how to avoid costly mistakes

55
Federal Aviation Administration The Non-Federal Program: How To Avoid Costly Mistakes Lessons for: Airports / Owners of Non-Federal Facilities Maintenance Technicians Manufacturers / Vendors Date: Audience: Presenter: September 10, 2019 NASAO 88 th Convention & Tradeshow Natashia M. Jones Program Manager Non-Federal Policy & Oversight Program

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Page 1: How To Avoid Costly Mistakes

Presented to:

By:

Date:

Federal AviationAdministration

The Non-Federal Program:

How To Avoid Costly Mistakes

Lessons for:

• Airports / Owners of Non-Federal Facilities

• Maintenance Technicians

• Manufacturers / Vendors

Date:

Audience:

Presenter:

September 10, 2019

NASAO 88th Convention &

Tradeshow

Natashia M. Jones

Program Manager

Non-Federal Policy & Oversight Program

Page 2: How To Avoid Costly Mistakes

Federal AviationAdministration

Objectives

• The Program and your facility

– What/who we regulate/oversee

– Non-Federal defined

– Non-Federal entities’ contribution to the NAS

– Top ten costly mistakes

• Program Points of Contact

• The Program’s focus and you

2The Non-Federal Program:

How To Avoid Costly Mistakes!September 10, 2019

Page 3: How To Avoid Costly Mistakes

Federal AviationAdministration

Objectives

• Following Policy

– Installation and Operation

– Verification Authority

– Design Approval

• Assumption of Operation & Maintenance

• Re-Cap & Resources

3The Non-Federal Program:

How To Avoid Costly Mistakes!September 10, 2019

Page 4: How To Avoid Costly Mistakes

Federal AviationAdministration

Section 1

The Non-Federal Policy & Oversight

Program and Your Facility

4The Non-Federal Program:

How To Avoid Costly Mistakes!September 10, 2019

Page 5: How To Avoid Costly Mistakes

Federal AviationAdministration

The Non-Fed Program Regulates:

Most non-Fed

NavAids

5The Non-Federal Program:

How To Avoid Costly Mistakes!

All non-Fed AWOS

Certain Other Systems

ex. RTS

September 10, 2019

Page 6: How To Avoid Costly Mistakes

Federal AviationAdministration

NavAids

❑ GBAS

❑ ILS

❑ GS

❑ LOC

❑ DME

❑ RVR

❑ NDB

❑ VOR

AWOS

❑ AWOS

Control Towers

❑ ATCT

❑ Remote ATCT

VisAids

❑ ALS

❑ REIL

❑ PAPI

Comms

❑ RCO

❑ RCAG

(if part of ILS)

6The Non-Federal Program:

How To Avoid Costly Mistakes!

Systems Regulated

Control Towers

❑ ATCT

❑ Remote ATCT

VisAids

❑ ALS

❑ REIL

❑ PAPI

September 10, 2019

Page 7: How To Avoid Costly Mistakes

Federal AviationAdministration

The Non-Fed Program Regulates:

Non-Federally

Employed

Maintenance

Technicians

7The Non-Federal Program:

How To Avoid Costly Mistakes!

Manufacturers

Vendors

September 10, 2019

Page 8: How To Avoid Costly Mistakes

Federal AviationAdministration

VFR-only VisAids

Non-Federal Observers

Non-Federal ATCTs (buildings)

Non-Federal Air Traffic Controllers

The FAA’s Contract Tower Program (FCT)

8The Non-Federal Program:

How To Avoid Costly Mistakes!

The Program Does Not Regulate

September 10, 2019

Page 9: How To Avoid Costly Mistakes

Federal AviationAdministration

A “Non-Federal” entity is defined as entities other than the

FAA or any Federal Agency (including the military).

Examples:

– U.S. territories

– States

– Local governments

– Companies

– Private citizens

For public or private use

9The Non-Federal Program:

How To Avoid Costly Mistakes!

“Non-Federal” Defined

September 10, 2019

Page 10: How To Avoid Costly Mistakes

Federal AviationAdministration

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MI

MO

AR

LA

ILIN

OH

WI

FL

GAALMS

TN

KY

VA

WV

NC

SC

PA

NY

MN

TX

YY

Indicates that the state is one of the top three homes for non-Feds

in the Service Area.

#1 in the

NAS

IA63

XX

Indicates that the state is home to the greatest number of non-Feds

in the Service Area. (In FY18, the “#1” state in the NAS was Minnesota.)

Western Service

Area

Central Service

Area

Eastern Service

Area

FY’18 Overview – Facilities by State

10The Non-Federal Program:

How To Avoid Costly Mistakes!September 10, 2019

Page 11: How To Avoid Costly Mistakes

Federal AviationAdministration

➢ Non-Fed facilities play a

BIG role in our National

Airspace System

➢ There are currently more

than 2,300 facilities.

➢ This represents 24% of all

NavAids & automated

weather systems in the

NAS.

• WSA – 15%

• CSA – 49%

• ESA – 36%

11The Non-Federal Program:

How To Avoid Costly Mistakes!

Overview – NAS Inventory

September 10, 2019

Page 12: How To Avoid Costly Mistakes

Federal AviationAdministration

Example #10:

Assuming that if a system is marketed as a non-Fed, it’s

also FAA approved for use in the NAS.

Example #9:

Buying a non-Fed system that isn’t FAA approved.

Example #8:

Siting and/or assembling your facility in a way that doesn’t

meet FAA standards.

The Non-Federal Program:

How To Avoid Costly Mistakes!12

Top Ten Costly Mistakes

September 10, 2019

Page 13: How To Avoid Costly Mistakes

Federal AviationAdministration

Example #7:

Assuming that the FAA will let the technician who

maintains your other facilities also maintain your new

facility.

Example #6:

Expecting the FAA to provide your technician with test

equipment during commissioning & recurring inspections.

Example #5:

Failing to anticipate the significant costs & responsibilities

of facility ownership.

The Non-Federal Program:

How To Avoid Costly Mistakes!13

Top Ten Costly Mistakes

September 10, 2019

Page 14: How To Avoid Costly Mistakes

Federal AviationAdministration

Example #4:

Assuming that the FAA will take over ownership or

maintenance of your new facility. (Or, assuming that

takeover will occur quickly.)

Example #3A:

Assuming that any AWOS can be connected to WMSCR.

(WMSCR connection requires an AWOS III or better.)

Example #3B:

Not budgeting for the cost of connecting your AWOS to

WMSCR. (Owners bear this cost – not the FAA.)

The Non-Federal Program:

How To Avoid Costly Mistakes!14

Top Ten Costly Mistakes

September 10, 2019

Page 15: How To Avoid Costly Mistakes

Federal AviationAdministration

Example #2:

Making configuration changes that are not FAA approved.

Example #1:

Waiting to contact the Non-Federal Program until after

you’ve made a mistake.

The Non-Federal Program:

How To Avoid Costly Mistakes!15

Top Ten Costly Mistakes

September 10, 2019

Page 16: How To Avoid Costly Mistakes

Federal AviationAdministration

Owners:

• System doesn’t operate optimally.

• Delayed entry into service.

• Unexpected/early decommissioning of system.

Note:

All the above potentially could adversely impact safety to the

flying public.

16The Non-Federal Program:

How To Avoid Costly Mistakes!

Potential Consequences

September 10, 2019

Page 17: How To Avoid Costly Mistakes

Federal AviationAdministration

Technicians:

• You contract with an airport to maintain its non-Federal

facilities, but discover you lack the required training to

obtain FAA verification authority.

17The Non-Federal Program:

How To Avoid Costly Mistakes!

Potential Consequences

September 10, 2019

Page 18: How To Avoid Costly Mistakes

Federal AviationAdministration

Manufacturers / Vendors:

• Sell non-FAA approved systems.

• Make unapproved configuration changes to a system.

Note:

This will result in the facility being immediately NOTAM’d out of

service upon discovery.

18The Non-Federal Program:

How To Avoid Costly Mistakes!

Potential Consequences

September 10, 2019

Page 19: How To Avoid Costly Mistakes

Federal AviationAdministration

To Avoid Costly Mistakes

Work closely with the Non-Federal Program.

We’re happy to advise & guide you!d

19The Non-Federal Program:

How To Avoid Costly Mistakes!September 10, 2019

Page 20: How To Avoid Costly Mistakes

Federal AviationAdministration

Section 2

Your Non-Federal Program Liaison

20The Non-Federal Program:

How To Avoid Costly Mistakes!September 10, 2019

Page 21: How To Avoid Costly Mistakes

Federal AviationAdministration

(PIM)

Non-Federal Process

Trail Guides

21The Non-Federal Program:

How To Avoid Costly Mistakes!

Program Implementation Manager

September 10, 2019

Page 22: How To Avoid Costly Mistakes

Federal AviationAdministration

• Help you coordinate with:

– The Non-Federal Program HQ Office.

– All FAA stakeholders involved in the Non-Federal

Process.

– Is your Subject Matter Expert (SME).

22The Non-Federal Program:

How To Avoid Costly Mistakes!

PIM’s Primary Duties

September 10, 2019

Page 23: How To Avoid Costly Mistakes

Federal AviationAdministration

• Coordinating facility installations.

• Coordinating Air Space Studies.

• Processing takeover requests.

• Reviewing & approving Reimbursable Agreements.

• Coordinating facility decommissioning.

23The Non-Federal Program:

How To Avoid Costly Mistakes!

PIM’s Related Duties Include

September 10, 2019

Page 24: How To Avoid Costly Mistakes

Federal AviationAdministration

24The Non-Federal Program:

How To Avoid Costly Mistakes!September 10, 2019

Page 25: How To Avoid Costly Mistakes

Federal AviationAdministration

Maintenance

Technician

25The Non-Federal Program:

How To Avoid Costly Mistakes!September 10, 2019

Page 26: How To Avoid Costly Mistakes

Federal AviationAdministration

26The Non-Federal Program:

How To Avoid Costly Mistakes!September 10, 2019

Page 27: How To Avoid Costly Mistakes

Federal AviationAdministration

Manufacturer

27The Non-Federal Program:

How To Avoid Costly Mistakes!September 10, 2019

Page 28: How To Avoid Costly Mistakes

Federal AviationAdministration

Your Non-Federal PIM

Contact us to

avoid making

costly mistakes!

28The Non-Federal Program:

How To Avoid Costly Mistakes!

Name Email Phone

Western Service Area – PIM Contact Information

Joshua Eicher [email protected] (206) 231-2875

Central Service Area – PIM Contact Information

Angie Anderson [email protected] (817) 222-4198

Eastern Service Area – PIM Contact Information

Robert “Chris” Linscheid [email protected] (404) 305-7134

September 10, 2019

Page 29: How To Avoid Costly Mistakes

Federal AviationAdministration

Review

So far …

• What the Non-Federal Program Regulates

• What is considered a non-Federal facility

• The most common costly mistakes

• And how to avoid those mistakes

• Your direct point of contact at the FAA

29The Non-Federal Program:

How To Avoid Costly Mistakes!September 10, 2019

Page 30: How To Avoid Costly Mistakes

Federal AviationAdministration

Section 3

The Non-Federal Policy & Oversight

Program’s Focus

30The Non-Federal Program:

How To Avoid Costly Mistakes!September 10, 2019

Page 31: How To Avoid Costly Mistakes

Federal AviationAdministration

• To ensure that non-Federal facilities are operated &

maintained to the same standards as Federally-owned

facilities.

• The Non-Federal Program’s policies are documented in the

most recent version of Order 6700.20, Non-Federal

Navigational Aids, Air Traffic Control Facilities, and

Automated Weather Systems.

31The Non-Federal Program:

How To Avoid Costly Mistakes!

The Program’s Mission

September 10, 2019

Page 32: How To Avoid Costly Mistakes

Federal AviationAdministration

• Approval Process – new types of facilities.

• Approval Process – Configuration changes to existing

facility types.

• Facility Operation & Maintenance.

• Maintenance Technicians.

• FAA takeover of non-Fed Facilities.

32The Non-Federal Program:

How To Avoid Costly Mistakes!

The Program’s Focus Areas

September 10, 2019

Page 33: How To Avoid Costly Mistakes

Federal AviationAdministration

Owners

1. We provide guidance in the purchase & installation of your new non-

Fed facility.

2. We evaluate your newly-installed facility, to ensure it’s safe for use in

the NAS.

3. We regularly inspect your facility, to verify that it continues to be safe.

4. We decommission the facility at the end of its lifecycle.

5. We facilitate FAA takeover of your facility, IF requested and

appropriate.

33The Non-Federal Program:

How To Avoid Costly Mistakes!

What This Means For You

September 10, 2019

Page 34: How To Avoid Costly Mistakes

Federal AviationAdministration

Manufacturers/Vendors

1. We review your proposed new facility designs.

2. We review your proposed configuration changes to current approved

facilities.

Technicians

1. We ensure you have the training and meet the qualifications necessary

to maintain non-Federal facilities.

34The Non-Federal Program:

How To Avoid Costly Mistakes!

What This Means For You

September 10, 2019

Page 35: How To Avoid Costly Mistakes

Federal AviationAdministration

Section 4

Installation & Operation, Verification

Authority, and Design Approval

35The Non-Federal Program:

How To Avoid Costly Mistakes!September 10, 2019

Page 36: How To Avoid Costly Mistakes

Federal AviationAdministration

Owners

Commissioning requirements include, but are not limited to,

the following:

1.NavAids must comply with the Federal Aviation

Regulations’ Part 171.

2.AWOS must comply with the “non-Federal AWOS

Advisory Circular.”

3.You must hire a maintenance technician who is eligible to

receive Verification Authority from the FAA.

36The Non-Federal Program:

How To Avoid Costly Mistakes!

Installation & Operation

September 10, 2019

Page 37: How To Avoid Costly Mistakes

Federal AviationAdministration

Commissioning requirements continued:

4. You must sign an agreement, acknowledging that you

& your technician(s) will:

• Follow FAA operations and maintenance practices,

AND

• Allow the Non-Federal Program to regularly conduct

inspections.

• Important: The FAA will not allow you to operate a newly-installed non-

Federal system until it’s been commissioned by the Non-Federal

Program. For addition information, please contact your PIM.

37The Non-Federal Program:

How To Avoid Costly Mistakes!

Installation & Operation

September 10, 2019

Page 38: How To Avoid Costly Mistakes

Federal AviationAdministration

Maintenance Technicians

• The term “verification authority” refers to the fact that, by

performing maintenance, you’re also verifying that the

facility is operating safely, in accordance with FAA

standards.

• Owners must contact the PIM to request verification

authority for their intended maintenance technician.

38The Non-Federal Program:

How To Avoid Costly Mistakes!

Verification Authority

September 10, 2019

Page 39: How To Avoid Costly Mistakes

Federal AviationAdministration

• If you do not have system specific and site specific

Verification Authority, you must not perform

maintenance on any facility/system.

• Doing so will result in the FAA shutting down the

facility/system.

39The Non-Federal Program:

How To Avoid Costly Mistakes!

Verification Authority

September 10, 2019

Page 40: How To Avoid Costly Mistakes

Federal AviationAdministration

• “System specific” & “Site specific”

– Verification Authority is a physical letter issued by the

FAA District Office that oversees the location of the

installed facility.

– You must have Verification Authority for each

individual non-Federal system that you maintain.

40The Non-Federal Program:

How To Avoid Costly Mistakes!

Verification Authority

September 10, 2019

Page 41: How To Avoid Costly Mistakes

Federal AviationAdministration

• “System specific” & “Site specific”

– For example, even if there are 2 identical

type/make/model glide slopes at adjacent airports

that you work for, you must have separate

Verification Authority for each of those systems.

41The Non-Federal Program:

How To Avoid Costly Mistakes!

Verification Authority

September 10, 2019

Page 42: How To Avoid Costly Mistakes

Federal AviationAdministration

• Obtaining verification authority requires that

technicians must:

– Successfully complete an FAA-approved system

training course;

• Out of Agency Training is available through the FAA

Academy for some facilities.

• Appendix 3 of FAA Order 3000.57 lists FAA-approved

courses not provided by the FAA.

42The Non-Federal Program:

How To Avoid Costly Mistakes!

Verification Authority

September 10, 2019

Page 43: How To Avoid Costly Mistakes

Federal AviationAdministration

– Pass the respective applicable Theory-of Operation

Exam;

– Satisfactorily complete a Hands-On Performance

Exam;

• Performance Exams are administered by the FAA.

43The Non-Federal Program:

How To Avoid Costly Mistakes!

Verification Authority

September 10, 2019

Page 44: How To Avoid Costly Mistakes

Federal AviationAdministration

• Out of Agency Training Coordinator Contact Information:

44The Non-Federal Program:

How To Avoid Costly Mistakes!

Verification Authority

September 10, 2019

Address Mike Monroney Aeronautical Center

FAA Academy – Technical Operations Training Division

NAV/LAN/COM/RADAR Branch

6500 S. MacArthur Blvd.

Oklahoma City, OK 73169

Telephone (405) 954 – 5906

Fax (405) 954 – 8413

Email [email protected]

This contact information is current as of 08/13/2019.

Page 45: How To Avoid Costly Mistakes

Federal AviationAdministration

Manufacturers/Vendors

• Submit all proposed design or configuration changes to the

Non-Federal Program.

– Proposals for NavAids must meet the technical requirements

of FAR Part 171.

– Proposals for AWOS must meet the technical requirements of the

Non-Fed AWOS Advisory Circular.

– And it’s important to note that these are not the only requirements.

Other Orders and Advisory Circulars may apply.

The FAA will not allow airports/owners to operate your system until the

Agency formally approves its design and/or configuration changes.

45The Non-Federal Program:

How To Avoid Costly Mistakes!

Design Approval

September 10, 2019

Page 46: How To Avoid Costly Mistakes

Federal AviationAdministration

1st, each type/make/model of a facility (and any configuration

changes) must be sanctioned by the FAA.

–In other words, they must be “FAA Approved.”

2nd, the non-Federally-employed technicians who will maintain the

facility must first receive permission to do so from the FAA.

–This permission is known as “Verification Authority.”

3rd, FAA personnel will regularly inspect a facility’s operation &

maintenance.

46The Non-Federal Program:

How To Avoid Costly Mistakes!

Three Key Takeaways

September 10, 2019

Page 47: How To Avoid Costly Mistakes

Federal AviationAdministration

Section 5

Facility Assumption of Operation and

Maintenance (O&M)

47The Non-Federal Program:

How To Avoid Costly Mistakes!September 10, 2019

Page 48: How To Avoid Costly Mistakes

Federal AviationAdministration

48The Non-Federal Program:

How To Avoid Costly Mistakes!

Assumption of O&M

• A Facility Transfer is the act of the FAA assuming financial

responsibility for the operation and maintenance of your

facility.

• Many non-Federal systems are not eligible for transfer.

and

• Eligibility does not guarantee approval!

Approval is determined on a case-by-case basis.

September 10, 2019

Page 49: How To Avoid Costly Mistakes

Federal AviationAdministration

Section 6

Re-cap & Resources

49The Non-Federal Program:

How To Avoid Costly Mistakes!September 10, 2019

Page 50: How To Avoid Costly Mistakes

Federal AviationAdministration

• The FAA regulates non-Federally owned facilities and the

guidelines owners, non-Federal technicians, manufacturers and

vendors must follow.

• To avoid costly mistakes, contact your Non-Federal PIM.

• Your Non-Federal PIM is your direct FAA point of contact.

• Order 6700.20 contains the Program’s policy guidance.

• Owners must only install FAA-approved facilities and allow

periodic inspections.

The Non-Federal Program:

How To Avoid Costly Mistakes!50

Re-Cap

September 10, 2019

Page 51: How To Avoid Costly Mistakes

Federal AviationAdministration

• Maintenance Technicians must have Verification Authority.

• Manufacturers/Vendors must not sell new facilities nor make

configuration changes without FAA approval.

• All facilities are not eligible for assumption of O&M and eligibility

does not guarantee approval.

The Non-Federal Program:

How To Avoid Costly Mistakes!51

Re-Cap

September 10, 2019

Page 52: How To Avoid Costly Mistakes

Federal AviationAdministration

• Visit the Non-Federal Program’s public website at the

following link:

www.FAA.gov/Go/NonFed

• The generic email address for the Program is as follows:

[email protected]

52The Non-Federal Program:

How To Avoid Costly Mistakes!

Resources

September 10, 2019

Page 53: How To Avoid Costly Mistakes

Federal AviationAdministration

www.FAA.gov/Go/NonFed

Page 54: How To Avoid Costly Mistakes

Federal AviationAdministration

Your Point of Contact

Contact us to

avoid making

costly mistakes!

54The Non-Federal Program:

How To Avoid Costly Mistakes!September 10, 2019

Name Email Phone

Western Service Area – PIM Contact Information

Joshua Eicher [email protected] (206) 231-2875

Central Service Area – PIM Contact Information

Angie Anderson [email protected] (817) 222-4198

Eastern Service Area – PIM Contact Information

Robert “Chris” Linscheid [email protected] (404) 305-7134

Page 55: How To Avoid Costly Mistakes

Federal AviationAdministration

55The Non-Federal Program:

How To Avoid Costly Mistakes!September 10, 2019