DIAMOND SPONSOR

acamsconferences.org/sanfrancisco

Inaugural ACAMS FinTechRegulatory Summit

March 4, 2020 | San Francisco, California

EARN 6 ACAMSCREDITS AT THECONFERENCE

FinTech RegulatorySummit

C O N F E R E N C E H I G H L I G H T S

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BENEFITS

OF ATTENDING

WHAT TO EXPECT

20+

EXPERT

SPEAKERS

6

TRAINING

HOURS

3+

NETWORKING

HOURS

• THE EXPERTS. As the industry leader in the

compliance/AFC space, we assemble a faculty of

noteworthy speakers who are there to inform you.

• NETWORKING. Meet and mingle with industry

peers and like-minded company looking to make

connections.

• IT HELPS YOU. This conference brings you up to

date on the transformative trends affecting your

profession – and in the process, positions you to

thrive in a time of great uncertainties.

• TAKEAWAYS. "Key Takeaways" end each

presentation and provide practical advice on how

to incorporate the acquired knowledge into

oversight systems that serve and protect

institutional interests going forward.

CONTINUING EDUCATION CREDITS

ACAMS members can receive 6 ACAMS credits for attending this event.

The meteoric rise of FinTech is rapidly disrupting

how financial services are developed, managed and

delivered. But along with competitive advantages

such as convenience and efficiency, FinTech firms

face legal and ethical responsibilities to build

effective compliance programs in areas such as

anti-money laundering, counter-terrorist financing

and privacy protection. On March 4, 2020, ACAMS

hosts its inaugural FinTech Regulatory Summit in

America’s innovation capital, San Francisco. Our

conference focuses specifically on unique

compliance challenges of FinTech organizations,

while offering practical guidance on building

oversight systems that can withstand regulatory

scrutiny.

INAUGURAL ACAMS FINTECH

REGULATORY SUMMIT

TOP SESSIONS

PROFESSIONALS RESPONSIBLE FOR:

• Reporting and SAR/STR Filing

• AML Risk Management

• Customer Due Diligence

• Transaction Monitoring and System Tuning

• AML Audits

• AML Training

• Sanctions Management

• New Product Compliance

• Managing Third-Party Payment

• Processors

• Regulatory Oversight

• Corporate and Investment Bankers

• Retail banking

SECTORS/INDUSTRIES:

• Accounting Firms

• Alternative Finance (online)

• Automation

• Banks

• Consulting Firms

• Credit Unions

• Financial Services Providers

• Insurance Companies

• IT for Tech

• Markets and Exchanges

• Money Services Businesses

• Payment Processors

• Regulatory Agencies

• Securities/Investment

• Software/Technology Providers

• Wealth Managers

• Virtual Currency

Reach your target market and enhance your brand impact. For information on advertising and sponsorship

opportunities, contact sponsorsandexhibitors@acams.org.

ONLINE FINANCIAL CRIME

Special presentation dedicated

to online financial crime

and what it means for FinTech

REGULATORY UPDATES

Master the latest regulatory

guidance while getting comfortable

with your compliance regime's

algorithms

IDENTITY FRAUD

Understanding the uses and limits

of biometrics including but beyond

facial recognition to combating

synthetic identify fraud

3

C O N F E R E N C E H I G H L I G H T S

@acamsglobal @acams_aml acams acams@acams_aml

BECOME A SPONSOR OR EXHIBITOR AT AN ACAMS EVENT

WHO ATTENDS

8:00 AM – 5:30 PM

8:00 AM – 6:30 PM

8:00 AM – 9:00 AM

9:00 AM – 9:05 AM

9:05 AM – 9:45 AM

9:45 AM – 10:45 AM

10:45 AM – 11:20 AM

11:20 AM – 12:20 PM

12:20 PM – 1:30 PM

1:30 PM – 1:55 PM

1:55 PM – 2:55 PM

2:25 PM – 2:55 PM

2:55 PM – 3:55 PM

3:25 PM – 3:55 PM

3:55 PM – 4:15 PM

4:15 PM – 5:15 PM

5:15 PM – 5:30 PM

5:30 PM – 6:30 PM

Registration Desk Open

Exhibit Area Open

Networking Continental Breakfast in Exhibit Area

Welcome Remarks

Special Presentation: The Future of Financial Crime and What it Means for FinTech

FinTech Special Ops: Global Bank Strategies to Combat Next-Wave Payment Systems and Financial

Crime Risks

Networking Break in Exhibit Area

Up the Sandbox: Innovation Under the Regulatory Eye

Networking Lunch

FBI Special Presentation: Today’s Leading Cyber Threats

Heads in the Cloud: An Open Discussion on Trends in Disruption

AML Innovation Session Presented by Guardian Analytics

Fraud, Declawed: FinTech Strategies to Thwart Schemes, Scams and Scoundrels

Unlocking the Power of Innovation: New Technologies and Collaboration to Manage Risk

Presented by Refinitiv

Networking Break in Exhibit Area

The Revolution Will Be Digitized: Utilizing Digital Identity to Support FinTech Quality Assurance and

Risk Mitigation

Closing Remarks

Networking Reception

WEDNESDAY, MARCH 4

A G E N D A AT- A - G L A N C E

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9:45 AM – 10:45 AM

FinTech Special Ops: Global Bank Strategies to Combat

Next-Wave Payment Systems and Financial Crime Risks

• Ensuring that compliance is at the table for FinTech creation,

launch and partnerships

• Utilizing technology tools to reconcile enterprise-wide data

• Testing the benefits and limits of AI and machine learning in an

instant payments world

1:55 PM – 2:55 PM

Heads in the Cloud: An Open Discussion on Trends in

Disruption

• Reconciling instant payments compliance risks with FinTech

solutions

• Achieving financial inclusion with AI-enhanced transparency and

due diligence

• Unveiling the next generation of payment methods and

compliance technology such as the growing role of cloud

computing

4:15 PM – 5:15 PM

The Revolution Will Be Digitized: Utilizing Digital Identity to

Support FinTech Quality Assurance and Risk Mitigation

• Adapting the latest FATF guidance to achieve a solid onboarding

and verification process

• Customizing portable identity for your FinTech products

• Mastering tools for ongoing due diligence

11:20 AM – 12:20 PM

Up the Sandbox: Innovation Under the Regulatory Eye

• Mastering the latest regulatory guidance on innovation in

FinTech

• Adopting RegTech tools while staying in synch with your

regulators

• Shining light into the black box – making regulators comfortable

with your compliance regimes’ algorithms

2:55 PM – 3:55 PM

Fraud, Declawed: FinTech Strategies to Thwart Schemes,

Scams and Scoundrels

• Combating synthetic identify fraud with data matches, IP

location and TOR detection

• Using social media for verification and scam intelligence

• Understanding the uses and limits of biometrics including but

beyond facial recognition

• InSynch: Bringing AML, Fraud and IT into harmony

MARCH 4, 2020

5

C O N F E R E N C E P R O G R A M

@acamsglobal @acams_aml acams acams@acams_aml

Gregg Fields, CAMSSenior Copywriter

ACAMS

Kieran Beer, CAMSChief Analyst and Director

of Editorial ContentACAMS

CONFERENCE SPEAKER

Amelia ChildressCapital and International

Compliance LeadSquare

Lisa Lechner, CAMSChief Compliance Officer

Mercari Inc.

Sam RosenfeldChairman and FounderVerdigris Holdings, Inc.

Victoria Edison, CAMSCompliance Director

Ant Financial

Eric I. GoldbergFintech and Consumer

Finance PartnerAkerman LLP

Vishal GossainVice President,

AML/ATF Analytics,Global Risk Management

Scotiabank

C O N F E R E N C E S P E A K E R S

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Robin Garrison, CAMS-AUDITPayment Systems Compliance

OfficerMainStreet Bank

Jas RandhawaCompliance Officer

Stripe, Inc.

Jim RichardsFounder and Principal

RegTech Consulting LLC

Daniel Sankey, CAMSGlobal Financial Crimes Officer

Coinbase

Keynote Speaker

Nathana O’Brien SharmaFaculty

Blockchain, Policy, Law & EthicsSingularity University

Alex Christian, CAMSDirector, Compliance

Metal Pay

Katie Elliott, CAMS Vice President,

Risk Managementand Compliance

Stanford Federal Credit Union

Jeff SidellChief Technology Officer

RDC

7

S P O N S O R S A N D E X H I B I T O R S

@acamsglobal @acams_aml acams acams@acams_aml

EXHIBITOR

Accuity offers a suite of innovative solutions for payments and compliance professionals. Our

mission is to protect the invaluable reputations of payments and compliance professionals with a

portfolio of regtech solutions—from comprehensive data and innovative software that control risk

and compliance, to accurate and flexible tools that optimize payment processes. We apply our

unmatched expertise and experience to devise and deliver the right solution at the right time. It’s

how we strengthen our clients’ businesses – whether they’re financial institutions, fintechs,

corporations or governments – and prepare them more effectively for what’s to come.

EXHIBITOR

AML RightSource provides compliance executives with highly-trained financial crimes professionals.

Our teams seamlessly join your organization to mitigate financial crimes risk, regulatory scrutiny, and

potential financial loss. You benefit from our sole focus on financial crime in multiple industries, and

receive our industry leading value and customer satisfaction.”

EXHIBITOR

Chainalysis is the blockchain analysis company. We provide compliance and investigation software

to the world's leading banks, businesses, and governments. Our experts in financial crime and

economic analysis empower our customers to derive insights they can act on. Backed by Accel,

Benchmark, and other leading names in venture capital, Chainalysis builds trust in blockchains. For

more information, visit www.chainalysis.com.

EXHIBITOR

CipherTrace develops cryptocurrency Anti-Money Laundering, bitcoin forensic and blockchain threat

intelligence solutions. CipherTrace was founded in 2015 by experienced Silicon Valley entrepreneurs

with deep expertise in cybersecurity, eCrime, payments, banking, encryption, and virtual currencies.

DHS S&T and DARPA initially funded CipherTrace, and it is backed by leading venture capital

investors.

EXHIBITOR | AML INNOVATION SESSION SPONSOR

Guardian Analytics is the pioneer and leading provider of behavioral analytics and machine learning

solutions for fraud detection and AML. Hundreds of financial institutions have standardized on

Guardian Analytics’ innovative solutions to mitigate fraud risk and rely on the company’s Evidence

Lake™ Platform to fight modern crimes. With Guardian Analytics, financial institutions and

commercial organizations build trust, increase competitiveness, improve their customer experience

and scale operations.

EXHIBITOR

NICE Actimize, the industry’s largest and broadest provider of financial crime, anti-money

laundering, enterprise fraud and compliance solutions is the leader in Autonomous Financial Crime

Management. NICE Actimize drives the Autonomous journey with ActOne for investigation and case

management, as well as X-Sight, a cloud-based Financial Crime Risk Management

Platform-as-a-Service.

S P O N S O R S A N D E X H I B I T O R S

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EXHIBITOR I DIAMOND SPONSOR

RDC is a recognized leader in the delivery of decision-ready risk intelligence to global financial

institutions. A powerful combination of technology, open-source data and human intervention powers

RDC's risk intelligence which is trusted by customers as an essential element of their anti-money

laundering (AML), customer due diligence (CDD), vendor screening, anti-corruption and risk

management programs.

EXHIBITOR | AML INNOVATION SESSION SPONSOR

Refinitiv is one of the world’s largest providers of financial markets data and infrastructure, and

serves more than 40,000 institutions in over 190 countries. We deliver trusted risk management

solutions that encompass regulatory change, anti-bribery and corruption, third party and supply

chain risk, anti-money laundering, financial crime, KYC, and enterprise GRC management. To help

mitigate risk, Refinitiv provides end-to-end third-party risk management solutions to take your

internal processes from initial screening and due diligence through on-boarding and monitoring. At

our core is a unique open ecosystem of expert partners and curated products that uncovers

opportunity and drives change. To learn more, visit refinitiv.com.

EXHIBITOR

riskCanvas Financial Crimes Software Suites delivers one of the most technologically advanced

cutting-edge Big Data, automation and machine learning technologies designed to meet the

comprehensive needs of today’s financial crime environment. The platform addresses our client's

toughest Anti-Money Laundering (AML), Fraud, and Trade Surveillance regulatory needs. riskCanvas

encompasses a true end-to-end service offering with the purpose of providing robust solutions,

through our advisory services, our next-generation technology platform, and our deep bench of

Subject Matter Experts.

EXHIBITOR

Socure is the leader in Day Zero digital identity verification technology. Its predictive analytics

platform applies artificial intelligence and machine-learning techniques with trusted online/offline

data intelligence from email, phone, address, IP, social media and the broader internet to verify

identities in real-time. Socure powers financial inclusion, increasing acceptance as much as 40

percent for millennials and other thin-file consumers. It also reduces fraud for online new account

opening by up to 90 percent, lowers manually reviewed knowledge-based authentication (KBA) rates

by as much as 80 percent, and automates Customer Identification Program (CIP), Know Your

Customer (KYC) and anti-money laundering (AML) compliance initiatives. Socure was founded in

2012 and is based in New York City.

EXHIBITOR

Highly regulated firms rely on Thomson Reuters to identify the hidden risk of doing business with a

customer or third party and protect against regulatory & reputational risk. We provide Know Your

Customer (KYC) and Third Party customer identification solutions for any market or organization -- as

well as capabilities for client on-boarding, screening software, enhanced due diligence and

transaction monitoring – leveraging leading products such as World-Check and CLEAR.

FinTech RegulatorySummit

A C A M S C O N F E R E N C E S . O R G / S A N F R A N C I S C O

MAIN CONFERENCE

PRICING AND OFFERS

M E M B E R N O N - M E M B E R

Standard Price

$895 $995

Special rates availablefor Government officialsand groups of 3 or more.

Special rates may be availablefor Enterprise Members.

Please contactsalesrequests@acams.org

to register.

CONFERENCE VENUE

BespokeWestfield San Francisco Centre

845 Market St, Suite 450San Francisco, CA 94103 Hilton San Francisco Union Square

333 Ofarrell StreetSan Francisco, CA 94102

1.415.771.1400

Intercontinental San Francisco888 Howard Street

San Francisco, CA 941031.415.616.6500

The Clift Royal Sonesta495 Geary Street

San Francisco, CA 941021.415.775.4700

The Westin St. Francis San Francisco1.415.397.7000

335 Powell StreetSan Francisco, CA 94102

VICEROY HOTELS AND RESORTS:

Hotel Emblem San Francisco562 Sutter Street

San Francisco, CA 94102+1 415 433 4434

Hotel Zelos San Francisco12 Fourth Street

San Francisco, CA 94103+1 415 348 1111

Hotel Zeppelin San Francisco545 Post Street

San Francisco, CA 94102+1 415 563 0303

HOTEL ACCOMODATIONS

We recommend that you book your room at the following hotels, which can be found near the conference venue.