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Identification of an Individual in Complex Forensic Mixtures Using SNP Microarrays Sheri Ayers, MS Research Associate Cellmark Forensics Dallas, TX NIJ Award# 2011-DN-BX-K555

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Page 1: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Identification of an Individual in

Complex Forensic Mixtures Using

SNP Microarrays

Sheri Ayers, MS Research Associate

Cellmark Forensics

Dallas, TX

NIJ Award# 2011-DN-BX-K555

Page 2: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Introduction

Page 3: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Introduction

» DNA mixtures of multiple individuals

• Evidence touched by several people

• Sexual assaults with multiple perpetrators

• Mass disasters with a large number of victims

» Drawbacks of STRs:

• Limited usefulness for interpreting mixtures

• Subjective - Low level peaks – stutter, alleles, artifacts, etc.

• Lack of statistical power

Page 4: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Low-level mixtures

Complex mixtures (≥3 contributors)

Page 5: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

SNP Markers

» Single nucleotide polymorphisms • Bi-allelic markers (two possible alleles at each locus)

• More markers needed for same power of discrimination

» Current SNP methods • Test >100,000 SNP loci

• Minor allele frequency (MAF) ~0.5

» Drawbacks of current methods: • Large DNA input

• High per-sample cost

• Does not allow exclusion of relatives

• Requires accurate reference population data

• Privacy concerns

http://en.wikipedia.org/wiki/File:Dna-SNP.svg

Page 6: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Proposed Method

Page 7: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Proposed Method

» Each individual has a unique set of minor alleles • If these minor alleles are present in a mixture, it

can be concluded that the individual is a contributor

» Proposed method • Genotype a few thousand SNPs

• Choose loci with low MAF (0.05-0.1)

• High power of discrimination

• More cost-effective

Page 8: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Proposed Method

Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435.

A few SNP loci have a large effect on power of discrimination

Optimal MAF depends on number of SNPs and contributors (0.05-0.1)

» Number of Loci » Optimal MAF

Page 9: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Proposed Method

Too many shared alleles Not enough statistical power

Some individuals are not represented Not enough alleles to identify an individual

Low MAF (0.05-0.1)

High MAF

Very low MAF

Little or no overlap between individuals Enough minor alleles to identify an individual

Page 10: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Proposed Method

Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435.

Method is robust even in the presence of: 1) Genotyping errors

2) Population admixture

3) Relatives

Page 11: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Proposed Method

» Collaboration of Cellmark Forensics with Dr. Ariel Darvasi and Lev Voskoboinik (Hebrew University of Jerusalem)

» Proof of concept • Pilot study with high DNA input

• Limited by available technology

» Testing the theory • 3000 SNPs

• MAF ~0.05-0.1

» Testing the technology and chemistry • Sensitivity to low DNA contributors?

• Performance of whole genome amplification?

Page 12: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Materials & Methods

Page 13: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

HumanCytoSNP-12

» HumanCytoSNP-12

• Illumina® Infinium® HD array

• 300,000 SNPs

• 200ng DNA input

» SNP selection

• MAF 0.02-0.15

• 3,000 loci chosen for analysis

• Loci with best performance

http://www.illumina.com/images/products/WG_311_1220_th.jpg

Page 14: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

HumanCytoSNP-12

http://www.illumina.com/documents/products/datasheets/datasheet_infiniumhd.pdf

1)

2)

3)

4)

5)

6)

Page 15: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

» Mixtures 1-7 • 3-6 individuals

• 1% - 66% contribution

• Caucasian Americans or Ashkenazi Jews

» Mixture 8 • 10 individuals

• 10% contribution

• Caucasian Americans

Sample Preparation

% Contribution per individual

1 2 3 4 5 6 7 8 9 10

1 50% 30% 20%

2 30% 25% 20% 15% 10%

3 30% 20% 20% 15% 10% 5%

Mixture 4 35% 35% 15% 5% 5% 5%

5 65% 15% 15% 2% 2% 1%

6 63% 10% 10% 10% 5% 2%

7 66% 10% 10% 5% 5% 2% 2%

8 10% 10% 10% 10% 10% 10% 10% 10% 10% 10%

Page 16: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Sample Preparation

» Sample Preparation • Pristine samples

• Inhibitors/Degradation (mixture 1 and 7 only)

- Hematin

- Humic acid

- Indigo dye

- Degradation

- Control

• Whole genome amplification - Qiagen REPLI-g® Mini kit

- 25ng, 5ng, 1ng DNA

» SNP Genotyping • Mixtures typed in

duplicate

• DNA input - 200ng unamplified DNA

- 200ng after whole genome amplified DNA (if available)

Page 17: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Analysis

» RMNE and LR calculations on all mixtures

» Random man not excluded (RMNE)

• What is the probability that someone randomly picked from the general population will be excluded as a contributor?

• Based on allele frequency at each SNP locus

• Low RMNE: support for suspect being in the mixture

Page 18: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Analysis

Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435.

» Likelihood ratio • Compares the probability of the evidence under two

different hypotheses

• A mixture of “n” individuals: - Prosecutor hypothesis (HP): the suspect and “n-1” other

individuals contributed to the mixture

- Defense hypothesis (HD): “n” other individuals contributed to the mixture

• LR = HP/HD - LR <1: support for suspect not being in mixture

- LR >1: support for suspect being in mixture

- Stronger support as LR increases

Page 19: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Analysis

» Likelihood ratio

• Estimate the number of contributors

Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435.

91%

99%

Page 20: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Results

Page 21: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Whole Genome Amplification

Dropout increases as DNA input decreases

Page 22: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Likelihood Ratio

267 non-contributors chosen from

HapMap database (CEU, CHB, JPT, YRI)

Likelihood ratio of contributors

increases when:

Input DNA increases

The proportion of the contributor

increases

Page 23: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Likelihood Ratio

267 non-contributors chosen from

HapMap database (CEU, CHB, JPT, YRI)

When is LR>>1?

1ng DNA or higher

Individuals contributing 15% 150pg

5ng DNA or higher

Individuals contributing 5% 250pg

25ng DNA or higher

Individuals contributing 2% 500pg

Non-contributors:

Less than 0.1% of non-contributors

had LR>1

Page 24: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

25ng

≥ 2%

% Contribution per individual

1 2 3 4 5 6 7 8 9 10

1 50% 30% 20%

2 30% 25% 20% 15% 10%

3 30% 20% 20% 15% 10% 5%

Mixture 4 35% 35% 15% 5% 5% 5%

5 65% 15% 15% 2% 2% 1%

6 63% 10% 10% 10% 5% 2%

7 66% 10% 10% 5% 5% 2% 2%

8 10% 10% 10% 10% 10% 10% 10% 10% 10% 10%

1 50% 30% 20%

2 30% 25% 20% 15% 10%

3 30% 20% 20% 15% 10% 5%

Mixture 4 35% 35% 15% 5% 5% 5%

5 65% 15% 15% 2% 2% 1%

6 63% 10% 10% 10% 5% 2%

7 66% 10% 10% 5% 5% 2% 2%

8 10% 10% 10% 10% 10% 10% 10% 10% 10% 10%

1 50% 30% 20%

2 30% 25% 20% 15% 10%

3 30% 20% 20% 15% 10% 5%

Mixture 4 35% 35% 15% 5% 5% 5%

5 65% 15% 15% 2% 2% 1%

6 63% 10% 10% 10% 5% 2%

7 66% 10% 10% 5% 5% 2% 2%

8 10% 10% 10% 10% 10% 10% 10% 10% 10% 10%

Likelihood Ratio

5ng

≥ 5%

1ng

≥ 15%

Page 25: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

DNA contribution per individual (pg)

1 2 3 4 5 6 7 8 9 10

1 12500 7500 5000

2 7500 6250 5000 3750 2500

3 7500 5000 5000 3750 2500 1250

Mixture 4 8750 8750 3750 1250 1250 1250

5 16250 3750 3750 500 500 250

6 15750 2500 2500 2500 1250 500

7 16500 2500 2500 1250 1250 500 500

8 2500 2500 2500 2500 2500 2500 2500 2500 2500 2500

1 2500 1500 1000

2 1500 1250 1000 750 500

3 1500 1000 1000 750 500 250

Mixture 4 1750 1750 750 250 250 250

5 3250 750 750 100 100 50

6 3150 500 500 500 250 100

7 3300 500 500 250 250 100 100

8 500 500 500 500 500 500 500 500 500 500

1 500 300 200

2 300 250 200 150 100

3 300 200 200 150 100 50

Mixture 4 350 350 150 50 50 50

5 650 150 150 20 20 10

6 630 100 100 100 50 20

7 660 100 100 50 50 20 20

8 100 100 100 100 100 100 100 100 100 100

Likelihood Ratio

25ng

≥ 500pg

5ng

≥ 250pg

1ng

≥ 150pg

Page 26: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Likelihood Ratio

10 person mixture

10% contribution each

Page 27: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Inhibition and Degradation

control > indigo dye > hematin > degradation > humic acid

Page 28: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Random Man Not Excluded

267 non-contributors chosen from

HapMap database (CEU, CHB, JPT, YRI)

Non-contributors:

All excluded

As DNA input increases, fewer contributors are excluded

Not excluded:

5ng DNA or higher 250pg

5% contributors not excluded

1ng DNA or higher 150pg

15% contributors not excluded

Page 29: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Related Pairs

» Question: • Will a non-contributing individual be wrongly included if a relative

is in the mixture?

» Data set includes 2 parent-offspring pairs • Preliminary data

» How to address this? • Adjust LR calculations

• Allow less drop-out

» Result? • A higher proportion of the true contributor is required to identify

his presence

• Non-contributing relatives won’t be included

• Minor contributors can still be identified

Page 30: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Conclusions

Page 31: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Conclusions

» LR and RMNE

• Strong support for presence of contributors

- Low-level contributors

- Multiple contributors

- Number of contributors does not affect accuracy

• Exclusion of non-contributors

- Rarely have LR>1

- Excluded using RMNE

Page 32: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Conclusions

» HumanCytoSNP-12

• Practical applicability of off-the-shelf SNP

microarrays

• Technology meets accuracy and sensitivity

requirements of forensics

• Whole genome amplification is compatible

with HumanCytoSNP-12

Page 33: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Conclusions

Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435.

Method is robust even in the presence of: 1) Genotyping errors YES 2) Population admixture YES 3) Relatives YES

Page 34: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Future Research

» Focused array with a few thousand SNPs • Illumina® Infinium® custom array

• Benefits - Reduced DNA input for forensic needs

- Reduced cost

- Increased accuracy

• Whole genome amplification when necessary - Qiagen REPLI-g® FFPE kit

• Addition of SNPs for ancestry or appearance

» Next generation sequencing • Preliminary data on Illumina® MiSeq platform

• Alternative option for SNP genotyping

Page 35: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Acknowledgments

Cellmark Forensics • Dr. Aaron LeFebvre

• Cynthia Smitherman

Hebrew University of Jerusalem

• Dr. Ariel Darvasi

• Lev Voskoboinik

Baylor Institute for Immunology Research

• Esperanza Anguiano

University of Texas Southwestern Medical Center Genomics & Microarray Facility

• Dr. Quan Li

• Tao Chen

• Bo Zhang

National Institute of Justice • Funding provided by NIJ

award# 2011-DN-BX-K555

Page 36: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Questions?

Page 37: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Calling threshold chosen to 1) Minimize drop-out and drop-in 2) Maximize LR of contributors 3) Minimize LR of non-contributors

Page 38: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Conclusions

» Short term • Commercially available SNP arrays

• Large number of SNPs to increase statistical power

• Whole genome amplification when necessary

Page 39: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Conclusions

» Short term • Commercially available SNP arrays

• Large number of SNPs to increase statistical power

• Whole genome amplification when necessary

» Long term • Focused array with a few thousand SNPs

- Reduced DNA input for forensic needs

- Reduced cost

- Increased accuracy

• Whole genome amplification when necessary - Qiagen REPLI-g® FFPE kit

• Addition of SNPs for ancestry or appearance

Page 40: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Analysis

» Related pairs • Can this method distinguish between contributors

and close relatives?

• Problem 1: - The suspect is not a real contributor to the mixture

- The suspect has a high LR because his relative is a contributor

• Problem 2: - The suspect is a real contributor

- The suspect claims he has a high LR because his relative is a contributor

• Data set includes 2 parent-child pairs

Page 41: Identification of an Individual in Complex Forensic ...afdaa.org/2013/wp...of...Forensic-Mixtures-SAyers.pdf · Voskoboinik L, Darvasi A. Forensic Sci Int Genet 2011;5:428-435. A

Proposed Method

Too many minor alleles in the mixture Too many shared alleles Not enough statistical power

Too few minor alleles in the mixture Some individuals are not represented Not enough alleles to identify an individual

Low MAF (0.05-0.1)

High MAF

Very low MAF