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The Induction of Emergent Relations in Children with Severe Cognitive and Language Delays
Matthew Howarth
Submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy
under the Executive Committee of the Graduate School of Arts and Sciences
COLUMBIA UNIVERSITY
2012
2012 Matthew Howarth
All Rights Reserved
ABSTRACT
The Induction of Emergent Relations in Children with Severe Cognitive and Language Delays
Matthew Howarth
In three experiments I sought to experimentally test a source of emergent relations
defined as transitivity by Stimulus Equivalence theory or as combinatorial entailment in
Relational Frame Theory. In Experiment I, the participants were 4 children diagnosed
with autism who also demonstrated significant cognitive and language delays, who were
selected for the experiment because of their inability to demonstrate emergent/derived
relations during baseline. A time-lagged multiple probe design was utilized to determine
the effects of training of a frame of symmetry through the use of a cross modal matching
procedure requiring the participants to match auditory stimuli to visual stimuli and
conversely visual stimuli to auditory stimuli using a computer program. The dependent
variables were the participants responses to the emergent relations of
transitivity/combinatorial entailment, post intervention, with a probe set and a novel set
of stimuli, as well as the participants rate of learning for tacts and textual responses.
Three of four participants were able to demonstrate emergent relations following
intervention. The participant who did not demonstrate derived relations lacked an echoic
repertoire. In Experiment II, I built on the findings of Experiment I to determine if
derived relations could be taught visually, without the use of language. Three males with
severe language disorders, who did not display emergent relations during baseline,
participated in the experiment. A time-lagged multiple probe design, with
counterbalanced probes was used to determine the effects of multiple exemplar training
across visual relations. The dependent variable was the participants responses to
emergent relation probes following intervention. None of the participants were able to
demonstrate derived relations after visual symmetry training. In the third experiment, the
same participants and materials were used as Experiment II, however, in Experiment III,
a tact was taught for each of the stimulus sets in order to determine the role of the tact in
emergent relations. A time lagged multiple probe design, with counterbalanced probes
was used. The dependent variable was again participants responses to emergent relation
probes following tact training. All 3 participants were able to demonstrate derived
relations with the probe and novel set of stimuli following intervention. Results of all
three experiments suggest that both bi-directional/symmetrical relations and verbal
operants are necessary for derived relations.
i
TABLE OF CONTENTS
PAGE
LIST OF TABLES........ v
LIST OF FIGURES... vi
ACKNOWLEDGEMENTS... vii
CHAPTERS
1 REVIEW OF THE LITERATURE.. 1
Abstraction...... 1
Stimulus Equivalence..... 6
Naming Theory....... 8
Relational Frame Theory.... 9
Verbal Behavior Development Theory. 11
The role of the tact in emergent relations. 15
Joint stimulus control 19
Experiments on the source of emergent relations. 20
2 EXPERIMENT I... 25
Overview...25
ii
Method.... 27
Participants...... 27
Setting..... 30
Dependent Variable..... 30
Independent Variable... 35
Data collection. 39
Interobserver Agreement. 40
Results. 40
Discussion 48
2 EXPERIMENT II.......... 51
Overview 51
Method... 52
Participants.... 52
Setting... 54
Dependent Variable... 54
Independent Variable.... 58
Data collection.. 63
iii
Interobserver Agreement. 63
Results. 63
Discussion... 68
2 EXPERIMENT III 69
Overview 69
Method... 70
Participants..... 70
Setting.... 70
Independent Variable. 70
Dependent Variable.... 70
Data collection 74
Interobserver Agreement 74
Results 74
Discussion.. 81
5 GENERAL DISCUSSION 82
Major findings and possible explanations 82
Limitations... 87
iv
Future research 87
Conclusion... 88
6 APPENDIX 102
Definition of terms.. 102
v
LIST OF TABLES
Table Page Number
1. Participants Characteristics in Experiment I. 28
2. Examples of Probe Stimuli from Experiment I.. 33
3. Examples of Novel Stimuli from Experiment I. 34
4. Independent Variable Sequence in Experiment I... 38
5. Participant Characteristics in Experiment II... 53
6. Examples of Probe/Novel Stimuli from Experiment II & III. 56
7. Examples of Novel/Probe Stimuli from Experiment II & III. 57
8. Independent Variable Sequence in Experiment II.. 61
9. Stimulus Set for Experiment III.. 72
10. Stimulus Set for Experiment III.. 73
vi
LIST OF FIGURES
Figure Page Number
1. Illustration of joint stimulus control for a tact. 20
2. Illustration of Dependent Variable derived relations... 35
3. Independent Variable in Experiment I, example of matching picture to spoken word.... 39
4. Independent Variable Experiment I, crossmodal matching acquisition using instructional
stimuli .................................................................................................. 45
5. Responses to emergent relation probes pre & post cross modal matching (CM). 46
6. Participant rate of learning tacts & textual responses pre & post crossmodal matching. 46
7. Independent Variable example from Experiment II.. 56
8. Relations trained as part of the independent variable in Experiment II... 58
9. Independent Variable Experiment II, visual relation training. 66
10. Emergent relations probes Experiment II.... 67
11. Independent Variable Experiment III, tact instruction 78
12. Emergent relations probes Experiment III... 80
vii
Acknowledgement
First, and without measure, I would like to thank my students, from whom I learned more
than I ever could have imagined. Whose contributions to the science, and to the lives of others,
no matter how small, they will never be aware of due to their disabilities. I hope I was able to
make your lives a little more reinforcing.
Thank you Dr. Greer and Dr. Dudek for giving me this opportunity, and for imparting so
much knowledge. You were steadfast in your guidance, sustained me through every challenge,
and what I have gained from you both is incalculable.
I want to thank my friends, classmates, and family, who have supported me
unconditionally throughout this process. This was a long road, both personally and
professionally, and I couldnt have done it without you.
I want to thank Elizabeth Sarto, for hours of editing and feedback, your efforts and
encouragement are much appreciated.
I also want to thank my teaching assistants and student teachers who assisted with the
experiments, and cared so much about our students: Nelcy Garcia, Alexandria Lanter, Suzzanna
Javed, Marisa Bernthal, Matthew Carbone, Emilia Clancy, Missy Liu, Crystal Lo, and Kristen
Mead. You guys are awesome!
1
Chapter 1
Review of the Literature
It is usually held that one does not see the physical world at all, but only a nonphysical copy of it called experience. When the physical organism is in contact with reality, the experienced copy is called a sensation, sense datum, or percept; when there is no contact, it is called an image, thought, or idea. (Skinner, 1953, p. 276)
William James is generally acknowledged as the first person to term stream of conscious
in his work The Principles of Psychology (1890). Consistent with his pragmatic philosophy, he
maintained that experience gives rise to inner sensation, only as reflection becomes developed
do we become aware of an inner world at all(James, 1890, p. 679). Skinner furthers this
distinction in his discussion of private events, where through operant or respondent conditioning
the process of abstraction gives rise to conditioned seeing and hearing whereby, A man may see
or hear stimuli which are not present (Skinner, 1953, p 266). Radical behaviorists and
cognitive-linguistic theorists have approached the role of language in the formation of relations
or ideas differently, and this is the focus of the following three experiments. Therefore, I shall
begin with a brief review of the related literature from both a behavioral selection and cognitive-
linguistic perspective. Due to the specialized lexicon of behavior analysis, a definition of terms
has been provided in the appendix.
Abstraction
Definitions of abstraction vary across the research in behavior anal