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    The Challenges in Attaining Sustainable Development forImproved Livelihood

    9th WATERNET/WARFSA/GWP-SA SYMPOSIUM JOHANESSBURG, SOUTH

    AFRICA

    29th to 31st OCTOBER 2008.

    By:

    Prof. D.A. [email protected]

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    ABSTRACT

    The theme of this year touches on improved livelihood emanating

    from how we manage water resources and services in a sustainablemanner. This is a mouthful objective to be met in a two or three days

    meeting like this one. The definition of the sustainable development

    is well known among all of us. But the connection of this concept or

    principle to the concrete steps that need to be taken in order to

    achieve improved livelihood is blurred. It is not the aim of this paper

    to bridge this gap between the theoretical principles and what hasto be done in practice in order to have sustainable development.

    That will be the outcome of our collective wisdom in this symposium.

    As alluded above, it is difficult to answer all the challenges facing

    our people of the region. This presentation is essentially an attempt

    to point out the challenges or hurdles that must be thought through

    and the pragmatic solutions found that are appropriate to the

    region. The challenges include (i) training of the appropriate

    operatives and water professionals (technicians and engineers etc.),

    (ii) cost recovery (CR), (iii) water integrity and accountability, (iv)

    Appropriate Private Sector Participation (PSP), (v) increasing water

    productivity for improved crop yields and hence family incomes of

    resource-constrained subsistence farmers, (vi) information and data

    archiving and dissemination.

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    Key words: Capacity building, Cost Recovery (CR), improved

    livelihood, IWRM, MDGs, PSP, WDM, Water integrity and

    accountability.

    1. INTRODUCTION

    This is the 9th Water Net/WARSA/GWP-SA Symposium in the

    annual series of symposia in Southern Africa. Perhaps it is time

    to look back at the series and their perceived or otherwise

    achievements in grappling with attaining sustainable

    development for improved livelihood. It is not nave to look

    into history in order to learn one or two things that has shaped

    the current landscape.

    Looking back here is in the form of the challenges or hurdles

    that we had to overcome or will have to overcome in order to

    achieve our expectations. In this regards we look specifically

    at the issues of water and how they are imparting on

    sustainable development. And in turn how this impacts on

    improved livelihood. To start we dwell on the following

    questions:-

    (i) What have we achieved in terms of down-to-earth

    solutions to our peoples aspirations in these series of

    symposia since 2000?

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    (ii) Those we seek to help are not here! They predominantly

    live in rural areas or peri-urban settlements largely

    depend on unprocessed natural resources which we

    exploit with our advantaged position of access to

    modern technology. How are we grappling with the

    practical realities of ensuring that we have a good idea

    of their needs and are able to design our research to

    appropriately address their needs?

    (iii) Over sixty percent of the water of the region is trans-

    boundary by nature. How prepared are we in conflict

    prevention and conflict resolution?

    (iv) The rich and the powerful can access information (and

    sometimes manipulate it!) and influence decision making

    in their favour. How is the region ensuring the same

    information (un manipulated) reaches the poor and the

    powerless?

    (v) The issue of privatization or divesture in the provision of

    water and sanitation services has caught up with a lot of

    the countries (sometimes unawares!) in the region. The

    challenge is how has privatization or rather private sector

    involvement in most feasible ways taken on board the

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    expectations of the poor especially the resource-

    constrained urban dweller?

    (vi) The issue of water integrity and accountability in the

    provision of water supply and sanitation especially in

    urban centres has become very touching in the World.

    How is the region prepared to cope with its own protocols

    on the issue?

    (vii) The issue of appropriate technologies and standards play

    a key role in the provision of water and sanitation

    services. How far have we gone in our day to day

    endeavours to ensure that the technology is the one

    reachable by our customers and how does it meets the

    standards?

    2. LOOKING BACK THROUGH THE UN-TIME TUNNEL

    Let us look back at what the UN through its agencies has

    played a role on global water policy making:

    (i) The first UN Conference on water was held in 1977 in Mar

    del Plata in Argentina. It came out with the International

    Water Supply and Sanitation Decade (IWSSD)

    Declaration from 1981 to 1990. This was a milestone we

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    cant easily forget as it was a decision by our leaders on

    behalf of all of us! In 1990 and ten years down the time

    lane in New Delhi we found out that water was still

    undervalued as such, and much of it was misused. A

    hard and blatant fact which still hangs on our necks

    today.

    (ii) Thereafter in 1992 the Dublin Principles were conceived

    and agreed upon in the Irish Republic by many water

    and political leaders. Until now we still grapple with the

    comprehension of the four Dublin principles, let alone the

    implementation hurdles thereof.

    (iii) The Rio Summit was held in the same year of 1992 and

    came out with the Rio Declaration and Agenda 21

    programme. A formidable and plausible Agenda

    indeed. It is still anyones guess how much of these

    different aspects of the deliberations have been

    integrated into our nations as well as regional plans and

    implemented.

    (iv) The Millennium Declaration in 2000 and the World Summit

    on Sustainable Development in 2002 set global goals.

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    The above mentioned are among the major and crucial

    milestones that touch on the livelihood of our people. We can

    reflect back at these Declarations and ponder on the impacts

    they have made on the quest of our peoples attain better

    livelihood. In reflecting on these well thought out Declarations

    and proposals and the huge disparity that currently exists

    between what they were intended to achieve and the present

    realities, we are confronted with the challenge of proffering

    solutions to bridge this gap as a matter of urgency.

    3. REFLECTIONS THROUGH THE WATER NET/WARFSA/GWP-SA

    ENDEVOURS.

    As mentioned earlier on in this discussion, this is the ninth

    symposium and just like the last eight meetings each has a

    main Theme. The Theme of this year is Water and Sustainable

    Development for Improved Livelihoods. This is a very fitting

    Theme given the conditions of the present day challenges in

    the provision of water supply and sanitation services in the

    region.

    Traditionally the symposia have been in six major themes i.e.

    hydrology, water for people, water and land, water and

    environment, water and society as well as water resources

    management. Our experience is that these identified themes

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    are still relevant and appropriate in the region. From the

    survey carried by Zaag (2007) on the publications in PCE

    Journal arising from previous symposia and the sobering

    observation that there is no evidence on the ground, in terms

    of improving the livelihoods of people, there is the need to

    step up in terms of impacts of our research efforts. It is hoped

    that subsequent symposia, including this one, will bring about

    the desired outcomes of a steady and sustained improvement

    in livelihoods of our people.

    This paper is an attempt to highlight the hurdles which are

    facing the region and not an attempt to appease a people or

    a group of people. It is indeed a reflection and only so!

    As expected, articles presented and eventually succeeding in

    getting published in the PCE Journal are overwhelming on

    Water and Environment. Hard core hydrology scores the

    lowest as can be expected due to its technical nature and the

    expected nature of the readership in the region. The other

    four themes fall in between these two extremes.

    In any case if one looks back at the symposium series one

    discovers that a wide range of issues and problems have been

    addressed. The following is an attempt to scan through the

    Themes of each of the past 8 symposia.

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    In 2000 the symposium was sponsored by WARFSA/WATERNET

    with the collaboration of Eduardo Mondlane University (UEM).

    The Theme was Sustainable Use of Water Resources:

    Advances in Education and Research: The emphasis was on

    education and research which was fair enough as we were on

    the verge of starting the Modular Masters degree programme

    in IWRM in the Region. The sub themes were:-

    (i) People, Institutions and Policy,

    (ii) Management of Water Systems

    (iii) Water Demand Management

    (iv) A New Curriculum

    The second symposium was held in Cape Town, RSA. The

    Theme was Integrated Water Resources Management.

    Theory, Practice, Cases. This was the first time IWRM concepts

    vividly came on board in the oral presentations as well as in

    case studies. An attempt was made towards solving some

    water resources issues at basin levels. The Case Studies

    indicated attempts at proffering solutions to water resources

    problems/challenges on the basis of IWRM principles.

    The 3rd symposium was held in Dar es Salaam, Tanzania in

    October 2002. The main theme was Water Demand

    Management: Sustainable Uses of Water Resources. The

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    meeting had papers striving to give practical expression to

    achieving Water Demand Management and its potential

    benefits of having larger segment of society benefit from water

    supply services.

    The 4th symposium was held in Gaborone, Botswana between

    15th and 17th October 2003. The Theme was Water, Science,

    Technology and Policy convergence and action by all. This

    was indeed a meeting point for action leading to sustainable

    development. This was a meeting that intended to achieve

    convergence of concepts and practice in the water sector. In

    any case it left some challenges for the next symposium.

    Between 2nd and 4th November 2004 the 5th

    WATERNET/WARFSA Symposium was held in Windhoek,

    Namibia. The symposium was held in association with GWP-SA,

    DRFN as well as Polytechnic of Namibia. The Theme was

    IWRM and MDGs, Managing Water for Peace and Prosperity.

    The challenges were many but there were a lot of papers that

    made an attempt to solve them head on. There was a good

    combination of IWRM and MDGs in order to achieve peace

    and prosperity. The symposium theme was most fitting, taking

    cognisance of the fact that MDGs were at the centre stage of

    most UN-sponsored international fora. Going back to the

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    introduction again the issue of transboundary waters and their

    inherent potential conflicts was addressed in the forum.

    The 6th WATERNET/WARFSA/GWP-SA Symposium was held in

    Ezulwini, Swaziland during 2nd - 4th November 2005. The Theme

    was Water for sustainable social-economic development,

    good health for all and gender equity. This was the first time

    issues of social-economic nature and gender equity were

    dealt were addressed. It was a meeting that strived to breach

    the gap that had had been left out for more technical and

    visible subthemes.

    The 7th WATERNET/WARFSA/GWP-SA Symposium was held in

    Lilongwe, Malawi 1st to 3rd November 2006. The Theme was

    Mainstreaming Integrated Water Resources Management in

    the Development Process. The major sub-themes being

    Hydrology, Water and Environment, Water and Land, Water

    and society, Water for people as well as Water Resources

    Management. A lot of papers were presented which

    generated new ideas and to some extent built on the

    knowledge already acquired in past symposia.

    The 8th WATERNET/WARFSA/GWP-SA Symposium was held in

    Lusaka, Zambia during 31st October and 2nd November 2007.

    The Theme was IWRM from Concept to Practice. Here again

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    the emphasis was on the less romantic and more mundane

    practice and down-to-earth solutions to water resources

    problems that people in the region face.

    This is the 9th Symposium in the Series. And rightly so the Theme

    is Water and Sustainable Development for Improved

    Livelihoods. Again here we see the issue of water and

    sustainable development but with emphasis on improved

    livelihoods. It is expected that papers presented in this forum

    will address the issues related to improving the livelihoods of

    people of the region through better management of the water

    resources IWRM principles! It is therefore another challenge

    to all of us here on how we relate our research findings to

    offering better service to the people.

    4. LESSONS LEARNED AND CHALLENGES AHEADLessons learnt so far can be summarised as follows:-

    4.1 Millennium Development Goals (MDGs).

    The 7th MDG is very relevant here the goal has three

    targets i.e. sustainable development and environmental

    conservation; increase in population with access to safe

    drinking water and sanitation as well as improvement of

    lives. In pursuance of this goal, this forum will play a very

    significant role of elevating the need for achieving

    improved livelihoods.

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    Some hard facts about access to various forms of sanitation in Sub-Saharan

    Africa are very scary (Strauss, 2006).

    Just about 53% do have access to pit latrine option.

    Those who do not have (they do not own or have access to a neighbours

    facility!) any access are sizeable at 35%.

    A mere 8% have access to flush toilet.

    The rest use any other system including the infamous flying toilet.

    In any case investment into this subsector is considered

    private as such most governments do little on this if

    anything. But we all know that sanitation holds the key toachieving MDGs especially those evolving around water.

    Recently (October 7th to 9th) our African leaders

    recognised these challenges as such they have

    committed themselves to follow up on the following 8

    challenges see box below (AU, 2008)

    - water and sanitation infrastructure financing- water conservation and equitable distribution

    - closing the sanitation gap

    - breaking the silence on sanitation and hygiene

    - adapting to climate change

    - integrated management of national and transboundary surface and ground water

    - investing in information, knowledge and monitoring

    - institutional development as well capacity building

    This shows a recommendable commitment by our leaders

    that need to be followed by a matching commitment by

    our experts seating in this forum.

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    However, the challenges remain that the resources

    required to achieving them are not available in time and

    in quantities that will bring about significant changes. In

    Tanzania as an example, the amount required is close to

    US$ 2billion a colossal amount by any standards. I

    believe this state of affairs is replicated in many other

    countries in the region. Then how can our esteemed

    experts in these symposia contribute towards the

    attainment of the MDGs through their research and

    publications? Perhaps the speech by the former

    president of Tanzania (Mkapa, 2005) would shade some

    ideas and challenges for the seemingly enormous task

    (see box below).

    Perhaps we might be tempted to ask if in 2000 world leaders were over-

    ambitious in setting these goals. But let me ask you, learned people and

    scientists:

    What is so ambitious about halving, over a period of 25 years, between 1990

    and 2015, the proportion of people earning less than US$ 1.0 per day and

    those who suffer from hunger? The goal was not to eliminate poverty, only to

    halve it; not to eliminate hunger, only to halve it. Is it really too ambitioustaking into account the wealth and the knowledge that our world has?

    What is so ambitious about ensuring that by 2015, all children, boys and girls,

    would be able to complete a full course of primary school education? Is that

    really too much to ask?

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    What is so ambitious about eliminating gender disparity in primary and

    secondary schools; or in reducing by two-thirds the under-five mortality rate

    and maternal mortality rate?

    4.2 Privatisation and Divesture

    This is an issue which is a challenge to all of us here. How

    can we embrace privatization or rather private sector

    involvement as a policy but avoid the inherent

    monopolistic machinations? And at the same time keep

    water supply and sanitation services affordable to thepoor especially the urban poor. The other issue is how the

    State remains in control and accountable over water

    management if the water sector is transformed from the

    public law domain into theprivate law domain?

    We can at least borrow a leaf from the PRINWASS (2004)

    research findings on the issue. The main findings of thisthree year research (the author was a member of the

    team) is the Policy of Promoting Private Sector

    Involvement in Urban Water and Sanitation Projects was

    pitched on thepremise that the public sector is inefficient

    and under resourced and that private sector

    participation would bring higher efficiency throughcompetition and fresh resources, and help to extend

    coverage of these services to the poor. The case

    material does not support this claim. There are 14 other

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    findings from this study which are worth noting and taking

    on board before joining the band wagon of privatization.

    These findings confirm what Briscoe (2003) had allayed

    and to quote him .The role of Governments and the

    World Bank which are basically public institutions is

    facilitation, getting regulatory frameworks right, and then

    automatically all this would be done by the private

    sector. But we and others vastly overestimated what the

    private sector could and would do in difficult markets.

    Hukka and Katko (2003) buttress this by stating that

    Water Supply and Sewerage Systems are, and will

    remain, natural monopolies since it is not viable to build

    several networks and facilities in the same physical

    environment. This finding ties with those of the PRINWASS

    (2004) study. The poor pay more for water of suspicious

    quality was another stack finding by Kjellen (2000). Annez

    (2006) points out that PPI must be revisited so that the

    perceived services e.g. water supply and sanitation are

    rendered in a manner and spirit of the served.

    PPI = Private Participation in Infrastructure

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    Now some fifteen years further even the World Bank representatives admit among others that

    however, PPI has disappointedplaying a far less significant role in financing infrastructure in

    cities than was hoped for, and which might be expected given the attention it has received and

    continues to receive in strategies to mobilize financing for infrastructure (Anew, 2006).

    Thus, the challenge is rather how to develop private sector companies thatwould sell their services and goods in ways that will guarantee competition. And

    how to develop the capacity of local governments. And how to promote and

    develop public enterprise reforms. And how to develop the overall games of

    the rules like regulation.

    Policy Research Working Paper 4391Alternatives to Infrastructure Privatization Revisited: Public

    Enterprise Reform from the 1960s to the 1980s Jos A. Gmez-Ibez The World Bank

    Sustainable Development Network. November 2007. WPS4391

    4.3 COST RECOVERY ISSUES

    When considering privatization we usually refer to urban

    settings. This is partly because very little or no privatization

    can take place in a rural setting. This is a wrong notion as

    yet, in rural conditions in many countries we have thetradition of water cooperatives of small systems owned

    and managed by people themselves. These are also

    private, but they are not profit-making. Thus, there is a

    difference between private and private depending what

    we are speaking about Mashauri and Katko (1992). There

    are exceptions but this is neither the place nor the time

    for an argument on the issue.

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    On the other hand cost recovery will and can take place

    in rural setting. Both Hukka and Katko (2003) and Yacoob

    (1990) agree that cost recovery must be imbedded in the

    policies of provision of water supply and sanitation

    services. They also concur that CR must be articulated so

    that it does not overburden the poor. Even the poorest of

    the poor must be afforded the bare minimum amount of

    water to make him survive. This is the third challenge that

    must be looked into when we ponder about the theme of

    this meeting.

    4.4. Water integrity and accountability

    The issue of water integrity and accountability is as old as

    the water resources trade itself. At regional level issues of

    transparency and accountability are well articulated in

    the SADC Protocol Against Corruption (Earle et al 2008).

    The Protocol covers the water sector, too. The corrupt

    practices in the water sector have been attributed as

    taking the form of:

    - Abuse of resources,

    - Corruption in procurements,

    - Administrative corruption in payment systems, and

    - Corruption at the point of service delivery.

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    You and I in this forum constitute a good section of

    expertise in the region. We are therefore better off (than

    the people we pretend to represent!) to explain how we

    are grappling with water integrity and accountability in

    our own countries or in our work domains. It is yet another

    challenge which can mean success or failure in the

    provision of water and sanitation for improved livelihood.

    Are we really accountable to our peoples in the

    deliverance of services such as those of water supply and

    sanitation? Did we have to dance to tunes of

    Globalisation and the good governance stuff? See box

    below (Shivji, 2003).

    Political conditionalities were added to economic conditionalities, while

    economic conditionalities were upgraded to include privatisation of not only

    parastatals but also services-water, electricity, communication, education, etc.Multiparty democracy, human rights, good governance, poverty reduction

    became the buzz words of the discourse, now renamed policy dialogues

    4.5. Capacity Building and Sustainable Development

    This is yet another issue which needs proper evaluation

    and support if we are to achieve the MDGs. This is a

    region proud of less than 20 engineers per 100,000

    people. A number much less than the one required to

    form a critical mass for development. Rotival (1990)

    stated that in order to progress (post IWSSD) Capacity

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    Building in terms of strengthening of sector institutions and

    sector plans and strategies, human resources

    development and improved information systems is

    crucial. Ellis (1990) concurs with Rotival and alludes that

    training of engineers and technicians is of paramount

    importance in the water sector. This line of thought is

    equally supported by Mkanga (1990). It is gratifying that

    WaterNet is a capacity building network that has a

    mission to enhance human knowledge base so as to

    achieve improved livelihood. Indeed WaterNet is playing

    its role in mounting short specialised courses, Masters

    degree programmes as well as running

    workshops/meetings like this one which is part of its

    mission. We are all proud to be part of the WATERNET

    family. It is hoped that our governments and their

    development partners will endure the new paradigms in

    terms of vision, mission and implementation so as to attain

    the MDGs.

    4.6 APPROPRIATE TECHNOLOGIES AND STANDARDS

    The issue of appropriate technologies and standards is usually taken

    for granted in the provision of water and sanitation services. If the

    technology chosen is in-appropriate it will not meet the aspirations

    of the intended users of a given system. On the other hand when

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    the standards are not adhered to, resources will be lost, too. Thus

    there must be both carrot and stick system that will ensure resources

    are not wasted and services are delivered at the prescribed quality

    (pressure, water quality and for the number hours per day etc). Of

    course the criteria is that all this done but should not overburden the

    user in anyway. The paper by Van Vuuren (2008) says it so well see

    box below.

    When you go into a hardware store, chances are you will find it much easier and cheaper to

    purchase a non-compliant plumbing component than a compliant equivalent

    Nearly 60% of plumbing products are not SABS or JASWIC complaint

    Plumbers and product manufacturers considered a lack of enforcement of legislation due to a

    lack of trained inspectors as the biggest problems in the sector at present.

    The list is long but it serves to show how non-adherence to standards

    can be causative to problems of service delivery to the

    communities we have committed ourselves to serve.

    5.0 CONCLUDING REMARKS

    It can be concluded that the series of

    WATERNET/WARFSA/GWP-SA symposia is still relevant andprovide a viable avenue for dissemination of research

    findings.

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    There is a need to concretise whatever has been

    researched and found to be workable, and thereafter

    translated into country and regional plans.

    Issues of water integrity and accountability are real and

    must be taken on board in all our endeavours of water

    development.

    There is a need to streamline all that can be done or should

    be done in order to achieve the MDGs by the set time of

    2015 (which is just around the corner).

    The knowledge base (training, research, information and

    data archiving and dissemination) must be enhanced in the

    region if we have to improve the livelihood of our people.

    Issues of cost recovery (CR) and affordability must not

    remain as slogans but rather pragmatic strategies of

    provision of water and sanitation services especially to poor

    should be more vigorously pursued.

    Investment in the sanitation sub-sector is far below the

    actual requirements. On the other hand sanitation may hold

    the key to success or failure of the MDGs. It is really a time

    bomb (in terms of health and the environment) awaiting to

    be detonated!

    The issue of appropriate technologies and standards is

    usually taken for granted in the provision of water and

    sanitation services. It is therefore just appropriate that

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    standards are adhered to and appropriate technologies

    are implemented.

    All of us should reflect back on the symposia achievements

    and take something home to experiment with and perhaps

    report back in the next symposium!

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    REFERENCES:

    1.Annez, P.C., (2006), Urban infrastructure finance from private operators:

    what have we learnt from recent experience? World Bank Policy Research

    Working Paper 4045.

    2.AU-African Union, (2008), Achieving the Millennium Development

    Goals on Water and Sanitation in Africa by 2015, Priorities,

    Partnerships and Plans. Report for the Meeting of Joint Meetings of

    the African Ministers Council on Water (AMCOW), African

    Development Bank (AfDB), UN Water/Africa and Partners, Addis

    Ababa, Ethiopia, 7th

    -10th

    October 2008, 14p. Available at ww.africa-

    union.org.

    2. Briscoe, J., (2003), Return to resources for the World Bank,Water 21 June 2003, pp. 13-14.

    3. Earle, A., Lungu, G., and Malzbender, D., (2008); Mapping of

    Integrity and Accountability in Water Activities and RelevantCapacities in the SADC Region, UNDP Water GovernanceFacility at SIWI, WaterNet and Cap-Net, Paper 12, p. 45.

    4. Ellis, K.V., (1990); Potable Water for the Developing World someof the problems, J. Water SRT-Aqua Vol. 39, No. 6, pp. 368-375.

    5. Hukka, J.J., and Katko, T.S., (2003), Refuting the paradigm ofwater services privatization, Natural Resources Forum.

    27 (2003) 142-155.

    6. Katko, T.S. (1990); Cost Recovery in Water Supply inDeveloping Countries, Water Resources Development,Volume 6 No. 2, pp. 86-94.

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    7. Kjellen, M., (2000); Complementary Water Systems in Dar esSalaam, Tanzania: The Case of Water Vending, WaterResources Development, Vol. 16, No. 1 pp. 143-154.

    8. Mashauri, D. A., and Katko, T.S., (1992), Water Developmentand Tariffs in Tanzania: From Free Water Policy towardsCost Recovery, Environmental Management Journal,Volume 17(1), pp. 31-39.

    9. Mkanga, P.J., (1990); Experiences of the Water Supply andSanitation Decade in Tanzania as a DevelopingCountry, 1981-1990, Vesitalous 6/1990, pp 12-14.

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