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Implementing REDD+ in the Democratic Republic of Congo How to manage the risk of corruption A report commissioned by NORAD prepared by PricewaterhouseCoopers (PwC) in collaboration with NORAD and UNDP

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Page 1: Implementing REDD+ in the Democratic Republic of Congo ......st sector. n rous challen considered ountry suffe ck of transp of the pres e armed for values. The Inspectorate e dramatic

Implementing REDD+ in the Democratic Republic of Congo How to manage the risk of corruption

A report commissioned by NORAD prepared by PricewaterhouseCoopers (PwC) in collaboration with NORAD and UNDP

Page 2: Implementing REDD+ in the Democratic Republic of Congo ......st sector. n rous challen considered ountry suffe ck of transp of the pres e armed for values. The Inspectorate e dramatic

Implement

Table 0. EXE1. CON

1.1. 1.2.

2. OVE2.1. 2.2. 2.3. 2.4.

3. POL3.1. 3.2. 3.3.

4. OVE5. SUM6. APP

APPAPPAPPAPPAPPAPPAPP

ting REDD+ in

of Conte

CUTIVE SUMMNTEXT, METHO

General conMethod and

ERVIEW OF COBasic countGovernanceCorruption rMoney Laun

LICY FRAMEWOCurrent statKey actors aLessons fro

ERVIEW AND EMMARY OF CO

ENDICES ......

ENDIX 1: List oENDIX 2: RelevENDIX 3: MECENDIX 4: DRCENDIX 5: Map ENDIX 6: ComENDIX 7: UND

n DRC – How to

ents

MARY ............

OD AND STRUntext .............. structure ......

ORRUPTION INry analysis ....

e in the forestryrisks in REDD+ndering risks inORK, IMPLEMus of the natioagainst corrupm other count

EXPERIENCE FRRUPTION RI.....................

of interviewees

vant documentaCNT Organisatio

national proce of corruption rismunication fromP Governance

o manage the ri

.....................

CTURE..........

.....................

.....................

N DRC ............

.....................

y sector and R+ ...................

n REDD+ .......

ENTATION MEonal strategiesption, what roletries (BenchmaFROM GOVERSKS AND PRO.....................

....................

ation consultedonal chart (showss roadmap frosks in Climate Cm the Ministry o Program in DR

isk of corruptio

.....................

.....................

.....................

.....................

.....................

.....................

REDD+ ...........

.....................

.....................

ECHANISMS &s and initiativee are they playarking) : the caNANCE AND A

OPOSED RECO.....................

.....................

d for the purposwing Aid assistaom 2010 to 201Change Adaptaof Finance regaRC .................

on

.....................

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.....................

.....................

.....................

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& ACTORS AGAs to fight corru

ying? .............

ases of KenyaANTI-CORRUPOMMENDATIO.....................

.....................

e of the study ..

ance in Forestry2 ..................

ation to Countryrding a whistleb.....................

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.....................

.....................

.....................

.....................

AINST CORRUuption in DRC.....................

a and IndonesiaPTION INITIATIONS FOR REDD.....................

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y) .......................................

y Level ...........blowing mecha.....................

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UPTION .........

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a ..................

VES .............

D+ ................

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nism .............

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Page 3: Implementing REDD+ in the Democratic Republic of Congo ......st sector. n rous challen considered ountry suffe ck of transp of the pres e armed for values. The Inspectorate e dramatic

Implement

ABBREV

ASADHO AML BDS WB CN-REDDCREF

C-MRV DRC DFID DSCRP

DSNLC ECC EITI FIB FLEGT FONALC GDP GIZ ICCN IGF ITIE IMF KYC MECNT

MOU NIM-DIM NORAD OCEP OLCAC

NGO PAP PECO PwC REDD RECIC RRN R-PP SBSTA SEP SGS SNV SONAL TOR UNDP UNODC

ting REDD+ in

VIATIONS

Asso Anti-M Bene The W

D CoordConsEcosy

Meas Demo Depa

DocuDocu

Docu Eglise Extra Fédé Fores Forum Gross The D Institu Inspe Initiat

InternKnowMinisand T

Mem Natio Norw Obse

ObseAfrica

Non G Progr Parti Price Redu Rése Rése Read Subs Socié Socié Sticht Socié Term Unite Unite

n DRC – How to

ciation congolaMoney Launderefit Distribution SWorld Bank rdination Nationservation et laystems surement, reporocratic Republicartment for Interument de Stratéument ument de Stratée du Christ au C

active Industry Tération des Indust Law Enforcemm National de Ls Domestic ProDeutsche Geseut Congolais poection Généraletive de Transpanational Monetaw Your Client stère de l’EnviroTourism orandum of Un

onal Implementawegian Agency fervatoire du Codervatoire de Luta Governmental Oramme d’Action Ecologiste Con

ewaterhouseCooucing Emissionseau d'Educationeau Ressourcesdiness Preparatsidiary Body for été des Entreprété Générale deting Nederlandsété nationale de

ms of Referenceed Nations Deveed Nations Offic

o manage the ri

aise des Droits dring System

nale REDD - Naa Réhabilitation

rting and verificc of Congo rnational Develoégie de Croiss

égie Nationale dCongo - Christ Transparency Inustriels du Bois ment on GovernLutte contre la Coduct ellschaft für Inteour la Conservae des Finances arence des Induary Fund

onnement, Con

derstanding ation - Direct Imfor Developmende d'Ethique Prtte Contre la Co

Organization ns Prioritaires - ngolais - Congoopers s from Deforestn Civique au Cos Naturelles - Ntion Plan Scientific and Trises Pétrolièrese Surveillance se Vrijwilligers e loterie - Natio elopment Progrce on Drugs and

isk of corruptio

de l’Homme - C

ational REDD Cn des Ecosys

cation of carbon

opment sance et de Ré

de Lutte contre Church in Congnitiative - Timber / Woonance and TradCorruption - Na

ernationale Zusaation de la Natu - ustries Extractiv

servation de la

mplementation nt Cooperation rofessionnel - Oorruption en Af

Priority Action olese Greep Pa

tation and Foresongo - Civil Eduatural Ressour

Technological As - Oil Compani

(Netherlands Dnal Lottery Com

ram d Crime

on

Congolese Asso

oordination stèmes Foresti

n

éduction de la

la Corruption go

od Industry Fedede

ational Forum fo

ammenarbeit ure

ves - Extractive

Nature et Tour

Observatory of tfrique Centrale

Program rty

st Degradation ucation Networkrces Network

Advice ies Society

Development Ormpany

ociation of Hum

iers - Conserv

Pauvreté - Pov

eration

or the fight agai

Industry Trans

risme - Ministry

the Code of Pro - Observartory

k in Congo

rganization)

man Rights

rvation and R

verty Reductio

nst Corruption

sparancy Initiati

y of Environmen

ofessional Ethicy for fight again

ehabilitation o

n and Growth

ve

nt, Nature Cons

cs st Corruption in

3 / 58

of Forest

Strategy

servation

n Central

Page 4: Implementing REDD+ in the Democratic Republic of Congo ......st sector. n rous challen considered ountry suffe ck of transp of the pres e armed for values. The Inspectorate e dramatic

Implement

0. EXE

The impcorruptioinstitutiooutdatedlevel, lacsalary lecertain dweaknespointed oand govimplemeas a signsocial anpeople iactivities Risks of grand angovernmartisanalare situaare also of politickeen to i “Fragile”risks. Macritical thThere is“whistlebemergen Followingadequate • A pe

themof thall co

• Thistheirright

• Therto al

ting REDD+ in

ECUTIVE SU

plementation on in the cons that are

d legal framewck of freedomevels in the pdegree of tolss of state inout by our invernance. Thent a centraliznificant issuend ethical chn the street

s.

corruption wnd political c

ment circles a logging. Co

ated in forest vying for conians on whosnfluence the

countries wany experts shat an anti-cs feeling of inblowing” mecnce of any fo

g our study aely address t

ermanent diam on the long

is dialogue woncerned to dialogue sh

r rights and rts, and effectre should bel the stakeho

n DRC – How to

MMARY

of REDD+ untry. We hcurrently unwork, dysfunm of the prepublic adminlerance towa

nstitutions (Coterviewees a

he absence zed strategy e in DRC. In hallenge thatts, through m

will threaten tcorruption is and Parliameongolese armted areas. Inntracts to exse protection

e design of th

ith poor instistarted warnicorruption spnsecurity thachanism andrm of denunc

and accordinthe risk of co

alogue shouldg-term benefwould be to csupport the sould be carriresponsibilitietively take pa a systemati

olders involve

o manage the ri

in DRC willave noted th

nder construcnctional judicss and / or

nistration in gards corruptioourt of Audit

as the major of coordina

to fight corruDRC, enviro has to be dmassive rais

he implemenlikely to be e

ent, as well amed forces arnvestors are plore oil in fo

n they rely. Ite national RE

tutional capang that REDecialist be in

at is maintaind culture. Inciation.

ng to many erruption in R

d be maintainfits of REDD+convince the smooth impleied out in paes under the

art in and influc effort to bued in the fore

isk of corruptio

face numehat DRC is ction. The cial system, lamanipulationgeneral, in thon and anti tors, Generalcauses of thtion and lac

uption, and tonmental gov

dealt with frosing awarene

ntation of REever present

as high-rankinre also involv also increasorested zone is therefore EDD+ framew

acities like DDD+ schemesnvolved for aned in the cndeed, the

experts and aEDD+:

ned with poli+ for their co powerful groementation orallel with a s

e Forest Coduence, the diuild up the caest sector.

on

rous challenconsidered

country suffeack of transpn of the preshe armed forvalues. Thel Inspectorate

he dramatic sck of « leadeo promote soernance is n

om the higheess program

EDD+ in DRCt. In fact, a nng civil servaved in miningsingly intereses. Many of th likely that suwork for thei

RC are mores would be hany further Rcountry that ageneral clim

analysts the

iticians and sommunities aoups and indiof REDD+. sustained eff

de. This will piscussions onapacity and p

nges becausas a “fragile

ers from pooparency and as for politicarces, police a lack of polie of Finance

situation in thership » at ound governaot primarily a

est level of thmmes as we

C in all of thenumber of poants, are curg, and somested in agribuhese investouch individuar private gain

e prone and ighly vulnera

REDD relatedalso impede

mate of impu

following init

senior publicand their ownividuals that

fort of educaput them in an the governaprovide traini

se of the wide state” chaor governancaccountabilit

al purposes, and justice stical will, ge

e, Judicial Syhe country inthe nationalance, has alsa technical ishe state to thell as educat

e phases. As oliticians, incrrently engage of the mineusiness in D

ors are also bals or groupsn.

vulnerable toable to these d activity ands the appariunity strong

tiatives shou

c officials withn careers. Thit is in the co

ating citizens a better posiance of REDing in the ma

despread naracterized byce (ambiguoty at the instiprecarious a

system) and neral impuni

ystem…) hav terms of cor level to effso been poinssue; it is a phe level of otional and p

in all other scluding thoseged in industres that they oDRC. Oil combusiness ass of people wo

o money laun risks. It is thd / or mechaition of any fly discourag

ld be consid

h a view to ehe ultimate ponsidered inte

about REDDition to defen

DD+. anagement o

4 / 58

ature of y weak us and tutional

and low from a ity, and ve been rruption ficiently

nted out political, ordinary publicity

sectors, e in the rial and operate

mpanies sociates ould be

ndering erefore anisms. form of

ges the

ered to

educate purpose erest of

D+, and nd their

of funds

Page 5: Implementing REDD+ in the Democratic Republic of Congo ......st sector. n rous challen considered ountry suffe ck of transp of the pres e armed for values. The Inspectorate e dramatic

Implement

• The REDmeaHowspec

• UNDthe jall inthe Udevewithi

ting REDD+ in

National AntDD+ in DRC.asures to bewever, the strcialists and sDP is currentludicial syste

nitiatives currUNDP Goverelop a coordiin REDD+.

n DRC – How to

ti-Corruption In fact, in a taken to ta

rategy submiupported witly running sem) which cou

rently operatirnance Progrnated approa

o manage the ri

Strategy co proper strateackle corrupttted to the Ch in depth st

everal prograuld contributeng and funderam). This wiach (matrix) t

isk of corruptio

uld be used egy, directiontion in the f

Congolese goudies. mmes (Govee to the fight ed in the coull provide a ”that will be b

on

as a tool forn should be forest sectorovernment in

ernance Prog against corru

untry should bsnapshot” ofeneficial to th

r fighting corgiven as to tr and whichn 2010, will n

gramme: incluuption, notabbe carried ouf existing initihe fight again

ruption in thethe appropria could be a

need to be re

uding supporbly within REut as a startinatives and anst corruptio

e implementaate approachadapted to Revisited by a

rt to journalisDD+. A map

ng point (inclu good basis tn in DRC nam

5 / 58

ation of hes and REDD+. pool of

sts and ping of uding to mely

Page 6: Implementing REDD+ in the Democratic Republic of Congo ......st sector. n rous challen considered ountry suffe ck of transp of the pres e armed for values. The Inspectorate e dramatic

Implement

1. CON

”Overcomdevelopibillions oeffective Followingdonor-drlaw. Amrecommea significand to thdevelopmprosper.Howeversharing pressurenumber 2007, focorruptioMinister’results abeen mareiteratincorruptio Followingsenior ciprosecutadministby donorassess t The prim

1 Global CorDevelopmen2 Contrat de Corruption adecisions wh(iii) Building t3 Priority Actithe Heavily In4 Reference:

ting REDD+ in

NTEXT, MET

1.1. General

ming climateing countriesof US dollarsness.1”

g the restart riven initiative

mong these iended notabcant cause ohe improvemment funding A national r, for variousgovernment

e from donorof initiativesllowed by th

on. In 2008 as office, hav

achieved by ade publicly ng in July 2on and impun

g these stepvil servants wted. Despitetration at all lrs in the fighthe risks of co

mary objective

rruption Report: Ct (ICCCAD), Indepe Gouvernance or Cnd Governance in

hich have a significathe capacity of instions Programme ofndebted Poor Coun Le Potentiel of Ma

n DRC – How to

THOD AND S

context

e change is s in combatins a year wit

of structurales were launinitiatives waly the develo

of impoverishment of the bg, trapping panti-corrupti

s reasons, in of the Tranrs and deve

s (for exampe Programman Inter-miniving as its mthis Commisavailable. Th

2010, the “znity, and in th

s, the Attornewere arreste

e these initlevels. In thist against climorruption rela

e of the study

limate Change - Bendent University,

CDG, refer to : RDC the DRC during thant financial impactitutions such as thef the government antries.

ach 12, 2011 : http:/

o manage the ri

STRUCTURE

the most crng climate chthin a few ye

cooperationnched with a as the deveopment of a nhment and cobusiness climpeople, commion strategy ncluding amonsition Periodelopment parle: the Gove

me d’Action Pisterial Commain task the

ssion have nhe Head of Sero toleranc

he promotion

ey General laed for embezziatives, a hs context and

mate change ating to the fo

y is therefore

By Transparency IBangladesh (IUB)

C, Gouvernement 2he transition periodt, (ii) Key sectors, se Court of Auditors aligned to the 5 pilla

//www.lepotentiel.c

isk of corruptio

E

ritical challenhange have ears. The tra

between DR view to rebu

elopment of national anti-constitutes, p

mate. Corruptmunities and was develoong others ind (2003-200rtners, the nernance ConPrioritaires ormission on A audit of statot yet been State, himsece" policy an of sound go

aunched a szlement. A n

high level od given the sand forest pr

orestry secto

e to:

nternational. Comm

2007. Contrat de gd 2003-2006. Withsuch as mining, for and the General Inars of the DSCRP

com/afficher_article

on

nge of the 2already beguansparent ut

RC and the inuild the instituthe Povertycorruption starticularly intion impedesd cities in pooped in 2002nsufficient ow6), this natio

new governmntract2 or CDr PAP3 in 20Audit and Gote-owned / cindependentlf, has madend his govevernance in

eries of prosnumber of Dirof corruptionsubstantial fureservation, tr and REDD+

ments from Salee

gouvernance (CDG) regards to the fighrestry, public financnspectorate of Fina(Poverty Reduction

.php?id_article=10

21st century. un and are ltilization of t

nternational cutions of DRC Reduction rategy. Corru DRC, an obs the effectivoverty and l2 with the awnership andonal strategy

ment that caDG for the pe08) to promoood Governacontrolled cotly assessede several speernment's cothe country.

secutions4. Frectors of stan permeatesunding that isthe current s+ in general.

mul Huq, Director,

), mars-décembre ht against corruptioce management, puance. n and Growth Strat

7708&id_edition=7

The flows olikely to be rthese funds

community inC and to re-eStrategy Pa

uption is currbstacle to naveness of pueaving themassistance od political wiy was not imme into poweriod from Mote sound goance was crempanies. Th to date, and

eeches, reaffommitment in

Following thisate-owned cos the Congs foreseen tostudy has bee

, International Cen

2007.Kinshasa. Seon the CDG has seublic enterprises ma

tegy Document) to

7067

of funding toramped up towill determin

n 2001, a numestablish theaper (PRSP)rently consideational develoublic policiesm without meof the Worldll within the

mplemented.wer in 2006 March to Decovernance aneated by the

he performand no report hfirming in 20n the fight

s, a large numompanies weolese socie

o be made aven commissio

ntre for Climate Ch

ee also Kodi, Muzoet 3 main prioritiesanagement and pro

reach the completi

6 / 58

o assist o many ne their

mber of e rule of ) which ered as opment and of eans to d Bank.

power- Under took a

cember nd fight e Prime nce and has yet

009 and against

mber of ere also ty and vailable oned to

hange and

ong (2008): s: (i) Public ocurement,

ion point of

Page 7: Implementing REDD+ in the Democratic Republic of Congo ......st sector. n rous challen considered ountry suffe ck of transp of the pres e armed for values. The Inspectorate e dramatic

Implement

• Inforrisks

• Prop

The studpurpose and seveanalystsgovernmthe priva The “facthe follow • PwC• PwC

In additio • NOR• UND Other int This teafacilitato A field vito gathestakeholassistancMpoyi). Tde la RE The repo Section Section performiformationinherited 5 Full report a

ting REDD+ in

rm Norway, ts related to thpose recomm

1.2. Method

dy is based o is included eral interview, including k

ment departmate sector (ple

ce to face” intwing:

C InternationaC National Co

on, the follow

RAD RepreseDP Represen

terviews were

m has beenr, and by Mr.

isit and surver the sentimeders that arece from, theThe World B

EDD en RDC5

ort has been

1 provides th

2 provides ang a basic cn perspective

d, from its bru and reference: Féti

n DRC – How to

the National he managemmendations fo

and structu

on a combinain Appendix

ws held face key informan

ments and miease refer to

terviews wer

al Consultantonsultant (2 w

wing Norad an

entative (1 wentative (1 wee

e conducted

n supported . Jean-Claud

ey were alsoent and perce involved an team of con

Bank team wa5”

structured in

he general co

an overviewcountry anale, and t also utal colonial veau, Judicaël and

o manage the ri

REDD Coorment of REDDor short, med

ure

ation of desk 2. The fieldto face or by

nts drawn fronistries, fore Appendix 1

re conducted

t (2 weeks): Bweeks): Jean

nd UNDP rep

eek): Giske Cek): Estelle F

by telephone

by Mr. Larse Kessous, U

conducted aception of cornd active on nsultants conas concurren

n 5 main sect

ontext as we

of corruptioysis aiming from a sociopast and ill

d Mpoyi Mbunga, A

isk of corruptio

rdination andD+ funds in Ddium and long

and field res research tooy telephone wom bilateral est-focused c for the detai

d in Kinshasa

Baraka Kaben Jacques Mu

presentatives

Charlotte LilleFach

e following th

Ekman, CoUNDP anti-co

at the Provincrruption and the ground.ntracted by thntly carrying

tions (exclud

ell as the met

n in DRC. Into explain th

o-cultural poinprepared ind

Augustin (2009): L’é

on

DRC REDDDRC ; g term to red

search. The liok place in Kwith a selectand multilate

civil society oled list of inte

a from March

emba ukula

s participated

ehammer

he field visit t

unselor at thorruption spe

ce Orientale, of major risk This visit wahe World Baout an upda

ing the Exec

thodology an

n this sectionhe origin of nt of view. DRdependence,

économie Politique

D+ implemen

uce mitigate

ist of referenKinshasa froed number oeral developorganizationserviewees).

h 07 to Marc

d in the interv

to Kinshasa.

he Royal Emecialist in DR

, in Kisanganks associatedas conducted

ank (Mr. Judiate of the rec

utive Summa

d structure o

n we have scorruption in

RC is consid a society w

du Secteur Foresti

ntation partne

and control

ce documenm March 07

of key stakehment institut

s, forest com

ch 20 by a joi

views in Kins

mbassy of NRC.

ni and the sud to the foresd in collaborcaël Fétivea

cent study “L

ary and Appe

of the study.

tarted, in then DRC, fromered as a “frhich is ende

ier en RDC, World

ers about cor

possible risk

ts consulted to March 20

holders and itions, forest munity group

int team com

shasa :

Norway, actin

rroundings, istry sector fration with, au and Mr. A

L’économie p

endices)

e 1st subsectm a history oagile state” tmically unde

Bank, Kinshasa.

7 / 58

rruption

ks.

for this 0, 2011 ndustry related

ps, and

mprising

ng as a

n order rom the nd with

Augustin politique

tion, by of state hat has

ermined

Page 8: Implementing REDD+ in the Democratic Republic of Congo ......st sector. n rous challen considered ountry suffe ck of transp of the pres e armed for values. The Inspectorate e dramatic

Implement

by corruconsiderawareneCongo’sand morsubsectio These rvarious possiblelaunderinhas beenabuse. Awould se Section against cindicatesinadequadifferent (Supremsociety ain Indonehow techcorruptio Section describecentralizinitiatives Section DRC. Sigmassivethe electweight o

ting REDD+ in

uption. In thred to be weaess campaign forest econore systematicon, we have

isks (corruptphases of R interventionng risks, whicn raised receAccording to eek to take ad

3 of the recorruption. As that the coate political w actors / in

me Court of Aand NGOs, eesia (powerfhnology and on.

4 of the repes the absened strategy s: Public fina

5 concludesgnificant effo awareness tion law, estaf political allia

n DRC – How to

e 2nd subseak and to reqns, the creatiomy on trackc capacity-bu identified the

tion threats,REDD+ imple by actors, nch in a “fragiently by world Interpol, thedvantage of

eport discussA current statountry sufferwill to addresstitutions tas

Auditors, Genetc). A benchful and indeplaw enforcem

port presentsce of coordito fight corru

ance manage

s the report borts are yet traising and e

ablishing the ances on the

o manage the ri

ection, we hquire significaon of enablin

k, greater inteuilding and tre key govern

practices aementation amely: natioile state” withdwide experte world's leadREDD+ sche

ses the policus of nationars from a lacss corruptionsked to figh

neral Inspectohmark and snpendent anti-ment can ma

s an overvienation and lauption and pement reform

by proposingto be made aeducation ac one-round ee manageme

isk of corruptio

have discussant improvemng conditionsegration of reraining for al

nance and co

and possiblein the countnal, provinciah a cash-basts. REDD+ scding policingemes.

cy frameworal strategies ck of meansn as a prioritht corruptionorate of Finanapshot of a-corruption a

ake a differen

w of governack of « lead

promote goodm, EITI and FL

g recommendat the highesctivities in thelection, is alsnt of the Stat

on

sed governament notably s to attract reespect for locl stakeholde

orruption risks

mitigating mtry, and alsoal or local. Tsed economychemes are agency, the

k, implemenand initiatives, vision, cety. In this sec in the cou

ance and Paranti-corruptionagency) havence in countr

ance and andership » at d governancLEGT in DRC

dations to mst level of Ste country. Thso seen by mte and on oth

nce in the through stron

esponsible prcal logics anrs involved is associated

measures) ho in accordahe 4th and la

y like DRC, calso vulnera

e chances ar

ntation meches to fight corntralized cooction we hav

untry, namelyrliament) andn initiatives ie been proviies that are c

nti-corruptionthe nationale. The sectioC.

mitigate corruate to chang

he recent ammany as an oher key decis

DRC forestrng environmrivate sector d belief systen forest gov with REDD+

have been mance with thast subsectionconstitute a sble and potere very high

anisms andrruption has ordination, ave also analyy: Public Ov

d other “watcn Kenya (e-wded as well considered to

n initiatives, level to efficon also disc

ption risks rege the mentaendment of t

opportunity thsions from the

ry sector, wental educatpartners to hems, and inc

vernance. In +.

mapped acroe various len addresses

serious conceentially open

that criminal

actors in thbeen provide

and, most pryzed the roleversight inst

chdogs” (medwhistleblowinto help unde

o be highly p

and more prciently impleusses the fo

elated to REality and to inthe constituti

hat will decreae State.

8 / 58

which is ion and

help put creased the 3rd

oss the evels of money ern that to wide l gangs

he fight ed, and robably, e of the titutions dia, civil ng) and erstand

prone to

recisely ement a ollowing

EDD+ in nvest in ion and ase the

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2. OVE

2

The histoeconomi The statpolitical regional political d Congo sFree Stasystem consequmost bru‘colonial paternalia radicaindependJanuary of Unitedseized pdescribeacted aspredatorits defenMobutu’scronies a For varioturned fralong wi

6 The Democheld on 15-17 This refers economic stDesigning St8 Also refer to9 Source of UNODC 10 Extensive – 2005” that 11 Source ofUNODC

ting REDD+ in

ERVIEW OF

2.1. Basic co

2.1.1

ory of state fc power of d

e power in Dcommunity a inequalities,divisions and

started its hisate was run resulted in ence of viole

utal excesses trinity’ (Statism. Indepen

al break withdence, the a 1961 under d Nations forpower with aed as “one ofs the king anry regime thanse against es policy of “Zand allies – h

ous reasonsrom being anth the Struct

cratic Republic of th9 February 2010 in to factors that fundructures, the geostrategic Responseso the following: “COinformation: DRC

nationalisation procan be downloaded

f information: DRC

n DRC – How to

CORRUPTIO

ountry analy

1. History6

formation is ifferent group

DRC was forand weak sta a dominant d a lack of bro

story as the pin a ruthlessa death toll

ence and deps of the Freete, Companiendence in 196h the coloniaarmy mutinied circumstancrces, defeatea “coup d’étaf the most cad sole owne

at was maintaexternal threZaireanizatiohighly and un

, in the 1990n indispensatural Adjustm

he Congo – Buildinn Dakar, Senegal. damentally shape tstrategic position as Towards Good GoORRUPTION AND translated NATIO

gram initiated by Md on http://www.afr

C translated NATIO

o manage the ri

ON IN DRC

ysis

6 of state for

a key “foundps, relationsh

rged / enforcate legitimacpolitical eliteoadly based

personal pros fashion, usel of genocidprivation. Thee State, whilees and Chur60 was suddal past, but d and the rees that rema

ed Katanga’sat”, starting aatastrophic eer of the Conained by bruats. Patrimo

on10” of foreinanimously co

0s the systeble ally into

ment Program

ng an Inclusive, Res

the state and politicand geographical overnance – Prepa GOVERNANCE INNAL ANTI – COR

Mobutu (for more derodad.org/download

ONAL ANTI – COR

isk of corruptio

rmation

dational factohips between

ced by a brutcy; and reinfo and perman interest grou

perty of Kinged primarily de dimensione subsequene relying on rch) continueden and ill pre hopes of csource-rich r

ain unclear tos secessionisa 32-year peexamples of dgo, which he

ute force andnialism and gn-owned asonsidered as

m started toa source of

mmes, underm

sponsive and Capa

cal system. These aspects of the co

ared by the ClingenN THE DRC - DURRRUPTION STRAT

etails please refer tds/publications/IllegRRUPTION STRAT

on

or7” of any stn them and p

tal colonial aorced pre-ex

nent exclusioups that can c

g Leopold II ofor the extrans: 4 to 8

nt period of Bthe same so

ed to run theepared. The change wereregion of Kato this day. Thsts in 1963. Teriod of highdictatorship ie renamed Z a one-partyrent-seekingssets in 197s “a case of t

go wrong. Wembarrassmmined the po

able State – By Val

include territorial iountry (Framework

dael Institute for thING THE TRANSIT

TEGY – Logical an

to “The Illegitimacygitimate%20Debts%TEGY – Logical an

tate as it shaperceptions o

authority, whixisting division of certain gchallenge the

of Belgium8. action of natumillion peop

Belgian colonocio-economie colony, thr leader Patrice short-lived:tanga secedhe CongolesTwo years laly personalizn Africa duri

Zaire. Like Kiy state, and tg were elevat73 served toheft masque

With the endment for the Wossibility to u

leria Izzi. Democra

ntegrity, the histor for Strategic Gove Netherlands Min

TION PERIOD (200nd strategic framew

y of External Debt: T%20-%20DRC.pdf)nd strategic framew

apes the accof state legitim

ich resulted ons, resultinggroups, langue private use

From 1885 ural resourceple lost theiization (1908ic and politicrough a mixtce Lumumba: soon aftered. Lumumbe Governme

ater, Colonel zed autocracng the last fng Leopold that relied onted to a syst buy the conraded as pol

d of the ColdWest. The cuuse public res

atic Governance Co

ry of state formativernance And Coristry of Foreign Affa03–2006)” by Muzowork for interventio

The Case Of the D work for interventio

cess to politicmacy.

in a weak seg in (among uage barrierse of public po

to 1908, thees. This explr lives as a8-1960) avoidcal foundationture of iron fa came to sym the declara

ba was murdent, with the s

Mobutu Sescy, which hafifty years9”. MII, he put in n foreign powtem of governsensus of picy11”.

d War, Mobuut-off of foreisources to lu

ommunity Of Practic

ion, the revenue brruption Analysis (airs – July 2008.)

ong Kodi in 2008. on. Document obta

Democratic Republi

on. Document obt

9 / 58

cal and

ense of others)

s, major ower.

Congo oitative

a direct ded the ns. The fist and mbolize ation of dered in support

se Seko as been Mobutu place a

wers for rnance. political

utu had ign aid, ubricate

ce meeting

ase, socio-SGACA) –

ained from

c of Congo

ained from

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patron-cproved u Inflation in most othe effecthe fall o1997. Wshake hiWar (199towards Decemb The leadinternatiowith the as Presidnumber system, Importadecisiondevelopefive (coman enhan The HeaEight art• Artic• Artic

officepolit

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• Artic• Artic• Artic

the l• Artic

whe In spite part of thmillion peproportiosolve the

ting REDD+ in

lient relationunsuccessful

went out of cof the countrcts of the Rwof the Mobutu

While initially mself free of98-2002). Wconflict resoer, of the All-

dership of Jonal aid, and adoption of dent and theof areas. Thwith a Primently, the Con that is imposed communicmpared to thenced role in t

ad of State, icles of the B

cle 71 paragrcle 110 dealse that is incoical function.

cles 197 andflicts in this Lhas the authocle 149 placecle 208 allowscle 226 relateegislator.

cle 126 includn the budget

of the signinhe country. Aeople have lo

on of these de conflict hav

n DRC – How to

nships. A be.

control, resulry, to self-subwandan 1994u regime. HeKabila surrof the influenc

When Presideolution. Nego-Inclusive Pe

Joseph Kabild the labelinga new Cons

e formation ohe President Minister res

nstitution estassible to ovecation netwoe initial eleveterritorial ma

President JoBasic Law haaph 1 now ps with the losompatible wit

d 198 relatinLegislation, thority to remov prosecutorss only the Hees to the inst

des the provit is not voted

ng of the 200An often-quoost their livesdeaths happeve failed to pr

o manage the ri

elated, despe

lting in a de fbsistence and4 genocide pre was replaceounded himsece of Kigali aent Kabila waotiations tookeace Agreem

la resulted ig of DRC as astitution and sof a new Part’s power waponsible for ablished decerestimate in

orks in the wen), and givenagement, th

oseph Kabilaave been revirovides for thss of the math its manda

ng to provinchis constitutive the governs under the aead of State ttallation of 26

sion that the on time.

02 Peace Agoted report bys from 1998 tening after throduce lastin

isk of corruptio

erate attemp

facto destrucd barter. Socroved explosed by Laurenelf with pro-

and Kampalaas murderedk place in Su

ment in Pretor

in a new waa ‘post-conflisuccessful eliament. Theas significandesigning anentralization a country of orld. The Coes provinceshrough an ex

a, promulgateised. Main chhe presidentiandate of a pate, the mem

cial institutiononal amendmnor from officuthority of thto call the pe6 new provin

e government

greement andy the Internato 2007 as ahe official peag results.

on

pt by Mobutu

ction of the mcial instabilitysive, leading nt Desiré KaRwanda and

a – a decision, his son, Jon City, South

ria.

ave of internict’ country. 2lections, lead new Constit

ntly limited bnd leading po as a key orgroughly the s

onstitution inc and sub-na

xtensive serie

ed on Januahanges and fal election inparliamentari

mber may reg

ns were alsoment now alce or dissolvee Departmen

eople in a refences for whic

t must apply

d the transitioational Rescu direct or indace agreeme

u to embrac

monetary sidey ensued. In the first Con

abila, who wad pro-Ugandan that finally oseph Kabilah Africa, in 2

national trus2006 was a mding to the retution introdu

by the establolicy, and accganizing princsize of Westecreased the tional entitiees of exclusiv

ary 2011 thefeatures are an one round. ian. When thgain his seat

o subject to lows the heae the provincnt of Justice. erendum. ch the progra

for temporar

on period, thue Committeirect consequent. Both mil

ce democrac

e of the econ this already ngo War (199as sworn in aa advisors, h gave rise to, adopted a

2002, resultin

st towards Dmilestone yee-confirmatiouced significalishment of countable to ciple of the Cern Europe, wnumber of ps increased ve competen

bill amendinas follows:

he latter is a in parliamen

change. Faad of state tocial assembly

amming is le

ry funding (cr

he war continee estimates uence of thelitary and dip

cy and multi

omy and the tense enviro96-1997) thaas President he soon dec the Secondmore open a

ng in the sign

DRC, the resar for the tra

on of Josephant innovatioa semi-Presthe Parliame

Congolese Stwith one of thprovinces to political weigces.

ng the Cons

ppointed to pnt at the end

aced with theo arbitrate diy.

ft under the

redits) in par

nues in the Ethat more th conflict, with

plomatic attem

10 / 58

partism

e return, onment, at led to in May

cided to Congo attitude ning, in

start of ansition, h Kabila ons in a sidential ent. tate – a he least twenty-ght and

titution.

political d of this

e many sputes.

care of

rliament

Eastern han five h a high mpts to

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As far asalmost nbehaviouas a rewcommonoccurredname ofa stolenaccumulcolonized In order tribes toand glorcitizen. Ione of thopportunhardly ac Psycholoand humdeprivatiovernighfather. Tcitizen toand of pwill becothey proindependembezzlconcerneimpunity The situindex, bacceptedbut alsoreferenceaffected 12 Source ofUNODC. 13 Source ofUNODC. 14 ReferenceResponsive a

ting REDD+ in

2.1.2

s the historynon – existeur of a few sward for loyanly recognized with coloniz his persona bowl of rubate wealth, wd population

to make the enter into sry to the persn DRC, like he few waysnities often lieccessible to o

ogically and cmiliation. Prev

on. Once libht: to live immThis image ofo the point wroductive wo

ome the creeopel him towdences, theement of funed, it has bee and poverty

ation in DRCusiness climd as a means for ordinarye for all and all layers of f information: DRC

f information: DRC

e: Contribution papand Capable State

n DRC – How to

2. Socio –

y of mentalitieent in the traubjects who,

alty, in ordered, as mentiozation. First wl benefits, insbber was cowould later b in order to p

future indepecession. Hason who hasin many deve

s of accumulae in the privordinary peo

culturally spevented from aberated from mediately likf the person wwhere he forgork that one d of the Cong

wards the top Congolesends and closen unanimou

y, might acco

C is alarmingmate etc.) Co

s of survival y men and w a model duf the society.

C translated NATIO

C translated NATIO

per to this study f”, UNDP, Democra

o manage the ri

cultural orig

es is conceraditional soc, in order to r to be consoned above, with the Constituted a verommon). Thie taken over

perpetuate the

pendence failaving internas it, it has aceloping counating wealthate sector. Ople.

eaking, the Caccessing the the colonize

ke a “masterwho has sucgets that it iscan progressgolese man1

p of the soci man and ely related p

usly demonstunt for the pe

g as confirmorruption has not only for

women in theplicated by a. As mention

ONAL ANTI – COR

ONAL ANTI – COR

from Muzong Kodiatic Governance Co

isk of corruptio

gins and roo

rned, it shouiety of DRCgain the favoidered as hithat the first

ngo Independry brutal systis corruptionr by the coloe system.

l, Belgian aualized the idecquired the dntries, people quickly, as Opportunities

Congolese pee same statuer - colonizedr”, with housecceeded in lifs at the pricesively build f3”. All possibial ladder. Wwomen will

practices. Astrated that thersistence of

med by the ms become a the poorly an

e street. Rapanyone. Thisned above, w

RRUPTION STRAT

RRUPTION STRAT

i who also referredommunity of Practic

on

ot causes of

ld be noted . They mighours of the ks friends or t phenomenadent State untem in the co

n of the spirnial administ

thorities allegea accordingdimension ofe are seekingcompared to

s in the priva

eople experieus as their mad situation, tes, property,fe will noticeae of considerfor oneself able and unthinWith the utte

be tempte far as the se paucity of f corruption in

majority of goway of life,

nd irregularlypid accumulas has profounwith limited o

TEGY – Logical an

TEGY – Logical an

d to: Valeria Izzi, ce Meeting, 15-19 F

f corruption

that the tracht have existking, would ta to be appoia and / or ininder King Leolony (amputrit, in the natration, which

gedly bribedg to which mf a matter of g to become o most of devate sector in

enced coloniasters, they lhey attempte, and to liveably mark therable sacrific fortune: “to nkable practir misery wo

ed to look fubsequent csalaries, polin the country

overnance in“the system

y paid civil seation of wealndly changedopportunities

nd strategic framew

nd strategic framew

“The Democratic February 2010, Da

in DRC12

ces of systemted under aake the libertinted as his tial trigger of

eopold II of Btation of handame of the ch would not h

some high coney or fortu life or deathinvolved in pveloping couDRC are ex

zation as a slived colonizaed literally to in high stylee mental stat

ces (hard wo accumulate ces will be ursened by thfor safety in

causes of coritical and eco

y.

ndicators (com”14. Corruptiervants, soldth by all med the value s in the privat

work for interventio

work for interventio

Republic of the Ckar, Senegal, p. 18

matic corrupt veiled formty of providin advisors. It f corruption Belgium, whods of the natcapital gain hesitate to br

chiefs of Conune providesh for the Conpolitics becauuntries wherextremely limit

source of frusation as a so

o take their ree like the dete of the Conrk, deprivatio

with the leastilized providhe years of n corruptionrruption in Donomic comp

orruption peron is toleratiers and poli

eans has becsystem in DRte sector, po

on. Document obt

on. Document obt

Congo: Building an88.

11 / 58

tion are m in the ng gifts,

is now in DRC o in the ives for and to

ribe the

ngolese s power ngolese use it is e better ted and

stration ource of evenge epriving ngolese on etc.) st effort ded that African , theft, RC are petition,

rception ted and cemen, come a RC and olitics is

ained from

ained from

n Inclusive,

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seen as in societimpose amineralshigher lewith the with impconsider

A fragilecitizens vMillenniuProjectioincome cincome smake intgroup ofresourcecannot dRepublicsituationprolonge(securityparticula

DRC is cfrom a losame timdemocraoverall pover 93 there arerecent pobelow th The forthmajor ch

15 ReferenceDémocratiqu16 Reference17 Detailed anSecurity and18 One commthe security d

ting REDD+ in

the only wayty. Civil servall kinds of a

s to neighbouevel, public fi set rules anpunity by pored very corru

2.1.3

state17 is a lvulnerable to

um Developmons (for examcountries in status. The international ef countries. Se “curse”; othdeliver even c of Congo.s; (ii) deterio

ed crisis or imy, socio-econarly vulnerabl

considered aong and comme a barrieratic electionspolitical situamillion by 20e between 2overty assese poverty line

hcoming preshallenge for

e: Contribution papue du Congo selon : Advice on REDD+nd more in-depth in Ethnicity) Working

mon measure of stadimension, are incr

n DRC – How to

y to accumulvants have “pad hoc finesuring countrinances are p

nd regulationolitical appoiupt and has r

3. Governa

ow income co a whole ranment Goals, ample, World B

the future gncreasing pro

engagement Some are trahers (and mthe most ba In terms o

orating govermpasse. A frnomy, monete to internal

as a “fragile”mplex war, a and an opp organized intion is relativ

020. Approxim200-250 diffessment was ce.

sidential andthe impleme

er to this study frola méthodologie PE+ design of financianformation on whatg Paper N°51 datedate fragility is to usreasingly being use

o manage the ri

ate wealth aprivatised” th to civilians.es. Magistrapoorly managns15. The resintees to rarecently been

ance and co

country charange of shocka group of 35Bank18, 2008iven that maoportion of frand developapped in a v

most of themsic services

of dynamics,nance enviroragile state istary etc.) duand external

” state in its nd most pub

portunity). Prn the countryvely stable. Tmately 1% oferent languacarried out in

d parliamentaentation of th

om Muzong Kodi wEFA », March 2008al mechanism in thet is characterized ad January 2009 avase the World Bank'ed.

isk of corruptio

nd provide fohe delivery o The military

ates extort bged with relasources of stise funds fon targeted in

orruption in t

acterized by wks. While ma5 to 50 coun8) state that fany better peragile states pment assistavicious cycle) face a leg to their citize, fragile statonments; (iii)s significantlyue to the wel shocks and

early stage blic institutionresident Josey since 1965The populatif the populat

ages, mostly n 2005 and e

ary elections he REDD+ R

who also referred to8. e Democratic Repu

as a fragile state caailable online : http:'s Country Policy a

on

or one’s grouof public servy occupy sevribes from c

atively few putate-owned eor their polit the governm

the context

weak state cny countries

ntries (dependfragile stateserforming lowwill, without ance less eff of violent coacy of poor ens, which istes include situations ofy susceptible

eakness (or domestic an

of transition ns are still ueph Kabila w

5. At the exceion is estimaion is indigen “bantu”, andestimated tha

scheduled toReadiness Ph

o: « Mesure de la

ublic of Congo – Scn be found on the f://www.crise.ox.ac.nd Institutional Ass

up and onesevices for theveral mines icitizens who ublic contractenterprises htical parties.

ment’s action

of a fragile s

capacity and/ are making ding on the ms will constituw-income coa strengthenfective. Counonflict and p governances the case to(i) post-conf gradual impe to crisis in lack) of its i

nd internation

to a democrunder construwas elected eption of theated at 70 mnous. DRC red more thanat approxima

o take placehase. Indeed

performance de la

canteam, Analysts afollowing paper: CRuk sessment index, bu

elf, and to seeir gains. Thein Eastern Care supposets being awa

have continu The justice against corr

state16

/or weak stat progress towmeasure useute an even ountries will gned model fontry contextspoverty, or sue; many emeo a degree wflict/crisis orprovement; aone or moreinstitutions. nal conflicts.

racy. The couction (whichin 2006 follo Eastern par

million, and isepresents a

n 200 ethnicately 70% of

in Novembed it will be v

gestion des financ

and Advisers – NovRISE (Center for R

ut more complex in

ecure one’s pe police inve

Congo and sed to be triearded in accoed to be plue sector hasruption.

e legitimacy wards achieved) is falling larger share graduate to r dealing with

s vary widelyuffer from a erging from awith the Demr political traand (iv) situae of its sub-sIt is a state

ountry has emh representsowing the vert of the couns expected todiverse socie

c groups. Ththe populatio

er 2011 repreery difficult t

ces publiques en R

vember 2010 Research on Inequa

ndexes, for exampl

12 / 58

position ent and muggle d. At a

ordance undered s been

leaving ving the behind. of low-middle-h them, y in this

natural a crisis

mocratic ansition tions of

systems that is

merged , at the ery first ntry the o reach ety and e most

on lived

esent a to have

République

ality Human

e including

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politicianpersonne ThereforEnvironmimportanany case The recemany asother keyshorter cminister The firstelected gand is pugovernanmacroecsector deState Authe envirstrategy capabilitythe lack action inthe lives AlthoughJustice) early to nTIs Corrinterviewclearly min DRC lack of a

19 Latest draf

ting REDD+ in

ns’ involvemeel may result

re all the effoment and hisnt for those ine, a period of

ent amendms an opportuny decisions fcampaign timand governm

Poverty Redgovernment tublicly availance and decconomic manevelopment.

uthority, Pillarronment, and is explicitly y to deliver aof political w general. The of the citizen

h some of thare clear on notice any sigruption percews, that the “mentioned thais generally vccountable g

ft of the DSCRP da

n DRC – How to

ent to focus t from these e

orts that havs cabinet, mnvolved in thef flotation and

ent of the conity that will drom the Stateme, and the ment.

duction and Gthat came int

able19. The kecentralizationnagement, p These priorir 2 – Growth d fight again stated as aaccording to

will remain fune governmenns, in many p

he governme their intentiognificant chaeption index zero tolerancat the lack ofvery high an

governmenta

ated March 2011 is

o manage the ri

on REDD+ aelections as

ve been madmight need to

e implementad reduced ac

onstitution adecrease thee. There will, elected Pre

Growth Strateto office in Aey priorities in, security republic financties are artic sectors, Pillast climate ch

a priority undthe priorities

ndamental prnt is also seeparts of the c

ent officials ons to commanges, and th

and the Doice” is still a sf political will

nd it is also tl institutions

available on http://

isk of corruptio

as their priorwell.

de so far foro be restarteation of RED

ctivity should

nd the electe weight of po, of course, b

esident will h

egy (DSCRPpril 2007. Thn the documeform relate

cial managemculated arounar 3 – Accesshange; and Pder Pillar 4.

s set in the Droblems. Thisen as detachcountry, and t

and highestit to strength

he country stiing Businessslogan rathe also affectshe case in thmakes a RE

/www.dscrp-rdc.org

on

rity will be on

r bringing oned with any

DD+ to be flex be expected

tion law, estaolitical alliancbe reduced ohave greater

P) was complhe latest draftment are: stru

d to the poment reform,nd the followis to basic soPillar 5 – Fig However th

DSCRP. Poors situation uned and disintthe security s

authorities ening the figill ranges ams survey. It ir than an eff the highest he forestry sDD+ implem

g/

n winning the

n board polit hypotheticaxible and to r

d if new team

ablishing theces on the mopportunities freedom of

eted in 2006t of the seconctural and adlice, military, and econong pillars: Pi

ocial and pubght against Hhe authoritiesr accountabilndermines thterested fromservices are

(mainly the ght against co

mong the worsis also commfective policyechelons of

sector and fomentation proc

e elections. C

icians, includl new entranrevisit the tim

ms are to be p

e one-round management o

to build polit action in ap

6, and was land DSCRP isdministrative and justice

omic diversifillar 1 – Govelic services,

HIV / AIDS. Ts have yet tity and transe overall sup

m the challenalso distruste

Head of Staorruption, in st ranked onmonly recogny. Some othethe State. Th

or REDD+ recess all the m

Changes in p

ding the Minnts. It is, themeline if requput in place.

election is sof the State, ical alliancesppointing the

ater endorseds dated Marc reforms to im

e sectors, imfication and ernance, peaPillar 4 – Pro

The Nationalto demonstra

sparency, as pport to govenges that unded.

ate and Minpractice it is indices suchnized, follower interviewehe risk of corlated activitiemore challen

13 / 58

political

nister of erefore, uired. In

seen by and on s during e prime

d by the ch 2011 mprove

mproved private

ace and otecting REDD ate the well as ernment dermine

nistry of still too h as the

wing our es also rruption es. The ging.

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2

There isCountrieNatural rdevelopmeffectivesuch as and corrrelationsendowmsocial grnatural redevelopmnatural rinstitutioabundantradable

DRC is Industrialogging abrief, indexports have beesuccess Muzong step towwith a vcountry. requiringto closinawardingexceptiotitles anduntil aftewith tax

20 Refer to: “C21 Reference22 Abel Léhttp://www.ch

ting REDD+ in

2.2. Governa

2.2.1

a growing bes endowed wresources oftment coopera donor action oil, gas, minruption risksship betweenents is a fert

roups may viesource manment outcomresource mannal arrangem

nt resources extractive in

2.2.2

located withal logging hasand smugglindustrial loggicould be asen several at has been lim Kodi in that s

ward definingiew to increa It also purpg that local pg the gap beg forest concnal circumstd renewing oer the compleregulations.

Corruption in Natur: Harvard Internatioéon Kalambayi hathamhouse.org.u

n DRC – How to

ance in the f

1. The “cu

body of evidwith natural rften provide fation are richn. The risk ofnerals and m in the fores

n corruption tile ground foie, can resulnagement symes in termsnagement syments in placmanifested adustry relate

2. Governa

hin the worlds great potenng prevent thng companie much as settempts to re

mited so far. study. The 2 the missingase the con

ports to presopulations beetween modecessions by tances.22 Theor extending etion of the

ral Resource Manaonal Review: http://wa Kabongo, “

uk/files11385_1712

o manage the ri

forestry sec

rse” of natu

dence that naresources, ofertile groundhly endowed f corruption c

metals, to renstry sector aand natural

or corruption.t in a high lestems themss of economystems is a pe to govern tand still man

ed products (c

ance in the f

d’s second ntial to generhis potential fes contributeeven times heform forest gEfforts have 002 Forest C forest law. Itribution of t

serve the ecoe consulted ern law and making invit

e Congolesethe existing evaluation o

gement – An Introd/hir.harvard.edu/ec“La politiquer fo207report.pdf.

isk of corruptio

ctor and RED

ural resource

atural resourn average, gd for corrupti with natural cuts across nnewable resoand REDD+resources is

. The existenevel of rent-sselves, leadin

mic growth aproduct not otheir use. Thnifests itself icopper, diam

forestry sec

largest tropirate massivefrom being tre less than 1higher than ogovernance w been noted dCode, which t aims at prothe sector toosystems anby the state customary latations to tene governmenones. This m

of the logging

duction” – 2008 avaonomics-of-nationaorestière de la

on

DD+

e abundanc

rces can somgrow more slion20. Since aresources, th

natural resouources such are a real s twofold. Fince of appropseeking behang to the subnd/or povertnly of the resis is particulain a very obv

monds, cobalt

ctor in DRC

cal forest a revenues to

ranslated into% of GDP,

official figurewith support during the lareplaced theomoting ratioo the economnd biodiversibefore grantaw. It also imnder mandat

nt also declamoratorium wg contracts th

ailable on http://wwal-security/the-reso

RDC : l’Agenda

e

metimes be owly than coa substantiahese contextrce sectors – as forests, fchallenge torst of all, thepriable resouavior. Secondb-optimal usety reduction.source endowarly true for Dvious way. Dt, petroleum,

fter the Amao the State; ho economic gand there ar

es (Internatio from the intest decade, a 1949 law go

onal and sustmic, social aty of the forting rights formproved trantory and res

ared a moratwas extendedhat had bee

ww.U4.no ource-curse-reviseda prioritaire et

a curse rathountries withol number of s pose a par– from non-refisheries ando address ine presence

urce revenuedly, corruptio of these res The level owments at st

DRC21 whereDRC resource gold, silver,

azon Basin:however the cgrowth. Accore indications

onal Crisis Gernational cos reported in

overning the tainable man

and cultural drests for futur forest resounsparency instricting singltorium on grd by a 2005 n cancelled

d le Code forest

her than a blout such resopartner coun

rticular challeenewable resd land. Goven DRC. Theof natural res, for which

on may occusources, and of corruptiontake, but also mismanagemes include al zinc, coltan,

the Congochallenges ording to a U4s that actual

Group, 2006)ommunity. Hon the paper frforest sector

nagement of developmenture generatiources, it cont the procedue-offer contr

ranting new presidential for non-com

tier », 2007, av

14 / 58

lessing. ources.

ntries in enge for sources ernance e basic esource various r within to poor n within o of the ment of ll major etc.)

Basin. of illegal 4 policy l timber . There owever, rom Mr. r, was a forests t of the ons. By tributed ures for racts to logging decree

mpliance

ailable at

Page 15: Implementing REDD+ in the Democratic Republic of Congo ......st sector. n rous challen considered ountry suffe ck of transp of the pres e armed for values. The Inspectorate e dramatic

Implement

Howeversector, tcivil servthese meand of lo1966 Bawhich lathe legalartisanal As notedexisting been grahectaresbeen explimited inhave spothat inevresulted be an oassignmwould beFurtherm • The

indu• The

voice• The

wea

The limistakeholweak insexploitatnational to date. Athat the ssector anaround 2The decethe proveven wecoordina 23 Theodore T

ting REDD+ in

r, these meahe weak ins

vants; this is easures hasogistical andkajika law (wnd belongedl and regulat logging is ob

d above in 2ones, and panted and 2s were operapressed by lonvolvement ooken to menvitably casts in October 2ongoing morent and fielde suspended

more:

2002 Foreststrial logging new legal frae for women administrativk or have stil

ted impact oders to reforstitutional antion of resoulevel, implemAccording tosize of the innd industrial250.000 cubicentralization incial and loc

eaker than thated capacity Trefon, “Forest Gov

n DRC – How to

sures have ntitutional capmainly due to

s been the dy institutional

which recogn to the local ory framewobsolete, thus

2002, Presidpromulgated .4 million heating under focal NGOs oof civil societntion the lacka veil of sus2008 with theratorium on visit, we und

d by end of J

t Code and g governanceamework req and indigenove, logistical ll not been pu

of forest govrm a systemnd governanurces. Moreomentation at our discussi

nformal wood logging (mac meters. process shocal levels. Thhey are at th building effo vernance in Congo

o manage the ri

not been fullypacity, insuffo the lack of ysfunctionali controls. A ised the state populations)

ork governings leaving a lo

dent Kabila a forestry co

ectares reinsfictitious conver the legalty and local k of transparspicion over te announcemnew concesderstood thaJune 2011, h

accompanyine; quiring increaous people; and institutiout in place.

vernance refm from which

ce structuresover, whereathe local leveon with repre

d, timber marainly timber a

ould be seizehis is absoluthe central leort bringing to

o: Corruption Rules

isk of corruptio

y implementeficient qualifie financial mety or even afurther impee as the sole). The conveg industrial loophole that i

declared a ode. Howevetated. Seventact details review procecommunity r

rency and limthe procedurment that nussions. Follo

at the Ministryhowever this

ng president

ased public c onal control m

forms can m they benefits create fav

as some proel (in provincesentatives orket and tradeand wood pro

ed as an opptely vital as tvel. REDD+

ogether seve

s?”, U4 Brief, no. 5

on

ed due to inaed forestry pans. Another

absence of pediment has e owner of lanrsion of logg

ogging has bes liable to be

moratorium er, subsequen companies(Internationaess of all logrepresentativmited commures used by merous deal

owing our dy of Environm was strongl

tial decree h

consultation h

mechanisms

mainly be attt in its prese

vourable conogress has bces and remoof the Industre is estimateoduction from

portunity to rethe administr implementaral sectors o

(2nd edition), Septe

dequate politprofessionalsr important o

public consultbeen the unnd in DRC) aing titles haseen updated

e used for larg

on new foreent studies fos with concesal Crisis Grouging contrac

ves. The locaunication arothe Governmls would be iscussions ament initially y denied by

ave been lar

has reinforce

envisaged fo

tributed to aent form. In ditions for c

been achieveote locations)rial Wood Feded to be 10 tom large scale

einforce the crative, logistic

ation, if propef the provinc

ember 2010.

tical will to figs and poorly bstacle to thtations of the

neasy co-exisand customas not yet bee, that relatingge-scale logg

est concessioound that nessions totalinup, 2006). C

cts, especiallyal NGO repreound the ovement. The revcancelled, a

and interview announced t the Ministry

rgely unsucc

ed social imb

or forest man

a lack of incaddition, the

corruption, pred in forest ) remains a sderation in Do 15 times lae concession

capacity in thcal and institerly done, coial and local

ght corruptio equipped ane implementae local popustence betwery law (accor

en concludedg to communging activities

ons, cancellew concessiong over one

Concerns havy with respecesentatives t

erall review pview processnd that therews held durthat the mora’s Chief of C

cessful in im

alances with

nagement are

centives for e general conredation andgovernance

significant chDRC, we underger than thens) which sta

he forestry setutional contrould be a m administratio

15 / 58

n in the nd paid ation of

ulations, een the rding to

d. While nity and s.23

ed 163 ons had million ve also ct to the that we process s finally e would ing the atorium

Cabinet.

proving

limited

e either

various ntext of d illegal at the allenge erstand

e formal ands at

ector at rols are

model of on.

Page 16: Implementing REDD+ in the Democratic Republic of Congo ......st sector. n rous challen considered ountry suffe ck of transp of the pres e armed for values. The Inspectorate e dramatic

Implement

It is alsocivil soccrafting amisapprogovernan The tableof forest Table 1: Finding: Wimproved Forestry iunscrupuloucorrupt offiand practprocess. Eprimarily a social challe

The ovehereaftepresenteREDD/Fdiscussiomanagin • A na

the RBodyfundREDDecrsocieComMinis

24 Source : U25 A study “Treport is curr26 This is pre27 Ministère d28 Décret n°0de la Defores

ting REDD+ in

o important toiety stakehoas they are liopriations ofnce).

e below sum governance

Weak forest

Weak forest gov

s a high-stakus actors to accicials. Constantlytical norms gonvironmental gov technical issue;enge that has to

2.2.3

rall institutior. A decree b

ed in the decCPF joint mons at the C

ng the prepar

ational REDREDD procey, provides f. It also esta

DD (MECNT2

ree on 28 Juety and repre

mmittee is chsterial Decre

U4 brief, “Forest GoThe political econorently being finalizesented in more det

de l’Environnement09/40 du 26 novemstation et de la Deg

n DRC – How to

o mention thalders. The laikely to be a f the forest

mmarizes gen in DRC, follo

t governance

vernance that n

kes business commodate themy renegotiated overn this accvernance is not ; it is a political, be dealt with.

3. Snapsho

nal structureby the Prime cree is the r

mission in JaCabinet Meeration for the

D committeess, approvesfor the monitablishes the f27 2010:15-16une 2010. Itesentatives faired by the

ee n°09/4028 vernance in Congomy of the REDD+

ed and has not beentails in the R-PP that, Conservation de

mbre 2009 portant cgradation des Forêt

o manage the ri

at communityaw anticipate major tool fot (community

neral recommowing a U4 b

e and sugges

needs to be R

that allows mselves with rules, codes commodation – in DRC – , ethical and

ot of curren

e governing Minister (N°result of a p

anuary 2009.eting before REDD proce

ee, in charges the work ptoring, controforms of man6). The MEC consists of

from indigeno Secretary G dated 26 No

o, Corruption rules” in DRC” has beenn made public. at has been prepar la Nature et Touriscréation, compositits, « REDD » en sig

isk of corruptio

y-based forees these typor forest many forest ma

mendations24 brief on fores

sted general r

R1: Suggested r

• Environmento help loca

• The creatiohelp put Co

• Greater intestrategies problems ocommunitie

• Increased ainvolved in

t REDD+ Go

the REDD p09/41) was s

participative e. This structbeing appro

ess in DRC e

of decisionsplans of the Iol and evaluanagement an

CNT announc 14 memberous and loca

General of Enovember 200

– September 2010n conducted by co

red for REDD readisme ion et organisation igle.

on

st managempes of schemnagement witanagement a

that have bet governance

recommenda

recommendatio

ntal education anal populations baron of enabling coongo’s forest econegration of respemust conseque

of distrust, as wees. and more systeforest governanc

overnance b

preparation psigned on Noexercise conture was lateoved by decrestablished b

s and strategnter-Ministeration of the Rnd redistributced the mems, including l communitienvironment a09, from the

0 nsultants (Judicaë

iness phase in DRC

de la structure de

ment is a crucmes. The UNth an equalityactually em

een formulatee in DRC.

ation25

n

nd awareness cargain into forest gonditions to attranomy on track. ect for local logicntly take into a

ell as gender and

ematic capacity-bce.

bodies in DR

process in Dovember 26, nducted by aer debated aree by the Py the decree

gic direction. rial CommitteREDD procetion of subsidbers of the Nmembers fro

es, private seand Nature CPrime Minist

l Fétiveau and Aug

C.

mise en œuvre du

cial battle forN-REDD proy dimension,powers com

ed to addres

ampaigns about governance strateact responsible p

cs and belief sysaccount a host d generation gap

building and trai

RC26

RC is descr 2009. The inall stakeholdand slightly Prime Minist

e are notably

It defines thee and the Ness, and impdies and resNational Comom the DRCector and acaConservationter’s office pr

gustin Mpoyi) on b

u processus de Red

r the grassroocess suppor, and to avoid

mmunities in

ss the issue o

rights and respoegies. private sector pa

stems. Forest go of cleavages, ps that character

ining for all stak

ribed and illunstitutional sters during thamended fo

ter. The inst the following

e overall direNational Coorlements the ources deriv

mmittee by MC administratademia. The in the MECrovides the li

behalf of the World

duction des Emissi

16 / 58

ots and rts their d major forest

of weak

onsibilities

artners to

overnance tensions,

rize forest

keholders

ustrated tructure he UN-ollowing titutions g:

ection of rdination national

ving from inisterial

tion, civil National NT. The st of the

d Bank, the

ions Issues

Page 17: Implementing REDD+ in the Democratic Republic of Congo ......st sector. n rous challen considered ountry suffe ck of transp of the pres e armed for values. The Inspectorate e dramatic

Implement

14 mselecselecmeesubmques

• An decisexpethe ion 2Tourand DecewhonatuRED

• Natipartilargeassisplanfor cCoo2009ExpeNatioSecralso

• A scprov

ting REDD+ in

members of cted. Howevcted. Followi

etings betweemitted for endstion of the le

Interministesions. It alsoerts, both nanterconnecte

28 June 2010rism (presideUrban Plann

entralization; took an actre of DRC’s

DD with those

onal REDDcularly respoe, operationasts in the prning (i.e. thecoherent RErdination ent9. The entity ert, an Informonal Coordinretary Gener the focal poi cientific convide scientific

n DRC – How to

the Nationalver the decring our interven various dorsement toegitimacy of t

erial commio designates tional and inedness of for0 announced ent); Agricultning; and Fin; and the Mintive part in ths forests ande of both of th

coordinatioonsible for thal team, with roper functioe National CoEDD implemity was estab initially inclu

mation, Educanation body ral is assistedint within the

nsultancy, tec and technic

o manage the ri

l Committeeree does noviews we undNGOs platfoo the Ministrythe designate

ittee, in cha responsibilit

nternational. Trestry and ot the participaure; Energy;nance (memnistry of Infrahe preparatio

d the countryhese ministrie

on (already e implementmore than a

oning of the ommittee andentation by blished beforded a Nationation and Cois overseen

d in his dutie ministry for

echnical comal advice to t

isk of corruptio

, it also expot explain hoderstand thaorms represey of Environmed represent

arge of plany for the exeThe establisther sectors ation of the fo Mines; Lanbers). Consp

astructure, Puon of the DRy’s plans to es will be req

in operationtation of UN- dozen fully-dauthorities r

d Inter-Ministsupporting

re the Nationnal Coordinatommunication by the Sec

es by the DireREDD and fo

mmittee of nthe REDD pr

on

lains how thow the 7 not they are deentatives anment. This patives.

nning the imecution of thehment of thisin DRC. The

ollowing minisd Tenure Affpicuous by tublic Works aRC’s RPP (Mdevelop and

quired.

n) in chargeREDD and Fdedicated proresponsible fterial Commiand coordinal Committeetor, a Chief Tn Expert, andcretary Geneector of Sustor the UNFC

national and rocess.

he 7 governmon-governmeesignated onnd other stapractice is no

mplementatioese decisionss committee

e Ministerial Dstries: Enviroffairs; Planninheir absenceand ReconstMECNT: 201d to decentra

e of coordinaFCPF. The Nofessionals. for REDD ottee). As its

nating differee and the IntTechnical Add administrateral of Envirotainable DeveCC.

international

ment relatedental related the basis ofkeholders, t

ot fully transp

on of the Ns to relevant reflects an aDecree publionment, Natung; Rural Dee are the Mitruction. Thes0:9). Consid

alize, harmo

ating day-to-National RED

The Nationarientation, dename sugge

ent stakeholdter-Ministeriavisor, an Inteive and finanonment fromelopment in t

experts, is y

representat representatf a consensuhe names a

parent and po

ational Com state structuacknowledgeshed by the

ure Conservaevelopment; nistry of Intese are two m

dering the exnization of p

-day activitieDD Coordinatal Coordinatioecision-maki

ests, it also pders. The N

al Committeeernational Tencial assistanm the MECNthe MECNT,

yet to be cre

17 / 58

tives are ives are

us during are then oses the

mmittee’s ures and ement of MECNT ation and Housing

erior and ministries xpansive plans for

es, and tion is a on body ng and rovides

National in May

echnical nts. The NT. The

who is

eated to

Page 18: Implementing REDD+ in the Democratic Republic of Congo ......st sector. n rous challen considered ountry suffe ck of transp of the pres e armed for values. The Inspectorate e dramatic

Implement

Figu

2

Recent sThese w

UNDP doccur in also suffcorruptio• Bribe

do s• Cron

reso• Emb

posit• Exto

throu• Frau

rece

29 1) UNDP Addressing g

ting REDD+ in

ure 1: Current

2.3. Corrupt

studies29 fromwill be outlined

2.3.1

defines corru both the pubficiently broaon, accordingery refers to omething in

nyism and cources and pobezzlement ition as an ag

ortion is the uugh the use oud refers to eiving false or

Report dated Nov

governance and co

n DRC – How to

t REDD bodi

ion risks in

m U4 and UNd in this sect

1. Defining

ption as theblic and privaad to includeg to UNDP, w the act of ofreturn. Bribelientelism reositions, regas the misap

gent or guardunlawful demof force or than intentionar misleading

vember 2010 – Starruption challenges

o manage the ri

ies in DRC

REDD+

NDP have cleion of the stu

g corruption

e “misuse of ate sectors, a corruption w

which are refeffering someos can also befer to the fa

ardless of theppropriation odian. mand or rece

reat. al misrepres information.

aying on track: Tacs in schemes for RE

isk of corruptio

early mappedudy.

n

entrusted pand may invowithin and byerred to in thione money, se referred to avourable treeir objective qof property

ipt of propert

sentation whi

ckling corruption riEDD

on

d and identifie

ower for privolve corrupt iny non-governis study are dservices or o as kickbackseatment of frqualification.or funds leg

ty, money or

ich is done

sks in Climate Ch

ed corruption

vate gain”. Mnteraction benmental actodefined belowother inducems, hush moneriends and a gally entruste

r sensitive inf

to obtain an

hange. And 2) U4

n risks and c

Many agree etween the twors. The mosw: ments to persey, or protectassociates in

ed to someo

formation to

n unfair adva

report dated Febru

hallenges in

that corruptiwo. This definst common fo

suade him otion money. n the distribu

one in their

induce coop

antage by gi

uary 2011 - REDD

18 / 58

REDD.

ion can nition is orms of

r her to

ution of

formal

peration

iving or

D integrity :

Page 19: Implementing REDD+ in the Democratic Republic of Congo ......st sector. n rous challen considered ountry suffe ck of transp of the pres e armed for values. The Inspectorate e dramatic

Implement

• Granof go

• Nepoexplo

• Patroappo

• Pettyand deliv

• Politpers

• Stateformcorru

Several developiyears. Cactors wrules andare listed Table 2: Stage in Land pla

Harvestin

Transpor

30 More detai31 Sources: T

ting REDD+ in

nd corruptionovernment. otism is a fooits his or he

ronage refersointments to y corruption,officials and

very, such astical corruptiosonal enrichme capture is w

mation of lawuption.

2.3.2

studies and ng countries

Corruption in where financia

d regulationsd and summa

Links betwe

progress anning

ng

rtation

ils can be found in

Tacconi et al (2009)

n DRC – How to

n involves bri

orm of favouer power ands to the suppgovernment also called b generally ta

s in health caon is the mis

ment, or bothwhere the sta

ws, rules and

2. Corrupt

investigations. This has nthe forestry

al or status-rs. Some of tharized in tabl

en corruption

Corrupt actInterest groudesign and Large-scaleexchange fo

Corruption lagricultural Loggers bribwithout legaissuance of Logging opeobtain logginforestry reguLogging conover-harvesLoggers bribtransport of

the U4 report dated) and Brown (2010)

o manage the ri

ibery or the e

uritism that in authority to port or spons jobs, or to dibureaucratic

akes place wre, where pe

suse of politic. ate is held cad regulations

ion, illegal l

ns have demow been recsector is in

related incenhe main linkse below.

n and defore

tivity ups bribe publicimplementation farmers bribe p

or agricultural s

imits private invland be forestry offical permits, or to such permits erators bribe locng permits not ulatory framewoncessionaires psting is not monbe public officia illegally logged

d February 2011 - )

isk of corruptio

embezzleme

nvolves famiprocure jobssorship by aistribute cont corruption, i

where public eople use pubcal power fo

aptive by thes to serve th

ogging and

monstrated thcognized by most cases tives are offes between co

station31

c officials to sken of land use plapoliticians in ubsidies

vestment in

cials to harvest speed up the

cal officials to recognised by tork

pay bribes so thitored

als to allow d timber

REDD integrity : Ad

on

nt of huge su

ily relationshs or other favo patron (a wtracts for worinvolves low policies are blic services.r private gai

actions of inheir own priv

deforestatio

hat corruptionthe worldwidassociated w

ered (or sougorruption and

Possibleew ans

ContributallocationContributproductivattract suProtects fagriculturContributallocating

the Contributharvestin

at Contributsystem foContributfor illegal

ddressing governan

ums of mone

hips. Its mosors for relativ

wealthy or infrk. level contacbeing implem. n for preserv

ndividuals, grvate interest

on30

n is a signifide forest poliwith interactight) to deviatd deforestatio

e impact on detes to deforestan process and etes to deforestavity (farmers delubsidies) forests by limitiral land tes to deforestag harvesting rig

tes to deforestang not allowed w

tes to deforestaor monitoring lotes to deforestaly harvested tim

nce and corruption

ey by those a

st usual formves. fluential guar

cts between cmented. It is

ving or stren

roups, or firmts. This is a

cant enablercy communions betweente from an aon described

forestation ation by undermenforcement of ation by reducinliberately use la

ng investments

ation by foregoinhts

ation by facilitatwithin the legal

ation by foregoinogging activity ation through famber

challenges in sche

at the highes

m is when a

rdian), e.g. to

citizens, busi common in

gthening pow

ms who influe way of ‘leg

r of deforestaty for more tn public and greed framew

d in recent lit

mining land use land use plansng agricultural and inefficiently

s in extension o

ng legal system

ing forms of system for fore

ng the establish

cilitation of exit

emes for REDD

19 / 58

st levels

person

o make

inesses service

wer, for

nce the galizing’

ation in than 10 private work of terature

y to

of

m for

estry

hed

-routes

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Implement

The samas summ Table 3: Governanlevel National

Sub-natio

Local or

And the Table 4: Type of mMeasuresregulatoryframewor

Measuresaccountabtranspare

32 Sources: T33 Sources: T

ting REDD+ in

me U4 report marized in the

Possible cor

nce Corr

AgrimecRED

PubPolitOfficdoubAgricons

onal AgriimplareaAgriof co

project REDpermREDcredLoca

possible mea

Possible nat

measures s to improve y and institutionrk

s to improve bility and

ency

Tacconi et al (2009)Tacconi et al (2009)

n DRC – How to

also summae table below

rruption risks

ruption risk

cultural or timbchanism DD project deve

lic officials or pticians and sencials responsiblble-count projeccultural or timbservation laws cultural or timbementation, or

as cultural or timbonservation lawDD project hostmanence/additioDD project hostdits al administrator

asures to add

tional anti-co

Possi

nal Land uframewstakehowner

Land uplus insysteminstitutsector

) and Brown (2010)) and Brown (2010)

o manage the ri

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20 / 58

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21 / 58

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22 / 58

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23 / 58

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24 / 58

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25 / 58

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Page 26: Implementing REDD+ in the Democratic Republic of Congo ......st sector. n rous challen considered ountry suffe ck of transp of the pres e armed for values. The Inspectorate e dramatic

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26 / 58

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Page 27: Implementing REDD+ in the Democratic Republic of Congo ......st sector. n rous challen considered ountry suffe ck of transp of the pres e armed for values. The Inspectorate e dramatic

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ates from Bued to the drafber 2010.

commendatio

l Anti-Corrupt there is stilmentioned tAnti-Corruptithat it has

providing the

till need to b

uption in the c of CIELC (Cn of Ethics an of the AGLC

ainst Corruptiss the state o

.)

ACTORS AGA

s to fight co

ion strategy

e it can causeCAC), includi African Unioe signed, withg the Promo Heads of St2008 betweorum coordirent status ofamework in Defficient Anti

usiness, Civifting of a Nat

ons

ption strategl a long waythat a significon Strategy to be revisi following:

be finalized

country Commission Innd the Fight aC (Agence Gon

of corruption,

AINST COR

rruption in D

y

e, many Stating DRC. DR

on conventionh his South Aotion of Ethictate, a trilateren the DRCnated by Of corruption iDRC ; – Corruption

l Society andtional Anti –

gy document to go to macant effort haDocument isited by a po

and revised

ndépendanteagainst Corruouvernemen

, and propose

RRUPTION

DRC

es have signRC also joinn on PreventAfrican Councal Values aral Anti - Cor

C and South CEP took pn the country

n Structures

d Public InstCorruption S

t and followake the fight as been mads considered ool of exper

(but assista

e d’Ethique euption

ntale de Lutte

ed the priorit

27 / 58

ned and ned the ing and

nterpart, and the rruption African

place in y

as well

titutions Strategy

ing our against de, and to be a rts and

ance is

et de

e contre

ties and

Page 28: Implementing REDD+ in the Democratic Republic of Congo ......st sector. n rous challen considered ountry suffe ck of transp of the pres e armed for values. The Inspectorate e dramatic

Implement

• PolitPubl

• Econspendebt

• Soci As identi• The • Ther

that • Ther

mancorruDRC

• The rema

3

In perfocorruptio“Corruptvery deta

The CouFebruary • To in• To a• To m• To a• To a

The Conmembersannual reis also rmanagem

38 Source: “C

ting REDD+ in

tical sector, lic Administranomy, Financnding, Publict managemeno-Cultural se

ified and men legal framewre is an urgeare involvedre is a need tdate to fightuption body t

C; national straains a challen

3.2. Key acto

rming our aon and we haion and Goveailed descrip

3.2.1

urt of Auditoy 1987. Its m

ndependentlyaudit the accomonitor the reaudit public paudit tax colle

nstitution alss be appointeports submrequired to ment of fund

Corruption and Gov

n DRC – How to

Public Admiation etc.) ce and Natur

c oversight, bnt, Public finaector (Educat

ntioned abovwork to fight cent need to p in the fight ato implement corruption, wthat has the c

ategy shouldnge.

ors against

assignment wave conducteernance in thtion of the in

1. The Cou

ors, the suprandate is:

y audit the geounts and maeimbursemenrocurement p

ection and ex

o provided tted by the pitted to the preport to thes and budge

vernance in the DR

o manage the ri

nistration an

ral Resourcebusiness climance, Naturation, Media, P

ve, the key prcorruption (derform a ma

against corrut a centralizewhich causecentralized m

be prepared

corruption,

we have reved various inthe DRC duristitutional rol

urt of Audito

reme auditin

eneral publicanagement ont of loans duprocedures axpenses incu

that the Couresident bas

president ande relevant mt.

RC during the transi

isk of corruptio

nd Internation

es (Public promate improveal resources mPublic Heath

riorities to adraft bills) shopping of all eption;

ed approach.s the issue o

mandate, acc

d and enforc

what role ar

viewed the cterviews to cng the transile of each org

ors

ng institution

c finances andof public enteue to the statand contractsrred on the g

urt of Auditored on the re

d the Nationaministries, th

ition period (2003-2

on

nal Aid (illici

ocurement, Sement, monemanagementh, Civil Societ

ddress the poould be clarifientities, gove

Currently, mof diluting thecountability a

ced in the co

re they play

current rolesconfirm our ution period (2gan tasked to

of the coun

d the executierprises te s government g

rs should reecommendatal Assembly he prime min

2006)” by Muzong K

t enrichmen

State revenueey launderingt, land tenurety etc.)

olicy gaps caned and enfor

ernmental ag

many institutioe overall respnd responsib

ontext of the

ing38?

s of the instnderstanding2003-2006)”o fight corrup

ntry, was cre

ion of the gov

general budg

port to the Nion of the Naon the auditsnister and th

Kodi

t, corruption

es and budgeg, civil servae etc.)

n be summarced as soongencies, and

ons have porponsibility, ability to fight c

decentraliza

titutions taskg. The report by Muzong ption in the co

eated by La

vernment bu

get

National Assational Asses of public inhe National

and bribery

et executionnts’ salaries,

rized below: n as possible other stakeh

rtions / pieceslso there is ncorruption to

tion process

ked with comt from AugusKodi also prountry.

aw no 87–00

dget

sembly, and mbly. In addstitutions, theAssembly o

28 / 58

y in the

, Public , Public

; holders,

s of the no anti- date in

s, which

mbating st 2008: ovide a

05 of 6

that its dition to e Court

on their

Page 29: Implementing REDD+ in the Democratic Republic of Congo ......st sector. n rous challen considered ountry suffe ck of transp of the pres e armed for values. The Inspectorate e dramatic

Implement

The Coube “toothunderfun • Lack• Poor• Lack• Lack• Ove• An o

fund• An a The UNDactive onunderstarecommeand NatUNDP G

The Inspbe a speexpectedcould inpresiden • Cont

adm• Ensu• Audi

the s• Cont

the F• Ensu

lega In an envnecessa As mentbut is als • Lack 39 A snapsho

ting REDD+ in

urt of Auditorshless”. It lacnded and und

k of resourcer and limited k of political wk of opportunrdependence

outdated legaamental prin

ageing group

DP Governann this groundand that theyend this initiaural Resourc

Governance P

3.2.2

pectorate is recial unit. It hd to undertakitiate a miss

nt’s office (for

trol the implinistrative boure that the init the financistate or of whtrol tax, custoFinance miniure that all thl and regulat

vironment thary resources

ioned aboveso considered

k of resource

ot of the UNDP Gov

n DRC – How to

s is supposeks independderstaffed. In

s (both finan access to infwill : all repornities for perse on externalal frameworknciple for any of judges th

nce Programd39, we havey are also wative to contince ManagemProgram in D

2. The Gen

responsible fhas recently ke audit assigsion on its ormerly by the

ementation odies nternal audital operationshich the stateoms and accster or the Phe units in chtory provision

at is deeply as to play its ro

this institutiod to be “tooth

s (both finan vernance Program

o manage the ri

ed to play anence vis-à-v

n practice the

ncial and humformation rts and casessonnel for furtl sources of f that does no

y mechanismat needs ren

m 2008 – 201e met the UNworking hardnue. We wou

ment be incluDRC.

neral Inspec

for auditing a(2010) beengnments at town. Howev

e Ministry of F

on a day-to-

units in minis of state ene was a stakecounting situaresident harge of collns as well as

averse to anyole fully.

on is also exphless”. In pra

ncial and hum is available on http

isk of corruptio

important rovis the execue institutions s

man): the inst

s that are subther training,funding evenot guarantee to promote sewal

2 includes aNDP person d to buildinguld also sugguded in the

ctorate of Fin

all public bod placed undehe request o

ver, it is reqFinance). The

-day basis o

istries and denterprises, oreholder ation of any p

ecting taxes instructions

y kind of con

pected to plaactice the inst

man):

p://www.cd.undp.org

on

ole in reducinutive branch suffers from:

titution only r

bmitted to the for the oper its administrsound govern

pillar related in charge of the capacit

gest and recoprogram. Ap

nance

ies, includinger the aegis of the financeuired to have Inspectorat

of the budge

ecentralized rgans and pr

person or bo

and spendin relating to th

ntrol, the Insp

ay an importatitutions suffe

g/mediafile/PNUD_

ng corruptionof the gover

receives 10%

e National As

rating budgetrative and finnance

d to Judicial f the technicties of the Commend thatppendix 7 al

g the Ministryof the presid

e minister, thve its annuate is mandate

ets of the go

administrativrivate enterp

dy that is lia

ng state revehe posting of

pectorate is m

ant role in reder from:

_D_pliant_Program

n in the countrnment and

% of its alloca

ssembly go u

t ancial indepe

and Securitycal assistancCourt of Audt a specializelso provides

y of Financedent’s office. e president o

al programmed to:

overnment an

ve bodies arerises which w

able to taxatio

enue comply operations

marginalized

ducing corrup

mme_Gouvernance.

try, is considis poorly eq

ted budget

unheeded

endence, wh

y governancece for this pilditors. We caed training on a snapshot

, of which it uThe Inspectoor any ministe approved

nd of decen

e well organizwere subsid

on, at the req

y with and ap

and deprived

ption in the c

.pdf

29 / 58

dered to uipped,

hich is a

e that is lar and an only n REDD t of the

used to orate is try, or it by the

tralized

zed ized by

quest of

pply the

d of the

country,

Page 30: Implementing REDD+ in the Democratic Republic of Congo ......st sector. n rous challen considered ountry suffe ck of transp of the pres e armed for values. The Inspectorate e dramatic

Implement

• Poor• Lack• An a• The

from• The

of th The factan opposerve anformer pit was ce

The Concontrols and secu • Ask • Ask • Sum• Esta

In practichold thereports texplaineand infoconduct d'Ethiquetheir ass There arEconomand Seccommisscommisstranspare In practicto: • Polit• Poor• Lack

ting REDD+ in

r and limited k of political wageing group Inspectorate

m various Min institutional e institution p

that the Genrtunity as wend fight corruresident Féli

entralized at t

3.2.3

nstitution proits implemen

ure informatio

to any one ofor informatio

mmon a minisablish investig

ce the Parlia Executive tohat the goved earlier, thermation, andfor public o

e Professionsets and inter

re 7 permaneic and Financurity commsion. There ision sits onency by impl

ce, as mentio

tical gaming r and limited k of political w

n DRC – How to

access to infwill of Inspector

e has no planistries and frpositioning opotentially be

neral Inspectell as a threauption. We cx Houphouetthe level of th

3. The Nat

ovides that tntation by theon, the Cons

of these institon on a topicster or the hegation comm

ament does no account fo

ernment subme Court of Aud when someofficials, the nnel - Observrests. Unfortu

ent commissncial commis

mission; Envis a key opp the Nationementing a r

oned earlier,

access to infwill

o manage the ri

formation

rs that needsnning tool or rom the Admof the Inspecteing influence

torate of Finat. It can be m

can take thet-Boigny whiche Presidenc

ional Assem

the two-chame governmen

stitution provi

utions an oracal issue ad of one of

missions.

not fully playor its managemits to it, anduditors does e reports are implementavatory of theunately, these

sions in the Nssion, Socialironment anportunity to eal REDD Creporting sys

the Parliame

formation

isk of corruptio

renewal annual approinistration. torate in the ed by the exe

ance has beemanipulated example ofch was conscy.

mbly and the

mber Parliamnt and state des that both

al or written q

the state ent

y its oversighement of thed the advicenot have the

e produced tation of whic Code of Proe provisions

National Ass and Culturand Natural Rensure that

Committee. Tstem to the co

ent is not able

on

oved program

Office of theecutive powe

en recently afor political pf the ‘State Iidered to be

e Senate

ment not onenterprises a

h the Senate

question

terprises to b

ht role over te country’s e that it receiv

e capacity to these are noch is monitoofessional Et have not bee

sembly: Politial CommissioResources ca member o

This is an oommission a

e to play its o

m, and works

President iser in the curre

attached to Ppurposes, buInspection’ in an effective

nly votes theand organs. and the Nat

be questioned

he executiveeconomy is dves from the provide on aot followed uored by the thics), requiren enforced.

ical, adminison; Foreign Rcommission;of the Enviroopportunity nd the Nation

oversight role

s solely on th

subject to dent configura

resident’s offt it could alsn Ivory Coas tool to fight c

e governmenIn order to eional Assem

d by Parliam

e. The capacdependent o Court of Aua regular basp. The proviOCEP (Obs

res Parliame

strative and jRelations co and Land onment and to promote nal Assembly

e over the ex

he basis of re

ebate given ation.

ffice can be so be empowst under the corruption, a

nt budget, bexercise this bly could:

ent

city of Parliamn the qualityditors. Howe

sis expected sion of the c

servatoire duntarians to d

udicial commommission; D and infrastNatural Resaccountabil

y.

xecutive, mai

30 / 58

equests

the risk

seen as wered to rule of lthough

but also control

ment to y of the ever, as reports code of u Code disclose

mission; Defense tructure sources ity and

nly due

Page 31: Implementing REDD+ in the Democratic Republic of Congo ......st sector. n rous challen considered ountry suffe ck of transp of the pres e armed for values. The Inspectorate e dramatic

Implement

The recemany asother keythe policinvestiga

The roleof profesto criticaprimarily • Low• Poor• Gap• The • Limit• Ram The medRecentlyProgramprofessioand the fand spokis one ofsound greport, tjournalis These efcorruptioissues sinvestiga

Some civenvironmdemonstsociety rwith the “watchdo 40 Source: htt

ting REDD+ in

ent amendmes an opportuny decisions fcy if electedative capacity

3.2.4

of the mediassionalizationally monitor py for the follow

level of profer quality and s in the orga viability and ted publicly a

mpant corrupt

dia are alsoy, it organized

m Coordinatoonalization bfight againstkesman of thf the main saovernance." the CN-REDm. These eff

fforts are criton in REDD.such as job ative journalis

3.2.5

vil society orment specifictrated the fraremains invo local commogs” and in te

tp://www.cd.undp.o

n DRC – How to

ent of the connity that will rom the Stated president y in the Secre

4. The role

a in the fight n. Despite thepublic policieswing reasons

essionalizatio poor diversitnization of m independencavailable infotion.

o widely mad a workshop

or of the Uy means of t corruption inhe Congolesafeguards ag He also und

DD reported forts need to

tical and con However soinsecurity fosts is to be ta

5. The civi

rganizations cally, in theagility of the olved in all m

unity in the erms of mobi

org/news

o manage the ri

nstitution anddecrease thee. Indeed thienjoys a p

etariat of the

e of the med

against corrue recent ands through thes:

on of actors ty of content

media professce of media c

ormation and

nipulated fop on "InvestiNDP Govertraining is hon the DRC.” Ae Governmegainst the abderlined its u

that contac be pursued

ntribute to reome analyser journalists

aken very ser

l society (CS

and non-gove anti-corrup civil society

matters relateprovinces ailization.

isk of corruptio

d the electione weight of ps would redu

parliamentary National Ass

dia40

uption is univd rapid growte media rem

in the media which does sionals and incompanies re lack of critic

r political pugative Journ

rnance progrow UNDP hoAs far as he

ent, Mr. Lambbuse of poweundoubted imcts have beand to be es

inforcing thees and conc and their loriously when

SOs and NG

vernmental option arena.

y (undermined to governand remote lo

on

n law, establipolitical allianuce political gy majority, tsembly.

versally recoh of actors in

mains weak. T

sector; not promote n the standaremains fragilal debate on

urposes. UNalism in the ramme: "Su

opes to contr is concernedbert Mende Oer. It is the mmportance "inen initiated

scalated to th

e role of the mcrete actionsow salary lev investigation

GOs)

organizations. However d by rivalry

ance and corocations. The

shing the onnces over thegaming, and this could b

ognized. In Dn the media The function

the culture ords for pressle; public polici

NDP is engaDRC". Accor

upporting theibute to the pd, the MinisteOmalanga be

most effectiven the fight agto support e level of the

media in the should also

vels. The phyns are carried

are doing exhistory (sinof egos). It rruption for Rey are also

e-round elece managemecould bring s

be an oppor

RC the medilandscape in has been a

of investigativ freedom and

es.

aging in suprding to Mr. Je media notpromotion ofer of Commuelieves "Invee journalisticgainst corruptraining to

e whole coun

framework fo be conducysical and ind out on abu

xcellent workce the tranis however c

REDD+ as ththe ones to

ction is also sent of the Stasome consistrtunity to es

ia suffer fromn DRC, the cnd is poorly

ve journalismd ethics;

pport to the Jean Lavoie,tably througf sound goveunication andestigative jou style for proption." In its foster indep

ntry.

for the fight ted to addrentegrity risksses and crim

k in a rather nsition periocrucial that they are the k play a key

31 / 58

seen by ate and tency in stablish

m a lack capacity fulfilled

m;

media. Senior

gh their ernance d Media rnalism

omoting annual pendent

against ess key s facing mes,

difficult d) has the civil key link role as

Page 32: Implementing REDD+ in the Democratic Republic of Congo ......st sector. n rous challen considered ountry suffe ck of transp of the pres e armed for values. The Inspectorate e dramatic

Implement

A very rapproachNGOs mchecks pDRC theelected o We can NORAD involvedway RFNextraordproceedithe stand Concerncommunand limita veil of It shouldThe Cathgrassroo

Auditing the receThis willThese fiThey casafeguar

Certificatin the foagreemesupply cprovisionexploitatan integrpurpose internatio 41 Full report

ting REDD+ in

recent paperhes41” demo

might be invoprior engaginere is a certaor designated

refer for exa and implem in alleged mN managed tinary generaings against dards in prac

s have alsonity representted communisuspicion ov

d also be meholic Churchots level, is al

3.2.6

has a key ront ratification reinforce therms can alson also be prds are in pla

3.2.7

tion firms likeorestry sectorent has beenchains in then a softwaretion of wood rated system of the projeonal requirem

is available on ww

n DRC – How to

r from U4 danstrates that

olved in corrung with CSOain opacity ad.

mple to the cented by the

misappropriatthis case shoal assembly the alleged ctice for what

o been exprtatives. The cation aroun

ver the proced

entioned that, which has slso raising aw

6. Auditing

ole to play inn of the OHAe role of theo play an imrovided with

ace.

7. Certifica

e SGS (Socir and REDD

n signed by Se forestry see platform, dand wood pr

m for mappingect is to pro

ments under

ww.U4.no

o manage the ri

ated Februat NGOs themuption is also

Os / NGOs. Tnd lack of tra

case of a repe Rainforest Ftion of fundsould serve asto bring the perpetrator at zero toleran

ressed by lolocal NGO r

nd for exampdures used b

a lot work issigned a MoUwareness of

g firms

n the overall ADA (Organi auditing firmportant role a preventiv

ation compa

iété Générale+ activity, in

SGS with Heector. It includeployment roducts in DRg, inventory, ovide DRC the FLEGT (

isk of corruptio

ry 2011: “Comselves are no effective. TThe issue ofansparency

presentative Foundation N in 2010. Ans “best pract case publicand brought tnce means in

ocal NGOs orepresentativle the overal

by the Gover

s being doneU with the MCatholic poli

Anti-Corruptiisation pour lms in an oveas “watchdo

ve role and r

anies

e de Surveill line with the

elveta Ltd., thudes an exclservices andRC. The techmonitoring awith a robu

(Forest Law E

on

ountering NGnot immune fThere is a nef CSOs repreon how the

of civil socieNorway (RFN audit reporttice”. Indeed and to infothe case to t

n DRC.

over the limes we have ll forest concnment.

e by CSO neinistry of Finticians on the

ion approachl’Harmonisatrall improvem

ogs” and be ireview REDD

lance) may pe EU FLEGThe global leadlusive supplyd technical hnology promnd traceabilitst system foEnforcement

GO corruptiofrom the scoeed to be caesentatives irepresentativ

ety who was iN), it was det clearly show, the organizrm all stakehthe court. Th

ited involvemspoken to m

cessions revie

etworks on bance to jointe ills of corru

h in the countion en Afriqument of the binvolved in aD related me

play a centraT initiative. der in asset y agreementassistance t

moted by Helty of wood pror checking t Governance

on: Rethinkinurge of corruutious and ps also to beves of civil so

in charge of monstrated tws the allegezation immedholders. RFA

his is an exce

ment of civimention the laew process t

budget monitoly promote a

uption.

ntry. This is pue du Droit dbusiness climaudits or foreechanisms t

l role in imprIntervieweesmanagement for 5 yearsto oversee tlveta, namedroducts. We the legality

e and Trade)

ng the conveuption. The rperform back taken serioociety are se

a project funthat the persed wrongdoindiately organA also starteellent way of

l society anack of transpthat inevitabl

oring. For exanti-corruption

particularly trdes Affaires)mate in the censic investigo ensure ad

roving transps mentioned nt and monitos with SGS the entire c

d IC World, inunderstand t of timber to.

32 / 58

entional risk that kground usly, in elected,

nded by on was ng. The ized an

ed legal setting

nd local parency ly casts

xample, n at the

rue with ) treaty. country. gations. dequate

parency that an oring of for the hain of ncludes that the o meet

Page 33: Implementing REDD+ in the Democratic Republic of Congo ......st sector. n rous challen considered ountry suffe ck of transp of the pres e armed for values. The Inspectorate e dramatic

Implement

Howeversurroundis also cmultilateby the pThereforat this st

3

Althoughanother dsource o

The repoin KenyaCommissimportanoptimal uleadersh Tipping tbeen disother abdependsinstalledwith info The expquality oenforcemreportingaccess, a Potentiareportintechnolostrategycorrupt It shouldrecent inAppendix 42 Full report

ting REDD+ in

r, it should ading the awarcriticized as wral donors an

proceeds earre, although tage it suffers

3.3. Lessons

h it remains due to the co

of information

3.3.1

ort from U4 da” provides sion (KACC)

nt channel fouse of techn

hip, capacity,

the authoritiesmissed, harauses of powe

s heavily on an online tormants anon

erience in Kof anti-corruptment. Howevg should notand interest f

al learning png culture” aogy, implemy. It also sh environmen

d however benitiative fromx 6 the releva is available on ww

n DRC – How to

also be menrd of this conwe understannd the Worldrned by SGSthis initiative s from a nega

s from other

a challenge omplexity andn and highly r

1. The Ken

dated 2010: “an interestin) to improve

or leads on gical solutions and effective

es about corassed, drivener. At the sam reports from

ool to improveymously.

Kenya with ation efforts aer, the legal, be underesfrom all relev

point for DRand whistlebmentation ohows how ant.

e noted that sm the Ministrant recent co

ww.U4.no

o manage the ri

ntioned that ntract which hnd that the ind Bank, wherS. These pro is an opportative percept

r countries (

to benchmad contextual relevant for a

nya case42: W

“Reducing risng approach the quality agrand corrupts depends oe integration

rruption in Kn from their hme time, owim the publice the quality

n online repas well as com cultural, eco

stimated. As vant actors.

RC: This repblowing thaof adequatean anonymo

some progrery of Financommunication

isk of corruptio

many of ouhas not beennvestments freas the inveoceeds will unity to promtion due to do

(Benchmark

ark a topic s specificities a country like

Whistleblow

sks of reportin and describand quantity tion cases es

on a host of into an orga

enya – as inhomes and eng to the inh

c. To overco and quantity

orts system mpensate, atonomic and iwith any IT

ort providesat are comme legal framous reportin

ess in this arece to implemn dated 25 A

on

r intervieween made publifor the first 2estments for tbe calculate

mote transparoubts about t

king) : the ca

uch as the aof each coun

e DRC.

wing as a key

ng corruptionbes an onlin of reports itspecially, thehuman, politnization’s ex

n many placeeven murdereerently coverme the chaly of reports i

illustrates hot least in parnstitutional faintervention

s a very goomon for manmework andng mechanis

ea is being mment a whistApril 2011.

es have criticly available

2 years of thethe other 3 yd based on rency in the fthe process w

ases of Keny

anti-corruptiontry, we belie

y tool to figh

n: Lessons frone tool adop receives abe implementatical, and insxisting work fl

es – is a higed for daringrt nature of cllenge of infot receives, w

ow informatirt, for the gapactors that im, the usefuln

od overviewny African cod strong csm can ma

made in DRCtleblowing m

icized the la. The underlye contract aryears are exp the volumeforestry govewhereby it ha

ya and Indo

on strategy feve this can r

ht corruption

rom an onlineted by Keny

bout corruptioation experie

stitutional facow.

gh-risk endeag to speak oucorruption, effformation cowhich enables

on technologps in laws anmpact the effeness of the s

w on how chountries can

communicatike the diffe

C; we can namechanism. W

ack of transpying financiare been finanpected to be of exportedernance and as been gran

nesia

rom one couremain an im

n

e complaints ya’s Anti-Coron. While cleence illustratctors. These

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33 / 58

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34 / 58

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Page 37: Implementing REDD+ in the Democratic Republic of Congo ......st sector. n rous challen considered ountry suffe ck of transp of the pres e armed for values. The Inspectorate e dramatic

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37 / 58

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38 / 58

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Page 39: Implementing REDD+ in the Democratic Republic of Congo ......st sector. n rous challen considered ountry suffe ck of transp of the pres e armed for values. The Inspectorate e dramatic

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institutions. CaUNDP Governged to reinfo

on.

of senior offiite to ensure cvel. This procesorted by a strauthorities of public). It is impational strategyinstitutions in c These institutionded and setent personnelo get a bettentable Public participatory ap

Anti-Corruption Anti-Corruptioneeds to inco

ch. eed to perform ernmental agenthat are involv

on. implement a -corruption bod

nd responsibilitn DRC. The mnted among mg and indepenneeded. g fits within ain which a n

at different levn in DRC. Effobe maintainedto forestry anadministration,

end that theseter coordinateer. Improvemcoordination amial. This could bsort of comm

uld work on i

promote transpament institutionof fighting cor

e performed. Tccountability in

of responsibilitiapacity buildingnance programorce the role

icials is a coordinated ss must be ong signal the State

portant that y to fight charge and ons should

staffed by . r dialogue Oversight

pproach to n Strategy. on National orporate a

a mapping ncies, and ved in the

centralized dy has the ty to fight mandate is many state ndent anti-

a capacity number of vels of the orts in this d with a nd REDD+ , etc.); we efforts be ed in a

ment and mong the be done by

mittees (for ssues like

arency and has what rruption. A These will n order to es among

g programs should be

of public

x x

40 / 58

x

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Implement

The lack donors leassistancunanimousat the natimentionedadequate for the asthe coumechanism This coorefficiencyspendingfor a draftthe variouprovided benvironmeactual lacduplicationassistance

REDD+ anFindings /Money laincluding conservatiprogrammcountries wide abuagency, shigh that cof REDD s“Fragile” clike DRC

ting REDD+ in

of consultatioevel in the mce and fight agsly agreed thatonal level. How

d that it was cconsultation a

ssistance (technuntry, includms.

rdination is ney and rationali being allocate organizationalus levels of teby donors and ental sector. Thk of effectivenn of resources e.

nd forest gove/ Risks

aundering riskinternational

ionists startedme to cut carbo

to preserve thse”. Interpol, aid at the timecriminal gangs wschemes. countries with p are more exp

n DRC – How to

on and coordechanisms of

gainst corrupti there is a lack

wever, some intcritical that donand coordinationical or financiding operatio

ecessary in orzation of the red. Please refe chart of the M

echnical and f development ahis situation deess that couldor gaps in the

ernance specif

ks in REDD+. police, pod warning thon emissions bheir forests was

the world's lee that the chanwould seek to t

poor institutionaposed and vul

o manage the ri

dination at thef developmenton Indeed, it is of coordinationterviewees alsonors implemenon mechanismsial) provided toonal suppor

rder to ensureresources and

er to Appendix 3MECNT showing

inance supporagencies in the

emonstrates thed lead to eithee deployment o

fic issues

Many expertsoliticians andhat the UN'sby paying poos / is “open toeading policingnces were verytake advantage

al capacities arelnerable to the

isk of corruptio

oversigAudit Financ

e t s n o t s o rt

e d 3 g rt e e r f

Consuand recan becoordiprovidepercepdilutiongoverncoordiinterpropacityThe inwith cipour laby DFI

Develohighescorrup

ThemaGroup(GIBSconsulbetweegovern

ReinfosynergUNDPvariousthe figsoundsuppobudgethe Su

We wmatrixpreparassista

Suggested, d s r o g y e

e e

It is Laundimplemand hdeveloin DRrobustbe debackgrrigorou

on

ght InstitutionsInstitution, G

ce and the Natioultation mechaneinforced (the ve a good starnate technical ed to DRC, iption of this n of effort. Indenment and at thnation amongretated as a cy of operations nitiative of coorvil society by tha Société CivilID can also be opment partnest level should ption issues withatic Groups ae Inter-bailleuOC) could plaltation and en donors bunment and civil orce the operagies among allP Governances government i

ght against cor governance, nrt to investigt monitoring, an

upreme Audit Inwould recomm to improve red showing ance and level o

d mitigating meabsolutely v

ering checksmented in incluhomologation poped by the Nat

RC. This shoult Know Your Ceveloped withround checksusly and transp

s namely: theGeneral Inspeconal Assembly nisms should various Themarting point) by and financial n order to imissue and to

eed at the level he civil society, g donors is contributing fac and lack of tranrdination of dohe “Groupe Intele (GIBSOC) ca good starting

ers and dono continuously eh the governmend forums sucrs sur la socay an importacoordination, t also betwee society membeational coordin REDD mecha Programme nitiatives in theruption and pronotably as regaative journalisnd building the nstitution end that a m

forest goverthe objective

of effort provide

easures vital that An and proceuded in the acprocedures thational REDD Cod include som

Client controls t experts. Ev

s would havarently docume

Supreme ctorate of be set up

atic groups donors to assistance

mprove the o minimize

of both the the lack of seen and

ctor to the nsparency.

onors’ work er-bailleurs coordinated g point. ors at the engage on

ent. ch as the

ciété Civile ant role of

not only en donors, ers. nation and anisms, the

and the e context of omotion of ards to the sm, public capacity of

multi-donor rnance be es of the ed,

N

nti Money dures be

ccreditation at is being oordination

me form of that should vidence of ve to be ented.

x x

National Prov

x x

41 / 58

x

incial Local

x X

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Implement

money lau The needa need to any furthe

Weak forbusiness accommodConstantlynorms gEnvironmea technicathat has awarenesspublicity a

ting REDD+ in

undering risks.

for an anti-co get an anti-corr REDD related

est governancthat allows

date themselvy renegotiatedgovern this ental governancal issue; it is ato be dealt ws programmesctivities.

n DRC – How to

orruption specrruption specia

d activity and / o

ce: Forestry is unscrupulouves with co rules, codes

accommodatce is not – in D political and swith through m as well as e

o manage the ri

cialist. There islist involved foor mechanisms

s a high-stakesus actors torrupt officials and practication processDRC – primarilysocial challengemassive raisingeducational and

isk of corruptio

s r .

Ensuresystemestablito be regardREDDthemaNationcorrup

s o .

al . y e g d

Envirocampahelp govern

The crresponCongo

Greateand strategaccounproblegeneracommmentioshouldeffort o

Increabuildininvolve

In the OCEPPublic"handbcontainthe rurisks, occurr

Fund and coThesestudenNGOsthose also rea praccorrupother toperatREDDwhat tunder instrumGeopo

on

e that an antimatically invoishment of mec created for Rds the establisD Fund, reve

tic coordinationnal REDD ption, etc. onmental educaigns about righlocal populationance strategiereation of enabnsible private so’s forest econoer integration obelief system

gies must cnt a host oms of distrust,ation gaps tunities. In thoned above d be maintainedon educating thsed and mo

ng and trainined in forest gov same vein as

P with the Code de l’Etat, it wobook" on REDDn among otheles and regula

existing toorence, reportingeducational p

orruption risks programs c

nts at Universiti, officials and cof MECNT) anecommend editctical “field han

ption risks, thistopics: a desctional modaliti

D+, the potentiato look for, a d

preparation ments (Interaoll etc.), the su

i-corruption splved for an

chanisms or orgREDD+, in pashment of thenue sharing, n group facilitaCoordination

cation and hts and responons bargain is. bling conditionsector partners

omy on track. of respect for loms. Forest gconsequently of cleavages, , as well as ghat charactere context of a permanent

d in parallel withhe citizens. re systematic ng for all stavernance. it has been doe de Conduite ould be useful toD+ and corruptiors: a brief des

ations relating tols to prev

g mechanisms. rograms on g in forestry an

could be addies, to local cocivil servants (

nd magistrates.ting and dissemndbook” on REs would includription of basicies and regual corruption rescription of ex

monitoring tactive Atlas, uggested “whis

ecialist be ny further ganizations articular as e National

and the ated by the

on anti

awareness nsibilities to into forest

s to attract to help put

ocal logics governance take into

tensions, ender and

rize forest DRC as dialogue

h sustained

capacity-akeholders

one by the de l’Agent

o publish a on. It could scription of to REDD+, vent their

governance d REDD+. ressed to mmunities, particularly We would mination of EDD+ and de among c rules for/ ulation of risks / and xisting and tools and

Moadbi, stleblowing’

x x

42 / 58

x X

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Implement

The typolcorruptionREDD+ imthe readinthrough goccur (refehand duricorruptioncorruptionphase is embezzlem

Lack of prpromote mechaniswith membrights defeof insecurimpedes “whistleblogeneral clemergencaccountabstate; the absence o

ting REDD+ in

ogy of corruptn etc.) varies mplementationess phase (0 arand corruptioner to section 2.3ng implementa and political are more likelyalso more li

ment as REDD+

rotection scheand enc

sms. From oubers of civil socense groups, wity that is main

the appearowing” mechanlimate of impue of some form

bility and trans lack of free aof a strong lega

n DRC – How to

tion (petty cor according to

n: It is more likand 1), state can and political 3.3 of the reporation phase (2corruption, as

y to occur. The kely to involv+ revenues beg

emes and legacourage “wr discussions ciety organizatio

we noted that a ntained in the crance of anism and cultunity strongly d

m of denunciatisparency at alaccess to informal framework als

o manage the ri

rruption, grando the phase ofkely that duringapture, effectedcorruption, wil

rt). On the othe2 to 5), grands well as pettyimplementation

ve the risk ogin to flow.

l framework tohistleblowing”and interviewsons and human there is feelingcountry and thisany form ore. Indeed, the

discourages theon. The lack ol levels of themation and theso contribute to

isk of corruptio

mechaetc. Aassoci

Fund amateriincludistudenorganiGas Gpreparcorrupdesignnot becould b

We wogovernattacheattacheCoordlater inmanagsimilarBody).ought coordithe UGoverand in

d f g d l r d y n f

When mechaperformconsidmitigatagent embedBearinto be ptaken corrupof pruplace, lead to

o ” s n g s f e e f e e o

The rostrengimpunof pro“whistl

The su4.3.1 ohow cand “wAfricantechnoframewpublici

on

anism (How anAn anti-corruptiated to this exeand sponsor thals on REDD+ng anti corrup

nts (A similar anzed in Angola Governance). Sred by OCEP

ption issues, soned for primaryeen distributed dbe a good startould also strongnance / anti coed to the REed to eitherination or UNn medium termgement of a “r local “think tan. The immed

to be to strenation between

UNDP Governanment anti coritiative. setting up anism, integraming a risk ader appropriate ting measures or segregated

d these alreadng in mind thatperformance-bato balance the

ption which accudence of the as an over-cono a blockage of ole of the judthened in this ity is a prerequ

otection schemeblowing” mecuccess of the of the study) ischallenges of whistleblowing” n countries ology, implemework and stroty strategy. I

nd to whom to ion specialist ercice. he production o+ and Forest Gption issues fornd successful awith respect toSome flyers h to raise awaome of these hy schools, but due to lack of fting point. gly recommendorruption advisoEDD+ structurer the Nation

NDP Governanm based and ad“Pole d’ Excenk” entity (Anti

diate task of thengthen the on the REDD proance programrruption progra

any REDD+ate this typoloassessment in preventative o (e.g. use of d bank accoundy at the dest REDD+ fundinased, care will e level of inherepted, versus tcountermeasu

nservative appro all funding. icial power ne area. The figisite for the est

mes that may hanisms. Kenya case (s a very good e“weak reportin that is commocan be overntation of adeq

ong communicIt also shows

report to), should be

of teaching Governance r university activity was o the Oil & have been areness on have been they have

funds. This

d to have a or / officer es, initially nal REDD nce Team, dvising the llence”, or Corruption he advisor operational ogram and and the m / efforts

+ funding ogy when

n order to or detective a fiduciary

nts) and to sign stage. ng is likely need to be rent risk of the degree res put in oach could

eeds to be ght against ablishment encourage

see section example on ng culture” on to many rcome by quate legal cation and s how an

x x

x x

43 / 58

x x

x X

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Implement

this situati

Reinforceprocess imBased on civil societa reinforcpreparatiosociety mcontinue tpreparing that the cright from sound baperformanIndeed, systematicregarding National Rembrace aand consuthe Ministe The rolecorruptionThe role ouniversallylack of prapid growthe capacithe mediapoorly fulfi• Low

media• Poor

does journa

• Gapsand ethics

• The comp

ting REDD+ in

on.

e the involvemmplementationour various disty, we understa

cement of theirn and implem

members belieto promote trathe implement

civil society cathe preparation

asis for the nce-based RE

civil society cally involved REDD+.They

REDD Commitactively its roleultative body, deer of Environme

e of the men in DRC and iof the media in y recognized. Inrofessionalizati

wth of actors in ity to critically m remains weak.illed primarily folevel of profesa sector; quality and po not promote alism;

s in the organizin the standas;

viability andpanies remains

n DRC – How to

ent of the civiln of REDD+ scussions with mand that they wr role in the mmentation of ve that it is

ansparency in tation of REDDn be adequate

n phase, which future implem

EDD paymentmembers

in the upstreaalso regret th

ttee has not ree as a leadershespite being urgent himself.

edia in the in REDD+ the fight againn DRC the medion. Despite th the media landmonitor public p. The function hor the following ssionalization o

oor diversity of the culture o

zation of mediaards for press

d independenc fragile;

o manage the ri

l society in the

members of thewould like to seemechanisms oREDD+. Civi

necessary tothe process oD+ in DRC, soely representedwould ensure a

mentation of at mechanismdo not fee

am negotiationse fact that theeally started tohip, supervisoryged to do so by

fight against

nst corruption isdia suffer from ahe recent anddscape in DRCpolicies throughhas been and is reasons: of actors in the

f content whichof investigative

a professionalss freedom and

ce of media

isk of corruptio

anonythe diff

We wany “whistlintegramitigatpromosuch a(see or as (refer basis also bensure

e

e e f l

o f o d a a .

el s e o y y

It appethat thbetter involveextent

There to ensof the(transpselectiensure

It is nmappigenuinhave precord

t

s a d ,

h s

e

h e

s d

a

Althoubeing organisuppolevel o

In addmechajournasuch organicrucialworthwany workshsumm

on

mous reportingference in a higould recommeREDD+ fundeblowing” m

ated as a prting measure,

ote transparencas the Interactiv

http://geopoll.mpromoted by to appendix 6to design this.

be coordinated e efficiency. ears important the civil society

communicatioement in the feasible. is also a needure a higher vae civil societyparency of on procedure

e a more constrnecessary to cng of civil socienely active in proven operatios in this area.

ugh significant emade in th

zed by UNDrted, sustained

of the whole coudition there shoanisms to lism and traininas REDD+. zed for journall role as “watcwhile also inviti

upcoming ahop taking plit).

g mechanism ghly corrupt envnd that when ding mechan

mechanism shreventative or

the current incy in the foresve Atlas, Moabimobileaccord.co

the Ministry o6) can serve a These initiativ and widely pr

to improve the has of this issun, and to reinoverall proces

d to promote malue-added repry members ieligibility crit

es, capacity-bructive role, etccarry out an ety organizationthe field of RE

onal capabilities

efforts have beehis direction DP), these sd and escalatuntry. ould be financia

promote inng on very spe

Workshops slists to remind chdogs” in this ng selected jounti-corruption lace in DRC

can make vironment. setting up

nism, the hould be detective nitiative to

stry sector, or Geopoll om/congo), of Finance as a good ves should romoted to

perception ue through

nforce their ss, to the

echanisms resentation n REDD+ teria and uilding to

c.). exhaustive ns that are EDD+ and s and track

en and are (workshop

should be ted to the

al incentive nvestigative ecific topics should be them their

area. It is urnalists to

event / (i.e.: U4

x x

x x

44 / 58

x X

x X

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• Limitecritica

It is particfulfill the gREDD+ re“watchdogcontributeframeworkgovernancPreparatiocommunimade avaFollowing raised by cregarding communicmanagempreparatioimportant manner aprotocol cfunds. Thspeculatio

Promotionthe operaREDD mecross-cuttiinterviewethis areainitiatives Moabi proreporting tof projecprocedurecontext are

ting REDD+ in

ed publicly avaal debate on pucular crucial forgaps of knowleelated matters g” role as well. to reinforcing k for the fightce and REDD+.on of REDcation regard

ailable for CN-Rour interviews

civil society methe repo

cation from the ent of the reson phase for Rthat the CN-R

a transparent ccovering its mahis is importaon about transpa

n of transparational coordinechanisms anding issue me

ees. Efforts sho. Although sihave taken p

ojects, the Intertool, the Nationcts and accs. Other initiate FLEGT and E

n DRC – How to

ailable informatublic policies. r the Media in edge and com so they can These efforts the role of the against corru. DD+: Transping resourcesREDD s, we noted s

embers and othorting mech CN-REDD witources made aREDD+ in DR

REDD put in placommunicationanagement of ant in order arency in this a

rency in REDnation and synd other initiatentioned by uld continue tognificant imprplace already, ractif Atlas (WRal REDD Coordcreditation / tives worth con

EITI.

o manage the ri

ion and lack o

DRC to quicklympetence in the

fully play theiare critical ande media in the

uption in fores

parency ands management

some concernser stakeholders

hanisms andh regard to the

available for theRC. It appearsace in a timely and reportingresources andto avoid any

area.

D+. Reinforcenergies amongtives. This is a

most of ouo be invested inrovements and namely : the

RI), the GeoPoldination registry

homologationnsidering in this

isk of corruptio

f

y e r d e t

d t

s s d e e s y g d y

As alcoordiinterpropacityIt appeand cfunds enhanspecul

Prioritioverviefinancisectorsreportiof thesoon athat aand at

e g a r n d e l y n s

EffortstechnosustainmanagKenyathe vavery e

ReinfosynergUNDPvariousthe figsoundsuppobudgethe Su

on

ready mentionnation amongreted as a coy of operations ears important tcommunication

and resourceced to avoid anlation on this mze obtaining aew and transpaing of activities, starting withng mechanism

e MECNT shoas possible. Weudits be perfort least yearly. s should contology orientednable and gement and goa (section 4.3.1arious initiativesncouraging.

orce the operagies among allP Governances government i

ght against cor governance, rt to investigt monitoring, an

upreme Audit In

ned above, thg donors is ontributing fact and lack of tranthat the reportinon the mana

es, regarding Rny potential con

matter. a comprehensivarency with ress in the REDDh MECNT. A t

m for the budgetould be impleme would also rermed on a reg

inue to be ind solutions to

transparentovernance. The of the study)

s in DRC in thi

ational coordin REDD mecha Programme nitiatives in theruption and pronotably as reative journalisnd building the nstitution.

he lack of seen and tor to the nsparency. ng process gement of REDD, be ncerns and

ve financial pect to the D+ related transparent t execution mented as ecommend gular basis

nvested in o promote t forest e cases of as well as s area are

nation and anisms, the

and the e context of omotion of egards the sm, public capacity of

x x

x x

45 / 58

x X

x

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2

3

4

567

8

9

2222

2

222

2

Implement

APPEND

APPEND

Name NGO - CIVIL1 BOBIA BON2 ADEBU

3 BAMONGOY

4 BOUNDAWA

5 KAIGAMA 6 KETENDE 7 LIYOFO

8 LOKOKA

9 MAKANA 10 MBWES 11 MPOYI 12 MUCHUBA 13 MULUMBA T14 NGONGO 15 SABONGO 16 TEGTMEYE

GOVERNME17 BATUBENG18 ESUKA

19 KALALA 20 KAMITATU 21 KANU MBIZ22 KITAMBALA23 LABILA

24 LIFENDI

25 MAGO 26 MUTEBA 27 MWENDAM

28 NKULU

ting REDD+ in

DICES

DIX 1: List o

L SOCIETY NKAW

YA

ANA

BUHEREKO TSHIMBUMBA

ER ENT BODIES AN

GA MBAYI

ZI A

BALI

n DRC – How to

f interviewe

First Name

Joseph Cyrille

Célestin Raoul

Marie

Yaouba Jean Paul Félicien

Richard

Jean Rémi Pius Augustin Roger Jean Marie René Prosper Reiner

ND INSTITUTIONVictor NC

Léopold Olivier Léon Joseph Jean Marie

Samuel

Jean Marie Florimont Saint Augustin Marie Claude

o manage the ri

ees

Organization

RRN / Civil SRéseau Ress

CDPE (ONGREDD Mamb

OSAPY (ONREDD Mamb

SNV ASADHO / CILEXA BOIS du Bois de la

OSAPY (ONREDD Mamb

WCS DRC RECIC CODELT Groupe de T

OLCAC Greenpeace Projet REFO

Global WitneNS

IGF Ministère PrAffaires Fonc

MECNT / Ce

Ministry of PlCN-REDD / MCour des Co

CIABG / CoBonne Gouve

Ministère Pro

Cabinet du G

ITIE OCEP / Minis

Ministry of JuBonne Gouve

isk of corruptio

n

Society sources Naturelle

G congolaise, pabassa, Province O

G congolaise, pabassa, Province O

Congolese Associ (Initiative Locale

a Province Orient

G congolaise, pabassa, Province O

Travail Climat RED

Africa ORCO, Université

ess

rovincial en charcières

ellule Environnem

lanning MECNT mptes

ommission Interernance

ovincial en Charg

Gouverneur la Pro

stère de la Fonct

ustice / Ethique, Lernance

on

es

artenaire pour le pOrientale)

artenaire pour le Orientale)

iation of Human e des Exploitantstale)

artenaire pour le Orientale)

DD / Société Civi

de Kisangani

rge de l’Agricult

ment

rministerielle d'A

ge de l'Environne

ovince Orientale

tion Publique

Lutte contre la C

Gr

NaCoPro

projet pilote Co

projet pilote Ch

CoRights Hes Artisanaux Pre

projet pilote De

FoNaDir

ile NaPreFoAnInt

Ins

ture et des Min

LegMinNaGe

Audit et de DeAdj

ment Col’En

Co

NaDir

Corruption et SuPro

rade

ational Coordinatooordonnateur Oovince Orientale

oordinator

hargé du genre

ountry Representead of the Organiesident

eputy Coordinator

restery Coordinaational Coordinatorector / WB Consational Coordinatoesident restry Expert

nalyst ernational Forest

specteur Général

nistre

gal Expert nistry

ational Coordinatoeneral Secretary eputy Coordinadjoint

oordonnateur Environnement onseiller en charg

ational Coordinatorector

ubstitute Prosecocureur de la Ré

or OCEAN, Point

ative zation

r

ator or sultant or

try Expert

l des Finances

or

ator / Coordo

Provincial

ge de l’Environne

or

cutor / Substitpublique

46 / 58

Focal

odnateur

de

ement

ut deu

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2333 33

333334444 44444455555555556

666

Implement

29 PEMBE 30 SOMWE 31 TOFENDO 32 WELBY PRIVATE S33 DIAGOLA 34 KALENGAY

35 LUKIMUENA36 M'BODI ASS37 MDADU 38 ODENT 39 OSUNDJA 40 REEKMANS41 SEKANA PE42 VAN DE VE43 VERNEY DONORS A44 AHO 45 DE AQUINO46 DIHN 47 EKMAN 48 FACH 49 FETIVEAU 50 GUAY 51 HANANO 52 HEUZE 53 KALALA TS54 KESSOUS 55 LILLEHAMM56 MABAYA 57 MONTEILS 58 MUHINDO V59 MULLER 60 NYAKABING

61 RAKOTONIA62 SEYMOUR 63 WASIKAMA

ting REDD+ in

ECTOR

Y

A SOMA

S ENE-PAPA N

AND DEVELOPM

O RODRIGUES

HIMPAKA

MER

VALIVAMBENE

GU WANCESIAS

AINA

A

n DRC – How to

Didace Joseph Patrick

Samba William Albert Samuelson Paul Dieudonné Philippe Robert Tony Jérôme Françoise Alain

MENT PARTNERSGilbert André Van Lars Estelle Judicaël Bruno Jouaida Emmanuel Frédéric Jean ClaudeGiske Jean-Paul Fabien Alphonse Ueli

S Yves

Pierrot Vicky Charles

o manage the ri

PECO / Parti

Fond Foresti

Cabinet du G

MECNT / Ce

KPMG GEOPOLIS

KPMG KPMG DELOITTE DELOITTE Fédération d

IndependantAgence GalaFIB SGS

S UNDP / Unité

World Bank UNODC / ImRoyal EmbasUNDP / Grou

World Bank UN-REDD / UUNODC / ImFLEGT / Coo

UNDP / NIM-e UNDP / Gou

NORAD DFID UN-REDD / URéseau CREGIZ / Biodive

UNDP / East

UN-REDD - UDFID / Infras

UNDP / Envi

isk of corruptio

i de l'Ecologiste C

ier National

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n DRC – How to

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APPEND

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DIX 5: Map o

n DRC – How to

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ting REDD+ in

DIX 6: Comm

n DRC – How to

munication f

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ting REDD+ in

DIX 7: UNDP

n DRC – How to

P Governanc

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