National Post. 31 October 2002. 74 Pollard, Krystina. “NSW: Killers Would get Right to Vote Under Labor.” AAP Newsfeed. 11 March 2003. 75 “Takahama Gives Voting Right to Youths, Foreigners, Prisoners.” Japan Economic Newswire. 23 June 2002.
39
Conyers, Jr. (D-MI) (along with Martin Frost (D-TX)) introduced in the U.S. House of
Representatives in late 2002 (H.R. 259) sought to allow all former felons the right to vote in
United States elections.76 At the state level, legislatures in both Wyoming and Virginia have
passed legislation to allow ex-prisoners to petition for the reins tatement of voting rights.77
Recommendations for Developmental Action
Based upon the often disconnected juxtaposition of international agreements and
practices in countries, this section offers several recommendations that may assist in the
standardization of best practices in regards to prisoner and ex-prisoner voting. These
recommendations are not meant to take a position on whether or not an individual country’s
practices are legitimate; they only offer a way to standardize and clarify international practices.
The clarity of procedures provide a more transparent and fair process, as well as more firmly
connecting the views of the legislators to the implementation of the laws.
One way in which international assistance might be provided is in the clarification of who
can vote under a prison voting or non-voting rule. The gray areas of the legal voting status of
prisoners or detainees are problematic and can easily result in unintentional loss of civil rights.
For example, the Election Law in Bulgaria simply states that an individual serving a term of
imprisonment is ineligible to vote:
Chapter 1, Article 2 2. The right to vote have all Bulgarian citizens over 18 years of age with the exception of those placed under judicial disability and those who are serving a term of imprisonment.
Sierra Leone has a similar wording to the election law in their country:
76 “Conference Focuses On Inmate Rights; Many Ex-Prisoners Unable to Vote.” The Washington Post. 1 October 2002. 77 See http://www.stateaction.org/cpa/publications/policynews/03-03.htm, accessed 7/7/03.
40
Part II, Registration of Voters by Ward 7. No person shall be registered as an elector, or having been registered as such, shall be
entitled to vote at any election if he is – a. a non-citizen b. a lunatic within the meaning of any law in force in Sierra Leone, c. disqualified from being registered as an elector or voting in any law in force in Sierra
Leone, relating to offenses connected with elections; or d. serving a term of imprisonment.
It is not entirely clear what “serving a term of imprisonment” means here. It may or may not
include those awaiting trial, those awaiting sentencing, those temporarily in jail or those under
house arrest. In contrast, Chile makes the provisions governing prisoner and ex-prisoner voting
clear:
Article 39 Even though they have all the qualifications for registration indicated in Article 37 and 38, persons may not be registered whose right of suffrage has been cancelled for any of the following reasons: 1. Prohibition by reason of insanity 2. On trial for a felony or for a crime legally characterized as terrorist conduct 3. Having been sanctioned by the Constitutional Court under the provisions of Article 8 of
the Constitution on a sentence passed during the past ten years counting from the date of the registration. Persons included in one of the categories above may be registered once the cause of the impediment has been removed.
Neither can persons be registered whose right of suffrage has been cancelled for any of the following reasons even though they have all the qualifications for registration indicated in Articles 37 and 38.
1. Those condemned for felonies 2. Those condemned for a crime legally characterized as terrorist conduct 3. Those who have lost their Chilean nationality in conformity with those Nos. 3, 4 or 5 of
Article 11 of the Constitution.
Those condemned for felonies may only register after rehabilitation by the Senate.
The Chilean law specifies which crimes make individuals ineligible to vote, identifies the
disposition of voting for criminals on trial, and makes explicit when voting rights may be
restored. This type of clarity in the law is important for the protection of democratic rights.
41
Clarity in terms of election registration is also needed to ensure that those eligible to vote
are allowed to do so without complication. As was made clear in the “International Practices”
section above, complications due to the timing of voter registration can unnecessarily exclude
otherwise eligible individuals from voting. Being eligible to vote and being allowed to vote are
two very different items here. If citizens are only allowed to register on specific days, some
provision should be made to allow those with special circumstances, such as those serving in the
military or police service or those confined to hospitals, to register to vote. Clearly identifying
when and where prisoners are allowed to register to vote is an important part of the citizen
education process for election administrators. This information should be made available to the
prison population via prison posting or an official letter from the supervisor of elections in the
appropriate area.
Overall, the most urgently needed activity in terms of clarifying voting rights for
prisoners is additional and frequent international election observation of prison voting in several
countries. This observation serves a dual process. First, additional prison voting observation
would potentially limit the number of gross infractions of prisoners’ rights as outlined in the
“International Practices” section, such as access to the ballot, the secrecy of one’s ballot and lack
of coercion in the voting process. Lack of knowledge or potential dismissal of the laws
governing prison voting would be minimized with the presence of international observers.
Second, because little is known about the internal process of prison voting in most countries that
allow the practice, additional election observations will provide the international community a
better understanding of the practice of election administration inside the prison walls in order to
offer more concrete recommendations for improving the procedures.
42
Conclusion
The broad purpose of this project is to highlight the importance of prisoner and ex-
prisoner voting to election administration worldwide. This paper has identified several important
considerations and has framed the multiple and overlapping issues that complicate the issue of
voting by prisoners and ex-prisoners. The hope is that the empirical findings and analysis from
this project will be used to clarify the practice of prisoner and ex-prisoner voting throughout the
world. Further research is needed to explore the intimate connections between judicial
sentencing laws, prison administrators, the demographics of the prison and ex-prisoner
population and election laws to understand the full impacts and ramifications of incarceration
and enfranchisement. This project is a first step in understanding these interwoven and often
complicated relationships.
A democracy is necessarily constructed of those who are given voice in the political
process. Each country listed and analyzed in this study has a specific reason for disenfranchising
prisoners or ex-prisoners, seeking a balance between the public order for the protection of
society and the extension of democratic voting rights to individual citizens. The tenor and tilt of
this balance can be questioned for the same reason that the balance exists in the first place:
democracies allow the public will to be translated (although not perfectly) into policy action.
However, when the expressed rights of citizens, even those incarcerated or formerly
incarcerated, are dampened in a haze of procedural fumbles or administrative shortcomings, the
very life of democracy is threatened. Voting in prisons is highly susceptible to this type of
democratic disconnect between the promise of rights granted to citizens and the practice of
extending these rights. This gap must be closed and full citizenship rights extended to those who
to whom the rights are granted.
43
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