i ehhhhhhhhhh - dtic · 2014-09-27 · of the tube, in particular the rf circuit structure. note...

50
AD-AU99 714 AHMY ELECTRONICS RESEARCH AND DEVELOPMENT COMMAND FO--ETC FIG q/1 MAR A1 L J JASPER, C m DE SANTIS A UNCLASSIFIED UELETTR - 1_8A I Ehhhhhhhhhh

Upload: others

Post on 10-Mar-2020

0 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

AD-AU99 714 AHMY ELECTRONICS RESEARCH AND DEVELOPMENT COMMAND FO--ETC FIG q/1MAR A1 L J JASPER, C m DE SANTIS A

UNCLASSIFIED UELETTR - 1_8A

I Ehhhhhhhhhh

Page 2: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

11111 I.0 111112.0~

11111-25 IIII

MICROCOPY RLSOLUTION TEST CHART

~ i % lANPp[ 1 0, A

Page 3: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

RESEARCH AND DEVELOPMENT TECHNICAL REPORT

DELET-TR-81-8

CIRCUITLESS ELECTRON BEAM AMPLIFIER (CEBA)I--

L. J. JASPER, JR.

C. MT. DE SANTIS

ELECTRONICS TECHNOLOGY & DEVICES LABORATORY

iMARCH 1981 DTIC

DISTRIBUTION STATEMENT JUN 4Approved for public release: Ldistribution unlimited.

A

.ERADCOMSARMY ELECTRONICS RESEARCH & DEVELOPMENT COMMAND) RT MONMOUTH, NEW JERSEY 07703

$ 6 04 034 HIA-,N196-78

Page 4: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

S0 T I C E S .

Disclaimers IThe citation of trade names and names of manufacturers inthis report is not to be construed a" official Governmentindorsement or approval of commercial products or servicesreferenced herein.

Disposition

Destroy this report when it is Do longer needed. Do notreturn it to the originator.

Page 5: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

UNCLASSIFIED- --

SECURITY CLASSIFICATION OF THIS PAGE (W*inen Daea Batsre0 ________________

____________________________________READ INSTRUCTIONS(4) REPORT DOCUMENTATION PAGE BEFORE COMPLETING FORM

VTACSSO O 3. RECIPIENT'S CATALOG NUMBER

*TITLE (and Saabtletl - TYPE OF REPORT A PERIOD COVERED

IRCUITLESS ELECTRON BEAM AMPLIFIER (CEBA)g tchia

L. J./Jasper, Jr.C. M./De Santis

SPERFORMING ORGANIZATION NAME AND ADDRESS 10. PROGRAM ELEMENT. PROJECT. TASK

AREA 11 WORK U~UMBERSUSA Electronics Technology & Devices Lab.,ERADClM, Fort Monmouth, New Jersey 07703 )L67.5H

1~ 627 5AH 110i0211. CONTROLLING OFFICE NAME AND ADDRESS REORT DATE

Beam, Plasma & Display Division Ma 1US Army Electronics Technology & Devices Lab(ERADCOM) ATTN: DELET-EM, Ft Mon, NJ 07703 41

14. MONITORING AGENCY NAME & AODRESS(If differenut from, Cam~tOig office) WS SECURITY CLASS. (of thlepis t

Unclassified1 15. DECLASSIFICATION/ DOWNGRADING

I SCHEDULE

16. DISTRIBUTION STATEMENT (of this Report)

Approved for public release; distribution unlimited

17. DISTRIBUTION4 STATEMENT (of the abstract entered In Block 2", If different from Report)

I&. SUPPLEMENTARY NOTES

19. KEY WORDS (Coninue an re~veree aide It necesary end Identify by block nusiber)

* Microwave tube Microwave /lie ter wave amplifierMillimeter tube Active D~ee'c-trc Medium

* Electron Beam Amplifier* Amnplication of electromagnetic waves

Tr e inst-wave tube2&. A WAcr rc..tto. -waove ati* Nf ,ogssey an idevitifyr by bWoek amthbe)

A study is presented for a high power microwave/millimeter wave amplifier(herein called CEBA) that requires no radio frequency (RF) circuit structure.The electron beam is treated as an active dielectric serving the dual purposeof slow-wave circuit and amplification source. Amplification is obtained whenbeam-wave synchronism is met.

The RF wave, generated by an antenna, propagates inside an oversized wave-__

DDO IFW 3 crOF r Nov as is O~OL'ETE UNCLASSIFIED *1. 164;fSECUmfYV CLASSIFICATIONt OF THIS PAGE (Wm, Date Efntered)

Page 6: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

UNCLASSIFIEDSECURITY CLASSPICATION OF THIS PAGE(Mm Date Eufroo

T #20 - ABSTRACT ( Contd.)

guide and interacts with a solid or hollow electron beam that guides the RFenergy. Two theories are presented for achieving an electron beam with iso-tropic permittivity and permeability characteristics. The electron beam andmagnetic field parameters for obtaining this isotropic condition are given andthe importance of the cyclotron frequency and Doppler effect are described forachieving low voltage and low magnetic field operation. The RF field that canpropagate on the electron beam is characterized by the electric field equal tothe magnetic field multiplied by the intrinsic impedance and the imaginary Jphase factor. The boundary value problem is solved with emphasis on solutionsfor the lowest order mode. Computer generated design data show the propagationconstant and growth factor as functions of frequency for selected values ofplasma and cyclotron frequencies; bandwidth characteristics; and beam parame-ters Experimental data is given that correlates with the computer data andgive upport to the concept that the electron beam as an active dielectircmedium\can serve the dual purpose of slow-wave circuit and amplication source.

The important features of low voltage, low magnetic field, and low costmake the CEBA attractive for use as a lightweight inexpensive millimeter waveamplifier for airborne and tactical applications. These attractive featuresare indicative of potential advartagesover relativistic interaction devices suchas the gyrotron which requires very high voltages and super-conducting sole-noids, and slow-wave interaction devices such as the coupled cavity traveling-wave tube which requires very expensive RF circuit structures at millimeterfrequencies.

N

UNCLASSIFIEDSECURITY CLASSIFICATION OF THIS PAGE('?Ih Date Rnttod)

Page 7: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

CONTENTS

Page

BACKGROUND 1

INTRODUCTION 1

DESCRIPTION OF THE CEBA 3

THEORETICAL ANALYSIS 3

COMPUTER DATA 7

EXPERIMENTAL DATA 10

DOPPLER EFFECT 11

CONCLUSIONS 12

FUTURE PLANS 12

REFERENCES 14

GLOSSARY 15

APPENDIX A - Derivation of an Electron Beam with an Isotropic 29Permittivity e , and/or Permeability W , in Trans-verse and Longitudinal dc Magnetic Fields

APPENDIX B - Derivation of an Electron Beam with an Isotropic 33Permittivity 6 , and/or Permeability A , in aLongitudinal dc Magnetic Field

APPENDIX C - Derivation of the Electromagnetic (EM) Field 35Expressions and Transcendental Root Equation forPropagation Through an Active Dielectric Medium(Solid Cylindrical Electron Beam)

FIGURES

1. Circuitless Electron Beam Amplifier (CEBA) 17

Z. F-C Versus W For Various Plasma Frequencies and a Given 18Cyclotron Frequency

3. W Versus P Plot of the Characteristic (Root) Equation 19

4. Wa VersusA' Plot of the Characteristic (Root) Equation 20

5. uJ Versus K Plot of the Characteristic (Root) Equation 21

• . || mm~ml m ni

Page 8: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

CONTENTS (CONTD) Page

6. W Versus49 Plot for the Circuitless Electron Beam 22

Amplifier (CEBA)

7. %A; Versus A Plot for the Circuitless Electron Beam 23

Amplifier (CEBA)

8. W Versusc Plot for the Circuitless Electron Beam 24

Amplifier (CEBA)

9. Transverse Wave Traveling-Wave Tube (TWTWT) and Test 25

Equipment

10. Experimental u. Versus i( Plot for the Transverse 26

Traveling-Wave Tube (TWTWT)

11. W. Versus 18 Diagram for the Cyclotron and Synchronous 27

Wave Amplifiers

TABLE

1. Computer Data for the& =200 , 450, and 700 Rays 28

i.

Page 9: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

CIRCUITLESS ELECTRON BEAM AMPLIFIER (CEBA)

BACKGROUDI

An In-House Laboratory Independent Research (ILIR) program was initi-ated in October 1979 to demonstrate feasibility of a high power millimeter(n) wave amplifier that will not require a radio frequency (RF) circuit.The program is being conducted in three separate phases (each one yearduration).

During phase I, the generation, propagation and growth of RF energvon electron beams in the microwave and mm wave regions were investigated.Emphasis was placed on high perveance electron beams. Theoretical resultscharacterized the dielectric properties of the electron beam and a theorywas developed describing circuitless RF wave-electron beam interaction.Preliminary experiments were performed to examine certain characteristicsof the theory such as dependence on magnetic field and operating voltagewith wave growth.

The phase II effort is to experimentally demonstrate that the velocityof RF energy can be decreased when traveling in direct proximity to a highcurrent electron beam. Work under phase IT will include modification ofthe apparatus built under phase I to include an electron gun and collector;magnetic field structure; RF velocity timing circuit; and parts and sub-assemblies needed to obtain a high vacuum (less than 10-6 torr). Correla-tion between theory and experiment will be obtained by examining the inter-action of the RF energy with the electron beam for different current den-sities and magnetic fields.

In phase III, the feasibility of a Ku-Band device operating in a pulsed,low-duty mode will be demonstrated. The experimental apparatus used inphases I and II will be modified so that a higher current density beam(greater than 100 amperes per square centimeter) can be generated in orderto obtain low voltage operation, synchronism, and interaction between beamand RF energy. The design parameters of the device will be optimized anddesign changes implemented from the data obtained from both phases I and II.

This report covers work done under phase I of the program from

October 1979 through September 1980.

INTRODUCTION

The impetus for this study is the need for RF power in the mm and nearmm wave regimes for airborne and tactical applications. Transmitterpackages are urgently needed for surveillance, fire control, and air defenseradars capable of operating in smoke, fog, and inclement weather. Forthese applications, low voltage, simple construction, lightweight, low cost,and high efficiency are desirable features. Currently there are severaltypes of devices providing RF power in the mm wave regime: solid-statediodes have demonstrated several watts of RF power under pulsed, low dutyconditions at 95 gigahertz (GHz); extended interaction oscillators (EIOs)have produced about 1 kilowatt (kW) peak RF at low duty cycles; andtraveling-wave tubes (TWTs) have produced about 1 kW of peak RF power at

1

Page 10: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

medium duty cycles at 95 GHz.

If higher powers and longer duty cycles are to be achieved by solid-state devices, they must be made to be extremely efficient in order tocompete with electron beam vacuum devices. Heat dissipation could be aninsurmountable problem since a solid-state device, by its operating nature,must occupy a small physical area. Vacuum devices (tubes) can also benefitfrom increased efficiency, but a major consideration with tubes at mm wavefrequencies is cost. The high cost of tubes is mainly due to high vacuumoperation, high precision manufacturing requirements, and the complexityof the tube, in particular the RF circuit structure. Note that a tubeproducing 10 watts of RF power at mm wave frequencies can be as complex asa 1 kW version. Another high cost factor is that tubes tend to operate athigh voltages (10 kilovolts - 80 kilovolts (kV)) unlike solid-state devicesthat operate at low voltages (5- 30 volts). Thus the high voltage supplyand ancillary equipment needed to operate the tube not only increase thesubsystem weight but also add a significant amount to the total cost.Vacuum devices are expected to be the only source of high power in the mmwave region for the foreseeable future, so that device simplicity and costreduction are very important design considerations.

As was mentioned above, a very costly item in mm wave tubes is the RFwave circuit structure. In some cases the RF circuits represent as muchas 60 percent of the total cost of a tube. Over past years, attempts havebeen made to build microwave oscillators and amplifiers which did not re-quire an RF slow wave circuit, i.e., such devices as the scalloping beamamplifier,1 the double stream amplifier,

2 and the resistive wall amplifier.3

These devices were abandoned because the conventional devices such as theklystron, magnetron, and TWT demonstrated superior performance character-istics. Perhaps, however, it is time to reconsider the circuitless devicesfor mm wave operation because of their inherent simplicity.

Devices based upon relativistic mechanisms have received great atten-tion in recent years. One such device is the gyrotron. The Russians,utilizing relativistic interactions, have obtained impressive RF outputpower (30 kW pulsed) with greater than 40 percent efficiency at 35 GHz andhundreds of kW of peak RF power at an efficiency of 15 percent.4 Of course,at the present state-of-the-art, the gyrotron requires very high magneticfields and beam voltages, and still has not left the laboratory (at least inthe United States).

I T. G. Mihran, "Scalloped Beam Amplification," IRE Transactions -

Electron Devices, ED-3, p. 32, Jan 1956.

2 J. R. Pierce, W. B. Hebenstreit, "A New Type of High FrequencyAmplifier," Bell System Technical Journal, Vol. 28, pp. 33-51, Jan 1949.

3 C. K. Birdsall, C. R. Brewer, A. V. Haeff, "Resistive Wall Amplifier,"I'roc. IRE. Vol. 41. p. 865, 1953.

4 J. M. Baird, "Survey of Fast Wave Tube Developments," IEDM TechnicalDigest, p. 159, 1979.

2

Page 11: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

This report details the study of a novel Circuitless Electron BeamAmplifier, herein called CEBA, which does not require an RF circuit struc-ture but is based upon a slow-wave interaction mechanism. The electronbeam is treated as an active dielectric waveguide serving the dual purposeof low-wave circuit and amplication source. The CEBA uses a dense elec-trod beam whose effective dielectric constant CE , can be increased to ahigh value (Cp greater than 10). The RF energy launched by an antenna,propagates inside an oversized waveguide and interacts with the high den-sity hollow or solid electron beam that guides and amplifies the RF energy.Furthermore, only a modest amount of magnetic field is required, and theaccelerating voltage can be made low since the dielectric constant of theelectron beam "waveguide" causes a reduction in the phase velocity of theRF wave which is propagating along the electron beam. Low magnetic field,low voltage, and the potential for low cost make the CEBA attractive foruse as a lightweight inexpensive mm wave amplifier for airtorne and tacticalapplications. These features are indicative of potential advantages overrelativistic interaction mechanism devices such as the gyrotron whichrequires very high voltages and super-conductive solenoids, and slow-waveinteraction mechanism devices such as the coupled-cavity TWT which requiresvery expensive RF circuit structures at mm wave frequencies.

In the following sectionsa detailed description of the CEBA is pre-sented including the theory of operation; computer and experimental dataobtained to-date; important conclusions; and future plans concerning workon the CEBA and, in particular, additional tasks to be completed underphase II of the ILIR program.

DESCRIPTION OF THE CEBA

Figure 1 is a cross-sectional, schematic view of the CEBA. The RF in-put and output are directive, circularly polarized antennas located outsidethe vacuum housing. Helical antennas could also be used inside the vacuumhousing to generate circularly polarized radiation, however, affixing theantennas in relationship to the electron beam could complicate the con-struction of the device. The magnetic field, collector and power sourcesare conventional components. The cathode is a thermionic emitter con-figured to produce a hollow high current density beam. The RF energy prop-agating along the z axis encounters a region of gradually increasing chargedensity. As can be seen from Figure 1, the CEBA has no RF circuit and canbe a device of simple construction.

In the following section a theoretical analysis is presented thatdescribes circuitless RF wave-electron beam interaction in an electron beamcharacterized as a high dielectric constant medium. Two methods are givenfor obtaining an electron beam with an isotropic permittivity G , and/orpermeability W . One method utilizes transverse and longitudinal directcurrent (dc) magnetic fields and the second method utilizes only a longitu-dinal dc magnetic field. For the first method a transverse magnetic fieldcomponent can be obtained by incorporating in the CEBA an axial currentcarrying wire (not shown in Figure 1).

THEORETICAL ANALYSIS

In adopting a model for a plasma, one can use a dielectric model or a

3

Page 12: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

conducting model. The relative dielectric constant fp, and t e conduc-

tivity , of a plasma are related by the following expression

where .is the dielectric constant in a vacuum and (*fp#G. The choiceof models used for an isotropic plasma is one of convenience depending on

the particular problem considered. The authors chose the dielectric model.In certain situations, such as the ionosphere or a tenuous plasma, the

relative dielectric constant for transverse electromagnetic (EM) wavesis given by:

Cr- - (2)

where W is the operating frequency,Uis the plasma frequency y ,

is the charge densityand~ is the charge to mass ratio .

J. Blewett and S. Ramo6 investigated theoretically and experimentallythe transmission of EM waves of the symmetrical, transverse magnetic typeby a space charge of uniform density, rotating under the influence of auniform magnetic field. They found by appropriate adjustmentsof magneticfield, the dielectric constant as given by Equation (2) above, can be

reduced to zero and even made negative. The experiments showed that thepropagation constant of the EM wave could be controlled by varying the

dielectric constant of the rotating space charge medium.

When the plasma is drifting and is confined in a static magnetic field,

Equation (2) becomes kw, 1

±(3)

as shown in Appendices A and B. Alsobis the cyclotron frequency=1418,

and & is the magnetic field intensity. In general, the dielectricconstant of the plasma in a longitudinal magnetic field is not isotropic,and Gr in alt transverse directions is given by Equation (3) and is given

by Equation (2) in the propagation direction. However, under specializedconditions, the authors were able to characterize an electron beam ashaving an isotropic permittivityO, and permeabilitywhere4 andeo are

both given by Equation (3). In addition, the electron beam is defined byelectric and magnetic current desnities I and T4 respectively in all threedirections ( r, f ,z ) of the orthogonal coordinate system.

Appendix A gives the derivation of an electron beam with an isotropicpermittivityf , and/or permeability~g in transverse and longitudinal dc

magnetic fields. A condition of the derivation requires a dc magnetic field

5 E. H. Holt, R. E. Haskell, "Foundations of Plasma Dynamics," Mac Millan

Co., N.Y., 1). 197. 1968.

6 J. Blewett, S. Ramo, "Propagation of v -ectromagnetic Waves in a Space

Charge Rotating in a Magnetic Field," Journal of Applied Physics,

Vol. 12 pp. 856-859, 1941. 4

Page 13: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

in at least two directions (r and z or f and z). A practical method is togenerate a * magnetic field by using an axial longitudinal current carryingwire.

Appendix B gives the derivation of an electron beam with an isotropicpermittivity C , and/or permeability&M in only a longitudinal magneticfield. A condition of this derivation requires that

A k= + (4)

whereR is the longitudinal propagation constant and UO is the averageelectron velocity.

The principal of operation for the CEBA is based upon the premise thatthe relative dielectric constant Gr(and the relative permeabilityAEr) ofan electron beam for propagating waves having nearly circular polarizationcan be varied by adjusting the charge density of the beam and the appliedmagnetic field. In examining Equation (3)

f=r= -(5)

if one choose the negative sign (representing a given polarization sense) inthe denominator and W- (c then &r, Mr ..a +oo , independent of the val eof the charge density. However, for high currentdensities (Jo > 100 A/cm )large values of fr and Ar can be achieved when 40 deviates from "k.

Figure 2 shows the variation of4&r with frequency for a cyclotronfrequency, .09 and various plasma frequencies, Wp. Note that

Gr increases to large values with increasing plasma frequency or as theoperating frequency approaches the cyclotron frequency. For positive Er,Qc,?.%. For the chosen cyclotron frequency, a magnetic field tcyc- 2800

gauss is required. The table of values given in Figure 2 shows the equiva-lent current densities and Brilloin focusin fields. Since 2800 gauss isrequired in this example, the plasma frequency cannot exceed about

30-10 9rad for a practical realization.sec

An RF plane wave propagating in this beam would have a phase velocitygiven by:

where C, is the velocity of light in a vacuum. For large values of E and/or* the phase velocity can be significantly small compared to the velocityof light. When electrons of the medium are caused to drift at a velocitynear the phase velocity of the RF wave, then interaction between beam andwave is achieved and gain in the traveling-wave tube sense should beexpected. The electron beam, in effect, guides and slows the RF wave justas in a dielectric waveguide, and no RF circuit is needed. It should bementioned here that computer data (see Computer Data section) shows that the

5

Page 14: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

phase velocity of the RF wave is not necessarily identical to the phasevelocity of the plane wave as given by Equation (6). For the casesexamined, the phase velocity of the plane wave is somewhat slower than thephase velocity of the RF wave propagating through the electron beam.

The general system studied consists of two regions. The first regionis a solid electron beam in an axial magnetic field which has both electricand magnetic current densities J and 1 such that

or (7)

Equation (7) is based upon the notion that the helical path of an electronor group of electrons in an axial magnetic field can be resolved as:

e6-re _=). tPlus04A

The second region is free space surrounding the electron beam.

The solution to the problem consists of two parts; the high currentdensity electron beam and the EM energy propagating through this beam (asdescribed by the electric and magnetic current densities given above). Thefirst part of the problem has essentially been solved and is given byEquation (5) rewritten as:

i~O~/c4)(8)

where 0 Wf(----,Is the free space propagation constant and 43W -//is the propagation constant of a plane wave in the dielectric medium (elec-tron beam). The relationship that (U = Wc is assumed to exist. This

is consistent with the derviation for an isotropicfr as given in AppendixB. The second part of the problem is a boundary value problem and one mustfirst determine the EM field expressions by solving Maxwell's equations.A relationship similar to Equation (7) is assumed to exist between theelectric and magnetic fields. 7 The relationship is given by

(beam region) andt3±j4j (free space) (9)

where V "/~~ / and 1O--V (v76. In order to obtain a positivef/4,(forward

wave), ene must choose different signs in the two regions for Equations (9).

For l= -04 and t+z ,A460 is positive. Appendix C gives the

derivation for the field expressions in the two regions. The fields havethe form

where YZ is complex and is the propagation constant in the z direction,and

7 V. H. Rumsey, "A New Way of Solving -ixwell's Equations," IRETransactions on Antenna- and Propag'ation, pp. 461-465, Sep 1961.

6

Page 15: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

A.(rr) r2 .o) r(11)

sr and K° are complex radial propagation constants andr. is the beamradius. The I.vrl) function was used to characterize the fields in thebeam region since it is consistent with the isotoric 6,(A4.) (See AppendixC). The authors have, presently, limited the investigation to the N 'Omodes. When No, a n-ealy circularly polarized mode in the electronbeam region exists.

The derivation of the characteristic (root) equation is given in

Appendix C, and is

16(r, OR f K.060 (12)

The above equation involves Bessel functions with complex argumentsand can be separated into the real and imaginary parts to give

RcI . .. ] (13)

and

O=ik~r) (14)

where r.r& 4an

The method of obtaining Equations (13) and (14) in explicit forms fromEquation (12) is given in Appendix C along with the definitions of theterms used. What is important is that complex roots have been found whichgive forward wave propagation and gain.

The next section gives computer data obtained by utilizing the beam

Equation (8) and characteristic Equations (13) and (14).

COMPUTER DATA

A Hewlett Packard 9820A desk top calculator and the 9862A calculatorplotter were utilized to obtain the data.

. The approach taken was to first select three of the four quantities,tsf., and then search for the fourth to satisfy the root Equation (14).

:The (Pjc )' and J.("T*#e ) functions were programmed into the computer asseries expansions. 8 Due to the-c plexity of the series expansions for y,8 Table of the Bessel Functions 1(9) and (JI For Complex Arguments,

National Bureau of Standards, Second Edition, pp. vii-381, Jan 1947.

7

Page 16: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

needed to find the K, theywere not programmed into th comouter. Instead,tabulated values were used.9 Values are tabulated for ? - 0 in steps of0.01 to I - 10 and for e=0" to 900 .in steps of 50. This necessitatedthe selection of both t and#. Thus we chose to select i .e, andsearch for ).

The ranges of Oe- Fe' become restricted because of the propagation

constant equations A -t and =V-o . One can expand the

r* equation into real and imaginary parts since r and XZ-

This expansion gives a.

Real: A0 I - p (15)

and Imag: 2--o)SIV(2-YP= 2 ax (16)

Likewise, the KV equation is expanded into real and imaginary parts since

Za a I

Ko "= . This expansion gives Real'Lj)COS(Z=A 4k - (17)

and Imag: ( ) S, (a,) Z J (18)

Substracting Equation (15) from Equation (17) and equating Equations (16)and (18) yields

a At itCos (a$.)-. FCos(a ( & )r. =NM (19)W

and iPSI(') 1SN a) (20)

Equation (20) restricts the range of the four quantitiesfie r:Having found a root by using Equations (14) and (20), then Equations (13)and (19) are usel to find the frequency associated with that root.

In summary, given' L°> satisfying Equations (14) and (20),

Equation (13) returns and Equation (19) returns N

thus N Y- ) bf) and

therefore, M N: ro~f-I- -

9 Table of the Bessel Functions Y*(Z)ind Y (Z) For Complex Arguments,

National Bureau of Standards, pp. v-i- 4 0 2 , Jan 1949.

8

Page 17: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

The values for A and a are determined from either Equations (15) and (16)or Equations (17) and (18) therefore,

g... 220S ? ] 22

2

and b SIUT(2f) (23)

Many more roots were found then apply to the particular approximationsmade in the theory. The roots must satisfy approximately the condition that$---,)4. The reason is that Equation (5) for arC(AJ4) was derived ignoringthe growth term d . This implies that A> . In the derivation givenin Appendix B V,2gwhich implies *mrp . Fast wave solutions were foundfor which

o.3_ _ L

and these roots satisfy the above approximations. These fast waves are ofinterest but in this report the authors are most interested in slow wavesolutions because of low voltage operation. The reason for this is, thecapability exists in-house to conduct experiments for the purpose ofdemonstrating beam-wave interaction.

Slow wave solutions were found in the range of 8 - 200 to 700.Since , could only be selected in steps of 50, the 200 and 700 limits onlyapproximate the passband limits. No slow wave solutions were found fromS - 00 to 150 and * - 750 to 900. Figure 3 is an WJ vs.4 plot. Thepassband limits approach a vertex betweenO = 12.0 rad/cm and A = 13.0rad/cm. In the region defined by thee- 200 and 700 rays, an infinitenumber of roots exist. However, Equation (8) (beam equation) must still beconsidered. The intersection of the curves defined by both the beamequation and characteristic equation will give the W.-15 plot useful forcharacterizing the CEBA. Figures 4 and 5 are the W -A plot and u-c plotrespectively. These plots also, only display the roots of the character-istic equation. Note that the W-.& plot is of most interest since.< isthe axial propagation constant of the wave on the beam. Table 1 givestabulated data for the 200, 450, and 700 rays. One can see from Table 1that Er varies over a wide range from 2 to 65 and decreases with increas-ing frequency. Also, notice thatc& in most cases is smaller than A anda . The data given in Table 1 is for o - 3 mm which is a large diameterbeam. The frequency varies inversely with ro (Equation (21)), therefore,slow wave interaction at mm wavelengths is possible for ro about 1 mm.

Figures 6, 7, and 8 are w- ,w-A , and w-ot plots for the CEBAwhich are indicative of the device characteristics and include the curvesgenerated from the beam Equation (8) and characteristic E uation (14).The plots are for fixed values of 4- 3 an, Ot - 50 X 109 rad/sec, andWp - 10, 20, 30, 40, and 50 X 109 rad/sec. Figure 7 shows that the

9

Page 18: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

= 0.2 (10 kV) intersects theWO-X curve for W. = 23 X 109 rad/sec.

In Figure 8 note that for u= 40X109 rad/sec and t - 12.0 dB/cm impliesa growth factor greater than 60 decibels (dB) for a 2 inch interactionregion.

EXPERIMENTAL DATA

Experiments were conducted in order to verify some aspects of thetheory. A transverse wave TWT(TWTWT) was used which was developed some yearsago under an Army program.I0 The TWTWT has a twisted two-wire trans-mission line circuit ( a bi-filar helix with a large pitch) and utilizesa cylindrical electron beam in an axial magnetic field. The TWTWT istransparent (no internal attenuation) and can be operated in a "push-pull" arrangement to produce a circularly polarized wave. Figure 9 is apicture of the TWTWT and associated test equipment.

Interaction was observed and measured over a small range of frequen-cies. A given input RF signal produced an increase in output signal asopposed to oscillations which were also observed. The TWTWT had poor RFmatches and no attenuator which contributed to oscillations. The measuredresults are shown in Figure 10. The curves of Figure 10 show a breakaround the "average" cyclotron frequency and the curves have slightlydifferent slopes. Note that the theoretical dielectric beam Equation (9)has a pole when W. = Wc indicative of the measured result. A differencewas observed when the magnetic field direction was reversed, in that thebeam voltage and magnetic field settings were more critical for maintain-ing synchronism between beam and wave. This observation is also consistentwith the theory except that a stronger effect was expected. A spacecharge wave interaction has been ruled out since one would expect a muchhigher beam voltage than was needed for interaction and because of themagnetic field dependence. The cyclotron wave interaction is not com-pletely ruled out but is unlikely because of the reasons given below. TheTWTWT was originally designed for the slow cyclotron wave interaction. The.original design parameters of the TWTWT for the cyclotron wave interactiona re: qI

WC1 :UE3xflo rad/cm, W:ZZ2.7PX10 rad/cm, F06y

and beam voltage = 1725 volts. The curves in Figure 10 are for W4Je/W

varying from 0.8 to 1.2 which is larger than the design value. Also, thevoltage is less than half of the design voltage of 1725 volts. Inter-action of a circuit wave with the slow cyclotron wave on the beam shouldoccur for a "filamentary" beam approximation" according to the diagramshown in Figure 11. Interaction can occur over a wide range of frequencies'depending upon the operating voltage. Note, however, that there is nobreak in the curve near W C and that the slope is constant. This does notagree with the experimental measurements obtained in the TWTWT.

10 S. F. Palk, "Study of Cyclotron and Synchronous Wave Devices," ECOM-0398-4 Technical Report, DAAB07-68-C-0398, July 1970.

11 A. H. Gottfried, "Theory and Design af Cyclotron-Wave Traveling-WaveAmplifiers," Doctorate Thesis, New Jersey Institute of Technology,Newark, N.J., 1979.

101

Page 19: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

The theory presented in this paper predicts a break in the curve at thecyclotron frequency and a difference in operating mode above and below thecyclotron frequency.

As a final observation the experimental curves of Figure 10 agreequalitatively with the theoretical results as shown in Figure 7. Aquantitative comparison can not be made since the exact radius of thebeam for the TWTWT is unknown and it also had an RF circuit.

DOPPLER EFFECT

This discussion on the Doppler effect is included because thereis a possibility that the magnetic field requirement will be drasticallyreduced due to the Doppler effect in the dense electron beam. Considerthe following:

S 0 v Vi v =o beam velocities|a g

a

c - c 0 c- c c co wave velocities

z-Mo z a z=b

jbELECTRON BEAM REGION

For 0 Ez &a, the transverse field components (inCartesian coordinates)

are: E= &*

For a£3 -b

Ejj= 13e

- /0 Laboratory#-_ coordinates

E -- ,in coordinatesystem moving

'L~) with the beam

at velocity V 1

11

Page 20: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

where jizD*J(i -V/C,) represents the Doppler frequency. -The frequency

"seen" by the electrons should be affected by the relative velocity be-tween the electrons and the wave propagating in the beam.

For b iC • 0

Postulate that in the beam region for a Z b , Equation (5) can bewritten as a

C1 = I - (24)

As an example, consider the difference in the velocity of the wave and theelectron beam (Cs -V) _O1o o V= 0- .Ie - and UJD Cg . ThenCo =O.ZC*

and Weg= -WO = ie coo 2 (25)l -V Ici €,- %4

The above example shows that for a given operating frequency W0 , thecyclotron frequency is reduced by half. As C.--V, even more drasticreductions are possible. However, there is a physical limit to thereduction imposed by the magnetic focussing requirements.

CONCLUSIONS

A theory has been formulated that describes the principles of oper-ation for a CEBA. Two methods were presented for achieving an isotropicu (A). Assumptions and approximations were made and the boundary valueproblem was solved for EM waves propagating through an electron beamconsidered as a dielectric medium. Slow and fast wave solutions werefound which are consistent with the theory. Tabulated data and plots aregiven which show dispersion characteristics and wave growth for fixedvalues of the plasma and cyclotron frequencies. Experiments were performedon a TWT9T which lend credibility to the theory and qualitative correlationwith the computer data. A brief discussion on the Doppler effect was in-cluded to give the reader an insight into the possibility of the CEBAoperating with a drastically reduced magnetic field.

The desirable features of no RF circuit, low voltage operation, lowmagnetic field, and potential low cost make the CEBA attractive for useas a lightweight inexpensive mm wave amplifier for airborne and tacticalapp] ications.

FUTURE PLANS

This report covers work done under an ILIR program from October 1979to October 1980. A Follow-on (Phase TI) ILIR program has been initiated

2

Page 21: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

and will continue through FY-81. A purpose of the Phase II effort is todemonstrate that the velocity of RF energy can be decreased when travelingin direct proximity to a high current density electron beam. A demountable,circuitless device similar to the CEBA shown in Figure 1 will be built andtested. Experiments will be performed in an effort to obtain correlationwith the theory presented in this paper and in addition to observe andmeasure beam-wave interaction. The theory as presented requires an iso-tropictp andAp. Plans are to extend the theory to include an a.char-acterized by a diagonal matrix as given below:

low + 0 0

0 0

Equation 26 has been recently derived by the authors as part of a moregeneral dielectric beam theory in which some of the approximations of thetheory presented in this report are eliminated. This work will be report-ed on in the remaining phases of the program. Maxwell s equations arestill separable when ,r has the above form but determination of the rootsof the characteristic equation is more complicated. The authors feelthat this analysis is necessary because the conditions imposed on thetheory are less restrictive and also because it opens the possibility forother modes of operation which could have more favorable characteristics.

ACKNOWLEDGMENT

The authors are especially grateful to Dr. F. Schwering, CORADCOM,Fort Monmouth, NJ for collaboration in writing the section on the Dopplereffect.

13

Page 22: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

REFERENCES

1. T. G. Hihran, "Scalloped Beam Amplification," IRE Transactions -

Electron Devices, ED-3, p. 32, Jan 1956.

2. J. R. Pierce, W. B. Hebenstreit, "A New Type of High FrequencyAmplifier," Bell System Technical Journal, Vol. 28, pp. 33-51, Jan 1949.

3. C. K. Birdsall, G. R. Brewer, A. V. Haeff, "Resistive Wall Amplifier,"Proc. IRE, Vol. 41, p. 865, 1953.

4. J. M. Baird, "Survey of Fast Wave Tube Developments," IEDM TechnicalDigest, p. 159, 1979.

5. E. H. Holt, R. E. Haskell, "Foundations of Plasma Dynamics," Mac MillanCo., N.Y., p. 197, 1968.

6. J. Blewett, S. Ramo, "Propagation of Electromagnetic Waves in a SpaceCharge Rotating in a Magnetic Field," Journal of Applied Physics,Vol. 12, pp. 856-859, 1941.

7. V. H. Rumsey, "A New Way of Solving Maxwell's Equations," IRE Trans-actions on Antennas and Propagation, pp. 461-465, Sep 1961.

8. Table of the Bessel Functions Z(Z) and TgCZ) For Complex Arguments,National Bureau of Standards, Second Edition, pp. vii-381, Jan 1947.

9. Table of the Bessel Functions YCz) and 'YCZ) For Complex Arguments,National Bureau of Standards, pp. vii-402, Jan 1949.

10. S. F. Paik, "Study of Cyclotron and Synchronous Wave Devices," ECOM-0398-4 Technical Report, DAAB07-68-C-0398, July 1970.

11. A. H. Gottfried, "Theory and Design of Cyclotron-Wave Traveling-WaveAmplifiers," Doctorate Thesis, New Jersey Institute of Technology,Newark, N.J., 1979.

12. J. D. Jackson, "Classical Electrodynamics," John Wiley & Sons, Inc.,p. 228, 1962.

13. Handbook of Mathematical Functions with Formulas, Graphs, and Mathe-matical Tables," US Department of Commerce, NBS, pp. 355-436,June 1964.

14. Table of Bessel Functions - Op Cit #8

15. Table of Bessel Functions - Op Cit #9

16. Handbook of Mathematical Functions - Op Cit #13

17. Table of Bessel Functions - Op Cit #9

14

Page 23: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

GLOSSARY OF SYMBOLS

S dc magnetic induction in Z direction

B dc magnetic induction in %# direction

C. velocity of light in free space

ac electric field intensity

ac magnetic field intensity

In modified Bessel function of the first kind

ItI p !el function of the first kind

I electric current density

Kit modified Bessel function of the second kind

, ,--.mplex radial propagation constant equal to

I magnetic current density

N order of Bessel function is a positive or negative integer

Sradius of electron beam

Uo average electron drift velocity

VP phase velocity of RF wave

N Bessel function of the second kind

4 wave growth factor

j6 propagation constant of plane wave in the beam and equals W4-;W

B. propagation constant of plane wave in free space and equals

j a c- e p a n

i radial complex propagation constant and equals VY,

12 longitudinal complex propagation constant and equals A- Jdt permittivity in the electron beam region

Co permittivity in free space

15

Page 24: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

G-r effective relative permittivity

7 impedance in beam region and equals VW- ohms

10 impedance in free space and equals V- W ohms

it charge to mass ratio

0. phase angle of Koro

A longitudinal propagation constant

JU permeability in the electron beam region

A40 permeability in free space

Wr. effective relative permeability

amplitude of ft0,P

P amplitude of rprO

charge density

0' conductivity, where

Cy'=P j)e(I )

1 ~ ~ 9±1/2

Xff electric susceptibility

XM magnetic susceptibility

f phase angle of yprp

W operating frequency in radians/second

WOC cyclotron frequency in radians/second

Wrp Doppler frequency in radians/second

WP plasma frequency in radians/second

16

L ..

Page 25: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

LA

LUL

100

: ';cow-

cm-u 144L".4

-'-

Iin

"4)

smU

9--

usu171

Page 26: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

(D CD C) C)I a) C:)00 C) CD I a) C)

Z% 00 -I CD _-r '-

C/)-I

T-4)

C) P4-1 C) CD I C) C:)I C)

N I P-..*I 0

00

C~

C) ~-

0

CC,

LA N"N r-

C) I.4

r-44

Page 27: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

9 0 r

e:o

80fOw 00~#-- 0

e'" :35u

701 -:30

6, V.0:2054-V

I' / -

c 3

44 I /3 I / . /.

I / /I I-/

44

3(8 / / r =~H (EM

/ /L/ / =r 0 - (RESAE

I / /20' / / =-

/ / AF 0Qz 0 z rc&( 1)

0/ ......* c!,/ ro=3v

i /, //

lI,,I/

4 8 12 16 20 24 .. .28

Qi , LA/cM

Figure 3. L&O Versus 0 Plot of the Characteristic (Root) Equation

19

Page 28: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

&70 8 0 4, o

70 &Z2 0-3

60' // / (I 30

V/

50//5 I /

/i40' / / / fi _

SI i , !., / / _- =

/ i+o H(FREE SPACE)/( /,

201 It~

<0 / 2. // K/,/ / . 'I(.oro) .r 10(X

•I0/ / ri Z

,/,, ro =3mm

2 4 6 8 10 12 14

k, RAD/CM

Figure 4. W Versus A Plot of the Characteristic (Root) Equation

2'

Page 29: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

@z:h t*Z5o

801

I 0:30

60[

L

50L

, /,40

301 '

(FREESPACE)

2O

zoo

1o~t a 3 2. 2

- . .& .~~~~~ .~ ... .... ..... L.-.-.-~.... L.....- --- ....- - - L.........

1 2 3 4 5 O, NEPERS/CM

I ............... ....... .... • A . . . . . i

0 8.6 17.2 25.8 34.4 43.0 CA dB/CM

FLgure 5. W Versus o Plot of the Characteristic (Root) Equation

21

Page 30: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

I.6

-4-

144

I~. --- 4 a

<A.,

-rI r U

10 I.'nC1

03/\ OT MV

22a

Page 31: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

Ja,

"4)

0

41

NFA 4J

C>r CDLn (n

OH./ 60T

I 23

Page 32: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

ot

00

4

VV

00

)4

V)

U)

I.'

r-'

I 24

Page 33: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

JJ

0*'

4-Jci2

H

C)

H

C)

Co

-I

C)

Co

H

C)

Co

C)

I-.C)

Co1-4H

C)

CC

25

Page 34: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

-I

00

(U

u

I0-4

U

Ol 1.

Ow

000

-r4OSS/M 6 O

26.

Page 35: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

SYNCH. WAVE AMP.w1 CIRCUIT WAVE

LSLOW CYCLOTRON

+m SYNCH. WAVE

FAST CYCLOTRON

I'igtire U1. W.' Versus P Diagram for the Cyclotron and Synchronous Wave Amplifiers

27

Page 36: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

en un co0 Ln Ln 0 T '4 -1 00 0% mC% C1 LA) r- LfA %D C14 'C0 0 0 en~ 0% 0 4 m~

N ' 4 A 0 C4~ U, 06.4 '4 4 N C

-T I Ln .-40 C) 0- -1 0~ '4 -I 0% Ln &n C

en '4- LA) Co C4 '4 'A Co C4 C4 r4 '-4 0 0_q,.4 - -4 -4 -4 i-I -4 -4 ..4 11 -4 "q -4

cu C '4 'C *N 0 -: ' 4 C4 ON -T'

o *U) CO e CA) 00Co 7 'O 00 -1 0) %0 00 r- r'- * co r- 0 -1 mA

- C -4 CV) %D 04 'T 00 -4 C1 %-0 -4 C1 Lt) 0% '-4

04 -$ 1 C4 C0 0 4 -t C4 r'- '4r 0) %D 'C C#)

LA) O% .C* "" :9 .

(y)-'4 C --I f- 04 00 '4T 4 -4 0o0 C M '0C C 41.0 CN 4Le) 04 .-4

II1) 00 '4 00 %D m% % C0 1- 0 Cf) Co 0 '4147) 0% %D 0C - 4- r- ON N4 r- W) %0 II'

-14 -4 1-4 N1 Nl -4 4 ,-4 N -4 .- 4 r-q -4

0

* n A0 IT, '1 0 '0 -4 N1 COl "1 0 'C (0 MA '4

-4~ 0 0r 0 cn r 4q IHco -t) r -T 000

ca0 C 0 04 0n 0- 01 0n 0 0 0 C 0 0

' 0 0 C) -4 0 0 0 LrA V) N- 0" Ln'C %0 '4 -.1 -. L) C) 00 r- r-. tn 00 0 N4 m

00 OD r-0 00 'C 00' 00 0 0 00 r-. 'c 00 N0 Co

en 'n %D LA) LA Ln 00 cn 'I 'A 'D 4"- N

Page 37: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

APPENDIX A

Derivation of an Electron Beam with an Isotropic Permittivity ,

and/or Permeabilityu, in Transverse and Longitudinal dc Magnetic Fields

An electron beam with C and/ identical in all three directions of anorthogonal coordinate system is of importance when solving the wave propa-gation problem. The authors assume in the solution to Maxwell's equationsfor RF energy propagating in a dense electron beam that C and A' arescalar quantities. This allows one to readily apply separation of variabletechniques and express the field equations as a function of each independ-ent coordinate (r, P , Z ). Also Equation (6)v - gives the

phase velocity of a plane wave in terms of the scalar quantities C. and

The derivation for the isotropic dielectric constant or an electronbeam in a magnetic field is presented below. The analysis for the permea-bilityA( is identical and, therefore, will not be given here.

Let v= e, e, + V3 Ae)

B.(,~ 8eA +B63 ) ) (A-1)

where e, P Cz and e-3 are unit vectors and V and E describe alternatingcurrent (ac) velocity components of the electron beam and RF field compo-nents respectively. The vectors and are expressed with vector com-ponents of different amplitudes and phases to give transverse ellipticalpolarization. The magnetic field consists only of dc components. TheThe ac components of the magnetic ield are neglected since for non-relativistic velocities, the self generated magnetic fields of the electronsare negligible compared to the applied fields. When the amplitude of theelectronic motion of the electrons is smfil and collisions are neglected,the equation of motion is approximately:

e E e(A-2)

The Lorentz equation (equation of motion) expressed in component vectorform gives: A A

A ;3-B0 (A-3)

12 J. Jackson, "Classical Electrodynamics," John Wiley & Sons, p 228,1962.

29

Page 38: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

where differentiation with respect to time of a sinusoidal disturbanceYields U). From Equation (A-3), the three velocity components are:

A, : for-" (A-4)

^: • ?eEAs for VVE V

e'j V;= AkIEGAC for V3 A;p V 1 32- V, [1 (A-6)

The curl H expressed in vector form is:

o.I = I=

or A6,, Iv19

where P is the charge density.

From Equations (A-4) through (A-7), the curl A vector components are:

(vx- "R)e, ;o [I- ( " /W. -IEeo A=, fo e .A ..,/, ,(V~ H Ph E.A 5-=Xw~6.-ErE.As- (A-98)

I-2 a

(VxHe3 z) W .]EaA6 C, Ev e.A; (A-10)

30

Page 39: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

where W4p =

As can be seen, Equations (A-8) through (A-10) yield an isotropic permittiv-i ty E, 0 (oCr Z ) -

Examining the conditions required for an isotropic dielectric beam asgiven by the velocity-magnetic field relationships of Equations (A-4)through (A-6), one can form ratios of the velocity components

,a] ,. and _V_(

where 2L3 +Ta +B =3The above equation indicates that in order to have a velocity component

, at least one transverse dc magnetic field component (I13orBa)must exist.

If 13)=,81((I, and 1;( < I then V Z and V3/V 2C,

Under these approximate conditions, the transverse velocity components arecircularly polarized.

When one uses an axial current carrying wire in the CEBA to generatea small magnetic field BV, then one can apply the conditions -0 ,

BA Bf 4 I, and B3 .Thus •V. andV,V

Under these approximate conditions, the transverse velocity componentsare also circularly polarized. It is shown in Appendix C, that the fieldequations, in the electron beam region, can be expressed as modifiedBessel functions of the first kind with complex arguments where:

~ Eacc±*A C +5&_ [ (r~r) or A,.vc0*iej'rr) (-2

where Z. - and Yr and YZ are the complex

31

Page 40: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

radial and lonoitudinal propagation constants respectively. UsingEquations(A-4) through (A-6) and applying Equations (A-12) give

_A and _V Ai 0IQ'1 = .;7 _± Vi - I AL (-13)

Using Equations (A-11) and (A-13) for BI:O gives

and =,(r¢r) (A-I4)

Note, that in Equation (A-14), Tr0..& o asr--O (gives a pole).

For small r. the ratio j rV r,(X c I/0r

Similarily, the magnetic field around a current carrying axial wire isproportional to I/r. Thus, the axial current carrying wire is a reason-able approximation to the required magnetic field in the % directionfor small 'r . Considering Equations (A-14)

for: Ycg*+, and P>;ac and/2

" " and It +± 2 (A-15)

32

Page 41: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

APPENDIX B

Derivation of an Electron Beam with an Isotropic Permittivity C. and/orPermeability,, in a Longitudinal dc Magnetic Fi_,id

This method of deriving an isotropic permittivity Q, is similar to thederivation of the isotropic f given in Appendix A. However, for thismethod, only a dc magnetic field in theZ direction is required. Also, thederivative of the ac component of the velocity is given as:

1*- = +AYAx (B-1)

where and (A is the average electron velocity in the Z direction.

Note that j and are neglected in this approximation.

Applying the Lorentz equation and expressing partial derivatives with

respect to time and distance asLY = pv - for N= and

4V then the three velocity components are:

-Z dtV, 4. Eo Aq V, 2: V, (B-2)

(I± Wc/W) for A.

V. U -. for V = 2(B-3)

i~rEnfor YZQ tW. (B-4)V w I Ci + ,)

The three curlcomponents listed below give the isotropic E for the

conditions that .V='Z -f / . f. (for/(>>..A), andX €g-4 ..

(V Aw rEae3Er E.Ay (B-5)

33

Page 42: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

(v7X=w ro[- ± CjE. As leo r Eo A. (B3-6)

(V)~=~ H- A/~~ 0 Abo EA (B-7)

Therefore, relative permittivity, efr4 W- 2

In a like manner It can be shown that the relative permeability

iu, Ij (.OP)]/.;_ ,under the condition that both the electric and

L ±W ]. I

magnetic current densities exist and are related by Equation (7).

34

Page 43: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

APPENDIX C

Derivation of the Electromagnetic (EM) Field Expressions and TranscendentalRoot Equation for Propagation Through an Active Dielectric Medium (SolidCylindrical Electron Beam)

The system considered is a solid electron beam traveling inside anoversized waveguide with RF energy propagating through the electron beam.The solid electron beam is an approximation to the converging electronbeam as depicted in Figure 1 (CEBA). This being the case, consider thesystem as shown:

Region 2 (Free Space)

SRegion 1R 1 RF

Region 2 (Free Space)

The cylindrical coordinate system is used.

The EM fields have the form:

F-,H cc A(r, ) ewhere A ~dor ov2r) r < r,(C-1)

0.o) r > ri

JIVr)' IV(gr-) and KAJI.r) are Bessel functions;

Ir and K are complex radial propagation constants;

JrZ is the complex longitudinal propagation constant ('z+x¢- );

and N-O,±.| Z. 3 .

The problem was solved for At, J , v r Oand A(rj)= ff r).Roots of the boundary value problem exist for both cases. However, in

order to have an isotropic E 9 =j'>)> . This condition was better

satisfied for AQ)=INb rr)then for Ar,'Y=ITOdrP). The derivation of

35

Page 44: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

the field expressions will be for ( r) and K=-Q~r)2 2

where Yr- and KO

Maxwell's cvat Lons for the present problem are:

; t; Ve.O. , 6=0O; (C-2)

.id V- = g

41:

The e ltcttic ;n d m;inet.ic sources ar., included in B and D S

D = +() xE).E = F E and t + )M I wher c

J L,,c Eand W1=,4/"eWO (C-i)

The relationsiips bt tween theE and, fields and S and II sources are:

H (beam).o (free space), and

-- _ ' where V W--C" and VW- _A_*

The E'M field expressions ( in region 1) are derived from the r , ,

components of the curlE and curiN equations. Six differential equations

ate obtained and these are listed below:

S |.Wave equations

satisfied bymodi fled

Bessel functions

IsI

~(C-4)

Et , - + .

,-Y rl- -

IV SET

Page 45: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

and- - Likewise C andE JnH imle

implies and E. and H

The authors, presently, have limited the investigation to the NM@ order

modes. For NaO , the E. ,E and Hr ,Hj are nearly circular polarized

since

.and JA and Mien X >>) A then

IL~i A and Hr=Ep _f

The EM field expressionsfor region 1 and 2 are given below where the

term P.XP&(ot--'hZZ is understood to be present for each field. Note,

that the EM field expressions for region 2 are derived in like manner to

the derivation of the fields in region 1.

Region 1 (Electron Beam)

ElzIZ r' El# I ACl r; le4 C, llvro; (c-5)

'. H r C Tg'rr) H v

where E= On Y=Y/e,

and X

37

Page 46: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

Region 2 (Free Space)

(C-6)

Hzz ~C2K0 KO; H~r CaeQor); Hi=Ah'Q~)where

and

The characteristic (root) equation is obtained by specifying that at

the beam radius ro , the tangential fields must be continuous. The

boundary conditions are:

HT4 =N H -TAN . and ETAN, = £TrAN,.

or E,z=Ej z , ?- E2V and H|i ? H24 (C-7)

However, the Ep and Hp equations are equivalent so that two equations

exist with two unknown arbitrary coefficients C._ and CZ . Equating the

determinant to zero gives:

Equation (C-8) is separated into real and imaginary parts. First,

consider the left-hand side of Equation (C-8)

where the Tol rr) are transformed into JN(Irr.) functions.13

The transformation from modified Bessel functionsIN and K& into J and YN

were made because the series expansions for thejn functions

13 Handbook of Mathematical Functions with Formulas, Graphs, andMathematical Tables," US Department of Commerce, NBS, pp. 355-436, June 1964.

38

Page 47: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

are much simpler to program into the computer and tables of tabulated

values are available in literature.1 4. 5

Le t. Pe ~ '.r) T0 e- )

and A e2#, "1/4)for ( <fl Ar~ 1o )~.)L

The ratio WLW : [R (e, r) +jfJ,(e, -J (C-9)

where T %- Using the notation given in Reference 14.

T 0(eir)= Ua(F" o) + V0( T) and

I,(e~r) = U1(Qr) +. V, (P,')

Equation (C-9) becomes:

1_ [W(L Uo+V, V)- (u IV0-Q0 V)J (C10)

Let A = +(-'ul(e-rJ V.(Pv ') V(P2T

B = U.(4-r)V 0 (Pr) - U.(Pr) V (1,T) and

The left-hand side of Equation (C-8) becomes:

y TO(Ur r4 P L u --P, + V,2(e.r)

The right-hand side of Equation (C-8) is represented in a similar

manner. 16, 17

Let 1roe.-_ 4 ''@ ' , t~~- -- D yol, "4ir/~e5 -), '//"'))-

14 Table of Bessel Functions - Op. Cit #815 Table of Bessel Functions - Op. Cit #9l6 Handbook of Mathematical Functions - Op. Cit #1317 Table of Bessel Functions - Op. Cit #9

39

Page 48: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

and Kg(IOfvr) + JiT(1

for (. T < a r~(I1.Io) i 7/2)

Using the following notation gives:

R.le(yq), \4Re(Y), XO =It44) and X~m(i

The Bessel functions can now be expressed in the new notation as:

# (C-12)

2 tziA )- - Uiog

Thercl ndimainrytemsof 4 nd( 1 ,Ore- ute efnd(o

ITP7,) [VYX,(~ 6-4V(,'') n

+2Mof 3 40K

Page 49: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

Therefore, one can now write K. and Ki as

Ro 0[S L7ii- + To( ,1T-I)] and

(C-13)x,: =EQ, , -+) +i R,(Q,,-0<)]

The right-hand side of Equation (C-8) is:

__lX _ KiR P Q i So+RT )- (QT.-R. < _ C-14)

(S 4 Tz )

Let C [Q,(Cn-t) SAI)1r-4) +e R,O(n-o~ T.( )J)

and D: f.Q,£(;-o) T(O,' - R,(r-4) So({,-0)J

Equation (C-14) can be written as: (C-15)

K___O_ = .._ L_

Equating Equation (C-11) and Equation (C-15) gi,.es:

fAB (C- 16)

U~(Er) V.~eiL ~.~c sm (s',-i-4{pco@ (w.'+- eeJ

Separating Equation (C-16) into real and imaginary parts gives:

and .[coS (')- BsaNYe)] EDC'osc + C b I (C-to.)

-_ J f) -.'I' - L (W s 07 Ps) -D s. 1 tJEquation (C-18) is the transcendental root equation.

41 HISA-FM-531-81

Page 50: I Ehhhhhhhhhh - DTIC · 2014-09-27 · of the tube, in particular the RF circuit structure. Note that a tube producing 10 watts of RF power at mm wave frequencies can be as complex

... . . .. .