Internal audIt solutIons for tough tImesthe iia’s gRC Conference including Fraud & technologyaugust 24 – 26, 2009 / Loews Coronado bay / Coronado (san Diego), Ca, Usawww.theiia.org/solutions09

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Visit www.theiia.org/solutions09 to register!upComIng IIa ConferenCes 2009-2010august 24 – 26, 2009internal audit solutions for tough timesthe iia’s gRC Conference including Fraud & technologyLoews Coronado bay / Coronado (san diego), Ca, usa

October 19 – 21, 2009all star ConferenceCaesars Palace / Las Vegas, nV, usa

March 29 – 31, 2010general audit Management Conferencegaylord Palms / Orlando, FL, usa

april 2010gaming ConferenceLocation to be announced

June 6 – 9, 20102010 international Conferencegeorgia World Congress Center / atlanta, ga, usa

august 23 – 25, 2010internal audit solutions for tough timesthe iia’s gRC Conference including Fraud & technologythe breakers / Palm beach, FL, usa

Visit www.theiia.org/training for Conference details and to learn about our seminars, Virtual Offerings, Webinars, and On-site training

Internal audIt solutIons for tough tImesthe iia’s gRC Conference including Fraud & technologyaugust 24 – 26, 2009 / Loews Coronado bay / Coronado (san diego), Ca, usa

Nothing about 2009 is business as usual, so The IIA has revamped its popular Governance, Risk & Compliance

(GRC) Conference to make it the right conference at the right time for auditors who want to make a difference

in their organizations.

How you face challenges plays a big role in their outcome. This event will prepare you for what lies ahead, show

you how successful organizations are staying the course, and teach you that the right knowledge and resources

will help you overcome adversity.

Internal Audit Solutions for Tough Times will feature:

• Fortyconcurrentsessionsintrackstitled,FocusingonRisk,Compliance&EthicsManagement,Addressing&IncreasingFraud Risks, Leveraging technology, and innovative solutions for Constrained Resources.

• Apre-conferenceroundtableonStrengtheningYourRelationshipwithYourAuditCommittee,andpre-conferenceworkshopson assessing your Organization’s Risk Management Process and doing More with Less: advanced analytics.

• GeneralsessionspresentedbyIIAPresidentandChiefExecutiveOfficerRichardF.Chambers,CIA,CGAP,CCSA;NatalieNichelson,vicepresidentofinternalauditforCBRichardEllis/GlobalFinance;andWilliamC.Taylor,foundingeditorofFastCompany and coauthor of Mavericks at Work. the opening keynote presenter is Lawrence J. Harrington, vice president of internal audit for the Raytheon Company.

• Exclusivenetworkingopportunitiesandahands-onexhibithalldesignedtohelpyouturnyourobstaclesintoopportunities.

log in and register today at www.theiia.org/solutions09 or call +1-407-937-1111.

GS 1 Internal Audit: Will We Lead or Become Irrelevant? Lawrence J. Harrington, Vice President, Internal Audit, Raytheon Company

GS 2 Responding to Changing Expectations: What’s Next for Internal Audit Richard F. Chambers, Cia, CgaP, CCsa, President and Chief Executive Officer, The Institute of Internal Auditors

GS 3 Navigating the Changing Expectations of Stakeholders in a Volatile Environment natalie nichelson, Vice President, Internal Audit, CB Richard Ellis | Global Finance

GS 4 Practically Radical: Unleashing Big Change in Tough Times William C. taylor, Founding Editor of Fast Company, Coauthor of Mavericks at Work

sunday, august 23, 20097:30 – 9:00 a.m. Roundtable and Workshops Registration

HaLF day ROundtabLe

8:30 a.m. – noon

4 CPe Hours

RT 1 Strengthening Your Relationship with Your Audit Committee

Richard J. anderson, Mba, CPa Clinical Professor the Center for strategy, execution & Valuation the strategic Risk Management Lab kellstadt graduate school of business dePaul university

FuLL day WORksHOPs

8:00 a.m. – 5:00 p.m.

8 CPe Hours

WS 1 Assessing Your Organization’s Risk Management Process

Don espersen, Cia despersen & associate

WS 2 Doing More with Less: Advanced Analytics

Dr. Dan Kneer dr. dan kneer advisory group

4:00 – 6:00 p.m. Conference Registration

monday, august 24, 20097:00 a.m. – 5:00 p.m. Registration

7:30 – 8:30 a.m. Continental breakfast and networking8:30 – 9:45 a.m. OpeningComments–GRCConferenceCo-chairmanJeffreyA.Lambright,CIA,CFSA,AuditVicePresident&ChiefComplianceOfficer,IndianaUniversityFoundation

GS 1 Internal Audit: Will We Lead or Become Irrelevant?

Lawrence J. Harrington, Vice President, Internal Audit, Raytheon Company auditing9:45 – 10:15 a.m. networking break

tRaCKs Focusing on Risk Compliance & ethics Management

addressing & increasing Fraud Risks Leveraging technology innovative solutions for

Constrained Resources

10:15 – 11:30 a.m. CS 1-1 Developing a Risk Assess-ment Methodology for a Global Organization – Case Study

george thomas, CPa, CMa, FCCa, CFiRs senior Vice President, senior Corporate audit executive First data Corp.

auditing

CS 1-2 Effective Ethics and Compliance Programs: Accountability Strategies

Dan Roach Vice President, Compliance & audit Catholic Healthcare West

auditing

CS 1-3 Emerging Fraud Opportuni-ties: A New and Deadlier Generation of Attacks

Richard Cascarino Principal Richard Cascarino and associates

auditing

CS 1-4 Risks of Outsourced IT Operations and Applications

Lorraine Peoples, Cisa, CCsa Vice President - internal Control department estee Lauder Companies, inc.

Harshul Joshi director CbiZ MHM, LLC

auditing

CS 1-5 Managing Audit During a Crisis Environment

Randy Melby Former senior Vice President, general auditor WaMu

auditing11:30 a.m. – 12:45 p.m. Lunch

12:45 – 2:00 p.m. CS 2-1 Using Focused Risk Assessment to Maximize Your Audit Resources in Lean Times

Kenneth Mory, Cia, Cisa, CMa Chief of audits County of san diego

auditing

CS 2-2 Managing Compliance and Ethics in Tough Economic Times

theodore banks Previously of kraft Foods

Jane baker (invited) Vice President, employee Relations Qualcomm

auditing

CS 2-3 Fraud Waste & Abuse on Capital Improvement Projects

John Croy director, Construction services Jefferson Wells international

auditing

CS 2-4 Integrated Audit Approach

Rich nardi (invited) group Manager, it audit Microsoft Corp.

auditing

CS 2-5 Vendor Management Validation

Robert L. Mainardi, CFsa, Mba President Mainardi & associates

auditing

2:15 – 3:25 p.m. CS 3-1 Doing More with Less – A Case Study to Implement Global GRC in Recession

Rhonda Doherty internal auditor Waters Corporation

susan Holleran Vice President Waters Corporation

bhavesh bhagat Chairman&ChiefExecutiveOfficer enCrisp, LLC

auditing

CS 3-2 HIPPA and the Stimulus Package: New Require-ments for a New Era

Michael Fabrizius, Cia, CPa Chief audit executive sharp Healthcare

auditing

CS 3-3 Storm Troopers!! Becoming a FIRST RESPONDER to Fraud Risks During an Economic Storm

Jeff Matthews, CPa, CFe Partner grant thorton, LLP economic advisory services

auditing

CS 3-4 Audit IT Projects – GTAG 12

steve stein global it audit Manager Hewlett-Packard

auditing

CS 3-5 Working with a Smaller Staff – Working Smarter

Richard Cascarino Richard Cascarino & associates

Personnel3:25 – 3:50 p.m. networking break 3:50 – 5:00 p.m. CS 4-1

Common Objectives of the CRO and CAE

John Wheeler Managing Principal Wheelhouse advisors, LLC

auditing

CS 4-2 Developing a Privacy Assessment

David Wood senior Managing Consultant ibM Corporation

auditing

CS 4-3 Tips for Dealing with Employee Fraud and Misconduct in a Down Economy

Luis Ramos (invited) ChiefExecutiveOfficer the network, inc.

auditing

CS 4-4 Leveraging Technology for Effective Risk Management

Rob Zanella Vice President, it Compliance and security Computer associates (Ca)

auditing

CS 4-5 Working Faster… Better…Smarter… with Less While Providing More Value

Dr. Dan Kneer dr. dan kneer advisory group

auditing5:00 – 6:00 p.m. Welcome Reception

tuesday, august 25, 20097:30 a.m. – 4:00 p.m. Registration

7:30 – 8:30 a.m. Continental breakfast and networking 8:30 – 9:45 a.m. OpeningComments-ConferenceCo-ChairmanHelenS.Young,CIA,CISA,CFE,DeputyCommissioner,InternalAudit,TexasGeneralLandOffice

GS 2 Responding to Changing Expectations: What’s Next for Internal Audit

Richard F. Chambers, Cia, CgaP, CCsa, President and Chief Executive Officer, The Institute of Internal Auditors auditing9:45 – 10:15 a.m. networking break

tRaCKs Focusing on Risk Compliance & ethics Management

addressing & increasing Fraud Risks Leveraging technology innovative solutions for

Constrained Resources

10:15 – 11:30 a.m. CS 5-1 A Strategic Framework for Governance, Risk, and Compliance

Richard anderson, CPa, CFsa Clinical Professor the Center for strategy, execution & Valuation, the strategic Risk Management Lab kellstadt graduate school of business

Mark Frigo director the Center for strategy, execution and Valuation

DePaul Universityauditing

CS 5-2 Whistleblowing: Are We Hearing More of It Now and How Should We Be Responding?

David Childers President and Chief executive Officer ethicsPoint, inc.

auditing

CS 5-3 Fraud Examination and Forensic Accounting: What Every Internal Auditor Should Know

Richard Riley, CPa, CFe, CFF Louis F. tanner distinguished Professor of Public accounting West Virginia university

timothy Pearson director, WVu division of account-ing and executive director of the institute for Fraud Prevention West Virginia university

auditing

CS 5-4 Managing Risk in a Hostile Technology Environment

MacDonnell Ulsch ZeroPoint Risk Research

auditing

CS 5-5 Cost Savings – Changing it From Concept to Reality

Michael J. Fucilli, Cia, CFe auditor general Metropolitan transportation authority

auditing11:30 a.m. – 12:45 p.m. Lunch

12:45 – 1:55 p.m. CS 6-1 The Next Generation of Governance, Risk and Compliance

Michael steel ChiefRiskOfficer

andy anderson Chief audit executive

AXIS Capitalauditing

CS 6-2 Partnering with the General Counsel

Philip Rudolph general Counsel Jack-in-the-box

auditing

CS 6-3 Attorney/Client Privileges: What They Need

Don Kohtz director, investigative & Compliance solutions Continuum Worldwide

auditing

CS 6-4 Information Privacy Issues & Risks

steve Mar, CFsa Consultant Resources global Professionals

auditing

CS 6-5 & CS 7-5 “COFFEE TALK” Parts 1&2 Survival Skills Enhancing Internal Audit Value

Don espersen despersen & associate

auditing

1:55 – 2:15 p.m. networking break 2:15 – 3:30 p.m. CS 7-1

Auditing Strategic Risk

speaker to be announced

Visit www.theiia.org/solutions09 for details

auditing

CS 7-2 FCPA Enforcement: Staying Ahead of a Persistent ChallengeModerator:

Matt Kelly editor-in-Chief Compliance Week

Panel:

Robb adkins Federal Prosecutor united states department of Justice

Marjorie Doyle, JD, CCeP Marjorie doyle & associates, LLC

auditing

CS 7-3 Corporate Governance, Fraud, and Internal Auditing

Craig greene Partner Mcgovern & greene

auditing

CS 7-4 Auditing Wireless Network Security

nelson gibbs senior Manager deloitte & touche, LLP

auditing

4:30 – 7:30 p.m. Optional event - Old town trolley tour of san diego (Visit www.trolleytours.com/san-diego for details.)

speCIal offersFree iia MembershipBy remitting the nonmember price for this event upon registration, you are eligible for a free one-year gift membership. By com-pleting a registration form for this event in its entirety and submitting it to The IIA, you signify your agreement.

discounts at the iia Research Foundation bookstoreThe IIA Research Foundation Bookstore (IIARF) offers hundreds of educational products that help you as a practitioner. Visit the Bookstore and receive an ad-ditional 10% off the already reduced IIA member pricing on IIA and IIARF-pub-lished products, and free shipping within the U.S. and Canada.

Free Cia exam applicationThe IIA will waive the initial Certified Internal Auditor® (CIA®) exam application fee (a US $60 value) for any IIA member who attends this conference. To request the application waiver, visit www.theiia.org/certification/why-become-certified/exam-special-offers.

Wednesday, august 26, 20097:30 a.m. – 2:00 p.m. Registration

7:30 – 8:30 a.m. Continental breakfast and networking8:30 – 9:45 a.m. Opening Comments – gRC Conference Co-chairman, James a. Molzahn, Cia, associate audit director, JCPenney Company, inc.

GS 3 Navigating the Changing Expectations of Stakeholders in a Volatile Environment

natalie nichelson, Vice President, Internal Audit, CB Richard Ellis | Global Finance auditing9:45 – 10:15 a.m. networking break

tRaCKs Focusing on Risk Compliance & ethics Management

addressing & increasing Fraud Risks Leveraging technology innovative solutions for

Constrained Resources

10:15 – 11:25 a.m. CS 8-1 Enterprise Risk Management - Moving Forward... With Purpose

Larry baker (invited) Managing Partner, enterprise Risk CFR Risk Management

auditing

CS 8-2 Third Parties: Don’t Think You’re Outsourcing Your Risk

Marjorie Doyle, JD, CCeP Marjorie doyle & associates, LLC

Michael R. Levin, esq. Vice President, supplier and Partner solutions integrity interactive

auditing

CS 8-3 How Can Your Organization Reduce the Risk of Fraud in Tough Times?

Ryan Hauber, CFe Principal brown smith Wallace

auditing

CS 8-4 Fraud Detection in the Automated World – GTAG June 2009

Ken askelson Cia, CPa, CitP Retired from JCPenney

Peter Millar director, technology application aCL

auditing

CS 8-5 Adding Enterprise Value While Conducting Internal Controls

beth Kaplan Partner deloitte & touche, LLP

auditing

11:30 a.m. – 12:45 p.m. ClosingComments-ConferenceCo-Chairman,JeffreyA.Lambright,CIA,CFSA,AuditVicePresident&ChiefComplianceOfficer,IndianaUniversityFoundation

GS 4 Practically Radical: Unleashing Big Change in Tough Times

William C. taylor, Founding Editor of Fast Company, Coauthor of Mavericks at Work Personal Development12:45 – 1:15 p.m. book signing of Mavericks at Work by Co-author William C. taylor

loeWs Coronado bay4000 Coronado bay Road

Coronado (san diego), Ca 92118 usa

toll Free Reservations: +1-800-815-6397

tel: +1-619-424-4000 / FaX: +1-619-424-4400

Room Rate: us $229 single/double Occupancy

Room Cut-off date: July 27, 2009

www.LoewsHotels.com/Coronadobay

Located just 20 minutes from San Diego International Airport, the Loews

Coronado Bay is a beautiful bay front hotel in Coronado (San Diego).

Situated on a private 15-acre peninsula surrounded by the Pacific

Ocean and Coronado Bay, Loews waterfront setting offers a variety of

activities including tennis, swimming, and water sports. Loews is also

equipped with the technology you need to keep up with work during the

conference including an oversized executive desk, high speed Internet,

2 digital phone lines and three phones with data port capability.

speCIal savIngs! hotel guests can dine at the mistral or market Café and receive a 20% discount.

SAVERegisteR by June 30, 2009

and

$100!

ConferenCe InformatIonPayment detailsAdmittance to this event is contingent upon full receipt of payment

prior to the conference. Payment in US dollars, for an IIA-sponsored

conference is due at the time of registration. If payment has not

been received prior to the start of the event, The IIA reserves the

right to deny entrance. Go to www.theiia.org/Solutions09 to register

or to print out a faxable registration form. Mail your check, made

payable to The Institute of Internal Auditors, with your registra-

tion form to The IIA Payment Center, P.O. Box 31280, Tampa, FL

33631-3280; or call The IIA’s Customer Service Center at +1-407-

937-1111, FAX: +1-407-937-1101, to charge your registration to

your VISA, MasterCard, or American Express.

schedule ChangesAt times, it may be necessary to cancel, reschedule, or substitute a

conference session, speaker, conference, and/ or topic after registra-

tion has been confirmed. The IIA will provide advance notice of any

changes once notice has been received and in doing so will not be

responsible for penalties related to the canceling or rescheduling of

registration fees, airfares, lodging, etc.

What if you Change your Mind?Cancellations must be made in writing, and those received after

August 14, 2009, are subject to a US $250 nonrefundable process-

ing fee. This service charge will be waived if you register for another

program at the time of cancellation. No refunds will be given

for confirmed reservations not cancelled by August 14, 2009. All

requests for refunds will be processed within 30 days following the

program. Fees, courses, and program content are subject to change

without notice.

Contact informationFor more information regarding refund, complaint, and/or program

cancellation policies, please contact our Customer Service depart-

ment at +1-407-937-1111.

CPe Credits availableWhen you attend this conference you are eligible for

up to 18 Continuing Professional Education (CPE)

credits, depending on the number of sessions you

attend. Attendance will be tracked via a ticket system. The IIA’s

educational programs are acceptable for fulfilling CPE require-

ments, which ensure that internal auditors comply with the specific

standards on education in The IIA’s International Standards for the

Professional Practice of Internal Auditing. The Institute is registered

with the National Association of State Boards of Accountancy

(NASBA) as a sponsor of continuing professional education on the

National Registry of CPE Sponsors. State boards of accountancy

have final authority on the acceptance of individual courses. Com-

plaints regarding registered sponsors may be addressed to NASBA,

150 Fourth Ave. North, Nashville, TN 37219- 2417 USA.

Conference sponsorships and exhibit space availableFor sponsorship opportunities for this conference, please contact

exhibits-sponsors@theiia.org or call +1-407-937-1109.

What to WearFor your comfort, business casual is appropriate when attending

IIA conferences. We suggest that you dress in layers because the

temperatures in hotel meeting rooms can vary considerably.

Compliance & ethics Management track sponsor

ConferenCe regIstratIon feesRegistRation Fees MeMbeR nonMeMbeR CPeearly Conference RegistrationBefore June 30, 2009 us $1,295 us $1,495 18Regular Conference RegistrationAfter June 30, 2009 us $1,395 us $1,595 18

Pre-conference Roundtable us $300 us $350 4

Pre-conference Workshop 1 us $400 us $450 8

Pre-conference Workshop 2 us $695 us $795 8

after august 21, 2009, you must register on-site at the Loews Coronado bay during the event. Registration fees include continental breakfasts, refreshment breaks, Monday and tuesday lunches, and Monday evening’s reception.

Visit www.theiia.org/solutions09 for the most current information and to register.