'I •

I , .

I A0-10

Rtv. 112004

u ..

1. P..- RtpOrting(Lostnuno, ruu ...,._ fiddlo"'®l}

,Ripple. K<modi F

- Till• (Article m Judges indicate or Jeni or llatus; RllQlw&tt j"'4<o iodica!t fulj. Ot p&Mlmo)

2. Court cc Orgonizotion

Court of Appcola-7lh cu...

S. RcportType (c:beci< approptilllc typc)

l . Dalo of' Rq>Ort

.s/10/200S

6.R Pcdud

11112004

lo ll/3112004

Oflicor. ________ Dee. ___ _

IMPORTANT NOTI!S: lbo imtrucdool _...,.;ng tbi&f0tm RMI bofO!lowod. Complcta oil partr, cbocklnclho NONE bo% for oach pott whete >""' ha"".., RpOrtablo iDlhnnalioiL Sigll Clll last paco.

iadividoal 0Dly.-pp:9-1Jor&liog...., rte)

1. See Soolion VIII. hit I

NAMQ OP QBOANJZ.mClNt1d'll

'

I

.4 .. . ; -

2 ,- . -

'

--

.!::> -

' .

n. AGREEMENTS. (Rtpollqiadlvidllllonly.... "" 1.,16 orfilinl-.rti->

D NONE

1.

FINANCIAL DfSCLO§U RF;PORT FOR CALENDAR YEAR 2004

Rep-R<,ulrt<l 'r Ethics inCowmrnmt A.et or Jm (5U,S.C.app. H 101-111)

U.S. Cl:ouit Judp-Actiw Q NomiN!ioo. Dalo

0 Wti.U on..1

7. a....i.cnorOtlio&-

1..WlodS....C.U.-...

L 0.. tbo bosis of lbe ;,,r-....., conWood in lhis R.opcrt aod wry onoclificoticmpcrtU>ins lberdo, it;., io"'1""""""' ioconpli·­-"IJPllooble laws ...i

204 S. Malo, -20S

Soulh e-1, IN 466.01-2122

l POSITIONS.

0 NONB - <No ,..._>

. -

:? . " \ ::

:_;;J· ...:

,._,..,:)

......

@ ...,.,

-<

.::0 m (") m -<: m 0

•

SOURCE &'D me QROSS INCOME """'""-)

20,019

· ·•

SOURCE AND TYPE

• FINANCIAL DISCLOSURE REPORT N=co£Puson1tq>oc<ios

Ripplc, P

··ID. NON-INVESTMENT lNCOME.(Rcporung incfi,;dual arut-secpp. 1H• ormu.g"""'1dicnsJ

A. Filer's Non-Investment rncome

0 NONE - (Norepcrtablc......._inoomc.)

I. 2004

D1tc ofRoport

Sll0/200S

B. SpOUle's Noa-Investment Incom6f you..... marriedduriag aaypoo1iC11oftbo ""'°""" :i-. pbae .....,1.c. Ibis-... Doll&c ......at...,. rccpJircd forhomororia.)

0 NONE · <N• nporlll>lc ......un incoaic.)

I.

(!Jlcludoo_to_anddqla>doolobildra>. S..pp. 2S.27a(lmlraciiom.)

0 NONE - (No __...,,.,.....,.__.._>

§QJIBCZ DFJQlPJlON

DESCR!fTION

See Soceioa VDI. hit V

V. GIFTS. (lnolodosa-to opouso and dqleOO<nt c:hil<km. S= pp. 28-Jl afinslnKtiom.)

0 NONE (Nosuchrq>odahlepn..) ·

'

Fh-l'ANCJAL DISCLOSURE.REPORT N:uno o!Pc=n R'l'Orting

Ripple. Kcm<th F

l.

SOu1lCE ·

V1 UABn.rrms. (lnoluc1oa-or ....d<peodontdiildreo. s.epp. 3�or-i

li!I NONE • <N• ..,..,-i. liabililial

CBWTJ'OB

I.

· -· · -· -· - · ·- · · - -r · · --·--· ·---·· · · -

Date of RC{>Ort

Sllll/200S

YAJIJECQDR

Page l of 6 ·

'

I.

2.

3.

4.

s .

6.

7.

8.

9.

10.

11.

12.

13.

14.

IS.

16.

17.

II.

..

Koy Banlc. So. Beod, IN IRA· CD

Koy BanJc. So. Beod, IN· IRA.ct>

N-Dame FC'U, Noe.. O..,., IN saviap a: cboctiog -

U.S. Saviop-

V_.w Muai""°1 Bood Fuad llilntl<aocdifialotlo•

Loan to Jobo Driooo ll to uoilt in paying maitp&e

C.0- Whole Ufc-Pal"'rll

llatne of P=n R'l""'ins o.tc of Report

Ripple, Kcnndh F l/JOl200S

(I) (2)

A

A

A

D

B

A

A

A

A

-

( I )

]

]

]

K

]

]

N

L

]

]

]

(2)

T

T

T

T

T

T

T

T

T

T

T

T

T

( I )

Wilhhwsl 12120 Close :l

)Q/1$

IQ/15

IQ/IS

W'--.I 12115

& Close :l Sold fl.II

(3) (C) (5) Vah.le 0.C. ld=lty or

Code 2 Olde I Ila

]

]

]

1

L

L

D::saiptioc o(

· FINANCIAL DISCLOSURE REPORT

·VIl.

(i:id 1%1-1 aaJC:t.J)

vw. Codol Codo2 (A .ff) (1-l') (J.P) (Mi) (ifpti\ii&e

-

&

A

A

A

]

Nunc of Pcnon Rcponins

Ripple, Kmi<lll F

Dai. of'Rq>ort

S/lOll<JOS

'

19.

21.

21.

23.

24.

2$.

:z&.

27.

28.

29.

30.

31.

32.

33.

34.

35.

36.

...

Tuvola's Lil"o Jnsur>noo P olky

Trust /13 (VRFI' XK)

IV:y AdnmpM_,- a..d<ing

IV:y Adwalago M_,. M&dcd

Trust l s

·Meis vu.. Fllad lac.

-AMCAP Fllad A Ill

.I>ocfp A Coz Slod; Fuod

-Matpo s-i..y 1""1 !ml

..thtits --Eqgi!y FU...i otlst S-0. Baolt

..{Jnila;., Ta: l'llld otlst-&ak

•Units Jn Inf CT ,,,. - -.ClstS-

-.Aoosia vu.. had lac.

-AMCAP }' .... A 112

·DodF .. Co< Stadt l'lmd

-Morpn Stm>ley laoll la!I

a. c. Omu ' QI end of

pcriod period

(1) (2) (I) ('2)

- 'l)l>o v ..... div. tc!C. Cit M«l>Od int) Codo3

(Q-W)

N..,. s T

B Divllit

None s T

A - IC T

c Divliit N T

.D.

(I) lfaot UlJDI 0) (4 ) (5)

""" Value Goin ' """ " .,. buy • ..i -- Cod a l c.dcl ..,,.,Id! ... """""' Doy (J-P) (A.ff) ""'°"'""""'

.

Wilhdn.wal 7/ll N

- · it . W"dhdhwal 7/ll I

- 7/16 1

Pm I lied 7/19 IC

- 711 9 IC

- 7119 s

- . ..., K

- &15 IC

Ptl:2'!1.d &IS K

Pm I eed 1131 s

lm I 911 s

- 911 s

- 911 1

·FINANCIAL DISCLOSURE REPORT

Page 2 of6

Vll. INVESTMENTS and TRUSTS---...v.1"'-"""""'""< -ce•1,._.....idcpc-.&nt<bi10rto. s..pp.34-s1ormmeimWaiom.l

20.

D=nption o{ As.<U (...................... )

Pboe"(X)"<Ac<---&c.npri«

-IV:yTrustTuFrooMooeyM.ub<Funol-TXMMF

-IV:yTnutTuFn:cMooeyMarltdFuud·txMMF

lid:

l'11:Un11

(q. Voluc Cod<I Codol (A.ff) (J-P)

.,..,.._....,.......,...,...,......,

('2) Typo (cg.

(1fpti\....te "'"""""'>

c1oied

> A.

37. -Units in-. Equity Fund of lsl So=o.Baok

31. -UM> In Tu l!locsq>t fiwl .ClstSoarco llmk

3 9. -Units In lnr.ancdioto Tu Eumpt Fund of lit Sowco

4-0. -J.P. Motpa. Promi"' Tax Froo MQQO)' Mark« Fund

41. -J.P. Morpa Pnmicr Tax Froo MQQO)' Miut:et PIJDd

42. -Aq;is v alu• Fund l.nc.

43. -AMCAP Fuod A #2

44. It O> x S10ck Fund

4,. -M-Sllzlloy Inst! lull

46. -Unibfo- Eqgjty Fllll4 of I st s ..... e..t

47. -Uaib In Tax E-. Pllnd of lst S-00 Boak

4&. -Uaib Jn -.,diste TaxEaqt l'UDd cl lst Sourco

49. .Aegis Valoc Fuod Inc.

,0. -AMCAP Flmd A#2

,l, ·Dodge It Cox Slocit Faad

,2. -Moqoa Staa1ey lnstl lad

SJ. -Uaits 1n --.. Eqlily l'lmdof lsl S- Boat

$-4, -Uaits In Tax Emnpl\md of llt Somoe Blak

Name of PCBOll Rq>artjng

l!.ipp l., K<Me<h F

a. c. Gnw ,'llk.Jo ac end ol

· pcrlool period.

(I) ('2) (I) (2) .

- Typo Codel M olhod

"1.) ) Codol (Q.11.?

.

D. ·rn.. .......... ....,. -

(I) U"iiQt fttm duclccure (3) C•l (S)

Typo , ... Dile: v.i.. <laio. "")'.'°1l Mon1h· c.Jel c.dc l _ ...,_ ..._ Doy (l.P) (Ml)

Purcbuod 9n 1

PuiU>Ued 9n Jt

Purcbuod 911 K

Purdwod 9130 N

Sold 9130 M

Purcbuod 10/ll 1

Purd>uod 10/14 1

- 10/1 4 1

- 10/14 1

Pun:huod . Ill< 1

- IU4 J

- 11/4 1

- 11/17 J

Purcbuod 11/I S J

- 11/lt 1

Pm I l II/It J

Par • 110d 1216 1

- 1216

"'"=""

(

· FINANCIAL DISCLOSURE REPORT

Page3of6

-""'""'

(•liJd l:tUl!lt a..ctJ,)

('2)W""'CO<b""".._. vu.. vw.

Wm priot di:sdol(ft c.dcl di talt. GC' �'.ff) (J.P

--..i

iddtilycC

(i!privale

-

m

1192

-

1

D>te of Report

5/IMOOS

·Vll. INVESTMENTS and TRUSTS- """""'- ...iu.. -... (iodud<o"'=oe 11>c .,.... ..iJq.oam<hil<l<= s..pp. J.4.51.cmU1a J

'

SS.

56.

S7.

SS.

59.

60.

61.

62.

63.

64.

6S.

66 .

67.

61.

-

70.

71.

72.

. A.

-Units In Tilt E=l>l Fund of 1st Source

.J.P. Margan Pr=i« Tu Free Mcacy Marled Fund

·AM CAP F\.al A tn

-Margan Sbnley lmO la!! Eq-A

-Aogis Value Fund Inc.

lB. Morpnl'rcmia'Tu Free McacyMod:ctl'und

-Dodpl: CoxS1odcl'llod

Tnut'6

-Aogis Vwe FllGd Inc.

·AM CAP Fuod A tn

-Dodp6t CoxStod< Puod

-Morpll St.do)' 1""1 la!I Eq-A

-Uails il-E<f>ilyPuodoCltt S-C. Bulc

-Oails la Tax E--. Flmd oC J,11 S-CO Buie

-UN!s la -diale Tax Exanpt Plmd of bt So"""

.J.P. Morgm Prauia-Tu Free Moaey M.ic.. fund

-IMoP v.m. Puod 1ac.

B. c.

period repoctic; period

(I) (2) (1) (2)

- ,.,,.. Codc2 Mdhod

ioL) (J-P) OodcJ (Q-W)

c llivlfDI N T

D • ,,.,.,....... _,.tt .............

(I) U'not fiticn

(2) (3) (4 ) (5) °"" v- G.m .._. Codc2 Oodcl

......... Doy (1-P) (A.ff) ............ )

l'w'chased 1216 I

Pwd>ased 12131 I

Sold 1216 1 A

Sold 12128 B

Sold 12129 1 A

Sold 12131 L

Sold 12131 1 A

Putchalod t/6 1

-- 816 It

Pm I uod 816 It

-- 116 I

- 9f1 1

Pm I •IOd 9f1 It

Pw I d 9n It

f'wdwcd 9130

Sold 9130 M

- 10/13 1

·FINANCIAL DISCLOSURE REPORT

Page4 of6'

°""""""of""'" (iochdSnatnist.wm)

Pla::e -oo� atlct" e.c:h .s&a cica:npc -imor""""""'

BMlc

#92

1192

-

192

.J.P. l'!aaia<TuFnocMcacyMad:d.Fuod 1192

1--doq Oros$ V2l.uc .:end of

( v.iuo vw. Codol div. « (A-I!)

T)T'O (es. )""""'ofbuy•..U. ..,,.,,..., ...

(i(.......

1

.

. . .

.N

'

73.

,._

75.

16.

77.

7t.

"·

80.

8 L.

Ill.

83.

84.

85.

86.

rr.

88.

851.

llO.

A.

-AMCAP F1mdA#l

-Dodgo & Cox S-Fund

·Margan Stanley !mil Iatl £<rA

.Units In - Equity Fwid of I ,. Source Baolc

-Units In Tax Fundoflsl Sourcc BW:

-Unies In lnlcm>c&alc Tu: Lo:mj>I Pund of bt Source a..k

- vaiu. Fund 1no.

-AM CAP Fwd A 12

-Dodp " CoxSlockFund

-MO<pA Stanely lmtl Iatl Eq-A

- U.W 1n-. Eqo1tyFund ofl .. -Banl<

-OW fAtrc dirtc TozEmmpt Fund oCht Sour<>o

-1 .Ma:pnl'nmiarTuF.reoMoaoyMad:d!'llad

-AMCAPFaodAll

-Morpn Stanlcy lmtl Jail Eq-A

·hp vu.. Fund !no.

.J.P. Mclpi> PremiarTo:cFncM-i'Mada:tFund #92

•

Name of Pcnc:iA Reporting

Ripp!<, Kamdh F

B. c. Oros$' . cad of

"""'"'3 """'4 """""'" p<riod

(I) (l) (l) (2)

>.--. l)1>e Mclhod

inl) (J.P) """"' (Q.W)

(I)

-<»)

l'lud>uod -

Putd>aood

Pu.rd.....!

-

-

Putdlsed

-

-

Pard asod .

l'un:huod

Pm I •ICd

Pml 1

-

Sold

Sold

Sold

Sold

D.

0. t cofRcpM

S I IOl:roOS

0,..,

Dey

!Oil•

10/14

10/14

1U4

IU4

11/4

11/17

11/11

11/18

11/18

1216

1216

1216

12131

ll/6

12/ll

12129

12131

!foot c«:• tiom (J)

v.i.. Oodo2 (1 ... )

1

J

1

· 1

1

1

1

1

1

1

J

1

1

L

(4 ) (S) a.;. Oodel (A.!1)

A

A

A

· FINANCIAL DISCLOSURE REPORT

Pages of6

Detmptioa cl Ands (includi'1£ crust assets)

-"CX1 -eoch"""°""""' ti'onl pricll" IS�OIJWe

.U....•Tu&.npl'lmdoll,.SourooBuk

-

1197.

_...,.

("' v.iu. v.i.., Oodel div. n:u. 0( Oodel(A.a)

.

l)1>e C•c. boy,..U.

-...... paiod

(l)

..,..,..

. .

ldooti1y.Cbuy<rhdla (if'p:i\'lie-"">

' ..

91. .Dodge & Cox S1od< Fund

Name of PCISO n ltcpo<tins ·°""' of Report

Ripple, K.nndh F . . SflOf.ZOOS

a c. 0.

""""*" paiod Ol'OSl v:dua • encl of """'""' period

(I) ro (I ) (l) (I) If DOt er.empt from diadonra (l) (4) (5)

T)p6 . 0...: Value div. n:u.oc Cod< 2 lddhod M- · o.lo2 Cod<! ii:;t.) ....... (1-?l (Ml)

(<}W) ..._.QI)

S..l d 12131 A

·FINANCIAL DISCLOSURE REPORT Page 6 of6

°""""'°" " ....... ("""""""'-->

ri-·ocr -"""""'""""" fnujlrior"cbcloan

-- ,.,,._.ioosc••mc poriod

(l) - ( v.i ... v.i.o 1)pc (cg. <lalo ld<olilyotC.001 buy•..U. (A.JI) CU? C.CS.3 Doy (ifpriv><e

Oft)

·- ., .... .

behalf to

faciliti .. r .....

--

I. !1•¥'Jl pd

r•hr I a ---·r' · --ab'lliiidipnhl" I

rn-

Fe f S00

---boloog<Jg • cbild: ••• , ofJudge '" • .... IS incllldod m--.

FINANCIAL DISCLOSURE REPORT

Ripplo. Kcnnodt F Sfl0/200S

,VIlI ADDffiONAL INFORMATION OR EXPLANATIONS o--,.,.ota..,....i

VIIL ADDffiONALINFORMATION OR EXPLANATIONS

l POsitions

Part.time Prof ...ac ofLaw, Univcaity ofN-Dome(joiocd l"a:Wty ill 1977; port-Ii= mceappo""""'1t to Judi<Uzy).

As a llioutty mcmber,Juclj:o Rippt. is al!itled to purdwoticlccb to alhldic eYents at a discount. to reccM>a twQ1ly pcr=t discount at tbc UnMnity boclalo<e on .....il<:ns mid a tai.P«=t discowitonclb=, and to ... o6ec Uni..wtyf..w.ioa auch utbc 1ihruy and athld.ic &A:ilitics. Ho is also amember oflbcUni..nityClub ...i pays tbc duoa roquiml of uy mombo<ofU.fawlty. Tbe Law Schoolprovides Jcdg. Ripple withWcsUawand Lem ..mo.. for bis academic neods.

I. TIAAfCREP p..,;.., Fwsd ·Priortobis-� 1udp Rq,p!c wu afilll-limo cmplOJ'OOoflhoUnl-.ityofN-Dame. Bolllho andthouu-.ily """"1Dutod ... bis thisnation-wide poosioa. fio>d fo<..uv.mtytamors durincO-yoa11 (t977-t9as). The !bod is •dmi.mc-.1 by. boatd or trwtoes. Aldiauab Judcc Ripple now teacbls ooa prt<D basis at tbc UUwnity,nciiher ho nartbc U>Mnily-*ibules tolho fbnd u a port cflhis air_...,,_

· ··-·· 2. hrt...,,_p-of....,., UnlwnityofN-0-. •Wilbthoapprcmoloftbc Cb;.(Iudge, llldcc Ripple...,.._ ....... illtho Sf'U>c-of2004 ...t · ...•. -- ·· --illtbcF.U ......... DclailatRtetbtb.-1DSectiaaVlll,l

v. OCher Gilb

Union · Clob ofa.i-·The Club bu ollendod aigoiag privilep ..i.i:h pmnil 1udgc R.ipplo to.,. tho Club al tbc...,,. -adwgodto

_pri.,1-. it<gWa<""'1-taidoaldueoonSl95.00per�.

The Society pv. all r.dcnljadp a -.Np. Aanul duoo ore $60.00. 11ac1ce Ripplcnceiwou.irpuhlicotioa.

Various bot •.Ws!imw udoimiW lepl JrOUPOID.W _booonty_obi14toJudp Ripplo. IJomd not UIC-lbCUJbasblps duMstho rcpanmgpajod. Ddails----·--...

Wci'ul>lilbiag mppli<Siudgc Ripplowi1h •......,.let oflbo FodcniR.porl«aod lepl-ui fi!r ...inllis . 'I1lo """'l'"'I)' --boob ...a.bloto all r.i..Jjudpo. The-... ..... ;, S2,2%7.14. Tbooo malcrial& __ !Or ... ofol6ciol dulioo.

Judgo Rlpplo- ---lawxbool boolc !Orlloo-lbolbo-sltbc Um-.ity o.m.. Tbeoo 1ioo1a-­emdmcllboabtoall..-,aadMb.,.prufWwwato-"kU.-.lilcpublU:ilian.

1udp Ripplo.-iwd-boob ...Wtbcw ...uaa-pror..cn. -----... r.uo..illcpnN"'- ('Ihovalue-is

tis,_-aad..._--

-Noo. 17, IS A 19. (ll-'8d•!Ima 11, 19,20 las!,_-) IU llOlod loat,...._olihouabii io oatoolinilycloor.il-1baltho--.ioooftloe

-...roqairwtho.__«_ polioioL No or;...-..ollrihulobleID""1 illdiwm.Jpol"'1oC1biat)'J4. Ead1policy--• .-

vahlci tbat ..... isDO&ed.

11rm No. 20. (R£pcNd ao hall #89 lut ,_.) Wcc R.ippleraceiwd a ,_111s dos!h of &Wnily-... T-lf3 -IMptjds1od and d>o JXOOOOCh lranlfcmidto'"" ilem #),

Item Nao. 23 24. (Rqianod ul!cm< 141 aad 142 Im :i-) n.._,.,.m1hooe &i...pbiood name .. lhe..,.,.,_ aolclyaotbl1illo c1•u1>&1:•""_,,-,,.. s!bis dinam No_,.

mcmbcn. 'Ibis privilep is accardod toall Aliidc m fodcnl judpc "1lo tit ID a.;- The Uoioo League Club cba:pa foe ofS60.00 per moalb of

&.m tbc pub!iabod nWI prjoe offllcbook.)

Pr-• $9331 ,_ Wos!l'llbliabon· SIOl.25 llaopor Collim -•S:Z,4.95

VU. la-mlT.-

ll=No. I. 'Ibirdld:ioc--dooodil>2004, .Uofbooahiofx-las!:i-lbot-......ivod-bdoolhof&&mily--• · " b-odiooo--Jlm>Nm. 25 A 62.··..

-No. 13. aollom#l4las!:i-) Tbirdlootmc--illtho_,. ---cadwilclyfilctbc dopotit« .-aadpay..-afbilla&.mtbcrGa1..-'Y--'by-iodFi:ln•hmd • ,_fl4(nportadu-flS las!]IW). Thepropcty....aokl

11rmNo. 25. This"""-filndod ill 2-io tbc mmo of Ripple to boldtheprooeodslium tho -oftbc ckcouod f&mily.,..,...._

ltab Ko. 62. lbistrust-furulcd in 2Qt).q inlhe...,,.oirt•••1D.bold thep<>-1sliumlboC1WeoflhedcoeUod familylll<l!lben.

Signaiure Date._/_o_ . ----1-.f--0_4 __ _

Committee

. .

· · I certify that all infonnation givenabove (inclndinginformationpertainingto myspouse and minor or dependent childn:o, ifany) isaccurate, true, and complete to the best of my knowledge and belief, andthat any information not reportedwas

withheld because it met applicable statutoi:yprovisions permitting non-disclosure.

I further certify that earned income from outside empl0yment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of S U.S.C. § 501 et. seq S U.S.C. § 7353, and Judicial Conference regulations.

•

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFUIL Y FALSIFIES OR FAILS TO Fii:.ETillS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (S U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail sipcd original and 3 additional copiesto:

on FJnanciaJ Disclosure Admiiiistrative Oflice ot tile Uniled States Courts Suite2-301 One Colnmhus Cirdc, N.E. Washington, D.C. 20544

FINANCIAL DISCLOSURE REPORT Nu.:orr..-RepoN\g

Ri\>plc, Kenneth!'

IX. CERTIFICATION. '

S/10/2005