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HL7_DAM_SPECIMEN_R2_I1_201 8 May 2019 Mar HL7 Version 3 Domain Analysis Model: Specimen, Release 2 May March 2019 2018 HL7 Informative Sponsored by: Orders and Observations Work Group Clinical Genomics Work Group Copyright © 2016-2017 Health Level Seven International ® ALL RIGHTS RESERVED. The reproduction of this material in any form is strictly forbidden without the HL7 DAM Specimen Release 2 Page 1 May Mar 2019 2018 © 2018 2019 Health Level Seven International. All rights reserved.

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HL7_DAM_SPECIMEN_R2_I1_2018May2019Mar

HL7 Version 3 Domain Analysis Model: Specimen, Release 2

May March 20192018

HL7 InformativeSponsored by:

Orders and Observations Work GroupClinical Genomics Work Group

Copyright © 2016-2017 Health Level Seven International ® ALL RIGHTS RESERVED. The reproduction of this material in any form is strictly forbidden without the written permission of the publisher. HL7 and Health Level Seven are registered trademarks of Health Level Seven International. Reg. U.S. Pat & TM Off.

Use of this material is governed by HL7's IP Compliance Policy.

HL7 DAM Specimen Release 2 Page 1May Mar20192018 © 2018 2019 Health Level Seven International. All rights reserved.

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IMPORTANT NOTES: HL7 licenses its standards and select IP free of charge. If you did not acquire a free license from HL7 for this document, you are not authorized to access or make any use of it. To obtain a free license, please visit http://www.HL7.org/implement/standards/index.cfm.

If you are the individual that obtained the license for this HL7 Standard, specification or other freely licensed work (in each and every instance "Specified Material"), the following describes the permitted uses of the Material.

A. HL7 INDIVIDUAL, STUDENT AND HEALTH PROFESSIONAL MEMBERS, who register and agree to the terms of HL7’s license, are authorized, without additional charge, to read, and to use Specified Material to develop and sell products and services that implement, but do not directly incorporate, the Specified Material in whole or in part without paying license fees to HL7.

INDIVIDUAL, STUDENT AND HEALTH PROFESSIONAL MEMBERS wishing to incorporate additional items of Special Material in whole or part, into products and services, or to enjoy additional authorizations granted to HL7 ORGANIZATIONAL MEMBERS as noted below, must become ORGANIZATIONAL MEMBERS of HL7.

B. HL7 ORGANIZATION MEMBERS, who register and agree to the terms of HL7's License, are authorized, without additional charge, on a perpetual (except as provided for in the full license terms governing the Material), non-exclusive and worldwide basis, the right to (a) download, copy (for internal purposes only) and share this Material with your employees and consultants for study purposes, and (b) utilize the Material for the purpose of developing, making, having made, using, marketing, importing, offering to sell or license, and selling or licensing, and to otherwise distribute, Compliant Products, in all cases subject to the conditions set forth in this Agreement and any relevant patent and other intellectual property rights of third parties (which may include members of HL7). No other license, sublicense, or other rights of any kind are granted under this Agreement.

C. NON-MEMBERS, who register and agree to the terms of HL7’s IP policy for Specified Material, are authorized, without additional charge, to read and use the Specified Material for evaluating whether to implement, or in implementing, the Specified Material, and to use Specified Material to develop and sell products and services that implement, but do not directly incorporate, the Specified Material in whole or in part.

NON-MEMBERS wishing to incorporate additional items of Specified Material in whole or part, into products and services, or to enjoy the additional authorizations granted to HL7 ORGANIZATIONAL MEMBERS, as noted above, must become ORGANIZATIONAL MEMBERS of HL7.

Please see http://www.HL7.org/legal/ippolicy.cfm for the full license terms governing the Material.Ownership. Licensee agrees and acknowledges that HL7 owns all right, title, and interest, in and to the Trademark. Licensee shall take no action contrary to, or inconsistent with, the foregoing.Licensee agrees and acknowledges that HL7 may not own all right, title, and interest, in and to the Materials and that the Materials may contain and/or reference intellectual property owned by third parties (“Third Party IP”). Acceptance of these License Terms does not grant Licensee any rights with respect to Third Party IP. Licensee alone is responsible for identifying and obtaining any necessary licenses or authorizations to utilize Third Party IP in connection with the Materials or otherwise. Any actions, claims or suits brought by a third party resulting from a breach of any Third Party IP right by the Licensee remains the Licensee’s liability.Following is a non-exhaustive list of third-party terminologies that may require a separate license:Terminology Owner/Contact

Current Procedures Terminology (CPT) code set

American Medical Associationhttp://www.ama-assn.org/ama/pub/physician-resources/solutions-managing-your-practice/coding-billing-insurance/cpt/cpt-products-services/licensing.page?

SNOMED CT International Healthcare Terminology Standards Development Organization (IHTSDO) http://www.ihtsdo.org/snomed-ct/get-snomed-ct or [email protected]

Logical Observation Identifiers Names & Codes (LOINC)

Regenstrief Institute

International Classification of Diseases (ICD) codes

World Health Organization (WHO)

NUCC Health Care Provider Taxonomy code set

American Medical Association. Please see 222.nucc.org. AMA licensing contact: 312-464-5022 (AMA IP services)

Page 2 HL7 DAM Specimen Release 2© 2018 2019 Health Level Seven International. All rights reserved. May Mar 20192018

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Acknowledgements

Orders and Observations Work Group Co-Chairs:Lorraine Constable, CanadaRobert Hausam, USAHans Buitendijk, USAKen McCaslin, USAPatrick Loyd, USARiki Merrick, USAJohn David Nolen, USADavid Burgess, USA

Modeling/Project Facilitators:

Robert Hausam, Hausam Consulting, USALorraine Constable, Constable Consulting, Canada

Project Facilitators:

Lorraine Constable, Constable Consulting, CanadaRiki Merrick, Vernetzt, LLC, USA

Publishing Facilitators:

Lorraine Constable, Canada

Domain Experts:

Joyce Hernandez, Joyce Hernandez Consulting, LLC, USAMukesh Sharma,Raj Dash, Duke

Terminology:

Robert Hausam, Hausam Consulting, USA

HL7 DAM Specimen Release 2 Page 3May Mar 20192018 © 2018 2019 Health Level Seven International. All rights reserved.

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Project Work Group:

Gabriel Almeida Jovanka Harrison Cindie RobertsonRita Altamore Rob Hausam Dmytro RudHans Buitendijk Ed Helton Andrea PitkusJim Case Joyce Hernandez Phil PochonDale Chrismon Mark Jones Lisa SchickLorraine Constable Carolyn Knapik Sandra SpiewakNancy Cornish Joan Knapp Mollie Ullman-CullereDeb Dasgupta Helmut Koenig Kathy WalshRaj Dash Jay Lyle Kamalini Vaidya

Lori Dieterle Margaret Marshburn Ron Van DuyneWendy Verhoef

Acknowledgements:

We would like to acknowledge the efforts and support for development of this guide by the Association of Public Health Laboratories (APHL). APHL and this publication are supported by Cooperative Agreement # U60HM000803 from the Centers for Disease Control and Prevention (CDC) and/or Assistant Secretary for Preparedness and Response. Its contents are solely the responsibility of the authors and do not necessarily represent the official views of CDC and/or Assistant Secretary for Preparedness and Response.

HL7 DAM Specimen Release 2 Page 4May Mar20192018 © 2018 2019 Health Level Seven International. All rights reserved.

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Table of Contents

1 INTRODUCTION ............................................................................................................................ 9

1.1 SCOPE AND GOAL OF THE PROJECT ........................................................................................................... 9

2 USE CASES .................................................................................................................................. 10

2.1 MEDICAL RESEARCH USE CASE ............................................................................................................. 10 2.1.1 Description ...........................................................................................................................102.1.2 Preconditions ........................................................................................................................112.1.3 Use Case Sequence ...............................................................................................................112.1.4 Post Conditions .....................................................................................................................122.1.5 Actors ...................................................................................................................................122.1.6 Use Case Scenario ................................................................................................................12

2.2 CLINICAL GENOMICS SEQUENCING USE CASE ........................................................................................... 12 2.2.1 Description ...........................................................................................................................122.2.2 Preconditions ........................................................................................................................122.2.3 Use Case Sequence ...............................................................................................................122.2.4 Post Conditions .....................................................................................................................122.2.5 Actors ...................................................................................................................................122.2.6 Use Case Scenario ................................................................................................................12

2.3 SPECIMEN USE CASE FOR ISOLATE REPRESENTATION ................................................................................. 13 2.3.1 Description ...........................................................................................................................132.3.2 Preconditions ........................................................................................................................132.3.3 Use Case Sequence Steps ......................................................................................................132.3.4 Post Conditions .....................................................................................................................142.3.5 Actors ...................................................................................................................................142.3.6 Use Case Scenario ................................................................................................................14

2.4 ENVIRONMENTAL SPECIMEN USE CASE ................................................................................................... 14 2.4.1 Description ...........................................................................................................................142.4.2 Preconditions ........................................................................................................................172.4.3 Use Case Sequence ...............................................................................................................172.4.4 Post Conditions .....................................................................................................................172.4.5 Actors ...................................................................................................................................172.4.6 Use Case Scenario ................................................................................................................17

2.5 SPECIMEN ORIGIN USE CASE ................................................................................................................ 18 2.5.1 Description ...........................................................................................................................182.5.2 Preconditions ........................................................................................................................182.5.3 Use Case Sequence ...............................................................................................................182.5.4 Post Conditions .....................................................................................................................182.5.5 Actors ...................................................................................................................................192.5.6 Use Case Scenario ................................................................................................................19

2.6 INTERVENTIONAL IMAGING USE CASE ..................................................................................................... 19 2.6.1 Description ...........................................................................................................................192.6.2 Preconditions ........................................................................................................................192.6.3 Use Case Sequence ...............................................................................................................202.6.4 Post Conditions .....................................................................................................................212.6.5 Actors ...................................................................................................................................212.6.6 Use Case Scenario ................................................................................................................21

2.7 TISSUE BANKING ................................................................................................................................ 21 2.7.1 Description ...........................................................................................................................212.7.2 Preconditions ........................................................................................................................222.7.3 Use Case Sequence ...............................................................................................................22

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2.7.4 Post Conditions .....................................................................................................................222.7.5 Actors ...................................................................................................................................222.7.6 Use Case Scenario ................................................................................................................22

2.8 SPECIMEN EVENT TRACKING (SET) ........................................................................................................ 22 2.8.1 Description ...........................................................................................................................222.8.2 Preconditions ........................................................................................................................232.8.3 Use Case Sequence ...............................................................................................................232.8.4 Post Conditions .....................................................................................................................232.8.5 Actors ...................................................................................................................................232.8.6 Use Case Scenario ................................................................................................................23

2.9 SPECIMEN USE CASE FOR EXPLANTED MEDICAL DEVICE ............................................................................. 24 2.9.1 Description ...........................................................................................................................242.9.2 Preconditions ........................................................................................................................242.9.3 Use Case Sequence Steps ......................................................................................................242.9.4 Post Conditions .....................................................................................................................252.9.5 Actors ...................................................................................................................................252.9.6 Use Case Scenario ................................................................................................................25

3 INFORMATION MODEL ............................................................................................................... 25

4 DATATYPE ATTRIBUTE DEFINITIONS ............................................................................................27

4.1 ADDRESS .......................................................................................................................................... 27 4.2 ANY ................................................................................................................................................. 27 4.3 BOOLEAN .......................................................................................................................................... 27 4.4 CODE ............................................................................................................................................... 28 4.5 COMPOSITE ....................................................................................................................................... 28 4.6 COORDINATES .................................................................................................................................... 28 4.7 ENTITYNAME ..................................................................................................................................... 28 4.8 FREQUENCY ....................................................................................................................................... 29 4.9 GEOGRAPHICLOCATION ....................................................................................................................... 29 4.10 IDENTIFIER .................................................................................................................................... 29 4.11 NUMERIC ..................................................................................................................................... 30 4.12 RANGE ........................................................................................................................................ 30 4.13 STRING ........................................................................................................................................ 31 4.14 TELECOM ..................................................................................................................................... 31 4.15 TIMEQUANTITY ............................................................................................................................. 31 4.16 TIMESTAMP .................................................................................................................................. 31 4.17 QUANTITY .................................................................................................................................... 31

5 CLASS ATTRIBUTE DEFINITIONS ...................................................................................................32

5.1 HOLDER ............................................................................................................................................ 32 5.2 HOLDERPARAMETERS .......................................................................................................................... 32 5.3 MATERIAL ......................................................................................................................................... 33 5.4 NONHUMANLIVINGSUBJECT ................................................................................................................. 33 5.5 PERFORMER ...................................................................................................................................... 34 5.6 PERSON ............................................................................................................................................ 35 5.7 PRODUCT .......................................................................................................................................... 35 5.8 SPECIMEN ......................................................................................................................................... 35 5.9 SPECIMENCOLLECTIONPROCEDURE ........................................................................................................ 38 5.10 SPECIMENCONTAINER ..................................................................................................................... 42 5.11 SPECIMENCONTAINERPARAMETERS ................................................................................................... 44 5.12 SPECIMENMOVEACTIVITY ................................................................................................................ 45 5.13 SPECIMENPROCESSINGACTIVITY ........................................................................................................ 46

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5.14 STORAGEEQUIPMENT ..................................................................................................................... 48 5.15 STORAGEEQUIPMENTPARAMETERS ................................................................................................... 49 5.16 STORAGEEQUIPMENTCOMPONENT .................................................................................................... 50 5.17 STORAGEEQUIPMENTCOMPONENTPARAMETERS .................................................................................. 50 5.18 SUBJECT ....................................................................................................................................... 51 5.19 SUBJECT CHARACTERISTICS AT COLLECTION ......................................................................................... 52

1 INTRODUCTION ............................................................................................................................ 9

1.1 SCOPE AND GOAL OF THE PROJECT ........................................................................................................... 9

2 USE CASES .................................................................................................................................. 10

2.1 MEDICAL RESEARCH USE CASE ............................................................................................................. 10 2.1.1 Description ...........................................................................................................................102.1.2 Preconditions ........................................................................................................................112.1.3 Use Case Sequence ...............................................................................................................112.1.4 Post Conditions .....................................................................................................................122.1.5 Actors ...................................................................................................................................122.1.6 Use Case Scenario ................................................................................................................12

2.2 CLINICAL GENOMICS SEQUENCING USE CASE ........................................................................................... 12 2.2.1 Description ...........................................................................................................................122.2.2 Preconditions ........................................................................................................................122.2.3 Use Case Sequence ...............................................................................................................122.2.4 Post Conditions .....................................................................................................................122.2.5 Actors ...................................................................................................................................122.2.6 Use Case Scenario ................................................................................................................12

2.3 SPECIMEN USE CASE FOR ISOLATE REPRESENTATION ................................................................................. 13 2.3.1 Description ...........................................................................................................................132.3.2 Preconditions ........................................................................................................................132.3.3 Use Case Sequence Steps ......................................................................................................132.3.4 Post Conditions .....................................................................................................................142.3.5 Actors ...................................................................................................................................142.3.6 Use Case Scenario ................................................................................................................14

2.4 ENVIRONMENTAL SPECIMEN USE CASE ................................................................................................... 14 2.4.1 Description ...........................................................................................................................142.4.2 Preconditions ........................................................................................................................172.4.3 Use Case Sequence ...............................................................................................................172.4.4 Post Conditions .....................................................................................................................172.4.5 Actors ...................................................................................................................................172.4.6 Use Case Scenario ................................................................................................................17

2.5 SPECIMEN ORIGIN USE CASE ................................................................................................................ 18 2.5.1 Description ...........................................................................................................................182.5.2 Preconditions ........................................................................................................................182.5.3 Use Case Sequence ...............................................................................................................182.5.4 Post Conditions .....................................................................................................................182.5.5 Actors ...................................................................................................................................192.5.6 Use Case Scenario ................................................................................................................19

2.6 INTERVENTIONAL IMAGING USE CASE ..................................................................................................... 19 2.6.1 Description ...........................................................................................................................192.6.2 Preconditions ........................................................................................................................192.6.3 Use Case Sequence ...............................................................................................................202.6.4 Post Conditions .....................................................................................................................212.6.5 Actors ...................................................................................................................................212.6.6 Use Case Scenario ................................................................................................................21

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2.7 TISSUE BANKING ................................................................................................................................ 21 2.7.1 Description ...........................................................................................................................212.7.2 Preconditions ........................................................................................................................222.7.3 Use Case Sequence ...............................................................................................................222.7.4 Post Conditions .....................................................................................................................222.7.5 Actors ...................................................................................................................................222.7.6 Use Case Scenario ................................................................................................................22

2.8 SPECIMEN EVENT TRACKING (SET) ........................................................................................................ 22 2.8.1 Description ...........................................................................................................................222.8.2 Preconditions ........................................................................................................................232.8.3 Use Case Sequence ...............................................................................................................232.8.4 Post Conditions .....................................................................................................................232.8.5 Actors ...................................................................................................................................232.8.6 Use Case Scenario ................................................................................................................23

2.9 SPECIMEN USE CASE FOR EXPLANTED MEDICAL DEVICE ............................................................................. 24 2.9.1 Description ...........................................................................................................................242.9.2 Preconditions ........................................................................................................................242.9.3 Use Case Sequence Steps ......................................................................................................242.9.4 Post Conditions .....................................................................................................................252.9.5 Actors ...................................................................................................................................252.9.6 Use Case Scenario ................................................................................................................25

3 INFORMATION MODEL ............................................................................................................... 25

4 DATATYPE ATTRIBUTE DEFINITIONS ............................................................................................27

4.1 ADDRESS .......................................................................................................................................... 27 4.2 ANY ................................................................................................................................................. 27 4.3 BOOLEAN .......................................................................................................................................... 27 4.4 CODE ............................................................................................................................................... 28 4.5 COMPOSITE ....................................................................................................................................... 28 4.6 COORDINATES .................................................................................................................................... 28 4.7 ENTITYNAME ..................................................................................................................................... 28 4.8 FREQUENCY ....................................................................................................................................... 29 4.9 GEOGRAPHICLOCATION ....................................................................................................................... 29 4.10 IDENTIFIER .................................................................................................................................... 29 4.11 NUMBER ...................................................................................................................................... 30 4.12 RANGE ........................................................................................................................................ 30 4.13 STRING ........................................................................................................................................ 31 4.14 TELECOM ..................................................................................................................................... 31 4.15 TIMEQUANTITY ............................................................................................................................. 31 4.16 TIMESTAMP .................................................................................................................................. 31 4.17 QUANTITY .................................................................................................................................... 31

5 CLASS ATTRIBUTE DEFINITIONS ...................................................................................................32

5.1 HOLDER ............................................................................................................................................ 32 5.2 HOLDERPARAMETERS .......................................................................................................................... 32 5.3 MATERIAL ......................................................................................................................................... 33 5.4 NONHUMANLIVINGSUBJECT ................................................................................................................. 33 5.5 PERFORMER ...................................................................................................................................... 34 5.6 PERSON ............................................................................................................................................ 34 5.7 PRODUCT .......................................................................................................................................... 35 5.8 SPECIMEN ......................................................................................................................................... 35 5.9 SPECIMENCOLLECTIONPROCEDURE ........................................................................................................ 38

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5.10 SPECIMENCONTAINER ..................................................................................................................... 42 5.11 SPECIMENCONTAINERPARAMETERS ................................................................................................... 44 5.12 SPECIMENMOVEACTIVITY ................................................................................................................ 45 5.13 SPECIMENPROCESSINGACTIVITY ........................................................................................................ 47 5.14 STORAGEEQUIPMENT ..................................................................................................................... 49 5.15 STORAGEEQUIPMENTPARAMETERS ................................................................................................... 49 5.16 STORAGEEQUIPMENTCOMPONENT .................................................................................................... 50 5.17 STORAGEEQUIPMENTCOMPONENTPARAMETERS .................................................................................. 50 5.18 SUBJECT ....................................................................................................................................... 51 5.19 SUBJECT CHARACTERISTICS AT COLLECTION ......................................................................................... 52

List of FiguresFIGURE 1: SPECIMEN COLLECTION AND HANDLING ACTIVITY DIAGRAM FOR MEDICAL RESEARCH USE CASE ...................... 11 FIGURE 2: DOMAIN MODEL FOR A COMPREHENSIVE DATA EXCHANGE AND DATA ELEMENT ORGANIZATION OF

ENVIRONMENTAL SAMPLES PROVIDED WITH THE USE CASE ............................................................................. 15 FIGURE 3: SAMPLING FOR ONE SPECIMEN FOR ONE CONTAINER AS PROVIDED WITH USE CASE ........................................ 20 FIGURE 4: SPECIMEN DOMAIN MODEL ................................................................................................................. 26 FIGURE 5: CONCEPTUAL DATA TYPES ................................................................................................................... 27 FIGURE 6: EXAMPLE OF STACKED BOXES ............................................................................................................... 28 FIGURE 1: SPECIMEN COLLECTION AND HANDLING ACTIVITY DIAGRAM FOR MEDICAL RESEARCH USE CASE ...................... 11 FIGURE 2: DOMAIN MODEL FOR A COMPREHENSIVE DATA EXCHANGE AND DATA ELEMENT ORGANIZATION OF

ENVIRONMENTAL SAMPLES PROVIDED WITH THE USE CASE ............................................................................. 15 FIGURE 3: SAMPLING FOR ONE SPECIMEN FOR ONE CONTAINER AS PROVIDED WITH USE CASE ........................................ 20 FIGURE 4: SPECIMEN DOMAIN MODEL ................................................................................................................. 24 FIGURE 5: CONCEPTUAL DATA TYPES ................................................................................................................... 25

Revision History

NOTE: Project ID 892

Version Date Name Comment1.0 3/23/2014 Riki Merrick /

Lorraine Constable

Document for ballot May 2014

1.1 3/25/2015 Riki Merrick / Lorraine Constable

Document for publication post ballot reconciliation

2.0 3/30/2017 Ron Van Duyne / Riki Merrick

Document for ballot May 2017

2.1 52/1425/20182019

Robert Hausam, John David Nolen, Riki Merrick

Document for publication post May 2017 ballot reconciliation

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Page 10 HL7 DAM Specimen Release 2© 2018 2019 Health Level Seven International. All rights reserved. May Mar 20192018

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1 Introduction

This document is intended to present the business requirements for data elements related to specimen for electronic data record systems (Electronic Health Record System, Personal Health Record System or Laboratory Information System).

1.1 Scope and goal of the project Several different domains in HL7 use specimen in their workflow with differing use case requirements. There is need for consolidation of all the requirements across the different use cases for all domains. The resulting domain analysis model (DAM) intends to represent all data elements, regardless of use in data exchange as long as they support workflow in its respective domain – input was provided from several sponsoring Work Groups (Orders and Observations, Clinical Genomics, Interventional Imaging and Anatomic Pathology).As part of this analysis a review of Specimen V3 models as well as specimen related segments in V2 is included and specific emphasis was placed on support for the Specimen Identifier formats as further established by the Anatomic Pathology Work Group. This work used as its starting point the National Cancer Institute Life Sciences DAM.Describing the relationships between multiple specimens related to specific orders (e.g. a genomic study in which the specimens from child, mother, and father will be analyzed together) is outside the scope of this model.Also out of scope at this point is the determination of specimen appropriateness for a specific test, as that is dependent on the test the specimen is being evaluated for; in the Federal Health Information Model (FHIM)1 this issue was solved by adding a SpecimenAssessment class.

1 http://fhims.org/

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2 Use CasesBesides relying on the already developed HL7 artifacts, like the SPM segment in V2.x and the Specimen CMET in V3, we collected the following use cases as the basis for creating the domain analysis model:1. Medical Research Use Case2

2. Clinical Genomics Sequencing Use Case3

3. Specimen Use Case for Isolate Representation4

4. Environmental Specimen Use Case5

5. Specimen Origin Use Case 6. Interventional Imaging Use Case7. Tissue Banking (Biobanking) Use Case8. Specimen Event Tracking (SET) Use Case9. Specimen Use Case for Explanted Medical Device

The following use cases were submitted in order to evaluate if existing HL7 artifacts already covered some of the data needs identified by these use cases as well as to analyze relationships between collected attributes as well as between classes. Use cases submitted either expanded the previously covered workflow steps and their related observations into more details, or extended the subjects from whom specimen are collected and related information needed to be captured. These use cases are further elaborated in subsequent sections.

2.1 Medical Research Use Case

2.1.1 DescriptionThe research laboratory receives a clinical specimen for research purposes. Often there are several processing steps required prior to performing the actual testing. In order to properly interpret the results at a later time and ensure comparability to other similar results under the same research protocol, all processing steps need to be recorded and identified. Every derived specimen needs to be individually identifiable, while retaining the relationship to its predecessors. Once a specimen has been collected, it may be stored, transported (as from the site to the lab), or divided into smaller, “child” specimens; or it may undergo an extraction process that produces one or more specimens of different types from the original, which are also considered “child” specimens. Its physical properties, condition, and quality may be collected. The same is true for any specimens obtained from the original “parent” specimen through aliquoting or extraction, and for any specimens obtained from them, and so on. 

2 http://wiki.hl7.org/images/9/99/Specimen-Core_Model_Diagram_and_Medical_Research_Use_Case_Process_Flow.xls3 http://wiki.hl7.org/index.php?title=Use_Cases_to_Consider_in_Specimen_CMET_-_from_CG_ClinSeq.doc4 http://wiki.hl7.org/index.php?title=Specimen_Use_Case_for_Isolate_Representation5 http://wiki.hl7.org/index.php?title=Specimen_Use_Case_for_Environmental_SpecimenPage 12 HL7 DAM Specimen Release 2© 2018 2019 Health Level Seven International. All rights reserved. May Mar 20192018

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Eventually nucleic acid (DNA or RNA) may be extracted. This constitutes a genetic sample, which may yet undergo further handling or be experimented upon directly.

2.1.2 Preconditions None

2.1.3 Use Case SequenceThe activity diagram below represents the processing steps.

Figure 1: Specimen Collection and Handling Activity Diagram for Medical Research Use Case6

Legend for Figure 17:

6 Exchanged diagram for newer version provided by submitter during ballot reconciliation – excerpted from CDISC SDTM Pharmacogenomics/Genetics Implementation Guide (Version 1.0) - May 2015 – Appendix C1, page 617 Excerpted from CDISC SDTM Pharmacogenomics/Genetics Implementation Guide (Version 1.0) - May 2015 – Section 1.3, Figure 1, page 5

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2.1.4 Post ConditionsNot provided

2.1.5 ActorsResearch Laboratory

2.1.6 Use Case ScenarioNot provided

2.2 Clinical Genomics Sequencing Use Case

2.2.1 DescriptionThe purpose of this case is to describe the workflow needed for use in clinical genomics testing. Unique to this use case is the requirement for explicit identification of 1 or more specimens to be used in laboratory analysis. This likely necessitates the identification of specimen groups (i.e. separate specimens and associated derivatives) originating from the same patient/subject or related patients/subjects. Derivatives which may be analyzed from the various testing scenarios described in the use cases below include: DNA, RNA, and Protein.

2.2.2 PreconditionsNone

2.2.3 Use Case SequenceNo Sequence Submitted

2.2.4 Post ConditionsSeparate specimens and associated derivatives originating from the same patient/subject or related patients/subjects have been prepared and are properly identified with specimen groups.

2.2.5 ActorsGenomics Laboratory

2.2.6 Use Case ScenarioIn particular the following use case subtypes need to be captured:Page 14 HL7 DAM Specimen Release 2© 2018 2019 Health Level Seven International. All rights reserved. May Mar 20192018

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1. Germline testing for biomarkers/mutations (usually inherited)2. Tumor testing for somatic (tumor specific biomarkers/mutations)

a. Matched specimens for germline and somatic analysis, where comparison will result in the identification of tumor specific mutations/biomarkers

b. Tumor specimen without a matched germline specimen, where mutations/biomarkers are believed to be specific to tumors.

3. Pediatric testing for biomarkers/mutations causal to rare early childhood conditions

a. Matched specimens of patient and maternal and paternal specimens, where comparison aids in identification of original biomarkers/mutations within the patient

4. Prenatal testing which may be reported on the maternal medical record and should be identified as separate from germline testing

a. Often have matched fetal and maternal specimens for analysis5. Infectious disease testing, where the biomarker/mutation identified within the

disease causing organism is reported into the patient medical record following similar data standards as used for other testing scenarios above.

6. Microbiome analysis of the patienta. Includes analysis of microorganisms living in the patients gastrointestinal

tract or Genitourinary system

2.3 Specimen Use Case for Isolate Representation

2.3.1 DescriptionPublic Health Labs often receive isolates submitted for reference testing. The specimen type for that ordered test is the isolate, but information about the original clinical sample the isolate was grown from is important, so it also needs to be conveyed. A related use case is the testing of nucleic acid extracted from a sample, either submitted that way, or processed at the lab. Not all of these would be required every time:

1. Original clinical specimen type (at minimum)2. Original clinical specimen source site3. Original clinical specimen collection method (if important)4. Original clinical specimen additives / transport media (if important)

2.3.2 Preconditions

Clinical sample has been submitted and a derived specimen has been created for submission to another lab for further testing.

2.3.3 Use Case Sequence Steps1. A clinical sample is submitted to the testing laboratory.2. The testing laboratory provides testing on the clinical sample and in the process it

creates a derived specimen.3. The testing laboratory does not have the capacity to complete testing on the

derived specimen or is sent out for ‘confirmation’, depending on circumstances.4. The derived specimen is forwarded to the reference laboratory for further testing.

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5. The reference laboratory receives the derived specimen and all information required to properly interpret the requested test.

6. The reference laboratory completes testing and provides the result to the testing laboratory, who forwards it to the original ordering provider.

2.3.4 Post Conditions1. Testing on the derived specimen is completed by the reference laboratory.2. The result is sent to the testing laboratory.3. The testing laboratory reports the results of its own testing along with the results

from the reference lab to the original ordering provider.

2.3.5 ActorsTesting laboratoryReference laboratory

2.3.6 Use Case ScenarioPatient John Q. Doe, a 45 year old white Hispanic male is seen by Dr. Mark A. Jones for severe diarrhea, who collects a stool sample and sends it to his usual testing laboratory, ACME Laboratory. During the testing process ACME Laboratory isolates Salmonella from the stool specimen and sends the isolate on the state Public Health Laboratory, where it is identified as Salmonella enterica subspecies enterica. The state Public Health Laboratory does not have the capacity for further subtyping and forwards the isolate to the Centers for Disease Control and Prevention’s National Salmonella Reference Laboratory for identification and subtyping.

2.4 Environmental Specimen Use Case

2.4.1 DescriptionPublic Health Environmental samples cover a broad spectrum of programs, matrixes, and methods. When defining the data elements that are necessary to characterize environmental samples for submission to a Public Health Laboratory it is useful to take a step back and seek opportunities to define these data elements in a such a way that they are agnostic to programs, matrixes, and methods and provide the ability to expand. Such an approach also makes data exchange between sample submissions easier to map and harmonize. Starting with a domain model that first looks at the organization of data elements is one approach.As an example, Figure 2 is a domain model used for data exchange and data element organization for public and private health laboratory sample submittal and collection of results for environmental emergency response. This domain model is more inclusive than needed for this discussion, since this domain model also includes data elements associated with sample analysis and results, but the specimen aspects were used as input into our domain Analysis Model.

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Figure 2: Domain Model for a Comprehensive Data Exchange and Data Element Organization of Environmental Samples provided with the Use Case

At this time, the discussion is focused on the data elements associated with sample submittal; an abbreviated domain model is appropriate. Listed below are data element groups with example data elements that reflect multiple programs, matrixes (referred to as specimen type in the clinical domain), and methods associated with environmental health sample submissions.For consideration in the DAM we are mostly interested in items #1, #2, #3, and #4. Some of the elements included in the DAM can also be used to address chain of custody requirements (#6). Also (where applicable), the relevant mappings to the UDI DAM8 are listed

1. Sample Collection Informationi. Unique Sample Identifier supplied by Sampler; if a regulatory sample

the sample license or regulatory identifier for the sample = format of ID plus assigning authority (for UDI DAM explanted device this would be the DI plus PI, as it uniquely identifies the instance of the explanted device)

ii. Sample Matrix (soil, water, air) = coded format with a sub matrix to reflect additional information as separate matrix modifier = coded format or text

a. E.g. for water: well, lake, river, reservoir b. E.g. for soil: sand, clay, humus, landfillc. E.g. for food: fresh, cooked, commercial, home-made,

fermented, picklediii. Sample Type to reflect the growing interest to capture measurement of

quality objectives used for data validation such as:a. Test sample

8http://www.hl7.org/documentcenter/public/wg/orders/Harmonization_Pattern_for_Unique_Device_Identifiers_R3_20160314.docx

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b. Field Spike and Laboratory Spikec. Field Blank and Laboratory Blankd. Field Duplicate and Laboratory Duplicatee. sampler/requestor name = name formatf. date collected (range) = date/time format, include start and

end date time, if applicableg. additional information specific to the program the sample is

collected for2. Sample Subject Information

i. Type of Object, if applicable (for example the medical device) = coded format (maps to UDI DAM specimenType)

ii. Manufacturer = text formatiii. Model = text formativ. Lot Number = text format v. Service Date (or Prepared Date for food) = date/time format (in the

case of an explanted specimen for UDI purposes this maps to a specimenCollectionDateTime)

vi. Expiration Date = date/time format (for UDI this maps to expirationTime)

vii. Relationship to Human Sample = ID and assigning authority format (in the case of an explanted specimen for UDI this maps to the patient ID)

3. Sample Locationi. GISii. Text Location = address format (street, town, state, zip etc.)iii. Name or Identifier for the location (e.g. well ID, or name of lake) =

format of ID and assigning authority or name iv. Additional Information about the location of the sample (e.g. shore of

the lake, close to house, playground) = text formatv. Coordinates of sample collection (including depth)

4. Sample Characteristics that may affect analysisi. pH = number and units formatii. Turbidity iii. Temperature = number and units formativ. Preservative = coded formatv. Sample container = coded formatvi. Sample Batch Identifier = ID format with assigning authorityvii. Number of Samples in the Batch = number format

5. Sample Analysis Requestedi. Sample Method = coded format ii. Sample Results Point of Contact = name format and possibly ID

format with assigning authorityiii. Other information such as turnaround time, requested detection limits,

result data formats, data report format, etc.6. Chain of Custody

i. Chain of Custody Identifier needed = Boolean – if checked, then:

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a. Time Sample Delivered to Lab = date/time formatb. Any other Sample Collectors = name format and possibly ID

format with assigning authorityc. Additional Sample Identifier = ID format with assigning

authority

2.4.2 PreconditionsNone

2.4.3 Use Case SequenceNo sequence submitted

2.4.4 Post ConditionsNone

2.4.5 Actors1. Organizational Requestor Type

a. Homeownerb. Regulatory Program Associated with samplec. FDA Program

i. eLexnet (https://www.elexnet.com/elex/login/elexnethome.jsp)d. EPA Program

i. Safe Drinking Water Information System SDWIS (http://water.epa.gov/scitech/datait/databases/drink/sdwisfed)

ii. Air Quality System AQS (http://www.epa.gov/ttn/airs/aqsdatamart/)iii. National Pollutant Discharge Elimination System NPDES

(http://cfpub.epa.gov/npdes/home.cfm?program_id=45)e. Centers for Disease Control and Prevention CDC

i. LRN-Cf. Environmental Public Health Trackingg. Environmental Childhood Lead

2. Public Health Environmental Laboratory

2.4.6 Use Case Scenario1. Water testing:

a. Surface water testing for coliform bacteria:Every month the Public Health Laboratory receives water samples collected from the local lake that is used as a swimming facility during the summer and determines the number of coliform bacteria in order to evaluate, if the lake is still safe for public use.

b. Well water testing for toxic contaminants:1. A homeowner collects water from a well to check for

contaminants to determine, if it is still safe to drink.2. As part of the Safe Drinking Water Act all public water

agencies have to regularly submit samples from their public water supply for contaminants testing

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2. Soil sampling:a. Testing for lead in soil:

After an elevated blood lead level is reported to the Public Health Agency a case worker collects soil samples at the playground of the child care center and at the home of the child. These soil samples are then tested to determine the lead content to help locate the source of the lead contamination.

3. Environmental Swaba. Routine Infection Control:

As part of infection control the laboratory performs routine swabs of hospital equipment used in the Intensive Care Unit and sends them to the laboratory for culture.

4. Fooda. A patient has been diagnosed with Salmonella typhi and this result has

been reported to the Public Health Agency. A case investigation is started and based on the interview with the patient several food items are selected as possible sources and are sent to the Public Health Laboratory for testing.

2.5 Specimen Origin Use Case

2.5.1 DescriptionPublic health laboratories that handle a variety of sample types, not just human clinical samples, need an easy was to identify the category of specimen, also referred to as origin. As demonstrated in the Environmental Specimen Use case described above, the data elements required to be provided in order to properly interpret test results differ quite considerably from those needed for clinical samples depending on the category of specimen submitted.

2.5.2 PreconditionsSample collected from human or non-human origin.

2.5.3 Use Case SequenceN/A

2.5.4 Post ConditionsData related to specimen clearly indicates the origin of the specimen.

2.5.5 ActorsPublic Health Laboratory

2.5.6 Use Case ScenarioSee Environmental Specimen Use Case 2.4.6

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2.6 Interventional Imaging Use Case

2.6.1 DescriptionSpecimens may be collected as part of an interventional imaging procedure and then sent into the anatomic pathology workflow. The specimen model needs to accommodate the identification of

Case Part Block Slide or similar entities derived by processing steps – each can be generalized as

“Container”.Digital Imaging and Communications in Medicine (DICOM) 9defines formal attributes for the identification and description of the specimen that is subject of a DICOM image – these are necessary to understand and interpret the image. They cover the following classes:

Specimen Container Specimen Collection Specimen Sampling Specimen Processing Specimen Ancestor(s)

2.6.2 Preconditions None

9 From: Digital Imaging and Communications in Medicine (DICOM)Part 17: Explanatory Information, Published by National Electrical Manufacturers Association, 2011 pages 301-327; ftp://medical.nema.org/medical/dicom/2011/11_17pu.pdfDetailed specimen information can be found in DICOM Part 3; ftp://medical.nema.org/medical/dicom/2011/11_03pu.pdf). This information that has been specified by DICOM WG26 "Pathology" (DICOM Supplement 122 "Specimen Identification and Revised Pathology" Project)

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2.6.3 Use Case Sequence

Figure 3: Sampling for one specimen for one container as provided with Use Case10

Figure 3 illustrates the transition of a surgically removed specimen for anatomic pathology work up and the steps followed from removal from body to microscopic examination on a slide. The Use Case Scenario section 2.6.6 describes each of the steps in more detail.

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2.6.4 Post ConditionsComponents of a single case are correctly identified at a specimen, part, block and section level.

2.6.5 ActorsSurgeonInterventional Radiology StaffAnatomic Pathology Staff

2.6.6 Use Case ScenarioInterventional Imaging is part of the anatomical pathology workflow when examining specimen.

1. Case: As part of the typical anatomic pathology workflow all samples removed in a single collection procedure, be they biologic (e.g. tissue) or non-biologic (e.g. orthopedic hardware) are considered a single “Case” and given a single identifier, often referred to as an accession.

2. Specimen = Part: The surgeon may label and send one or more discrete collections of material (specimens) to pathology for analysis, which are expected to be both identified as being part of the “Case”, while at the same time being treated as a separate entity as well. Each “Part” is a logical component of the laboratory workflow and is managed separately.

3. Blocks = Each “Part” can be further processed into smaller sections called “Blocks” treated with different materials (e.g. embedded in a paraffin block or epoxy resin) for further examination.

4. Sections = This “Block” can be further sliced into thin “Sections” and one or more “Sections” will be placed on slides for histological examination.

2.7 Tissue Banking

2.7.1 DescriptionThe tissue bank (sometimes referred to as a biobank) receives a specimen for archiving and storage. Often this specimen was collected via a clinical workflow, so it may have undergone several processing steps prior to being received in the tissue bank. With the chief function of a tissue bank being the accurate storage and tracking of specimens, all specimens received by the tissue bank must be uniquely identified. For some tissue banks that strictly deal with clinical samples and do not support any research activity (such the storage of material for autologous transplant), this identification can be handled by the already-present specimen ID generated during the upstream clinical workflow. But for tissue banks which support research, a de-identification step must happen upon receipt where the specimen is uniquely identified for the purposes of archiving and tracking in the tissue bank, but all connections with its clinical source are removed.

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2.7.2 Preconditions A specimen is submitted to the tissue bank for archiving and storage

2.7.3 Use Case Sequence1. A specimen is received by the tissue bank.2. A tissue-bank specific identifier for the specimen is generated and the specimen

container is labeled3. If required by the tissue bank operating procedures, the specimen container is de-

identified from all its upstream identifiers (clinical labels, etc.)4. If necessary, the specimen is repackaged into another container suitable for long-

term storage in the tissue bank and this container is labeled. 5. The specimen is stored in the tissue bank per SOPs, and the date, time, and

location of the storage of the specimen is recorded.

2.7.4 Post ConditionsNone

2.7.5 ActorsTissue bank staff

2.7.6 Use Case ScenarioA surgical case for tumor excision is performed, and all the ancillary diagnostic work has been performed and resulted. For possible follow-on diagnostic testing work, the institution wants to store the remaining specimen material in the tissue bank. The following workflow is followed:

1. The remaining case material is sent to the tissue bank. 2. Upon receipt, the various containers are registered in the tissue bank system 3. Each specimen container is labeled with a corresponding tissue bank label. 4. The containers are stored in the tissue bank based upon the specimen material.

2.8 Specimen Event Tracking (SET)

2.8.1 DescriptionThe Specimen Event Tracking (SET) Profile from Integrating the Healthcare Enterprise (IHE) Pathology and Laboratory Medicine (PaLM) domain aims to collect the status changes which relate to events in the complete specimen life cycle. The key driver around the SET is to be able to recreate the entire history of the specimen from collection to final disposition. With respect to this DAM, to support the SET, the requisite SET tracking events need to be represented in the specimen DAM. For most recent information on the SET please see: http://wiki.ihe.net/index.php/Pathology_and_Laboratory_Medicine_(PaLM)#Current_Activity

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2.8.2 Preconditions None

2.8.3 Use Case Sequence The SET evaluates several different use cases that can be grouped into these higher level categories:

1) Specimen collecting tracking: this is the starting link of the specimen tracking chain for every SET profile use case.

2) Specimen Inter-Organization transfer: these use cases cover scenarios where specimens have to be transported from an institution to another.

3) Intra-organization testing workflow specimen transfer: this use case analyzes some workflows occurring inside the same institution, where the involved facilities can be physically located in the same building, or physically separated, with an intra-organization inter-facilities transfer.

4) Intra-laboratory IVD testing specimen tracking: this use case is focused on the main tracking events happening during all In Vitro Diagnostics (IVD) testing operations performed on a specimen

5) Specimen biobank transfer: these use cases are related to the transfer of a specimen to a biobank and its future retrieval for further analysis. See also 2.7.

6) Pathology specimen tracking: this class of use cases addresses the tracking of specimens related to Anatomic Pathology testing workflow.

2.8.4 Post ConditionsNone

2.8.5 ActorsSET describes two basic actors:Specimen Event Informer (sender)Specimen Event Tracker (receiver)

2.8.6 Use Case ScenarioSET describes a very detailed set of use case scenarios for each of the above listed categories. The details for each can be found here – as it is not yet published (expected in September 2018), the latest posted version is here: https://docs.google.com/viewer?a=v&pid=forums&srcid=MDQ3NDcyMTUyODAxMzMyMzAzNTQBMTY0MjQ4ODk4Njk5ODUzMTMzNTQBd1UtbVFHMHhDUUFKATAuMQFpaGUubmV0AXYy&authuser=0 – expect to be published in Setember 2018

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2.9 Specimen Use Case for Explanted Medical Device 2.9.1 Description

Implanted medical devices need to be removed (explanted) sometimes due malfunction or some type disease process around the device, such as an infection. Regardless of the reason for the explanation, the procedure to remove the device will generate at least one or more specimens. The medical device will be at least one or more of the specimens and relevant tissue collected at the time of explanation can also be included. For this use case, the specimen workflow that follows is identical to that of any other patient-derived clinical specimen with the exception of the data collected on the specimen(s) of the medical device. To ensure appropriate lookback studies, device recalls, and patient-device associations, device-specific information such as model and serial number must be collected in addition to the other specimen data commonly obtained. Examples of this additional data include:

1. Device identifiers (UDI, device number, serial number)2. Any other identifiers (manufacturer name, brand name, etc.)3. Type of device4. Condition of device (intact, multiple fragments, leads disconnected, etc.)

These additional data are included in the UDI DAM R1 (Appendix 1: Device)

2.9.2 Preconditions

A medical device has been explanted and submitted to the laboratory for gross analysis in one or more labeled containers.

2.9.3 Use Case Sequence Steps7. Container(s) containing a medical device arrive at a laboratory. 8. The device is accessioned as an anatomic pathology case, with the device

submitted as at least one specimen (or multiple parts) as part of the case. 9. If present, additional tissue related to the device (either separate or removed from

device) is submitted for at least gross examination. 10. Upon gross examination, information about the medical device is collected and

recorded into the anatomic pathology laboratory system. 11. The additional material, if present, also has a gross examination and, if warranted,

is submitted for additional testing (such as microscopic analysis).12. At the close of the gross examination, the medical device specimen(s) and any

residual tissue are returned to their respective containers and held for long-term storage.

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2.9.4 Post Conditions4. If ordered, additional testing of submitted tissue related to the medical device is

completed. 5. The assigned pathologist on the case completes the report, with clear reference to

all identifiers on the medical device present in the report.

2.9.5 ActorsTesting laboratory

2.9.6 Use Case ScenarioPatient Lionel Hutz, a 45 year-old white male is seen by Dr. Homer J. Simpson for removal of a failed hip replacement. Under general anesthesia, Dr. Simpson removes the failed joint (broken in two pieces) and submits the joint fragments as “Joint Part 1 - Long” and “Joint Part 2 - Short”. The explanted medical device is placed in a container and is accessioned as case S-17-34234 when it reaches the anatomic pathology laboratory. Upon grossing, the pathology assistant Bruce Banner identifies the two parts of the joint (long and short) and after removal of tissue from “Joint Part 1 – Long”, he is able to read and dictate the brand, model, and serial number of the joint into the report. No other material is submitted on the case, so the report is quickly finalized by Dr. Rajesh Dash as a gross-only report with the relevant device information clearly listed in the report.

3 Information Model

Analysis of the described use cases and activity flows resulted in the following conceptual information model.

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Figure 4: Specimen Domain Model11

11 Use the zoom function in the pdf to see the detail in this figure; default cardinality is 1..1 when not listed

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The attributes in the above model use the following conceptual datatypes:

Figure 5: Conceptual Data Types

Definitions of the classes and attributes are documented in subsequent sections.

4 Datatype Attribute Definitions

4.1 AddressDEFINITION: Formal representation of a location of a person, place or thing.

4.2 AnyDEFINITION: Its use allows the attribute to vary what datatypes it will allow.EXAMPLE(S): This is used for the Subject Characteristics at Specimen Collection class, as the questions that may need to be asked may require answers of different types. It is also used in combination with the Range datatype, to allow it to define upper and lower levels of different types like date range, range of quantities etc.

4.3 BooleanDEFINITION: A binary variable, having two possible values called “true” and “false”.

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Riki Merrick, 02/19/19,
Need to update with new image from Rob
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4.4 CodeDEFINITION: A sequence of characters (the code) that uniquely identifies the item being referenced in a defined system.

4.5 CompositeDEFINITION: A thing made up of several elements.

4.6 CoordinatesDEFINITION: A group of numbers used to indicate the position of a point, line, or plane.

ATTRIBUTES:Name Type Cardi

nalityDefinition

origin String 0..1 The starting point for the dimension measurements.

x Number 0..1 The point on the horizontal dimension (width) of the defined object.

y Number 0..1 The point on the lateral dimension (depth) of the defined object.

z Number 0..1 The point on the vertical dimension (height) of the defined object.Example: stacked trays

Figure 6 shows an example stacked trays and how the coordinates apply.12

Figure 6: Example of stacked boxes

4.7 EntityNameDEFINITION: Linguistic designation of a thing with distinct and independent existence.

12 Image modified from http://blog.fisherbioservices.com/bid/346026/Automating-Your-Sample-Collection-for-Biobanking-10-Things-to-Consider

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4.8 FrequencyDEFINITION: The rate at which something is repeated over a particular period of time or in a given sample.

4.9 GeographicalLocationDEFINITION: The physical place or position of a person, place or thing.

ATTRIBUTES:Name Type Cardi

nalityDefinition

address Address 0..1 Formal representation of a location of a person, place or thing.

GIS coordinates Composite 0..1 A system using a three-dimensional spherical surface to define locations on the earth.NOTE: It is comprised of an angular unit of measure, prime meridian and datum (which contains the spheroid). Longitudes are the X-coordinates are between -180 and +180, measured east and west from the Greenwich Meridian. Latitudes are the Y-values are between -90 and +90 degrees, measured north and south from the equator.

Descriptiondescription

String 0..1 A non-unique textual identifier for the location.

4.10 IdentifierDEFINITION: The alphanumeric sequence, with metadata about the entity that created it and if needed its type code, that uniquely defines the entity being referenced.

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ATTRIBUTES:Name Type Cardi

nalityDefinition

value ST 1..1 The alphanumeric sequence that sometimes uniquely, sometimes not uniquely, defines the entity (either an attribute in a class or a class itself) that is being referenced.EXAMPLE(S): Performer.associatedOrganization(Identifier).value is the alphanumeric sequence that uniquely defines the organization the performer is acting on behalf of.Specimen.identifer is the alphanumeric sequence that describes the specimen.

assigningAuthority

ST 1..1 Identifies the entity that assigned the identifier string in this datatype.EXAMPLE(S): An identifier might be assigned to an organization by another organization, for example a laboratory is assigned a CLIA number by a regulatory agency.

typeCode 0..1 A coded value specifying the kind of entity identifier.

EXAMPLE(S):For a subject it might be a hospital record number, medical record number, donor registry number etc..For a specimen it might be a specimen identifier, which is used for individual specimen, or a specimen group number, which identifies multiple specimen that all belong to the same set.For a performer it might be the employee number, the National Provider ID, etc..For some classes there is only one type code, for example for organizations, containers, holders or storage equipment, etc..

4.11 NumberDEFINITION: A real numeric value (mathematical).A symbol that represents a specific amount or quantity.

[4.12] RangeDEFINITION: The difference between the lowest and highest values of a given measure.

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ATTRIBUTES:Name Type Cardi

nalityDefinition

lowValue Any 1..1 The shortest or earliest value in a selection.EXAMPLE(S): The low value for a Range using Timestamp would be the start date and/or time of the activity.

highValue Any 1..1 The tallest or latest value in a selection.EXAMPLE(S): The high value for a Range using Timestamp would be the end date and/or time of the activity.

4.12[4.13] StringDEFINITION: A sequence of symbols or digits (alphanumeric).

4.13[4.14] TelecomDEFINITION: Formal representation of a means to contact a person or organization.EXAMPLE(S): Cell phone number, fax number, email, as well as what use it is for (work, home, etc.)

4.14[4.15] TimeQuantityDEFINITION: A measure of time with variable units representing concepts of time.EXAMPLE(S): 60 minutes, 24 hours, one day, one week etc.NOTES: This uses the Quantity datatype where the Unit of measure is restricted to codes representing concepts of time.

4.15[4.16] TimeStampDEFINITION: A digital record of the date and or time of occurrence of a particular event.

4.16[4.17] QuantityDEFINITION: A measure with unit.EXAMPLE(S): length, width, temperature, weight

ATTRIBUTES:Name Type Cardi

nalityDefinition

number Number 1..1 A concept from mathematics, used to count or measure.

uUnit of measure Code 0..1 Coded representation of the property of the thing being measured.

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5 Class Attribute Definitions

5.1 HolderDEFINITION: Physical object that contains a specimen container or another holder. For instance, a rack may contain trays and trays may contain specimen tubes.RELATIONSHIP TO OTHER CLASSES: Holder is contained in zero or one StorageEquipment.Holder is contained in zero or one Holder.Holder is described by zero or one HolderParameters.Holder contains zero to many SpecimenContainer.Holder is used by zero to one SpecimenMoveActivity.

ATTRIBUTES:Name Type Cardi

nalityDefinition

nameString 1..1 A non-unique textual identifier for the holder.

EXAMPLE(S): tray, rack, cassetteholderIdentifier Identifier 1..* The alphanumeric sequence, with metadata

about the entity that created it and if needed its typecode, that uniquely defines the instance of the holder.NOTE: This is the identifier that is included in the label attached to a holder. Label can be linear or 2 dimensional bar code, RFID.

holderTypeCode Code Coded representation of the holder type in which specimen containers are contained.EXAMPLE(S): model number of the tray or rack

Pposition Coordinates

0..1 Coordinates of holder relative to other holder or storage equipment.EXAMPLE(S): third shelf in fridge A

5.2 HolderParametersDEFINITION: Description of the physical measures which describes the physical dimensions or capacity of the holder..NOTE: Attributes describing the type of holder as needed mostly for automation.RELATIONSHIP TO OTHER CLASSES: Holder parameters describes zero to many Holder.

ATTRIBUTES:Name Type Cardi

nalityDefinition

holderTypeCode Code 1..1 Coded representation of the categorization of a holder.

capacity Quantity 0..1 Designed maximum number of containers.length Quantity 0..1 The longest horizontal measurement of an

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Name Type Cardinality

Definition

object.width Quantity 0..1 Distance from side to side, measuring across

the object at right angles to the length.height Quantity 0..1 The measurement of vertical distance.configuration String 0..1 Defines the row and column layout for the

container.EXAMPLE(S): A rack may be a 18x8 configuration

5.3 MaterialDEFINITION: Any thing that has extension in space and mass, of non-living origin. EXAMPLE(S): Food, Water, AirRELATIONSHIP TO OTHER CLASSES: Material participates as zero to one Subject.

ATTRIBUTES:Name Type Cardi

nalityDefinition

formCode Code 1..1 Coded representation specifying the state and nature of the material.EXAMPLE(S): Powder, Liquid, Gas

typeCode Code 1..1 Coded representation of lower level categorization of the material.EXAMPLE(S): soil, water, peanut butter, air

materialClassCode

Code 1..1 Coded representation of the high level categorization of the material.EXAMPLE(S): environmental, food, biologic product, medical devices

description String 0..1 The textual representation of the material.

5.4 NonHumanLivingSubjectDEFINITION: Any living organism that is not species homo sapiens sapiens.EXAMPLE(S): mice, rabbits, plants, microorganismsRELATIONSHIP TO OTHER CLASSES: NonHumanLivingSubject participates as zero to one Subject.

ATTRIBUTES:Name Type DefinitionsubSpeciesRank 1..1 Any description of a sub-population of

organisms below the species level.EXAMPLE(S): Influenza A, German Shepherd, tabby cat

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5.5 PerformerDEFINITION: The entity (person, machine) that carries out the associated activity (e.g. collects the specimen, processes the specimen, moves the specimen or it's container or holder)collects a specimen EXAMPLE(S): Phlebotomist, nurse, physician, scientist, laboratory testing device RELATIONSHIP TO OTHER CLASSES: Performer performs zero to many SpecimenCollectionPprocedure.Performer performs zero to many SpecimenProcessingActivity.Performer performs zero to many SpecimenMoveActivity. ATTRIBUTES:Name Type Cardi

nalityDefinition

identifier Identifier 0..1 The alphanumeric sequence that uniquely defines the Entity (person, machine etc.) that collected a Specimen.EXAMPLE(S): UDI from the FDA GUDID, employee ID, provider number

typeCode Code 1..1 Coded representation of the categorization of the entity that is the performer.EXAMPLE(S): person, machine

postalAddress Address 0..1 The location (address, postal code) for the performer.

telecommunicationInformation

Telecom 0..* The electronic contact information of the performerEXAMPLE(S): phone number, IP address, email.NOTE: This is a repeating attribute – if information about equipment and its responsible person is needed, create two instances.

effectiveDateRange

Range<Timestamp>

0..1 The date/time that the performer is allowed to act in that role in the system.

associatedOrganizationName

String 0..1 A non-unique textual identifier for the organization that the performer is associated with.EXAMPLE(S):NOTES:This can be the collecting laboratory, the collecting doctor's office or a draw station etc.

associatedOrganizationIdentifier

Identifier 0..1 The alphanumeric sequence, with and metadata about the entity that created it (and, if needed its typecode,typeCode) that uniquely defines the organization the performer is acting on behalf of.

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5.6 PersonDEFINITION: Individual human subject, who can assume multiple roles over time. Example: A person may be a patient for a period of time at a hospital or a provider on a different occasion.RELATIONSHIP TO OTHER CLASSES: Person participates as zero to one Subject.

5.7 ProductDEFINITION: A material used in specimen processing.EXAMPLE(S): additives, fixatives, or cell lines (e.g. HeLa, HEK-293). RELATIONSHIP TO OTHER CLASSES: Product is used in zero to many SpecimenProcessingActivity.

ATTRIBUTES:Name Type Cardi

nalityDefinition

name String 1..1 Textual representation of the product.

identifier Identifier 0..1 The alphanumeric sequence that uniquely defines the product.

typeCode Code 0..1 Coded representation of the kind of material used

lotNumber String 0..1 A string using alphanumeric and special characters to identify a particular batch of the product.

expirationDate Timestamp

0..1 The date (and time), assigned by the manufacturer, onafter which the product should not be used.

manufacturerName

String 0..1 Textual representation of the entity that produced the material used in the processing activity.

5.8 SpecimenDEFINITION: A specimen is a substance, physical object, or collection of objects, that the laboratory considers a single discrete, uniquely identified unit that is the subject of one or more steps in the laboratory workflow.NOTE: It may include multiple physical pieces as long as they are considered a single unit within the laboratory workflow.RELATIONSHIP TO OTHER CLASSES: Specimen results from one to many SpecimenCollectionProcedure.Specimen is contained in one to many SpecimenContainer.Specimen is used in zero to many SpecimenProcessingActivity.Specimen results from zero to many SpecimenProcessingActivity.Page 38 HL7 DAM Specimen Release 2© 2018 2019 Health Level Seven International. All rights reserved. May Mar 20192018

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Specimen is used in zero to many SpecimenMoveActivity.Specimen results from zero to many SpecimenMoveActivity.

ATTRIBUTES:Name Type Cardi

nalityDefinition

specimenIdentifier

Identifier 1..* The alphanumeric sequence, with metadata about the entity that created it and if needed its typecode, that uniquely defines the specimen.EXAMPLE(S):

parentIdentifier

Identifier 0..* SpecimenIdentifier of the specimen from which the current specimen was derived

classCode Code 0..1 Coded representation of the general category of material or specimen.EXAMPLE(S): environmental, food, biologic product, medical devicesNOTE: Whether this attribute is covered by using a hierarchical terminology or separately is left for logical or implementation step. In the domain analysis model the goal was to highlight this attribute as something that needs to be considered.

typeCode Code 1..1 Coded representation of the precise nature of the entity that will be the source material for the observation.EXAMPLE(S): stool, tissue, blood, CSF

subTypeCode

Code 0..1 Coded representation of lower level categorization of the specimen.EXAMPLE(S): In Clinical Genomics, need to identify specific subtypes such as somatic or germline samples

riskCode Code 0..* This field contains any known or suspected specimen hazardsEXAMPLE(S): exceptionally infectious agent, blood from a hepatitis patient, BioSafetyLevel (BSL), flammable, radioactive

handlingCode

Code 0..* Coded representation of how the specimen and/or container need to be handled from the time of collection through the initiation of testing.EXAMPLE(S): keep frozen, do not allow contact with water

isDerived Boolean 0..1 A Boolean indicator to note that the current specimen is derived from another specimen.NOTE: Derivation procedure will be indicated by the SpecimenProcessingActivity – processingProcedure code.

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Name Type Cardinality

Definition

Conformance Statement: - if the "Is derived" flag is checked, the parentIdentifer attribute for this specimen (see second entry in this table) must be filled out.

formCode Code 0..1 Coded representation specifying the state and nature of the material.EXAMPLE(S): solid, liquid, gas, tablet, ointment, gel

description

String 0..1 Additional information specifically about the specimen.EXAMPLE(S): size and appearance of tissue

specimenRole

Code 0..* Coded representation of the purpose of the sample as related to the analytical procedure being performed.EXAMPLE(S): A reference sample, proficiency sample, QC sample, clinical sample

individualGroupedorPooledIndicator

Code 0..1 Coded representation of the type of sample.EXAMPLE(S): individual, grouped or pooled sample for example from a herd of cattle.NOTE: May need to track the identifiers of pool constituents, and/or the group counts, i.e. the Parent Specimen. In v2 that can be done using SPM-3 (Specimen Parent ID) to list all IDs that are part of the group or pool.

originalSpecimenMeasurement

Quantity 0..1 The initial volume, mass or size of the specimen.

currentSpecimenMeasurement

Quantity 0..1 The amount of specimen currently available for use in further testing.

specimenCondition

Code 0..* A mode or state of being that describes the nature of the specimen.EXAMPLE(S): hemolyzed, clottedNOTE: This is specifically allowed to repeat, in case more than one condition needs to be captured.

specimenPurity

Code or Number

0..1 A numeric or coded value used to indicate freedom from contaminants of a given specimen.EXAMPLE(S): In Clinical Genomics will generally be numeric.NOTE: This attribute is only needed in certain domains, for example in bio-banking.

specimenConcentration

Quantity 0..1 Numeric value describing the abundance of the specimen constituent divided by the total volume of a mixture.NOTE: This attribute is only needed in certain

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Name Type Cardinality

Definition

domains, for example in bio-banking.numberOfContainers

Number 0..1 Numeric value used to verify receipt of specimens.

specimenChildRole

Code 0..1 Coded representation of the purpose or role of a derived specimen with respect to its parent.EXAMPLE(S): Aliquot, Block for tissue sections from a specimen or Slide from a block

expirationTime

Date/Time 0..1 The date after which the specimen is no longer viable.EXAMPLE(S): Based on a time interval calculated from the collection time

rRelatedOrderIdentifier

Identifier 0..* The alphanumeric sequence that defines the specimen that are collected to fulfill a specific order.

specimenGroupCount

Quantity 0..1 The number of individual specimens of a particular type represented by this instance of a specimen.Example: Samples from 25 animals in a cattle herd are collected.

5.9 SpecimenCollectionProcedureDEFINITION: The specific instance of the procedure in which the specimen was obtained. EXAMPLE(S): blood draw, urine collection, nasopharyngeal swab, tissue biopsyRELATIONSHIP TO OTHER CLASSES: SpecimenCollectionProcedure is performed on one to many Subject.SpecimenCollectionProcedure is performed by one to many Performer.SpecimenCollectionProcedure results in one to many Specimen.Specimen collection procedure is associated with zero to many subject characteristics at collection.NOTE: In order to document missed specimen collections these comments should be captured as part of the order, which is outside this domain.ATTRIBUTES:Name Type Cardi

nalityDefinition

iIdentifier Identifier 0..1 The alphanumeric sequence with metadata about the entity that created it and if needed its typecode, that uniquely defines the instance of the Specimen Collection Event.

reasonCode Code 1..* A coded value specifying the motivation, cause, or rationale of a specimen collection activity.EXAMPLE(S): routine requirement, drug

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Name Type Cardinality

Definition

reaction, infectious disease reporting requirement, on patient request, on provider request, to confirm or rule out a diagnosis

comment String 0..1 Information which is entered regarding collection of a specimen.NOTE: This should be information that is not able to be communicated in a structured format

actualCollectionDuration

TimeQuantity

0..1 The span of time over which the collection of a specimen occurred.EXAMPLE(S): 24 hours or 30 minutes.NOTE: This may not be needed unless the specimen type requires collection duration.

actualCollectionDateRange

Range<TimeStamp>

1..1 The actual begin and end collection date/time of the specimen.NOTE: This may document a single date/time, when both start and end date have the same value, or could include a range as well as support ongoing activity, when no end dateTime is supplied. This is not expected for the specimen collection procedure, but supported by the datatype.EXAMPLE(S): 24 hour urine would be represented asstart: 201309120700end: 201309130700A fingerstick will be represented asstart: 201309120700end: 201309120700

delayDuration TimeQuantity

0..1 The amount of time the collection was delayed from the requested date/time of the order.

repetitionNumber

QNumberic

0..1 The number of times that a collection was attempted for the Order related to this collection.

statusCode Code 0..1 The state of collection of a specimen.EXAMPLE(S): Dispatched, Pending-Collection, MissedNOTE: Order statuses are similar to collection statuses, but they are not the same. There can be multiple orders collected in the same container, and those orders can have different statuses.

statusDate Date/Time 0..1 The date (and time) on which the status is

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Name Type Cardinality

Definition

assigned to the specimen collection activity.methodCode Code 0..1 A coded value specifying the technique that is

used to perform the procedure.EXAMPLE(S): Finger stick, venipuncture, Biopsy, Bronchial alveolar lavage (BAL) (for specimen collection)Open, laparoscopic (for cholecystectomy)

approachAnatomicSiteCode

Code 0..1 A coded value specifying the body site, used to approach the target site during the collection procedure, if different from target site.EXAMPLE(S): Liver biopsy is obtained via a percutaneous needle, the approach site would be the point of entry of the needle.

approachAnatomicSiteQualifierCode

Code 0..* Coded representation of modifying or qualifying descriptors about the approach site.EXAMPLE(S): left, right, ventral, caudalNOTE: Whether this is pre-coordinated with approachAnatomicSite attribute is left up to the logical model, or even the implementation application. In the domain analysis model the goal was to highlight this attribute as something that needs to be considered.

targetAnatomicSitePortionCode

Code 0..1 A coded value specifying the arrangement or apportionment of the body (or a paired organ) that is a target site for a procedure.EXAMPLE(S):entire, single, segment, manyNOTES:For entire or part of an organ or segment should use the appropriate SNOMED CT code from anatomic body structure hierarchy in SpecimenCollectionProcedure.targetAnatomicSite elementFor left, right, upper etc. use the proper code in the SpecimenCollectionProcedure.targetAnatomicSiteQualifierCode elementUse this element to quantify if single or multiple samples per site - value set to be determined

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Name Type Cardinality

Definition

targetAnatomicSiteCode

Code 0..1 The code representing the anatomical location from which the specimen was collected (if subject is a human or animal subject).EXAMPLE(S): lung, liver, femurNOTE: This element is not used for environmental specimens.

targetAnatomicSiteQualifierCode

Code 0..* Coded representation of modifying or qualifying descriptors about the target source site.EXAMPLE(S): left, right, ventral, caudalNOTE: This element is not used for environmental specimens.Whether this is pre-coordinated with targetAnatomicSite attribute is left up to the logical model, or even the implementation application. In the domain analysis model the goal was to highlight this attribute as something that needs to be considered.

sourceLocation String 0..1 Description of the specific position or point in physical space from where the specimen was collected.EXAMPLE(S): left corner of table, depth of a soil sampleNOTE: Equivalent to targetAnatomicSite for non-living subjects.

referencedProtocolIdentifier

Identifier 0..1 The alphanumeric sequence, with metadata about the entity that created it and if needed its typecode, that uniquely defines the instance of a protocol.NOTE: For biospecimen best practices generally recommends referencing SOP

referencedProtocolName

ST 0..1 The textual designation by which the used protocol is known.NOTE: For biospecimen best practices generally recommend referencing SOP

referencedProtocolDeviationType

Code 0..* Codified representation of the type of change in the specimen collection procedure from the prescribed protocol.EXAMPLE(S): not collected / collect less than expected / inadequate specimen quality.

referencedProtocolDeviationReasonCode

Code 0..* Reasons why an exception to the protocol occurred.EXAMPLE(S): quantity not sufficient / late

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Name Type Cardinality

Definition

procedure [and banking staff went home] / Damaged / Debris, Discolored / Freezer Artifacts / Thawed, Hemolyzed, grossly / Hemolyzed, moderately / Hemolyzed, slightly /other and allow free text

referencedProtocolDeviationComment

ST 0..1 Description of the reasons or other important information to be captured about the changes in the specimen collection procedure from the prescribed protocol.

5.10 SpecimenContainerDEFINITION: Physical object that touches and holds specimen.EXAMPLES: slide, tube, box, jarRELATIONSHIP TO OTHER CLASSES: SpecimenContainer is contained in zero or one holder.SpecimenContainer is described by zero or one SpecimenContainerParameters.SpecimenContainer contains zero to many Specimen.SpecimenContainer is used by zero to one SpecimenMoveActivity.

ATTRIBUTES:Name Type Cardi

nalityDefinition

containerTypeCode

Code 0..1 Coded representation of the categorization of a container.EXAMPLE(S): screw jar top, serum tube, slide

name String 0..1 A non-unique textual identifier for the specimen container.EXAMPLE(S): screw cap, jar, blood tube, slide, paraffin block

containerIdentifier

Identifier 0..* The alphanumeric sequence, with metadata about the entity that created it and if needed its typecode, that uniquely defines the instance of the container.NOTE: This identifier is included in the label attached to a specimen container. Label can be linear or 2 dimensional bar code, RFID. EXAMPLE(S): In Pathology a tissue specimen or part would have a Unique identifier and one or more blocks may result from a single part with each block having their own Unique Identifier. This would also accommodate clinical specimens such as CSF.

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Name Type Cardinality

Definition

containerMaterialCode

Code 0..1 Coded representation of the material composition of the container.EXAMPLE(S): codes for glass, plastic, metal

containerCapCode

Code 0..1 Coded representation of the type of container cap. Container caps may be used to identify differences in container attributes to facilitate tracking and processingEXAMPLE(S): red top, tiger top, purple, blue

position Coordinates

0..1 Coordinates of specimen container relative to the holder.

separatorType Code 0..1 A material in a fluid collection container that facilities the separation of cellular or solid material from liquid.EXAMPLE(S): SST, buffy cell layer

additive Code 0..* Substances included in the container in order to preserve, maintain or enhance the particular nature or component of the specimen.EXAMPLE(S): Formalin, Citrate, EDTA

containerCondition

Code 0..1 A textual note or description regarding discrepancies or anomalies observed about a container.EXAMPLE(S): Cap not sealed, label not firmly attached, tube received broken

identifierLocation

Code 0..1 Placement of the identifier on or in the container.

barrierDeltaQuantity

Quantity 0..1 Distance from the Point of Reference to the separator material (barrier) within the container in units specified below.EXAMPLE(S): Serum gel tube, tubes that are being centrifuged

bottomDeltaQuantity

Quantity 0..1 Thickness of the container at the bottom of the container.EXAMPLE(S): Adjustment to make to the drop distance based on the container parameter (tube height) and the thickness of the container wall at the bottom - idea is to not break the tip off the pipette.

5.11 SpecimenContainerParametersDEFINITION: Attributes describing the type of container as needed mostly for automation.RELATIONSHIP TO OTHER CLASSES: Specimen container parameters describes zero to many SpecimenContainer.

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ATTRIBUTES:Name Type Cardi

nalityDefinition

containerType Code 0..1 Coded representation of the categorization of a container.EXAMPLE(S): screw jar top, serum tube, slide

capacity Quantity 0..1 The maximum amount of a substance or number of physical objects that a container can hold. EXAMPLES: For tubes this is draw volume, for tissue micro array slides it could be the number of wells.

length Quantity 0..1 The longest horizontal measurement of an object.

width Quantity 0..1 Distance from side to side, measuring across the object at right angles to the length.

height Quantity 0..1 The measurement of vertical distance.diameter Quantity 0..1 The distance across a circle.

Applies only to cylindrical containers.identifierEmbedded

Boolean 0..1 Boolean indicating if the identifier is placed inside the container material.

identifierLocation

Code 0..1 Placement of the identifier on or in the container, if identifier embedded is set to 'true'.

identifierReaderType

Code 0..1 Equipment needed to read the identifier on the container.EXAMPLES: Barcode scanner, chip reader, if all else fails human

material Code 0..1 Coded representation of the material composition (i.e. physical substance) of the container.

configuration String 0..1 Defines the row and column layout for the container.EXAMPLE(S): Available positions for specimen on a slide (4 quadrant slide).

5.12 SpecimenMoveActivityDEFINITION: Describes the attributes needed to track the change in location of a specimen.EXAMPLE(S): From one holder into another holder, from one lab section to another lab section, into storageNOTE(S): Attributes in this class are optional and can be used as needed for the type of transaction being recorded, e.g. check-in can represent the intake of a new specimen using the “to position” attributes only, likewise check-out can represent a specimen being taken out of a container using only the "from position" attributes.RELATIONSHIP TO OTHER CLASSES:

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SpecimenMoveActivity uses at least one of EITHER: Specimen or, SpecimenContainer or Holder.

SpecimenMoveActivity results in zero to many Specimen. SpecimenMoveActivity is performed by zero to many Performer.

ATTRIBUTES:Name Type Cardi

nalityDefinition

description String 0..1 Textual representation of the move.EXAMPLE: This could be the transportation method, include the destination or the reason for the move.

statusCode Code 0..1 Coded representation of the state of the move.EXAMPLE(S): completed, in progress, scheduled

moveDateTime Range <Timestamp>

1..1 The actual or expected (scheduled) begin and end date/time of the move of the specimen.EXAMPLE(S): Received in lab date/time is the end time of the move of the specimen to the lab where moveToEntity is “performing lab”.NOTE: This may document a single date/time, when both start and end date have the same value, or could include a range as well as support ongoing activity, when no end dateTime is supplied. This is not expected for the specimen collection procedure, but supported by the datatype.

rReferencedProtocolDeviation ReasonCode

Code 0..* Reasons why an exception to the protocol occurred.EXAMPLE(S): quantity not sufficient / late procedure [and banking staff went home]) / Damaged / Debris, Discolored / Freezer Artifacts / Thawed, Hemolyzed, grossly / Hemolyzed, moderately / Hemolyzed, slightly /other and allow free text

rReferencedProtocolDeviation Type

Code 0..1 Primary kind of exception to protocolEXAMPLE(S): not collected / collect less than expected / inadequate specimen quality /

fromEntity CoordiantesORGeographi

0..1 A reference to the coordinates that describe the location of the specimen/container in the previous holder / storage equipment before the move or the location from which the

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Name Type Cardinality

Definition

calLocation

specimen/container was moved.

toEntity CoordiantesORGeographicalLocation

0..1 A reference to the coordinates that describe the location of the specimen/container in the holder / storage equipment after the move or the location to which the specimen/container was moved.

pPlacedIntoElementIdentifier

Identifier 0..1 Alphanumeric sequence that identifies the element, with metadata about the entity that created it and if needed its typecode, the specimen was moved to.NOTE: In the case of storage equipment it references the locationIdentifer, in the case of a holder it references the holderIdentifier, in the case of a device it references the deviceIdentifier, in the case of a container it references the containerIdentifier.

tTakenFromElementIdentifier

Identifier 0..1 Alphanumeric sequence that identifies the element, with metadata about the entity that created it and if needed its typecode, the specimen was moved from.NOTE: In the case of storage equipment it references the locationIdentifier, in the case of a holder it references the holderIdentifier, in the case of a device it references the deviceIdentifier, in the case of a container it references the containerIdentifier.

expectedHandlingCondition

Code 0..* Recommended handling conditions for specimen.

temperaturetemperature

Range <Quantity>

0..1 The temperature at which the move occurred

5.13 SpecimenProcessingActivityDEFINITION: Description of procedure. RELATIONSHIP TO OTHER CLASSES: SpecimenProcessingActivity uses one to many Specimen.SpecimenProcessingActivity results in zero to many Specimen.SpecimenProcessingActivity is performed by zero to many Performer.SpecimenProcessingActivity uses zero to many Product.

ATTRIBUTES:

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Name Type Cardinality

Definition

iIdentifier Identifier 0..1 The alphanumeric sequence, with metadata about the entity that created it and if needed its typecode, that uniquely defines the instance of a specimen processing activity.

description String 0..1 Textual explanation of procedure.processingProcedure

Code 0..1 Coded representation of a step in the procedure.CONDITIONALLY REQUIRED – When SpecimenProcessingActivity.referencedProtocolName is not populated.

reasonCode Code 0..* A coded value specifying the motivation, cause, or rationale of a specimen processing activity.EXAMPLE(S): Stabilize the specimen, preserve the specimen for later clinical care testing, preserve specimen for research testing.

processingAdditive

Code 0..* Substance added to a specimen for preservation or to aid in the process as required by the procedure.EXAMPLE(s): Anticoagulant, Separator, stabilizer

statusCode Code 0..1 Coded representation of the state of the processing step in the procedure.EXAMPLE(S): completed, in progressNOTE: The status code is related to the start and end dateTime in the following manner:only start date/time = in progressstart and end date time filled in = completed.

processing DateTime

Range<TimeStamp>

1..1 The actual begin and end date/time of the specimen processing step.EXAMPLE(S): In Clinical Genomics, the time of freezing of the sample.NOTE: This may document a single date/time, when both start and end date have the same value, or could include a range as well as support ongoing activity, when no end dateTime is supplied. This is not expected for the specimen collection procedure, but supported by the datatype.

temperature Range <Quantity>

0..1 The temperature at which the processing occurred.

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Name Type Cardinality

Definition

comment String 0..1 Information which is entered regarding processing of a specimen.EXAMPLE(S): Any notes that are not related to exceptions to a defined protocol .NOTE: This should be information that is not able to be communicated in a structured format.

referencedProtocolIdentifier

Identifier 0..1 The alphanumeric sequence, with metadata about the entity that created it and if needed its typecode, that uniquely defines the instance of a protocol.NOTE: For biospecimen best practices generally recommends referencing SOP.

referencedProtocolName

String 0..1 The textual designation by which the used protocol is known.CONDITIONALLY REQUIRED – When SpecimenProcessingActivity.processingProcedure is not populatedNOTE: For biospecimen best practices generally recommend referencing SOP.

referencedProtocolDeviationType

Code 0..* Codified representation of the type of change in the specimen processing procedure from the prescribed protocol.

referencedProtocolDeviationReasonCode

Code 0..* Codified representation of the type of change in the specimen processing procedure from the prescribed protocol.EXAMPLE(S): not collected / collect less than expected / inadequate specimen quality /

referencedProtocolDeviationComment

String 0..1 Description of the reasons or other important information to be captured about the changes in the specimen processing procedure from the prescribed protocol.

5.14 StorageEquipmentDEFINITION: A physical item which is used for holding or containment of something such as materials or samples and from which the items it contains can be retrieved at a later time.RELATIONSHIP TO OTHER CLASSES: StorageEquipment contains zero to many Holder.StorageEquipment contains zero to many StorageEquipmentComponent.StorageEquipment is described by zero to one StorageEquipmentParameter.

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ATTRIBUTES:Name Type Cardi

nalityDefinition

name 1..1 A non-unique textual identifier for the Storage equipment.

locationIdentifier Identifier 0..1 The alphanumeric sequence that uniquely defines the location of the single instance of equipment.EXAMPLE(S): barcode, RFID, alphanumeric

locationNamespace

Identifier 0..1 A word or a combination of words, numbers or identifiers by which the location is defined.

equipmentType Code 0..1 Coded representation of the category of equipment used.EXAMPLE(S): Refrigerator, nitrogen freezer, shelving

geographicalLocation

GeographicLocation

0..1 Alphanumeric sequence, term or symbols used to identify a point or an area where the equipment is physically located.

storageEquipmentIdentifier

Identifier 0..1 The alphanumeric sequence, with metadata about the entity that created it and if needed its typecode, that uniquely defines the instance of the storage equipment the specimen is stored in.

expectedHandlingCondition

Code 0..* Recommended handling conditions for specimen

5.15 StorageEquipmentParametersDEFINITION: Description of the physical measures of volume, the capacity to store a certain amount of a described unit and functionality of the Storage Equipment.RELATIONSHIP TO OTHER CLASSES: StorageEquipmentParameters describes zero to many StorageEquipment.

ATTRIBUTES:Name Type Cardi

nalityDefinition

typeCode Code 0..1 Coded representation of the category of equipment used.EXAMPLE(S): walk-in cool room, refrigerator, freezer

insideLength Quantity 0..1 The longest horizontal measurement of the inside of the storage equipment.

insideHeight Quantity 0..1 The measurement of vertical distance inside the storage equipment.

insideWidth Quantity 0..1 Distance from side to side, measuring across the inside of the storage equipment at right

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Name Type Cardinality

Definition

angles to the length.

5.16 StorageEquipmentComponentDEFINITION: separable part of a storage equipment item. EXAMPLE(S): shelf, drawerNOTE: If it's a holder that stays in the storage equipment it's a storage equipment component; if it can leave the storage equipment, then it's a holder and not represented by this concept.RELATIONSHIP TO OTHER CLASSES: StorageEquipmentComponent is contained in zero to one StorageEquipment.StorageEquipmentComponent is described by zero to one storageEquipmentComponentParametersStorageEquipmentComponentParameters.StorageEquipmentComponent may contain zero to many holders StorageEquipmentComponent may contain zero to many containers (e.g. blood bags)

ATTRIBUTES:Name Type Cardi

nalityDefinition

storageEquipmentComponentiIdentifier

Identifier 0..1 The alphanumeric sequence, with metadata about the entity that created it and if needed its typecode, that defines the instance of the part of the storage equipment the specimen is stored in.

typeCode Code 0..1 Coded representation of the category of equipment parts used.Example(s): Shelf, drawer, door shelf

geographicalLocation

GeographicLocation

0..1 Alphanumeric sequence, term or symbols used to identify a point or an area where the equipment part is physically located.

5.17 StorageEquipmentComponentParametersDEFINITION: Description of the physical measures of volume, the capacity to store a certain amount of a described unit and functionality of the Storage Equipment Component.EXAMPLE(S): Drawers in a freezer that can hold x amount of a certain holder or container type, ability to reconfigure the components to accommodate different size holders or containers.NOTE: There is a limitation to the size the storage equipment component can be for a given storage equipment, i.e. it cannot be bigger. RELATIONSHIP TO OTHER CLASSES: StorageEquipmentComponentParameters describes zero to many storageEquipmentComponent.

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ATTRIBUTES:Name Type Cardi

nalityDefinition

typeCode Code 0..1 Coded representation of the category of equipment parts used.Example(s): Shelf, drawer, door shelf

adjustableIndicator

Boolean 0..1 A Boolean indicator to note that the storage equipment component can be re-arranged within the storage equipmentEXAMPLE(S): movable shelves, configurable location for drawers in the storage equipment.

temperatureCapabilityRange

Range<Quantity>

0..1 Describes the possible low and high value for temperature the storage equipment can be used at.

insideLength Quantity 0..1 The longest horizontal measurement of the inside of the storage equipment.

insideHeight Quantity 0..1 The measurement of vertical distance inside the storage equipment component.

insideWidth Quantity 0..1 Distance from side to side, measuring across the inside of the storage equipment component at right angles to the length.

5.18 SubjectDEFINITION: The person, non-living or living non-human material on which a procedure is performed to obtain a specimen.RELATIONSHIP TO OTHER CLASSES: Subject is one of EITHER:

Material. Person. Non-HumanLivingSubject.

Subject is subject of one to many SpecimenCollectionProcedure.

ATTRIBUTES:Name Type Cardi

nalityDefinition

Namename String 1..1 Linguistic designation of an individual subject.

iIdentifier Identifier 1..* The alphanumeric sequence, with metadata about the entity that created it and if needed its typecode, that uniquely identifies the subject.

subjectLocation GeographicLocation

0..1 The geographic place where the subject is when a specimen is obtained.

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5.19 Subject Characteristics at CollectionDEFINITION: Ask at Order Entry questions about the subject at time of collection, important for proper interpretation of test results.EXAMPLE(S):Weight / Vaccination Status / ethnicity / fasting Status/ AgeNOTES: This is a generic way of collecting all kinds of information of interest to this specimen that should be kept with the specimen, even if the linkage to the subject cannot be obtained, as may be the case for bio-banking. When these data element representations have a described standard location, for example in an exchange standard like HL7 V2.x for patient sex, these established elements should be used instead of creating a separate observation segment (OBX) to convey it between partners.RELATIONSHIP TO OTHER CLASSES: Subject characteristics at collection is associated with zero to many specimen collection procedure.

ATTRIBUTES:Name Type Cardi

nalityDefinition

oObservationCode

Code 1..1 Coded representation for the Ask at Order Entry (AOE) question conveying information about the subject, that may be important for the interpretation of the testing performed on the specimen.

oObservationValue

Any 1..1 Answer to the AOE - may be any format, but format is pre-defined for each question.

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