iia central kentucky chapter audit trails...membership anniversaries october trisha hayes – 15...
TRANSCRIPT
2015 – 2016 Issue 03 October 2015
Upcoming Chapter Events
President’s Message
Our next meeting and those through December will be at Lexmark. It’s quite easy to come to Lexmark. Park by building 004, the one with the flag pole, which is along New Circle Road. Come in the main entrance. A Lexmark employee will be there to accompany you to the meeting room.
We had a great turnout for the October meeting featuring the Fayette County Commonwealth Attorneys’ office providing a prosecutor and a detective to speak on prosecuting white collar crime.
For November, Bradford Willke will be coming to us from the Department of Homeland Security in Washington, DC to discuss enhancing cyber security in our organizations. Your CIOs and security personnel are welcome to attend. They can register using the regular process. Bourbon n’Toulouse will cater the lunch. Their menu was well received the last time they provided lunch.
Best Regards,
Joe Buckman
Date: Tuesday, November 10th, 2015
Time: 11:30 am – 2:00 pm Topic: Homeland Security Perspectives: Enhancing Cyber Security Capacity and Capability
Speaker: Bradford J. Willke, Cyber Security Advisor, Program Mgr., DHS, Washington, D.C. Place: Lexmark Cost: $30 for Members - $40 for Non-Members – Use the PayPal link below the Meeting Calendar to pay in
advance. RSVP: [email protected] (by Friday, November 6th, 2015)
2015 – 2016 Chapter Officers
President Joe Buckman Lexmark International [email protected] Executive VP Amy Brusaw Lexmark International [email protected] Treasurer Chris Darmand Lexmark International [email protected] Secretary Jeremy Wright Creative Lodging Solutions [email protected]
IIA Central Kentucky Chapter
Audit Trails
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2015 – 2016 Issue 02 September 2015
Meeting Calendar Date Speaker(s) Topic(s) CPE (est.)
November 10th, 2015 Bradford J. Willke, Cyber Security Advisor, Program Mgr. DHS, Washington, D.C.
Homeland Security Perspectives: Enhancing Cyber Security Capacity and Capability
2.0
December 8th, 2015 Urton Anderson, Ernst Young Professor of Accountancy
IPPF Update 2.0
To pay in advance via PayPal click the following link: https://chapters.theiia.org/central-kentucky/Events/Pages/CKIIA%20Catalog%20for%20PayPal%202014-15.htm * - Registration and Cancellation Policy: To cover meeting costs including meals, the CKIIA Board has approved a two business day cancellation policy for meetings. For example, for a Tuesday meeting starting at 11:30 AM, the cancellation must be received by 11:30 AM the Friday prior to the meeting. If the cancellation is not received by that date, the registrant is responsible for and will be billed for the meeting fee unless another individual from the registrant's organization attends in the registrant's place.
Central Kentucky Chapter News CKIIA Website Add the CKIIA website to your favorites. https://chapters.theiia.org/central-kentucky/Pages/default.aspx.
Certification News None Reported
Note: Due technical issues experienced this year in the generation of the report for newly certified chapter members, there may
have been newly certified members left out in Newsletters. Please reach out to one of the officers noted above if you believe your
recognition has not been made. It is important to us to make sure that each member is recognized for this wonderful professional
achievement!
Membership Anniversaries October Trisha Hayes – 15 years
Job Postings Information The Central Kentucky Chapter of The Institute of Internal Auditors offers a job posting section on our website and in our newsletter for organizations in our area with chapter members. The price is $50 for 3 months. This includes the posting of the employer's ad on the CKIIA website and a publication of the job summary in our Newsletter. Please submit the ad to the Chapter Secretary and newsletter editor, Jeremy Wright at [email protected].
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2015 – 2016 Issue 02 September 2015
IIA News The New IPPF The link below is for The Framework for Internal Audit Effectiveness: The New IPPF. https://global.theiia.org/standards-guidance/Pages/New-IPPF.aspx
New Course to Complement COSO’s Updated Framework COSO has updated its Internal Control–Integrated Framework: 2013 (Framework). As one of the sponsoring organizations of COSO, The IIA is developing resources, tools, and training to help its members with implementation. Locations and dates of these seminars can be found here: http://www.theiia.org/goto/COSO-course. The IIA has also established The IIA COSO Resource Exchange at the following link: https://global.theiia.org/standards-guidance/topics/Pages/COSO-Resource-Center.aspx
IIA Seminars Click on the location and dates to open the link to the website for more details.
Chicago, IL - November 3-6, 2015 November 3-4, 2015 Auditing Derivative Strategies Effective Writing for Auditors Financial Auditing for Internal Auditors Operational Auditing: Influencing Positive Change November 3-6, 2015 Audit Manager Tools and Techniques Beginning Auditor Tools and Techniques Leadership Skills for Auditors November 5-6, 2015 Auditing Investment Activities COSO-based Internal Auditing
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2015 – 2016 Issue 02 September 2015
Latest Updates from the IIA’s Standards and Guidance Implementation Guides NEW! Implementation Guide 1000: Purpose, Authority and Responsibility, July 2015 NEW! Implementation Guide 2110: Governance, July 2015 Practice Guides NEW! GTAG 3: Continuous Auditing: Coordinating Continuous Auditing and Monitoring to Provide Continuous Assurance, 2nd Edition, March 2015 NEW! Creating an Internal Audit Competency Process for the Public Sector, February 2015 Practice Advisories NEW! IG1000: Purpose, Authority, and Responsibility (Supersedes: PA1000-1 Internal Audit Charter) July 2015 NEW! IG2110: Governance Supersedes: PA2110-1 Governance: Definition, PA2110-2 Governance: Relationship with Risk and Control,
PA2110-3 Governance: Assessments, July 2015
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2015 – 2016 Issue 02 September 2015
Latest News
27-October-2015 New IIARF Book Offer Key Risks and Steps to Consider When Auditing Legal Services
26-October-2015 Blog: Back to the Future: Could We Have Envisioned Internal Audit in 2015?
20-October-2015 CBOK Reports: The Changing Face of Risk
20-October-2015 Compensation Survey: Skills, Education Buoy Internal Audit Salaries
20-October-2015 Culture Poses High Risk, Financial Services Poll Finds
19-October-2015 The IIA Seeks Volunteer Leadership Candidates for 2016‒17
19-October-2015 Blog: Leadership Lessons From an Audit Giant
16-October-2015 From SQL Programmer to a CIA Exam Medal Winner, Alessandro Segalini
16-October-2015 CGAP Application Fee Waiver Program Ends 31 October
12-October-2015 Blog: Fantasy Island: Lessons Learned From DraftKings and FanDuel
05-October-2015 Blog: From Trusted Adviser to Double Agent: Are Regulators Trying to Redefine Internal Audit?
01-October-2015 Limited Time Offer: CGAP Application Fee Waiver
30-September-2015 CBOK Seeks Board Member Input for Stakeholder Survey
30-September-2015 Certified Professionals – Earn and Report Your CPEs by 31 December
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2015 – 2016 Issue 02 September 2015
IIA Guidance Webinars
The IIA offers professional development and continuing professional education (CPE) opportunities through complimentary webinars that cover recent guidance releases. These webinars are presented by the authors to assist members with implementation and answer questions.
Please check the webinar calendar for the latest information. On-demand 24/7 Webinar Playback
One benefit of being an IIA member is having access to our extensive library of archived webinars. NOTE: On-demand webinars do not qualify for NASBA CPEs.
Upcoming Members-Only Webinars The IIA's complimentary Members-only Webinar Series is available exclusively to you as part of your membership investment. These monthly educational webinars are developed specifically with IIA members in mind.
17-November-2015 Measuring IA Value and Performance
Audit Executive Center
The IIA's Audit Executive Center is the essential resource to empower chief audit executives to be more successful. The Center's suite of information, products, and services will enable you to respond to the unique challenges and emerging risks of the profession. (http://www.theiia.org/cae/) CAE Bulletin CAE Bulletin is a twice-monthly newsletter that will alert you to the latest news, guidance, and information to help you be as effective as possible in your position as chief audit executive. The CAE Bulletin, part of the benefit of being a member of the Audit Executive Center, is designed to help you respond to today’s business challenges and opportunities. Learn more about Audit Executive Center membership. (http://www.theiia.org/cae/) Tone at the Top The IIA's Tone at the Top e-mail newsletter provides executive management, boards of directors, and audit committees with concise, leading-edge information on such issues as risk, internal control, governance, ethics, and the changing role of internal auditing; and guidance relative to their roles in, and responsibilities for the internal audit process. (https://na.theiia.org/periodicals/Pages/Tone-at-the-Top.aspx)
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2015 – 2016 Issue 02 September 2015
Other Opportunities for Continuing Education Meeting Calendar for the Louisville IIA Chapter https://chapters.theiia.org/louisville/Events/Pages/default.aspx
Date Time Topic CPE (est.)
November 10, 2015 12:00pm French Lick Resort: Audit Methods for Gaming & Hospitality 1 December 8, 2015 12:00pm Ready for Generation Z? 1
Meeting Calendar for the Bluegrass IMA http://bluegrass.imanet.org/
Date Time Topic CPE (est.)
November 19, 2015 6:00 PM Ethics TBD January 21, 2016 6:00 PM Income Tax Changes TBD
Meeting Calendar for the Bluegrass IIBA http://bluegrassiiba.com/
Date Time Topic CPE (est.)
November 18, 2015 6:30pm IIBA Panel Discussion – Recruiting and Hiring Business Analysts TBD
Central Ohio Chapter IIA is sponsoring a 3 Day CGAP Training Course presented by Mark Kolman Mark Kolman, CIA, CPA, CISA, CFE, is a Distinguished Faculty Member of The IIA’s seminar program. He is a general audit manager for a government entity. He specializes in fraud detection training for auditors, accountants, and business organizations. His work experience includes private and public accounting, nonprofit and governmental auditing, and audit supervision for large entities. Mark received his bachelor’s degree from the University of South Florida, as well as a master’s in adult education. He is a member of The IIA, the Association of Certified Fraud Examiners, the Information Systems Audit and Control Association, and the American Institute of Certified Public Accountants. He has designed and presented courses on auditing, fraud, human relations, and public speaking, and has been published in several journals. You can register online at the IIA website.
The training will be held February 24-26, 2016 at the Hyatt Place at Grandview Yard. 795 Yard Street, Columbus, Ohio 43212.
(614) 280-1234
Information can be found on Central Ohio Chapter website: https://chapters.theiia.org/central-ohio/
$600 per person.
SAVE THE DATE. TELL YOUR FRIENDS. THE CGAP TRAINING ALWAYS SELLS OUT!!
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2015 – 2016 Issue 02 September 2015
IIA Certifications
Certified Internal Auditor (CIA) Register Now: http://www.theiia.org/certification/certified-internal-auditor/
Certification in Control Self-Assessment (CCSA) Register Now: http://www.theiia.org/certification/specialty-certifications/ccsa/
Certified Financial Services Auditor (CFSA) Register Now: http://www.theiia.org/certification/specialty-certifications/cfsa/
Certified Government Auditing Professional (CGAP) Register Now: http://www.theiia.org/certification/specialty-certifications/cgap/
The IIA's CIA Learning System is a comprehensive training course designed to provide chapters, members, and the audit community of professionals with information and tools to master the global CIA exam syllabus. This premier quality program is aligned with the International Professional Practices Framework (IPPF) to ensure you stay current with the global internal auditing profession and are ready for the CIA exam. It combines printed text with online testing tools and online questions.
Take advantage of the best prep materials out there by ordering yours today! Web: https://na.theiia.org/training/Pages/CIA-Learning-System.aspx
The IIA Research Foundation
Understanding, Shaping, Advancing The Institute of Internal Auditors Research Foundation was founded in 1976 by The Institute of Internal Auditors. For more than 30 years, the Foundation has consistently set the standard for professional achievement in the internal auditing profession. http://www.theiia.org/go?to=chapteroutreachIIARF
The IIA Research Foundation (IIARF) has just released its 2016 research priorities. There are four priority topics for 2016: 1. Approaches to Continuous Monitoring and Continuous Auditing 2. Internal Auditing of Anti-corruption Programs 3. Providing Assurance over Strategic Planning and Execution 4. International Professional Practices Framework (IPPF) Principles
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2015 – 2016 Issue 02 September 2015
GLEIM – IIA Chapter Payback Program Your Central Kentucky IIA Chapter has partnered with Gleim Publications to ensure your success on the CIA exam! Working together, we will provide you the necessary study tools to prepare for this difficult exam.
Gleim provides an extensive self-study course for the CIA exam. Our most successful candidates use the Gleim CIA Review System with Gleim Online. This system combines Review Books, Test Prep software, Test Prep for Windows Mobile, audio reviews, Gleim Online and a Personal Counselor (a real live person!) to maximize your available study time. Because Gleim identifies and focuses on your weak areas, you will not spend any more time preparing than is necessary to guarantee success. The CMA Review System with Gleim Online GUARANTEES that you will pass each exam part the first time. We are here to save you time and money.
As a member of our chapter, you are eligible for a 20% discount on Gleim CIA Review materials. In addition, the Chapter will receive 20% of your Gleim CPE purchase. To take advantage of the reduced prices, please contact our chapter representative, Melissa Leonard:
Contact phone: (800) 874-5346, Ext. 131 Email: [email protected] Fax: (888) 375-6940, Attn: Melissa Leonard
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