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證券及衍生產品市場季報

2020年第二季

市場概況

1證券及衍生產品市場季報（2020年第二季）

主板

概況 2020年第2季 2019年第2季

上市公司數目 2,111 1,996上市證券數目 15,421 13,322 股份普通股 2,112 1,997 優先股 16 18 認股權證 7,007 5,983 股份 2 2 衍生 6,172 5,981 界內 833 – 股票掛鉤票據 0 0 牛熊證 4,695 3,884 單位信託及互惠基金 147 149 債券 1,444 1,291非上市可交易股份數目納斯達克股份 6 6 iShares 0 0

交易日數 60 59總成交金額（百萬港元）* 6,825,607.33 5,575,967.86總成交股數（百萬股） 12,164,245.53 14,752,676.97總成交宗數（宗數） 107,674,729 91,379,849上市公司市價總值（百萬港元） 37,802,933.53 32,591,655.65平均市盈率（倍） 13.60 11.24平均週息率（百分率） 2.67 3.07交易所參與者數目開業 646 657 非開業 56 34

成交金額（百萬港元）最高 180,521.49 (22/05) 137,259.09 (06/05) 最低 70,454.61 (05/05) 64,834.67 (26/06)

成交股數（百萬股）最高 280,355.27 (15/06) 349,280.62 (09/05) 最低 148,585.01 (27/04) 182,279.90 (28/06)

總成交宗數（宗數）最高 2,718,056 (22/05) 2,280,786 (14/05) 最低 1,221,800 (05/05) 1,172,027 (26/06)

* 成交金額包括非港元交易買賣的證券

市場概況


GEM


上市公司數目 376 386上市證券數目 377 387 股份 376 386 認股權證 1 1

交易日數 60 59總成交金額（百萬港元）* 15,660.56 14,094.16總成交股數（百萬股） 45,485.20 54,136.35總成交宗數（宗數） 492,227 665,940上市公司市價總值（百萬港元） 102,733.62 134,992.16平均市盈率（倍） 22.46 21.77平均週息率（百分率） 0.40 1.49

成交金額（百萬港元）最高 655.31 (15/06) 634.98 (26/06) 最低 78.14 (05/05) 125.87 (20/06)

成交股數（百萬股）最高 1,727.32 (23/06) 3,502.58 (13/06) 最低 312.07 (05/05) 495.11 (10/06)

總成交宗數（宗數）最高 19,986 (20/04) 39,588 (25/06) 最低 4,021 (05/05) 6,604 (17/06)

* 成交金額包括非港元交易買賣的證券

市場概況


衍生產品市場


所有期貨及期權產品（股票期權除外）交易日數 60 59總合約成交量 34,975,255 40,395,607 股票指數產品 34,337,271 39,412,189 股票產品 200,735 269,826 利率產品 107 27 人民幣貨幣產品 352,284 547,965 印度盧比貨幣產品* 29,678 黃金期貨 1,010 158,021 白銀期貨 # 147 鐵礦石期貨 24,892 7,497 倫敦金屬期貨小型合約 29,131 82平均每日合約成交量 582,921 684,671

季末未平倉合約 3,285,255 3,560,440 股票指數產品 3,237,272 3,506,111 股票產品 16,067 16,125 利率產品 105 25 人民幣貨幣產品 27,558 36,580 印度盧比貨幣產品* 285 – 黃金期貨 242 1,042 白銀期貨 # 135 – 鐵礦石期貨 3,184 556 倫敦金屬期貨小型合約 407 1

* 印度盧比貨幣產品由2019年11月4日開始買賣# 白銀期貨由2020年6月8日開始買賣

股票期權新開辦期權類別 2 0股票期權數目（於季末數目）類別 103 96 系列 41,508 35,294期權金總額（百萬港元） 31,172.08 22,663.96 認購 15,505.50 11,055.49 認沽 15,666.58 11,608.48平均每日期權金總額（百萬港元） 519.53 384.13總合約成交量 27,914,168 28,792,732 認購 14,196,879 14,348,410 認沽 13,717,289 14,444,322平均每日合約成交量 465,236 488,012季末未平倉合約 7,904,587 7,893,237 認購 3,664,055 3,828,012 認沽 4,240,532 4,065,225總成交宗數 1,348,871 1,155,936平均每日成交宗數 22,481 19,592已行使合約總數 3,024,007 2,951,336每張合約平均期權金（港元） 1,116.71 787.14每宗交易平均合約數目 21 25

認沽數量╱認購數量 0.97 1.01平均每日合約成交量╱未平倉合約 5.9% 6.2%

所有期貨及期權產品總合約成交量 62,889,423 69,188,339季末未平倉合約 11,189,842 11,453,677

市場概況


結算及交收

中央結算系統營運資料 2020年第2季 2019年第2季

經中央結算系統處理之聯交所交易（每日平均數）－交易宗數 1,801,737 1,559,363－交易金額（十億港元） 113.7 94.4－涉及股數（十億股） 203.5 251.0經中央結算系統處理的交收指示（每日平均數）－交收指示數目 108,623 99,874－交收指示涉及金額（十億港元） 304.9 272.4－涉及股數（十億股） 44.8 51.2經中央結算系統處理的投資者交收指示（每日平均數）－交收指示數目 271 247－交收指示涉及金額（百萬港元） 183.5 167.3－涉及股數（百萬股） 75.6 344.2以「持續淨額交收」的股份數額於到期交收日 (T+2)的交收效率（每日平均數） 99.92 99.92以「持續淨額交收」的股份數額於到期交收翌日 (T+3)的交收效率（每日平均數） 99.99 99.99在T+3日進行補購（每日平均數）－涉及經紀數目 2 4－補購宗數 2 3－補購涉及金額（百萬港元） 1.5 1.5存放於中央結算系統證券存管處的股份*－股數（十億股） 6,287.8 6,634.1－獲納入系統的證券佔已發行股本總數的百分比 76.04 75.28－股份價值（十億港元） 22,883.2 21,146.8－獲納入系統的證券佔市價總值的百分比 57.78 60.29

衍生產品結算及交收系統營運資料 2020年第2季 2019年第2季

季末未平倉合約－股市指數期貨 626,849 622,476－股票期貨 16,067 16,125－利率期貨 105 25－人民幣貨幣期貨 24,375 33,590－印度盧比貨幣期貨 # 285 –－黃金期貨 242 1,042－白銀期貨 ^ 135 –－鐵礦石期貨 3,184 556－倫敦金屬期貨小型合約 407 1－股市指數期權 2,610,423 2,883,635－股票期權 7,904,587 7,893,237－人民幣貨幣期權 3,183 2,990累積行使股票期權－涉及股數（百萬股） 2,823 3,458－涉及金額（十億港元） 74 70

* 股數及市價總值包括非港元證劵# 印度盧比貨幣產品由2019年11月4日開始買賣^ 白銀期貨由2020年6月8日開始買賣

主板股份


股份成交

股數金額（百萬股）（百萬港元）成交宗數

2019 第2季 650,222.76 4,073,009.59 70,896,400 第3季 653,090.18 3,699,380.57 69,429,153 第4季 563,410.34 3,665,234.76 63,389,3792020 第1季 760,153.23 5,843,191.55 92,821,917 第2季 659,267.22 5,343,917.46 85,789,051

股份交易統計

每日平均成交平均每宗交易日數金額（百萬港元）交易成交金額

2019 第2季 59 69,034.06 57,450 第3季 65 56,913.55 53,283 第4季 62 59,116.69 57,8212020 第1季 62 94,245.02 62,951 第2季 60 89,065.29 62,291

主板股份


20種升幅最大之股份2020年第2季

收市價順次股份代號股份 2020年6月底 2020年3月底升幅

1 00276 蒙古能源 1.660 0.440 277.27 2 00557 天元醫療 1.630 0.560 191.07 3 01538 中奧到家 1.630 0.580 181.03 4 03321 偉鴻集團控股 3.150 1.130 178.76 5 01849 創世紀集團控股 0.455 0.171 166.08 6 02012 陽光油砂 1.900 0.720 163.89 7 01009 國際娛樂 0.660 0.260 153.85 8 00592 BOSSINI INT’ L 0.310 0.125 148.00 9 00141 天禧海嘉控股 1.140 0.460 147.83 10 01585 雅迪控股 5.350 2.180 145.41 11 00422 越南製造加工出口 0.425 0.174 144.25 12 00305 五菱汽車 0.490 0.201 143.78 13 01922 銀城生活服務 4.540 1.890 140.21 14 01987 BENG SOON MACH 1.310 0.560 133.93 15 01575 慕容控股 0.186 0.080 132.50 16 00721 中國金融國際 0.230 0.099 132.32 17 02552 華領醫藥－B 7.080 3.050 132.13 18 00819 天能動力 13.200 5.770 128.77 19 01990 興華港口 1.600 0.700 128.57 20 02878 SOLOMON SYSTECH 0.207 0.091 127.47

A 經調整

20種跌幅最大之股份2020年第2季

收市價順次股份代號股份 2020年6月底 2020年3月底跌幅

1 01360 諾發集團 0.147 2.050 -92.83 2 09938 華和控股 0.171 1.980 -91.36 3 01243 宏安地產 0.132 0.860 -84.65 4 01636 中國金屬利用 0.510 2.940 -82.65 5 01472 生興控股 0.300 1.600 -81.25 6 00508 鼎億集團投資 0.038 0.200 -81.00 7 00784 凌銳控股 0.183 0.950 -80.74 8 02346 星宇控股 0.320 1.460 -78.08 9 00851 盛源控股 0.028 0.103 -72.82 10 01143 環亞國際實業 0.345 1.060 A -67.45 11 01192 泰山石化 0.072 0.220 A -67.27 12 02227 守益控股 0.173 0.500 -65.40 13 00572 未來世界金融 0.010 0.028 -64.29 14 03344 共享集團 0.010 0.027 -62.96 15 01010 太睿國際控股 0.320 0.850 -62.35 16 00339 核心經濟投資 0.255 0.650 -60.77 17 01701 途屹控股 0.900 2.280 -60.53 18 00485 中國華星 0.011 0.027 -59.26 19 00329 東建國際 0.435 1.000 -56.50 20 00509 世紀陽光 0.076 0.169 -55.03

A 經調整

主板股份


20種成交最活躍股份（金額）2020年第2季

順次股份代號股份成交金額（百萬港元）佔市場百份比

1 00700 騰訊控股 541,524.28 10.13 2 09988 阿里巴巴－SW 287,686.34 5.38 3 03690 美團點評－W 243,255.38 4.55 4 02318 中國平安 152,983.72 2.86 5 01299 友邦保險 134,036.98 2.51 6 00981 中芯國際 124,246.20 2.33 7 01810 小米集團－W 120,364.32 2.25 8 00388 香港交易所 112,006.04 2.10 9 00005 匯豐控股 108,218.36 2.03 10 00939 建設銀行 94,309.13 1.76 11 00941 中國移動 87,792.27 1.64 12 01398 工商銀行 67,290.76 1.26 13 02382 舜宇光學科技 56,520.79 1.06 14 02269 藥明生物 51,532.78 0.96 15 00883 中國海洋石油 49,177.10 0.92 16 01833 平安好醫生 45,630.55 0.85 17 00027 銀河娛樂 45,155.02 0.84 18 00175 吉利汽車 45,125.64 0.84 19 03988 中國銀行 44,018.38 0.82 20 02628 中國人壽 43,891.66 0.82

總額 2,454,765.69 45.94

20種成交最活躍股份（股數）2020年第2季

順次股份代號股份成交股數（百萬股）佔市場百份比

1 00788 中國鐵塔 26,823.36 4.07 2 00136 恒騰網絡 19,330.85 2.93 3 00939 建設銀行 15,213.25 2.31 4 03988 中國銀行 15,105.80 2.29 5 01398 工商銀行 13,239.56 2.01 6 00493 國美零售 13,096.57 1.99 7 01810 小米集團－W 10,126.67 1.54 8 00386 中國石油化工股份 7,734.01 1.17 9 03800 保利協鑫能源 7,255.65 1.10 10 00857 中國石油股份 6,996.11 1.06 11 00981 中芯國際 6,660.61 1.01 12 01288 農業銀行 6,196.56 0.94 13 00883 中國海洋石油 5,627.54 0.85 14 01243 宏安地產 5,316.85 0.81 15 00728 中國電信 5,048.60 0.77 16 00572 未來世界金融 5,042.09 0.76 17 02013 微盟集團 4,692.37 0.71 18 01131 鴻寶資源 4,634.03 0.70 19 03313 雅高控股 3,859.13 0.59 20 00175 吉利汽車 3,826.07 0.58

總數 185,825.66 28.19

主板股份


上市公司市價總值－主板

百萬港元

2019 第2季 32,591,655.65 第3季 30,521,427.39 第4季 38,058,338.102020 第1季 32,706,395.63 第2季 37,802,933.53

恒生行業分類系統之證券市價總值* －主板季末數字

工業

地產健築業

資訊科技業

綜合企業

能源業

原材料業

非必需性消費

醫療保健業

電訊業

公用事業

金融業

必需性消費

18.89%

3.88%

3.84%

9.77%

4.30%

6.07%

2.77%1.01%

1.93%1.67%

33.21%

12.67%

* 行業分類由恒生指數有限公司提供。

註：新的恒生行業分類系統於2019年9月9日生效。

主板股份


50間市價總值最大之上市公司截至2020年第2季季末

順次股份代號公司市價總值（百萬港元）佔市場總值 (%)

1 00700 騰訊控股有限公司 4,763,448.82 12.60 2 09988 阿里巴巴集團控股有限公司－ SW 4,498,389.98 11.90 3 00939 中國建設銀行股份有限公司－ H股 1,507,416.60 3.99 4 00941 中國移動有限公司 1,070,867.76 2.83 5 03690 美團點評－ W 1,006,229.88 2.66 6 01299 友邦保險控股有限公司 874,150.32 2.31 7 00005 匯豐控股有限公司 749,025.80 1.98 8 09618 京東集團股份有限公司－ SW 720,870.59 1.91 9 02318 中國平安保險（集團）股份有限公司－ H股 577,187.21 1.53 10 09999 NetEase, Inc. 461,603.69 1.22 11 00388 香港交易及結算所有限公司 418,386.18 1.11 12 01398 中國工商銀行股份有限公司－ H股 407,932.01 1.08 13 00883 中國海洋石油有限公司 384,861.07 1.02 14 01810 小米集團－ W 309,128.04 0.82 15 02378 英國保誠有限公司* – 298,975.41 不適用 16 01876 百威亞太控股有限公司 298,638.60 0.79 17 00241 阿里健康信息技術有限公司 292,678.74 0.77 18 00016 新鴻基地產發展有限公司 286,735.36 0.76 19 03333 中國恒大集團 261,102.20 0.69 20 02388 中銀香港（控股）有限公司 260,619.03 0.69 21 00688 中國海外發展有限公司 256,922.93 0.68 22 00011 恒生銀行有限公司 248,730.74 0.66 23 00066 香港鐵路有限公司 247,308.44 0.65 24 01928 金沙中國有限公司 245,905.99 0.65 25 03988 中國銀行股份有限公司－ H股 239,995.93 0.63 26 00027 銀河娛樂集團有限公司 228,698.62 0.60 27 00960 龍湖集團控股有限公司 220,899.54 0.58 28 03692 翰森製藥集團有限公司 216,043.18 0.57 29 00003 香港中華煤氣有限公司 213,255.66 0.56 30 00267 中國中信股份有限公司 211,777.11 0.56 31 01109 華潤置地有限公司 209,293.08 0.55 32 02007 碧桂園控股有限公司 208,231.67 0.55 33 00945 Manulife Financial Corporation * – 199,764.76 不適用 34 00001 長江和記實業有限公司 192,040.78 0.51 35 00002 中電控股有限公司 192,010.24 0.51 36 02020 安踏體育用品有限公司 184,829.01 0.49 37 02269 藥明生物技術有限公司 184,651.62 0.49 38 01177 中國生物製藥有限公司 183,693.57 0.49 39 06862 海底撈國際控股有限公司 173,310.00 0.46 40 01113 長江實業集團有限公司 170,635.10 0.45 41 03328 交通銀行股份有限公司－ H股 167,356.70 0.44 42 03968 招商銀行股份有限公司－ H股 163,665.63 0.43 43 00981 中芯國際集成電路製造有限公司 152,903.34 0.40 44 01918 融創中國控股有限公司 151,021.02 0.40 45 00012 恒基兆業地產有限公司 142,336.78 0.38 46 02313 申洲國際集團控股有限公司 140,400.97 0.37 47 00291 華潤啤酒（控股）有限公司 140,148.44 0.37 48 00669 創科實業有限公司 138,801.20 0.37 49 06186 中國飛鶴有限公司 138,645.44 0.37 50 02382 舜宇光學科技（集團）有限公司 136,009.36 0.36

總值 24,648,793.96 65.20市場總值 37,802,933.53 100.00

註：

* 不包括市場總值內

主板股份


賣空交易（金額）

賣空交易市場成交金額佔市場成交（百萬港元）（百萬港元）* 百份比

2019 第2季 809,812.75 5,590,062.03 14.49 第3季 775,830.36 5,005,599.30 15.50 第4季 682,349.40 4,781,146.46 14.272020 第1季 1,112,964.87 7,498,539.15 14.84 第2季 966,888.71 6,841,267.89 14.13

* 包括主板及GEM市場總額

賣空交易（股數）

賣空交易市場成交股數佔市場成交（百萬股）（百萬股）* 百份比

2019 第2季 73,356.84 14,806,813.31 0.50 第3季 66,945.13 13,469,789.17 0.50 第4季 56,995.38 11,472,367.54 0.502020 第1季 83,289.61 12,608,920.66 0.66 第2季 68,573.75 12,209,730.73 0.56

* 包括主板及GEM市場總股數

新上市統計－公司

新上市 GEM公司集資金額公司數目公司轉板數目* （百萬港元）#

2019 第2季 38 2 50,600.82 第3季 20 2 61,865.95 第4季 58 10 179,963.812020 第1季 35 2 14,316.03 第2季 19 3 73,372.93

* 祇包括引用《GEM上市規則》經修訂第9.24條以及《主板上市規則》新增第9A章由GEM轉至主板的上市公司。上述規則於

2008年7月1日生效。# 集資金額為新上市公司首次公開招股的集資總額

主板股份


新上市公司2020年第2季股份代號公司上市日期已發行股數集資金額（百萬港元）

06063 智中國際控股有限公司 2020/04/15 2,000,000,000 125.0001942 MOG Holdings Ltd. 2020/04/15 500,000,000 125.0003390 滿貫集團控股有限公司 2020/04/15 800,000,000 286.7101162 瑩嵐集團有限公司* 2020/04/20 600,000,000 –09926 康方生物科技（開曼）有限公司－ B 2020/04/24 787,057,176 2,967.7201953 Rimbaco Group Global Ltd. 2020/04/28 1,260,000,000 126.0001376 Raffles Interior Ltd. 2020/05/07 1,000,000,000 125.0001147 伊登軟件控股有限公司 2020/05/13 2,000,000,000 125.0001936 Ritamix Global Ltd. 2020/05/13 500,000,000 125.0009983 建業新生活有限公司 2020/05/15 1,245,000,000 2,363.2509996 沛嘉醫療有限公司－ B 2020/05/15 632,918,000 2,693.9409939 開拓藥業有限公司－ B 2020/05/22 369,389,600 1,860.8009978 方圓房地產服務集團有限公司* 2020/05/28 400,000,000 –09923 移卡有限公司 2020/06/01 426,205,072 1,832.5002381 蜆壳電業有限公司 2020/06/02 2,000,000,000 125.0001645 海納智能裝備國際控股有限公司 2020/06/03 470,004,000 168.3709999 NetEase, Inc. 2020/06/11 3,455,117,456 24,255.8506812 永順控股香港有限公司* 2020/06/11 600,000,000 –09618 京東集團股份有限公司－ SW 2020/06/18 3,109,881,733 30,058.0009958 力天影業控股有限公司 2020/06/22 300,000,000 192.0006078 海吉亞醫療控股有限公司 2020/06/29 600,000,000 2,220.0009997 康基醫療控股有限公司 2020/06/29 1,252,207,500 3,597.79

總額 73,372.93

* 原為GEM上市公司，後引用於2008年7月1日生效的《GEM上市規則》經修訂第9.24條以及《主板上市規則》新增第9A章轉至主板上市。

主板股份


除牌上市公司2020年第2季

股份代號公司最後買賣日期除牌日期

00246 瑞金礦業有限公司 2011/05/26 2020/04/0200161 中航國際控股股份有限公司－ H股 2020/03/11 2020/04/1700647 Joyce Boutique Group Ltd. 2020/03/24 2020/04/2700494 利豐有限公司 2020/05/15 2020/05/2801228 奇峰國際集團有限公司 2014/11/20 2020/06/0401035 BBI生命科學有限公司 2020/05/12 2020/06/0901619 天合化工集團有限公司 2015/03/26 2020/06/11

主板股份


公司名稱更改2020年第2季

股份代號原有名稱新名稱生效日期採用日期

00750 中國興業太陽能技術控股有限公司中國水發興業能源集團有限公司 2020/02/12 2020/04/0901323 友川集團控股有限公司華盛國際控股有限公司 2020/03/27 2020/04/2406168 中國優通控股有限公司中國優通未來空間產業集團控股有限公司 2020/03/09 2020/05/0601826 達飛控股有限公司旭通控股有限公司 2020/04/09 2020/05/1100860 力世紀有限公司* 力世紀有限公司 2020/03/13 2020/05/1306820 FriendTimes Inc. # 友誼時光股份有限公司 2020/03/30 2020/05/2000697 首長國際企業有限公司首程控股有限公司 2020/05/28 2020/06/1003318 中國香精香料有限公司中國波頓集團有限公司 2020/05/19 2020/06/1603380 龍光地產控股有限公司龍光集團有限公司 2020/05/25 2020/06/1800090 普星潔能有限公司普星能量有限公司 2020/06/05 2020/06/2400813 世茂房地產控股有限公司世茂集團控股有限公司 2020/05/27 2020/06/2400919 現代美容控股有限公司現代健康科技控股有限公司 2020/05/28 2020/06/2601039 鑫網易商集團有限公司暢由聯盟集團有限公司 2020/06/03 2020/06/2900395 中國智能集團控股有限公司環球智能控股有限公司 2020/05/29 2020/06/30

* 祇改英文名稱# 祇改中文名稱

主板股份


紅股╱紅利認股權證2020年第2季

股份代號公司詳情除淨日

01858 北京市春立正達醫療器械股份有限公司－ H股 10送15 2020/04/2006196 鄭州銀行股份有限公司－ H股 10送1 2020/05/2602359 無錫藥明康德新藥開發股份有限公司－ H股 10送4 2020/05/2600003 香港中華煤氣有限公司 20送1 2020/06/0901558 宜昌東陽光長江藥業股份有限公司－ H股 1送1 2020/06/0901093 石藥集團有限公司 5送1 2020/06/1806122 吉林九台農村商業銀行股份有限公司－ H股 100送5 2020/06/2201528 紅星美凱龍家居集團股份有限公司－ H股 10送1 2020/06/2401787 山東黃金礦業股份有限公司－ H股 10送4 2020/06/29

股份拆細及合併2020年第2季

股份代號公司詳情生效日期

00080 中國新經濟投資有限公司 4股合併為1股 2020/04/0701142 西伯利亞礦業集團有限公司 10股合併為1股 2020/04/2400205 財訊傳媒集團有限公司 20股合併為1股 2020/05/0400243 品質國際集團有限公司 12股合併為1股 2020/05/0502133 信盛礦業集團有限公司 10股合併為1股 2020/05/1200613 梧桐國際發展有限公司 10股合併為1股 2020/05/1200745 中國國家文化產業集團有限公司 20股合併為1股 2020/05/2101676 中國升海食品控股有限公司 10股合併為1股 2020/05/2701143 環亞國際實業有限公司 20股合併為1股 2020/05/2900017 新世界發展有限公司 4股合併為1股 2020/06/2301822 弘達金融控股有限公司 20股合併為1股 2020/06/2601192 泰山石化集團有限公司 4股合併為1股 2020/06/30

主板股份


供股╱公開售股2020年第2季

集資金額月份股份代號公司比率（百萬港元）

4月 01400 滿地科技股份有限公司股權2供1，每股供0.139港元 11.035月 00080 中國新經濟投資有限公司股權1供1，每股供0.16港元 40.49 （4股合併為1股後） 00067 中國旭光高新材料集團有限公司優先發售每持有1股可獲發1股 33.62 每股認購股份供0.24港元（40股合併為1股後）6月 01049 時富投資集團有限公司公開售股1供2，每股供0.06港元 46.99

總額 132.13

主板股份


股份配售*

配售價集資金額月份股份代號公司配售股份數目（港元）（百萬港元）

20204月 00948 阿爾法企業 50,000,000 1.100 55.00 00871 中國疏浚環保 191,917,000 0.040 7.68 00875 中國金控 200,000,000 0.650 130.00 01055 中國南方航空股份 608,695,652 5.750 3,500.00 01332 中國透雲 135,135,135 0.370 50.00 00033 雲銅股份 181,463,440 0.100 18.15 03893 易緯集團 480,000,000 0.023 11.18 00174 盛洋投資 90,278,000 1.000 90.28 00809 大成生化科技 1,228,607,685 0.108 132.69 03692 翰森製藥 130,380,000 26.750 3,487.67 00582 藍鼎國際 586,978,800 0.235 137.94 01064 中華國際 108,000,000 0.150 16.20 5月 03313 雅高控股 203,870,000 0.090 18.35 01193 華潤燃氣 90,000,000 40.810 3,672.90 02342 京信通信 230,000,000 3.050 701.50 00339 核心經濟投資 33,400,000 0.170 5.68 00174 盛洋投資 90,278,000 1.000 90.28 01282 寶新金融 1,600,000,000 0.250 400.00 00061 綠領控股 402,351,843 0.019 7.64 00061 綠領控股 333,693,095 0.021 7.01 00061 綠領控股 1,015,931,132 0.021 21.54 03900 綠城中國 323,000,000 9.500 3,068.50 02869 綠城服務 155,208,702 8.383 1,301.16 00263 高富集團控股 28,038,335 0.200 5.61 02280 慧聰集團 200,000,000 1.200 240.00 01059 看通集團 19,731,000 0.320 6.31 00456 新城市建設發展 712,328,767 0.073 52.00 01561 聯洋智能控股 14,288,000 3.500 50.01 01280 奇點國際 25,379,600 1.090 27.66 00813 世茂集團 78,204,000 29.730 2,325.00 02138 香港醫思醫療集團 8,078,927 4.200 33.93 00185 正商實業 1,235,360,000 0.330 407.67

主板股份



20206月 01466 錢唐控股 369,900,000 0.025 9.25 02202 萬科企業 315,589,200 25.000 7,889.73 00884 旭輝控股集團 185,000,000 6.280 1,161.80 03309 希瑪眼科 68,000,000 5.800 394.40 02369 酷派集團 200,000,000 0.130 26.00 06878 鼎豐集團控股 265,000,000 0.380 100.70 01995 永升生活服務 134,000,000 11.780 1,578.52 03800 保利協鑫能源 1,300,000,000 0.203 263.90 00175 吉利汽車 600,000,000 10.800 6,480.00 02869 綠城服務 266,600,000 10.180 2,713.99 06093 和泓服務 80,000,000 1.280 102.40 01396 毅德國際 522,510,000 0.450 235.13 02168 佳兆業美好 14,000,000 32.550 455.70 01268 美東汽車 81,000,000 15.840 1,283.04 01569 民生教育 200,000,000 1.220 244.00 01653 MOS HOUSE 400,000,000 0.040 16.00 02221 創業集團控股 49,768,000 0.221 11.00 00970 耀萊集團 318,500,000 0.157 50.00 00913 合一投資 37,240,000 0.150 5.59 01748 信源企業集團 40,000,000 1.092 43.68 03669 永達汽車 120,000,000 8.290 994.80 01538 中奧到家 36,928,000 0.980 36.19

總額 44,175.35

* 由於資料呈報之時差，本表所列乃為該季度臨時之股份配售數據。

主板　認股權證


認股權證交易統計

股份認股權證衍生權證界內證* 總額（百萬港元）（百萬港元）（百萬港元）（百萬港元）

2019 第2季 2.21 614,814.59 – 614,816.80 第3季 0.82 434,520.06 80.41 434,601.30 第4季 4.85 359,048.09 79.35 359,132.292020 第1季 0.96 498,963.93 278.49 499,243.38 第2季 7.35 465,458.81 275.58 465,741.75

* 界內證於2019年7月18日開始進行交易

認股權證市價總值

股份認股權證衍生權證界內證* 總額數目（百萬港元）數目（百萬港元）數目（百萬港元）總數（百萬港元）2019 第2季 2 46.47 5,981 72,589.26 – – 5,983 72,635.73 第3季 1 17.92 5,295 49,285.74 412 3,016.30 5,708 52,319.97 第4季 2 55.92 4,571 61,435.12 922 6,216.69 5,495 67,707.732020 第1季 2 40.00 5,747 77,350.74 860 4,959.26 6,609 82,350.00 第2季 2 36.29 6,172 131,599.84 833 4,269.03 7,007 135,905.160


新上市統計－認股權證

新上市股份認股新上市衍生界內證* 集資金額權證數目權證數目權證數目（百萬港元）

2019 第2季 0 2,083 – 39,993.21 第3季 0 1,951 412 39,516.13 第4季 2 1,940 511 39,549.672020 第1季 0 3,044 253 65,494.70 第2季 0 2,416 256 50,382.02


新上市股份認股權證2020年第2季

股份上市時之發行集資金額代號股份認股權證金額（港元）上市日期到期日（百萬港元）

Nil

總額 –



新上市衍生權證2020年第2季

股份上市時之集資金額代號衍生權證發行單位上市日期到期日（百萬港元）

25381 BOCI Asia Ltd. - Agricultural Bank European Wts Dec 2020 A 70,000,000 2020/04/01 2020/12/23 10.5025368 BOCI Asia Ltd. - China Life European Warrants Dec 2020 B 100,000,000 2020/04/01 2020/12/23 15.0025379 BOCI Asia Ltd. - Geely Auto European Warrants Dec 2020 A 100,000,000 2020/04/01 2020/12/23 25.0025438 Credit Suisse AG - CHALCO European Wts Sep 2020 B 40,000,000 2020/04/01 2020/09/30 10.0025442 Credit Suisse AG - Chi Res Power European Wts Nov 2020 A 40,000,000 2020/04/01 2020/11/30 10.0025444 Credit Suisse AG - CRRC European Warrants Sep 2022 A 80,000,000 2020/04/01 2022/09/08 13.6025447 Credit Suisse AG - Sands China European Put Wts Sep 2020 A 50,000,000 2020/04/01 2020/09/30 13.0025425 Citigroup Global - Galaxy Ent European Warrants Jul 2020 A 100,000,000 2020/04/01 2020/07/28 15.0025423 Citigroup Global - Galaxy Ent European Warrants Oct 2020 A 100,000,000 2020/04/01 2020/10/12 25.0025422 Citigroup Global - HKEX European Put Warrants Nov 2020 B 100,000,000 2020/04/01 2020/11/30 25.0025421 Citigroup Global - Meituan European Warrants Sep 2020 C 100,000,000 2020/04/01 2020/09/03 15.0025385 Guotai Junan - AIA European Warrants Oct 2020 A 100,000,000 2020/04/01 2020/10/09 29.1025384 Guotai Junan - China Life European Warrants Sep 2020 A 100,000,000 2020/04/01 2020/09/28 21.9025388 Guotai Junan - China Mobile European Warrants Oct 2020 A 100,000,000 2020/04/01 2020/10/09 17.5025454 Goldman Sachs SP (Asia) - Alibaba European Wts Sep 2020 C 150,000,000 2020/04/01 2020/09/17 24.9025455 Goldman Sachs SP (Asia) - BYD Company Euro Wts Jul 2020 A 70,000,000 2020/04/01 2020/07/02 10.5025457 Goldman Sachs SP (Asia) - HSI European Put Wts Sep 2020 C 150,000,000 2020/04/01 2020/09/29 22.5025367 HK Bank - HKEX European Put Warrants Dec 2020 A 100,000,000 2020/04/01 2020/12/23 16.0025363 HK Bank - Tencent European Put Warrants Sep 2020 C 100,000,000 2020/04/01 2020/09/23 15.0025365 HK Bank - Tencent European Put Warrants Sep 2020 D 100,000,000 2020/04/01 2020/09/14 22.0025393 J P Morgan SP BV - CSOP A50 ETF Euro Put Wts Oct 2020 A 80,000,000 2020/04/01 2020/10/05 20.2425398 J P Morgan SP BV - A50 China European Put Wts Oct 2020 A 80,000,000 2020/04/01 2020/10/05 20.4025403 J P Morgan SP BV - Henganintl European Warrants Oct 2020 A 50,000,000 2020/04/01 2020/10/05 17.0525392 J P Morgan SP BV - HSCEI European Put Warrants Oct 2020 A 200,000,000 2020/04/01 2020/10/29 50.4025391 J P Morgan SP BV - HSI European Put Warrants Oct 2020 C 400,000,000 2020/04/01 2020/10/29 103.2025404 J P Morgan SP BV - PSBC European Warrants Oct 2020 A 50,000,000 2020/04/01 2020/10/05 12.7025400 J P Morgan SP BV - Tencent European Put Warrants Oct 2020 A 250,000,000 2020/04/01 2020/10/05 66.2525382 Macquarie Bank Ltd. - AAC Tech European Wts Jun 2021 A 40,000,000 2020/04/01 2021/06/02 10.0025357 Macquarie Bank Ltd. - China East Air European Wts May 2021 A 14,500,000 2020/04/01 2021/05/14 10.2425356 Macquarie Bank Ltd. - Tencent European Warrants Oct 2020 E 7,600,000 2020/04/01 2020/10/06 10.0225407 SG Issuer - Alibaba European Put Warrants Sep 2020 C 150,000,000 2020/04/01 2020/09/30 37.5025411 SG Issuer - CKH Holdings European Warrants Jun 2021 A 150,000,000 2020/04/01 2021/06/25 22.5025410 SG Issuer - China Life European Warrants Dec 2020 B 120,000,000 2020/04/01 2020/12/23 18.0025414 SG Issuer - A50 China European Warrants Mar 2021 A 200,000,000 2020/04/01 2021/03/24 41.0025426 UBS AG - Geely Auto European Warrants Jul 2020 A 70,000,000 2020/04/01 2020/07/29 11.6225435 UBS AG - Link REIT European Warrants Oct 2020 A 60,000,000 2020/04/01 2020/10/23 20.6425433 UBS AG - Tencent European Put Warrants Sep 2020 B 300,000,000 2020/04/01 2020/09/23 45.0025474 BOCI Asia Ltd. - Bud Apac European Warrants Dec 2020 A 70,000,000 2020/04/02 2020/12/28 11.9025478 BOCI Asia Ltd. - BYD Company European Warrants Aug 2022 A 80,000,000 2020/04/02 2022/08/26 18.4025477 BOCI Asia Ltd. - Evergrande European Warrants Sep 2020 B 70,000,000 2020/04/02 2020/09/17 10.5025480 BOCI Asia Ltd. - HSI European Warrants Sep 2020 A 200,000,000 2020/04/02 2020/09/29 32.0025481 BOCI Asia Ltd. - HSI European Warrants Sep 2020 B 200,000,000 2020/04/02 2020/09/29 30.00




25484 BOCI Asia Ltd. - HSI European Warrants Sep 2020 C 200,000,000 2020/04/02 2020/09/29 30.0025483 BOCI Asia Ltd. - HSI European Warrants Nov 2020 A 200,000,000 2020/04/02 2020/11/27 32.0025473 BOCI Asia Ltd. - ZA Onine European Warrants Sep 2020 A 50,000,000 2020/04/02 2020/09/16 17.0025462 BNP Paribas Issuance B.V. - Alibaba European Wts Nov 2020 C 100,000,000 2020/04/02 2020/11/09 19.0025463 BNP Paribas Issuance B.V. - Alibaba European Wts Jan 2021 C 60,000,000 2020/04/02 2021/01/05 15.6025470 BNP Paribas Issuance B.V. - Meituan Euro Warrants Aug 2020 C 80,000,000 2020/04/02 2020/08/04 12.0025467 BNP Paribas Issuance B.V. - Meituan Euro Warrants Dec 2020 A 80,000,000 2020/04/02 2020/12/02 12.8025464 BNP Paribas Issuance B.V. - Ping An European Wt Dec 2020 A 40,000,000 2020/04/02 2020/12/02 20.0025466 BNP Paribas Issuance B.V. - Ping An European Wt Feb 2021 A 40,000,000 2020/04/02 2021/02/02 11.2025461 BNP Paribas Issuance B.V. - Tencent European Wts Jan 2021 A 60,000,000 2020/04/02 2021/01/05 20.4025505 Credit Suisse AG - Alibaba European Warrants Oct 2020 B 200,000,000 2020/04/02 2020/10/22 30.0025502 Credit Suisse AG - China Life European Warrants Dec 2020 B 100,000,000 2020/04/02 2020/12/23 15.0025498 Credit Suisse AG - HKEX European Put Warrants Nov 2020 B 100,000,000 2020/04/02 2020/11/23 15.0025501 Credit Suisse AG - Ping An European Put Warrants Oct 2020 A 150,000,000 2020/04/02 2020/10/29 22.5025504 Credit Suisse AG - Techtronic Ind European Wts Feb 2021 A 60,000,000 2020/04/02 2021/02/26 15.0025525 Citigroup Global - Alibaba Group Euro Warrants Nov 2020 B 100,000,000 2020/04/02 2020/11/23 15.0025538 Citigroup Global - China Mobile European Warrants Jul 2020 A 100,000,000 2020/04/02 2020/07/02 21.5025535 Citigroup Global - China Mobile European Warrants Sep 2020 A 100,000,000 2020/04/02 2020/09/25 15.0025528 Citigroup Global - Tencent European Put Warrants Sep 2020 B 100,000,000 2020/04/02 2020/09/23 21.4025529 Citigroup Global - Xiaomi European Warrants Sep 2020 C 100,000,000 2020/04/02 2020/09/23 19.9025545 Goldman Sachs SP (Asia) - Alibaba European Wts Sep 2020 D 150,000,000 2020/04/02 2020/09/23 22.5025544 Goldman Sachs SP (Asia) - China Life Euro Wts Dec 2020 B 100,000,000 2020/04/02 2020/12/23 15.0025547 Goldman Sachs SP (Asia) - Sunny Optical Euro Wts Dec 2020 A 80,000,000 2020/04/02 2020/12/23 12.0025496 J P Morgan SP BV - CHALCO European Warrants Oct 2020 A 40,000,000 2020/04/02 2020/10/30 10.0425494 J P Morgan SP BV - Luye Pharma European Warrants Nov 2020 A 70,000,000 2020/04/02 2020/11/23 10.5025472 Macquarie Bank Ltd. - AAC Tech Euro Put Warrants Jan 2021 A 16,600,000 2020/04/02 2021/01/05 10.0425471 Macquarie Bank Ltd. - Ch Oilfield European Wts May 2021 B 36,500,000 2020/04/02 2021/05/18 10.5125486 Morgan Stanley Asia Products Ltd. - CCB Euro Wts Aug 2020 A 68,000,000 2020/04/02 2020/08/26 13.6025485 Morgan Stanley Asia Products Ltd. - Link Euro Wt Dec 2021 A 68,000,000 2020/04/02 2021/12/23 12.0425488 SG Issuer - Alibaba European Put Warrants Nov 2020 A 150,000,000 2020/04/02 2020/11/23 26.2525489 SG Issuer - Meituan European Put Warrants Oct 2020 A 80,000,000 2020/04/02 2020/10/30 20.0025490 SG Issuer - Ping An European Warrants Feb 2021 C 200,000,000 2020/04/02 2021/02/26 50.0025491 SG Issuer - Xiaomi European Put Warrants Dec 2020 A 70,000,000 2020/04/02 2020/12/23 10.8525487 UBS AG - AIA European Warrants Sep 2020 A 100,000,000 2020/04/02 2020/09/03 15.1025512 Bank Vontobel - AIA European Warrants Sep 2020 A 40,000,000 2020/04/02 2020/09/03 11.2025508 Bank Vontobel - AIA European Warrants Jan 2021 A 80,000,000 2020/04/02 2021/01/08 12.0025514 Bank Vontobel - AIA European Put Warrants Sep 2020 A 80,000,000 2020/04/02 2020/09/30 16.0025521 Bank Vontobel - China Mobile European Warrants Oct 2020 A 30,000,000 2020/04/02 2020/10/27 11.1025518 Bank Vontobel - Ping An European Warrants Oct 2020 B 30,000,000 2020/04/02 2020/10/28 12.0025516 Bank Vontobel - SHK Ppt European Warrants Dec 2020 A 70,000,000 2020/04/02 2020/12/21 10.5025524 Bank Vontobel - SPDR Gold Trust European Warrants Oct 2020 A 21,000,000 2020/04/02 2020/10/05 10.0825506 Bank Vontobel - Tencent European Warrants Aug 2020 B 80,000,000 2020/04/02 2020/08/26 16.0025507 Bank Vontobel - Tencent European Put Warrants Sep 2020 A 80,000,000 2020/04/02 2020/09/28 20.0025574 BOCI Asia Ltd. - CKH Holdings European Warrants Jun 2021 A 100,000,000 2020/04/03 2021/06/30 15.00




25575 BOCI Asia Ltd. - HSCEI European Warrants Sep 2020 B 100,000,000 2020/04/03 2020/09/29 23.0025571 BOCI Asia Ltd. - MTR European Warrants Sep 2020 A 50,000,000 2020/04/03 2020/09/30 11.5025565 BNP Paribas Issuance B.V. - AIA European Wts Oct 2020 A 40,000,000 2020/04/03 2020/10/06 13.2025570 BNP Paribas Issuance B.V. - CITIC Sec Euro Wts Apr 2021 A 80,000,000 2020/04/03 2021/04/07 20.8025560 BNP Paribas Issuance B.V. - China Life Euro Wts Oct 2020 B 70,000,000 2020/04/03 2020/10/06 10.5025557 BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts Oct 2020 A 40,000,000 2020/04/03 2020/10/06 13.6025569 BNP Paribas Issuance B.V. - ICBC European Wts Oct 2020 A 40,000,000 2020/04/03 2020/10/06 10.8025563 BNP Paribas Issuance B.V. - Sunny Optical Eu Wt Feb 2021 A 60,000,000 2020/04/03 2021/02/02 15.6025568 BNP Paribas Issuance B.V. - Tencent European Wts Nov 2020 C 80,000,000 2020/04/03 2020/11/03 20.0025562 BNP Paribas Issuance B.V. - Xiaomi Euro Warrants Oct 2020 A 80,000,000 2020/04/03 2020/10/06 22.4025561 BNP Paribas Issuance B.V. - Xiaomi Euro Warrants Apr 2021 A 60,000,000 2020/04/03 2021/04/07 17.4025593 Credit Suisse AG - Anta Sports European Warrants Feb 2021 A 80,000,000 2020/04/03 2021/02/26 20.0025594 Credit Suisse AG - China Aoyuan European Warrants Oct 2020 A 50,000,000 2020/04/03 2020/10/05 12.5025588 Credit Suisse AG - China EB Ltd European Warrants Oct 2020 A 40,000,000 2020/04/03 2020/10/05 10.0025584 Credit Suisse AG - CKH Holdings European Warrants Jun 2021 A 200,000,000 2020/04/03 2021/06/25 30.0025587 Credit Suisse AG - China Mobile European Put Wts Jan 2021 A 100,000,000 2020/04/03 2021/01/26 15.0025607 Credit Suisse AG - Link REIT European Warrants Dec 2021 A 100,000,000 2020/04/03 2021/12/23 15.0025579 Citigroup Global - Ping An European Put Warrants Dec 2020 A 100,000,000 2020/04/03 2020/12/23 15.0025578 Citigroup Global - Ping An European Put Warrants Mar 2021 A 100,000,000 2020/04/03 2021/03/24 15.0025636 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Oct 2020 A 80,000,000 2020/04/03 2020/10/09 14.9625641 Goldman Sachs SP (Asia) - HSI European Warrants Sep 2020 D 150,000,000 2020/04/03 2020/09/29 24.1525635 Goldman Sachs SP (Asia) - Ping An Euro Put Wts Oct 2020 A 100,000,000 2020/04/03 2020/10/29 15.0025639 Goldman Sachs SP (Asia) - Tencent European Put Wt Aug 2020 B 100,000,000 2020/04/03 2020/08/19 23.3025548 Macquarie Bank Ltd. - HKEX European Warrants Nov 2020 A 40,000,000 2020/04/03 2020/11/03 10.0425551 Macquarie Bank Ltd. - HTSC European Warrants Jun 2021 A 34,200,000 2020/04/03 2021/06/16 10.0225554 Macquarie Bank Ltd. - Huaneng Power European Wts Jan 2021 A 29,000,000 2020/04/03 2021/01/08 10.0325549 Macquarie Bank Ltd. - Tencent European Warrants Dec 2021 A 29,500,000 2020/04/03 2021/12/01 10.0325625 SG Issuer - CC Bank European Warrants Oct 2020 A 60,000,000 2020/04/03 2020/10/30 18.0025631 SG Issuer - HKEX European Put Warrants Nov 2020 B 100,000,000 2020/04/03 2020/11/23 15.0025627 SG Issuer - HSBC European Put Warrants Sep 2020 B 60,000,000 2020/04/03 2020/09/23 13.8025628 SG Issuer - ICBC European Warrants Oct 2020 A 50,000,000 2020/04/03 2020/10/30 12.5025629 SG Issuer - Tencent European Warrants Nov 2020 A 200,000,000 2020/04/03 2020/11/25 33.0025634 SG Issuer - Zijin Mining European Warrants Oct 2020 A 40,000,000 2020/04/03 2020/10/30 12.8025580 UBS AG - Ping An European Put Warrants Oct 2020 A 200,000,000 2020/04/03 2020/10/29 30.0025613 Bank Vontobel - CK Asset European Warrants Sep 2020 A 50,000,000 2020/04/03 2020/09/30 10.5025609 Bank Vontobel - CKH Holdings European Warrants Oct 2020 A 40,000,000 2020/04/03 2020/10/06 10.0025622 Bank Vontobel - HSI European Warrants Oct 2020 B 40,000,000 2020/04/03 2020/10/29 10.0025624 Bank Vontobel - HSI European Warrants Dec 2020 B 40,000,000 2020/04/03 2020/12/30 10.0025619 Bank Vontobel - Sands China Ltd European Warrants Oct 2020 A 40,000,000 2020/04/03 2020/10/06 10.0025620 Bank Vontobel - Zijin Mining European Warrants Oct 2020 A 30,000,000 2020/04/03 2020/10/06 10.2025644 BOCI Asia Ltd. - Alibaba European Warrants Nov 2020 B 150,000,000 2020/04/06 2020/11/23 24.0025645 BOCI Asia Ltd. - New World Dev European Warrants Aug 2021 A 70,000,000 2020/04/06 2021/08/24 16.8025693 Credit Suisse AG - AIA European Put Warrants Sep 2021 A 150,000,000 2020/04/06 2021/09/23 22.5025678 Credit Suisse AG - CGS European Warrants Oct 2020 A 30,000,000 2020/04/06 2020/10/05 10.20




25687 Credit Suisse AG - HTSC European Warrants Nov 2020 A 70,000,000 2020/04/06 2020/11/26 10.5025661 Credit Suisse AG - SUNAC European Put Warrants Oct 2020 A 40,000,000 2020/04/06 2020/10/05 16.0025683 Credit Suisse AG - Vitasoy Intl European Warrants Oct 2020 A 40,000,000 2020/04/06 2020/10/05 14.4025692 Credit Suisse AG - Zijin Mining European Warrants Oct 2020 A 40,000,000 2020/04/06 2020/10/05 10.0025665 Credit Suisse AG - ZTE European Warrants Oct 2020 A 40,000,000 2020/04/06 2020/10/05 12.8025698 Citigroup Global - CCB European Warrants Jul 2020 A 100,000,000 2020/04/06 2020/07/24 15.0025699 Citigroup Global - CCB European Warrants Aug 2020 A 100,000,000 2020/04/06 2020/08/31 22.3025695 Citigroup Global - CCB European Warrants Oct 2020 A 100,000,000 2020/04/06 2020/10/06 25.0025697 Citigroup Global - China Mobile European Warrants Sep 2020 B 100,000,000 2020/04/06 2020/09/24 21.4025700 Citigroup Global - Meituan European Warrants Oct 2020 A 100,000,000 2020/04/06 2020/10/09 15.0025707 Goldman Sachs SP (Asia) - AAC Tech Euro Wts Apr 2021 A 80,000,000 2020/04/06 2021/04/23 12.0025706 Goldman Sachs SP (Asia) - CKH Holdings Euro Wts Jun 2021 A 100,000,000 2020/04/06 2021/06/25 15.0025708 Goldman Sachs SP (Asia) - Tencent European Wts Aug 2020 E 150,000,000 2020/04/06 2020/08/26 22.5025651 Macquarie Bank Ltd. - BYD Electronic European Wts Feb 2021 A 40,000,000 2020/04/06 2021/02/02 10.0825647 Macquarie Bank Ltd. - CKH European Put Warrants Aug 2021 A 40,000,000 2020/04/06 2021/08/03 10.0025652 Macquarie Bank Ltd. - CKI Holdings European Wts Jan 2021 A 33,000,000 2020/04/06 2021/01/05 10.0325655 Macquarie Bank Ltd. - China Overseas European Wts Jan 2021 A 38,000,000 2020/04/06 2021/01/05 10.0325650 Macquarie Bank Ltd. - Kingdee Int’l European Wts Apr 2021 A 40,000,000 2020/04/06 2021/04/16 10.0025648 Macquarie Bank Ltd. - Meituan European Warrants Feb 2021 A 34,000,000 2020/04/06 2021/02/02 10.2725653 Macquarie Bank Ltd. - Sands China Ltd Euro Wts Jan 2021 A 40,000,000 2020/04/06 2021/01/05 10.0025654 Macquarie Bank Ltd. - Tencent European Warrants Oct 2020 F 32,000,000 2020/04/06 2020/10/27 10.0225694 Morgan Stanley Asia Products Ltd. - Sunny Eu Wt Sep 2020 A 68,000,000 2020/04/06 2020/09/22 10.2025656 SG Issuer - AIA European Put Warrants Sep 2020 A 50,000,000 2020/04/06 2020/09/21 19.7525657 SG Issuer - China Mobile European Put Warrants Jan 2021 A 150,000,000 2020/04/06 2021/01/29 22.5025660 SG Issuer - HSI European Warrants Sep 2020 D 300,000,000 2020/04/06 2020/09/29 45.0025643 SG Issuer - HSI European Warrants Nov 2020 A 300,000,000 2020/04/06 2020/11/27 45.0025703 UBS AG - AIA European Warrants Sep 2020 B 100,000,000 2020/04/06 2020/09/08 15.0025702 UBS AG - Sands China Ltd European Put Warrants Sep 2020 A 70,000,000 2020/04/06 2020/09/23 19.0425753 Credit Suisse AG - AAC Tech European Put Warrants Oct 2020 A 40,000,000 2020/04/07 2020/10/06 12.0025735 Credit Suisse AG - China Unicom European Warrants Oct 2020 A 30,000,000 2020/04/07 2020/10/06 11.4025754 Credit Suisse AG - GF Sec European Warrants Oct 2020 A 60,000,000 2020/04/07 2020/10/30 15.0025739 Credit Suisse AG - CRRC Times European Warrants Oct 2020 A 40,000,000 2020/04/07 2020/10/06 10.0025758 Goldman Sachs SP (Asia) - CC Bank European Wts Aug 2020 A 80,000,000 2020/04/07 2020/08/24 13.6825759 Goldman Sachs SP (Asia) - Tencent European Put Wt Sep 2020 C 100,000,000 2020/04/07 2020/09/23 18.0025756 Goldman Sachs SP (Asia) - Xiaomi European Wts Dec 2020 C 100,000,000 2020/04/07 2020/12/23 15.0025714 Macquarie Bank Ltd. - Fosun Intl European Wts Apr 2021 A 36,500,000 2020/04/07 2021/04/09 10.1525712 Macquarie Bank Ltd. - Nine Dragons European Wts Apr 2021 A 40,000,000 2020/04/07 2021/04/07 10.0425709 Macquarie Bank Ltd. - Sands China European Wts Nov 2020 A 36,000,000 2020/04/07 2020/11/03 10.0425713 Macquarie Bank Ltd. - Swire Pacific A Euro Wts Jan 2021 A 23,000,000 2020/04/07 2021/01/05 10.1925716 Macquarie Bank Ltd. - Travelsky Tech European Wts May 2021 A 38,000,000 2020/04/07 2021/05/07 10.0325762 SG Issuer - Tencent European Warrants Sep 2020 E 200,000,000 2020/04/07 2020/09/18 30.0025763 SG Issuer - Tencent European Put Warrants Sep 2020 D 100,000,000 2020/04/07 2020/09/23 24.0025764 SG Issuer - Xiaomi European Warrants Nov 2020 A 60,000,000 2020/04/07 2020/11/30 15.0025755 UBS AG - HSI European Warrants Oct 2020 B 300,000,000 2020/04/07 2020/10/29 45.00




25794 Bank Vontobel - CC Bank European Warrants Dec 2020 B 40,000,000 2020/04/07 2020/12/18 10.0025773 Bank Vontobel - Country Garden European Warrants Nov 2020 A 40,000,000 2020/04/07 2020/11/05 10.0025789 Bank Vontobel - Sinopec Corp European Warrants Oct 2020 A 40,000,000 2020/04/07 2020/10/23 10.0025791 Bank Vontobel - Sinopec Corp European Warrants Jan 2021 A 40,000,000 2020/04/07 2021/01/22 10.0025781 Bank Vontobel - Galaxy Ent European Warrants Oct 2020 A 40,000,000 2020/04/07 2020/10/23 12.8025786 Bank Vontobel - Galaxy Ent European Warrants Dec 2020 A 40,000,000 2020/04/07 2020/12/18 10.0025797 Bank Vontobel - Hang Seng Bank European Warrants Oct 2020 A 60,000,000 2020/04/07 2020/10/30 10.2025770 Bank Vontobel - Jiangxi Copper European Warrants Mar 2021 A 40,000,000 2020/04/07 2021/03/04 10.0025796 Bank Vontobel - MTR Corporation European Warrants Oct 2020 A 40,000,000 2020/04/07 2020/10/23 10.0025766 Bank Vontobel - Meituan European Warrants Sep 2020 A 80,000,000 2020/04/07 2020/09/03 12.0025765 Bank Vontobel - Meituan European Warrants Nov 2020 A 80,000,000 2020/04/07 2020/11/23 12.0025780 Bank Vontobel - NCI European Warrants Oct 2020 A 40,000,000 2020/04/07 2020/10/23 10.0025779 Bank Vontobel - New World Dev European Warrants Mar 2021 A 40,000,000 2020/04/07 2021/03/08 10.0025801 BOCI Asia Ltd. - HSBC European Warrants Dec 2020 A 70,000,000 2020/04/08 2020/12/30 27.3025802 BOCI Asia Ltd. - HSBC European Put Warrants Dec 2020 A 70,000,000 2020/04/08 2020/12/30 17.5025834 Credit Suisse AG - Alibaba European Warrants Sep 2020 G 200,000,000 2020/04/08 2020/09/02 30.0025835 Credit Suisse AG - Alibaba European Warrants Nov 2020 B 200,000,000 2020/04/08 2020/11/23 30.0025826 Credit Suisse AG - GAC European Warrants Oct 2020 A 60,000,000 2020/04/08 2020/10/07 15.0025833 Credit Suisse AG - Galaxy Ent European Warrants Oct 2020 B 40,000,000 2020/04/08 2020/10/07 18.0025827 Credit Suisse AG - HSBC European Wts Oct 2020 A 100,000,000 2020/04/08 2020/10/07 32.0025828 Credit Suisse AG - HSBC European Put Warrants Oct 2020 B 80,000,000 2020/04/08 2020/10/30 20.0025829 Credit Suisse AG - Hang Seng Bank European Warrants Oct20 A 70,000,000 2020/04/08 2020/10/30 10.5025830 Credit Suisse AG - SHK Ppt European Warrants Dec 2020 B 80,000,000 2020/04/08 2020/12/23 12.0025831 Credit Suisse AG - Swire Pacific A European Warrants Oct20 A 30,000,000 2020/04/08 2020/10/07 10.2025843 Citigroup Global - CCB European Warrants Jul 2020 B 100,000,000 2020/04/08 2020/07/29 21.5025844 Citigroup Global - Tencent European Warrants Sep 2020 A 100,000,000 2020/04/08 2020/09/18 21.1025878 Goldman Sachs SP (Asia) - CSPC Pharma Euro Wts Sep 2020 A 70,000,000 2020/04/08 2020/09/16 10.5025868 Goldman Sachs SP (Asia) - HKEX European Warrants Sep 2020 C 150,000,000 2020/04/08 2020/09/23 24.7525876 Goldman Sachs SP (Asia) - HSBC European Warrants Oct 2020 A 80,000,000 2020/04/08 2020/10/08 20.0025798 Macquarie Bank Ltd. - Tencent European Warrants Oct 2020 G 30,000,000 2020/04/08 2020/10/27 13.1725799 Macquarie Bank Ltd. - Tencent European Put Wts Oct 2020 C 31,000,000 2020/04/08 2020/10/27 10.0425818 Morgan Stanley Asia Products Ltd. - AAC Tech Euro Wts Oct21A 80,000,000 2020/04/08 2021/10/04 12.6425810 Morgan Stanley Asia Products Ltd. - AIA European Wts Oct20A 68,000,000 2020/04/08 2020/10/05 14.2825805 Morgan Stanley Asia Products Ltd. - CCB Euro Wts Jul 2020 B 68,000,000 2020/04/08 2020/07/29 18.0925809 Morgan Stanley Asia Products Ltd. - China Tower Eu Wt Oct20A 68,000,000 2020/04/08 2020/10/23 10.2025807 Morgan Stanley Asia Products Ltd. - Ch Tower Eu Put Wt Dec20A 68,000,000 2020/04/08 2020/12/23 10.7425814 Morgan Stanley Asia Products Ltd. - Ping An Euro Wts Sep20 A 40,000,000 2020/04/08 2020/09/28 11.5225819 Morgan Stanley Asia Products Ltd. - Xiaomi Euro Wts Dec20 C 68,000,000 2020/04/08 2020/12/23 10.2025804 Morgan Stanley Asia Products Ltd. - Xiaomi Eu Put Wts Dec20A 68,000,000 2020/04/08 2020/12/14 17.0025848 SG Issuer - HSBC European Warrants Oct 2020 C 60,000,000 2020/04/08 2020/10/30 26.1025850 SG Issuer - HSBC European Warrants Dec 2020 A 60,000,000 2020/04/08 2020/12/31 20.7025845 SG Issuer - Hang Seng Bank European Warrants Dec 2020 A 60,000,000 2020/04/08 2020/12/31 15.0025823 UBS AG - Alibaba European Warrants Sep 2020 C 200,000,000 2020/04/08 2020/09/24 30.0025824 UBS AG - Meituan European Warrants Sep 2020 B 100,000,000 2020/04/08 2020/09/03 15.00




25820 UBS AG - Tencent European Warrants Sep 2020 C 300,000,000 2020/04/08 2020/09/11 45.0025821 UBS AG - Tencent European Put Warrants Aug 2020 A 300,000,000 2020/04/08 2020/08/19 51.6025842 Bank Vontobel - CITIC Sec European Warrants Sep 2020 A 40,000,000 2020/04/08 2020/09/30 10.8025841 Bank Vontobel - CLP Holdings European Warrants Oct 2020 A 40,000,000 2020/04/08 2020/10/07 10.0025836 Bank Vontobel - China Unicom European Warrants Oct 2020 A 40,000,000 2020/04/08 2020/10/07 10.0025838 Bank Vontobel - Evergrande European Warrants Jan 2021 A 40,000,000 2020/04/08 2021/01/04 10.0025839 Bank Vontobel - HSBC European Warrants Oct 2020 B 40,000,000 2020/04/08 2020/10/07 10.0025840 Bank Vontobel - HSBC European Put Warrants Nov 2020 B 40,000,000 2020/04/08 2020/11/03 10.0025910 Credit Suisse AG - BOC HK European Put Warrants Oct 2020 A 60,000,000 2020/04/09 2020/10/08 15.0025912 Credit Suisse AG - China EB Int’l European Wts Apr 2021 A 50,000,000 2020/04/09 2021/04/30 12.5025931 Credit Suisse AG - Greatwall Motor European Wts Apr 2021 A 80,000,000 2020/04/09 2021/04/30 20.0025924 Credit Suisse AG - HSBC European Wts Sep 2020 D 100,000,000 2020/04/09 2020/09/14 15.0025908 Credit Suisse AG - Hang Seng Bank European Put Wts Nov2020 A 40,000,000 2020/04/09 2020/11/30 10.0025928 Credit Suisse AG - MTRC European Warrants Oct 2020 A 50,000,000 2020/04/09 2020/10/08 12.5025933 Credit Suisse AG - Tencent Euro Put Wts Sep 2020 A 200,000,000 2020/04/09 2020/09/14 37.0025954 Goldman Sachs SP (Asia) - Alibaba Euro Put Wts Sep 2020 A 80,000,000 2020/04/09 2020/09/23 12.0025960 Goldman Sachs SP (Asia) - HSBC European Put Wts Oct 2020 A 80,000,000 2020/04/09 2020/10/09 20.0025956 Goldman Sachs SP (Asia) - Tencent European Wts Aug 2020 F 150,000,000 2020/04/09 2020/08/27 22.5025942 Haitong Int’l Sec - CNOOC European Warrants Dec 2020 A 60,000,000 2020/04/09 2020/12/24 12.0025945 Haitong Int’l Sec - HSBC European Warrants Oct 2020 A 60,000,000 2020/04/09 2020/10/12 15.6025952 Haitong Int’l Sec - HSBC European Put Warrants Oct 2020 A 60,000,000 2020/04/09 2020/10/12 17.4025941 Haitong Int’l Sec - PetroChina European Warrants Oct 2020 A 40,000,000 2020/04/09 2020/10/09 11.2025951 Haitong Int’l Sec - Ping An European Put Warrants Oct 2020 A 40,000,000 2020/04/09 2020/10/09 14.4025911 J P Morgan SP BV - HSBC European Warrants Oct 2020 D 100,000,000 2020/04/09 2020/10/30 25.8025922 J P Morgan SP BV - HSBC European Warrants Oct 2020 E 100,000,000 2020/04/09 2020/10/30 25.5025909 J P Morgan SP BV - HSBC European Warrants Dec 2022 A 300,000,000 2020/04/09 2022/12/30 75.3025913 J P Morgan SP BV - HSBC European Put Warrants Oct 2020 B 100,000,000 2020/04/09 2020/10/30 25.1025915 J P Morgan SP BV - KB Laminates European Warrants Nov 2020 A 50,000,000 2020/04/09 2020/11/30 12.5525916 J P Morgan SP BV - Meituan European Warrants Dec 2020 B 100,000,000 2020/04/09 2020/12/23 15.0025917 J P Morgan SP BV - Ping An European Put Warrants Dec 2020 A 200,000,000 2020/04/09 2020/12/23 30.0025926 J P Morgan SP BV - Xiaomi European Warrants Jul 2020 F 100,000,000 2020/04/09 2020/07/31 15.0025888 Macquarie Bank Ltd. - CSPC Pharma European Wts Mar 2021 B 38,000,000 2020/04/09 2021/03/02 10.0325893 Macquarie Bank Ltd. - Meituan European Warrants Nov 2020 A 40,000,000 2020/04/09 2020/11/03 10.0825894 Macquarie Bank Ltd. - Meituan European Warrants Jul 2021 A 30,000,000 2020/04/09 2021/07/05 11.1625884 Macquarie Bank Ltd. - Tencent European Warrants Apr 2021 A 30,000,000 2020/04/09 2021/04/01 10.0525885 Macquarie Bank Ltd. - Xiaomi European Warrants Nov 2020 B 40,000,000 2020/04/09 2020/11/03 10.0025890 Macquarie Bank Ltd. - Xiaomi European Warrants Feb 2021 A 40,000,000 2020/04/09 2021/02/02 10.2025907 Morgan Stanley Asia Products Ltd. - Ping An Euro Wts Feb21 C 68,000,000 2020/04/09 2021/02/19 12.7225934 SG Issuer - HSBC European Warrants Oct 2020 D 80,000,000 2020/04/09 2020/10/08 26.0025935 SG Issuer - HSBC European Put Warrants Oct 2020 A 60,000,000 2020/04/09 2020/10/08 15.0025937 SG Issuer - HSBC European Put Warrants Nov 2020 A 60,000,000 2020/04/09 2020/11/30 15.0025901 UBS AG - Galaxy Ent European Warrants Oct 2020 B 60,000,000 2020/04/09 2020/10/08 15.0025883 UBS AG - HSBC European Warrants Oct 2020 A 100,000,000 2020/04/09 2020/10/08 25.0025895 UBS AG - HSBC European Put Warrants Oct 2020 B 100,000,000 2020/04/09 2020/10/19 25.00




25902 UBS AG - Hang Seng Bank European Warrants Oct 2020 A 60,000,000 2020/04/09 2020/10/22 10.0225906 Bank Vontobel - China Mobile European Put Warrants Oct2020 B 30,000,000 2020/04/09 2020/10/28 10.2025903 Bank Vontobel - Sunny Optical European Warrants Nov 2020 A 70,000,000 2020/04/09 2020/11/23 10.5024444# J P Morgan SP BV - HSBC European Warrants Sep 2020 E 100,000,000 2020/04/09 2020/09/21 10.7025967 BOCI Asia Ltd. - CSPC Pharma European Warrants Sep 2020 A 80,000,000 2020/04/14 2020/09/23 16.8025965 BOCI Asia Ltd. - China Tower European Warrants Oct 2020 A 80,000,000 2020/04/14 2020/10/30 12.8025994 Credit Suisse AG - Bud Apac European Warrants Nov 2020 A 50,000,000 2020/04/14 2020/11/30 12.5025995 Credit Suisse AG - China Res Beer European Warrants Oct20 A 30,000,000 2020/04/14 2020/10/13 10.2025997 Credit Suisse AG - CSPC Pharma European Put Warrants Oct20 A 60,000,000 2020/04/14 2020/10/30 15.0025992 Credit Suisse AG - HSBC European Wts Oct 2022 A 300,000,000 2020/04/14 2022/10/31 75.0025993 Credit Suisse AG - PICC European Warrants May 2021 A 60,000,000 2020/04/14 2021/05/31 15.0025996 Credit Suisse AG - Ping An European Warrants Sep 2020 C 150,000,000 2020/04/14 2020/09/22 22.5026014 Citigroup Global - ICBC European Warrants Aug 2020 A 100,000,000 2020/04/14 2020/08/24 15.0026013 Citigroup Global - Ping An European Warrants Feb 2021 A 100,000,000 2020/04/14 2021/02/19 15.0026007 Goldman Sachs SP (Asia) - China Overseas European Wts Oct20A 60,000,000 2020/04/14 2020/10/30 15.0026003 Goldman Sachs SP (Asia) - HSBC European Warrants Oct 2020 B 80,000,000 2020/04/14 2020/10/14 20.0026012 Goldman Sachs SP (Asia) - ICBC European Warrants Aug 2020 A 80,000,000 2020/04/14 2020/08/24 12.0025981 J P Morgan SP BV - Stanchart European Warrants Oct 2020 A 40,000,000 2020/04/14 2020/10/13 15.5625964 Macquarie Bank Ltd. - AAC Tech European Wts Jan 2021 A 19,300,000 2020/04/14 2021/01/05 10.0225962 Morgan Stanley Asia Products Ltd. - Ch Mob Eu Put Wt Oct20A 100,000,000 2020/04/14 2020/10/14 25.0026024 SG Issuer - Conch Cement European Warrants Oct 2020 A 20,000,000 2020/04/14 2020/10/30 10.4025988 UBS AG - HSBC European Warrants Oct 2020 B 100,000,000 2020/04/14 2020/10/14 25.0025990 UBS AG - HSBC European Warrants Oct 2020 C 100,000,000 2020/04/14 2020/10/21 25.0025986 UBS AG - HSBC European Put Warrants Oct 2020 C 100,000,000 2020/04/14 2020/10/21 25.0025983 UBS AG - HSI European Put Warrants Sep 2020 H 300,000,000 2020/04/14 2020/09/29 45.0025984 UBS AG - HSI European Put Warrants Oct 2020 B 300,000,000 2020/04/14 2020/10/29 45.0026019 Bank Vontobel - BOC HK European Warrants Dec 2020 A 80,000,000 2020/04/14 2020/12/23 12.0026015 Bank Vontobel - Bud Apac European Warrants Oct 2020 A 70,000,000 2020/04/14 2020/10/23 10.5026018 Bank Vontobel - CNOOC European Warrants Dec 2020 B 40,000,000 2020/04/14 2020/12/04 10.0026020 Bank Vontobel - HSBC European Warrants Nov 2020 A 30,000,000 2020/04/14 2020/11/26 10.8026017 Bank Vontobel - Swire Pacific A European Warrants Dec 2020 A 30,000,000 2020/04/14 2020/12/28 10.2026046 BOCI Asia Ltd. - Ping An European Warrants Sep 2020 B 70,000,000 2020/04/15 2020/09/25 10.5026049 Credit Suisse AG - Bank of China European Wts Jan 2021 A 70,000,000 2020/04/15 2021/01/26 10.5026050 Credit Suisse AG - HKEX European Put Warrants Sep 2020 A 100,000,000 2020/04/15 2020/09/23 15.0026059 Citigroup Global - Alibaba Group Euro Warrants Oct 2020 B 100,000,000 2020/04/15 2020/10/30 25.0026060 Citigroup Global - Alibaba Group Euro Warrants Mar 2021 A 100,000,000 2020/04/15 2021/03/24 15.0026061 Citigroup Global - China Mobile European Warrants Jul 2020 B 100,000,000 2020/04/15 2020/07/27 15.0026058 Citigroup Global - Meituan European Warrants Oct 2020 B 100,000,000 2020/04/15 2020/10/23 25.0026056 Citigroup Global - Meituan European Put Warrants Sep 2020 A 100,000,000 2020/04/15 2020/09/25 17.0026031 Guotai Junan - China Mobile European Put Warrants Nov 2020 A 100,000,000 2020/04/15 2020/11/06 26.1026025 Guotai Junan - HSBC European Warrants Dec 2020 A 100,000,000 2020/04/15 2020/12/28 25.0026027 Guotai Junan - HSBC European Put Warrants Dec 2020 A 100,000,000 2020/04/15 2020/12/28 25.0026063 Goldman Sachs SP (Asia) - Alibaba European Wts Sep 2020 E 150,000,000 2020/04/15 2020/09/02 22.5026064 Goldman Sachs SP (Asia) - CNOOC European Warrants Oct 2020 A 80,000,000 2020/04/15 2020/10/05 12.00




26062 Goldman Sachs SP (Asia) - HSI European Put Wts Sep 2020 D 150,000,000 2020/04/15 2020/09/29 22.5026051 J P Morgan SP BV - Alibaba European Warrants Oct 2020 A 200,000,000 2020/04/15 2020/10/30 30.0026055 J P Morgan SP BV - Baiyunshan Ph European Wts Sep 2020 A 70,000,000 2020/04/15 2020/09/11 10.7826052 J P Morgan SP BV - Tencent European Put Warrants Sep 2020 B 250,000,000 2020/04/15 2020/09/14 37.5026040 Macquarie Bank Ltd. - Alibaba European Warrants Apr 2021 A 39,500,000 2020/04/15 2021/04/07 10.2326041 Macquarie Bank Ltd. - Dongfeng Motor European Wts Nov 2020 A 21,000,000 2020/04/15 2020/11/03 10.0426045 Macquarie Bank Ltd. - ICBC European Warrants Apr 2021 A 40,000,000 2020/04/15 2021/04/07 10.3626047 Morgan Stanley Asia Products Ltd. - Ch Mob Euro Wt Aug2020 A 80,000,000 2020/04/15 2020/08/03 12.0026037 Morgan Stanley Asia Products Ltd. - Ch Mob Euro Wt Oct2020 B 80,000,000 2020/04/15 2020/10/27 15.8426048 UBS AG - AAC Tech European Put Warrants Nov 2020 A 100,000,000 2020/04/15 2020/11/17 15.0026065 Bank Vontobel - China Tower European Warrants Oct 2020 A 70,000,000 2020/04/15 2020/10/23 10.5026066 BOCI Asia Ltd. - China Mobile European Warrants Sep 2020 C 70,000,000 2020/04/16 2020/09/28 10.5026074 BNP Paribas Issuance B.V. - HSI European Wts Oct 2020 B 70,000,000 2020/04/16 2020/10/29 11.2026076 BNP Paribas Issuance B.V. - HSI Euro Put Wts Oct 2020 A 80,000,000 2020/04/16 2020/10/29 16.0026078 Credit Suisse AG - AIA European Put Warrants Apr 2021 A 150,000,000 2020/04/16 2021/04/23 22.5026080 Credit Suisse AG - Baiyunshan Ph European Warrants Oct2020 A 40,000,000 2020/04/16 2020/10/15 10.0026081 Credit Suisse AG - Luye Pharma European Warrants Aug 2021 A 50,000,000 2020/04/16 2021/08/10 10.0026091 Goldman Sachs SP (Asia) - China Life Euro Wts Sep 2020 E 80,000,000 2020/04/16 2020/09/23 12.0026087 Goldman Sachs SP (Asia) - China Unicom Euro Wts Jun 2021 A 80,000,000 2020/04/16 2021/06/23 12.0026088 Goldman Sachs SP (Asia) - Xiaomi European Wts Aug 2020 C 80,000,000 2020/04/16 2020/08/26 12.0026068 HK Bank - CNOOC European Warrants Dec 2020 C 100,000,000 2020/04/16 2020/12/22 16.0026067 HK Bank - Tencent European Put Warrants Aug 2020 A 100,000,000 2020/04/16 2020/08/31 24.0026077 J P Morgan SP BV - AIA European Put Warrants Oct 2020 A 200,000,000 2020/04/16 2020/10/05 30.0026082 Morgan Stanley Asia Products Ltd. - Meituan Euro Wts Dec20 A 108,000,000 2020/04/16 2020/12/23 16.2026071 UBS AG - Alibaba European Warrants Oct 2020 A 200,000,000 2020/04/16 2020/10/22 30.0026072 UBS AG - Meituan European Warrants Dec 2020 A 200,000,000 2020/04/16 2020/12/23 30.0026070 UBS AG - Sunny Optical European Put Warrants Dec 2020 A 100,000,000 2020/04/16 2020/12/23 15.0026084 Bank Vontobel - Conch Cement European Warrants Dec 2020 A 30,000,000 2020/04/16 2020/12/01 12.6026083 Bank Vontobel - China Unicom European Warrants Nov 2020 B 30,000,000 2020/04/16 2020/11/02 10.2026085 Bank Vontobel - Lenovo European Warrants Nov 2020 A 30,000,000 2020/04/16 2020/11/02 10.2026110 Credit Suisse AG - AIA European Put Warrants Sep 2020 C 150,000,000 2020/04/17 2020/09/29 22.5026115 Credit Suisse AG - Brilliance Chi European Wts Oct 2020 A 50,000,000 2020/04/17 2020/10/16 12.5026112 Credit Suisse AG - Xinyi Solar European Warrants Nov 2020 A 70,000,000 2020/04/17 2020/11/23 10.5026099 Citigroup Global - Alibaba European Put Warrants Jul 2020 A 100,000,000 2020/04/17 2020/07/20 18.2026107 Citigroup Global - CNOOC European Warrants Sep 2020 A 100,000,000 2020/04/17 2020/09/23 16.8026108 Citigroup Global - CNOOC European Warrants Oct 2020 A 100,000,000 2020/04/17 2020/10/05 15.5026098 Citigroup Global - ICBC European Warrants Oct 2020 A 100,000,000 2020/04/17 2020/10/23 15.0026136 Goldman Sachs SP (Asia) - HKEX European Warrants Sep 2020 D 150,000,000 2020/04/17 2020/09/22 22.5026141 Goldman Sachs SP (Asia) - Xiaomi European Wts Aug 2020 D 80,000,000 2020/04/17 2020/08/26 12.0026123 Macquarie Bank Ltd. - HSBC European Warrants Nov 2020 B 35,000,000 2020/04/17 2020/11/03 10.1926126 Macquarie Bank Ltd. - HSBC European Put Warrants Dec 2020 A 30,000,000 2020/04/17 2020/12/31 10.0226092 UBS AG - PA Gooddoctor European Warrants Aug 2020 A 80,000,000 2020/04/17 2020/08/18 12.0026135 Bank Vontobel - Sands China Ltd European Put Warrants Sep20A 40,000,000 2020/04/17 2020/09/23 12.4026127 Bank Vontobel - Tencent European Warrants Sep 2020 A 80,000,000 2020/04/17 2020/09/18 12.00




26130 Bank Vontobel - Tencent European Put Warrants Sep 2020 B 80,000,000 2020/04/17 2020/09/24 17.6026159 Credit Suisse AG - Ping An European Warrants Sep 2020 D 150,000,000 2020/04/20 2020/09/25 30.0026158 Credit Suisse AG - Sunart Retail European Warrants Oct2020 A 40,000,000 2020/04/20 2020/10/19 10.0026233 Goldman Sachs SP (Asia) - Alibaba European Wts Oct 2020 B 150,000,000 2020/04/20 2020/10/16 22.5026235 Goldman Sachs SP (Asia) - Bud Apac European Warrants Oct20 B 80,000,000 2020/04/20 2020/10/22 12.0026228 Goldman Sachs SP (Asia) - Geely Auto European Wts Dec 2020 A 80,000,000 2020/04/20 2020/12/08 12.0026220 Goldman Sachs SP (Asia) - Tencent European Wts Sep 2020 C 150,000,000 2020/04/20 2020/09/18 22.5026142 HK Bank - CNOOC European Put Warrants Nov 2020 A 100,000,000 2020/04/20 2020/11/16 15.0026148 HK Bank - Ping An European Warrants Jun 2021 A 200,000,000 2020/04/20 2021/06/23 30.0026143 HK Bank - SMIC European Warrants Nov 2020 A 100,000,000 2020/04/20 2020/11/30 25.0026182 J P Morgan SP BV - AAC Tech European Put Warrants Oct 2020 A 50,000,000 2020/04/20 2020/10/30 19.3526184 J P Morgan SP BV - Sunart Retail European Warrants Nov2020 A 40,000,000 2020/04/20 2020/11/30 10.0026156 Macquarie Bank Ltd. - Beijing Air European Wts Jul 2021 A 40,000,000 2020/04/20 2021/07/16 10.0026151 Macquarie Bank Ltd. - Tencent European Warrants Jun 2021 A 38,000,000 2020/04/20 2021/06/01 10.0326154 Macquarie Bank Ltd. - Tencent European Warrants Sep 2021 B 40,000,000 2020/04/20 2021/09/01 12.8026153 Macquarie Bank Ltd. - Tencent European Warrants Dec 2021 B 40,000,000 2020/04/20 2021/12/01 15.0026178 Morgan Stanley Asia Products Ltd. - Alibaba Euro Wts Oct20 A 98,000,000 2020/04/20 2020/10/16 14.7026176 Morgan Stanley Asia Products Ltd. - HSBC European Wts Sep20A 68,000,000 2020/04/20 2020/09/22 11.2226175 Morgan Stanley Asia Products Ltd. - HSBC European Wts Dec20A 68,000,000 2020/04/20 2020/12/23 14.3526171 Morgan Stanley Asia Products Ltd. - HSBC Euro Put Wts Nov20A 68,000,000 2020/04/20 2020/11/27 10.2026174 Morgan Stanley Asia Products Ltd. - HSBC Euro Put Wts Jun21A 80,000,000 2020/04/20 2021/06/29 14.2426169 SG Issuer - Galaxy Ent European Warrants Oct 2020 A 40,000,000 2020/04/20 2020/10/30 13.8026166 SG Issuer - Galaxy Ent European Put Warrants Sep 2020 B 40,000,000 2020/04/20 2020/09/30 17.0026193 Bank Vontobel - CM Bank European Warrants Oct 2020 A 30,000,000 2020/04/20 2020/10/28 10.2026212 Bank Vontobel - CSOP A50 ETF European Warrants Feb 2021 A 40,000,000 2020/04/20 2021/02/02 10.0026213 Bank Vontobel - CSOP A50 ETF European Warrants Apr 2021 A 80,000,000 2020/04/20 2021/04/08 12.8026216 Bank Vontobel - CSOP A50 ETF European Put Warrants Nov20 A 40,000,000 2020/04/20 2020/11/03 12.8026185 Bank Vontobel - Kunlun Energy European Warrants Dec 2020 A 20,000,000 2020/04/20 2020/12/28 11.6026243 BNP Paribas Issuance B.V. - Alibaba European Wts Oct 2020 E 60,000,000 2020/04/21 2020/10/06 10.8026252 BNP Paribas Issuance B.V. - HKEX European Wts Nov 2020 A 50,000,000 2020/04/21 2020/11/03 10.0026251 BNP Paribas Issuance B.V. - HKEX European Wts Jan 2021 A 80,000,000 2020/04/21 2021/01/05 12.0026245 BNP Paribas Issuance B.V. - Meituan Euro Warrants Jan 2021 B 150,000,000 2020/04/21 2021/01/05 22.5026255 BNP Paribas Issuance B.V. - PA Gooddoctor European Wt Nov20A 80,000,000 2020/04/21 2020/11/03 21.6026259 BNP Paribas Issuance B.V. - PA Gooddoctor European Wt Feb21A 80,000,000 2020/04/21 2021/02/02 21.6026236 BNP Paribas Issuance B.V. - Ping An European Wt Oct 2020 D 40,000,000 2020/04/21 2020/10/06 15.6026238 BNP Paribas Issuance B.V. - Ping An European Wt Nov 2020 B 40,000,000 2020/04/21 2020/11/03 11.6026277 Credit Suisse AG - AAC Tech European Warrants May 2021 A 100,000,000 2020/04/21 2021/05/26 19.0026280 Credit Suisse AG - Air China European Warrants Mar 2021 A 60,000,000 2020/04/21 2021/03/24 10.2026285 Credit Suisse AG - Alibaba European Warrants Oct 2020 C 200,000,000 2020/04/21 2020/10/20 30.0026278 Credit Suisse AG - Fosun Pharma European Warrants Oct 2020 A 40,000,000 2020/04/21 2020/10/20 10.0026276 Citigroup Global - Sands China European Warrants Oct 2020 A 100,000,000 2020/04/21 2020/10/30 30.5026298 Goldman Sachs SP (Asia) - Alibaba European Wts Oct 2020 C 150,000,000 2020/04/21 2020/10/22 22.5026294 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Jul 2020 A 80,000,000 2020/04/21 2020/07/28 12.0026287 Goldman Sachs SP (Asia) - Sunny Optical Euro Wts Sep 2020 A 80,000,000 2020/04/21 2020/09/22 12.00




26254 HK Bank - SPDR Gold Trust European Warrants Dec 2020 B 100,000,000 2020/04/21 2020/12/28 25.0026262 J P Morgan SP BV - Galaxy Ent European Warrants Oct 2020 B 60,000,000 2020/04/21 2020/10/30 17.8226264 J P Morgan SP BV - PA Gooddoctor European Warrants Oct 2020A 60,000,000 2020/04/21 2020/10/30 15.1226271 J P Morgan SP BV - Tencent European Warrants Jun 2021 A 250,000,000 2020/04/21 2021/06/30 63.2526261 Macquarie Bank Ltd. - Ping An European Warrants Sep 2020 D 60,000,000 2020/04/21 2020/09/11 10.2026274 Macquarie Bank Ltd. - Shenzhen Expressway Euro Wts Apr21A 39,500,000 2020/04/21 2021/04/16 10.0326331 BOCI Asia Ltd. - PA Gooddoctor European Warrants Oct 2020 A 80,000,000 2020/04/22 2020/10/30 20.0026323 BOCI Asia Ltd. - Sands China Ltd European Warrants Sep2020 A 70,000,000 2020/04/22 2020/09/24 10.5026328 BOCI Asia Ltd. - Tencent European Put Wts Sep 2020 D 200,000,000 2020/04/22 2020/09/30 30.0026348 BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts Feb 2021 A 40,000,000 2020/04/22 2021/02/02 17.2010133 BNP Paribas Issuance B.V. - Gold European Wts Dec 2020 A 50,000,000 2020/04/22 2020/12/21 23.0026349 BNP Paribas Issuance B.V. - Tencent Eu Put Wt Oct 2020 A 80,000,000 2020/04/22 2020/10/06 12.0026354 Credit Suisse AG - AIA European Warrants Sep 2020 B 70,000,000 2020/04/22 2020/09/23 11.9026355 Credit Suisse AG - CICC European Warrants Nov 2020 A 60,000,000 2020/04/22 2020/11/30 15.0026350 Credit Suisse AG - PA Gooddoctor European Warrants Oct2020 A 50,000,000 2020/04/22 2020/10/21 12.5026299 Guotai Junan - Galaxy Ent European Warrants Sep 2020 A 100,000,000 2020/04/22 2020/09/07 20.8026300 Guotai Junan - Galaxy Ent European Put Warrants Oct 2020 A 100,000,000 2020/04/22 2020/10/08 20.1026301 Guotai Junan - Sands China Ltd European Warrants Oct 2020 A 100,000,000 2020/04/22 2020/10/09 18.7026302 Guotai Junan - Sands China Ltd European Put Warrants Oct20 A 100,000,000 2020/04/22 2020/10/09 23.1026390 Goldman Sachs SP (Asia) - Alibaba European Wts Aug 2020 A 100,000,000 2020/04/22 2020/08/26 15.0026393 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Dec 2020 A 100,000,000 2020/04/22 2020/12/23 15.0026387 Goldman Sachs SP (Asia) - Ping An European Wts Sep 2020 A 100,000,000 2020/04/22 2020/09/16 15.0026382 Goldman Sachs SP (Asia) - Sands China Ltd Euro Wts Sep2020 A 80,000,000 2020/04/22 2020/09/17 12.0026321 HK Bank - A50 China European Warrants Jan 2021 A 100,000,000 2020/04/22 2021/01/05 25.0026319 HK Bank - Galaxy Ent European Put Warrants Dec 2020 A 100,000,000 2020/04/22 2020/12/03 17.0026309 HK Bank - HKEX European Warrants Nov 2020 B 100,000,000 2020/04/22 2020/11/25 15.0026372 J P Morgan SP BV - CNOOC European Put Warrants Nov 2020 A 80,000,000 2020/04/22 2020/11/02 12.0026366 J P Morgan SP BV - Evergrande European Put Warrants Nov20 A 60,000,000 2020/04/22 2020/11/30 15.0026359 J P Morgan SP BV - Fosun Pharma European Warrants Nov 2020 A 50,000,000 2020/04/22 2020/11/30 13.6526358 J P Morgan SP BV - HEC Pharm European Warrants Sep 2021 A 80,000,000 2020/04/22 2021/09/30 20.0026374 J P Morgan SP BV - HKEX European Put Wts Nov 2020 B 200,000,000 2020/04/22 2020/11/30 31.0026362 J P Morgan SP BV - Hansoh Pharma European Warrants Oct2020 A 50,000,000 2020/04/22 2020/10/30 15.8026377 J P Morgan SP BV - SHK Ppt European Warrants Sep 2020 A 60,000,000 2020/04/22 2020/09/30 24.1226365 J P Morgan SP BV - Shimao Property European Wts Oct 2020 A 50,000,000 2020/04/22 2020/10/30 13.2026370 J P Morgan SP BV - SUNAC European Put Warrants Oct 2020 A 60,000,000 2020/04/22 2020/10/30 27.3626303 Macquarie Bank Ltd. - Tencent European Warrants Nov 2020 A 25,000,000 2020/04/22 2020/11/02 19.4326304 Macquarie Bank Ltd. - Tencent European Warrants Nov 2020 B 25,000,000 2020/04/22 2020/11/02 12.3026306 Macquarie Bank Ltd. - Tencent European Put Wts Nov 2020 A 25,000,000 2020/04/22 2020/11/02 17.9526341 Morgan Stanley Asia Products Ltd. - AAC Tech Eu Put Wt Oct20A 68,000,000 2020/04/22 2020/10/05 10.2026342 Morgan Stanley Asia Products Ltd. - Sunny Eu Wt Nov 2020 B 80,000,000 2020/04/22 2020/11/23 12.0026343 Morgan Stanley Asia Products Ltd. - Xiaomi Euro Wts Sep20 B 68,000,000 2020/04/22 2020/09/01 10.2026338 UBS AG - BYD Company European Warrants Jul 2020 A 50,000,000 2020/04/22 2020/07/27 10.0526337 UBS AG - CSOP A50 ETF European Warrants Jan 2021 A 70,000,000 2020/04/22 2021/01/18 17.5026339 UBS AG - Galaxy Ent European Put Warrants Sep 2020 A 60,000,000 2020/04/22 2020/09/30 12.60




26346 Bank Vontobel - AAC Tech European Warrants Sep 2021 A 60,000,000 2020/04/22 2021/09/28 10.2026452 Credit Suisse AG - BOC HK European Warrants Sep 2020 A 80,000,000 2020/04/23 2020/09/30 12.0026450 Credit Suisse AG - Evergrande European Warrants Dec 2020 A 60,000,000 2020/04/23 2020/12/31 15.0026442 Credit Suisse AG - HEC Pharm European Warrants Jun 2021 A 80,000,000 2020/04/23 2021/06/30 20.0026444 Credit Suisse AG - Microport European Warrants Oct 2020 A 30,000,000 2020/04/23 2020/10/22 10.2026445 Credit Suisse AG - SUNAC European Warrants Oct 2020 A 40,000,000 2020/04/23 2020/10/22 11.2026454 Credit Suisse AG - Tencent Euro Put Wts Sep 2020 B 200,000,000 2020/04/23 2020/09/23 30.0026473 Citigroup Global - Galaxy Ent European Put Warrants Jul20 A 100,000,000 2020/04/23 2020/07/29 20.9026470 Citigroup Global - Sunny Optical European Warrants Sep2020 A 100,000,000 2020/04/23 2020/09/22 15.0026463 Citigroup Global - Sunny Optical European Warrants Nov2020 A 100,000,000 2020/04/23 2020/11/23 15.0026485 Goldman Sachs SP (Asia) - Alibaba Euro Put Wts Sep 2020 B 100,000,000 2020/04/23 2020/09/08 15.0026488 Goldman Sachs SP (Asia) - China Tower Euro Wts Oct 2020 A 80,000,000 2020/04/23 2020/10/22 12.0026483 Goldman Sachs SP (Asia) - Lenovo European Wts Sep 2020 A 60,000,000 2020/04/23 2020/09/24 10.0226484 Goldman Sachs SP (Asia) - Tencent European Wts Sep 2020 D 150,000,000 2020/04/23 2020/09/11 31.6526420 HK Bank - Alibaba European Put Warrants Sep 2020 B 80,000,000 2020/04/23 2020/09/28 12.0026439 HK Bank - Ali Health European Warrants Oct 2020 A 80,000,000 2020/04/23 2020/10/30 20.0026414 HK Bank - Ping An European Warrants Feb 2021 B 180,000,000 2020/04/23 2021/02/19 27.0026418 HK Bank - Sunny Optical European Put Warrants Dec 2020 B 80,000,000 2020/04/23 2020/12/29 12.0026478 J P Morgan SP BV - A-Living European Warrants Oct 2020 A 60,000,000 2020/04/23 2020/10/30 27.7226482 J P Morgan SP BV - Ch Comm Cons European Warrants Sep 2020 A 50,000,000 2020/04/23 2020/09/23 11.2026477 J P Morgan SP BV - Weigao Group European Warrants Oct 2020 A 80,000,000 2020/04/23 2020/10/22 20.0826480 J P Morgan SP BV - SUNAC European Warrants Sep 2020 A 60,000,000 2020/04/23 2020/09/30 15.4226479 J P Morgan SP BV - Yihai Intl European Warrants Dec 2020 A 60,000,000 2020/04/23 2020/12/30 15.0026406 Macquarie Bank Ltd. - KB Laminates European Wts Mar 2021 A 38,000,000 2020/04/23 2021/03/16 10.0326405 Macquarie Bank Ltd. - NCI European Warrants Mar 2021 A 40,000,000 2020/04/23 2021/03/02 10.0026404 Macquarie Bank Ltd. - SUNAC European Warrants Nov 2020 A 27,000,000 2020/04/23 2020/11/03 10.1526402 Morgan Stanley Asia Products Ltd. - CITIC Sec Euro Wt Dec20A 40,000,000 2020/04/23 2020/12/16 10.0026403 Morgan Stanley Asia Products Ltd. - CITIC Sec Euro Wt Dec20B 68,000,000 2020/04/23 2020/12/28 10.2026462 Morgan Stanley Asia Products Ltd. - HSBC European Wts Oct20A 68,000,000 2020/04/23 2020/10/14 13.1926460 Morgan Stanley Asia Products Ltd. - HSBC European Wts Oct22A 128,000,000 2020/04/23 2022/10/24 19.2026400 Morgan Stanley Asia Products Ltd. - SUNAC Eu Wt Oct 2020 A 48,000,000 2020/04/23 2020/10/05 11.8626399 Morgan Stanley Asia Products Ltd. - Tencent Eu Put Wt Sep20B 80,000,000 2020/04/23 2020/09/24 12.0026459 UBS AG - Ping An European Warrants Feb 2021 A 200,000,000 2020/04/23 2021/02/19 30.0026455 UBS AG - SUNAC European Warrants Oct 2020 A 40,000,000 2020/04/23 2020/10/30 10.0426492 BOCI Asia Ltd. - Tencent European Put Wts Aug 2020 B 200,000,000 2020/04/24 2020/08/28 34.0026578 Credit Suisse AG - Alibaba European Put Warrants Sep 2020 C 100,000,000 2020/04/24 2020/09/18 15.0026598 Credit Suisse AG - CSPC Pharma European Warrants Dec 2020 A 60,000,000 2020/04/24 2020/12/22 10.0226580 Credit Suisse AG - HSI European Put Warrants Sep 2020 E 150,000,000 2020/04/24 2020/09/29 22.5026584 Credit Suisse AG - HSI European Put Warrants Sep 2020 F 150,000,000 2020/04/24 2020/09/29 25.5026582 Credit Suisse AG - HSI European Put Warrants Oct 2020 D 150,000,000 2020/04/24 2020/10/29 22.5026579 Credit Suisse AG - Ping An European Put Warrants Mar 2021 A 150,000,000 2020/04/24 2021/03/24 22.5026603 Credit Suisse AG - Sunny Optical European Put Wts Dec 2020 B 100,000,000 2020/04/24 2020/12/28 15.0026577 Credit Suisse AG - Tencent Euro Put Wts Aug 2020 A 200,000,000 2020/04/24 2020/08/31 30.0026576 Credit Suisse AG - Tencent Euro Put Wts Sep 2020 C 200,000,000 2020/04/24 2020/09/24 30.00




26555 Citigroup Global - Sunac European Warrants Sep 2020 A 100,000,000 2020/04/24 2020/09/23 24.9026543 Guotai Junan - Alibaba Group European Warrants Sep 2020 D 100,000,000 2020/04/24 2020/09/07 15.0026535 Guotai Junan - Alibaba Group European Warrants Oct 2020 D 100,000,000 2020/04/24 2020/10/09 15.0026613 Goldman Sachs SP (Asia) - AIA European Warrants Sep 2020 B 80,000,000 2020/04/24 2020/09/03 19.6826611 Goldman Sachs SP (Asia) - Ping An European Wts Sep 2020 B 100,000,000 2020/04/24 2020/09/25 21.3026612 Goldman Sachs SP (Asia) - Tencent European Wts Aug 2020 G 150,000,000 2020/04/24 2020/08/28 22.8026499 HK Bank - CG Services European Warrants Sep 2021 A 100,000,000 2020/04/24 2021/09/30 25.0026498 HK Bank - Galaxy Ent European Warrants Dec 2020 B 100,000,000 2020/04/24 2020/12/15 15.0026490 HK Bank - PA Good Doctor European Warrants Dec 2020 A 100,000,000 2020/04/24 2020/12/31 25.0026575 Haitong Int’l Sec - HSI European Warrants Oct 2020 A 200,000,000 2020/04/24 2020/10/29 30.0026574 Haitong Int’l Sec - HSI European Put Warrants Oct 2020 A 200,000,000 2020/04/24 2020/10/29 50.0026570 J P Morgan SP BV - Sunny Optical European Put Wts Oct 2020 B 80,000,000 2020/04/24 2020/10/13 25.2026569 J P Morgan SP BV - Tencent European Put Warrants Oct 2020 B 250,000,000 2020/04/24 2020/10/30 62.5026491 Macquarie Bank Ltd. - Tencent European Warrants Nov 2020 C 27,000,000 2020/04/24 2020/11/02 10.0226506 SG Issuer - Alibaba European Put Warrants Sep 2020 D 100,000,000 2020/04/24 2020/09/08 15.0026510 SG Issuer - Ali Health European Warrants Oct 2020 A 40,000,000 2020/04/24 2020/10/23 11.6026512 SG Issuer - PA Gooddoctor European Warrants Oct 2020 A 60,000,000 2020/04/24 2020/10/23 15.0026532 SG Issuer - Ping An European Warrants Oct 2020 A 60,000,000 2020/04/24 2020/10/30 15.0026509 SG Issuer - Tencent European Put Warrants Sep 2020 E 100,000,000 2020/04/24 2020/09/24 15.0026563 UBS AG - Alibaba European Warrants Oct 2020 B 100,000,000 2020/04/24 2020/10/23 15.0026560 UBS AG - Geely Auto European Warrants Dec 2020 A 70,000,000 2020/04/24 2020/12/08 10.5026558 UBS AG - PA Gooddoctor European Warrants Oct 2020 A 80,000,000 2020/04/24 2020/10/23 20.0026614 Bank Vontobel - Ping An European Put Warrants Nov 2020 A 30,000,000 2020/04/24 2020/11/02 10.6826674 BOCI Asia Ltd. - ICBC European Warrants Sep 2020 A 70,000,000 2020/04/27 2020/09/23 10.5026650 BNP Paribas Issuance B.V. - HSBC European Wts Oct 2020 B 70,000,000 2020/04/27 2020/10/06 11.9026648 BNP Paribas Issuance B.V. - HSI European Wts Sep 2020 B 80,000,000 2020/04/27 2020/09/29 12.0026647 Credit Suisse AG - AIA European Warrants Sep 2020 C 70,000,000 2020/04/27 2020/09/23 10.5026643 Credit Suisse AG - China South Air European Wts Oct 2020 A 30,000,000 2020/04/27 2020/10/27 12.0026641 Credit Suisse AG - HKEX European Warrants Nov 2020 B 200,000,000 2020/04/27 2020/11/25 30.0026636 Credit Suisse AG - Ping An European Warrants Oct 2020 A 150,000,000 2020/04/27 2020/10/22 33.0026639 Credit Suisse AG - Tencent European Wts Sep 2020 C 250,000,000 2020/04/27 2020/09/23 37.5026684 Goldman Sachs SP (Asia) - Alibaba European Wts Aug 2020 B 100,000,000 2020/04/27 2020/08/17 15.0026694 Goldman Sachs SP (Asia) - HSI European Put Wts Jul 2020 B 150,000,000 2020/04/27 2020/07/30 34.3526691 Goldman Sachs SP (Asia) - Meituan European Warrants Nov20 B 80,000,000 2020/04/27 2020/11/25 12.8826663 J P Morgan SP BV - CC Bank European Wts Nov 2020 A 100,000,000 2020/04/27 2020/11/03 25.1026664 J P Morgan SP BV - Hua Hong Semi European Warrants Oct2020 A 60,000,000 2020/04/27 2020/10/30 15.2426651 J P Morgan SP BV - Kingdee Intl European Warrants Oct 2020 A 60,000,000 2020/04/27 2020/10/30 15.0026667 J P Morgan SP BV - PA Gooddoctor European Warrants Nov2020 A 60,000,000 2020/04/27 2020/11/30 15.6626625 Macquarie Bank Ltd. - CNBM European Warrants Jan 2021 A 40,000,000 2020/04/27 2021/01/05 10.1226621 Macquarie Bank Ltd. - Tencent European Warrants Nov 2020 D 11,000,000 2020/04/27 2020/11/02 10.1026632 Morgan Stanley Asia Products Ltd. - Alibaba Euro Wts Oct20 B 80,000,000 2020/04/27 2020/10/06 12.0026619 Morgan Stanley Asia Products Ltd. - HKEX Eu Put Wts Dec20 B 80,000,000 2020/04/27 2020/12/23 12.0026615 Morgan Stanley Asia Products Ltd. - SMIC European Wts Oct20A 40,000,000 2020/04/27 2020/10/29 10.0026616 Morgan Stanley Asia Products Ltd. - SMIC European Wts Dec20A 40,000,000 2020/04/27 2020/12/30 10.00




26617 Morgan Stanley Asia Products Ltd. - ZA Onine Euro Wts Oct20A 58,000,000 2020/04/27 2020/10/05 10.4426677 SG Issuer - Alibaba Group European Warrants Sep 2020 D 150,000,000 2020/04/27 2020/09/24 22.5026680 SG Issuer - Alibaba Group European Warrants Oct 2020 D 80,000,000 2020/04/27 2020/10/27 12.0026681 SG Issuer - Alibaba Group European Warrants Apr 2021 A 150,000,000 2020/04/27 2021/04/23 22.5026631 UBS AG - AAC Tech European Put Warrants Sep 2020 A 40,000,000 2020/04/27 2020/09/23 10.0026626 UBS AG - CC Bank European Put Warrants Oct 2020 A 70,000,000 2020/04/27 2020/10/27 17.5026629 UBS AG - WH Group European Warrants Oct 2020 A 70,000,000 2020/04/27 2020/10/09 10.5026709 Bank Vontobel - Sino Biopharm European Warrants Dec 2020 A 40,000,000 2020/04/27 2020/12/28 10.0426703 Bank Vontobel - Tencent European Warrants Sep 2020 B 80,000,000 2020/04/27 2020/09/23 12.0826700 Bank Vontobel - Tencent European Put Warrants Aug 2020 A 80,000,000 2020/04/27 2020/08/24 12.0826698 Bank Vontobel - Tencent European Put Warrants Sep 2020 C 80,000,000 2020/04/27 2020/09/18 24.8826741 BOCI Asia Ltd. - Geely Auto European Warrants Dec 2020 B 100,000,000 2020/04/28 2020/12/08 15.0026746 BOCI Asia Ltd. - SUNAC European Warrants Oct 2020 A 40,000,000 2020/04/28 2020/10/30 10.0026730 BNP Paribas Issuance B.V. - China Mobile Euro Wts Jan 2021 A 40,000,000 2020/04/28 2021/01/05 10.0026719 BNP Paribas Issuance B.V. - HKEX European Wts Nov 2020 B 40,000,000 2020/04/28 2020/11/03 10.0026716 BNP Paribas Issuance B.V. - HSBC European Wts May 2021 A 40,000,000 2020/04/28 2021/05/04 10.0026784 Credit Suisse AG - AAC Tech European Warrants Sep 2021 A 100,000,000 2020/04/28 2021/09/27 15.0026789 Credit Suisse AG - CC Bank European Warrants Oct 2020 A 60,000,000 2020/04/28 2020/10/27 10.0226786 Credit Suisse AG - Ch Oilfield European Warrants Nov 2020 A 50,000,000 2020/04/28 2020/11/30 12.5026782 Credit Suisse AG - HSI European Warrants Oct 2020 B 150,000,000 2020/04/28 2020/10/29 22.5026788 Credit Suisse AG - PA Gooddoctor European Warrants Oct2020 B 50,000,000 2020/04/28 2020/10/27 12.5026787 Credit Suisse AG - Sino Biopharm European Wts Feb 2021 A 80,000,000 2020/04/28 2021/02/22 12.0026781 Citigroup Global - BYD Company European Warrants Oct 2021 A 100,000,000 2020/04/28 2021/10/29 25.0026801 Goldman Sachs SP (Asia) - Alibaba European Wts Nov 2020 B 150,000,000 2020/04/28 2020/11/23 22.5026806 Goldman Sachs SP (Asia) - CC Bank European Wts Jul 2020 B 80,000,000 2020/04/28 2020/07/29 12.0026807 Goldman Sachs SP (Asia) - Xiaomi European Wts Sep 2020 D 80,000,000 2020/04/28 2020/09/23 13.5226739 HK Bank - Sinopec Corp European Warrants Oct 2020 B 100,000,000 2020/04/28 2020/10/30 25.0026711 HK Bank - Lenovo European Warrants Dec 2021 B 200,000,000 2020/04/28 2021/12/31 50.0026736 HK Bank - PetroChina European Warrants Oct 2020 B 100,000,000 2020/04/28 2020/10/30 25.0026737 HK Bank - SMIC European Warrants Dec 2020 A 100,000,000 2020/04/28 2020/12/31 25.0026797 J P Morgan SP BV - HSI European Warrants Dec 2020 A 400,000,000 2020/04/28 2020/12/30 100.4026791 J P Morgan SP BV - Sh Petrochem European Warrants Oct 2020 A 50,000,000 2020/04/28 2020/10/30 15.7026732 Macquarie Bank Ltd. - Alibaba European Warrants Nov 2020 A 14,500,000 2020/04/28 2020/11/03 10.2726733 Macquarie Bank Ltd. - Alibaba European Warrants Nov 2020 B 38,500,000 2020/04/28 2020/11/03 10.1326734 Macquarie Bank Ltd. - Alibaba European Warrants Nov 2020 C 29,000,000 2020/04/28 2020/11/03 10.1826771 UBS AG - Alibaba European Put Warrants Sep 2020 C 200,000,000 2020/04/28 2020/09/28 30.0026770 UBS AG - Tencent European Warrants Sep 2020 D 300,000,000 2020/04/28 2020/09/23 45.0026832 BOCI Asia Ltd. - Alibaba European Warrants Sep 2020 D 100,000,000 2020/04/29 2020/09/30 15.0026834 BOCI Asia Ltd. - HKEX European Warrants Sep 2020 B 100,000,000 2020/04/29 2020/09/28 15.0026831 BOCI Asia Ltd. - PA Gooddoctor European Warrants Oct 2020 B 80,000,000 2020/04/29 2020/10/30 20.0026837 BOCI Asia Ltd. - Tencent European Warrants Sep 2020 E 200,000,000 2020/04/29 2020/09/30 30.0026838 BOCI Asia Ltd. - Tencent European Put Wts Aug 2020 C 200,000,000 2020/04/29 2020/08/31 54.0026854 Credit Suisse AG - Ali Health European Warrants Oct 2020 A 40,000,000 2020/04/29 2020/10/28 11.2026858 Credit Suisse AG - CITIC European Warrants Apr 2021 A 60,000,000 2020/04/29 2021/04/30 15.00




26853 Credit Suisse AG - Jiangxi Copper European Wts Dec 2020 D 60,000,000 2020/04/29 2020/12/31 15.0026850 Credit Suisse AG - Xiaomi European Warrants Oct 2020 C 150,000,000 2020/04/29 2020/10/27 22.5026852 Credit Suisse AG - Xiaomi European Warrants Dec 2020 F 150,000,000 2020/04/29 2020/12/23 22.5026936 Goldman Sachs SP (Asia) - Alibaba European Wts Jun 2021 A 150,000,000 2020/04/29 2021/06/23 22.5026944 Goldman Sachs SP (Asia) - CNOOC European Warrants Oct 2020 B 80,000,000 2020/04/29 2020/10/22 12.0026943 Goldman Sachs SP (Asia) - Evergrande European Wts Dec 2020 A 70,000,000 2020/04/29 2020/12/24 10.5026937 Goldman Sachs SP (Asia) - PA Gooddoctor European Wts Dec20 A 100,000,000 2020/04/29 2020/12/30 25.0026817 HK Bank - AAC Tech European Warrants Jun 2021 A 100,000,000 2020/04/29 2021/06/09 15.0026825 HK Bank - Bank of China European Warrants Nov 2020 A 80,000,000 2020/04/29 2020/11/23 12.0026822 HK Bank - CC Bank European Warrants Oct 2020 A 80,000,000 2020/04/29 2020/10/30 20.0026811 HK Bank - CSPC Pharma European Warrants Dec 2020 A 100,000,000 2020/04/29 2020/12/31 25.0026823 HK Bank - ICBC European Warrants Oct 2020 A 80,000,000 2020/04/29 2020/10/30 20.0026810 HK Bank - Sunny Optical European Warrants Oct 2020 B 100,000,000 2020/04/29 2020/10/05 15.0026931 Haitong Int’l Sec - Alibaba European Warrants Nov 2020 A 70,000,000 2020/04/29 2020/11/23 10.5026933 Haitong Int’l Sec - Meituan European Warrants Dec 2020 B 70,000,000 2020/04/29 2020/12/23 10.5026911 Haitong Int’l Sec - PA Gooddoctor European Warrants Oct20 A 60,000,000 2020/04/29 2020/10/29 19.8026914 Haitong Int’l Sec - Tencent European Warrants Oct 2020 A 60,000,000 2020/04/29 2020/10/28 12.6026879 J P Morgan SP BV - Alibaba European Warrants Aug 2020 B 250,000,000 2020/04/29 2020/08/17 38.2526867 J P Morgan SP BV - Ali Health European Warrants Oct 2020 B 60,000,000 2020/04/29 2020/10/30 17.5826869 J P Morgan SP BV - CS Services European Warrants Oct 2020 A 80,000,000 2020/04/29 2020/10/30 25.8426860 J P Morgan SP BV - Sinopec Corp Eu Put Wt Oct 2020 A 80,000,000 2020/04/29 2020/10/30 20.5626877 J P Morgan SP BV - Cosco Ship Engy European Warrants Dec20 A 60,000,000 2020/04/29 2020/12/31 15.0026871 J P Morgan SP BV - PA Gooddoctor European Warrants Oct2020 B 60,000,000 2020/04/29 2020/10/30 15.0626827 Macquarie Bank Ltd. - Sino Biopharm European Wts Feb 2021 A 31,800,000 2020/04/29 2021/02/02 10.0826829 Macquarie Bank Ltd. - Tsingtao Brew European Warrants May21A 17,000,000 2020/04/29 2021/05/18 10.1826828 Macquarie Bank Ltd. - China Vanke European Wts Nov 2020 A 24,000,000 2020/04/29 2020/11/03 11.1626904 Morgan Stanley Asia Products Ltd. - Alibaba Euro Wts Oct20 C 108,000,000 2020/04/29 2020/10/20 17.2826901 Morgan Stanley Asia Products Ltd. - Alibaba Euro Wts Nov20 A 108,000,000 2020/04/29 2020/11/23 16.2026880 Morgan Stanley Asia Products Ltd. - China Life Eu Wts Sep20C 68,000,000 2020/04/29 2020/09/18 10.2026885 Morgan Stanley Asia Products Ltd. - HSBC European Wts Oct20B 68,000,000 2020/04/29 2020/10/05 15.0326890 Morgan Stanley Asia Products Ltd. - HSBC Euro Put Wts Sep20A 68,000,000 2020/04/29 2020/09/29 17.2026891 Morgan Stanley Asia Products Ltd. - Tencent Euro Wts Sep20 A 98,000,000 2020/04/29 2020/09/01 15.0926894 Morgan Stanley Asia Products Ltd. - Tencent Euro Wts Sep20 B 98,000,000 2020/04/29 2020/09/11 26.4626895 Morgan Stanley Asia Products Ltd. - Tencent Eu Put Wt Aug20A 80,000,000 2020/04/29 2020/08/24 16.6426893 Morgan Stanley Asia Products Ltd. - Tencent Eu Put Wt Sep20C 80,000,000 2020/04/29 2020/09/01 21.9226908 SG Issuer - PA Gooddoctor European Warrants Oct 2020 B 60,000,000 2020/04/29 2020/10/28 15.0026809 UBS AG - Alibaba European Warrants Dec 2020 A 200,000,000 2020/04/29 2020/12/24 30.0026846 UBS AG - Meituan European Put Warrants Sep 2020 B 100,000,000 2020/04/29 2020/09/23 17.7026840 UBS AG - PA Gooddoctor European Warrants Oct 2020 B 80,000,000 2020/04/29 2020/10/28 20.0026905 Bank Vontobel - Ping An European Warrants Nov 2020 A 40,000,000 2020/04/29 2020/11/26 10.0027012 Credit Suisse AG - Cosco Ship Engy European Warrants Nov20 A 60,000,000 2020/05/04 2020/11/30 15.0027005 Credit Suisse AG - Kunlun Energy European Wts Nov 2020 A 30,000,000 2020/05/04 2020/11/03 12.0027001 Credit Suisse AG - Kingdee Int’l European Warrants Nov2020 A 40,000,000 2020/05/04 2020/11/03 10.0026987 Credit Suisse AG - PA Gooddoctor European Warrants Dec2020 A 100,000,000 2020/05/04 2020/12/31 25.00




27002 Credit Suisse AG - Weigao Group European Warrants Nov 2020 A 35,000,000 2020/05/04 2020/11/03 10.1527016 Goldman Sachs SP (Asia) - Bank of China Euro Wts Nov 2020 A 80,000,000 2020/05/04 2020/11/23 12.0027018 Goldman Sachs SP (Asia) - SHK Ppt European Wts Dec 2020 A 80,000,000 2020/05/04 2020/12/23 12.0027015 Goldman Sachs SP (Asia) - Tencent European Wts Aug 2020 H 150,000,000 2020/05/04 2020/08/24 22.5026949 HK Bank - PA Gooddoctor European Warrants Nov 2020 A 100,000,000 2020/05/04 2020/11/30 25.0026968 J P Morgan SP BV - Beijing Airport European Warrants Jul21 A 60,000,000 2020/05/04 2021/07/09 10.3810134 J P Morgan SP BV - N225 Index Euro Wts Dec 2020 A 100,000,000 2020/05/04 2020/12/11 25.2010135 J P Morgan SP BV - N225 Index Euro Put Wts Dec 2020 A 100,000,000 2020/05/04 2020/12/11 25.0026962 J P Morgan SP BV - ND Paper European Warrants Mar 2021 A 50,000,000 2020/05/04 2021/03/01 12.5526957 Macquarie Bank Ltd. - Fosun Pharma European Wts Feb 2021 A 37,000,000 2020/05/04 2021/02/18 10.1426969 Morgan Stanley Asia Products Ltd. - Alibaba Euro Wts Oct20 D 80,000,000 2020/05/04 2020/10/27 12.0026970 Morgan Stanley Asia Products Ltd. - Meituan Euro Wts Sep20 A 58,000,000 2020/05/04 2020/09/15 14.2126972 Morgan Stanley Asia Products Ltd. - Ping An Euro Wts Oct20 A 58,000,000 2020/05/04 2020/10/22 13.6326971 Morgan Stanley Asia Products Ltd. - Ping An Eu Put Wt Sep20A 68,000,000 2020/05/04 2020/09/21 10.2026958 UBS AG - Alibaba European Warrants Sep 2020 D 200,000,000 2020/05/04 2020/09/25 30.0026974 UBS AG - China Unicom European Warrants Oct 2020 A 34,000,000 2020/05/04 2020/10/23 10.2026961 UBS AG - SUNAC European Warrants Sep 2020 A 50,000,000 2020/05/04 2020/09/23 10.0526959 UBS AG - Xiaomi European Warrants Dec 2020 A 100,000,000 2020/05/04 2020/12/23 15.0026977 Bank Vontobel - AAC Tech European Warrants Nov 2020 A 30,000,000 2020/05/04 2020/11/26 10.0226982 Bank Vontobel - Geely Auto European Warrants Dec 2020 A 60,000,000 2020/05/04 2020/12/23 10.8026983 Bank Vontobel - Meituan European Warrants Dec 2020 B 80,000,000 2020/05/04 2020/12/23 12.0026979 Bank Vontobel - PICC GROUP European Warrants Nov 2020 A 40,000,000 2020/05/04 2020/11/03 10.0027073 BNP Paribas Issuance B.V. - CITIC Sec Euro Wts Dec 2020 A 60,000,000 2020/05/05 2020/12/02 15.0027070 BNP Paribas Issuance B.V. - China Life Euro Wts Nov 2020 A 70,000,000 2020/05/05 2020/11/03 10.5027062 BNP Paribas Issuance B.V. - Tencent European Wts Dec 2020 B 80,000,000 2020/05/05 2020/12/02 27.2027066 BNP Paribas Issuance B.V. - Tencent European Wts Jan 2021 B 80,000,000 2020/05/05 2021/01/05 23.2027068 BNP Paribas Issuance B.V. - Tencent Eu Put Wt Jan 2021 A 80,000,000 2020/05/05 2021/01/05 20.0027089 Credit Suisse AG - Bud Apac European Warrants Dec 2020 A 70,000,000 2020/05/05 2020/12/28 10.5027090 Credit Suisse AG - CKI Holdings European Warrants Nov 2020 A 40,000,000 2020/05/05 2020/11/04 11.2027088 Credit Suisse AG - SMIC European Warrants Sep 2020 B 100,000,000 2020/05/05 2020/09/24 15.0027091 Credit Suisse AG - Zijin Mining European Warrants Nov 2020 A 40,000,000 2020/05/05 2020/11/04 10.0027099 Goldman Sachs SP (Asia) - Alibaba European Wts Sep 2020 F 150,000,000 2020/05/05 2020/09/24 26.5527096 Goldman Sachs SP (Asia) - HSBC European Warrants Dec 2020 A 80,000,000 2020/05/05 2020/12/23 12.0027108 Goldman Sachs SP (Asia) - Ping An European Wts Sep 2022 A 200,000,000 2020/05/05 2022/09/27 30.0027082 J P Morgan SP BV - HSBC European Warrants Oct 2022 A 300,000,000 2020/05/05 2022/10/24 45.0027081 J P Morgan SP BV - Ping An European Warrants Feb 2021 C 200,000,000 2020/05/05 2021/02/19 30.0027022 Macquarie Bank Ltd. - AIA European Warrants Feb 2021 A 40,000,000 2020/05/05 2021/02/02 10.4827044 Macquarie Bank Ltd. - China Mobile European Wts Apr 2021 A 39,000,000 2020/05/05 2021/04/07 10.3727020 Macquarie Bank Ltd. - China Tower European Wts Jul 2021 A 36,000,000 2020/05/05 2021/07/05 10.1927029 Macquarie Bank Ltd. - HSBC European Warrants Dec 2020 A 30,000,000 2020/05/05 2020/12/02 10.2627027 Macquarie Bank Ltd. - HSBC European Warrants Feb 2021 A 40,000,000 2020/05/05 2021/02/02 10.2027030 Macquarie Bank Ltd. - HSBC European Warrants Jul 2021 A 40,000,000 2020/05/05 2021/07/05 10.3227019 Macquarie Bank Ltd. - MTRC European Warrants Jan 2021 A 40,000,000 2020/05/05 2021/01/05 11.0827049 Macquarie Bank Ltd. - Meituan European Warrants Sep 2020 A 60,000,000 2020/05/05 2020/09/02 10.38




27054 Macquarie Bank Ltd. - Ping An European Warrants Nov 2020 A 15,500,000 2020/05/05 2020/11/04 10.2527055 Macquarie Bank Ltd. - Ping An European Warrants Nov 2020 B 29,000,000 2020/05/05 2020/11/04 10.3827026 Macquarie Bank Ltd. - Sunart Retail European Warrants Feb21A 27,500,000 2020/05/05 2021/02/08 10.2627024 Macquarie Bank Ltd. - Xiaomi European Warrants Dec 2020 B 55,000,000 2020/05/05 2020/12/31 10.2327025 Macquarie Bank Ltd. - Xiaomi European Warrants Dec 2020 C 67,000,000 2020/05/05 2020/12/02 10.1827077 SG Issuer - AAC Tech European Warrants May 2021 A 120,000,000 2020/05/05 2021/05/26 18.0027078 SG Issuer - CITIC Sec European Warrants Apr 2021 A 70,000,000 2020/05/05 2021/04/01 11.2027080 SG Issuer - HSBC European Warrants Oct 2022 A 200,000,000 2020/05/05 2022/10/31 30.0027076 SG Issuer - NCI European Warrants Oct 2020 B 70,000,000 2020/05/05 2020/10/16 10.5027093 Bank Vontobel - SUNAC European Warrants Oct 2020 A 30,000,000 2020/05/05 2020/10/15 10.2027092 Bank Vontobel - Xiaomi European Warrants Sep 2020 C 50,000,000 2020/05/05 2020/09/25 10.0027154 BNP Paribas Issuance B.V. - AAC Tech Euro Wts Jun 2021 A 60,000,000 2020/05/06 2021/06/02 10.8027153 BNP Paribas Issuance B.V. - SMIC European Wts Oct 2020 A 80,000,000 2020/05/06 2020/10/06 12.8027168 Credit Suisse AG - R&F Ppt European Warrants Dec 2021 A 40,000,000 2020/05/06 2021/12/31 10.0027166 Credit Suisse AG - Haidilao European Warrants Nov 2020 A 40,000,000 2020/05/06 2020/11/05 15.2027162 Credit Suisse AG - Hua Hong Semi European Wts Nov 2020 A 50,000,000 2020/05/06 2020/11/05 12.5027170 Credit Suisse AG - Melco Int’l Dev European Wts Nov 2020 A 60,000,000 2020/05/06 2020/11/05 15.0027201 Guotai Junan - AIA European Warrants Oct 2020 B 100,000,000 2020/05/06 2020/10/09 22.5027199 Guotai Junan - Ping An European Warrants Sep 2020 B 100,000,000 2020/05/06 2020/09/28 17.8027197 Guotai Junan - Ping An European Put Warrants Dec 2020 A 100,000,000 2020/05/06 2020/12/29 15.0027196 Guotai Junan - Tencent European Warrants Sep 2020 B 100,000,000 2020/05/06 2020/09/28 20.8027203 Goldman Sachs SP (Asia) - AAC Tech Euro Wts May 2021 A 80,000,000 2020/05/06 2021/05/26 12.0027204 Goldman Sachs SP (Asia) - Ping An European Wts Feb 2021 A 200,000,000 2020/05/06 2021/02/19 30.0027202 Goldman Sachs SP (Asia) - Tencent European Put Wt Aug 2020 C 100,000,000 2020/05/06 2020/08/24 15.0027186 J P Morgan SP BV - China East Air European Wts Dec 2020 A 40,000,000 2020/05/06 2020/12/31 10.4427191 J P Morgan SP BV - SD Gold European Warrants Nov 2020 A 50,000,000 2020/05/06 2020/11/06 12.5027193 J P Morgan SP BV - Tencent European Put Warrants Aug 2020 B 250,000,000 2020/05/06 2020/08/24 49.2527109 Macquarie Bank Ltd. - AIA European Put Warrants Jan 2021 A 17,000,000 2020/05/06 2021/01/05 10.0327132 Macquarie Bank Ltd. - BBMG European Warrants May 2021 A 34,800,000 2020/05/06 2021/05/18 10.0227131 Macquarie Bank Ltd. - China East Air European Wts Feb 2021 A 20,500,000 2020/05/06 2021/02/11 10.1727112 Macquarie Bank Ltd. - KECL European Warrants Jan 2021 A 21,000,000 2020/05/06 2021/01/05 10.1427133 Macquarie Bank Ltd. - Nexteer European Warrants Mar 2021 A 13,500,000 2020/05/06 2021/03/12 10.0727111 Macquarie Bank Ltd. - Ping An European Warrants Nov 2020 C 33,500,000 2020/05/06 2020/11/05 10.1227127 Macquarie Bank Ltd. - Ping An European Put Wts Nov 2020 A 31,500,000 2020/05/06 2020/11/05 10.1427147 SG Issuer - China Mobile European Warrants Oct 2020 A 60,000,000 2020/05/06 2020/10/27 10.2027142 UBS AG - Alibaba European Warrants Nov 2020 A 200,000,000 2020/05/06 2020/11/23 30.0027140 UBS AG - Kunlun Energy European Warrants Jun 2021 A 60,000,000 2020/05/06 2021/06/21 15.0027145 UBS AG - Tencent European Warrants Sep 2020 E 300,000,000 2020/05/06 2020/09/18 45.0024355# J P Morgan SP BV - HSI European Put Warrants Sep 2020 C 400,000,000 2020/05/06 2020/09/29 36.4024356# J P Morgan SP BV - HSI European Put Warrants Oct 2020 B 400,000,000 2020/05/06 2020/10/29 34.80 27217 BNP Paribas Issuance B.V. - Alibaba European Wts Dec 2020 A 40,000,000 2020/05/07 2020/12/02 11.2027228 BNP Paribas Issuance B.V. - Alibaba European Wts Jan 2021 D 40,000,000 2020/05/07 2021/01/05 10.8027286 Credit Suisse AG - Anta Sports European Warrants Dec 2020 A 80,000,000 2020/05/07 2020/12/23 12.0027279 Credit Suisse AG - China Com Services European Wts Dec2020 A 60,000,000 2020/05/07 2020/12/31 15.00




27275 Credit Suisse AG - China Lit European Warrants Nov 2020 A 40,000,000 2020/05/07 2020/11/06 11.2027285 Credit Suisse AG - Galaxy Ent European Put Wts Aug 2020 A 50,000,000 2020/05/07 2020/08/31 12.5027273 Credit Suisse AG - Tencent Euro Put Wts Oct 2020 A 200,000,000 2020/05/07 2020/10/22 34.0027284 Credit Suisse AG - Travelsky Tech European Wts Dec 2020 A 60,000,000 2020/05/07 2020/12/31 15.0027299 Goldman Sachs SP (Asia) - HSI European Put Wts Sep 2020 E 150,000,000 2020/05/07 2020/09/29 22.5027293 Goldman Sachs SP (Asia) - Tencent European Wts Sep 2020 E 150,000,000 2020/05/07 2020/09/23 22.5027298 Goldman Sachs SP (Asia) - Xiaomi European Wts Sep 2020 E 80,000,000 2020/05/07 2020/09/23 12.0027214 HK Bank - CG Services European Warrants Dec 2021 A 100,000,000 2020/05/07 2021/12/31 25.0027244 J P Morgan SP BV - Galaxy Ent European Put Wts Nov 2020 A 60,000,000 2020/05/07 2020/11/30 15.0627247 J P Morgan SP BV - Meituan European Warrants May 2022 A 100,000,000 2020/05/07 2022/05/31 15.0027245 J P Morgan SP BV - YuHua Edu European Warrants Nov 2020 A 60,000,000 2020/05/07 2020/11/06 15.0027246 J P Morgan SP BV - Zijin Mining European Warrants Sep 2020 A 60,000,000 2020/05/07 2020/09/30 21.9027212 Macquarie Bank Ltd. - A50 China European Warrants Dec 2020 A 17,500,000 2020/05/07 2020/12/02 10.5727238 Macquarie Bank Ltd. - Meituan European Warrants Oct 2022 A 70,000,000 2020/05/07 2022/10/05 17.5727242 Macquarie Bank Ltd. - Razer European Warrants Jun 2021 A 39,000,000 2020/05/07 2021/06/16 10.1427233 Macquarie Bank Ltd. - Tencent European Warrants Nov 2020 E 40,000,000 2020/05/07 2020/11/25 10.1627270 Morgan Stanley Asia Products Ltd. - CS Services Eu Wt Nov20A 40,000,000 2020/05/07 2020/11/09 12.8027272 Morgan Stanley Asia Products Ltd. - CS Services Eu Wt Nov20B 40,000,000 2020/05/07 2020/11/09 10.0027211 Morgan Stanley Asia Products Ltd. - SMIC European Wts Dec20B 68,000,000 2020/05/07 2020/12/23 10.2027207 Morgan Stanley Asia Products Ltd. - ZTE European Wts Sep20 B 48,000,000 2020/05/07 2020/09/29 10.3227267 UBS AG - HKEX European Warrants Nov 2020 A 300,000,000 2020/05/07 2020/11/25 45.0027261 UBS AG - HSI European Warrants Dec 2020 A 300,000,000 2020/05/07 2020/12/30 45.0027253 UBS AG - Ping An European Warrants Oct 2020 A 100,000,000 2020/05/07 2020/10/22 23.4027263 UBS AG - SPDR Gold Trust European Warrants Dec 2020 B 100,000,000 2020/05/07 2020/12/18 15.0027319 BOCI Asia Ltd. - Zijin Mining European Warrants Nov 2020 A 40,000,000 2020/05/08 2020/11/30 10.8027346 BNP Paribas Issuance B.V. - Alibaba European Wts Apr 2021 A 80,000,000 2020/05/08 2021/04/07 22.4027354 BNP Paribas Issuance B.V. - Tencent European Wts Dec 2020 C 70,000,000 2020/05/08 2020/12/02 10.5027348 BNP Paribas Issuance B.V. - Tencent European Wts Jan 2021 C 60,000,000 2020/05/08 2021/01/05 15.0027341 Credit Suisse AG - BBMG European Warrants Nov 2020 A 50,000,000 2020/05/08 2020/11/09 12.5027342 Credit Suisse AG - BYD Electronic European Wts Nov 2020 A 50,000,000 2020/05/08 2020/11/09 12.5027343 Credit Suisse AG - CM Bank European Warrants Nov 2020 A 50,000,000 2020/05/08 2020/11/09 12.5027344 Credit Suisse AG - HSI European Warrants Nov 2020 A 150,000,000 2020/05/08 2020/11/27 22.5027356 Goldman Sachs SP (Asia) - Conch Cement European Wts Sep20 A 60,000,000 2020/05/08 2020/09/01 10.0227359 Goldman Sachs SP (Asia) - Meituan Euro Put Wts Dec 2020 A 100,000,000 2020/05/08 2020/12/23 15.0027363 Goldman Sachs SP (Asia) - Ping An European Wts Oct 2020 B 100,000,000 2020/05/08 2020/10/22 15.8027316 HK Bank - CM Bank European Warrants Nov 2020 A 80,000,000 2020/05/08 2020/11/30 20.0027311 HK Bank - HKEX European Warrants Dec 2020 B 100,000,000 2020/05/08 2020/12/23 15.0027318 HK Bank - Meituan European Warrants Nov 2020 C 100,000,000 2020/05/08 2020/11/25 20.0027312 HK Bank - Ping An European Warrants Sep 2020 C 80,000,000 2020/05/08 2020/09/30 12.0027306 HK Bank - Tencent European Put Warrants Oct 2020 A 100,000,000 2020/05/08 2020/10/19 15.0027301 HK Bank - Tencent European Put Warrants Nov 2020 A 80,000,000 2020/05/08 2020/11/30 20.8027313 HK Bank - Xiaomi European Warrants Jan 2021 A 100,000,000 2020/05/08 2021/01/04 15.0027326 J P Morgan SP BV - China Lit European Warrants Nov 2020 A 50,000,000 2020/05/08 2020/11/09 15.7527330 J P Morgan SP BV - CM Bank European Warrants Nov 2020 A 60,000,000 2020/05/08 2020/11/09 15.06




27329 J P Morgan SP BV - GAC European Warrants Oct 2020 A 70,000,000 2020/05/08 2020/10/05 10.5027327 J P Morgan SP BV - Ping An European Warrants Oct 2020 C 100,000,000 2020/05/08 2020/10/05 15.0027321 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Jan 2021 A 17,500,000 2020/05/08 2021/01/05 10.5027324 UBS AG - Meituan European Warrants Aug 2020 B 100,000,000 2020/05/08 2020/08/24 15.0027508 Credit Suisse AG - Bank of China European Wts Dec 2020 A 70,000,000 2020/05/11 2020/12/23 10.5027496 Credit Suisse AG - CITIC Sec European Warrants Dec 2020 A 70,000,000 2020/05/11 2020/12/09 10.5027478 Credit Suisse AG - CSOP A50 ETF European Warrants Jan 2021 A 70,000,000 2020/05/11 2021/01/26 10.5027479 Credit Suisse AG - CSOP A50 ETF European Warrants Apr 2021 A 100,000,000 2020/05/11 2021/04/08 15.0027481 Credit Suisse AG - A50 China European Warrants Sep 2020 A 60,000,000 2020/05/11 2020/09/23 10.0227486 Credit Suisse AG - Geely Auto European Warrants Dec 2020 B 100,000,000 2020/05/11 2020/12/23 15.0027495 Credit Suisse AG - Haitong Sec European Warrants Dec 2020 A 60,000,000 2020/05/11 2020/12/31 15.0027509 Credit Suisse AG - ZTE European Warrants Nov 2020 A 40,000,000 2020/05/11 2020/11/10 16.0027513 Credit Suisse AG - ZTE European Put Warrants Nov 2020 A 40,000,000 2020/05/11 2020/11/10 12.0027519 Goldman Sachs SP (Asia) - AIA European Warrants Sep 2020 C 80,000,000 2020/05/11 2020/09/23 12.0027524 Goldman Sachs SP (Asia) - Alibaba European Wts Sep 2020 G 150,000,000 2020/05/11 2020/09/23 22.5027525 Goldman Sachs SP (Asia) - China Life Euro Wts Oct 2020 A 80,000,000 2020/05/11 2020/10/16 12.0027372 HK Bank - Anta Sports European Warrants Dec 2020 A 50,000,000 2020/05/11 2020/12/31 12.5027365 HK Bank - HSI European Warrants Oct 2020 A 200,000,000 2020/05/11 2020/10/29 30.0027370 HK Bank - HSI European Warrants Oct 2020 B 200,000,000 2020/05/11 2020/10/29 30.0027375 HK Bank - ZTE European Warrants Dec 2020 A 50,000,000 2020/05/11 2020/12/31 12.5027451 J P Morgan SP BV - CITIC European Warrants Mar 2021 A 60,000,000 2020/05/11 2021/03/31 15.0627514 J P Morgan SP BV - China Feihe European Warrants Nov 2020 A 40,000,000 2020/05/11 2020/11/10 10.0027454 J P Morgan SP BV - HSI European Warrants Dec 2020 B 400,000,000 2020/05/11 2020/12/30 100.4027436 J P Morgan SP BV - Haitong Sec European Warrants Mar 2021 A 80,000,000 2020/05/11 2021/03/31 20.0827456 J P Morgan SP BV - ICBC European Warrants Nov 2020 A 100,000,000 2020/05/11 2020/11/10 25.0027453 J P Morgan SP BV - PSBC European Warrants Dec 2020 A 60,000,000 2020/05/11 2020/12/01 17.8827465 J P Morgan SP BV - ZTE European Warrants Sep 2020 A 60,000,000 2020/05/11 2020/09/24 11.2227379 Macquarie Bank Ltd. - PICC Group European Wts Mar 2021 A 40,000,000 2020/05/11 2021/03/02 10.2027380 Macquarie Bank Ltd. - Tencent European Warrants Nov 2020 F 30,000,000 2020/05/11 2020/11/25 10.1727404 Morgan Stanley Asia Products Ltd. - Ch Mob Euro Wt Mar2021 A 100,000,000 2020/05/11 2021/03/23 25.0027402 Morgan Stanley Asia Products Ltd. - Ch Mob Eu Put Wt Oct20 B 68,000,000 2020/05/11 2020/10/20 11.0827406 Morgan Stanley Asia Products Ltd. - China Tower Eu Wt Oct20B 58,000,000 2020/05/11 2020/10/22 10.7927384 Morgan Stanley Asia Products Ltd. - HSI European Wts Oct20 A 150,000,000 2020/05/11 2020/10/29 29.1027383 Morgan Stanley Asia Products Ltd. - HSI European Wts Nov20 A 150,000,000 2020/05/11 2020/11/27 37.5027385 Morgan Stanley Asia Products Ltd. - HSI European Wts Nov20 B 150,000,000 2020/05/11 2020/11/27 37.5027409 Morgan Stanley Asia Products Ltd. - Ping An Euro Wts Dec20 B 88,000,000 2020/05/11 2020/12/22 16.1027432 UBS AG - CSPC Pharma European Warrants Sep 2020 A 60,000,000 2020/05/11 2020/09/16 10.0227415 UBS AG - NCI European Warrants Oct 2020 A 70,000,000 2020/05/11 2020/10/16 10.5027422 UBS AG - Zijin Mining European Warrants Nov 2020 A 60,000,000 2020/05/11 2020/11/16 15.0027413 Bank Vontobel - HSBC European Warrants Dec 2020 A 50,000,000 2020/05/11 2020/12/23 10.0024188 # Haitong Int’l Sec - CNOOC European Warrants Sep 2020 A 82,000,000 2020/05/11 2020/09/30 10.0027669 BOCI Asia Ltd. - Henderson Land European Warrants Mar 2021 A 50,000,000 2020/05/12 2021/03/31 13.0027612 BOCI Asia Ltd. - ZTE European Warrants Sep 2020 B 40,000,000 2020/05/12 2020/09/24 10.0027599 Credit Suisse AG - China Life European Put Wts Sep 2020 A 80,000,000 2020/05/12 2020/09/23 12.00




27600 Credit Suisse AG - Sinopec Corp European Warrants Sep 2020 A 70,000,000 2020/05/12 2020/09/23 10.5027588 Credit Suisse AG - HSI European Put Warrants Sep 2020 G 150,000,000 2020/05/12 2020/09/29 22.5027609 Credit Suisse AG - Zijin Mining European Warrants Nov 2020 B 40,000,000 2020/05/12 2020/11/11 11.2027701 Citigroup Global - Ping An European Warrants Oct 2020 A 100,000,000 2020/05/12 2020/10/22 17.6027703 Citigroup Global - Ping An European Warrants Dec 2020 B 100,000,000 2020/05/12 2020/12/02 17.1027709 Citigroup Global - Sands China European Warrants Sep 2020 A 100,000,000 2020/05/12 2020/09/30 15.0027700 Citigroup Global - Tencent European Warrants Aug 2020 C 100,000,000 2020/05/12 2020/08/19 15.2027707 Citigroup Global - Tencent European Put Warrants Sep 2020 C 100,000,000 2020/05/12 2020/09/24 15.0027537 Guotai Junan - Tencent European Warrants Sep 2020 C 100,000,000 2020/05/12 2020/09/04 17.3027535 Guotai Junan - Xiaomi European Put Warrants Oct 2020 A 100,000,000 2020/05/12 2020/10/09 18.1027731 Goldman Sachs SP (Asia) - Galaxy Ent Euro Put Wts Aug 2020 A 80,000,000 2020/05/12 2020/08/12 14.9627730 Goldman Sachs SP (Asia) - HKEX European Put Wts Nov 2020 A 100,000,000 2020/05/12 2020/11/25 15.0027713 Goldman Sachs SP (Asia) - HSI European Warrants Oct 2020 A 150,000,000 2020/05/12 2020/10/29 22.5027718 Goldman Sachs SP (Asia) - Tencent European Wts Oct 2020 B 150,000,000 2020/05/12 2020/10/19 29.8527678 Haitong Int’l Sec - China Mobile European Wts Sep 2020 B 60,000,000 2020/05/12 2020/09/30 11.4027683 Haitong Int’l Sec - Sinopec Corp European Wts Sep 2020 A 60,000,000 2020/05/12 2020/09/24 16.2027672 Haitong Int’l Sec - CSPC Pharma European Warrants Sep 2020 A 70,000,000 2020/05/12 2020/09/16 10.5027674 Haitong Int’l Sec - Evergrande European Warrants Dec 2020 A 60,000,000 2020/05/12 2020/12/24 13.2027695 Haitong Int’l Sec - HSI European Put Warrants Oct 2020 B 200,000,000 2020/05/12 2020/10/29 30.0027680 Haitong Int’l Sec - Sands China European Warrants Sep 2020 A 60,000,000 2020/05/12 2020/09/18 13.2027673 Haitong Int’l Sec - Tencent European Warrants Aug 2020 A 70,000,000 2020/05/12 2020/08/27 10.5027686 Haitong Int’l Sec - Tencent European Warrants Sep 2020 B 60,000,000 2020/05/12 2020/09/18 18.0027684 Haitong Int’l Sec - Tencent European Put Warrants Aug 2020 A 60,000,000 2020/05/12 2020/08/24 10.8027685 Haitong Int’l Sec - Tencent European Put Warrants Aug 2020 B 60,000,000 2020/05/12 2020/08/24 13.8027660 J P Morgan SP BV - Koolearn European Warrants Jun 2021 A 40,000,000 2020/05/12 2021/06/25 10.0027655 J P Morgan SP BV - Lenovo European Warrants Dec 2021 A 70,000,000 2020/05/12 2021/12/23 10.5027552 Macquarie Bank Ltd. - Air China European Warrants Oct 2021 A 40,000,000 2020/05/12 2021/10/05 10.1227582 Macquarie Bank Ltd. - BYD Electronic European Wts Apr 2021 A 40,000,000 2020/05/12 2021/04/07 20.8027545 Macquarie Bank Ltd. - China Gas Hold Euro Wts Apr 2021 A 24,000,000 2020/05/12 2021/04/07 10.3027551 Macquarie Bank Ltd. - CGS European Warrants Dec 2020 A 27,000,000 2020/05/12 2020/12/16 10.0727575 Macquarie Bank Ltd. - CK Asset European Warrants Jan 2021 A 30,000,000 2020/05/12 2021/01/05 10.0227544 Macquarie Bank Ltd. - Greatwall Motor Euro Wts Oct 2021 A 39,000,000 2020/05/12 2021/10/05 10.2227538 Macquarie Bank Ltd. - Tencent European Put Wts Nov 2020 B 34,000,000 2020/05/12 2020/11/25 10.0327571 Macquarie Bank Ltd. - Wynn Macau European Wts Apr 2021 A 40,000,000 2020/05/12 2021/04/07 10.0027586 Morgan Stanley Asia Products Ltd. - CCB Euro Wts Nov 2020 A 68,000,000 2020/05/12 2020/11/12 19.2427587 Morgan Stanley Asia Products Ltd. - Xiaomi Euro Wts Nov 20 A 98,000,000 2020/05/12 2020/11/23 14.7027614 UBS AG - Ali Health European Warrants Nov 2020 A 60,000,000 2020/05/12 2020/11/16 15.0027617 UBS AG - A-Living European Warrants Dec 2020 A 40,000,000 2020/05/12 2020/12/30 20.3227628 UBS AG - BOC HK European Warrants Dec 2020 A 100,000,000 2020/05/12 2020/12/23 15.0027624 UBS AG - CKH Holdings European Warrants Oct 2020 A 60,000,000 2020/05/12 2020/10/22 10.0827622 UBS AG - CM Bank European Warrants Nov 2020 A 70,000,000 2020/05/12 2020/11/16 17.5027615 UBS AG - SMIC European Warrants Dec 2020 B 70,000,000 2020/05/12 2020/12/14 17.5027613 UBS AG - Xiaomi European Put Warrants Dec 2020 A 100,000,000 2020/05/12 2020/12/23 15.0027634 UBS AG - ZTE European Warrants Sep 2020 A 50,000,000 2020/05/12 2020/09/24 12.75




27663 Bank Vontobel - Alibaba Group European Warrants Sep 2020 C 50,000,000 2020/05/12 2020/09/28 10.0027666 Bank Vontobel - Meituan European Put Warrants Sep 2020 B 80,000,000 2020/05/12 2020/09/23 12.0025692# Credit Suisse AG - Zijin Mining European Warrants Oct 2020 A 30,000,000 2020/05/12 2020/10/05 10.8025665# Credit Suisse AG - ZTE European Warrants Oct 2020 A 40,000,000 2020/05/12 2020/10/05 10.8027753 BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Jan 2021 A 80,000,000 2020/05/13 2021/01/18 12.0027754 BNP Paribas Issuance B.V. - Meituan Euro Warrants Mar 2021 A 100,000,000 2020/05/13 2021/03/02 25.0027755 BNP Paribas Issuance B.V. - Ping An European Wt Mar 2021 A 40,000,000 2020/05/13 2021/03/02 10.0027756 BNP Paribas Issuance B.V. - Xiaomi Euro Warrants Feb 2021 A 60,000,000 2020/05/13 2021/02/02 15.0027964 Credit Suisse AG - BAIC Motor European Warrants Nov 2020 A 30,000,000 2020/05/13 2020/11/12 10.2027971 Credit Suisse AG - CNBM European Warrants Nov 2020 A 60,000,000 2020/05/13 2020/11/12 15.0027972 Credit Suisse AG - China State Con European Warrants May21 A 70,000,000 2020/05/13 2021/05/31 17.5027914 Credit Suisse AG - China Feihe European Warrants Nov 2020 A 40,000,000 2020/05/13 2020/11/12 11.6027911 Credit Suisse AG - Koolearn European Warrants Apr 2021 A 80,000,000 2020/05/13 2021/04/30 20.0027922 Credit Suisse AG - Lenovo European Warrants Oct 2020 A 40,000,000 2020/05/13 2020/10/23 10.0027906 Credit Suisse AG - Meituan European Put Warrants Sep 2020 B 100,000,000 2020/05/13 2020/09/23 15.0027921 Credit Suisse AG - Shenzhou Intl European Wts Nov 2020 A 40,000,000 2020/05/13 2020/11/12 10.0027903 Goldman Sachs SP (Asia) - CM Bank European Wts Nov 2020 A 60,000,000 2020/05/13 2020/11/13 15.0027883 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Dec 2020 B 100,000,000 2020/05/13 2020/12/01 15.0027891 Goldman Sachs SP (Asia) - Xiaomi European Wts Oct 2020 A 80,000,000 2020/05/13 2020/10/22 12.0027738 HK Bank - CAM CSI300 European Warrants Nov 2020 A 80,000,000 2020/05/13 2020/11/30 20.0027736 HK Bank - Bank of China European Warrants Dec 2020 A 100,000,000 2020/05/13 2020/12/23 15.0027732 HK Bank - SMIC European Warrants Nov 2020 B 100,000,000 2020/05/13 2020/11/30 25.0027735 HK Bank - SUNAC European Warrants Nov 2020 A 40,000,000 2020/05/13 2020/11/30 10.0027843 Haitong Int’l Sec - Ali Health European Warrants Oct 2020 A 60,000,000 2020/05/13 2020/10/19 16.2027839 Haitong Int’l Sec - CSOP A50 ETF European Warrants Jan2021 A 60,000,000 2020/05/13 2021/01/21 12.6027822 Haitong Int’l Sec - HKEX European Warrants Nov 2020 A 70,000,000 2020/05/13 2020/11/25 11.2027821 Haitong Int’l Sec - HKEX European Warrants Dec 2020 B 70,000,000 2020/05/13 2020/12/23 10.5027816 Haitong Int’l Sec - HKEX European Put Warrants Nov 2020 A 70,000,000 2020/05/13 2020/11/25 10.5027805 Haitong Int’l Sec - Meituan European Put Warrants Sep 2020 A 70,000,000 2020/05/13 2020/09/24 11.2027788 J P Morgan SP BV - Minsheng Bank European Wts Nov 2020 A 50,000,000 2020/05/13 2020/11/30 12.5527790 J P Morgan SP BV - CRRC European Warrants Sep 2022 A 70,000,000 2020/05/13 2022/09/08 10.5027796 J P Morgan SP BV - Meituan European Warrants Oct 2020 B 200,000,000 2020/05/13 2020/10/23 30.0027791 J P Morgan SP BV - Meituan European Put Warrants Sep 2020 B 100,000,000 2020/05/13 2020/09/23 15.1027784 Macquarie Bank Ltd. - Lenovo European Warrants Jan 2021 A 35,000,000 2020/05/13 2021/01/05 10.0827758 UBS AG - Anta Sports European Warrants Dec 2020 A 70,000,000 2020/05/13 2020/12/23 10.5027777 UBS AG - CPIC European Warrants Nov 2020 A 70,000,000 2020/05/13 2020/11/25 10.5027769 UBS AG - Evergrande European Warrants Dec 2020 A 60,000,000 2020/05/13 2020/12/30 15.0027767 UBS AG - A50 China European Warrants Sep 2020 A 100,000,000 2020/05/13 2020/09/23 15.0027766 UBS AG - Geely Auto European Warrants Sep 2020 A 70,000,000 2020/05/13 2020/09/25 10.5027781 UBS AG - Galaxy Ent European Warrants Oct 2020 C 80,000,000 2020/05/13 2020/10/22 23.0427773 UBS AG - Haidilao European Warrants Nov 2020 A 40,000,000 2020/05/13 2020/11/16 14.1627780 UBS AG - HKEX European Warrants Aug 2020 A 150,000,000 2020/05/13 2020/08/26 22.5027783 UBS AG - Xiaomi European Warrants Dec 2020 B 200,000,000 2020/05/13 2020/12/23 30.0027860 Bank Vontobel - AAC Tech European Warrants May 2021 B 60,000,000 2020/05/13 2021/05/26 10.20




27859 Bank Vontobel - CSPC Pharma European Warrants Sep 2020 A 80,000,000 2020/05/13 2020/09/23 12.0027845 Bank Vontobel - HKEX European Warrants Nov 2020 A 70,000,000 2020/05/13 2020/11/25 10.5027876 Bank Vontobel - HSI European Warrants Mar 2021 A 80,000,000 2020/05/13 2021/03/30 20.0027882 Bank Vontobel - HSI European Warrants Mar 2021 B 80,000,000 2020/05/13 2021/03/30 20.0027866 Bank Vontobel - HSI European Put Warrants Dec 2020 C 80,000,000 2020/05/13 2020/12/30 20.8027849 Bank Vontobel - ICBC European Warrants Oct 2020 A 50,000,000 2020/05/13 2020/10/23 10.0028007 BNP Paribas Issuance B.V. - China Life Euro Wts Mar 2021 A 40,000,000 2020/05/14 2021/03/02 10.4028002 BNP Paribas Issuance B.V. - Tencent European Wts Mar 2021 A 80,000,000 2020/05/14 2021/03/02 21.6028004 BNP Paribas Issuance B.V. - Tencent European Wts Apr 2021 B 80,000,000 2020/05/14 2021/04/07 20.0028028 Credit Suisse AG - China Tower European Warrants Oct 2020 C 70,000,000 2020/05/14 2020/10/23 10.5028008 Credit Suisse AG - Tsingtao Brew European Warrants Nov2020 A 30,000,000 2020/05/14 2020/11/13 11.4028082 Citigroup Global - BYD Company European Warrants Mar 2021 A 100,000,000 2020/05/14 2021/03/25 15.0028090 Citigroup Global - HKEX European Warrants Oct 2020 B 100,000,000 2020/05/14 2020/10/20 15.0028093 Citigroup Global - HKEX European Warrants Dec 2020 B 100,000,000 2020/05/14 2020/12/23 15.0028091 Citigroup Global - PA Gooddoctor European Warrants Oct2020 A 100,000,000 2020/05/14 2020/10/16 21.5028098 Citigroup Global - PA Gooddoctor European Warrants Dec2020 A 100,000,000 2020/05/14 2020/12/22 15.6028148 Goldman Sachs SP (Asia) - Link REIT European Wts Dec 2021 A 70,000,000 2020/05/14 2021/12/23 10.5028138 Goldman Sachs SP (Asia) - Meituan European Warrants Oct20 B 80,000,000 2020/05/14 2020/10/23 12.0028131 Goldman Sachs SP (Asia) - SUNAC European Warrants Oct 2020 A 60,000,000 2020/05/14 2020/10/22 11.5828103 Haitong Int’l Sec - AIA European Warrants Jan 2021 A 70,000,000 2020/05/14 2021/01/08 10.5028109 Haitong Int’l Sec - China Life European Warrants Oct 2020 A 70,000,000 2020/05/14 2020/10/16 10.5028112 Haitong Int’l Sec - China Life European Put Warrants Sep20 A 70,000,000 2020/05/14 2020/09/23 10.5028099 Haitong Int’l Sec - HSBC European Warrants Dec 2020 B 60,000,000 2020/05/14 2020/12/30 15.0028102 Haitong Int’l Sec - Sunny Optical European Wts Nov 2020 A 70,000,000 2020/05/14 2020/11/23 11.2028100 Haitong Int’l Sec - Xiaomi European Put Warrants Aug 2020 A 70,000,000 2020/05/14 2020/08/28 10.5028071 J P Morgan SP BV - Alibaba European Warrants Aug 2020 C 250,000,000 2020/05/14 2020/08/31 37.7528081 J P Morgan SP BV - Ch Railway Cons European Wts Jun 2021 A 100,000,000 2020/05/14 2021/06/25 15.0028055 J P Morgan SP BV - Galaxy Ent European Warrants Aug 2020 A 70,000,000 2020/05/14 2020/08/31 10.5028052 J P Morgan SP BV - HKEX European Warrants Jun 2021 A 200,000,000 2020/05/14 2021/06/30 50.2028056 J P Morgan SP BV - SMIC European Wts Aug 2020 C 60,000,000 2020/05/14 2020/08/31 10.7427998 Macquarie Bank Ltd. - AIA European Warrants Dec 2020 A 21,000,000 2020/05/14 2020/12/02 10.0427980 Macquarie Bank Ltd. - Alibaba European Warrants Dec 2020 B 34,500,000 2020/05/14 2020/12/02 10.0427981 Macquarie Bank Ltd. - Alibaba European Put Wts Jan 2021 A 40,000,000 2020/05/14 2021/01/05 10.0028000 Macquarie Bank Ltd. - Meituan European Warrants Nov 2020 B 60,000,000 2020/05/14 2020/11/02 10.2027983 Macquarie Bank Ltd. - Xiaomi European Warrants Feb 2021 B 40,000,000 2020/05/14 2021/02/02 10.4427995 Macquarie Bank Ltd. - Xiaomi European Warrants Mar 2021 A 40,000,000 2020/05/14 2021/03/02 10.0428044 UBS AG - Alibaba European Put Warrants Nov 2020 A 200,000,000 2020/05/14 2020/11/16 30.0028045 UBS AG - CC Bank European Warrants Oct 2020 A 70,000,000 2020/05/14 2020/10/27 10.5028033 UBS AG - CS Services European Warrants Nov 2020 A 40,000,000 2020/05/14 2020/11/16 12.6428046 UBS AG - Meituan European Warrants Dec 2020 B 100,000,000 2020/05/14 2020/12/28 15.0028034 UBS AG - PA Gooddoctor European Warrants Nov 2020 A 100,000,000 2020/05/14 2020/11/23 15.0028042 UBS AG - SMIC European Warrants Jan 2021 A 70,000,000 2020/05/14 2021/01/25 17.5028317 BNP Paribas Issuance B.V. - AIA European Wts Dec 2020 A 40,000,000 2020/05/15 2020/12/02 11.2028278 BNP Paribas Issuance B.V. - Alibaba European Wts Jan 2021 E 80,000,000 2020/05/15 2021/01/04 20.80




28298 BNP Paribas Issuance B.V. - Alibaba European Wts May 2021 A 80,000,000 2020/05/15 2021/05/04 20.0028314 BNP Paribas Issuance B.V. - China Life Euro Wts May 2021 A 40,000,000 2020/05/15 2021/05/04 10.4028154 BNP Paribas Issuance B.V. - China Mobile Euro Wts Dec 2020 A 40,000,000 2020/05/15 2020/12/02 11.6028172 BNP Paribas Issuance B.V. - China Mobile Euro Wts Mar 2021 A 40,000,000 2020/05/15 2021/03/02 11.2028175 BNP Paribas Issuance B.V. - HSBC European Wts Mar 2021 A 40,000,000 2020/05/15 2021/03/02 12.0028308 BNP Paribas Issuance B.V. - Meituan Euro Warrants Apr 2021 A 80,000,000 2020/05/15 2021/04/07 20.0028276 BNP Paribas Issuance B.V. - Ping An European Wt Feb 2021 B 40,000,000 2020/05/15 2021/02/02 11.2028313 BNP Paribas Issuance B.V. - Sands China Euro Wt Jan 2021 A 40,000,000 2020/05/15 2021/01/04 12.0028173 BNP Paribas Issuance B.V. - SMIC European Wts Mar 2021 A 40,000,000 2020/05/15 2021/03/02 10.8028409 Credit Suisse AG - A-Living European Warrants Nov 2020 A 30,000,000 2020/05/15 2020/11/16 13.5028412 Credit Suisse AG - CS Services European Warrants Nov 2020 A 30,000,000 2020/05/15 2020/11/16 10.2028422 Credit Suisse AG - CRCC European Warrants Jun 2021 A 70,000,000 2020/05/15 2021/06/25 10.5028424 Credit Suisse AG - Meituan European Warrants Oct 2020 C 150,000,000 2020/05/15 2020/10/23 22.5028435 Credit Suisse AG - Tencent Euro Put Wts Aug 2020 B 200,000,000 2020/05/15 2020/08/31 42.0028430 Credit Suisse AG - Xiaomi European Put Warrants Dec 2020 C 100,000,000 2020/05/15 2020/12/07 15.0028417 Credit Suisse AG - Zhongsheng Hldg European Wts Nov 2020 A 35,000,000 2020/05/15 2020/11/16 10.1528246 Citigroup Global - BYD Company European Warrants Aug 2020 A 100,000,000 2020/05/15 2020/08/28 15.0028450 Citigroup Global - Meituan European Warrants Sep 2020 D 100,000,000 2020/05/15 2020/09/28 15.0028236 Citigroup Global - Meituan European Put Warrants Sep 2020 B 100,000,000 2020/05/15 2020/09/23 15.0028451 Citigroup Global - Tencent European Warrants Aug 2020 D 100,000,000 2020/05/15 2020/08/24 15.0028244 Citigroup Global - Tencent European Warrants Sep 2020 B 100,000,000 2020/05/15 2020/09/18 15.0028441 Goldman Sachs SP (Asia) - CPIC European Warrants Nov 2020 A 60,000,000 2020/05/15 2020/11/25 10.0228437 Goldman Sachs SP (Asia) - HKEX European Warrants Oct 2020 A 80,000,000 2020/05/15 2020/10/19 12.0028443 Goldman Sachs SP (Asia) - Tencent European Wts Aug 2020 I 150,000,000 2020/05/15 2020/08/17 22.5028379 Haitong Int’l Sec - Conch Cement European Warrants Sep2020 A 70,000,000 2020/05/15 2020/09/02 11.2028377 Haitong Int’l Sec - Bank of China European Warrants Jan21 A 70,000,000 2020/05/15 2021/01/29 14.0028352 Haitong Int’l Sec - CITIC Sec European Warrants Apr 2021 A 70,000,000 2020/05/15 2021/04/01 13.3028382 Haitong Int’l Sec - CKH Holdings European Warrants Sep2020 A 70,000,000 2020/05/15 2020/09/16 30.1028356 Haitong Int’l Sec - CM Bank European Warrants Nov 2020 A 70,000,000 2020/05/15 2020/11/24 18.9028319 Haitong Int’l Sec - Henderson Land Dev European Wts Mar21 A 70,000,000 2020/05/15 2021/03/31 25.2028335 Haitong Int’l Sec - PA Gooddoctor European Warrants Oct20 B 70,000,000 2020/05/15 2020/10/19 18.2028387 Haitong Int’l Sec - PetroChina European Warrants Sep 2020 A 70,000,000 2020/05/15 2020/09/23 14.0028353 Haitong Int’l Sec - ZA Onine European Warrants Sep 2020 A 70,000,000 2020/05/15 2020/09/25 17.5028389 Haitong Int’l Sec - ZTE European Warrants Sep 2020 B 70,000,000 2020/05/15 2020/09/29 17.5028229 J P Morgan SP BV - Tencent European Warrants Dec 2020 A 250,000,000 2020/05/15 2020/12/18 43.2528233 J P Morgan SP BV - WH Group European Warrants Nov 2020 A 70,000,000 2020/05/15 2020/11/23 10.5728230 J P Morgan SP BV - Xiaomi European Put Warrants Dec 2020 B 200,000,000 2020/05/15 2020/12/07 30.0028196 Macquarie Bank Ltd. - Li Ning European Warrants Feb 2021 A 32,000,000 2020/05/15 2021/02/16 10.0228181 Macquarie Bank Ltd. - SMIC European Warrants Feb 2021 A 38,000,000 2020/05/15 2021/02/16 10.0328178 Macquarie Bank Ltd. - Stanchart European Warrants Dec 2020 A 20,000,000 2020/05/15 2020/12/02 10.0028211 SG Issuer - Alibaba European Put Warrants Sep 2020 E 150,000,000 2020/05/15 2020/09/28 22.5028217 SG Issuer - Meituan European Warrants Dec 2020 D 100,000,000 2020/05/15 2020/12/28 15.0028215 SG Issuer - Meituan European Put Warrants Sep 2020 B 100,000,000 2020/05/15 2020/09/23 15.0028218 SG Issuer - Xiaomi European Put Warrants Dec 2020 B 100,000,000 2020/05/15 2020/12/07 15.00




28247 UBS AG - AAC Tech European Warrants Apr 2021 A 100,000,000 2020/05/15 2021/04/23 15.0028268 UBS AG - China Tower European Warrants Oct 2020 A 70,000,000 2020/05/15 2020/10/22 10.5028269 UBS AG - Xiaomi European Put Warrants Nov 2020 A 100,000,000 2020/05/15 2020/11/30 25.0028767 BOCI Asia Ltd. - Anta Sports European Warrants Dec 2020 A 70,000,000 2020/05/18 2020/12/31 10.5028484 BOCI Asia Ltd. - Tencent European Warrants Sep 2020 F 200,000,000 2020/05/18 2020/09/01 30.0028540 BNP Paribas Issuance B.V. - Meituan Euro Warrants Jan 2021 C 70,000,000 2020/05/18 2021/01/05 10.5028760 Credit Suisse AG - Galaxy Ent European Put Wts Dec 2020 A 100,000,000 2020/05/18 2020/12/03 15.0028761 Credit Suisse AG - Li Ning European Warrants Nov 2020 A 50,000,000 2020/05/18 2020/11/17 13.5028749 Credit Suisse AG - Meituan European Warrants Dec 2020 C 150,000,000 2020/05/18 2020/12/28 22.5028739 Credit Suisse AG - Tencent Euro Put Wts Aug 2020 C 200,000,000 2020/05/18 2020/08/31 30.0028661 Citigroup Global - Galaxy Ent European Warrants Aug 2020 A 100,000,000 2020/05/18 2020/08/24 18.3028653 Citigroup Global - Sunac European Warrants Sep 2020 B 100,000,000 2020/05/18 2020/09/23 18.2028667 Citigroup Global - Sunny Optical European Warrants Sep 2020B 100,000,000 2020/05/18 2020/09/23 15.0028649 Citigroup Global - Xiaomi European Warrants Sep 2020 D 100,000,000 2020/05/18 2020/09/23 15.0028516 Guotai Junan - HKEX European Warrants Sep 2020 A 100,000,000 2020/05/18 2020/09/30 16.4028524 Guotai Junan - Tencent European Warrants Dec 2020 A 100,000,000 2020/05/18 2020/12/04 17.7028833 Goldman Sachs SP (Asia) - Ping An European Wts Sep 2020 C 100,000,000 2020/05/18 2020/09/25 15.0028840 Goldman Sachs SP (Asia) - Tencent European Wts Sep 2020 F 150,000,000 2020/05/18 2020/09/24 22.5028835 Goldman Sachs SP (Asia) - Xiaomi European Wts Sep 2020 F 80,000,000 2020/05/18 2020/09/23 12.0028467 HK Bank - AAC Tech European Warrants Sep 2021 A 100,000,000 2020/05/18 2021/09/27 15.0028469 HK Bank - HSI European Put Warrants Oct 2020 B 200,000,000 2020/05/18 2020/10/29 40.0028539 HK Bank - Tencent European Warrants Nov 2020 A 100,000,000 2020/05/18 2020/11/30 25.0028455 HK Bank - Tencent European Put Warrants Nov 2020 B 100,000,000 2020/05/18 2020/11/30 25.0028793 Haitong Int’l Sec - BYD Company European Warrants Jan 2021 A 150,000,000 2020/05/18 2021/01/26 22.5028809 Haitong Int’l Sec - China Lit European Warrants Nov 2020 A 50,000,000 2020/05/18 2020/11/03 23.5028813 Haitong Int’l Sec - CNBM European Warrants Sep 2020 A 70,000,000 2020/05/18 2020/09/25 10.5028814 Haitong Int’l Sec - Galaxy Ent European Warrants Sep 2020 A 100,000,000 2020/05/18 2020/09/07 30.0028779 Haitong Int’l Sec - ICBC European Warrants Sep 2020 A 100,000,000 2020/05/18 2020/09/23 27.0028770 Haitong Int’l Sec - Kingsoft European Warrants Aug 2020 A 700,000,000 2020/05/18 2020/08/20 175.0028781 Haitong Int’l Sec - Sino Biopharm European Wts Dec 2020 A 100,000,000 2020/05/18 2020/12/18 22.0028726 J P Morgan SP BV - Alibaba European Put Warrants Sep 2020 C 200,000,000 2020/05/18 2020/09/30 30.0028710 J P Morgan SP BV - Geely Auto European Warrants Jan 2021 A 60,000,000 2020/05/18 2021/01/29 15.0628696 J P Morgan SP BV - HSI European Put Warrants Nov 2020 B 400,000,000 2020/05/18 2020/11/27 100.4028721 J P Morgan SP BV - Li Ning European Warrants Aug 2020 A 60,000,000 2020/05/18 2020/08/25 10.0228725 J P Morgan SP BV - Tencent European Warrants Feb 2022 A 250,000,000 2020/05/18 2022/02/22 53.7528670 J P Morgan SP BV - Tencent European Put Warrants Nov 2020 A 250,000,000 2020/05/18 2020/11/17 63.2528691 J P Morgan SP BV - Xiaomi European Put Warrants Dec 2020 C 100,000,000 2020/05/18 2020/12/03 25.2028489 Macquarie Bank Ltd. - CKH Holdings European Wts Feb 2021 A 33,400,000 2020/05/18 2021/02/02 10.0228495 Macquarie Bank Ltd. - Koolearn European Warrants Mar 2021 A 9,500,000 2020/05/18 2021/03/12 10.0528470 Morgan Stanley Asia Products Ltd. - Galaxy Eu Put Wt Nov 20A 68,000,000 2020/05/18 2020/11/23 10.2028912 SG Issuer - Tencent European Warrants Sep 2020 F 200,000,000 2020/05/18 2020/09/23 30.0028904 SG Issuer - Tencent European Put Warrants Sep 2020 F 100,000,000 2020/05/18 2020/09/18 18.5028924 SG Issuer - Tencent European Put Warrants Oct 2020 A 100,000,000 2020/05/18 2020/10/22 15.0028556 UBS AG - A50 China European Warrants Nov 2020 A 100,000,000 2020/05/18 2020/11/23 15.00




28603 UBS AG - Galaxy Ent European Put Warrants Dec 2020 A 100,000,000 2020/05/18 2020/12/03 15.0028553 UBS AG - Ping An European Warrants Sep 2020 C 100,000,000 2020/05/18 2020/09/25 15.0028587 UBS AG - Tencent European Put Warrants Aug 2020 B 300,000,000 2020/05/18 2020/08/24 45.0028602 UBS AG - Tencent European Put Warrants Aug 2020 C 300,000,000 2020/05/18 2020/08/24 45.0028550 UBS AG - Tencent European Put Warrants Nov 2020 A 300,000,000 2020/05/18 2020/11/23 45.0028596 UBS AG - Xiaomi European Put Warrants Dec 2020 B 200,000,000 2020/05/18 2020/12/07 30.0028900 Bank Vontobel - Bud Apac European Warrants Dec 2020 A 40,000,000 2020/05/18 2020/12/01 10.0028860 Bank Vontobel - CK Asset European Warrants Dec 2020 A 40,000,000 2020/05/18 2020/12/03 10.0028890 Bank Vontobel - Sinopec Corp European Warrants Feb 2021 A 40,000,000 2020/05/18 2021/02/11 10.0028868 Bank Vontobel - Galaxy Ent European Warrants Feb 2021 A 30,000,000 2020/05/18 2021/02/19 14.4028862 Bank Vontobel - NCI European Warrants Mar 2021 A 40,000,000 2020/05/18 2021/03/12 10.0028848 Bank Vontobel - Tencent European Put Warrants Nov 2020 A 80,000,000 2020/05/18 2020/11/17 24.0023077# Haitong Int’l Sec - SHK Ppt European Warrants Aug 2020 A 304,000,000 2020/05/18 2020/08/06 10.0329099 BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts Dec 2020 A 40,000,000 2020/05/19 2020/12/02 10.0028988 BNP Paribas Issuance B.V. - HSI European Wts Dec 2020 A 70,000,000 2020/05/19 2020/12/30 14.0028991 BNP Paribas Issuance B.V. - HSI Euro Put Wts Sep 2020 C 70,000,000 2020/05/19 2020/09/29 14.0028973 BNP Paribas Issuance B.V. - Tencent European Wts Feb 2021 A 80,000,000 2020/05/19 2021/02/02 21.6028965 BNP Paribas Issuance B.V. - Tencent European Wts May 2021 A 80,000,000 2020/05/19 2021/05/04 20.8029153 Credit Suisse AG - China Ovs Ppt European Warrants Nov2020 A 50,000,000 2020/05/19 2020/11/18 12.5029128 Credit Suisse AG - Geely Auto European Warrants Sep 2020 A 70,000,000 2020/05/19 2020/09/25 10.5029144 Credit Suisse AG - Galaxy Ent European Warrants Nov 2020 A 40,000,000 2020/05/19 2020/11/18 15.2028950 Credit Suisse AG - HSBC European Wts Oct 2020 B 100,000,000 2020/05/19 2020/10/14 15.0028927 Credit Suisse AG - HSBC European Wts Dec 2020 A 100,000,000 2020/05/19 2020/12/23 15.0029110 Credit Suisse AG - SHK Ppt European Warrants Apr 2021 A 80,000,000 2020/05/19 2021/04/30 20.0029101 Credit Suisse AG - Tencent European Wts Aug 2020 D 250,000,000 2020/05/19 2020/08/31 37.5029167 Credit Suisse AG - Xiaomi European Warrants Apr 2021 A 200,000,000 2020/05/19 2021/04/23 30.0029168 Credit Suisse AG - Xiaomi European Warrants Sep 2021 A 200,000,000 2020/05/19 2021/09/27 30.0029139 Credit Suisse AG - ZA Onine European Warrants Nov 2020 A 40,000,000 2020/05/19 2020/11/18 12.0029237 Citigroup Global - Alibaba Group Euro Warrants Oct 2020 C 100,000,000 2020/05/19 2020/10/06 15.0029085 Citigroup Global - Longfor Group European Warrants Sep2020 A 100,000,000 2020/05/19 2020/09/18 21.7029075 Citigroup Global - Longfor Group European Warrants Nov2020 A 100,000,000 2020/05/19 2020/11/19 25.0029071 Citigroup Global - Meituan European Warrants Oct 2020 C 100,000,000 2020/05/19 2020/10/23 16.8029087 Citigroup Global - Tencent European Put Warrants Aug 2020 B 100,000,000 2020/05/19 2020/08/24 17.3029280 Goldman Sachs SP (Asia) - HKEX European Warrants Dec 2020 B 150,000,000 2020/05/19 2020/12/23 22.5029241 Goldman Sachs SP (Asia) - Kingsoft European Wts Nov 2020 A 60,000,000 2020/05/19 2020/11/30 15.0029283 Goldman Sachs SP (Asia) - Meituan Euro Put Wts Sep 2020 B 80,000,000 2020/05/19 2020/09/23 12.0029025 HK Bank - CSOP A50 ETF European Warrants Jan 2021 A 100,000,000 2020/05/19 2021/01/11 15.0029065 HK Bank - A50 China European Warrants Mar 2021 B 100,000,000 2020/05/19 2021/03/01 25.0029016 HK Bank - Tencent European Put Warrants Oct 2020 B 100,000,000 2020/05/19 2020/10/23 15.0029201 Haitong Int’l Sec - Meituan European Warrants Sep 2020 B 100,000,000 2020/05/19 2020/09/24 15.0029214 Haitong Int’l Sec - Meituan European Warrants Dec 2020 C 100,000,000 2020/05/19 2020/12/28 16.0029203 Haitong Int’l Sec - SMIC European Warrants Aug 2020 A 100,000,000 2020/05/19 2020/08/25 19.0029232 Haitong Int’l Sec - Tencent European Warrants Sep 2020 C 100,000,000 2020/05/19 2020/09/24 16.0029226 Haitong Int’l Sec - Tencent European Warrants Nov 2020 A 100,000,000 2020/05/19 2020/11/23 15.00




29210 Haitong Int’l Sec - Xiaomi European Warrants Sep 2020 B 100,000,000 2020/05/19 2020/09/24 15.0029212 Haitong Int’l Sec - Xiaomi European Warrants Dec 2020 B 100,000,000 2020/05/19 2020/12/28 17.0029205 Haitong Int’l Sec - Xiaomi European Put Warrants Dec 2020 A 100,000,000 2020/05/19 2020/12/07 15.0029066 J P Morgan SP BV - Alibaba European Warrants Sep 2021 A 200,000,000 2020/05/19 2021/09/30 50.0029069 J P Morgan SP BV - Tencent European Warrants Aug 2020 G 250,000,000 2020/05/19 2020/08/24 37.5028992 Macquarie Bank Ltd. - SHK Ppt European Warrants Dec 2020 A 25,500,000 2020/05/19 2020/12/02 10.1029059 Macquarie Bank Ltd. - Sunny Optical European Wts Jul 2021 A 23,000,000 2020/05/19 2021/07/05 10.1028994 Macquarie Bank Ltd. - Tencent European Warrants Dec 2020 B 31,000,000 2020/05/19 2020/12/01 10.0829004 Macquarie Bank Ltd. - Tencent European Warrants Dec 2020 C 25,000,000 2020/05/19 2020/12/01 15.9529010 Macquarie Bank Ltd. - Tencent European Warrants Dec 2020 D 25,000,000 2020/05/19 2020/12/01 29.2029014 Macquarie Bank Ltd. - Tencent European Put Wts Dec 2020 A 25,000,000 2020/05/19 2020/12/01 19.9529239 Morgan Stanley Asia Products Ltd. - China Life Eu Wts Dec20D 68,000,000 2020/05/19 2020/12/30 10.2029238 Morgan Stanley Asia Products Ltd. - Tencent Eu Put Wt Oct20A 68,000,000 2020/05/19 2020/10/22 10.2029171 SG Issuer - Sunny Optical European Warrants Nov 2020 A 60,000,000 2020/05/19 2020/11/30 15.3029191 SG Issuer - Tencent European Warrants Nov 2020 B 200,000,000 2020/05/19 2020/11/23 30.0029192 SG Issuer - Tencent European Warrants Nov 2020 C 100,000,000 2020/05/19 2020/11/30 25.0029197 SG Issuer - Tencent European Warrants Aug 2022 A 200,000,000 2020/05/19 2022/08/25 32.0029181 SG Issuer - Tencent European Put Warrants Nov 2020 A 100,000,000 2020/05/19 2020/11/18 28.0029030 UBS AG - Li Ning European Warrants Nov 2020 A 70,000,000 2020/05/19 2020/11/30 17.5029035 UBS AG - Mengniu Dairy European Warrants Sep 2020 A 70,000,000 2020/05/19 2020/09/25 10.5029057 UBS AG - Sands China Ltd European Put Warrants Dec 2020 A 70,000,000 2020/05/19 2020/12/14 17.5029053 UBS AG - Tencent European Warrants Oct 2020 A 30,000,000 2020/05/19 2020/10/23 13.4429041 UBS AG - Tencent European Put Warrants Nov 2020 B 300,000,000 2020/05/19 2020/11/18 45.0029043 UBS AG - Tencent European Put Warrants Nov 2020 C 300,000,000 2020/05/19 2020/11/18 75.0029490 BOCI Asia Ltd. - CM Bank European Warrants Nov 2020 A 60,000,000 2020/05/20 2020/11/30 10.2029286 BOCI Asia Ltd. - Tencent European Warrants Nov 2020 A 200,000,000 2020/05/20 2020/11/30 30.0029593 BNP Paribas Issuance B.V. - AIA European Wts Jan 2021 B 40,000,000 2020/05/20 2021/01/05 16.0029592 BNP Paribas Issuance B.V. - HSBC European Wts Feb 2021 A 60,000,000 2020/05/20 2021/02/02 12.6029569 BNP Paribas Issuance B.V. - Meituan Euro Warrants Feb 2021 A 80,000,000 2020/05/20 2021/02/02 20.8029581 BNP Paribas Issuance B.V. - Xiaomi Euro Warrants Feb 2021 B 60,000,000 2020/05/20 2021/02/02 16.8029604 Credit Suisse AG - Meituan European Put Warrants Nov 2020 A 100,000,000 2020/05/20 2020/11/19 25.0029623 Credit Suisse AG - Tencent European Wts Nov 2020 B 250,000,000 2020/05/20 2020/11/19 62.5029620 Credit Suisse AG - Tencent Euro Put Wts Nov 2020 A 200,000,000 2020/05/20 2020/11/19 50.0029353 Citigroup Global - Alibaba European Put Warrants Sep 2020 A 100,000,000 2020/05/20 2020/09/08 16.3029331 Citigroup Global - Galaxy Ent European Put Warrants Dec 20 A 100,000,000 2020/05/20 2020/12/03 15.0029310 Citigroup Global - Meituan European Put Warrants Nov 2020 A 100,000,000 2020/05/20 2020/11/20 25.0029356 Citigroup Global - Meituan European Put Warrants Nov 2020 B 100,000,000 2020/05/20 2020/11/20 25.0029351 Citigroup Global - Tencent European Put Warrants Nov 2020 A 100,000,000 2020/05/20 2020/11/20 33.5029682 Goldman Sachs SP (Asia) - Alibaba European Wts Oct 2020 D 150,000,000 2020/05/20 2020/10/20 22.5029698 Goldman Sachs SP (Asia) - Meituan European Warrants Dec 20 C 80,000,000 2020/05/20 2020/12/28 12.0029696 Goldman Sachs SP (Asia) - Tencent European Wts Nov 2020 A 150,000,000 2020/05/20 2020/11/23 22.5029505 HK Bank - Meituan Dianping European Put Warrants Jun 2021 A 100,000,000 2020/05/20 2021/06/30 25.0029659 Haitong Int’l Sec - Anta Sports European Warrants Dec 2020 A 100,000,000 2020/05/20 2020/12/23 21.0029658 Haitong Int’l Sec - China Tower European Warrants Oct 2020 B 80,000,000 2020/05/20 2020/10/23 12.80




29655 Haitong Int’l Sec - China Feihe European Warrants Nov 2020 A 50,000,000 2020/05/20 2020/11/19 12.5029651 Haitong Int’l Sec - Galaxy Ent European Warrants Nov 2020 A 100,000,000 2020/05/20 2020/11/25 43.0029657 Haitong Int’l Sec - Haidilao European Warrants Nov 2020 A 50,000,000 2020/05/20 2020/11/16 18.5029647 Haitong Int’l Sec - Li Ning European Warrants Nov 2020 A 100,000,000 2020/05/20 2020/11/24 29.0029601 J P Morgan SP BV - Meituan European Warrants Dec 2020 C 150,000,000 2020/05/20 2020/12/28 22.6529594 J P Morgan SP BV - Meituan European Put Warrants Nov 2020 B 100,000,000 2020/05/20 2020/11/19 25.0029596 J P Morgan SP BV - Meituan European Put Warrants Jun 2021 A 200,000,000 2020/05/20 2021/06/30 50.2029599 J P Morgan SP BV - Tencent European Put Warrants Nov 2020 B 250,000,000 2020/05/20 2020/11/30 80.0029498 Macquarie Bank Ltd. - Link REIT European Warrants Jan 2021 A 37,500,000 2020/05/20 2021/01/05 10.0929513 Macquarie Bank Ltd. - Meituan European Warrants Dec 2020 B 40,000,000 2020/05/20 2020/12/02 10.2029381 Morgan Stanley Asia Products Ltd. - Conch Cement Eu Wt Nov20A 35,000,000 2020/05/20 2020/11/20 10.9929368 Morgan Stanley Asia Products Ltd. - Alibaba Euro Wts Oct20 E 80,000,000 2020/05/20 2020/10/05 14.8829382 Morgan Stanley Asia Products Ltd. - Ali Health Eu Wt Nov20A 30,000,000 2020/05/20 2020/11/09 10.8029387 Morgan Stanley Asia Products Ltd. - Ali Health Eu Wt Nov20B 40,000,000 2020/05/20 2020/11/20 10.0029398 Morgan Stanley Asia Products Ltd. - Geely Auto Eu Wt Oct20 A 68,000,000 2020/05/20 2020/10/05 10.2729405 Morgan Stanley Asia Products Ltd. - HKEX European Wts Jan21A 98,000,000 2020/05/20 2021/01/04 14.7029414 Morgan Stanley Asia Products Ltd. - HKEX European Wts Jan21B 98,000,000 2020/05/20 2021/01/11 24.5029417 Morgan Stanley Asia Products Ltd. - HSBC European Wts Dec20B 68,000,000 2020/05/20 2020/12/22 12.7829401 Morgan Stanley Asia Products Ltd. - HSI European Wts Dec20 A 150,000,000 2020/05/20 2020/12/30 24.1529644 Morgan Stanley Asia Products Ltd - Jiangxi Copper Eu Wt Nov20A 40,000,000 2020/05/20 2020/11/20 10.0029377 Morgan Stanley Asia Products Ltd. - Meituan Euro Wts Nov20 B 68,000,000 2020/05/20 2020/11/20 17.8829426 Morgan Stanley Asia Products Ltd. - PA Gooddoctor Eu Wt Nov20A 40,000,000 2020/05/20 2020/11/20 12.4029453 Morgan Stanley Asia Products Ltd. - PA Gooddoctor Eu Wt Dec20A 50,000,000 2020/05/20 2020/12/10 14.9529404 Morgan Stanley Asia Products Ltd. - Tencent Euro Wts Oct20 B 80,000,000 2020/05/20 2020/10/19 28.6429373 Morgan Stanley Asia Products Ltd. - Xiaomi Euro Wts Nov20 B 68,000,000 2020/05/20 2020/11/02 15.8429372 Morgan Stanley Asia Products Ltd. - Xiaomi Euro Wts Dec20 D 68,000,000 2020/05/20 2020/12/14 17.0029376 Morgan Stanley Asia Products Ltd. - ZA Onine Euro Wts Oct20B 68,000,000 2020/05/20 2020/10/05 10.2029431 Morgan Stanley Asia Products Ltd. - Zijin Mining Eu Wt Nov20A 40,000,000 2020/05/20 2020/11/09 12.8029488 Morgan Stanley Asia Products Ltd. - Zijin Mining Eu Wt Nov20B 60,000,000 2020/05/20 2020/11/02 10.8029663 SG Issuer - Ali Health European Warrants Oct 2020 B 40,000,000 2020/05/20 2020/10/20 13.0029672 SG Issuer - Meituan European Warrants Sep 2020 C 100,000,000 2020/05/20 2020/09/24 15.0029540 UBS AG - HSI European Warrants Dec 2020 B 300,000,000 2020/05/20 2020/12/30 45.0029531 UBS AG - Meituan European Put Warrants Nov 2020 A 100,000,000 2020/05/20 2020/11/19 25.0029568 UBS AG - Tencent European Warrants Aug 2020 C 300,000,000 2020/05/20 2020/08/24 45.0029543 UBS AG - Xiaomi European Warrants Sep 2020 D 100,000,000 2020/05/20 2020/09/23 15.0029633 Bank Vontobel - China Comm Cons European Warrants Jan 2021 A 30,000,000 2020/05/20 2021/01/25 10.8029636 Bank Vontobel - Evergrande European Warrants Mar 2021 A 40,000,000 2020/05/20 2021/03/29 10.0029639 Bank Vontobel - PetroChina European Warrants Sep 2020 B 70,000,000 2020/05/20 2020/09/28 10.5029770 BOCI Asia Ltd. - Meituan European Warrants Sep 2020 D 100,000,000 2020/05/21 2020/09/30 15.0029774 BOCI Asia Ltd. - Meituan European Put Warrants Nov 2020 A 100,000,000 2020/05/21 2020/11/30 25.0029904 BNP Paribas Issuance B.V. - SMIC European Wts Mar 2021 B 40,000,000 2020/05/21 2021/03/02 10.4029887 BNP Paribas Issuance B.V. - Tencent European Wts Feb 2021 B 80,000,000 2020/05/21 2021/02/02 20.0029911 BNP Paribas Issuance B.V. - Tencent European Wts Mar 2021 B 80,000,000 2020/05/21 2021/03/02 20.0011039 Credit Suisse AG - AIA European Warrants Sep 2020 D 70,000,000 2020/05/21 2020/09/23 25.90




11037 Credit Suisse AG - China Mobile European Warrants Sep 2020 C 70,000,000 2020/05/21 2020/09/23 10.5011038 Credit Suisse AG - HSBC European Wts Sep 2020 E 100,000,000 2020/05/21 2020/09/29 17.0011026 Credit Suisse AG - Meituan European Warrants Dec 2020 D 150,000,000 2020/05/21 2020/12/23 22.5011023 Credit Suisse AG - Meituan European Put Warrants Apr 2021 A 100,000,000 2020/05/21 2021/04/30 25.0011040 Credit Suisse AG - SHK Ppt European Put Warrants May 2021 A 80,000,000 2020/05/21 2021/05/31 20.0011029 Credit Suisse AG - SMIC European Warrants Nov 2020 A 100,000,000 2020/05/21 2020/11/20 25.0011003 Citigroup Global - HSBC European Warrants Sep 2020 B 100,000,000 2020/05/21 2020/09/29 16.6011017 Citigroup Global - HSBC European Warrants Sep 2020 C 100,000,000 2020/05/21 2020/09/28 15.2011022 Citigroup Global - Meituan European Warrants Sep 2020 E 100,000,000 2020/05/21 2020/09/24 15.3011005 Citigroup Global - Meituan European Warrants Nov 2020 A 100,000,000 2020/05/21 2020/11/23 25.0029956 Citigroup Global - Meituan European Warrants Dec 2020 B 100,000,000 2020/05/21 2020/12/31 15.0029703 Guotai Junan - Meituan European Warrants Dec 2020 A 100,000,000 2020/05/21 2020/12/24 15.0011056 Goldman Sachs SP (Asia) - China Mobile Euro Wts Sep 2020 C 80,000,000 2020/05/21 2020/09/24 12.0011053 Goldman Sachs SP (Asia) - Tencent European Wts Aug 2020 J 150,000,000 2020/05/21 2020/08/24 22.5011048 Goldman Sachs SP (Asia) - Tencent European Put Wt Nov 2020 A 100,000,000 2020/05/21 2020/11/23 25.0029762 HK Bank - Ali Health European Warrants Nov 2020 A 40,000,000 2020/05/21 2020/11/30 14.0029760 HK Bank - Meituan European Warrants Dec 2020 B 100,000,000 2020/05/21 2020/12/31 25.0029761 HK Bank - Meituan European Warrants Dec 2020 C 100,000,000 2020/05/21 2020/12/23 15.0029934 Haitong Int’l Sec - CNOOC European Put Warrants Sep 2020 A 100,000,000 2020/05/21 2020/09/22 15.0029920 Haitong Int’l Sec - Meituan European Put Warrants Nov 2020 A 100,000,000 2020/05/21 2020/11/20 25.0029917 Haitong Int’l Sec - Ping An European Put Warrants Sep 2020 A 100,000,000 2020/05/21 2020/09/24 40.0029938 Haitong Int’l Sec - Sands China European Put Wts Sep 2020 A 100,000,000 2020/05/21 2020/09/24 15.0029933 Haitong Int’l Sec - SUNAC European Warrants Oct 2020 A 100,000,000 2020/05/21 2020/10/15 34.0029864 J P Morgan SP BV - BYD Company European Warrants Oct 2021 A 150,000,000 2020/05/21 2021/10/22 30.6029840 J P Morgan SP BV - China Lit European Warrants Nov 2020 B 50,000,000 2020/05/21 2020/11/20 19.2529824 J P Morgan SP BV - Chi Res Land European Warrants Dec 2020 A 80,000,000 2020/05/21 2020/12/01 20.0029863 J P Morgan SP BV - Kingdee Intl European Warrants Nov 2020 A 60,000,000 2020/05/21 2020/11/03 15.0629874 J P Morgan SP BV - Meituan European Warrants Dec 2020 D 200,000,000 2020/05/21 2020/12/23 30.2029831 J P Morgan SP BV - SHK Ppt European Warrants Dec 2020 A 30,000,000 2020/05/21 2020/12/01 11.8529848 J P Morgan SP BV - SMIC European Wts Mar 2021 A 60,000,000 2020/05/21 2021/03/11 15.0611042 J P Morgan SP BV - SPDR Gold Trust European Wts Mar 2021 A 40,000,000 2020/05/21 2021/03/31 10.0429819 J P Morgan SP BV - Tencent European Warrants Dec 2020 B 250,000,000 2020/05/21 2020/12/31 63.0011047 Macquarie Bank Ltd. - Alibaba European Warrants Dec 2020 C 29,000,000 2020/05/21 2020/12/02 10.0311045 Macquarie Bank Ltd. - China Lit European Warrants Apr 2021 A 14,000,000 2020/05/21 2021/04/16 10.2311046 Macquarie Bank Ltd. - Meituan European Warrants Dec 2020 C 40,000,000 2020/05/21 2020/12/02 10.1211043 Macquarie Bank Ltd. - Ping An European Warrants Dec 2020 A 27,500,000 2020/05/21 2020/12/02 10.0111044 Macquarie Bank Ltd. - Weigao Group European Wts Jul 2021 A 40,000,000 2020/05/21 2021/07/16 10.0429738 Morgan Stanley Asia Products Ltd. - Meituan Euro Wts Dec20 B 108,000,000 2020/05/21 2020/12/23 16.2029741 Morgan Stanley Asia Products Ltd. - Meituan Euro Wts Dec20 C 108,000,000 2020/05/21 2020/12/28 27.0029711 Morgan Stanley Asia Products Ltd. - SMIC European Wts Mar21A 98,000,000 2020/05/21 2021/03/01 24.5029707 Morgan Stanley Asia Products Ltd. - Tencent Euro Wts Sep20 C 98,000,000 2020/05/21 2020/09/24 15.2929710 Morgan Stanley Asia Products Ltd. - Tencent Euro Wts Nov20 A 98,000,000 2020/05/21 2020/11/23 24.5029704 Morgan Stanley Asia Products Ltd. - Tencent Euro Wts Feb22 A 98,000,000 2020/05/21 2022/02/22 24.6029758 Morgan Stanley Asia Products Ltd. - Xiaomi Euro Wts Jan21 A 98,000,000 2020/05/21 2021/01/04 14.70




29798 SG Issuer - AAC Tech European Warrants Oct 2020 B 40,000,000 2020/05/21 2020/10/05 10.0029805 SG Issuer - Meituan European Put Warrants Nov 2020 A 100,000,000 2020/05/21 2020/11/20 25.0029815 SG Issuer - SMIC European Warrants Nov 2020 B 60,000,000 2020/05/21 2020/11/20 15.0029775 UBS AG - Meituan European Warrants Dec 2020 C 100,000,000 2020/05/21 2020/12/23 15.0029781 UBS AG - Xiaomi European Warrants Oct 2020 A 100,000,000 2020/05/21 2020/10/27 15.0011072 BOCI Asia Ltd. - Alibaba European Warrants Oct 2020 B 150,000,000 2020/05/22 2020/10/20 22.5011071 BOCI Asia Ltd. - Tencent European Warrants Aug 2020 C 200,000,000 2020/05/22 2020/08/31 30.0011067 BNP Paribas Issuance B.V. - Meituan Euro Warrants Jan 2021 D 100,000,000 2020/05/22 2021/01/05 15.0011075 BNP Paribas Issuance B.V. - Meituan Euro Warrants Apr 2021 B 100,000,000 2020/05/22 2021/04/07 25.0011077 BNP Paribas Issuance B.V. - Sunny Optical Eu Wt Mar 2021 A 40,000,000 2020/05/22 2021/03/02 10.4011079 BNP Paribas Issuance B.V. - Xiaomi Euro Warrants May 2021 A 40,000,000 2020/05/22 2021/05/04 10.0011151 Credit Suisse AG - Conch Cement European Warrants Nov 2020 A 50,000,000 2020/05/22 2020/11/23 15.0011160 Credit Suisse AG - Ch Comm Cons European Warrants Nov 2020 A 40,000,000 2020/05/22 2020/11/23 10.0011164 Credit Suisse AG - China Lit European Warrants Sep 2021 A 100,000,000 2020/05/22 2021/09/30 25.0011163 Credit Suisse AG - China Taiping European Warrants Sep2020 A 60,000,000 2020/05/22 2020/09/23 10.8011148 Credit Suisse AG - SMIC European Put Warrants Nov 2020 A 50,000,000 2020/05/22 2020/11/23 12.5011193 Citigroup Global - HSBC European Put Warrants Oct 2020 A 100,000,000 2020/05/22 2020/10/16 15.0011196 Citigroup Global - HSBC European Put Warrants Oct 2020 B 100,000,000 2020/05/22 2020/10/19 17.9011197 Citigroup Global - Xiaomi European Warrants Sep 2020 E 100,000,000 2020/05/22 2020/09/25 15.0011168 Goldman Sachs SP (Asia) - AAC Tech Euro Wts Sep 2021 A 80,000,000 2020/05/22 2021/09/27 12.0011190 Goldman Sachs SP (Asia) - Meituan European Warrants Dec20 D 80,000,000 2020/05/22 2020/12/23 12.0011188 Goldman Sachs SP (Asia) - Meituan Euro Put Wts Nov 2020 A 80,000,000 2020/05/22 2020/11/23 20.0011167 Goldman Sachs SP (Asia) - Xiaomi European Wts Sep 2020 G 80,000,000 2020/05/22 2020/09/23 12.3211106 HK Bank - AAC Tech European Put Warrants Nov 2020 A 100,000,000 2020/05/22 2020/11/17 15.0011102 HK Bank - China Mobile European Warrants Oct 2020 A 60,000,000 2020/05/22 2020/10/27 11.4011108 HK Bank - China Mobile European Put Warrants Nov 2020 A 100,000,000 2020/05/22 2020/11/23 15.0011141 Haitong Int’l Sec - Hua Hong Semi European Wts Sep 2020 A 100,000,000 2020/05/22 2020/09/04 18.0011142 Haitong Int’l Sec - Meituan European Warrants Dec 2020 D 100,000,000 2020/05/22 2020/12/23 15.0011136 Haitong Int’l Sec - NCI European Warrants Oct 2020 A 60,000,000 2020/05/22 2020/10/16 13.8011134 Haitong Int’l Sec - SMIC European Warrants Mar 2021 A 80,000,000 2020/05/22 2021/03/04 21.6011128 J P Morgan SP BV - Alibaba European Warrants Mar 2021 A 200,000,000 2020/05/22 2021/03/31 50.0011131 J P Morgan SP BV - HSBC European Warrants Sep 2020 F 100,000,000 2020/05/22 2020/09/30 15.2011129 J P Morgan SP BV - HSBC European Warrants Jan 2021 A 100,000,000 2020/05/22 2021/01/29 15.0011112 J P Morgan SP BV - Tencent European Warrants Feb 2021 A 250,000,000 2020/05/22 2021/02/26 84.0011114 J P Morgan SP BV - Tencent European Warrants Sep 2021 A 250,000,000 2020/05/22 2021/09/30 64.2511097 Macquarie Bank Ltd. - AAC Tech European Wts Jan 2022 A 40,000,000 2020/05/22 2022/01/04 10.0411099 Macquarie Bank Ltd. - China Res Gas European Wts Apr 2021 A 18,500,000 2020/05/22 2021/04/16 10.1911090 Macquarie Bank Ltd. - Ping An European Warrants Jul 2021 A 17,500,000 2020/05/22 2021/07/05 10.2411064 Morgan Stanley Asia Products Ltd. - Tencent Eu Put Wt Nov20A 80,000,000 2020/05/22 2020/11/23 20.0011101 UBS AG - Tencent European Warrants Dec 2020 A 300,000,000 2020/05/22 2020/12/28 75.0011204 Bank Vontobel - Meituan European Put Warrants Dec 2020 A 40,000,000 2020/05/22 2020/12/03 10.0011228 BOCI Asia Ltd. - Ping An European Warrants Oct 2020 A 70,000,000 2020/05/25 2020/10/30 10.5011325 Credit Suisse AG - BYD Electronic European Wts Nov 2020 B 50,000,000 2020/05/25 2020/11/24 12.5011326 Credit Suisse AG - Microport European Warrants Nov 2020 A 30,000,000 2020/05/25 2020/11/24 10.20




11333 Credit Suisse AG - SD Gold European Warrants Nov 2020 A 40,000,000 2020/05/25 2020/11/24 10.0011324 Credit Suisse AG - Sunny Optical European Warrants Nov 2020C 100,000,000 2020/05/25 2020/11/24 25.0011332 Credit Suisse AG - Yihai Intl European Warrants Nov 2020 A 60,000,000 2020/05/25 2020/11/24 15.0011342 Citigroup Global - Alibaba Group Euro Warrants Sep 2020 A 100,000,000 2020/05/25 2020/09/02 15.9011339 Citigroup Global - BYD Company European Warrants Nov 2020 A 50,000,000 2020/05/25 2020/11/25 22.0011347 Citigroup Global - CNOOC European Warrants Oct 2020 B 100,000,000 2020/05/25 2020/10/23 15.0011337 Citigroup Global - SMIC European Warrants Sep 2020 A 100,000,000 2020/05/25 2020/09/04 19.1011336 Citigroup Global - SMIC European Warrants Nov 2020 A 100,000,000 2020/05/25 2020/11/25 25.0011361 Goldman Sachs SP (Asia) - China Life Euro Wts Dec 2020 C 100,000,000 2020/05/25 2020/12/08 15.0011362 Goldman Sachs SP (Asia) - HSI European Warrants Dec 2020 A 150,000,000 2020/05/25 2020/12/30 22.5011211 HK Bank - PA Gooddoctor European Warrants Dec 2020 B 80,000,000 2020/05/25 2020/12/31 20.0011217 HK Bank - Sunny Optical European Warrants Dec 2020 D 100,000,000 2020/05/25 2020/12/01 15.0011302 Haitong Int’l Sec - Alibaba European Warrants Oct 2020 C 100,000,000 2020/05/25 2020/10/23 17.0011303 Haitong Int’l Sec - Alibaba European Warrants Oct 2020 D 100,000,000 2020/05/25 2020/10/20 16.0011269 Haitong Int’l Sec - China Lit European Warrants Nov 2020 B 60,000,000 2020/05/25 2020/11/24 37.2011268 Haitong Int’l Sec - Chi Res Land European Warrants Nov 2020A 60,000,000 2020/05/25 2020/11/24 15.0011294 Haitong Int’l Sec - China Shenhua European Warrants Nov2020A 60,000,000 2020/05/25 2020/11/27 14.4011288 Haitong Int’l Sec - China Unicom European Warrants Sep 2020A 70,000,000 2020/05/25 2020/09/28 11.9011278 Haitong Int’l Sec - Lenovo European Warrants Sep 2020 A 60,000,000 2020/05/25 2020/09/25 13.2011285 Haitong Int’l Sec - Link REIT European Warrants Dec 2021 A 60,000,000 2020/05/25 2021/12/23 10.8011290 Haitong Int’l Sec - Mengniu Dairy European Wts Sep 2020 A 70,000,000 2020/05/25 2020/09/25 10.5011266 J P Morgan SP BV - AAC Tech European Warrants Sep 2021 A 100,000,000 2020/05/25 2021/09/30 15.0011259 J P Morgan SP BV - A-Living European Warrants Nov 2021 A 60,000,000 2020/05/25 2021/11/30 15.0611265 J P Morgan SP BV - PA Gooddoctor European Warrants Dec 2020A 100,000,000 2020/05/25 2020/12/23 15.1011254 J P Morgan SP BV - SPDR Gold Trust Euro Put Wts Mar 2021 A 60,000,000 2020/05/25 2021/03/31 15.0611235 J P Morgan SP BV - Sunny Optical European Wts Dec 2020 B 80,000,000 2020/05/25 2020/12/23 14.9611257 J P Morgan SP BV - Zhaojin Mining European Wts Jan 2021 A 60,000,000 2020/05/25 2021/01/29 15.0611258 J P Morgan SP BV - Zijin Mining European Warrants Nov 2020 B 60,000,000 2020/05/25 2020/11/25 15.1211220 Macquarie Bank Ltd. - Chi Res Land European Wts Dec 2020 A 35,000,000 2020/05/25 2020/12/02 10.0811227 Macquarie Bank Ltd. - Haidilao European Warrants Dec 2020 A 32,000,000 2020/05/25 2020/12/16 10.0211234 Macquarie Bank Ltd. - Sinopharm European Put Warrants Feb21A 35,500,000 2020/05/25 2021/02/02 10.0811242 Morgan Stanley Asia Products Ltd. - CNOOC Euro Wts Dec 2020B 68,000,000 2020/05/25 2020/12/22 10.2011236 Morgan Stanley Asia Products Ltd. - Sinopec Corp Eu Wt Nov20A 68,000,000 2020/05/25 2020/11/02 10.2011244 Morgan Stanley Asia Products Ltd. - PetroChina Eu Wt Oct20A 68,000,000 2020/05/25 2020/10/05 10.2011349 SG Issuer - SMIC European Warrants Apr 2021 A 60,000,000 2020/05/25 2021/04/30 15.0011230 UBS AG - Hansoh Pharma European Warrants Dec 2020 A 50,000,000 2020/05/25 2020/12/30 23.3011320 Bank Vontobel - AAC Tech European Warrants Apr 2021 A 60,000,000 2020/05/25 2021/04/23 10.2011322 Bank Vontobel - Meituan European Warrants Dec 2020 C 40,000,000 2020/05/25 2020/12/03 10.0011304 Bank Vontobel - SHK Ppt European Warrants Dec 2020 B 20,000,000 2020/05/25 2020/12/01 11.6011308 Bank Vontobel - SHK Ppt European Put Warrants Apr 2021 A 40,000,000 2020/05/25 2021/04/01 10.0011402 BOCI Asia Ltd. - Meituan European Warrants Dec 2020 D 100,000,000 2020/05/26 2020/12/31 15.0011403 BOCI Asia Ltd. - Sunny Optical European Warrants Nov 2020 A 150,000,000 2020/05/26 2020/11/30 22.5011401 BOCI Asia Ltd. - Tencent European Put Wts Oct 2020 A 200,000,000 2020/05/26 2020/10/30 30.0011458 BNP Paribas Issuance B.V. - Tencent Eu Put Wt Dec 2020 A 80,000,000 2020/05/26 2020/12/02 22.40




11459 BNP Paribas Issuance B.V. - Tencent Eu Put Wt Feb 2021 A 80,000,000 2020/05/26 2021/02/02 20.8011507 Credit Suisse AG - Alibaba European Warrants Aug 2020 C 200,000,000 2020/05/26 2020/08/26 30.0011508 Credit Suisse AG - Alibaba European Warrants Oct 2020 D 200,000,000 2020/05/26 2020/10/27 30.0011495 Credit Suisse AG - HKEX European Put Warrants Nov 2020 C 100,000,000 2020/05/26 2020/11/25 25.0011497 Credit Suisse AG - Meituan European Put Warrants Nov 2020 B 100,000,000 2020/05/26 2020/11/25 28.0011511 Credit Suisse AG - Vinda Intl European Warrants Nov 2020 A 40,000,000 2020/05/26 2020/11/25 10.0011510 Credit Suisse AG - Xinyi Solar European Warrants Feb 2021 A 70,000,000 2020/05/26 2021/02/26 17.5011363 Citigroup Global - AIA European Warrants Sep 2020 C 100,000,000 2020/05/26 2020/09/23 19.5011404 Citigroup Global - Alibaba Group Euro Warrants Aug 2020 B 100,000,000 2020/05/26 2020/08/26 16.1011405 Citigroup Global - PA Gooddoctor European Warrants Dec2020 B 100,000,000 2020/05/26 2020/12/23 16.0011409 Citigroup Global - Sands China European Warrants Sep 2020 B 100,000,000 2020/05/26 2020/09/17 18.6011413 Citigroup Global - Tencent European Warrants Sep 2020 C 100,000,000 2020/05/26 2020/09/23 15.9011400 Guotai Junan - Alibaba Group European Warrants Dec 2020 A 100,000,000 2020/05/26 2020/12/24 17.6011396 Guotai Junan - Tencent European Warrants Nov 2020 A 100,000,000 2020/05/26 2020/11/23 18.6011536 Goldman Sachs SP (Asia) - Alibaba European Wts Aug 2020 C 100,000,000 2020/05/26 2020/08/26 15.0011539 Goldman Sachs SP (Asia) - China Tower Euro Wts Oct 2020 B 80,000,000 2020/05/26 2020/10/22 12.0811529 Goldman Sachs SP (Asia) - Tencent European Wts Dec 2020 A 150,000,000 2020/05/26 2020/12/18 28.0511376 HK Bank - Alibaba European Warrants Jan 2021 A 100,000,000 2020/05/26 2021/01/05 15.0011378 HK Bank - Alibaba European Warrants Jun 2021 A 100,000,000 2020/05/26 2021/06/23 16.0011379 HK Bank - China Life European Warrants Mar 2021 B 100,000,000 2020/05/26 2021/03/26 15.0011460 Haitong Int’l Sec - Air China European Warrants Nov 2020 A 70,000,000 2020/05/26 2020/11/30 22.4011473 Haitong Int’l Sec - Avichina European Warrants Oct 2020 A 60,000,000 2020/05/26 2020/10/05 14.4011472 Haitong Int’l Sec - Ch Molybdenum European Warrants Sep20 A 60,000,000 2020/05/26 2020/09/24 16.2011475 Haitong Int’l Sec - Ch Southern Air European Warrants Oct20A 60,000,000 2020/05/26 2020/10/20 16.2011470 Haitong Int’l Sec - Genscript Bio European Warrants Sep20 A 60,000,000 2020/05/26 2020/09/04 11.4011485 Haitong Int’l Sec - HKEX European Warrants Dec 2020 C 70,000,000 2020/05/26 2020/12/23 10.5011466 Haitong Int’l Sec - Longfor Group European Warrants Nov20 A 60,000,000 2020/05/26 2020/11/30 16.2011492 Haitong Int’l Sec - Meituan European Warrants Dec 2020 E 100,000,000 2020/05/26 2020/12/23 15.0011480 Haitong Int’l Sec - SD Gold European Warrants Sep 2020 A 60,000,000 2020/05/26 2020/09/24 16.8011465 Haitong Int’l Sec - Shimao Property European Warrants Nov20A 60,000,000 2020/05/26 2020/11/30 25.8011478 Haitong Int’l Sec - Zhaojin Mining European Wts Nov 2020 A 70,000,000 2020/05/26 2020/11/24 11.2011418 J P Morgan SP BV - Ch Comm Cons European Warrants Nov 2020 A 40,000,000 2020/05/26 2020/11/30 11.2811414 J P Morgan SP BV - HKEX European Put Wts Feb 2021 A 100,000,000 2020/05/26 2021/02/26 25.1011423 J P Morgan SP BV - Meituan European Put Warrants Nov 2020 C 100,000,000 2020/05/26 2020/11/30 25.0011420 J P Morgan SP BV - Xinyi Solar European Warrants Mar 2021 A 60,000,000 2020/05/26 2021/03/31 15.0011372 Macquarie Bank Ltd. - China Com Services European Wts Apr21A 40,000,000 2020/05/26 2021/04/07 10.0411364 Morgan Stanley Asia Products Ltd. - ICBC European Wts Nov20A 68,000,000 2020/05/26 2020/11/03 10.2011365 Morgan Stanley Asia Products Ltd. - Sands China Eu Wt Oct20A 50,000,000 2020/05/26 2020/10/05 10.1011369 Morgan Stanley Asia Products Ltd. - Sands China Eu Wt Nov20A 68,000,000 2020/05/26 2020/11/25 10.2011524 SG Issuer - HKEX European Put Warrants Sep 2020 B 60,000,000 2020/05/26 2020/09/03 10.2011522 SG Issuer - Tencent European Put Warrants Aug 2020 C 100,000,000 2020/05/26 2020/08/25 15.0011440 UBS AG - PA Gooddoctor European Warrants Dec 2020 A 100,000,000 2020/05/26 2020/12/22 15.0011434 UBS AG - Sunny Optical European Warrants Dec 2020 A 100,000,000 2020/05/26 2020/12/23 15.0011439 UBS AG - Xiaomi European Warrants Dec 2020 C 100,000,000 2020/05/26 2020/12/11 15.00




11452 Bank Vontobel - AIA European Put Warrants Apr 2021 A 70,000,000 2020/05/26 2021/04/27 10.5011443 Bank Vontobel - Alibaba Group European Warrants Jan 2021 A 40,000,000 2020/05/26 2021/01/05 10.0011455 Bank Vontobel - CNOOC European Warrants Feb 2021 A 70,000,000 2020/05/26 2021/02/22 10.5011450 Bank Vontobel - Geely Auto European Warrants Dec 2020 B 70,000,000 2020/05/26 2020/12/23 11.2011451 Bank Vontobel - HKEX European Warrants Jan 2021 A 40,000,000 2020/05/26 2021/01/27 12.0011454 Bank Vontobel - Meituan European Warrants Dec 2020 D 80,000,000 2020/05/26 2020/12/23 12.0011441 Bank Vontobel - SMIC European Warrants Dec 2020 A 40,000,000 2020/05/26 2020/12/11 10.0021983# Credit Suisse AG - AAC Tech European Warrants Sep 2020 A 180,000,000 2020/05/26 2020/09/25 10.2611606 BOCI Asia Ltd. - AIA European Put Warrants Apr 2021 A 150,000,000 2020/05/27 2021/04/30 22.5011610 BOCI Asia Ltd. - Xiaomi European Put Warrants Oct 2020 A 70,000,000 2020/05/27 2020/10/30 11.9011674 BNP Paribas Issuance B.V. - AIA European Wts Apr 2021 A 40,000,000 2020/05/27 2021/04/07 27.2011544 BNP Paribas Issuance B.V. - Bud Apac European Wts Jan21A 50,000,000 2020/05/27 2021/01/05 10.5011545 BNP Paribas Issuance B.V. - CNOOC European Wts Jan 2021 A 60,000,000 2020/05/27 2021/01/05 12.0011542 BNP Paribas Issuance B.V. - Geely Auto Euro Wts Jan 2021 A 40,000,000 2020/05/27 2021/01/05 10.0011541 BNP Paribas Issuance B.V. - HKEX European Wts Apr 2021 A 70,000,000 2020/05/27 2021/04/07 10.5011656 BNP Paribas Issuance B.V. - HKEX European Wts Apr 2021 B 40,000,000 2020/05/27 2021/04/07 10.0011666 BNP Paribas Issuance B.V. - HKEX European Wts Aug 2021 A 40,000,000 2020/05/27 2021/08/03 10.0011670 BNP Paribas Issuance B.V. - Meituan Euro Warrants Jun 2021 A 80,000,000 2020/05/27 2021/06/02 20.8011673 BNP Paribas Issuance B.V. - Xiaomi Euro Warrants Oct 2020 B 70,000,000 2020/05/27 2020/10/06 10.5011681 Credit Suisse AG - Alibaba European Warrants Sep 2020 H 200,000,000 2020/05/27 2020/09/25 30.0011683 Credit Suisse AG - Alibaba European Warrants Dec 2020 B 200,000,000 2020/05/27 2020/12/24 30.0011689 Credit Suisse AG - Alibaba European Put Warrants Dec 2020 A 150,000,000 2020/05/27 2020/12/14 22.5011692 Credit Suisse AG - China Life European Warrants Mar 2021 A 100,000,000 2020/05/27 2021/03/26 15.0011694 Credit Suisse AG - Ch Molybdenum European Wts Nov 2020 A 40,000,000 2020/05/27 2020/11/26 10.0011612 Guotai Junan - Meituan European Put Warrants Nov 2020 B 100,000,000 2020/05/27 2020/11/26 15.7011611 Guotai Junan - Tencent European Tencent put Warrants Dec20A 100,000,000 2020/05/27 2020/12/02 19.8011713 Goldman Sachs SP (Asia) - HKEX European Warrants Mar 2021 A 150,000,000 2020/05/27 2021/03/31 22.5011701 Goldman Sachs SP (Asia) - Meituan Euro Put Wts Nov 2020 B 80,000,000 2020/05/27 2020/11/27 20.0011696 Goldman Sachs SP (Asia) - Tencent European Put Wt Nov 2020 B 100,000,000 2020/05/27 2020/11/10 19.7011578 HK Bank - CNOOC European Warrants Oct 2021 A 100,000,000 2020/05/27 2021/10/04 25.0011559 HK Bank - SMIC European Warrants Nov 2020 C 100,000,000 2020/05/27 2020/11/30 25.0011641 J P Morgan SP BV - China Com Services European Wts Dec 2020A 60,000,000 2020/05/27 2020/12/23 12.2411584 Macquarie Bank Ltd. - AAC Tech European Wts Dec 2020 B 40,000,000 2020/05/27 2020/12/02 10.0411603 Macquarie Bank Ltd. - China Life European Put Wts Dec 2020 A 36,000,000 2020/05/27 2020/12/31 10.0111596 Macquarie Bank Ltd. - China Mobile Euro Put Wts Jan 2021 A 30,000,000 2020/05/27 2021/01/05 10.0511595 Macquarie Bank Ltd. - Kingdee Int’l European Wts Jan 2021 A 36,400,000 2020/05/27 2021/01/18 10.0111632 Morgan Stanley Asia Products Ltd. - Meituan Eu Put Wt Nov20A 68,000,000 2020/05/27 2020/11/12 10.2011616 Morgan Stanley Asia Products Ltd. - Meituan Eu Put Wt Jun21A 80,000,000 2020/05/27 2021/06/23 12.0011637 UBS AG - HKEX European Warrants Mar 2021 A 300,000,000 2020/05/27 2021/03/24 45.0011634 UBS AG - Meituan European Put Warrants Nov 2020 B 100,000,000 2020/05/27 2020/11/26 25.0011675 Bank Vontobel - SHK Ppt European Warrants Apr 2021 A 60,000,000 2020/05/27 2021/04/23 11.4611818 BOCI Asia Ltd. - Genscript Bio European Warrants Sep 2020 A 70,000,000 2020/05/28 2020/09/30 19.6011820 BOCI Asia Ltd. - Meituan European Put Warrants Apr 2021 A 200,000,000 2020/05/28 2021/04/30 34.0011806 BNP Paribas Issuance B.V. - CC Bank Euro Wts Apr 2021 A 40,000,000 2020/05/28 2021/04/07 19.20




11807 BNP Paribas Issuance B.V. - HSI European Wts Mar 2021 A 40,000,000 2020/05/28 2021/03/30 10.0011805 BNP Paribas Issuance B.V. - ICBC European Wts Apr 2021 A 40,000,000 2020/05/28 2021/04/07 19.2011910 Credit Suisse AG - CC Bank European Warrants Nov 2020 A 50,000,000 2020/05/28 2020/11/27 12.5011902 Credit Suisse AG - ICBC European Warrants Nov 2020 A 70,000,000 2020/05/28 2020/11/03 10.5011901 Credit Suisse AG - Lenovo European Warrants Dec 2021 A 100,000,000 2020/05/28 2021/12/23 15.0011922 Citigroup Global - Galaxy Ent European Put Warrants Sep20 A 100,000,000 2020/05/28 2020/09/07 17.7011926 Citigroup Global - HKEX European Put Warrants Aug 2020 A 100,000,000 2020/05/28 2020/08/28 15.8011917 Citigroup Global - Meituan European Put Warrants Nov 2020 C 100,000,000 2020/05/28 2020/11/30 27.0011937 Citigroup Global - SHK Ppt European Warrants Nov 2020 A 100,000,000 2020/05/28 2020/11/30 25.0011916 Citigroup Global - SHK Ppt European Warrants Apr 2021 A 100,000,000 2020/05/28 2021/04/23 19.6011715 Guotai Junan - HSBC European Warrants Nov 2020 A 100,000,000 2020/05/28 2020/11/06 16.6011990 Goldman Sachs SP (Asia) - AIA European Put Wts Sep 2020 A 100,000,000 2020/05/28 2020/09/29 15.0011989 Goldman Sachs SP (Asia) - Alibaba European Wts Aug 2020 D 100,000,000 2020/05/28 2020/08/28 15.0011992 Goldman Sachs SP (Asia) - CITIC Sec European Wts Mar 2021 A 80,000,000 2020/05/28 2021/03/26 12.0011991 Goldman Sachs SP (Asia) - PA Gooddoctor European Wts Dec20 B 100,000,000 2020/05/28 2020/12/23 15.0011803 HK Bank - HKEX European Put Warrants Dec 2020 B 100,000,000 2020/05/28 2020/12/31 25.0011808 HK Bank - Meituan European Warrants Mar 2021 A 100,000,000 2020/05/28 2021/03/29 25.0011982 Haitong Int’l Sec - Alibaba European Warrants Sep 2020 B 100,000,000 2020/05/28 2020/09/30 15.0011974 Haitong Int’l Sec - Alibaba European Put Warrants Sep 2020 B 100,000,000 2020/05/28 2020/09/08 15.0011984 Haitong Int’l Sec - China Com Services European Wts Dec20A 80,000,000 2020/05/28 2020/12/23 18.4011985 Haitong Int’l Sec - Evergrande European Warrants Oct 2020 A 80,000,000 2020/05/28 2020/10/28 12.0011962 Haitong Int’l Sec - HKEX European Warrants Oct 2020 A 80,000,000 2020/05/28 2020/10/22 12.0011964 Haitong Int’l Sec - SHK Ppt European Warrants Apr 2021 A 80,000,000 2020/05/28 2021/04/23 16.8011987 Haitong Int’l Sec - Tencent European Put Warrants Nov 2020 A 100,000,000 2020/05/28 2020/11/13 26.0011942 Haitong Int’l Sec - Xiaomi European Warrants Aug 2020 A 100,000,000 2020/05/28 2020/08/31 15.0011877 J P Morgan SP BV - CICC European Warrants Dec 2020 A 60,000,000 2020/05/28 2020/12/31 15.0011879 J P Morgan SP BV - Genscript Bio European Warrants Nov 2020A 80,000,000 2020/05/28 2020/11/13 12.0811898 J P Morgan SP BV - HKEX European Warrants Mar 2021 A 200,000,000 2020/05/28 2021/03/24 30.0011875 J P Morgan SP BV - Kingsoft European Warrants Nov 2020 A 60,000,000 2020/05/28 2020/11/30 18.1811854 J P Morgan SP BV - Meituan European Warrants Nov 2020 B 200,000,000 2020/05/28 2020/11/30 50.4011864 J P Morgan SP BV - SMIC European Wts Nov 2020 A 80,000,000 2020/05/28 2020/11/30 20.3211900 J P Morgan SP BV - Xiaomi European Warrants Sep 2021 A 200,000,000 2020/05/28 2021/09/27 30.4011865 J P Morgan SP BV - ZTE European Warrants Nov 2020 A 60,000,000 2020/05/28 2020/11/30 19.0211988 SG Issuer - PA Gooddoctor European Warrants Nov 2020 A 100,000,000 2020/05/28 2020/11/30 15.0011842 UBS AG - Alibaba European Warrants Sep 2020 E 100,000,000 2020/05/28 2020/09/25 15.0011852 UBS AG - Alibaba European Warrants Oct 2020 C 100,000,000 2020/05/28 2020/10/27 15.0011847 UBS AG - Alibaba European Warrants Dec 2020 B 100,000,000 2020/05/28 2020/12/24 15.0023770 # J P Morgan SP BV - HSI European Warrants Sep 2020 D 600,000,000 2020/05/28 2020/09/29 16.8024050 # J P Morgan SP BV - HSI European Warrants Sep 2020 E 600,000,000 2020/05/28 2020/09/29 29.4024168 # J P Morgan SP BV - HSI European Warrants Oct 2020 D 600,000,000 2020/05/28 2020/10/29 41.4012238 BOCI Asia Ltd. - HSBC European Warrants Nov 2020 A 70,000,000 2020/05/29 2020/11/30 12.6012239 BOCI Asia Ltd. - SMIC European Warrants Nov 2020 A 100,000,000 2020/05/29 2020/11/23 18.0012157 BNP Paribas Issuance B.V. - Tencent European Wts Oct 2020 E 80,000,000 2020/05/29 2020/10/06 14.4012156 BNP Paribas Issuance B.V. - Tencent European Wts Dec 2020 D 80,000,000 2020/05/29 2020/12/02 20.00




12154 Credit Suisse AG - Alibaba European Warrants Apr 2021 A 200,000,000 2020/05/29 2021/04/23 30.0012138 Credit Suisse AG - BOC HK European Warrants Dec 2020 A 80,000,000 2020/05/29 2020/12/31 20.0012153 Credit Suisse AG - China Life European Warrants Jan 2021 A 100,000,000 2020/05/29 2021/01/26 15.0012137 Credit Suisse AG - HSBC European Wts Dec 2020 B 100,000,000 2020/05/29 2020/12/22 15.0012136 Credit Suisse AG - HSBC European Wts Jan 2021 A 100,000,000 2020/05/29 2021/01/26 15.0012101 Credit Suisse AG - HSI European Warrants Oct 2020 C 150,000,000 2020/05/29 2020/10/29 22.5011995 Credit Suisse AG - HSI European Warrants Nov 2020 B 150,000,000 2020/05/29 2020/11/27 22.5012226 Credit Suisse AG - Ping An European Warrants Nov 2020 A 150,000,000 2020/05/29 2020/11/25 22.5012221 Credit Suisse AG - Ping An European Warrants Sep 2022 A 250,000,000 2020/05/29 2022/09/27 37.5012139 Credit Suisse AG - SHK Ppt European Warrants Nov 2020 A 80,000,000 2020/05/29 2020/11/30 20.0012147 Credit Suisse AG - Tencent European Wts Nov 2020 C 250,000,000 2020/05/29 2020/11/16 37.5012150 Credit Suisse AG - Xiaomi European Warrants Dec 2020 G 200,000,000 2020/05/29 2020/12/28 34.0012187 Citigroup Global - CCB European Warrants Oct 2020 B 100,000,000 2020/05/29 2020/10/23 20.8012186 Citigroup Global - China Mobile European Warrants Sep 2020 C 100,000,000 2020/05/29 2020/09/23 16.1012185 Citigroup Global - ICBC European Warrants Oct 2020 B 100,000,000 2020/05/29 2020/10/23 15.9012189 Citigroup Global - Sunac European Warrants Oct 2020 A 100,000,000 2020/05/29 2020/10/15 20.2012232 Bank of East Asia - PA Good Doctor European Wts Nov 2020 A 40,000,000 2020/05/29 2020/11/30 10.8012256 Goldman Sachs SP (Asia) - AIA European Warrants Sep 2020 D 80,000,000 2020/05/29 2020/09/23 12.0012257 Goldman Sachs SP (Asia) - Alibaba European Wts Sep 2020 H 100,000,000 2020/05/29 2020/09/02 15.0012250 Goldman Sachs SP (Asia) - HSBC European Warrants Nov 2020 A 80,000,000 2020/05/29 2020/11/25 12.0012252 Goldman Sachs SP (Asia) - SHK Ppt European Wts Apr 2021 A 100,000,000 2020/05/29 2021/04/23 15.0012109 HK Bank - AIA European Warrants Jul 2021 B 100,000,000 2020/05/29 2021/07/05 25.0012119 HK Bank - CK Asset European Warrants Dec 2021 A 100,000,000 2020/05/29 2021/12/31 25.0012122 HK Bank - HSI European Warrants Oct 2020 C 200,000,000 2020/05/29 2020/10/29 30.0012132 HK Bank - HSI European Warrants Nov 2020 A 200,000,000 2020/05/29 2020/11/27 30.0012128 HK Bank - Link REIT European Warrants Dec 2021 B 100,000,000 2020/05/29 2021/12/31 25.0012207 J P Morgan SP BV - CC Bank European Wts Oct 2020 A 100,000,000 2020/05/29 2020/10/30 25.1012204 J P Morgan SP BV - CITIC Bank European Warrants Nov 2020 A 50,000,000 2020/05/29 2020/11/30 12.5012195 J P Morgan SP BV - China Mobile European Wts Nov 2020 A 100,000,000 2020/05/29 2020/11/30 25.1012212 J P Morgan SP BV - CNOOC European Warrants Jan 2021 A 80,000,000 2020/05/29 2021/01/22 12.0012210 J P Morgan SP BV - China Shenhua European Wts Nov 2020 A 70,000,000 2020/05/29 2020/11/30 10.5712217 J P Morgan SP BV - China Tower European Warrants May 2021 C 70,000,000 2020/05/29 2021/05/10 10.7812209 J P Morgan SP BV - Fosun Intl European Warrants Nov 2020 A 70,000,000 2020/05/29 2020/11/30 17.5012206 J P Morgan SP BV - HSBC European Warrants Nov 2020 A 100,000,000 2020/05/29 2020/11/30 25.0012194 J P Morgan SP BV - HSI European Warrants Dec 2020 C 400,000,000 2020/05/29 2020/12/30 100.8012201 J P Morgan SP BV - Link REIT European Warrants Dec 2020 A 60,000,000 2020/05/29 2020/12/18 15.0012198 J P Morgan SP BV - Ping An European Warrants Nov 2020 A 100,000,000 2020/05/29 2020/11/30 25.1012213 J P Morgan SP BV - Sands China Ltd European Warrants Dec20 A 80,000,000 2020/05/29 2020/12/31 12.4812203 J P Morgan SP BV - Sino Biopharm European Warrants Nov 2020A 60,000,000 2020/05/29 2020/11/30 15.0012200 J P Morgan SP BV - Yanzhou Coal European Warrants Dec20 A 40,000,000 2020/05/29 2020/12/31 10.4412158 Morgan Stanley Asia Products Ltd. - AIA European Wts Jun21 A 98,000,000 2020/05/29 2021/06/30 24.5012163 Morgan Stanley Asia Products Ltd. - AIA Euro Put Wts Apr21 A 68,000,000 2020/05/29 2021/04/23 10.5412162 Morgan Stanley Asia Products Ltd. - AIA Euro Put Wts Sep21 A 68,000,000 2020/05/29 2021/09/23 10.2012160 Morgan Stanley Asia Products Ltd. - China Life Eu Wts Oct20A 80,000,000 2020/05/29 2020/10/22 15.04




12168 Morgan Stanley Asia Products Ltd. - Ch Mob Euro Wt Oct2020 C 68,000,000 2020/05/29 2020/10/27 10.2012166 Morgan Stanley Asia Products Ltd. - HSBC European Wts Nov20A 68,000,000 2020/05/29 2020/11/30 17.0012169 Morgan Stanley Asia Products Ltd. - SHK Ppt Euro Wts Apr21A 68,000,000 2020/05/29 2021/04/23 10.2012172 Morgan Stanley Asia Products Ltd. - SHK Ppt Eu Put Wt Apr21A 68,000,000 2020/05/29 2021/04/15 17.0012177 UBS AG - Alibaba European Put Warrants Oct 2020 A 200,000,000 2020/05/29 2020/10/22 32.0012176 UBS AG - Alibaba European Put Warrants Dec 2020 A 200,000,000 2020/05/29 2020/12/14 30.0012178 UBS AG - Meituan European Warrants Oct 2020 A 100,000,000 2020/05/29 2020/10/23 19.6012171 Bank Vontobel - HKEX European Warrants Oct 2020 B 70,000,000 2020/05/29 2020/10/27 11.2012170 Bank Vontobel - HKEX European Warrants Mar 2021 A 70,000,000 2020/05/29 2021/03/26 10.5012279 BOCI Asia Ltd. - AIA European Warrants Sep 2020 B 70,000,000 2020/06/01 2020/09/30 16.1012280 BOCI Asia Ltd. - HSBC European Put Warrants Nov 2020 A 70,000,000 2020/06/01 2020/11/30 10.5012284 BOCI Asia Ltd. - SHK Ppt European Warrants Apr 2021 A 70,000,000 2020/06/01 2021/04/30 10.5012384 Credit Suisse AG - CNOOC European Warrants Jan 2021 A 80,000,000 2020/06/01 2021/01/22 12.0012399 Credit Suisse AG - Fosun Intl European Warrants Dec 2020 B 40,000,000 2020/06/01 2020/12/31 10.0012367 Credit Suisse AG - HSBC European Wts Nov 2020 A 100,000,000 2020/06/01 2020/11/30 25.0012373 Credit Suisse AG - HSBC European Put Warrants Nov 2020 A 80,000,000 2020/06/01 2020/11/23 12.0012356 Credit Suisse AG - HSI European Warrants Nov 2020 C 150,000,000 2020/06/01 2020/11/27 22.5012364 Credit Suisse AG - Link REIT European Warrants Dec 2020 B 50,000,000 2020/06/01 2020/12/11 12.5012366 Credit Suisse AG - Link REIT European Put Warrants Dec 2020A 50,000,000 2020/06/01 2020/12/11 12.5012381 Credit Suisse AG - SHK Ppt European Put Warrants Aug 2021 A 80,000,000 2020/06/01 2021/08/31 20.0012392 Credit Suisse AG - Swire Pacific A European Warrants Nov20 A 30,000,000 2020/06/01 2020/11/30 10.2012383 Credit Suisse AG - Yanzhou Coal European Warrants Nov 2020 A 30,000,000 2020/06/01 2020/11/30 10.2012294 Citigroup Global - AIA European Warrants Sep 2020 D 100,000,000 2020/06/01 2020/09/23 23.2012310 Citigroup Global - Alibaba European Put Warrants Sep 2020 B 100,000,000 2020/06/01 2020/09/28 15.0012323 Citigroup Global - China Mobile European Warrants Sep 2020 D 100,000,000 2020/06/01 2020/09/22 25.0012297 Citigroup Global - China Tower European Warrants May 2021 A 100,000,000 2020/06/01 2021/05/26 15.0012304 Citigroup Global - HSBC European Warrants Dec 2020 A 100,000,000 2020/06/01 2020/12/02 25.0012442 Goldman Sachs SP (Asia) - AIA European Warrants Sep 2020 E 80,000,000 2020/06/01 2020/09/23 15.3612449 Goldman Sachs SP (Asia) - HKEX European Put Wts Dec 2020 A 100,000,000 2020/06/01 2020/12/30 25.0012421 Goldman Sachs SP (Asia) - HSBC European Warrants Dec 2020 B 80,000,000 2020/06/01 2020/12/01 20.1612436 Goldman Sachs SP (Asia) - Tencent European Wts Nov 2020 B 150,000,000 2020/06/01 2020/11/25 25.5012278 HK Bank - HSI European Warrants Nov 2020 B 200,000,000 2020/06/01 2020/11/27 30.0012275 HK Bank - HSI European Put Warrants Nov 2020 B 100,000,000 2020/06/01 2020/11/27 15.0012259 HK Bank - SHK Ppt European Warrants Apr 2021 A 100,000,000 2020/06/01 2021/04/23 15.0012264 HK Bank - Xiaomi European Warrants Apr 2021 A 100,000,000 2020/06/01 2021/04/23 15.0012273 HK Bank - Xiaomi European Warrants Sep 2021 A 100,000,000 2020/06/01 2021/09/27 15.0012414 Haitong Int’l Sec - Link REIT European Warrants Dec 2020 A 80,000,000 2020/06/01 2020/12/11 26.4012415 Haitong Int’l Sec - Link REIT European Put Wts Dec 2020 A 80,000,000 2020/06/01 2020/12/18 38.4012418 Haitong Int’l Sec - MTRC European Warrants Oct 2020 A 80,000,000 2020/06/01 2020/10/23 12.0012406 Haitong Int’l Sec - MTRC European Put Warrants Dec 2020 A 80,000,000 2020/06/01 2020/12/02 20.0012315 J P Morgan SP BV - BOC HK European Warrants Dec 2020 B 60,000,000 2020/06/01 2020/12/01 15.0012321 J P Morgan SP BV - HSBC European Put Warrants Nov 2020 A 100,000,000 2020/06/01 2020/11/30 15.1012312 J P Morgan SP BV - Hang Seng Bank European Warrants Jul21 A 80,000,000 2020/06/01 2021/07/30 20.0812322 J P Morgan SP BV - SHK Ppt European Warrants Apr 2021 A 80,000,000 2020/06/01 2021/04/30 12.08




12320 J P Morgan SP BV - WH Group European Warrants Jun 2021 A 60,000,000 2020/06/01 2021/06/30 15.0012292 Morgan Stanley Asia Products Ltd. - Alibaba Euro Wts Sep20 D 80,000,000 2020/06/01 2020/09/29 14.8812289 Morgan Stanley Asia Products Ltd. - Ch Mob Euro Wt Dec 2020A 68,000,000 2020/06/01 2020/12/01 17.0012296 UBS AG - SHK Ppt European Warrants Apr 2021 A 80,000,000 2020/06/01 2021/04/23 12.0012299 UBS AG - Xiaomi European Warrants Dec 2020 D 100,000,000 2020/06/01 2020/12/28 15.0012325 Bank Vontobel - Conch Cement European Warrants Oct 2020 A 30,000,000 2020/06/01 2020/10/23 11.4012340 Bank Vontobel - AIA European Warrants Sep 2020 B 50,000,000 2020/06/01 2020/09/23 10.0012351 Bank Vontobel - AIA European Put Warrants Sep 2021 A 70,000,000 2020/06/01 2021/09/23 10.5012335 Bank Vontobel - CNBM European Warrants Jan 2021 A 40,000,000 2020/06/01 2021/01/04 10.4012352 Bank Vontobel - HKEX European Put Warrants Jan 2021 A 30,000,000 2020/06/01 2021/01/04 10.2012477 BOCI Asia Ltd. - HKEX European Warrants Mar 2021 A 100,000,000 2020/06/02 2021/03/31 16.0012547 Credit Suisse AG - China Tower European Warrants May 2021 B 100,000,000 2020/06/02 2021/05/26 15.0012546 Credit Suisse AG - Meituan European Put Warrants Dec 2020 C 100,000,000 2020/06/02 2020/12/31 25.0012551 Credit Suisse AG - NCI European Warrants Oct 2020 A 70,000,000 2020/06/02 2020/10/22 10.5012550 Credit Suisse AG - Vitasoy Intl European Warrants Dec 2020 A 40,000,000 2020/06/02 2020/12/01 10.8012637 Citigroup Global - China Tower European Warrants Mar 2021 A 100,000,000 2020/06/02 2021/03/31 15.0012627 Citigroup Global - Meituan European Warrants Dec 2020 C 100,000,000 2020/06/02 2020/12/18 25.0012594 Citigroup Global - Meituan European Warrants Feb 2021 A 100,000,000 2020/06/02 2021/02/25 25.0012629 Citigroup Global - Meituan European Put Warrants Dec 2020 A 100,000,000 2020/06/02 2020/12/02 25.0012641 Citigroup Global - Tencent European Put Warrants Nov 2020 B 100,000,000 2020/06/02 2020/11/18 18.2012450 Guotai Junan - HKEX European Put Warrants Nov 2020 A 100,000,000 2020/06/02 2020/11/06 19.8012593 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Dec 2020 A 80,000,000 2020/06/02 2020/12/30 20.0012577 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Sep 2020 B 80,000,000 2020/06/02 2020/09/02 12.0012569 Goldman Sachs SP (Asia) - Xiaomi European Wts Sep 2021 A 100,000,000 2020/06/02 2021/09/27 15.0012562 Haitong Int’l Sec - Meituan European Warrants Feb 2021 A 100,000,000 2020/06/02 2021/02/25 26.0012566 Haitong Int’l Sec - Meituan European Put Warrants Nov 2020 B 100,000,000 2020/06/02 2020/11/24 16.0012565 Haitong Int’l Sec - SHK Ppt European Warrants Dec 2020 A 80,000,000 2020/06/02 2020/12/30 20.0012513 J P Morgan SP BV - Meituan European Warrants Dec 2020 E 200,000,000 2020/06/02 2020/12/31 50.0012514 J P Morgan SP BV - Meituan European Warrants Feb 2021 A 200,000,000 2020/06/02 2021/02/26 50.2012503 J P Morgan SP BV - Meituan European Put Warrants Dec 2020 D 100,000,000 2020/06/02 2020/12/31 25.0012500 J P Morgan SP BV - Meituan European Put Warrants Jan 2021 A 150,000,000 2020/06/02 2021/01/29 37.6512523 J P Morgan SP BV - Meituan European Put Warrants Apr 2021 A 100,000,000 2020/06/02 2021/04/23 15.0012515 J P Morgan SP BV - Tencent European Warrants Nov 2020 B 250,000,000 2020/06/02 2020/11/16 37.5012481 Morgan Stanley Asia Products Ltd. - HKEX European Wts Mar21A 108,000,000 2020/06/02 2021/03/24 16.7412484 Morgan Stanley Asia Products Ltd. - HKEX Eu Put Wts Nov20 A 68,000,000 2020/06/02 2020/11/18 10.2012464 Morgan Stanley Asia Products Ltd. - Meituan Eu Put Wt Dec20B 68,000,000 2020/06/02 2020/12/02 17.0012494 Morgan Stanley Asia Products Ltd. - Ping An Euro Wts Dec20 C 58,000,000 2020/06/02 2020/12/02 14.5012485 Morgan Stanley Asia Products Ltd. - Tencent Euro Wts Oct20 C 98,000,000 2020/06/02 2020/10/05 20.0912486 Morgan Stanley Asia Products Ltd. - Tencent Euro Wts Jan21 A 98,000,000 2020/06/02 2021/01/26 16.1712492 Morgan Stanley Asia Products Ltd. - Tencent Euro Wts Jan21 B 80,000,000 2020/06/02 2021/01/28 12.0812491 Morgan Stanley Asia Products Ltd. - Tencent Euro Wts Feb21 A 98,000,000 2020/06/02 2021/02/25 14.8012489 Morgan Stanley Asia Products Ltd. - Tencent Eu Put Wt Dec20B 80,000,000 2020/06/02 2020/12/30 12.6412465 SG Issuer - Galaxy Ent European Warrants Dec 2020 B 40,000,000 2020/06/02 2020/12/01 11.6012471 SG Issuer - Meituan European Warrants Dec 2020 E 80,000,000 2020/06/02 2020/12/31 20.00




12470 SG Issuer - Meituan European Put Warrants Nov 2020 B 80,000,000 2020/06/02 2020/11/23 13.6012469 SG Issuer - Meituan European Put Warrants Dec 2020 B 150,000,000 2020/06/02 2020/12/31 37.5012531 UBS AG - China Tower European Warrants Dec 2020 A 70,000,000 2020/06/02 2020/12/28 10.5012537 UBS AG - HSBC European Put Warrants Nov 2020 A 100,000,000 2020/06/02 2020/11/23 15.0012528 UBS AG - Meituan European Warrants Jan 2021 A 100,000,000 2020/06/02 2021/01/11 25.0012525 UBS AG - Meituan European Put Warrants Dec 2020 B 100,000,000 2020/06/02 2020/12/07 25.0012659 Bank Vontobel - CC Bank European Warrants Mar 2021 A 40,000,000 2020/06/02 2021/03/05 10.0012643 Bank Vontobel - HKEX European Put Warrants Nov 2020 B 70,000,000 2020/06/02 2020/11/18 10.5012662 Bank Vontobel - HSBC European Put Warrants Dec 2020 A 50,000,000 2020/06/02 2020/12/21 10.0512644 Bank Vontobel - HSI European Put Warrants Mar 2021 A 80,000,000 2020/06/02 2021/03/30 21.6812658 Bank Vontobel - HSI European Put Warrants Mar 2021 B 80,000,000 2020/06/02 2021/03/30 20.0012667 Bank Vontobel - Meituan European Put Warrants Nov 2020 A 80,000,000 2020/06/02 2020/11/18 14.4812729 BOCI Asia Ltd. - CK Asset European Warrants Dec 2020 A 70,000,000 2020/06/03 2020/12/30 17.5012730 BOCI Asia Ltd. - Meituan European Put Warrants Nov 2020 B 100,000,000 2020/06/03 2020/11/19 16.0012745 Credit Suisse AG - CK Asset European Warrants Dec 2020 A 60,000,000 2020/06/03 2020/12/02 19.2012743 Credit Suisse AG - Hang Seng Bank European Wts Jan 2021 A 80,000,000 2020/06/03 2021/01/29 20.0012741 Credit Suisse AG - Meituan European Warrants Dec 2020 E 150,000,000 2020/06/03 2020/12/02 37.5012742 Credit Suisse AG - Meituan European Warrants Dec 2020 F 150,000,000 2020/06/03 2020/12/31 37.5012744 Credit Suisse AG - Ping An European Warrants Dec 2020 C 150,000,000 2020/06/03 2020/12/02 37.5012747 Credit Suisse AG - WH Group European Warrants Apr 2021 A 60,000,000 2020/06/03 2021/04/30 15.0012740 Goldman Sachs SP (Asia) - HSBC European Warrants Dec 2020 C 80,000,000 2020/06/03 2020/12/22 12.0012735 Goldman Sachs SP (Asia) - Meituan European Wts Dec 2020 E 80,000,000 2020/06/03 2020/12/30 20.0012736 Goldman Sachs SP (Asia) - Meituan Euro Put Wts Nov 2020 C 80,000,000 2020/06/03 2020/11/18 13.5212682 HK Bank - HKEX European Warrants Apr 2021 A 100,000,000 2020/06/03 2021/04/30 25.0012673 HK Bank - Meituan European Warrants Dec 2020 D 80,000,000 2020/06/03 2020/12/02 20.0012674 HK Bank - Meituan European Warrants Apr 2021 A 100,000,000 2020/06/03 2021/04/30 25.0012733 J P Morgan SP BV - CSPC Pharma European Warrants Dec 2020 A 70,000,000 2020/06/03 2020/12/30 10.6412726 Morgan Stanley Asia Products Ltd. - HSBC Euro Put Wts Dec20A 68,000,000 2020/06/03 2020/12/22 12.2412724 Morgan Stanley Asia Products Ltd. - Meituan Euro Wts Dec 20D 80,000,000 2020/06/03 2020/12/07 20.0012721 Morgan Stanley Asia Products Ltd. - Meituan Euro Wts Mar 21A 108,000,000 2020/06/03 2021/03/01 31.4312668 SG Issuer - HSI European Warrants Oct 2020 A 300,000,000 2020/06/03 2020/10/29 45.0012671 SG Issuer - HSI European Warrants Nov 2020 B 300,000,000 2020/06/03 2020/11/27 45.0012690 UBS AG - HKEX European Warrants Dec 2020 A 300,000,000 2020/06/03 2020/12/23 45.0012695 UBS AG - HKEX European Put Warrants Nov 2020 B 300,000,000 2020/06/03 2020/11/18 45.0012683 UBS AG - Meituan European Warrants Dec 2020 D 100,000,000 2020/06/03 2020/12/30 25.0012691 UBS AG - Tencent European Warrants Jan 2021 A 300,000,000 2020/06/03 2021/01/26 45.0012675 Bank Vontobel - AAC Tech European Warrants Jan 2021 A 30,000,000 2020/06/03 2021/01/04 10.2312697 Bank Vontobel - China Life European Warrants Jan 2021 B 80,000,000 2020/06/03 2021/01/08 20.0012696 Bank Vontobel - China Life European Warrants Mar 2021 B 80,000,000 2020/06/03 2021/03/19 20.0012679 Bank Vontobel - China Overseas European Warrants Dec 2020 A 70,000,000 2020/06/03 2020/12/23 10.5012681 Bank Vontobel - China Unicom European Warrants Jan 2021 A 30,000,000 2020/06/03 2021/01/04 10.2312677 Bank Vontobel - Meituan European Warrants Jan 2021 A 80,000,000 2020/06/03 2021/01/11 20.0012680 Bank Vontobel - SJM Holdings European Warrants Mar 2021 A 70,000,000 2020/06/03 2021/03/15 10.5012701 Bank Vontobel - SMIC European Warrants Mar 2021 A 40,000,000 2020/06/03 2021/03/12 12.44




12854 BNP Paribas Issuance B.V. - AAC Tech Euro Wts Oct 2020 B 50,000,000 2020/06/04 2020/10/06 10.0012853 BNP Paribas Issuance B.V. - Alibaba European Wts Nov 2020 D 70,000,000 2020/06/04 2020/11/03 10.5012846 BNP Paribas Issuance B.V. - HSBC European Wts Nov 2020 B 70,000,000 2020/06/04 2020/11/03 10.5012841 BNP Paribas Issuance B.V. - SMIC European Wts Oct 2020 B 70,000,000 2020/06/04 2020/10/06 11.9012887 Credit Suisse AG - Alibaba European Warrants Mar 2021 A 200,000,000 2020/06/04 2021/03/24 30.0012899 Credit Suisse AG - CK Asset European Put Warrants Dec 2020 A 40,000,000 2020/06/04 2020/12/03 10.0012877 Credit Suisse AG - Ping An European Warrants Dec 2021 C 300,000,000 2020/06/04 2021/12/23 57.0012880 Credit Suisse AG - SJM Holdings European Warrants Mar 2021 A 80,000,000 2020/06/04 2021/03/15 12.0012886 Credit Suisse AG - Tencent European Wts Nov 2020 D 250,000,000 2020/06/04 2020/11/25 37.5012882 Credit Suisse AG - Tencent European Wts Dec 2020 A 250,000,000 2020/06/04 2020/12/18 37.5012900 Goldman Sachs SP (Asia) - CC Bank European Wts Oct 2020 A 80,000,000 2020/06/04 2020/10/22 12.9612905 Goldman Sachs SP (Asia) - Meituan Euro Warrants Dec 2020 F 80,000,000 2020/06/04 2020/12/18 20.0012912 Goldman Sachs SP (Asia) - Meituan Euro Put Wts Dec 2020 B 80,000,000 2020/06/04 2020/12/04 20.0012770 HK Bank - CSPC Pharma European Warrants Dec 2020 B 100,000,000 2020/06/04 2020/12/23 15.0012755 HK Bank - Meituan Dianping European Put Warrants Apr 2021 A 100,000,000 2020/06/04 2021/04/23 15.0012748 HK Bank - Tencent European Warrants Oct 2020 B 100,000,000 2020/06/04 2020/10/27 20.0012876 Haitong Int’l Sec - CC Bank European Warrants Oct 2020 A 100,000,000 2020/06/04 2020/10/23 21.0012868 J P Morgan SP BV - ZTE European Warrants Nov 2020 B 60,000,000 2020/06/04 2020/11/06 14.4012785 Macquarie Bank Ltd. - Alibaba European Warrants Dec 2020 E 10,000,000 2020/06/04 2020/12/04 10.8112836 Macquarie Bank Ltd. - Sinopec Corp European Wts Dec 2020 A 40,000,000 2020/06/04 2020/12/18 10.0012831 Macquarie Bank Ltd. - China Tel European Warrants Apr 2021 A 40,000,000 2020/06/04 2021/04/07 10.0012786 Macquarie Bank Ltd. - HEC Pharm European Warrants Jul 2021 A 11,500,000 2020/06/04 2021/07/09 10.0612790 Macquarie Bank Ltd. - Meituan European Warrants Jan 2021 D 40,000,000 2020/06/04 2021/01/05 10.1212802 Macquarie Bank Ltd. - Meituan European Warrants Jul 2021 B 40,000,000 2020/06/04 2021/07/05 10.1612797 Macquarie Bank Ltd. - Meituan European Warrants Jan 2022 C 40,000,000 2020/06/04 2022/01/04 10.3612812 Macquarie Bank Ltd. - Meituan Euro Put Warrants Mar 2021 A 40,000,000 2020/06/04 2021/03/02 10.2812832 Macquarie Bank Ltd. - PA Gooddoctor European Wts Jan 2021 B 40,000,000 2020/06/04 2021/01/05 10.2412771 Macquarie Bank Ltd. - Ping An European Warrants Dec 2020 C 23,000,000 2020/06/04 2020/12/04 10.0112774 Macquarie Bank Ltd. - Ping An European Warrants Dec 2020 D 25,000,000 2020/06/04 2020/12/04 10.0012837 Macquarie Bank Ltd. - SD Gold European Warrants Dec 2020 A 40,000,000 2020/06/04 2020/12/16 10.0412822 Macquarie Bank Ltd. - Xiaomi European Warrants Apr 2021 B 40,000,000 2020/06/04 2021/04/07 10.2012787 Macquarie Bank Ltd. - Yihai Intl European Warrants Jul 2021A 26,000,000 2020/06/04 2021/07/09 10.0612861 Morgan Stanley Asia Products Ltd. - AIA Euro Wts Oct 2020 B 88,000,000 2020/06/04 2020/10/05 13.6412864 Morgan Stanley Asia Products Ltd. - CCB Euro Wts Nov 2020 B 88,000,000 2020/06/04 2020/11/23 15.2212863 Morgan Stanley Asia Products Ltd. - Galaxy Eu Wts Dec 2020 B 68,000,000 2020/06/04 2020/12/07 18.7712860 Morgan Stanley Asia Products Ltd. - Ping An Euro Wts Dec 20D 88,000,000 2020/06/04 2020/12/01 14.4312856 Morgan Stanley Asia Products Ltd. - ZTE Euro Wts Nov 2020 A 88,000,000 2020/06/04 2020/11/05 14.9612875 SG Issuer - HSCEI European Warrants Sep 2020 A 150,000,000 2020/06/04 2020/09/29 22.5012870 SG Issuer - HSI European Put Warrants Sep 2020 D 300,000,000 2020/06/04 2020/09/29 48.0012913 UBS AG - Ali Health European Warrants Oct 2020 A 60,000,000 2020/06/04 2020/10/22 15.0012926 BNP Paribas Issuance B.V. - HKEX European Wts Jan 2021 B 40,000,000 2020/06/05 2021/01/05 10.8012916 BNP Paribas Issuance B.V. - Tencent European Wts Jan 2021 D 80,000,000 2020/06/05 2021/01/05 21.6013020 Credit Suisse AG - Alibaba European Warrants Oct 2020 E 200,000,000 2020/06/05 2020/10/27 30.0013022 Credit Suisse AG - Geely Auto European Warrants Dec 2020 C 100,000,000 2020/06/05 2020/12/31 25.00




13021 Credit Suisse AG - Geely Auto European Put Wts Jan 2021 A 50,000,000 2020/06/05 2021/01/29 12.5012946 Guotai Junan - China Mobile European Warrants Nov 2020 A 100,000,000 2020/06/05 2020/11/06 18.3012944 Guotai Junan - Ping An European Warrants Dec 2020 A 100,000,000 2020/06/05 2020/12/04 19.5012938 Guotai Junan - Xiaomi European Warrants Jan 2021 A 100,000,000 2020/06/05 2021/01/08 20.1013025 Goldman Sachs SP (Asia) - Alibaba European Wts Mar 2021 A 150,000,000 2020/06/05 2021/03/24 24.4513024 Goldman Sachs SP (Asia) - Bank of China Euro Wts Dec 2020 A 80,000,000 2020/06/05 2020/12/23 12.0013023 Goldman Sachs SP (Asia) - HSBC European Put Wts Nov 2020 A 80,000,000 2020/06/05 2020/11/23 12.0013027 Goldman Sachs SP (Asia) - Tencent European Wts Nov 2020 C 150,000,000 2020/06/05 2020/11/18 40.3512997 HK Bank - Geely Auto European Warrants Dec 2020 B 100,000,000 2020/06/05 2020/12/23 15.0012989 Macquarie Bank Ltd. - HKEX European Warrants Jan 2021 A 40,000,000 2020/06/05 2021/01/05 10.1212993 Macquarie Bank Ltd. - HKEX European Put Warrants Jul 2021 A 40,000,000 2020/06/05 2021/07/05 10.2012985 Macquarie Bank Ltd. - MGM China European Warrants Apr 2021 A 33,000,000 2020/06/05 2021/04/07 10.0712995 Macquarie Bank Ltd. - MTRC European Warrants Apr 2021 A 40,000,000 2020/06/05 2021/04/07 10.0813007 Macquarie Bank Ltd. - Tencent European Warrants Dec 2020 E 30,000,000 2020/06/05 2020/12/28 13.8013011 Macquarie Bank Ltd. - Tencent European Warrants Dec 2020 F 37,000,000 2020/06/05 2020/12/28 10.0313009 Macquarie Bank Ltd. - Tencent European Put Wts Dec 2020 B 30,000,000 2020/06/05 2020/12/28 10.5912969 Morgan Stanley Asia Products Ltd. - Alibaba Euro Wts Oct20 F 88,000,000 2020/06/05 2020/10/23 13.2912977 Morgan Stanley Asia Products Ltd. - Alibaba Euro Wts Nov20 B 68,000,000 2020/06/05 2020/11/02 10.3412984 Morgan Stanley Asia Products Ltd. - Alibaba Euro Wts Dec20 A 68,000,000 2020/06/05 2020/12/07 18.4312999 Morgan Stanley Asia Products Ltd. - Country Gdn Eu Wt Jan21A 68,000,000 2020/06/05 2021/01/04 10.2713005 Morgan Stanley Asia Products Ltd. - Ch Overseas Eu Wt Nov20A 58,000,000 2020/06/05 2020/11/25 10.3213002 Morgan Stanley Asia Products Ltd. - Ch Res Land Eu Wt Nov20A 68,000,000 2020/06/05 2020/11/30 10.6112965 Morgan Stanley Asia Products Ltd. - China Tower Eu Wt Jun21A 68,000,000 2020/06/05 2021/06/25 10.6112962 Morgan Stanley Asia Products Ltd. - Geely Auto Eu Wt Dec20 B 68,000,000 2020/06/05 2020/12/23 11.7012966 Morgan Stanley Asia Products Ltd. - Link Euro Wt Dec 2021 B 68,000,000 2020/06/05 2021/12/23 10.4713004 Morgan Stanley Asia Products Ltd. - SinoBiopharm Eu Wt Jul21A 68,000,000 2020/06/05 2021/07/09 10.6812953 Morgan Stanley Asia Products Ltd. - Tencent Euro Wts Nov20 B 88,000,000 2020/06/05 2020/11/20 23.7612960 Morgan Stanley Asia Products Ltd. - Tencent Euro Wts Nov20 C 88,000,000 2020/06/05 2020/11/25 13.3812954 Morgan Stanley Asia Products Ltd. - Tencent Euro Wts Jan21 C 88,000,000 2020/06/05 2021/01/15 22.5312961 Morgan Stanley Asia Products Ltd. - Tencent Euro Wts Feb21 B 88,000,000 2020/06/05 2021/02/16 22.4412931 SG Issuer - Geely Auto European Warrants Sep 2020 A 50,000,000 2020/06/05 2020/09/23 11.7512935 SG Issuer - Link REIT European Warrants Dec 2020 A 40,000,000 2020/06/05 2020/12/11 10.0012933 SG Issuer - MTR Corporation European Warrants Dec 2020 A 60,000,000 2020/06/05 2020/12/04 15.0013013 UBS AG - CC Bank European Warrants Nov 2020 A 70,000,000 2020/06/05 2020/11/20 10.5013012 UBS AG - HSBC European Warrants Nov 2020 A 100,000,000 2020/06/05 2020/11/23 15.0013014 UBS AG - Tencent European Warrants Nov 2020 B 300,000,000 2020/06/05 2020/11/25 45.0013016 Bank Vontobel - Hang Seng Bank European Warrants Jan 2021 A 40,000,000 2020/06/05 2021/01/29 10.0013127 BOCI Asia Ltd. - CC Bank European Warrants Oct 2020 A 70,000,000 2020/06/08 2020/10/30 10.5013134 BOCI Asia Ltd. - Galaxy Ent European Warrants Nov 2020 A 70,000,000 2020/06/08 2020/11/30 12.6013125 BOCI Asia Ltd. - Link REIT European Warrants Dec 2020 A 60,000,000 2020/06/08 2020/12/30 15.0013124 BOCI Asia Ltd. - Meituan European Warrants Dec 2020 E 100,000,000 2020/06/08 2020/12/08 25.0013120 BNP Paribas Issuance B.V. - Alibaba European Wts Nov 2020 E 60,000,000 2020/06/08 2020/11/03 13.8013087 BNP Paribas Issuance B.V. - HKEX European Wts Nov 2020 C 60,000,000 2020/06/08 2020/11/03 10.2013116 BNP Paribas Issuance B.V. - HKEX European Wts Feb 2021 B 40,000,000 2020/06/08 2021/02/02 10.40




13117 BNP Paribas Issuance B.V. - HKEX European Wts Mar 2021 A 40,000,000 2020/06/08 2021/03/02 10.0013068 BNP Paribas Issuance B.V. - Meituan Euro Warrants Jan 2021 E 60,000,000 2020/06/08 2021/01/05 15.0013102 BNP Paribas Issuance B.V. - Meituan Euro Warrants Feb 2021 B 60,000,000 2020/06/08 2021/02/02 15.0013121 BNP Paribas Issuance B.V. - Meituan Euro Warrants May 2021 A 60,000,000 2020/06/08 2021/05/04 15.0013084 BNP Paribas Issuance B.V. - Xiaomi Euro Warrants Oct 2020 C 70,000,000 2020/06/08 2020/10/06 10.5013119 BNP Paribas Issuance B.V. - Xiaomi Euro Warrants Oct 2020 D 60,000,000 2020/06/08 2020/10/06 10.2013170 Credit Suisse AG - AIA European Warrants Oct 2020 A 70,000,000 2020/06/08 2020/10/27 10.5013182 Credit Suisse AG - Country Garden Euro Warrants Dec 2020 A 40,000,000 2020/06/08 2020/12/07 10.0013189 Credit Suisse AG - Meituan European Warrants Dec 2020 G 150,000,000 2020/06/08 2020/12/07 37.5013161 Credit Suisse AG - Meituan European Put Warrants Dec 2020 D 100,000,000 2020/06/08 2020/12/31 25.0013188 Credit Suisse AG - Sino Biopharm European Wts Dec 2020 A 60,000,000 2020/06/08 2020/12/07 15.0013171 Credit Suisse AG - SwireProperties European Warrants Dec20 B 40,000,000 2020/06/08 2020/12/07 10.0013187 Credit Suisse AG - Shenzhen Int’l European Wts Dec 2020 A 40,000,000 2020/06/08 2020/12/07 10.0013104 Guotai Junan - HKEX European Warrants Jan 2021 A 100,000,000 2020/06/08 2021/01/08 25.0013103 Guotai Junan - Meituan European Warrants Jan 2021 A 100,000,000 2020/06/08 2021/01/08 25.0013196 Goldman Sachs SP (Asia) - Alibaba European Wts Oct 2020 E 100,000,000 2020/06/08 2020/10/23 15.0013195 Goldman Sachs SP (Asia) - Geely Auto European Wts Dec 2020 B 80,000,000 2020/06/08 2020/12/23 12.0013204 Goldman Sachs SP (Asia) - Tencent European Wts Nov 2020 D 150,000,000 2020/06/08 2020/11/25 26.4013034 HK Bank - HSI European Put Warrants Oct 2020 C 200,000,000 2020/06/08 2020/10/29 30.0013036 HK Bank - HSI European Put Warrants Dec 2020 C 200,000,000 2020/06/08 2020/12/30 50.0013193 Haitong Int’l Sec - Beigene European Warrants Dec 2020 A 120,000,000 2020/06/08 2020/12/30 31.2013191 Haitong Int’l Sec - Innovent Bio European Warrants Apr 2021A 40,000,000 2020/06/08 2021/04/30 10.0013190 Haitong Int’l Sec - Meituan European Put Warrants Jan 2021 A 120,000,000 2020/06/08 2021/01/28 30.0013154 J P Morgan SP BV - Conch Cement European Warrants Dec 2020 A 60,000,000 2020/06/08 2020/12/07 15.7213160 J P Morgan SP BV - Evergrande European Warrants Nov 2020 A 70,000,000 2020/06/08 2020/11/03 10.5713156 J P Morgan SP BV - Galaxy Ent European Warrants Nov 2020 A 60,000,000 2020/06/08 2020/11/30 13.7413150 J P Morgan SP BV - HKEX European Warrants Jan 2021 A 200,000,000 2020/06/08 2021/01/29 50.0013141 J P Morgan SP BV - HKEX European Put Wts Dec 2020 A 200,000,000 2020/06/08 2020/12/07 50.8013144 J P Morgan SP BV - Meituan European Warrants Mar 2021 A 200,000,000 2020/06/08 2021/03/05 50.2013142 J P Morgan SP BV - Meituan European Put Warrants Dec 2020 E 150,000,000 2020/06/08 2020/12/07 38.5513155 J P Morgan SP BV - Sino Biopharm European Warrants Jul 2021A 60,000,000 2020/06/08 2021/07/09 10.3813051 Macquarie Bank Ltd. - Meituan European Warrants Feb 2021 B 36,000,000 2020/06/08 2021/02/02 10.2613052 Macquarie Bank Ltd. - Meituan European Put Warrants Oct21 A 38,000,000 2020/06/08 2021/10/05 10.0313057 Macquarie Bank Ltd. - Tencent European Warrants Jan 2021 B 31,000,000 2020/06/08 2021/01/04 10.0413054 Macquarie Bank Ltd. - WH Group European Warrants Aug 2021 A 40,000,000 2020/06/08 2021/08/03 10.0013105 Morgan Stanley Asia Products Ltd. - HSI Euro Put Wts Dec20 A 180,000,000 2020/06/08 2020/12/30 45.1813110 Morgan Stanley Asia Products Ltd. - HSI Euro Put Wts Dec20 B 180,000,000 2020/06/08 2020/12/30 46.0813140 SG Issuer - HKEX European Put Warrants Dec 2020 A 150,000,000 2020/06/08 2020/12/22 22.5013114 UBS AG - BYD Company European Warrants Mar 2021 A 150,000,000 2020/06/08 2021/03/25 22.5013113 UBS AG - China Mobile European Warrants Nov 2020 A 100,000,000 2020/06/08 2020/11/24 15.0013111 UBS AG - HSI European Warrants Nov 2020 A 300,000,000 2020/06/08 2020/11/27 45.0013115 UBS AG - Link REIT European Warrants Dec 2020 A 60,000,000 2020/06/08 2020/12/04 10.0213139 Bank Vontobel - CKH Holdings European Warrants Dec 2020 A 35,000,000 2020/06/08 2020/12/07 10.5013137 Bank Vontobel - Meituan European Put Warrants Dec 2020 B 60,000,000 2020/06/08 2020/12/07 15.00




11497# Credit Suisse AG - Meituan European Put Warrants Nov 2020 B 90,000,000 2020/06/08 2020/11/25 10.1713230 BOCI Asia Ltd. - Alibaba European Put Warrants Dec 2020 B 100,000,000 2020/06/09 2020/12/21 15.0013217 BOCI Asia Ltd. - China Mobile European Warrants Nov 2020 A 70,000,000 2020/06/09 2020/11/30 10.5013227 BOCI Asia Ltd. - HKEX European Put Warrants Dec 2020 C 100,000,000 2020/06/09 2020/12/31 15.0013270 BOCI Asia Ltd. - Meituan European Put Warrants Jan 2021 A 100,000,000 2020/06/09 2021/01/04 15.0013232 BOCI Asia Ltd. - Tencent European Put Wts Nov 2020 A 100,000,000 2020/06/09 2020/11/30 18.0013322 BNP Paribas Issuance B.V. - SUNAC European Wts Jan 2021 A 40,000,000 2020/06/09 2021/01/05 11.2013323 BNP Paribas Issuance B.V. - Tencent Eu Put Wt Nov 2020 A 80,000,000 2020/06/09 2020/11/03 12.0013330 Credit Suisse AG - China Res Beer European Warrants Dec20 A 30,000,000 2020/06/09 2020/12/08 10.2013333 Credit Suisse AG - China South Air European Wts Dec 2020 A 30,000,000 2020/06/09 2020/12/08 12.9013332 Credit Suisse AG - Hengan Intl European Warrants Dec 2020 A 30,000,000 2020/06/09 2020/12/08 10.2013338 Credit Suisse AG - HKEX European Warrants Dec 2020 C 150,000,000 2020/06/09 2020/12/08 37.5013328 Credit Suisse AG - HKEX European Put Warrants Dec 2020 A 100,000,000 2020/06/09 2020/12/22 15.0013337 Credit Suisse AG - Hansoh Pharma European Warrants Dec2020 A 30,000,000 2020/06/09 2020/12/08 10.2013327 Credit Suisse AG - Meituan European Warrants Dec 2020 H 150,000,000 2020/06/09 2020/12/08 37.5013341 Goldman Sachs SP (Asia) - ICBC European Warrants Nov 2020 A 80,000,000 2020/06/09 2020/11/03 12.0013343 Goldman Sachs SP (Asia) - Tencent European Put Wt Sep 2020 D 100,000,000 2020/06/09 2020/09/18 15.0013236 HK Bank - HSI European Warrants Dec 2020 B 180,000,000 2020/06/09 2020/12/30 27.0013234 HK Bank - Meituan Dianping European Put Warrants Dec 2020 C 80,000,000 2020/06/09 2020/12/23 12.0013237 HK Bank - Tencent European Warrants Dec 2020 A 80,000,000 2020/06/09 2020/12/18 12.0013321 Haitong Int’l Sec - HKEX European Warrants Sep 2020 A 100,000,000 2020/06/09 2020/09/28 15.0013312 Haitong Int’l Sec - SHK Ppt European Put Warrants May 2021 A 100,000,000 2020/06/09 2021/05/24 19.0013307 J P Morgan SP BV - Sinopec Corp European Warrants Dec 2020 A 60,000,000 2020/06/09 2020/12/31 19.0213306 J P Morgan SP BV - Li Ning European Warrants Dec 2020 A 60,000,000 2020/06/09 2020/12/08 18.6613305 J P Morgan SP BV - SMIC European Wts Dec 2020 B 60,000,000 2020/06/09 2020/12/31 15.0613250 Macquarie Bank Ltd. - Meituan European Warrants Jan 2022 D 40,000,000 2020/06/09 2022/01/04 10.6013239 Macquarie Bank Ltd. - Meituan European Put Warrants Jan21B 40,000,000 2020/06/09 2021/01/05 10.0013251 Macquarie Bank Ltd. - SJM Holdings European Wts May 2021 A 39,000,000 2020/06/09 2021/05/18 10.0613252 Macquarie Bank Ltd. - Tencent European Put Wts Jan 2021 A 25,000,000 2020/06/09 2021/01/04 24.0313255 Macquarie Bank Ltd. - Xiaomi European Warrants Mar 2021 C 40,000,000 2020/06/09 2021/03/02 10.9213256 Macquarie Bank Ltd. - Xiaomi European Warrants Apr 2022 A 40,000,000 2020/06/09 2022/04/04 10.0013308 Morgan Stanley Asia Products Ltd. - CSOP A50 ETF Eu Wt Jan21A 68,000,000 2020/06/09 2021/01/11 10.2013260 SG Issuer - Alibaba European Put Warrants Oct 2020 A 150,000,000 2020/06/09 2020/10/22 22.5013263 SG Issuer - Alibaba European Put Warrants Dec 2020 A 150,000,000 2020/06/09 2020/12/14 22.5013265 SG Issuer - HKEX European Warrants Sep 2020 D 80,000,000 2020/06/09 2020/09/25 12.0013268 SG Issuer - HKEX European Warrants Dec 2020 D 80,000,000 2020/06/09 2020/12/31 20.0013279 UBS AG - HKEX European Warrants Sep 2020 C 150,000,000 2020/06/09 2020/09/25 22.5013275 UBS AG - HKEX European Put Warrants Dec 2020 A 300,000,000 2020/06/09 2020/12/08 75.0013272 UBS AG - Meituan European Warrants Dec 2020 E 100,000,000 2020/06/09 2020/12/08 25.0013281 UBS AG - Meituan European Put Warrants Dec 2020 C 200,000,000 2020/06/09 2020/12/23 30.0013311 Bank Vontobel - Meituan European Warrants Mar 2021 A 80,000,000 2020/06/09 2021/03/02 20.0024466# Credit Suisse AG - HSI European Put Warrants Oct 2020 B 150,000,000 2020/06/09 2020/10/29 10.5013409 BOCI Asia Ltd. - Meituan European Warrants Dec 2020 F 100,000,000 2020/06/10 2020/12/10 25.0013454 BNP Paribas Issuance B.V. - China Life Euro Wts Oct 2020 C 70,000,000 2020/06/10 2020/10/06 11.90




13469 BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts Nov 2020 A 40,000,000 2020/06/10 2020/11/03 18.0013457 BNP Paribas Issuance B.V. - HKEX European Wts Dec 2020 C 70,000,000 2020/06/10 2020/12/02 11.2013456 BNP Paribas Issuance B.V. - HKEX European Wts Apr 2021 C 40,000,000 2020/06/10 2021/04/07 10.0013459 BNP Paribas Issuance B.V. - Meituan Euro Warrants Dec 2020 B 60,000,000 2020/06/10 2020/12/02 21.6013466 BNP Paribas Issuance B.V. - Meituan Euro Warrants Jan 2021 F 60,000,000 2020/06/10 2021/01/05 15.0013467 BNP Paribas Issuance B.V. - Meituan Euro Warrants May 2021 B 60,000,000 2020/06/10 2021/05/04 15.6013455 BNP Paribas Issuance B.V. - Tencent European Wts Jan 2021 E 80,000,000 2020/06/10 2021/01/05 20.0013468 BNP Paribas Issuance B.V. - Xiaomi Euro Warrants Nov 2020 A 70,000,000 2020/06/10 2020/11/03 10.5013490 Credit Suisse AG - CICC European Warrants Feb 2021 A 60,000,000 2020/06/10 2021/02/26 15.0013485 Credit Suisse AG - HTSC European Warrants Nov 2020 B 70,000,000 2020/06/10 2020/11/23 10.5013473 Credit Suisse AG - Li Ning European Warrants Dec 2020 A 50,000,000 2020/06/10 2020/12/09 12.5013483 Credit Suisse AG - Li Ning European Put Warrants Dec 2020 A 30,000,000 2020/06/10 2020/12/09 10.2013471 Credit Suisse AG - Meituan European Put Warrants Dec 2020 E 100,000,000 2020/06/10 2020/12/09 25.0013486 Credit Suisse AG - Ping An European Warrants Sep 2020 E 150,000,000 2020/06/10 2020/09/24 22.5013440 Guotai Junan - Alibaba Group European Warrants Oct 2020 E 100,000,000 2020/06/10 2020/10/09 16.5013437 Guotai Junan - Alibaba Group European Warrants Dec 2020 B 100,000,000 2020/06/10 2020/12/04 15.0013446 Guotai Junan - China Life European Put Warrants Jan 2021 A 100,000,000 2020/06/10 2021/01/06 25.3013505 Goldman Sachs SP (Asia) - HKEX European Warrants Sep 2020 E 80,000,000 2020/06/10 2020/09/25 12.0013503 Goldman Sachs SP (Asia) - HSBC European Warrants Dec 2022 A 300,000,000 2020/06/10 2022/12/21 45.0013509 Goldman Sachs SP (Asia) - Meituan Euro Put Wts Dec 2020 C 100,000,000 2020/06/10 2020/12/23 15.0013433 Haitong Int’l Sec - Bud Apac European Warrants Jul 2021 A 80,000,000 2020/06/10 2021/07/05 20.0013434 Haitong Int’l Sec - China Res Beer European Warrants Dec20 A 80,000,000 2020/06/10 2020/12/09 27.2013436 Haitong Int’l Sec - Ping An European Warrants Dec 2020 B 100,000,000 2020/06/10 2020/12/31 25.0013432 J P Morgan SP BV - Bud Apac European Warrants Jan 2021 A 60,000,000 2020/06/10 2021/01/29 15.0013424 J P Morgan SP BV - HSCEI European Put Warrants Dec 2020 A 200,000,000 2020/06/10 2020/12/30 50.2013422 J P Morgan SP BV - HSI European Put Warrants Dec 2020 A 500,000,000 2020/06/10 2020/12/30 126.5013423 J P Morgan SP BV - HSI European Put Warrants Dec 2020 B 500,000,000 2020/06/10 2020/12/30 125.0013430 J P Morgan SP BV - Meituan European Warrants Dec 2020 F 200,000,000 2020/06/10 2020/12/09 50.2013429 J P Morgan SP BV - Meituan European Warrants Jan 2021 A 200,000,000 2020/06/10 2021/01/29 50.0013426 J P Morgan SP BV - Meituan European Put Warrants Mar 2021 A 100,000,000 2020/06/10 2021/03/31 25.0013362 Macquarie Bank Ltd. - Alibaba European Warrants Jul 2021 A 40,000,000 2020/06/10 2021/07/05 10.1213403 Macquarie Bank Ltd. - CITIC Bank European Wts Feb 2021 A 36,000,000 2020/06/10 2021/02/02 10.0113376 Macquarie Bank Ltd. - CM Bank European Put Warrants Apr21 A 40,000,000 2020/06/10 2021/04/07 11.5613374 Macquarie Bank Ltd. - Geely Auto European Wts Apr 2021 A 33,500,000 2020/06/10 2021/04/07 10.0513381 Macquarie Bank Ltd. - Meituan European Warrants Dec 2020 E 40,000,000 2020/06/10 2020/12/11 10.0413398 Macquarie Bank Ltd. - Meituan European Warrants May 2021 B 40,000,000 2020/06/10 2021/05/04 10.2013377 Macquarie Bank Ltd. - Meituan European Put Warrants Jan21 C 30,000,000 2020/06/10 2021/01/05 10.0213347 Morgan Stanley Asia Products Ltd. - HKEX European Wts Sep20B 68,000,000 2020/06/10 2020/09/25 10.2013407 Morgan Stanley Asia Products Ltd. - HKEX European Wts Jan21C 68,000,000 2020/06/10 2021/01/04 17.0013346 Morgan Stanley Asia Products Ltd. - HKEX Eu Put Wts Dec20 C 68,000,000 2020/06/10 2020/12/22 10.2013354 Morgan Stanley Asia Products Ltd. - Meituan Euro Wts Dec20 E 68,000,000 2020/06/10 2020/12/10 17.0013493 SG Issuer - Meituan European Warrants Dec 2020 F 80,000,000 2020/06/10 2020/12/09 20.0013491 SG Issuer - Meituan European Put Warrants Dec 2020 C 80,000,000 2020/06/10 2020/12/09 21.2013492 SG Issuer - Xiaomi European Put Warrants Dec 2020 C 60,000,000 2020/06/10 2020/12/09 15.60




13414 UBS AG - Alibaba European Warrants Oct 2020 D 100,000,000 2020/06/10 2020/10/27 15.0013411 UBS AG - HKEX European Warrants Nov 2020 B 300,000,000 2020/06/10 2020/11/26 45.0013416 UBS AG - Ping An European Warrants Sep 2022 A 200,000,000 2020/06/10 2022/09/27 30.0013453 Bank Vontobel - HKEX European Put Warrants Jan 2021 B 60,000,000 2020/06/10 2021/01/05 15.0013737 BNP Paribas Issuance B.V. - NetEase European Warrants Jan21A 40,000,000 2020/06/11 2021/01/05 11.2013742 BNP Paribas Issuance B.V. - NetEase European Warrants Jan21B 40,000,000 2020/06/11 2021/01/05 10.0013740 BNP Paribas Issuance B.V. - NetEase European Warrants Feb21A 80,000,000 2020/06/11 2021/02/02 20.0013738 BNP Paribas Issuance B.V. - NetEase European Warrants Mar21A 40,000,000 2020/06/11 2021/03/02 10.0013734 BNP Paribas Issuance B.V. - NetEase European Warrants Apr21A 80,000,000 2020/06/11 2021/04/07 20.0013583 Credit Suisse AG - Bud Apac European Warrants Dec 2020 B 60,000,000 2020/06/11 2020/12/10 15.0013576 Credit Suisse AG - Sinopec Corp European Warrants Dec 2020 A 50,000,000 2020/06/11 2020/12/10 12.5013580 Credit Suisse AG - CPIC European Warrants Dec 2020 A 40,000,000 2020/06/11 2020/12/10 10.0013575 Credit Suisse AG - A50 China European Warrants Feb 2021 A 70,000,000 2020/06/11 2021/02/22 10.5013585 Credit Suisse AG - Meituan European Warrants Dec 2020 I 150,000,000 2020/06/11 2020/12/10 37.5013582 Credit Suisse AG - Tsingtao Brew European Warrants Dec2020 A 25,000,000 2020/06/11 2020/12/10 10.0013715 Bank of East Asia - NetEase European Warrants Dec 2020 A 60,000,000 2020/06/11 2020/12/11 18.0013723 Bank of East Asia - NetEase European Warrants Dec 2020 B 60,000,000 2020/06/11 2020/12/11 15.0013724 Bank of East Asia - NetEase European Warrants Dec 2020 C 100,000,000 2020/06/11 2020/12/11 27.0013705 Bank of East Asia - NetEase European Warrants Feb 2021 A 80,000,000 2020/06/11 2021/02/03 20.0013524 Guotai Junan - Meituan European Warrants Dec 2020 B 100,000,000 2020/06/11 2020/12/18 25.0013523 Guotai Junan - Meituan European Put Warrants Jan 2021 A 100,000,000 2020/06/11 2021/01/08 16.4013700 Guotai Junan - NetEase European Warrants Feb 2021 A 100,000,000 2020/06/11 2021/02/05 25.1013701 Guotai Junan - NetEase European Warrants Mar 2021 A 100,000,000 2020/06/11 2021/03/05 25.0013702 Guotai Junan - NetEase European Warrants May 2021 A 100,000,000 2020/06/11 2021/05/21 25.0013621 Goldman Sachs SP (Asia) - Alibaba European Wts Dec 2020 B 150,000,000 2020/06/11 2020/12/24 22.5013623 Goldman Sachs SP (Asia) - Meituan Euro Warrants Dec 2020 G 100,000,000 2020/06/11 2020/12/11 25.0013613 Goldman Sachs SP (Asia) - Meituan Euro Put Wts Dec 2020 D 100,000,000 2020/06/11 2020/12/11 25.0013604 Goldman Sachs SP (Asia) - NetEase European Warrants Dec20 A 100,000,000 2020/06/11 2020/12/11 25.0013605 Goldman Sachs SP (Asia) - NetEase European Warrants Dec20 B 100,000,000 2020/06/11 2020/12/11 27.2013611 Goldman Sachs SP (Asia) - NetEase European Warrants May21 A 150,000,000 2020/06/11 2021/05/04 37.5013624 Goldman Sachs SP (Asia) - Xiaomi European Wts Oct 2020 B 70,000,000 2020/06/11 2020/10/27 10.5013568 Haitong Int’l Sec - BAIC Motor European Warrants Dec 2020 A 80,000,000 2020/06/11 2020/12/10 20.0013570 Haitong Int’l Sec - GAC European Warrants Jul 2021 A 80,000,000 2020/06/11 2021/07/08 20.0013563 Haitong Int’l Sec - Meituan European Warrants Dec 2020 F 80,000,000 2020/06/11 2020/12/17 20.0013632 Haitong Int’l Sec - NetEase European Warrants Dec 2020 A 120,000,000 2020/06/11 2020/12/10 40.8013641 Haitong Int’l Sec - NetEase European Warrants Dec 2020 B 120,000,000 2020/06/11 2020/12/10 30.0013625 Haitong Int’l Sec - NetEase European Warrants Feb 2021 A 150,000,000 2020/06/11 2021/02/25 39.0013637 Haitong Int’l Sec - NetEase European Warrants Mar 2021 A 120,000,000 2020/06/11 2021/03/30 37.2013558 J P Morgan SP BV - CR Beer European Warrants Dec 2020 A 60,000,000 2020/06/11 2020/12/11 16.6213560 J P Morgan SP BV - Greentown Ser European Warrants Dec2020 A 60,000,000 2020/06/11 2020/12/31 15.1213559 J P Morgan SP BV - Meituan European Warrants Feb 2021 B 200,000,000 2020/06/11 2021/02/11 50.0013551 J P Morgan SP BV - Meituan European Put Warrants Dec 2020 F 200,000,000 2020/06/11 2020/12/31 50.8013537 Macquarie Bank Ltd. - CICC European Warrants Jul 2021 A 40,000,000 2020/06/11 2021/07/16 10.0413586 Macquarie Bank Ltd. - NetEase European Warrants Dec 2020 A 30,500,000 2020/06/11 2020/12/11 10.00




13602 Macquarie Bank Ltd. - NetEase European Warrants Dec 2020 B 11,000,000 2020/06/11 2020/12/11 10.1413587 Macquarie Bank Ltd. - NetEase European Warrants Jan 2021 A 23,000,000 2020/06/11 2021/01/05 10.0713591 Macquarie Bank Ltd. - NetEase European Warrants Jan 2021 B 33,000,000 2020/06/11 2021/01/05 10.1013599 Macquarie Bank Ltd. - NetEase European Warrants Jan 2021 C 40,000,000 2020/06/11 2021/01/05 10.1213603 Macquarie Bank Ltd. - NetEase European Warrants Oct 2022 A 35,000,000 2020/06/11 2022/10/05 10.0513539 Macquarie Bank Ltd. - Tencent European Warrants Jan 2021 C 12,400,000 2020/06/11 2021/01/04 10.0813532 Morgan Stanley Asia Products Ltd. - Meituan Euro Wts Feb21A 98,000,000 2020/06/11 2021/02/01 25.2813669 Morgan Stanley Asia Products Ltd. - NetEase Euro Wts Dec20A 88,000,000 2020/06/11 2020/12/11 33.6213690 Morgan Stanley Asia Products Ltd. - NetEase Euro Wts Dec20B 88,000,000 2020/06/11 2020/12/11 27.1013694 Morgan Stanley Asia Products Ltd. - NetEase Euro Wts Dec20C 88,000,000 2020/06/11 2020/12/11 22.0013677 Morgan Stanley Asia Products Ltd. - NetEase Euro Wts Jan21A 88,000,000 2020/06/11 2021/01/22 22.0013668 Morgan Stanley Asia Products Ltd. - NetEase Euro Wts Feb21A 88,000,000 2020/06/11 2021/02/08 22.0013533 Morgan Stanley Asia Products Ltd. - Xiaomi Euro Wts Oct20 B 68,000,000 2020/06/11 2020/10/27 10.2013643 SG Issuer - NetEase European Warrants Dec 2020 A 150,000,000 2020/06/11 2020/12/10 37.5013652 SG Issuer - NetEase European Warrants Dec 2020 B 30,000,000 2020/06/11 2020/12/10 15.0013656 SG Issuer - NetEase European Warrants Dec 2020 C 30,000,000 2020/06/11 2020/12/10 10.0513658 SG Issuer - NetEase European Warrants Dec 2020 D 150,000,000 2020/06/11 2020/12/31 37.5013665 SG Issuer - NetEase European Warrants Jan 2021 A 150,000,000 2020/06/11 2021/01/29 37.5013666 SG Issuer - NetEase European Warrants Mar 2021 A 150,000,000 2020/06/11 2021/03/08 37.5013667 SG Issuer - NetEase European Warrants Jun 2021 A 200,000,000 2020/06/11 2021/06/30 50.0013545 UBS AG - CITIC Sec European Warrants Mar 2021 A 70,000,000 2020/06/11 2021/03/26 10.5013544 UBS AG - Evergrande European Warrants Oct 2020 A 60,000,000 2020/06/11 2020/10/27 10.0213542 UBS AG - Galaxy Ent European Warrants Nov 2020 A 80,000,000 2020/06/11 2020/11/30 23.5213519 UBS AG - HSI European Warrants Dec 2020 C 300,000,000 2020/06/11 2020/12/30 45.0013548 UBS AG - Meituan European Warrants Dec 2020 F 100,000,000 2020/06/11 2020/12/10 25.0013541 UBS AG - Meituan European Put Warrants Dec 2020 D 200,000,000 2020/06/11 2020/12/10 50.0013556 UBS AG - Meituan European Put Warrants Dec 2020 E 200,000,000 2020/06/11 2020/12/31 50.0013795 BNP Paribas Issuance B.V. - Alibaba European Wts Feb 2021 A 40,000,000 2020/06/12 2021/02/02 10.0013807 BNP Paribas Issuance B.V. - SMIC European Wts Jan 2021 B 40,000,000 2020/06/12 2021/01/05 10.4013803 BNP Paribas Issuance B.V. - Tencent European Wts Jan 2021 F 40,000,000 2020/06/12 2021/01/05 10.0013839 Credit Suisse AG - BYD Company European Put Warrants Dec21 A 100,000,000 2020/06/12 2021/12/28 15.0013860 Credit Suisse AG - CNOOC European Warrants Oct 2020 B 80,000,000 2020/06/12 2020/10/30 12.0013858 Credit Suisse AG - CSC European Warrants Apr 2021 A 80,000,000 2020/06/12 2021/04/30 20.0013835 Credit Suisse AG - Greentown Ser European Warrants Dec2020 A 40,000,000 2020/06/12 2020/12/11 10.0013842 Credit Suisse AG - Hang Seng Bank European Put Wts Dec2020 A 40,000,000 2020/06/12 2020/12/11 10.0013827 Credit Suisse AG - Meituan European Warrants Jan 2021 A 150,000,000 2020/06/12 2021/01/11 37.5013843 Credit Suisse AG - Sands China European Warrants Dec 2020 A 50,000,000 2020/06/12 2020/12/11 12.5013850 Credit Suisse AG - SMIC European Warrants Nov 2020 B 100,000,000 2020/06/12 2020/11/23 29.0013855 Credit Suisse AG - SMIC European Warrants Dec 2020 A 100,000,000 2020/06/12 2020/12/31 25.0013844 Credit Suisse AG - Wynn Macau European Warrants Jan 2021 A 60,000,000 2020/06/12 2021/01/29 15.0013762 Bank of East Asia - Meituan European Warrants Mar 2021 A 60,000,000 2020/06/12 2021/03/30 15.0013774 Bank of East Asia - Meituan European Put Warrants Dec 2020 A 40,000,000 2020/06/12 2020/12/30 10.0013817 Guotai Junan - NetEase European Warrants Jan 2021 A 100,000,000 2020/06/12 2021/01/15 25.0013866 Goldman Sachs SP (Asia) - Alibaba European Wts Oct 2020 F 100,000,000 2020/06/12 2020/10/27 15.00




13865 Goldman Sachs SP (Asia) - China Mobile Euro Wts Mar 2021 A 100,000,000 2020/06/12 2021/03/16 15.0013878 Goldman Sachs SP (Asia) - HKEX European Warrants Dec 2020 C 80,000,000 2020/06/12 2020/12/14 20.0013882 Goldman Sachs SP (Asia) - NetEase European Warrants Dec20 C 100,000,000 2020/06/12 2020/12/14 25.0013884 Goldman Sachs SP (Asia) - NetEase European Warrants Feb21 A 100,000,000 2020/06/12 2021/02/01 25.0013880 Goldman Sachs SP (Asia) - NetEase European Warrants Mar21 A 100,000,000 2020/06/12 2021/03/18 25.0013886 Goldman Sachs SP (Asia) - NetEase European Warrants May21 B 150,000,000 2020/06/12 2021/05/31 37.5013769 HK Bank - Meituan European Warrants Feb 2021 A 100,000,000 2020/06/12 2021/02/01 25.0013773 HK Bank - Meituan European Warrants Apr 2021 B 100,000,000 2020/06/12 2021/04/30 25.0013812 Haitong Int’l Sec - NetEase European Warrants Dec 2020 C 120,000,000 2020/06/12 2020/12/11 56.4013786 J P Morgan SP BV - Galaxy Ent European Put Wts Dec 2020 A 60,000,000 2020/06/12 2020/12/11 17.8813793 J P Morgan SP BV - Link REIT European Warrants Dec 2020 B 60,000,000 2020/06/12 2020/12/31 15.0613784 Macquarie Bank Ltd. - Alibaba European Warrants Jan 2022 A 40,000,000 2020/06/12 2022/01/04 10.1213813 Macquarie Bank Ltd. - NetEase European Warrants Jan 2021 D 17,000,000 2020/06/12 2021/01/05 10.0613816 Macquarie Bank Ltd. - NetEase European Warrants Oct 2021 A 26,000,000 2020/06/12 2021/10/05 10.0613814 Macquarie Bank Ltd. - NetEase European Warrants Apr 2022 A 25,800,000 2020/06/12 2022/04/04 10.0413815 Macquarie Bank Ltd. - NetEase European Warrants Jun 2023 A 35,200,000 2020/06/12 2023/06/02 10.0313822 Morgan Stanley Asia Products Ltd. - NetEase Euro Wt Dec20D 108,000,000 2020/06/12 2020/12/14 28.0813818 Morgan Stanley Asia Products Ltd. - NetEase Euro Wt Mar21A 108,000,000 2020/06/12 2021/03/10 27.0013820 Morgan Stanley Asia Products Ltd. - NetEase Euro Wt May21A 108,000,000 2020/06/12 2021/05/28 27.0013901 SG Issuer - NetEase European Warrants Dec 2020 E 150,000,000 2020/06/12 2020/12/11 45.0013912 SG Issuer - NetEase European Warrants Dec 2020 F 150,000,000 2020/06/12 2020/12/11 38.2513917 SG Issuer - NetEase European Warrants Feb 2021 A 200,000,000 2020/06/12 2021/02/16 50.0013777 UBS AG - BYD Company European Warrants Apr 2021 A 150,000,000 2020/06/12 2021/04/27 22.5013893 Bank Vontobel - NetEase European Warrants Dec 2020 A 50,000,000 2020/06/12 2020/12/11 13.5013895 Bank Vontobel - NetEase European Warrants Dec 2020 B 30,000,000 2020/06/12 2020/12/11 15.0013897 Bank Vontobel - NetEase European Warrants Jan 2021 A 80,000,000 2020/06/12 2021/01/04 20.0013899 Bank Vontobel - NetEase European Warrants Feb 2021 A 50,000,000 2020/06/12 2021/02/24 12.5013898 Bank Vontobel - NetEase European Warrants May 2021 A 80,000,000 2020/06/12 2021/05/26 20.0013965 BOCI Asia Ltd. - Meituan European Put Warrants Nov 2020 C 100,000,000 2020/06/15 2020/11/30 27.0014002 BNP Paribas Issuance B.V. - HKEX European Wts Jun 2021 A 40,000,000 2020/06/15 2021/06/02 10.0014007 BNP Paribas Issuance B.V. - Xiaomi Euro Warrants Jan 2021 B 60,000,000 2020/06/15 2021/01/05 10.8013995 Credit Suisse AG - China Mobile European Warrants Sep 2020 D 70,000,000 2020/06/15 2020/09/23 10.5013997 Credit Suisse AG - Galaxy Ent European Put Wts Dec 2020 B 50,000,000 2020/06/15 2020/12/14 12.5013998 Credit Suisse AG - Hua Hong Semi European Wts Dec 2020 A 40,000,000 2020/06/15 2020/12/14 10.0014001 Credit Suisse AG - Link REIT European Warrants Dec 2020 C 50,000,000 2020/06/15 2020/12/14 12.5013996 Credit Suisse AG - Sino Biopharm European Put Wts Dec 2020 A 40,000,000 2020/06/15 2020/12/14 10.0014011 Goldman Sachs SP (Asia) - Alibaba European Wts Sep 2020 I 150,000,000 2020/06/15 2020/09/24 22.5014037 Goldman Sachs SP (Asia) - HSI European Warrants Oct 2020 B 150,000,000 2020/06/15 2020/10/29 22.5014012 Goldman Sachs SP (Asia) - PA Gooddoctor European Wts Dec20 C 100,000,000 2020/06/15 2020/12/23 15.0013927 HK Bank - CC Bank European Warrants Nov 2020 A 80,000,000 2020/06/15 2020/11/20 12.8013942 HK Bank - HSI European Warrants Dec 2020 C 200,000,000 2020/06/15 2020/12/30 30.0013946 HK Bank - HSI European Put Warrants Nov 2020 C 200,000,000 2020/06/15 2020/11/27 30.0013940 HK Bank - Tencent European Warrants Nov 2020 B 80,000,000 2020/06/15 2020/11/18 14.4014008 Haitong Int’l Sec - Tencent European Warrants Dec 2020 A 120,000,000 2020/06/15 2020/12/28 28.80




14010 Haitong Int’l Sec - Xiaomi European Warrants Nov 2020 A 100,000,000 2020/06/15 2020/11/03 15.0013977 J P Morgan SP BV - CNOOC European Put Warrants Feb 2021 A 80,000,000 2020/06/15 2021/02/26 20.0013975 J P Morgan SP BV - HKEX European Put Wts Dec 2020 B 200,000,000 2020/06/15 2020/12/31 50.0013979 J P Morgan SP BV - Hang Seng Bank European Warrants Jun21 A 70,000,000 2020/06/15 2021/06/25 10.5713954 Macquarie Bank Ltd. - Conch Cement European Wts Jan 2021 A 20,000,000 2020/06/15 2021/01/05 10.2013950 Macquarie Bank Ltd. - BYD Company European Wts Jan 2021 A 25,000,000 2020/06/15 2021/01/05 10.0513959 Macquarie Bank Ltd. - Tencent European Warrants Jan 2021 D 25,000,000 2020/06/15 2021/01/04 21.8513964 Macquarie Bank Ltd. - Xinyi Glass European Wts Jul 2021 A 34,000,000 2020/06/15 2021/07/09 10.1313921 Morgan Stanley Asia Products Ltd. - Meituan Euro Wts Jan21 A 68,000,000 2020/06/15 2021/01/21 17.0013923 Morgan Stanley Asia Products Ltd. - Meituan Eu Put Wt Dec20C 68,000,000 2020/06/15 2020/12/21 17.0014052 Morgan Stanley Asia Products Ltd. - NetEase Euro Wt Jan21B 88,000,000 2020/06/15 2021/01/15 22.0013926 Morgan Stanley Asia Products Ltd. - Ping An Euro Wts Dec20 E 68,000,000 2020/06/15 2020/12/24 10.3413918 Morgan Stanley Asia Products Ltd. - Ping An Eu Put Wt Mar21A 68,000,000 2020/06/15 2021/03/31 17.0014050 SG Issuer - HSI European Warrants Dec 2020 B 300,000,000 2020/06/15 2020/12/30 45.0013968 UBS AG - Alibaba European Warrants Apr 2021 A 200,000,000 2020/06/15 2021/04/23 30.0013967 UBS AG - SMIC European Warrants Dec 2020 C 70,000,000 2020/06/15 2020/12/21 17.5013987 Bank Vontobel - HKEX European Warrants Jan 2021 B 40,000,000 2020/06/15 2021/01/04 10.0020172# Credit Suisse AG - HKEX European Warrants Nov 2020 A 100,000,000 2020/06/15 2020/11/26 10.9014072 BNP Paribas Issuance B.V. - AIA European Wts Oct 2020 B 50,000,000 2020/06/16 2020/10/06 10.5014068 BNP Paribas Issuance B.V. - China Mobile Euro Wts Oct 2020 C 60,000,000 2020/06/16 2020/10/06 12.0014193 Credit Suisse AG - Alibaba European Warrants Jan 2022 A 200,000,000 2020/06/16 2022/01/04 76.0014186 Credit Suisse AG - China Life European Put Wts Nov 2020 A 80,000,000 2020/06/16 2020/11/24 12.0014191 Credit Suisse AG - China Mobile European Warrants Mar 2021 A 150,000,000 2020/06/16 2021/03/16 22.5014183 Credit Suisse AG - CNOOC European Put Warrants Dec 2020 A 80,000,000 2020/06/16 2020/12/31 20.0014190 Credit Suisse AG - HKEX European Put Warrants Dec 2020 B 100,000,000 2020/06/16 2020/12/15 25.0014196 Credit Suisse AG - HSI European Warrants Dec 2020 A 150,000,000 2020/06/16 2020/12/30 22.5014174 Credit Suisse AG - HSI European Put Warrants Dec 2020 A 150,000,000 2020/06/16 2020/12/30 22.5014175 Credit Suisse AG - HSI European Put Warrants Dec 2020 B 150,000,000 2020/06/16 2020/12/30 22.5014179 Credit Suisse AG - HSI European Put Warrants Dec 2020 C 150,000,000 2020/06/16 2020/12/30 22.5014194 Credit Suisse AG - Meituan European Warrants Jan 2022 A 200,000,000 2020/06/16 2022/01/04 60.0014081 Bank of East Asia - HSBC European Warrants Dec 2020 A 40,000,000 2020/06/16 2020/12/30 11.2014082 Bank of East Asia - Xiaomi European Warrants Dec 2020 A 50,000,000 2020/06/16 2020/12/28 12.5014237 Goldman Sachs SP (Asia) - China Mobile Euro Wts Oct 2020 A 80,000,000 2020/06/16 2020/10/27 12.0014259 Goldman Sachs SP (Asia) - Tencent European Wts Jan 2021 A 150,000,000 2020/06/16 2021/01/26 29.2514208 Haitong Int’l Sec - AIA European Warrants Dec 2020 A 100,000,000 2020/06/16 2020/12/21 27.0014206 Haitong Int’l Sec - CICC European Warrants Mar 2021 A 80,000,000 2020/06/16 2021/03/23 20.0014215 Haitong Int’l Sec - CITIC Sec European Warrants Oct 2020 A 80,000,000 2020/06/16 2020/10/28 12.8014216 Haitong Int’l Sec - Sinopec Corp European Wts Feb 2021 A 60,000,000 2020/06/16 2021/02/04 12.6014204 Haitong Int’l Sec - CSC European Warrants Jan 2021 A 80,000,000 2020/06/16 2021/01/21 20.0014122 J P Morgan SP BV - China Life European Put Wts Dec 2020 A 100,000,000 2020/06/16 2020/12/31 18.0014110 J P Morgan SP BV - China Mobile European Put Wts Dec 2020 A 100,000,000 2020/06/16 2020/12/31 25.0014137 J P Morgan SP BV - CSOP A50 ETF European Warrants Jan 2021 A 100,000,000 2020/06/16 2021/01/11 15.1014145 J P Morgan SP BV - HKEX European Warrants Dec 2020 C 100,000,000 2020/06/16 2020/12/23 15.6014139 J P Morgan SP BV - HSI European Put Warrants Oct 2020 D 500,000,000 2020/06/16 2020/10/29 75.50




10136 J P Morgan SP BV - N225 Index Euro Wts Mar 2021 A 100,000,000 2020/06/16 2021/03/12 25.4010138 J P Morgan SP BV - N225 Index Euro Put Wts Mar 2021 A 100,000,000 2020/06/16 2021/03/12 25.1014123 J P Morgan SP BV - NCI European Warrants Nov 2020 A 70,000,000 2020/06/16 2020/11/06 10.5014124 J P Morgan SP BV - Sands China Ltd European Warrants Nov20 A 80,000,000 2020/06/16 2020/11/27 14.0814120 J P Morgan SP BV - Tencent European Put Warrants Sep 2020 C 250,000,000 2020/06/16 2020/09/30 37.5014119 J P Morgan SP BV - Tencent European Put Warrants Nov 2020 C 250,000,000 2020/06/16 2020/11/23 44.2514118 J P Morgan SP BV - Xiaomi European Warrants Oct 2020 A 100,000,000 2020/06/16 2020/10/30 15.0014112 J P Morgan SP BV - Xiaomi European Put Warrants Dec 2020 D 100,000,000 2020/06/16 2020/12/31 25.0014062 Macquarie Bank Ltd. - Country Garden European Wts Jan 2022 A 38,000,000 2020/06/16 2022/01/04 10.0314059 Macquarie Bank Ltd. - Techtronic Ind European Wts Jan 2022 A 37,000,000 2020/06/16 2022/01/04 10.1014236 Morgan Stanley Asia Products Ltd. - CCB Euro Wts Dec 2020 A 68,000,000 2020/06/16 2020/12/21 17.0014229 Morgan Stanley Asia Products Ltd. - Galaxy Eu Wts Dec 2020 C 68,000,000 2020/06/16 2020/12/18 17.1414162 Morgan Stanley Asia Products Ltd. - HKEX Eu Put Wts Dec20 D 68,000,000 2020/06/16 2020/12/16 17.6814159 Morgan Stanley Asia Products Ltd. - HSI European Wts Dec20 B 100,000,000 2020/06/16 2020/12/30 15.3014168 Morgan Stanley Asia Products Ltd. - NetEase Euro Wt Dec20E 88,000,000 2020/06/16 2020/12/16 28.5114158 Morgan Stanley Asia Products Ltd. - SHK Ppt Euro Wts Dec20 A 68,000,000 2020/06/16 2020/12/30 17.0014166 Morgan Stanley Asia Products Ltd. - SUNAC Eu Wt Dec 2020 A 68,000,000 2020/06/16 2020/12/23 17.4114098 SG Issuer - China Mobile European Warrants Nov 2020 A 70,000,000 2020/06/16 2020/11/23 10.5014092 SG Issuer - HSI European Put Warrants Sep 2020 E 300,000,000 2020/06/16 2020/09/29 45.0014094 SG Issuer - HSI European Put Warrants Dec 2020 A 300,000,000 2020/06/16 2020/12/30 45.0014102 SG Issuer - Meituan European Warrants Feb 2021 A 150,000,000 2020/06/16 2021/02/26 37.5014106 SG Issuer - Meituan European Warrants Jun 2021 A 150,000,000 2020/06/16 2021/06/30 48.7514109 SG Issuer - Tencent European Put Warrants Nov 2020 B 100,000,000 2020/06/16 2020/11/23 18.5014079 UBS AG - HSI European Put Warrants Sep 2020 I 300,000,000 2020/06/16 2020/09/29 45.0014078 UBS AG - HSI European Put Warrants Nov 2020 A 300,000,000 2020/06/16 2020/11/27 45.0014073 UBS AG - HSI European Put Warrants Dec 2020 A 300,000,000 2020/06/16 2020/12/30 45.0014089 Bank Vontobel - HK & China Gas European Warrants Mar 2021 A 40,000,000 2020/06/16 2021/03/29 10.0014084 Bank Vontobel - HSBC European Warrants Dec 2020 B 70,000,000 2020/06/16 2020/12/23 10.5014086 Bank Vontobel - HSBC European Put Warrants Jan 2021 A 40,000,000 2020/06/16 2021/01/04 11.2014085 Bank Vontobel - HSBC European Put Warrants Jun 2021 A 60,000,000 2020/06/16 2021/06/28 10.2014291 BOCI Asia Ltd. - Alibaba European Warrants Oct 2020 C 100,000,000 2020/06/17 2020/10/27 15.0014296 BOCI Asia Ltd. - CNOOC European Warrants Dec 2020 B 70,000,000 2020/06/17 2020/12/30 13.3014293 BOCI Asia Ltd. - HKEX European Warrants Dec 2020 C 100,000,000 2020/06/17 2020/12/31 21.0014292 BOCI Asia Ltd. - HSBC European Warrants Oct 2020 A 70,000,000 2020/06/17 2020/10/21 10.5014290 BOCI Asia Ltd. - Ping An European Warrants Oct 2020 B 70,000,000 2020/06/17 2020/10/27 10.5014287 BOCI Asia Ltd. - SMIC European Warrants Dec 2020 A 100,000,000 2020/06/17 2020/12/07 18.0014278 BOCI Asia Ltd. - Tencent European Warrants Nov 2020 B 150,000,000 2020/06/17 2020/11/30 22.5014280 BOCI Asia Ltd. - Tencent European Warrants Dec 2020 C 150,000,000 2020/06/17 2020/12/28 24.0014264 BOCI Asia Ltd. - Tencent European Put Wts Nov 2020 B 100,000,000 2020/06/17 2020/11/30 20.0014270 BOCI Asia Ltd. - Tencent European Put Wts Nov 2020 C 100,000,000 2020/06/17 2020/11/13 24.0014394 Credit Suisse AG - Alibaba European Put Warrants Sep 2020 D 150,000,000 2020/06/17 2020/09/23 22.5014400 Credit Suisse AG - China Com Services European Wts Jan2021 A 80,000,000 2020/06/17 2021/01/29 20.0014403 Credit Suisse AG - HKEX European Warrants Dec 2020 D 150,000,000 2020/06/17 2020/12/16 37.5014399 Credit Suisse AG - Mengniu Dairy European Wts Dec 2020 A 50,000,000 2020/06/17 2020/12/16 12.50




14395 Credit Suisse AG - Weigao Group European Warrants Dec 2020 A 50,000,000 2020/06/17 2020/12/16 12.5014386 Credit Suisse AG - Tencent Euro Put Wts Sep 2020 D 200,000,000 2020/06/17 2020/09/18 30.0014388 Credit Suisse AG - Tencent Euro Put Wts Nov 2020 B 200,000,000 2020/06/17 2020/11/18 30.0014393 Credit Suisse AG - Tencent Euro Put Wts Nov 2020 C 200,000,000 2020/06/17 2020/11/13 44.0014272 Guotai Junan - NetEase European Warrants Dec 2020 A 100,000,000 2020/06/17 2020/12/18 25.0014430 Goldman Sachs SP (Asia) - Alibaba European Wts Dec 2020 C 150,000,000 2020/06/17 2020/12/24 22.5014426 Goldman Sachs SP (Asia) - HSI European Put Wts Sep 2020 F 150,000,000 2020/06/17 2020/09/29 22.5014420 Goldman Sachs SP (Asia) - Ping An European Wts Dec 2021 A 150,000,000 2020/06/17 2021/12/23 35.2514424 Goldman Sachs SP (Asia) - Tencent European Put Wt Nov 2020 C 100,000,000 2020/06/17 2020/11/23 23.0014275 HK Bank - HKEX European Warrants May 2021 A 80,000,000 2020/06/17 2021/05/31 20.0014277 HK Bank - HKEX European Put Warrants Dec 2020 C 80,000,000 2020/06/17 2020/12/31 20.0014273 HK Bank - HSI European Put Warrants Dec 2020 D 200,000,000 2020/06/17 2020/12/30 30.0014274 HK Bank - Tencent European Put Warrants Dec 2020 A 80,000,000 2020/06/17 2020/12/31 20.0014384 J P Morgan SP BV - CITIC Sec European Warrants Nov 2020 A 70,000,000 2020/06/17 2020/11/02 10.5014325 Macquarie Bank Ltd. - Tencent European Warrants Dec 2020 G 40,000,000 2020/06/17 2020/12/28 10.0014413 Morgan Stanley Asia Products Ltd. - Ch Mob Euro Wt Mar2021 B 68,000,000 2020/06/17 2021/03/26 10.2014417 Morgan Stanley Asia Products Ltd. - Ch Mob Eu Put Wt Jan21 A 68,000,000 2020/06/17 2021/01/04 11.5614408 Morgan Stanley Asia Products Ltd. - Tencent Euro Wts Dec20 B 88,000,000 2020/06/17 2020/12/18 13.2914409 Morgan Stanley Asia Products Ltd. - Tencent Euro Wts Jan21 D 88,000,000 2020/06/17 2021/01/04 33.9714405 Morgan Stanley Asia Products Ltd. - Tencent Eu Put Wt Dec20C 88,000,000 2020/06/17 2020/12/18 23.7614404 Morgan Stanley Asia Products Ltd. - Xiaomi Eu Put Wts Dec20B 68,000,000 2020/06/17 2020/12/30 17.0014380 SG Issuer - China Life European Warrants Oct 2020 A 70,000,000 2020/06/17 2020/10/16 10.5014298 UBS AG - AIA European Warrants Dec 2021 A 150,000,000 2020/06/17 2021/12/28 22.5014312 UBS AG - HKEX European Warrants Dec 2020 B 150,000,000 2020/06/17 2020/12/24 22.5014303 UBS AG - HKEX European Put Warrants Dec 2020 B 300,000,000 2020/06/17 2020/12/16 75.0014321 UBS AG - HSCEI European Put Warrants Dec 2020 A 200,000,000 2020/06/17 2020/12/30 30.0014326 UBS AG - HSI European Put Warrants Dec 2020 B 300,000,000 2020/06/17 2020/12/30 45.0014311 UBS AG - Tencent European Put Warrants Sep 2020 C 300,000,000 2020/06/17 2020/09/18 45.0014349 Bank Vontobel - Conch Cement European Warrants Jun 2021 A 70,000,000 2020/06/17 2021/06/25 11.2014334 Bank Vontobel - Bud Apac European Warrants Jan 2021 A 50,000,000 2020/06/17 2021/01/25 11.0014371 Bank Vontobel - CITIC Sec European Warrants Oct 2020 A 70,000,000 2020/06/17 2020/10/27 10.5014347 Bank Vontobel - CM Bank European Warrants Nov 2020 A 60,000,000 2020/06/17 2020/11/02 10.2014340 Bank Vontobel - CNBM European Warrants Apr 2021 A 60,000,000 2020/06/17 2021/04/28 10.2014376 Bank Vontobel - HSI European Warrants Oct 2020 C 80,000,000 2020/06/17 2020/10/29 12.0014373 Bank Vontobel - HSI European Put Warrants Nov 2020 A 80,000,000 2020/06/17 2020/11/27 14.4014337 Bank Vontobel - Kunlun Energy European Warrants Jun 2021 A 50,000,000 2020/06/17 2021/06/28 11.3014344 Bank Vontobel - Kingsoft European Warrants Jan 2021 A 30,000,000 2020/06/17 2021/01/04 10.2014356 Bank Vontobel - Meituan European Warrants Dec 2020 E 50,000,000 2020/06/17 2020/12/03 10.0014335 Bank Vontobel - Sino Biopharm European Warrants Jun 2021 A 40,000,000 2020/06/17 2021/06/01 10.0014449 BOCI Asia Ltd. - China Mobile European Warrants Mar 2021 A 100,000,000 2020/06/18 2021/03/30 15.0014439 BOCI Asia Ltd. - Xiaomi European Warrants Dec 2020 B 70,000,000 2020/06/18 2020/12/28 12.6014580 BNP Paribas Issuance B.V. - JD.com European Warrants Dec20 A 60,000,000 2020/06/18 2020/12/18 15.0014590 BNP Paribas Issuance B.V. - JD.com European Warrants Dec20 B 36,000,000 2020/06/18 2020/12/18 10.0814583 BNP Paribas Issuance B.V. - JD.com European Warrants Jan21 A 60,000,000 2020/06/18 2021/01/05 15.00




14584 BNP Paribas Issuance B.V. - JD.com European Warrants Feb21 A 60,000,000 2020/06/18 2021/02/02 15.0014587 BNP Paribas Issuance B.V. - JD.com European Warrants Mar21 A 60,000,000 2020/06/18 2021/03/02 15.0014436 BNP Paribas Issuance B.V. - NetEase European Warrants Dec20A 60,000,000 2020/06/18 2020/12/03 19.2014433 BNP Paribas Issuance B.V. - Tencent Eu Put Wt Jan 2021 B 80,000,000 2020/06/18 2021/01/05 20.0014472 Credit Suisse AG - HSI European Put Warrants Sep 2020 H 150,000,000 2020/06/18 2020/09/29 22.5014561 Credit Suisse AG - JD.com European Warrants Dec 2020 A 200,000,000 2020/06/18 2020/12/17 70.0014564 Credit Suisse AG - JD.com European Warrants Dec 2020 B 200,000,000 2020/06/18 2020/12/17 60.0014569 Credit Suisse AG - JD.com European Warrants Dec 2020 C 200,000,000 2020/06/18 2020/12/17 50.0014570 Credit Suisse AG - JD.com European Warrants Dec 2020 D 200,000,000 2020/06/18 2020/12/17 50.0014573 Credit Suisse AG - JD.com European Warrants Dec 2020 E 200,000,000 2020/06/18 2020/12/31 50.0014575 Credit Suisse AG - JD.com European Warrants Dec 2020 F 200,000,000 2020/06/18 2020/12/17 50.0014579 Credit Suisse AG - JD.com European Warrants Dec 2020 G 200,000,000 2020/06/18 2020/12/17 50.0014481 Credit Suisse AG - Ping An European Warrants Oct 2020 B 150,000,000 2020/06/18 2020/10/27 22.5014708 Citigroup Global - HKEX European Warrants Sep 2020 C 100,000,000 2020/06/18 2020/09/25 15.0014703 Citigroup Global - HKEX European Put Warrants Dec 2020 A 100,000,000 2020/06/18 2020/12/01 15.0014713 Citigroup Global - JD.com European Warrants Jan 2021 A 100,000,000 2020/06/18 2021/01/07 25.0014712 Citigroup Global - JD.com European Warrants Feb 2021 A 100,000,000 2020/06/18 2021/02/16 25.0014707 Citigroup Global - Meituan European Warrants Dec 2020 D 100,000,000 2020/06/18 2020/12/01 26.5014530 Bank of East Asia - JD.com European Warrants Dec 2020 A 60,000,000 2020/06/18 2020/12/18 19.2014531 Bank of East Asia - JD.com European Warrants Jan 2021 A 60,000,000 2020/06/18 2021/01/29 15.6014526 Bank of East Asia - JD.com European Warrants Feb 2021 A 60,000,000 2020/06/18 2021/02/03 29.4014532 Bank of East Asia - JD.com European Warrants Mar 2021 A 60,000,000 2020/06/18 2021/03/30 15.0014652 Goldman Sachs SP (Asia) - AAC Tech Euro Wts Oct 2020 A 50,000,000 2020/06/18 2020/10/05 11.2514655 Goldman Sachs SP (Asia) - Evergrande European Wts Sep 2020 A 80,000,000 2020/06/18 2020/09/23 12.0014663 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Nov 2020 A 80,000,000 2020/06/18 2020/11/25 12.0014642 Goldman Sachs SP (Asia) - JD.com European Warrants Dec 2020A 150,000,000 2020/06/18 2020/12/18 37.5014646 Goldman Sachs SP (Asia) - JD.com European Warrants Dec 2020B 150,000,000 2020/06/18 2020/12/18 37.5014647 Goldman Sachs SP (Asia) - JD.com European Warrants Dec 2020C 150,000,000 2020/06/18 2020/12/31 37.5014651 Goldman Sachs SP (Asia) - JD.com European Warrants Dec 2020D 150,000,000 2020/06/18 2020/12/24 37.5014648 Goldman Sachs SP (Asia) - JD.com European Warrants Jan 2021A 150,000,000 2020/06/18 2021/01/29 37.5014653 Goldman Sachs SP (Asia) - Tencent European Put Wt Nov 2020 D 100,000,000 2020/06/18 2020/11/23 15.0014431 HK Bank - Alibaba European Put Warrants Dec 2020 B 100,000,000 2020/06/18 2020/12/31 25.0014636 HK Bank - JD.com European Warrants Dec 2020 A 100,000,000 2020/06/18 2020/12/17 25.0014641 HK Bank - JD.com European Warrants Feb 2021 A 100,000,000 2020/06/18 2021/02/01 25.0014640 HK Bank - JD.com European Warrants Mar 2021 A 100,000,000 2020/06/18 2021/03/01 25.0014432 HK Bank - SMIC European Warrants Dec 2020 B 100,000,000 2020/06/18 2020/12/31 25.0014684 Haitong Int’l Sec - HKEX European Warrants Mar 2021 A 60,000,000 2020/06/18 2021/03/31 10.8014683 Haitong Int’l Sec - HKEX European Put Warrants Dec 2020 A 100,000,000 2020/06/18 2020/12/31 25.0014512 J P Morgan SP BV - HSI European Warrants Dec 2020 D 400,000,000 2020/06/18 2020/12/30 60.4014543 J P Morgan SP BV - JD.com European Warrants Dec 2020 A 200,000,000 2020/06/18 2020/12/17 65.2014545 J P Morgan SP BV - JD.com European Warrants Dec 2020 B 200,000,000 2020/06/18 2020/12/17 56.4014546 J P Morgan SP BV - JD.com European Warrants Dec 2020 C 200,000,000 2020/06/18 2020/12/17 51.0014549 J P Morgan SP BV - JD.com European Warrants Dec 2020 D 200,000,000 2020/06/18 2020/12/31 50.6014552 J P Morgan SP BV - JD.com European Warrants Dec 2020 E 100,000,000 2020/06/18 2020/12/17 27.90




14557 J P Morgan SP BV - JD.com European Warrants Feb 2021 A 100,000,000 2020/06/18 2021/02/26 30.1014559 J P Morgan SP BV - JD.com European Warrants Feb 2021 B 200,000,000 2020/06/18 2021/02/26 51.8014551 J P Morgan SP BV - JD.com European Warrants Mar 2021 A 200,000,000 2020/06/18 2021/03/31 50.4014506 J P Morgan SP BV - Meituan European Warrants Jan 2021 B 200,000,000 2020/06/18 2021/01/29 50.0014511 J P Morgan SP BV - Meituan European Warrants Mar 2021 B 100,000,000 2020/06/18 2021/03/30 25.0014493 J P Morgan SP BV - Meituan European Put Warrants Dec 2020 G 200,000,000 2020/06/18 2020/12/17 52.6014517 J P Morgan SP BV - Meituan European Put Warrants Dec 2020 H 200,000,000 2020/06/18 2020/12/23 30.8014494 J P Morgan SP BV - Tencent European Warrants Dec 2020 C 250,000,000 2020/06/18 2020/12/31 62.7514437 Macquarie Bank Ltd. - Alibaba European Warrants Jan 2021 A 40,000,000 2020/06/18 2021/01/05 10.0414671 Macquarie Bank Ltd. - JD.com European Warrants Dec 2020 A 34,000,000 2020/06/18 2020/12/18 10.0614676 Macquarie Bank Ltd. - JD.com European Warrants Dec 2020 B 29,000,000 2020/06/18 2020/12/18 10.0114665 Macquarie Bank Ltd. - JD.com European Warrants Jan 2021 A 40,000,000 2020/06/18 2021/01/05 10.0014669 Macquarie Bank Ltd. - JD.com European Warrants Jan 2021 B 35,500,000 2020/06/18 2021/01/05 10.0114670 Macquarie Bank Ltd. - JD.com European Warrants Jan 2021 C 40,000,000 2020/06/18 2021/01/05 10.0014679 Macquarie Bank Ltd. - JD.com European Warrants Apr 2021 A 40,000,000 2020/06/18 2021/04/07 10.4014438 Macquarie Bank Ltd. - ZTE European Warrants Jul 2021 A 20,000,000 2020/06/18 2021/07/05 10.1214452 Morgan Stanley Asia Products Ltd. - HSI European Wts Nov20 C 150,000,000 2020/06/18 2020/11/27 25.5014456 Morgan Stanley Asia Products Ltd. - HSI European Wts Dec20 C 150,000,000 2020/06/18 2020/12/30 37.5014687 Morgan Stanley Asia Products Ltd. - JD.com Euro Wts Dec20A 88,000,000 2020/06/18 2020/12/18 32.5614688 Morgan Stanley Asia Products Ltd. - JD.com Euro Wts Dec20B 88,000,000 2020/06/18 2020/12/18 24.2914689 Morgan Stanley Asia Products Ltd. - JD.com Euro Wts Dec20C 88,000,000 2020/06/18 2020/12/18 22.0014697 Morgan Stanley Asia Products Ltd. - JD.com Euro Wts Dec20D 88,000,000 2020/06/18 2020/12/18 29.8314700 Morgan Stanley Asia Products Ltd. - JD.com Euro Wts Dec20E 88,000,000 2020/06/18 2020/12/23 22.0014690 Morgan Stanley Asia Products Ltd. - JD.com Euro Wts Feb21A 88,000,000 2020/06/18 2021/02/01 22.0014451 Morgan Stanley Asia Products Ltd. - Tencent Euro Wts Nov20 D 80,000,000 2020/06/18 2020/11/12 15.6014457 Morgan Stanley Asia Products Ltd. - Tencent Euro Wts Apr21 A 108,000,000 2020/06/18 2021/04/01 27.0014460 Morgan Stanley Asia Products Ltd. - Tencent Euro Wts Aug22 A 108,000,000 2020/06/18 2022/08/25 20.5214600 SG Issuer - BYD Company European Warrants Dec 2020 A 25,000,000 2020/06/18 2020/12/31 11.1314602 SG Issuer - China Life European Put Warrants Dec 2020 A 60,000,000 2020/06/18 2020/12/31 15.0014612 SG Issuer - JD.com European Warrants Dec 2020 A 150,000,000 2020/06/18 2020/12/17 49.5014617 SG Issuer - JD.com European Warrants Dec 2020 B 150,000,000 2020/06/18 2020/12/17 43.5014622 SG Issuer - JD.com European Warrants Dec 2020 C 150,000,000 2020/06/18 2020/12/17 37.5014623 SG Issuer - JD.com European Warrants Dec 2020 D 150,000,000 2020/06/18 2020/12/17 37.5014628 SG Issuer - JD.com European Warrants Dec 2020 E 80,000,000 2020/06/18 2020/12/17 30.0014631 SG Issuer - JD.com European Warrants Dec 2020 F 80,000,000 2020/06/18 2020/12/17 24.0014633 SG Issuer - JD.com European Warrants Dec 2020 G 80,000,000 2020/06/18 2020/12/17 20.0014611 SG Issuer - Meituan European Put Warrants Dec 2020 D 120,000,000 2020/06/18 2020/12/03 18.6014598 SG Issuer - Sands China Ltd European Warrants Dec 2020 A 60,000,000 2020/06/18 2020/12/31 15.0014461 UBS AG - HSI European Warrants Dec 2020 D 300,000,000 2020/06/18 2020/12/30 75.0014450 UBS AG - Ping An European Warrants Oct 2020 B 100,000,000 2020/06/18 2020/10/27 15.1014520 Bank Vontobel - JD.com European Warrants Dec 2020 A 40,000,000 2020/06/18 2020/12/17 12.0014523 Bank Vontobel - JD.com European Warrants Dec 2020 B 80,000,000 2020/06/18 2020/12/24 20.0014718 BOCI Asia Ltd. - CC Bank European Warrants Nov 2020 A 70,000,000 2020/06/19 2020/11/20 10.5014761 BNP Paribas Issuance B.V. - JD.com European Warrants Jan21 B 60,000,000 2020/06/19 2021/01/05 15.60




14806 Credit Suisse AG - HEC Pharm European Warrants Dec 2020 B 60,000,000 2020/06/19 2020/12/18 15.0014811 Credit Suisse AG - JD.com European Warrants Dec 2020 H 200,000,000 2020/06/19 2020/12/18 82.0014813 Credit Suisse AG - JD.com European Warrants Feb 2021 A 200,000,000 2020/06/19 2021/02/26 50.0014780 Credit Suisse AG - Meituan European Warrants Apr 2021 A 200,000,000 2020/06/19 2021/04/23 38.0014777 Credit Suisse AG - Meituan European Put Warrants Dec 2020 F 100,000,000 2020/06/19 2020/12/18 25.0014805 Credit Suisse AG - ZTE European Warrants Dec 2020 A 80,000,000 2020/06/19 2020/12/18 20.0014749 Citigroup Global - Alibaba European Put Warrants Oct 2020 A 100,000,000 2020/06/19 2020/10/30 15.0014735 Citigroup Global - Galaxy Ent European Warrants Nov 2020 A 100,000,000 2020/06/19 2020/11/24 34.0014734 Citigroup Global - HKEX European Put Warrants Dec 2020 B 100,000,000 2020/06/19 2020/12/30 25.0014733 Citigroup Global - Meituan European Put Warrants Dec 2020 B 100,000,000 2020/06/19 2020/12/30 25.0014752 Citigroup Global - Meituan European Put Warrants Dec 2020 C 100,000,000 2020/06/19 2020/12/02 16.1014842 Goldman Sachs SP (Asia) - JD.com European Warrants Dec2020 E 150,000,000 2020/06/19 2020/12/21 38.1014846 Goldman Sachs SP (Asia) - JD.com European Warrants Dec2020 F 150,000,000 2020/06/19 2020/12/21 37.5014845 Goldman Sachs SP (Asia) - JD.com European Warrants Feb2021 A 150,000,000 2020/06/19 2021/02/26 37.5014848 Goldman Sachs SP (Asia) - Meituan Euro Warrants Dec 2020 H 80,000,000 2020/06/19 2020/12/01 18.2414840 Goldman Sachs SP (Asia) - NetEase European Warrants Dec20 D 100,000,000 2020/06/19 2020/12/04 15.0014847 Goldman Sachs SP (Asia) - Tencent European Wts Nov 2020 E 150,000,000 2020/06/19 2020/11/16 22.5014754 HK Bank - JD.com European Warrants Dec 2020 B 100,000,000 2020/06/19 2020/12/18 26.0014756 HK Bank - JD.com European Warrants Dec 2020 C 100,000,000 2020/06/19 2020/12/31 25.0014722 HK Bank - Meituan Dianping European Put Warrants Dec 2020 D 100,000,000 2020/06/19 2020/12/28 15.0014717 HK Bank - SMIC European Warrants Dec 2020 C 100,000,000 2020/06/19 2020/12/31 25.0014839 Haitong Int’l Sec - Ali Health European Warrants Oct 2020 B 80,000,000 2020/06/19 2020/10/20 16.0014837 Haitong Int’l Sec - BYD Company European Warrants Apr 2021 A 100,000,000 2020/06/19 2021/04/27 15.0014836 Haitong Int’l Sec - BYD Electronic European Wts Nov 2020 A 100,000,000 2020/06/19 2020/11/17 20.0014834 Haitong Int’l Sec - Cathay Pacific European Warrants Jun21 A 60,000,000 2020/06/19 2021/06/30 15.0014821 J P Morgan SP BV - JD.com European Warrants Dec 2020 F 200,000,000 2020/06/19 2020/12/18 68.4014823 J P Morgan SP BV - JD.com European Warrants Dec 2020 G 200,000,000 2020/06/19 2020/12/18 80.8014724 Macquarie Bank Ltd. - China Railway European Wts Apr 2021 A 26,500,000 2020/06/19 2021/04/07 10.0714825 Macquarie Bank Ltd. - JD.com European Warrants Jan 2021 D 25,200,000 2020/06/19 2021/01/29 10.0014826 Macquarie Bank Ltd. - JD.com European Warrants Mar 2021 A 34,100,000 2020/06/19 2021/03/02 10.0314831 Morgan Stanley Asia Products Ltd. - JD.com Euro Wts Mar21A 88,000,000 2020/06/19 2021/03/22 22.0014832 Morgan Stanley Asia Products Ltd - Jiangxi Copper Eu Wt Mar21A 40,000,000 2020/06/19 2021/03/30 10.0014829 Morgan Stanley Asia Products Ltd. - Meituan Euro Wts Jan21 B 68,000,000 2020/06/19 2021/01/25 17.0014830 Morgan Stanley Asia Products Ltd. - Meituan Euro Wts Mar21 B 98,000,000 2020/06/19 2021/03/01 24.5014716 Morgan Stanley Asia Products Ltd. - Meituan Eu Put Wt Dec20D 80,000,000 2020/06/19 2020/12/04 15.7614762 SG Issuer - Galaxy Ent European Put Warrants Dec 2020 A 40,000,000 2020/06/19 2020/12/31 16.0014765 SG Issuer - JD.com European Warrants Dec 2020 H 150,000,000 2020/06/19 2020/12/18 56.2514773 SG Issuer - NetEase European Warrants Dec 2020 G 200,000,000 2020/06/19 2020/12/07 53.0014725 UBS AG - Meituan European Warrants Jan 2021 B 100,000,000 2020/06/19 2021/01/11 25.0014726 UBS AG - ZTE European Warrants Nov 2020 A 50,000,000 2020/06/19 2020/11/23 12.5021367# Credit Suisse AG - Xiaomi European Warrants Sep 2020 D 180,000,000 2020/06/19 2020/09/30 10.0814853 BOCI Asia Ltd. - HSCEI European Warrants Dec 2020 A 100,000,000 2020/06/22 2020/12/30 25.0014854 BOCI Asia Ltd. - HSCEI European Put Warrants Dec 2020 B 100,000,000 2020/06/22 2020/12/30 20.0014851 BOCI Asia Ltd. - Meituan European Warrants Dec 2020 G 100,000,000 2020/06/22 2020/12/30 25.00




14857 BNP Paribas Issuance B.V. - Geely Auto Euro Wts Jan 2021 B 40,000,000 2020/06/22 2021/01/05 10.0014856 BNP Paribas Issuance B.V. - Meituan Euro Warrants Dec 2020 C 40,000,000 2020/06/22 2020/12/02 10.0014884 Credit Suisse AG - CITIC Sec European Warrants Mar 2021 A 70,000,000 2020/06/22 2021/03/26 10.5014886 Credit Suisse AG - HSBC European Wts Nov 2020 B 100,000,000 2020/06/22 2020/11/19 15.0014900 Citigroup Global - Alibaba Group Euro Warrants Oct 2020 D 100,000,000 2020/06/22 2020/10/27 17.7014897 Citigroup Global - BYD Company European Warrants Oct 2020 A 100,000,000 2020/06/22 2020/10/21 18.6014892 Citigroup Global - HKEX European Warrants Nov 2020 A 100,000,000 2020/06/22 2020/11/26 15.0014893 Citigroup Global - Tencent European Warrants Sep 2020 D 100,000,000 2020/06/22 2020/09/28 29.0014899 Citigroup Global - Tencent European Warrants Nov 2020 A 100,000,000 2020/06/22 2020/11/16 15.0014909 Goldman Sachs SP (Asia) - AIA European Put Wts Apr 2021 A 100,000,000 2020/06/22 2021/04/23 15.0014907 Goldman Sachs SP (Asia) - HKEX European Warrants Apr 2021 A 150,000,000 2020/06/22 2021/04/23 22.5014921 Goldman Sachs SP (Asia) - Meituan Euro Warrants Jan 2021 A 150,000,000 2020/06/22 2021/01/25 22.5014913 Goldman Sachs SP (Asia) - Sands China Ltd Euro Wts Sep 2020B 80,000,000 2020/06/22 2020/09/23 12.0014890 Haitong Int’l Sec - Avichina European Warrants Dec 2020 A 60,000,000 2020/06/22 2020/12/21 15.0014889 Haitong Int’l Sec - HEC Pharm European Warrants Jan 2021 A 60,000,000 2020/06/22 2021/01/12 15.0014881 J P Morgan SP BV - Meituan European Warrants Jan 2021 C 100,000,000 2020/06/22 2021/01/25 19.1014877 J P Morgan SP BV - Tencent European Warrants Oct 2020 B 250,000,000 2020/06/22 2020/10/12 37.5014876 J P Morgan SP BV - Xiaomi European Warrants Sep 2020 G 100,000,000 2020/06/22 2020/09/30 15.0014883 J P Morgan SP BV - Xiaomi European Warrants Apr 2021 A 200,000,000 2020/06/22 2021/04/23 33.2014864 Macquarie Bank Ltd. - CGN Power European Warrants Sep 2021 A 40,000,000 2020/06/22 2021/09/02 10.0414868 Macquarie Bank Ltd. - Ping An European Warrants Jan 2023 A 40,000,000 2020/06/22 2023/01/04 10.0414865 Macquarie Bank Ltd. - Tencent European Put Wts Jan 2021 B 6,400,000 2020/06/22 2021/01/04 10.1314871 SG Issuer - Ali Health European Warrants Dec 2020 A 40,000,000 2020/06/22 2020/12/31 10.0014872 SG Issuer - HSBC European Warrants Nov 2020 A 80,000,000 2020/06/22 2020/11/23 23.2014873 SG Issuer - PA Gooddoctor European Warrants Jul 2021 A 100,000,000 2020/06/22 2021/07/30 25.0014862 UBS AG - Galaxy Ent European Put Warrants Dec 2020 B 60,000,000 2020/06/22 2020/12/07 11.4014858 UBS AG - Tencent European Warrants Nov 2020 C 300,000,000 2020/06/22 2020/11/16 45.0014922 BOCI Asia Ltd. - Sinopec Corp European Warrants Dec 2020 A 70,000,000 2020/06/23 2020/12/11 10.5014923 BOCI Asia Ltd. - Meituan European Put Warrants Dec 2020 C 150,000,000 2020/06/23 2020/12/03 22.5014954 Credit Suisse AG - Ali Health European Warrants Dec 2020 A 40,000,000 2020/06/23 2020/12/22 15.6014937 Credit Suisse AG - A-Living European Warrants Dec 2020 A 30,000,000 2020/06/23 2020/12/22 18.0014945 Credit Suisse AG - CS Services European Warrants Dec 2020 A 30,000,000 2020/06/23 2020/12/22 13.5014956 Credit Suisse AG - Ch Oilfield European Warrants Dec 2020 A 50,000,000 2020/06/23 2020/12/31 12.5014936 Credit Suisse AG - Nine Dragons European Warrants Feb 2021 A 50,000,000 2020/06/23 2021/02/22 10.0014974 Citigroup Global - Meituan European Warrants Dec 2020 E 100,000,000 2020/06/23 2020/12/30 29.0014976 Citigroup Global - Meituan European Warrants Dec 2020 F 100,000,000 2020/06/23 2020/12/30 25.0014982 Citigroup Global - Meituan European Put Warrants Dec 2020 D 100,000,000 2020/06/23 2020/12/30 26.5014981 Citigroup Global - SMIC European Warrants Dec 2020 A 100,000,000 2020/06/23 2020/12/30 26.5015000 Goldman Sachs SP (Asia) - Alibaba European Wts Mar 2021 B 150,000,000 2020/06/23 2021/03/24 24.9015002 Goldman Sachs SP (Asia) - HSI European Put Wts Oct 2020 A 150,000,000 2020/06/23 2020/10/29 22.5014988 Goldman Sachs SP (Asia) - Tencent European Wts Dec 2020 B 150,000,000 2020/06/23 2020/12/18 22.5014929 Haitong Int’l Sec - Kingsoft European Warrants Nov 2020 A 100,000,000 2020/06/23 2020/11/24 25.0014971 J P Morgan SP BV - Alibaba European Warrants Jan 2021 A 250,000,000 2020/06/23 2021/01/29 61.7514964 J P Morgan SP BV - Ali Health European Warrants Dec 2020 A 60,000,000 2020/06/23 2020/12/31 16.56




14961 J P Morgan SP BV - Evergrande European Warrants Feb 2021 A 60,000,000 2020/06/23 2021/02/26 16.6214967 J P Morgan SP BV - Evergrande European Put Warrants Jan21 A 60,000,000 2020/06/23 2021/01/29 15.0014972 J P Morgan SP BV - HKEX European Warrants Sep 2020 D 200,000,000 2020/06/23 2020/09/30 30.0014965 J P Morgan SP BV - HSI European Put Warrants Dec 2020 C 400,000,000 2020/06/23 2020/12/30 64.8014959 J P Morgan SP BV - Meituan European Warrants Apr 2021 A 100,000,000 2020/06/23 2021/04/09 25.0014957 J P Morgan SP BV - Tencent European Put Warrants Dec 2020 A 250,000,000 2020/06/23 2020/12/31 82.5014928 Morgan Stanley Asia Products Ltd. - Meituan Euro Wts Apr21 A 88,000,000 2020/06/23 2021/04/12 22.0014932 SG Issuer - Meituan European Warrants Dec 2020 G 80,000,000 2020/06/23 2020/12/31 20.0014926 UBS AG - China Mobile European Put Warrants Dec 2020 A 100,000,000 2020/06/23 2020/12/28 15.0014925 UBS AG - Meituan European Warrants Jan 2021 C 200,000,000 2020/06/23 2021/01/25 36.4014927 UBS AG - Xiaomi European Warrants Sep 2020 E 100,000,000 2020/06/23 2020/09/24 15.0015003 BOCI Asia Ltd. - SMIC European Warrants Dec 2020 B 80,000,000 2020/06/24 2020/12/14 21.6015073 BNP Paribas Issuance B.V. - CC Bank Euro Wts Dec 2020 A 70,000,000 2020/06/24 2020/12/02 10.5015071 BNP Paribas Issuance B.V. - Meituan Euro Warrants Jan 2021 G 40,000,000 2020/06/24 2021/01/05 10.0015077 BNP Paribas Issuance B.V. - SUNAC European Wts Oct 2020 A 60,000,000 2020/06/24 2020/10/06 10.2015085 Credit Suisse AG - China Lit European Warrants May 2021 A 100,000,000 2020/06/24 2021/05/31 25.0015078 Credit Suisse AG - Meituan European Warrants Dec 2020 J 150,000,000 2020/06/24 2020/12/23 37.5015080 Credit Suisse AG - Sino Biopharm European Wts Dec 2020 B 40,000,000 2020/06/24 2020/12/23 10.0015079 Credit Suisse AG - Sinopharm European Warrants Jan 2021 A 40,000,000 2020/06/24 2021/01/29 10.0015081 Credit Suisse AG - SMIC European Warrants Dec 2020 B 100,000,000 2020/06/24 2020/12/23 25.0015082 Credit Suisse AG - SMIC European Put Warrants Dec 2020 A 50,000,000 2020/06/24 2020/12/23 14.0015083 Credit Suisse AG - Xinyi Solar European Warrants Jan 2021 A 60,000,000 2020/06/24 2021/01/29 15.0015015 Citigroup Global - AIA European Put Warrants Sep 2020 A 100,000,000 2020/06/24 2020/09/24 19.5015023 Citigroup Global - Ping An European Put Warrants Sep 2020 A 100,000,000 2020/06/24 2020/09/24 23.9015028 Citigroup Global - Tencent European Warrants Nov 2020 B 100,000,000 2020/06/24 2020/11/23 20.5015025 Citigroup Global - Tencent European Warrants Dec 2020 A 100,000,000 2020/06/24 2020/12/23 19.6015016 Citigroup Global - Tencent European Put Warrants Dec 2020 A 100,000,000 2020/06/24 2020/12/28 37.0015008 Guotai Junan - Meituan European Put Warrants Jan 2021 B 100,000,000 2020/06/24 2021/01/08 15.0015012 Guotai Junan - Tencent European Warrants Nov 2020 B 100,000,000 2020/06/24 2020/11/16 20.0015093 Goldman Sachs SP (Asia) - Alibaba European Wts Sep 2021 A 150,000,000 2020/06/24 2021/09/27 32.4015088 Goldman Sachs SP (Asia) - Meituan Euro Warrants Dec 2020 I 150,000,000 2020/06/24 2020/12/04 28.5015086 Goldman Sachs SP (Asia) - Meituan Euro Put Wts Dec 2020 E 100,000,000 2020/06/24 2020/12/23 15.0015007 HK Bank - Zhongsheng Hldg European Warrants Dec 2020 A 50,000,000 2020/06/24 2020/12/31 15.0015070 Haitong Int’l Sec - CC Bank European Warrants Nov 2020 A 100,000,000 2020/06/24 2020/11/10 16.0015059 Haitong Int’l Sec - CITIC European Warrants Sep 2021 A 60,000,000 2020/06/24 2021/09/28 10.2015057 Haitong Int’l Sec - Fosun Intl European Warrants Dec 2020 A 60,000,000 2020/06/24 2020/12/23 12.6015056 Haitong Int’l Sec - Guangdong Inv European Warrants May21 A 60,000,000 2020/06/24 2021/05/28 15.0015061 Haitong Int’l Sec - Hua Hong Semi European Wts Dec 2020 A 60,000,000 2020/06/24 2020/12/07 16.8015064 Haitong Int’l Sec - KECL European Warrants Oct 2020 A 60,000,000 2020/06/24 2020/10/21 17.4015055 Haitong Int’l Sec - Sino Biopharm European Wts May 2021 A 60,000,000 2020/06/24 2021/05/28 15.0015062 Haitong Int’l Sec - Weigao Group European Warrants Dec 2020A 60,000,000 2020/06/24 2020/12/10 11.4015047 J P Morgan SP BV - China Lit European Warrants Jun 2021 A 60,000,000 2020/06/24 2021/06/30 15.0015046 J P Morgan SP BV - Kingdee Intl European Warrants Dec 2020 A 60,000,000 2020/06/24 2020/12/31 21.0615045 Macquarie Bank Ltd. - Sino Biopharm European Wts Mar 2021 A 40,000,000 2020/06/24 2021/03/02 10.00




15044 Macquarie Bank Ltd. - Tencent European Warrants Jan 2022 A 38,000,000 2020/06/24 2022/01/03 10.0315014 Morgan Stanley Asia Products Ltd. - Alibaba Eu Put Wt Dec20A 88,000,000 2020/06/24 2020/12/23 22.0015013 Morgan Stanley Asia Products Ltd. - China Tower Eu Wt May21A 88,000,000 2020/06/24 2021/05/10 13.5515038 UBS AG - Alibaba European Warrants Jan 2021 A 100,000,000 2020/06/24 2021/01/26 17.6015031 UBS AG - Meituan European Warrants Feb 2021 A 200,000,000 2020/06/24 2021/02/22 50.0015033 UBS AG - NagaCorp European Warrants Dec 2020 A 40,000,000 2020/06/24 2020/12/30 10.0015043 UBS AG - Tencent European Warrants Dec 2020 B 300,000,000 2020/06/24 2020/12/18 97.5015042 UBS AG - Tencent European Put Warrants Nov 2020 D 300,000,000 2020/06/24 2020/11/23 57.6015041 UBS AG - Xiaomi European Put Warrants Dec 2020 C 100,000,000 2020/06/24 2020/12/22 15.0015052 Bank Vontobel - Ping An European Warrants Feb 2021 A 40,000,000 2020/06/24 2021/02/05 10.0015053 Bank Vontobel - Ping An European Put Warrants Jan 2021 A 40,000,000 2020/06/24 2021/01/22 14.4015051 Bank Vontobel - Tencent European Warrants Jan 2021 A 80,000,000 2020/06/24 2021/01/15 36.0015049 Bank Vontobel - Tencent European Warrants Feb 2021 A 100,000,000 2020/06/24 2021/02/19 25.0015118 BOCI Asia Ltd. - HKEX European Put Warrants Nov 2020 B 100,000,000 2020/06/26 2020/11/30 15.0015117 BOCI Asia Ltd. - HSBC European Warrants Oct 2020 B 70,000,000 2020/06/26 2020/10/22 10.5015116 BOCI Asia Ltd. - ZTE European Warrants Dec 2020 A 40,000,000 2020/06/26 2020/12/30 10.0015094 BNP Paribas Issuance B.V. - China Mobile Euro Wts Jan 2021 B 40,000,000 2020/06/26 2021/01/05 10.4015096 BNP Paribas Issuance B.V. - SMIC European Wts Jan 2021 C 40,000,000 2020/06/26 2021/01/05 10.0015158 Credit Suisse AG - JD.com European Warrants Dec 2020 I 200,000,000 2020/06/26 2020/12/28 50.0015154 Credit Suisse AG - Kingdee Int’l European Warrants Dec 2020A 40,000,000 2020/06/26 2020/12/28 12.0015153 Credit Suisse AG - Meituan European Warrants Dec 2020 K 200,000,000 2020/06/26 2020/12/28 50.0015162 Credit Suisse AG - ZTE European Put Warrants Dec 2020 A 40,000,000 2020/06/26 2020/12/28 13.2015182 Citigroup Global - JD.com European Warrants Dec 2020 B 100,000,000 2020/06/26 2020/12/10 41.5015190 Citigroup Global - JD.com European Warrants Dec 2020 C 100,000,000 2020/06/26 2020/12/10 28.0015197 Citigroup Global - Meituan European Warrants Dec 2020 G 100,000,000 2020/06/26 2020/12/04 24.3015179 Citigroup Global - SMIC European Warrants Dec 2020 B 100,000,000 2020/06/26 2020/12/30 30.5015183 Citigroup Global - Tencent European Put Warrants Nov 2020 C 100,000,000 2020/06/26 2020/11/16 17.2015198 Goldman Sachs SP (Asia) - Geely Auto European Wts Dec 2020 C 80,000,000 2020/06/26 2020/12/23 12.0015200 Goldman Sachs SP (Asia) - Meituan Euro Warrants Dec 2020 J 150,000,000 2020/06/26 2020/12/28 37.5015209 Goldman Sachs SP (Asia) - Tencent European Wts Dec 2020 C 150,000,000 2020/06/26 2020/12/18 22.8015170 Haitong Int’l Sec - Alibaba European Warrants Dec 2020 A 80,000,000 2020/06/26 2020/12/24 12.0015171 Haitong Int’l Sec - BYD Company European Warrants Oct 2020 A 40,000,000 2020/06/26 2020/10/20 13.2015164 Haitong Int’l Sec - China Lit European Warrants May 2021 A 50,000,000 2020/06/26 2021/05/20 12.5015165 Haitong Int’l Sec - Meituan European Put Warrants Dec 2020 A 60,000,000 2020/06/26 2020/12/10 10.8015166 Haitong Int’l Sec - Sinopharm European Warrants Oct 2020 A 80,000,000 2020/06/26 2020/10/23 12.0015169 Haitong Int’l Sec - Zijin Mining European Warrants Nov 2020A 60,000,000 2020/06/26 2020/11/18 13.8015163 Haitong Int’l Sec - ZTE European Warrants Dec 2020 A 60,000,000 2020/06/26 2020/12/28 25.2015152 J P Morgan SP BV - BYD Company European Warrants Oct 2020 A 50,000,000 2020/06/26 2020/10/21 18.7015151 J P Morgan SP BV - BYD Company European Put Wts Sep 2021 A 100,000,000 2020/06/26 2021/09/30 21.9015150 J P Morgan SP BV - Hua Hong Semi European Warrants Dec 2020A 60,000,000 2020/06/26 2020/12/31 21.3615178 J P Morgan SP BV - JD.com European Warrants Dec 2020 H 200,000,000 2020/06/26 2020/12/31 50.0015141 J P Morgan SP BV - SMIC European Wts Dec 2020 C 60,000,000 2020/06/26 2020/12/31 18.7215138 J P Morgan SP BV - Tencent European Warrants Jan 2021 A 250,000,000 2020/06/26 2021/01/29 62.5015148 J P Morgan SP BV - ZTE European Warrants Dec 2020 A 60,000,000 2020/06/26 2020/12/31 22.62




15132 Macquarie Bank Ltd. - Alibaba European Warrants Oct 2020 D 58,000,000 2020/06/26 2020/10/06 10.0315098 Macquarie Bank Ltd. - Luye Pharma European Warrants Jul21 A 40,000,000 2020/06/26 2021/07/16 10.0415097 Macquarie Bank Ltd. - Sinopharm European Warrants Mar 2021 A 40,000,000 2020/06/26 2021/03/02 10.0415134 Morgan Stanley Asia Products Ltd. - Alibaba Eu Put Wt Dec20B 80,000,000 2020/06/26 2020/12/23 16.0815135 Morgan Stanley Asia Products Ltd. - ZTE Euro Wts Dec 2020 A 40,000,000 2020/06/26 2020/12/28 12.6815107 SG Issuer - SMIC European Warrants Dec 2020 C 60,000,000 2020/06/26 2020/12/14 18.0015113 SG Issuer - Tencent European Warrants Dec 2020 C 150,000,000 2020/06/26 2020/12/23 27.7515108 SG Issuer - Tencent European Put Warrants Nov 2020 C 100,000,000 2020/06/26 2020/11/23 24.0015115 SG Issuer - ZTE European Warrants Dec 2020 A 40,000,000 2020/06/26 2020/12/28 10.6015126 UBS AG - China Lit European Warrants Apr 2021 A 100,000,000 2020/06/26 2021/04/26 25.0015122 UBS AG - China Mobile European Warrants Dec 2020 A 100,000,000 2020/06/26 2020/12/28 25.0015128 UBS AG - China Tower European Warrants May 2021 A 70,000,000 2020/06/26 2021/05/10 10.5015124 UBS AG - Meituan European Warrants Dec 2020 G 100,000,000 2020/06/26 2020/12/28 25.0015119 UBS AG - SMIC European Warrants Dec 2020 D 70,000,000 2020/06/26 2020/12/28 17.5015172 Bank Vontobel - JD.com European Warrants Feb 2021 A 60,000,000 2020/06/26 2021/02/01 15.6015174 Bank Vontobel - JD.com European Warrants May 2021 A 60,000,000 2020/06/26 2021/05/14 15.0015231 BOCI Asia Ltd. - Tencent European Warrants Dec 2020 D 150,000,000 2020/06/29 2020/12/30 37.5015220 BNP Paribas Issuance B.V. - PA Gooddoctor European Wt Dec20A 70,000,000 2020/06/29 2020/12/02 10.5015219 BNP Paribas Issuance B.V. - Sunny Optical Eu Wt Dec 2020 A 70,000,000 2020/06/29 2020/12/02 10.5015251 Credit Suisse AG - KB Laminates European Warrants Dec 2020 A 60,000,000 2020/06/29 2020/12/28 15.0015253 Credit Suisse AG - Sino Biopharm European Put Wts Dec 2020 B 40,000,000 2020/06/29 2020/12/28 14.4015256 Credit Suisse AG - ZTE European Warrants Dec 2020 B 80,000,000 2020/06/29 2020/12/28 21.6015244 Guotai Junan - HKEX European Warrants Dec 2020 B 100,000,000 2020/06/29 2020/12/07 18.8015245 Guotai Junan - Tencent European Tencent put Warrants Nov20 A 100,000,000 2020/06/29 2020/11/10 18.9015284 Goldman Sachs SP (Asia) - Alibaba European Wts Sep 2020 J 100,000,000 2020/06/29 2020/09/29 15.0015287 Goldman Sachs SP (Asia) - CSPC Pharma Euro Wts Mar 2021 A 80,000,000 2020/06/29 2021/03/03 20.0015285 Goldman Sachs SP (Asia) - China Tower Euro Wts May 2021 B 80,000,000 2020/06/29 2021/05/10 12.0015215 HK Bank - SMIC European Warrants Dec 2020 D 100,000,000 2020/06/29 2020/12/31 25.0015216 HK Bank - Tencent European Put Warrants Dec 2020 B 80,000,000 2020/06/29 2020/12/31 24.0015212 HK Bank - ZTE European Warrants Dec 2021 A 100,000,000 2020/06/29 2021/12/31 25.0015272 Haitong Int’l Sec - Alibaba European Warrants Dec 2020 B 100,000,000 2020/06/29 2020/12/24 15.0015257 Haitong Int’l Sec - Hua Hong Semi European Wts Dec 2020 B 60,000,000 2020/06/29 2020/12/29 16.8015270 Haitong Int’l Sec - Kingdee Int’l European Wts Mar 2021 A 80,000,000 2020/06/29 2021/03/18 21.6015261 Haitong Int’l Sec - Luye Pharma European Warrants Aug 2021 A 60,000,000 2020/06/29 2021/08/10 15.0015271 Haitong Int’l Sec - Meituan European Warrants Dec 2020 G 80,000,000 2020/06/29 2020/12/31 20.0015264 Haitong Int’l Sec - Tencent European Warrants Dec 2020 B 80,000,000 2020/06/29 2020/12/31 20.0015241 J P Morgan SP BV - AIA European Warrants Oct 2020 A 100,000,000 2020/06/29 2020/10/05 22.0015242 J P Morgan SP BV - CICC European Warrants Feb 2021 A 80,000,000 2020/06/29 2021/02/19 14.6415228 Macquarie Bank Ltd. - BOC HK European Warrants Apr 2021 A 40,000,000 2020/06/29 2021/04/07 10.2815222 Macquarie Bank Ltd. - BYD Company European Wts Feb 2021 B 30,000,000 2020/06/29 2021/02/02 10.0215227 Macquarie Bank Ltd. - CC Bank European Warrants Jan 2021 A 40,000,000 2020/06/29 2021/01/05 10.2815229 Macquarie Bank Ltd. - Dongfeng Motor European Wts Jan 2022 A 40,000,000 2020/06/29 2022/01/04 10.0015223 Macquarie Bank Ltd. - Evergrande European Wts Jan 2021 A 40,000,000 2020/06/29 2021/01/05 10.0015225 Macquarie Bank Ltd. - HKEX European Warrants Feb 2021 A 40,000,000 2020/06/29 2021/02/02 10.96




15226 Macquarie Bank Ltd. - HKEX European Put Warrants Feb 2021 A 40,000,000 2020/06/29 2021/02/02 10.0815224 Macquarie Bank Ltd. - Kingsoft European Warrants Jan 2021 A 28,000,000 2020/06/29 2021/01/05 10.0215248 Morgan Stanley Asia Products Ltd. - Tencent Euro Wts Feb21 C 108,000,000 2020/06/29 2021/02/03 27.0015247 Morgan Stanley Asia Products Ltd. - ZTE Euro Wts Dec 2020 B 60,000,000 2020/06/29 2020/12/04 10.2615238 UBS AG - BYD Company European Warrants Dec 2020 A 50,000,000 2020/06/29 2020/12/28 13.9515240 UBS AG - Tencent European Warrants Nov 2020 D 150,000,000 2020/06/29 2020/11/12 33.0015235 UBS AG - Tencent European Warrants Jan 2021 B 300,000,000 2020/06/29 2021/01/18 75.0015236 UBS AG - Tencent European Put Warrants Dec 2020 A 300,000,000 2020/06/29 2020/12/28 75.0015239 UBS AG - ZTE European Warrants Dec 2020 A 50,000,000 2020/06/29 2020/12/28 12.5015230 Bank Vontobel - SMIC European Warrants Jan 2021 A 40,000,000 2020/06/29 2021/01/15 13.6015308 BOCI Asia Ltd. - CITIC Sec European Warrants Oct 2020 A 70,000,000 2020/06/30 2020/10/27 10.5015306 BOCI Asia Ltd. - HKEX European Warrants Dec 2020 D 50,000,000 2020/06/30 2020/12/30 12.5015302 BNP Paribas Issuance B.V. - SMIC European Wts Jan 2021 D 40,000,000 2020/06/30 2021/01/05 10.0015338 Credit Suisse AG - BYD Company European Warrants Dec 2020 A 50,000,000 2020/06/30 2020/12/29 20.0015333 Credit Suisse AG - Evergrande European Warrants Dec 2020 B 60,000,000 2020/06/30 2020/12/29 15.0015340 Credit Suisse AG - HKEX European Warrants Dec 2020 E 150,000,000 2020/06/30 2020/12/29 37.5015335 Credit Suisse AG - HKEX European Put Warrants Dec 2020 C 100,000,000 2020/06/30 2020/12/29 25.0015337 Credit Suisse AG - Hua Hong Semi European Wts Dec 2020 B 40,000,000 2020/06/30 2020/12/29 10.0015339 Credit Suisse AG - Tencent European Wts Dec 2020 B 250,000,000 2020/06/30 2020/12/29 62.5015334 Credit Suisse AG - Tencent Euro Put Wts Dec 2020 A 200,000,000 2020/06/30 2020/12/29 50.0015365 Citigroup Global - HKEX European Warrants Dec 2020 C 100,000,000 2020/06/30 2020/12/07 22.5015364 Citigroup Global - HKEX European Put Warrants Dec 2020 C 100,000,000 2020/06/30 2020/12/30 25.0015366 Citigroup Global - JD.com European Warrants Dec 2020 D 100,000,000 2020/06/30 2020/12/11 27.5015363 Citigroup Global - Tencent European Warrants Dec 2020 B 100,000,000 2020/06/30 2020/12/30 25.0015368 Citigroup Global - Tencent European Put Warrants Dec 2020 B 100,000,000 2020/06/30 2020/12/30 44.0015354 Goldman Sachs SP (Asia) - HKEX European Put Wts Dec 2020 B 100,000,000 2020/06/30 2020/12/23 15.0015362 Goldman Sachs SP (Asia) - Tencent European Wts Dec 2020 D 150,000,000 2020/06/30 2020/12/31 37.8015361 Goldman Sachs SP (Asia) - Tencent European Put Wt Dec 2020 A 100,000,000 2020/06/30 2020/12/31 25.1015310 HK Bank - Tencent European Warrants Dec 2020 B 80,000,000 2020/06/30 2020/12/31 20.0015323 J P Morgan SP BV - CAM CSI300 European Warrants Nov 2020 A 80,000,000 2020/06/30 2020/11/23 12.9615317 J P Morgan SP BV - GF Sec European Warrants Jan 2021 A 60,000,000 2020/06/30 2021/01/29 15.1815313 J P Morgan SP BV - HKEX European Warrants Jan 2021 B 100,000,000 2020/06/30 2021/01/22 25.2015316 J P Morgan SP BV - HKEX European Put Wts Jan 2021 A 200,000,000 2020/06/30 2021/01/29 52.2015321 J P Morgan SP BV - Meituan European Warrants Feb 2021 C 100,000,000 2020/06/30 2021/02/26 25.1015322 J P Morgan SP BV - SMIC European Wts Dec 2020 D 60,000,000 2020/06/30 2020/12/31 16.6215318 J P Morgan SP BV - Tencent European Warrants Feb 2021 B 200,000,000 2020/06/30 2021/02/26 50.0015327 J P Morgan SP BV - Tencent European Put Warrants Dec 2020 B 250,000,000 2020/06/30 2020/12/31 38.0015320 J P Morgan SP BV - Tencent European Put Warrants Dec 2022 A 500,000,000 2020/06/30 2022/12/30 126.0015325 J P Morgan SP BV - ZTE European Warrants Oct 2020 A 60,000,000 2020/06/30 2020/10/06 12.9015292 Macquarie Bank Ltd. - AIA European Warrants Jan 2021 A 30,000,000 2020/06/30 2021/01/05 10.0515301 Macquarie Bank Ltd. - Ch Comm Cons European Wts Apr 2021 A 30,000,000 2020/06/30 2021/04/07 10.2615296 Macquarie Bank Ltd. - Hua Hong Semi Euro Warrants Jan 2021 A 39,000,000 2020/06/30 2021/01/18 10.0215298 Macquarie Bank Ltd. - Meituan European Warrants Jan 2021 E 30,000,000 2020/06/30 2021/01/05 10.6515299 Macquarie Bank Ltd. - Meituan European Warrants Jan 2021 F 40,000,000 2020/06/30 2021/01/05 10.04




15297 Macquarie Bank Ltd. - Meituan European Warrants Oct 2021 B 36,000,000 2020/06/30 2021/10/05 10.1915290 Macquarie Bank Ltd. - Tencent European Warrants Dec 2020 H 40,000,000 2020/06/30 2020/12/31 10.0415351 Morgan Stanley Asia Products Ltd. - Haitong Sec Eu Wt Mar21A 68,000,000 2020/06/30 2021/03/30 10.2715352 Morgan Stanley Asia Products Ltd. - Tencent Euro Wts Nov20E 80,000,000 2020/06/30 2020/11/24 12.0015348 SG Issuer - HKEX European Warrants Dec 2020 E 80,000,000 2020/06/30 2020/12/31 20.0015343 SG Issuer - HKEX European Put Warrants Dec 2020 B 100,000,000 2020/06/30 2020/12/08 18.0015349 SG Issuer - SMIC European Warrants Dec 2020 D 60,000,000 2020/06/30 2020/12/29 15.3015350 SG Issuer - Tencent European Warrants Dec 2020 D 200,000,000 2020/06/30 2020/12/31 50.0015345 SG Issuer - ZTE European Put Warrants Dec 2020 A 30,000,000 2020/06/30 2020/12/29 11.5515311 UBS AG - HKEX European Warrants Jan 2021 A 300,000,000 2020/06/30 2021/01/18 75.0015312 UBS AG - Jiangxi Copper European Warrants Dec 2020 A 60,000,000 2020/06/30 2020/12/23 10.0815329 Bank Vontobel - HKEX European Warrants Dec 2020 C 50,000,000 2020/06/30 2020/12/28 11.0015332 Bank Vontobel - HKEX European Warrants May 2021 A 40,000,000 2020/06/30 2021/05/24 10.0024005# J P Morgan SP BV - HSI European Put Warrants Oct 2020 A 400,000,000 2020/06/30 2020/10/29 39.60

總額 47,609.34

# 進一步發行



新上市界內證2020年第2季

股份上市時之集資金額代號界內證發行單位上市日期到期日（百萬港元）

48181 BNP Paribas Issuance B.V. - HSI Euro Inline Wts Oct 2020 A 20,000,000 2020/04/01 2020/10/29 12.2048182 BNP Paribas Issuance B.V. - HSI Euro Inline Wts Oct 2020 B 20,000,000 2020/04/01 2020/10/29 11.6048183 BNP Paribas Issuance B.V. - Tencent Euro Inline Wts Oct 20 A 20,000,000 2020/04/01 2020/10/06 12.6048184 BNP Paribas Issuance B.V. - Tencent Euro Inline Wts Oct 20 B 25,000,000 2020/04/01 2020/10/06 10.5048185 J P Morgan SP BV - HSI Euro Inline Warrants Oct 2020 E 25,000,000 2020/04/01 2020/10/29 10.0048186 J P Morgan SP BV - HSI Euro Inline Warrants Oct 2020 F 25,800,000 2020/04/01 2020/10/29 10.0648187 J P Morgan SP BV - HSI Euro Inline Warrants Oct 2020 G 25,000,000 2020/04/01 2020/10/29 10.9348188 J P Morgan SP BV - HSI Euro Inline Warrants Oct 2020 H 30,800,000 2020/04/01 2020/10/29 10.1648195 SG Issuer - AIA Euro Inline Warrants Jun 2020 C 20,000,000 2020/04/01 2020/06/30 15.8048196 SG Issuer - AIA Euro Inline Warrants Jun 2020 D 20,000,000 2020/04/01 2020/06/30 11.6048197 SG Issuer - AIA Euro Inline Warrants Jul 2020 B 20,000,000 2020/04/01 2020/07/31 11.2048198 SG Issuer - Ping An Euro Inline Warrants Jun 2020 C 20,000,000 2020/04/01 2020/06/30 16.2048199 SG Issuer - Ping An Euro Inline Warrants Jun 2020 D 20,000,000 2020/04/01 2020/06/30 13.6048200 SG Issuer - Tencent Euro Inline Warrants Jun 2020 B 30,000,000 2020/04/01 2020/06/30 10.8048201 SG Issuer - Tencent Euro Inline Warrants Jun 2020 C 20,000,000 2020/04/01 2020/06/30 11.2048202 SG Issuer - Tencent Euro Inline Warrants Jun 2020 D 20,000,000 2020/04/01 2020/06/30 14.0048193 Bank Vontobel - CCB Euro Inline Warrants Mar 2021 A 25,000,000 2020/04/01 2021/03/31 10.4048194 Bank Vontobel - CCB Euro Inline Warrants Jun 2021 B 27,000,000 2020/04/01 2021/06/30 10.2348189 Bank Vontobel - HSI Euro Inline Warrants Oct 2020 E 18,000,000 2020/04/01 2020/10/29 10.2248190 Bank Vontobel - HSI Euro Inline Warrants Oct 2020 F 33,000,000 2020/04/01 2020/10/29 10.1348191 Bank Vontobel - HSI Euro Inline Warrants Nov 2020 E 26,000,000 2020/04/01 2020/11/27 10.1748192 Bank Vontobel - HSI Euro Inline Warrants Jan 2021 E 27,000,000 2020/04/01 2021/01/28 10.2348207 J P Morgan SP BV - AIA Euro Inline Warrants Oct 2020 A 20,000,000 2020/04/02 2020/10/30 10.6048208 J P Morgan SP BV - AIA Euro Inline Warrants Oct 2020 B 20,000,000 2020/04/02 2020/10/30 10.0648216 J P Morgan SP BV - AIA Euro Inline Warrants Oct 2020 C 30,000,000 2020/04/02 2020/10/30 10.4148205 J P Morgan SP BV - CCB Euro Inline Warrants Oct 2020 A 20,000,000 2020/04/02 2020/10/30 10.1848206 J P Morgan SP BV - CCB Euro Inline Warrants Oct 2020 B 20,000,000 2020/04/02 2020/10/30 11.1448217 J P Morgan SP BV - HSI Euro Inline Warrants Oct 2020 I 25,000,000 2020/04/02 2020/10/29 10.2348218 J P Morgan SP BV - HSI Euro Inline Warrants Oct 2020 J 28,800,000 2020/04/02 2020/10/29 10.0848203 J P Morgan SP BV - Meituan Euro Inline Warrants Oct 2020 A 25,000,000 2020/04/02 2020/10/30 10.2348204 J P Morgan SP BV - Meituan Euro Inline Warrants Oct 2020 B 25,000,000 2020/04/02 2020/10/30 10.9548215 J P Morgan SP BV - Meituan Euro Inline Warrants Oct 2020 C 20,000,000 2020/04/02 2020/10/30 10.0248209 J P Morgan SP BV - Ping An Euro Inline Warrants Oct 2020 A 20,000,000 2020/04/02 2020/10/30 10.2048210 J P Morgan SP BV - Ping An Euro Inline Warrants Oct 2020 B 20,000,000 2020/04/02 2020/10/30 10.5248211 J P Morgan SP BV - Ping An Euro Inline Warrants Oct 2020 C 30,000,000 2020/04/02 2020/10/30 10.9248212 J P Morgan SP BV - Tencent Euro Inline Warrants Oct 2020 A 25,000,000 2020/04/02 2020/10/30 10.3548213 J P Morgan SP BV - Tencent Euro Inline Warrants Oct 2020 B 25,000,000 2020/04/02 2020/10/30 11.5848214 J P Morgan SP BV - Tencent Euro Inline Warrants Oct 2020 C 20,000,000 2020/04/02 2020/10/30 10.7448221 Bank Vontobel - Meituan Euro Inline Warrants Feb 2021 A 28,000,000 2020/04/02 2021/02/26 10.1648222 Bank Vontobel - Meituan Euro Inline Warrants Feb 2021 B 28,000,000 2020/04/02 2021/02/26 10.0848219 Bank Vontobel - Meituan Euro Inline Warrants Jun 2021 A 32,000,000 2020/04/02 2021/06/30 10.2148220 Bank Vontobel - Meituan Euro Inline Warrants Jun 2021 B 32,000,000 2020/04/02 2021/06/30 10.27




48225 Bank Vontobel - AIA Euro Inline Warrants Jul 2020 A 23,000,000 2020/04/06 2020/07/31 10.2848226 Bank Vontobel - AIA Euro Inline Warrants Jul 2020 B 29,000,000 2020/04/06 2020/07/31 10.3248223 Bank Vontobel - HSI Euro Inline Warrants Jul 2020 B 26,000,000 2020/04/06 2020/07/30 10.3248230 Bank Vontobel - HSI Euro Inline Warrants Jul 2020 C 20,000,000 2020/04/06 2020/07/30 10.3648229 Bank Vontobel - HSI Euro Inline Warrants Aug 2020 D 21,000,000 2020/04/06 2020/08/28 10.0648224 Bank Vontobel - HSI Euro Inline Warrants Sep 2020 N 31,000,000 2020/04/06 2020/09/29 10.1448227 Bank Vontobel - Ping An Euro Inline Warrants Jul 2020 A 30,000,000 2020/04/06 2020/07/31 10.0248228 Bank Vontobel - Ping An Euro Inline Warrants Aug 2020 C 20,000,000 2020/04/06 2020/08/31 10.3248231 Bank Vontobel - HSI Euro Inline Warrants Jul 2020 D 22,000,000 2020/04/07 2020/07/30 10.2548232 Bank Vontobel - HSI Euro Inline Warrants Jul 2020 E 35,000,000 2020/04/07 2020/07/30 10.1948238 HK Bank - AIA Euro Inline Warrants Nov 2020 B 17,000,000 2020/04/15 2020/11/30 10.5448237 HK Bank - AIA Euro Inline Warrants Dec 2020 C 23,000,000 2020/04/15 2020/12/31 10.3548236 HK Bank - CCB Euro Inline Warrants Nov 2020 B 16,000,000 2020/04/15 2020/11/30 10.5648235 HK Bank - Meituan Euro Inline Warrants Oct 2020 B 16,000,000 2020/04/15 2020/10/30 10.5648233 HK Bank - Meituan Euro Inline Warrants Nov 2020 B 17,000,000 2020/04/15 2020/11/30 10.2048234 HK Bank - Meituan Euro Inline Warrants Dec 2020 C 19,000,000 2020/04/15 2020/12/31 10.2648240 HK Bank - Ping An Euro Inline Warrants Nov 2020 B 14,000,000 2020/04/15 2020/11/30 10.2248239 HK Bank - Ping An Euro Inline Warrants Dec 2020 D 19,000,000 2020/04/15 2020/12/31 10.0748242 HK Bank - Tencent Euro Inline Warrants Nov 2020 B 18,000,000 2020/04/15 2020/11/30 10.2648241 HK Bank - Tencent Euro Inline Warrants Dec 2020 C 24,000,000 2020/04/15 2020/12/31 10.0848243 SG Issuer - AIA Euro Inline Warrants Jul 2020 C 30,000,000 2020/04/21 2020/07/31 10.2048244 SG Issuer - AIA Euro Inline Warrants Jul 2020 D 20,000,000 2020/04/21 2020/07/31 11.6048252 SG Issuer - AIA Euro Inline Warrants Jul 2020 E 35,000,000 2020/04/21 2020/07/27 11.2048245 SG Issuer - CCB Euro Inline Warrants Jul 2020 B 20,000,000 2020/04/21 2020/07/31 11.2048246 SG Issuer - CCB Euro Inline Warrants Aug 2020 A 20,000,000 2020/04/21 2020/08/31 14.4048247 SG Issuer - Ping An Euro Inline Warrants Jul 2020 E 35,000,000 2020/04/21 2020/07/31 11.5548248 SG Issuer - Ping An Euro Inline Warrants Jul 2020 F 40,000,000 2020/04/21 2020/07/31 11.6048249 SG Issuer - Ping An Euro Inline Warrants Aug 2020 D 20,000,000 2020/04/21 2020/08/03 11.0048250 SG Issuer - Ping An Euro Inline Warrants Aug 2020 E 20,000,000 2020/04/21 2020/08/31 11.8048251 SG Issuer - Tencent Euro Inline Warrants Jul 2020 D 20,000,000 2020/04/21 2020/07/31 13.4048253 SG Issuer - Tencent Euro Inline Warrants Aug 2020 A 30,000,000 2020/04/21 2020/08/31 11.7048254 SG Issuer - Tencent Euro Inline Warrants Aug 2020 B 25,000,000 2020/04/21 2020/08/31 12.2548255 SG Issuer - Tencent Euro Inline Warrants Aug 2020 C 20,000,000 2020/04/21 2020/08/31 12.8048256 SG Issuer - Tencent Euro Inline Warrants Sep 2020 I 20,000,000 2020/04/21 2020/09/30 10.6048257 SG Issuer - HSI Euro Inline Warrants Jul 2020 J 20,000,000 2020/04/22 2020/07/30 11.0048258 SG Issuer - HSI Euro Inline Warrants Jul 2020 K 25,000,000 2020/04/22 2020/07/30 10.7548259 SG Issuer - HSI Euro Inline Warrants Aug 2020 I 20,000,000 2020/04/22 2020/08/28 10.0048260 SG Issuer - HSI Euro Inline Warrants Aug 2020 J 20,000,000 2020/04/22 2020/08/28 14.6048261 SG Issuer - HSI Euro Inline Warrants Sep 2020 K 40,000,000 2020/04/22 2020/09/29 10.8048262 SG Issuer - HSI Euro Inline Warrants Sep 2020 L 25,000,000 2020/04/22 2020/09/29 12.0048273 BNP Paribas Issuance B.V. - HSI Euro Inline Warrants Nov20 A 20,000,000 2020/04/28 2020/11/27 12.8048274 BNP Paribas Issuance B.V. - HSI Euro Inline Warrants Nov20 B 20,000,000 2020/04/28 2020/11/27 11.4048275 BNP Paribas Issuance B.V. - HSI Euro Inline Warrants Nov20 C 25,000,000 2020/04/28 2020/11/27 12.0048265 HK Bank - HSI Euro Inline Warrants Dec 2020 G 29,000,000 2020/04/28 2020/12/30 10.15




48266 HK Bank - HSI Euro Inline Warrants Jan 2021 E 19,000,000 2020/04/28 2021/01/28 10.2648267 HK Bank - HSI Euro Inline Warrants Feb 2021 E 31,000,000 2020/04/28 2021/02/25 10.2348268 HK Bank - HSI Euro Inline Warrants Mar 2021 F 20,000,000 2020/04/28 2021/03/30 10.4048272 HK Bank - HSI Euro Inline Warrants Jun 2021 F 21,000,000 2020/04/28 2021/06/29 10.0848271 HK Bank - HSI Euro Inline Warrants Aug 2021 B 23,000,000 2020/04/28 2021/08/30 10.1248269 HK Bank - HSI Euro Inline Warrants Sep 2021 D 26,000,000 2020/04/28 2021/09/29 10.1448270 HK Bank - HSI Euro Inline Warrants Oct 2021 B 21,000,000 2020/04/28 2021/10/28 10.0848264 HK Bank - HSI Euro Inline Warrants Nov 2021 B 24,000,000 2020/04/28 2021/11/29 10.3248263 HK Bank - HSI Euro Inline Warrants Dec 2021 D 22,000,000 2020/04/28 2021/12/30 10.1248276 BNP Paribas Issuance B.V. - HSI Euro Inline Warrants Dec20 A 20,000,000 2020/04/29 2020/12/30 12.4048277 BNP Paribas Issuance B.V. - HSI Euro Inline Warrants Dec20 B 20,000,000 2020/04/29 2020/12/30 11.0048278 BNP Paribas Issuance B.V. - HSI Euro Inline Warrants Dec20 C 25,000,000 2020/04/29 2020/12/30 11.7548282 HK Bank - AIA Euro Inline Warrants Jan 2021 A 17,000,000 2020/05/05 2021/01/29 10.3748283 HK Bank - AIA Euro Inline Warrants Feb 2021 A 17,000,000 2020/05/05 2021/02/26 10.0348284 HK Bank - CCB Euro Inline Warrants Feb 2021 A 20,000,000 2020/05/05 2021/02/26 10.0048279 HK Bank - Meituan Euro Inline Warrants Jan 2021 A 17,000,000 2020/05/05 2021/01/29 10.2048280 HK Bank - Meituan Euro Inline Warrants Feb 2021 A 21,000,000 2020/05/05 2021/02/26 10.0848287 HK Bank - Ping An Euro Inline Warrants Jan 2021 A 16,000,000 2020/05/05 2021/01/29 10.5648281 HK Bank - Ping An Euro Inline Warrants Feb 2021 A 22,000,000 2020/05/05 2021/02/26 10.1248285 HK Bank - Tencent Euro Inline Warrants Jan 2021 A 22,000,000 2020/05/05 2021/01/29 10.3448286 HK Bank - Tencent Euro Inline Warrants Feb 2021 A 18,000,000 2020/05/05 2021/02/26 10.4448288 HK Bank - Tencent Euro Inline Warrants Apr 2021 A 20,000,000 2020/05/05 2021/04/30 10.4048289 SG Issuer - AIA Euro Inline Warrants Oct 2020 A 20,000,000 2020/05/06 2020/10/30 11.6048290 SG Issuer - AIA Euro Inline Warrants Dec 2020 D 25,000,000 2020/05/06 2020/12/31 12.2548291 SG Issuer - AIA Euro Inline Warrants Mar 2021 A 25,000,000 2020/05/06 2021/03/31 12.2548292 SG Issuer - AIA Euro Inline Warrants Jun 2021 A 25,000,000 2020/05/06 2021/06/30 10.7548293 SG Issuer - AIA Euro Inline Warrants Sep 2021 A 25,000,000 2020/05/06 2021/09/30 10.2548298 Bank Vontobel - CCB Euro Inline Warrants Aug 2020 B 15,000,000 2020/05/06 2020/08/31 10.2648294 Bank Vontobel - HSI Euro Inline Warrants Mar 2021 A 23,000,000 2020/05/06 2021/03/30 10.4448295 Bank Vontobel - HSI Euro Inline Warrants Mar 2021 B 29,000,000 2020/05/06 2021/03/30 10.3248296 Bank Vontobel - HSI Euro Inline Warrants Mar 2021 C 35,000,000 2020/05/06 2021/03/30 10.1948297 Bank Vontobel - HSI Euro Inline Warrants Mar 2021 D 18,000,000 2020/05/06 2021/03/30 10.2248299 Bank Vontobel - Tencent Euro Inline Warrants Aug 2020 A 19,000,000 2020/05/06 2020/08/31 10.1348300 Bank Vontobel - Tencent Euro Inline Warrants Aug 2020 B 32,000,000 2020/05/06 2020/08/31 10.0848301 Bank Vontobel - Tencent Euro Inline Warrants Aug 2020 C 16,000,000 2020/05/06 2020/08/31 10.6648302 J P Morgan SP BV - AIA Euro Inline Warrants Nov 2020 A 26,000,000 2020/05/07 2020/11/30 11.3648303 J P Morgan SP BV - AIA Euro Inline Warrants Nov 2020 B 30,000,000 2020/05/07 2020/11/30 10.6848304 J P Morgan SP BV - AIA Euro Inline Warrants Dec 2020 A 20,000,000 2020/05/07 2020/12/31 12.0648305 J P Morgan SP BV - AIA Euro Inline Warrants Dec 2020 B 20,000,000 2020/05/07 2020/12/31 12.0248306 J P Morgan SP BV - AIA Euro Inline Warrants Jan 2021 A 20,000,000 2020/05/07 2021/01/29 10.4648307 J P Morgan SP BV - AIA Euro Inline Warrants Jan 2021 B 21,000,000 2020/05/07 2021/01/29 10.4648308 J P Morgan SP BV - CCB Euro Inline Warrants Nov 2020 A 28,000,000 2020/05/07 2020/11/30 10.7848309 J P Morgan SP BV - CCB Euro Inline Warrants Nov 2020 B 30,000,000 2020/05/07 2020/11/30 10.2048316 J P Morgan SP BV - HSI Euro Inline Warrants Aug 2020 G 25,000,000 2020/05/07 2020/08/28 10.00




48317 J P Morgan SP BV - HSI Euro Inline Warrants Nov 2020 D 25,000,000 2020/05/07 2020/11/27 10.0548318 J P Morgan SP BV - HSI Euro Inline Warrants Nov 2020 E 25,000,000 2020/05/07 2020/11/27 10.5848319 J P Morgan SP BV - HSI Euro Inline Warrants Nov 2020 F 25,000,000 2020/05/07 2020/11/27 10.1548320 J P Morgan SP BV - HSI Euro Inline Warrants Nov 2020 G 25,000,000 2020/05/07 2020/11/27 10.0048321 J P Morgan SP BV - HSI Euro Inline Warrants Nov 2020 H 33,000,000 2020/05/07 2020/11/27 10.0348310 J P Morgan SP BV - Meituan Euro Inline Warrants Dec 2020 A 30,000,000 2020/05/07 2020/12/31 10.1448311 J P Morgan SP BV - Meituan Euro Inline Warrants Dec 2020 B 28,000,000 2020/05/07 2020/12/31 10.2548312 J P Morgan SP BV - Ping AnEuro Inline Warrants Nov 2020 A 21,000,000 2020/05/07 2020/11/30 10.4848313 J P Morgan SP BV - Ping AnEuro Inline Warrants Nov 2020 B 30,000,000 2020/05/07 2020/11/30 10.2048314 J P Morgan SP BV - Tencent Euro Inline Warrants Nov 2020 A 25,000,000 2020/05/07 2020/11/30 11.7348315 J P Morgan SP BV - Tencent Euro Inline Warrants Nov 2020 B 20,000,000 2020/05/07 2020/11/30 10.0048323 Bank Vontobel - HSI Euro Inline Warrants Aug 2020 E 25,000,000 2020/05/07 2020/08/28 10.3048324 Bank Vontobel - HSI Euro Inline Warrants Aug 2020 F 23,000,000 2020/05/07 2020/08/28 10.0748325 Bank Vontobel - HSI Euro Inline Warrants Aug 2020 G 35,000,000 2020/05/07 2020/08/28 10.1948322 Bank Vontobel - HSI Euro Inline Warrants Mar 2021 E 19,000,000 2020/05/07 2021/03/30 10.4748328 Bank Vontobel - Meituan Euro Inline Warrants Aug 2020 A 29,000,000 2020/05/07 2020/08/31 10.2748329 Bank Vontobel - Meituan Euro Inline Warrants Aug 2020 B 31,000,000 2020/05/07 2020/08/31 10.0848326 Bank Vontobel - Ping AnEuro Inline Warrants Sep 2020 B 24,000,000 2020/05/07 2020/09/30 10.3748327 Bank Vontobel - Ping AnEuro Inline Warrants Oct 2020 C 30,000,000 2020/05/07 2020/10/30 10.2648332 Bank Vontobel - AIA Euro Inline Warrants Aug 2020 A 18,000,000 2020/05/08 2020/08/31 10.4648333 Bank Vontobel - AIA Euro Inline Warrants Sep 2020 C 26,000,000 2020/05/08 2020/09/30 10.1748330 Bank Vontobel - HSI Euro Inline Warrants Oct 2020 G 20,000,000 2020/05/08 2020/10/29 10.1448331 Bank Vontobel - HSI Euro Inline Warrants Oct 2020 H 20,000,000 2020/05/08 2020/10/29 10.4048334 J P Morgan SP BV - Alibaba Euro Inline Warrants Nov 2020 A 20,000,000 2020/05/11 2020/11/30 11.9848335 J P Morgan SP BV - Alibaba Euro Inline Warrants Nov 2020 B 25,000,000 2020/05/11 2020/11/30 10.7848336 J P Morgan SP BV - Alibaba Euro Inline Warrants Nov 2020 C 20,000,000 2020/05/11 2020/11/30 13.7848337 BNP Paribas Issuance B.V. - HSI Euro Inline Warrants Jan21 A 20,000,000 2020/05/15 2021/01/28 12.2048338 BNP Paribas Issuance B.V. - HSI Euro Inline Warrants Jan21 B 20,000,000 2020/05/15 2021/01/28 11.2048339 BNP Paribas Issuance B.V. - HSI Euro Inline Warrants Jan21 C 25,000,000 2020/05/15 2021/01/28 12.0048340 BNP Paribas Issuance B.V. - HSI Euro Inline Warrants Feb21 A 20,000,000 2020/05/15 2021/02/25 11.8048341 BNP Paribas Issuance B.V. - HSI Euro Inline Warrants Feb21 B 20,000,000 2020/05/15 2021/02/25 10.8048342 BNP Paribas Issuance B.V. - HSI Euro Inline Warrants Feb21 C 25,000,000 2020/05/15 2021/02/25 11.7548343 HK Bank - Alibaba Euro Inline Warrants Nov 2020 A 20,000,000 2020/05/21 2020/11/30 10.4048344 HK Bank - Alibaba Euro Inline Warrants Nov 2020 B 19,000,000 2020/05/21 2020/11/30 10.0748345 HK Bank - Alibaba Euro Inline Warrants Dec 2020 A 25,000,000 2020/05/21 2020/12/31 10.0048347 HK Bank - Alibaba Euro Inline Warrants Dec 2020 B 18,000,000 2020/05/21 2020/12/31 10.2648348 HK Bank - Alibaba Euro Inline Warrants Dec 2020 C 25,000,000 2020/05/21 2020/12/31 10.2548349 HK Bank - Alibaba Euro Inline Warrants Jan 2021 A 22,000,000 2020/05/21 2021/01/29 10.3448350 HK Bank - Alibaba Euro Inline Warrants Jan 2021 B 30,000,000 2020/05/21 2021/01/29 10.2048346 HK Bank - Alibaba Euro Inline Warrants Feb 2021 A 20,000,000 2020/05/21 2021/02/26 10.4048351 HK Bank - Alibaba Euro Inline Warrants Feb 2021 B 19,000,000 2020/05/21 2021/02/26 10.0748352 HK Bank - Alibaba Euro Inline Warrants Mar 2021 A 33,000,000 2020/05/21 2021/03/31 10.2348353 BNP Paribas Issuance B.V. - HSI Euro Inline Warrants Mar21A 20,000,000 2020/05/27 2021/03/30 12.8048354 BNP Paribas Issuance B.V. - HSI Euro Inline Warrants Mar21B 20,000,000 2020/05/27 2021/03/30 11.80




48355 BNP Paribas Issuance B.V. - HSI Euro Inline Warrants Mar21C 20,000,000 2020/05/27 2021/03/30 10.0048356 SG Issuer - HSI Euro Inline Warrants Sep 2020 M 25,000,000 2020/05/28 2020/09/29 11.2548357 SG Issuer - HSI Euro Inline Warrants Sep 2020 N 30,000,000 2020/05/28 2020/09/29 11.7048358 SG Issuer - HSI Euro Inline Warrants Sep 2020 O 20,000,000 2020/05/28 2020/09/29 14.0048359 SG Issuer - HSI Euro Inline Warrants Sep 2020 P 25,000,000 2020/05/28 2020/09/29 11.5048360 SG Issuer - HSI Euro Inline Warrants Sep 2020 Q 30,000,000 2020/05/28 2020/09/29 10.2048361 SG Issuer - CCB Euro Inline Warrants Aug 2020 B 35,000,000 2020/05/29 2020/08/31 10.5048362 SG Issuer - CCB Euro Inline Warrants Sep 2020 F 20,000,000 2020/05/29 2020/09/30 11.8048363 SG Issuer - CCB Euro Inline Warrants Nov 2020 A 25,000,000 2020/05/29 2020/11/30 11.0048364 SG Issuer - Ping An Euro Inline Warrants Aug 2020 F 20,000,000 2020/05/29 2020/08/31 11.2048365 SG Issuer - Ping An Euro Inline Warrants Sep 2020 D 20,000,000 2020/05/29 2020/09/30 15.8048366 Bank Vontobel - Alibaba Euro Inline Warrants Nov 2020 A 27,000,000 2020/06/01 2020/11/30 10.1348367 Bank Vontobel - Alibaba Euro Inline Warrants Nov 2020 B 24,000,000 2020/06/01 2020/11/30 10.1348368 Bank Vontobel - Alibaba Euro Inline Warrants Dec 2020 A 30,000,000 2020/06/01 2020/12/31 10.0248369 Bank Vontobel - Alibaba Euro Inline Warrants Dec 2020 B 25,000,000 2020/06/01 2020/12/31 10.2848370 Bank Vontobel - Alibaba Euro Inline Warrants Dec 2020 C 30,000,000 2020/06/01 2020/12/31 10.1448371 Bank Vontobel - Alibaba Euro Inline Warrants Jan 2021 A 29,000,000 2020/06/01 2021/01/29 10.1248372 Bank Vontobel - Alibaba Euro Inline Warrants Jan 2021 B 35,000,000 2020/06/01 2021/01/29 10.0848373 Bank Vontobel - Alibaba Euro Inline Warrants Feb 2021 A 32,000,000 2020/06/01 2021/02/26 10.2448374 Bank Vontobel - Alibaba Euro Inline Warrants Feb 2021 B 25,000,000 2020/06/01 2021/02/26 10.2848375 Bank Vontobel - Alibaba Euro Inline Warrants Mar 2021 A 38,000,000 2020/06/01 2021/03/31 10.2248377 Bank Vontobel - Meituan Euro Inline Warrants Dec 2020 C 32,000,000 2020/06/01 2020/12/31 10.2148378 Bank Vontobel - Meituan Euro Inline Warrants Dec 2020 D 28,000,000 2020/06/01 2020/12/31 10.1148376 Bank Vontobel - Tencent Euro Inline Warrants Nov 2020 C 34,000,000 2020/06/01 2020/11/30 10.3048379 Bank Vontobel - Tencent Euro Inline Warrants Nov 2020 D 26,000,000 2020/06/01 2020/11/30 10.3548395 HK Bank - Alibaba Euro Inline Warrants Dec 2020 D 33,000,000 2020/06/02 2020/12/31 10.2348396 HK Bank - Alibaba Euro Inline Warrants Mar 2021 B 23,000,000 2020/06/02 2021/03/31 10.3548393 HK Bank - Alibaba Euro Inline Warrants Apr 2021 A 20,000,000 2020/06/02 2021/04/30 10.0048394 HK Bank - Alibaba Euro Inline Warrants Jun 2021 A 26,000,000 2020/06/02 2021/06/30 10.1448391 HK Bank - Alibaba Euro Inline Warrants Sep 2021 A 22,000,000 2020/06/02 2021/09/30 10.3448392 HK Bank - Alibaba Euro Inline Warrants Dec 2021 A 33,000,000 2020/06/02 2021/12/31 10.2348389 HK Bank - Meituan Euro Inline Warrants Mar 2021 B 27,000,000 2020/06/02 2021/03/31 10.2648390 HK Bank - Meituan Euro Inline Warrants Sep 2021 A 30,000,000 2020/06/02 2021/09/30 10.2048397 HK Bank - Meituan Euro Inline Warrants Dec 2021 A 26,000,000 2020/06/02 2021/12/31 10.1448388 HK Bank - Tencent Euro Inline Warrants Mar 2021 B 31,000,000 2020/06/02 2021/03/31 10.2348380 SG Issuer - Alibaba Euro Inline Warrants Dec 2020 A 30,000,000 2020/06/02 2020/12/01 11.7048381 SG Issuer - Alibaba Euro Inline Warrants Dec 2020 B 25,000,000 2020/06/02 2020/12/01 11.7548382 SG Issuer - Alibaba Euro Inline Warrants Dec 2020 C 20,000,000 2020/06/02 2020/12/01 10.4048383 SG Issuer - Alibaba Euro Inline Warrants Dec 2020 D 25,000,000 2020/06/02 2020/12/01 12.2548384 SG Issuer - Alibaba Euro Inline Warrants Dec 2020 E 25,000,000 2020/06/02 2020/12/01 11.0048387 SG Issuer - Alibaba Euro Inline Warrants Dec 2020 F 35,000,000 2020/06/02 2020/12/31 11.5548385 SG Issuer - Alibaba Euro Inline Warrants Jan 2021 A 30,000,000 2020/06/02 2021/01/29 10.8048386 SG Issuer - Tencent Euro Inline Warrants Dec 2020 C 35,000,000 2020/06/02 2020/12/01 11.5548402 Bank Vontobel - HSI Euro Inline Warrants Jan 2021 F 18,000,000 2020/06/02 2021/01/28 10.22




48398 Bank Vontobel - HSI Euro Inline Warrants Feb 2021 A 22,000,000 2020/06/02 2021/02/25 10.0148399 Bank Vontobel - HSI Euro Inline Warrants Feb 2021 B 17,000,000 2020/06/02 2021/02/25 10.5648400 Bank Vontobel - HSI Euro Inline Warrants Feb 2021 C 20,000,000 2020/06/02 2021/02/25 10.3048401 Bank Vontobel - HSI Euro Inline Warrants Feb 2021 D 30,000,000 2020/06/02 2021/02/25 10.2348403 Bank Vontobel - HSI Euro Inline Warrants Feb 2021 E 18,000,000 2020/06/02 2021/02/25 10.4248404 SG Issuer - Tencent Euro Inline Warrants Dec 2020 D 25,000,000 2020/06/03 2020/12/02 12.5048405 SG Issuer - Tencent Euro Inline Warrants Dec 2020 E 25,000,000 2020/06/03 2020/12/02 10.5048406 J P Morgan SP BV - Alibaba Euro Inline Warrants Dec 2020 A 20,000,000 2020/06/04 2020/12/31 11.4248407 J P Morgan SP BV - Alibaba Euro Inline Warrants Dec 2020 B 20,000,000 2020/06/04 2020/12/31 10.0848408 J P Morgan SP BV - Alibaba Euro Inline Warrants Dec 2020 C 28,000,000 2020/06/04 2020/12/31 10.2848412 J P Morgan SP BV - CCB Euro Inline Warrants Dec 2020 A 15,000,000 2020/06/04 2020/12/31 12.2348413 J P Morgan SP BV - CCB Euro Inline Warrants Dec 2020 B 25,000,000 2020/06/04 2020/12/31 10.0048419 J P Morgan SP BV - HSI Euro Inline Warrants Dec 2020 E 20,000,000 2020/06/04 2020/12/30 16.7848420 J P Morgan SP BV - HSI Euro Inline Warrants Dec 2020 F 26,000,000 2020/06/04 2020/12/30 10.0648421 J P Morgan SP BV - HSI Euro Inline Warrants Dec 2020 G 33,000,000 2020/06/04 2020/12/30 10.7348422 J P Morgan SP BV - HSI Euro Inline Warrants Dec 2020 H 20,000,000 2020/06/04 2020/12/30 10.0248423 J P Morgan SP BV - HSI Euro Inline Warrants Dec 2020 I 22,000,000 2020/06/04 2020/12/30 10.2548416 J P Morgan SP BV - Meituan Euro Inline Warrants Dec 2020 C 20,000,000 2020/06/04 2020/12/31 10.3048417 J P Morgan SP BV - Meituan Euro Inline Warrants Dec 2020 D 25,000,000 2020/06/04 2020/12/31 11.6048418 J P Morgan SP BV - Meituan Euro Inline Warrants Dec 2020 E 15,000,000 2020/06/04 2020/12/31 12.7748414 J P Morgan SP BV - Ping An Euro Inline Warrants Dec 2020 A 20,000,000 2020/06/04 2020/12/31 12.5048415 J P Morgan SP BV - Ping An Euro Inline Warrants Dec 2020 B 28,000,000 2020/06/04 2020/12/31 11.5448409 J P Morgan SP BV - Tencent Euro Inline Warrants Dec 2020 A 29,000,000 2020/06/04 2020/12/31 10.3548410 J P Morgan SP BV - Tencent Euro Inline Warrants Dec 2020 B 20,000,000 2020/06/04 2020/12/31 10.0448411 J P Morgan SP BV - Tencent Euro Inline Warrants Dec 2020 C 18,000,000 2020/06/04 2020/12/31 11.5948424 SG Issuer - Tencent Euro Inline Warrants Sep 2020 J 30,000,000 2020/06/08 2020/09/30 11.4048425 SG Issuer - Tencent Euro Inline Warrants Oct 2020 C 25,000,000 2020/06/08 2020/10/30 11.2548426 SG Issuer - Tencent Euro Inline Warrants Jan 2021 A 25,000,000 2020/06/08 2021/01/29 10.5048436 HK Bank - HSI Euro Inline Warrants Sep 2022 C 20,000,000 2020/06/30 2022/09/29 10.0048435 HK Bank - HSI Euro Inline Warrants Dec 2022 C 21,000,000 2020/06/30 2022/12/29 10.2948432 HK Bank - HSI Euro Inline Warrants Jun 2023 A 22,000,000 2020/06/30 2023/06/29 10.1248433 HK Bank - HSI Euro Inline Warrants Jun 2023 B 25,000,000 2020/06/30 2023/06/29 10.2548434 HK Bank - HSI Euro Inline Warrants Jul 2023 A 24,000,000 2020/06/30 2023/07/28 10.3248428 HK Bank - HSI Euro Inline Warrants Aug 2023 A 33,000,000 2020/06/30 2023/08/30 10.2348429 HK Bank - HSI Euro Inline Warrants Sep 2023 A 35,000,000 2020/06/30 2023/09/28 10.1548430 HK Bank - HSI Euro Inline Warrants Sep 2023 B 28,000,000 2020/06/30 2023/09/28 10.3648431 HK Bank - HSI Euro Inline Warrants Oct 2023 A 23,000,000 2020/06/30 2023/10/30 10.1248427 HK Bank - HSI Euro Inline Warrants Nov 2023 A 22,000,000 2020/06/30 2023/11/29 10.12

總額 2,772.68

# 進一步發行

主板債務證券


債券交易統計

成交金額外匯基金票據（百萬港元）市埸總值（百萬港元）

2019 第2季 112.77 16,566.96 第3季 239.99 13,294.79 第4季 164.91 13,255.372020 第1季 319.42 15,099.72 第2季 301.09 15,696.77

債券面值

發行數目面值（百萬港元）

2019 第2季 1,291 4,908,086.43 第3季 1,347 5,086,272.01 第4季 1,388 5,204,984.022020 第1季 1,421 5,230,149.11 第2季 1,444 5,312,678.21

新上市統計－債券

新上市債券數目集資金額（百萬港元）

2019 第2季 107 353,472.05 第3季 107 349,112.45 第4季 112 369,156.622020 第1季 91 305,402.74 第2季 90 373,669.32

主板債務證券


新上市債券2020第2季

股份集資金額代號債券發行本金上市日期到期日（百萬港元）40026 # 昆明市城建投資開發有限責任公司5.80%票據2022年 USD 200,000,000 2020/04/01 2022/10/17 1,554.2340199 友邦保險控股有限公司3.375%票據2030年 USD 1,000,000,000 2020/04/08 2030/04/07 7,777.0740198 IFC Development (Corp Treasury) Ltd. 2.67%有擔保票據2030年 HKD 2,000,000,000 2020/04/09 2030/04/08 2,000.0040019 # Hongkong Ideal Investment Ltd. 14.75%有擔保優先票據2022年 USD 40,000,000 2020/04/15 2022/10/08 311.8640200 PETRONAS Capital Ltd. 3.50%有擔保票據2030年 USD 2,250,000,000 2020/04/22 2030/04/21 17,328.1740201 PETRONAS Capital Ltd. 4.55%有擔保票據2050年 USD 2,750,000,000 2020/04/22 2050/04/21 21,450.0040202 PETRONAS Capital Ltd. 4.80%有擔保票據2060年 USD 1,000,000,000 2020/04/22 2060/04/21 7,800.0040025 # 東方資本有限公司7.00%有擔保債券2022年 USD 40,000,000 2020/04/22 2022/10/17 313.5940203 Sunny Express Enterprises Corp. 2.625%有擔保票據2025年 USD 300,000,000 2020/04/24 2025/04/23 2,338.8140204 Sunny Express Enterprises Corp. 3.125%有擔保票據2030年 USD 600,000,000 2020/04/24 2030/04/23 4,667.6504215 # 中華人民共和國香港特別行政區1.10%債券2023年 HKD 4,000,000,000 2020/04/24 2023/01/17 4,060.0040205 聯想集團有限公司5.875%票據2025年 USD 650,000,000 2020/04/27 2025/04/25 5,070.0040206 香港國際（青島）有限公司3.99%債券2023年 USD 300,000,000 2020/04/28 2023/04/27 2,340.0040207 平度市國有資產經營管理有限公司5.75%有擔保債券2023 USD 200,000,000 2020/04/29 2023/04/28 1,560.0040208 香港按揭證券有限公司1.18%票據2022年 HKD 580,000,000 2020/05/04 2022/04/29 580.0040209 Xiaomi Best Time International Ltd. 3.375%優先票據2030年 USD 600,000,000 2020/05/04 2030/04/29 4,621.2740210 金山軟件有限公司0.625%可換股債券2025年 HKD 3,100,000,000 2020/05/04 2025/04/29 3,100.0040213 時代中國控股有限公司6.00%優先票據2021年 USD 200,000,000 2020/05/07 2021/05/05 1,560.0040211 Wharf REIC Finance (BVI) Ltd. 2.375%有擔保票據2025年 USD 450,000,000 2020/05/08 2025/05/07 3,498.6640212 Wharf REIC Finance (BVI) Ltd. 2.875%有擔保票據2030年 USD 300,000,000 2020/05/08 2030/05/07 2,314.1040214 水發國際控股 (BVI)有限公司4.30%有擔保債券2023年 USD 350,000,000 2020/05/11 2023/05/08 2,730.0040215 紅河發展集團有限公司7.00%債券2023年 USD 108,000,000 2020/05/11 2023/05/08 842.4040216 Amber Treasure Ventures Ltd. 3.50%信用增強票據2022年 USD 500,000,000 2020/05/11 2022/05/08 3,900.0040205 # 聯想集團有限公司5.875%票據2025年 USD 350,000,000 2020/05/13 2025/04/25 2,757.3040217 SHK Ppt (Capital Market) Ltd. 2.75%有擔保票據2030年 USD 500,000,000 2020/05/14 2030/05/13 3,875.6740220 Sinopec Grp Overseas Dev (2018) Ltd. 2.15%優先票據2025年 USD 1,000,000,000 2020/05/14 2025/05/13 7,790.8040221 Sinopec Grp Overseas Dev (2018) Ltd. 2.70%優先票據2030年 USD 1,500,000,000 2020/05/14 2030/05/13 11,641.0440222 Sinopec Grp Overseas Dev (2018) Ltd. 3.35%優先票據2050年 USD 500,000,000 2020/05/14 2050/05/13 3,900.0040219 AMTD International Inc.優先永久證券 USD 200,000,000 2020/05/15 – 1,560.0004230 # 中華人民共和國香港特別行政區1.68%債券2026年 HKD 2,500,000,000 2020/05/15 2026/01/21 2,668.0040218 Weimob Investment Ltd. 1.50%有擔保可換股債券2025年 USD 150,000,000 2020/05/18 2025/05/15 1,170.0040223 NWD (MTN) Ltd. 4.50%有擔保票據2030年 USD 600,000,000 2020/05/20 2020/05/19 4,676.2604080 香港金融管理局0.33%外匯基金票據2022年 HKD 1,200,000,000 2020/05/22 2022/05/23 1,200.3640224 中升集團控股有限公司零息可換股債券2025年 HKD 4,560,000,000 2020/05/22 2025/05/21 4,560.0040225 正榮地產集團有限公司8.35%優先票據2024年 USD 200,000,000 2020/05/22 2024/03/10 1,558.7740226 產投海外有限公司3.80%有擔保票據2021年 USD 300,000,000 2020/05/22 2021/05/20 2,340.0040229 香港按揭證券有限公司0.97%票據2023年A HKD 1,000,000,000 2020/05/27 2023/05/30 1,000.0040231 西安航天高技術產業發展有限公司3.95%信用增強債券2023年 USD 200,000,000 2020/05/27 2023/05/26 1,560.0040227 Henderson Land MTN Ltd. 2.375%票據2025年 USD 300,000,000 2020/05/28 2025/05/27 2,333.1040228 香港按揭證券有限公司0.66%票據2023年 USD 50,000,000 2020/05/28 2023/05/27 390.0040230 濟寧高新城建投資有限公司5.50%債券2023年 USD 118,000,000 2020/05/28 2023/05/27 920.40

主板債務證券


股份集資金額代號債券發行本金上市日期到期日（百萬港元）40233 壽光市城市建設投資開發有限公司3.50%信用增強債券2023年 USD 40,000,000 2020/05/29 2023/04/28 312.0040234 天津臨港投資控股有限公司3.70%信用增強票據2023年 USD 68,000,000 2020/05/29 2023/05/28 530.4040235 香港按揭證券有限公司1.00%票據2023年 HKD 400,000,000 2020/05/29 2023/05/30 400.0040232 東亞銀行有限公司有期限次級票據2030年 USD 600,000,000 2020/06/01 2030/05/29 4,660.9105642 # 常德市經濟建設投資集團有限公司6.60%債券2022年 USD 100,000,000 2020/06/02 2022/08/15 785.7740236 Hysan (MTN) Ltd. 2.875%有擔保票據2027年 USD 400,000,000 2020/06/03 2027/06/02 3,098.4740244 湘潭城鄉建設發展集團有限公司4.00%債券2023年 USD 105,000,000 2020/06/03 2023/06/02 819.0040237 CITIC Securities Finance MTN Co., Ltd. 1.75%有擔保票據2023年 USD 500,000,000 2020/06/04 2023/06/03 3,899.7740238 CITIC Securities Finance MTN Co., Ltd. 2.00%有擔保票據2025年 USD 500,000,000 2020/06/04 2025/06/03 3,894.6640239 騰訊控股有限公司1.81%優先票據2026年 USD 1,000,000,000 2020/06/04 2026/01/26 7,799.0640240 騰訊控股有限公司2.39%優先票據2030年 USD 2,250,000,000 2020/06/04 2030/06/03 17,545.2540241 騰訊控股有限公司3.24%優先票據2050年 USD 2,000,000,000 2020/06/04 2050/06/03 15,591.1040242 騰訊控股有限公司3.29%優先票據2060年 USD 750,000,000 2020/06/04 2060/06/03 5,846.1440243 江蘇悅達集團有限公司5.70%債券2023年 USD 100,000,000 2020/06/05 2023/06/04 780.0040245 Blue Bright Ltd. 2.50%有擔保債券2025年 USD 400,000,000 2020/06/05 2025/06/04 3,104.4340246 金沙中國有限公司3.80%優先票據2026年 USD 800,000,000 2020/06/05 2026/01/08 6,233.8240247 金沙中國有限公司4.375%優先票據2030年 USD 700,000,000 2020/06/05 2030/06/18 5,437.0740248 Hongkong Electric Finance Ltd. 2.25%票據2030年 USD 500,000,000 2020/06/10 2030/06/09 3,875.4340249 銀川通聯資本投資運營有限公司4.45%債券2023年 USD 260,000,000 2020/06/11 2023/06/10 2,028.0040251 Amber Treasure Ventures Ltd. 2.90%信用增強票據2022年 USD 350,000,000 2020/06/12 2022/06/11 2,730.0040227 # Henderson Land MTN Ltd. 2.375%票據2025年 USD 200,000,000 2020/06/12 2025/05/27 1,564.0740253 Champion MTN Ltd. 2.95%有擔保票據2030年 USD 300,000,000 2020/06/16 2030/06/15 2,307.2440250 正榮地產集團有限公司8.30%優先票據2023年 USD 200,000,000 2020/06/16 2023/09/15 1,559.0640252 YONGDA Investment Ltd. 2.25%有擔保債券2025年 USD 600,000,000 2020/06/17 2025/06/16 4,654.5440254 Greenland Global Investment Ltd. 6.25%票據2022年 USD 500,000,000 2020/06/17 2022/12/16 3,889.0040255 鄭州航空港興港投資集團有限公司3.40%票據2023年 USD 300,000,000 2020/06/18 2023/06/17 2,340.0040256 中國蒙牛乳業有限公司1.875%債券2025年 USD 500,000,000 2020/06/18 2025/06/17 3,881.5240257 中國蒙牛乳業有限公司2.50%債券2030年 USD 300,000,000 2020/06/18 2030/06/17 2,330.3440022 # 山東海運國際發展有限公司5.90%有擔保債券2022年 USD 40,000,000 2020/06/18 2022/10/17 311.9940258 美高梅中國控股有限公司5.25%優先票據2025年 USD 500,000,000 2020/06/19 2025/06/18 3,900.0040264 長興交通投資集團有限公司4.10%債券2023年 USD 110,000,000 2020/06/19 2023/06/18 858.0004227 # 中華人民共和國香港特別行政區2.13%債券2030年 HKD 1,700,000,000 2020/06/19 2030/07/16 1,920.4940259 永利澳門有限公司5.50%優先票據2026年 USD 750,000,000 2020/06/22 2026/01/15 5,850.0040260 Castle Peak Power Finance Co. Ltd. 2.20%票據2030年 USD 350,000,000 2020/06/23 2030/06/22 2,706.4740262 NWD Finance (BVI) Ltd.有擔保優先永久資本證券 USD 650,000,000 2020/06/23 – 5,070.0040263 咸陽金融控股集團有限公司3.80%信用增強債券2023年 USD 100,000,000 2020/06/23 2023/06/22 780.0040265 香港按揭證券有限公司0.95%票據2022年 HKD 500,000,000 2020/06/23 2022/06/22 500.0040261 中國華電海外發展2018有限公司優先有擔保永久證券 USD 500,000,000 2020/06/24 – 3,900.0040266 Skyland Mining (BVI) Ltd. 2.80%有擔保債券2023年 USD 300,000,000 2020/06/24 2023/06/23 2,337.3340268 恒健國際投資有限公司1.875%有擔保債券2025年 USD 500,000,000 2020/06/24 2025/06/23 3,883.7440269 CNPC Global Capital Ltd. 1.125%有擔保債券2023年 USD 600,000,000 2020/06/24 2023/06/23 4,679.44

主板債務證券


股份集資金額代號債券發行本金上市日期到期日（百萬港元）40270 CNPC Global Capital Ltd. 1.35%有擔保債券2025年 USD 900,000,000 2020/06/24 2025/06/23 7,011.8640271 CNPC Global Capital Ltd. 2.00%有擔保債券2030年 USD 500,000,000 2020/06/24 2030/06/23 3,871.9640267 嵊州市投資控股有限公司4.08%債券2023年 USD 250,000,000 2020/06/26 2023/06/24 1,950.0040277 COSL Singapore Capital Ltd. 1.875%有擔保優先票據2025年 USD 500,000,000 2020/06/26 2025/06/24 3,894.8240278 COSL Singapore Capital Ltd. 2.50%有擔保優先票據2030年 USD 300,000,000 2020/06/26 2030/06/24 2,318.7140274 Bluestar Finance Holdings Ltd.次級有擔保永久證券 USD 500,000,000 2020/06/26 – 3,900.0040284 中國建設銀行股份有限公司二級資本債券2030年 USD 2,000,000,000 2020/06/26 2030/06/24 15,570.0440286 佳源國際控股有限公司11.75%優先票據2021年 USD 120,000,000 2020/06/26 2021/06/23 933.8740275 中國蒙牛乳業有限公司1.50%可換股債券2023年 USD 100,000,000 2020/06/26 2023/06/24 780.0040279 Bank of China Ltd., Hong Kong Branch 1.25%票據2025年 USD 600,000,000 2020/06/26 2025/06/24 4,655.2040280 Bank of China Ltd., Hong Kong Branch浮息票據2023年 USD 400,000,000 2020/06/26 2023/06/24 3,120.0040276 渣打集團有限公司永久後償或有可轉換證券E USD 1,000,000,000 2020/06/29 – 7,799.3840281 太原市龍城發展投資集團有限公司3.70%票據2023年 USD 300,000,000 2020/06/29 2023/06/26 2,340.0040282 景瑞控股有限公司12.00%優先票據2022年 USD 150,000,000 2020/06/29 2022/09/26 1,168.5740283 銀城國際控股有限公司12.00%優先票據2021年 USD 140,000,000 2020/06/29 2021/06/25 1,077.1940272 中梁控股集團有限公司8.75%優先票據2021年 USD 250,000,000 2020/06/30 2021/06/27 1,940.9540285 Strategic International Group Ltd.零息有擔保可換股債券2025年 EUR 320,000,000 2020/06/30 2025/06/29 2,782.8240287 巨智環球有限公司5.625%有擔保票據2021年 USD 300,000,000 2020/06/30 2021/06/28 2,340.00總額 373,669.32

# 進一步發行

主板單位信託及互惠基金


單位信託及互惠基金交易統計

交易所槓桿及房地產投資買賣基金反向產品信託基金 (ETF) (L&I Products) (REITs) 其他合計佔市場（百萬港元）（百萬港元）（百萬港元）（百萬港元）（百萬港元）百份比

2019 第2季 320,187.84 27,260.07 31,098.07 23.36 378,569.33 6.79 第3季 270,633.80 50,710.39 45,153.02 21.28 366,518.49 7.34 第4季 224,727.67 45,633.27 39,435.74 38.35 309,835.02 6.492020 第1季 387,806.77 97,001.95 50,149.90 71.43 535,030.05 7.15 第2季 260,618.62 122,238.18 38,521.75 15.38 421,393.92 6.17

註：成交金額包括非港元交易買賣的證券

單位信託及互惠基金市值

交易所槓桿及房地產投資買賣基金反向產品信託基金 (ETF) (L&I Products) (REITs) 其他合計發行數目（百萬港元）發行數目（百萬港元）發行數目（百萬港元）發行數目（百萬港元）發行數目（百萬港元）

2019 第2季 114 582,193.93 23 7,296.53 11 331,090.25 1 639.39 149 921,220.10 第3季 117 631,343.22 24 7,589.72 11 292,015.66 1 639.39 153 931,587.98 第4季 111 671,496.58 24 7,543.00 12 288,708.06 1 752.14 148 968,499.792020 第1季 107 648,207.86 24 7,476.30 12 226,773.06 1 502.71 144 882,959.93 第2季 108 798,018.79 26 9,966.12 12 216,522.80 1 596.21 147 1,025,103.93

新上市統計－單位信託及互惠基金

新上市單位信託集資金額及互惠基金數目（百萬港元）

2019 第2季 3 – 第3季 7 – 第4季 2 0.002020 第1季 5 – 第2季 3 –

主板單位信託及互惠基金


新上市單位信託及互惠基金2020第2季

上市時之集資金額股份代號單位信託及互惠基金基金經理發行價（港元）發行單位（百萬港元）認購倍數上市日期

07266 南方東英納斯達克100指數南方東英資產管理有限公司 n.a. n.a. n.a. n.a. 2020/05/15 每日槓桿 (2x)產品07299 南方東英黃金期貨每日槓桿 (2x)產品南方東英資產管理有限公司 n.a. n.a. n.a. n.a. 2020/06/0503091/09091 日興資產管理電子遊戲主動型ETF 日興資產管理香港有限公司 n.a. n.a. n.a. n.a. 2020/06/16

主板可收回牛熊證


牛熊證交易統計

數目牛熊證市價總值交易總額（百萬港元）（百萬港元）

2019 第2季 3,884 109,546.95 493,005.18 第3季 3,684 92,124.47 481,965.34 第4季 3,298 86,307.46 423,011.822020 第1季 4,013 169,920.86 589,667.58 第2季 4,695 148,866.64 578,857.45

新上市牛熊證統計

新上市牛熊證數目集資金額（百萬港元）

2019 第2季 6,036 216,341.07 第3季 6,528 246,999.38 第4季 5,701 203,533.522020 第1季 10,246 358,188.08 第2季 8,674 298,346.18



新上市牛熊證2020第2季

股份上市時之集資金額代號牛熊證發行單位上市日期到期日（百萬港元）

55636 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Sep 2020 P 60,000,000 2020/04/01 2020/09/30 15.0055588 BOCI Asia Ltd. - HSI R Bull CBBC Oct 2022 T 150,000,000 2020/04/01 2022/10/28 37.5055599 BOCI Asia Ltd. - HSI R Bull CBBC Oct 2022 U 150,000,000 2020/04/01 2022/10/28 37.5055603 BOCI Asia Ltd. - HSI R Bull CBBC Oct 2022 V 150,000,000 2020/04/01 2022/10/28 37.5054915 BNP Paribas Issuance B.V. - HKEX R Bull CBBC Sep 2020 I 50,000,000 2020/04/01 2020/09/29 12.5053243 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 C 150,000,000 2020/04/01 2022/12/29 37.5055199 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 D 150,000,000 2020/04/01 2022/12/29 37.5055224 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 E 150,000,000 2020/04/01 2022/12/29 37.5053036 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 H 250,000,000 2020/04/01 2020/12/30 62.5053091 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 I 250,000,000 2020/04/01 2020/12/30 62.5053142 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 J 250,000,000 2020/04/01 2020/12/30 62.5053242 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 K 250,000,000 2020/04/01 2020/12/30 62.5054327 BNP Paribas Issuance B.V. - Meituan R Bull CBBC Dec 2020 Q 50,000,000 2020/04/01 2020/12/30 12.5054803 BNP Paribas Issuance B.V. - Meituan R Bull CBBC Dec 2020 R 50,000,000 2020/04/01 2020/12/30 12.5055198 BNP Paribas Issuance B.V. - Ping An R Bull CBBC Sep 2020 U 200,000,000 2020/04/01 2020/09/29 50.0054080 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Nov 2020 C 50,000,000 2020/04/01 2020/11/27 12.5054131 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Nov 2020 D 50,000,000 2020/04/01 2020/11/27 12.5054229 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Dec 2020 A 50,000,000 2020/04/01 2020/12/30 12.5054130 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Dec 2020 H 50,000,000 2020/04/01 2020/12/30 12.5054233 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Dec 2020 G 50,000,000 2020/04/01 2020/12/30 12.5054299 BNP Paribas Issuance B.V. - Xiaomi R Bull CBBC Nov 2020 R 50,000,000 2020/04/01 2020/11/27 12.5056174 Credit Suisse AG - AIA R Bull CBBC Sep 2020 E 70,000,000 2020/04/01 2020/09/29 17.5056178 Credit Suisse AG - AIA R Bear CBBC Jul 2020 E 70,000,000 2020/04/01 2020/07/30 17.5056163 Credit Suisse AG - Geely Auto R Bull CBBC Sep 2020 D 40,000,000 2020/04/01 2020/09/29 10.0056164 Credit Suisse AG - HKEX R Bull CBBC Sep 2020 E 50,000,000 2020/04/01 2020/09/29 12.5056353 Credit Suisse AG - HSI R Bull CBBC Sep 2022 F 200,000,000 2020/04/01 2022/09/29 50.0056416 Credit Suisse AG - HSI R Bull CBBC Sep 2022 G 200,000,000 2020/04/01 2022/09/29 50.0056458 Credit Suisse AG - HSI R Bull CBBC Sep 2022 H 200,000,000 2020/04/01 2022/09/29 50.0056311 Credit Suisse AG - HSI R Bull CBBC Nov 2022 K 200,000,000 2020/04/01 2022/11/29 50.0056299 Credit Suisse AG - HSI R Bull CBBC Nov 2022 M 200,000,000 2020/04/01 2022/11/29 50.0056396 Credit Suisse AG - HSI R Bull CBBC Dec 2022 O 300,000,000 2020/04/01 2022/12/29 75.0056306 Credit Suisse AG - HSI R Bull CBBC Dec 2022 V 300,000,000 2020/04/01 2022/12/29 75.0056139 Credit Suisse AG - HSI R Bear CBBC Oct 2020 V 200,000,000 2020/04/01 2020/10/29 50.0056144 Credit Suisse AG - HSI R Bear CBBC Oct 2020 W 200,000,000 2020/04/01 2020/10/29 50.0056267 Credit Suisse AG - HSI R Bear CBBC Nov 2020 E 200,000,000 2020/04/01 2020/11/27 50.0056151 Credit Suisse AG - HSI R Bear CBBC Nov 2020 Y 200,000,000 2020/04/01 2020/11/27 50.0056162 Credit Suisse AG - HSI R Bear CBBC Nov 2020 Z 200,000,000 2020/04/01 2020/11/27 50.0056143 Credit Suisse AG - HSI R Bear CBBC Dec 2020 U 200,000,000 2020/04/01 2020/12/30 50.0056238 Credit Suisse AG - HSI R Bear CBBC Dec 2020 V 200,000,000 2020/04/01 2020/12/30 50.0056239 Credit Suisse AG - HSI R Bear CBBC Dec 2020 W 200,000,000 2020/04/01 2020/12/30 50.0056265 Credit Suisse AG - HSI R Bear CBBC Dec 2020 X 200,000,000 2020/04/01 2020/12/30 50.0056276 Credit Suisse AG - HSI R Bear CBBC Dec 2020 Y 200,000,000 2020/04/01 2020/12/30 50.0056233 Credit Suisse AG - Meituan Dianping R Bull CBBC Oct 2020 D 80,000,000 2020/04/01 2020/10/29 20.00




56223 Credit Suisse AG - Ping An R Bull CBBC Nov 2020 M 80,000,000 2020/04/01 2020/11/27 20.0056214 Credit Suisse AG - SUNAC R Bull CBBC Nov 2020 C 80,000,000 2020/04/01 2020/11/27 20.0056227 Credit Suisse AG - Sunny Optical R Bull CBBC Nov 2020 D 40,000,000 2020/04/01 2020/11/27 10.0056165 Credit Suisse AG - Tencent R Bull CBBC Oct 2020 F 50,000,000 2020/04/01 2020/10/29 12.5057836 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Sep 2020 D 60,000,000 2020/04/01 2020/09/28 15.0057755 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 F 160,000,000 2020/04/01 2023/02/27 40.0057781 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 G 160,000,000 2020/04/01 2023/02/27 40.0057799 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 H 160,000,000 2020/04/01 2023/02/27 40.0057815 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 Z 160,000,000 2020/04/01 2023/02/27 40.0057721 Goldman Sachs SP (Asia) - HSI R Bull CBBC Mar 2023 K 160,000,000 2020/04/01 2023/03/30 40.0057737 Goldman Sachs SP (Asia) - HSI R Bull CBBC Mar 2023 M 160,000,000 2020/04/01 2023/03/30 40.0057738 Goldman Sachs SP (Asia) - HSI R Bull CBBC Mar 2023 N 160,000,000 2020/04/01 2023/03/30 40.0057748 Goldman Sachs SP (Asia) - HSI R Bull CBBC Mar 2023 O 160,000,000 2020/04/01 2023/03/30 40.0057753 Goldman Sachs SP (Asia) - HSI R Bull CBBC Mar 2023 P 160,000,000 2020/04/01 2023/03/30 40.0057757 Goldman Sachs SP (Asia) - HSI R Bull CBBC Mar 2023 Q 160,000,000 2020/04/01 2023/03/30 40.0056863 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 Z 160,000,000 2020/04/01 2020/10/29 40.0056492 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 X 160,000,000 2020/04/01 2020/12/30 40.0056515 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 Y 160,000,000 2020/04/01 2020/12/30 40.0056961 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 J 160,000,000 2020/04/01 2021/02/25 40.0057092 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 K 160,000,000 2020/04/01 2021/02/25 40.0057184 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 L 160,000,000 2020/04/01 2021/02/25 40.0057255 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 M 160,000,000 2020/04/01 2021/02/25 40.0057304 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 N 160,000,000 2020/04/01 2021/02/25 40.0058766 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 O 160,000,000 2020/04/01 2021/02/25 40.0058779 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 P 160,000,000 2020/04/01 2021/02/25 40.0058822 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 Q 160,000,000 2020/04/01 2021/02/25 40.0058920 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 R 160,000,000 2020/04/01 2021/02/25 40.0058980 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 S 160,000,000 2020/04/01 2021/02/25 40.0058998 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 T 160,000,000 2020/04/01 2021/02/25 40.0058726 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Nov 2020 E 60,000,000 2020/04/01 2020/11/30 15.0058237 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Sep 2020 M 60,000,000 2020/04/01 2020/09/28 15.0058240 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Mar 2021 M 80,000,000 2020/04/01 2021/03/01 20.0058474 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Mar 2021 N 80,000,000 2020/04/01 2021/03/01 20.0058533 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Sep 2020 A 60,000,000 2020/04/01 2020/09/28 15.0058727 Goldman Sachs SP (Asia) - Xiaomi R Bull CBBC Nov 2020 A 60,000,000 2020/04/01 2020/11/30 15.0053006 HK Bank - AIA R Bull CBBC Oct 2020 D 60,000,000 2020/04/01 2020/10/05 15.0052809 HK Bank - CSPC Pharma R Bull CBBC Oct 2020 A 40,000,000 2020/04/01 2020/10/12 10.0052848 HK Bank - China Tower R Bull CBBC Dec 2020 A 40,000,000 2020/04/01 2020/12/14 10.0053015 HK Bank - Geely Auto R Bull CBBC Sep 2020 B 40,000,000 2020/04/01 2020/09/21 10.0052807 HK Bank - HKEX R Bull CBBC Oct 2020 B 40,000,000 2020/04/01 2020/10/05 10.0052658 HK Bank - HSI R Bull CBBC Sep 2022 H 100,000,000 2020/04/01 2022/09/29 25.0052718 HK Bank - HSI R Bull CBBC Sep 2022 M 100,000,000 2020/04/01 2022/09/29 25.0052636 HK Bank - HSI R Bear CBBC Sep 2020 J 100,000,000 2020/04/01 2020/09/29 25.0052637 HK Bank - Meituan Dianping R Bull CBBC Sep 2020 B 40,000,000 2020/04/01 2020/09/07 10.0052849 HK Bank - SUNAC R Bull CBBC Sep 2020 C 40,000,000 2020/04/01 2020/09/07 10.00




52729 HK Bank - Tencent R Bull CBBC Aug 2020 D 40,000,000 2020/04/01 2020/08/24 10.0052754 HK Bank - Tencent R Bull CBBC Sep 2020 D 100,000,000 2020/04/01 2020/09/14 25.0052808 HK Bank - Tencent R Bear CBBC Aug 2020 Q 40,000,000 2020/04/01 2020/08/20 10.0055741 Haitong Int’l Sec - China Life R Bull CBBC Mar 2021 B 40,000,000 2020/04/01 2021/03/30 10.0055740 Haitong Int’l Sec - Galaxy Ent R Bull CBBC Dec 2020 B 40,000,000 2020/04/01 2020/12/30 10.0055729 Haitong Int’l Sec - HSI R Bull CBBC Jan 2023 L 150,000,000 2020/04/01 2023/01/30 37.5055742 Haitong Int’l Sec - HSI R Bull CBBC Jan 2023 M 150,000,000 2020/04/01 2023/01/30 37.5055749 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 M 150,000,000 2020/04/01 2020/11/27 37.5055727 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 A 150,000,000 2020/04/01 2021/01/28 37.5055728 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 B 150,000,000 2020/04/01 2021/01/28 37.5055739 Haitong Int’l Sec - Meituan Dianping R Bull CBBC Oct 2020 F 40,000,000 2020/04/01 2020/10/16 10.0055730 Haitong Int’l Sec - Tencent R Bull CBBC Nov 2020 H 40,000,000 2020/04/01 2020/11/20 10.0055731 Haitong Int’l Sec - Tencent R Bull CBBC Nov 2020 I 40,000,000 2020/04/01 2020/11/20 10.0055691 J P Morgan SP BV - Alibaba Group R Bull CBBC Aug 2020 E 80,000,000 2020/04/01 2020/08/14 20.0055764 J P Morgan SP BV - HSI R Bull CBBC Oct 2022 H 200,000,000 2020/04/01 2022/10/28 50.0055789 J P Morgan SP BV - HSI R Bull CBBC Oct 2022 I 400,000,000 2020/04/01 2022/10/28 100.0055794 J P Morgan SP BV - HSI R Bull CBBC Oct 2022 M 300,000,000 2020/04/01 2022/10/28 75.0055780 J P Morgan SP BV - HSI R Bull CBBC Nov 2022 Q 240,000,000 2020/04/01 2022/11/29 60.0055792 J P Morgan SP BV - HSI R Bull CBBC Nov 2022 S 200,000,000 2020/04/01 2022/11/29 50.0055798 J P Morgan SP BV - HSI R Bull CBBC Nov 2022 W 240,000,000 2020/04/01 2022/11/29 64.8055787 J P Morgan SP BV - HSI R Bull CBBC Dec 2022 X 300,000,000 2020/04/01 2022/12/29 75.0055793 J P Morgan SP BV - HSI R Bull CBBC Dec 2022 Y 400,000,000 2020/04/01 2022/12/29 100.0055800 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 G 200,000,000 2020/04/01 2020/10/29 50.0055646 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 A 200,000,000 2020/04/01 2020/11/27 50.0055651 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 X 240,000,000 2020/04/01 2020/12/30 60.0055659 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 Y 200,000,000 2020/04/01 2020/12/30 50.0055724 J P Morgan SP BV - Meituan Dianping R Bull CBBC Aug 2020 E 80,000,000 2020/04/01 2020/08/14 20.0055726 J P Morgan SP BV - Ping An R Bull CBBC Aug 2020 E 100,000,000 2020/04/01 2020/08/14 25.0055660 J P Morgan SP BV - Tencent R Bull CBBC Aug 2020 I 50,000,000 2020/04/01 2020/08/14 12.5055521 Morgan Stanley Asia Products - HSI R Bull CBBC Aug 2022 J 150,000,000 2020/04/01 2022/08/30 37.5055538 Morgan Stanley Asia Products - HSI R Bull CBBC Nov 2022 A 150,000,000 2020/04/01 2022/11/29 37.5055578 Morgan Stanley Asia Products - HSI R Bull CBBC Jan 2023 C 150,000,000 2020/04/01 2023/01/30 37.5052533 Morgan Stanley Asia Products - HSI R Bear CBBC Jul 2020 D 150,000,000 2020/04/01 2020/07/30 37.5052539 Morgan Stanley Asia Products - HSI R Bear CBBC Jul 2020 E 150,000,000 2020/04/01 2020/07/30 37.5055502 Morgan Stanley Asia Products - HSI R Bear CBBC Jul 2020 F 150,000,000 2020/04/01 2020/07/30 37.5052542 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 F 150,000,000 2020/04/01 2020/09/29 37.5052621 Morgan Stanley Asia Products - HSI R Bear CBBC Oct 2020 J 150,000,000 2020/04/01 2020/10/29 37.5052635 Morgan Stanley Asia Products - Link REIT R Bull CBBC Jan 21A 40,000,000 2020/04/01 2021/01/04 10.0056020 SG Issuer - AAC Tech R Bull CBBC Dec 2020 G 100,000,000 2020/04/01 2020/12/30 25.0056088 SG Issuer - AIA R Bull CBBC Dec 2020 O 60,000,000 2020/04/01 2020/12/30 15.0056090 SG Issuer - Alibaba Group R Bull CBBC Sep 2020 N 80,000,000 2020/04/01 2020/09/29 20.0055991 SG Issuer - Alibaba Group R Bear CBBC Nov 2020 M 80,000,000 2020/04/01 2020/11/27 20.0055996 SG Issuer - Alibaba Group R Bear CBBC Dec 2020 N 200,000,000 2020/04/01 2020/12/30 50.0056021 SG Issuer - China Life R Bull CBBC Jul 2021 C 150,000,000 2020/04/01 2021/07/29 37.5056099 SG Issuer - CNOOC R Bull CBBC Dec 2020 K 40,000,000 2020/04/01 2020/12/30 10.00




56024 SG Issuer - HKEX R Bull CBBC Dec 2020 D 50,000,000 2020/04/01 2020/12/30 12.5056066 SG Issuer - HSI R Bull CBBC Feb 2023 N 250,000,000 2020/04/01 2023/02/27 62.5056068 SG Issuer - HSI R Bull CBBC Feb 2023 O 250,000,000 2020/04/01 2023/02/27 62.5056069 SG Issuer - HSI R Bull CBBC Apr 2023 A 250,000,000 2020/04/01 2023/04/27 62.5056072 SG Issuer - HSI R Bull CBBC Apr 2023 B 250,000,000 2020/04/01 2023/04/27 62.5056073 SG Issuer - HSI R Bull CBBC Apr 2023 C 250,000,000 2020/04/01 2023/04/27 62.5056086 SG Issuer - HSI R Bull CBBC Apr 2023 D 500,000,000 2020/04/01 2023/04/27 125.0055982 SG Issuer - HSI R Bear CBBC Nov 2020 K 250,000,000 2020/04/01 2020/11/27 62.5055985 SG Issuer - HSI R Bear CBBC Dec 2020 I 250,000,000 2020/04/01 2020/12/30 62.5055983 SG Issuer - HSI R Bear CBBC Dec 2020 Z 250,000,000 2020/04/01 2020/12/30 62.5055990 SG Issuer - HSI R Bear CBBC Jan 2021 P 500,000,000 2020/04/01 2021/01/28 125.0056040 SG Issuer - HSI R Bear CBBC Jan 2021 Q 250,000,000 2020/04/01 2021/01/28 62.5056041 SG Issuer - HSI R Bear CBBC Jan 2021 R 500,000,000 2020/04/01 2021/01/28 125.0056045 SG Issuer - HSI R Bear CBBC Feb 2021 N 250,000,000 2020/04/01 2021/02/25 62.5056050 SG Issuer - HSI R Bear CBBC Feb 2021 O 250,000,000 2020/04/01 2021/02/25 62.5056051 SG Issuer - HSI R Bear CBBC Mar 2021 A 250,000,000 2020/04/01 2021/03/30 62.5056052 SG Issuer - HSI R Bear CBBC Mar 2021 B 250,000,000 2020/04/01 2021/03/30 62.5056111 SG Issuer - Meituan Dianping R Bull CBBC Feb 2021 C 100,000,000 2020/04/01 2021/02/25 25.0056025 SG Issuer - Meituan Dianping R Bear CBBC Oct 2020 E 100,000,000 2020/04/01 2020/10/29 25.0056004 SG Issuer - Meituan Dianping R Bear CBBC Dec 2020 B 100,000,000 2020/04/01 2020/12/30 25.0056121 SG Issuer - Ping An R Bull CBBC Jan 2021 D 100,000,000 2020/04/01 2021/01/28 25.0056026 SG Issuer - Ping An R Bear CBBC Dec 2020 B 100,000,000 2020/04/01 2020/12/30 25.0056122 SG Issuer - Sunny Optical R Bull CBBC Dec 2020 M 60,000,000 2020/04/01 2020/12/30 15.0056130 SG Issuer - Tencent R Bull CBBC Sep 2020 V 80,000,000 2020/04/01 2020/09/29 20.0056131 SG Issuer - Tencent R Bull CBBC Oct 2020 U 80,000,000 2020/04/01 2020/10/29 20.0056132 SG Issuer - Tencent R Bull CBBC Dec 2020 M 300,000,000 2020/04/01 2020/12/30 75.0056008 SG Issuer - Tencent R Bear CBBC Nov 2020 I 80,000,000 2020/04/01 2020/11/27 20.0056014 SG Issuer - Tencent R Bear CBBC Dec 2020 P 80,000,000 2020/04/01 2020/12/30 20.0056015 SG Issuer - Tencent R Bear CBBC Feb 2021 D 400,000,000 2020/04/01 2021/02/25 100.0056037 SG Issuer - Tencent R Bear CBBC Feb 2021 E 300,000,000 2020/04/01 2021/02/25 75.0055874 UBS AG - AAC Tech R Bull CBBC Dec 2020 E 80,000,000 2020/04/01 2020/12/31 20.0055867 UBS AG - Alibaba Group R Bull CBBC Dec 2020 O 80,000,000 2020/04/01 2020/12/30 20.0055802 UBS AG - HSI R Bull CBBC Mar 2023 S 200,000,000 2020/04/01 2023/03/30 50.0055803 UBS AG - HSI R Bull CBBC Mar 2023 T 400,000,000 2020/04/01 2023/03/30 100.0055813 UBS AG - HSI R Bull CBBC Mar 2023 U 200,000,000 2020/04/01 2023/03/30 50.0055814 UBS AG - HSI R Bull CBBC Mar 2023 V 200,000,000 2020/04/01 2023/03/30 50.0055832 UBS AG - HSI R Bull CBBC Mar 2023 W 200,000,000 2020/04/01 2023/03/30 50.0055833 UBS AG - HSI R Bull CBBC Mar 2023 X 400,000,000 2020/04/01 2023/03/30 100.0055834 UBS AG - HSI R Bull CBBC Mar 2023 Y 400,000,000 2020/04/01 2023/03/30 100.0055241 UBS AG - HSI R Bear CBBC Sep 2020 R 200,000,000 2020/04/01 2020/09/29 50.0055265 UBS AG - HSI R Bear CBBC Sep 2020 U 200,000,000 2020/04/01 2020/09/29 50.0055266 UBS AG - HSI R Bear CBBC Sep 2020 V 200,000,000 2020/04/01 2020/09/29 50.0055312 UBS AG - HSI R Bear CBBC Sep 2020 W 200,000,000 2020/04/01 2020/09/29 50.0055390 UBS AG - HSI R Bear CBBC Oct 2020 C 200,000,000 2020/04/01 2020/10/29 50.0055412 UBS AG - HSI R Bear CBBC Oct 2020 D 200,000,000 2020/04/01 2020/10/29 50.00




55429 UBS AG - HSI R Bear CBBC Oct 2020 H 200,000,000 2020/04/01 2020/10/29 50.0055438 UBS AG - HSI R Bear CBBC Oct 2020 L 200,000,000 2020/04/01 2020/10/29 50.0055801 UBS AG - HSI R Bear CBBC Dec 2020 S 200,000,000 2020/04/01 2020/12/30 50.0055868 UBS AG - Meituan Dianping R Bull CBBC Dec 2020 Q 50,000,000 2020/04/01 2020/12/21 12.5055869 UBS AG - Meituan Dianping R Bull CBBC Dec 2020 R 50,000,000 2020/04/01 2020/12/22 12.5055890 UBS AG - Sunny Optical R Bull CBBC Dec 2020 G 40,000,000 2020/04/01 2020/12/30 10.0055838 UBS AG - Tencent R Bull CBBC Dec 2020 W 40,000,000 2020/04/01 2020/12/07 10.0055865 UBS AG - Tencent R Bull CBBC Dec 2020 X 40,000,000 2020/04/01 2020/12/08 10.0055866 UBS AG - Tencent R Bull CBBC Jan 2021 A 200,000,000 2020/04/01 2021/01/28 50.0055328 UBS AG - Tencent R Bear CBBC Jul 2020 E 40,000,000 2020/04/01 2020/07/22 10.0055323 UBS AG - Tencent R Bear CBBC Dec 2023 A 200,000,000 2020/04/01 2023/12/21 50.0055873 UBS AG - Xiaomi R Bull CBBC Dec 2020 J 60,000,000 2020/04/01 2020/12/22 15.0055942 Bank Vontobel - AAC Tech R Bull CBBC Dec 2020 B 40,000,000 2020/04/01 2020/12/18 10.0055954 Bank Vontobel - AAC Tech R Bull CBBC Dec 2020 C 40,000,000 2020/04/01 2020/12/04 10.0055910 Bank Vontobel - AIA R Bull CBBC Dec 2020 F 40,000,000 2020/04/01 2020/12/04 10.0055980 Bank Vontobel - China Life R Bull CBBC Mar 2021 A 80,000,000 2020/04/01 2021/03/12 20.0055981 Bank Vontobel - China Life R Bull CBBC Mar 2021 B 80,000,000 2020/04/01 2021/03/12 20.0055963 Bank Vontobel - CNOOC R Bull CBBC Dec 2020 K 40,000,000 2020/04/01 2020/12/18 10.0055923 Bank Vontobel - Geely Auto R Bull CBBC Nov 2020 E 40,000,000 2020/04/01 2020/11/13 10.0055922 Bank Vontobel - ICBC R Bull CBBC Dec 2020 C 40,000,000 2020/04/01 2020/12/11 10.0055924 Bank Vontobel - Meituan Dianping R Bull CBBC Dec 2020 B 60,000,000 2020/04/01 2020/12/18 15.0055935 Bank Vontobel - Ping An R Bull CBBC Dec 2020 H 40,000,000 2020/04/01 2020/12/04 10.0055936 Bank Vontobel - Sunny Optical R Bull CBBC Dec 2020 J 40,000,000 2020/04/01 2020/12/04 10.0055909 Bank Vontobel - Tencent R Bull CBBC Nov 2020 L 40,000,000 2020/04/01 2020/11/20 10.0055892 Bank Vontobel - Tencent R Bull CBBC Dec 2020 R 40,000,000 2020/04/01 2020/12/18 10.0060281 BOCI Asia Ltd. - HSI R Bull CBBC Nov 2022 K 150,000,000 2020/04/02 2022/11/29 37.5060289 BOCI Asia Ltd. - HSI R Bull CBBC Nov 2022 L 150,000,000 2020/04/02 2022/11/29 37.5060300 BOCI Asia Ltd. - HSI R Bull CBBC Nov 2022 M 200,000,000 2020/04/02 2022/11/29 50.0060310 BOCI Asia Ltd. - HSI R Bull CBBC Nov 2022 N 150,000,000 2020/04/02 2022/11/29 37.5060336 BOCI Asia Ltd. - HSI R Bull CBBC Nov 2022 O 150,000,000 2020/04/02 2022/11/29 37.5063024 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 I 200,000,000 2020/04/02 2020/10/29 50.0063048 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 J 150,000,000 2020/04/02 2020/10/29 37.5063063 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 K 150,000,000 2020/04/02 2020/10/29 37.5060232 BOCI Asia Ltd. - Meituan Dianping R Bull CBBC Dec 2020 J 40,000,000 2020/04/02 2020/12/30 10.0060239 BOCI Asia Ltd. - Tencent R Bull CBBC Oct 2020 I 40,000,000 2020/04/02 2020/10/30 10.0060265 BOCI Asia Ltd. - Tencent R Bull CBBC Oct 2020 J 40,000,000 2020/04/02 2020/10/30 10.0060178 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 L 250,000,000 2020/04/02 2020/12/30 62.5062512 Credit Suisse AG - Alibaba Group R Bull CBBC Sep 2020 D 80,000,000 2020/04/02 2020/09/29 20.0062428 Credit Suisse AG - Galaxy Ent R Bear CBBC Oct 2020 F 100,000,000 2020/04/02 2020/10/29 25.0062299 Credit Suisse AG - HSI R Bull CBBC Sep 2022 I 200,000,000 2020/04/02 2022/09/29 50.0062300 Credit Suisse AG - HSI R Bull CBBC Sep 2022 J 200,000,000 2020/04/02 2022/09/29 50.0062390 Credit Suisse AG - HSI R Bull CBBC Sep 2022 K 200,000,000 2020/04/02 2022/09/29 50.0062419 Credit Suisse AG - HSI R Bull CBBC Sep 2022 L 200,000,000 2020/04/02 2022/09/29 50.0062361 Credit Suisse AG - HSI R Bull CBBC Oct 2022 D 200,000,000 2020/04/02 2022/10/28 50.0062548 Credit Suisse AG - HSI R Bear CBBC Sep 2020 E 200,000,000 2020/04/02 2020/09/29 50.00




62533 Credit Suisse AG - HSI R Bear CBBC Oct 2020 X 200,000,000 2020/04/02 2020/10/29 50.0062561 Credit Suisse AG - HSI R Bear CBBC Oct 2020 Y 200,000,000 2020/04/02 2020/10/29 50.0062603 Credit Suisse AG - HSI R Bear CBBC Nov 2020 F 200,000,000 2020/04/02 2020/11/27 50.0062599 Credit Suisse AG - HSI R Bear CBBC Jan 2021 G 300,000,000 2020/04/02 2021/01/28 75.0062503 Credit Suisse AG - Tencent R Bull CBBC Sep 2020 I 50,000,000 2020/04/02 2020/09/29 12.5063202 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Sep 2020 E 60,000,000 2020/04/02 2020/09/28 15.0063227 Goldman Sachs SP (Asia) - Alibaba R Bear CBBC Mar 2021 D 60,000,000 2020/04/02 2021/03/01 15.0063184 Goldman Sachs SP (Asia) - HSI R Bull CBBC Nov 2022 F 160,000,000 2020/04/02 2022/11/29 40.0063097 Goldman Sachs SP (Asia) - HSI R Bull CBBC Nov 2022 V 160,000,000 2020/04/02 2022/11/29 40.0063110 Goldman Sachs SP (Asia) - HSI R Bull CBBC Nov 2022 W 160,000,000 2020/04/02 2022/11/29 40.0063123 Goldman Sachs SP (Asia) - HSI R Bull CBBC Nov 2022 Z 160,000,000 2020/04/02 2022/11/29 40.0063089 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 L 160,000,000 2020/04/02 2023/02/27 40.0063081 Goldman Sachs SP (Asia) - HSI R Bull CBBC Mar 2023 V 160,000,000 2020/04/02 2023/03/30 40.0063131 Goldman Sachs SP (Asia) - HSI R Bear CBBC Sep 2020 T 160,000,000 2020/04/02 2020/09/29 40.0063137 Goldman Sachs SP (Asia) - HSI R Bear CBBC Sep 2020 U 160,000,000 2020/04/02 2020/09/29 40.0063147 Goldman Sachs SP (Asia) - HSI R Bear CBBC Sep 2020 W 160,000,000 2020/04/02 2020/09/29 40.0063148 Goldman Sachs SP (Asia) - HSI R Bear CBBC Sep 2020 X 160,000,000 2020/04/02 2020/09/29 40.0063170 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 I 160,000,000 2020/04/02 2020/10/29 40.0063165 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 R 160,000,000 2020/04/02 2020/12/30 40.0063249 Goldman Sachs SP (Asia) - Ping An R Bull CBBC Nov 2020 B 80,000,000 2020/04/02 2020/11/30 20.0063208 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Sep 2020 N 60,000,000 2020/04/02 2020/09/28 15.0063211 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Mar 2021 O 60,000,000 2020/04/02 2021/03/01 15.0063224 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Sep 2020 B 60,000,000 2020/04/02 2020/09/28 15.0059519 HK Bank - AAC Tech R Bull CBBC Oct 2020 B 40,000,000 2020/04/02 2020/10/19 10.0060155 HK Bank - CC Bank R Bull CBBC Sep 2020 B 60,000,000 2020/04/02 2020/09/28 15.0060006 HK Bank - China Life R Bull CBBC Sep 2020 B 40,000,000 2020/04/02 2020/09/21 10.0060039 HK Bank - CM Bank R Bull CBBC Aug 2020 B 40,000,000 2020/04/02 2020/08/17 10.0060024 HK Bank - Galaxy Ent R Bull CBBC Nov 2020 B 60,000,000 2020/04/02 2020/11/09 15.0059691 HK Bank - HKEX R Bull CBBC Oct 2020 C 40,000,000 2020/04/02 2020/10/19 10.0059744 HK Bank - HSCEI R Bull CBBC Sep 2022 F 50,000,000 2020/04/02 2022/09/29 12.5059273 HK Bank - HSI R Bull CBBC Sep 2022 N 100,000,000 2020/04/02 2022/09/29 25.0060161 HK Bank - ICBC R Bull CBBC Sep 2020 B 60,000,000 2020/04/02 2020/09/28 15.0059520 HK Bank - SHK Ppt R Bull CBBC Aug 2020 A 40,000,000 2020/04/02 2020/08/10 10.0059374 HK Bank - Tencent R Bull CBBC Jul 2020 V 40,000,000 2020/04/02 2020/07/27 10.0059618 HK Bank - Tencent R Bull CBBC Aug 2020 C 100,000,000 2020/04/02 2020/08/17 25.0061230 Haitong Int’l Sec - AIA R Bull CBBC Dec 2020 C 40,000,000 2020/04/02 2020/12/30 10.0061251 Haitong Int’l Sec - Alibaba Group R Bull CBBC Oct 2020 F 40,000,000 2020/04/02 2020/10/20 10.0061257 Haitong Int’l Sec - HKEX R Bull CBBC Nov 2020 A 40,000,000 2020/04/02 2020/11/02 10.0061184 Haitong Int’l Sec - HSI R Bull CBBC Nov 2022 Q 150,000,000 2020/04/02 2022/11/29 37.5061354 Haitong Int’l Sec - HSI R Bull CBBC Feb 2023 P 150,000,000 2020/04/02 2023/02/27 37.5061339 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 A 150,000,000 2020/04/02 2020/12/30 37.5061417 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 B 150,000,000 2020/04/02 2020/12/30 37.5061194 Haitong Int’l Sec - Ping An R Bull CBBC Feb 2021 A 40,000,000 2020/04/02 2021/02/18 10.0061311 Haitong Int’l Sec - Tencent R Bull CBBC Oct 2020 L 40,000,000 2020/04/02 2020/10/20 10.0061319 Haitong Int’l Sec - Tencent R Bull CBBC Nov 2020 J 40,000,000 2020/04/02 2020/11/20 10.00




61892 J P Morgan SP BV - Alibaba Group R Bull CBBC Aug 2020 F 80,000,000 2020/04/02 2020/08/14 20.0061905 J P Morgan SP BV - Alibaba Group R Bull CBBC Dec 2020 C 200,000,000 2020/04/02 2020/12/18 50.0062150 J P Morgan SP BV - Galaxy Ent R Bear CBBC Oct 2020 A 150,000,000 2020/04/02 2020/10/16 37.5061929 J P Morgan SP BV - HKEX R Bull CBBC Aug 2020 A 40,000,000 2020/04/02 2020/08/14 10.0062151 J P Morgan SP BV - HSCEI R Bull CBBC Dec 2021 I 200,000,000 2020/04/02 2021/12/30 50.0062198 J P Morgan SP BV - HSCEI R Bull CBBC Dec 2021 J 200,000,000 2020/04/02 2021/12/30 50.0062249 J P Morgan SP BV - HSCEI R Bear CBBC Dec 2020 B 200,000,000 2020/04/02 2020/12/30 50.0061599 J P Morgan SP BV - HSI R Bull CBBC Oct 2022 K 200,000,000 2020/04/02 2022/10/28 50.0061616 J P Morgan SP BV - HSI R Bull CBBC Oct 2022 L 200,000,000 2020/04/02 2022/10/28 66.0061501 J P Morgan SP BV - HSI R Bull CBBC Oct 2022 X 200,000,000 2020/04/02 2022/10/28 50.0061543 J P Morgan SP BV - HSI R Bull CBBC Oct 2022 Z 200,000,000 2020/04/02 2022/10/28 50.0061554 J P Morgan SP BV - HSI R Bull CBBC Nov 2022 R 200,000,000 2020/04/02 2022/11/29 50.0061502 J P Morgan SP BV - HSI R Bull CBBC Nov 2022 X 200,000,000 2020/04/02 2022/11/29 50.0061601 J P Morgan SP BV - HSI R Bull CBBC Nov 2022 Z 200,000,000 2020/04/02 2022/11/29 50.0061521 J P Morgan SP BV - HSI R Bull CBBC Dec 2022 B 200,000,000 2020/04/02 2022/12/29 50.0061557 J P Morgan SP BV - HSI R Bull CBBC Dec 2022 C 200,000,000 2020/04/02 2022/12/29 50.0061676 J P Morgan SP BV - HSI R Bull CBBC Dec 2022 M 200,000,000 2020/04/02 2022/12/29 80.0061612 J P Morgan SP BV - HSI R Bull CBBC Dec 2022 Q 200,000,000 2020/04/02 2022/12/29 50.0061618 J P Morgan SP BV - HSI R Bull CBBC Dec 2022 Z 200,000,000 2020/04/02 2022/12/29 72.0061698 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 H 200,000,000 2020/04/02 2020/10/29 50.0061731 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 C 200,000,000 2020/04/02 2020/11/27 50.0061755 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 F 200,000,000 2020/04/02 2020/11/27 50.0061772 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 I 200,000,000 2020/04/02 2020/11/27 50.0061831 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 J 200,000,000 2020/04/02 2020/11/27 50.0061879 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 K 200,000,000 2020/04/02 2020/11/27 52.0061883 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 C 200,000,000 2020/04/02 2020/12/30 54.0061770 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 F 200,000,000 2020/04/02 2020/12/30 50.0061795 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 I 200,000,000 2020/04/02 2020/12/30 50.0061833 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 J 200,000,000 2020/04/02 2020/12/30 50.0061742 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 Z 200,000,000 2020/04/02 2020/12/30 50.0061913 J P Morgan SP BV - Meituan Dianping R Bull CBBC Jul 2020 N 80,000,000 2020/04/02 2020/07/17 20.0061927 J P Morgan SP BV - Meituan Dianping R Bull CBBC Aug 2020 F 80,000,000 2020/04/02 2020/08/21 20.0061937 J P Morgan SP BV - Ping An R Bull CBBC Sep 2020 A 100,000,000 2020/04/02 2020/09/11 25.0061952 J P Morgan SP BV - Tencent R Bull CBBC Jul 2020 Y 50,000,000 2020/04/02 2020/07/10 12.5061985 J P Morgan SP BV - Tencent R Bull CBBC Jul 2020 Z 50,000,000 2020/04/02 2020/07/17 12.5062013 J P Morgan SP BV - Tencent R Bull CBBC Sep 2020 A 200,000,000 2020/04/02 2020/09/11 50.0062015 J P Morgan SP BV - Tencent R Bull CBBC Sep 2020 B 200,000,000 2020/04/02 2020/09/18 50.0062079 J P Morgan SP BV - Xiaomi R Bull CBBC Aug 2020 D 80,000,000 2020/04/02 2020/08/14 20.0062148 J P Morgan SP BV - Xiaomi R Bull CBBC Sep 2020 A 80,000,000 2020/04/02 2020/09/11 20.0060429 Morgan Stanley Asia Products - HSI R Bull CBBC Dec 2022 F 150,000,000 2020/04/02 2022/12/29 37.5062724 SG Issuer - Alibaba Group R Bull CBBC Aug 2020 I 80,000,000 2020/04/02 2020/08/31 20.0062937 SG Issuer - Alibaba Group R Bull CBBC Nov 2020 A 200,000,000 2020/04/02 2020/11/30 50.0062725 SG Issuer - Geely Auto R Bull CBBC Sep 2020 D 40,000,000 2020/04/02 2020/09/28 10.0062683 SG Issuer - HSI R Bull CBBC Nov 2022 Q 250,000,000 2020/04/02 2022/11/29 62.5062696 SG Issuer - HSI R Bull CBBC Nov 2022 R 250,000,000 2020/04/02 2022/11/29 62.50




62918 SG Issuer - HSI R Bull CBBC Nov 2022 T 250,000,000 2020/04/02 2022/11/29 62.5062931 SG Issuer - HSI R Bull CBBC Nov 2022 U 250,000,000 2020/04/02 2022/11/29 62.5062723 SG Issuer - HSI R Bull CBBC Feb 2023 P 250,000,000 2020/04/02 2023/02/27 62.5062932 SG Issuer - HSI R Bull CBBC Feb 2023 Q 250,000,000 2020/04/02 2023/02/27 62.5062933 SG Issuer - HSI R Bull CBBC Feb 2023 R 250,000,000 2020/04/02 2023/02/27 62.5062814 SG Issuer - HSI R Bear CBBC Aug 2020 D 250,000,000 2020/04/02 2020/08/28 62.5062856 SG Issuer - HSI R Bear CBBC Aug 2020 H 250,000,000 2020/04/02 2020/08/28 62.5062891 SG Issuer - HSI R Bear CBBC Aug 2020 L 250,000,000 2020/04/02 2020/08/28 62.5062899 SG Issuer - HSI R Bear CBBC Aug 2020 V 250,000,000 2020/04/02 2020/08/28 62.5062909 SG Issuer - HSI R Bear CBBC Aug 2020 W 250,000,000 2020/04/02 2020/08/28 62.5062772 SG Issuer - Meituan Dianping R Bull CBBC Aug 2020 C 100,000,000 2020/04/02 2020/08/31 25.0062788 SG Issuer - Tencent R Bull CBBC Jul 2020 M 80,000,000 2020/04/02 2020/07/31 20.0062813 SG Issuer - Tencent R Bull CBBC Aug 2020 C 80,000,000 2020/04/02 2020/08/31 20.0062808 SG Issuer - Tencent R Bull CBBC Aug 2020 F 80,000,000 2020/04/02 2020/08/31 20.0062663 SG Issuer - Tencent R Bull CBBC Dec 2020 N 300,000,000 2020/04/02 2020/12/30 75.0062615 SG Issuer - Tencent R Bear CBBC Nov 2020 N 80,000,000 2020/04/02 2020/11/27 20.0061088 UBS AG - AAC Tech R Bear CBBC Dec 2020 A 80,000,000 2020/04/02 2020/12/31 20.0060878 UBS AG - Alibaba Group R Bull CBBC Nov 2020 J 80,000,000 2020/04/02 2020/11/23 20.0061164 UBS AG - CAM CSI300 R Bull CBBC Dec 2020 D 100,000,000 2020/04/02 2020/12/30 25.0060895 UBS AG - China Life R Bull CBBC Dec 2021 B 150,000,000 2020/04/02 2021/12/31 37.5060908 UBS AG - China Life R Bear CBBC Dec 2021 A 150,000,000 2020/04/02 2021/12/31 37.5060445 UBS AG - HSI R Bull CBBC Feb 2023 L 200,000,000 2020/04/02 2023/02/27 50.0060446 UBS AG - HSI R Bull CBBC Feb 2023 M 200,000,000 2020/04/02 2023/02/27 50.0060449 UBS AG - HSI R Bull CBBC Feb 2023 N 200,000,000 2020/04/02 2023/02/27 50.0060604 UBS AG - HSI R Bull CBBC Feb 2023 O 200,000,000 2020/04/02 2023/02/27 50.0060679 UBS AG - HSI R Bull CBBC Feb 2023 P 200,000,000 2020/04/02 2023/02/27 50.0060684 UBS AG - HSI R Bull CBBC Feb 2023 Q 200,000,000 2020/04/02 2023/02/27 50.0060789 UBS AG - HSI R Bull CBBC Feb 2023 R 200,000,000 2020/04/02 2023/02/27 50.0060797 UBS AG - HSI R Bull CBBC Feb 2023 S 200,000,000 2020/04/02 2023/02/27 50.0060816 UBS AG - HSI R Bull CBBC Feb 2023 T 200,000,000 2020/04/02 2023/02/27 54.0061010 UBS AG - HSI R Bear CBBC Jul 2020 O 200,000,000 2020/04/02 2020/07/30 50.0060971 UBS AG - HSI R Bear CBBC Sep 2020 X 200,000,000 2020/04/02 2020/09/29 50.0061026 UBS AG - HSI R Bear CBBC Sep 2020 Z 200,000,000 2020/04/02 2020/09/29 50.0061064 UBS AG - HSI R Bear CBBC Nov 2020 A 200,000,000 2020/04/02 2020/11/27 50.0060450 UBS AG - HSI R Bear CBBC Dec 2020 T 400,000,000 2020/04/02 2020/12/30 100.0060973 UBS AG - HSI R Bear CBBC Jan 2021 E 400,000,000 2020/04/02 2021/01/28 100.0060912 UBS AG - Ping An R Bull CBBC Nov 2020 A 100,000,000 2020/04/02 2020/11/23 25.0060821 UBS AG - Tencent R Bull CBBC Nov 2020 L 40,000,000 2020/04/02 2020/11/23 10.0060838 UBS AG - Tencent R Bull CBBC Nov 2020 M 40,000,000 2020/04/02 2020/11/24 10.0061066 UBS AG - WuXi Bio R Bull CBBC Dec 2020 A 30,000,000 2020/04/02 2020/12/31 10.2061472 Bank Vontobel - Alibaba Group R Bull CBBC Dec 2020 A 40,000,000 2020/04/02 2020/12/11 10.0061425 Bank Vontobel - Meituan Dianping R Bull CBBC Dec 2020 H 60,000,000 2020/04/02 2020/12/11 15.0061476 Bank Vontobel - Tencent R Bull CBBC Dec 2020 S 40,000,000 2020/04/02 2020/12/04 10.0061490 Bank Vontobel - Tencent R Bull CBBC Dec 2020 T 40,000,000 2020/04/02 2020/12/11 10.0063775 BOCI Asia Ltd. - China Mobile R Bull CBBC Oct 2020 G 40,000,000 2020/04/03 2020/10/30 10.00




63780 BOCI Asia Ltd. - China Life R Bull CBBC Oct 2020 A 40,000,000 2020/04/03 2020/10/30 10.0063784 BOCI Asia Ltd. - China Life R Bear CBBC Oct 2020 A 40,000,000 2020/04/03 2020/10/30 10.0063776 BOCI Asia Ltd. - Galaxy Ent R Bull CBBC Oct 2020 H 100,000,000 2020/04/03 2020/10/30 25.0063772 BOCI Asia Ltd. - HKEX R Bull CBBC Sep 2020 I 40,000,000 2020/04/03 2020/09/29 10.0063626 BOCI Asia Ltd. - HSI R Bull CBBC Nov 2022 P 150,000,000 2020/04/03 2022/11/29 37.5063637 BOCI Asia Ltd. - HSI R Bull CBBC Nov 2022 Q 150,000,000 2020/04/03 2022/11/29 37.5063643 BOCI Asia Ltd. - HSI R Bull CBBC Nov 2022 R 150,000,000 2020/04/03 2022/11/29 37.5063676 BOCI Asia Ltd. - HSI R Bull CBBC Nov 2022 S 200,000,000 2020/04/03 2022/11/29 50.0063701 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 L 150,000,000 2020/04/03 2020/10/29 37.5063705 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 M 150,000,000 2020/04/03 2020/10/29 37.5063749 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 N 150,000,000 2020/04/03 2020/10/29 37.5063751 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 O 150,000,000 2020/04/03 2020/10/29 37.5063787 BOCI Asia Ltd. - Tencent R Bull CBBC Oct 2020 K 40,000,000 2020/04/03 2020/10/30 10.0063797 BOCI Asia Ltd. - Tencent R Bear CBBC Oct 2020 H 40,000,000 2020/04/03 2020/10/30 10.0063619 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 F 150,000,000 2020/04/03 2022/12/29 37.5064068 Credit Suisse AG - Alibaba Group R Bull CBBC Jul 2020 J 50,000,000 2020/04/03 2020/07/30 12.5064059 Credit Suisse AG - China Mobile R Bull CBBC Oct 2020 C 50,000,000 2020/04/03 2020/10/29 12.5064041 Credit Suisse AG - HSBC R Bull CBBC Dec 2020 F 70,000,000 2020/04/03 2020/12/30 17.5064004 Credit Suisse AG - HSI R Bull CBBC Sep 2022 M 200,000,000 2020/04/03 2022/09/29 50.0064010 Credit Suisse AG - HSI R Bull CBBC Sep 2022 N 200,000,000 2020/04/03 2022/09/29 50.0064019 Credit Suisse AG - HSI R Bull CBBC Sep 2022 O 200,000,000 2020/04/03 2022/09/29 50.0064002 Credit Suisse AG - HSI R Bull CBBC Nov 2022 N 200,000,000 2020/04/03 2022/11/29 50.0064009 Credit Suisse AG - HSI R Bull CBBC Dec 2022 R 300,000,000 2020/04/03 2022/12/29 75.0063942 Credit Suisse AG - HSI R Bear CBBC Nov 2020 G 200,000,000 2020/04/03 2020/11/27 50.0063961 Credit Suisse AG - HSI R Bear CBBC Nov 2020 M 200,000,000 2020/04/03 2020/11/27 50.0063999 Credit Suisse AG - HSI R Bear CBBC Dec 2020 Z 200,000,000 2020/04/03 2020/12/30 50.0063990 Credit Suisse AG - HSI R Bear CBBC Jan 2021 H 300,000,000 2020/04/03 2021/01/28 75.0064328 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Sep 2020 F 60,000,000 2020/04/03 2020/09/28 15.0064339 Goldman Sachs SP (Asia) - China Life R Bull CBBC Mar 2021 A 80,000,000 2020/04/03 2021/03/01 20.0064344 Goldman Sachs SP (Asia) - Galaxy Ent R Bull CBBC Mar 2021 A 80,000,000 2020/04/03 2021/03/01 20.0064305 Goldman Sachs SP (Asia) - HSI R Bull CBBC Nov 2022 G 160,000,000 2020/04/03 2022/11/29 40.0064307 Goldman Sachs SP (Asia) - HSI R Bull CBBC Nov 2022 P 160,000,000 2020/04/03 2022/11/29 40.0064308 Goldman Sachs SP (Asia) - HSI R Bull CBBC Nov 2022 R 160,000,000 2020/04/03 2022/11/29 40.0064312 Goldman Sachs SP (Asia) - HSI R Bull CBBC Nov 2022 S 160,000,000 2020/04/03 2022/11/29 40.0064316 Goldman Sachs SP (Asia) - HSI R Bull CBBC Nov 2022 T 160,000,000 2020/04/03 2022/11/29 40.0064317 Goldman Sachs SP (Asia) - HSI R Bull CBBC Nov 2022 X 160,000,000 2020/04/03 2022/11/29 40.0064321 Goldman Sachs SP (Asia) - HSI R Bull CBBC Dec 2022 T 200,000,000 2020/04/03 2022/12/29 50.0064322 Goldman Sachs SP (Asia) - HSI R Bull CBBC Dec 2022 Y 200,000,000 2020/04/03 2022/12/29 50.0064355 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 L 160,000,000 2020/04/03 2020/11/27 40.0064294 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 A 160,000,000 2020/04/03 2021/01/28 40.0064326 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 B 160,000,000 2020/04/03 2021/01/28 40.0064458 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 C 160,000,000 2020/04/03 2021/01/28 40.0064467 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 D 160,000,000 2020/04/03 2021/01/28 40.0064478 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 E 160,000,000 2020/04/03 2021/01/28 40.0064286 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 U 160,000,000 2020/04/03 2021/02/25 40.00




64299 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 V 160,000,000 2020/04/03 2021/02/25 40.0064376 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 W 160,000,000 2020/04/03 2021/02/25 40.0064389 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 X 160,000,000 2020/04/03 2021/02/25 40.0064396 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 Y 160,000,000 2020/04/03 2021/02/25 40.0064329 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Aug 2020 I 60,000,000 2020/04/03 2020/08/28 15.0064331 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Aug 2020 J 60,000,000 2020/04/03 2020/08/28 15.0064351 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Aug 2020 K 60,000,000 2020/04/03 2020/08/28 15.5464337 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Mar 2021 G 60,000,000 2020/04/03 2021/03/01 15.0063497 HK Bank - Bud Apac R Bull CBBC Nov 2020 A 40,000,000 2020/04/03 2020/11/02 10.0063513 HK Bank - China Res Land R Bull CBBC Aug 2020 B 40,000,000 2020/04/03 2020/08/17 10.0063535 HK Bank - Galaxy Ent R Bear CBBC Aug 2020 A 40,000,000 2020/04/03 2020/08/10 10.0063369 HK Bank - HSI R Bull CBBC Sep 2022 R 100,000,000 2020/04/03 2022/09/29 25.0063351 HK Bank - HSI R Bear CBBC Sep 2020 K 100,000,000 2020/04/03 2020/09/29 25.0063471 HK Bank - HSI R Bear CBBC Sep 2020 L 80,000,000 2020/04/03 2020/09/29 20.0063586 HK Bank - Ping An R Bull CBBC Nov 2020 B 60,000,000 2020/04/03 2020/11/02 15.0063547 HK Bank - SUNAC R Bull CBBC Sep 2020 D 40,000,000 2020/04/03 2020/09/28 10.0063399 HK Bank - Tencent R Bull CBBC Aug 2020 F 40,000,000 2020/04/03 2020/08/20 10.0063462 HK Bank - Tencent R Bull CBBC Sep 2020 E 100,000,000 2020/04/03 2020/09/07 25.0063474 HK Bank - Tencent R Bear CBBC Aug 2020 R 40,000,000 2020/04/03 2020/08/13 10.0063580 HK Bank - WuXi Bio R Bull CBBC Aug 2020 B 40,000,000 2020/04/03 2020/08/10 10.0063423 HK Bank - Xiaomi R Bull CBBC Sep 2020 B 60,000,000 2020/04/03 2020/09/21 15.0064118 Haitong Int’l Sec - HSI R Bull CBBC Nov 2022 R 150,000,000 2020/04/03 2022/11/29 37.5064111 Haitong Int’l Sec - HSI R Bull CBBC Dec 2022 W 150,000,000 2020/04/03 2022/12/29 37.5064086 Haitong Int’l Sec - HSI R Bear CBBC Oct 2020 Q 150,000,000 2020/04/03 2020/10/29 37.5064105 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 C 150,000,000 2020/04/03 2020/12/30 37.5064120 Haitong Int’l Sec - Tencent R Bull CBBC Dec 2020 A 40,000,000 2020/04/03 2020/12/22 10.0063813 Morgan Stanley Asia Products - HSI R Bull CBBC Dec 2022 I 150,000,000 2020/04/03 2022/12/29 37.5063816 Morgan Stanley Asia Products - HSI R Bull CBBC Jan 2023 D 150,000,000 2020/04/03 2023/01/30 37.5063303 Morgan Stanley Asia Products - HSI R Bear CBBC Jul 2020 G 150,000,000 2020/04/03 2020/07/30 37.5063345 Morgan Stanley Asia Products - HSI R Bear CBBC Aug 2020 M 150,000,000 2020/04/03 2020/08/28 37.5063316 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 G 150,000,000 2020/04/03 2020/09/29 37.5063343 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 H 200,000,000 2020/04/03 2020/09/29 50.0064181 SG Issuer - Alibaba Group R Bull CBBC Sep 2020 O 80,000,000 2020/04/03 2020/09/30 20.0064129 SG Issuer - Alibaba Group R Bear CBBC Dec 2020 O 80,000,000 2020/04/03 2020/12/30 20.0064186 SG Issuer - CSPC Pharma R Bull CBBC Dec 2020 C 150,000,000 2020/04/03 2020/12/30 37.5064195 SG Issuer - Galaxy Ent R Bear CBBC Oct 2020 G 100,000,000 2020/04/03 2020/10/29 25.0064134 SG Issuer - HKEX R Bear CBBC Dec 2020 B 200,000,000 2020/04/03 2020/12/30 50.0064232 SG Issuer - HSCEI R Bull CBBC Dec 2021 B 100,000,000 2020/04/03 2021/12/30 25.0064240 SG Issuer - HSCEI R Bull CBBC Dec 2021 C 100,000,000 2020/04/03 2021/12/30 25.0064228 SG Issuer - HSCEI R Bear CBBC Aug 2020 A 100,000,000 2020/04/03 2020/08/28 25.0064230 SG Issuer - HSCEI R Bear CBBC Dec 2020 A 100,000,000 2020/04/03 2020/12/30 25.0064241 SG Issuer - HSI R Bull CBBC Nov 2022 W 250,000,000 2020/04/03 2022/11/29 62.5064259 SG Issuer - HSI R Bull CBBC Jan 2023 T 250,000,000 2020/04/03 2023/01/30 62.5064267 SG Issuer - HSI R Bull CBBC Jan 2023 U 250,000,000 2020/04/03 2023/01/30 62.5064279 SG Issuer - HSI R Bull CBBC Jan 2023 V 250,000,000 2020/04/03 2023/01/30 62.50




64281 SG Issuer - HSI R Bull CBBC Jan 2023 W 250,000,000 2020/04/03 2023/01/30 62.5064161 SG Issuer - HSI R Bear CBBC Jul 2020 D 250,000,000 2020/04/03 2020/07/30 62.5064165 SG Issuer - HSI R Bear CBBC Jul 2020 M 250,000,000 2020/04/03 2020/07/30 62.5064177 SG Issuer - HSI R Bear CBBC Jul 2020 O 250,000,000 2020/04/03 2020/07/30 62.5064256 SG Issuer - HSI R Bear CBBC Aug 2020 X 250,000,000 2020/04/03 2020/08/28 62.5064180 SG Issuer - HSI R Bear CBBC Dec 2020 J 500,000,000 2020/04/03 2020/12/30 125.0064216 SG Issuer - Meituan Dianping R Bull CBBC Oct 2020 H 100,000,000 2020/04/03 2020/10/30 25.0064136 SG Issuer - Ping An R Bull CBBC Dec 2020 V 100,000,000 2020/04/03 2020/12/30 25.0064138 SG Issuer - SHK Ppt R Bull CBBC Dec 2020 D 100,000,000 2020/04/03 2020/12/30 25.0064222 SG Issuer - Tencent R Bull CBBC Aug 2020 D 80,000,000 2020/04/03 2020/08/31 20.0064224 SG Issuer - Tencent R Bull CBBC Sep 2020 W 80,000,000 2020/04/03 2020/09/30 20.0064139 SG Issuer - Tencent R Bear CBBC Nov 2020 K 80,000,000 2020/04/03 2020/11/27 20.0064159 SG Issuer - Tencent R Bear CBBC Dec 2020 R 80,000,000 2020/04/03 2020/12/30 20.0063935 UBS AG - Alibaba Group R Bear CBBC Dec 2020 O 80,000,000 2020/04/03 2020/12/07 20.0063852 UBS AG - HSI R Bull CBBC Feb 2023 U 200,000,000 2020/04/03 2023/02/27 50.0063860 UBS AG - HSI R Bull CBBC Feb 2023 V 200,000,000 2020/04/03 2023/02/27 50.0063874 UBS AG - HSI R Bull CBBC Feb 2023 W 200,000,000 2020/04/03 2023/02/27 50.0063876 UBS AG - HSI R Bull CBBC Feb 2023 X 200,000,000 2020/04/03 2023/02/27 50.0063886 UBS AG - HSI R Bull CBBC Feb 2023 Y 200,000,000 2020/04/03 2023/02/27 50.0063818 UBS AG - HSI R Bear CBBC Jul 2020 P 200,000,000 2020/04/03 2020/07/30 50.0063825 UBS AG - HSI R Bear CBBC Oct 2020 M 200,000,000 2020/04/03 2020/10/29 50.0063851 UBS AG - HSI R Bear CBBC Oct 2020 N 200,000,000 2020/04/03 2020/10/29 50.0063918 UBS AG - HSI R Bear CBBC Nov 2020 B 200,000,000 2020/04/03 2020/11/27 50.0063891 UBS AG - HSI R Bear CBBC Nov 2020 D 200,000,000 2020/04/03 2020/11/27 50.0063894 UBS AG - HSI R Bear CBBC Nov 2020 G 200,000,000 2020/04/03 2020/11/27 50.0063881 UBS AG - Tencent R Bull CBBC Nov 2020 N 40,000,000 2020/04/03 2020/11/24 10.0063929 UBS AG - Tencent R Bear CBBC Dec 2020 V 40,000,000 2020/04/03 2020/12/21 10.0064075 Bank Vontobel - CSPC Pharma R Bull CBBC Nov 2020 E 40,000,000 2020/04/03 2020/11/20 11.6064070 Bank Vontobel - HKEX R Bull CBBC Dec 2020 D 40,000,000 2020/04/03 2020/12/18 10.0064071 Bank Vontobel - HKEX R Bull CBBC Dec 2020 E 40,000,000 2020/04/03 2020/12/04 12.4064080 Bank Vontobel - SUNAC R Bull CBBC Dec 2020 H 40,000,000 2020/04/03 2020/12/11 10.0064069 Bank Vontobel - Tencent R Bear CBBC Dec 2020 K 80,000,000 2020/04/03 2020/12/04 20.0064077 Bank Vontobel - Xiaomi R Bull CBBC Dec 2020 P 40,000,000 2020/04/03 2020/12/04 10.0064496 BOCI Asia Ltd. - HSI R Bull CBBC Nov 2022 T 150,000,000 2020/04/06 2022/11/29 37.5064499 BOCI Asia Ltd. - HSI R Bull CBBC Nov 2022 U 150,000,000 2020/04/06 2022/11/29 37.5064511 BOCI Asia Ltd. - HSI R Bull CBBC Nov 2022 V 150,000,000 2020/04/06 2022/11/29 37.5064758 BOCI Asia Ltd. - HSI R Bull CBBC Nov 2022 W 150,000,000 2020/04/06 2022/11/29 37.5064761 BOCI Asia Ltd. - HSI R Bull CBBC Nov 2022 X 150,000,000 2020/04/06 2022/11/29 37.5064764 BOCI Asia Ltd. - HSI R Bull CBBC Nov 2022 Y 150,000,000 2020/04/06 2022/11/29 37.5064567 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 P 200,000,000 2020/04/06 2020/10/29 50.0064568 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 Q 150,000,000 2020/04/06 2020/10/29 37.5064570 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 R 150,000,000 2020/04/06 2020/10/29 37.5064514 BOCI Asia Ltd. - Tencent R Bull CBBC Oct 2020 L 40,000,000 2020/04/06 2020/10/30 10.4064516 BOCI Asia Ltd. - Tencent R Bull CBBC Oct 2020 M 40,000,000 2020/04/06 2020/10/30 10.0064719 Credit Suisse AG - Alibaba Group R Bull CBBC Sep 2020 E 80,000,000 2020/04/06 2020/09/29 20.00




64706 Credit Suisse AG - Galaxy Ent R Bear CBBC Sep 2020 C 100,000,000 2020/04/06 2020/09/29 25.0064703 Credit Suisse AG - HSI R Bull CBBC Sep 2022 P 200,000,000 2020/04/06 2022/09/29 50.0064667 Credit Suisse AG - HSI R Bull CBBC Oct 2022 E 200,000,000 2020/04/06 2022/10/28 50.0064668 Credit Suisse AG - HSI R Bull CBBC Oct 2022 F 200,000,000 2020/04/06 2022/10/28 50.0064673 Credit Suisse AG - HSI R Bull CBBC Nov 2022 A 200,000,000 2020/04/06 2022/11/29 50.0064701 Credit Suisse AG - HSI R Bull CBBC Dec 2022 Y 300,000,000 2020/04/06 2022/12/29 75.0064755 Credit Suisse AG - HSI R Bear CBBC Oct 2020 D 200,000,000 2020/04/06 2020/10/29 50.0064722 Credit Suisse AG - HSI R Bear CBBC Oct 2020 Z 200,000,000 2020/04/06 2020/10/29 50.0064748 Credit Suisse AG - HSI R Bear CBBC Nov 2020 O 200,000,000 2020/04/06 2020/11/27 50.0064749 Credit Suisse AG - HSI R Bear CBBC Nov 2020 Q 200,000,000 2020/04/06 2020/11/27 50.0064739 Credit Suisse AG - HSI R Bear CBBC Jan 2021 I 300,000,000 2020/04/06 2021/01/28 75.0064712 Credit Suisse AG - Tencent R Bull CBBC Aug 2020 C 50,000,000 2020/04/06 2020/08/28 12.5064718 Credit Suisse AG - Tencent R Bear CBBC Aug 2020 F 50,000,000 2020/04/06 2020/08/28 12.5065210 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Sep 2020 G 60,000,000 2020/04/06 2020/09/28 15.0065280 Goldman Sachs SP (Asia) - HSI R Bull CBBC Dec 2022 D 160,000,000 2020/04/06 2022/12/29 40.0065203 Goldman Sachs SP (Asia) - HSI R Bull CBBC Dec 2022 U 160,000,000 2020/04/06 2022/12/29 40.0065252 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 F 160,000,000 2020/04/06 2021/01/28 40.0065262 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 G 160,000,000 2020/04/06 2021/01/28 40.0065263 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 H 160,000,000 2020/04/06 2021/01/28 40.0065274 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 I 160,000,000 2020/04/06 2021/01/28 40.0065276 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 J 160,000,000 2020/04/06 2021/01/28 40.1665200 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 Z 160,000,000 2020/04/06 2021/02/25 41.1265215 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Aug 2020 L 60,000,000 2020/04/06 2020/08/28 15.0065218 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Aug 2020 M 60,000,000 2020/04/06 2020/08/28 15.0065251 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Aug 2020 N 60,000,000 2020/04/06 2020/08/28 16.8665225 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Mar 2021 H 60,000,000 2020/04/06 2021/03/01 15.0064522 HK Bank - Alibaba Group R Bull CBBC Aug 2020 K 40,000,000 2020/04/06 2020/08/17 10.0064483 HK Bank - HSI R Bull CBBC Sep 2022 Z 100,000,000 2020/04/06 2022/09/29 25.0064545 HK Bank - HSI R Bear CBBC Sep 2020 M 100,000,000 2020/04/06 2020/09/29 25.0064486 HK Bank - Tencent R Bull CBBC Aug 2020 E 40,000,000 2020/04/06 2020/08/27 10.0064562 HK Bank - Tracker Fund R Bull CBBC Sep 2020 A 40,000,000 2020/04/06 2020/09/28 10.0064558 HK Bank - Tracker Fund R Bull CBBC Dec 2020 A 40,000,000 2020/04/06 2020/12/14 10.0064561 HK Bank - Xiaomi R Bear CBBC Aug 2020 A 40,000,000 2020/04/06 2020/08/10 10.0064659 Haitong Int’l Sec - AIA R Bull CBBC Nov 2020 C 40,000,000 2020/04/06 2020/11/10 10.0064666 Haitong Int’l Sec - CNOOC R Bull CBBC Nov 2020 A 40,000,000 2020/04/06 2020/11/10 10.0064588 Haitong Int’l Sec - HSI R Bull CBBC Nov 2022 S 150,000,000 2020/04/06 2022/11/29 37.5064581 Haitong Int’l Sec - HSI R Bull CBBC Dec 2022 M 150,000,000 2020/04/06 2022/12/29 37.5064639 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 N 150,000,000 2020/04/06 2020/11/27 37.5064658 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 C 150,000,000 2020/04/06 2021/01/28 37.5064589 Haitong Int’l Sec - Tencent R Bear CBBC Nov 2020 J 40,000,000 2020/04/06 2020/11/24 10.0064595 Haitong Int’l Sec - Tencent R Bear CBBC Nov 2020 K 40,000,000 2020/04/06 2020/11/24 10.0064903 SG Issuer - AIA R Bear CBBC Aug 2020 A 60,000,000 2020/04/06 2020/08/04 15.0064852 SG Issuer - Alibaba Group R Bull CBBC Jul 2020 U 80,000,000 2020/04/06 2020/07/31 20.0064876 SG Issuer - Bud Apac R Bull CBBC Dec 2020 C 80,000,000 2020/04/06 2020/12/30 20.0064904 SG Issuer - CC Bank R Bull CBBC Aug 2021 A 100,000,000 2020/04/06 2021/08/05 25.00




64880 SG Issuer - Galaxy Ent R Bull CBBC Nov 2020 D 100,000,000 2020/04/06 2020/11/30 25.0064978 SG Issuer - HSI R Bull CBBC Oct 2022 B 250,000,000 2020/04/06 2022/10/28 62.5064920 SG Issuer - HSI R Bull CBBC Oct 2022 Z 250,000,000 2020/04/06 2022/10/28 62.5064825 SG Issuer - HSI R Bull CBBC Nov 2022 D 250,000,000 2020/04/06 2022/11/29 62.5064925 SG Issuer - HSI R Bull CBBC Dec 2022 S 250,000,000 2020/04/06 2022/12/29 62.5064988 SG Issuer - HSI R Bull CBBC Dec 2022 V 250,000,000 2020/04/06 2022/12/29 62.5064847 SG Issuer - HSI R Bull CBBC Jan 2023 X 250,000,000 2020/04/06 2023/01/30 62.5064933 SG Issuer - HSI R Bear CBBC Oct 2020 B 250,000,000 2020/04/06 2020/10/29 62.5064941 SG Issuer - HSI R Bear CBBC Oct 2020 E 250,000,000 2020/04/06 2020/10/29 62.5064966 SG Issuer - HSI R Bear CBBC Oct 2020 F 250,000,000 2020/04/06 2020/10/29 62.5064973 SG Issuer - HSI R Bear CBBC Nov 2020 L 250,000,000 2020/04/06 2020/11/27 62.5064917 SG Issuer - HSI R Bear CBBC Jan 2021 S 500,000,000 2020/04/06 2021/01/28 125.0064890 SG Issuer - Tencent R Bull CBBC Jul 2020 O 80,000,000 2020/04/06 2020/07/31 20.0064892 SG Issuer - Tencent R Bull CBBC Aug 2020 B 80,000,000 2020/04/06 2020/08/31 20.0064915 SG Issuer - Tencent R Bear CBBC Dec 2020 S 80,000,000 2020/04/06 2020/12/30 20.0065065 UBS AG - Alibaba Group R Bull CBBC Dec 2020 P 80,000,000 2020/04/06 2020/12/07 20.0065064 UBS AG - Alibaba Group R Bear CBBC Dec 2020 P 80,000,000 2020/04/06 2020/12/09 20.0065087 UBS AG - Geely Auto R Bull CBBC Dec 2020 D 40,000,000 2020/04/06 2020/12/30 10.0065089 UBS AG - Geely Auto R Bear CBBC Dec 2020 B 40,000,000 2020/04/06 2020/12/30 10.0065194 UBS AG - Galaxy Ent R Bear CBBC Dec 2020 C 60,000,000 2020/04/06 2020/12/08 15.0065101 UBS AG - HSI R Bull CBBC Jan 2023 A 200,000,000 2020/04/06 2023/01/30 50.0065103 UBS AG - HSI R Bull CBBC Jan 2023 B 200,000,000 2020/04/06 2023/01/30 50.0065108 UBS AG - HSI R Bull CBBC Jan 2023 C 200,000,000 2020/04/06 2023/01/30 50.0065119 UBS AG - HSI R Bull CBBC Jan 2023 D 200,000,000 2020/04/06 2023/01/30 50.0065120 UBS AG - HSI R Bull CBBC Jan 2023 E 200,000,000 2020/04/06 2023/01/30 50.0064997 UBS AG - HSI R Bull CBBC Jan 2023 U 200,000,000 2020/04/06 2023/01/30 50.0065097 UBS AG - HSI R Bull CBBC Jan 2023 V 200,000,000 2020/04/06 2023/01/30 50.0065139 UBS AG - HSI R Bull CBBC Jan 2023 W 200,000,000 2020/04/06 2023/01/30 50.0065175 UBS AG - HSI R Bear CBBC Jul 2020 Q 200,000,000 2020/04/06 2020/07/30 50.0065184 UBS AG - HSI R Bear CBBC Jul 2020 S 200,000,000 2020/04/06 2020/07/30 50.0064989 UBS AG - HSI R Bear CBBC Oct 2020 O 200,000,000 2020/04/06 2020/10/29 50.0065167 UBS AG - HSI R Bear CBBC Oct 2020 P 200,000,000 2020/04/06 2020/10/29 50.0065186 UBS AG - HSI R Bear CBBC Oct 2020 Q 200,000,000 2020/04/06 2020/10/29 50.0065148 UBS AG - HSI R Bear CBBC Nov 2020 H 200,000,000 2020/04/06 2020/11/27 50.0065176 UBS AG - HSI R Bear CBBC Nov 2020 I 200,000,000 2020/04/06 2020/11/27 50.0065160 UBS AG - HSI R Bear CBBC Dec 2020 U 200,000,000 2020/04/06 2020/12/30 50.0065076 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 H 50,000,000 2020/04/06 2020/12/07 12.5065189 UBS AG - Tencent R Bull CBBC Dec 2020 Y 40,000,000 2020/04/06 2020/12/10 10.0065048 UBS AG - Tencent R Bear CBBC Dec 2020 W 40,000,000 2020/04/06 2020/12/08 10.0065056 UBS AG - Tencent R Bear CBBC Dec 2020 X 200,000,000 2020/04/06 2020/12/14 50.0064765 Bank Vontobel - Galaxy Ent R Bear CBBC Dec 2020 D 40,000,000 2020/04/06 2020/12/04 10.0064801 Bank Vontobel - HSBC R Bear CBBC Dec 2020 E 40,000,000 2020/04/06 2020/12/04 10.0064771 Bank Vontobel - Meituan Dianping R Bull CBBC Dec 2020 L 60,000,000 2020/04/06 2020/12/18 15.0064777 Bank Vontobel - Meituan Dianping R Bear CBBC Dec 2020 O 60,000,000 2020/04/06 2020/12/11 15.0064804 Bank Vontobel - SHK Ppt R Bull CBBC Dec 2020 D 40,000,000 2020/04/06 2020/12/04 10.00




64794 Bank Vontobel - Tencent R Bear CBBC Dec 2020 L 80,000,000 2020/04/06 2020/12/18 20.0065292 BOCI Asia Ltd. - AIA R Bear CBBC Sep 2020 C 60,000,000 2020/04/07 2020/09/29 15.0065314 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Sep 2020 Q 60,000,000 2020/04/07 2020/09/30 15.0065318 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Sep 2020 R 60,000,000 2020/04/07 2020/09/30 15.0065328 BOCI Asia Ltd. - CNOOC R Bull CBBC Dec 2020 A 40,000,000 2020/04/07 2020/12/31 10.0065322 BOCI Asia Ltd. - Geely Auto R Bull CBBC Dec 2020 A 40,000,000 2020/04/07 2020/12/31 10.0065355 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 A 150,000,000 2020/04/07 2022/12/29 37.5065357 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 B 150,000,000 2020/04/07 2022/12/29 37.5065358 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 C 150,000,000 2020/04/07 2022/12/29 37.5065373 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 S 150,000,000 2020/04/07 2020/10/29 37.5065380 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 T 150,000,000 2020/04/07 2020/10/29 37.5065382 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 U 200,000,000 2020/04/07 2020/10/29 50.0065299 BOCI Asia Ltd. - Meituan Dianping R Bull CBBC Dec 2020 K 40,000,000 2020/04/07 2020/12/30 10.0065384 BOCI Asia Ltd. - Meituan Dianping R Bear CBBC Dec 2020 G 40,000,000 2020/04/07 2020/12/30 10.0065319 BOCI Asia Ltd. - SHK Ppt R Bull CBBC Dec 2020 A 40,000,000 2020/04/07 2020/12/31 10.0065339 BOCI Asia Ltd. - SUNAC R Bull CBBC Dec 2020 A 40,000,000 2020/04/07 2020/12/31 10.0065288 BOCI Asia Ltd. - Tencent R Bear CBBC Oct 2020 I 40,000,000 2020/04/07 2020/10/30 10.0065459 Credit Suisse AG - AIA R Bull CBBC Oct 2020 D 70,000,000 2020/04/07 2020/10/29 17.5065515 Credit Suisse AG - CSPC Pharma R Bull CBBC Jan 2021 A 100,000,000 2020/04/07 2021/01/28 25.0065477 Credit Suisse AG - HSI R Bull CBBC Sep 2022 Q 200,000,000 2020/04/07 2022/09/29 50.0065478 Credit Suisse AG - HSI R Bull CBBC Sep 2022 R 200,000,000 2020/04/07 2022/09/29 50.0065488 Credit Suisse AG - HSI R Bull CBBC Sep 2022 S 200,000,000 2020/04/07 2022/09/29 50.0065449 Credit Suisse AG - HSI R Bear CBBC Oct 2020 E 200,000,000 2020/04/07 2020/10/29 50.0065458 Credit Suisse AG - HSI R Bear CBBC Oct 2020 G 200,000,000 2020/04/07 2020/10/29 50.0065434 Credit Suisse AG - HSI R Bear CBBC Nov 2020 H 200,000,000 2020/04/07 2020/11/27 50.0065471 Credit Suisse AG - HSI R Bear CBBC Nov 2020 R 200,000,000 2020/04/07 2020/11/27 50.0065512 Credit Suisse AG - Link REIT R Bull CBBC Dec 2020 D 50,000,000 2020/04/07 2020/12/30 12.5065462 Credit Suisse AG - Ping An R Bear CBBC Jul 2020 F 80,000,000 2020/04/07 2020/07/30 20.0065742 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Sep 2020 H 60,000,000 2020/04/07 2020/09/28 15.0065798 Goldman Sachs SP (Asia) - HKEX R Bull CBBC Dec 2020 E 80,000,000 2020/04/07 2020/12/30 20.0065876 Goldman Sachs SP (Asia) - HSI R Bull CBBC Dec 2022 B 160,000,000 2020/04/07 2022/12/29 40.0065737 Goldman Sachs SP (Asia) - HSI R Bull CBBC Dec 2022 H 160,000,000 2020/04/07 2022/12/29 40.0065868 Goldman Sachs SP (Asia) - HSI R Bull CBBC Dec 2022 R 160,000,000 2020/04/07 2022/12/29 40.0065872 Goldman Sachs SP (Asia) - HSI R Bull CBBC Dec 2022 V 160,000,000 2020/04/07 2022/12/29 40.0065874 Goldman Sachs SP (Asia) - HSI R Bull CBBC Dec 2022 Z 160,000,000 2020/04/07 2022/12/29 40.0065730 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 K 160,000,000 2020/04/07 2021/01/28 40.0065732 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 L 160,000,000 2020/04/07 2021/01/28 40.0065843 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 M 160,000,000 2020/04/07 2021/01/28 40.0065846 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 N 160,000,000 2020/04/07 2021/01/28 40.0065852 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 O 160,000,000 2020/04/07 2021/01/28 40.0065854 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 P 160,000,000 2020/04/07 2021/01/28 40.0065864 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 Q 160,000,000 2020/04/07 2021/01/28 40.0065819 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 A 160,000,000 2020/04/07 2021/02/25 40.0065793 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Dec 2020 B 60,000,000 2020/04/07 2020/12/30 15.0065788 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Dec 2020 H 80,000,000 2020/04/07 2020/12/30 20.00




65789 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Sep 2021 A 80,000,000 2020/04/07 2021/09/30 20.0065386 Haitong Int’l Sec - HSI R Bull CBBC Jan 2023 N 150,000,000 2020/04/07 2023/01/30 37.5065391 Haitong Int’l Sec - HSI R Bull CBBC Feb 2023 Q 150,000,000 2020/04/07 2023/02/27 37.5065394 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 O 150,000,000 2020/04/07 2020/11/27 37.5065547 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 D 150,000,000 2020/04/07 2021/01/28 37.5065407 Haitong Int’l Sec - Link REIT R Bull CBBC Dec 2020 A 40,000,000 2020/04/07 2020/12/21 10.0065400 Haitong Int’l Sec - Tencent R Bear CBBC Sep 2020 R 40,000,000 2020/04/07 2020/09/24 10.0065284 Morgan Stanley Asia Products - HSI R Bear CBBC Jul 2020 H 150,000,000 2020/04/07 2020/07/30 37.5065879 SG Issuer - AIA R Bear CBBC Aug 2020 B 60,000,000 2020/04/07 2020/08/06 15.0065885 SG Issuer - Alibaba Group R Bear CBBC Nov 2020 N 80,000,000 2020/04/07 2020/11/27 20.0065928 SG Issuer - Geely Auto R Bear CBBC Nov 2020 B 40,000,000 2020/04/07 2020/11/27 10.0065963 SG Issuer - HSI R Bull CBBC Nov 2022 K 250,000,000 2020/04/07 2022/11/29 62.5065967 SG Issuer - HSI R Bull CBBC Nov 2022 Y 250,000,000 2020/04/07 2022/11/29 62.5065984 SG Issuer - HSI R Bull CBBC Dec 2022 X 250,000,000 2020/04/07 2022/12/29 62.5065989 SG Issuer - HSI R Bull CBBC Jan 2023 Y 250,000,000 2020/04/07 2023/01/30 62.5065900 SG Issuer - HSI R Bear CBBC Sep 2020 B 250,000,000 2020/04/07 2020/09/29 62.5065920 SG Issuer - HSI R Bear CBBC Sep 2020 F 250,000,000 2020/04/07 2020/09/29 62.5065941 SG Issuer - HSI R Bear CBBC Oct 2020 A 250,000,000 2020/04/07 2020/10/29 62.5065942 SG Issuer - HSI R Bear CBBC Oct 2020 G 250,000,000 2020/04/07 2020/10/29 62.5065951 SG Issuer - HSI R Bear CBBC Nov 2020 M 250,000,000 2020/04/07 2020/11/27 62.5065952 SG Issuer - HSI R Bear CBBC Nov 2020 Q 250,000,000 2020/04/07 2020/11/27 62.5065992 SG Issuer - Meituan Dianping R Bull CBBC Dec 2020 N 100,000,000 2020/04/07 2020/12/30 25.0065886 SG Issuer - Meituan Dianping R Bear CBBC Sep 2020 F 100,000,000 2020/04/07 2020/09/29 25.0065887 SG Issuer - Tencent R Bull CBBC Oct 2020 V 80,000,000 2020/04/07 2020/10/29 20.0065893 SG Issuer - Tencent R Bull CBBC Oct 2020 W 80,000,000 2020/04/07 2020/10/29 20.0065894 SG Issuer - Tencent R Bear CBBC Nov 2020 T 80,000,000 2020/04/07 2020/11/27 20.0065933 SG Issuer - Tencent R Bear CBBC Feb 2021 F 80,000,000 2020/04/07 2021/02/26 20.0066006 SG Issuer - Xiaomi R Bull CBBC Oct 2020 D 60,000,000 2020/04/07 2020/10/29 15.0065596 UBS AG - AIA R Bull CBBC Dec 2020 E 100,000,000 2020/04/07 2020/12/07 25.0065598 UBS AG - AIA R Bull CBBC Dec 2020 F 100,000,000 2020/04/07 2020/12/08 25.0065599 UBS AG - AIA R Bear CBBC Dec 2020 D 100,000,000 2020/04/07 2020/12/08 25.0065686 UBS AG - Alibaba Group R Bull CBBC Dec 2020 Q 80,000,000 2020/04/07 2020/12/11 20.0065590 UBS AG - Alibaba Group R Bear CBBC Jan 2021 A 400,000,000 2020/04/07 2021/01/28 100.0065728 UBS AG - China Mobile R Bull CBBC Dec 2020 E 80,000,000 2020/04/07 2020/12/21 20.0065706 UBS AG - CNOOC R Bull CBBC Dec 2020 E 40,000,000 2020/04/07 2020/12/30 10.0065711 UBS AG - HKEX R Bull CBBC Dec 2020 K 50,000,000 2020/04/07 2020/12/11 12.5065712 UBS AG - HKEX R Bull CBBC Dec 2020 L 50,000,000 2020/04/07 2020/12/08 12.5065714 UBS AG - HKEX R Bear CBBC Dec 2020 C 50,000,000 2020/04/07 2020/12/08 12.5065655 UBS AG - HSI R Bull CBBC Jan 2023 H 400,000,000 2020/04/07 2023/01/30 100.0065602 UBS AG - HSI R Bull CBBC Jan 2023 X 200,000,000 2020/04/07 2023/01/30 50.0065617 UBS AG - HSI R Bull CBBC Jan 2023 Y 200,000,000 2020/04/07 2023/01/30 50.0065621 UBS AG - HSI R Bull CBBC Jan 2023 Z 200,000,000 2020/04/07 2023/01/30 50.0065577 UBS AG - HSI R Bear CBBC Jul 2020 T 200,000,000 2020/04/07 2020/07/30 50.0065666 UBS AG - HSI R Bear CBBC Jul 2020 V 200,000,000 2020/04/07 2020/07/30 50.0065558 UBS AG - HSI R Bear CBBC Oct 2020 R 200,000,000 2020/04/07 2020/10/29 50.00




65564 UBS AG - HSI R Bear CBBC Oct 2020 S 200,000,000 2020/04/07 2020/10/29 50.0065571 UBS AG - HSI R Bear CBBC Oct 2020 T 200,000,000 2020/04/07 2020/10/29 50.0065575 UBS AG - HSI R Bear CBBC Oct 2020 U 200,000,000 2020/04/07 2020/10/29 50.0065678 UBS AG - HSI R Bear CBBC Nov 2020 E 200,000,000 2020/04/07 2020/11/27 50.0065657 UBS AG - HSI R Bear CBBC Nov 2020 J 200,000,000 2020/04/07 2020/11/27 50.0065676 UBS AG - HSI R Bear CBBC Nov 2020 K 400,000,000 2020/04/07 2020/11/27 100.0065699 UBS AG - Meituan Dianping R Bull CBBC Dec 2020 S 50,000,000 2020/04/07 2020/12/11 12.5065593 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 I 50,000,000 2020/04/07 2020/12/30 12.5065725 UBS AG - Sunny Optical R Bear CBBC Dec 2020 B 30,000,000 2020/04/07 2020/12/30 10.5065685 UBS AG - Tencent R Bull CBBC Dec 2020 Z 40,000,000 2020/04/07 2020/12/11 10.0065579 UBS AG - Tencent R Bear CBBC Dec 2020 Y 40,000,000 2020/04/07 2020/12/16 10.0065586 UBS AG - Tencent R Bear CBBC Dec 2020 Z 200,000,000 2020/04/07 2020/12/07 50.0065521 Bank Vontobel - Alibaba Group R Bull CBBC Dec 2020 B 40,000,000 2020/04/07 2020/12/04 10.0065545 Bank Vontobel - Meituan Dianping R Bull CBBC Dec 2020 M 60,000,000 2020/04/07 2020/12/04 15.0065537 Bank Vontobel - Meituan Dianping R Bear CBBC Dec 2020 P 60,000,000 2020/04/07 2020/12/18 15.0051480 # UBS AG - HSBC R Bull CBBC Mar 2021 A 150,000,000 2020/04/07 2021/03/15 10.5066042 BOCI Asia Ltd. - HSBC R Bull CBBC Nov 2020 B 70,000,000 2020/04/08 2020/11/16 17.5066052 BOCI Asia Ltd. - HSBC R Bull CBBC Nov 2020 C 70,000,000 2020/04/08 2020/11/16 17.5066072 BOCI Asia Ltd. - HSBC R Bear CBBC Nov 2020 A 70,000,000 2020/04/08 2020/11/16 17.5066030 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 D 150,000,000 2020/04/08 2022/12/29 37.5066041 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 E 150,000,000 2020/04/08 2022/12/29 37.5066109 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 F 150,000,000 2020/04/08 2022/12/29 37.5066089 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 V 150,000,000 2020/04/08 2020/10/29 37.5066102 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 W 150,000,000 2020/04/08 2020/10/29 37.5066567 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 M 250,000,000 2020/04/08 2020/12/30 62.5066573 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 N 250,000,000 2020/04/08 2020/12/30 62.5066483 Credit Suisse AG - HSBC R Bull CBBC Oct 2020 A 70,000,000 2020/04/08 2020/10/29 17.5066487 Credit Suisse AG - HSBC R Bull CBBC Dec 2020 G 70,000,000 2020/04/08 2020/12/30 17.5066493 Credit Suisse AG - HSBC R Bear CBBC Sep 2020 D 70,000,000 2020/04/08 2020/09/29 17.5066444 Credit Suisse AG - HSI R Bull CBBC Sep 2022 T 200,000,000 2020/04/08 2022/09/29 50.0066445 Credit Suisse AG - HSI R Bull CBBC Sep 2022 U 200,000,000 2020/04/08 2022/09/29 50.0066440 Credit Suisse AG - HSI R Bull CBBC Oct 2022 H 200,000,000 2020/04/08 2022/10/28 50.0066482 Credit Suisse AG - HSI R Bull CBBC Oct 2022 J 200,000,000 2020/04/08 2022/10/28 50.0066446 Credit Suisse AG - HSI R Bull CBBC Dec 2022 O 300,000,000 2020/04/08 2022/12/29 75.0066498 Credit Suisse AG - HSI R Bear CBBC Oct 2020 H 200,000,000 2020/04/08 2020/10/29 50.0066510 Credit Suisse AG - HSI R Bear CBBC Oct 2020 J 200,000,000 2020/04/08 2020/10/29 50.0066505 Credit Suisse AG - HSI R Bear CBBC Nov 2020 S 200,000,000 2020/04/08 2020/11/27 50.0066509 Credit Suisse AG - HSI R Bear CBBC Dec 2020 B 200,000,000 2020/04/08 2020/12/30 50.0066497 Credit Suisse AG - Meituan Dianping R Bear CBBC Oct 2020 C 60,000,000 2020/04/08 2020/10/29 15.0066895 Goldman Sachs SP (Asia) - HSBC R Bull CBBC Dec 2020 D 60,000,000 2020/04/08 2020/12/30 15.0066915 Goldman Sachs SP (Asia) - HSBC R Bull CBBC Dec 2020 E 60,000,000 2020/04/08 2020/12/30 15.0066786 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 A 160,000,000 2020/04/08 2023/04/27 40.0066788 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 B 160,000,000 2020/04/08 2023/04/27 40.0066793 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 C 160,000,000 2020/04/08 2023/04/27 40.0066794 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 D 160,000,000 2020/04/08 2023/04/27 40.00




66798 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 E 160,000,000 2020/04/08 2023/04/27 40.0066863 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 F 160,000,000 2020/04/08 2023/04/27 40.0066884 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 G 160,000,000 2020/04/08 2023/04/27 40.0066891 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 H 160,000,000 2020/04/08 2023/04/27 40.0066803 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 R 160,000,000 2020/04/08 2021/01/28 40.0066807 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 S 160,000,000 2020/04/08 2021/01/28 40.0066829 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 T 160,000,000 2020/04/08 2021/01/28 40.0066843 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 U 160,000,000 2020/04/08 2021/01/28 40.0066861 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 V 160,000,000 2020/04/08 2021/01/28 40.0066892 Goldman Sachs SP (Asia) - Meituan R Bear CBBC Dec 2020 B 60,000,000 2020/04/08 2020/12/30 15.0066111 Haitong Int’l Sec - HSI R Bull CBBC Jan 2023 O 150,000,000 2020/04/08 2023/01/30 37.5066115 Haitong Int’l Sec - HSI R Bull CBBC Jan 2023 P 150,000,000 2020/04/08 2023/01/30 37.5066114 Haitong Int’l Sec - HSI R Bull CBBC Mar 2023 A 150,000,000 2020/04/08 2023/03/30 37.5066430 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 D 150,000,000 2020/04/08 2020/12/30 37.5066142 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 E 150,000,000 2020/04/08 2021/01/28 37.5066126 Haitong Int’l Sec - Tencent R Bull CBBC Sep 2020 X 40,000,000 2020/04/08 2020/09/24 10.0066075 Morgan Stanley Asia Products - HSI R Bull CBBC Aug 2022 K 150,000,000 2020/04/08 2022/08/30 37.5066013 Morgan Stanley Asia Products - HSI R Bull CBBC Oct 2022 X 150,000,000 2020/04/08 2022/10/28 37.5066028 Morgan Stanley Asia Products - HSI R Bull CBBC Nov 2022 B 150,000,000 2020/04/08 2022/11/29 37.5066086 Morgan Stanley Asia Products - HSI R Bear CBBC Aug 2020 N 150,000,000 2020/04/08 2020/08/28 37.5066782 SG Issuer - Alibaba Group R Bull CBBC Oct 2020 L 80,000,000 2020/04/08 2020/10/28 20.0066784 SG Issuer - Alibaba Group R Bear CBBC Dec 2020 P 80,000,000 2020/04/08 2020/12/30 20.0066585 SG Issuer - China Mobile R Bull CBBC Nov 2020 D 100,000,000 2020/04/08 2020/11/30 25.0066624 SG Issuer - CC Bank R Bear CBBC Dec 2020 A 100,000,000 2020/04/08 2020/12/30 25.0066629 SG Issuer - CM Bank R Bull CBBC Dec 2020 D 100,000,000 2020/04/08 2020/12/30 25.0066630 SG Issuer - Galaxy Ent R Bear CBBC Nov 2020 B 100,000,000 2020/04/08 2020/11/27 25.0066594 SG Issuer - HKEX R Bull CBBC Oct 2020 L 50,000,000 2020/04/08 2020/10/30 12.5066642 SG Issuer - HSBC R Bull CBBC Apr 2021 B 100,000,000 2020/04/08 2021/04/30 25.0066655 SG Issuer - HSBC R Bull CBBC Jun 2021 A 100,000,000 2020/04/08 2021/06/30 25.0066656 SG Issuer - HSBC R Bull CBBC Jun 2021 B 100,000,000 2020/04/08 2021/06/30 25.0066638 SG Issuer - HSBC R Bear CBBC Sep 2020 C 100,000,000 2020/04/08 2020/09/29 25.0066641 SG Issuer - HSBC R Bear CBBC Sep 2020 D 100,000,000 2020/04/08 2020/09/30 25.0066677 SG Issuer - HSI R Bull CBBC Nov 2022 I 250,000,000 2020/04/08 2022/11/29 62.5066757 SG Issuer - HSI R Bull CBBC Dec 2022 Y 250,000,000 2020/04/08 2022/12/29 62.5066683 SG Issuer - HSI R Bull CBBC Jan 2023 A 250,000,000 2020/04/08 2023/01/30 62.5066681 SG Issuer - HSI R Bull CBBC Jan 2023 Z 250,000,000 2020/04/08 2023/01/30 62.5066601 SG Issuer - HSI R Bull CBBC Feb 2023 S 250,000,000 2020/04/08 2023/02/27 62.5066623 SG Issuer - HSI R Bull CBBC Feb 2023 T 250,000,000 2020/04/08 2023/02/27 62.5066686 SG Issuer - HSI R Bear CBBC Sep 2020 G 250,000,000 2020/04/08 2020/09/29 62.5066695 SG Issuer - HSI R Bear CBBC Oct 2020 H 250,000,000 2020/04/08 2020/10/29 62.5066696 SG Issuer - HSI R Bear CBBC Oct 2020 I 250,000,000 2020/04/08 2020/10/29 62.5066747 SG Issuer - HSI R Bear CBBC Oct 2020 J 250,000,000 2020/04/08 2020/10/29 62.5066661 SG Issuer - ICBC R Bull CBBC Aug 2021 A 100,000,000 2020/04/08 2021/08/03 25.0066596 SG Issuer - Meituan Dianping R Bear CBBC Dec 2020 C 100,000,000 2020/04/08 2020/12/30 25.0066666 SG Issuer - Tencent R Bull CBBC Jul 2020 T 80,000,000 2020/04/08 2020/07/31 20.00




66673 SG Issuer - Tencent R Bull CBBC Aug 2020 G 80,000,000 2020/04/08 2020/08/28 20.0066674 SG Issuer - Tencent R Bull CBBC Sep 2020 X 80,000,000 2020/04/08 2020/09/30 20.0066251 UBS AG - Alibaba Group R Bull CBBC Dec 2020 R 80,000,000 2020/04/08 2020/12/14 20.0066280 UBS AG - CC Bank R Bull CBBC Dec 2020 C 100,000,000 2020/04/08 2020/12/14 25.0066284 UBS AG - CC Bank R Bear CBBC Dec 2020 B 100,000,000 2020/04/08 2020/12/07 25.0066265 UBS AG - CNOOC R Bull CBBC Dec 2020 F 40,000,000 2020/04/08 2020/12/07 10.0066224 UBS AG - Galaxy Ent R Bull CBBC Nov 2020 A 100,000,000 2020/04/08 2020/11/30 25.0066228 UBS AG - HKEX R Bull CBBC Dec 2020 M 200,000,000 2020/04/08 2020/12/28 50.0066208 UBS AG - HSBC R Bull CBBC Mar 2021 B 100,000,000 2020/04/08 2021/03/29 25.0066214 UBS AG - HSBC R Bull CBBC Mar 2021 C 100,000,000 2020/04/08 2021/03/22 25.0066429 UBS AG - HSBC R Bear CBBC Dec 2020 D 100,000,000 2020/04/08 2020/12/14 25.0066305 UBS AG - HSI R Bull CBBC Oct 2022 B 200,000,000 2020/04/08 2022/10/28 50.0066299 UBS AG - HSI R Bull CBBC Oct 2022 S 200,000,000 2020/04/08 2022/10/28 50.0066291 UBS AG - HSI R Bull CBBC Nov 2022 H 200,000,000 2020/04/08 2022/11/29 50.0066293 UBS AG - HSI R Bull CBBC Nov 2022 K 200,000,000 2020/04/08 2022/11/29 50.0066295 UBS AG - HSI R Bull CBBC Nov 2022 N 200,000,000 2020/04/08 2022/11/29 50.0066330 UBS AG - HSI R Bull CBBC Jan 2023 G 200,000,000 2020/04/08 2023/01/30 50.0066165 UBS AG - HSI R Bull CBBC Jan 2023 I 200,000,000 2020/04/08 2023/01/30 50.0066197 UBS AG - HSI R Bull CBBC Jan 2023 J 200,000,000 2020/04/08 2023/01/30 50.0066333 UBS AG - HSI R Bull CBBC Jan 2023 K 400,000,000 2020/04/08 2023/01/30 100.0066201 UBS AG - HSI R Bull CBBC Jan 2023 L 200,000,000 2020/04/08 2023/01/30 50.0066301 UBS AG - HSI R Bull CBBC Jan 2023 P 200,000,000 2020/04/08 2023/01/30 50.0066346 UBS AG - HSI R Bear CBBC Sep 2020 R 200,000,000 2020/04/08 2020/09/29 50.0066350 UBS AG - HSI R Bear CBBC Sep 2020 U 200,000,000 2020/04/08 2020/09/29 50.0066377 UBS AG - HSI R Bear CBBC Sep 2020 V 200,000,000 2020/04/08 2020/09/29 50.0066388 UBS AG - HSI R Bear CBBC Sep 2020 W 200,000,000 2020/04/08 2020/09/29 50.0066416 UBS AG - HSI R Bear CBBC Oct 2020 W 200,000,000 2020/04/08 2020/10/29 50.0066419 UBS AG - HSI R Bear CBBC Nov 2020 M 200,000,000 2020/04/08 2020/11/27 50.0066423 UBS AG - HSI R Bear CBBC Nov 2020 N 200,000,000 2020/04/08 2020/11/27 50.0066275 UBS AG - Meituan Dianping R Bull CBBC Dec 2020 T 50,000,000 2020/04/08 2020/12/07 12.5066279 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 J 50,000,000 2020/04/08 2020/12/04 12.5066235 UBS AG - Tencent R Bull CBBC Dec 2020 A 40,000,000 2020/04/08 2020/12/14 10.0066239 UBS AG - Tencent R Bull CBBC Dec 2020 B 40,000,000 2020/04/08 2020/12/18 10.0066425 UBS AG - Tencent R Bear CBBC Dec 2020 C 40,000,000 2020/04/08 2020/12/04 10.0066243 UBS AG - Xiaomi R Bear CBBC Dec 2020 E 60,000,000 2020/04/08 2020/12/07 15.0066540 Bank Vontobel - AIA R Bear CBBC Dec 2020 C 40,000,000 2020/04/08 2020/12/11 10.0066548 Bank Vontobel - CSPC Pharma R Bear CBBC Dec 2020 A 40,000,000 2020/04/08 2020/12/18 10.4066518 Bank Vontobel - HSBC R Bull CBBC Dec 2020 E 40,000,000 2020/04/08 2020/12/11 10.0066527 Bank Vontobel - HSBC R Bull CBBC Dec 2020 F 40,000,000 2020/04/08 2020/12/11 10.0066549 Bank Vontobel - HSBC R Bear CBBC Dec 2020 F 40,000,000 2020/04/08 2020/12/11 10.0066538 Bank Vontobel - Meituan Dianping R Bull CBBC Dec 2020 P 60,000,000 2020/04/08 2020/12/11 15.0066920 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 G 150,000,000 2020/04/09 2022/12/29 37.5066929 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 H 150,000,000 2020/04/09 2022/12/29 37.5066954 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 I 150,000,000 2020/04/09 2022/12/29 37.5067305 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 J 150,000,000 2020/04/09 2022/12/29 37.50




66956 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 X 150,000,000 2020/04/09 2020/10/29 37.5067454 Credit Suisse AG - CM Bank R Bull CBBC Dec 2020 A 80,000,000 2020/04/09 2020/12/30 20.0067437 Credit Suisse AG - HSBC R Bull CBBC Nov 2020 B 70,000,000 2020/04/09 2020/11/27 17.5067442 Credit Suisse AG - HSBC R Bear CBBC Sep 2020 E 70,000,000 2020/04/09 2020/09/29 17.5067456 Credit Suisse AG - HSI R Bull CBBC Sep 2022 V 200,000,000 2020/04/09 2022/09/29 50.0067472 Credit Suisse AG - HSI R Bull CBBC Sep 2022 W 200,000,000 2020/04/09 2022/09/29 50.0067482 Credit Suisse AG - HSI R Bull CBBC Sep 2022 X 200,000,000 2020/04/09 2022/09/29 50.0067428 Credit Suisse AG - HSI R Bear CBBC Oct 2020 K 200,000,000 2020/04/09 2020/10/29 50.0067432 Credit Suisse AG - HSI R Bear CBBC Oct 2020 L 200,000,000 2020/04/09 2020/10/29 50.0067434 Credit Suisse AG - HSI R Bear CBBC Jan 2021 J 200,000,000 2020/04/09 2021/01/28 50.0067757 Goldman Sachs SP (Asia) - HSI R Bull CBBC Nov 2022 V 160,000,000 2020/04/09 2022/11/29 40.0067760 Goldman Sachs SP (Asia) - HSI R Bull CBBC Nov 2022 W 160,000,000 2020/04/09 2022/11/29 40.0067723 Goldman Sachs SP (Asia) - HSI R Bull CBBC Dec 2022 C 160,000,000 2020/04/09 2022/12/29 40.0067724 Goldman Sachs SP (Asia) - HSI R Bull CBBC Dec 2022 E 160,000,000 2020/04/09 2022/12/29 40.0067709 Goldman Sachs SP (Asia) - HSI R Bull CBBC Dec 2022 I 160,000,000 2020/04/09 2022/12/29 40.0067750 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 C 160,000,000 2020/04/09 2020/12/30 40.0067751 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 D 160,000,000 2020/04/09 2020/12/30 40.0067746 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 S 160,000,000 2020/04/09 2020/12/30 40.0067728 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 B 160,000,000 2020/04/09 2021/02/25 40.0067729 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 C 160,000,000 2020/04/09 2021/02/25 40.0067733 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 D 160,000,000 2020/04/09 2021/02/25 40.0067734 Goldman Sachs SP (Asia) - Meituan R Bear CBBC Dec 2020 C 60,000,000 2020/04/09 2020/12/30 15.0067745 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Mar 2021 P 80,000,000 2020/04/09 2021/03/01 20.0067743 Goldman Sachs SP (Asia) - Xiaomi R Bull CBBC Dec 2020 B 60,000,000 2020/04/09 2020/12/30 15.0067707 Haitong Int’l Sec - HSBC R Bull CBBC Apr 2021 A 40,000,000 2020/04/09 2021/04/30 10.0067700 Haitong Int’l Sec - HSBC R Bear CBBC Dec 2020 A 40,000,000 2020/04/09 2020/12/14 10.0067687 Haitong Int’l Sec - HSI R Bull CBBC Feb 2023 R 150,000,000 2020/04/09 2023/02/27 37.5067689 Haitong Int’l Sec - HSI R Bull CBBC Feb 2023 S 150,000,000 2020/04/09 2023/02/27 37.5067683 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 E 150,000,000 2020/04/09 2020/12/30 37.5067686 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 F 150,000,000 2020/04/09 2020/12/30 37.5067696 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 F 150,000,000 2020/04/09 2021/01/28 37.5067349 J P Morgan SP BV - Alibaba Group R Bull CBBC Sep 2020 B 80,000,000 2020/04/09 2020/09/11 20.0067312 J P Morgan SP BV - HSI R Bull CBBC Nov 2022 Q 200,000,000 2020/04/09 2022/11/29 50.0067314 J P Morgan SP BV - HSI R Bull CBBC Dec 2022 N 200,000,000 2020/04/09 2022/12/29 50.0067401 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 L 200,000,000 2020/04/09 2023/01/30 50.0067406 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 M 200,000,000 2020/04/09 2023/01/30 50.0067410 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 N 200,000,000 2020/04/09 2023/01/30 50.0067413 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 O 200,000,000 2020/04/09 2023/01/30 50.0067403 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 A 200,000,000 2020/04/09 2023/02/27 50.0067409 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 B 200,000,000 2020/04/09 2023/02/27 50.0067411 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 C 200,000,000 2020/04/09 2023/02/27 50.0067421 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 D 200,000,000 2020/04/09 2023/02/27 50.0067363 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 G 200,000,000 2020/04/09 2020/11/27 50.0067399 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 L 200,000,000 2020/04/09 2020/11/27 50.0067315 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 N 200,000,000 2020/04/09 2020/11/27 50.00




67325 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 O 200,000,000 2020/04/09 2020/11/27 50.0067353 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 P 200,000,000 2020/04/09 2020/11/27 50.0067356 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 Q 200,000,000 2020/04/09 2020/11/27 50.0067367 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 A 200,000,000 2020/04/09 2020/12/30 50.0067355 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 L 200,000,000 2020/04/09 2020/12/30 50.0067361 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 M 200,000,000 2020/04/09 2020/12/30 50.0067400 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 O 200,000,000 2020/04/09 2020/12/30 50.0067344 J P Morgan SP BV - Meituan Dianping R Bull CBBC Sep 2020 A 80,000,000 2020/04/09 2020/09/11 20.0067332 J P Morgan SP BV - Tencent R Bull CBBC Aug 2020 J 50,000,000 2020/04/09 2020/08/14 12.5067279 Morgan Stanley Asia Products - CC Bank R Bull CBBC Dec2020 A 40,000,000 2020/04/09 2020/12/01 10.0067275 Morgan Stanley Asia Products - Galaxy Ent R Bull CBBC Dec20D 40,000,000 2020/04/09 2020/12/21 10.0067276 Morgan Stanley Asia Products - Galaxy Ent R Bull CBBC Dec20E 40,000,000 2020/04/09 2020/12/07 10.0067282 Morgan Stanley Asia Products - HSI R Bull CBBC Oct 2022 Y 150,000,000 2020/04/09 2022/10/28 37.5067281 Morgan Stanley Asia Products - HSI R Bull CBBC Dec 2022 J 150,000,000 2020/04/09 2022/12/29 37.5067230 Morgan Stanley Asia Products - HSI R Bear CBBC Jul 2020 I 150,000,000 2020/04/09 2020/07/30 37.5067260 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 I 150,000,000 2020/04/09 2020/09/29 37.5067587 SG Issuer - AIA R Bear CBBC Nov 2020 A 60,000,000 2020/04/09 2020/11/27 15.0067665 SG Issuer - Alibaba Group R Bull CBBC Oct 2020 M 80,000,000 2020/04/09 2020/10/30 20.0067484 SG Issuer - Alibaba Group R Bear CBBC Nov 2020 O 80,000,000 2020/04/09 2020/11/27 20.0067588 SG Issuer - China Mobile R Bear CBBC Oct 2020 A 100,000,000 2020/04/09 2020/10/30 25.0067666 SG Issuer - CNOOC R Bull CBBC Nov 2020 E 40,000,000 2020/04/09 2020/11/30 10.0067676 SG Issuer - CNOOC R Bull CBBC Dec 2020 L 40,000,000 2020/04/09 2020/12/30 10.0067679 SG Issuer - HSBC R Bull CBBC Apr 2021 C 100,000,000 2020/04/09 2021/04/30 25.0067489 SG Issuer - HSBC R Bull CBBC Jun 2021 C 100,000,000 2020/04/09 2021/06/30 25.0067593 SG Issuer - HSBC R Bear CBBC Oct 2020 A 100,000,000 2020/04/09 2020/10/30 25.0067651 SG Issuer - HSI R Bull CBBC Oct 2022 K 250,000,000 2020/04/09 2022/10/28 62.5067655 SG Issuer - HSI R Bull CBBC Nov 2022 O 250,000,000 2020/04/09 2022/11/29 62.5067662 SG Issuer - HSI R Bull CBBC Feb 2023 U 250,000,000 2020/04/09 2023/02/27 62.5067559 SG Issuer - HSI R Bull CBBC Mar 2023 H 250,000,000 2020/04/09 2023/03/30 62.5067608 SG Issuer - HSI R Bear CBBC Nov 2020 H 250,000,000 2020/04/09 2020/11/27 62.5067606 SG Issuer - HSI R Bear CBBC Nov 2020 R 500,000,000 2020/04/09 2020/11/27 125.0067607 SG Issuer - HSI R Bear CBBC Nov 2020 S 250,000,000 2020/04/09 2020/11/27 62.5067646 SG Issuer - HSI R Bear CBBC Dec 2020 K 250,000,000 2020/04/09 2020/12/30 62.5067614 SG Issuer - HSI R Bear CBBC Dec 2020 Q 250,000,000 2020/04/09 2020/12/30 62.5067615 SG Issuer - HSI R Bear CBBC Dec 2020 R 250,000,000 2020/04/09 2020/12/30 62.5067618 SG Issuer - HSI R Bear CBBC Dec 2020 U 250,000,000 2020/04/09 2020/12/30 62.5067630 SG Issuer - HSI R Bear CBBC Dec 2020 V 250,000,000 2020/04/09 2020/12/30 62.5067514 SG Issuer - Meituan Dianping R Bear CBBC Oct 2020 F 100,000,000 2020/04/09 2020/10/29 25.0067680 SG Issuer - Sunny Optical R Bull CBBC Dec 2020 N 60,000,000 2020/04/09 2020/12/30 15.0067681 SG Issuer - Tencent R Bull CBBC Oct 2020 X 80,000,000 2020/04/09 2020/10/30 20.0067515 SG Issuer - Tencent R Bear CBBC Nov 2020 U 80,000,000 2020/04/09 2020/11/30 20.0067522 SG Issuer - Tencent R Bear CBBC Dec 2020 Q 80,000,000 2020/04/09 2020/12/30 20.0067147 UBS AG - Alibaba Group R Bull CBBC Dec 2020 S 80,000,000 2020/04/09 2020/12/09 20.0067149 UBS AG - CNOOC R Bull CBBC Dec 2020 G 40,000,000 2020/04/09 2020/12/21 10.0067162 UBS AG - CNOOC R Bear CBBC Dec 2020 D 40,000,000 2020/04/09 2020/12/21 10.00




67167 UBS AG - HSBC R Bull CBBC Dec 2020 E 150,000,000 2020/04/09 2020/12/30 37.5067169 UBS AG - HSBC R Bull CBBC Jun 2021 A 150,000,000 2020/04/09 2021/06/30 37.5067176 UBS AG - HSBC R Bear CBBC Jun 2021 A 150,000,000 2020/04/09 2021/06/30 37.5067132 UBS AG - HSI R Bull CBBC Oct 2022 C 200,000,000 2020/04/09 2022/10/28 50.0067127 UBS AG - HSI R Bull CBBC Oct 2022 K 200,000,000 2020/04/09 2022/10/28 50.0067146 UBS AG - HSI R Bull CBBC Oct 2022 U 200,000,000 2020/04/09 2022/10/28 50.0067031 UBS AG - HSI R Bear CBBC Oct 2020 X 200,000,000 2020/04/09 2020/10/29 50.0067035 UBS AG - HSI R Bear CBBC Oct 2020 Y 200,000,000 2020/04/09 2020/10/29 50.0067044 UBS AG - HSI R Bear CBBC Oct 2020 Z 200,000,000 2020/04/09 2020/10/29 50.0067047 UBS AG - HSI R Bear CBBC Dec 2020 V 200,000,000 2020/04/09 2020/12/30 50.0067082 UBS AG - HSI R Bear CBBC Dec 2020 W 400,000,000 2020/04/09 2020/12/30 100.0067085 UBS AG - HSI R Bear CBBC Dec 2020 X 200,000,000 2020/04/09 2020/12/30 50.0067103 UBS AG - HSI R Bear CBBC Dec 2020 Y 200,000,000 2020/04/09 2020/12/30 50.0067122 UBS AG - HSI R Bear CBBC Dec 2020 Z 200,000,000 2020/04/09 2020/12/30 50.0067179 UBS AG - Link REIT R Bull CBBC Dec 2020 E 60,000,000 2020/04/09 2020/12/30 15.0067192 UBS AG - Link REIT R Bear CBBC Dec 2020 B 60,000,000 2020/04/09 2020/12/30 15.0067229 UBS AG - SUNAC R Bull CBBC Jan 2021 A 100,000,000 2020/04/09 2021/01/29 25.0067221 UBS AG - SUNAC R Bull CBBC Jun 2021 A 100,000,000 2020/04/09 2021/06/30 25.0066992 Bank Vontobel - China Mobile R Bull CBBC Dec 2020 F 40,000,000 2020/04/09 2020/12/11 10.0066979 Bank Vontobel - CNOOC R Bull CBBC Dec 2020 L 40,000,000 2020/04/09 2020/12/04 10.0066976 Bank Vontobel - HSBC R Bull CBBC Dec 2020 G 40,000,000 2020/04/09 2020/12/18 10.0067005 Bank Vontobel - Meituan Dianping R Bear CBBC Dec 2020 Q 60,000,000 2020/04/09 2020/12/04 15.0066999 Bank Vontobel - Sino Biopharm R Bear CBBC Oct 2020 B 40,000,000 2020/04/09 2020/10/23 10.0066993 Bank Vontobel - Tencent R Bull CBBC Dec 2020 U 40,000,000 2020/04/09 2020/12/18 10.0066973 Bank Vontobel - Tencent R Bear CBBC Dec 2020 M 40,000,000 2020/04/09 2020/12/11 10.0067885 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 K 150,000,000 2020/04/14 2022/12/29 37.5067892 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 L 200,000,000 2020/04/14 2022/12/29 50.0067894 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 Y 150,000,000 2020/04/14 2020/10/29 57.0067897 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 Z 200,000,000 2020/04/14 2020/10/29 50.0067762 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 G 150,000,000 2020/04/14 2022/12/29 37.5067767 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 H 150,000,000 2020/04/14 2022/12/29 37.5067787 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 I 150,000,000 2020/04/14 2022/12/29 37.5068338 Credit Suisse AG - AIA R Bear CBBC Jul 2020 F 70,000,000 2020/04/14 2020/07/30 17.5068337 Credit Suisse AG - CNOOC R Bull CBBC Oct 2020 C 50,000,000 2020/04/14 2020/10/29 12.5068329 Credit Suisse AG - HKEX R Bull CBBC Oct 2020 A 50,000,000 2020/04/14 2020/10/29 12.5068301 Credit Suisse AG - HSBC R Bear CBBC Oct 2020 A 70,000,000 2020/04/14 2020/10/29 17.5068265 Credit Suisse AG - HSI R Bull CBBC Sep 2022 A 200,000,000 2020/04/14 2022/09/29 50.0068261 Credit Suisse AG - HSI R Bull CBBC Sep 2022 Y 200,000,000 2020/04/14 2022/09/29 50.0068260 Credit Suisse AG - HSI R Bull CBBC Dec 2022 V 300,000,000 2020/04/14 2022/12/29 75.0068266 Credit Suisse AG - HSI R Bear CBBC Oct 2020 M 200,000,000 2020/04/14 2020/10/29 50.0068283 Credit Suisse AG - HSI R Bear CBBC Dec 2020 E 200,000,000 2020/04/14 2020/12/30 50.0068284 Credit Suisse AG - HSI R Bear CBBC Dec 2020 F 200,000,000 2020/04/14 2020/12/30 50.0068339 Credit Suisse AG - Sunny Optical R Bear CBBC Sep 2020 B 40,000,000 2020/04/14 2020/09/29 10.0068358 Goldman Sachs SP (Asia) - HSI R Bull CBBC Nov 2022 Z 160,000,000 2020/04/14 2022/11/29 40.0068472 Goldman Sachs SP (Asia) - HSI R Bull CBBC Dec 2022 F 160,000,000 2020/04/14 2022/12/29 40.00




68497 Goldman Sachs SP (Asia) - HSI R Bull CBBC Dec 2022 G 160,000,000 2020/04/14 2022/12/29 40.0068492 Goldman Sachs SP (Asia) - HSI R Bull CBBC Dec 2022 P 160,000,000 2020/04/14 2022/12/29 40.0068496 Goldman Sachs SP (Asia) - HSI R Bull CBBC Dec 2022 Q 160,000,000 2020/04/14 2022/12/29 40.0068398 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 M 160,000,000 2020/04/14 2020/11/27 40.0068465 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 P 160,000,000 2020/04/14 2020/11/27 40.0068468 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 Q 160,000,000 2020/04/14 2020/11/27 40.0068471 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 R 160,000,000 2020/04/14 2020/11/27 40.0068380 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 X 160,000,000 2020/04/14 2020/12/30 40.0068359 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 Z 160,000,000 2020/04/14 2020/12/30 40.0068369 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 A 60,000,000 2020/04/14 2020/10/28 15.0067803 HK Bank - AIA R Bull CBBC Aug 2020 E 60,000,000 2020/04/14 2020/08/10 15.0067831 HK Bank - Alibaba Group R Bull CBBC Aug 2020 L 40,000,000 2020/04/14 2020/08/24 10.0067862 HK Bank - Bank of China R Bull CBBC Oct 2020 A 40,000,000 2020/04/14 2020/10/05 10.0067846 HK Bank - China Mobile R Bull CBBC Nov 2020 B 60,000,000 2020/04/14 2020/11/09 15.0067838 HK Bank - CNOOC R Bull CBBC Nov 2020 B 40,000,000 2020/04/14 2020/11/02 10.0067837 HK Bank - HSCEI R Bull CBBC Sep 2022 G 50,000,000 2020/04/14 2022/09/29 12.5067813 HK Bank - HSI R Bull CBBC Sep 2022 E 100,000,000 2020/04/14 2022/09/29 25.0067810 HK Bank - HSI R Bear CBBC Sep 2020 N 100,000,000 2020/04/14 2020/09/29 25.0067830 HK Bank - Meituan Dianping R Bull CBBC Sep 2020 C 40,000,000 2020/04/14 2020/09/21 10.0067882 HK Bank - SUNAC R Bull CBBC Oct 2020 A 40,000,000 2020/04/14 2020/10/12 10.0067873 HK Bank - Tencent R Bull CBBC Sep 2020 F 40,000,000 2020/04/14 2020/09/17 10.0067840 HK Bank - Tencent R Bear CBBC Sep 2020 A 40,000,000 2020/04/14 2020/09/14 10.0067822 HK Bank - WuXi Bio R Bull CBBC Aug 2020 C 40,000,000 2020/04/14 2020/08/20 10.0068054 Haitong Int’l Sec - China Mobile R Bull CBBC Nov 2020 A 40,000,000 2020/04/14 2020/11/30 10.0068039 Haitong Int’l Sec - HSI R Bull CBBC Dec 2022 Q 150,000,000 2020/04/14 2022/12/29 37.5068044 Haitong Int’l Sec - HSI R Bull CBBC Dec 2022 U 150,000,000 2020/04/14 2022/12/29 37.5068087 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 G 150,000,000 2020/04/14 2020/12/30 37.5068051 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 G 150,000,000 2020/04/14 2021/01/28 37.5068056 Haitong Int’l Sec - Tencent R Bull CBBC Oct 2020 M 40,000,000 2020/04/14 2020/10/16 10.0068058 Haitong Int’l Sec - WuXi Bio R Bull CBBC Dec 2020 A 40,000,000 2020/04/14 2020/12/16 10.0067940 J P Morgan SP BV - HSI R Bull CBBC Oct 2022 H 200,000,000 2020/04/14 2022/10/28 50.0067961 J P Morgan SP BV - HSI R Bull CBBC Oct 2022 X 200,000,000 2020/04/14 2022/10/28 50.0067949 J P Morgan SP BV - HSI R Bull CBBC Nov 2022 V 200,000,000 2020/04/14 2022/11/29 50.0067963 J P Morgan SP BV - HSI R Bull CBBC Nov 2022 X 200,000,000 2020/04/14 2022/11/29 50.0067974 J P Morgan SP BV - HSI R Bull CBBC Dec 2022 P 200,000,000 2020/04/14 2022/12/29 50.0067950 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 R 200,000,000 2020/04/14 2020/11/27 50.0068031 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 S 200,000,000 2020/04/14 2020/11/27 50.0068035 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 T 200,000,000 2020/04/14 2020/11/27 50.0067951 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 P 200,000,000 2020/04/14 2020/12/30 50.0068034 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 S 200,000,000 2020/04/14 2020/12/30 50.0068036 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 T 200,000,000 2020/04/14 2020/12/30 50.0067959 J P Morgan SP BV - Tencent R Bear CBBC Aug 2020 E 50,000,000 2020/04/14 2020/08/14 12.5067800 Morgan Stanley Asia Products - Ch Mobile R Bull CBBC Nov20 B 40,000,000 2020/04/14 2020/11/16 10.0067761 Morgan Stanley Asia Products - HSI R Bull CBBC Nov 2022 C 150,000,000 2020/04/14 2022/11/29 37.5069382 SG Issuer - Alibaba Group R Bull CBBC Oct 2020 N 80,000,000 2020/04/14 2020/10/30 20.00




68560 SG Issuer - Alibaba Group R Bear CBBC Dec 2020 Q 80,000,000 2020/04/14 2020/12/30 20.0068501 SG Issuer - China Mobile R Bull CBBC Sep 2020 E 100,000,000 2020/04/14 2020/09/30 25.0068561 SG Issuer - China Mobile R Bear CBBC Nov 2020 A 100,000,000 2020/04/14 2020/11/27 25.0068509 SG Issuer - CNOOC R Bear CBBC Dec 2020 A 40,000,000 2020/04/14 2020/12/30 12.2068506 SG Issuer - China Res Land R Bull CBBC Feb 2021 A 80,000,000 2020/04/14 2021/02/26 20.0069464 SG Issuer - Galaxy Ent R Bull CBBC Dec 2020 L 100,000,000 2020/04/14 2020/12/31 25.0069476 SG Issuer - HKEX R Bull CBBC Dec 2020 E 50,000,000 2020/04/14 2020/12/30 12.5068562 SG Issuer - HKEX R Bear CBBC Nov 2020 A 50,000,000 2020/04/14 2020/11/27 12.5068518 SG Issuer - HSBC R Bull CBBC Apr 2021 D 100,000,000 2020/04/14 2021/04/28 25.0068563 SG Issuer - HSBC R Bull CBBC Jun 2021 D 100,000,000 2020/04/14 2021/06/29 25.0069122 SG Issuer - HSI R Bull CBBC Nov 2022 S 250,000,000 2020/04/14 2022/11/29 62.5069297 SG Issuer - HSI R Bull CBBC Nov 2022 Z 250,000,000 2020/04/14 2022/11/29 62.5069309 SG Issuer - HSI R Bull CBBC Jan 2023 E 250,000,000 2020/04/14 2023/01/30 62.5069363 SG Issuer - HSI R Bull CBBC Jan 2023 F 250,000,000 2020/04/14 2023/01/30 62.5068538 SG Issuer - HSI R Bull CBBC Feb 2023 N 500,000,000 2020/04/14 2023/02/27 125.0068544 SG Issuer - HSI R Bull CBBC Feb 2023 O 250,000,000 2020/04/14 2023/02/27 62.5068532 SG Issuer - HSI R Bull CBBC Feb 2023 X 250,000,000 2020/04/14 2023/02/27 62.5068558 SG Issuer - HSI R Bull CBBC Mar 2023 L 250,000,000 2020/04/14 2023/03/30 62.5068580 SG Issuer - HSI R Bear CBBC Nov 2020 N 250,000,000 2020/04/14 2020/11/27 62.5068590 SG Issuer - HSI R Bear CBBC Nov 2020 T 250,000,000 2020/04/14 2020/11/27 62.5068596 SG Issuer - HSI R Bear CBBC Nov 2020 U 250,000,000 2020/04/14 2020/11/27 62.5068586 SG Issuer - HSI R Bear CBBC Dec 2020 P 250,000,000 2020/04/14 2020/12/30 62.5068887 SG Issuer - HSI R Bear CBBC Jan 2021 T 250,000,000 2020/04/14 2021/01/28 62.5069003 SG Issuer - HSI R Bear CBBC Jan 2021 U 250,000,000 2020/04/14 2021/01/28 62.5069780 SG Issuer - HSI R Bear CBBC Jan 2021 V 250,000,000 2020/04/14 2021/01/28 62.5069506 SG Issuer - Link REIT R Bull CBBC Dec 2020 F 60,000,000 2020/04/14 2020/12/30 15.0069512 SG Issuer - Link REIT R Bull CBBC Jan 2021 A 60,000,000 2020/04/14 2021/01/28 15.0068525 SG Issuer - Meituan Dianping R Bull CBBC Dec 2020 O 100,000,000 2020/04/14 2020/12/30 25.0069728 SG Issuer - Meituan Dianping R Bull CBBC Dec 2020 P 100,000,000 2020/04/14 2020/12/31 25.0068578 SG Issuer - Tencent R Bull CBBC Aug 2020 H 80,000,000 2020/04/14 2020/08/31 20.0068527 SG Issuer - Tencent R Bull CBBC Sep 2020 Y 80,000,000 2020/04/14 2020/09/30 20.0068579 SG Issuer - Tencent R Bull CBBC Oct 2020 Y 80,000,000 2020/04/14 2020/10/28 20.0068109 UBS AG - AIA R Bull CBBC Dec 2020 G 80,000,000 2020/04/14 2020/12/31 20.0068193 UBS AG - Bud Apac R Bull CBBC Dec 2020 D 60,000,000 2020/04/14 2020/12/30 15.0068183 UBS AG - Bud Apac R Bear CBBC Dec 2020 B 60,000,000 2020/04/14 2020/12/30 15.0068169 UBS AG - HKEX R Bull CBBC Dec 2020 N 50,000,000 2020/04/14 2020/12/07 12.5068108 UBS AG - HSBC R Bull CBBC Dec 2020 F 150,000,000 2020/04/14 2020/12/31 37.5068176 UBS AG - HSCEI R Bull CBBC Dec 2021 F 200,000,000 2020/04/14 2021/12/30 50.0068101 UBS AG - HSI R Bull CBBC Feb 2023 A 200,000,000 2020/04/14 2023/02/27 50.0068112 UBS AG - HSI R Bull CBBC Feb 2023 L 200,000,000 2020/04/14 2023/02/27 50.0068128 UBS AG - HSI R Bull CBBC Feb 2023 M 200,000,000 2020/04/14 2023/02/27 50.0068133 UBS AG - HSI R Bull CBBC Feb 2023 N 200,000,000 2020/04/14 2023/02/27 50.0068090 UBS AG - HSI R Bull CBBC Feb 2023 Z 200,000,000 2020/04/14 2023/02/27 50.0068195 UBS AG - HSI R Bear CBBC Nov 2020 O 200,000,000 2020/04/14 2020/11/27 50.0068199 UBS AG - HSI R Bear CBBC Nov 2020 P 200,000,000 2020/04/14 2020/11/27 50.00




68134 UBS AG - HSI R Bear CBBC Dec 2020 G 200,000,000 2020/04/14 2020/12/30 50.0068165 UBS AG - HSI R Bear CBBC Dec 2020 J 200,000,000 2020/04/14 2020/12/30 50.0068166 UBS AG - HSI R Bear CBBC Dec 2020 K 200,000,000 2020/04/14 2020/12/30 50.0068167 UBS AG - HSI R Bear CBBC Dec 2020 L 200,000,000 2020/04/14 2020/12/30 50.0068102 UBS AG - Tencent R Bull CBBC Dec 2020 C 200,000,000 2020/04/14 2020/12/07 50.0068231 Bank Vontobel - Geely Auto R Bear CBBC Dec 2020 F 40,000,000 2020/04/14 2020/12/04 10.0068200 Bank Vontobel - HKEX R Bull CBBC Dec 2020 F 40,000,000 2020/04/14 2020/12/11 10.0068240 Bank Vontobel - HSBC R Bear CBBC Dec 2020 G 40,000,000 2020/04/14 2020/12/18 10.0068243 Bank Vontobel - HSI R Bull CBBC Dec 2022 V 80,000,000 2020/04/14 2022/12/29 20.0068246 Bank Vontobel - HSI R Bull CBBC Dec 2022 W 80,000,000 2020/04/14 2022/12/29 20.0068254 Bank Vontobel - HSI R Bear CBBC Dec 2020 A 80,000,000 2020/04/14 2020/12/30 20.0068207 Bank Vontobel - Xiaomi R Bull CBBC Dec 2020 Q 40,000,000 2020/04/14 2020/12/11 10.0060054 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Sep 2020 S 60,000,000 2020/04/15 2020/09/29 15.0060051 BOCI Asia Ltd. - China Mobile R Bull CBBC Oct 2020 H 40,000,000 2020/04/15 2020/10/30 10.0060052 BOCI Asia Ltd. - China Mobile R Bull CBBC Oct 2020 I 40,000,000 2020/04/15 2020/10/30 10.0060295 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 M 150,000,000 2020/04/15 2022/12/29 37.5060296 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 N 150,000,000 2020/04/15 2022/12/29 37.5060297 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 O 150,000,000 2020/04/15 2022/12/29 37.5060047 BOCI Asia Ltd. - HSI R Bear CBBC Dec 2022 A 150,000,000 2020/04/15 2022/12/29 37.5060049 BOCI Asia Ltd. - HSI R Bear CBBC Dec 2022 B 150,000,000 2020/04/15 2022/12/29 37.5060053 BOCI Asia Ltd. - Ping An R Bull CBBC Sep 2020 K 100,000,000 2020/04/15 2020/09/29 25.0069822 BNP Paribas Issuance B.V. - HSBC R Bull CBBC Mar 2021 F 150,000,000 2020/04/15 2021/03/30 37.5069825 BNP Paribas Issuance B.V. - HSBC R Bear CBBC Jan 2021 A 150,000,000 2020/04/15 2021/01/28 37.5060037 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 J 150,000,000 2020/04/15 2022/12/29 37.5060210 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 K 150,000,000 2020/04/15 2022/12/29 37.5060038 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 O 250,000,000 2020/04/15 2020/12/30 62.5060046 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 P 250,000,000 2020/04/15 2020/12/30 62.5060002 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Nov 2020 E 50,000,000 2020/04/15 2020/11/27 12.5060004 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Dec 2020 P 50,000,000 2020/04/15 2020/12/30 12.5060010 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Nov 2020 G 50,000,000 2020/04/15 2020/11/27 12.5060005 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Dec 2020 H 50,000,000 2020/04/15 2020/12/30 12.5069810 BNP Paribas Issuance B.V. - Xiaomi R Bull CBBC Nov 2020 S 50,000,000 2020/04/15 2020/11/27 12.5060186 Credit Suisse AG - Alibaba Group R Bull CBBC Sep 2020 F 80,000,000 2020/04/15 2020/09/29 20.0060183 Credit Suisse AG - China Mobile R Bull CBBC Nov 2020 A 50,000,000 2020/04/15 2020/11/27 12.5060172 Credit Suisse AG - Galaxy Ent R Bull CBBC Nov 2020 C 50,000,000 2020/04/15 2020/11/27 12.5060206 Credit Suisse AG - HSI R Bull CBBC Sep 2022 Z 200,000,000 2020/04/15 2022/09/29 50.0060208 Credit Suisse AG - HSI R Bull CBBC Nov 2022 K 200,000,000 2020/04/15 2022/11/29 50.0060209 Credit Suisse AG - HSI R Bull CBBC Nov 2022 M 200,000,000 2020/04/15 2022/11/29 50.0060193 Credit Suisse AG - HSI R Bull CBBC Nov 2022 R 200,000,000 2020/04/15 2022/11/29 50.0060201 Credit Suisse AG - HSI R Bull CBBC Dec 2022 R 300,000,000 2020/04/15 2022/12/29 75.0060144 Credit Suisse AG - HSI R Bear CBBC Oct 2020 N 200,000,000 2020/04/15 2020/10/29 50.0060145 Credit Suisse AG - HSI R Bear CBBC Oct 2020 O 200,000,000 2020/04/15 2020/10/29 50.0060163 Credit Suisse AG - HSI R Bear CBBC Oct 2020 P 200,000,000 2020/04/15 2020/10/29 50.0060168 Credit Suisse AG - HSI R Bear CBBC Oct 2020 Q 200,000,000 2020/04/15 2020/10/29 50.0060169 Credit Suisse AG - HSI R Bear CBBC Oct 2020 R 200,000,000 2020/04/15 2020/10/29 50.00




60158 Credit Suisse AG - HSI R Bear CBBC Nov 2020 N 200,000,000 2020/04/15 2020/11/27 50.0060160 Credit Suisse AG - HSI R Bear CBBC Dec 2020 G 200,000,000 2020/04/15 2020/12/30 50.0060185 Credit Suisse AG - Meituan Dianping R Bull CBBC Sep 2020 D 80,000,000 2020/04/15 2020/09/29 20.0060182 Credit Suisse AG - Tencent R Bull CBBC Sep 2020 J 50,000,000 2020/04/15 2020/09/29 12.5060366 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2022 B 160,000,000 2020/04/15 2022/10/28 40.0060367 Goldman Sachs SP (Asia) - HSI R Bull CBBC Nov 2022 P 160,000,000 2020/04/15 2022/11/29 40.0060368 Goldman Sachs SP (Asia) - HSI R Bull CBBC Nov 2022 R 160,000,000 2020/04/15 2022/11/29 40.0060372 Goldman Sachs SP (Asia) - HSI R Bull CBBC Nov 2022 S 160,000,000 2020/04/15 2022/11/29 40.0060375 Goldman Sachs SP (Asia) - HSI R Bull CBBC Nov 2022 T 160,000,000 2020/04/15 2022/11/29 40.0060384 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 C 160,000,000 2020/04/15 2020/11/27 40.0060347 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 S 160,000,000 2020/04/15 2020/11/27 40.0060348 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 T 160,000,000 2020/04/15 2020/11/27 40.0060351 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 U 160,000,000 2020/04/15 2020/11/27 40.0060352 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 V 160,000,000 2020/04/15 2020/11/27 40.0060378 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 W 160,000,000 2020/04/15 2020/11/27 40.0060381 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 X 160,000,000 2020/04/15 2020/11/27 40.0060388 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 Y 160,000,000 2020/04/15 2020/11/27 40.0060345 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 Y 160,000,000 2020/04/15 2020/12/30 40.0060353 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Dec 2020 I 60,000,000 2020/04/15 2020/12/30 15.0060362 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Mar 2021 Q 80,000,000 2020/04/15 2021/03/01 20.0060032 HK Bank - AIA R Bull CBBC Nov 2020 C 60,000,000 2020/04/15 2020/11/02 15.0060036 HK Bank - Bud Apac R Bull CBBC Nov 2020 B 40,000,000 2020/04/15 2020/11/23 10.0060026 HK Bank - China Mobile R Bull CBBC Oct 2020 E 60,000,000 2020/04/15 2020/10/12 15.0060030 HK Bank - CNOOC R Bull CBBC Nov 2020 C 40,000,000 2020/04/15 2020/11/09 10.0060028 HK Bank - Galaxy Ent R Bull CBBC Nov 2020 C 60,000,000 2020/04/15 2020/11/09 15.0060034 HK Bank - HKEX R Bull CBBC Nov 2020 A 40,000,000 2020/04/15 2020/11/02 10.0060033 HK Bank - HSI R Bull CBBC Sep 2022 T 100,000,000 2020/04/15 2022/09/29 25.0060015 HK Bank - HSI R Bear CBBC Sep 2020 O 100,000,000 2020/04/15 2020/09/29 25.0060035 HK Bank - Sino Biopharm R Bull CBBC Oct 2020 A 40,000,000 2020/04/15 2020/10/19 10.0060343 Haitong Int’l Sec - Alibaba Group R Bull CBBC Aug 2020 C 40,000,000 2020/04/15 2020/08/18 10.0060331 Haitong Int’l Sec - HSI R Bull CBBC Dec 2022 F 150,000,000 2020/04/15 2022/12/29 37.5060340 Haitong Int’l Sec - HSI R Bull CBBC Dec 2022 H 150,000,000 2020/04/15 2022/12/29 37.5060323 Haitong Int’l Sec - HSI R Bull CBBC Dec 2022 X 150,000,000 2020/04/15 2022/12/29 37.5060305 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 P 150,000,000 2020/04/15 2020/11/27 37.5060309 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 H 150,000,000 2020/04/15 2021/01/28 37.5060317 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 I 150,000,000 2020/04/15 2021/01/28 37.5060321 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 J 150,000,000 2020/04/15 2021/01/28 37.5060339 Haitong Int’l Sec - Tencent R Bull CBBC Aug 2020 S 40,000,000 2020/04/15 2020/08/18 10.0060243 J P Morgan SP BV - Alibaba Group R Bull CBBC Aug 2020 G 80,000,000 2020/04/15 2020/08/14 20.0060248 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 P 200,000,000 2020/04/15 2023/01/30 50.0060255 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 Q 200,000,000 2020/04/15 2023/01/30 50.0060257 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 R 200,000,000 2020/04/15 2023/01/30 50.0060261 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 S 200,000,000 2020/04/15 2023/01/30 50.0060251 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 E 200,000,000 2020/04/15 2023/02/27 50.0060256 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 F 200,000,000 2020/04/15 2023/02/27 50.00




60260 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 G 200,000,000 2020/04/15 2023/02/27 50.0060282 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 H 200,000,000 2020/04/15 2023/02/27 50.0060288 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 H 200,000,000 2020/04/15 2020/10/29 50.0060285 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 H 200,000,000 2020/04/15 2020/11/27 50.0060214 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 U 200,000,000 2020/04/15 2020/11/27 50.0060218 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 V 200,000,000 2020/04/15 2020/11/27 50.0060283 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 W 200,000,000 2020/04/15 2020/11/27 50.0060284 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 X 200,000,000 2020/04/15 2020/11/27 50.0060290 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 Y 200,000,000 2020/04/15 2020/11/27 50.0060292 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 Z 200,000,000 2020/04/15 2020/11/27 50.0060212 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 V 200,000,000 2020/04/15 2020/12/30 50.0060235 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 X 200,000,000 2020/04/15 2020/12/30 50.0060286 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 Y 200,000,000 2020/04/15 2020/12/30 50.0060245 J P Morgan SP BV - Tencent R Bull CBBC Aug 2020 K 50,000,000 2020/04/15 2020/08/14 12.5060062 Morgan Stanley Asia Products - HSI R Bull CBBC Sep 2022 X 150,000,000 2020/04/15 2022/09/29 37.5060025 Morgan Stanley Asia Products - HSI R Bear CBBC Aug 2020 O 150,000,000 2020/04/15 2020/08/28 37.5060056 Morgan Stanley Asia Products - HSI R Bear CBBC Aug 2020 P 150,000,000 2020/04/15 2020/08/28 37.5060059 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 J 150,000,000 2020/04/15 2020/09/29 37.5060418 SG Issuer - AAC Tech R Bull CBBC Dec 2020 H 100,000,000 2020/04/15 2020/12/31 25.0060486 SG Issuer - Alibaba Group R Bull CBBC Oct 2020 O 80,000,000 2020/04/15 2020/10/28 20.0060405 SG Issuer - Alibaba Group R Bear CBBC Nov 2020 P 80,000,000 2020/04/15 2020/11/27 20.0060419 SG Issuer - Alibaba Group R Bear CBBC Nov 2020 Q 200,000,000 2020/04/15 2020/11/27 50.0060422 SG Issuer - China Mobile R Bear CBBC Oct 2020 B 100,000,000 2020/04/15 2020/10/30 25.0060412 SG Issuer - CC Bank R Bull CBBC Aug 2021 B 100,000,000 2020/04/15 2021/08/09 25.0060424 SG Issuer - CNOOC R Bear CBBC Nov 2020 B 40,000,000 2020/04/15 2020/11/27 10.0060432 SG Issuer - HKEX R Bull CBBC Dec 2020 F 50,000,000 2020/04/15 2020/12/29 12.5060428 SG Issuer - HKEX R Bear CBBC Jul 2020 I 50,000,000 2020/04/15 2020/07/31 12.5060487 SG Issuer - HSBC R Bull CBBC Mar 2021 H 100,000,000 2020/04/15 2021/03/30 25.0060468 SG Issuer - HSI R Bull CBBC Nov 2022 C 250,000,000 2020/04/15 2022/11/29 62.5060471 SG Issuer - HSI R Bull CBBC Nov 2022 F 250,000,000 2020/04/15 2022/11/29 62.5060473 SG Issuer - HSI R Bull CBBC Nov 2022 Q 250,000,000 2020/04/15 2022/11/29 62.5060477 SG Issuer - HSI R Bull CBBC Nov 2022 R 500,000,000 2020/04/15 2022/11/29 125.0060478 SG Issuer - HSI R Bull CBBC Jan 2023 G 250,000,000 2020/04/15 2023/01/30 62.5060480 SG Issuer - HSI R Bull CBBC Jan 2023 I 250,000,000 2020/04/15 2023/01/30 62.5060481 SG Issuer - HSI R Bull CBBC Feb 2023 P 250,000,000 2020/04/15 2023/02/27 62.5060482 SG Issuer - HSI R Bull CBBC Feb 2023 R 250,000,000 2020/04/15 2023/02/27 62.5060451 SG Issuer - HSI R Bear CBBC Jul 2020 D 250,000,000 2020/04/15 2020/07/30 62.5060457 SG Issuer - HSI R Bear CBBC Aug 2020 D 250,000,000 2020/04/15 2020/08/28 62.5060415 SG Issuer - HSI R Bear CBBC Oct 2020 B 250,000,000 2020/04/15 2020/10/29 62.5060462 SG Issuer - HSI R Bear CBBC Nov 2020 V 250,000,000 2020/04/15 2020/11/27 62.5060465 SG Issuer - HSI R Bear CBBC Nov 2020 W 250,000,000 2020/04/15 2020/11/27 62.5060416 SG Issuer - HSI R Bear CBBC Jan 2021 W 500,000,000 2020/04/15 2021/01/28 125.0060417 SG Issuer - HSI R Bear CBBC Jan 2021 X 250,000,000 2020/04/15 2021/01/28 62.5060452 SG Issuer - HSI R Bear CBBC Jan 2021 Y 250,000,000 2020/04/15 2021/01/28 62.5060466 SG Issuer - HSI R Bear CBBC Jan 2021 Z 250,000,000 2020/04/15 2021/01/28 62.50




60436 SG Issuer - ICBC R Bull CBBC Aug 2021 B 100,000,000 2020/04/15 2021/08/05 25.0060438 SG Issuer - Meituan Dianping R Bull CBBC Oct 2020 I 100,000,000 2020/04/15 2020/10/30 25.0060413 SG Issuer - Meituan Dianping R Bear CBBC Oct 2020 G 100,000,000 2020/04/15 2020/10/29 25.0060489 SG Issuer - Sino Biopharm R Bull CBBC Dec 2020 A 40,000,000 2020/04/15 2020/12/28 10.0060439 SG Issuer - Sunny Optical R Bear CBBC Oct 2020 C 60,000,000 2020/04/15 2020/10/30 15.0060490 SG Issuer - Tencent R Bull CBBC Oct 2020 Z 80,000,000 2020/04/15 2020/10/28 20.0060443 SG Issuer - Tencent R Bear CBBC Oct 2020 S 300,000,000 2020/04/15 2020/10/29 75.0060414 SG Issuer - Tencent R Bear CBBC Dec 2020 T 80,000,000 2020/04/15 2020/12/30 20.0060121 UBS AG - Alibaba Group R Bull CBBC Dec 2020 T 80,000,000 2020/04/15 2020/12/21 20.0060113 UBS AG - China Mobile R Bull CBBC Dec 2020 F 80,000,000 2020/04/15 2020/12/08 20.0060123 UBS AG - Geely Auto R Bull CBBC Dec 2020 E 40,000,000 2020/04/15 2020/12/21 10.0060122 UBS AG - HKEX R Bull CBBC Dec 2020 O 50,000,000 2020/04/15 2020/12/21 12.5060130 UBS AG - HSI R Bull CBBC Nov 2022 A 200,000,000 2020/04/15 2022/11/29 50.0060131 UBS AG - HSI R Bull CBBC Nov 2022 E 400,000,000 2020/04/15 2022/11/29 100.0060137 UBS AG - HSI R Bull CBBC Nov 2022 I 200,000,000 2020/04/15 2022/11/29 50.0060138 UBS AG - HSI R Bull CBBC Nov 2022 O 200,000,000 2020/04/15 2022/11/29 50.0060140 UBS AG - HSI R Bull CBBC Nov 2022 X 200,000,000 2020/04/15 2022/11/29 50.0060141 UBS AG - HSI R Bull CBBC Nov 2022 Y 200,000,000 2020/04/15 2022/11/29 50.0060091 UBS AG - HSI R Bear CBBC Oct 2020 C 200,000,000 2020/04/15 2020/10/29 50.0060093 UBS AG - HSI R Bear CBBC Oct 2020 D 200,000,000 2020/04/15 2020/10/29 50.0060096 UBS AG - HSI R Bear CBBC Oct 2020 E 200,000,000 2020/04/15 2020/10/29 50.0060097 UBS AG - HSI R Bear CBBC Oct 2020 M 200,000,000 2020/04/15 2020/10/29 50.0060099 UBS AG - HSI R Bear CBBC Oct 2020 N 200,000,000 2020/04/15 2020/10/29 50.0060102 UBS AG - HSI R Bear CBBC Oct 2020 O 200,000,000 2020/04/15 2020/10/29 50.0060066 UBS AG - HSI R Bear CBBC Jan 2021 F 200,000,000 2020/04/15 2021/01/28 50.0060068 UBS AG - HSI R Bear CBBC Jan 2021 G 200,000,000 2020/04/15 2021/01/28 50.0060069 UBS AG - HSI R Bear CBBC Jan 2021 H 200,000,000 2020/04/15 2021/01/28 50.0060142 UBS AG - HSI R Bear CBBC Jan 2021 I 400,000,000 2020/04/15 2021/01/28 100.0060124 UBS AG - Ping An R Bull CBBC Dec 2020 N 100,000,000 2020/04/15 2020/12/22 25.0060106 UBS AG - Sunny Optical R Bull CBBC Dec 2020 H 40,000,000 2020/04/15 2020/12/21 10.0060116 UBS AG - Tencent R Bull CBBC Dec 2020 D 40,000,000 2020/04/15 2020/12/08 10.0060082 UBS AG - Tencent R Bear CBBC Dec 2020 D 40,000,000 2020/04/15 2020/12/08 10.0060115 UBS AG - Xiaomi R Bull CBBC Dec 2020 K 40,000,000 2020/04/15 2020/12/10 10.0060396 Bank Vontobel - China Mobile R Bull CBBC Dec 2020 G 40,000,000 2020/04/15 2020/12/18 10.0060390 Bank Vontobel - CNOOC R Bull CBBC Dec 2020 M 40,000,000 2020/04/15 2020/12/11 10.0060394 Bank Vontobel - Meituan Dianping R Bull CBBC Dec 2020 Q 60,000,000 2020/04/15 2020/12/04 15.0060400 Bank Vontobel - SHK Ppt R Bull CBBC Dec 2020 E 40,000,000 2020/04/15 2020/12/11 10.0060395 Bank Vontobel - Tencent R Bear CBBC Dec 2020 N 40,000,000 2020/04/15 2020/12/18 10.0060534 BOCI Asia Ltd. - Alibaba Group R Bear CBBC Dec 2020 A 60,000,000 2020/04/16 2020/12/31 15.0060809 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 P 150,000,000 2020/04/16 2022/12/29 37.5060813 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 Q 150,000,000 2020/04/16 2022/12/29 37.5060823 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 R 150,000,000 2020/04/16 2022/12/29 37.5060517 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 A 150,000,000 2020/04/16 2020/10/29 37.5060520 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 B 150,000,000 2020/04/16 2020/10/29 37.5060525 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 C 150,000,000 2020/04/16 2020/10/29 37.50




60528 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 D 150,000,000 2020/04/16 2020/10/29 37.5060531 BOCI Asia Ltd. - Link REIT R Bull CBBC Dec 2020 A 40,000,000 2020/04/16 2020/12/31 10.0060530 BOCI Asia Ltd. - Tencent R Bull CBBC Oct 2020 N 40,000,000 2020/04/16 2020/10/30 10.0060515 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 L 150,000,000 2020/04/16 2022/12/29 37.5060536 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 M 150,000,000 2020/04/16 2022/12/29 37.5060541 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 N 150,000,000 2020/04/16 2022/12/29 37.5060491 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 Q 250,000,000 2020/04/16 2020/12/30 62.5060535 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 R 250,000,000 2020/04/16 2020/12/30 62.5060671 Credit Suisse AG - AAC Tech R Bull CBBC Oct 2020 B 80,000,000 2020/04/16 2020/10/29 20.0060664 Credit Suisse AG - AIA R Bull CBBC Sep 2020 F 70,000,000 2020/04/16 2020/09/29 17.5060691 Credit Suisse AG - Geely Auto R Bull CBBC Oct 2020 C 40,000,000 2020/04/16 2020/10/29 10.0060678 Credit Suisse AG - Galaxy Ent R Bull CBBC Oct 2020 F 80,000,000 2020/04/16 2020/10/29 20.0060656 Credit Suisse AG - HKEX R Bull CBBC Sep 2020 F 50,000,000 2020/04/16 2020/09/29 12.5060652 Credit Suisse AG - HSBC R Bull CBBC Nov 2020 C 70,000,000 2020/04/16 2020/11/27 17.5060692 Credit Suisse AG - HSI R Bull CBBC Nov 2022 D 200,000,000 2020/04/16 2022/11/29 50.0060693 Credit Suisse AG - HSI R Bull CBBC Jan 2023 A 300,000,000 2020/04/16 2023/01/30 75.0060703 Credit Suisse AG - HSI R Bull CBBC Jan 2023 B 300,000,000 2020/04/16 2023/01/30 75.0060696 Credit Suisse AG - HSI R Bull CBBC Feb 2023 A 200,000,000 2020/04/16 2023/02/27 50.0060699 Credit Suisse AG - HSI R Bull CBBC Feb 2023 B 200,000,000 2020/04/16 2023/02/27 50.0060701 Credit Suisse AG - HSI R Bull CBBC Feb 2023 C 200,000,000 2020/04/16 2023/02/27 50.0060641 Credit Suisse AG - HSI R Bear CBBC Oct 2020 S 200,000,000 2020/04/16 2020/10/29 50.0060645 Credit Suisse AG - HSI R Bear CBBC Oct 2020 T 200,000,000 2020/04/16 2020/10/29 50.0060648 Credit Suisse AG - HSI R Bear CBBC Nov 2020 T 200,000,000 2020/04/16 2020/11/27 50.0060650 Credit Suisse AG - HSI R Bear CBBC Nov 2020 U 200,000,000 2020/04/16 2020/11/27 50.0060649 Credit Suisse AG - HSI R Bear CBBC Dec 2020 D 300,000,000 2020/04/16 2020/12/30 75.0060642 Credit Suisse AG - HSI R Bear CBBC Dec 2020 H 300,000,000 2020/04/16 2020/12/30 75.0060646 Credit Suisse AG - HSI R Bear CBBC Dec 2020 I 300,000,000 2020/04/16 2020/12/30 75.0060672 Credit Suisse AG - Sunny Optical R Bull CBBC Sep 2020 B 40,000,000 2020/04/16 2020/09/29 10.0060660 Credit Suisse AG - Tencent R Bull CBBC Aug 2020 D 50,000,000 2020/04/16 2020/08/28 12.5060986 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Dec 2020 I 60,000,000 2020/04/16 2020/12/30 15.0060995 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2022 J 160,000,000 2020/04/16 2022/10/28 40.0060996 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2022 L 160,000,000 2020/04/16 2022/10/28 40.0061001 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2022 N 160,000,000 2020/04/16 2022/10/28 40.0061002 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2022 P 160,000,000 2020/04/16 2022/10/28 40.0061007 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2022 R 160,000,000 2020/04/16 2022/10/28 40.0060963 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 J 160,000,000 2020/04/16 2020/10/29 40.0060967 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 O 160,000,000 2020/04/16 2020/10/29 40.0060976 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 P 160,000,000 2020/04/16 2020/10/29 40.0060979 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 Q 160,000,000 2020/04/16 2020/10/29 40.0060981 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 S 160,000,000 2020/04/16 2020/10/29 40.0060990 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 T 160,000,000 2020/04/16 2020/10/29 40.0060992 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 U 160,000,000 2020/04/16 2020/10/29 40.0060994 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 V 160,000,000 2020/04/16 2020/10/29 40.0060957 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 Z 160,000,000 2020/04/16 2020/11/27 40.0060982 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Dec 2020 C 60,000,000 2020/04/16 2020/12/30 15.00




60987 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Mar 2021 R 80,000,000 2020/04/16 2021/03/01 20.0060514 HK Bank - AAC Tech R Bull CBBC Sep 2020 A 40,000,000 2020/04/16 2020/09/28 10.0060501 HK Bank - Bud Apac R Bull CBBC Nov 2020 C 40,000,000 2020/04/16 2020/11/09 10.0060495 HK Bank - China Tower R Bull CBBC Dec 2020 B 40,000,000 2020/04/16 2020/12/21 10.0060502 HK Bank - Geely Auto R Bear CBBC Aug 2020 A 40,000,000 2020/04/16 2020/08/24 10.0060510 HK Bank - HKEX R Bull CBBC Nov 2020 B 40,000,000 2020/04/16 2020/11/09 10.0060542 HK Bank - HSI R Bull CBBC Sep 2022 A 100,000,000 2020/04/16 2022/09/29 25.0060505 HK Bank - HSI R Bull CBBC Sep 2022 L 100,000,000 2020/04/16 2022/09/29 25.0060493 HK Bank - HSI R Bear CBBC Sep 2020 P 100,000,000 2020/04/16 2020/09/29 25.0060509 HK Bank - HSI R Bear CBBC Sep 2020 Q 100,000,000 2020/04/16 2020/09/29 25.0060506 HK Bank - Sunny Optical R Bull CBBC Sep 2020 B 40,000,000 2020/04/16 2020/09/28 10.0060500 HK Bank - Tencent R Bull CBBC Aug 2020 G 40,000,000 2020/04/16 2020/08/24 10.0060802 Haitong Int’l Sec - AIA R Bull CBBC Aug 2020 B 40,000,000 2020/04/16 2020/08/25 10.0060807 Haitong Int’l Sec - CNOOC R Bull CBBC Nov 2020 B 40,000,000 2020/04/16 2020/11/30 10.0060800 Haitong Int’l Sec - HKEX R Bull CBBC Nov 2020 B 40,000,000 2020/04/16 2020/11/23 10.0060787 Haitong Int’l Sec - HSI R Bull CBBC Jan 2023 Q 150,000,000 2020/04/16 2023/01/30 37.5060794 Haitong Int’l Sec - HSI R Bull CBBC Feb 2023 T 150,000,000 2020/04/16 2023/02/27 37.5060792 Haitong Int’l Sec - HSI R Bull CBBC Mar 2023 B 150,000,000 2020/04/16 2023/03/30 37.5060777 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 Q 150,000,000 2020/04/16 2020/11/27 37.5060782 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 H 150,000,000 2020/04/16 2020/12/30 37.5060784 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 I 150,000,000 2020/04/16 2020/12/30 37.5060796 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 J 150,000,000 2020/04/16 2020/12/30 37.5060795 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 K 150,000,000 2020/04/16 2021/01/28 37.5060805 Haitong Int’l Sec - Meituan Dianping R Bull CBBC Oct 2020 G 40,000,000 2020/04/16 2020/10/23 10.0060803 Haitong Int’l Sec - Tencent R Bull CBBC Oct 2020 N 40,000,000 2020/04/16 2020/10/23 10.0060783 Haitong Int’l Sec - Tencent R Bear CBBC Oct 2020 K 40,000,000 2020/04/16 2020/10/23 10.0060736 J P Morgan SP BV - HSCEI R Bull CBBC Dec 2021 K 200,000,000 2020/04/16 2021/12/30 50.0060709 J P Morgan SP BV - HSI R Bull CBBC Oct 2022 Z 200,000,000 2020/04/16 2022/10/28 50.0060710 J P Morgan SP BV - HSI R Bull CBBC Dec 2022 B 200,000,000 2020/04/16 2022/12/29 50.0060711 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 T 200,000,000 2020/04/16 2023/01/30 50.0060717 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 U 200,000,000 2020/04/16 2023/01/30 50.0060729 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 V 400,000,000 2020/04/16 2023/01/30 100.0060712 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 I 240,000,000 2020/04/16 2023/02/27 60.0060722 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 J 200,000,000 2020/04/16 2023/02/27 50.0060735 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 K 200,000,000 2020/04/16 2023/02/27 50.0060544 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 G 200,000,000 2020/04/16 2020/10/29 50.0060704 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 I 400,000,000 2020/04/16 2020/10/29 100.0060547 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 A 400,000,000 2020/04/16 2020/11/27 100.0060705 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 B 200,000,000 2020/04/16 2020/11/27 50.0060557 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 C 200,000,000 2020/04/16 2020/11/27 50.0060706 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 D 240,000,000 2020/04/16 2020/11/27 60.0060708 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 N 240,000,000 2020/04/16 2020/12/30 60.0060577 J P Morgan SP BV - Meituan Dianping R Bull CBBC Aug 2020 G 80,000,000 2020/04/16 2020/08/14 20.0060575 J P Morgan SP BV - Tencent R Bull CBBC Aug 2020 L 50,000,000 2020/04/16 2020/08/14 12.5060747 Morgan Stanley Asia Products - HSI R Bull CBBC Jul 2022 G 200,000,000 2020/04/16 2022/07/28 50.00




60749 Morgan Stanley Asia Products - HSI R Bull CBBC Oct 2022 Z 150,000,000 2020/04/16 2022/10/28 37.5060751 Morgan Stanley Asia Products - HSI R Bull CBBC Nov 2022 D 150,000,000 2020/04/16 2022/11/29 37.5060748 Morgan Stanley Asia Products - HSI R Bull CBBC Dec 2022 G 150,000,000 2020/04/16 2022/12/29 37.5060745 Morgan Stanley Asia Products - HSI R Bear CBBC Aug 2020 Q 150,000,000 2020/04/16 2020/08/28 37.5060741 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 K 150,000,000 2020/04/16 2020/09/29 37.5060743 Morgan Stanley Asia Products - HSI R Bear CBBC Oct 2020 K 150,000,000 2020/04/16 2020/10/29 37.5060738 Morgan Stanley Asia Products - HSI R Bear CBBC Nov 2020 B 150,000,000 2020/04/16 2020/11/27 37.5060884 SG Issuer - AAC Tech R Bull CBBC Dec 2020 I 100,000,000 2020/04/16 2020/12/30 25.0060896 SG Issuer - Alibaba Group R Bull CBBC Oct 2020 P 80,000,000 2020/04/16 2020/10/29 20.0060897 SG Issuer - Alibaba Group R Bull CBBC Dec 2020 J 200,000,000 2020/04/16 2020/12/30 50.0060898 SG Issuer - Alibaba Group R Bear CBBC Dec 2020 R 200,000,000 2020/04/16 2020/12/30 50.0060824 SG Issuer - China Mobile R Bull CBBC Dec 2020 J 100,000,000 2020/04/16 2020/12/30 25.0060902 SG Issuer - China Life R Bull CBBC Feb 2021 G 150,000,000 2020/04/16 2021/02/25 37.5060905 SG Issuer - Galaxy Ent R Bull CBBC Dec 2020 M 100,000,000 2020/04/16 2020/12/30 25.0060848 SG Issuer - Galaxy Ent R Bear CBBC Dec 2020 A 100,000,000 2020/04/16 2020/12/30 25.0060914 SG Issuer - HSBC R Bull CBBC Apr 2021 E 100,000,000 2020/04/16 2021/04/28 25.0060869 SG Issuer - HSI R Bull CBBC Sep 2022 C 250,000,000 2020/04/16 2022/09/29 62.5060875 SG Issuer - HSI R Bull CBBC Oct 2022 P 250,000,000 2020/04/16 2022/10/28 62.5060873 SG Issuer - HSI R Bull CBBC Oct 2022 Q 250,000,000 2020/04/16 2022/10/28 62.5060882 SG Issuer - HSI R Bull CBBC Nov 2022 D 250,000,000 2020/04/16 2022/11/29 62.5060879 SG Issuer - HSI R Bull CBBC Nov 2022 W 250,000,000 2020/04/16 2022/11/29 62.5060841 SG Issuer - HSI R Bull CBBC Jan 2023 V 250,000,000 2020/04/16 2023/01/30 62.5060834 SG Issuer - HSI R Bear CBBC Jul 2020 M 250,000,000 2020/04/16 2020/07/30 62.5060840 SG Issuer - HSI R Bear CBBC Aug 2020 H 250,000,000 2020/04/16 2020/08/28 62.5060842 SG Issuer - HSI R Bear CBBC Sep 2020 B 500,000,000 2020/04/16 2020/09/29 125.0060843 SG Issuer - HSI R Bear CBBC Sep 2020 F 250,000,000 2020/04/16 2020/09/29 62.5060844 SG Issuer - HSI R Bear CBBC Oct 2020 C 250,000,000 2020/04/16 2020/10/29 62.5060847 SG Issuer - HSI R Bear CBBC Oct 2020 E 250,000,000 2020/04/16 2020/10/29 62.5060853 SG Issuer - HSI R Bear CBBC Nov 2020 X 250,000,000 2020/04/16 2020/11/27 62.5060854 SG Issuer - HSI R Bear CBBC Nov 2020 Y 250,000,000 2020/04/16 2020/11/27 62.5060857 SG Issuer - HSI R Bear CBBC Dec 2020 W 250,000,000 2020/04/16 2020/12/30 62.5060859 SG Issuer - HSI R Bear CBBC Dec 2020 X 250,000,000 2020/04/16 2020/12/30 62.5060860 SG Issuer - HSI R Bear CBBC Dec 2020 Y 500,000,000 2020/04/16 2020/12/30 125.0060915 SG Issuer - Meituan Dianping R Bull CBBC Dec 2020 Q 100,000,000 2020/04/16 2020/12/30 25.0060921 SG Issuer - Ping An R Bull CBBC Dec 2020 W 100,000,000 2020/04/16 2020/12/30 25.0060941 SG Issuer - SUNAC R Bull CBBC Dec 2020 F 80,000,000 2020/04/16 2020/12/30 20.0060947 SG Issuer - Sunny Optical R Bear CBBC Oct 2020 D 60,000,000 2020/04/16 2020/10/29 15.0060949 SG Issuer - Tencent R Bull CBBC Oct 2020 A 80,000,000 2020/04/16 2020/10/28 20.0060952 SG Issuer - Tencent R Bull CBBC Oct 2020 B 80,000,000 2020/04/16 2020/10/30 20.0060850 SG Issuer - Tencent R Bear CBBC Nov 2020 V 80,000,000 2020/04/16 2020/11/27 20.0060828 SG Issuer - Tencent R Bear CBBC Dec 2020 F 80,000,000 2020/04/16 2020/12/30 20.0060956 SG Issuer - Tencent R Bear CBBC Dec 2020 U 80,000,000 2020/04/16 2020/12/30 20.0060830 SG Issuer - Xiaomi R Bull CBBC Dec 2020 C 60,000,000 2020/04/16 2020/12/30 15.0060632 UBS AG - Alibaba Group R Bull CBBC Dec 2020 U 80,000,000 2020/04/16 2020/12/31 20.0060611 UBS AG - Alibaba Group R Bear CBBC Dec 2020 Q 80,000,000 2020/04/16 2020/12/23 20.00




60627 UBS AG - HSI R Bull CBBC Mar 2023 C 200,000,000 2020/04/16 2023/03/30 50.0060629 UBS AG - HSI R Bull CBBC Mar 2023 D 200,000,000 2020/04/16 2023/03/30 50.0060630 UBS AG - HSI R Bull CBBC Mar 2023 S 200,000,000 2020/04/16 2023/03/30 50.0060625 UBS AG - HSI R Bull CBBC Mar 2023 Z 200,000,000 2020/04/16 2023/03/30 50.0060587 UBS AG - HSI R Bear CBBC Jul 2020 O 200,000,000 2020/04/16 2020/07/30 50.0060608 UBS AG - HSI R Bear CBBC Jul 2020 P 200,000,000 2020/04/16 2020/07/30 50.0060619 UBS AG - HSI R Bear CBBC Jul 2020 Q 200,000,000 2020/04/16 2020/07/30 50.0060584 UBS AG - HSI R Bear CBBC Sep 2020 Q 200,000,000 2020/04/16 2020/09/29 50.0060594 UBS AG - HSI R Bear CBBC Sep 2020 S 200,000,000 2020/04/16 2020/09/29 50.0060578 UBS AG - HSI R Bear CBBC Sep 2020 X 200,000,000 2020/04/16 2020/09/29 50.0060599 UBS AG - HSI R Bear CBBC Sep 2020 Z 200,000,000 2020/04/16 2020/09/29 50.0060600 UBS AG - HSI R Bear CBBC Nov 2020 Q 200,000,000 2020/04/16 2020/11/27 50.0060583 UBS AG - HSI R Bear CBBC Jan 2021 J 400,000,000 2020/04/16 2021/01/28 100.0060579 UBS AG - HSI R Bear CBBC Feb 2021 A 200,000,000 2020/04/16 2021/02/25 50.0060635 UBS AG - Meituan Dianping R Bull CBBC Dec 2020 U 50,000,000 2020/04/16 2020/12/10 12.5060631 UBS AG - Tencent R Bull CBBC Dec 2020 E 40,000,000 2020/04/16 2020/12/22 10.0060609 UBS AG - Tencent R Bear CBBC Dec 2020 E 40,000,000 2020/04/16 2020/12/16 10.0060763 Bank Vontobel - AIA R Bull CBBC Dec 2020 G 40,000,000 2020/04/16 2020/12/11 10.0060761 Bank Vontobel - HSBC R Bull CBBC Dec 2020 H 40,000,000 2020/04/16 2020/12/04 10.0060774 Bank Vontobel - Meituan Dianping R Bull CBBC Dec 2020 O 60,000,000 2020/04/16 2020/12/04 15.0060769 Bank Vontobel - Meituan Dianping R Bull CBBC Dec 2020 R 60,000,000 2020/04/16 2020/12/18 15.0060773 Bank Vontobel - SUNAC R Bull CBBC Dec 2020 I 40,000,000 2020/04/16 2020/12/11 10.0060758 Bank Vontobel - Tencent R Bull CBBC Dec 2020 V 40,000,000 2020/04/16 2020/12/11 10.0061045 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 S 150,000,000 2020/04/17 2022/12/29 37.5061046 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 T 150,000,000 2020/04/17 2022/12/29 37.5061053 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 E 150,000,000 2020/04/17 2020/10/29 37.5061054 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 F 150,000,000 2020/04/17 2020/10/29 37.5061166 Credit Suisse AG - HSI R Bull CBBC Jan 2023 C 200,000,000 2020/04/17 2023/01/30 50.0061168 Credit Suisse AG - HSI R Bull CBBC Jan 2023 D 200,000,000 2020/04/17 2023/01/30 50.0061172 Credit Suisse AG - HSI R Bull CBBC Jan 2023 E 200,000,000 2020/04/17 2023/01/30 50.0061165 Credit Suisse AG - HSI R Bull CBBC Feb 2023 D 200,000,000 2020/04/17 2023/02/27 50.0061167 Credit Suisse AG - HSI R Bull CBBC Feb 2023 E 200,000,000 2020/04/17 2023/02/27 50.0061173 Credit Suisse AG - HSI R Bear CBBC Sep 2020 E 200,000,000 2020/04/17 2020/09/29 50.0061179 Credit Suisse AG - HSI R Bear CBBC Oct 2020 U 200,000,000 2020/04/17 2020/10/29 50.0061177 Credit Suisse AG - HSI R Bear CBBC Nov 2020 V 200,000,000 2020/04/17 2020/11/27 50.0061178 Credit Suisse AG - HSI R Bear CBBC Nov 2020 W 200,000,000 2020/04/17 2020/11/27 50.0061313 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Dec 2020 J 60,000,000 2020/04/17 2020/12/30 15.0061312 Goldman Sachs SP (Asia) - Galaxy Ent R Bull CBBC Dec 2020 E 60,000,000 2020/04/17 2020/12/30 15.0061294 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2022 S 160,000,000 2020/04/17 2022/10/28 40.0061297 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2022 T 160,000,000 2020/04/17 2022/10/28 40.0061299 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2022 U 160,000,000 2020/04/17 2022/10/28 40.0061307 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2022 V 160,000,000 2020/04/17 2022/10/28 40.0061309 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2022 W 160,000,000 2020/04/17 2022/10/28 40.0061310 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2022 X 160,000,000 2020/04/17 2022/10/28 40.0061302 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 K 160,000,000 2020/04/17 2020/10/29 40.00




61303 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 R 160,000,000 2020/04/17 2020/10/29 40.0061301 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 W 160,000,000 2020/04/17 2020/10/29 40.0061306 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 X 160,000,000 2020/04/17 2020/10/29 40.0061300 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 T 160,000,000 2020/04/17 2020/12/30 40.0061315 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 B 60,000,000 2020/04/17 2020/10/28 15.0061038 HK Bank - Alibaba Group R Bull CBBC Sep 2020 G 40,000,000 2020/04/17 2020/09/07 10.0061030 HK Bank - CNOOC R Bear CBBC Aug 2020 B 40,000,000 2020/04/17 2020/08/13 10.0061024 HK Bank - Galaxy Ent R Bull CBBC Dec 2020 A 60,000,000 2020/04/17 2020/12/07 15.0061023 HK Bank - HSI R Bull CBBC Sep 2022 P 100,000,000 2020/04/17 2022/09/29 25.0061032 HK Bank - HSI R Bear CBBC Sep 2020 R 100,000,000 2020/04/17 2020/09/29 25.0061040 HK Bank - Meituan Dianping R Bull CBBC Aug 2020 I 40,000,000 2020/04/17 2020/08/24 10.0061025 HK Bank - SHK Ppt R Bull CBBC Aug 2020 B 40,000,000 2020/04/17 2020/08/24 10.0061041 HK Bank - SUNAC R Bear CBBC Aug 2020 A 40,000,000 2020/04/17 2020/08/17 10.0061027 HK Bank - Tencent R Bull CBBC Sep 2020 G 100,000,000 2020/04/17 2020/09/24 25.0061158 Haitong Int’l Sec - HSI R Bull CBBC Jan 2023 R 150,000,000 2020/04/17 2023/01/30 37.5061159 Haitong Int’l Sec - HSI R Bull CBBC Jan 2023 S 150,000,000 2020/04/17 2023/01/30 37.5061163 Haitong Int’l Sec - HSI R Bull CBBC Feb 2023 U 150,000,000 2020/04/17 2023/02/27 37.5061160 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 R 150,000,000 2020/04/17 2020/11/27 37.5061161 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 L 150,000,000 2020/04/17 2021/01/28 37.5061162 Haitong Int’l Sec - Tencent R Bear CBBC Oct 2020 L 40,000,000 2020/04/17 2020/10/23 10.0061135 J P Morgan SP BV - HKEX R Bull CBBC Aug 2020 B 40,000,000 2020/04/17 2020/08/21 10.0061128 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 W 200,000,000 2020/04/17 2023/01/30 50.0061150 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 X 200,000,000 2020/04/17 2023/01/30 50.0061153 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 Y 240,000,000 2020/04/17 2023/01/30 60.0061134 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 L 200,000,000 2020/04/17 2023/02/27 50.0061152 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 M 400,000,000 2020/04/17 2023/02/27 100.0061156 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 N 200,000,000 2020/04/17 2023/02/27 50.0061157 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 O 200,000,000 2020/04/17 2023/02/27 50.0061140 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 K 200,000,000 2020/04/17 2020/10/29 50.0061141 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 M 200,000,000 2020/04/17 2020/11/27 50.0061142 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 G 400,000,000 2020/04/17 2020/12/30 100.0061144 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 K 400,000,000 2020/04/17 2020/12/30 100.0061146 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 Q 200,000,000 2020/04/17 2020/12/30 50.0061148 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 U 200,000,000 2020/04/17 2020/12/30 50.0061009 Morgan Stanley Asia Products - HSBC R Bull CBBC Nov 2020 A 40,000,000 2020/04/17 2020/11/02 10.0061016 Morgan Stanley Asia Products - HSBC R Bull CBBC Dec 2020 A 40,000,000 2020/04/17 2020/12/01 10.0061013 Morgan Stanley Asia Products - HSBC R Bull CBBC Jan 2021 A 40,000,000 2020/04/17 2021/01/04 10.0061018 Morgan Stanley Asia Products - HSBC R Bear CBBC Oct 2020 A 40,000,000 2020/04/17 2020/10/05 10.0061017 Morgan Stanley Asia Products - HSBC R Bear CBBC Dec 2020 A 40,000,000 2020/04/17 2020/12/01 10.0061020 Morgan Stanley Asia Products - HSBC R Bear CBBC Dec 2020 B 40,000,000 2020/04/17 2020/12/15 10.0061043 Morgan Stanley Asia Products - Xiaomi R Bull CBBC Dec 2020 B 40,000,000 2020/04/17 2020/12/21 10.0061180 SG Issuer - Alibaba Group R Bull CBBC Sep 2020 P 80,000,000 2020/04/17 2020/09/28 20.0061222 SG Issuer - HKEX R Bull CBBC Apr 2021 A 200,000,000 2020/04/17 2021/04/29 50.0061245 SG Issuer - HSI R Bull CBBC Sep 2022 D 250,000,000 2020/04/17 2022/09/29 62.5061252 SG Issuer - HSI R Bull CBBC Sep 2022 E 250,000,000 2020/04/17 2022/09/29 62.50




61253 SG Issuer - HSI R Bull CBBC Sep 2022 F 250,000,000 2020/04/17 2022/09/29 62.5061254 SG Issuer - HSI R Bull CBBC Sep 2022 G 250,000,000 2020/04/17 2022/09/29 62.5061271 SG Issuer - HSI R Bull CBBC Sep 2022 H 500,000,000 2020/04/17 2022/09/29 125.0061232 SG Issuer - HSI R Bull CBBC Oct 2022 J 250,000,000 2020/04/17 2022/10/28 62.5061235 SG Issuer - HSI R Bull CBBC Oct 2022 R 250,000,000 2020/04/17 2022/10/28 62.5061201 SG Issuer - HSI R Bull CBBC Dec 2022 C 250,000,000 2020/04/17 2022/12/29 62.5061202 SG Issuer - HSI R Bull CBBC Dec 2022 I 250,000,000 2020/04/17 2022/12/29 62.5061205 SG Issuer - HSI R Bull CBBC Jan 2023 W 500,000,000 2020/04/17 2023/01/30 125.0061214 SG Issuer - HSI R Bull CBBC Jan 2023 X 250,000,000 2020/04/17 2023/01/30 62.5061279 SG Issuer - HSI R Bear CBBC Jul 2020 O 250,000,000 2020/04/17 2020/07/30 62.5061281 SG Issuer - HSI R Bear CBBC Aug 2020 L 250,000,000 2020/04/17 2020/08/28 62.5061285 SG Issuer - HSI R Bear CBBC Aug 2020 V 250,000,000 2020/04/17 2020/08/28 62.5061288 SG Issuer - HSI R Bear CBBC Aug 2020 X 250,000,000 2020/04/17 2020/08/28 62.5061291 SG Issuer - HSI R Bear CBBC Oct 2020 F 250,000,000 2020/04/17 2020/10/29 62.5061185 SG Issuer - Link REIT R Bear CBBC Dec 2020 A 60,000,000 2020/04/17 2020/12/30 15.0061223 SG Issuer - Meituan Dianping R Bear CBBC Oct 2020 H 100,000,000 2020/04/17 2020/10/29 25.0061227 SG Issuer - SHK Ppt R Bull CBBC Dec 2020 E 100,000,000 2020/04/17 2020/12/31 25.0061186 SG Issuer - Tencent R Bull CBBC Aug 2020 J 80,000,000 2020/04/17 2020/08/31 20.0061195 SG Issuer - Tencent R Bull CBBC Feb 2021 B 300,000,000 2020/04/17 2021/02/25 75.0061231 SG Issuer - Tencent R Bear CBBC Feb 2021 G 80,000,000 2020/04/17 2021/02/26 20.0061127 UBS AG - Alibaba Group R Bull CBBC Jan 2023 A 400,000,000 2020/04/17 2023/01/30 100.0061065 UBS AG - HSI R Bull CBBC Oct 2022 D 200,000,000 2020/04/17 2022/10/28 50.0061072 UBS AG - HSI R Bull CBBC Oct 2022 F 200,000,000 2020/04/17 2022/10/28 50.0061070 UBS AG - HSI R Bull CBBC Oct 2022 W 400,000,000 2020/04/17 2022/10/28 100.0061076 UBS AG - HSI R Bull CBBC Feb 2023 O 200,000,000 2020/04/17 2023/02/27 50.0061079 UBS AG - HSI R Bull CBBC Feb 2023 U 200,000,000 2020/04/17 2023/02/27 50.0061098 UBS AG - HSI R Bull CBBC Sep 2023 A 400,000,000 2020/04/17 2023/09/28 100.0061099 UBS AG - HSI R Bull CBBC Sep 2023 B 200,000,000 2020/04/17 2023/09/28 50.0061102 UBS AG - HSI R Bull CBBC Sep 2023 C 200,000,000 2020/04/17 2023/09/28 50.0061103 UBS AG - HSI R Bull CBBC Sep 2023 D 200,000,000 2020/04/17 2023/09/28 50.0061117 UBS AG - HSI R Bear CBBC Jul 2020 T 200,000,000 2020/04/17 2020/07/30 50.0061083 UBS AG - HSI R Bear CBBC Oct 2020 H 200,000,000 2020/04/17 2020/10/29 50.0061084 UBS AG - HSI R Bear CBBC Oct 2020 I 200,000,000 2020/04/17 2020/10/29 50.0061081 UBS AG - HSI R Bear CBBC Oct 2020 P 200,000,000 2020/04/17 2020/10/29 50.0061111 UBS AG - HSI R Bear CBBC Nov 2020 R 200,000,000 2020/04/17 2020/11/27 50.0061097 UBS AG - HSI R Bear CBBC Jan 2021 K 400,000,000 2020/04/17 2021/01/28 100.0061109 UBS AG - HSI R Bear CBBC Jan 2021 L 200,000,000 2020/04/17 2021/01/28 50.0061126 UBS AG - Tencent R Bull CBBC Jan 2023 A 200,000,000 2020/04/17 2023/01/30 50.0061378 BOCI Asia Ltd. - Galaxy Ent R Bull CBBC Oct 2020 I 100,000,000 2020/04/20 2020/10/30 25.0061379 BOCI Asia Ltd. - Galaxy Ent R Bull CBBC Oct 2020 J 100,000,000 2020/04/20 2020/10/30 25.0061381 BOCI Asia Ltd. - HKEX R Bull CBBC Oct 2020 A 40,000,000 2020/04/20 2020/10/30 10.0061360 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 U 150,000,000 2020/04/20 2022/12/29 37.5061366 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 G 150,000,000 2020/04/20 2020/10/29 37.5061382 BOCI Asia Ltd. - Tencent R Bear CBBC Oct 2020 J 40,000,000 2020/04/20 2020/10/30 10.0061400 Credit Suisse AG - AAC Tech R Bull CBBC Dec 2020 B 80,000,000 2020/04/20 2020/12/30 20.00




61407 Credit Suisse AG - CC Bank R Bull CBBC Dec 2020 B 100,000,000 2020/04/20 2020/12/30 25.0061397 Credit Suisse AG - CSPC Pharma R Bull CBBC Dec 2020 B 100,000,000 2020/04/20 2020/12/30 25.0061422 Credit Suisse AG - HSI R Bull CBBC Jan 2023 F 200,000,000 2020/04/20 2023/01/30 50.0061427 Credit Suisse AG - HSI R Bull CBBC Jan 2023 G 200,000,000 2020/04/20 2023/01/30 50.0061428 Credit Suisse AG - HSI R Bull CBBC Feb 2023 F 200,000,000 2020/04/20 2023/02/27 50.0061431 Credit Suisse AG - HSI R Bull CBBC Feb 2023 G 200,000,000 2020/04/20 2023/02/27 50.0061386 Credit Suisse AG - HSI R Bear CBBC Oct 2020 V 200,000,000 2020/04/20 2020/10/29 50.0061418 Credit Suisse AG - HSI R Bear CBBC Oct 2020 W 200,000,000 2020/04/20 2020/10/29 50.0061388 Credit Suisse AG - HSI R Bear CBBC Nov 2020 X 200,000,000 2020/04/20 2020/11/27 50.0061385 Credit Suisse AG - HSI R Bear CBBC Dec 2020 J 300,000,000 2020/04/20 2020/12/30 75.0061394 Credit Suisse AG - HSI R Bear CBBC Dec 2020 K 300,000,000 2020/04/20 2020/12/30 75.0061724 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Dec 2020 K 60,000,000 2020/04/20 2020/12/30 15.0061760 Goldman Sachs SP (Asia) - HSI R Bull CBBC Dec 2022 L 160,000,000 2020/04/20 2022/12/29 40.0061769 Goldman Sachs SP (Asia) - HSI R Bull CBBC Dec 2022 M 160,000,000 2020/04/20 2022/12/29 40.0061771 Goldman Sachs SP (Asia) - HSI R Bull CBBC Dec 2022 N 160,000,000 2020/04/20 2022/12/29 40.0061775 Goldman Sachs SP (Asia) - HSI R Bull CBBC Dec 2022 X 160,000,000 2020/04/20 2022/12/29 40.0061744 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jan 2023 Q 160,000,000 2020/04/20 2023/01/30 40.0061740 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 Y 160,000,000 2020/04/20 2020/10/29 40.0061741 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 Z 160,000,000 2020/04/20 2020/10/29 40.0061719 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 B 160,000,000 2020/04/20 2020/11/27 40.0061720 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 D 160,000,000 2020/04/20 2020/11/27 40.0061721 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 E 160,000,000 2020/04/20 2020/11/27 40.0061734 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 L 160,000,000 2020/04/20 2020/11/27 40.0061737 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 N 160,000,000 2020/04/20 2020/11/27 40.0061739 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 O 160,000,000 2020/04/20 2020/11/27 40.0061726 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 C 60,000,000 2020/04/20 2020/10/28 15.0061322 HK Bank - CAM CSI300 R Bull CBBC Oct 2020 B 40,000,000 2020/04/20 2020/10/05 10.0061358 HK Bank - CSPC Pharma R Bull CBBC Sep 2020 A 40,000,000 2020/04/20 2020/09/21 11.2061343 HK Bank - Galaxy Ent R Bull CBBC Nov 2020 D 60,000,000 2020/04/20 2020/11/02 15.0061349 HK Bank - HKEX R Bull CBBC Oct 2020 D 40,000,000 2020/04/20 2020/10/08 10.0061317 HK Bank - HSI R Bull CBBC Sep 2022 S 100,000,000 2020/04/20 2022/09/29 25.0061321 HK Bank - HSI R Bear CBBC Sep 2020 S 100,000,000 2020/04/20 2020/09/29 25.0061324 HK Bank - Sino Biopharm R Bull CBBC Nov 2020 A 40,000,000 2020/04/20 2020/11/02 10.0061347 HK Bank - SUNAC R Bull CBBC Sep 2020 E 40,000,000 2020/04/20 2020/09/28 10.0061355 HK Bank - Tencent R Bull CBBC Oct 2020 B 40,000,000 2020/04/20 2020/10/08 10.0061594 Haitong Int’l Sec - Galaxy Ent R Bull CBBC Dec 2020 C 40,000,000 2020/04/20 2020/12/18 10.0061580 Haitong Int’l Sec - HSI R Bull CBBC Dec 2022 A 150,000,000 2020/04/20 2022/12/29 37.5061583 Haitong Int’l Sec - HSI R Bull CBBC Dec 2022 L 150,000,000 2020/04/20 2022/12/29 37.5061591 Haitong Int’l Sec - HSI R Bull CBBC Jan 2023 T 150,000,000 2020/04/20 2023/01/30 37.5061564 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 S 150,000,000 2020/04/20 2020/11/27 37.5061559 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 K 150,000,000 2020/04/20 2020/12/30 37.5061565 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 L 150,000,000 2020/04/20 2020/12/30 37.5061558 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 M 150,000,000 2020/04/20 2021/01/28 37.5061593 Haitong Int’l Sec - Tencent R Bull CBBC Aug 2020 T 40,000,000 2020/04/20 2020/08/18 10.0061496 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 P 200,000,000 2020/04/20 2023/02/27 50.00




61500 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 Q 400,000,000 2020/04/20 2023/02/27 100.0061504 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 R 200,000,000 2020/04/20 2023/02/27 50.0061507 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 S 200,000,000 2020/04/20 2023/02/27 50.0061489 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 F 200,000,000 2020/04/20 2020/11/27 50.0061494 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 N 400,000,000 2020/04/20 2020/11/27 100.0061495 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 Z 240,000,000 2020/04/20 2020/12/30 60.0061316 Morgan Stanley Asia Products - HSI R Bull CBBC Sep 2022 Y 150,000,000 2020/04/20 2022/09/29 37.5061511 Morgan Stanley Asia Products - HSI R Bear CBBC Aug 2020 R 150,000,000 2020/04/20 2020/08/28 37.5061625 SG Issuer - AIA R Bull CBBC Dec 2020 P 60,000,000 2020/04/20 2020/12/30 15.0061628 SG Issuer - Alibaba Group R Bear CBBC Nov 2020 R 80,000,000 2020/04/20 2020/11/27 20.0061602 SG Issuer - Bud Apac R Bull CBBC Dec 2020 D 80,000,000 2020/04/20 2020/12/30 20.0061640 SG Issuer - CSPC Pharma R Bull CBBC Jan 2021 A 150,000,000 2020/04/20 2021/01/28 37.5061633 SG Issuer - CSPC Pharma R Bear CBBC Dec 2020 A 150,000,000 2020/04/20 2020/12/30 37.5061603 SG Issuer - Galaxy Ent R Bear CBBC Dec 2020 B 100,000,000 2020/04/20 2020/12/30 25.0061691 SG Issuer - HKEX R Bull CBBC Oct 2020 M 50,000,000 2020/04/20 2020/10/29 12.5061642 SG Issuer - HKEX R Bear CBBC Dec 2020 C 200,000,000 2020/04/20 2020/12/30 50.0061657 SG Issuer - HSI R Bull CBBC Sep 2022 I 250,000,000 2020/04/20 2022/09/29 62.5061659 SG Issuer - HSI R Bull CBBC Sep 2022 J 250,000,000 2020/04/20 2022/09/29 62.5061662 SG Issuer - HSI R Bull CBBC Oct 2022 D 250,000,000 2020/04/20 2022/10/28 62.5061666 SG Issuer - HSI R Bull CBBC Oct 2022 F 250,000,000 2020/04/20 2022/10/28 62.5061672 SG Issuer - HSI R Bull CBBC Oct 2022 I 250,000,000 2020/04/20 2022/10/28 62.5061660 SG Issuer - HSI R Bull CBBC Oct 2022 O 250,000,000 2020/04/20 2022/10/28 62.5061665 SG Issuer - HSI R Bull CBBC Oct 2022 S 250,000,000 2020/04/20 2022/10/28 62.5061686 SG Issuer - HSI R Bull CBBC Dec 2022 D 250,000,000 2020/04/20 2022/12/29 62.5061685 SG Issuer - HSI R Bull CBBC Dec 2022 J 250,000,000 2020/04/20 2022/12/29 62.5061648 SG Issuer - HSI R Bear CBBC Sep 2020 G 250,000,000 2020/04/20 2020/09/29 62.5061611 SG Issuer - HSI R Bear CBBC Oct 2020 A 250,000,000 2020/04/20 2020/10/29 62.5061620 SG Issuer - HSI R Bear CBBC Oct 2020 D 250,000,000 2020/04/20 2020/10/29 62.5061651 SG Issuer - HSI R Bear CBBC Nov 2020 A 250,000,000 2020/04/20 2020/11/27 62.5061655 SG Issuer - HSI R Bear CBBC Nov 2020 D 250,000,000 2020/04/20 2020/11/27 62.5061656 SG Issuer - HSI R Bear CBBC Nov 2020 K 250,000,000 2020/04/20 2020/11/27 62.5061650 SG Issuer - HSI R Bear CBBC Nov 2020 Z 250,000,000 2020/04/20 2020/11/27 62.5061649 SG Issuer - HSI R Bear CBBC Dec 2020 I 500,000,000 2020/04/20 2020/12/30 125.0061647 SG Issuer - Meituan Dianping R Bull CBBC Nov 2020 I 100,000,000 2020/04/20 2020/11/30 25.0061701 SG Issuer - Sunny Optical R Bull CBBC Dec 2020 O 60,000,000 2020/04/20 2020/12/30 15.0061703 SG Issuer - Tencent R Bull CBBC Sep 2020 Z 80,000,000 2020/04/20 2020/09/29 20.0061606 SG Issuer - Tencent R Bear CBBC Dec 2020 B 80,000,000 2020/04/20 2020/12/30 20.0061705 SG Issuer - Tencent R Bear CBBC Dec 2020 M 300,000,000 2020/04/20 2020/12/30 75.0061706 SG Issuer - Tencent R Bear CBBC Feb 2021 H 80,000,000 2020/04/20 2021/02/25 20.0061470 UBS AG - Geely Auto R Bear CBBC Feb 2021 A 150,000,000 2020/04/20 2021/02/26 37.5061445 UBS AG - Galaxy Ent R Bull CBBC Dec 2020 H 60,000,000 2020/04/20 2020/12/07 15.0061444 UBS AG - Galaxy Ent R Bear CBBC Dec 2020 D 60,000,000 2020/04/20 2020/12/21 15.0061449 UBS AG - HKEX R Bull CBBC Jan 2021 A 50,000,000 2020/04/20 2021/01/27 12.5061450 UBS AG - HSBC R Bull CBBC Jan 2021 A 100,000,000 2020/04/20 2021/01/27 25.0061477 UBS AG - HSCEI R Bull CBBC Dec 2021 G 200,000,000 2020/04/20 2021/12/30 50.00




61451 UBS AG - HSI R Bull CBBC Oct 2022 N 200,000,000 2020/04/20 2022/10/28 50.0061453 UBS AG - HSI R Bull CBBC Oct 2022 P 200,000,000 2020/04/20 2022/10/28 50.0061454 UBS AG - HSI R Bull CBBC Oct 2022 Q 200,000,000 2020/04/20 2022/10/28 50.0061456 UBS AG - HSI R Bear CBBC Jul 2020 V 400,000,000 2020/04/20 2020/07/30 100.0061455 UBS AG - HSI R Bear CBBC Sep 2020 R 200,000,000 2020/04/20 2020/09/29 50.0061461 UBS AG - HSI R Bear CBBC Sep 2020 U 200,000,000 2020/04/20 2020/09/29 50.0061463 UBS AG - HSI R Bear CBBC Sep 2020 V 200,000,000 2020/04/20 2020/09/29 50.0061462 UBS AG - HSI R Bear CBBC Oct 2020 J 200,000,000 2020/04/20 2020/10/29 50.0061467 UBS AG - HSI R Bear CBBC Oct 2020 L 200,000,000 2020/04/20 2020/10/29 50.0061436 UBS AG - HSI R Bear CBBC Nov 2020 S 200,000,000 2020/04/20 2020/11/27 50.0061438 UBS AG - HSI R Bear CBBC Nov 2020 T 200,000,000 2020/04/20 2020/11/27 50.0061437 UBS AG - HSI R Bear CBBC Dec 2020 M 200,000,000 2020/04/20 2020/12/30 50.0061447 UBS AG - Tencent R Bull CBBC Jan 2021 B 40,000,000 2020/04/20 2021/01/27 10.0061439 UBS AG - Tencent R Bear CBBC Dec 2020 F 40,000,000 2020/04/20 2020/12/14 10.0061518 Bank Vontobel - AAC Tech R Bear CBBC Dec 2020 C 40,000,000 2020/04/20 2020/12/18 10.0061539 Bank Vontobel - AIA R Bear CBBC Dec 2020 D 40,000,000 2020/04/20 2020/12/11 10.0061535 Bank Vontobel - Bud Apac R Bull CBBC Dec 2020 A 40,000,000 2020/04/20 2020/12/04 10.0061540 Bank Vontobel - Galaxy Ent R Bull CBBC Dec 2020 M 40,000,000 2020/04/20 2020/12/18 10.0061547 Bank Vontobel - HKEX R Bull CBBC Dec 2020 G 40,000,000 2020/04/20 2020/12/04 10.0061548 Bank Vontobel - HSI R Bull CBBC Dec 2022 X 80,000,000 2020/04/20 2022/12/29 20.0061551 Bank Vontobel - HSI R Bull CBBC Dec 2022 Y 80,000,000 2020/04/20 2022/12/29 20.0061555 Bank Vontobel - HSI R Bear CBBC Dec 2020 B 80,000,000 2020/04/20 2020/12/30 20.0061534 Bank Vontobel - Sino Biopharm R Bull CBBC Nov 2020 B 40,000,000 2020/04/20 2020/11/06 10.0061819 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Dec 2020 A 60,000,000 2020/04/21 2020/12/31 15.0061822 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Dec 2020 B 60,000,000 2020/04/21 2020/12/31 15.0061846 BOCI Asia Ltd. - BOCL R Bull CBBC Apr 2021 A 80,000,000 2020/04/21 2021/04/29 20.0061806 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 V 150,000,000 2020/04/21 2022/12/29 37.5061807 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 W 200,000,000 2020/04/21 2022/12/29 50.0061812 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 H 150,000,000 2020/04/21 2020/10/29 37.5061818 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 I 150,000,000 2020/04/21 2020/10/29 37.5061828 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 O 150,000,000 2020/04/21 2022/12/29 37.5061776 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 S 250,000,000 2020/04/21 2020/12/30 62.5061981 Credit Suisse AG - AAC Tech R Bear CBBC Oct 2020 B 50,000,000 2020/04/21 2020/10/29 12.5061997 Credit Suisse AG - Alibaba Group R Bull CBBC Oct 2020 F 80,000,000 2020/04/21 2020/10/29 20.0061977 Credit Suisse AG - Galaxy Ent R Bull CBBC Nov 2020 D 80,000,000 2020/04/21 2020/11/27 20.0061976 Credit Suisse AG - HSBC R Bull CBBC Dec 2020 H 70,000,000 2020/04/21 2020/12/30 17.5061990 Credit Suisse AG - HSI R Bull CBBC Sep 2022 B 200,000,000 2020/04/21 2022/09/29 50.0061992 Credit Suisse AG - HSI R Bull CBBC Sep 2022 C 200,000,000 2020/04/21 2022/09/29 50.0061972 Credit Suisse AG - HSI R Bull CBBC Feb 2023 H 200,000,000 2020/04/21 2023/02/27 50.0061989 Credit Suisse AG - HSI R Bull CBBC Feb 2023 I 300,000,000 2020/04/21 2023/02/27 75.0061949 Credit Suisse AG - HSI R Bear CBBC Jul 2020 X 200,000,000 2020/04/21 2020/07/30 50.0061957 Credit Suisse AG - HSI R Bear CBBC Oct 2020 X 200,000,000 2020/04/21 2020/10/29 50.0061947 Credit Suisse AG - HSI R Bear CBBC Nov 2020 Y 200,000,000 2020/04/21 2020/11/27 50.0061961 Credit Suisse AG - HSI R Bear CBBC Nov 2020 Z 200,000,000 2020/04/21 2020/11/27 50.0061959 Credit Suisse AG - HSI R Bear CBBC Dec 2020 L 300,000,000 2020/04/21 2020/12/30 75.00




61963 Credit Suisse AG - HSI R Bear CBBC Dec 2020 M 300,000,000 2020/04/21 2020/12/30 75.0061979 Credit Suisse AG - Link REIT R Bull CBBC Dec 2020 E 50,000,000 2020/04/21 2020/12/30 12.5061986 Credit Suisse AG - Ping An R Bull CBBC Dec 2020 I 80,000,000 2020/04/21 2020/12/30 20.0061978 Credit Suisse AG - Tencent R Bull CBBC Sep 2020 K 50,000,000 2020/04/21 2020/09/29 12.5062140 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Dec 2020 L 80,000,000 2020/04/21 2020/12/30 20.0062147 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Dec 2020 M 60,000,000 2020/04/21 2020/12/30 15.0062137 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2022 Y 160,000,000 2020/04/21 2022/10/28 40.0062134 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jan 2023 R 160,000,000 2020/04/21 2023/01/30 40.0062161 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jan 2023 S 160,000,000 2020/04/21 2023/01/30 40.0062124 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 C 160,000,000 2020/04/21 2020/12/30 40.0062128 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 D 160,000,000 2020/04/21 2020/12/30 40.0062176 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 Q 160,000,000 2020/04/21 2020/12/30 40.0062162 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 S 160,000,000 2020/04/21 2020/12/30 40.0062178 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 U 160,000,000 2020/04/21 2020/12/30 40.0062142 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 D 60,000,000 2020/04/21 2020/10/28 15.0062153 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 E 60,000,000 2020/04/21 2020/10/28 15.0062157 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Feb 2021 D 60,000,000 2020/04/21 2021/02/26 15.0061789 HK Bank - Alibaba Group R Bull CBBC Oct 2020 C 40,000,000 2020/04/21 2020/10/05 10.0061786 HK Bank - CAM CSI300 R Bull CBBC Nov 2020 A 40,000,000 2020/04/21 2020/11/02 10.0061785 HK Bank - China Life R Bull CBBC Sep 2020 C 40,000,000 2020/04/21 2020/09/14 10.0061801 HK Bank - HKEX R Bull CBBC Oct 2020 E 40,000,000 2020/04/21 2020/10/15 10.0061796 HK Bank - HKEX R Bear CBBC Oct 2020 B 100,000,000 2020/04/21 2020/10/05 25.0061788 HK Bank - HSI R Bull CBBC Sep 2022 U 100,000,000 2020/04/21 2022/09/29 25.0061780 HK Bank - HSI R Bear CBBC Sep 2020 T 100,000,000 2020/04/21 2020/09/29 25.0061791 HK Bank - HSI R Bear CBBC Sep 2020 U 100,000,000 2020/04/21 2020/09/29 25.0061804 HK Bank - Meituan Dianping R Bear CBBC Oct 2020 A 40,000,000 2020/04/21 2020/10/05 10.0061802 HK Bank - Tencent R Bull CBBC Oct 2020 C 40,000,000 2020/04/21 2020/10/15 10.0061793 HK Bank - WuXi Bio R Bull CBBC Sep 2020 C 40,000,000 2020/04/21 2020/09/28 10.0062006 Haitong Int’l Sec - Alibaba Group R Bull CBBC Oct 2020 G 40,000,000 2020/04/21 2020/10/20 10.0062003 Haitong Int’l Sec - HSI R Bull CBBC Jan 2023 U 150,000,000 2020/04/21 2023/01/30 37.5062022 Haitong Int’l Sec - HSI R Bull CBBC Feb 2023 V 150,000,000 2020/04/21 2023/02/27 37.5062032 Haitong Int’l Sec - HSI R Bull CBBC Feb 2023 W 150,000,000 2020/04/21 2023/02/27 37.5062000 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 T 150,000,000 2020/04/21 2020/11/27 37.5062016 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 M 150,000,000 2020/04/21 2020/12/30 37.5062004 Haitong Int’l Sec - Tencent R Bull CBBC Oct 2020 O 40,000,000 2020/04/21 2020/10/20 10.0061917 J P Morgan SP BV - HSCEI R Bull CBBC Dec 2021 L 200,000,000 2020/04/21 2021/12/30 50.0061908 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 Z 200,000,000 2020/04/21 2023/01/30 50.0061838 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 T 200,000,000 2020/04/21 2023/02/27 50.0061910 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 U 200,000,000 2020/04/21 2023/02/27 50.0061915 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 V 240,000,000 2020/04/21 2023/02/27 60.0061916 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 W 400,000,000 2020/04/21 2023/02/27 100.0061829 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 F 240,000,000 2020/04/21 2020/10/29 60.0061837 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 J 200,000,000 2020/04/21 2020/10/29 50.0061836 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 O 200,000,000 2020/04/21 2020/11/27 50.0061906 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 P 400,000,000 2020/04/21 2020/11/27 100.00




61902 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 L 240,000,000 2020/04/21 2020/12/30 60.0061928 J P Morgan SP BV - Tencent R Bull CBBC Aug 2020 M 50,000,000 2020/04/21 2020/08/21 12.5061931 Morgan Stanley Asia Products - HSI R Bull CBBC Oct 2022 A 150,000,000 2020/04/21 2022/10/28 37.5061779 Morgan Stanley Asia Products - HSI R Bear CBBC Aug 2020 S 150,000,000 2020/04/21 2020/08/28 37.5061778 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 L 150,000,000 2020/04/21 2020/09/29 37.5062058 SG Issuer - Alibaba Group R Bull CBBC Sep 2020 Q 80,000,000 2020/04/21 2020/09/29 20.0062108 SG Issuer - Alibaba Group R Bear CBBC Dec 2020 S 200,000,000 2020/04/21 2020/12/30 50.0062041 SG Issuer - Alibaba Group R Bear CBBC Jan 2021 C 200,000,000 2020/04/21 2021/01/28 50.0062063 SG Issuer - China Mobile R Bear CBBC Dec 2020 C 100,000,000 2020/04/21 2020/12/30 25.0062111 SG Issuer - CM Bank R Bull CBBC Feb 2021 B 100,000,000 2020/04/21 2021/02/25 25.0062064 SG Issuer - CNOOC R Bull CBBC Dec 2020 M 40,000,000 2020/04/21 2020/12/31 10.0062048 SG Issuer - HSBC R Bear CBBC Nov 2020 A 100,000,000 2020/04/21 2020/11/30 25.0062080 SG Issuer - HSI R Bull CBBC Aug 2022 B 500,000,000 2020/04/21 2022/08/30 125.0062081 SG Issuer - HSI R Bull CBBC Sep 2022 K 250,000,000 2020/04/21 2022/09/29 62.5062103 SG Issuer - HSI R Bull CBBC Sep 2022 L 250,000,000 2020/04/21 2022/09/29 62.5062040 SG Issuer - HSI R Bull CBBC Oct 2022 L 250,000,000 2020/04/21 2022/10/28 62.5062105 SG Issuer - HSI R Bull CBBC Dec 2022 B 250,000,000 2020/04/21 2022/12/29 62.5062033 SG Issuer - HSI R Bear CBBC Oct 2020 G 250,000,000 2020/04/21 2020/10/29 62.5062035 SG Issuer - HSI R Bear CBBC Nov 2020 I 250,000,000 2020/04/21 2020/11/27 62.5062082 SG Issuer - HSI R Bear CBBC Nov 2020 L 250,000,000 2020/04/21 2020/11/27 62.5062084 SG Issuer - HSI R Bear CBBC Nov 2020 M 250,000,000 2020/04/21 2020/11/27 62.5062091 SG Issuer - HSI R Bear CBBC Nov 2020 O 250,000,000 2020/04/21 2020/11/27 62.5062099 SG Issuer - HSI R Bear CBBC Dec 2020 Z 250,000,000 2020/04/21 2020/12/30 62.5062065 SG Issuer - Ping An R Bull CBBC Jan 2021 E 100,000,000 2020/04/21 2021/01/28 25.0062072 SG Issuer - Tencent R Bull CBBC Jul 2020 U 80,000,000 2020/04/21 2020/07/31 20.0062051 SG Issuer - Tencent R Bear CBBC Nov 2020 A 80,000,000 2020/04/21 2020/11/30 20.0062078 SG Issuer - Tencent R Bear CBBC Feb 2021 I 300,000,000 2020/04/21 2021/02/26 75.0062054 SG Issuer - Xiaomi R Bull CBBC Nov 2020 B 60,000,000 2020/04/21 2020/11/30 15.0062115 SG Issuer - Xiaomi R Bull CBBC Dec 2020 D 60,000,000 2020/04/21 2020/12/30 15.0062117 SG Issuer - Xiaomi R Bull CBBC Jan 2021 B 60,000,000 2020/04/21 2021/01/28 15.0061900 UBS AG - Alibaba Group R Bull CBBC Dec 2020 V 80,000,000 2020/04/21 2020/12/23 20.0061865 UBS AG - Alibaba Group R Bear CBBC Dec 2020 R 400,000,000 2020/04/21 2020/12/22 100.0061877 UBS AG - HSI R Bull CBBC Sep 2022 D 200,000,000 2020/04/21 2022/09/29 50.0061880 UBS AG - HSI R Bull CBBC Sep 2022 E 200,000,000 2020/04/21 2022/09/29 50.0061881 UBS AG - HSI R Bull CBBC Sep 2022 F 200,000,000 2020/04/21 2022/09/29 50.0061890 UBS AG - HSI R Bull CBBC Sep 2022 G 200,000,000 2020/04/21 2022/09/29 50.0061893 UBS AG - HSI R Bull CBBC Sep 2022 H 200,000,000 2020/04/21 2022/09/29 50.0061894 UBS AG - HSI R Bull CBBC Sep 2022 I 400,000,000 2020/04/21 2022/09/29 100.0061895 UBS AG - HSI R Bull CBBC Sep 2022 J 200,000,000 2020/04/21 2022/09/29 50.0061896 UBS AG - HSI R Bull CBBC Sep 2022 K 400,000,000 2020/04/21 2022/09/29 100.0061866 UBS AG - HSI R Bear CBBC Sep 2020 L 200,000,000 2020/04/21 2020/09/29 50.0061869 UBS AG - HSI R Bear CBBC Sep 2020 M 200,000,000 2020/04/21 2020/09/29 50.0061849 UBS AG - HSI R Bear CBBC Sep 2020 W 200,000,000 2020/04/21 2020/09/29 50.0061875 UBS AG - HSI R Bear CBBC Oct 2020 R 200,000,000 2020/04/21 2020/10/29 50.0061848 UBS AG - HSI R Bear CBBC Nov 2020 U 300,000,000 2020/04/21 2020/11/27 75.00




61868 UBS AG - HSI R Bear CBBC Nov 2020 V 400,000,000 2020/04/21 2020/11/27 100.0061870 UBS AG - HSI R Bear CBBC Dec 2020 N 400,000,000 2020/04/21 2020/12/30 100.0061871 UBS AG - HSI R Bear CBBC Dec 2020 O 400,000,000 2020/04/21 2020/12/30 100.0061897 UBS AG - Tencent R Bull CBBC Jan 2021 C 40,000,000 2020/04/21 2021/01/21 10.0061861 UBS AG - Tencent R Bear CBBC Dec 2020 L 40,000,000 2020/04/21 2020/12/17 10.0061942 Bank Vontobel - Alibaba Group R Bull CBBC Dec 2020 C 40,000,000 2020/04/21 2020/12/18 10.0061936 Bank Vontobel - Meituan Dianping R Bull CBBC Dec 2020 N 60,000,000 2020/04/21 2020/12/11 15.0061940 Bank Vontobel - Tencent R Bull CBBC Dec 2020 W 40,000,000 2020/04/21 2020/12/04 10.0061939 Bank Vontobel - Xiaomi R Bull CBBC Nov 2020 M 40,000,000 2020/04/21 2020/11/06 10.0062200 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 X 150,000,000 2020/04/22 2022/12/29 37.5062205 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 J 150,000,000 2020/04/22 2020/10/29 37.5062189 BOCI Asia Ltd. - Tencent R Bull CBBC Oct 2020 O 40,000,000 2020/04/22 2020/10/30 10.0062316 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 P 140,000,000 2020/04/22 2022/12/29 35.0062184 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 T 250,000,000 2020/04/22 2020/12/30 62.5062317 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 U 250,000,000 2020/04/22 2020/12/30 62.5062318 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 V 250,000,000 2020/04/22 2020/12/30 62.5062319 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 W 250,000,000 2020/04/22 2020/12/30 62.5062320 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 X 240,000,000 2020/04/22 2020/12/30 60.0062347 Credit Suisse AG - HSI R Bull CBBC Jan 2023 H 200,000,000 2020/04/22 2023/01/30 50.0062345 Credit Suisse AG - HSI R Bull CBBC Feb 2023 J 200,000,000 2020/04/22 2023/02/27 50.0062349 Credit Suisse AG - HSI R Bull CBBC Feb 2023 K 300,000,000 2020/04/22 2023/02/27 75.0062357 Credit Suisse AG - HSI R Bear CBBC Oct 2020 Y 200,000,000 2020/04/22 2020/10/29 50.0062359 Credit Suisse AG - HSI R Bear CBBC Nov 2020 G 200,000,000 2020/04/22 2020/11/27 50.0062351 Credit Suisse AG - HSI R Bear CBBC Dec 2020 N 300,000,000 2020/04/22 2020/12/30 75.0062573 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Dec 2020 N 60,000,000 2020/04/22 2020/12/30 15.0062574 Goldman Sachs SP (Asia) - Alibaba R Bear CBBC Mar 2021 E 60,000,000 2020/04/22 2021/03/30 15.0062530 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jan 2023 T 160,000,000 2020/04/22 2023/01/30 40.0062531 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jan 2023 U 160,000,000 2020/04/22 2023/01/30 40.0062550 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jan 2023 V 160,000,000 2020/04/22 2023/01/30 40.0062554 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jan 2023 W 160,000,000 2020/04/22 2023/01/30 40.0062556 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jan 2023 X 160,000,000 2020/04/22 2023/01/30 40.0062557 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jan 2023 Y 160,000,000 2020/04/22 2023/01/30 40.0062534 Goldman Sachs SP (Asia) - HSI R Bear CBBC Aug 2020 B 160,000,000 2020/04/22 2020/08/28 40.0062545 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 F 160,000,000 2020/04/22 2020/11/27 40.0062536 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 X 160,000,000 2020/04/22 2020/12/30 40.0062544 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 Z 160,000,000 2020/04/22 2020/12/30 40.0062562 Goldman Sachs SP (Asia) - SUNAC R Bull CBBC Mar 2021 A 40,000,000 2020/04/22 2021/03/15 10.0062568 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Mar 2021 S 80,000,000 2020/04/22 2021/03/01 20.0062590 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Feb 2021 E 60,000,000 2020/04/22 2021/02/26 15.0062225 HK Bank - Alibaba Group R Bull CBBC Sep 2020 H 40,000,000 2020/04/22 2020/09/14 10.0062221 HK Bank - Alibaba Group R Bull CBBC Nov 2020 C 100,000,000 2020/04/22 2020/11/16 25.0062220 HK Bank - HSCEI R Bull CBBC Sep 2022 H 50,000,000 2020/04/22 2022/09/29 12.5062217 HK Bank - HSCEI R Bear CBBC Sep 2020 A 50,000,000 2020/04/22 2020/09/29 12.5062213 HK Bank - HSI R Bull CBBC Sep 2022 C 80,000,000 2020/04/22 2022/09/29 20.0062214 HK Bank - HSI R Bull CBBC Sep 2022 V 80,000,000 2020/04/22 2022/09/29 20.00




62216 HK Bank - HSI R Bull CBBC Sep 2022 W 60,000,000 2020/04/22 2022/09/29 15.0062210 HK Bank - HSI R Bear CBBC Sep 2020 V 100,000,000 2020/04/22 2020/09/29 25.0062236 HK Bank - HSI R Bear CBBC Sep 2020 W 60,000,000 2020/04/22 2020/09/29 15.0062227 HK Bank - Meituan Dianping R Bull CBBC Oct 2020 A 40,000,000 2020/04/22 2020/10/05 10.0062235 HK Bank - SUNAC R Bull CBBC Nov 2020 B 40,000,000 2020/04/22 2020/11/02 10.0062228 HK Bank - Tencent R Bull CBBC Sep 2020 H 40,000,000 2020/04/22 2020/09/28 10.0062369 Haitong Int’l Sec - HSI R Bull CBBC Jan 2023 V 150,000,000 2020/04/22 2023/01/30 37.5062362 Haitong Int’l Sec - HSI R Bull CBBC Feb 2023 X 150,000,000 2020/04/22 2023/02/27 37.5062368 Haitong Int’l Sec - HSI R Bull CBBC Feb 2023 Y 150,000,000 2020/04/22 2023/02/27 37.5062371 Haitong Int’l Sec - HSI R Bear CBBC Oct 2020 R 150,000,000 2020/04/22 2020/10/29 37.5062378 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 U 150,000,000 2020/04/22 2020/11/27 37.5062337 J P Morgan SP BV - Alibaba Group R Bull CBBC Aug 2020 H 80,000,000 2020/04/22 2020/08/21 20.0062325 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 X 200,000,000 2020/04/22 2023/02/27 50.0062329 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 Y 240,000,000 2020/04/22 2023/02/27 60.0062384 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 Z 200,000,000 2020/04/22 2023/02/27 50.0062330 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 A 200,000,000 2020/04/22 2023/03/30 50.0062332 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 B 200,000,000 2020/04/22 2023/03/30 50.0062336 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 C 240,000,000 2020/04/22 2023/03/30 60.0062344 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 G 200,000,000 2020/04/22 2020/11/27 50.0062338 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 Q 400,000,000 2020/04/22 2020/11/27 100.0062328 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 M 200,000,000 2020/04/22 2020/12/30 50.0062239 Morgan Stanley Asia Products - HSI R Bull CBBC Aug 2022 L 150,000,000 2020/04/22 2022/08/30 37.5062238 Morgan Stanley Asia Products - HSI R Bull CBBC Dec 2022 K 150,000,000 2020/04/22 2022/12/29 37.5062443 SG Issuer - AAC Tech R Bull CBBC Nov 2020 C 100,000,000 2020/04/22 2020/11/27 25.0062407 SG Issuer - AAC Tech R Bear CBBC Oct 2020 D 100,000,000 2020/04/22 2020/10/29 25.0062447 SG Issuer - AIA R Bear CBBC Oct 2020 E 60,000,000 2020/04/22 2020/10/29 15.0062449 SG Issuer - Alibaba Group R Bull CBBC Aug 2020 J 80,000,000 2020/04/22 2020/08/31 20.0062451 SG Issuer - Alibaba Group R Bull CBBC Nov 2020 B 200,000,000 2020/04/22 2020/11/27 50.0062409 SG Issuer - Alibaba Group R Bear CBBC Dec 2020 T 80,000,000 2020/04/22 2020/12/30 20.0062454 SG Issuer - China Mobile R Bear CBBC Nov 2020 B 100,000,000 2020/04/22 2020/11/27 25.0062412 SG Issuer - Galaxy Ent R Bull CBBC Nov 2020 E 100,000,000 2020/04/22 2020/11/30 25.0062414 SG Issuer - Galaxy Ent R Bear CBBC Dec 2020 C 100,000,000 2020/04/22 2020/12/30 25.0062485 SG Issuer - HSI R Bull CBBC Aug 2022 C 250,000,000 2020/04/22 2022/08/30 62.5062486 SG Issuer - HSI R Bull CBBC Aug 2022 D 250,000,000 2020/04/22 2022/08/30 62.5062508 SG Issuer - HSI R Bull CBBC Aug 2022 E 250,000,000 2020/04/22 2022/08/30 62.5062518 SG Issuer - HSI R Bull CBBC Sep 2022 M 250,000,000 2020/04/22 2022/09/29 62.5062529 SG Issuer - HSI R Bull CBBC Sep 2022 N 250,000,000 2020/04/22 2022/09/29 62.5062440 SG Issuer - HSI R Bull CBBC Oct 2022 M 250,000,000 2020/04/22 2022/10/28 62.5062441 SG Issuer - HSI R Bull CBBC Dec 2022 W 250,000,000 2020/04/22 2022/12/29 62.5062487 SG Issuer - HSI R Bear CBBC Aug 2020 D 250,000,000 2020/04/22 2020/08/28 62.5062488 SG Issuer - HSI R Bear CBBC Aug 2020 W 250,000,000 2020/04/22 2020/08/28 62.5062505 SG Issuer - HSI R Bear CBBC Oct 2020 H 250,000,000 2020/04/22 2020/10/29 62.5062506 SG Issuer - HSI R Bear CBBC Oct 2020 I 250,000,000 2020/04/22 2020/10/29 62.5062507 SG Issuer - HSI R Bear CBBC Nov 2020 H 250,000,000 2020/04/22 2020/11/27 62.5062422 SG Issuer - Meituan Dianping R Bear CBBC Dec 2020 D 100,000,000 2020/04/22 2020/12/30 25.00




62424 SG Issuer - Sino Biopharm R Bull CBBC Nov 2020 A 40,000,000 2020/04/22 2020/11/27 10.0062427 SG Issuer - Sunny Optical R Bear CBBC Nov 2020 C 60,000,000 2020/04/22 2020/11/27 15.0062466 SG Issuer - Tencent R Bull CBBC Aug 2020 K 80,000,000 2020/04/22 2020/08/31 20.0062468 SG Issuer - Tencent R Bull CBBC Sep 2020 A 80,000,000 2020/04/22 2020/09/30 20.0062438 SG Issuer - Tencent R Bear CBBC Nov 2020 C 80,000,000 2020/04/22 2020/11/27 20.0062257 UBS AG - Alibaba Group R Bull CBBC Jan 2021 A 80,000,000 2020/04/22 2021/01/20 20.0062248 UBS AG - Alibaba Group R Bear CBBC Dec 2020 S 80,000,000 2020/04/22 2020/12/07 20.0062250 UBS AG - Alibaba Group R Bear CBBC Jan 2021 B 400,000,000 2020/04/22 2021/01/21 100.0062283 UBS AG - HSBC R Bear CBBC Jan 2021 A 100,000,000 2020/04/22 2021/01/21 25.0062252 UBS AG - HSI R Bull CBBC Sep 2022 L 200,000,000 2020/04/22 2022/09/29 50.0062254 UBS AG - HSI R Bull CBBC Sep 2022 M 200,000,000 2020/04/22 2022/09/29 50.0062263 UBS AG - HSI R Bull CBBC Sep 2022 N 200,000,000 2020/04/22 2022/09/29 50.0062266 UBS AG - HSI R Bull CBBC Sep 2022 O 200,000,000 2020/04/22 2022/09/29 50.0062243 UBS AG - HSI R Bull CBBC Dec 2022 I 200,000,000 2020/04/22 2022/12/29 50.0062272 UBS AG - HSI R Bear CBBC Oct 2020 S 200,000,000 2020/04/22 2020/10/29 50.0062275 UBS AG - HSI R Bear CBBC Oct 2020 T 200,000,000 2020/04/22 2020/10/29 50.0062276 UBS AG - HSI R Bear CBBC Oct 2020 U 200,000,000 2020/04/22 2020/10/29 50.0062242 UBS AG - HSI R Bear CBBC Dec 2020 P 200,000,000 2020/04/22 2020/12/30 50.0062271 UBS AG - HSI R Bear CBBC Mar 2021 A 300,000,000 2020/04/22 2021/03/30 75.0062251 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 K 50,000,000 2020/04/22 2020/12/31 12.5062255 UBS AG - Tencent R Bull CBBC Jan 2021 D 40,000,000 2020/04/22 2021/01/22 10.0062256 UBS AG - Tencent R Bull CBBC Jan 2021 E 200,000,000 2020/04/22 2021/01/20 50.0062246 UBS AG - Tencent R Bear CBBC Dec 2020 M 200,000,000 2020/04/22 2020/12/07 50.0062289 UBS AG - Xiaomi R Bull CBBC Dec 2020 L 60,000,000 2020/04/22 2020/12/10 15.0062295 Bank Vontobel - Geely Auto R Bull CBBC Dec 2020 E 40,000,000 2020/04/22 2020/12/18 10.0062304 Bank Vontobel - Meituan Dianping R Bull CBBC Dec 2020 A 60,000,000 2020/04/22 2020/12/18 15.0062306 Bank Vontobel - SUNAC R Bull CBBC Dec 2020 J 40,000,000 2020/04/22 2020/12/04 10.0062314 Bank Vontobel - SUNAC R Bull CBBC Dec 2020 K 40,000,000 2020/04/22 2020/12/11 10.0062315 Bank Vontobel - SUNAC R Bear CBBC Dec 2020 C 40,000,000 2020/04/22 2020/12/04 10.0062290 Bank Vontobel - Tencent R Bull CBBC Dec 2020 X 40,000,000 2020/04/22 2020/12/18 10.0062294 Bank Vontobel - Tencent R Bear CBBC Dec 2020 O 40,000,000 2020/04/22 2020/12/04 10.0062720 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 Y 150,000,000 2020/04/23 2022/12/29 37.5062721 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 K 150,000,000 2020/04/23 2020/10/29 37.5062726 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 L 150,000,000 2020/04/23 2020/10/29 37.5062734 BOCI Asia Ltd. - Meituan Dianping R Bull CBBC Dec 2020 L 40,000,000 2020/04/23 2020/12/30 10.0062731 BOCI Asia Ltd. - Tencent R Bull CBBC Oct 2020 P 40,000,000 2020/04/23 2020/10/30 10.0062623 BNP Paribas Issuance B.V. - Alibaba Group R Bull CBBC Dec20F 100,000,000 2020/04/23 2020/12/30 25.0062625 BNP Paribas Issuance B.V. - Alibaba Group R Bull CBBC Dec20G 100,000,000 2020/04/23 2020/12/30 25.0062630 BNP Paribas Issuance B.V. - Alibaba Group R Bull CBBC Dec20H 100,000,000 2020/04/23 2020/12/30 25.0062648 BNP Paribas Issuance B.V. - HKEX R Bull CBBC Sep 2020 J 50,000,000 2020/04/23 2020/09/29 12.5062647 BNP Paribas Issuance B.V. - HKEX R Bull CBBC Sep 2020 Z 50,000,000 2020/04/23 2020/09/29 12.5062705 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 Q 150,000,000 2020/04/23 2022/12/29 37.5062706 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 R 150,000,000 2020/04/23 2022/12/29 37.5062708 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 S 150,000,000 2020/04/23 2022/12/29 37.5062711 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 T 150,000,000 2020/04/23 2022/12/29 37.50




62715 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 U 150,000,000 2020/04/23 2022/12/29 37.5062746 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 V 150,000,000 2020/04/23 2022/12/29 37.5062749 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 A 240,000,000 2020/04/23 2020/12/30 60.0062716 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 Y 250,000,000 2020/04/23 2020/12/30 62.5062717 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 Z 250,000,000 2020/04/23 2020/12/30 62.5062614 BNP Paribas Issuance B.V. - Meituan R Bull CBBC Dec 2020 S 50,000,000 2020/04/23 2020/12/30 12.5062620 BNP Paribas Issuance B.V. - Meituan R Bull CBBC Dec 2020 V 50,000,000 2020/04/23 2020/12/30 12.5062622 BNP Paribas Issuance B.V. - Meituan R Bear CBBC Nov 2020 D 50,000,000 2020/04/23 2020/11/27 12.5062595 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Nov 2020 G 50,000,000 2020/04/23 2020/11/27 12.5062594 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Dec 2020 Y 50,000,000 2020/04/23 2020/12/30 12.5062605 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Dec 2020 I 50,000,000 2020/04/23 2020/12/30 12.5062607 BNP Paribas Issuance B.V. - Xiaomi R Bull CBBC Nov 2020 T 50,000,000 2020/04/23 2020/11/27 12.5062786 Credit Suisse AG - AAC Tech R Bull CBBC Nov 2020 B 80,000,000 2020/04/23 2020/11/27 20.0062795 Credit Suisse AG - Alibaba Group R Bull CBBC Aug 2020 E 80,000,000 2020/04/23 2020/08/28 20.0062774 Credit Suisse AG - HSBC R Bear CBBC Nov 2020 A 70,000,000 2020/04/23 2020/11/27 17.5062762 Credit Suisse AG - HSI R Bull CBBC Oct 2022 D 200,000,000 2020/04/23 2022/10/28 50.0062761 Credit Suisse AG - HSI R Bull CBBC Oct 2022 S 200,000,000 2020/04/23 2022/10/28 50.0062755 Credit Suisse AG - HSI R Bull CBBC Nov 2022 X 200,000,000 2020/04/23 2022/11/29 50.0062764 Credit Suisse AG - HSI R Bear CBBC Sep 2020 D 200,000,000 2020/04/23 2020/09/29 50.0062763 Credit Suisse AG - HSI R Bear CBBC Oct 2020 Z 200,000,000 2020/04/23 2020/10/29 50.0062770 Credit Suisse AG - HSI R Bear CBBC Nov 2020 I 200,000,000 2020/04/23 2020/11/27 50.0062792 Credit Suisse AG - Meituan Dianping R Bull CBBC Oct 2020 E 80,000,000 2020/04/23 2020/10/29 20.0062775 Credit Suisse AG - SUNAC R Bull CBBC Jan 2021 A 60,000,000 2020/04/23 2021/01/28 15.0062785 Credit Suisse AG - SUNAC R Bear CBBC Nov 2020 A 50,000,000 2020/04/23 2020/11/27 12.5062790 Credit Suisse AG - Sunny Optical R Bear CBBC Nov 2020 C 40,000,000 2020/04/23 2020/11/27 10.0062798 Credit Suisse AG - Tencent R Bull CBBC Aug 2020 E 50,000,000 2020/04/23 2020/08/28 12.5063092 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 M 60,000,000 2020/04/23 2020/10/30 15.0063091 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Mar 2021 F 80,000,000 2020/04/23 2021/03/30 20.0063083 Goldman Sachs SP (Asia) - Galaxy Ent R Bull CBBC Jan 2021 A 60,000,000 2020/04/23 2021/01/29 15.0063054 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 F 160,000,000 2020/04/23 2023/02/27 40.0063066 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 G 160,000,000 2020/04/23 2023/02/27 40.0063056 Goldman Sachs SP (Asia) - HSI R Bull CBBC Mar 2023 Q 160,000,000 2020/04/23 2023/03/30 40.0063062 Goldman Sachs SP (Asia) - HSI R Bull CBBC Mar 2023 W 160,000,000 2020/04/23 2023/03/30 40.0063074 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 G 160,000,000 2020/04/23 2020/11/27 40.0063076 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 I 160,000,000 2020/04/23 2020/11/27 40.0063078 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 M 160,000,000 2020/04/23 2020/11/27 40.0063057 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 Y 160,000,000 2020/04/23 2020/12/30 40.0063135 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Jan 2021 A 60,000,000 2020/04/23 2021/01/29 15.0063129 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 F 60,000,000 2020/04/23 2020/10/30 15.0063130 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 G 60,000,000 2020/04/23 2020/10/30 15.0063111 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Feb 2021 F 60,000,000 2020/04/23 2021/02/26 15.0063079 Goldman Sachs SP (Asia) - Xiaomi R Bull CBBC Jan 2021 A 60,000,000 2020/04/23 2021/01/29 15.0062700 HK Bank - Alibaba Group R Bull CBBC Sep 2020 I 40,000,000 2020/04/23 2020/09/28 10.0062699 HK Bank - HKEX R Bear CBBC Sep 2020 C 40,000,000 2020/04/23 2020/09/28 10.0062650 HK Bank - HSI R Bull CBBC Sep 2022 D 100,000,000 2020/04/23 2022/09/29 25.00




62686 HK Bank - HSI R Bull CBBC Sep 2022 G 80,000,000 2020/04/23 2022/09/29 20.0062674 HK Bank - HSI R Bear CBBC Sep 2020 X 80,000,000 2020/04/23 2020/09/29 20.0062654 HK Bank - SUNAC R Bull CBBC Oct 2020 B 40,000,000 2020/04/23 2020/10/12 10.0062692 HK Bank - SUNAC R Bull CBBC Dec 2020 A 40,000,000 2020/04/23 2020/12/14 10.0062694 HK Bank - Tencent R Bull CBBC Sep 2020 I 40,000,000 2020/04/23 2020/09/21 10.0062911 Haitong Int’l Sec - Alibaba Group R Bull CBBC Nov 2020 E 40,000,000 2020/04/23 2020/11/20 10.0062955 Haitong Int’l Sec - Bud Apac R Bull CBBC Dec 2020 A 40,000,000 2020/04/23 2020/12/29 10.0062957 Haitong Int’l Sec - CNOOC R Bull CBBC Dec 2020 A 40,000,000 2020/04/23 2020/12/29 10.0062926 Haitong Int’l Sec - HSI R Bull CBBC Nov 2022 T 150,000,000 2020/04/23 2022/11/29 37.5062924 Haitong Int’l Sec - HSI R Bull CBBC Mar 2023 C 300,000,000 2020/04/23 2023/03/30 75.0062939 Haitong Int’l Sec - HSI R Bear CBBC Sep 2020 Y 150,000,000 2020/04/23 2020/09/29 37.5062917 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 V 200,000,000 2020/04/23 2020/11/27 50.0062920 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 N 200,000,000 2020/04/23 2021/01/28 50.0062916 Haitong Int’l Sec - Meituan Dianping R Bull CBBC Nov 2020 E 40,000,000 2020/04/23 2020/11/20 10.0062947 Haitong Int’l Sec - Tencent R Bull CBBC Nov 2020 K 40,000,000 2020/04/23 2020/11/20 10.0062951 Haitong Int’l Sec - Tencent R Bull CBBC Nov 2020 L 40,000,000 2020/04/23 2020/11/27 10.0062904 Haitong Int’l Sec - Tencent R Bear CBBC Sep 2020 S 40,000,000 2020/04/23 2020/09/22 10.0062901 Haitong Int’l Sec - Tencent R Bear CBBC Nov 2020 L 40,000,000 2020/04/23 2020/11/20 10.0062961 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 D 200,000,000 2020/04/23 2023/03/30 50.0062979 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 E 200,000,000 2020/04/23 2023/03/30 50.0062980 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 F 200,000,000 2020/04/23 2023/03/30 50.0062982 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 G 200,000,000 2020/04/23 2023/03/30 50.0062970 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 R 200,000,000 2020/04/23 2020/11/27 50.0062975 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 S 200,000,000 2020/04/23 2020/11/27 50.0062964 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 A 200,000,000 2020/04/23 2020/12/30 50.0062983 J P Morgan SP BV - Tencent R Bull CBBC Aug 2020 N 50,000,000 2020/04/23 2020/08/14 12.5062671 Morgan Stanley Asia Products - HSI R Bull CBBC Jan 2023 E 150,000,000 2020/04/23 2023/01/30 37.5062958 Morgan Stanley Asia Products - HSI R Bear CBBC Jul 2020 J 150,000,000 2020/04/23 2020/07/30 37.5062667 Morgan Stanley Asia Products - Sunny Opt R Bull CBBC Sep20 C 40,000,000 2020/04/23 2020/09/01 10.0062665 Morgan Stanley Asia Products - Sunny Opt R Bull CBBC Oct20 B 40,000,000 2020/04/23 2020/10/12 10.0062661 Morgan Stanley Asia Products - Xiaomi R Bull CBBC Dec 2020 C 40,000,000 2020/04/23 2020/12/30 10.0062655 Morgan Stanley Asia Products - Xiaomi R Bear CBBC Oct 2020 C 40,000,000 2020/04/23 2020/10/05 10.0062660 Morgan Stanley Asia Products - Xiaomi R Bear CBBC Nov 2020 E 40,000,000 2020/04/23 2020/11/02 10.0063029 SG Issuer - Alibaba Group R Bull CBBC Sep 2020 R 80,000,000 2020/04/23 2020/09/30 20.0062984 SG Issuer - Alibaba Group R Bear CBBC Dec 2020 U 200,000,000 2020/04/23 2020/12/30 50.0063036 SG Issuer - Alibaba Group R Bear CBBC Feb 2021 A 200,000,000 2020/04/23 2021/02/26 50.0063026 SG Issuer - HSI R Bull CBBC Oct 2022 H 250,000,000 2020/04/23 2022/10/28 62.5063023 SG Issuer - HSI R Bull CBBC Oct 2022 T 250,000,000 2020/04/23 2022/10/28 62.5062989 SG Issuer - HSI R Bull CBBC Apr 2023 E 500,000,000 2020/04/23 2023/04/27 125.0062991 SG Issuer - HSI R Bull CBBC Apr 2023 F 250,000,000 2020/04/23 2023/04/27 62.5063027 SG Issuer - HSI R Bull CBBC Apr 2023 G 250,000,000 2020/04/23 2023/04/27 62.5063002 SG Issuer - HSI R Bear CBBC Jul 2020 D 250,000,000 2020/04/23 2020/07/30 62.5063009 SG Issuer - HSI R Bear CBBC Jul 2020 M 250,000,000 2020/04/23 2020/07/30 62.5062999 SG Issuer - HSI R Bear CBBC Aug 2020 H 250,000,000 2020/04/23 2020/08/28 62.5063010 SG Issuer - HSI R Bear CBBC Sep 2020 B 250,000,000 2020/04/23 2020/09/29 62.50




63001 SG Issuer - HSI R Bear CBBC Dec 2020 J 500,000,000 2020/04/23 2020/12/30 125.0063012 SG Issuer - HSI R Bear CBBC Jan 2021 C 500,000,000 2020/04/23 2021/01/28 125.0062992 SG Issuer - Meituan Dianping R Bull CBBC Nov 2020 J 100,000,000 2020/04/23 2020/11/27 25.0062993 SG Issuer - SUNAC R Bull CBBC Dec 2020 G 80,000,000 2020/04/23 2020/12/31 20.0062994 SG Issuer - Tencent R Bull CBBC Jul 2020 S 80,000,000 2020/04/23 2020/07/31 20.0063041 SG Issuer - Tencent R Bull CBBC Jul 2020 V 80,000,000 2020/04/23 2020/07/31 20.0062997 SG Issuer - Tencent R Bear CBBC Oct 2020 T 300,000,000 2020/04/23 2020/10/29 75.0062998 SG Issuer - Tencent R Bear CBBC Nov 2020 B 80,000,000 2020/04/23 2020/11/27 20.0062986 SG Issuer - Tencent R Bear CBBC Dec 2020 V 80,000,000 2020/04/23 2020/12/30 20.0062987 SG Issuer - Xiaomi R Bull CBBC Dec 2020 E 60,000,000 2020/04/23 2020/12/30 15.0062852 UBS AG - Alibaba Group R Bull CBBC Jan 2021 B 80,000,000 2020/04/23 2021/01/21 20.0062860 UBS AG - Alibaba Group R Bull CBBC Feb 2021 A 400,000,000 2020/04/23 2021/02/26 100.0062849 UBS AG - CNOOC R Bear CBBC Jan 2021 A 50,000,000 2020/04/23 2021/01/21 12.5062799 UBS AG - HSI R Bull CBBC Sep 2022 P 200,000,000 2020/04/23 2022/09/29 50.0062804 UBS AG - HSI R Bull CBBC Sep 2022 Q 200,000,000 2020/04/23 2022/09/29 50.0062805 UBS AG - HSI R Bull CBBC Sep 2022 R 200,000,000 2020/04/23 2022/09/29 50.0062810 UBS AG - HSI R Bull CBBC Sep 2022 S 200,000,000 2020/04/23 2022/09/29 50.0062815 UBS AG - HSI R Bull CBBC Sep 2022 T 200,000,000 2020/04/23 2022/09/29 50.0062816 UBS AG - HSI R Bull CBBC Sep 2022 U 200,000,000 2020/04/23 2022/09/29 50.0062818 UBS AG - HSI R Bull CBBC Sep 2022 V 300,000,000 2020/04/23 2022/09/29 75.0062827 UBS AG - HSI R Bull CBBC Sep 2022 W 200,000,000 2020/04/23 2022/09/29 50.0062890 UBS AG - HSI R Bear CBBC Sep 2020 Y 200,000,000 2020/04/23 2020/09/29 50.0062840 UBS AG - HSI R Bear CBBC Oct 2020 V 200,000,000 2020/04/23 2020/10/29 50.0062835 UBS AG - HSI R Bear CBBC Oct 2020 W 200,000,000 2020/04/23 2020/10/29 50.0062843 UBS AG - HSI R Bear CBBC Oct 2020 X 200,000,000 2020/04/23 2020/10/29 50.0062848 UBS AG - HSI R Bear CBBC Oct 2020 Y 200,000,000 2020/04/23 2020/10/29 50.0062869 UBS AG - SUNAC R Bull CBBC Mar 2021 B 80,000,000 2020/04/23 2021/03/30 20.0062886 UBS AG - SUNAC R Bear CBBC Dec 2020 B 60,000,000 2020/04/23 2020/12/31 15.0062865 UBS AG - Tencent R Bull CBBC Nov 2020 O 40,000,000 2020/04/23 2020/11/27 10.0062806 UBS AG - Tencent R Bear CBBC Dec 2020 N 200,000,000 2020/04/23 2020/12/30 50.0063050 Bank Vontobel - AAC Tech R Bull CBBC Dec 2020 D 40,000,000 2020/04/23 2020/12/04 10.0063052 Bank Vontobel - Alibaba Group R Bull CBBC Dec 2020 D 40,000,000 2020/04/23 2020/12/04 10.0063051 Bank Vontobel - CNOOC R Bear CBBC Dec 2020 I 40,000,000 2020/04/23 2020/12/18 10.0063047 Bank Vontobel - Geely Auto R Bear CBBC Dec 2020 G 40,000,000 2020/04/23 2020/12/18 10.0063049 Bank Vontobel - HSBC R Bear CBBC Dec 2020 H 40,000,000 2020/04/23 2020/12/04 10.0063043 Bank Vontobel - Tencent R Bull CBBC Nov 2020 M 80,000,000 2020/04/23 2020/11/20 20.0063044 Bank Vontobel - Tencent R Bull CBBC Nov 2020 N 40,000,000 2020/04/23 2020/11/20 10.0063046 Bank Vontobel - Tencent R Bear CBBC Dec 2020 P 40,000,000 2020/04/23 2020/12/18 10.0063053 Bank Vontobel - Tencent R Bear CBBC Dec 2020 Q 40,000,000 2020/04/23 2020/12/11 17.2063280 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Dec 2020 C 60,000,000 2020/04/24 2020/12/31 15.0063282 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Dec 2020 D 60,000,000 2020/04/24 2020/12/31 15.0063283 BOCI Asia Ltd. - Alibaba Group R Bear CBBC Dec 2020 B 60,000,000 2020/04/24 2020/12/31 15.0063304 BOCI Asia Ltd. - China Tower R Bull CBBC Dec 2020 B 100,000,000 2020/04/24 2020/12/31 25.0063302 BOCI Asia Ltd. - Geely Auto R Bear CBBC Dec 2020 A 40,000,000 2020/04/24 2020/12/31 10.4063289 BOCI Asia Ltd. - Galaxy Ent R Bull CBBC Oct 2020 K 100,000,000 2020/04/24 2020/10/30 25.00




63301 BOCI Asia Ltd. - HSBC R Bull CBBC Dec 2020 A 70,000,000 2020/04/24 2020/12/31 17.5064096 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 Z 150,000,000 2020/04/24 2022/12/29 37.5063154 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 N 150,000,000 2020/04/24 2020/10/29 37.5063158 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 P 150,000,000 2020/04/24 2020/10/29 37.5064102 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 Q 150,000,000 2020/04/24 2020/10/29 37.5063287 BOCI Asia Ltd. - Ping An R Bull CBBC Sep 2020 L 100,000,000 2020/04/24 2020/09/29 25.0063292 BOCI Asia Ltd. - Tencent R Bull CBBC Oct 2020 Q 40,000,000 2020/04/24 2020/10/30 10.0063298 BOCI Asia Ltd. - Tencent R Bull CBBC Oct 2020 R 40,000,000 2020/04/24 2020/10/30 10.0063300 BOCI Asia Ltd. - Tencent R Bear CBBC Oct 2020 K 40,000,000 2020/04/24 2020/10/30 16.0063254 BNP Paribas Issuance B.V. - Alibaba R Bull CBBC Dec 2020 A 100,000,000 2020/04/24 2020/12/30 25.0063250 BNP Paribas Issuance B.V. - Alibaba R Bull CBBC Dec 2020 I 100,000,000 2020/04/24 2020/12/30 25.0063238 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 C 150,000,000 2020/04/24 2022/12/29 37.5063480 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 D 140,000,000 2020/04/24 2022/12/29 35.0063215 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 W 150,000,000 2020/04/24 2022/12/29 37.5063218 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 X 150,000,000 2020/04/24 2022/12/29 37.5063232 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 Y 150,000,000 2020/04/24 2022/12/29 37.5063237 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 Z 150,000,000 2020/04/24 2022/12/29 37.5063160 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 B 250,000,000 2020/04/24 2020/12/30 62.5063483 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 C 250,000,000 2020/04/24 2020/12/30 62.5063484 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 D 250,000,000 2020/04/24 2020/12/30 62.5063248 BNP Paribas Issuance B.V. - Meituan R Bull CBBC Dec 2020 K 50,000,000 2020/04/24 2020/12/30 12.5063268 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Nov 2020 P 50,000,000 2020/04/24 2020/11/27 12.5063269 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Dec 2020 T 50,000,000 2020/04/24 2020/12/30 12.5063262 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Dec 2020 Z 50,000,000 2020/04/24 2020/12/30 12.5063278 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Dec 2020 S 50,000,000 2020/04/24 2020/12/30 12.5063725 Credit Suisse AG - AIA R Bull CBBC Nov 2020 G 70,000,000 2020/04/24 2020/11/27 17.5063757 Credit Suisse AG - Alibaba Group R Bull CBBC Sep 2020 G 80,000,000 2020/04/24 2020/09/29 20.0063720 Credit Suisse AG - Galaxy Ent R Bull CBBC Oct 2020 G 80,000,000 2020/04/24 2020/10/29 20.0063717 Credit Suisse AG - HSI R Bull CBBC Oct 2022 Y 200,000,000 2020/04/24 2022/10/28 50.0063703 Credit Suisse AG - HSI R Bull CBBC Nov 2022 N 200,000,000 2020/04/24 2022/11/29 50.0063718 Credit Suisse AG - HSI R Bull CBBC Jan 2023 I 200,000,000 2020/04/24 2023/01/30 50.0063698 Credit Suisse AG - HSI R Bull CBBC Feb 2023 L 200,000,000 2020/04/24 2023/02/27 50.0063665 Credit Suisse AG - HSI R Bear CBBC Sep 2020 E 200,000,000 2020/04/24 2020/09/29 50.0063692 Credit Suisse AG - HSI R Bear CBBC Oct 2020 C 200,000,000 2020/04/24 2020/10/29 50.0063666 Credit Suisse AG - HSI R Bear CBBC Nov 2020 M 200,000,000 2020/04/24 2020/11/27 50.0063675 Credit Suisse AG - HSI R Bear CBBC Nov 2020 O 200,000,000 2020/04/24 2020/11/27 50.0063680 Credit Suisse AG - HSI R Bear CBBC Nov 2020 Q 200,000,000 2020/04/24 2020/11/27 50.0063679 Credit Suisse AG - HSI R Bear CBBC Dec 2020 O 300,000,000 2020/04/24 2020/12/30 75.0063694 Credit Suisse AG - HSI R Bear CBBC Dec 2020 P 300,000,000 2020/04/24 2020/12/30 75.0063752 Credit Suisse AG - Ping An R Bull CBBC Nov 2020 N 80,000,000 2020/04/24 2020/11/27 20.0063724 Credit Suisse AG - Tencent R Bull CBBC Sep 2020 L 50,000,000 2020/04/24 2020/09/29 12.5063758 Credit Suisse AG - Tencent R Bear CBBC Sep 2020 F 50,000,000 2020/04/24 2020/09/29 12.5063820 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 N 60,000,000 2020/04/24 2020/10/30 15.0063827 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 O 60,000,000 2020/04/24 2020/10/30 15.0063844 Goldman Sachs SP (Asia) - Alibaba R Bear CBBC Jan 2021 A 60,000,000 2020/04/24 2021/01/29 15.00




63791 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 H 160,000,000 2020/04/24 2023/02/27 40.0063879 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 Z 160,000,000 2020/04/24 2023/02/27 40.0063789 Goldman Sachs SP (Asia) - HSI R Bull CBBC Mar 2023 J 160,000,000 2020/04/24 2023/03/30 40.0063819 Goldman Sachs SP (Asia) - HSI R Bull CBBC Mar 2023 V 160,000,000 2020/04/24 2023/03/30 40.0063763 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 I 160,000,000 2020/04/24 2020/10/29 40.0063771 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 L 160,000,000 2020/04/24 2020/10/29 40.0063863 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 M 160,000,000 2020/04/24 2020/10/29 40.0063766 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 P 160,000,000 2020/04/24 2020/11/27 40.0063773 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 Q 160,000,000 2020/04/24 2020/11/27 40.0063865 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 R 160,000,000 2020/04/24 2020/11/27 40.0063835 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 H 60,000,000 2020/04/24 2020/10/30 15.0063836 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Feb 2021 A 80,000,000 2020/04/24 2021/02/26 20.0063830 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Feb 2021 G 60,000,000 2020/04/24 2021/02/26 15.0063846 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Apr 2021 A 80,000,000 2020/04/24 2021/04/30 20.0063210 HK Bank - AIA R Bull CBBC Nov 2020 D 60,000,000 2020/04/24 2020/11/09 15.0063192 HK Bank - Alibaba Group R Bull CBBC Oct 2020 D 40,000,000 2020/04/24 2020/10/12 10.0063179 HK Bank - Alibaba Group R Bull CBBC Nov 2020 D 100,000,000 2020/04/24 2020/11/09 25.0063200 HK Bank - Geely Auto R Bull CBBC Oct 2020 B 40,000,000 2020/04/24 2020/10/19 10.0063198 HK Bank - Galaxy Ent R Bull CBBC Nov 2020 E 60,000,000 2020/04/24 2020/11/09 15.0063164 HK Bank - HSI R Bull CBBC Sep 2022 J 80,000,000 2020/04/24 2022/09/29 20.0063162 HK Bank - HSI R Bull CBBC Dec 2022 C 60,000,000 2020/04/24 2022/12/29 15.0063204 HK Bank - SHK Ppt R Bull CBBC Sep 2020 C 40,000,000 2020/04/24 2020/09/28 10.0063199 HK Bank - Sunny Optical R Bull CBBC Oct 2020 A 40,000,000 2020/04/24 2020/10/12 10.0063193 HK Bank - Tencent R Bull CBBC Oct 2020 D 40,000,000 2020/04/24 2020/10/12 10.0063207 HK Bank - Xiaomi R Bull CBBC Sep 2020 C 60,000,000 2020/04/24 2020/09/28 15.0063615 Haitong Int’l Sec - Alibaba Group R Bull CBBC Dec 2020 D 40,000,000 2020/04/24 2020/12/15 10.0063564 Haitong Int’l Sec - Alibaba Group R Bear CBBC Dec 2020 A 40,000,000 2020/04/24 2020/12/22 10.0063590 Haitong Int’l Sec - HSI R Bull CBBC Oct 2022 N 200,000,000 2020/04/24 2022/10/28 50.0063612 Haitong Int’l Sec - HSI R Bull CBBC Oct 2022 Q 200,000,000 2020/04/24 2022/10/28 50.0063582 Haitong Int’l Sec - HSI R Bull CBBC Nov 2022 U 150,000,000 2020/04/24 2022/11/29 37.5063569 Haitong Int’l Sec - HSI R Bear CBBC Oct 2020 S 200,000,000 2020/04/24 2020/10/29 50.0063579 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 N 300,000,000 2020/04/24 2020/12/30 75.0063661 Haitong Int’l Sec - Ping An R Bear CBBC Dec 2020 B 40,000,000 2020/04/24 2020/12/22 10.0063613 Haitong Int’l Sec - Tencent R Bull CBBC Dec 2020 B 40,000,000 2020/04/24 2020/12/15 10.0063614 Haitong Int’l Sec - Tencent R Bull CBBC Dec 2020 C 40,000,000 2020/04/24 2020/12/15 10.0063553 Haitong Int’l Sec - Tencent R Bear CBBC Dec 2020 B 40,000,000 2020/04/24 2020/12/22 10.0063556 Haitong Int’l Sec - Tencent R Bear CBBC Dec 2020 C 40,000,000 2020/04/24 2020/12/22 10.0063511 J P Morgan SP BV - HSI R Bull CBBC Oct 2022 Z 200,000,000 2020/04/24 2022/10/28 50.0063516 J P Morgan SP BV - HSI R Bull CBBC Dec 2022 B 200,000,000 2020/04/24 2022/12/29 50.0063541 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 H 240,000,000 2020/04/24 2023/03/30 60.0063552 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 I 200,000,000 2020/04/24 2023/03/30 50.0063509 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 H 200,000,000 2020/04/24 2020/11/27 50.0063500 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 T 200,000,000 2020/04/24 2020/11/27 50.0063545 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 U 240,000,000 2020/04/24 2020/11/27 60.0063487 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 D 200,000,000 2020/04/24 2020/12/30 50.00




63510 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 P 240,000,000 2020/04/24 2020/12/30 60.0063551 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 S 240,000,000 2020/04/24 2020/12/30 60.0063367 Morgan Stanley Asia Products - Alibaba R Bull CBBC Oct 2020A 40,000,000 2020/04/24 2020/10/12 10.0063372 Morgan Stanley Asia Products - Alibaba R Bull CBBC Oct 2020B 40,000,000 2020/04/24 2020/10/05 10.0063361 Morgan Stanley Asia Products - HSI R Bull CBBC Nov 2022 K 150,000,000 2020/04/24 2022/11/29 37.5063365 Morgan Stanley Asia Products - HSI R Bull CBBC Jan 2023 F 150,000,000 2020/04/24 2023/01/30 37.5063317 Morgan Stanley Asia Products - HSI R Bear CBBC Aug 2020 T 150,000,000 2020/04/24 2020/08/28 37.5063321 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 M 150,000,000 2020/04/24 2020/09/29 37.5063312 Morgan Stanley Asia Products - HSI R Bear CBBC Oct 2020 L 150,000,000 2020/04/24 2020/10/29 37.5063366 Morgan Stanley Asia Products - HSI R Bear CBBC Nov 2020 C 150,000,000 2020/04/24 2020/11/27 37.5063358 Morgan Stanley Asia Products - Tencent R Bull CBBC Sep 2020D 40,000,000 2020/04/24 2020/09/01 10.0063359 Morgan Stanley Asia Products - Tencent R Bull CBBC Oct 2020C 40,000,000 2020/04/24 2020/10/05 10.0063346 Morgan Stanley Asia Products - Tencent R Bull CBBC Dec 2020C 40,000,000 2020/04/24 2020/12/01 12.3663353 Morgan Stanley Asia Products - Tencent R Bull CBBC Feb 2021A 80,000,000 2020/04/24 2021/02/01 20.0063951 SG Issuer - Alibaba Group R Bull CBBC Sep 2020 S 80,000,000 2020/04/24 2020/09/30 20.0064008 SG Issuer - Alibaba Group R Bull CBBC Dec 2020 K 200,000,000 2020/04/24 2020/12/31 50.0063901 SG Issuer - Alibaba Group R Bear CBBC Nov 2020 S 80,000,000 2020/04/24 2020/11/27 20.0063907 SG Issuer - Alibaba Group R Bear CBBC Jan 2021 D 200,000,000 2020/04/24 2021/01/28 50.0064012 SG Issuer - Galaxy Ent R Bull CBBC Dec 2020 N 100,000,000 2020/04/24 2020/12/30 25.0064025 SG Issuer - Galaxy Ent R Bear CBBC Dec 2020 D 100,000,000 2020/04/24 2020/12/30 25.0063980 SG Issuer - HSI R Bull CBBC Sep 2022 O 250,000,000 2020/04/24 2022/09/29 62.5063988 SG Issuer - HSI R Bull CBBC Sep 2022 P 250,000,000 2020/04/24 2022/09/29 62.5063998 SG Issuer - HSI R Bull CBBC Oct 2022 U 250,000,000 2020/04/24 2022/10/28 62.5063938 SG Issuer - HSI R Bull CBBC Apr 2023 H 250,000,000 2020/04/24 2023/04/27 62.5063946 SG Issuer - HSI R Bull CBBC Apr 2023 I 250,000,000 2020/04/24 2023/04/27 62.5063947 SG Issuer - HSI R Bull CBBC Apr 2023 J 250,000,000 2020/04/24 2023/04/27 62.5063880 SG Issuer - HSI R Bear CBBC Jul 2020 O 250,000,000 2020/04/24 2020/07/30 62.5063884 SG Issuer - HSI R Bear CBBC Aug 2020 L 250,000,000 2020/04/24 2020/08/28 62.5063890 SG Issuer - HSI R Bear CBBC Aug 2020 V 250,000,000 2020/04/24 2020/08/28 62.5063896 SG Issuer - HSI R Bear CBBC Aug 2020 X 250,000,000 2020/04/24 2020/08/28 62.5063971 SG Issuer - HSI R Bear CBBC Sep 2020 F 250,000,000 2020/04/24 2020/09/29 62.5063977 SG Issuer - HSI R Bear CBBC Oct 2020 J 250,000,000 2020/04/24 2020/10/29 62.5063978 SG Issuer - HSI R Bear CBBC Oct 2020 W 250,000,000 2020/04/24 2020/10/29 62.5063897 SG Issuer - HSI R Bear CBBC Jan 2021 D 500,000,000 2020/04/24 2021/01/28 125.0063979 SG Issuer - HSI R Bear CBBC Jan 2021 E 500,000,000 2020/04/24 2021/01/28 125.0063953 SG Issuer - Meituan Dianping R Bull CBBC Oct 2020 J 100,000,000 2020/04/24 2020/10/30 25.0063912 SG Issuer - Meituan Dianping R Bear CBBC Oct 2020 I 100,000,000 2020/04/24 2020/10/29 25.0063955 SG Issuer - Ping An R Bull CBBC Dec 2020 X 100,000,000 2020/04/24 2020/12/30 25.0064026 SG Issuer - Ping An R Bull CBBC Dec 2020 Y 100,000,000 2020/04/24 2020/12/30 25.0063956 SG Issuer - Tencent R Bull CBBC Oct 2020 C 80,000,000 2020/04/24 2020/10/30 20.0064031 SG Issuer - Tencent R Bull CBBC Oct 2020 U 80,000,000 2020/04/24 2020/10/30 20.0064032 SG Issuer - Tencent R Bull CBBC Dec 2020 O 300,000,000 2020/04/24 2020/12/30 75.0063916 SG Issuer - Tencent R Bear CBBC Dec 2020 W 80,000,000 2020/04/24 2020/12/30 20.0063917 SG Issuer - Tencent R Bear CBBC Dec 2020 X 80,000,000 2020/04/24 2020/12/31 20.0064034 SG Issuer - Tencent R Bear CBBC Feb 2021 J 300,000,000 2020/04/24 2021/02/26 75.00




63457 UBS AG - Alibaba Group R Bull CBBC Feb 2021 B 400,000,000 2020/04/24 2021/02/26 100.0063408 UBS AG - Alibaba Group R Bear CBBC Nov 2020 B 80,000,000 2020/04/24 2020/11/30 20.0063415 UBS AG - Alibaba Group R Bear CBBC Feb 2021 A 400,000,000 2020/04/24 2021/02/26 100.0063470 UBS AG - Galaxy Ent R Bull CBBC Dec 2020 I 80,000,000 2020/04/24 2020/12/22 20.0063424 UBS AG - Galaxy Ent R Bear CBBC Dec 2020 E 80,000,000 2020/04/24 2020/12/31 20.0063426 UBS AG - HSI R Bull CBBC Sep 2022 X 200,000,000 2020/04/24 2022/09/29 50.0063432 UBS AG - HSI R Bull CBBC Sep 2022 Y 200,000,000 2020/04/24 2022/09/29 50.0063450 UBS AG - HSI R Bull CBBC Sep 2022 Z 200,000,000 2020/04/24 2022/09/29 50.0063378 UBS AG - HSI R Bear CBBC Sep 2020 N 200,000,000 2020/04/24 2020/09/29 50.0063391 UBS AG - HSI R Bear CBBC Sep 2020 Q 200,000,000 2020/04/24 2020/09/29 50.0063397 UBS AG - HSI R Bear CBBC Sep 2020 S 200,000,000 2020/04/24 2020/09/29 50.0063390 UBS AG - HSI R Bear CBBC Sep 2020 X 200,000,000 2020/04/24 2020/09/29 50.0063460 UBS AG - HSI R Bear CBBC Oct 2020 C 200,000,000 2020/04/24 2020/10/29 50.0063469 UBS AG - HSI R Bear CBBC Oct 2020 D 200,000,000 2020/04/24 2020/10/29 50.0063459 UBS AG - HSI R Bear CBBC Oct 2020 Z 200,000,000 2020/04/24 2020/10/29 50.0063472 UBS AG - ICBC R Bull CBBC Dec 2020 D 100,000,000 2020/04/24 2020/12/31 25.0063417 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 L 50,000,000 2020/04/24 2020/12/04 12.5063451 UBS AG - Tencent R Bull CBBC Nov 2020 P 40,000,000 2020/04/24 2020/11/26 10.0063453 UBS AG - Tencent R Bull CBBC Feb 2021 A 200,000,000 2020/04/24 2021/02/26 50.0063454 UBS AG - Tencent R Bull CBBC Feb 2021 B 200,000,000 2020/04/24 2021/02/25 50.0063400 UBS AG - Tencent R Bear CBBC Sep 2020 D 40,000,000 2020/04/24 2020/09/29 10.0063405 UBS AG - Tencent R Bear CBBC Dec 2020 O 200,000,000 2020/04/24 2020/12/31 50.0063476 UBS AG - Xiaomi R Bear CBBC Dec 2020 F 60,000,000 2020/04/24 2020/12/22 15.0064054 Bank Vontobel - Ping An R Bull CBBC Nov 2020 D 40,000,000 2020/04/24 2020/11/20 10.0064088 Bank Vontobel - Sunny Optical R Bull CBBC Dec 2020 K 40,000,000 2020/04/24 2020/12/11 10.0064035 Bank Vontobel - Tencent R Bull CBBC Dec 2020 Y 40,000,000 2020/04/24 2020/12/11 10.0064036 Bank Vontobel - Tencent R Bear CBBC Dec 2020 R 40,000,000 2020/04/24 2020/12/04 10.0064384 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 P 150,000,000 2020/04/27 2022/12/29 37.5064390 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 R 150,000,000 2020/04/27 2020/10/29 37.5064393 BOCI Asia Ltd. - Tencent R Bear CBBC Oct 2020 L 40,000,000 2020/04/27 2020/10/30 10.0064148 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 A 140,000,000 2020/04/27 2022/12/29 35.0064108 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 E 150,000,000 2020/04/27 2022/12/29 37.5064149 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 E 250,000,000 2020/04/27 2020/12/30 62.5064153 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 F 250,000,000 2020/04/27 2020/12/30 62.5064182 Credit Suisse AG - Alibaba Group R Bull CBBC Oct 2020 G 80,000,000 2020/04/27 2020/10/29 20.0064171 Credit Suisse AG - CC Bank R Bull CBBC Dec 2020 C 100,000,000 2020/04/27 2020/12/30 25.0064158 Credit Suisse AG - HSI R Bull CBBC Jan 2023 J 200,000,000 2020/04/27 2023/01/30 50.0064169 Credit Suisse AG - HSI R Bull CBBC Jan 2023 K 200,000,000 2020/04/27 2023/01/30 50.0064170 Credit Suisse AG - HSI R Bull CBBC Jan 2023 L 300,000,000 2020/04/27 2023/01/30 75.0064154 Credit Suisse AG - HSI R Bear CBBC Oct 2020 D 200,000,000 2020/04/27 2020/10/29 50.0064197 Credit Suisse AG - HSI R Bear CBBC Oct 2020 E 200,000,000 2020/04/27 2020/10/29 50.0064155 Credit Suisse AG - HSI R Bear CBBC Nov 2020 E 200,000,000 2020/04/27 2020/11/27 50.0064174 Credit Suisse AG - ICBC R Bull CBBC Dec 2020 A 100,000,000 2020/04/27 2020/12/30 25.0064611 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 P 60,000,000 2020/04/27 2020/10/30 15.0064602 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2022 N 160,000,000 2020/04/27 2022/10/28 40.00




64605 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 I 160,000,000 2020/04/27 2023/02/27 40.0064680 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 L 160,000,000 2020/04/27 2023/02/27 40.0064655 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 E 160,000,000 2020/04/27 2020/10/29 40.0064672 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 J 160,000,000 2020/04/27 2020/10/29 40.0064600 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 N 160,000,000 2020/04/27 2020/10/29 40.0064630 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 T 160,000,000 2020/04/27 2020/12/30 40.0064608 Goldman Sachs SP (Asia) - Ping An R Bull CBBC Feb 2021 A 80,000,000 2020/04/27 2021/02/01 20.0064628 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 I 60,000,000 2020/04/27 2020/10/30 15.0064629 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Feb 2021 B 60,000,000 2020/04/27 2021/02/26 15.0064625 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Feb 2021 H 60,000,000 2020/04/27 2021/02/26 15.0064140 HK Bank - Alibaba Group R Bull CBBC Sep 2020 J 40,000,000 2020/04/27 2020/09/17 10.0064141 HK Bank - Alibaba Group R Bull CBBC Nov 2020 E 100,000,000 2020/04/27 2020/11/23 25.0064147 HK Bank - Alibaba Group R Bear CBBC Sep 2020 A 100,000,000 2020/04/27 2020/09/28 25.0064110 HK Bank - HSI R Bull CBBC Dec 2022 D 60,000,000 2020/04/27 2022/12/29 15.0064130 HK Bank - HSI R Bear CBBC Sep 2020 Y 80,000,000 2020/04/27 2020/09/29 20.0064127 HK Bank - Ping An R Bull CBBC Oct 2020 E 60,000,000 2020/04/27 2020/10/27 15.0064112 HK Bank - Tencent R Bull CBBC Oct 2020 E 40,000,000 2020/04/27 2020/10/19 10.0064116 HK Bank - Tencent R Bear CBBC Sep 2020 B 40,000,000 2020/04/27 2020/09/07 10.0064369 Haitong Int’l Sec - Alibaba Group R Bull CBBC Dec 2020 E 40,000,000 2020/04/27 2020/12/15 10.0064370 Haitong Int’l Sec - Galaxy Ent R Bear CBBC Dec 2020 B 40,000,000 2020/04/27 2020/12/22 10.0064378 Haitong Int’l Sec - HSI R Bull CBBC Oct 2022 O 150,000,000 2020/04/27 2022/10/28 37.5064383 Haitong Int’l Sec - HSI R Bull CBBC Nov 2022 V 150,000,000 2020/04/27 2022/11/29 37.5064382 Haitong Int’l Sec - HSI R Bear CBBC Sep 2020 Z 150,000,000 2020/04/27 2020/09/29 37.5064373 Haitong Int’l Sec - SUNAC R Bull CBBC Jan 2021 B 40,000,000 2020/04/27 2021/01/28 10.0064362 Haitong Int’l Sec - Tencent R Bull CBBC Oct 2020 P 40,000,000 2020/04/27 2020/10/15 10.0064368 Haitong Int’l Sec - Tencent R Bear CBBC Nov 2020 M 40,000,000 2020/04/27 2020/11/17 10.0064352 J P Morgan SP BV - Alibaba Group R Bull CBBC Sep 2020 C 80,000,000 2020/04/27 2020/09/11 20.0064327 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 P 200,000,000 2020/04/27 2023/02/27 50.0064342 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 J 200,000,000 2020/04/27 2023/03/30 50.0064343 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 K 200,000,000 2020/04/27 2023/03/30 50.0064359 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 L 240,000,000 2020/04/27 2023/03/30 60.0064324 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 G 200,000,000 2020/04/27 2020/10/29 50.0064325 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 I 200,000,000 2020/04/27 2020/10/29 50.0064357 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 K 200,000,000 2020/04/27 2020/10/29 50.0064350 J P Morgan SP BV - Meituan Dianping R Bull CBBC Sep 2020 B 80,000,000 2020/04/27 2020/09/11 20.0064353 J P Morgan SP BV - Tencent R Bear CBBC Sep 2020 A 50,000,000 2020/04/27 2020/09/11 12.5064400 SG Issuer - Alibaba Group R Bull CBBC Oct 2020 Q 60,000,000 2020/04/27 2020/10/29 15.0064571 SG Issuer - Alibaba Group R Bull CBBC Oct 2020 R 60,000,000 2020/04/27 2020/10/30 15.0064455 SG Issuer - China Life R Bear CBBC Feb 2021 A 150,000,000 2020/04/27 2021/02/25 37.5064463 SG Issuer - Geely Auto R Bull CBBC Nov 2020 A 40,000,000 2020/04/27 2020/11/30 10.0064575 SG Issuer - HKEX R Bull CBBC Dec 2020 G 200,000,000 2020/04/27 2020/12/30 50.0064579 SG Issuer - HSBC R Bull CBBC Mar 2021 I 100,000,000 2020/04/27 2021/03/30 25.0064541 SG Issuer - HSI R Bull CBBC Sep 2022 Q 250,000,000 2020/04/27 2022/09/29 62.5064487 SG Issuer - HSI R Bull CBBC Oct 2022 P 250,000,000 2020/04/27 2022/10/28 62.5064553 SG Issuer - HSI R Bull CBBC Dec 2022 D 250,000,000 2020/04/27 2022/12/29 62.50




64488 SG Issuer - HSI R Bull CBBC Apr 2023 K 500,000,000 2020/04/27 2023/04/27 125.0064563 SG Issuer - HSI R Bull CBBC Apr 2023 L 250,000,000 2020/04/27 2023/04/27 62.5064564 SG Issuer - HSI R Bull CBBC Apr 2023 M 250,000,000 2020/04/27 2023/04/27 62.5064489 SG Issuer - HSI R Bear CBBC Sep 2020 G 250,000,000 2020/04/27 2020/09/29 62.5064494 SG Issuer - HSI R Bear CBBC Nov 2020 R 250,000,000 2020/04/27 2020/11/27 62.5064509 SG Issuer - HSI R Bear CBBC Nov 2020 S 250,000,000 2020/04/27 2020/11/27 62.5064524 SG Issuer - HSI R Bear CBBC Dec 2020 L 250,000,000 2020/04/27 2020/12/30 62.5064525 SG Issuer - HSI R Bear CBBC Dec 2020 M 250,000,000 2020/04/27 2020/12/30 62.5064529 SG Issuer - HSI R Bear CBBC Dec 2020 S 250,000,000 2020/04/27 2020/12/30 62.5064482 SG Issuer - Link REIT R Bull CBBC Jan 2021 B 60,000,000 2020/04/27 2021/01/28 15.0064464 SG Issuer - Ping An R Bear CBBC Nov 2020 C 100,000,000 2020/04/27 2020/11/27 25.0064485 SG Issuer - Tencent R Bull CBBC Sep 2020 B 80,000,000 2020/04/27 2020/09/30 20.0064592 SG Issuer - Tencent R Bull CBBC Nov 2020 B 80,000,000 2020/04/27 2020/11/30 20.0064481 SG Issuer - Tencent R Bear CBBC Nov 2020 E 80,000,000 2020/04/27 2020/11/27 20.0064269 UBS AG - Alibaba Group R Bull CBBC Nov 2020 K 80,000,000 2020/04/27 2020/11/30 20.0064248 UBS AG - Alibaba Group R Bear CBBC Dec 2020 T 400,000,000 2020/04/27 2020/12/08 100.0064236 UBS AG - Alibaba Group R Bear CBBC Jan 2021 C 400,000,000 2020/04/27 2021/01/22 100.0064263 UBS AG - HSI R Bull CBBC Mar 2023 T 200,000,000 2020/04/27 2023/03/30 50.0064303 UBS AG - HSI R Bull CBBC Apr 2023 A 400,000,000 2020/04/27 2023/04/27 100.0064311 UBS AG - HSI R Bull CBBC Apr 2023 B 200,000,000 2020/04/27 2023/04/27 50.0064313 UBS AG - HSI R Bull CBBC Apr 2023 C 400,000,000 2020/04/27 2023/04/27 100.0064318 UBS AG - HSI R Bull CBBC Apr 2023 D 200,000,000 2020/04/27 2023/04/27 50.0064203 UBS AG - HSI R Bear CBBC Jul 2020 O 200,000,000 2020/04/27 2020/07/30 50.0064272 UBS AG - HSI R Bear CBBC Oct 2020 E 200,000,000 2020/04/27 2020/10/29 50.0064288 UBS AG - HSI R Bear CBBC Oct 2020 F 200,000,000 2020/04/27 2020/10/29 50.0064295 UBS AG - HSI R Bear CBBC Oct 2020 H 200,000,000 2020/04/27 2020/10/29 50.0064275 UBS AG - HSI R Bear CBBC Oct 2020 M 300,000,000 2020/04/27 2020/10/29 75.0064323 UBS AG - Meituan Dianping R Bull CBBC Dec 2020 V 50,000,000 2020/04/27 2020/12/28 12.5064233 UBS AG - Ping An R Bear CBBC Dec 2020 E 100,000,000 2020/04/27 2020/12/14 25.0064268 UBS AG - Tencent R Bull CBBC Nov 2020 Q 40,000,000 2020/04/27 2020/11/23 10.0064227 UBS AG - Tencent R Bear CBBC Dec 2020 I 40,000,000 2020/04/27 2020/12/14 10.0064234 UBS AG - Xiaomi R Bear CBBC Dec 2020 G 60,000,000 2020/04/27 2020/12/08 15.0067121 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 Q 150,000,000 2020/04/28 2022/12/29 37.5067139 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 R 150,000,000 2020/04/28 2022/12/29 37.5067145 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 M 150,000,000 2020/04/28 2020/10/29 37.5067163 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 O 150,000,000 2020/04/28 2020/10/29 37.5065771 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 F 140,000,000 2020/04/28 2022/12/29 35.0064943 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 G 250,000,000 2020/04/28 2020/12/30 62.5064949 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 H 250,000,000 2020/04/28 2020/12/30 62.5064962 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 I 250,000,000 2020/04/28 2020/12/30 62.5064977 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 J 250,000,000 2020/04/28 2020/12/30 62.5065052 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 K 250,000,000 2020/04/28 2020/12/30 62.5065082 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 L 250,000,000 2020/04/28 2020/12/30 62.5065786 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 M 250,000,000 2020/04/28 2020/12/30 62.5065863 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 N 250,000,000 2020/04/28 2020/12/30 62.50




66120 Credit Suisse AG - AIA R Bear CBBC Oct 2020 A 70,000,000 2020/04/28 2020/10/29 17.5066119 Credit Suisse AG - CNOOC R Bull CBBC Nov 2020 B 50,000,000 2020/04/28 2020/11/27 12.5066082 Credit Suisse AG - Galaxy Ent R Bear CBBC Oct 2020 G 100,000,000 2020/04/28 2020/10/29 25.0065912 Credit Suisse AG - HSI R Bull CBBC Oct 2022 E 200,000,000 2020/04/28 2022/10/28 50.0065931 Credit Suisse AG - HSI R Bull CBBC Jan 2023 M 200,000,000 2020/04/28 2023/01/30 50.0065939 Credit Suisse AG - HSI R Bull CBBC Jan 2023 N 200,000,000 2020/04/28 2023/01/30 50.0065983 Credit Suisse AG - HSI R Bull CBBC Jan 2023 O 200,000,000 2020/04/28 2023/01/30 50.0065910 Credit Suisse AG - HSI R Bull CBBC Feb 2023 M 200,000,000 2020/04/28 2023/02/27 50.0065998 Credit Suisse AG - HSI R Bear CBBC Oct 2020 F 200,000,000 2020/04/28 2020/10/29 50.0066053 Credit Suisse AG - HSI R Bear CBBC Oct 2020 G 200,000,000 2020/04/28 2020/10/29 50.0066045 Credit Suisse AG - HSI R Bear CBBC Nov 2020 F 200,000,000 2020/04/28 2020/11/27 50.0066010 Credit Suisse AG - HSI R Bear CBBC Dec 2020 Q 300,000,000 2020/04/28 2020/12/30 75.0066132 Credit Suisse AG - Ping An R Bear CBBC Sep 2020 A 80,000,000 2020/04/28 2020/09/29 20.0066094 Credit Suisse AG - Tencent R Bull CBBC Oct 2020 G 50,000,000 2020/04/28 2020/10/29 12.5066105 Credit Suisse AG - Tencent R Bear CBBC Aug 2020 G 50,000,000 2020/04/28 2020/08/28 12.5067438 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 Q 60,000,000 2020/04/28 2020/10/30 15.0067402 Goldman Sachs SP (Asia) - Alibaba R Bear CBBC Feb 2021 A 60,000,000 2020/04/28 2021/02/01 15.0067568 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2022 J 160,000,000 2020/04/28 2022/10/28 40.0067170 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2022 P 160,000,000 2020/04/28 2022/10/28 40.0067217 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2022 R 160,000,000 2020/04/28 2022/10/28 40.0067226 Goldman Sachs SP (Asia) - HSI R Bull CBBC Dec 2022 X 160,000,000 2020/04/28 2022/12/29 40.0067384 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jan 2023 Z 160,000,000 2020/04/28 2023/01/30 40.0067261 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 U 160,000,000 2020/04/28 2023/02/27 40.0067348 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 I 160,000,000 2020/04/28 2023/04/27 40.0067396 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 J 160,000,000 2020/04/28 2023/04/27 40.0067336 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 K 160,000,000 2020/04/28 2020/10/29 40.0067321 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 O 160,000,000 2020/04/28 2020/10/29 40.0067343 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 P 160,000,000 2020/04/28 2020/10/29 40.0067331 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 C 160,000,000 2020/04/28 2020/11/27 40.0067345 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 S 160,000,000 2020/04/28 2020/11/27 40.0067460 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 J 60,000,000 2020/04/28 2020/10/30 15.0067506 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Feb 2021 C 60,000,000 2020/04/28 2021/02/26 15.0067446 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Feb 2021 I 60,000,000 2020/04/28 2021/02/26 15.0064838 HK Bank - AIA R Bear CBBC Oct 2020 A 40,000,000 2020/04/28 2020/10/05 10.0064784 HK Bank - Alibaba Group R Bear CBBC Sep 2020 B 40,000,000 2020/04/28 2020/09/07 10.0064788 HK Bank - CC Bank R Bear CBBC Sep 2020 A 40,000,000 2020/04/28 2020/09/14 10.0064782 HK Bank - Galaxy Ent R Bear CBBC Oct 2020 A 40,000,000 2020/04/28 2020/10/19 10.0064776 HK Bank - HSI R Bull CBBC Sep 2022 O 100,000,000 2020/04/28 2022/09/29 25.0064910 HK Bank - HSI R Bull CBBC Dec 2022 A 60,000,000 2020/04/28 2022/12/29 15.0064780 HK Bank - HSI R Bull CBBC Dec 2022 E 100,000,000 2020/04/28 2022/12/29 25.0064843 HK Bank - HSI R Bear CBBC Sep 2020 Z 60,000,000 2020/04/28 2020/09/29 15.0064815 HK Bank - ICBC R Bear CBBC Sep 2020 A 40,000,000 2020/04/28 2020/09/14 10.0064881 HK Bank - Sunny Optical R Bear CBBC Sep 2020 A 40,000,000 2020/04/28 2020/09/14 10.0064908 HK Bank - Tencent R Bear CBBC Sep 2020 C 40,000,000 2020/04/28 2020/09/21 10.0066525 Haitong Int’l Sec - AAC Tech R Bull CBBC Dec 2020 D 40,000,000 2020/04/28 2020/12/17 10.00




66531 Haitong Int’l Sec - Alibaba Group R Bear CBBC Nov 2020 G 40,000,000 2020/04/28 2020/11/17 10.0066517 Haitong Int’l Sec - HSI R Bull CBBC Oct 2022 P 200,000,000 2020/04/28 2022/10/28 50.0066542 Haitong Int’l Sec - HSI R Bull CBBC Oct 2022 R 150,000,000 2020/04/28 2022/10/28 37.5066570 Haitong Int’l Sec - HSI R Bull CBBC Oct 2022 U 300,000,000 2020/04/28 2022/10/28 75.0066413 Haitong Int’l Sec - HSI R Bull CBBC Oct 2022 Y 150,000,000 2020/04/28 2022/10/28 37.5066412 Haitong Int’l Sec - HSI R Bull CBBC Nov 2022 W 150,000,000 2020/04/28 2022/11/29 37.5066434 Haitong Int’l Sec - HSI R Bear CBBC Jul 2020 H 150,000,000 2020/04/28 2020/07/30 37.5066484 Haitong Int’l Sec - HSI R Bear CBBC Sep 2020 M 150,000,000 2020/04/28 2020/09/29 37.5066447 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 W 150,000,000 2020/04/28 2020/11/27 37.5066528 Haitong Int’l Sec - Tencent R Bear CBBC Dec 2020 D 40,000,000 2020/04/28 2020/12/15 10.0066161 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 P 200,000,000 2020/04/28 2023/01/30 50.0066207 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 T 200,000,000 2020/04/28 2023/01/30 50.0066306 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 W 200,000,000 2020/04/28 2023/01/30 50.0066173 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 L 200,000,000 2020/04/28 2023/02/27 50.0066232 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 Q 200,000,000 2020/04/28 2023/02/27 50.0066313 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 R 240,000,000 2020/04/28 2023/02/27 60.0066190 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 M 200,000,000 2020/04/28 2023/03/30 50.0066237 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 V 200,000,000 2020/04/28 2020/11/27 50.0066266 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 W 200,000,000 2020/04/28 2020/11/27 50.0066282 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 F 200,000,000 2020/04/28 2020/12/30 50.0066258 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 W 200,000,000 2020/04/28 2020/12/30 50.0065134 Morgan Stanley Asia Products - HSI R Bull CBBC Jun 2022 N 200,000,000 2020/04/28 2022/06/29 50.0064715 Morgan Stanley Asia Products - HSI R Bull CBBC Aug 2022 M 150,000,000 2020/04/28 2022/08/30 37.5064690 Morgan Stanley Asia Products - HSI R Bull CBBC Nov 2022 I 150,000,000 2020/04/28 2022/11/29 37.5064692 Morgan Stanley Asia Products - HSI R Bull CBBC Jan 2023 G 150,000,000 2020/04/28 2023/01/30 37.5064699 Morgan Stanley Asia Products - HSI R Bull CBBC Feb 2023 B 150,000,000 2020/04/28 2023/02/27 37.5065219 Morgan Stanley Asia Products - HSI R Bear CBBC Aug 2020 U 150,000,000 2020/04/28 2020/08/28 37.5065207 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 N 150,000,000 2020/04/28 2020/09/29 37.5065083 Morgan Stanley Asia Products - HSI R Bear CBBC Dec 2020 B 200,000,000 2020/04/28 2020/12/30 50.0065131 Morgan Stanley Asia Products - HSI R Bear CBBC Dec 2020 C 150,000,000 2020/04/28 2020/12/30 37.5066705 SG Issuer - Alibaba Group R Bull CBBC Aug 2020 K 60,000,000 2020/04/28 2020/08/31 15.0066918 SG Issuer - Alibaba Group R Bear CBBC Nov 2020 T 60,000,000 2020/04/28 2020/11/27 15.0066925 SG Issuer - CM Bank R Bear CBBC Dec 2020 A 100,000,000 2020/04/28 2020/12/30 25.0067069 SG Issuer - HSI R Bull CBBC Sep 2022 R 250,000,000 2020/04/28 2022/09/29 62.5067087 SG Issuer - HSI R Bull CBBC Oct 2022 F 250,000,000 2020/04/28 2022/10/28 62.5067108 SG Issuer - HSI R Bull CBBC Oct 2022 I 250,000,000 2020/04/28 2022/10/28 62.5066877 SG Issuer - HSI R Bull CBBC Nov 2022 D 500,000,000 2020/04/28 2022/11/29 125.0066887 SG Issuer - HSI R Bull CBBC Dec 2022 B 250,000,000 2020/04/28 2022/12/29 62.5066894 SG Issuer - HSI R Bull CBBC Jan 2023 W 250,000,000 2020/04/28 2023/01/30 62.5066906 SG Issuer - HSI R Bull CBBC Jan 2023 X 250,000,000 2020/04/28 2023/01/30 62.5066916 SG Issuer - HSI R Bull CBBC Feb 2023 R 250,000,000 2020/04/28 2023/02/27 62.5066947 SG Issuer - HSI R Bear CBBC Oct 2020 B 250,000,000 2020/04/28 2020/10/29 62.5066995 SG Issuer - HSI R Bear CBBC Oct 2020 C 250,000,000 2020/04/28 2020/10/29 62.5066955 SG Issuer - HSI R Bear CBBC Nov 2020 J 250,000,000 2020/04/28 2020/11/27 62.5067003 SG Issuer - HSI R Bear CBBC Nov 2020 N 250,000,000 2020/04/28 2020/11/27 62.50




67046 SG Issuer - HSI R Bear CBBC Nov 2020 Q 250,000,000 2020/04/28 2020/11/27 62.5067055 SG Issuer - HSI R Bear CBBC Dec 2020 T 250,000,000 2020/04/28 2020/12/30 62.5066716 SG Issuer - Meituan Dianping R Bull CBBC Dec 2020 R 100,000,000 2020/04/28 2020/12/30 25.0066756 SG Issuer - Sunny Optical R Bull CBBC Nov 2020 B 60,000,000 2020/04/28 2020/11/30 15.0066828 SG Issuer - Tencent R Bull CBBC Aug 2020 I 80,000,000 2020/04/28 2020/08/28 20.0066850 SG Issuer - Tencent R Bull CBBC Aug 2020 L 80,000,000 2020/04/28 2020/08/31 20.0066942 SG Issuer - Tencent R Bear CBBC Dec 2020 Z 80,000,000 2020/04/28 2020/12/30 20.0066859 SG Issuer - Xiaomi R Bull CBBC Nov 2020 C 60,000,000 2020/04/28 2020/11/30 15.0065715 UBS AG - AAC Tech R Bull CBBC Feb 2021 A 60,000,000 2020/04/28 2021/02/24 15.0065700 UBS AG - AAC Tech R Bear CBBC Nov 2020 A 60,000,000 2020/04/28 2020/11/30 15.0065585 UBS AG - Alibaba Group R Bull CBBC Feb 2021 C 400,000,000 2020/04/28 2021/02/24 100.0065633 UBS AG - CNOOC R Bull CBBC Nov 2020 A 40,000,000 2020/04/28 2020/11/30 10.0065665 UBS AG - CNOOC R Bull CBBC Dec 2020 H 40,000,000 2020/04/28 2020/12/22 10.0065618 UBS AG - CNOOC R Bear CBBC Nov 2020 A 40,000,000 2020/04/28 2020/11/30 10.0065487 UBS AG - HSI R Bull CBBC Sep 2022 D 200,000,000 2020/04/28 2022/09/29 50.0065509 UBS AG - HSI R Bull CBBC Sep 2022 E 200,000,000 2020/04/28 2022/09/29 50.0065526 UBS AG - HSI R Bull CBBC Sep 2022 F 200,000,000 2020/04/28 2022/09/29 50.0065559 UBS AG - HSI R Bull CBBC Sep 2022 G 200,000,000 2020/04/28 2022/09/29 50.0065286 UBS AG - HSI R Bull CBBC Mar 2023 C 200,000,000 2020/04/28 2023/03/30 50.0065248 UBS AG - HSI R Bull CBBC Mar 2023 E 200,000,000 2020/04/28 2023/03/30 50.0065233 UBS AG - HSI R Bull CBBC Mar 2023 U 200,000,000 2020/04/28 2023/03/30 50.0065239 UBS AG - HSI R Bull CBBC Mar 2023 V 200,000,000 2020/04/28 2023/03/30 50.0065264 UBS AG - HSI R Bull CBBC Mar 2023 W 200,000,000 2020/04/28 2023/03/30 50.0065395 UBS AG - HSI R Bear CBBC Oct 2020 I 200,000,000 2020/04/28 2020/10/29 50.0065426 UBS AG - HSI R Bear CBBC Jan 2021 M 200,000,000 2020/04/28 2021/01/28 50.0065470 UBS AG - HSI R Bear CBBC Jan 2021 N 400,000,000 2020/04/28 2021/01/28 100.0065474 UBS AG - HSI R Bear CBBC Jan 2021 O 200,000,000 2020/04/28 2021/01/28 50.0065481 UBS AG - HSI R Bear CBBC Jan 2021 P 400,000,000 2020/04/28 2021/01/28 100.0065613 UBS AG - Meituan Dianping R Bull CBBC Feb 2021 A 50,000,000 2020/04/28 2021/02/24 12.5065616 UBS AG - Meituan Dianping R Bear CBBC Feb 2021 A 50,000,000 2020/04/28 2021/02/24 12.5065724 UBS AG - SHK Ppt R Bull CBBC Dec 2020 E 40,000,000 2020/04/28 2020/12/31 10.0065424 UBS AG - SHK Ppt R Bear CBBC Dec 2020 A 40,000,000 2020/04/28 2020/12/31 10.0065717 UBS AG - Sunny Optical R Bear CBBC Dec 2020 C 30,000,000 2020/04/28 2020/12/31 10.2065388 UBS AG - Tencent R Bull CBBC Nov 2020 R 40,000,000 2020/04/28 2020/11/20 10.0065583 UBS AG - Tencent R Bull CBBC Feb 2021 C 200,000,000 2020/04/28 2021/02/24 50.0065406 UBS AG - Tencent R Bear CBBC Dec 2020 K 40,000,000 2020/04/28 2020/12/17 10.0066605 Bank Vontobel - AAC Tech R Bear CBBC Dec 2020 D 40,000,000 2020/04/28 2020/12/04 10.0066579 Bank Vontobel - AIA R Bear CBBC Dec 2020 E 40,000,000 2020/04/28 2020/12/11 10.0066694 Bank Vontobel - CNOOC R Bull CBBC Dec 2020 N 40,000,000 2020/04/28 2020/12/11 10.0066631 Bank Vontobel - CSPC Pharma R Bear CBBC Dec 2020 B 40,000,000 2020/04/28 2020/12/11 11.6466581 Bank Vontobel - ICBC R Bear CBBC Dec 2020 B 40,000,000 2020/04/28 2020/12/18 10.0066692 Bank Vontobel - Meituan Dianping R Bear CBBC Dec 2020 R 40,000,000 2020/04/28 2020/12/04 10.0066682 Bank Vontobel - Tencent R Bear CBBC Nov 2020 K 40,000,000 2020/04/28 2020/11/20 10.0068520 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 M 150,000,000 2020/04/29 2022/12/29 37.5068523 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 S 150,000,000 2020/04/29 2022/12/29 37.50




68524 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 T 150,000,000 2020/04/29 2022/12/29 37.5068770 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 U 200,000,000 2020/04/29 2022/12/29 52.0067773 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 S 150,000,000 2020/04/29 2020/10/29 37.5067778 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 V 150,000,000 2020/04/29 2020/10/29 37.5067825 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 W 150,000,000 2020/04/29 2020/10/29 37.5068519 BOCI Asia Ltd. - Tencent R Bull CBBC Oct 2020 S 40,000,000 2020/04/29 2020/10/30 10.0067674 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 A 150,000,000 2020/04/29 2022/11/29 37.5067688 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 B 150,000,000 2020/04/29 2022/11/29 37.5067695 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 C 150,000,000 2020/04/29 2022/11/29 37.5067699 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 D 150,000,000 2020/04/29 2022/11/29 37.5067708 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 E 150,000,000 2020/04/29 2022/11/29 37.5067711 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 F 150,000,000 2020/04/29 2022/11/29 37.5067727 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 G 150,000,000 2020/04/29 2022/11/29 37.5067744 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 H 150,000,000 2020/04/29 2022/11/29 37.5068227 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 I 150,000,000 2020/04/29 2022/11/29 37.5068242 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 J 150,000,000 2020/04/29 2022/11/29 37.5068281 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 U 240,000,000 2020/04/29 2020/11/27 60.0067765 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 O 250,000,000 2020/04/29 2020/12/30 62.5068383 Credit Suisse AG - AAC Tech R Bear CBBC Nov 2020 C 50,000,000 2020/04/29 2020/11/27 12.5068447 Credit Suisse AG - HSI R Bull CBBC Nov 2022 D 200,000,000 2020/04/29 2022/11/29 50.0068451 Credit Suisse AG - HSI R Bull CBBC Nov 2022 R 200,000,000 2020/04/29 2022/11/29 50.0068431 Credit Suisse AG - HSI R Bull CBBC Feb 2023 N 200,000,000 2020/04/29 2023/02/27 50.0068443 Credit Suisse AG - HSI R Bull CBBC Feb 2023 O 300,000,000 2020/04/29 2023/02/27 75.0068340 Credit Suisse AG - HSI R Bear CBBC Oct 2020 H 200,000,000 2020/04/29 2020/10/29 50.0068285 Credit Suisse AG - HSI R Bear CBBC Oct 2020 I 200,000,000 2020/04/29 2020/10/29 50.0068352 Credit Suisse AG - HSI R Bear CBBC Oct 2020 J 200,000,000 2020/04/29 2020/10/29 50.0068286 Credit Suisse AG - HSI R Bear CBBC Nov 2020 H 200,000,000 2020/04/29 2020/11/27 50.0068330 Credit Suisse AG - HSI R Bear CBBC Nov 2020 J 200,000,000 2020/04/29 2020/11/27 50.0068356 Credit Suisse AG - Xiaomi R Bull CBBC Sep 2020 E 50,000,000 2020/04/29 2020/09/29 12.5068820 Goldman Sachs SP (Asia) - AIA R Bull CBBC Nov 2020 B 60,000,000 2020/04/29 2020/11/30 15.0068816 Goldman Sachs SP (Asia) - China Mobile R Bull CBBC Feb2021 A 60,000,000 2020/04/29 2021/02/26 15.0068794 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2022 L 160,000,000 2020/04/29 2022/10/28 40.0068773 Goldman Sachs SP (Asia) - HSI R Bull CBBC Nov 2022 T 160,000,000 2020/04/29 2022/11/29 40.0068772 Goldman Sachs SP (Asia) - HSI R Bull CBBC Dec 2022 L 160,000,000 2020/04/29 2022/12/29 40.0068787 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 K 160,000,000 2020/04/29 2023/04/27 40.0068778 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 Q 160,000,000 2020/04/29 2020/10/29 40.0068797 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 R 160,000,000 2020/04/29 2020/10/29 40.0068803 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 S 160,000,000 2020/04/29 2020/10/29 40.0068782 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 T 160,000,000 2020/04/29 2020/11/27 40.0068801 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 U 160,000,000 2020/04/29 2020/11/27 40.0068805 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 V 160,000,000 2020/04/29 2020/11/27 40.0068823 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Feb 2021 D 60,000,000 2020/04/29 2021/02/26 15.0068819 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Feb 2021 D 60,000,000 2020/04/29 2021/02/26 15.0067670 HK Bank - Alibaba Group R Bull CBBC Sep 2020 K 40,000,000 2020/04/29 2020/09/24 10.0067578 HK Bank - HSI R Bull CBBC Sep 2022 H 80,000,000 2020/04/29 2022/09/29 20.00




67580 HK Bank - HSI R Bear CBBC Sep 2020 A 60,000,000 2020/04/29 2020/09/29 15.0067579 HK Bank - Meituan Dianping R Bull CBBC Oct 2020 B 40,000,000 2020/04/29 2020/10/05 10.0067622 HK Bank - Tencent R Bear CBBC Sep 2020 D 40,000,000 2020/04/29 2020/09/29 10.0068594 Haitong Int’l Sec - HSI R Bull CBBC Mar 2023 D 200,000,000 2020/04/29 2023/03/30 50.0068597 Haitong Int’l Sec - HSI R Bull CBBC Mar 2023 E 150,000,000 2020/04/29 2023/03/30 37.5068607 Haitong Int’l Sec - HSI R Bear CBBC Jul 2020 A 150,000,000 2020/04/29 2020/07/30 37.5068602 Haitong Int’l Sec - HSI R Bear CBBC Oct 2020 T 150,000,000 2020/04/29 2020/10/29 37.5068604 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 O 150,000,000 2020/04/29 2020/12/30 37.5068467 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 X 200,000,000 2020/04/29 2023/01/30 50.0068514 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 Z 200,000,000 2020/04/29 2023/01/30 50.0068473 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 T 200,000,000 2020/04/29 2023/02/27 50.0068505 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 A 240,000,000 2020/04/29 2020/11/27 60.0068489 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 X 200,000,000 2020/04/29 2020/11/27 50.0068490 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 V 200,000,000 2020/04/29 2020/12/30 50.0068511 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 X 200,000,000 2020/04/29 2020/12/30 50.0068593 Morgan Stanley Asia Products - HSI R Bull CBBC Nov 2022 H 150,000,000 2020/04/29 2022/11/29 37.5068567 Morgan Stanley Asia Products - HSI R Bull CBBC Jan 2023 H 150,000,000 2020/04/29 2023/01/30 37.5068539 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 O 150,000,000 2020/04/29 2020/09/29 37.5068664 SG Issuer - AAC Tech R Bull CBBC Dec 2020 J 100,000,000 2020/04/29 2020/12/30 25.0068673 SG Issuer - AIA R Bull CBBC Jan 2021 C 60,000,000 2020/04/29 2021/01/28 15.0068670 SG Issuer - AIA R Bear CBBC Dec 2020 A 60,000,000 2020/04/29 2020/12/30 15.0068677 SG Issuer - Alibaba Group R Bull CBBC Oct 2020 S 60,000,000 2020/04/29 2020/10/29 15.0068720 SG Issuer - Alibaba Group R Bear CBBC Nov 2020 U 60,000,000 2020/04/29 2020/11/27 15.0068685 SG Issuer - CSPC Pharma R Bull CBBC Feb 2021 A 150,000,000 2020/04/29 2021/02/26 37.5068690 SG Issuer - Geely Auto R Bear CBBC Oct 2020 A 40,000,000 2020/04/29 2020/10/29 10.0068687 SG Issuer - Galaxy Ent R Bear CBBC Dec 2020 E 100,000,000 2020/04/29 2020/12/30 25.0068747 SG Issuer - HSI R Bull CBBC Dec 2022 C 250,000,000 2020/04/29 2022/12/29 62.5068748 SG Issuer - HSI R Bull CBBC Jan 2023 V 250,000,000 2020/04/29 2023/01/30 62.5068749 SG Issuer - HSI R Bull CBBC Jan 2023 Y 500,000,000 2020/04/29 2023/01/30 125.0068753 SG Issuer - HSI R Bull CBBC Feb 2023 T 250,000,000 2020/04/29 2023/02/27 62.5068754 SG Issuer - HSI R Bull CBBC Apr 2023 N 250,000,000 2020/04/29 2023/04/27 62.5068701 SG Issuer - HSI R Bear CBBC Oct 2020 E 250,000,000 2020/04/29 2020/10/29 62.5068704 SG Issuer - HSI R Bear CBBC Oct 2020 X 250,000,000 2020/04/29 2020/10/29 62.5068708 SG Issuer - HSI R Bear CBBC Nov 2020 T 250,000,000 2020/04/29 2020/11/27 62.5068713 SG Issuer - HSI R Bear CBBC Nov 2020 U 250,000,000 2020/04/29 2020/11/27 62.5068741 SG Issuer - HSI R Bear CBBC Dec 2020 K 250,000,000 2020/04/29 2020/12/30 62.5068715 SG Issuer - HSI R Bear CBBC Jan 2021 F 500,000,000 2020/04/29 2021/01/28 125.0068743 SG Issuer - HSI R Bear CBBC Jan 2021 G 250,000,000 2020/04/29 2021/01/28 62.5068757 SG Issuer - Meituan Dianping R Bull CBBC Nov 2020 K 100,000,000 2020/04/29 2020/11/30 25.0068692 SG Issuer - Meituan Dianping R Bear CBBC Dec 2020 E 100,000,000 2020/04/29 2020/12/30 25.0068761 SG Issuer - Tencent R Bull CBBC Jul 2020 W 80,000,000 2020/04/29 2020/07/31 20.0068766 SG Issuer - Tencent R Bull CBBC Nov 2020 C 80,000,000 2020/04/29 2020/11/30 20.0068723 SG Issuer - Tencent R Bear CBBC Oct 2020 U 200,000,000 2020/04/29 2020/10/29 50.0068693 SG Issuer - Tencent R Bear CBBC Nov 2020 F 80,000,000 2020/04/29 2020/11/27 20.0068734 SG Issuer - Tencent R Bear CBBC Jan 2021 A 80,000,000 2020/04/29 2021/01/29 20.00




68202 UBS AG - Galaxy Ent R Bear CBBC Dec 2020 F 60,000,000 2020/04/29 2020/12/07 15.0068085 UBS AG - HSBC R Bear CBBC Jan 2021 B 100,000,000 2020/04/29 2021/01/25 25.0068093 UBS AG - HSI R Bull CBBC Sep 2022 H 200,000,000 2020/04/29 2022/09/29 50.0068094 UBS AG - HSI R Bull CBBC Sep 2022 L 200,000,000 2020/04/29 2022/09/29 50.0068136 UBS AG - HSI R Bull CBBC Sep 2022 M 200,000,000 2020/04/29 2022/09/29 50.0068139 UBS AG - HSI R Bull CBBC Sep 2022 N 200,000,000 2020/04/29 2022/09/29 50.0067832 UBS AG - HSI R Bull CBBC Nov 2022 A 200,000,000 2020/04/29 2022/11/29 50.0067842 UBS AG - HSI R Bull CBBC Nov 2022 E 200,000,000 2020/04/29 2022/11/29 50.0067860 UBS AG - HSI R Bull CBBC Nov 2022 I 200,000,000 2020/04/29 2022/11/29 50.0067922 UBS AG - HSI R Bear CBBC Jan 2021 Q 200,000,000 2020/04/29 2021/01/28 50.0067976 UBS AG - HSI R Bear CBBC Jan 2021 R 200,000,000 2020/04/29 2021/01/28 50.0068006 UBS AG - HSI R Bear CBBC Jan 2021 S 200,000,000 2020/04/29 2021/01/28 50.0068012 UBS AG - HSI R Bear CBBC Jan 2021 T 200,000,000 2020/04/29 2021/01/28 50.0068043 UBS AG - HSI R Bear CBBC Jan 2021 U 200,000,000 2020/04/29 2021/01/28 50.0068075 UBS AG - HSI R Bear CBBC Jan 2021 V 200,000,000 2020/04/29 2021/01/28 50.0068082 UBS AG - HSI R Bear CBBC Jan 2021 W 200,000,000 2020/04/29 2021/01/28 50.0068083 UBS AG - Meituan Dianping R Bull CBBC Dec 2020 W 50,000,000 2020/04/29 2020/12/10 12.5068179 UBS AG - Sunny Optical R Bull CBBC Dec 2020 I 30,000,000 2020/04/29 2020/12/21 10.2067898 UBS AG - Tencent R Bull CBBC Jan 2021 F 200,000,000 2020/04/29 2021/01/22 50.0067902 UBS AG - Tencent R Bear CBBC Dec 2020 P 40,000,000 2020/04/29 2020/12/07 10.0068173 UBS AG - Xiaomi R Bull CBBC Dec 2020 M 60,000,000 2020/04/29 2020/12/10 15.0068642 Bank Vontobel - AIA R Bull CBBC Dec 2020 H 40,000,000 2020/04/29 2020/12/11 10.0068608 Bank Vontobel - China Res Land R Bull CBBC Dec 2020 A 40,000,000 2020/04/29 2020/12/04 10.0068616 Bank Vontobel - China Res Land R Bull CBBC Dec 2020 B 40,000,000 2020/04/29 2020/12/11 10.0068660 Bank Vontobel - Galaxy Ent R Bull CBBC Dec 2020 N 40,000,000 2020/04/29 2020/12/18 10.0068636 Bank Vontobel - HSBC R Bull CBBC Dec 2020 I 40,000,000 2020/04/29 2020/12/18 10.0068650 Bank Vontobel - HSI R Bull CBBC Dec 2022 A 80,000,000 2020/04/29 2022/12/29 20.0068651 Bank Vontobel - HSI R Bull CBBC Dec 2022 B 80,000,000 2020/04/29 2022/12/29 20.0068644 Bank Vontobel - HSI R Bull CBBC Dec 2022 Z 80,000,000 2020/04/29 2022/12/29 20.0068653 Bank Vontobel - HSI R Bear CBBC Dec 2020 C 80,000,000 2020/04/29 2020/12/30 20.0068656 Bank Vontobel - HSI R Bear CBBC Dec 2020 D 80,000,000 2020/04/29 2020/12/30 20.0068619 Bank Vontobel - Meituan Dianping R Bull CBBC Dec 2020 S 60,000,000 2020/04/29 2020/12/04 15.0068629 Bank Vontobel - Sunny Optical R Bear CBBC Dec 2020 F 40,000,000 2020/04/29 2020/12/04 10.0068633 Bank Vontobel - Tencent R Bull CBBC Nov 2020 O 40,000,000 2020/04/29 2020/11/13 10.0068640 Bank Vontobel - Tencent R Bull CBBC Nov 2020 P 40,000,000 2020/04/29 2020/11/06 10.0068864 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 K 150,000,000 2020/05/04 2022/11/29 37.5069117 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 L 140,000,000 2020/05/04 2022/11/29 35.0068832 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 V 250,000,000 2020/05/04 2020/11/27 62.5068833 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 W 250,000,000 2020/05/04 2020/11/27 62.5069125 Credit Suisse AG - CSPC Pharma R Bull CBBC Feb 2021 A 100,000,000 2020/05/04 2021/02/25 25.0069132 Credit Suisse AG - HSI R Bull CBBC Jan 2023 P 200,000,000 2020/05/04 2023/01/30 50.0069136 Credit Suisse AG - HSI R Bull CBBC Jan 2023 Q 200,000,000 2020/05/04 2023/01/30 50.0069131 Credit Suisse AG - HSI R Bull CBBC Feb 2023 P 200,000,000 2020/05/04 2023/02/27 50.0069134 Credit Suisse AG - HSI R Bull CBBC Feb 2023 Q 200,000,000 2020/05/04 2023/02/27 50.0069120 Credit Suisse AG - HSI R Bear CBBC Oct 2020 B 200,000,000 2020/05/04 2020/10/29 50.00




69124 Credit Suisse AG - HSI R Bear CBBC Nov 2020 P 200,000,000 2020/05/04 2020/11/27 50.0069121 Credit Suisse AG - HSI R Bear CBBC Dec 2020 R 200,000,000 2020/05/04 2020/12/30 50.0069145 Goldman Sachs SP (Asia) - China Life R Bull CBBC Feb 2021 B 80,000,000 2020/05/04 2021/02/26 20.0069159 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 L 160,000,000 2020/05/04 2023/04/27 40.0069161 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 M 160,000,000 2020/05/04 2023/04/27 40.0069143 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 T 160,000,000 2020/05/04 2020/10/29 40.0069154 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 W 160,000,000 2020/05/04 2020/11/27 40.0069152 Goldman Sachs SP (Asia) - Meituan R Bear CBBC Feb 2021 A 60,000,000 2020/05/04 2021/02/26 15.0069144 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 K 60,000,000 2020/05/04 2020/10/30 15.0068846 HK Bank - Bank of China R Bear CBBC Sep 2020 A 40,000,000 2020/05/04 2020/09/14 10.0068859 HK Bank - Bud Apac R Bull CBBC Nov 2020 D 40,000,000 2020/05/04 2020/11/02 10.0068845 HK Bank - CC Bank R Bull CBBC Oct 2020 A 60,000,000 2020/05/04 2020/10/12 15.0068839 HK Bank - HSI R Bull CBBC Sep 2022 N 100,000,000 2020/05/04 2022/09/29 25.0068837 HK Bank - HSI R Bull CBBC Dec 2022 F 80,000,000 2020/05/04 2022/12/29 20.0068838 HK Bank - HSI R Bear CBBC Sep 2020 D 60,000,000 2020/05/04 2020/09/29 15.0068857 HK Bank - SUNAC R Bear CBBC Sep 2020 C 40,000,000 2020/05/04 2020/09/07 10.0068849 HK Bank - WuXi Bio R Bull CBBC Sep 2020 D 40,000,000 2020/05/04 2020/09/14 10.0068963 Haitong Int’l Sec - Galaxy Ent R Bull CBBC Nov 2020 A 40,000,000 2020/05/04 2020/11/17 10.0068947 Haitong Int’l Sec - HSI R Bull CBBC Jan 2023 W 150,000,000 2020/05/04 2023/01/30 37.5068946 Haitong Int’l Sec - HSI R Bull CBBC Mar 2023 F 150,000,000 2020/05/04 2023/03/30 37.5068950 Haitong Int’l Sec - HSI R Bear CBBC Oct 2020 U 150,000,000 2020/05/04 2020/10/29 37.5068931 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 P 300,000,000 2020/05/04 2020/12/30 75.0068962 Haitong Int’l Sec - SHK Ppt R Bull CBBC Feb 2021 A 40,000,000 2020/05/04 2021/02/25 10.0068982 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 U 200,000,000 2020/05/04 2023/02/27 50.0069007 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 V 200,000,000 2020/05/04 2023/02/27 50.0068973 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 N 200,000,000 2020/05/04 2023/03/30 50.0068988 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 O 200,000,000 2020/05/04 2023/03/30 50.0068965 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 C 200,000,000 2020/05/04 2020/11/27 50.0068995 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 M 240,000,000 2020/05/04 2020/11/27 60.0068968 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 G 240,000,000 2020/05/04 2020/12/30 60.0068997 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 T 200,000,000 2020/05/04 2020/12/30 50.0069014 Morgan Stanley Asia Products - HSI R Bull CBBC Sep 2022 Z 150,000,000 2020/05/04 2022/09/29 37.5069015 Morgan Stanley Asia Products - HSI R Bull CBBC Feb 2023 C 150,000,000 2020/05/04 2023/02/27 37.5069011 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 P 150,000,000 2020/05/04 2020/09/29 37.5069111 SG Issuer - Alibaba Group R Bull CBBC Sep 2020 T 60,000,000 2020/05/04 2020/09/30 15.0069035 SG Issuer - Alibaba Group R Bull CBBC Nov 2020 C 60,000,000 2020/05/04 2020/11/30 15.0069061 SG Issuer - Alibaba Group R Bear CBBC Jan 2021 E 60,000,000 2020/05/04 2021/01/29 15.0069063 SG Issuer - Bank of China R Bull CBBC Aug 2021 A 100,000,000 2020/05/04 2021/08/05 25.0069062 SG Issuer - Bank of China R Bear CBBC Feb 2021 A 100,000,000 2020/05/04 2021/02/25 25.0069037 SG Issuer - Galaxy Ent R Bear CBBC Dec 2020 F 100,000,000 2020/05/04 2020/12/30 25.0069100 SG Issuer - HSI R Bull CBBC Nov 2022 Q 250,000,000 2020/05/04 2022/11/29 62.5069105 SG Issuer - HSI R Bull CBBC Nov 2022 R 250,000,000 2020/05/04 2022/11/29 62.5069099 SG Issuer - HSI R Bull CBBC Nov 2022 W 250,000,000 2020/05/04 2022/11/29 62.5069106 SG Issuer - HSI R Bull CBBC Apr 2023 O 250,000,000 2020/05/04 2023/04/27 62.5069109 SG Issuer - HSI R Bull CBBC Apr 2023 P 250,000,000 2020/05/04 2023/04/27 62.50




69053 SG Issuer - HSI R Bear CBBC Aug 2020 F 250,000,000 2020/05/04 2020/08/28 62.5069060 SG Issuer - HSI R Bear CBBC Oct 2020 A 500,000,000 2020/05/04 2020/10/29 125.0069091 SG Issuer - HSI R Bear CBBC Dec 2020 Q 250,000,000 2020/05/04 2020/12/30 62.5069095 SG Issuer - HSI R Bear CBBC Jan 2021 H 250,000,000 2020/05/04 2021/01/28 62.5069097 SG Issuer - HSI R Bear CBBC Jan 2021 I 250,000,000 2020/05/04 2021/01/28 62.5069098 SG Issuer - HSI R Bear CBBC Jan 2021 J 250,000,000 2020/05/04 2021/01/28 62.5069068 SG Issuer - ICBC R Bear CBBC Dec 2020 A 100,000,000 2020/05/04 2020/12/30 25.0069039 SG Issuer - Link REIT R Bear CBBC Dec 2020 B 60,000,000 2020/05/04 2020/12/31 15.0069042 SG Issuer - Meituan Dianping R Bull CBBC Dec 2020 S 100,000,000 2020/05/04 2020/12/31 25.0069070 SG Issuer - Ping An R Bull CBBC Jan 2021 F 100,000,000 2020/05/04 2021/01/28 25.0069043 SG Issuer - SUNAC R Bull CBBC Feb 2021 B 80,000,000 2020/05/04 2021/02/25 20.0069081 SG Issuer - Tencent R Bull CBBC Aug 2020 M 80,000,000 2020/05/04 2020/08/28 20.0069115 SG Issuer - Tencent R Bull CBBC Sep 2020 C 80,000,000 2020/05/04 2020/09/30 20.0069090 SG Issuer - Tencent R Bear CBBC Jan 2021 B 80,000,000 2020/05/04 2021/01/29 20.0069049 SG Issuer - Tencent R Bear CBBC Feb 2021 K 80,000,000 2020/05/04 2021/02/25 20.0068872 UBS AG - Alibaba Group R Bull CBBC Dec 2020 W 80,000,000 2020/05/04 2020/12/17 20.0068876 UBS AG - Geely Auto R Bear CBBC Dec 2020 C 40,000,000 2020/05/04 2020/12/21 10.0068923 UBS AG - Geely Auto R Bear CBBC Mar 2021 A 150,000,000 2020/05/04 2021/03/31 37.5068877 UBS AG - Galaxy Ent R Bear CBBC Dec 2020 G 50,000,000 2020/05/04 2020/12/08 12.5068878 UBS AG - HSCEI R Bear CBBC Sep 2020 C 200,000,000 2020/05/04 2020/09/29 50.0068868 UBS AG - HSI R Bull CBBC Oct 2022 D 200,000,000 2020/05/04 2022/10/28 50.0068867 UBS AG - HSI R Bull CBBC Oct 2022 N 200,000,000 2020/05/04 2022/10/28 50.0068913 UBS AG - HSI R Bull CBBC Feb 2023 V 200,000,000 2020/05/04 2023/02/27 50.0068914 UBS AG - HSI R Bull CBBC Feb 2023 W 200,000,000 2020/05/04 2023/02/27 50.0068916 UBS AG - HSI R Bull CBBC Feb 2023 X 200,000,000 2020/05/04 2023/02/27 50.0068866 UBS AG - HSI R Bear CBBC Sep 2020 R 200,000,000 2020/05/04 2020/09/29 50.0068888 UBS AG - HSI R Bear CBBC Nov 2020 W 200,000,000 2020/05/04 2020/11/27 50.0068898 UBS AG - HSI R Bear CBBC Nov 2020 X 200,000,000 2020/05/04 2020/11/27 50.0068905 UBS AG - HSI R Bear CBBC Nov 2020 Y 200,000,000 2020/05/04 2020/11/27 50.0068911 UBS AG - HSI R Bear CBBC Nov 2020 Z 200,000,000 2020/05/04 2020/11/27 50.0068871 UBS AG - Tencent R Bull CBBC Nov 2020 S 40,000,000 2020/05/04 2020/11/25 10.0069021 Bank Vontobel - Alibaba Group R Bull CBBC Dec 2020 E 40,000,000 2020/05/04 2020/12/11 10.0069016 Bank Vontobel - Meituan Dianping R Bull CBBC Dec 2020 T 60,000,000 2020/05/04 2020/12/18 15.0069023 Bank Vontobel - Tencent R Bull CBBC Dec 2020 Z 40,000,000 2020/05/04 2020/12/18 10.0069017 Bank Vontobel - Xiaomi R Bull CBBC Dec 2020 R 40,000,000 2020/05/04 2020/12/11 10.0069322 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 A 250,000,000 2020/05/05 2020/11/27 62.5069324 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 B 250,000,000 2020/05/05 2020/11/27 62.5069329 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 C 250,000,000 2020/05/05 2020/11/27 62.5069314 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 X 250,000,000 2020/05/05 2020/11/27 62.5069315 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 Y 250,000,000 2020/05/05 2020/11/27 62.5069320 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 Z 250,000,000 2020/05/05 2020/11/27 62.5069413 Credit Suisse AG - Alibaba Group R Bear CBBC Sep 2020 B 80,000,000 2020/05/05 2020/09/29 20.0069393 Credit Suisse AG - HSI R Bull CBBC Oct 2022 F 200,000,000 2020/05/05 2022/10/28 50.0069399 Credit Suisse AG - HSI R Bull CBBC Oct 2022 H 200,000,000 2020/05/05 2022/10/28 50.0069407 Credit Suisse AG - HSI R Bull CBBC Feb 2023 R 200,000,000 2020/05/05 2023/02/27 50.00




69417 Credit Suisse AG - HSI R Bear CBBC Oct 2020 K 200,000,000 2020/05/05 2020/10/29 50.0069419 Credit Suisse AG - HSI R Bear CBBC Oct 2020 L 200,000,000 2020/05/05 2020/10/29 50.0069421 Credit Suisse AG - HSI R Bear CBBC Oct 2020 M 200,000,000 2020/05/05 2020/10/29 50.0069571 Goldman Sachs SP (Asia) - AAC Tech R Bull CBBC Feb 2021 A 40,000,000 2020/05/05 2021/02/26 10.0069561 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 R 60,000,000 2020/05/05 2020/10/30 15.0069609 Goldman Sachs SP (Asia) - HSI R Bull CBBC Nov 2022 S 160,000,000 2020/05/05 2022/11/29 40.0069603 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 F 160,000,000 2020/05/05 2023/02/27 40.0069596 Goldman Sachs SP (Asia) - HSI R Bull CBBC Mar 2023 J 160,000,000 2020/05/05 2023/03/30 40.0069549 Goldman Sachs SP (Asia) - HSI R Bull CBBC Mar 2023 Q 160,000,000 2020/05/05 2023/03/30 40.0069597 Goldman Sachs SP (Asia) - HSI R Bull CBBC Mar 2023 V 160,000,000 2020/05/05 2023/03/30 40.0069583 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 W 160,000,000 2020/05/05 2020/10/29 40.0069585 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 X 160,000,000 2020/05/05 2020/11/27 40.0069587 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 Y 160,000,000 2020/05/05 2020/11/27 40.0069589 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 Z 160,000,000 2020/05/05 2020/11/27 40.0069582 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 Y 160,000,000 2020/05/05 2020/12/30 40.0069550 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 L 60,000,000 2020/05/05 2020/10/30 15.0069577 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Feb 2021 J 60,000,000 2020/05/05 2021/02/19 15.0069226 HK Bank - AAC Tech R Bear CBBC Oct 2020 A 40,000,000 2020/05/05 2020/10/05 10.0069232 HK Bank - CC Bank R Bull CBBC Nov 2020 A 60,000,000 2020/05/05 2020/11/02 15.0069200 HK Bank - China Life R Bear CBBC Oct 2020 A 60,000,000 2020/05/05 2020/10/12 15.0069212 HK Bank - HSI R Bull CBBC Sep 2022 Z 60,000,000 2020/05/05 2022/09/29 15.0069215 HK Bank - HSI R Bull CBBC Dec 2022 K 60,000,000 2020/05/05 2022/12/29 16.8069222 HK Bank - HSI R Bear CBBC Sep 2020 E 100,000,000 2020/05/05 2020/09/29 25.0069177 HK Bank - Meituan Dianping R Bear CBBC Oct 2020 B 40,000,000 2020/05/05 2020/10/19 10.0069162 HK Bank - Tencent R Bull CBBC Oct 2020 F 40,000,000 2020/05/05 2020/10/12 10.0069454 Haitong Int’l Sec - Alibaba Group R Bull CBBC Nov 2020 F 40,000,000 2020/05/05 2020/11/17 10.0069451 Haitong Int’l Sec - HSI R Bull CBBC Jan 2023 X 200,000,000 2020/05/05 2023/01/30 50.0069468 Haitong Int’l Sec - HSI R Bull CBBC Feb 2023 Z 150,000,000 2020/05/05 2023/02/27 37.5069458 Haitong Int’l Sec - HSI R Bear CBBC Sep 2020 Q 150,000,000 2020/05/05 2020/09/29 37.5069455 Haitong Int’l Sec - Tencent R Bull CBBC Nov 2020 M 40,000,000 2020/05/05 2020/11/17 10.0069358 J P Morgan SP BV - HSI R Bull CBBC Oct 2022 Z 200,000,000 2020/05/05 2022/10/28 50.0069379 J P Morgan SP BV - HSI R Bull CBBC Dec 2022 B 240,000,000 2020/05/05 2022/12/29 60.0069333 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 E 200,000,000 2020/05/05 2023/02/27 50.0069392 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 I 200,000,000 2020/05/05 2023/02/27 50.0069390 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 P 200,000,000 2020/05/05 2023/03/30 50.0069344 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 F 200,000,000 2020/05/05 2020/11/27 50.0069357 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 N 200,000,000 2020/05/05 2020/11/27 50.0069354 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 A 200,000,000 2020/05/05 2020/12/30 50.0069470 SG Issuer - Alibaba Group R Bull CBBC Sep 2020 U 60,000,000 2020/05/05 2020/09/30 15.0069534 SG Issuer - Alibaba Group R Bull CBBC Sep 2020 V 60,000,000 2020/05/05 2020/09/29 15.0069500 SG Issuer - Alibaba Group R Bull CBBC Nov 2020 D 60,000,000 2020/05/05 2020/11/30 15.0069535 SG Issuer - Alibaba Group R Bear CBBC Dec 2020 V 60,000,000 2020/05/05 2020/12/30 15.0069531 SG Issuer - HSI R Bull CBBC Apr 2023 Q 250,000,000 2020/05/05 2023/04/27 62.5069533 SG Issuer - HSI R Bull CBBC Apr 2023 R 250,000,000 2020/05/05 2023/04/27 62.5069497 SG Issuer - HSI R Bull CBBC May 2023 C 250,000,000 2020/05/05 2023/05/30 62.50




69498 SG Issuer - HSI R Bull CBBC May 2023 D 250,000,000 2020/05/05 2023/05/30 62.5069507 SG Issuer - HSI R Bull CBBC May 2023 E 250,000,000 2020/05/05 2023/05/30 62.5069511 SG Issuer - HSI R Bear CBBC Nov 2020 V 250,000,000 2020/05/05 2020/11/27 62.5069517 SG Issuer - HSI R Bear CBBC Nov 2020 W 250,000,000 2020/05/05 2020/11/27 62.5069509 SG Issuer - HSI R Bear CBBC Dec 2020 R 250,000,000 2020/05/05 2020/12/30 62.5069519 SG Issuer - HSI R Bear CBBC Jan 2021 K 250,000,000 2020/05/05 2021/01/28 62.5069521 SG Issuer - HSI R Bear CBBC Jan 2021 L 250,000,000 2020/05/05 2021/01/28 62.5069525 SG Issuer - HSI R Bear CBBC Jan 2021 M 250,000,000 2020/05/05 2021/01/28 62.5069526 SG Issuer - HSI R Bear CBBC Feb 2021 P 500,000,000 2020/05/05 2021/02/25 125.0069542 SG Issuer - Meituan Dianping R Bear CBBC Dec 2020 F 100,000,000 2020/05/05 2020/12/29 25.0069504 SG Issuer - Ping An R Bull CBBC Nov 2020 E 100,000,000 2020/05/05 2020/11/30 25.0069482 SG Issuer - Tencent R Bull CBBC Sep 2020 D 80,000,000 2020/05/05 2020/09/30 20.0069490 SG Issuer - Tencent R Bull CBBC Nov 2020 D 80,000,000 2020/05/05 2020/11/30 20.0069505 SG Issuer - Tencent R Bull CBBC Nov 2020 E 80,000,000 2020/05/05 2020/11/30 20.0069544 SG Issuer - Tencent R Bear CBBC Feb 2021 L 80,000,000 2020/05/05 2021/02/25 20.0069256 UBS AG - Alibaba Group R Bull CBBC Feb 2021 D 400,000,000 2020/05/05 2021/02/26 100.0069267 UBS AG - Alibaba Group R Bull CBBC Feb 2021 E 400,000,000 2020/05/05 2021/02/26 100.0069306 UBS AG - China Life R Bull CBBC Mar 2021 A 150,000,000 2020/05/05 2021/03/31 37.5069305 UBS AG - China Life R Bull CBBC Jun 2021 A 150,000,000 2020/05/05 2021/06/30 37.5069301 UBS AG - China Life R Bear CBBC Mar 2021 A 150,000,000 2020/05/05 2021/03/31 37.5069298 UBS AG - Galaxy Ent R Bull CBBC Dec 2020 J 60,000,000 2020/05/05 2020/12/08 15.0069295 UBS AG - Galaxy Ent R Bear CBBC Dec 2020 H 60,000,000 2020/05/05 2020/12/31 15.0069236 UBS AG - HSI R Bull CBBC Sep 2022 P 200,000,000 2020/05/05 2022/09/29 50.0069253 UBS AG - HSI R Bull CBBC Sep 2022 Q 200,000,000 2020/05/05 2022/09/29 50.0069277 UBS AG - HSI R Bull CBBC Dec 2022 I 200,000,000 2020/05/05 2022/12/29 50.0069268 UBS AG - HSI R Bull CBBC Dec 2022 Q 200,000,000 2020/05/05 2022/12/29 50.0069291 UBS AG - HSI R Bear CBBC Jan 2021 A 400,000,000 2020/05/05 2021/01/28 100.0069294 UBS AG - HSI R Bear CBBC Jan 2021 B 200,000,000 2020/05/05 2021/01/28 50.0069280 UBS AG - HSI R Bear CBBC Jan 2021 X 200,000,000 2020/05/05 2021/01/28 50.0069285 UBS AG - HSI R Bear CBBC Jan 2021 Y 200,000,000 2020/05/05 2021/01/28 50.0069288 UBS AG - HSI R Bear CBBC Jan 2021 Z 200,000,000 2020/05/05 2021/01/28 50.0069265 UBS AG - Tencent R Bull CBBC Nov 2020 T 200,000,000 2020/05/05 2020/11/26 50.0069262 UBS AG - Tencent R Bear CBBC Sep 2020 E 40,000,000 2020/05/05 2020/09/29 10.0069450 Bank Vontobel - AAC Tech R Bull CBBC Dec 2020 E 40,000,000 2020/05/05 2020/12/18 10.0069445 Bank Vontobel - SHK Ppt R Bear CBBC Dec 2020 D 40,000,000 2020/05/05 2020/12/18 10.0069443 Bank Vontobel - SUNAC R Bear CBBC Dec 2020 D 40,000,000 2020/05/05 2020/12/18 10.0069429 Bank Vontobel - Tencent R Bull CBBC Nov 2020 Q 40,000,000 2020/05/05 2020/11/20 10.0069681 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 M 250,000,000 2020/05/06 2022/11/29 62.5069687 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 N 250,000,000 2020/05/06 2022/11/29 62.5069690 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 O 250,000,000 2020/05/06 2022/11/29 62.5069697 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 P 250,000,000 2020/05/06 2022/11/29 62.5069704 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 Q 140,000,000 2020/05/06 2022/11/29 35.0069613 BNP Paribas Issuance B.V. - HSI R Bear CBBC Oct 2020 X 240,000,000 2020/05/06 2020/10/29 60.0069614 BNP Paribas Issuance B.V. - HSI R Bear CBBC Oct 2020 Y 240,000,000 2020/05/06 2020/10/29 60.0069611 BNP Paribas Issuance B.V. - HSI R Bear CBBC Oct 2020 Z 250,000,000 2020/05/06 2020/10/29 62.50




69699 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 P 250,000,000 2020/05/06 2020/12/30 62.5060095 Credit Suisse AG - HSI R Bull CBBC Oct 2022 S 200,000,000 2020/05/06 2022/10/28 50.0069997 Credit Suisse AG - HSI R Bull CBBC Jan 2023 R 200,000,000 2020/05/06 2023/01/30 50.0069999 Credit Suisse AG - HSI R Bull CBBC Jan 2023 S 200,000,000 2020/05/06 2023/01/30 50.0060057 Credit Suisse AG - HSI R Bull CBBC Jan 2023 T 200,000,000 2020/05/06 2023/01/30 50.0069955 Credit Suisse AG - HSI R Bear CBBC Oct 2020 N 200,000,000 2020/05/06 2020/10/29 50.0069984 Credit Suisse AG - HSI R Bear CBBC Oct 2020 O 200,000,000 2020/05/06 2020/10/29 50.0069949 Credit Suisse AG - HSI R Bear CBBC Nov 2020 R 200,000,000 2020/05/06 2020/11/27 50.0069975 Credit Suisse AG - HSI R Bear CBBC Dec 2020 S 300,000,000 2020/05/06 2020/12/30 75.0069989 Credit Suisse AG - Tencent R Bull CBBC Sep 2020 M 50,000,000 2020/05/06 2020/09/29 12.5060889 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 S 60,000,000 2020/05/06 2020/10/30 15.0060946 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 H 160,000,000 2020/05/06 2023/02/27 40.0061019 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 Z 160,000,000 2020/05/06 2023/02/27 40.0061000 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 N 160,000,000 2020/05/06 2023/04/27 40.0061138 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 O 160,000,000 2020/05/06 2023/04/27 40.0061149 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 P 160,000,000 2020/05/06 2023/04/27 40.0061240 Goldman Sachs SP (Asia) - HSI R Bear CBBC Sep 2020 T 160,000,000 2020/05/06 2020/09/29 40.0060526 Goldman Sachs SP (Asia) - HSI R Bear CBBC Sep 2020 V 160,000,000 2020/05/06 2020/09/29 40.0061199 Goldman Sachs SP (Asia) - HSI R Bear CBBC Sep 2020 Z 160,000,000 2020/05/06 2020/09/29 40.0060590 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 B 160,000,000 2020/05/06 2020/11/27 40.0060865 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 D 160,000,000 2020/05/06 2020/11/27 40.0061170 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 E 160,000,000 2020/05/06 2020/11/27 40.0060523 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 H 160,000,000 2020/05/06 2020/11/27 40.0061213 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 L 160,000,000 2020/05/06 2020/11/27 40.0060867 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 M 60,000,000 2020/05/06 2020/10/30 15.0060925 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Feb 2021 K 60,000,000 2020/05/06 2021/02/19 15.0069638 HK Bank - China Res Land R Bull CBBC Dec 2020 A 60,000,000 2020/05/06 2020/12/07 15.0069641 HK Bank - CSPC Pharma R Bear CBBC Oct 2020 A 80,000,000 2020/05/06 2020/10/19 20.0069646 HK Bank - HKEX R Bull CBBC Oct 2020 F 40,000,000 2020/05/06 2020/10/15 10.0069647 HK Bank - HSI R Bull CBBC Sep 2022 A 60,000,000 2020/05/06 2022/09/29 15.0069648 HK Bank - HSI R Bull CBBC Sep 2022 L 80,000,000 2020/05/06 2022/09/29 20.0069655 HK Bank - HSI R Bull CBBC Dec 2022 L 100,000,000 2020/05/06 2022/12/29 25.0069625 HK Bank - HSI R Bear CBBC Sep 2020 F 100,000,000 2020/05/06 2020/09/29 25.0069640 HK Bank - SHK Ppt R Bear CBBC Oct 2020 A 40,000,000 2020/05/06 2020/10/05 10.0069644 HK Bank - Sunny Optical R Bull CBBC Oct 2020 B 40,000,000 2020/05/06 2020/10/19 10.0060337 Haitong Int’l Sec - HSI R Bull CBBC Dec 2022 N 150,000,000 2020/05/06 2022/12/29 37.5060199 Haitong Int’l Sec - HSI R Bull CBBC Apr 2023 A 150,000,000 2020/05/06 2023/04/27 37.5060356 Haitong Int’l Sec - HSI R Bear CBBC Sep 2020 R 150,000,000 2020/05/06 2020/09/29 37.5060152 Haitong Int’l Sec - HSI R Bear CBBC Oct 2020 V 150,000,000 2020/05/06 2020/10/29 37.5060162 Haitong Int’l Sec - HSI R Bear CBBC Oct 2020 W 200,000,000 2020/05/06 2020/10/29 50.0060211 Haitong Int’l Sec - Tencent R Bear CBBC Nov 2020 N 40,000,000 2020/05/06 2020/11/17 10.0060164 Haitong Int’l Sec - Tencent R Bear CBBC Dec 2020 E 40,000,000 2020/05/06 2020/12/22 10.0069719 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 S 200,000,000 2020/05/06 2023/02/27 50.0069720 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 X 200,000,000 2020/05/06 2023/02/27 50.0069717 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 Q 200,000,000 2020/05/06 2023/03/30 50.00




69707 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 G 200,000,000 2020/05/06 2020/11/27 50.0069721 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 R 200,000,000 2020/05/06 2020/11/27 50.0069708 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 D 200,000,000 2020/05/06 2020/12/30 50.0060129 Morgan Stanley Asia Products - HSI R Bull CBBC Jan 2023 I 150,000,000 2020/05/06 2023/01/30 37.5069615 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 Q 150,000,000 2020/05/06 2020/09/29 37.5069671 Morgan Stanley Asia Products - HSI R Bear CBBC Oct 2020 M 150,000,000 2020/05/06 2020/10/29 37.5069667 Morgan Stanley Asia Products - HSI R Bear CBBC Dec 2020 D 150,000,000 2020/05/06 2020/12/30 37.5069619 Morgan Stanley Asia Products - Tencent R Bull CBBC Nov2020 B 40,000,000 2020/05/06 2020/11/02 10.0069621 Morgan Stanley Asia Products - Tencent R Bear CBBC Oct2020 A 40,000,000 2020/05/06 2020/10/15 10.0069753 SG Issuer - AAC Tech R Bear CBBC Nov 2020 C 100,000,000 2020/05/06 2020/11/27 25.0069837 SG Issuer - Alibaba Group R Bull CBBC Nov 2020 E 60,000,000 2020/05/06 2020/11/30 15.0069758 SG Issuer - Alibaba Group R Bear CBBC Dec 2020 W 60,000,000 2020/05/06 2020/12/30 15.0069815 SG Issuer - Bud Apac R Bull CBBC Jun 2021 A 80,000,000 2020/05/06 2021/06/30 20.0069806 SG Issuer - Bud Apac R Bear CBBC Mar 2021 A 80,000,000 2020/05/06 2021/03/30 20.0069838 SG Issuer - China Mobile R Bull CBBC Nov 2020 E 100,000,000 2020/05/06 2020/11/30 25.0069772 SG Issuer - CC Bank R Bull CBBC Aug 2021 C 100,000,000 2020/05/06 2021/08/09 25.0069821 SG Issuer - CSPC Pharma R Bull CBBC Jun 2021 A 150,000,000 2020/05/06 2021/06/30 37.5069819 SG Issuer - CSPC Pharma R Bear CBBC Apr 2021 A 150,000,000 2020/05/06 2021/04/30 37.5069840 SG Issuer - HSBC R Bull CBBC Mar 2021 J 100,000,000 2020/05/06 2021/03/30 25.0069862 SG Issuer - HSI R Bull CBBC Sep 2022 S 500,000,000 2020/05/06 2022/09/29 125.0069876 SG Issuer - HSI R Bull CBBC Apr 2023 S 250,000,000 2020/05/06 2023/04/27 62.5069878 SG Issuer - HSI R Bull CBBC May 2023 F 250,000,000 2020/05/06 2023/05/30 62.5069879 SG Issuer - HSI R Bull CBBC May 2023 G 250,000,000 2020/05/06 2023/05/30 62.5069881 SG Issuer - HSI R Bull CBBC May 2023 H 250,000,000 2020/05/06 2023/05/30 62.5069797 SG Issuer - HSI R Bear CBBC Aug 2020 G 250,000,000 2020/05/06 2020/08/28 62.5069801 SG Issuer - HSI R Bear CBBC Sep 2020 B 250,000,000 2020/05/06 2020/09/29 62.5069846 SG Issuer - HSI R Bear CBBC Oct 2020 D 250,000,000 2020/05/06 2020/10/29 62.5069848 SG Issuer - HSI R Bear CBBC Oct 2020 G 250,000,000 2020/05/06 2020/10/29 62.5069804 SG Issuer - HSI R Bear CBBC Nov 2020 X 250,000,000 2020/05/06 2020/11/27 62.5069844 SG Issuer - HSI R Bear CBBC Dec 2020 U 250,000,000 2020/05/06 2020/12/30 62.5069854 SG Issuer - HSI R Bear CBBC Dec 2020 V 250,000,000 2020/05/06 2020/12/30 62.5069827 SG Issuer - Sino Biopharm R Bull CBBC Mar 2021 A 40,000,000 2020/05/06 2021/03/30 12.2069832 SG Issuer - SHK Ppt R Bull CBBC Apr 2021 C 100,000,000 2020/05/06 2021/04/30 25.0069830 SG Issuer - SHK Ppt R Bear CBBC Dec 2020 B 100,000,000 2020/05/06 2020/12/30 25.0069831 SG Issuer - SHK Ppt R Bear CBBC Feb 2021 A 100,000,000 2020/05/06 2021/02/25 26.0069778 SG Issuer - SUNAC R Bear CBBC Dec 2020 A 80,000,000 2020/05/06 2020/12/31 20.0069841 SG Issuer - Tencent R Bull CBBC Aug 2020 N 80,000,000 2020/05/06 2020/08/28 20.0069786 SG Issuer - Tencent R Bear CBBC Jan 2021 C 80,000,000 2020/05/06 2021/01/29 20.0069787 SG Issuer - Tencent R Bear CBBC Feb 2021 M 80,000,000 2020/05/06 2021/02/26 20.0069842 SG Issuer - Tencent R Bear CBBC Mar 2021 B 80,000,000 2020/05/06 2021/03/30 20.0069900 UBS AG - Alibaba Group R Bear CBBC Dec 2020 U 80,000,000 2020/05/06 2020/12/22 20.0069903 UBS AG - Alibaba Group R Bear CBBC Jan 2021 D 400,000,000 2020/05/06 2021/01/28 100.0069937 UBS AG - Geely Auto R Bull CBBC Dec 2020 F 40,000,000 2020/05/06 2020/12/22 10.0069940 UBS AG - Geely Auto R Bull CBBC Oct 2021 A 200,000,000 2020/05/06 2021/10/29 50.0069942 UBS AG - HKEX R Bull CBBC Dec 2020 P 50,000,000 2020/05/06 2020/12/22 12.50




69944 UBS AG - HKEX R Bull CBBC Dec 2020 Q 200,000,000 2020/05/06 2020/12/23 50.0069914 UBS AG - HSI R Bull CBBC Apr 2023 E 200,000,000 2020/05/06 2023/04/27 50.0069916 UBS AG - HSI R Bull CBBC Apr 2023 F 200,000,000 2020/05/06 2023/04/27 50.0069923 UBS AG - HSI R Bull CBBC Apr 2023 G 200,000,000 2020/05/06 2023/04/27 50.0069924 UBS AG - HSI R Bull CBBC Apr 2023 H 200,000,000 2020/05/06 2023/04/27 50.0069882 UBS AG - HSI R Bear CBBC Sep 2020 Y 200,000,000 2020/05/06 2020/09/29 50.0069883 UBS AG - HSI R Bear CBBC Oct 2020 N 200,000,000 2020/05/06 2020/10/29 50.0069928 UBS AG - HSI R Bear CBBC Nov 2020 A 200,000,000 2020/05/06 2020/11/27 50.0069933 UBS AG - HSI R Bear CBBC Nov 2020 D 200,000,000 2020/05/06 2020/11/27 50.0069927 UBS AG - HSI R Bear CBBC Nov 2020 H 200,000,000 2020/05/06 2020/11/27 50.0069886 UBS AG - HSI R Bear CBBC Jan 2021 E 200,000,000 2020/05/06 2021/01/28 50.0069945 UBS AG - Link REIT R Bull CBBC Dec 2020 F 50,000,000 2020/05/06 2020/12/22 12.5069946 UBS AG - Link REIT R Bear CBBC Dec 2020 C 50,000,000 2020/05/06 2020/12/22 12.5069905 UBS AG - Meituan Dianping R Bull CBBC Dec 2020 X 50,000,000 2020/05/06 2020/12/28 12.5069936 UBS AG - Tencent R Bull CBBC Oct 2020 E 40,000,000 2020/05/06 2020/10/23 10.0069935 UBS AG - Tencent R Bear CBBC Dec 2020 J 40,000,000 2020/05/06 2020/12/30 10.0069890 UBS AG - Tencent R Bear CBBC Dec 2020 Q 40,000,000 2020/05/06 2020/12/14 10.0069893 UBS AG - Tencent R Bear CBBC Jan 2021 A 200,000,000 2020/05/06 2021/01/28 50.0069750 Bank Vontobel - Bud Apac R Bull CBBC Dec 2020 B 40,000,000 2020/05/06 2020/12/18 10.0069727 Bank Vontobel - China Life R Bull CBBC Mar 2021 C 40,000,000 2020/05/06 2021/03/12 10.0069732 Bank Vontobel - HSI R Bull CBBC Dec 2022 C 80,000,000 2020/05/06 2022/12/29 20.0069733 Bank Vontobel - HSI R Bull CBBC Dec 2022 D 80,000,000 2020/05/06 2022/12/29 20.0069734 Bank Vontobel - HSI R Bull CBBC Dec 2022 E 80,000,000 2020/05/06 2022/12/29 20.0069735 Bank Vontobel - HSI R Bear CBBC Dec 2020 E 80,000,000 2020/05/06 2020/12/30 20.0069741 Bank Vontobel - HSI R Bear CBBC Dec 2020 F 80,000,000 2020/05/06 2020/12/30 20.0069742 Bank Vontobel - Tencent R Bull CBBC Oct 2020 E 40,000,000 2020/05/06 2020/10/23 10.0062690 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Dec 2020 E 60,000,000 2020/05/07 2020/12/31 15.0062702 BOCI Asia Ltd. - Alibaba Group R Bear CBBC Dec 2020 C 60,000,000 2020/05/07 2020/12/31 15.0062722 BOCI Asia Ltd. - China Mobile R Bull CBBC Oct 2020 J 40,000,000 2020/05/07 2020/10/30 10.0062730 BOCI Asia Ltd. - China Mobile R Bear CBBC Oct 2020 B 40,000,000 2020/05/07 2020/10/30 10.0062584 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 N 150,000,000 2020/05/07 2022/12/29 37.5062526 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 V 150,000,000 2020/05/07 2022/12/29 37.5062572 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 W 150,000,000 2020/05/07 2022/12/29 37.5062662 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 X 150,000,000 2020/05/07 2022/12/29 37.5062796 BOCI Asia Ltd. - HSI R Bull CBBC Dec 2022 Y 150,000,000 2020/05/07 2022/12/29 37.5062744 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 T 150,000,000 2020/05/07 2020/10/29 37.5062736 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 X 150,000,000 2020/05/07 2020/10/29 37.5062803 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 Y 150,000,000 2020/05/07 2020/10/29 37.5062680 BOCI Asia Ltd. - Tencent R Bull CBBC Oct 2020 T 40,000,000 2020/05/07 2020/10/30 10.0061934 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 H 150,000,000 2020/05/07 2022/10/28 37.5062027 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 I 150,000,000 2020/05/07 2022/10/28 37.5062812 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 J 150,000,000 2020/05/07 2022/10/28 37.5062829 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 K 140,000,000 2020/05/07 2022/10/28 35.0062102 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 A 250,000,000 2020/05/07 2020/12/30 62.5061710 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 Q 250,000,000 2020/05/07 2020/12/30 62.50




61797 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 R 250,000,000 2020/05/07 2020/12/30 62.5062855 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 Y 240,000,000 2020/05/07 2020/12/30 60.0061255 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Nov 2020 O 50,000,000 2020/05/07 2020/11/27 12.5061280 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Dec 2020 U 50,000,000 2020/05/07 2020/12/30 12.5064377 Credit Suisse AG - AIA R Bull CBBC Sep 2020 G 70,000,000 2020/05/07 2020/09/29 17.5064497 Credit Suisse AG - HSI R Bull CBBC Jan 2023 U 200,000,000 2020/05/07 2023/01/30 50.0064475 Credit Suisse AG - HSI R Bull CBBC Feb 2023 S 200,000,000 2020/05/07 2023/02/27 50.0064510 Credit Suisse AG - HSI R Bull CBBC Feb 2023 T 200,000,000 2020/05/07 2023/02/27 50.0064556 Credit Suisse AG - HSI R Bull CBBC Feb 2023 U 200,000,000 2020/05/07 2023/02/27 50.0064211 Credit Suisse AG - HSI R Bear CBBC Sep 2020 D 200,000,000 2020/05/07 2020/09/29 50.0064265 Credit Suisse AG - HSI R Bear CBBC Sep 2020 E 200,000,000 2020/05/07 2020/09/29 50.0064293 Credit Suisse AG - HSI R Bear CBBC Nov 2020 A 200,000,000 2020/05/07 2020/11/27 50.0064283 Credit Suisse AG - HSI R Bear CBBC Nov 2020 S 200,000,000 2020/05/07 2020/11/27 50.0064398 Credit Suisse AG - Tencent R Bull CBBC Oct 2020 H 50,000,000 2020/05/07 2020/10/29 12.5065899 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 I 160,000,000 2020/05/07 2023/02/27 40.0065916 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 L 160,000,000 2020/05/07 2023/02/27 40.0065903 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 Q 160,000,000 2020/05/07 2023/04/27 40.0065909 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 R 160,000,000 2020/05/07 2023/04/27 40.0065838 Goldman Sachs SP (Asia) - HSI R Bear CBBC Aug 2020 B 160,000,000 2020/05/07 2020/08/28 40.0065981 Goldman Sachs SP (Asia) - HSI R Bear CBBC Sep 2020 U 160,000,000 2020/05/07 2020/09/29 40.0065841 Goldman Sachs SP (Asia) - HSI R Bear CBBC Oct 2020 I 160,000,000 2020/05/07 2020/10/29 40.0065932 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 G 160,000,000 2020/05/07 2020/11/27 40.0065953 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 I 160,000,000 2020/05/07 2020/11/27 40.0065957 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 P 160,000,000 2020/05/07 2020/11/27 40.0065999 Goldman Sachs SP (Asia) - Ping An R Bull CBBC Feb 2021 B 80,000,000 2020/05/07 2021/02/01 20.0065997 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 N 60,000,000 2020/05/07 2020/10/30 15.0066000 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Feb 2021 L 60,000,000 2020/05/07 2021/02/19 24.2462191 HK Bank - Alibaba Group R Bull CBBC Sep 2020 L 40,000,000 2020/05/07 2020/09/14 10.0062382 HK Bank - China Mobile R Bull CBBC Nov 2020 C 60,000,000 2020/05/07 2020/11/16 15.0062212 HK Bank - CSPC Pharma R Bull CBBC Nov 2020 B 40,000,000 2020/05/07 2020/11/02 10.0062383 HK Bank - HKEX R Bull CBBC Nov 2020 C 40,000,000 2020/05/07 2020/11/05 10.0062273 HK Bank - HSCEI R Bull CBBC Sep 2022 I 50,000,000 2020/05/07 2022/09/29 12.5062279 HK Bank - HSCEI R Bear CBBC Sep 2020 B 50,000,000 2020/05/07 2020/09/29 12.5062195 HK Bank - HSI R Bull CBBC Sep 2022 P 60,000,000 2020/05/07 2022/09/29 15.0062167 HK Bank - HSI R Bull CBBC Dec 2022 I 100,000,000 2020/05/07 2022/12/29 25.0062146 HK Bank - HSI R Bear CBBC Sep 2020 G 100,000,000 2020/05/07 2020/09/29 25.0062268 HK Bank - HSI R Bear CBBC Sep 2020 H 60,000,000 2020/05/07 2020/09/29 15.0062155 HK Bank - Tencent R Bull CBBC Sep 2020 J 40,000,000 2020/05/07 2020/09/07 10.0065610 Haitong Int’l Sec - HSI R Bull CBBC Nov 2022 X 150,000,000 2020/05/07 2022/11/29 37.5065675 Haitong Int’l Sec - HSI R Bull CBBC Dec 2022 S 300,000,000 2020/05/07 2022/12/29 75.0065605 Haitong Int’l Sec - HSI R Bull CBBC Jan 2023 Y 150,000,000 2020/05/07 2023/01/30 37.5065723 Haitong Int’l Sec - HSI R Bear CBBC Sep 2020 S 150,000,000 2020/05/07 2020/09/29 37.5065568 Haitong Int’l Sec - HSI R Bear CBBC Sep 2020 T 150,000,000 2020/05/07 2020/09/29 37.5065770 Haitong Int’l Sec - HSI R Bear CBBC Oct 2020 X 200,000,000 2020/05/07 2020/10/29 50.0065800 Haitong Int’l Sec - HSI R Bear CBBC Oct 2020 Y 300,000,000 2020/05/07 2020/10/29 75.00




65591 Haitong Int’l Sec - Tencent R Bull CBBC Sep 2020 Y 400,000,000 2020/05/07 2020/09/16 100.0062914 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 P 200,000,000 2020/05/07 2023/01/30 50.0063139 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 Y 200,000,000 2020/05/07 2023/02/27 50.0063252 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 Z 200,000,000 2020/05/07 2023/02/27 50.0063266 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 R 240,000,000 2020/05/07 2023/03/30 60.0063272 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 F 200,000,000 2020/05/07 2020/10/29 50.0063445 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 G 240,000,000 2020/05/07 2020/10/29 60.0063308 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 H 200,000,000 2020/05/07 2020/11/27 50.0063456 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 O 200,000,000 2020/05/07 2020/11/27 50.0062858 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 T 200,000,000 2020/05/07 2020/11/27 50.0063375 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 F 200,000,000 2020/05/07 2020/12/30 50.0062859 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 A 200,000,000 2020/05/07 2021/01/28 50.0062867 J P Morgan SP BV - Tencent R Bull CBBC Aug 2020 O 50,000,000 2020/05/07 2020/08/14 12.5062873 J P Morgan SP BV - Tencent R Bull CBBC Sep 2020 C 50,000,000 2020/05/07 2020/09/11 12.7564187 Morgan Stanley Asia Products - HSI R Bull CBBC Jul 2022 H 200,000,000 2020/05/07 2022/07/28 50.0064167 Morgan Stanley Asia Products - HSI R Bull CBBC Nov 2022 J 150,000,000 2020/05/07 2022/11/29 37.5064206 Morgan Stanley Asia Products - HSI R Bull CBBC Feb 2023 D 150,000,000 2020/05/07 2023/02/27 37.5061932 Morgan Stanley Asia Products - HSI R Bear CBBC Oct 2020 N 150,000,000 2020/05/07 2020/10/29 37.5062484 Morgan Stanley Asia Products - HSI R Bear CBBC Oct 2020 O 150,000,000 2020/05/07 2020/10/29 37.5064837 SG Issuer - AIA R Bear CBBC Dec 2020 B 60,000,000 2020/05/07 2020/12/30 15.0065399 SG Issuer - Alibaba Group R Bull CBBC Dec 2020 L 150,000,000 2020/05/07 2020/12/30 37.5065040 SG Issuer - HKEX R Bull CBBC Sep 2020 G 50,000,000 2020/05/07 2020/09/30 12.5065427 SG Issuer - HKEX R Bull CBBC Sep 2020 H 50,000,000 2020/05/07 2020/09/29 12.5065058 SG Issuer - HKEX R Bear CBBC Dec 2020 D 200,000,000 2020/05/07 2020/12/31 50.0065257 SG Issuer - HSI R Bull CBBC Feb 2023 R 250,000,000 2020/05/07 2023/02/27 62.5065269 SG Issuer - HSI R Bull CBBC Apr 2023 T 250,000,000 2020/05/07 2023/04/27 62.5065278 SG Issuer - HSI R Bull CBBC Apr 2023 U 500,000,000 2020/05/07 2023/04/27 125.0065298 SG Issuer - HSI R Bull CBBC May 2023 I 250,000,000 2020/05/07 2023/05/30 62.5065331 SG Issuer - HSI R Bull CBBC May 2023 J 250,000,000 2020/05/07 2023/05/30 62.5064902 SG Issuer - HSI R Bear CBBC Aug 2020 O 250,000,000 2020/05/07 2020/08/28 62.5064965 SG Issuer - HSI R Bear CBBC Sep 2020 G 250,000,000 2020/05/07 2020/09/29 62.5065204 SG Issuer - HSI R Bear CBBC Nov 2020 Z 250,000,000 2020/05/07 2020/11/27 62.5065209 SG Issuer - HSI R Bear CBBC Dec 2020 N 250,000,000 2020/05/07 2020/12/30 62.5065222 SG Issuer - HSI R Bear CBBC Dec 2020 O 250,000,000 2020/05/07 2020/12/30 62.5065036 SG Issuer - HSI R Bear CBBC Jan 2021 N 500,000,000 2020/05/07 2021/01/28 125.0065246 SG Issuer - HSI R Bear CBBC Jan 2021 O 250,000,000 2020/05/07 2021/01/28 62.5065254 SG Issuer - HSI R Bear CBBC Jan 2021 P 250,000,000 2020/05/07 2021/01/28 62.5065059 SG Issuer - Meituan Dianping R Bull CBBC Sep 2020 E 100,000,000 2020/05/07 2020/09/30 25.0065062 SG Issuer - Ping An R Bull CBBC Jan 2021 G 100,000,000 2020/05/07 2021/01/28 25.0065454 SG Issuer - Tencent R Bull CBBC Sep 2020 E 80,000,000 2020/05/07 2020/09/30 20.0065490 SG Issuer - Tencent R Bull CBBC Dec 2020 P 200,000,000 2020/05/07 2020/12/30 50.0065093 SG Issuer - Tencent R Bear CBBC Dec 2020 D 80,000,000 2020/05/07 2020/12/30 20.0065113 SG Issuer - Tencent R Bear CBBC Jan 2021 D 80,000,000 2020/05/07 2021/01/29 20.0064885 SG Issuer - Tencent R Bear CBBC Feb 2021 N 80,000,000 2020/05/07 2021/02/26 20.0065117 SG Issuer - Tencent R Bear CBBC Feb 2021 O 80,000,000 2020/05/07 2021/02/26 31.20




65170 SG Issuer - Tencent R Bear CBBC Apr 2021 A 80,000,000 2020/05/07 2021/04/30 56.8065171 SG Issuer - Tencent R Bear CBBC Apr 2021 B 200,000,000 2020/05/07 2021/04/30 50.0061709 UBS AG - Alibaba Group R Bull CBBC Feb 2021 F 80,000,000 2020/05/07 2021/02/24 20.0061282 UBS AG - Bud Apac R Bull CBBC Mar 2021 A 100,000,000 2020/05/07 2021/03/31 25.0061296 UBS AG - Bud Apac R Bull CBBC Jun 2021 A 100,000,000 2020/05/07 2021/06/30 25.0061298 UBS AG - Bud Apac R Bear CBBC Mar 2021 A 100,000,000 2020/05/07 2021/03/31 25.0061304 UBS AG - Bud Apac R Bear CBBC Jun 2021 A 100,000,000 2020/05/07 2021/06/30 25.0061604 UBS AG - China Life R Bull CBBC Jun 2021 B 100,000,000 2020/05/07 2021/06/30 25.0061432 UBS AG - China Res Land R Bull CBBC Mar 2021 A 100,000,000 2020/05/07 2021/03/31 25.0061588 UBS AG - China Res Land R Bull CBBC Jun 2021 A 100,000,000 2020/05/07 2021/06/30 25.0061597 UBS AG - China Res Land R Bear CBBC Jun 2021 A 100,000,000 2020/05/07 2021/06/30 25.0063809 UBS AG - HSI R Bull CBBC Sep 2022 R 200,000,000 2020/05/07 2022/09/29 50.0063833 UBS AG - HSI R Bull CBBC Sep 2022 X 200,000,000 2020/05/07 2022/09/29 50.0064014 UBS AG - HSI R Bull CBBC Sep 2022 Y 200,000,000 2020/05/07 2022/09/29 50.0063829 UBS AG - HSI R Bull CBBC Oct 2022 F 200,000,000 2020/05/07 2022/10/28 50.0064013 UBS AG - HSI R Bull CBBC Oct 2022 P 200,000,000 2020/05/07 2022/10/28 50.0061682 UBS AG - HSI R Bear CBBC Sep 2020 N 200,000,000 2020/05/07 2020/09/29 50.0061692 UBS AG - HSI R Bear CBBC Sep 2020 X 200,000,000 2020/05/07 2020/09/29 50.0063739 UBS AG - HSI R Bear CBBC Oct 2020 P 200,000,000 2020/05/07 2020/10/29 50.0064164 UBS AG - HSI R Bear CBBC Dec 2020 Q 300,000,000 2020/05/07 2020/12/30 75.0063667 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 M 50,000,000 2020/05/07 2020/12/04 12.5063782 UBS AG - Tencent R Bull CBBC Jan 2021 G 40,000,000 2020/05/07 2021/01/18 10.0064713 Bank Vontobel - Bud Apac R Bull CBBC Dec 2020 C 40,000,000 2020/05/07 2020/12/11 10.0064735 Bank Vontobel - China Res Land R Bull CBBC Dec 2020 C 40,000,000 2020/05/07 2020/12/18 10.0064736 Bank Vontobel - China Res Land R Bull CBBC Dec 2020 D 40,000,000 2020/05/07 2020/12/18 10.0064627 Bank Vontobel - CSPC Pharma R Bull CBBC Dec 2020 D 20,000,000 2020/05/07 2020/12/04 12.2064591 Bank Vontobel - CSPC Pharma R Bear CBBC Dec 2020 C 40,000,000 2020/05/07 2020/12/04 10.0064737 Bank Vontobel - Meituan Dianping R Bear CBBC Dec 2020 S 60,000,000 2020/05/07 2020/12/04 15.0064652 Bank Vontobel - SHK Ppt R Bull CBBC Dec 2020 F 40,000,000 2020/05/07 2020/12/18 10.0064702 Bank Vontobel - SHK Ppt R Bull CBBC Dec 2020 G 40,000,000 2020/05/07 2020/12/04 13.2064648 Bank Vontobel - SHK Ppt R Bear CBBC Dec 2020 E 40,000,000 2020/05/07 2020/12/11 10.0064834 Bank Vontobel - Tencent R Bull CBBC Nov 2020 R 40,000,000 2020/05/07 2020/11/13 10.0066219 BOCI Asia Ltd. - Bud Apac R Bull CBBC Dec 2020 A 40,000,000 2020/05/08 2020/12/30 10.0066187 BOCI Asia Ltd. - CSPC Pharma R Bull CBBC Dec 2020 A 40,000,000 2020/05/08 2020/12/31 14.0066200 BOCI Asia Ltd. - CSPC Pharma R Bull CBBC Dec 2020 B 40,000,000 2020/05/08 2020/12/31 10.0066159 BOCI Asia Ltd. - HSCEI R Bull CBBC Sep 2021 M 150,000,000 2020/05/08 2021/09/29 37.5066160 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 A 150,000,000 2020/05/08 2023/01/30 37.5066180 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 B 150,000,000 2020/05/08 2023/01/30 37.5066271 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 A 150,000,000 2020/05/08 2020/10/29 37.5066231 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 Z 150,000,000 2020/05/08 2020/10/29 37.5066183 BOCI Asia Ltd. - Sino Biopharm R Bull CBBC Dec 2020 A 40,000,000 2020/05/08 2020/12/31 12.4066185 BOCI Asia Ltd. - Sino Biopharm R Bull CBBC Dec 2020 B 40,000,000 2020/05/08 2020/12/31 10.0066215 BOCI Asia Ltd. - SHK Ppt R Bull CBBC Dec 2020 B 40,000,000 2020/05/08 2020/12/31 10.0067118 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 L 150,000,000 2020/05/08 2022/10/28 37.5067089 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 B 250,000,000 2020/05/08 2020/12/30 62.50




67117 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 U 250,000,000 2020/05/08 2020/12/30 62.5067130 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 V 240,000,000 2020/05/08 2020/12/30 60.0067088 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 Z 250,000,000 2020/05/08 2020/12/30 62.5066769 Credit Suisse AG - CM Bank R Bull CBBC Dec 2020 B 80,000,000 2020/05/08 2020/12/30 20.0066766 Credit Suisse AG - CSPC Pharma R Bull CBBC Jan 2021 B 100,000,000 2020/05/08 2021/01/28 25.0066746 Credit Suisse AG - Geely Auto R Bull CBBC Sep 2020 E 40,000,000 2020/05/08 2020/09/29 10.0066764 Credit Suisse AG - HKEX R Bull CBBC Oct 2020 B 50,000,000 2020/05/08 2020/10/29 12.5066703 Credit Suisse AG - HSI R Bull CBBC Oct 2022 D 200,000,000 2020/05/08 2022/10/28 50.0066723 Credit Suisse AG - HSI R Bull CBBC Oct 2022 Y 200,000,000 2020/05/08 2022/10/28 50.0066697 Credit Suisse AG - HSI R Bull CBBC Nov 2022 X 200,000,000 2020/05/08 2022/11/29 50.0066693 Credit Suisse AG - HSI R Bull CBBC Feb 2023 V 200,000,000 2020/05/08 2023/02/27 50.0066781 Credit Suisse AG - HSI R Bull CBBC Feb 2023 W 200,000,000 2020/05/08 2023/02/27 50.0066537 Credit Suisse AG - HSI R Bear CBBC Oct 2020 P 200,000,000 2020/05/08 2020/10/29 50.0066556 Credit Suisse AG - HSI R Bear CBBC Oct 2020 Q 200,000,000 2020/05/08 2020/10/29 50.0066541 Credit Suisse AG - HSI R Bear CBBC Nov 2020 K 200,000,000 2020/05/08 2020/11/27 50.0066620 Credit Suisse AG - HSI R Bear CBBC Nov 2020 N 200,000,000 2020/05/08 2020/11/27 50.0066575 Credit Suisse AG - Link REIT R Bull CBBC Dec 2020 F 50,000,000 2020/05/08 2020/12/30 12.5066582 Credit Suisse AG - Link REIT R Bear CBBC Sep 2020 A 50,000,000 2020/05/08 2020/09/29 12.5066780 Credit Suisse AG - Ping An R Bull CBBC Oct 2020 E 80,000,000 2020/05/08 2020/10/29 20.0066619 Credit Suisse AG - Sino Biopharm R Bull CBBC Dec 2020 C 50,000,000 2020/05/08 2020/12/30 12.5066598 Credit Suisse AG - SHK Ppt R Bull CBBC Dec 2020 A 50,000,000 2020/05/08 2020/12/30 12.5066599 Credit Suisse AG - SHK Ppt R Bear CBBC Oct 2020 A 50,000,000 2020/05/08 2020/10/29 12.5067364 Goldman Sachs SP (Asia) - HKEX R Bull CBBC Jun 2021 A 80,000,000 2020/05/08 2021/06/30 20.0067358 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 A 160,000,000 2020/05/08 2023/05/30 40.0067398 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 B 160,000,000 2020/05/08 2023/05/30 40.0067415 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 C 160,000,000 2020/05/08 2023/05/30 40.0067418 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 D 160,000,000 2020/05/08 2023/05/30 40.0067346 Goldman Sachs SP (Asia) - HSI R Bear CBBC Aug 2020 E 160,000,000 2020/05/08 2020/08/28 40.0067368 Goldman Sachs SP (Asia) - HSI R Bear CBBC Aug 2020 G 160,000,000 2020/05/08 2020/08/28 40.0067369 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 C 160,000,000 2020/05/08 2020/12/30 40.0067370 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 D 160,000,000 2020/05/08 2020/12/30 40.0067378 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 T 160,000,000 2020/05/08 2020/12/30 40.0067360 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Dec 2020 D 60,000,000 2020/05/08 2020/12/30 15.0067359 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 O 60,000,000 2020/05/08 2020/10/30 15.0066124 HK Bank - Bud Apac R Bull CBBC Jan 2021 A 40,000,000 2020/05/08 2021/01/25 10.0066107 HK Bank - CC Bank R Bull CBBC Oct 2020 B 60,000,000 2020/05/08 2020/10/19 15.0066129 HK Bank - China Res Land R Bull CBBC Jan 2021 A 60,000,000 2020/05/08 2021/01/25 15.0066128 HK Bank - Geely Auto R Bull CBBC Nov 2020 A 40,000,000 2020/05/08 2020/11/19 10.0066066 HK Bank - HSI R Bull CBBC Sep 2022 U 60,000,000 2020/05/08 2022/09/29 15.0066069 HK Bank - HSI R Bull CBBC Dec 2022 J 100,000,000 2020/05/08 2022/12/29 25.0066009 HK Bank - HSI R Bear CBBC Sep 2020 I 100,000,000 2020/05/08 2020/09/29 25.0066100 HK Bank - Meituan Dianping R Bear CBBC Oct 2020 C 40,000,000 2020/05/08 2020/10/12 10.0066051 HK Bank - SHK Ppt R Bull CBBC Dec 2020 A 40,000,000 2020/05/08 2020/12/21 10.0066068 HK Bank - SHK Ppt R Bull CBBC Jan 2021 A 40,000,000 2020/05/08 2021/01/25 10.0066019 HK Bank - SHK Ppt R Bear CBBC Sep 2020 A 40,000,000 2020/05/08 2020/09/28 10.00




66038 HK Bank - SUNAC R Bull CBBC Oct 2020 C 40,000,000 2020/05/08 2020/10/15 10.0067077 Haitong Int’l Sec - HKEX R Bull CBBC Oct 2020 A 40,000,000 2020/05/08 2020/10/19 10.0067079 Haitong Int’l Sec - HSI R Bull CBBC Apr 2023 B 150,000,000 2020/05/08 2023/04/27 37.5067084 Haitong Int’l Sec - HSI R Bull CBBC Apr 2023 C 200,000,000 2020/05/08 2023/04/27 50.0067086 Haitong Int’l Sec - HSI R Bull CBBC Apr 2023 D 150,000,000 2020/05/08 2023/04/27 37.5067056 Haitong Int’l Sec - HSI R Bear CBBC Oct 2020 Z 150,000,000 2020/05/08 2020/10/29 37.5067078 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 Q 200,000,000 2020/05/08 2020/12/30 50.0067062 Haitong Int’l Sec - Tencent R Bear CBBC Dec 2020 F 40,000,000 2020/05/08 2020/12/22 10.0067002 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 S 200,000,000 2020/05/08 2023/03/30 50.0067027 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 T 200,000,000 2020/05/08 2023/03/30 50.0067028 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 U 200,000,000 2020/05/08 2023/03/30 50.0067045 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 V 200,000,000 2020/05/08 2023/03/30 50.0067042 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 I 200,000,000 2020/05/08 2020/10/29 50.0067043 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 J 240,000,000 2020/05/08 2020/10/29 60.0066866 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 Q 200,000,000 2020/05/08 2020/11/27 50.0066971 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 P 200,000,000 2020/05/08 2020/12/30 50.0066994 J P Morgan SP BV - Tencent R Bull CBBC Aug 2020 P 50,000,000 2020/05/08 2020/08/14 12.5066796 Morgan Stanley Asia Products - HSI R Bull CBBC Jan 2023 J 150,000,000 2020/05/08 2023/01/30 37.5067133 SG Issuer - AIA R Bear CBBC Dec 2020 C 60,000,000 2020/05/08 2020/12/30 15.0067156 SG Issuer - Alibaba Group R Bull CBBC Nov 2020 F 60,000,000 2020/05/08 2020/11/30 15.0067222 SG Issuer - China Life R Bull CBBC Jul 2021 D 150,000,000 2020/05/08 2021/07/30 37.5067158 SG Issuer - China Life R Bear CBBC Jan 2021 A 150,000,000 2020/05/08 2021/01/28 37.5067223 SG Issuer - China Res Land R Bull CBBC Apr 2021 A 80,000,000 2020/05/08 2021/04/30 20.0067165 SG Issuer - China Res Land R Bear CBBC Jan 2021 A 80,000,000 2020/05/08 2021/01/28 20.0067232 SG Issuer - China Res Land R Bear CBBC Apr 2021 A 80,000,000 2020/05/08 2021/04/30 20.0067235 SG Issuer - Galaxy Ent R Bear CBBC Dec 2020 G 100,000,000 2020/05/08 2020/12/30 25.0067172 SG Issuer - HKEX R Bear CBBC Dec 2020 E 50,000,000 2020/05/08 2020/12/29 12.5067296 SG Issuer - HSI R Bull CBBC Oct 2022 L 250,000,000 2020/05/08 2022/10/28 62.5067298 SG Issuer - HSI R Bull CBBC Oct 2022 R 250,000,000 2020/05/08 2022/10/28 62.5067299 SG Issuer - HSI R Bull CBBC Apr 2023 V 250,000,000 2020/05/08 2023/04/27 62.5067320 SG Issuer - HSI R Bull CBBC May 2023 K 250,000,000 2020/05/08 2023/05/30 62.5067340 SG Issuer - HSI R Bull CBBC May 2023 L 250,000,000 2020/05/08 2023/05/30 62.5067211 SG Issuer - HSI R Bear CBBC Aug 2020 H 250,000,000 2020/05/08 2020/08/28 62.5067283 SG Issuer - HSI R Bear CBBC Oct 2020 B 250,000,000 2020/05/08 2020/10/29 62.5067250 SG Issuer - HSI R Bear CBBC Oct 2020 H 250,000,000 2020/05/08 2020/10/29 62.5067289 SG Issuer - HSI R Bear CBBC Dec 2020 I 250,000,000 2020/05/08 2020/12/30 62.5067288 SG Issuer - HSI R Bear CBBC Dec 2020 P 250,000,000 2020/05/08 2020/12/30 62.5067292 SG Issuer - HSI R Bear CBBC Jan 2021 Q 500,000,000 2020/05/08 2021/01/28 125.0067236 SG Issuer - Meituan Dianping R Bull CBBC Dec 2020 T 100,000,000 2020/05/08 2020/12/30 25.0067174 SG Issuer - Meituan Dianping R Bear CBBC Nov 2020 C 100,000,000 2020/05/08 2020/11/27 25.0067175 SG Issuer - Ping An R Bear CBBC Nov 2020 D 100,000,000 2020/05/08 2020/11/27 25.0067203 SG Issuer - SHK Ppt R Bull CBBC Apr 2021 D 100,000,000 2020/05/08 2021/04/29 25.0067206 SG Issuer - Tencent R Bull CBBC Nov 2020 F 80,000,000 2020/05/08 2020/11/30 20.0066352 UBS AG - CSPC Pharma R Bull CBBC Jun 2021 A 100,000,000 2020/05/08 2021/06/30 25.0066351 UBS AG - CSPC Pharma R Bull CBBC Sep 2021 A 100,000,000 2020/05/08 2021/09/30 25.00




66355 UBS AG - CSPC Pharma R Bull CBBC Dec 2021 B 100,000,000 2020/05/08 2021/12/31 25.0066389 UBS AG - CSPC Pharma R Bear CBBC Jun 2021 A 100,000,000 2020/05/08 2021/06/30 25.0066387 UBS AG - CSPC Pharma R Bear CBBC Sep 2021 A 100,000,000 2020/05/08 2021/09/30 25.0066491 UBS AG - HKEX R Bull CBBC Jan 2021 B 50,000,000 2020/05/08 2021/01/19 12.5066513 UBS AG - HKEX R Bear CBBC Jan 2021 A 200,000,000 2020/05/08 2021/01/19 50.0066309 UBS AG - HSBC R Bear CBBC Dec 2020 E 100,000,000 2020/05/08 2020/12/08 25.0066286 UBS AG - HSI R Bull CBBC Sep 2022 Z 200,000,000 2020/05/08 2022/09/29 50.0066448 UBS AG - HSI R Bull CBBC Oct 2022 Q 200,000,000 2020/05/08 2022/10/28 50.0066449 UBS AG - HSI R Bull CBBC Oct 2022 W 200,000,000 2020/05/08 2022/10/28 50.0066273 UBS AG - HSI R Bear CBBC Sep 2020 Q 200,000,000 2020/05/08 2020/09/29 50.0066460 UBS AG - HSI R Bear CBBC Jan 2021 C 200,000,000 2020/05/08 2021/01/28 50.0066465 UBS AG - HSI R Bear CBBC Jan 2021 F 200,000,000 2020/05/08 2021/01/28 50.0066469 UBS AG - HSI R Bear CBBC Jan 2021 G 200,000,000 2020/05/08 2021/01/28 50.0066475 UBS AG - Meituan Dianping R Bull CBBC Dec 2020 Y 50,000,000 2020/05/08 2020/12/17 12.5066470 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 N 50,000,000 2020/05/08 2020/12/30 12.5066473 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 O 50,000,000 2020/05/08 2020/12/31 12.5066521 UBS AG - Ping An R Bull CBBC Jan 2021 A 100,000,000 2020/05/08 2021/01/19 25.0066288 UBS AG - Ping An R Bear CBBC Dec 2020 F 100,000,000 2020/05/08 2020/12/14 25.0066297 UBS AG - Ping An R Bear CBBC Dec 2020 G 100,000,000 2020/05/08 2020/12/30 25.0066390 UBS AG - Sino Biopharm R Bull CBBC Jun 2021 A 40,000,000 2020/05/08 2021/06/30 10.0066394 UBS AG - Sino Biopharm R Bull CBBC Sep 2021 A 40,000,000 2020/05/08 2021/09/30 10.0066395 UBS AG - Sino Biopharm R Bear CBBC Jun 2021 A 40,000,000 2020/05/08 2021/06/30 10.0066439 UBS AG - Sino Biopharm R Bear CBBC Sep 2021 A 150,000,000 2020/05/08 2021/09/30 37.5066348 UBS AG - SHK Ppt R Bull CBBC Jun 2021 A 40,000,000 2020/05/08 2021/06/30 10.0066347 UBS AG - SHK Ppt R Bull CBBC Dec 2021 A 150,000,000 2020/05/08 2021/12/31 37.5066335 UBS AG - SHK Ppt R Bear CBBC Jun 2021 A 150,000,000 2020/05/08 2021/06/30 37.5066452 UBS AG - Sunny Optical R Bear CBBC Dec 2020 D 30,000,000 2020/05/08 2020/12/31 10.2066479 UBS AG - Tencent R Bull CBBC Jan 2021 H 200,000,000 2020/05/08 2021/01/19 50.0066303 UBS AG - Tencent R Bear CBBC Dec 2020 R 200,000,000 2020/05/08 2020/12/09 50.0066797 Bank Vontobel - China Res Land R Bear CBBC Dec 2020 A 40,000,000 2020/05/08 2020/12/18 12.0066814 Bank Vontobel - China Res Land R Bear CBBC Dec 2020 B 40,000,000 2020/05/08 2020/12/04 10.0066834 Bank Vontobel - HKEX R Bull CBBC Dec 2020 H 40,000,000 2020/05/08 2020/12/18 10.0066853 Bank Vontobel - HSI R Bull CBBC Dec 2022 F 80,000,000 2020/05/08 2022/12/29 20.0066857 Bank Vontobel - HSI R Bull CBBC Dec 2022 G 80,000,000 2020/05/08 2022/12/29 20.0066852 Bank Vontobel - HSI R Bear CBBC Dec 2020 G 80,000,000 2020/05/08 2020/12/30 20.0066848 Bank Vontobel - Meituan Dianping R Bull CBBC Dec 2020 U 60,000,000 2020/05/08 2020/12/11 15.0066858 Bank Vontobel - Sino Biopharm R Bull CBBC Jan 2021 A 30,000,000 2020/05/08 2021/01/22 11.7066816 Bank Vontobel - Tencent R Bull CBBC Oct 2020 F 40,000,000 2020/05/08 2020/10/23 10.0067612 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Dec 2020 F 60,000,000 2020/05/11 2020/12/31 15.0067616 BOCI Asia Ltd. - Alibaba Group R Bear CBBC Dec 2020 D 60,000,000 2020/05/11 2020/12/31 15.0067590 BOCI Asia Ltd. - CSOP A50 ETF R Bull CBBC Dec 2020 B 40,000,000 2020/05/11 2020/12/31 10.0067602 BOCI Asia Ltd. - CSOP A50 ETF R Bull CBBC Dec 2020 C 40,000,000 2020/05/11 2020/12/31 10.0067629 BOCI Asia Ltd. - HSBC R Bear CBBC Dec 2020 A 70,000,000 2020/05/11 2020/12/31 17.5067440 BOCI Asia Ltd. - HSCEI R Bull CBBC Sep 2021 N 150,000,000 2020/05/11 2021/09/29 37.5067419 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 C 150,000,000 2020/05/11 2023/01/30 37.50




67423 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 D 150,000,000 2020/05/11 2023/01/30 37.5067426 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 E 150,000,000 2020/05/11 2023/01/30 37.5067431 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 F 150,000,000 2020/05/11 2023/01/30 37.5067439 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 G 150,000,000 2020/05/11 2023/01/30 37.5067549 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 B 150,000,000 2020/05/11 2020/10/29 37.5067551 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 D 150,000,000 2020/05/11 2020/10/29 37.5067570 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 E 150,000,000 2020/05/11 2020/10/29 37.5067571 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 G 150,000,000 2020/05/11 2020/10/29 37.5067626 BOCI Asia Ltd. - Ping An R Bear CBBC Sep 2020 H 100,000,000 2020/05/11 2020/09/29 25.0067604 BOCI Asia Ltd. - Sands China R Bull CBBC Dec 2020 B 80,000,000 2020/05/11 2020/12/30 20.0067611 BOCI Asia Ltd. - Sands China R Bull CBBC Dec 2020 C 80,000,000 2020/05/11 2020/12/30 20.0067631 BOCI Asia Ltd. - Xiaomi R Bear CBBC Dec 2020 A 40,000,000 2020/05/11 2020/12/31 10.0067453 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 M 250,000,000 2020/05/11 2022/10/28 62.5067462 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 N 250,000,000 2020/05/11 2022/10/28 62.5067702 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 O 140,000,000 2020/05/11 2022/10/28 35.0067706 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 C 250,000,000 2020/05/11 2020/12/30 62.5067713 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 D 240,000,000 2020/05/11 2020/12/30 60.0067704 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 X 250,000,000 2020/05/11 2020/12/30 62.5068088 Credit Suisse AG - Alibaba Group R Bear CBBC Oct 2020 B 50,000,000 2020/05/11 2020/10/29 12.5068080 Credit Suisse AG - CSOP A50 ETF R Bull CBBC Jan 2021 B 50,000,000 2020/05/11 2021/01/28 12.5068105 Credit Suisse AG - HSI R Bull CBBC Jan 2023 A 200,000,000 2020/05/11 2023/01/30 50.0068059 Credit Suisse AG - HSI R Bull CBBC Jan 2023 V 200,000,000 2020/05/11 2023/01/30 50.0068071 Credit Suisse AG - HSI R Bull CBBC Jan 2023 W 200,000,000 2020/05/11 2023/01/30 50.0068072 Credit Suisse AG - HSI R Bull CBBC Jan 2023 X 200,000,000 2020/05/11 2023/01/30 50.0068076 Credit Suisse AG - HSI R Bull CBBC Jan 2023 Y 200,000,000 2020/05/11 2023/01/30 50.0068097 Credit Suisse AG - HSI R Bull CBBC Jan 2023 Z 200,000,000 2020/05/11 2023/01/30 50.0068062 Credit Suisse AG - HSI R Bull CBBC Feb 2023 X 200,000,000 2020/05/11 2023/02/27 50.0068069 Credit Suisse AG - HSI R Bull CBBC Feb 2023 Y 200,000,000 2020/05/11 2023/02/27 50.0068123 Credit Suisse AG - HSI R Bear CBBC Oct 2020 S 200,000,000 2020/05/11 2020/10/29 50.0068125 Credit Suisse AG - HSI R Bear CBBC Oct 2020 T 200,000,000 2020/05/11 2020/10/29 50.0068144 Credit Suisse AG - HSI R Bear CBBC Nov 2020 B 200,000,000 2020/05/11 2020/11/27 50.0068145 Credit Suisse AG - HSI R Bear CBBC Nov 2020 U 200,000,000 2020/05/11 2020/11/27 50.0068124 Credit Suisse AG - HSI R Bear CBBC Dec 2020 T 300,000,000 2020/05/11 2020/12/30 75.0068141 Credit Suisse AG - HSI R Bear CBBC Dec 2020 U 300,000,000 2020/05/11 2020/12/30 75.0068081 Credit Suisse AG - Sands China R Bull CBBC Feb 2021 A 60,000,000 2020/05/11 2021/02/25 15.0068084 Credit Suisse AG - Tencent R Bull CBBC Oct 2020 I 50,000,000 2020/05/11 2020/10/29 12.5068086 Credit Suisse AG - Tencent R Bear CBBC Oct 2020 C 50,000,000 2020/05/11 2020/10/29 12.5068357 Goldman Sachs SP (Asia) - Alibaba R Bear CBBC Feb 2021 B 60,000,000 2020/05/11 2021/02/01 15.0068313 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 E 160,000,000 2020/05/11 2023/05/30 40.0068314 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 F 160,000,000 2020/05/11 2023/05/30 40.0068315 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 G 160,000,000 2020/05/11 2023/05/30 40.0068324 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 H 160,000,000 2020/05/11 2023/05/30 40.0068344 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 I 160,000,000 2020/05/11 2023/05/30 40.0068348 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 J 160,000,000 2020/05/11 2023/05/30 40.0068400 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 K 160,000,000 2020/05/11 2023/05/30 40.00




68401 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 L 160,000,000 2020/05/11 2023/05/30 40.0068402 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 M 160,000,000 2020/05/11 2023/05/30 40.0068404 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 N 160,000,000 2020/05/11 2023/05/30 40.0068345 Goldman Sachs SP (Asia) - HSI R Bear CBBC Aug 2020 H 160,000,000 2020/05/11 2020/08/28 40.0068372 Goldman Sachs SP (Asia) - HSI R Bear CBBC Aug 2020 I 160,000,000 2020/05/11 2020/08/28 40.0068397 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 Q 160,000,000 2020/05/11 2020/12/30 40.0068390 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 X 160,000,000 2020/05/11 2020/12/30 40.0068396 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 Z 160,000,000 2020/05/11 2020/12/30 40.0068350 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 P 60,000,000 2020/05/11 2020/10/30 15.0068360 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 Q 60,000,000 2020/05/11 2020/10/30 15.0068366 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Jun 2021 A 80,000,000 2020/05/11 2021/06/01 20.0067444 HK Bank - Alibaba Group R Bull CBBC Oct 2020 E 40,000,000 2020/05/11 2020/10/05 10.0067501 HK Bank - Alibaba Group R Bear CBBC Oct 2020 A 40,000,000 2020/05/11 2020/10/05 10.0067441 HK Bank - ANTA Sports R Bull CBBC Nov 2020 A 40,000,000 2020/05/11 2020/11/02 10.0067463 HK Bank - CSOP A50 ETF R Bull CBBC Jan 2021 A 40,000,000 2020/05/11 2021/01/11 10.0067470 HK Bank - CSOP A50 ETF R Bull CBBC Jan 2021 B 40,000,000 2020/05/11 2021/01/25 10.0067452 HK Bank - HSI R Bull CBBC Sep 2022 S 100,000,000 2020/05/11 2022/09/29 25.0067474 HK Bank - HSI R Bear CBBC Sep 2020 J 60,000,000 2020/05/11 2020/09/29 15.0067485 HK Bank - HSI R Bear CBBC Sep 2020 K 80,000,000 2020/05/11 2020/09/29 20.0067490 HK Bank - HSI R Bear CBBC Sep 2020 M 60,000,000 2020/05/11 2020/09/29 15.0067534 HK Bank - Sands China R Bull CBBC Sep 2020 A 40,000,000 2020/05/11 2020/09/28 10.0067539 HK Bank - Sands China R Bull CBBC Nov 2020 A 40,000,000 2020/05/11 2020/11/02 10.0067548 HK Bank - Sands China R Bear CBBC Sep 2020 A 40,000,000 2020/05/11 2020/09/14 10.0067533 HK Bank - SMIC R Bull CBBC Oct 2020 A 40,000,000 2020/05/11 2020/10/12 10.0067450 HK Bank - Tencent R Bull CBBC Oct 2020 G 40,000,000 2020/05/11 2020/10/19 10.0067504 HK Bank - Tencent R Bear CBBC Sep 2020 E 40,000,000 2020/05/11 2020/09/14 10.0067531 HK Bank - ZTE R Bull CBBC Nov 2020 A 40,000,000 2020/05/11 2020/11/09 10.0068008 Haitong Int’l Sec - Alibaba Group R Bull CBBC Oct 2020 H 40,000,000 2020/05/11 2020/10/23 10.0068045 Haitong Int’l Sec - Alibaba Group R Bear CBBC Oct 2020 E 40,000,000 2020/05/11 2020/10/23 10.0068057 Haitong Int’l Sec - HSI R Bull CBBC Oct 2022 F 200,000,000 2020/05/11 2022/10/28 50.0068003 Haitong Int’l Sec - HSI R Bull CBBC Oct 2022 V 150,000,000 2020/05/11 2022/10/28 37.5068005 Haitong Int’l Sec - HSI R Bull CBBC Oct 2022 W 200,000,000 2020/05/11 2022/10/28 50.0068055 Haitong Int’l Sec - HSI R Bull CBBC Nov 2022 A 200,000,000 2020/05/11 2022/11/29 50.0068047 Haitong Int’l Sec - HSI R Bear CBBC Sep 2020 U 150,000,000 2020/05/11 2020/09/29 37.5068049 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 X 200,000,000 2020/05/11 2020/11/27 50.0068052 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 Y 150,000,000 2020/05/11 2020/11/27 37.5068007 Haitong Int’l Sec - Tencent R Bull CBBC Oct 2020 Q 40,000,000 2020/05/11 2020/10/23 10.0068014 Haitong Int’l Sec - Tencent R Bull CBBC Oct 2020 R 40,000,000 2020/05/11 2020/10/16 10.0068015 Haitong Int’l Sec - Tencent R Bear CBBC Oct 2020 M 40,000,000 2020/05/11 2020/10/23 10.0068041 Haitong Int’l Sec - Tencent R Bear CBBC Oct 2020 N 40,000,000 2020/05/11 2020/10/16 10.0067926 J P Morgan SP BV - Alibaba Group R Bear CBBC Sep 2020 A 80,000,000 2020/05/11 2020/09/11 20.0067861 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 T 200,000,000 2020/05/11 2023/01/30 50.0067896 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 X 200,000,000 2020/05/11 2023/01/30 50.0067964 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 Z 200,000,000 2020/05/11 2023/01/30 50.0067904 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 L 200,000,000 2020/05/11 2023/02/27 50.00




67868 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 P 200,000,000 2020/05/11 2023/02/27 50.0067965 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 U 240,000,000 2020/05/11 2023/02/27 60.0067879 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 W 200,000,000 2020/05/11 2023/03/30 50.0067911 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 X 240,000,000 2020/05/11 2023/03/30 60.0067970 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 Y 200,000,000 2020/05/11 2023/03/30 50.0067973 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 L 200,000,000 2020/05/11 2020/10/29 50.0067989 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 S 200,000,000 2020/05/11 2020/11/27 50.0068000 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 V 200,000,000 2020/05/11 2020/11/27 50.0067988 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 B 200,000,000 2020/05/11 2020/12/30 50.0067913 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 W 200,000,000 2020/05/11 2020/12/30 50.0067917 J P Morgan SP BV - Tencent R Bear CBBC Sep 2020 B 50,000,000 2020/05/11 2020/09/11 12.5067948 J P Morgan SP BV - Tencent R Bear CBBC Sep 2020 C 50,000,000 2020/05/11 2020/09/18 17.5067690 Morgan Stanley Asia Products - HSI R Bull CBBC Jun 2022 O 150,000,000 2020/05/11 2022/06/29 37.5067691 Morgan Stanley Asia Products - HSI R Bull CBBC Aug 2022 N 150,000,000 2020/05/11 2022/08/30 37.5067632 Morgan Stanley Asia Products - HSI R Bull CBBC Oct 2022 B 150,000,000 2020/05/11 2022/10/28 37.5067649 Morgan Stanley Asia Products - HSI R Bull CBBC Dec 2022 D 150,000,000 2020/05/11 2022/12/29 37.5067639 Morgan Stanley Asia Products - HSI R Bull CBBC Jan 2023 K 150,000,000 2020/05/11 2023/01/30 37.5067692 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 R 150,000,000 2020/05/11 2020/09/29 37.5067701 Morgan Stanley Asia Products - HSI R Bear CBBC Nov 2020 D 150,000,000 2020/05/11 2020/11/27 37.5067693 Morgan Stanley Asia Products - HSI R Bear CBBC Dec 2020 E 150,000,000 2020/05/11 2020/12/30 37.5068147 SG Issuer - Alibaba Group R Bull CBBC Nov 2020 G 60,000,000 2020/05/11 2020/11/30 15.0068151 SG Issuer - Alibaba Group R Bull CBBC Dec 2020 M 60,000,000 2020/05/11 2020/12/31 15.0068203 SG Issuer - Alibaba Group R Bear CBBC Nov 2020 V 60,000,000 2020/05/11 2020/11/27 15.0068219 SG Issuer - Alibaba Group R Bear CBBC Jan 2021 F 150,000,000 2020/05/11 2021/01/28 37.5068182 SG Issuer - CSOP A50 ETF R Bull CBBC Feb 2021 F 100,000,000 2020/05/11 2021/02/25 25.0068184 SG Issuer - CSOP A50 ETF R Bull CBBC Mar 2021 E 100,000,000 2020/05/11 2021/03/30 25.0068185 SG Issuer - CSOP A50 ETF R Bull CBBC Apr 2021 A 100,000,000 2020/05/11 2021/04/29 25.0068234 SG Issuer - CSOP A50 ETF R Bear CBBC Oct 2020 A 100,000,000 2020/05/11 2020/10/30 25.0068236 SG Issuer - CSOP A50 ETF R Bear CBBC Oct 2020 B 100,000,000 2020/05/11 2020/10/30 25.0068157 SG Issuer - Galaxy Ent R Bull CBBC Dec 2020 O 100,000,000 2020/05/11 2020/12/30 25.0068188 SG Issuer - HSI R Bull CBBC Feb 2023 T 250,000,000 2020/05/11 2023/02/27 62.5068280 SG Issuer - HSI R Bull CBBC Apr 2023 C 250,000,000 2020/05/11 2023/04/27 62.5068189 SG Issuer - HSI R Bull CBBC Apr 2023 W 250,000,000 2020/05/11 2023/04/27 62.5068190 SG Issuer - HSI R Bull CBBC Apr 2023 X 500,000,000 2020/05/11 2023/04/27 125.0068191 SG Issuer - HSI R Bull CBBC Apr 2023 Y 250,000,000 2020/05/11 2023/04/27 62.5068192 SG Issuer - HSI R Bull CBBC Apr 2023 Z 250,000,000 2020/05/11 2023/04/27 62.5068196 SG Issuer - HSI R Bull CBBC May 2023 M 250,000,000 2020/05/11 2023/05/30 62.5068197 SG Issuer - HSI R Bull CBBC May 2023 N 250,000,000 2020/05/11 2023/05/30 62.5068201 SG Issuer - HSI R Bull CBBC May 2023 O 250,000,000 2020/05/11 2023/05/30 62.5068238 SG Issuer - HSI R Bull CBBC May 2023 P 250,000,000 2020/05/11 2023/05/30 62.5068245 SG Issuer - HSI R Bull CBBC May 2023 Q 250,000,000 2020/05/11 2023/05/30 62.5068251 SG Issuer - HSI R Bear CBBC Aug 2020 D 250,000,000 2020/05/11 2020/08/28 62.5068252 SG Issuer - HSI R Bear CBBC Aug 2020 L 250,000,000 2020/05/11 2020/08/28 62.5068255 SG Issuer - HSI R Bear CBBC Aug 2020 V 250,000,000 2020/05/11 2020/08/28 62.5068259 SG Issuer - HSI R Bear CBBC Oct 2020 C 250,000,000 2020/05/11 2020/10/29 62.50




68270 SG Issuer - HSI R Bear CBBC Oct 2020 I 250,000,000 2020/05/11 2020/10/29 62.5068160 SG Issuer - Meituan Dianping R Bull CBBC Dec 2020 U 100,000,000 2020/05/11 2020/12/31 25.0068161 SG Issuer - Ping An R Bull CBBC Feb 2021 G 100,000,000 2020/05/11 2021/02/25 25.0068163 SG Issuer - Sands China R Bull CBBC Mar 2021 A 100,000,000 2020/05/11 2021/03/30 25.0068164 SG Issuer - Sands China R Bull CBBC Mar 2021 B 100,000,000 2020/05/11 2021/03/31 25.0068170 SG Issuer - Sands China R Bull CBBC Apr 2021 A 100,000,000 2020/05/11 2021/04/29 25.0068220 SG Issuer - Sands China R Bear CBBC Dec 2020 A 100,000,000 2020/05/11 2020/12/31 25.0068228 SG Issuer - Sands China R Bear CBBC Dec 2020 B 100,000,000 2020/05/11 2020/12/31 25.0068171 SG Issuer - Tencent R Bull CBBC Aug 2020 O 80,000,000 2020/05/11 2020/08/31 20.0068180 SG Issuer - Tencent R Bull CBBC Sep 2020 F 80,000,000 2020/05/11 2020/09/30 20.0068181 SG Issuer - Tencent R Bull CBBC Sep 2020 G 80,000,000 2020/05/11 2020/09/30 20.0068295 SG Issuer - Tencent R Bear CBBC Jan 2021 E 80,000,000 2020/05/11 2021/01/28 20.0067753 UBS AG - Alibaba Group R Bull CBBC Dec 2020 X 80,000,000 2020/05/11 2020/12/17 20.0067758 UBS AG - Alibaba Group R Bull CBBC Feb 2021 G 400,000,000 2020/05/11 2021/02/26 100.0067796 UBS AG - Alibaba Group R Bear CBBC Dec 2020 V 80,000,000 2020/05/11 2020/12/07 20.0067797 UBS AG - Alibaba Group R Bear CBBC Feb 2021 B 400,000,000 2020/05/11 2021/02/08 100.0067775 UBS AG - CSOP A50 ETF R Bull CBBC Jan 2021 A 40,000,000 2020/05/11 2021/01/29 10.0067779 UBS AG - CSOP A50 ETF R Bull CBBC Aug 2021 A 200,000,000 2020/05/11 2021/08/31 50.0067777 UBS AG - CSOP A50 ETF R Bull CBBC Oct 2021 A 200,000,000 2020/05/11 2021/10/29 50.0067811 UBS AG - CSOP A50 ETF R Bear CBBC Aug 2021 A 200,000,000 2020/05/11 2021/08/31 50.0067737 UBS AG - HSI R Bull CBBC Mar 2023 C 200,000,000 2020/05/11 2023/03/30 50.0067714 UBS AG - HSI R Bull CBBC Mar 2023 D 200,000,000 2020/05/11 2023/03/30 50.0067720 UBS AG - HSI R Bull CBBC Mar 2023 S 200,000,000 2020/05/11 2023/03/30 50.0067722 UBS AG - HSI R Bull CBBC Mar 2023 T 400,000,000 2020/05/11 2023/03/30 100.0067725 UBS AG - HSI R Bull CBBC Mar 2023 U 200,000,000 2020/05/11 2023/03/30 50.0067731 UBS AG - HSI R Bull CBBC Mar 2023 V 200,000,000 2020/05/11 2023/03/30 50.0067716 UBS AG - HSI R Bull CBBC Mar 2023 Z 200,000,000 2020/05/11 2023/03/30 50.0067827 UBS AG - HSI R Bull CBBC Apr 2023 I 200,000,000 2020/05/11 2023/04/27 50.0067843 UBS AG - HSI R Bull CBBC Apr 2023 J 200,000,000 2020/05/11 2023/04/27 50.0067855 UBS AG - HSI R Bull CBBC Apr 2023 K 200,000,000 2020/05/11 2023/04/27 50.0067856 UBS AG - HSI R Bull CBBC Apr 2023 L 200,000,000 2020/05/11 2023/04/27 50.0067858 UBS AG - HSI R Bull CBBC Apr 2023 M 200,000,000 2020/05/11 2023/04/27 50.0067823 UBS AG - HSI R Bear CBBC Dec 2020 H 400,000,000 2020/05/11 2020/12/30 100.0067812 UBS AG - HSI R Bear CBBC Dec 2020 R 200,000,000 2020/05/11 2020/12/30 50.0067814 UBS AG - HSI R Bear CBBC Dec 2020 T 200,000,000 2020/05/11 2020/12/30 50.0067821 UBS AG - HSI R Bear CBBC Dec 2020 U 200,000,000 2020/05/11 2020/12/30 50.0067826 UBS AG - HSI R Bear CBBC Dec 2020 V 200,000,000 2020/05/11 2020/12/30 50.0067783 UBS AG - Sands China R Bull CBBC Aug 2021 A 100,000,000 2020/05/11 2021/08/31 25.0067782 UBS AG - Sands China R Bull CBBC Oct 2021 A 100,000,000 2020/05/11 2021/10/29 25.0067808 UBS AG - Sands China R Bear CBBC Feb 2021 A 100,000,000 2020/05/11 2021/02/08 25.0067806 UBS AG - SMIC R Bull CBBC May 2021 A 100,000,000 2020/05/11 2021/05/31 25.0067763 UBS AG - Tencent R Bull CBBC Nov 2020 U 40,000,000 2020/05/11 2020/11/23 10.0067770 UBS AG - Tencent R Bull CBBC Nov 2020 V 40,000,000 2020/05/11 2020/11/25 10.0067774 UBS AG - Tencent R Bull CBBC Nov 2020 W 40,000,000 2020/05/11 2020/11/17 10.0067786 UBS AG - Tencent R Bear CBBC Dec 2020 S 40,000,000 2020/05/11 2020/12/07 10.00




67789 UBS AG - Tencent R Bear CBBC Dec 2020 T 200,000,000 2020/05/11 2020/12/22 50.0067672 Bank Vontobel - Alibaba Group R Bear CBBC Jan 2021 A 40,000,000 2020/05/11 2021/01/15 10.0067673 Bank Vontobel - CSOP A50 ETF R Bull CBBC Apr 2021 A 40,000,000 2020/05/11 2021/04/16 10.0067682 Bank Vontobel - CSOP A50 ETF R Bear CBBC Dec 2020 A 40,000,000 2020/05/11 2020/12/04 10.0067657 Bank Vontobel - Geely Auto R Bear CBBC Dec 2020 H 40,000,000 2020/05/11 2020/12/18 10.0067656 Bank Vontobel - Meituan Dianping R Bull CBBC Jan 2021 E 60,000,000 2020/05/11 2021/01/15 15.0067658 Bank Vontobel - Sands China R Bull CBBC Feb 2021 A 40,000,000 2020/05/11 2021/02/19 10.0067659 Bank Vontobel - Sands China R Bear CBBC Dec 2020 A 40,000,000 2020/05/11 2020/12/11 10.0067654 Bank Vontobel - Tencent R Bull CBBC Dec 2020 E 40,000,000 2020/05/11 2020/12/04 10.0068533 BOCI Asia Ltd. - ANTA Sports R Bull CBBC Dec 2020 A 40,000,000 2020/05/12 2020/12/31 10.0068537 BOCI Asia Ltd. - ANTA Sports R Bull CBBC Dec 2020 B 40,000,000 2020/05/12 2020/12/31 10.0068552 BOCI Asia Ltd. - CSOP A50 ETF R Bull CBBC Dec 2020 D 40,000,000 2020/05/12 2020/12/31 10.0068513 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 H 150,000,000 2020/05/12 2023/01/30 37.5068521 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 K 150,000,000 2020/05/12 2020/10/29 37.5068528 BOCI Asia Ltd. - ZTE R Bull CBBC Dec 2020 A 80,000,000 2020/05/12 2020/12/31 20.0068488 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 P 140,000,000 2020/05/12 2022/10/28 35.0068481 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 E 250,000,000 2020/05/12 2020/12/30 62.5068491 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 F 250,000,000 2020/05/12 2020/12/30 62.5068500 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 G 250,000,000 2020/05/12 2020/12/30 62.5068502 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 H 250,000,000 2020/05/12 2020/12/30 62.5068622 Credit Suisse AG - AAC Tech R Bear CBBC Oct 2020 C 50,000,000 2020/05/12 2020/10/29 12.5068647 Credit Suisse AG - AIA R Bull CBBC Dec 2020 I 70,000,000 2020/05/12 2020/12/30 17.5068657 Credit Suisse AG - HSI R Bull CBBC Nov 2022 N 200,000,000 2020/05/12 2022/11/29 50.0068658 Credit Suisse AG - HSI R Bull CBBC Feb 2023 A 200,000,000 2020/05/12 2023/02/27 50.0068648 Credit Suisse AG - HSI R Bull CBBC Feb 2023 Z 200,000,000 2020/05/12 2023/02/27 50.0068581 Credit Suisse AG - HSI R Bear CBBC Oct 2020 U 200,000,000 2020/05/12 2020/10/29 50.0068612 Credit Suisse AG - HSI R Bear CBBC Oct 2020 V 200,000,000 2020/05/12 2020/10/29 50.0068614 Credit Suisse AG - HSI R Bear CBBC Oct 2020 W 200,000,000 2020/05/12 2020/10/29 50.0068553 Credit Suisse AG - HSI R Bear CBBC Nov 2020 V 200,000,000 2020/05/12 2020/11/27 50.0068601 Credit Suisse AG - HSI R Bear CBBC Nov 2020 W 200,000,000 2020/05/12 2020/11/27 50.0068638 Credit Suisse AG - Sands China R Bear CBBC Dec 2020 A 60,000,000 2020/05/12 2020/12/31 15.0068637 Credit Suisse AG - Tencent R Bear CBBC Sep 2020 G 50,000,000 2020/05/12 2020/09/29 12.5069044 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Feb 2021 A 60,000,000 2020/05/12 2021/02/01 15.0069046 Goldman Sachs SP (Asia) - HKEX R Bull CBBC Jun 2021 B 80,000,000 2020/05/12 2021/06/30 20.0069050 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 O 160,000,000 2020/05/12 2023/05/30 40.0069056 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 P 160,000,000 2020/05/12 2023/05/30 40.0069073 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 Q 160,000,000 2020/05/12 2023/05/30 40.0069075 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 R 160,000,000 2020/05/12 2023/05/30 40.0069076 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 S 160,000,000 2020/05/12 2023/05/30 40.0069029 Goldman Sachs SP (Asia) - HSI R Bear CBBC Aug 2020 L 160,000,000 2020/05/12 2020/08/28 40.0069033 Goldman Sachs SP (Asia) - HSI R Bear CBBC Aug 2020 N 160,000,000 2020/05/12 2020/08/28 40.0069085 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 C 160,000,000 2020/05/12 2020/11/27 40.0069088 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 M 160,000,000 2020/05/12 2020/11/27 40.0069040 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 S 160,000,000 2020/05/12 2020/12/30 40.0069080 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 V 160,000,000 2020/05/12 2020/12/30 40.00




69041 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 R 60,000,000 2020/05/12 2020/10/30 15.0068441 HK Bank - AIA R Bear CBBC Oct 2020 B 40,000,000 2020/05/12 2020/10/19 10.0068448 HK Bank - Alibaba Group R Bull CBBC Oct 2020 F 40,000,000 2020/05/12 2020/10/27 10.0068444 HK Bank - Alibaba Group R Bear CBBC Oct 2020 B 40,000,000 2020/05/12 2020/10/12 10.0068422 HK Bank - HSI R Bull CBBC Sep 2022 V 60,000,000 2020/05/12 2022/09/29 15.0068413 HK Bank - HSI R Bear CBBC Sep 2020 L 100,000,000 2020/05/12 2020/09/29 25.0068421 HK Bank - HSI R Bear CBBC Sep 2020 N 80,000,000 2020/05/12 2020/09/29 20.0068424 HK Bank - SMIC R Bull CBBC Oct 2020 B 40,000,000 2020/05/12 2020/10/19 10.0068452 HK Bank - SMIC R Bear CBBC Nov 2020 A 40,000,000 2020/05/12 2020/11/30 10.0068426 HK Bank - Tencent R Bear CBBC Sep 2020 F 40,000,000 2020/05/12 2020/09/28 10.0068453 HK Bank - ZTE R Bull CBBC Dec 2020 A 40,000,000 2020/05/12 2020/12/07 10.0068994 Haitong Int’l Sec - AIA R Bear CBBC Dec 2020 A 40,000,000 2020/05/12 2020/12/30 10.0068998 Haitong Int’l Sec - CC Bank R Bull CBBC May 2021 A 40,000,000 2020/05/12 2021/05/11 10.0069006 Haitong Int’l Sec - China Life R Bull CBBC Jun 2021 A 40,000,000 2020/05/12 2021/06/30 10.0069020 Haitong Int’l Sec - HSI R Bull CBBC Oct 2022 H 150,000,000 2020/05/12 2022/10/28 37.5069012 Haitong Int’l Sec - HSI R Bull CBBC Nov 2022 B 200,000,000 2020/05/12 2022/11/29 50.0068983 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 R 150,000,000 2020/05/12 2020/12/30 37.5068984 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 O 150,000,000 2020/05/12 2021/01/28 37.5068993 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 P 200,000,000 2020/05/12 2021/01/28 50.0068812 J P Morgan SP BV - HSI R Bull CBBC Feb 2022 A 200,000,000 2020/05/12 2022/02/25 50.0068802 J P Morgan SP BV - HSI R Bull CBBC Oct 2022 Z 200,000,000 2020/05/12 2022/10/28 50.0068800 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 Z 200,000,000 2020/05/12 2023/03/30 50.0068804 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 A 200,000,000 2020/05/12 2023/04/27 50.0068817 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 A 200,000,000 2020/05/12 2020/11/27 50.0068822 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 I 200,000,000 2020/05/12 2020/11/27 50.0068793 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 W 200,000,000 2020/05/12 2020/11/27 50.0068798 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 K 200,000,000 2020/05/12 2020/12/30 50.0068818 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 M 240,000,000 2020/05/12 2020/12/30 60.0068824 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 R 200,000,000 2020/05/12 2020/12/30 50.0068834 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 V 200,000,000 2020/05/12 2020/12/30 50.0068458 Morgan Stanley Asia Products - HSI R Bull CBBC Nov 2022 L 150,000,000 2020/05/12 2022/11/29 37.5068412 Morgan Stanley Asia Products - HSI R Bear CBBC Oct 2020 P 150,000,000 2020/05/12 2020/10/29 37.5068915 SG Issuer - AAC Tech R Bull CBBC Jan 2021 A 100,000,000 2020/05/12 2021/01/28 25.0068928 SG Issuer - Alibaba Group R Bull CBBC Oct 2020 T 60,000,000 2020/05/12 2020/10/30 15.0068967 SG Issuer - HSI R Bull CBBC Apr 2023 D 250,000,000 2020/05/12 2023/04/27 62.5068971 SG Issuer - HSI R Bull CBBC Apr 2023 E 250,000,000 2020/05/12 2023/04/27 62.5068972 SG Issuer - HSI R Bull CBBC Apr 2023 F 250,000,000 2020/05/12 2023/04/27 62.5068933 SG Issuer - HSI R Bear CBBC Aug 2020 W 250,000,000 2020/05/12 2020/08/28 62.5068938 SG Issuer - HSI R Bear CBBC Oct 2020 E 250,000,000 2020/05/12 2020/10/29 62.5068948 SG Issuer - HSI R Bear CBBC Nov 2020 I 250,000,000 2020/05/12 2020/11/27 62.5068949 SG Issuer - HSI R Bear CBBC Nov 2020 J 250,000,000 2020/05/12 2020/11/27 62.5068953 SG Issuer - HSI R Bear CBBC Nov 2020 N 250,000,000 2020/05/12 2020/11/27 62.5068941 SG Issuer - HSI R Bear CBBC Jan 2021 R 500,000,000 2020/05/12 2021/01/28 125.0068943 SG Issuer - Meituan Dianping R Bear CBBC Dec 2020 G 100,000,000 2020/05/12 2020/12/30 25.0068945 SG Issuer - Tencent R Bull CBBC Aug 2020 A 80,000,000 2020/05/12 2020/08/31 20.00




68929 SG Issuer - Tencent R Bear CBBC Jan 2021 F 80,000,000 2020/05/12 2021/01/28 20.0068665 UBS AG - Alibaba Group R Bull CBBC Dec 2020 Y 80,000,000 2020/05/12 2020/12/21 20.0068684 UBS AG - Alibaba Group R Bear CBBC Dec 2020 W 80,000,000 2020/05/12 2020/12/09 20.0068756 UBS AG - ANTA Sports R Bull CBBC Dec 2020 A 50,000,000 2020/05/12 2020/12/31 12.5068792 UBS AG - CSOP A50 ETF R Bull CBBC Dec 2020 A 40,000,000 2020/05/12 2020/12/31 10.0068776 UBS AG - CSOP A50 ETF R Bear CBBC Oct 2020 A 40,000,000 2020/05/12 2020/10/30 10.0068765 UBS AG - CSOP A50 ETF R Bear CBBC Sep 2021 A 200,000,000 2020/05/12 2021/09/30 50.0068688 UBS AG - HKEX R Bear CBBC Dec 2020 D 200,000,000 2020/05/12 2020/12/31 50.0068696 UBS AG - HSI R Bull CBBC Oct 2022 D 200,000,000 2020/05/12 2022/10/28 50.0068699 UBS AG - HSI R Bull CBBC Oct 2022 N 200,000,000 2020/05/12 2022/10/28 50.0068679 UBS AG - HSI R Bear CBBC Sep 2020 L 200,000,000 2020/05/12 2020/09/29 50.0068661 UBS AG - HSI R Bear CBBC Sep 2020 S 200,000,000 2020/05/12 2020/09/29 50.0068663 UBS AG - HSI R Bear CBBC Sep 2020 W 200,000,000 2020/05/12 2020/09/29 50.0068702 UBS AG - HSI R Bear CBBC Jan 2021 H 200,000,000 2020/05/12 2021/01/28 50.0068703 UBS AG - HSI R Bear CBBC Jan 2021 J 200,000,000 2020/05/12 2021/01/28 50.0068705 UBS AG - HSI R Bear CBBC Jan 2021 K 200,000,000 2020/05/12 2021/01/28 50.0068706 UBS AG - HSI R Bear CBBC Jan 2021 M 200,000,000 2020/05/12 2021/01/28 50.0068695 UBS AG - Meituan Dianping R Bear CBBC May 2021 A 150,000,000 2020/05/12 2021/05/31 37.5068711 UBS AG - Sands China R Bull CBBC Sep 2021 A 100,000,000 2020/05/12 2021/09/30 25.0068736 UBS AG - SMIC R Bull CBBC Sep 2021 A 100,000,000 2020/05/12 2021/09/30 25.0068686 UBS AG - Tencent R Bull CBBC Nov 2020 X 40,000,000 2020/05/12 2020/11/26 10.0068730 UBS AG - ZTE R Bull CBBC Dec 2020 A 50,000,000 2020/05/12 2020/12/31 12.5068896 Bank Vontobel - AAC Tech R Bull CBBC Mar 2021 A 40,000,000 2020/05/12 2021/03/05 10.0068897 Bank Vontobel - AAC Tech R Bull CBBC Mar 2021 B 40,000,000 2020/05/12 2021/03/12 10.0068886 Bank Vontobel - HSI R Bull CBBC Dec 2022 H 80,000,000 2020/05/12 2022/12/29 20.0068889 Bank Vontobel - HSI R Bear CBBC Dec 2020 H 80,000,000 2020/05/12 2020/12/30 20.0068892 Bank Vontobel - HSI R Bear CBBC Dec 2020 I 80,000,000 2020/05/12 2020/12/30 20.0068882 Bank Vontobel - Sands China R Bull CBBC Mar 2021 A 40,000,000 2020/05/12 2021/03/12 10.0068883 Bank Vontobel - Sands China R Bull CBBC Mar 2021 B 40,000,000 2020/05/12 2021/03/19 10.0068858 Bank Vontobel - Sands China R Bear CBBC Dec 2020 B 40,000,000 2020/05/12 2020/12/18 10.0068912 Bank Vontobel - Tencent R Bull CBBC Dec 2020 C 40,000,000 2020/05/12 2020/12/18 10.0068835 Bank Vontobel - Tencent R Bear CBBC Nov 2020 L 40,000,000 2020/05/12 2020/11/20 10.0068855 Bank Vontobel - Tencent R Bear CBBC Dec 2020 S 40,000,000 2020/05/12 2020/12/18 10.0069405 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 I 150,000,000 2020/05/13 2023/01/30 37.5069319 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 L 150,000,000 2020/05/13 2020/10/29 37.5069330 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 N 150,000,000 2020/05/13 2020/10/29 37.5069406 BOCI Asia Ltd. - Meituan Dianping R Bull CBBC Dec 2020 M 40,000,000 2020/05/13 2020/12/30 10.0069348 BOCI Asia Ltd. - SMIC R Bull CBBC Jan 2021 A 80,000,000 2020/05/13 2021/01/25 20.0069402 BOCI Asia Ltd. - Tencent R Bull CBBC Dec 2020 A 40,000,000 2020/05/13 2020/12/30 10.0069189 BNP Paribas Issuance B.V. - Alibaba R Bull CBBC Dec 2020 E 100,000,000 2020/05/13 2020/12/30 25.0069191 BNP Paribas Issuance B.V. - HKEX R Bull CBBC Sep 2020 O 50,000,000 2020/05/13 2020/09/29 12.5069193 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 Q 150,000,000 2020/05/13 2022/10/28 37.5069196 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 R 150,000,000 2020/05/13 2022/10/28 37.5069586 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 S 150,000,000 2020/05/13 2022/10/28 37.5069101 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 I 250,000,000 2020/05/13 2020/12/30 62.50




69214 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 J 250,000,000 2020/05/13 2020/12/30 62.5069216 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 K 250,000,000 2020/05/13 2020/12/30 62.5069594 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 L 250,000,000 2020/05/13 2020/12/30 62.5069602 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 M 250,000,000 2020/05/13 2020/12/30 62.5069616 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 N 250,000,000 2020/05/13 2020/12/30 62.5069617 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 S 240,000,000 2020/05/13 2020/12/30 60.0069186 BNP Paribas Issuance B.V. - Meituan R Bull CBBC Dec 2020 J 50,000,000 2020/05/13 2020/12/30 12.5069183 BNP Paribas Issuance B.V. - Xiaomi R Bull CBBC Nov 2020 U 50,000,000 2020/05/13 2020/11/27 12.5069765 Credit Suisse AG - HSI R Bull CBBC Sep 2022 F 200,000,000 2020/05/13 2022/09/29 50.0069762 Credit Suisse AG - HSI R Bull CBBC Oct 2022 E 200,000,000 2020/05/13 2022/10/28 50.0069754 Credit Suisse AG - HSI R Bull CBBC Nov 2022 D 200,000,000 2020/05/13 2022/11/29 50.0069755 Credit Suisse AG - HSI R Bull CBBC Feb 2023 D 200,000,000 2020/05/13 2023/02/27 50.0069698 Credit Suisse AG - HSI R Bear CBBC Oct 2020 D 200,000,000 2020/05/13 2020/10/29 50.0069701 Credit Suisse AG - HSI R Bear CBBC Oct 2020 E 200,000,000 2020/05/13 2020/10/29 50.0069676 Credit Suisse AG - HSI R Bear CBBC Oct 2020 Z 200,000,000 2020/05/13 2020/10/29 50.0069688 Credit Suisse AG - HSI R Bear CBBC Nov 2020 M 200,000,000 2020/05/13 2020/11/27 50.0069689 Credit Suisse AG - HSI R Bear CBBC Nov 2020 O 200,000,000 2020/05/13 2020/11/27 50.0069673 Credit Suisse AG - HSI R Bear CBBC Nov 2020 X 200,000,000 2020/05/13 2020/11/27 50.0069715 Credit Suisse AG - Meituan Dianping R Bull CBBC Nov 2020 C 80,000,000 2020/05/13 2020/11/27 20.0069703 Credit Suisse AG - Ping An R Bull CBBC Oct 2020 F 80,000,000 2020/05/13 2020/10/29 20.0069749 Credit Suisse AG - SMIC R Bull CBBC Jan 2021 A 50,000,000 2020/05/13 2021/01/28 12.5069731 Credit Suisse AG - ZTE R Bull CBBC Nov 2020 A 50,000,000 2020/05/13 2020/11/27 12.5069637 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Mar 2021 G 80,000,000 2020/05/13 2021/03/31 20.0069651 Goldman Sachs SP (Asia) - HSI R Bull CBBC Mar 2023 Q 160,000,000 2020/05/13 2023/03/30 40.0069652 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 S 160,000,000 2020/05/13 2023/04/27 40.0069656 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 T 160,000,000 2020/05/13 2023/05/30 40.0069657 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 U 160,000,000 2020/05/13 2023/05/30 40.0069622 Goldman Sachs SP (Asia) - HSI R Bear CBBC Aug 2020 Q 160,000,000 2020/05/13 2020/08/28 40.0069623 Goldman Sachs SP (Asia) - HSI R Bear CBBC Aug 2020 R 160,000,000 2020/05/13 2020/08/28 40.0069624 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2020 Q 160,000,000 2020/05/13 2020/11/27 40.0069659 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 W 160,000,000 2020/05/13 2021/01/28 40.0069661 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 X 160,000,000 2020/05/13 2021/01/28 40.0069666 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 Y 160,000,000 2020/05/13 2021/01/28 40.0069627 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Oct 2020 D 60,000,000 2020/05/13 2020/10/30 15.0069631 Goldman Sachs SP (Asia) - Meituan R Bear CBBC Dec 2020 D 60,000,000 2020/05/13 2020/12/30 15.0069632 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 S 60,000,000 2020/05/13 2020/10/30 15.0069636 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 T 60,000,000 2020/05/13 2020/10/30 15.0069626 Goldman Sachs SP (Asia) - Xiaomi R Bull CBBC Oct 2020 B 80,000,000 2020/05/13 2020/10/30 20.0069148 HK Bank - Alibaba Group R Bull CBBC Dec 2020 B 100,000,000 2020/05/13 2020/12/14 25.0069142 HK Bank - ANTA Sports R Bull CBBC Nov 2020 B 40,000,000 2020/05/13 2020/11/09 10.0069140 HK Bank - CSOP A50 ETF R Bull CBBC Jan 2021 C 40,000,000 2020/05/13 2021/01/04 10.0069171 HK Bank - HSI R Bull CBBC Sep 2022 W 60,000,000 2020/05/13 2022/09/29 15.0069104 HK Bank - HSI R Bear CBBC Sep 2020 O 60,000,000 2020/05/13 2020/09/29 15.0069119 HK Bank - HSI R Bear CBBC Sep 2020 P 60,000,000 2020/05/13 2020/09/29 15.0069167 HK Bank - Meituan Dianping R Bull CBBC Oct 2020 C 40,000,000 2020/05/13 2020/10/19 10.00




69170 HK Bank - Sands China R Bull CBBC Oct 2020 A 40,000,000 2020/05/13 2020/10/19 10.0069137 HK Bank - SMIC R Bull CBBC Nov 2020 A 40,000,000 2020/05/13 2020/11/02 10.0069128 HK Bank - SMIC R Bear CBBC Nov 2020 B 40,000,000 2020/05/13 2020/11/09 10.0069169 HK Bank - Xiaomi R Bull CBBC Sep 2020 D 60,000,000 2020/05/13 2020/09/28 15.0069168 HK Bank - Xiaomi R Bull CBBC Nov 2020 A 60,000,000 2020/05/13 2020/11/09 15.0069456 Haitong Int’l Sec - Alibaba Group R Bull CBBC Sep 2020 C 40,000,000 2020/05/13 2020/09/30 10.0069459 Haitong Int’l Sec - CSOP A50 ETF R Bull CBBC Dec 2020 B 40,000,000 2020/05/13 2020/12/30 10.0069461 Haitong Int’l Sec - CSOP A50 ETF R Bear CBBC Oct 2020 A 40,000,000 2020/05/13 2020/10/30 10.0069430 Haitong Int’l Sec - HSI R Bull CBBC Nov 2022 C 150,000,000 2020/05/13 2022/11/29 37.5069431 Haitong Int’l Sec - HSI R Bull CBBC Mar 2023 G 200,000,000 2020/05/13 2023/03/30 50.0069410 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 S 200,000,000 2020/05/13 2020/12/30 50.0069424 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 T 150,000,000 2020/05/13 2020/12/30 37.5069428 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 U 200,000,000 2020/05/13 2020/12/30 50.0069444 Haitong Int’l Sec - Meituan Dianping R Bull CBBC Dec 2020 C 40,000,000 2020/05/13 2020/12/11 10.0069434 Haitong Int’l Sec - Tencent R Bull CBBC Sep 2020 Z 40,000,000 2020/05/13 2020/09/30 10.0069368 J P Morgan SP BV - Alibaba Group R Bull CBBC Sep 2020 D 80,000,000 2020/05/13 2020/09/11 20.0069369 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 V 200,000,000 2020/05/13 2023/02/27 50.0069376 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 B 200,000,000 2020/05/13 2023/04/27 50.0069387 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 F 200,000,000 2020/05/13 2020/11/27 50.0069359 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 L 200,000,000 2020/05/13 2020/11/27 50.0069381 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 X 200,000,000 2020/05/13 2020/11/27 50.0069360 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 X 200,000,000 2020/05/13 2020/12/30 50.0069386 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 Y 240,000,000 2020/05/13 2020/12/30 60.0069366 J P Morgan SP BV - Meituan Dianping R Bull CBBC Sep 2020 C 80,000,000 2020/05/13 2020/09/11 20.0069388 J P Morgan SP BV - Tencent R Bull CBBC Oct 2020 A 50,000,000 2020/05/13 2020/10/09 12.5069389 J P Morgan SP BV - Tencent R Bear CBBC Oct 2020 A 50,000,000 2020/05/13 2020/10/16 12.5069391 J P Morgan SP BV - Tencent R Bear CBBC Nov 2020 A 50,000,000 2020/05/13 2020/11/13 22.7569394 Morgan Stanley Asia Products - HSI R Bull CBBC Feb 2023 E 150,000,000 2020/05/13 2023/02/27 37.5069178 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 S 150,000,000 2020/05/13 2020/09/29 37.5069400 Morgan Stanley Asia Products - Tencent R Bull CBBC Sep2020 E 40,000,000 2020/05/13 2020/09/14 10.0069396 Morgan Stanley Asia Products - Tencent R Bear CBBC Jan2021 E 40,000,000 2020/05/13 2021/01/04 10.0069547 SG Issuer - Alibaba Group R Bull CBBC Dec 2020 N 60,000,000 2020/05/13 2020/12/30 15.0069539 SG Issuer - Alibaba Group R Bear CBBC Nov 2020 W 60,000,000 2020/05/13 2020/11/27 15.0069551 SG Issuer - Geely Auto R Bull CBBC Dec 2020 E 40,000,000 2020/05/13 2020/12/30 10.0069548 SG Issuer - Galaxy Ent R Bull CBBC Dec 2020 P 100,000,000 2020/05/13 2020/12/30 25.0069558 SG Issuer - HSI R Bull CBBC Oct 2022 M 250,000,000 2020/05/13 2022/10/28 62.5069563 SG Issuer - HSI R Bull CBBC Jan 2023 W 500,000,000 2020/05/13 2023/01/30 125.0069565 SG Issuer - HSI R Bull CBBC Jan 2023 X 250,000,000 2020/05/13 2023/01/30 62.5069570 SG Issuer - HSI R Bull CBBC Jan 2023 Y 250,000,000 2020/05/13 2023/01/30 62.5069574 SG Issuer - HSI R Bull CBBC May 2023 R 250,000,000 2020/05/13 2023/05/30 62.5069510 SG Issuer - HSI R Bear CBBC Aug 2020 X 250,000,000 2020/05/13 2020/08/28 62.5069515 SG Issuer - HSI R Bear CBBC Sep 2020 B 250,000,000 2020/05/13 2020/09/29 62.5069520 SG Issuer - HSI R Bear CBBC Oct 2020 F 500,000,000 2020/05/13 2020/10/29 125.0069530 SG Issuer - HSI R Bear CBBC Oct 2020 X 250,000,000 2020/05/13 2020/10/29 62.5069538 SG Issuer - HSI R Bear CBBC Nov 2020 Q 250,000,000 2020/05/13 2020/11/27 62.50




69546 SG Issuer - Meituan Dianping R Bear CBBC Nov 2020 D 100,000,000 2020/05/13 2020/11/27 25.0069556 SG Issuer - Meituan Dianping R Bear CBBC Dec 2020 H 100,000,000 2020/05/13 2020/12/30 25.0069584 SG Issuer - Tencent R Bull CBBC Nov 2020 G 80,000,000 2020/05/13 2020/11/30 20.0069541 SG Issuer - Tencent R Bear CBBC Feb 2021 P 80,000,000 2020/05/13 2021/02/26 20.0069299 UBS AG - HSI R Bull CBBC Sep 2022 H 200,000,000 2020/05/13 2022/09/29 50.0069311 UBS AG - HSI R Bull CBBC Sep 2022 P 200,000,000 2020/05/13 2022/09/29 50.0069307 UBS AG - HSI R Bull CBBC Sep 2022 S 200,000,000 2020/05/13 2022/09/29 50.0069312 UBS AG - HSI R Bear CBBC Sep 2020 O 200,000,000 2020/05/13 2020/09/29 50.0069316 UBS AG - HSI R Bear CBBC Sep 2020 R 200,000,000 2020/05/13 2020/09/29 50.0069219 UBS AG - HSI R Bear CBBC Oct 2020 S 200,000,000 2020/05/13 2020/10/29 50.0069229 UBS AG - HSI R Bear CBBC Oct 2020 T 200,000,000 2020/05/13 2020/10/29 50.0069233 UBS AG - HSI R Bear CBBC Oct 2020 W 200,000,000 2020/05/13 2020/10/29 50.0069257 UBS AG - HSI R Bear CBBC Jan 2021 N 200,000,000 2020/05/13 2021/01/28 50.0069293 UBS AG - Meituan Dianping R Bull CBBC Jan 2021 A 50,000,000 2020/05/13 2021/01/28 12.5069239 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 P 50,000,000 2020/05/13 2020/12/22 12.5069245 UBS AG - Meituan Dianping R Bear CBBC Jan 2021 A 50,000,000 2020/05/13 2021/01/28 12.5069281 UBS AG - SMIC R Bull CBBC Aug 2021 A 100,000,000 2020/05/13 2021/08/31 25.0069254 UBS AG - SMIC R Bear CBBC May 2021 A 60,000,000 2020/05/13 2021/05/31 15.0069248 UBS AG - Tencent R Bear CBBC Dec 2020 U 40,000,000 2020/05/13 2020/12/14 10.0069258 UBS AG - Tencent R Bear CBBC Dec 2020 V 200,000,000 2020/05/13 2020/12/28 50.0069259 UBS AG - Xiaomi R Bull CBBC Jan 2021 A 60,000,000 2020/05/13 2021/01/28 15.0069261 UBS AG - Xiaomi R Bull CBBC Jan 2021 B 60,000,000 2020/05/13 2021/01/25 15.0069251 UBS AG - Xiaomi R Bear CBBC Dec 2020 H 60,000,000 2020/05/13 2020/12/08 15.0069283 UBS AG - ZTE R Bull CBBC Jan 2021 A 60,000,000 2020/05/13 2021/01/28 15.0069471 Bank Vontobel - AIA R Bull CBBC Dec 2020 I 40,000,000 2020/05/13 2020/12/18 10.0069480 Bank Vontobel - Geely Auto R Bull CBBC Dec 2020 F 40,000,000 2020/05/13 2020/12/11 10.0069508 Bank Vontobel - Meituan Dianping R Bull CBBC Dec 2020 V 60,000,000 2020/05/13 2020/12/18 15.0069465 Bank Vontobel - Sunny Optical R Bull CBBC Dec 2020 L 40,000,000 2020/05/13 2020/12/11 10.0069466 Bank Vontobel - Tencent R Bull CBBC Oct 2020 G 40,000,000 2020/05/13 2020/10/23 10.0069501 Bank Vontobel - Xiaomi R Bull CBBC Dec 2020 S 40,000,000 2020/05/13 2020/12/11 10.0050591 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 J 150,000,000 2020/05/14 2023/01/30 37.5050614 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 P 150,000,000 2020/05/14 2020/10/29 37.5069974 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 T 150,000,000 2020/05/14 2022/10/28 37.5069982 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 U 150,000,000 2020/05/14 2022/10/28 37.5069986 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 V 150,000,000 2020/05/14 2022/10/28 37.5069992 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 D 250,000,000 2020/05/14 2020/11/27 62.5069852 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 T 250,000,000 2020/05/14 2020/11/27 62.5050074 Credit Suisse AG - HSI R Bull CBBC Dec 2022 R 200,000,000 2020/05/14 2022/12/29 50.0069995 Credit Suisse AG - HSI R Bull CBBC Feb 2023 B 200,000,000 2020/05/14 2023/02/27 50.0050103 Credit Suisse AG - HSI R Bull CBBC Feb 2023 C 200,000,000 2020/05/14 2023/02/27 50.0050104 Credit Suisse AG - HSI R Bear CBBC Oct 2020 F 200,000,000 2020/05/14 2020/10/29 50.0050136 Credit Suisse AG - HSI R Bear CBBC Oct 2020 G 200,000,000 2020/05/14 2020/10/29 50.0050486 Credit Suisse AG - HSI R Bear CBBC Oct 2020 Y 200,000,000 2020/05/14 2020/10/29 50.0050462 Credit Suisse AG - Meituan Dianping R Bull CBBC Sep 2020 E 80,000,000 2020/05/14 2020/09/29 20.0050304 Credit Suisse AG - SMIC R Bull CBBC Jan 2021 B 50,000,000 2020/05/14 2021/01/28 12.50




50389 Credit Suisse AG - SMIC R Bull CBBC Mar 2021 A 50,000,000 2020/05/14 2021/03/30 12.5050445 Credit Suisse AG - Sunny Optical R Bull CBBC Oct 2020 D 40,000,000 2020/05/14 2020/10/29 10.0051848 Goldman Sachs SP (Asia) - Galaxy Ent R Bear CBBC Jun 2021 A 60,000,000 2020/05/14 2021/06/30 15.0051920 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 G 160,000,000 2020/05/14 2023/02/27 40.0051847 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 U 160,000,000 2020/05/14 2023/02/27 40.0051938 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 Z 160,000,000 2020/05/14 2023/02/27 40.0051919 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 T 160,000,000 2020/05/14 2023/04/27 40.0051861 Goldman Sachs SP (Asia) - HSI R Bear CBBC Aug 2020 V 160,000,000 2020/05/14 2020/08/28 40.0051884 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 A 160,000,000 2020/05/14 2021/01/28 40.0051918 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 F 160,000,000 2020/05/14 2021/01/28 40.0051882 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 Z 160,000,000 2020/05/14 2021/01/28 40.0051860 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 U 60,000,000 2020/05/14 2020/10/30 15.0069771 HK Bank - Alibaba Group R Bull CBBC Sep 2020 M 40,000,000 2020/05/14 2020/09/28 10.0069817 HK Bank - CM Bank R Bull CBBC Oct 2020 A 40,000,000 2020/05/14 2020/10/12 10.0069845 HK Bank - HKEX R Bear CBBC Sep 2020 D 40,000,000 2020/05/14 2020/09/21 10.0069766 HK Bank - HSI R Bull CBBC Sep 2022 D 60,000,000 2020/05/14 2022/09/29 15.0069784 HK Bank - HSI R Bull CBBC Sep 2022 J 100,000,000 2020/05/14 2022/09/29 25.0069785 HK Bank - HSI R Bear CBBC Sep 2020 R 100,000,000 2020/05/14 2020/09/29 25.0069829 HK Bank - Meituan Dianping R Bull CBBC Sep 2020 D 40,000,000 2020/05/14 2020/09/28 10.0069826 HK Bank - SMIC R Bull CBBC Sep 2020 A 40,000,000 2020/05/14 2020/09/28 10.0069805 HK Bank - SMIC R Bull CBBC Nov 2020 B 40,000,000 2020/05/14 2020/11/09 10.4069768 HK Bank - Tencent R Bull CBBC Nov 2020 A 40,000,000 2020/05/14 2020/11/02 10.0069800 HK Bank - ZTE R Bull CBBC Nov 2020 B 40,000,000 2020/05/14 2020/11/16 10.0051794 Haitong Int’l Sec - Alibaba Group R Bear CBBC Sep 2020 C 40,000,000 2020/05/14 2020/09/30 10.0051676 Haitong Int’l Sec - HSI R Bull CBBC Oct 2022 S 150,000,000 2020/05/14 2022/10/28 37.5051746 Haitong Int’l Sec - HSI R Bull CBBC Nov 2022 Y 200,000,000 2020/05/14 2022/11/29 50.0051733 Haitong Int’l Sec - HSI R Bear CBBC Sep 2020 V 200,000,000 2020/05/14 2020/09/29 50.0051734 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 V 300,000,000 2020/05/14 2020/12/30 75.0051788 Haitong Int’l Sec - Meituan Dianping R Bull CBBC Dec 2020 D 40,000,000 2020/05/14 2020/12/11 10.0051747 Haitong Int’l Sec - Tencent R Bear CBBC Sep 2020 T 40,000,000 2020/05/14 2020/09/30 10.0050773 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 P 200,000,000 2020/05/14 2023/01/30 50.0050658 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 E 200,000,000 2020/05/14 2023/02/27 50.0050657 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 A 200,000,000 2020/05/14 2023/03/30 50.0050638 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 C 200,000,000 2020/05/14 2023/04/27 50.0050733 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 D 200,000,000 2020/05/14 2023/04/27 50.0050794 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 C 200,000,000 2020/05/14 2020/11/27 50.0050826 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 A 200,000,000 2020/05/14 2020/12/30 50.0050659 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 Z 200,000,000 2020/05/14 2020/12/30 50.0050854 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 B 240,000,000 2020/05/14 2021/01/28 60.0050726 J P Morgan SP BV - Meituan Dianping R Bear CBBC Nov 2020 A 80,000,000 2020/05/14 2020/11/13 20.0051795 Macquarie Bank Ltd. - Tencent R Bull CBBC Aug 2020 A 13,700,000 2020/05/14 2020/08/31 10.0051806 Macquarie Bank Ltd. - Tencent R Bull CBBC Aug 2020 B 12,300,000 2020/05/14 2020/08/31 10.0151839 Macquarie Bank Ltd. - Tencent R Bear CBBC Aug 2020 A 10,400,000 2020/05/14 2020/08/31 10.1169880 Morgan Stanley Asia Products - HSI R Bull CBBC Feb 2023 F 150,000,000 2020/05/14 2023/02/27 37.5069858 Morgan Stanley Asia Products - HSI R Bear CBBC Aug 2020 V 150,000,000 2020/05/14 2020/08/28 37.50




69856 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 T 150,000,000 2020/05/14 2020/09/29 37.5069877 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 U 150,000,000 2020/05/14 2020/09/29 37.5069857 Morgan Stanley Asia Products - HSI R Bear CBBC Dec 2020 F 200,000,000 2020/05/14 2020/12/30 50.0051510 SG Issuer - AIA R Bull CBBC Oct 2020 G 60,000,000 2020/05/14 2020/10/28 15.0051351 SG Issuer - Alibaba Group R Bull CBBC Sep 2020 W 60,000,000 2020/05/14 2020/09/30 15.0051604 SG Issuer - HKEX R Bull CBBC Oct 2020 N 50,000,000 2020/05/14 2020/10/28 12.5051605 SG Issuer - HSI R Bull CBBC Feb 2023 R 250,000,000 2020/05/14 2023/02/27 62.5051491 SG Issuer - HSI R Bull CBBC Apr 2023 G 250,000,000 2020/05/14 2023/04/27 62.5051494 SG Issuer - HSI R Bull CBBC May 2023 S 250,000,000 2020/05/14 2023/05/30 62.5051509 SG Issuer - HSI R Bull CBBC May 2023 T 250,000,000 2020/05/14 2023/05/30 62.5051606 SG Issuer - HSI R Bear CBBC Dec 2020 J 250,000,000 2020/05/14 2020/12/30 62.5051634 SG Issuer - HSI R Bear CBBC Dec 2020 K 250,000,000 2020/05/14 2020/12/30 62.5051668 SG Issuer - HSI R Bear CBBC Dec 2020 L 250,000,000 2020/05/14 2020/12/30 62.5051671 SG Issuer - HSI R Bear CBBC Jan 2021 S 250,000,000 2020/05/14 2021/01/28 62.5051672 SG Issuer - Meituan Dianping R Bull CBBC Dec 2020 V 100,000,000 2020/05/14 2020/12/30 25.0051674 SG Issuer - Ping An R Bull CBBC Dec 2020 Z 100,000,000 2020/05/14 2020/12/30 25.0051401 SG Issuer - Sunny Optical R Bull CBBC Dec 2020 P 60,000,000 2020/05/14 2020/12/30 15.0051402 SG Issuer - Tencent R Bull CBBC Sep 2020 H 80,000,000 2020/05/14 2020/09/30 20.0051675 SG Issuer - Tencent R Bear CBBC Nov 2020 G 80,000,000 2020/05/14 2020/11/27 20.0051448 SG Issuer - Xiaomi R Bull CBBC Nov 2020 D 60,000,000 2020/05/14 2020/11/30 15.0051490 SG Issuer - Xiaomi R Bull CBBC Dec 2020 F 60,000,000 2020/05/14 2020/12/30 15.0069972 UBS AG - Geely Auto R Bull CBBC Dec 2020 G 40,000,000 2020/05/14 2020/12/07 10.0069961 UBS AG - Geely Auto R Bear CBBC Dec 2020 D 40,000,000 2020/05/14 2020/12/07 10.0069973 UBS AG - HKEX R Bear CBBC Jan 2021 B 200,000,000 2020/05/14 2021/01/25 50.0069884 UBS AG - HSI R Bull CBBC Sep 2022 Q 200,000,000 2020/05/14 2022/09/29 50.0069947 UBS AG - HSI R Bull CBBC Feb 2023 O 200,000,000 2020/05/14 2023/02/27 50.0069948 UBS AG - HSI R Bull CBBC Feb 2023 U 200,000,000 2020/05/14 2023/02/27 50.0069952 UBS AG - HSI R Bull CBBC Feb 2023 V 200,000,000 2020/05/14 2023/02/27 50.0069922 UBS AG - HSI R Bull CBBC Feb 2023 Y 200,000,000 2020/05/14 2023/02/27 50.0069888 UBS AG - HSI R Bear CBBC Oct 2020 E 200,000,000 2020/05/14 2020/10/29 50.0069889 UBS AG - HSI R Bear CBBC Oct 2020 I 200,000,000 2020/05/14 2020/10/29 50.0069919 UBS AG - HSI R Bear CBBC Jan 2021 O 200,000,000 2020/05/14 2021/01/28 50.0069953 UBS AG - HSI R Bear CBBC Jan 2021 P 200,000,000 2020/05/14 2021/01/28 50.0069904 UBS AG - HSI R Bear CBBC Mar 2021 B 400,000,000 2020/05/14 2021/03/30 100.0069958 UBS AG - Sunny Optical R Bull CBBC Dec 2020 J 30,000,000 2020/05/14 2020/12/07 10.2069906 UBS AG - Tencent R Bull CBBC Jan 2021 I 200,000,000 2020/05/14 2021/01/18 50.0069907 UBS AG - Xiaomi R Bear CBBC Mar 2021 A 200,000,000 2020/05/14 2021/03/31 50.0051343 Bank Vontobel - HSI R Bear CBBC Dec 2020 J 80,000,000 2020/05/14 2020/12/30 20.0051212 Bank Vontobel - Meituan Dianping R Bear CBBC Dec 2020 T 60,000,000 2020/05/14 2020/12/18 15.0050992 Bank Vontobel - Tencent R Bull CBBC Nov 2020 S 40,000,000 2020/05/14 2020/11/13 10.0052047 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Dec 2020 G 60,000,000 2020/05/15 2020/12/31 15.0052052 BOCI Asia Ltd. - HKEX R Bear CBBC Oct 2020 A 40,000,000 2020/05/15 2020/10/30 10.0054774 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 K 150,000,000 2020/05/15 2023/01/30 37.5052042 BOCI Asia Ltd. - Ping An R Bull CBBC Sep 2020 M 100,000,000 2020/05/15 2020/09/29 25.0054560 BOCI Asia Ltd. - Tencent R Bull CBBC Dec 2020 B 40,000,000 2020/05/15 2020/12/30 10.00




52025 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 W 150,000,000 2020/05/15 2022/10/28 37.5052026 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 X 150,000,000 2020/05/15 2022/10/28 37.5052041 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 Y 150,000,000 2020/05/15 2022/10/28 37.5052076 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 W 240,000,000 2020/05/15 2020/12/30 60.0055913 Credit Suisse AG - Alibaba Group R Bull CBBC Aug 2020 F 50,000,000 2020/05/15 2020/08/28 12.5055774 Credit Suisse AG - CSOP A50 ETF R Bull CBBC Feb 2021 A 50,000,000 2020/05/15 2021/02/25 12.5055818 Credit Suisse AG - Geely Auto R Bull CBBC Sep 2020 F 40,000,000 2020/05/15 2020/09/29 10.0055777 Credit Suisse AG - Galaxy Ent R Bull CBBC Oct 2020 H 80,000,000 2020/05/15 2020/10/29 20.0055973 Credit Suisse AG - HSI R Bull CBBC Jan 2023 C 200,000,000 2020/05/15 2023/01/30 50.0055966 Credit Suisse AG - HSI R Bull CBBC Jan 2023 F 200,000,000 2020/05/15 2023/01/30 50.0056002 Credit Suisse AG - HSI R Bull CBBC Mar 2023 A 200,000,000 2020/05/15 2023/03/30 50.0055644 Credit Suisse AG - HSI R Bear CBBC Oct 2020 A 200,000,000 2020/05/15 2020/10/29 50.0055759 Credit Suisse AG - HSI R Bear CBBC Oct 2020 H 200,000,000 2020/05/15 2020/10/29 50.0055550 Credit Suisse AG - HSI R Bear CBBC Nov 2020 F 200,000,000 2020/05/15 2020/11/27 50.0055959 Credit Suisse AG - HSI R Bear CBBC Nov 2020 G 200,000,000 2020/05/15 2020/11/27 50.0055882 Credit Suisse AG - Sands China R Bull CBBC Mar 2021 A 60,000,000 2020/05/15 2021/03/30 15.0055852 Credit Suisse AG - Tencent R Bull CBBC Sep 2020 N 50,000,000 2020/05/15 2020/09/29 12.5055937 Credit Suisse AG - Xiaomi R Bull CBBC Oct 2020 D 50,000,000 2020/05/15 2020/10/29 12.5057432 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Feb 2021 B 60,000,000 2020/05/15 2021/02/01 15.0056982 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 I 160,000,000 2020/05/15 2023/02/27 40.0056993 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 L 160,000,000 2020/05/15 2023/02/27 40.0057052 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 U 160,000,000 2020/05/15 2023/04/27 40.0057189 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 B 160,000,000 2020/05/15 2021/01/28 40.0056767 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 G 160,000,000 2020/05/15 2021/01/28 40.0056862 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 H 160,000,000 2020/05/15 2021/01/28 40.0056931 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 I 160,000,000 2020/05/15 2021/01/28 40.0057181 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 J 160,000,000 2020/05/15 2021/01/28 40.0057378 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Oct 2020 E 60,000,000 2020/05/15 2020/10/30 15.0057383 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 V 60,000,000 2020/05/15 2020/10/30 15.0057431 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 W 60,000,000 2020/05/15 2020/10/30 15.0057382 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Jun 2021 B 80,000,000 2020/05/15 2021/06/01 20.0057266 Goldman Sachs SP (Asia) - Xiaomi R Bull CBBC Oct 2020 C 80,000,000 2020/05/15 2020/10/30 20.0051967 HK Bank - AAC Tech R Bull CBBC Dec 2020 A 40,000,000 2020/05/15 2020/12/21 10.0051953 HK Bank - CSOP A50 ETF R Bull CBBC Feb 2021 A 40,000,000 2020/05/15 2021/02/01 10.0051966 HK Bank - Geely Auto R Bull CBBC Oct 2020 C 40,000,000 2020/05/15 2020/10/19 10.0051969 HK Bank - Galaxy Ent R Bull CBBC Nov 2020 F 60,000,000 2020/05/15 2020/11/19 15.0051975 HK Bank - Galaxy Ent R Bear CBBC Nov 2020 A 40,000,000 2020/05/15 2020/11/02 10.0052014 HK Bank - HSI R Bull CBBC Sep 2022 O 60,000,000 2020/05/15 2022/09/29 15.0052015 HK Bank - HSI R Bull CBBC Dec 2022 M 80,000,000 2020/05/15 2022/12/29 20.0052075 HK Bank - Meituan Dianping R Bull CBBC Nov 2020 A 40,000,000 2020/05/15 2020/11/02 10.0051954 HK Bank - Sunny Optical R Bull CBBC Nov 2020 A 40,000,000 2020/05/15 2020/11/09 10.0051977 HK Bank - Tencent R Bull CBBC Nov 2020 B 40,000,000 2020/05/15 2020/11/09 10.0051976 HK Bank - Xiaomi R Bull CBBC Oct 2020 A 40,000,000 2020/05/15 2020/10/19 10.0055358 Haitong Int’l Sec - HSI R Bull CBBC Mar 2023 H 300,000,000 2020/05/15 2023/03/30 75.0055228 Haitong Int’l Sec - HSI R Bull CBBC Apr 2023 E 150,000,000 2020/05/15 2023/04/27 37.50




54903 Haitong Int’l Sec - HSI R Bear CBBC Oct 2020 B 150,000,000 2020/05/15 2020/10/29 52.2054975 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 A 200,000,000 2020/05/15 2020/11/27 50.0054905 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 Z 200,000,000 2020/05/15 2020/11/27 74.6055465 Haitong Int’l Sec - Meituan Dianping R Bull CBBC Nov 2020 F 40,000,000 2020/05/15 2020/11/23 10.0055439 Haitong Int’l Sec - Tencent R Bull CBBC Nov 2020 N 40,000,000 2020/05/15 2020/11/30 10.0054927 Haitong Int’l Sec - Tencent R Bear CBBC Sep 2020 U 40,000,000 2020/05/15 2020/09/30 10.0055452 Haitong Int’l Sec - Xiaomi R Bull CBBC Sep 2020 G 40,000,000 2020/05/15 2020/09/30 10.0053223 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 X 200,000,000 2020/05/15 2023/02/27 50.0054087 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 Y 240,000,000 2020/05/15 2023/02/27 60.0053882 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 D 200,000,000 2020/05/15 2023/03/30 50.0053185 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 G 200,000,000 2020/05/15 2020/11/27 50.0054243 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 D 200,000,000 2020/05/15 2020/12/30 50.0053209 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 C 240,000,000 2020/05/15 2021/01/28 60.0054134 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 D 240,000,000 2020/05/15 2021/01/28 60.0054354 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 E 200,000,000 2020/05/15 2021/01/28 50.0053270 J P Morgan SP BV - Meituan Dianping R Bull CBBC Oct 2020 A 80,000,000 2020/05/15 2020/10/09 20.0053566 J P Morgan SP BV - Ping An R Bull CBBC Nov 2020 A 100,000,000 2020/05/15 2020/11/13 25.0053273 J P Morgan SP BV - Tencent R Bull CBBC Oct 2020 B 50,000,000 2020/05/15 2020/10/16 12.5053791 J P Morgan SP BV - Xiaomi R Bull CBBC Nov 2020 A 80,000,000 2020/05/15 2020/11/13 20.0053114 Morgan Stanley Asia Products - HSI R Bull CBBC Nov 2022 F 150,000,000 2020/05/15 2022/11/29 37.5053156 Morgan Stanley Asia Products - HSI R Bull CBBC Feb 2023 G 150,000,000 2020/05/15 2023/02/27 37.5052016 Morgan Stanley Asia Products - HSI R Bear CBBC Aug 2020 W 150,000,000 2020/05/15 2020/08/28 37.5052022 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 V 150,000,000 2020/05/15 2020/09/29 37.5052975 Morgan Stanley Asia Products - Xiaomi R Bull CBBC Oct 2020 C 40,000,000 2020/05/15 2020/10/19 10.0053083 Morgan Stanley Asia Products - Xiaomi R Bull CBBC Oct 2020 D 40,000,000 2020/05/15 2020/10/05 10.0056196 SG Issuer - AIA R Bear CBBC Nov 2020 B 60,000,000 2020/05/15 2020/11/27 15.0056403 SG Issuer - Alibaba Group R Bull CBBC Nov 2020 H 60,000,000 2020/05/15 2020/11/30 15.0056211 SG Issuer - Alibaba Group R Bear CBBC Dec 2020 X 60,000,000 2020/05/15 2020/12/30 15.0056404 SG Issuer - Galaxy Ent R Bear CBBC Dec 2020 H 100,000,000 2020/05/15 2020/12/29 25.0056414 SG Issuer - HKEX R Bear CBBC Nov 2020 B 200,000,000 2020/05/15 2020/11/27 50.0056514 SG Issuer - HSI R Bull CBBC Dec 2022 I 250,000,000 2020/05/15 2022/12/29 62.5056531 SG Issuer - HSI R Bull CBBC Dec 2022 J 250,000,000 2020/05/15 2022/12/29 62.5056560 SG Issuer - HSI R Bull CBBC Dec 2022 W 250,000,000 2020/05/15 2022/12/29 62.5056584 SG Issuer - HSI R Bull CBBC Apr 2023 H 250,000,000 2020/05/15 2023/04/27 62.5056349 SG Issuer - HSI R Bear CBBC Aug 2020 F 250,000,000 2020/05/15 2020/08/28 62.5056378 SG Issuer - HSI R Bear CBBC Oct 2020 A 500,000,000 2020/05/15 2020/10/29 125.0056463 SG Issuer - HSI R Bear CBBC Nov 2020 A 250,000,000 2020/05/15 2020/11/27 62.5056402 SG Issuer - HSI R Bear CBBC Nov 2020 R 250,000,000 2020/05/15 2020/11/27 62.5056473 SG Issuer - HSI R Bear CBBC Dec 2020 M 250,000,000 2020/05/15 2020/12/30 62.5056454 SG Issuer - HSI R Bear CBBC Jan 2021 B 250,000,000 2020/05/15 2021/01/28 62.5056598 SG Issuer - Meituan Dianping R Bull CBBC Oct 2020 K 100,000,000 2020/05/15 2020/10/30 25.0056247 SG Issuer - Meituan Dianping R Bear CBBC Nov 2020 E 100,000,000 2020/05/15 2020/11/27 25.0056441 SG Issuer - Meituan Dianping R Bear CBBC Dec 2020 I 100,000,000 2020/05/15 2020/12/30 28.5056639 SG Issuer - Meituan Dianping R Bear CBBC Jan 2021 A 100,000,000 2020/05/15 2021/01/28 25.0056680 SG Issuer - SUNAC R Bull CBBC Feb 2021 C 80,000,000 2020/05/15 2021/02/25 20.00




56248 SG Issuer - Sunny Optical R Bear CBBC Dec 2020 C 60,000,000 2020/05/15 2020/12/30 15.0056690 SG Issuer - Tencent R Bull CBBC Aug 2020 P 80,000,000 2020/05/15 2020/08/31 20.0056702 SG Issuer - Tencent R Bull CBBC Dec 2020 Q 200,000,000 2020/05/15 2020/12/31 50.0056310 SG Issuer - Tencent R Bear CBBC Nov 2020 W 80,000,000 2020/05/15 2020/11/27 20.0056340 SG Issuer - Tencent R Bear CBBC Dec 2020 H 80,000,000 2020/05/15 2020/12/30 20.0056342 SG Issuer - Tencent R Bear CBBC Jan 2021 G 80,000,000 2020/05/15 2021/01/28 20.0056723 SG Issuer - Xiaomi R Bull CBBC Dec 2020 G 60,000,000 2020/05/15 2020/12/31 15.0056344 SG Issuer - Xiaomi R Bear CBBC Dec 2020 A 60,000,000 2020/05/15 2020/12/30 15.0056724 SG Issuer - Xiaomi R Bear CBBC Dec 2020 B 60,000,000 2020/05/15 2020/12/31 15.0052297 UBS AG - AAC Tech R Bull CBBC Apr 2021 A 100,000,000 2020/05/15 2021/04/30 25.0052543 UBS AG - Alibaba Group R Bull CBBC Feb 2021 H 80,000,000 2020/05/15 2021/02/08 20.0052404 UBS AG - Alibaba Group R Bear CBBC Dec 2020 X 80,000,000 2020/05/15 2020/12/14 20.0052095 UBS AG - CC Bank R Bull CBBC Dec 2020 D 80,000,000 2020/05/15 2020/12/31 20.0052451 UBS AG - CNOOC R Bear CBBC Dec 2020 E 40,000,000 2020/05/15 2020/12/07 10.0052438 UBS AG - Geely Auto R Bull CBBC Dec 2020 H 30,000,000 2020/05/15 2020/12/08 10.2052728 UBS AG - Galaxy Ent R Bull CBBC Feb 2021 A 60,000,000 2020/05/15 2021/02/08 15.0052640 UBS AG - HKEX R Bear CBBC Feb 2021 A 50,000,000 2020/05/15 2021/02/08 12.5052455 UBS AG - HSI R Bull CBBC Jan 2023 I 200,000,000 2020/05/15 2023/01/30 50.0052465 UBS AG - HSI R Bull CBBC Jan 2023 J 200,000,000 2020/05/15 2023/01/30 50.0052454 UBS AG - HSI R Bull CBBC Jan 2023 Q 200,000,000 2020/05/15 2023/01/30 50.0052344 UBS AG - HSI R Bear CBBC Oct 2020 U 200,000,000 2020/05/15 2020/10/29 50.0052346 UBS AG - HSI R Bear CBBC Oct 2020 V 200,000,000 2020/05/15 2020/10/29 50.0052478 UBS AG - HSI R Bear CBBC Jan 2021 D 200,000,000 2020/05/15 2021/01/28 50.0052500 UBS AG - HSI R Bear CBBC Jan 2021 L 200,000,000 2020/05/15 2021/01/28 50.0052522 UBS AG - HSI R Bear CBBC Jan 2021 Q 200,000,000 2020/05/15 2021/01/28 50.0052608 UBS AG - Meituan Dianping R Bull CBBC Feb 2021 B 50,000,000 2020/05/15 2021/02/08 12.5052405 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 Q 50,000,000 2020/05/15 2020/12/30 12.5052773 UBS AG - Sunny Optical R Bull CBBC Feb 2021 A 30,000,000 2020/05/15 2021/02/08 10.2052867 UBS AG - Sunny Optical R Bull CBBC Sep 2021 A 150,000,000 2020/05/15 2021/09/30 37.5052537 UBS AG - Tencent R Bull CBBC Feb 2021 D 40,000,000 2020/05/15 2021/02/08 10.0052347 UBS AG - Tencent R Bear CBBC Dec 2020 W 40,000,000 2020/05/15 2020/12/30 10.0052394 UBS AG - Tencent R Bear CBBC Jan 2021 B 200,000,000 2020/05/15 2021/01/28 50.0052641 UBS AG - Xiaomi R Bull CBBC Feb 2021 A 60,000,000 2020/05/15 2021/02/08 15.0052433 UBS AG - Xiaomi R Bear CBBC Dec 2020 I 60,000,000 2020/05/15 2020/12/07 15.0052657 UBS AG - Xiaomi R Bear CBBC Feb 2021 A 50,000,000 2020/05/15 2021/02/08 12.5056102 Bank Vontobel - CNOOC R Bull CBBC Apr 2021 A 40,000,000 2020/05/15 2021/04/23 10.0056188 Bank Vontobel - Meituan Dianping R Bull CBBC Jan 2021 F 40,000,000 2020/05/15 2021/01/22 10.0056123 Bank Vontobel - Meituan Dianping R Bear CBBC Dec 2020 U 60,000,000 2020/05/15 2020/12/18 16.8056032 Bank Vontobel - Tencent R Bull CBBC Oct 2020 H 40,000,000 2020/05/15 2020/10/23 10.0056098 Bank Vontobel - Tencent R Bear CBBC Dec 2020 T 80,000,000 2020/05/15 2020/12/18 20.0056161 Bank Vontobel - Xiaomi R Bull CBBC Feb 2021 A 40,000,000 2020/05/15 2021/02/19 10.0056189 Bank Vontobel - Xiaomi R Bull CBBC Feb 2021 B 40,000,000 2020/05/15 2021/02/05 10.0058530 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Dec 2020 H 60,000,000 2020/05/18 2020/12/31 15.0058641 BOCI Asia Ltd. - Galaxy Ent R Bull CBBC Oct 2020 L 100,000,000 2020/05/18 2020/10/30 25.0063134 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 L 150,000,000 2020/05/18 2023/01/30 37.50




58445 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 H 150,000,000 2020/05/18 2020/10/29 37.5058454 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 J 150,000,000 2020/05/18 2020/10/29 37.5058485 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 M 150,000,000 2020/05/18 2020/10/29 37.5058644 BOCI Asia Ltd. - Tencent R Bull CBBC Dec 2020 C 40,000,000 2020/05/18 2020/12/30 10.0060698 BNP Paribas Issuance B.V. - Alibaba R Bear CBBC Dec 2020 A 100,000,000 2020/05/18 2020/12/30 25.0060723 BNP Paribas Issuance B.V. - Alibaba R Bear CBBC Dec 2020 B 100,000,000 2020/05/18 2020/12/30 25.0061241 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 A 150,000,000 2020/05/18 2022/10/28 37.5061243 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 B 150,000,000 2020/05/18 2022/10/28 37.5061246 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 C 150,000,000 2020/05/18 2022/10/28 37.5061247 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 D 150,000,000 2020/05/18 2022/10/28 37.5061132 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 Z 150,000,000 2020/05/18 2022/10/28 37.5061263 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 E 250,000,000 2020/05/18 2020/11/27 62.5061269 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 F 240,000,000 2020/05/18 2020/11/27 60.0059937 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 O 250,000,000 2020/05/18 2020/12/30 62.5059966 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 T 250,000,000 2020/05/18 2020/12/30 62.5060776 BNP Paribas Issuance B.V. - Meituan R Bear CBBC Nov 2020 E 50,000,000 2020/05/18 2020/11/27 12.5060637 BNP Paribas Issuance B.V. - Ping An R Bull CBBC Sep 2021 A 200,000,000 2020/05/18 2021/09/29 50.0060739 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Nov 2020 M 50,000,000 2020/05/18 2020/11/27 12.5060196 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Nov 2020 N 50,000,000 2020/05/18 2020/11/27 12.5060404 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Dec 2020 N 50,000,000 2020/05/18 2020/12/30 12.5060744 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Dec 2020 O 50,000,000 2020/05/18 2020/12/30 12.5060020 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Nov 2020 H 50,000,000 2020/05/18 2020/11/27 27.5060507 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Nov 2020 I 50,000,000 2020/05/18 2020/11/27 12.5060962 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Nov 2020 J 50,000,000 2020/05/18 2020/11/27 20.0061262 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Nov 2020 K 50,000,000 2020/05/18 2020/11/27 25.0060098 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Dec 2020 A 50,000,000 2020/05/18 2020/12/30 32.5061261 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Dec 2020 C 50,000,000 2020/05/18 2020/12/30 12.5060000 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Dec 2020 J 50,000,000 2020/05/18 2020/12/30 22.5060504 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Dec 2020 L 50,000,000 2020/05/18 2020/12/30 12.5060573 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Dec 2020 N 50,000,000 2020/05/18 2020/12/30 12.5060876 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Dec 2020 P 50,000,000 2020/05/18 2020/12/30 12.5060483 BNP Paribas Issuance B.V. - Xiaomi R Bull CBBC Nov 2020 V 50,000,000 2020/05/18 2020/11/27 12.5061680 Credit Suisse AG - AAC Tech R Bull CBBC Dec 2020 C 80,000,000 2020/05/18 2020/12/30 20.0061523 Credit Suisse AG - AIA R Bull CBBC Oct 2020 E 70,000,000 2020/05/18 2020/10/29 17.5061442 Credit Suisse AG - Galaxy Ent R Bull CBBC Nov 2020 E 80,000,000 2020/05/18 2020/11/27 20.0061798 Credit Suisse AG - HSI R Bull CBBC Oct 2022 F 200,000,000 2020/05/18 2022/10/28 50.0061725 Credit Suisse AG - HSI R Bull CBBC Nov 2022 X 200,000,000 2020/05/18 2022/11/29 50.0061713 Credit Suisse AG - HSI R Bull CBBC Feb 2023 E 200,000,000 2020/05/18 2023/02/27 50.0061730 Credit Suisse AG - HSI R Bull CBBC Feb 2023 F 200,000,000 2020/05/18 2023/02/27 50.0061873 Credit Suisse AG - HSI R Bull CBBC Feb 2023 G 200,000,000 2020/05/18 2023/02/27 50.0061367 Credit Suisse AG - HSI R Bear CBBC Sep 2020 D 200,000,000 2020/05/18 2020/09/29 50.0061333 Credit Suisse AG - HSI R Bear CBBC Nov 2020 E 200,000,000 2020/05/18 2020/11/27 50.0061334 Credit Suisse AG - HSI R Bear CBBC Nov 2020 H 200,000,000 2020/05/18 2020/11/27 50.0061270 Credit Suisse AG - HSI R Bear CBBC Nov 2020 I 200,000,000 2020/05/18 2020/11/27 50.0061274 Credit Suisse AG - HSI R Bear CBBC Nov 2020 Y 200,000,000 2020/05/18 2020/11/27 50.00




61592 Credit Suisse AG - Sands China R Bull CBBC Mar 2021 B 60,000,000 2020/05/18 2021/03/30 15.0061874 Credit Suisse AG - Sands China R Bear CBBC Dec 2020 B 60,000,000 2020/05/18 2020/12/30 15.0061536 Credit Suisse AG - SUNAC R Bull CBBC Jan 2021 B 60,000,000 2020/05/18 2021/01/28 15.0061687 Credit Suisse AG - Sunny Optical R Bull CBBC Nov 2020 E 40,000,000 2020/05/18 2020/11/27 10.0061515 Credit Suisse AG - Tencent R Bull CBBC Oct 2020 J 50,000,000 2020/05/18 2020/10/29 12.5062131 Credit Suisse AG - Tencent R Bull CBBC Oct 2020 K 50,000,000 2020/05/18 2020/10/29 12.5062136 Credit Suisse AG - Tencent R Bear CBBC Nov 2020 B 50,000,000 2020/05/18 2020/11/27 20.0062230 Credit Suisse AG - Tencent R Bear CBBC Dec 2020 M 50,000,000 2020/05/18 2020/12/30 25.0064632 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 T 60,000,000 2020/05/18 2020/10/30 15.0064724 Goldman Sachs SP (Asia) - HSI R Bull CBBC Nov 2022 T 160,000,000 2020/05/18 2022/11/29 40.0064587 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 V 160,000,000 2020/05/18 2023/04/27 40.0064704 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 W 160,000,000 2020/05/18 2023/04/27 40.0064714 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 X 160,000,000 2020/05/18 2023/04/27 40.0064590 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 V 160,000,000 2020/05/18 2023/05/30 40.0064547 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 K 160,000,000 2020/05/18 2021/01/28 40.0064552 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 L 160,000,000 2020/05/18 2021/01/28 40.0064572 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 M 160,000,000 2020/05/18 2021/01/28 40.0064573 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 N 160,000,000 2020/05/18 2021/01/28 40.0064682 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 O 160,000,000 2020/05/18 2021/01/28 40.0064691 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 P 160,000,000 2020/05/18 2021/01/28 40.0064619 Goldman Sachs SP (Asia) - Meituan R Bear CBBC Dec 2020 E 60,000,000 2020/05/18 2020/12/30 15.0064616 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 X 60,000,000 2020/05/18 2020/10/30 15.0064626 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 Y 60,000,000 2020/05/18 2020/10/30 15.0064620 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Mar 2021 T 80,000,000 2020/05/18 2021/03/31 20.0064615 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Mar 2021 I 80,000,000 2020/05/18 2021/03/31 20.0058325 HK Bank - Alibaba Group R Bull CBBC Oct 2020 G 40,000,000 2020/05/18 2020/10/12 10.0058107 HK Bank - CAM CSI300 R Bull CBBC Dec 2020 A 40,000,000 2020/05/18 2020/12/07 10.0058358 HK Bank - Galaxy Ent R Bull CBBC Nov 2020 G 60,000,000 2020/05/18 2020/11/16 15.0058353 HK Bank - HKEX R Bull CBBC Nov 2020 D 40,000,000 2020/05/18 2020/11/16 10.0057929 HK Bank - HSCEI R Bull CBBC Sep 2022 J 50,000,000 2020/05/18 2022/09/29 12.5058018 HK Bank - HSCEI R Bear CBBC Dec 2020 A 50,000,000 2020/05/18 2020/12/30 12.5057896 HK Bank - HSI R Bull CBBC Sep 2022 H 60,000,000 2020/05/18 2022/09/29 15.0057909 HK Bank - HSI R Bull CBBC Dec 2022 X 100,000,000 2020/05/18 2022/12/29 25.0058075 HK Bank - HSI R Bear CBBC Sep 2020 T 80,000,000 2020/05/18 2020/09/29 20.0057619 HK Bank - HSI R Bear CBBC Sep 2020 W 100,000,000 2020/05/18 2020/09/29 25.0057482 HK Bank - HSI R Bear CBBC Sep 2020 X 100,000,000 2020/05/18 2020/09/29 25.0058308 HK Bank - Meituan Dianping R Bear CBBC Nov 2020 A 40,000,000 2020/05/18 2020/11/09 10.0058129 HK Bank - Sands China R Bull CBBC Nov 2020 B 40,000,000 2020/05/18 2020/11/16 10.0058330 HK Bank - Sunny Optical R Bull CBBC Oct 2020 C 40,000,000 2020/05/18 2020/10/05 10.0058313 HK Bank - Tencent R Bull CBBC Oct 2020 H 40,000,000 2020/05/18 2020/10/05 10.0057467 HK Bank - Tencent R Bear CBBC Oct 2020 A 40,000,000 2020/05/18 2020/10/12 10.0058322 HK Bank - Tencent R Bear CBBC Nov 2020 A 100,000,000 2020/05/18 2020/11/09 25.0058379 HK Bank - Xiaomi R Bull CBBC Nov 2020 B 60,000,000 2020/05/18 2020/11/02 15.0063531 Haitong Int’l Sec - AAC Tech R Bull CBBC Apr 2021 A 80,000,000 2020/05/18 2021/04/23 20.0063464 Haitong Int’l Sec - HSI R Bull CBBC Oct 2022 T 200,000,000 2020/05/18 2022/10/28 50.00




63444 Haitong Int’l Sec - HSI R Bull CBBC Nov 2022 D 150,000,000 2020/05/18 2022/11/29 37.5063455 Haitong Int’l Sec - HSI R Bull CBBC Nov 2022 E 150,000,000 2020/05/18 2022/11/29 37.5063220 Haitong Int’l Sec - HSI R Bear CBBC Sep 2020 W 150,000,000 2020/05/18 2020/09/29 37.5063178 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 B 150,000,000 2020/05/18 2020/11/27 37.5063285 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 C 200,000,000 2020/05/18 2020/11/27 50.0063492 Haitong Int’l Sec - Sands China R Bull CBBC Mar 2021 A 80,000,000 2020/05/18 2021/03/19 20.0063517 Haitong Int’l Sec - Sands China R Bear CBBC Dec 2020 A 80,000,000 2020/05/18 2020/12/30 20.0063532 Haitong Int’l Sec - Sunny Optical R Bull CBBC Feb 2021 A 60,000,000 2020/05/18 2021/02/08 15.0063404 Haitong Int’l Sec - Tencent R Bull CBBC Sep 2020 A 60,000,000 2020/05/18 2020/09/23 15.0063387 Haitong Int’l Sec - Tencent R Bull CBBC Oct 2020 S 60,000,000 2020/05/18 2020/10/23 15.0063407 Haitong Int’l Sec - Tencent R Bull CBBC Jan 2021 A 200,000,000 2020/05/18 2021/01/28 50.0063297 Haitong Int’l Sec - Tencent R Bear CBBC Nov 2020 O 40,000,000 2020/05/18 2020/11/23 10.0063379 Haitong Int’l Sec - Tencent R Bear CBBC Nov 2020 P 40,000,000 2020/05/18 2020/11/23 10.0063443 Haitong Int’l Sec - Tencent R Bear CBBC Nov 2020 Q 60,000,000 2020/05/18 2020/11/23 15.0063433 Haitong Int’l Sec - Tencent R Bear CBBC Jan 2021 A 200,000,000 2020/05/18 2021/01/28 50.0063442 Haitong Int’l Sec - Tencent R Bear CBBC Jan 2021 B 200,000,000 2020/05/18 2021/01/28 50.0062866 J P Morgan SP BV - HKEX R Bull CBBC Oct 2020 A 40,000,000 2020/05/18 2020/10/09 10.0062966 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 T 200,000,000 2020/05/18 2023/01/30 50.0062742 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 H 200,000,000 2020/05/18 2023/03/30 50.0062853 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 E 200,000,000 2020/05/18 2023/04/27 50.0062968 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 F 200,000,000 2020/05/18 2023/04/27 50.0063037 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 G 240,000,000 2020/05/18 2023/04/27 60.0062287 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 F 200,000,000 2020/05/18 2020/10/29 50.0062311 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 M 200,000,000 2020/05/18 2020/11/27 50.0063059 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 N 200,000,000 2020/05/18 2020/11/27 50.0063068 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 Q 200,000,000 2020/05/18 2020/11/27 50.0062511 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 G 200,000,000 2020/05/18 2020/12/30 50.0062695 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 F 200,000,000 2020/05/18 2021/01/28 50.0063065 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 G 200,000,000 2020/05/18 2021/01/28 50.0062903 J P Morgan SP BV - Tencent R Bull CBBC Oct 2020 C 50,000,000 2020/05/18 2020/10/09 12.5062883 J P Morgan SP BV - Tencent R Bull CBBC Nov 2020 A 50,000,000 2020/05/18 2020/11/13 12.5059884 Morgan Stanley Asia Products - HSI R Bull CBBC Dec 2022 C 150,000,000 2020/05/18 2022/12/29 37.5059780 Morgan Stanley Asia Products - HSI R Bull CBBC Jan 2023 L 150,000,000 2020/05/18 2023/01/30 37.5059868 Morgan Stanley Asia Products - HSI R Bull CBBC Jan 2023 M 150,000,000 2020/05/18 2023/01/30 37.5057747 Morgan Stanley Asia Products - HSI R Bear CBBC Aug 2020 X 150,000,000 2020/05/18 2020/08/28 37.5057822 Morgan Stanley Asia Products - HSI R Bear CBBC Aug 2020 Y 150,000,000 2020/05/18 2020/08/28 37.5057688 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 W 150,000,000 2020/05/18 2020/09/29 37.5057857 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 X 150,000,000 2020/05/18 2020/09/29 37.5059877 Morgan Stanley Asia Products - HSI R Bear CBBC Oct 2020 Q 150,000,000 2020/05/18 2020/10/29 37.5057859 Morgan Stanley Asia Products - HSI R Bear CBBC Nov 2020 E 150,000,000 2020/05/18 2020/11/27 37.5059890 Morgan Stanley Asia Products - Tencent R Bull CBBC Oct 2020D 40,000,000 2020/05/18 2020/10/05 10.0059936 Morgan Stanley Asia Products - Tencent R Bull CBBC Oct 2020E 40,000,000 2020/05/18 2020/10/19 10.0059900 Morgan Stanley Asia Products - Tencent R Bull CBBC Nov 2020C 40,000,000 2020/05/18 2020/11/02 12.6059781 Morgan Stanley Asia Products - Tencent R Bear CBBC Dec 2020I 40,000,000 2020/05/18 2020/12/01 10.0063754 SG Issuer - Alibaba Group R Bull CBBC Sep 2020 X 60,000,000 2020/05/18 2020/09/30 15.00




63925 SG Issuer - Alibaba Group R Bull CBBC Feb 2021 B 150,000,000 2020/05/18 2021/02/25 37.5063540 SG Issuer - Alibaba Group R Bear CBBC Jan 2021 G 150,000,000 2020/05/18 2021/01/28 37.5063546 SG Issuer - Alibaba Group R Bear CBBC Feb 2021 B 60,000,000 2020/05/18 2021/02/25 15.0063554 SG Issuer - CM Bank R Bull CBBC Feb 2021 C 100,000,000 2020/05/18 2021/02/25 25.0063560 SG Issuer - CNOOC R Bear CBBC Jan 2021 A 40,000,000 2020/05/18 2021/01/28 10.0063767 SG Issuer - Geely Auto R Bull CBBC Nov 2020 B 40,000,000 2020/05/18 2020/11/30 10.0063960 SG Issuer - Geely Auto R Bear CBBC Feb 2021 A 150,000,000 2020/05/18 2021/02/25 37.5063755 SG Issuer - Galaxy Ent R Bull CBBC Nov 2020 F 100,000,000 2020/05/18 2020/11/30 25.0063565 SG Issuer - Galaxy Ent R Bear CBBC Jan 2021 A 100,000,000 2020/05/18 2021/01/28 25.0063930 SG Issuer - Galaxy Ent R Bear CBBC Jan 2021 B 100,000,000 2020/05/18 2021/01/28 25.0063781 SG Issuer - HKEX R Bull CBBC Nov 2020 B 50,000,000 2020/05/18 2020/11/30 12.5064023 SG Issuer - HKEX R Bear CBBC Dec 2020 F 50,000,000 2020/05/18 2020/12/30 19.2563849 SG Issuer - HSI R Bull CBBC Apr 2023 I 250,000,000 2020/05/18 2023/04/27 62.5063850 SG Issuer - HSI R Bull CBBC Apr 2023 J 500,000,000 2020/05/18 2023/04/27 125.0063853 SG Issuer - HSI R Bull CBBC May 2023 U 250,000,000 2020/05/18 2023/05/30 62.5063869 SG Issuer - HSI R Bull CBBC May 2023 V 250,000,000 2020/05/18 2023/05/30 62.5064356 SG Issuer - HSI R Bull CBBC May 2023 W 250,000,000 2020/05/18 2023/05/30 62.5063686 SG Issuer - HSI R Bear CBBC Aug 2020 D 250,000,000 2020/05/18 2020/08/28 62.5063677 SG Issuer - HSI R Bear CBBC Aug 2020 G 500,000,000 2020/05/18 2020/08/28 125.0063700 SG Issuer - HSI R Bear CBBC Aug 2020 H 250,000,000 2020/05/18 2020/08/28 62.5063733 SG Issuer - HSI R Bear CBBC Aug 2020 L 250,000,000 2020/05/18 2020/08/28 62.5063745 SG Issuer - HSI R Bear CBBC Sep 2020 G 250,000,000 2020/05/18 2020/09/29 62.5063817 SG Issuer - HSI R Bear CBBC Oct 2020 C 250,000,000 2020/05/18 2020/10/29 62.5064278 SG Issuer - HSI R Bear CBBC Oct 2020 D 250,000,000 2020/05/18 2020/10/29 62.5064330 SG Issuer - HSI R Bear CBBC Dec 2020 T 250,000,000 2020/05/18 2020/12/30 62.5064039 SG Issuer - Meituan Dianping R Bull CBBC Nov 2020 L 100,000,000 2020/05/18 2020/11/30 25.0063603 SG Issuer - Meituan Dianping R Bull CBBC Dec 2020 W 100,000,000 2020/05/18 2020/12/30 25.0063636 SG Issuer - Ping An R Bear CBBC Dec 2020 C 100,000,000 2020/05/18 2020/12/30 25.0063796 SG Issuer - Sands China R Bull CBBC Mar 2021 C 100,000,000 2020/05/18 2021/03/30 25.0064367 SG Issuer - SMIC R Bull CBBC Feb 2021 A 120,000,000 2020/05/18 2021/02/25 30.0064379 SG Issuer - SMIC R Bull CBBC Feb 2021 B 120,000,000 2020/05/18 2021/02/25 30.0064380 SG Issuer - SMIC R Bull CBBC Feb 2021 C 120,000,000 2020/05/18 2021/02/26 30.0064358 SG Issuer - SMIC R Bear CBBC Dec 2020 A 120,000,000 2020/05/18 2020/12/30 30.0064052 SG Issuer - Sunny Optical R Bear CBBC Jan 2021 A 60,000,000 2020/05/18 2021/01/28 15.0064053 SG Issuer - Tencent R Bull CBBC Aug 2020 Q 80,000,000 2020/05/18 2020/08/31 20.0064092 SG Issuer - Tencent R Bull CBBC Sep 2020 I 80,000,000 2020/05/18 2020/09/30 20.0064119 SG Issuer - Tencent R Bull CBBC Sep 2020 L 80,000,000 2020/05/18 2020/09/30 20.0064196 SG Issuer - Tencent R Bull CBBC Nov 2020 H 80,000,000 2020/05/18 2020/11/30 20.0064244 SG Issuer - Tencent R Bull CBBC Jan 2021 B 200,000,000 2020/05/18 2021/01/28 50.0063639 SG Issuer - Tencent R Bear CBBC Nov 2020 J 80,000,000 2020/05/18 2020/11/27 20.0063664 SG Issuer - Tencent R Bear CBBC Nov 2020 L 80,000,000 2020/05/18 2020/11/27 20.0064209 SG Issuer - Tencent R Bear CBBC Dec 2020 I 80,000,000 2020/05/18 2020/12/30 20.0064255 SG Issuer - Tencent R Bear CBBC Jan 2021 H 80,000,000 2020/05/18 2021/01/28 20.0064457 SG Issuer - Tencent R Bear CBBC Jan 2021 I 80,000,000 2020/05/18 2021/01/28 48.0064261 SG Issuer - Tencent R Bear CBBC Feb 2021 Q 80,000,000 2020/05/18 2021/02/26 20.00




64276 SG Issuer - Tencent R Bear CBBC Mar 2021 C 80,000,000 2020/05/18 2021/03/31 28.4063808 SG Issuer - Xiaomi R Bull CBBC Nov 2020 E 60,000,000 2020/05/18 2020/11/30 15.0059265 UBS AG - Alibaba Group R Bull CBBC Dec 2020 Z 80,000,000 2020/05/18 2020/12/18 20.0058833 UBS AG - Alibaba Group R Bear CBBC Dec 2020 Y 80,000,000 2020/05/18 2020/12/22 20.0058839 UBS AG - Alibaba Group R Bear CBBC Feb 2021 C 400,000,000 2020/05/18 2021/02/08 100.0059512 UBS AG - China Mobile R Bull CBBC Dec 2020 G 100,000,000 2020/05/18 2020/12/08 25.0059454 UBS AG - CSOP A50 ETF R Bull CBBC Nov 2021 A 200,000,000 2020/05/18 2021/11/30 50.0059480 UBS AG - HKEX R Bull CBBC Jan 2021 C 50,000,000 2020/05/18 2021/01/11 12.5059234 UBS AG - HSCEI R Bull CBBC Dec 2021 H 200,000,000 2020/05/18 2021/12/30 50.0059255 UBS AG - HSCEI R Bear CBBC Dec 2020 B 200,000,000 2020/05/18 2020/12/30 50.0059011 UBS AG - HSI R Bull CBBC Apr 2023 N 200,000,000 2020/05/18 2023/04/27 50.0059065 UBS AG - HSI R Bull CBBC Apr 2023 O 200,000,000 2020/05/18 2023/04/27 50.0059159 UBS AG - HSI R Bull CBBC Apr 2023 P 200,000,000 2020/05/18 2023/04/27 50.0059181 UBS AG - HSI R Bull CBBC Apr 2023 Q 200,000,000 2020/05/18 2023/04/27 50.0058880 UBS AG - HSI R Bear CBBC Sep 2020 N 200,000,000 2020/05/18 2020/09/29 50.0059001 UBS AG - HSI R Bear CBBC Sep 2020 Q 200,000,000 2020/05/18 2020/09/29 50.0058844 UBS AG - HSI R Bear CBBC Sep 2020 Y 200,000,000 2020/05/18 2020/09/29 50.0059736 UBS AG - HSI R Bear CBBC Jan 2021 R 200,000,000 2020/05/18 2021/01/28 50.0059761 UBS AG - HSI R Bear CBBC Jan 2021 S 200,000,000 2020/05/18 2021/01/28 50.0059774 UBS AG - HSI R Bear CBBC Jan 2021 T 200,000,000 2020/05/18 2021/01/28 50.0059349 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 R 50,000,000 2020/05/18 2020/12/07 12.5059379 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 S 50,000,000 2020/05/18 2020/12/08 12.5059530 UBS AG - Sunny Optical R Bear CBBC Dec 2020 E 30,000,000 2020/05/18 2020/12/14 10.2059572 UBS AG - Sunny Optical R Bear CBBC Dec 2020 F 30,000,000 2020/05/18 2020/12/31 10.2059580 UBS AG - Sunny Optical R Bear CBBC Feb 2021 A 150,000,000 2020/05/18 2021/02/08 37.5059585 UBS AG - Tencent R Bull CBBC Feb 2021 E 40,000,000 2020/05/18 2021/02/01 10.0059593 UBS AG - Tencent R Bull CBBC Feb 2021 F 200,000,000 2020/05/18 2021/02/02 50.0059712 UBS AG - Tencent R Bull CBBC Feb 2021 G 40,000,000 2020/05/18 2021/02/03 10.0059728 UBS AG - Tencent R Bull CBBC Feb 2021 H 200,000,000 2020/05/18 2021/02/04 50.0058811 UBS AG - Tencent R Bear CBBC Sep 2020 F 40,000,000 2020/05/18 2020/09/22 10.0058744 UBS AG - Tencent R Bear CBBC Dec 2020 C 200,000,000 2020/05/18 2020/12/09 50.0059528 UBS AG - Tencent R Bear CBBC Dec 2020 D 40,000,000 2020/05/18 2020/12/08 12.0058827 UBS AG - Tencent R Bear CBBC Dec 2020 H 40,000,000 2020/05/18 2020/12/07 10.0058820 UBS AG - Tencent R Bear CBBC Dec 2020 X 200,000,000 2020/05/18 2020/12/09 50.0058654 UBS AG - Tencent R Bear CBBC Dec 2020 Y 200,000,000 2020/05/18 2020/12/31 50.0059429 UBS AG - Xiaomi R Bull CBBC Feb 2021 B 60,000,000 2020/05/18 2021/02/10 15.0058842 UBS AG - Xiaomi R Bear CBBC Dec 2020 J 60,000,000 2020/05/18 2020/12/21 15.0064507 Bank Vontobel - AAC Tech R Bull CBBC Feb 2021 A 40,000,000 2020/05/18 2021/02/05 10.0064539 Bank Vontobel - Galaxy Ent R Bull CBBC Dec 2020 O 40,000,000 2020/05/18 2020/12/18 10.0064517 Bank Vontobel - HKEX R Bull CBBC Jan 2021 A 40,000,000 2020/05/18 2021/01/15 10.0064461 Bank Vontobel - Meituan Dianping R Bull CBBC Jan 2021 G 60,000,000 2020/05/18 2021/01/15 15.0064500 Bank Vontobel - Meituan Dianping R Bear CBBC Jan 2021 A 60,000,000 2020/05/18 2021/01/15 15.0064515 Bank Vontobel - Sunny Optical R Bull CBBC Feb 2021 A 40,000,000 2020/05/18 2021/02/19 10.0064518 Bank Vontobel - Tencent R Bull CBBC Jan 2021 A 40,000,000 2020/05/18 2021/01/15 10.0064521 Bank Vontobel - Tencent R Bull CBBC Jan 2021 B 40,000,000 2020/05/18 2021/01/22 10.00




64520 Bank Vontobel - Tencent R Bull CBBC Feb 2021 A 40,000,000 2020/05/18 2021/02/05 10.0064533 Bank Vontobel - Tencent R Bull CBBC Feb 2021 B 80,000,000 2020/05/18 2021/02/19 20.0064523 Bank Vontobel - Tencent R Bear CBBC Jan 2021 A 80,000,000 2020/05/18 2021/01/22 20.0064537 Bank Vontobel - Tencent R Bear CBBC Jan 2021 B 40,000,000 2020/05/18 2021/01/22 10.8064836 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 O 150,000,000 2020/05/19 2020/10/29 37.5064798 BOCI Asia Ltd. - Xiaomi R Bull CBBC Dec 2020 A 40,000,000 2020/05/19 2020/12/31 10.0064799 BOCI Asia Ltd. - Xiaomi R Bull CBBC Dec 2020 B 40,000,000 2020/05/19 2020/12/31 10.0064812 BOCI Asia Ltd. - Xiaomi R Bull CBBC Dec 2020 C 40,000,000 2020/05/19 2020/12/31 10.0065249 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 E 150,000,000 2020/05/19 2022/10/28 37.5065212 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 A 250,000,000 2020/05/19 2020/12/30 62.5065217 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 B 250,000,000 2020/05/19 2020/12/30 62.5065223 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 C 250,000,000 2020/05/19 2020/12/30 62.5065224 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 D 250,000,000 2020/05/19 2020/12/30 62.5065241 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 P 250,000,000 2020/05/19 2020/12/30 62.5065259 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 Q 240,000,000 2020/05/19 2020/12/30 60.0065432 Credit Suisse AG - Alibaba Group R Bull CBBC Sep 2020 H 50,000,000 2020/05/19 2020/09/29 12.5065342 Credit Suisse AG - HKEX R Bull CBBC Oct 2020 C 50,000,000 2020/05/19 2020/10/29 12.5065323 Credit Suisse AG - HSI R Bull CBBC Sep 2022 I 200,000,000 2020/05/19 2022/09/29 50.0065317 Credit Suisse AG - HSI R Bull CBBC Oct 2022 H 200,000,000 2020/05/19 2022/10/28 50.0065312 Credit Suisse AG - HSI R Bull CBBC Jan 2023 D 200,000,000 2020/05/19 2023/01/30 50.0065316 Credit Suisse AG - HSI R Bull CBBC Jan 2023 G 200,000,000 2020/05/19 2023/01/30 50.0065309 Credit Suisse AG - HSI R Bull CBBC Feb 2023 H 200,000,000 2020/05/19 2023/02/27 50.0065363 Credit Suisse AG - HSI R Bear CBBC Sep 2020 E 200,000,000 2020/05/19 2020/09/29 50.0065351 Credit Suisse AG - HSI R Bear CBBC Oct 2020 I 200,000,000 2020/05/19 2020/10/29 50.0065428 Credit Suisse AG - HSI R Bear CBBC Oct 2020 J 200,000,000 2020/05/19 2020/10/29 50.0065365 Credit Suisse AG - HSI R Bear CBBC Dec 2020 V 300,000,000 2020/05/19 2020/12/30 75.0065340 Credit Suisse AG - Tencent R Bull CBBC Aug 2020 F 100,000,000 2020/05/19 2020/08/28 25.0065273 Credit Suisse AG - Tencent R Bull CBBC Sep 2020 O 50,000,000 2020/05/19 2020/09/29 12.5065277 Credit Suisse AG - Tencent R Bull CBBC Sep 2020 P 50,000,000 2020/05/19 2020/09/29 12.5065433 Credit Suisse AG - Tencent R Bull CBBC Oct 2020 L 100,000,000 2020/05/19 2020/10/29 25.0065435 Credit Suisse AG - Tencent R Bear CBBC Dec 2020 N 50,000,000 2020/05/19 2020/12/30 32.5065343 Credit Suisse AG - Xiaomi R Bull CBBC Sep 2020 F 50,000,000 2020/05/19 2020/09/29 12.5065986 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 U 60,000,000 2020/05/19 2020/10/30 15.0065805 Goldman Sachs SP (Asia) - HSI R Bull CBBC Nov 2022 S 160,000,000 2020/05/19 2022/11/29 40.0065861 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 B 160,000,000 2020/05/19 2023/04/27 40.0065839 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 Y 160,000,000 2020/05/19 2023/04/27 40.0065842 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 Z 160,000,000 2020/05/19 2023/04/27 40.0065802 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 W 160,000,000 2020/05/19 2023/05/30 40.0065877 Goldman Sachs SP (Asia) - HSI R Bear CBBC Aug 2020 B 160,000,000 2020/05/19 2020/08/28 40.0065813 Goldman Sachs SP (Asia) - HSI R Bear CBBC Aug 2020 X 160,000,000 2020/05/19 2020/08/28 40.0065943 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 R 160,000,000 2020/05/19 2021/01/28 40.0065965 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 S 160,000,000 2020/05/19 2021/01/28 40.0065987 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Dec 2020 E 60,000,000 2020/05/19 2020/12/30 15.0065973 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 Z 60,000,000 2020/05/19 2020/10/30 15.0065975 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Mar 2021 U 80,000,000 2020/05/19 2021/03/31 20.00




65970 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Mar 2021 J 80,000,000 2020/05/19 2021/03/31 20.0065988 Goldman Sachs SP (Asia) - Xiaomi R Bull CBBC Nov 2020 B 60,000,000 2020/05/19 2020/11/27 15.0064795 HK Bank - AAC Tech R Bull CBBC Jan 2021 A 40,000,000 2020/05/19 2021/01/11 10.0064751 HK Bank - Galaxy Ent R Bear CBBC Oct 2020 B 40,000,000 2020/05/19 2020/10/19 10.0064726 HK Bank - HSI R Bull CBBC Sep 2022 N 100,000,000 2020/05/19 2022/09/29 25.0064734 HK Bank - HSI R Bear CBBC Sep 2020 V 100,000,000 2020/05/19 2020/09/29 25.0064744 HK Bank - HSI R Bear CBBC Sep 2020 Y 60,000,000 2020/05/19 2020/09/29 15.0064791 HK Bank - Sunny Optical R Bear CBBC Oct 2020 A 40,000,000 2020/05/19 2020/10/19 11.6064725 HK Bank - Tencent R Bull CBBC Oct 2020 I 40,000,000 2020/05/19 2020/10/12 10.0064773 HK Bank - Tencent R Bull CBBC Nov 2020 C 40,000,000 2020/05/19 2020/11/16 10.0064772 HK Bank - Tencent R Bear CBBC Oct 2020 B 40,000,000 2020/05/19 2020/10/19 10.0064766 HK Bank - Tencent R Bear CBBC Nov 2020 B 100,000,000 2020/05/19 2020/11/16 25.0064750 HK Bank - WuXi Bio R Bull CBBC Oct 2020 A 40,000,000 2020/05/19 2020/10/19 10.0065438 Haitong Int’l Sec - HSI R Bull CBBC Oct 2022 Z 200,000,000 2020/05/19 2022/10/28 50.0065446 Haitong Int’l Sec - HSI R Bull CBBC Dec 2022 B 200,000,000 2020/05/19 2022/12/29 50.0065437 Haitong Int’l Sec - HSI R Bull CBBC Mar 2023 I 150,000,000 2020/05/19 2023/03/30 37.5065443 Haitong Int’l Sec - HSI R Bear CBBC Oct 2020 H 150,000,000 2020/05/19 2020/10/29 37.5065439 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 Q 200,000,000 2020/05/19 2021/01/28 50.0065473 Haitong Int’l Sec - Tencent R Bull CBBC Nov 2020 O 60,000,000 2020/05/19 2020/11/23 15.0065468 Haitong Int’l Sec - Tencent R Bull CBBC Mar 2021 A 200,000,000 2020/05/19 2021/03/31 50.0065447 Haitong Int’l Sec - Tencent R Bear CBBC Dec 2020 G 80,000,000 2020/05/19 2020/12/30 32.5665464 Haitong Int’l Sec - Tencent R Bear CBBC Dec 2020 H 80,000,000 2020/05/19 2020/12/30 40.5665469 Haitong Int’l Sec - Xiaomi R Bull CBBC Nov 2020 A 60,000,000 2020/05/19 2020/11/23 15.0065190 J P Morgan SP BV - HSI R Bull CBBC Apr 2022 A 200,000,000 2020/05/19 2022/04/28 50.0065100 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 Z 200,000,000 2020/05/19 2023/02/27 50.0065138 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 E 200,000,000 2020/05/19 2023/03/30 50.0065125 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 J 200,000,000 2020/05/19 2023/03/30 50.0065151 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 H 240,000,000 2020/05/19 2023/04/27 60.0065191 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 L 240,000,000 2020/05/19 2020/10/29 60.0065154 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 R 200,000,000 2020/05/19 2020/11/27 50.0065157 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 S 200,000,000 2020/05/19 2020/11/27 50.0065192 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 T 200,000,000 2020/05/19 2020/11/27 50.0065187 J P Morgan SP BV - Meituan Dianping R Bull CBBC Oct 2020 B 80,000,000 2020/05/19 2020/10/16 20.0065185 J P Morgan SP BV - Meituan Dianping R Bear CBBC Nov 2020 B 80,000,000 2020/05/19 2020/11/13 20.0065178 J P Morgan SP BV - Tencent R Bull CBBC Oct 2020 D 50,000,000 2020/05/19 2020/10/16 12.5065484 Morgan Stanley Asia Products - HSI R Bull CBBC Feb 2023 H 150,000,000 2020/05/19 2023/02/27 37.5065489 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 Y 150,000,000 2020/05/19 2020/09/29 37.5065604 SG Issuer - AAC Tech R Bull CBBC Dec 2020 K 100,000,000 2020/05/19 2020/12/30 25.0065528 SG Issuer - Alibaba Group R Bull CBBC Nov 2020 I 60,000,000 2020/05/19 2020/11/30 15.0065611 SG Issuer - ANTA Sports R Bull CBBC Nov 2020 A 60,000,000 2020/05/19 2020/11/30 15.0065614 SG Issuer - ANTA Sports R Bull CBBC Dec 2020 A 60,000,000 2020/05/19 2020/12/31 15.0065615 SG Issuer - ANTA Sports R Bull CBBC Feb 2021 A 60,000,000 2020/05/19 2021/02/25 15.0065620 SG Issuer - China Mobile R Bull CBBC Dec 2020 K 100,000,000 2020/05/19 2020/12/30 25.0065727 SG Issuer - HSI R Bull CBBC Nov 2022 D 250,000,000 2020/05/19 2022/11/29 62.5065567 SG Issuer - HSI R Bull CBBC Apr 2023 K 250,000,000 2020/05/19 2023/04/27 62.50




65576 SG Issuer - HSI R Bull CBBC Apr 2023 L 250,000,000 2020/05/19 2023/04/27 62.5065569 SG Issuer - HSI R Bull CBBC Apr 2023 M 250,000,000 2020/05/19 2023/04/27 62.5065578 SG Issuer - HSI R Bull CBBC May 2023 X 250,000,000 2020/05/19 2023/05/30 62.5065731 SG Issuer - HSI R Bull CBBC May 2023 Y 250,000,000 2020/05/19 2023/05/30 62.5065648 SG Issuer - HSI R Bear CBBC Oct 2020 G 250,000,000 2020/05/19 2020/10/29 62.5065687 SG Issuer - HSI R Bear CBBC Oct 2020 H 250,000,000 2020/05/19 2020/10/29 62.5065696 SG Issuer - HSI R Bear CBBC Oct 2020 I 250,000,000 2020/05/19 2020/10/29 62.5065640 SG Issuer - HSI R Bear CBBC Jan 2021 T 250,000,000 2020/05/19 2021/01/28 62.5065641 SG Issuer - HSI R Bear CBBC Jan 2021 U 250,000,000 2020/05/19 2021/01/28 62.5065531 SG Issuer - Sunny Optical R Bull CBBC Dec 2020 Q 60,000,000 2020/05/19 2020/12/30 15.0065622 SG Issuer - Sunny Optical R Bear CBBC Nov 2020 D 60,000,000 2020/05/19 2020/11/27 15.0065542 SG Issuer - Tencent R Bull CBBC Nov 2020 I 80,000,000 2020/05/19 2020/11/27 20.0065548 SG Issuer - Tencent R Bull CBBC Nov 2020 J 80,000,000 2020/05/19 2020/11/30 20.0065743 SG Issuer - Tencent R Bull CBBC Nov 2020 K 80,000,000 2020/05/19 2020/11/30 20.0065636 SG Issuer - Tencent R Bear CBBC Dec 2020 A 80,000,000 2020/05/19 2020/12/30 20.0065637 SG Issuer - Tencent R Bear CBBC Jan 2021 J 80,000,000 2020/05/19 2021/01/28 20.0065639 SG Issuer - Tencent R Bear CBBC Jan 2021 K 80,000,000 2020/05/19 2021/01/28 20.0065744 SG Issuer - Tencent R Bear CBBC Mar 2021 D 80,000,000 2020/05/19 2021/03/31 39.6065772 SG Issuer - Tencent R Bear CBBC Apr 2021 C 200,000,000 2020/05/19 2021/04/30 50.0065551 SG Issuer - Xiaomi R Bear CBBC Dec 2020 C 60,000,000 2020/05/19 2020/12/30 15.0065552 SG Issuer - ZTE R Bull CBBC Dec 2020 A 60,000,000 2020/05/19 2020/12/30 15.0065561 SG Issuer - ZTE R Bull CBBC Feb 2021 A 60,000,000 2020/05/19 2021/02/25 15.0064946 UBS AG - Alibaba Group R Bear CBBC Dec 2020 Z 80,000,000 2020/05/19 2020/12/15 24.0065092 UBS AG - Geely Auto R Bear CBBC Jun 2021 A 100,000,000 2020/05/19 2021/06/30 25.0065060 UBS AG - Galaxy Ent R Bear CBBC Dec 2020 I 60,000,000 2020/05/19 2020/12/31 15.0065091 UBS AG - HKEX R Bear CBBC Jan 2021 C 200,000,000 2020/05/19 2021/01/04 50.0064991 UBS AG - HSI R Bull CBBC Sep 2022 R 400,000,000 2020/05/19 2022/09/29 100.0064995 UBS AG - HSI R Bull CBBC Sep 2022 X 400,000,000 2020/05/19 2022/09/29 100.0064849 UBS AG - HSI R Bull CBBC Oct 2022 F 200,000,000 2020/05/19 2022/10/28 50.0064850 UBS AG - HSI R Bull CBBC Oct 2022 P 400,000,000 2020/05/19 2022/10/28 100.0064863 UBS AG - HSI R Bull CBBC Oct 2022 Q 200,000,000 2020/05/19 2022/10/28 50.0064872 UBS AG - HSI R Bull CBBC Oct 2022 W 200,000,000 2020/05/19 2022/10/28 50.0064896 UBS AG - HSI R Bear CBBC Sep 2020 L 200,000,000 2020/05/19 2020/09/29 50.0064906 UBS AG - HSI R Bear CBBC Sep 2020 S 200,000,000 2020/05/19 2020/09/29 50.0064894 UBS AG - HSI R Bear CBBC Sep 2020 X 200,000,000 2020/05/19 2020/09/29 50.0065018 UBS AG - HSI R Bear CBBC Dec 2020 G 200,000,000 2020/05/19 2020/12/30 50.0065006 UBS AG - HSI R Bear CBBC Dec 2020 W 200,000,000 2020/05/19 2020/12/30 50.0065010 UBS AG - HSI R Bear CBBC Dec 2020 X 200,000,000 2020/05/19 2020/12/30 50.0064982 UBS AG - Meituan Dianping R Bear CBBC Jun 2021 A 150,000,000 2020/05/19 2021/06/30 37.5065090 UBS AG - Sands China R Bear CBBC Dec 2020 A 60,000,000 2020/05/19 2020/12/31 15.0065030 UBS AG - SMIC R Bull CBBC Jun 2021 A 100,000,000 2020/05/19 2021/06/30 25.0064879 UBS AG - Tencent R Bull CBBC Mar 2021 A 40,000,000 2020/05/19 2021/03/01 10.0064883 UBS AG - Tencent R Bull CBBC Mar 2021 B 200,000,000 2020/05/19 2021/03/02 50.0064909 UBS AG - Tencent R Bear CBBC Jan 2021 C 40,000,000 2020/05/19 2021/01/26 24.8064921 UBS AG - Tencent R Bear CBBC Jan 2021 D 40,000,000 2020/05/19 2021/01/04 10.00




64922 UBS AG - Tencent R Bear CBBC Jan 2021 E 40,000,000 2020/05/19 2021/01/05 10.0064928 UBS AG - Tencent R Bear CBBC Jan 2021 F 200,000,000 2020/05/19 2021/01/18 50.0064937 UBS AG - Tencent R Bear CBBC Jan 2021 G 200,000,000 2020/05/19 2021/01/25 50.0065522 Bank Vontobel - China Mobile R Bear CBBC Dec 2020 G 40,000,000 2020/05/19 2020/12/11 10.0065525 Bank Vontobel - ICBC R Bear CBBC Dec 2020 C 40,000,000 2020/05/19 2020/12/18 10.0065500 Bank Vontobel - Tencent R Bull CBBC Feb 2021 C 40,000,000 2020/05/19 2021/02/19 10.0065527 Bank Vontobel - Xiaomi R Bull CBBC Jan 2021 B 40,000,000 2020/05/19 2021/01/15 10.0066593 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Dec 2020 I 60,000,000 2020/05/20 2020/12/31 15.0066607 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Dec 2020 J 60,000,000 2020/05/20 2020/12/31 15.0066611 BOCI Asia Ltd. - Alibaba Group R Bear CBBC Dec 2020 E 60,000,000 2020/05/20 2020/12/31 15.0066592 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 M 150,000,000 2020/05/20 2023/01/30 37.5066080 BOCI Asia Ltd. - Meituan Dianping R Bull CBBC Dec 2020 N 40,000,000 2020/05/20 2020/12/30 10.0066085 BOCI Asia Ltd. - Meituan Dianping R Bear CBBC Dec 2020 H 40,000,000 2020/05/20 2020/12/30 10.0066095 BOCI Asia Ltd. - Sunny Optical R Bull CBBC Dec 2020 B 40,000,000 2020/05/20 2020/12/30 10.0065993 BOCI Asia Ltd. - Tencent R Bull CBBC Dec 2020 D 40,000,000 2020/05/20 2020/12/30 10.0065994 BOCI Asia Ltd. - Tencent R Bull CBBC Dec 2020 E 40,000,000 2020/05/20 2020/12/30 10.0065995 BOCI Asia Ltd. - Tencent R Bear CBBC Dec 2020 T 40,000,000 2020/05/20 2020/12/30 11.2066015 BOCI Asia Ltd. - Tencent R Bear CBBC Dec 2020 U 40,000,000 2020/05/20 2020/12/30 17.2066249 BNP Paribas Issuance B.V. - HKEX R Bear CBBC Nov 2020 F 50,000,000 2020/05/20 2020/11/27 12.5066250 BNP Paribas Issuance B.V. - HKEX R Bear CBBC Nov 2020 G 50,000,000 2020/05/20 2020/11/27 12.5066252 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 F 140,000,000 2020/05/20 2022/10/28 35.0066253 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 R 250,000,000 2020/05/20 2020/12/30 62.5066221 BNP Paribas Issuance B.V. - Meituan R Bull CBBC Dec 2020 W 50,000,000 2020/05/20 2020/12/30 12.5066226 BNP Paribas Issuance B.V. - Meituan R Bull CBBC Dec 2020 X 50,000,000 2020/05/20 2020/12/30 12.5066241 BNP Paribas Issuance B.V. - Meituan R Bear CBBC Nov 2020 F 50,000,000 2020/05/20 2020/11/27 12.5066245 BNP Paribas Issuance B.V. - Meituan R Bear CBBC Nov 2020 G 50,000,000 2020/05/20 2020/11/27 15.0066248 BNP Paribas Issuance B.V. - Meituan R Bear CBBC Nov 2020 H 50,000,000 2020/05/20 2020/11/27 20.0066415 Credit Suisse AG - Alibaba Group R Bull CBBC Oct 2020 H 50,000,000 2020/05/20 2020/10/29 12.5066488 Credit Suisse AG - HSI R Bull CBBC Oct 2022 D 200,000,000 2020/05/20 2022/10/28 50.0066500 Credit Suisse AG - HSI R Bull CBBC Jan 2023 E 200,000,000 2020/05/20 2023/01/30 50.0066485 Credit Suisse AG - HSI R Bull CBBC Feb 2023 I 200,000,000 2020/05/20 2023/02/27 50.0066502 Credit Suisse AG - HSI R Bear CBBC Oct 2020 R 200,000,000 2020/05/20 2020/10/29 50.0066506 Credit Suisse AG - HSI R Bear CBBC Oct 2020 X 200,000,000 2020/05/20 2020/10/29 50.0066471 Credit Suisse AG - Meituan Dianping R Bull CBBC Oct 2020 F 80,000,000 2020/05/20 2020/10/29 20.0066472 Credit Suisse AG - Meituan Dianping R Bear CBBC Dec 2020 C 60,000,000 2020/05/20 2020/12/30 15.0066523 Credit Suisse AG - Ping An R Bear CBBC Aug 2020 A 80,000,000 2020/05/20 2020/08/28 20.0066466 Credit Suisse AG - SUNAC R Bear CBBC Dec 2020 A 50,000,000 2020/05/20 2020/12/30 12.5066477 Credit Suisse AG - Tencent R Bull CBBC Oct 2020 M 50,000,000 2020/05/20 2020/10/29 12.5066507 Credit Suisse AG - Xiaomi R Bull CBBC Oct 2020 E 50,000,000 2020/05/20 2020/10/29 12.5066913 Goldman Sachs SP (Asia) - Galaxy Ent R Bull CBBC Mar 2021 B 60,000,000 2020/05/20 2021/03/01 15.0066876 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 J 160,000,000 2020/05/20 2023/04/27 40.0066893 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 N 160,000,000 2020/05/20 2023/04/27 40.0066896 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 O 160,000,000 2020/05/20 2023/04/27 40.0066901 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 X 160,000,000 2020/05/20 2023/05/30 40.0066851 Goldman Sachs SP (Asia) - HSI R Bear CBBC Aug 2020 E 160,000,000 2020/05/20 2020/08/28 40.00




66883 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 T 160,000,000 2020/05/20 2021/01/28 40.0066890 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 U 160,000,000 2020/05/20 2021/01/28 40.0066907 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Dec 2020 F 60,000,000 2020/05/20 2020/12/30 15.0066903 Goldman Sachs SP (Asia) - Meituan R Bear CBBC Mar 2021 A 60,000,000 2020/05/20 2021/03/31 15.0066904 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 F 60,000,000 2020/05/20 2020/10/30 15.0066905 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Nov 2020 A 60,000,000 2020/05/20 2020/11/27 15.0066908 Goldman Sachs SP (Asia) - Xiaomi R Bull CBBC Nov 2020 C 60,000,000 2020/05/20 2020/11/27 15.0066024 HK Bank - China Mobile R Bear CBBC Oct 2020 A 40,000,000 2020/05/20 2020/10/12 10.0066025 HK Bank - HKEX R Bull CBBC Nov 2020 E 40,000,000 2020/05/20 2020/11/05 10.0066026 HK Bank - HSI R Bull CBBC Sep 2022 Z 100,000,000 2020/05/20 2022/09/29 25.0066029 HK Bank - HSI R Bear CBBC Sep 2020 Z 80,000,000 2020/05/20 2020/09/29 20.0066073 HK Bank - Meituan Dianping R Bull CBBC Nov 2020 B 40,000,000 2020/05/20 2020/11/16 10.0066074 HK Bank - Meituan Dianping R Bear CBBC Nov 2020 B 40,000,000 2020/05/20 2020/11/02 10.0066036 HK Bank - Tencent R Bull CBBC Nov 2020 D 40,000,000 2020/05/20 2020/11/05 10.0066037 HK Bank - Tencent R Bear CBBC Nov 2020 C 100,000,000 2020/05/20 2020/11/19 25.0066551 Haitong Int’l Sec - HSI R Bull CBBC Dec 2022 E 200,000,000 2020/05/20 2022/12/29 50.0066524 Haitong Int’l Sec - HSI R Bear CBBC Oct 2020 I 200,000,000 2020/05/20 2020/10/29 50.0066553 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 R 150,000,000 2020/05/20 2021/01/28 37.5066583 Haitong Int’l Sec - Meituan Dianping R Bull CBBC Sep 2020 D 100,000,000 2020/05/20 2020/09/23 25.0066588 Haitong Int’l Sec - Meituan Dianping R Bear CBBC Dec 2020 C 100,000,000 2020/05/20 2020/12/30 26.0066576 Haitong Int’l Sec - Tencent R Bull CBBC Nov 2020 P 100,000,000 2020/05/20 2020/11/23 25.0066304 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 X 200,000,000 2020/05/20 2023/01/30 50.0066374 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 K 200,000,000 2020/05/20 2023/03/30 50.0066361 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 I 200,000,000 2020/05/20 2023/04/27 50.0066391 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 V 200,000,000 2020/05/20 2020/11/27 50.0066311 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 B 200,000,000 2020/05/20 2020/12/30 50.0066379 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 H 200,000,000 2020/05/20 2021/01/28 50.0066397 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 I 200,000,000 2020/05/20 2021/01/28 50.0066334 J P Morgan SP BV - Meituan Dianping R Bull CBBC Nov 2020 A 80,000,000 2020/05/20 2020/11/13 20.0066360 J P Morgan SP BV - Meituan Dianping R Bear CBBC Oct 2020 A 80,000,000 2020/05/20 2020/10/16 23.6066317 J P Morgan SP BV - Tencent R Bear CBBC Nov 2020 B 50,000,000 2020/05/20 2020/11/13 27.5066660 Morgan Stanley Asia Products - HSI R Bull CBBC Nov 2022 E 150,000,000 2020/05/20 2022/11/29 37.5066657 Morgan Stanley Asia Products - HSI R Bull CBBC Jan 2023 N 150,000,000 2020/05/20 2023/01/30 37.5066675 SG Issuer - Alibaba Group R Bull CBBC Oct 2020 U 60,000,000 2020/05/20 2020/10/30 15.0066678 SG Issuer - Alibaba Group R Bull CBBC Oct 2020 V 60,000,000 2020/05/20 2020/10/30 15.0066680 SG Issuer - HKEX R Bear CBBC Dec 2020 G 50,000,000 2020/05/20 2020/12/28 12.5066765 SG Issuer - HSI R Bull CBBC Jan 2023 Y 250,000,000 2020/05/20 2023/01/30 62.5066770 SG Issuer - HSI R Bull CBBC Feb 2023 T 250,000,000 2020/05/20 2023/02/27 62.5066722 SG Issuer - HSI R Bull CBBC Apr 2023 N 250,000,000 2020/05/20 2023/04/27 62.5066830 SG Issuer - HSI R Bull CBBC May 2023 C 250,000,000 2020/05/20 2023/05/30 62.5066736 SG Issuer - HSI R Bull CBBC May 2023 Z 500,000,000 2020/05/20 2023/05/30 125.0066771 SG Issuer - HSI R Bear CBBC Sep 2020 B 250,000,000 2020/05/20 2020/09/29 62.5066772 SG Issuer - HSI R Bear CBBC Oct 2020 E 250,000,000 2020/05/20 2020/10/29 62.5066773 SG Issuer - HSI R Bear CBBC Nov 2020 F 250,000,000 2020/05/20 2020/11/27 62.5066776 SG Issuer - HSI R Bear CBBC Dec 2020 W 250,000,000 2020/05/20 2020/12/30 62.50




66831 SG Issuer - Meituan Dianping R Bull CBBC Oct 2020 L 100,000,000 2020/05/20 2020/10/30 25.0066845 SG Issuer - Meituan Dianping R Bull CBBC Nov 2020 M 100,000,000 2020/05/20 2020/11/30 25.0066684 SG Issuer - Meituan Dianping R Bear CBBC Dec 2020 J 100,000,000 2020/05/20 2020/12/30 25.0066688 SG Issuer - Meituan Dianping R Bear CBBC Dec 2020 K 100,000,000 2020/05/20 2020/12/30 25.0066846 SG Issuer - Meituan Dianping R Bear CBBC Feb 2021 A 100,000,000 2020/05/20 2021/02/25 36.0066740 SG Issuer - Sunny Optical R Bull CBBC Nov 2020 C 60,000,000 2020/05/20 2020/11/30 15.0066741 SG Issuer - Tencent R Bull CBBC Aug 2020 R 80,000,000 2020/05/20 2020/08/31 20.0066742 SG Issuer - Tencent R Bull CBBC Sep 2020 J 80,000,000 2020/05/20 2020/09/30 20.4066759 SG Issuer - Tencent R Bull CBBC Oct 2020 C 80,000,000 2020/05/20 2020/10/30 20.0066761 SG Issuer - Tencent R Bull CBBC Nov 2020 L 80,000,000 2020/05/20 2020/11/30 20.0066689 SG Issuer - Tencent R Bear CBBC Dec 2020 G 200,000,000 2020/05/20 2020/12/30 50.0066715 SG Issuer - Tencent R Bear CBBC Feb 2021 R 80,000,000 2020/05/20 2021/02/26 20.0066718 SG Issuer - Xiaomi R Bull CBBC Nov 2020 F 60,000,000 2020/05/20 2020/11/30 15.0066763 SG Issuer - ZTE R Bull CBBC Feb 2021 B 60,000,000 2020/05/20 2021/02/25 15.0066121 UBS AG - Alibaba Group R Bull CBBC Dec 2020 B 80,000,000 2020/05/20 2020/12/17 20.0066170 UBS AG - HKEX R Bull CBBC Feb 2021 A 50,000,000 2020/05/20 2021/02/09 12.5066177 UBS AG - HKEX R Bear CBBC Feb 2021 B 50,000,000 2020/05/20 2021/02/09 21.5066122 UBS AG - HSI R Bull CBBC Apr 2023 R 200,000,000 2020/05/20 2023/04/27 50.0066125 UBS AG - HSI R Bull CBBC Apr 2023 S 200,000,000 2020/05/20 2023/04/27 50.0066130 UBS AG - HSI R Bull CBBC Apr 2023 T 200,000,000 2020/05/20 2023/04/27 50.0066134 UBS AG - HSI R Bull CBBC Apr 2023 U 200,000,000 2020/05/20 2023/04/27 50.0066168 UBS AG - HSI R Bear CBBC Sep 2020 W 200,000,000 2020/05/20 2020/09/29 50.0066136 UBS AG - HSI R Bear CBBC Oct 2020 K 200,000,000 2020/05/20 2020/10/29 50.0066143 UBS AG - HSI R Bear CBBC Oct 2020 M 400,000,000 2020/05/20 2020/10/29 100.0066151 UBS AG - HSI R Bear CBBC Oct 2020 X 300,000,000 2020/05/20 2020/10/29 75.0066164 UBS AG - Meituan Dianping R Bull CBBC Feb 2021 C 50,000,000 2020/05/20 2021/02/22 12.5066167 UBS AG - Meituan Dianping R Bull CBBC Dec 2021 A 200,000,000 2020/05/20 2021/12/31 50.0066101 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 T 50,000,000 2020/05/20 2020/12/09 12.5066103 UBS AG - Tencent R Bull CBBC Feb 2021 I 40,000,000 2020/05/20 2021/02/09 10.0066113 UBS AG - Tencent R Bull CBBC Feb 2021 J 40,000,000 2020/05/20 2021/02/10 10.0066118 UBS AG - Tencent R Bull CBBC Feb 2021 K 40,000,000 2020/05/20 2021/02/22 10.0066099 UBS AG - Tencent R Bear CBBC Dec 2020 Z 200,000,000 2020/05/20 2020/12/22 50.0066198 UBS AG - Tencent R Bear CBBC Feb 2021 A 40,000,000 2020/05/20 2021/02/09 15.6066205 UBS AG - Tencent R Bear CBBC Feb 2021 B 40,000,000 2020/05/20 2021/02/10 23.6066216 UBS AG - Tencent R Bear CBBC Feb 2021 C 40,000,000 2020/05/20 2021/02/22 33.6066615 Bank Vontobel - CSOP A50 ETF R Bull CBBC Apr 2021 B 40,000,000 2020/05/20 2021/04/23 10.0066616 Bank Vontobel - Meituan Dianping R Bull CBBC Jan 2021 H 60,000,000 2020/05/20 2021/01/15 15.0066617 Bank Vontobel - Meituan Dianping R Bull CBBC Jan 2021 I 60,000,000 2020/05/20 2021/01/08 15.0066622 Bank Vontobel - Meituan Dianping R Bull CBBC Feb 2021 A 60,000,000 2020/05/20 2021/02/19 15.0066633 Bank Vontobel - Meituan Dianping R Bear CBBC Dec 2020 V 60,000,000 2020/05/20 2020/12/18 21.0066613 Bank Vontobel - Tencent R Bull CBBC Mar 2021 A 40,000,000 2020/05/20 2021/03/05 10.0066637 Bank Vontobel - Tencent R Bear CBBC Dec 2020 U 40,000,000 2020/05/20 2020/12/18 10.0067252 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 N 150,000,000 2020/05/21 2023/01/30 37.5067267 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 C 150,000,000 2020/05/21 2020/10/29 37.5067274 BOCI Asia Ltd. - Tencent R Bear CBBC Dec 2020 V 40,000,000 2020/05/21 2020/12/30 10.00




67300 BOCI Asia Ltd. - Tencent R Bear CBBC Dec 2020 W 40,000,000 2020/05/21 2020/12/30 10.8066932 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 G 150,000,000 2020/05/21 2022/10/28 37.5066941 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 H 150,000,000 2020/05/21 2022/10/28 37.5066943 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 I 150,000,000 2020/05/21 2022/10/28 37.5067740 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 E 250,000,000 2020/05/21 2020/12/30 62.5067756 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 F 250,000,000 2020/05/21 2020/12/30 62.5067781 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 G 240,000,000 2020/05/21 2020/12/30 60.0067703 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 V 250,000,000 2020/05/21 2020/12/30 62.5067732 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 X 250,000,000 2020/05/21 2020/12/30 62.5067738 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 Y 250,000,000 2020/05/21 2020/12/30 62.5067739 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 Z 250,000,000 2020/05/21 2020/12/30 62.5068174 Credit Suisse AG - Alibaba Group R Bull CBBC Sep 2020 I 50,000,000 2020/05/21 2020/09/29 12.5068143 Credit Suisse AG - Galaxy Ent R Bear CBBC Oct 2020 H 100,000,000 2020/05/21 2020/10/29 25.0068142 Credit Suisse AG - HSI R Bull CBBC Dec 2022 R 200,000,000 2020/05/21 2022/12/29 50.0068115 Credit Suisse AG - HSI R Bull CBBC Jan 2023 H 200,000,000 2020/05/21 2023/01/30 50.0068132 Credit Suisse AG - HSI R Bull CBBC Feb 2023 J 200,000,000 2020/05/21 2023/02/27 50.0068135 Credit Suisse AG - HSI R Bull CBBC Feb 2023 K 200,000,000 2020/05/21 2023/02/27 50.0068204 Credit Suisse AG - HSI R Bear CBBC Oct 2020 B 200,000,000 2020/05/21 2020/10/29 50.0068205 Credit Suisse AG - HSI R Bear CBBC Oct 2020 K 200,000,000 2020/05/21 2020/10/29 50.0068211 Credit Suisse AG - HSI R Bear CBBC Nov 2020 J 200,000,000 2020/05/21 2020/11/27 50.0068229 Credit Suisse AG - HSI R Bear CBBC Dec 2020 W 300,000,000 2020/05/21 2020/12/30 75.0068159 Credit Suisse AG - Meituan Dianping R Bull CBBC Nov 2020 D 80,000,000 2020/05/21 2020/11/27 20.0068250 Credit Suisse AG - SMIC R Bull CBBC Dec 2020 A 100,000,000 2020/05/21 2020/12/30 25.0068158 Credit Suisse AG - SMIC R Bull CBBC Jan 2021 C 100,000,000 2020/05/21 2021/01/28 25.0068258 Credit Suisse AG - SMIC R Bear CBBC Nov 2020 A 50,000,000 2020/05/21 2020/11/27 12.5068263 Credit Suisse AG - SMIC R Bear CBBC Dec 2020 A 50,000,000 2020/05/21 2020/12/30 12.5068148 Credit Suisse AG - Tencent R Bull CBBC Oct 2020 N 50,000,000 2020/05/21 2020/10/29 12.5068149 Credit Suisse AG - Tencent R Bull CBBC Oct 2020 O 50,000,000 2020/05/21 2020/10/29 12.5068153 Credit Suisse AG - Tencent R Bear CBBC Sep 2020 H 50,000,000 2020/05/21 2020/09/29 12.5068155 Credit Suisse AG - ZTE R Bull CBBC Dec 2020 A 60,000,000 2020/05/21 2020/12/30 15.0068323 Goldman Sachs SP (Asia) - HSBC R Bull CBBC Mar 2021 A 60,000,000 2020/05/21 2021/03/30 15.0068399 Goldman Sachs SP (Asia) - HSI R Bull CBBC Dec 2022 M 160,000,000 2020/05/21 2022/12/29 40.0068275 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 P 160,000,000 2020/05/21 2023/04/27 40.0068394 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 Q 160,000,000 2020/05/21 2023/04/27 40.0068407 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 R 160,000,000 2020/05/21 2023/04/27 40.0068264 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 Y 160,000,000 2020/05/21 2023/05/30 40.0068274 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 Z 160,000,000 2020/05/21 2023/05/30 40.0068388 Goldman Sachs SP (Asia) - HSI R Bear CBBC Aug 2020 H 160,000,000 2020/05/21 2020/08/28 40.0068393 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 C 160,000,000 2020/05/21 2021/01/28 40.0068392 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 Q 160,000,000 2020/05/21 2021/01/28 40.0068389 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 V 160,000,000 2020/05/21 2021/01/28 40.0068341 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Nov 2020 F 60,000,000 2020/05/21 2020/11/27 15.0068279 Goldman Sachs SP (Asia) - Meituan R Bear CBBC Mar 2021 B 60,000,000 2020/05/21 2021/03/31 15.0068287 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 H 60,000,000 2020/05/21 2020/10/30 15.0068307 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Nov 2020 B 60,000,000 2020/05/21 2020/11/27 15.00




68347 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Oct 2020 A 60,000,000 2020/05/21 2020/10/30 15.0068361 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Jun 2021 C 80,000,000 2020/05/21 2021/06/30 20.0066957 HK Bank - HKEX R Bear CBBC Oct 2020 C 100,000,000 2020/05/21 2020/10/12 25.0066946 HK Bank - HSI R Bull CBBC Sep 2022 A 100,000,000 2020/05/21 2022/09/29 25.0066959 HK Bank - HSI R Bear CBBC Sep 2020 A 60,000,000 2020/05/21 2020/09/29 15.0066985 HK Bank - Meituan Dianping R Bull CBBC Oct 2020 D 40,000,000 2020/05/21 2020/10/12 10.0066967 HK Bank - SMIC R Bull CBBC Oct 2020 C 40,000,000 2020/05/21 2020/10/12 10.0067006 HK Bank - SMIC R Bear CBBC Nov 2020 C 40,000,000 2020/05/21 2020/11/02 10.0067011 HK Bank - Tencent R Bear CBBC Oct 2020 C 40,000,000 2020/05/21 2020/10/05 10.0066983 HK Bank - Tencent R Bear CBBC Nov 2020 D 100,000,000 2020/05/21 2020/11/02 25.0067785 Haitong Int’l Sec - HSI R Bull CBBC Oct 2022 C 150,000,000 2020/05/21 2022/10/28 37.5067784 Haitong Int’l Sec - HSI R Bull CBBC Mar 2023 J 150,000,000 2020/05/21 2023/03/30 37.5067844 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 W 200,000,000 2020/05/21 2020/12/30 50.0067848 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 X 200,000,000 2020/05/21 2020/12/30 50.0067850 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 Y 150,000,000 2020/05/21 2020/12/30 45.0067819 Haitong Int’l Sec - Meituan Dianping R Bull CBBC Sep 2020 E 100,000,000 2020/05/21 2020/09/30 25.0067818 Haitong Int’l Sec - Meituan Dianping R Bear CBBC Dec 2020 D 100,000,000 2020/05/21 2020/12/30 25.0067836 Haitong Int’l Sec - SMIC R Bull CBBC Jan 2021 A 100,000,000 2020/05/21 2021/01/28 25.0067841 Haitong Int’l Sec - SMIC R Bear CBBC Jan 2021 A 100,000,000 2020/05/21 2021/01/28 25.0067788 Haitong Int’l Sec - Tencent R Bear CBBC Dec 2020 I 100,000,000 2020/05/21 2020/12/30 25.0067633 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 L 200,000,000 2020/05/21 2023/02/27 50.0067544 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 P 200,000,000 2020/05/21 2023/02/27 50.0067546 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 V 200,000,000 2020/05/21 2023/02/27 50.0067555 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 L 200,000,000 2020/05/21 2023/03/30 50.0067592 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 J 200,000,000 2020/05/21 2023/04/27 50.0067603 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 A 200,000,000 2020/05/21 2023/09/28 50.0067664 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 A 200,000,000 2020/05/21 2020/11/27 50.0067634 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 P 200,000,000 2020/05/21 2020/12/30 50.0067675 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 T 200,000,000 2020/05/21 2020/12/30 50.0067678 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 J 200,000,000 2020/05/21 2021/01/28 50.0067583 J P Morgan SP BV - Meituan Dianping R Bull CBBC Nov 2020 B 80,000,000 2020/05/21 2020/11/13 20.0067581 J P Morgan SP BV - Tencent R Bull CBBC Nov 2020 B 50,000,000 2020/05/21 2020/11/13 12.5067582 J P Morgan SP BV - Tencent R Bear CBBC Oct 2020 B 50,000,000 2020/05/21 2020/10/09 12.5067541 J P Morgan SP BV - Tencent R Bear CBBC Nov 2020 C 50,000,000 2020/05/21 2020/11/13 12.5067106 Morgan Stanley Asia Products - Alibaba R Bull CBBC Dec2020 D 40,000,000 2020/05/21 2020/12/30 10.0067166 Morgan Stanley Asia Products - Alibaba R Bull CBBC Dec2020 E 40,000,000 2020/05/21 2020/12/16 10.0067105 Morgan Stanley Asia Products - Alibaba R Bull CBBC Jan2021 C 40,000,000 2020/05/21 2021/01/13 10.0067188 Morgan Stanley Asia Products - Alibaba R Bull CBBC Feb2021 C 40,000,000 2020/05/21 2021/02/26 10.0067180 Morgan Stanley Asia Products - Alibaba R Bull CBBC Mar2021 B 40,000,000 2020/05/21 2021/03/10 10.0067107 Morgan Stanley Asia Products - Alibaba R Bear CBBC Feb2021 A 40,000,000 2020/05/21 2021/02/01 10.0067019 Morgan Stanley Asia Products - HKEX R Bull CBBC Dec 2020 A 40,000,000 2020/05/21 2020/12/07 10.0067020 Morgan Stanley Asia Products - HKEX R Bull CBBC Jan 2021 A 40,000,000 2020/05/21 2021/01/07 10.0067016 Morgan Stanley Asia Products - HSBC R Bull CBBC Jun 2021 A 40,000,000 2020/05/21 2021/06/30 10.0067017 Morgan Stanley Asia Products - HSBC R Bear CBBC Apr 2021 A 40,000,000 2020/05/21 2021/04/29 10.0067697 Morgan Stanley Asia Products - HSI R Bull CBBC Dec 2022 E 150,000,000 2020/05/21 2022/12/29 37.50




67685 Morgan Stanley Asia Products - HSI R Bear CBBC Aug 2020 Z 150,000,000 2020/05/21 2020/08/28 37.5067684 Morgan Stanley Asia Products - HSI R Bear CBBC Nov 2020 F 200,000,000 2020/05/21 2020/11/27 50.0067051 Morgan Stanley Asia Products - Meituan R Bull CBBC Nov2020 A 50,000,000 2020/05/21 2020/11/16 12.5067034 Morgan Stanley Asia Products - Meituan R Bull CBBC Dec2020 B 50,000,000 2020/05/21 2020/12/30 12.5067094 Morgan Stanley Asia Products - Meituan R Bull CBBC Dec2020 C 50,000,000 2020/05/21 2020/12/18 17.2067075 Morgan Stanley Asia Products - Meituan R Bear CBBC Dec2020 G 50,000,000 2020/05/21 2020/12/10 12.5067093 Morgan Stanley Asia Products - Meituan R Bear CBBC Jan2021 A 50,000,000 2020/05/21 2021/01/28 12.5067064 Morgan Stanley Asia Products - Meituan R Bear CBBC Mar2021 A 50,000,000 2020/05/21 2021/03/30 12.5067101 Morgan Stanley Asia Products - Xiaomi R Bull CBBC Dec 2020 D 40,000,000 2020/05/21 2020/12/01 10.0067102 Morgan Stanley Asia Products - Xiaomi R Bull CBBC Dec 2020 E 40,000,000 2020/05/21 2020/12/10 10.0067100 Morgan Stanley Asia Products - Xiaomi R Bull CBBC Jan 2021 A 40,000,000 2020/05/21 2021/01/20 10.0067104 Morgan Stanley Asia Products - Xiaomi R Bear CBBC Feb 2021 A 40,000,000 2020/05/21 2021/02/08 10.0067853 SG Issuer - Alibaba Group R Bull CBBC Nov 2020 J 60,000,000 2020/05/21 2020/11/30 15.0067854 SG Issuer - China Mobile R Bear CBBC Nov 2020 C 100,000,000 2020/05/21 2020/11/27 25.0067938 SG Issuer - HSI R Bull CBBC Jan 2023 W 250,000,000 2020/05/21 2023/01/30 62.5067942 SG Issuer - HSI R Bull CBBC Jan 2023 X 250,000,000 2020/05/21 2023/01/30 62.5067968 SG Issuer - HSI R Bull CBBC Apr 2023 S 250,000,000 2020/05/21 2023/04/27 62.5067971 SG Issuer - HSI R Bull CBBC Apr 2023 T 500,000,000 2020/05/21 2023/04/27 125.0067955 SG Issuer - HSI R Bull CBBC May 2023 D 250,000,000 2020/05/21 2023/05/30 62.5068096 SG Issuer - HSI R Bull CBBC May 2023 G 250,000,000 2020/05/21 2023/05/30 62.5068024 SG Issuer - HSI R Bear CBBC Oct 2020 F 250,000,000 2020/05/21 2020/10/29 62.5068033 SG Issuer - HSI R Bear CBBC Oct 2020 X 250,000,000 2020/05/21 2020/10/29 62.5068042 SG Issuer - HSI R Bear CBBC Nov 2020 L 250,000,000 2020/05/21 2020/11/27 62.5068053 SG Issuer - HSI R Bear CBBC Dec 2020 Z 250,000,000 2020/05/21 2020/12/30 62.5067972 SG Issuer - Meituan Dianping R Bull CBBC Dec 2020 X 100,000,000 2020/05/21 2020/12/30 25.0067864 SG Issuer - Meituan Dianping R Bear CBBC Nov 2020 F 100,000,000 2020/05/21 2020/11/30 25.0068107 SG Issuer - Sands China R Bull CBBC Apr 2021 B 100,000,000 2020/05/21 2021/04/30 25.0067977 SG Issuer - SMIC R Bull CBBC Feb 2021 D 120,000,000 2020/05/21 2021/02/25 30.0067878 SG Issuer - Sunny Optical R Bear CBBC Feb 2021 A 60,000,000 2020/05/21 2021/02/26 21.0067992 SG Issuer - Tencent R Bull CBBC Nov 2020 M 80,000,000 2020/05/21 2020/11/30 20.0068002 SG Issuer - Tencent R Bull CBBC Dec 2020 R 80,000,000 2020/05/21 2020/12/30 20.0067887 SG Issuer - Tencent R Bear CBBC Dec 2020 L 80,000,000 2020/05/21 2020/12/30 20.0067915 SG Issuer - Tencent R Bear CBBC Jan 2021 L 80,000,000 2020/05/21 2021/01/29 20.0067923 SG Issuer - Tencent R Bear CBBC Feb 2021 S 80,000,000 2020/05/21 2021/02/26 20.0068017 SG Issuer - Xiaomi R Bull CBBC Dec 2020 H 60,000,000 2020/05/21 2020/12/30 15.0067924 SG Issuer - Xiaomi R Bear CBBC Nov 2020 C 60,000,000 2020/05/21 2020/11/27 15.0067935 SG Issuer - Xiaomi R Bear CBBC Dec 2020 D 60,000,000 2020/05/21 2020/12/30 15.0067529 UBS AG - HSCEI R Bear CBBC Dec 2020 C 200,000,000 2020/05/21 2020/12/30 50.0067372 UBS AG - HSI R Bull CBBC Sep 2022 H 200,000,000 2020/05/21 2022/09/29 50.0067465 UBS AG - HSI R Bull CBBC Sep 2022 P 200,000,000 2020/05/21 2022/09/29 50.0067478 UBS AG - HSI R Bull CBBC Sep 2022 Q 200,000,000 2020/05/21 2022/09/29 50.0067377 UBS AG - HSI R Bull CBBC Sep 2022 S 200,000,000 2020/05/21 2022/09/29 50.0067479 UBS AG - HSI R Bull CBBC Sep 2022 Y 200,000,000 2020/05/21 2022/09/29 50.0067366 UBS AG - HSI R Bull CBBC Sep 2022 Z 200,000,000 2020/05/21 2022/09/29 50.0067464 UBS AG - HSI R Bear CBBC Jan 2021 E 200,000,000 2020/05/21 2021/01/28 50.00




67412 UBS AG - HSI R Bear CBBC Jan 2021 U 200,000,000 2020/05/21 2021/01/28 50.0067422 UBS AG - HSI R Bear CBBC Jan 2021 V 200,000,000 2020/05/21 2021/01/28 50.0067448 UBS AG - HSI R Bear CBBC Jan 2021 X 200,000,000 2020/05/21 2021/01/28 50.0067391 UBS AG - Meituan Dianping R Bull CBBC Mar 2021 A 50,000,000 2020/05/21 2021/03/08 12.5067392 UBS AG - Meituan Dianping R Bull CBBC Mar 2021 B 50,000,000 2020/05/21 2021/03/01 12.5067330 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 U 50,000,000 2020/05/21 2020/12/31 12.5067329 UBS AG - Meituan Dianping R Bear CBBC Jul 2021 A 150,000,000 2020/05/21 2021/07/30 37.5067310 UBS AG - Meituan Dianping R Bear CBBC Aug 2021 A 150,000,000 2020/05/21 2021/08/31 37.5067480 UBS AG - SMIC R Bull CBBC Apr 2021 A 100,000,000 2020/05/21 2021/04/30 25.0067494 UBS AG - SMIC R Bear CBBC Apr 2021 A 100,000,000 2020/05/21 2021/04/30 25.0067379 UBS AG - Tencent R Bull CBBC Mar 2021 C 200,000,000 2020/05/21 2021/03/08 50.0067302 UBS AG - Tencent R Bear CBBC Nov 2020 B 40,000,000 2020/05/21 2020/11/30 10.0067307 UBS AG - Tencent R Bear CBBC Feb 2021 D 200,000,000 2020/05/21 2021/02/08 50.0067407 UBS AG - Xiaomi R Bull CBBC Mar 2021 A 60,000,000 2020/05/21 2021/03/01 15.0067193 Bank Vontobel - China Life R Bull CBBC Mar 2021 D 80,000,000 2020/05/21 2021/03/12 20.0067241 Bank Vontobel - HSI R Bear CBBC Dec 2020 K 80,000,000 2020/05/21 2020/12/30 20.0067244 Bank Vontobel - HSI R Bear CBBC Dec 2020 L 80,000,000 2020/05/21 2020/12/30 20.0067205 Bank Vontobel - Meituan Dianping R Bull CBBC Feb 2021 B 60,000,000 2020/05/21 2021/02/19 15.0067190 Bank Vontobel - Meituan Dianping R Bear CBBC Dec 2020 W 60,000,000 2020/05/21 2020/12/18 15.0067195 Bank Vontobel - Tencent R Bull CBBC Mar 2021 B 40,000,000 2020/05/21 2021/03/05 10.0067189 Bank Vontobel - Tencent R Bear CBBC Dec 2020 V 40,000,000 2020/05/21 2020/12/11 10.0068625 BOCI Asia Ltd. - AAC Tech R Bull CBBC Dec 2020 B 80,000,000 2020/05/22 2020/12/30 20.0068555 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 O 150,000,000 2020/05/22 2023/01/30 37.5068589 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 P 150,000,000 2020/05/22 2023/01/30 37.5068611 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 F 150,000,000 2020/05/22 2020/10/29 37.5068768 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 J 150,000,000 2020/05/22 2022/10/28 37.5068795 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 K 150,000,000 2020/05/22 2022/10/28 37.5069634 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 L 140,000,000 2020/05/22 2022/10/28 35.0069716 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 A 250,000,000 2020/05/22 2020/11/27 62.5069725 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 B 250,000,000 2020/05/22 2020/11/27 62.5069642 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 U 250,000,000 2020/05/22 2020/11/27 62.5069729 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 V 250,000,000 2020/05/22 2020/11/27 62.5069767 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 W 250,000,000 2020/05/22 2020/11/27 62.5069674 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 X 250,000,000 2020/05/22 2020/11/27 62.5069691 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 Y 250,000,000 2020/05/22 2020/11/27 62.5068645 BNP Paribas Issuance B.V. - Meituan R Bull CBBC Dec 2020 Y 50,000,000 2020/05/22 2020/12/30 12.5068643 BNP Paribas Issuance B.V. - Meituan R Bull CBBC Dec 2020 Z 50,000,000 2020/05/22 2020/12/30 12.5068668 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Nov 2020 L 50,000,000 2020/05/22 2020/11/27 12.5068689 BNP Paribas Issuance B.V. - Xiaomi R Bull CBBC Nov 2020 W 50,000,000 2020/05/22 2020/11/27 12.5050521 Credit Suisse AG - AAC Tech R Bull CBBC Dec 2020 D 80,000,000 2020/05/22 2020/12/30 20.0050538 Credit Suisse AG - Alibaba Group R Bull CBBC Sep 2020 J 50,000,000 2020/05/22 2020/09/29 12.5050154 Credit Suisse AG - HSI R Bull CBBC Jan 2023 I 200,000,000 2020/05/22 2023/01/30 50.0050374 Credit Suisse AG - HSI R Bull CBBC Feb 2023 L 200,000,000 2020/05/22 2023/02/27 50.0050539 Credit Suisse AG - HSI R Bull CBBC Feb 2023 M 200,000,000 2020/05/22 2023/02/27 50.0050540 Credit Suisse AG - HSI R Bear CBBC Oct 2020 L 200,000,000 2020/05/22 2020/10/29 50.00




50578 Credit Suisse AG - HSI R Bear CBBC Oct 2020 M 200,000,000 2020/05/22 2020/10/29 50.0050542 Credit Suisse AG - HSI R Bear CBBC Nov 2020 Q 200,000,000 2020/05/22 2020/11/27 50.0050523 Credit Suisse AG - Meituan Dianping R Bull CBBC Sep 2020 F 80,000,000 2020/05/22 2020/09/29 20.0050518 Credit Suisse AG - SMIC R Bull CBBC Jan 2021 D 100,000,000 2020/05/22 2021/01/22 25.0050443 Credit Suisse AG - Tencent R Bear CBBC Oct 2020 D 50,000,000 2020/05/22 2020/10/29 12.5051075 Goldman Sachs SP (Asia) - Alibaba R Bear CBBC Mar 2021 F 60,000,000 2020/05/22 2021/03/30 15.0051145 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 S 160,000,000 2020/05/22 2023/04/27 40.0051172 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 U 160,000,000 2020/05/22 2023/04/27 40.0051000 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 A 160,000,000 2020/05/22 2023/05/30 40.0051192 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 B 160,000,000 2020/05/22 2023/05/30 40.0051254 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 C 160,000,000 2020/05/22 2023/05/30 40.0050989 Goldman Sachs SP (Asia) - HSI R Bear CBBC Aug 2020 I 160,000,000 2020/05/22 2020/08/28 40.0051133 Goldman Sachs SP (Asia) - HSI R Bear CBBC Aug 2020 L 160,000,000 2020/05/22 2020/08/28 40.0051076 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 D 160,000,000 2020/05/22 2021/01/28 40.0051041 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 I 60,000,000 2020/05/22 2020/10/30 15.0051036 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Oct 2020 B 60,000,000 2020/05/22 2020/10/30 15.2451064 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Nov 2020 E 60,000,000 2020/05/22 2020/11/27 15.0068414 HK Bank - AAC Tech R Bull CBBC Dec 2020 B 40,000,000 2020/05/22 2020/12/07 10.0068499 HK Bank - AAC Tech R Bear CBBC Nov 2020 A 40,000,000 2020/05/22 2020/11/02 10.0068540 HK Bank - Alibaba Group R Bear CBBC Oct 2020 C 100,000,000 2020/05/22 2020/10/19 25.0068411 HK Bank - HSI R Bull CBBC Sep 2022 L 60,000,000 2020/05/22 2022/09/29 15.0068530 HK Bank - HSI R Bear CBBC Sep 2020 D 100,000,000 2020/05/22 2020/09/29 25.0068542 HK Bank - Meituan Dianping R Bear CBBC Oct 2020 D 40,000,000 2020/05/22 2020/10/19 10.0068541 HK Bank - Meituan Dianping R Bear CBBC Nov 2020 C 40,000,000 2020/05/22 2020/11/16 12.0068522 HK Bank - SMIC R Bull CBBC Oct 2020 D 40,000,000 2020/05/22 2020/10/19 10.0068529 HK Bank - SMIC R Bear CBBC Oct 2020 A 40,000,000 2020/05/22 2020/10/12 10.0068543 HK Bank - Tencent R Bear CBBC Oct 2020 D 40,000,000 2020/05/22 2020/10/15 10.0068547 HK Bank - Xiaomi R Bull CBBC Nov 2020 C 40,000,000 2020/05/22 2020/11/16 10.0068546 HK Bank - Xiaomi R Bear CBBC Oct 2020 A 40,000,000 2020/05/22 2020/10/19 10.0069588 Haitong Int’l Sec - HSI R Bull CBBC Mar 2023 K 200,000,000 2020/05/22 2023/03/30 50.0069579 Haitong Int’l Sec - HSI R Bear CBBC Oct 2020 J 150,000,000 2020/05/22 2020/10/29 37.5069598 Haitong Int’l Sec - Xiaomi R Bear CBBC Nov 2020 C 60,000,000 2020/05/22 2020/11/27 15.0069217 J P Morgan SP BV - Alibaba Group R Bull CBBC Nov 2020 B 80,000,000 2020/05/22 2020/11/13 20.0069403 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 E 200,000,000 2020/05/22 2023/02/27 50.0069204 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 S 200,000,000 2020/05/22 2023/02/27 50.0069349 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 B 200,000,000 2020/05/22 2023/09/28 50.0069481 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 L 200,000,000 2020/05/22 2020/11/27 50.0069425 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 W 200,000,000 2020/05/22 2020/11/27 50.0069499 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 K 240,000,000 2020/05/22 2020/12/30 60.0069545 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 M 200,000,000 2020/05/22 2020/12/30 50.0069485 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 W 200,000,000 2020/05/22 2020/12/30 50.0069292 J P Morgan SP BV - Meituan Dianping R Bear CBBC Nov 2020 C 80,000,000 2020/05/22 2020/11/13 30.8069304 J P Morgan SP BV - Tencent R Bear CBBC Nov 2020 D 200,000,000 2020/05/22 2020/11/13 50.0069918 Morgan Stanley Asia Products - HSI R Bull CBBC Feb 2023 I 150,000,000 2020/05/22 2023/02/27 37.5069818 Morgan Stanley Asia Products - HSI R Bull CBBC Mar 2023 A 150,000,000 2020/05/22 2023/03/30 37.50




69938 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 Z 150,000,000 2020/05/22 2020/09/29 37.5069954 Morgan Stanley Asia Products - Tencent R Bull CBBC Oct2020 F 40,000,000 2020/05/22 2020/10/12 10.0069951 Morgan Stanley Asia Products - Tencent R Bear CBBC Oct2020 B 40,000,000 2020/05/22 2020/10/05 10.0069956 Morgan Stanley Asia Products - Tencent R Bear CBBC Oct2020 C 40,000,000 2020/05/22 2020/10/12 10.0050865 SG Issuer - AAC Tech R Bull CBBC Jan 2021 B 100,000,000 2020/05/22 2021/01/28 25.0050619 SG Issuer - AAC Tech R Bear CBBC Nov 2020 D 100,000,000 2020/05/22 2020/11/30 25.0050684 SG Issuer - Alibaba Group R Bear CBBC Dec 2020 Y 150,000,000 2020/05/22 2020/12/30 37.5050637 SG Issuer - Alibaba Group R Bear CBBC Jan 2021 H 60,000,000 2020/05/22 2021/01/28 15.0050672 SG Issuer - HSBC R Bear CBBC Dec 2020 A 100,000,000 2020/05/22 2020/12/30 25.0050855 SG Issuer - HSI R Bull CBBC Nov 2022 Q 250,000,000 2020/05/22 2022/11/29 62.5050683 SG Issuer - HSI R Bull CBBC Feb 2023 R 250,000,000 2020/05/22 2023/02/27 62.5050764 SG Issuer - HSI R Bull CBBC Apr 2023 U 250,000,000 2020/05/22 2023/04/27 62.5050856 SG Issuer - HSI R Bull CBBC May 2023 H 250,000,000 2020/05/22 2023/05/30 62.5050770 SG Issuer - HSI R Bear CBBC Aug 2020 O 250,000,000 2020/05/22 2020/08/28 62.5050799 SG Issuer - HSI R Bear CBBC Nov 2020 P 250,000,000 2020/05/22 2020/11/27 62.5050808 SG Issuer - HSI R Bear CBBC Nov 2020 T 250,000,000 2020/05/22 2020/11/27 62.5050809 SG Issuer - HSI R Bear CBBC Jan 2021 V 250,000,000 2020/05/22 2021/01/28 62.5050843 SG Issuer - HSI R Bear CBBC Jan 2021 W 250,000,000 2020/05/22 2021/01/28 62.5050673 SG Issuer - Meituan Dianping R Bull CBBC Nov 2020 N 100,000,000 2020/05/22 2020/11/30 25.0050702 SG Issuer - Meituan Dianping R Bull CBBC Dec 2020 Y 100,000,000 2020/05/22 2020/12/30 25.0050731 SG Issuer - Meituan Dianping R Bear CBBC Feb 2021 B 100,000,000 2020/05/22 2021/02/25 25.0050679 SG Issuer - SMIC R Bear CBBC Dec 2020 B 120,000,000 2020/05/22 2020/12/30 30.0050734 SG Issuer - SMIC R Bear CBBC Apr 2021 A 120,000,000 2020/05/22 2021/04/30 30.0050680 SG Issuer - Sunny Optical R Bear CBBC Jan 2021 B 60,000,000 2020/05/22 2021/01/28 15.0050742 SG Issuer - Tencent R Bull CBBC Aug 2020 S 80,000,000 2020/05/22 2020/08/31 20.0050745 SG Issuer - Tencent R Bull CBBC Sep 2020 K 80,000,000 2020/05/22 2020/09/30 20.0050746 SG Issuer - Tencent R Bull CBBC Sep 2020 M 80,000,000 2020/05/22 2020/09/30 20.0050901 SG Issuer - Tencent R Bear CBBC Jan 2021 M 80,000,000 2020/05/22 2021/01/28 20.0050949 SG Issuer - Tencent R Bear CBBC Feb 2021 T 80,000,000 2020/05/22 2021/02/25 20.0050747 SG Issuer - Xiaomi R Bull CBBC Oct 2020 E 60,000,000 2020/05/22 2020/10/30 15.0068861 UBS AG - AAC Tech R Bull CBBC Feb 2021 B 60,000,000 2020/05/22 2021/02/22 15.0068870 UBS AG - AAC Tech R Bull CBBC Feb 2021 C 60,000,000 2020/05/22 2021/02/23 15.0068881 UBS AG - AAC Tech R Bear CBBC Feb 2021 A 60,000,000 2020/05/22 2021/02/22 15.0069203 UBS AG - HSI R Bull CBBC Aug 2022 A 200,000,000 2020/05/22 2022/08/30 50.0068851 UBS AG - HSI R Bull CBBC Oct 2022 D 200,000,000 2020/05/22 2022/10/28 50.0068796 UBS AG - HSI R Bull CBBC Nov 2022 A 200,000,000 2020/05/22 2022/11/29 50.0068821 UBS AG - HSI R Bull CBBC Nov 2022 E 200,000,000 2020/05/22 2022/11/29 50.0068826 UBS AG - HSI R Bear CBBC Oct 2020 Z 200,000,000 2020/05/22 2020/10/29 50.0068925 UBS AG - HSI R Bear CBBC Oct 2022 A 200,000,000 2020/05/22 2022/10/28 50.0069065 UBS AG - HSI R Bear CBBC Oct 2022 B 200,000,000 2020/05/22 2022/10/28 50.0069126 UBS AG - HSI R Bear CBBC Oct 2022 C 200,000,000 2020/05/22 2022/10/28 50.0069165 UBS AG - HSI R Bear CBBC Oct 2022 D 200,000,000 2020/05/22 2022/10/28 50.0069166 UBS AG - HSI R Bear CBBC Oct 2022 E 400,000,000 2020/05/22 2022/10/28 100.0068840 UBS AG - Meituan Dianping R Bull CBBC Jan 2021 B 50,000,000 2020/05/22 2021/01/11 12.5069198 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 V 50,000,000 2020/05/22 2020/12/30 12.50




68903 UBS AG - SMIC R Bull CBBC Jul 2021 A 100,000,000 2020/05/22 2021/07/30 25.0068852 UBS AG - Tencent R Bull CBBC Jan 2021 J 40,000,000 2020/05/22 2021/01/11 10.0069180 UBS AG - Tencent R Bear CBBC Dec 2020 E 40,000,000 2020/05/22 2020/12/30 10.0069187 UBS AG - Tencent R Bear CBBC Jan 2021 H 200,000,000 2020/05/22 2021/01/28 50.0069965 Bank Vontobel - AAC Tech R Bull CBBC Feb 2021 B 40,000,000 2020/05/22 2021/02/19 10.0069971 Bank Vontobel - Geely Auto R Bear CBBC Jan 2021 A 40,000,000 2020/05/22 2021/01/08 10.0069964 Bank Vontobel - HSBC R Bear CBBC Dec 2020 I 40,000,000 2020/05/22 2020/12/18 10.0050020 Bank Vontobel - Meituan Dianping R Bull CBBC Dec 2020 W 60,000,000 2020/05/22 2020/12/18 15.0069960 Bank Vontobel - Ping An R Bear CBBC Jan 2021 A 40,000,000 2020/05/22 2021/01/08 10.0069987 Bank Vontobel - Sands China R Bear CBBC Jan 2021 A 40,000,000 2020/05/22 2021/01/08 10.0050070 Bank Vontobel - Tencent R Bear CBBC Jan 2021 C 40,000,000 2020/05/22 2021/01/08 10.0069998 Bank Vontobel - Xiaomi R Bull CBBC Jan 2021 C 40,000,000 2020/05/22 2021/01/22 10.0051487 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Dec 2020 K 60,000,000 2020/05/25 2020/12/31 15.0051475 BOCI Asia Ltd. - HKEX R Bull CBBC Nov 2020 A 40,000,000 2020/05/25 2020/11/30 10.0051471 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 Q 150,000,000 2020/05/25 2020/10/29 37.5051497 BOCI Asia Ltd. - Tencent R Bull CBBC Dec 2020 F 40,000,000 2020/05/25 2020/12/30 10.0051498 BOCI Asia Ltd. - Tencent R Bear CBBC Dec 2020 X 40,000,000 2020/05/25 2020/12/30 10.0051499 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 Q 150,000,000 2020/05/25 2022/10/28 37.5051511 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 C 240,000,000 2020/05/25 2020/11/27 60.0051500 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 Z 250,000,000 2020/05/25 2020/11/27 62.5051765 Credit Suisse AG - AAC Tech R Bear CBBC Nov 2020 D 50,000,000 2020/05/25 2020/11/27 12.5051781 Credit Suisse AG - AIA R Bull CBBC Oct 2020 F 70,000,000 2020/05/25 2020/10/29 17.5051770 Credit Suisse AG - Alibaba Group R Bull CBBC Oct 2020 I 50,000,000 2020/05/25 2020/10/29 12.5051723 Credit Suisse AG - HSBC R Bear CBBC Dec 2020 A 70,000,000 2020/05/25 2020/12/30 17.5051783 Credit Suisse AG - HSI R Bull CBBC Nov 2022 D 200,000,000 2020/05/25 2022/11/29 50.0051789 Credit Suisse AG - HSI R Bull CBBC Jan 2023 J 200,000,000 2020/05/25 2023/01/30 50.0051703 Credit Suisse AG - HSI R Bear CBBC Nov 2020 B 200,000,000 2020/05/25 2020/11/27 50.0051696 Credit Suisse AG - HSI R Bear CBBC Nov 2020 R 200,000,000 2020/05/25 2020/11/27 50.0051692 Credit Suisse AG - HSI R Bear CBBC Nov 2020 T 200,000,000 2020/05/25 2020/11/27 50.0051752 Credit Suisse AG - SMIC R Bull CBBC Dec 2020 B 100,000,000 2020/05/25 2020/12/30 25.0051751 Credit Suisse AG - SMIC R Bull CBBC Jan 2021 E 100,000,000 2020/05/25 2021/01/22 25.0051772 Credit Suisse AG - SMIC R Bear CBBC Dec 2020 B 50,000,000 2020/05/25 2020/12/30 12.5051768 Credit Suisse AG - Sunny Optical R Bear CBBC Nov 2020 D 40,000,000 2020/05/25 2020/11/27 10.0051769 Credit Suisse AG - Tencent R Bull CBBC Oct 2020 P 50,000,000 2020/05/25 2020/10/29 12.5051724 Credit Suisse AG - Tencent R Bear CBBC Oct 2020 E 50,000,000 2020/05/25 2020/10/29 12.5051735 Credit Suisse AG - ZTE R Bull CBBC Nov 2020 B 50,000,000 2020/05/25 2020/11/27 12.5051908 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 V 60,000,000 2020/05/25 2020/10/30 15.0051939 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 V 160,000,000 2020/05/25 2023/04/27 40.0051940 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 D 160,000,000 2020/05/25 2023/05/30 40.0051941 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 H 160,000,000 2020/05/25 2023/05/30 40.0051942 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 I 160,000,000 2020/05/25 2023/05/30 40.0051933 Goldman Sachs SP (Asia) - HSI R Bear CBBC Aug 2020 N 160,000,000 2020/05/25 2020/08/28 40.0051925 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 E 160,000,000 2020/05/25 2021/02/25 40.0051926 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 F 160,000,000 2020/05/25 2021/02/25 40.0051928 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 H 160,000,000 2020/05/25 2021/02/25 40.00




51915 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Oct 2020 F 60,000,000 2020/05/25 2020/10/30 15.0051907 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 K 60,000,000 2020/05/25 2020/10/30 15.0051906 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Oct 2020 C 60,000,000 2020/05/25 2020/10/30 15.0051924 Goldman Sachs SP (Asia) - Xiaomi R Bull CBBC Oct 2020 D 60,000,000 2020/05/25 2020/10/30 15.0051320 HK Bank - AAC Tech R Bear CBBC Nov 2020 B 40,000,000 2020/05/25 2020/11/09 10.0051345 HK Bank - AIA R Bear CBBC Oct 2020 C 40,000,000 2020/05/25 2020/10/19 10.0051396 HK Bank - Alibaba Group R Bull CBBC Oct 2020 H 40,000,000 2020/05/25 2020/10/15 10.0051435 HK Bank - Geely Auto R Bull CBBC Oct 2020 D 40,000,000 2020/05/25 2020/10/05 10.0051330 HK Bank - HKEX R Bear CBBC Nov 2020 A 100,000,000 2020/05/25 2020/11/02 25.0051451 HK Bank - HSI R Bull CBBC Sep 2022 P 100,000,000 2020/05/25 2022/09/29 25.0051255 HK Bank - HSI R Bear CBBC Sep 2020 E 60,000,000 2020/05/25 2020/09/29 15.0051385 HK Bank - SUNAC R Bull CBBC Oct 2020 D 40,000,000 2020/05/25 2020/10/19 10.0051306 HK Bank - Sunny Optical R Bull CBBC Nov 2020 B 40,000,000 2020/05/25 2020/11/09 10.0051324 HK Bank - Sunny Optical R Bear CBBC Oct 2020 B 40,000,000 2020/05/25 2020/10/12 10.0051413 HK Bank - Tencent R Bear CBBC Sep 2020 G 40,000,000 2020/05/25 2020/09/28 10.0051687 Haitong Int’l Sec - Alibaba Group R Bull CBBC Sep 2020 D 60,000,000 2020/05/25 2020/09/30 15.0051688 Haitong Int’l Sec - HSI R Bull CBBC Nov 2022 F 150,000,000 2020/05/25 2022/11/29 37.5051663 Haitong Int’l Sec - HSI R Bear CBBC Aug 2020 J 200,000,000 2020/05/25 2020/08/28 50.0051662 Haitong Int’l Sec - HSI R Bear CBBC Sep 2020 X 150,000,000 2020/05/25 2020/09/29 37.5051667 Haitong Int’l Sec - Tencent R Bull CBBC Dec 2020 D 60,000,000 2020/05/25 2020/12/30 15.0051683 Haitong Int’l Sec - Tencent R Bear CBBC Dec 2020 J 60,000,000 2020/05/25 2020/12/30 15.0051686 Haitong Int’l Sec - Xiaomi R Bull CBBC Dec 2020 B 60,000,000 2020/05/25 2020/12/30 15.0051642 J P Morgan SP BV - Alibaba Group R Bear CBBC Nov 2020 A 80,000,000 2020/05/25 2020/11/20 20.0051638 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 M 240,000,000 2020/05/25 2023/03/30 60.0051652 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 N 200,000,000 2020/05/25 2023/03/30 50.0051660 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 K 200,000,000 2020/05/25 2023/04/27 50.0051624 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 X 200,000,000 2020/05/25 2020/12/30 50.0051625 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 Z 240,000,000 2020/05/25 2020/12/30 60.0051650 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 K 240,000,000 2020/05/25 2021/01/28 60.0051651 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 L 200,000,000 2020/05/25 2021/01/28 50.0051641 J P Morgan SP BV - Meituan Dianping R Bull CBBC Nov 2020 C 80,000,000 2020/05/25 2020/11/20 20.0051643 J P Morgan SP BV - SUNAC R Bull CBBC Dec 2020 A 80,000,000 2020/05/25 2020/12/11 20.0051640 J P Morgan SP BV - Tencent R Bear CBBC Nov 2020 E 50,000,000 2020/05/25 2020/11/20 12.5051467 Morgan Stanley Asia Products - Alibaba R Bear CBBC Jan 2021B 40,000,000 2020/05/25 2021/01/18 10.0051469 Morgan Stanley Asia Products - Ch Mobile R Bear CBBC Jan 21A 40,000,000 2020/05/25 2021/01/11 10.0051468 Morgan Stanley Asia Products - Ch Tower R Bear CBBC Mar 2021A 48,000,000 2020/05/25 2021/03/01 12.0051465 Morgan Stanley Asia Products - Tencent R Bull CBBC Oct 2020G 40,000,000 2020/05/25 2020/10/12 13.0051466 Morgan Stanley Asia Products - Tencent R Bull CBBC Nov 2020D 40,000,000 2020/05/25 2020/11/16 19.7651464 Morgan Stanley Asia Products - Tencent R Bear CBBC Jan 2021F 40,000,000 2020/05/25 2021/01/18 10.0051872 SG Issuer - Alibaba Group R Bull CBBC Nov 2020 K 60,000,000 2020/05/25 2020/11/27 15.0051876 SG Issuer - Alibaba Group R Bull CBBC Dec 2020 O 60,000,000 2020/05/25 2020/12/30 15.0051799 SG Issuer - Alibaba Group R Bear CBBC Nov 2020 X 60,000,000 2020/05/25 2020/11/27 15.0051800 SG Issuer - Alibaba Group R Bear CBBC Jan 2021 I 60,000,000 2020/05/25 2021/01/28 15.0051842 SG Issuer - CNOOC R Bull CBBC Dec 2020 N 40,000,000 2020/05/25 2020/12/31 10.0051801 SG Issuer - CNOOC R Bear CBBC Jan 2021 B 40,000,000 2020/05/25 2021/01/28 10.00




51807 SG Issuer - HKEX R Bear CBBC Jan 2021 A 200,000,000 2020/05/25 2021/01/28 50.0051855 SG Issuer - HSI R Bull CBBC Apr 2023 V 250,000,000 2020/05/25 2023/04/27 62.5051871 SG Issuer - HSI R Bull CBBC Apr 2023 X 250,000,000 2020/05/25 2023/04/27 62.5051856 SG Issuer - HSI R Bull CBBC Apr 2023 Z 250,000,000 2020/05/25 2023/04/27 62.5051835 SG Issuer - HSI R Bear CBBC Aug 2020 V 250,000,000 2020/05/25 2020/08/28 62.5051841 SG Issuer - HSI R Bear CBBC Nov 2020 U 500,000,000 2020/05/25 2020/11/27 125.0051904 SG Issuer - HSI R Bear CBBC Dec 2020 Q 250,000,000 2020/05/25 2020/12/30 62.5051900 SG Issuer - HSI R Bear CBBC Dec 2020 R 250,000,000 2020/05/25 2020/12/30 62.5051905 SG Issuer - HSI R Bear CBBC Jan 2021 X 250,000,000 2020/05/25 2021/01/28 62.5051889 SG Issuer - Meituan Dianping R Bull CBBC Dec 2020 Z 100,000,000 2020/05/25 2020/12/30 25.0051886 SG Issuer - Meituan Dianping R Bear CBBC Nov 2020 G 100,000,000 2020/05/25 2020/11/27 25.0051815 SG Issuer - Meituan Dianping R Bear CBBC Dec 2020 L 100,000,000 2020/05/25 2020/12/30 25.0051898 SG Issuer - SMIC R Bull CBBC Jan 2021 A 120,000,000 2020/05/25 2021/01/28 30.0051852 SG Issuer - SMIC R Bull CBBC Feb 2021 E 120,000,000 2020/05/25 2021/02/26 30.0051897 SG Issuer - SMIC R Bear CBBC Dec 2020 C 120,000,000 2020/05/25 2020/12/31 30.0051816 SG Issuer - Tencent R Bull CBBC Aug 2020 T 80,000,000 2020/05/25 2020/08/31 20.0051829 SG Issuer - Tencent R Bear CBBC Dec 2020 P 80,000,000 2020/05/25 2020/12/30 20.0051854 SG Issuer - Xiaomi R Bull CBBC Dec 2020 I 60,000,000 2020/05/25 2020/12/31 15.0051899 SG Issuer - Xiaomi R Bear CBBC Dec 2020 E 60,000,000 2020/05/25 2020/12/30 15.0051562 UBS AG - Alibaba Group R Bull CBBC Dec 2020 A 80,000,000 2020/05/25 2020/12/18 20.0051572 UBS AG - Alibaba Group R Bear CBBC Dec 2020 F 80,000,000 2020/05/25 2020/12/22 27.2051554 UBS AG - HSI R Bull CBBC Feb 2023 O 200,000,000 2020/05/25 2023/02/27 50.0051553 UBS AG - HSI R Bull CBBC Feb 2023 Y 200,000,000 2020/05/25 2023/02/27 50.0051556 UBS AG - HSI R Bull CBBC Mar 2023 E 200,000,000 2020/05/25 2023/03/30 50.0051512 UBS AG - HSI R Bear CBBC Oct 2020 N 200,000,000 2020/05/25 2020/10/29 50.0051529 UBS AG - HSI R Bear CBBC Oct 2020 P 200,000,000 2020/05/25 2020/10/29 50.0051530 UBS AG - HSI R Bear CBBC Oct 2020 S 200,000,000 2020/05/25 2020/10/29 50.0051552 UBS AG - HSI R Bear CBBC Oct 2020 T 200,000,000 2020/05/25 2020/10/29 50.0051583 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 W 50,000,000 2020/05/25 2020/12/07 12.5051586 UBS AG - SMIC R Bear CBBC May 2021 B 100,000,000 2020/05/25 2021/05/31 25.0051587 UBS AG - Sunny Optical R Bear CBBC Feb 2021 B 30,000,000 2020/05/25 2021/02/04 10.2051560 UBS AG - Tencent R Bull CBBC Nov 2020 Y 40,000,000 2020/05/25 2020/11/23 10.0051558 UBS AG - Tencent R Bear CBBC Dec 2020 G 40,000,000 2020/05/25 2020/12/09 10.0051593 Bank Vontobel - AAC Tech R Bear CBBC Jan 2021 A 40,000,000 2020/05/25 2021/01/08 10.0051597 Bank Vontobel - Alibaba Group R Bull CBBC Jan 2021 A 40,000,000 2020/05/25 2021/01/22 10.0051618 Bank Vontobel - CC Bank R Bear CBBC Dec 2020 A 40,000,000 2020/05/25 2020/12/18 10.0051623 Bank Vontobel - China Life R Bear CBBC Feb 2021 A 80,000,000 2020/05/25 2021/02/19 20.0051596 Bank Vontobel - CNOOC R Bear CBBC Jan 2021 A 40,000,000 2020/05/25 2021/01/08 10.0051619 Bank Vontobel - HSI R Bear CBBC Dec 2020 M 80,000,000 2020/05/25 2020/12/30 20.0051607 Bank Vontobel - Meituan Dianping R Bear CBBC Dec 2020 X 60,000,000 2020/05/25 2020/12/18 16.8051595 Bank Vontobel - Sunny Optical R Bear CBBC Jan 2021 A 40,000,000 2020/05/25 2021/01/08 10.0051594 Bank Vontobel - Sunny Optical R Bear CBBC Feb 2021 A 40,000,000 2020/05/25 2021/02/19 10.0051622 Bank Vontobel - Tencent R Bull CBBC Jan 2021 C 40,000,000 2020/05/25 2021/01/22 10.0051617 Bank Vontobel - Tencent R Bear CBBC Nov 2020 M 40,000,000 2020/05/25 2020/11/20 10.0051616 Bank Vontobel - Tencent R Bear CBBC Dec 2020 W 40,000,000 2020/05/25 2020/12/18 11.20




52138 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Dec 2020 L 60,000,000 2020/05/26 2020/12/31 15.0052139 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Dec 2020 M 60,000,000 2020/05/26 2020/12/31 15.0052140 BOCI Asia Ltd. - Alibaba Group R Bear CBBC Dec 2020 F 60,000,000 2020/05/26 2020/12/31 15.0052165 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 Q 150,000,000 2020/05/26 2023/01/30 37.5052166 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 S 150,000,000 2020/05/26 2020/10/29 37.5052142 BOCI Asia Ltd. - Meituan Dianping R Bull CBBC Dec 2020 O 40,000,000 2020/05/26 2020/12/30 10.0052164 BOCI Asia Ltd. - Meituan Dianping R Bear CBBC Dec 2020 I 40,000,000 2020/05/26 2020/12/30 10.0052102 BOCI Asia Ltd. - Tencent R Bull CBBC Dec 2020 G 40,000,000 2020/05/26 2020/12/30 10.0052117 BOCI Asia Ltd. - Tencent R Bull CBBC Dec 2020 H 40,000,000 2020/05/26 2020/12/30 10.0052118 BOCI Asia Ltd. - Tencent R Bear CBBC Dec 2020 Y 40,000,000 2020/05/26 2020/12/30 10.0051993 BNP Paribas Issuance B.V. - Alibaba R Bull CBBC Dec 2020 D 100,000,000 2020/05/26 2020/12/30 25.0051994 BNP Paribas Issuance B.V. - Alibaba R Bull CBBC Dec 2020 J 100,000,000 2020/05/26 2020/12/30 25.0051995 BNP Paribas Issuance B.V. - Alibaba R Bull CBBC Dec 2020 K 100,000,000 2020/05/26 2020/12/30 25.0051985 BNP Paribas Issuance B.V. - HKEX R Bull CBBC Sep 2020 K 50,000,000 2020/05/26 2020/09/29 12.5051983 BNP Paribas Issuance B.V. - HKEX R Bull CBBC Sep 2020 Q 50,000,000 2020/05/26 2020/09/29 12.5051989 BNP Paribas Issuance B.V. - HKEX R Bear CBBC Nov 2020 H 50,000,000 2020/05/26 2020/11/27 12.5051991 BNP Paribas Issuance B.V. - HKEX R Bear CBBC Nov 2020 I 50,000,000 2020/05/26 2020/11/27 12.5055563 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 M 150,000,000 2020/05/26 2022/10/28 37.5055583 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 P 150,000,000 2020/05/26 2022/10/28 37.5055631 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 R 150,000,000 2020/05/26 2022/10/28 37.5054801 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 S 150,000,000 2020/05/26 2022/10/28 37.5055674 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 U 140,000,000 2020/05/26 2022/10/28 35.0051980 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 A 250,000,000 2020/05/26 2020/12/30 62.5051943 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 I 250,000,000 2020/05/26 2020/12/30 62.5051955 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 J 250,000,000 2020/05/26 2020/12/30 62.5051965 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 K 250,000,000 2020/05/26 2020/12/30 62.5051968 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 S 250,000,000 2020/05/26 2020/12/30 62.5051981 BNP Paribas Issuance B.V. - Meituan R Bear CBBC Nov 2020 I 50,000,000 2020/05/26 2020/11/27 12.5051982 BNP Paribas Issuance B.V. - Meituan R Bear CBBC Nov 2020 J 50,000,000 2020/05/26 2020/11/27 20.0051997 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Nov 2020 S 50,000,000 2020/05/26 2020/11/27 12.5052008 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Dec 2020 R 50,000,000 2020/05/26 2020/12/30 12.5052009 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Dec 2020 F 50,000,000 2020/05/26 2020/12/30 12.5057002 Credit Suisse AG - Alibaba Group R Bull CBBC Sep 2020 K 50,000,000 2020/05/26 2020/09/29 12.5056521 Credit Suisse AG - HKEX R Bull CBBC Sep 2020 G 50,000,000 2020/05/26 2020/09/29 12.5056456 Credit Suisse AG - HKEX R Bull CBBC Nov 2020 C 100,000,000 2020/05/26 2020/11/27 25.0056289 Credit Suisse AG - HSBC R Bull CBBC Dec 2020 I 70,000,000 2020/05/26 2020/12/30 17.5057010 Credit Suisse AG - HSI R Bull CBBC Jan 2023 K 200,000,000 2020/05/26 2023/01/30 50.0057029 Credit Suisse AG - HSI R Bull CBBC Jan 2023 L 200,000,000 2020/05/26 2023/01/30 50.0057008 Credit Suisse AG - HSI R Bull CBBC Feb 2023 N 200,000,000 2020/05/26 2023/02/27 50.0057015 Credit Suisse AG - HSI R Bull CBBC Feb 2023 O 200,000,000 2020/05/26 2023/02/27 50.0056104 Credit Suisse AG - HSI R Bear CBBC Oct 2020 N 200,000,000 2020/05/26 2020/10/29 50.0056113 Credit Suisse AG - HSI R Bear CBBC Oct 2020 O 200,000,000 2020/05/26 2020/10/29 50.0056280 Credit Suisse AG - HSI R Bear CBBC Oct 2020 P 200,000,000 2020/05/26 2020/10/29 50.0056156 Credit Suisse AG - HSI R Bear CBBC Nov 2020 K 200,000,000 2020/05/26 2020/11/27 50.0056184 Credit Suisse AG - HSI R Bear CBBC Nov 2020 P 200,000,000 2020/05/26 2020/11/27 50.00




57005 Credit Suisse AG - Meituan Dianping R Bull CBBC Oct 2020 G 80,000,000 2020/05/26 2020/10/29 20.0056422 Credit Suisse AG - Sands China R Bull CBBC Apr 2021 A 70,000,000 2020/05/26 2021/04/29 17.5057001 Credit Suisse AG - Xiaomi R Bull CBBC Nov 2020 G 50,000,000 2020/05/26 2020/11/27 12.5057677 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 W 60,000,000 2020/05/26 2020/10/30 15.0057665 Goldman Sachs SP (Asia) - China Life R Bull CBBC Jun 2021 A 80,000,000 2020/05/26 2021/06/01 20.0057516 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 W 160,000,000 2020/05/26 2023/04/27 40.0057558 Goldman Sachs SP (Asia) - HSI R Bull CBBC Apr 2023 X 160,000,000 2020/05/26 2023/04/27 40.0057595 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 G 160,000,000 2020/05/26 2023/05/30 40.0057485 Goldman Sachs SP (Asia) - HSI R Bear CBBC Aug 2020 Q 160,000,000 2020/05/26 2020/08/28 40.0057502 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 G 160,000,000 2020/05/26 2021/02/25 40.0057500 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 J 160,000,000 2020/05/26 2021/02/25 40.0057501 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 K 160,000,000 2020/05/26 2021/02/25 40.0057622 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 L 160,000,000 2020/05/26 2021/02/25 40.0057639 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 M 160,000,000 2020/05/26 2021/02/25 40.0057649 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Oct 2020 G 60,000,000 2020/05/26 2020/10/30 15.0057645 Goldman Sachs SP (Asia) - Meituan R Bear CBBC Oct 2020 A 60,000,000 2020/05/26 2020/10/30 15.0057644 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 L 60,000,000 2020/05/26 2020/10/30 15.0057643 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Oct 2020 D 60,000,000 2020/05/26 2020/10/30 22.6257651 Goldman Sachs SP (Asia) - Xiaomi R Bull CBBC Oct 2020 E 60,000,000 2020/05/26 2020/10/30 15.0052088 HK Bank - AIA R Bull CBBC Nov 2020 E 60,000,000 2020/05/26 2020/11/02 15.0052087 HK Bank - Alibaba Group R Bull CBBC Nov 2020 F 40,000,000 2020/05/26 2020/11/02 10.0052089 HK Bank - ANTA Sports R Bull CBBC Nov 2020 C 40,000,000 2020/05/26 2020/11/16 10.0052061 HK Bank - CNOOC R Bull CBBC Nov 2020 D 40,000,000 2020/05/26 2020/11/16 10.0052043 HK Bank - HKEX R Bull CBBC Oct 2020 G 40,000,000 2020/05/26 2020/10/22 10.0052040 HK Bank - HKEX R Bear CBBC Nov 2020 B 100,000,000 2020/05/26 2020/11/16 25.0052053 HK Bank - HSI R Bull CBBC Sep 2022 U 60,000,000 2020/05/26 2022/09/29 15.0052051 HK Bank - HSI R Bull CBBC Dec 2022 G 100,000,000 2020/05/26 2022/12/29 25.0052031 HK Bank - HSI R Bear CBBC Sep 2020 F 100,000,000 2020/05/26 2020/09/29 25.0052098 HK Bank - Meituan Dianping R Bull CBBC Oct 2020 E 40,000,000 2020/05/26 2020/10/22 10.0052084 HK Bank - Ping An R Bull CBBC Nov 2020 C 60,000,000 2020/05/26 2020/11/16 15.0052038 HK Bank - Tencent R Bull CBBC Oct 2020 J 40,000,000 2020/05/26 2020/10/22 10.0052037 HK Bank - Tencent R Bear CBBC Oct 2020 E 40,000,000 2020/05/26 2020/10/22 10.0056055 Haitong Int’l Sec - Alibaba Group R Bull CBBC Nov 2020 G 60,000,000 2020/05/26 2020/11/27 15.0055840 Haitong Int’l Sec - Alibaba Group R Bear CBBC Nov 2020 H 60,000,000 2020/05/26 2020/11/27 15.0056071 Haitong Int’l Sec - HKEX R Bull CBBC Dec 2020 B 60,000,000 2020/05/26 2020/12/17 15.0055872 Haitong Int’l Sec - HSI R Bull CBBC Oct 2022 I 300,000,000 2020/05/26 2022/10/28 75.0055893 Haitong Int’l Sec - HSI R Bull CBBC Oct 2022 J 150,000,000 2020/05/26 2022/10/28 37.5056075 Haitong Int’l Sec - HSI R Bull CBBC Mar 2023 L 150,000,000 2020/05/26 2023/03/30 37.5055841 Haitong Int’l Sec - HSI R Bear CBBC Aug 2020 K 150,000,000 2020/05/26 2020/08/28 37.5055733 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 E 150,000,000 2020/05/26 2020/11/27 37.5055744 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 S 150,000,000 2020/05/26 2021/01/28 37.5055984 Haitong Int’l Sec - SMIC R Bull CBBC Feb 2021 A 100,000,000 2020/05/26 2021/02/25 25.0055745 Haitong Int’l Sec - Tencent R Bear CBBC Nov 2020 R 60,000,000 2020/05/26 2020/11/27 15.0055769 Haitong Int’l Sec - Tencent R Bear CBBC Nov 2020 S 60,000,000 2020/05/26 2020/11/27 15.0053706 J P Morgan SP BV - Alibaba Group R Bull CBBC Dec 2020 D 80,000,000 2020/05/26 2020/12/11 20.00




53574 J P Morgan SP BV - HSCEI R Bull CBBC Sep 2022 A 100,000,000 2020/05/26 2022/09/29 25.0053672 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 X 200,000,000 2020/05/26 2023/02/27 50.0053287 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 Q 200,000,000 2020/05/26 2023/03/30 50.0053317 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 L 200,000,000 2020/05/26 2023/04/27 50.0053358 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 M 200,000,000 2020/05/26 2023/04/27 50.0053429 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 C 200,000,000 2020/05/26 2023/09/28 50.0053079 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 F 200,000,000 2020/05/26 2020/10/29 50.0053159 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 C 200,000,000 2020/05/26 2020/11/27 50.0053090 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 G 200,000,000 2020/05/26 2020/11/27 50.0053200 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 I 200,000,000 2020/05/26 2020/11/27 50.0053204 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 M 200,000,000 2020/05/26 2020/11/27 50.0053712 J P Morgan SP BV - Meituan Dianping R Bear CBBC Dec 2020 A 80,000,000 2020/05/26 2020/12/11 21.6053711 J P Morgan SP BV - Tencent R Bear CBBC Dec 2020 A 50,000,000 2020/05/26 2020/12/11 12.5053713 J P Morgan SP BV - Xiaomi R Bull CBBC Dec 2020 A 80,000,000 2020/05/26 2020/12/11 20.0052180 Morgan Stanley Asia Products - HSI R Bull CBBC Feb 2023 J 150,000,000 2020/05/26 2023/02/27 37.5052181 Morgan Stanley Asia Products - HSI R Bull CBBC Feb 2023 K 150,000,000 2020/05/26 2023/02/27 37.5052023 Morgan Stanley Asia Products - HSI R Bear CBBC Oct 2020 R 150,000,000 2020/05/26 2020/10/29 37.5052019 Morgan Stanley Asia Products - HSI R Bear CBBC Nov 2020 G 150,000,000 2020/05/26 2020/11/27 37.5052099 Morgan Stanley Asia Products - Meituan R Bull CBBC Nov2020 B 40,000,000 2020/05/26 2020/11/02 10.0052100 Morgan Stanley Asia Products - Meituan R Bear CBBC Dec2020 H 40,000,000 2020/05/26 2020/12/01 10.0057219 SG Issuer - AIA R Bull CBBC Dec 2020 Q 60,000,000 2020/05/26 2020/12/30 15.0057034 SG Issuer - AIA R Bear CBBC Jan 2021 A 60,000,000 2020/05/26 2021/01/28 15.0057335 SG Issuer - Alibaba Group R Bull CBBC Oct 2020 W 60,000,000 2020/05/26 2020/10/30 15.0057336 SG Issuer - Alibaba Group R Bull CBBC Oct 2020 X 60,000,000 2020/05/26 2020/10/30 15.0057085 SG Issuer - Alibaba Group R Bear CBBC Nov 2020 Y 60,000,000 2020/05/26 2020/11/27 15.0057095 SG Issuer - Alibaba Group R Bear CBBC Dec 2020 Z 60,000,000 2020/05/26 2020/12/30 15.0057109 SG Issuer - Galaxy Ent R Bear CBBC Dec 2020 I 100,000,000 2020/05/26 2020/12/31 25.0057343 SG Issuer - HKEX R Bull CBBC Oct 2020 O 50,000,000 2020/05/26 2020/10/30 12.5057345 SG Issuer - HKEX R Bull CBBC Nov 2020 C 50,000,000 2020/05/26 2020/11/30 12.5057346 SG Issuer - HKEX R Bull CBBC Nov 2020 D 50,000,000 2020/05/26 2020/11/30 12.5057123 SG Issuer - HKEX R Bear CBBC Dec 2020 H 50,000,000 2020/05/26 2020/12/31 12.5057128 SG Issuer - HKEX R Bear CBBC Jan 2021 B 200,000,000 2020/05/26 2021/01/29 50.0057360 SG Issuer - HKEX R Bear CBBC Jan 2021 C 50,000,000 2020/05/26 2021/01/28 19.0057253 SG Issuer - HSI R Bull CBBC Apr 2023 Y 250,000,000 2020/05/26 2023/04/27 62.5057263 SG Issuer - HSI R Bull CBBC May 2023 I 250,000,000 2020/05/26 2023/05/30 62.5057272 SG Issuer - HSI R Bull CBBC May 2023 J 250,000,000 2020/05/26 2023/05/30 62.5057322 SG Issuer - HSI R Bull CBBC May 2023 K 250,000,000 2020/05/26 2023/05/30 62.5057192 SG Issuer - HSI R Bear CBBC Aug 2020 D 250,000,000 2020/05/26 2020/08/28 62.5057187 SG Issuer - HSI R Bear CBBC Aug 2020 W 250,000,000 2020/05/26 2020/08/28 62.5057208 SG Issuer - HSI R Bear CBBC Sep 2020 G 250,000,000 2020/05/26 2020/09/29 62.5057216 SG Issuer - HSI R Bear CBBC Oct 2020 A 250,000,000 2020/05/26 2020/10/29 62.5057236 SG Issuer - HSI R Bear CBBC Nov 2020 V 250,000,000 2020/05/26 2020/11/27 62.5057249 SG Issuer - HSI R Bear CBBC Nov 2020 W 250,000,000 2020/05/26 2020/11/27 62.5057245 SG Issuer - HSI R Bear CBBC Nov 2020 X 250,000,000 2020/05/26 2020/11/27 62.5057237 SG Issuer - HSI R Bear CBBC Jan 2021 Y 500,000,000 2020/05/26 2021/01/28 125.00




57362 SG Issuer - Meituan Dianping R Bull CBBC Oct 2020 M 100,000,000 2020/05/26 2020/10/30 25.0057371 SG Issuer - Meituan Dianping R Bull CBBC Nov 2020 O 100,000,000 2020/05/26 2020/11/30 25.0057159 SG Issuer - Meituan Dianping R Bear CBBC Jan 2021 B 100,000,000 2020/05/26 2021/01/28 25.0057394 SG Issuer - Meituan Dianping R Bear CBBC Jan 2021 C 100,000,000 2020/05/26 2021/01/28 25.0057395 SG Issuer - Meituan Dianping R Bear CBBC Feb 2021 C 100,000,000 2020/05/26 2021/02/25 38.0057424 SG Issuer - Ping An R Bull CBBC Dec 2020 B 100,000,000 2020/05/26 2020/12/30 25.0057473 SG Issuer - SMIC R Bull CBBC Mar 2021 A 120,000,000 2020/05/26 2021/03/30 30.0057476 SG Issuer - Tencent R Bull CBBC Nov 2020 N 80,000,000 2020/05/26 2020/11/30 20.0057175 SG Issuer - Tencent R Bear CBBC Jan 2021 N 80,000,000 2020/05/26 2021/01/28 20.0057222 SG Issuer - Tencent R Bear CBBC Jan 2021 O 80,000,000 2020/05/26 2021/01/28 20.0057477 SG Issuer - Xiaomi R Bull CBBC Nov 2020 G 60,000,000 2020/05/26 2020/11/30 15.0052998 UBS AG - Alibaba Group R Bull CBBC Jan 2021 C 80,000,000 2020/05/26 2021/01/29 20.0052408 UBS AG - Alibaba Group R Bull CBBC Feb 2021 I 80,000,000 2020/05/26 2021/02/10 20.0052268 UBS AG - Alibaba Group R Bear CBBC Nov 2020 C 80,000,000 2020/05/26 2020/11/30 20.0052299 UBS AG - Alibaba Group R Bear CBBC Feb 2021 D 400,000,000 2020/05/26 2021/02/26 100.0052393 UBS AG - Alibaba Group R Bear CBBC Feb 2021 E 400,000,000 2020/05/26 2021/02/10 100.0052388 UBS AG - China Mobile R Bear CBBC Dec 2020 B 60,000,000 2020/05/26 2020/12/30 15.0052385 UBS AG - CNOOC R Bear CBBC Dec 2020 F 40,000,000 2020/05/26 2020/12/22 10.4052935 UBS AG - HKEX R Bull CBBC Jan 2021 D 50,000,000 2020/05/26 2021/01/29 12.5052779 UBS AG - HKEX R Bear CBBC Dec 2020 E 50,000,000 2020/05/26 2020/12/21 12.5052789 UBS AG - HKEX R Bear CBBC Dec 2020 F 50,000,000 2020/05/26 2020/12/30 13.0052503 UBS AG - HSI R Bull CBBC Oct 2022 F 200,000,000 2020/05/26 2022/10/28 50.0052536 UBS AG - HSI R Bull CBBC Oct 2022 P 200,000,000 2020/05/26 2022/10/28 50.0052207 UBS AG - HSI R Bear CBBC Sep 2020 L 200,000,000 2020/05/26 2020/09/29 50.0052216 UBS AG - HSI R Bear CBBC Sep 2020 N 200,000,000 2020/05/26 2020/09/29 50.0052247 UBS AG - HSI R Bear CBBC Sep 2020 O 200,000,000 2020/05/26 2020/09/29 50.0052262 UBS AG - HSI R Bear CBBC Sep 2020 Q 200,000,000 2020/05/26 2020/09/29 50.0052450 UBS AG - HSI R Bear CBBC Sep 2020 S 200,000,000 2020/05/26 2020/09/29 50.0052800 UBS AG - Meituan Dianping R Bull CBBC Jan 2021 C 50,000,000 2020/05/26 2021/01/29 12.5052865 UBS AG - Meituan Dianping R Bull CBBC Dec 2021 B 200,000,000 2020/05/26 2021/12/30 50.0052410 UBS AG - Meituan Dianping R Bear CBBC Jan 2021 B 50,000,000 2020/05/26 2021/01/28 12.5052391 UBS AG - SMIC R Bull CBBC Feb 2021 A 100,000,000 2020/05/26 2021/02/26 25.0052437 UBS AG - Tencent R Bull CBBC Mar 2021 D 200,000,000 2020/05/26 2021/03/01 50.0052304 UBS AG - Tencent R Bear CBBC Dec 2020 B 40,000,000 2020/05/26 2020/12/07 10.0052308 UBS AG - Tencent R Bear CBBC Jan 2021 I 200,000,000 2020/05/26 2021/01/04 50.0052869 UBS AG - Xiaomi R Bull CBBC Jan 2021 C 50,000,000 2020/05/26 2021/01/29 12.5052934 UBS AG - Xiaomi R Bull CBBC Dec 2021 B 200,000,000 2020/05/26 2021/12/30 50.0052341 UBS AG - Xiaomi R Bear CBBC Feb 2021 B 150,000,000 2020/05/26 2021/02/26 37.5052499 UBS AG - Xiaomi R Bear CBBC Feb 2021 C 150,000,000 2020/05/26 2021/02/10 37.5054186 Bank Vontobel - AIA R Bull CBBC Feb 2021 A 40,000,000 2020/05/26 2021/02/05 10.0054274 Bank Vontobel - Alibaba Group R Bull CBBC Feb 2021 A 40,000,000 2020/05/26 2021/02/05 10.0054135 Bank Vontobel - CNOOC R Bull CBBC Apr 2021 B 40,000,000 2020/05/26 2021/04/16 10.0053765 Bank Vontobel - HKEX R Bull CBBC Jan 2021 B 40,000,000 2020/05/26 2021/01/22 10.0054713 Bank Vontobel - HSI R Bull CBBC Dec 2022 I 80,000,000 2020/05/26 2022/12/29 20.0054800 Bank Vontobel - HSI R Bull CBBC Dec 2022 J 80,000,000 2020/05/26 2022/12/29 20.00




54378 Bank Vontobel - Meituan Dianping R Bull CBBC Jan 2021 J 60,000,000 2020/05/26 2021/01/22 15.0054287 Bank Vontobel - Meituan Dianping R Bull CBBC Feb 2021 C 60,000,000 2020/05/26 2021/02/05 15.0054379 Bank Vontobel - Meituan Dianping R Bear CBBC Dec 2020 Y 40,000,000 2020/05/26 2020/12/18 15.2054129 Bank Vontobel - Tencent R Bull CBBC Jan 2021 D 40,000,000 2020/05/26 2021/01/22 10.0054516 Bank Vontobel - Xiaomi R Bull CBBC Feb 2021 C 40,000,000 2020/05/26 2021/02/05 10.0054711 Bank Vontobel - Xiaomi R Bull CBBC Feb 2021 D 40,000,000 2020/05/26 2021/02/19 10.0057891 BOCI Asia Ltd. - Geely Auto R Bull CBBC Dec 2020 B 40,000,000 2020/05/27 2020/12/31 10.0057783 BOCI Asia Ltd. - HKEX R Bull CBBC Nov 2020 B 40,000,000 2020/05/27 2020/11/30 10.0057785 BOCI Asia Ltd. - HKEX R Bull CBBC Nov 2020 C 40,000,000 2020/05/27 2020/11/30 10.0057780 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 R 150,000,000 2020/05/27 2023/01/30 37.5057782 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 V 150,000,000 2020/05/27 2020/10/29 37.5057823 BOCI Asia Ltd. - Meituan Dianping R Bull CBBC Dec 2020 P 40,000,000 2020/05/27 2020/12/30 10.0057828 BOCI Asia Ltd. - Meituan Dianping R Bear CBBC Dec 2020 J 40,000,000 2020/05/27 2020/12/30 10.0057805 BOCI Asia Ltd. - Ping An R Bull CBBC Nov 2020 A 60,000,000 2020/05/27 2020/11/30 15.0057816 BOCI Asia Ltd. - Tencent R Bear CBBC Dec 2020 Z 40,000,000 2020/05/27 2020/12/30 10.0057880 BOCI Asia Ltd. - Xiaomi R Bull CBBC Dec 2020 D 40,000,000 2020/05/27 2020/12/31 10.0058238 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 V 140,000,000 2020/05/27 2022/10/28 35.0058289 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 B 240,000,000 2020/05/27 2020/12/30 60.0058546 Credit Suisse AG - AAC Tech R Bull CBBC Dec 2020 E 80,000,000 2020/05/27 2020/12/18 20.0058519 Credit Suisse AG - HSI R Bull CBBC Jan 2023 M 200,000,000 2020/05/27 2023/01/30 50.0058522 Credit Suisse AG - HSI R Bull CBBC Jan 2023 N 200,000,000 2020/05/27 2023/01/30 50.0058562 Credit Suisse AG - HSI R Bull CBBC Jan 2023 P 200,000,000 2020/05/27 2023/01/30 50.0058523 Credit Suisse AG - HSI R Bear CBBC Oct 2020 S 200,000,000 2020/05/27 2020/10/29 50.0058531 Credit Suisse AG - HSI R Bear CBBC Oct 2020 T 200,000,000 2020/05/27 2020/10/29 50.0058534 Credit Suisse AG - HSI R Bear CBBC Dec 2020 C 300,000,000 2020/05/27 2020/12/30 75.0058536 Credit Suisse AG - Meituan Dianping R Bear CBBC Dec 2020 D 100,000,000 2020/05/27 2020/12/30 25.0058535 Credit Suisse AG - Meituan Dianping R Bear CBBC Jan 2021 A 100,000,000 2020/05/27 2021/01/28 25.0058537 Credit Suisse AG - Tencent R Bull CBBC Nov 2020 M 50,000,000 2020/05/27 2020/11/27 12.5058593 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 X 60,000,000 2020/05/27 2020/10/30 15.0058645 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 Y 60,000,000 2020/05/27 2020/10/30 15.0058613 Goldman Sachs SP (Asia) - HKEX R Bull CBBC Jun 2021 C 80,000,000 2020/05/27 2021/06/01 20.0058650 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 F 160,000,000 2020/05/27 2023/05/30 40.0058569 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 T 160,000,000 2020/05/27 2023/05/30 40.0058649 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 U 160,000,000 2020/05/27 2023/05/30 40.0058646 Goldman Sachs SP (Asia) - HSI R Bear CBBC Aug 2020 R 160,000,000 2020/05/27 2020/08/28 40.0058648 Goldman Sachs SP (Asia) - HSI R Bear CBBC Aug 2020 V 160,000,000 2020/05/27 2020/08/28 40.0058568 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 U 160,000,000 2020/05/27 2021/02/25 40.0058601 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Oct 2020 H 60,000,000 2020/05/27 2020/10/30 15.0058589 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 M 60,000,000 2020/05/27 2020/10/30 15.0058642 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 N 60,000,000 2020/05/27 2020/10/30 15.0058584 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Mar 2021 K 80,000,000 2020/05/27 2021/03/01 20.0058605 Goldman Sachs SP (Asia) - Xiaomi R Bull CBBC Oct 2020 F 60,000,000 2020/05/27 2020/10/30 15.0057701 HK Bank - AAC Tech R Bull CBBC Dec 2020 C 40,000,000 2020/05/27 2020/12/14 10.0057698 HK Bank - Alibaba Group R Bull CBBC Oct 2020 I 40,000,000 2020/05/27 2020/10/19 10.0057696 HK Bank - HKEX R Bull CBBC Oct 2020 H 40,000,000 2020/05/27 2020/10/12 10.00




57678 HK Bank - HSI R Bull CBBC Sep 2022 W 100,000,000 2020/05/27 2022/09/29 25.0057700 HK Bank - HSI R Bear CBBC Sep 2020 G 60,000,000 2020/05/27 2020/09/29 15.0057768 HK Bank - Meituan Dianping R Bull CBBC Nov 2020 C 40,000,000 2020/05/27 2020/11/09 10.0057776 HK Bank - Meituan Dianping R Bear CBBC Jan 2021 A 100,000,000 2020/05/27 2021/01/11 25.0057741 HK Bank - Tencent R Bull CBBC Nov 2020 E 40,000,000 2020/05/27 2020/11/12 10.0057690 HK Bank - Tencent R Bear CBBC Oct 2020 F 40,000,000 2020/05/27 2020/10/12 10.0057774 HK Bank - ZTE R Bull CBBC Nov 2020 C 40,000,000 2020/05/27 2020/11/19 10.0058180 J P Morgan SP BV - Alibaba Group R Bull CBBC Dec 2020 E 80,000,000 2020/05/27 2020/12/11 20.0058230 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 T 240,000,000 2020/05/27 2023/01/30 60.0058213 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 Y 200,000,000 2020/05/27 2023/02/27 50.0058169 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 R 200,000,000 2020/05/27 2023/03/30 50.0058205 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 N 200,000,000 2020/05/27 2023/04/27 50.0058187 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 L 200,000,000 2020/05/27 2020/10/29 50.0058188 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 M 200,000,000 2020/05/27 2021/01/28 50.0058181 J P Morgan SP BV - Meituan Dianping R Bull CBBC Dec 2020 A 80,000,000 2020/05/27 2020/12/11 20.0058171 J P Morgan SP BV - Tencent R Bull CBBC Dec 2020 A 50,000,000 2020/05/27 2020/12/18 12.5058127 Morgan Stanley Asia Products - HKEX R Bull CBBC Dec 2020 B 40,000,000 2020/05/27 2020/12/15 10.0058087 Morgan Stanley Asia Products - HSI R Bull CBBC Jan 2023 O 150,000,000 2020/05/27 2023/01/30 37.5058088 Morgan Stanley Asia Products - HSI R Bear CBBC Oct 2020 S 150,000,000 2020/05/27 2020/10/29 37.5058102 Morgan Stanley Asia Products - Tencent R Bull CBBC Sep 2020F 40,000,000 2020/05/27 2020/09/01 10.0058101 Morgan Stanley Asia Products - Tencent R Bear CBBC Dec 2020J 40,000,000 2020/05/27 2020/12/01 10.0058119 Morgan Stanley Asia Products - Tencent R Bear CBBC Jan 2021G 40,000,000 2020/05/27 2021/01/18 10.0058118 Morgan Stanley Asia Products - Tencent R Bear CBBC Mar 2021B 40,000,000 2020/05/27 2021/03/01 10.0058426 SG Issuer - Alibaba Group R Bull CBBC Sep 2020 Y 60,000,000 2020/05/27 2020/09/29 15.0058430 SG Issuer - Alibaba Group R Bull CBBC Sep 2020 Z 60,000,000 2020/05/27 2020/09/30 15.0058317 SG Issuer - Alibaba Group R Bear CBBC Dec 2020 A 60,000,000 2020/05/27 2020/12/31 15.0058328 SG Issuer - HSBC R Bull CBBC Apr 2021 F 100,000,000 2020/05/27 2021/04/29 25.0058310 SG Issuer - HSI R Bull CBBC Nov 2022 R 250,000,000 2020/05/27 2022/11/29 62.5058311 SG Issuer - HSI R Bull CBBC Apr 2023 F 250,000,000 2020/05/27 2023/04/27 62.5058312 SG Issuer - HSI R Bull CBBC May 2023 L 250,000,000 2020/05/27 2023/05/30 62.5058401 SG Issuer - HSI R Bull CBBC May 2023 O 250,000,000 2020/05/27 2023/05/30 62.5058354 SG Issuer - HSI R Bear CBBC Sep 2020 B 250,000,000 2020/05/27 2020/09/29 62.5058404 SG Issuer - HSI R Bear CBBC Oct 2020 G 250,000,000 2020/05/27 2020/10/29 62.5058405 SG Issuer - HSI R Bear CBBC Nov 2020 Z 250,000,000 2020/05/27 2020/11/27 62.5058441 SG Issuer - Meituan Dianping R Bull CBBC Dec 2020 B 100,000,000 2020/05/27 2020/12/29 25.0058344 SG Issuer - Meituan Dianping R Bear CBBC Dec 2020 M 100,000,000 2020/05/27 2020/12/31 25.0058292 SG Issuer - Meituan Dianping R Bear CBBC Jan 2021 D 100,000,000 2020/05/27 2021/01/28 25.0058469 SG Issuer - Meituan Dianping R Bear CBBC Apr 2021 A 200,000,000 2020/05/27 2021/04/30 50.0058477 SG Issuer - Tencent R Bull CBBC Aug 2020 U 80,000,000 2020/05/27 2020/08/31 20.0058483 SG Issuer - Tencent R Bull CBBC Dec 2020 S 80,000,000 2020/05/27 2020/12/29 20.0058345 SG Issuer - Tencent R Bear CBBC Jan 2021 P 200,000,000 2020/05/27 2021/01/28 50.0058348 SG Issuer - Tencent R Bear CBBC Jan 2021 Q 80,000,000 2020/05/27 2021/01/29 20.0058295 SG Issuer - Tencent R Bear CBBC Feb 2021 U 80,000,000 2020/05/27 2021/02/25 20.0058302 SG Issuer - Tencent R Bear CBBC Mar 2021 E 80,000,000 2020/05/27 2021/03/31 20.0057962 UBS AG - Alibaba Group R Bull CBBC Jan 2021 D 80,000,000 2020/05/27 2021/01/04 20.00




57960 UBS AG - Alibaba Group R Bull CBBC Mar 2021 B 400,000,000 2020/05/27 2021/03/31 100.0058032 UBS AG - Alibaba Group R Bull CBBC Mar 2021 C 80,000,000 2020/05/27 2021/03/23 20.0057978 UBS AG - Alibaba Group R Bear CBBC Mar 2021 A 400,000,000 2020/05/27 2021/03/31 172.0057947 UBS AG - ANTA Sports R Bull CBBC Dec 2020 B 50,000,000 2020/05/27 2020/12/30 12.5058085 UBS AG - HKEX R Bull CBBC Mar 2021 A 50,000,000 2020/05/27 2021/03/23 12.5057900 UBS AG - HKEX R Bear CBBC Dec 2020 G 50,000,000 2020/05/27 2020/12/22 12.5057906 UBS AG - HKEX R Bear CBBC Jan 2021 D 50,000,000 2020/05/27 2021/01/19 23.5058014 UBS AG - HSI R Bull CBBC Mar 2023 D 200,000,000 2020/05/27 2023/03/30 50.0057998 UBS AG - HSI R Bull CBBC Mar 2023 W 200,000,000 2020/05/27 2023/03/30 50.0057985 UBS AG - HSI R Bull CBBC Apr 2023 V 200,000,000 2020/05/27 2023/04/27 50.0058015 UBS AG - HSI R Bear CBBC Oct 2020 E 200,000,000 2020/05/27 2020/10/29 50.0058016 UBS AG - HSI R Bear CBBC Oct 2020 I 200,000,000 2020/05/27 2020/10/29 50.0058020 UBS AG - HSI R Bear CBBC Oct 2020 U 200,000,000 2020/05/27 2020/10/29 50.0057983 UBS AG - HSI R Bear CBBC Oct 2020 W 200,000,000 2020/05/27 2020/10/29 50.0057952 UBS AG - Meituan Dianping R Bull CBBC Jan 2021 D 50,000,000 2020/05/27 2021/01/04 12.5057917 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 X 50,000,000 2020/05/27 2020/12/09 12.5057924 UBS AG - Meituan Dianping R Bear CBBC Jan 2021 C 50,000,000 2020/05/27 2021/01/04 12.5058071 UBS AG - Tencent R Bull CBBC Mar 2021 E 40,000,000 2020/05/27 2021/03/23 10.0057925 UBS AG - Tencent R Bear CBBC Dec 2020 F 40,000,000 2020/05/27 2020/12/22 10.0057939 UBS AG - Tencent R Bear CBBC Jan 2021 J 40,000,000 2020/05/27 2021/01/27 27.2057979 UBS AG - Xiaomi R Bear CBBC Jan 2021 A 60,000,000 2020/05/27 2021/01/28 15.0058487 Bank Vontobel - AAC Tech R Bull CBBC Jan 2021 A 40,000,000 2020/05/27 2021/01/22 10.0058507 Bank Vontobel - China Life R Bull CBBC Mar 2021 E 80,000,000 2020/05/27 2021/03/19 20.0058518 Bank Vontobel - Meituan Dianping R Bull CBBC Mar 2021 A 60,000,000 2020/05/27 2021/03/05 15.0058511 Bank Vontobel - Xiaomi R Bear CBBC Feb 2021 A 40,000,000 2020/05/27 2021/02/05 10.0058976 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 W 150,000,000 2020/05/28 2020/10/29 37.5058787 BOCI Asia Ltd. - Meituan Dianping R Bull CBBC Dec 2020 Q 40,000,000 2020/05/28 2020/12/30 10.0058793 BOCI Asia Ltd. - Meituan Dianping R Bear CBBC Dec 2020 K 40,000,000 2020/05/28 2020/12/30 10.0058672 BNP Paribas Issuance B.V. - HKEX R Bull CBBC Sep 2020 P 50,000,000 2020/05/28 2020/09/29 12.5058673 BNP Paribas Issuance B.V. - HKEX R Bear CBBC Nov 2020 J 50,000,000 2020/05/28 2020/11/27 12.5058690 BNP Paribas Issuance B.V. - HKEX R Bear CBBC Nov 2020 K 50,000,000 2020/05/28 2020/11/27 15.0059049 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 N 140,000,000 2020/05/28 2022/10/28 35.0059050 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 C 250,000,000 2020/05/28 2020/12/30 62.5058670 BNP Paribas Issuance B.V. - Meituan R Bear CBBC Nov 2020 K 50,000,000 2020/05/28 2020/11/27 12.5058671 BNP Paribas Issuance B.V. - Meituan R Bear CBBC Nov 2020 L 50,000,000 2020/05/28 2020/11/27 25.0058651 BNP Paribas Issuance B.V. - Xiaomi R Bull CBBC Nov 2020 X 50,000,000 2020/05/28 2020/11/27 12.5058656 BNP Paribas Issuance B.V. - Xiaomi R Bear CBBC Nov 2020 K 50,000,000 2020/05/28 2020/11/27 12.5059444 Credit Suisse AG - Alibaba Group R Bull CBBC Nov 2020 E 50,000,000 2020/05/28 2020/11/27 12.5059409 Credit Suisse AG - HKEX R Bull CBBC Oct 2020 D 50,000,000 2020/05/28 2020/10/29 12.5059397 Credit Suisse AG - HSI R Bull CBBC Oct 2022 Y 200,000,000 2020/05/28 2022/10/28 50.0059051 Credit Suisse AG - HSI R Bull CBBC Nov 2022 N 200,000,000 2020/05/28 2022/11/29 50.0059366 Credit Suisse AG - HSI R Bull CBBC Feb 2023 P 200,000,000 2020/05/28 2023/02/27 50.0059634 Credit Suisse AG - HSI R Bear CBBC Oct 2020 U 200,000,000 2020/05/28 2020/10/29 50.0059668 Credit Suisse AG - HSI R Bear CBBC Nov 2020 S 200,000,000 2020/05/28 2020/11/27 50.0059674 Credit Suisse AG - HSI R Bear CBBC Nov 2020 U 200,000,000 2020/05/28 2020/11/27 50.00




59332 Credit Suisse AG - SMIC R Bull CBBC Jan 2021 F 100,000,000 2020/05/28 2021/01/22 25.0059534 Credit Suisse AG - SMIC R Bull CBBC Jan 2021 G 100,000,000 2020/05/28 2021/01/21 25.0059426 Credit Suisse AG - Tencent R Bull CBBC Sep 2020 Q 50,000,000 2020/05/28 2020/09/29 12.5050064 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 Z 60,000,000 2020/05/28 2020/10/30 15.0050065 Goldman Sachs SP (Asia) - HKEX R Bull CBBC Jun 2021 D 80,000,000 2020/05/28 2021/06/01 20.0050067 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2022 S 160,000,000 2020/05/28 2022/10/28 40.0050066 Goldman Sachs SP (Asia) - HSI R Bull CBBC Nov 2022 S 160,000,000 2020/05/28 2022/11/29 40.0050061 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 E 160,000,000 2020/05/28 2023/05/30 40.0050059 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 S 160,000,000 2020/05/28 2023/05/30 40.0050068 Goldman Sachs SP (Asia) - HSI R Bear CBBC Aug 2020 B 160,000,000 2020/05/28 2020/08/28 40.0050073 Goldman Sachs SP (Asia) - HSI R Bear CBBC Aug 2020 E 160,000,000 2020/05/28 2020/08/28 40.0050072 Goldman Sachs SP (Asia) - HSI R Bear CBBC Aug 2020 X 160,000,000 2020/05/28 2020/08/28 40.0050060 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 V 160,000,000 2020/05/28 2021/02/25 40.0050063 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 O 60,000,000 2020/05/28 2020/10/30 15.0050062 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Mar 2021 L 60,000,000 2020/05/28 2021/03/01 15.0058785 HK Bank - AIA R Bull CBBC Nov 2020 F 40,000,000 2020/05/28 2020/11/09 10.0058710 HK Bank - Alibaba Group R Bull CBBC Nov 2020 G 40,000,000 2020/05/28 2020/11/05 10.0058769 HK Bank - Alibaba Group R Bear CBBC Nov 2020 A 100,000,000 2020/05/28 2020/11/05 25.0058703 HK Bank - HKEX R Bull CBBC Nov 2020 F 40,000,000 2020/05/28 2020/11/12 10.0058708 HK Bank - HKEX R Bear CBBC Nov 2020 C 100,000,000 2020/05/28 2020/11/23 25.0058745 HK Bank - HSI R Bull CBBC Sep 2022 D 80,000,000 2020/05/28 2022/09/29 20.0058701 HK Bank - HSI R Bear CBBC Sep 2020 I 100,000,000 2020/05/28 2020/09/29 25.0058702 HK Bank - Meituan Dianping R Bull CBBC Oct 2020 F 40,000,000 2020/05/28 2020/10/19 10.0058695 HK Bank - Tencent R Bull CBBC Oct 2020 K 40,000,000 2020/05/28 2020/10/12 10.0058776 HK Bank - Xiaomi R Bull CBBC Oct 2020 B 40,000,000 2020/05/28 2020/10/12 10.0050040 Haitong Int’l Sec - Alibaba Group R Bull CBBC Dec 2020 F 70,000,000 2020/05/28 2020/12/10 17.5050052 Haitong Int’l Sec - Alibaba Group R Bear CBBC Jan 2021 A 70,000,000 2020/05/28 2021/01/28 27.1650034 Haitong Int’l Sec - HSI R Bull CBBC Nov 2022 Z 150,000,000 2020/05/28 2022/11/29 37.5050036 Haitong Int’l Sec - HSI R Bull CBBC Mar 2023 M 150,000,000 2020/05/28 2023/03/30 37.5050058 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 F 150,000,000 2020/05/28 2020/11/27 37.5050039 Haitong Int’l Sec - Meituan Dianping R Bull CBBC Dec 2020 E 70,000,000 2020/05/28 2020/12/17 17.5050054 Haitong Int’l Sec - Meituan Dianping R Bear CBBC Feb 2022 A 70,000,000 2020/05/28 2022/02/25 17.7850037 Haitong Int’l Sec - Tencent R Bull CBBC Dec 2020 E 70,000,000 2020/05/28 2020/12/17 17.5050038 Haitong Int’l Sec - Tencent R Bull CBBC Dec 2020 F 70,000,000 2020/05/28 2020/12/10 17.5050055 Haitong Int’l Sec - Tencent R Bear CBBC Nov 2020 T 70,000,000 2020/05/28 2020/11/27 17.5050057 Haitong Int’l Sec - Tencent R Bear CBBC Nov 2020 U 70,000,000 2020/05/28 2020/11/27 37.5950041 Haitong Int’l Sec - Tencent R Bear CBBC Feb 2022 A 70,000,000 2020/05/28 2022/02/25 45.0159021 J P Morgan SP BV - HKEX R Bull CBBC Dec 2020 A 40,000,000 2020/05/28 2020/12/18 10.0059003 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 Z 200,000,000 2020/05/28 2023/02/27 50.0058986 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 S 200,000,000 2020/05/28 2023/03/30 50.0058999 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 T 200,000,000 2020/05/28 2023/03/30 50.0059046 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 R 200,000,000 2020/05/28 2020/11/27 50.0058987 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 A 200,000,000 2020/05/28 2020/12/30 50.0059044 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 N 200,000,000 2020/05/28 2021/01/28 50.0058795 Morgan Stanley Asia Products - Meituan R Bear CBBC Nov 2020B 40,000,000 2020/05/28 2020/11/02 10.00




59985 SG Issuer - Alibaba Group R Bull CBBC Dec 2020 P 60,000,000 2020/05/28 2020/12/31 15.0050010 SG Issuer - HKEX R Bull CBBC Sep 2020 I 50,000,000 2020/05/28 2020/09/30 12.5050015 SG Issuer - HKEX R Bull CBBC Oct 2020 P 50,000,000 2020/05/28 2020/10/30 12.5050001 SG Issuer - HKEX R Bear CBBC Jan 2021 D 50,000,000 2020/05/28 2021/01/28 12.5050025 SG Issuer - HSI R Bull CBBC Nov 2022 W 250,000,000 2020/05/28 2022/11/29 62.5050008 SG Issuer - HSI R Bull CBBC Feb 2023 T 500,000,000 2020/05/28 2023/02/27 125.0050009 SG Issuer - HSI R Bull CBBC Apr 2023 G 250,000,000 2020/05/28 2023/04/27 62.5050031 SG Issuer - HSI R Bull CBBC Apr 2023 W 250,000,000 2020/05/28 2023/04/27 62.5050026 SG Issuer - HSI R Bull CBBC May 2023 N 250,000,000 2020/05/28 2023/05/30 62.5050027 SG Issuer - HSI R Bear CBBC Aug 2020 F 250,000,000 2020/05/28 2020/08/28 62.5050028 SG Issuer - HSI R Bear CBBC Aug 2020 G 250,000,000 2020/05/28 2020/08/28 62.5050029 SG Issuer - HSI R Bear CBBC Aug 2020 H 250,000,000 2020/05/28 2020/08/28 62.5050030 SG Issuer - HSI R Bear CBBC Oct 2020 F 250,000,000 2020/05/28 2020/10/29 62.5050016 SG Issuer - Meituan Dianping R Bull CBBC Nov 2020 P 100,000,000 2020/05/28 2020/11/30 25.0050017 SG Issuer - Meituan Dianping R Bull CBBC Dec 2020 A 100,000,000 2020/05/28 2020/12/31 25.0050019 SG Issuer - SMIC R Bull CBBC Feb 2021 F 120,000,000 2020/05/28 2021/02/26 30.0050006 SG Issuer - Tencent R Bull CBBC Aug 2020 V 80,000,000 2020/05/28 2020/08/31 20.0050022 SG Issuer - Tencent R Bull CBBC Nov 2020 O 80,000,000 2020/05/28 2020/11/30 20.0050023 SG Issuer - Tencent R Bull CBBC Dec 2020 T 80,000,000 2020/05/28 2020/12/31 20.0050024 SG Issuer - Xiaomi R Bull CBBC Nov 2020 H 60,000,000 2020/05/28 2020/11/30 15.0050007 SG Issuer - Xiaomi R Bear CBBC Jan 2021 A 60,000,000 2020/05/28 2021/01/28 15.0058947 UBS AG - Alibaba Group R Bear CBBC Feb 2021 F 80,000,000 2020/05/28 2021/02/24 20.0058901 UBS AG - HKEX R Bull CBBC Jan 2021 E 50,000,000 2020/05/28 2021/01/05 12.5058904 UBS AG - HKEX R Bull CBBC Jan 2021 F 200,000,000 2020/05/28 2021/01/28 50.0058809 UBS AG - HKEX R Bear CBBC Jan 2021 E 200,000,000 2020/05/28 2021/01/28 50.0058823 UBS AG - HKEX R Bear CBBC Jan 2021 F 50,000,000 2020/05/28 2021/01/05 12.5058835 UBS AG - HSI R Bull CBBC Oct 2022 Q 200,000,000 2020/05/28 2022/10/28 50.0058867 UBS AG - HSI R Bull CBBC Jan 2023 I 200,000,000 2020/05/28 2023/01/30 50.0058868 UBS AG - HSI R Bull CBBC Jan 2023 Q 200,000,000 2020/05/28 2023/01/30 50.0058848 UBS AG - HSI R Bull CBBC Jan 2023 X 200,000,000 2020/05/28 2023/01/30 50.0058838 UBS AG - HSI R Bear CBBC Sep 2020 X 200,000,000 2020/05/28 2020/09/29 50.0058936 UBS AG - HSI R Bear CBBC Dec 2020 I 200,000,000 2020/05/28 2020/12/30 50.0058938 UBS AG - HSI R Bear CBBC Dec 2020 J 200,000,000 2020/05/28 2020/12/30 50.0058939 UBS AG - HSI R Bear CBBC Dec 2020 K 300,000,000 2020/05/28 2020/12/30 75.0058877 UBS AG - Meituan Dianping R Bull CBBC Jan 2021 E 50,000,000 2020/05/28 2021/01/05 12.5058796 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 Y 50,000,000 2020/05/28 2020/12/31 15.0058834 UBS AG - Tencent R Bull CBBC Mar 2021 F 40,000,000 2020/05/28 2021/03/08 10.0058941 UBS AG - Tencent R Bear CBBC Feb 2021 E 40,000,000 2020/05/28 2021/02/23 10.0058946 UBS AG - Tencent R Bear CBBC Feb 2021 F 40,000,000 2020/05/28 2021/02/24 10.0058879 UBS AG - Xiaomi R Bull CBBC Jan 2021 D 50,000,000 2020/05/28 2021/01/05 12.5058798 UBS AG - Xiaomi R Bear CBBC Jan 2021 B 50,000,000 2020/05/28 2021/01/04 21.0058797 UBS AG - Xiaomi R Bear CBBC Feb 2021 D 50,000,000 2020/05/28 2021/02/08 12.5059911 Bank Vontobel - CNOOC R Bear CBBC Dec 2020 J 40,000,000 2020/05/28 2020/12/18 10.0059910 Bank Vontobel - CNOOC R Bear CBBC Jan 2021 B 40,000,000 2020/05/28 2021/01/08 10.0059878 Bank Vontobel - Meituan Dianping R Bull CBBC Feb 2021 D 60,000,000 2020/05/28 2021/02/05 15.00




59960 Bank Vontobel - Meituan Dianping R Bear CBBC Jan 2021 B 60,000,000 2020/05/28 2021/01/15 15.0059772 Bank Vontobel - Tencent R Bull CBBC Feb 2021 D 40,000,000 2020/05/28 2021/02/05 10.0059969 Bank Vontobel - Tencent R Bear CBBC Jan 2021 D 40,000,000 2020/05/28 2021/01/08 10.0059905 Bank Vontobel - Xiaomi R Bull CBBC Mar 2021 A 40,000,000 2020/05/28 2021/03/05 10.0050386 BOCI Asia Ltd. - AIA R Bull CBBC Dec 2020 A 60,000,000 2020/05/29 2020/12/30 15.0050371 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Dec 2020 N 60,000,000 2020/05/29 2020/12/30 15.0050373 BOCI Asia Ltd. - Alibaba Group R Bear CBBC Dec 2020 G 60,000,000 2020/05/29 2020/12/30 15.0050369 BOCI Asia Ltd. - China Tower R Bull CBBC Feb 2021 A 40,000,000 2020/05/29 2021/02/26 10.0050382 BOCI Asia Ltd. - Galaxy Ent R Bear CBBC Dec 2020 A 100,000,000 2020/05/29 2020/12/30 25.0050381 BOCI Asia Ltd. - HKEX R Bear CBBC Dec 2020 A 40,000,000 2020/05/29 2020/12/30 10.0050368 BOCI Asia Ltd. - HSBC R Bull CBBC Dec 2020 B 40,000,000 2020/05/29 2020/12/30 10.0050075 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 S 150,000,000 2020/05/29 2023/01/30 37.5050076 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 T 150,000,000 2020/05/29 2023/01/30 37.5050077 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 U 150,000,000 2020/05/29 2023/01/30 37.5050078 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 V 150,000,000 2020/05/29 2023/01/30 37.5050392 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 W 150,000,000 2020/05/29 2023/01/30 37.5050394 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 B 150,000,000 2020/05/29 2020/10/29 37.5050395 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 D 150,000,000 2020/05/29 2020/10/29 37.5050398 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 E 150,000,000 2020/05/29 2020/10/29 37.5050370 BOCI Asia Ltd. - Link REIT R Bull CBBC Dec 2020 B 40,000,000 2020/05/29 2020/12/30 10.0050385 BOCI Asia Ltd. - Tencent R Bear CBBC Dec 2020 C 40,000,000 2020/05/29 2020/12/30 10.0050108 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 A 150,000,000 2020/05/29 2022/10/28 37.5050109 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 B 150,000,000 2020/05/29 2022/10/28 37.5050110 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 C 140,000,000 2020/05/29 2022/10/28 35.0050111 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 D 140,000,000 2020/05/29 2022/10/28 35.0050124 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 E 150,000,000 2020/05/29 2022/10/28 37.5050101 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 T 150,000,000 2020/05/29 2022/10/28 37.5050102 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 W 150,000,000 2020/05/29 2022/10/28 37.5050105 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 X 150,000,000 2020/05/29 2022/10/28 37.5050106 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 Y 150,000,000 2020/05/29 2022/10/28 37.5050122 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 Z 150,000,000 2020/05/29 2022/10/28 37.5050125 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 A 250,000,000 2020/05/29 2021/01/28 62.5050126 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 B 250,000,000 2020/05/29 2021/01/28 62.5050128 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 C 250,000,000 2020/05/29 2021/01/28 62.5050130 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 D 250,000,000 2020/05/29 2021/01/28 62.5050131 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 E 250,000,000 2020/05/29 2021/01/28 62.5050133 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 F 250,000,000 2020/05/29 2021/01/28 62.5050134 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 G 250,000,000 2020/05/29 2021/01/28 62.5050139 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 H 250,000,000 2020/05/29 2021/01/28 62.5050140 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 I 250,000,000 2020/05/29 2021/01/28 62.5050145 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 J 250,000,000 2020/05/29 2021/01/28 62.5050147 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 K 250,000,000 2020/05/29 2021/01/28 62.5050282 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 L 250,000,000 2020/05/29 2021/01/28 62.5050284 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 M 250,000,000 2020/05/29 2021/01/28 62.5050285 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 N 240,000,000 2020/05/29 2021/01/28 60.00




50112 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Nov 2020 T 50,000,000 2020/05/29 2020/11/27 12.5050115 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Dec 2020 K 50,000,000 2020/05/29 2020/12/30 12.5050120 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Nov 2020 M 50,000,000 2020/05/29 2020/11/27 12.5050116 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Dec 2020 E 50,000,000 2020/05/29 2020/12/30 12.5050121 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Dec 2020 V 50,000,000 2020/05/29 2020/12/30 12.5050319 Credit Suisse AG - AIA R Bear CBBC Sep 2020 B 70,000,000 2020/05/29 2020/09/29 17.5050305 Credit Suisse AG - Alibaba Group R Bull CBBC Oct 2020 J 50,000,000 2020/05/29 2020/10/29 12.5050308 Credit Suisse AG - Galaxy Ent R Bear CBBC Nov 2020 D 80,000,000 2020/05/29 2020/11/27 20.0050307 Credit Suisse AG - HSBC R Bear CBBC Dec 2020 B 70,000,000 2020/05/29 2020/12/30 17.5050286 Credit Suisse AG - HSI R Bull CBBC Jan 2023 R 200,000,000 2020/05/29 2023/01/30 50.0050293 Credit Suisse AG - HSI R Bull CBBC Jan 2023 S 200,000,000 2020/05/29 2023/01/30 50.0050294 Credit Suisse AG - HSI R Bull CBBC Jan 2023 T 200,000,000 2020/05/29 2023/01/30 50.0050301 Credit Suisse AG - HSI R Bull CBBC Jan 2023 U 200,000,000 2020/05/29 2023/01/30 50.0050320 Credit Suisse AG - HSI R Bull CBBC Jan 2023 V 200,000,000 2020/05/29 2023/01/30 50.0050321 Credit Suisse AG - HSI R Bull CBBC Jan 2023 W 200,000,000 2020/05/29 2023/01/30 50.0050326 Credit Suisse AG - HSI R Bull CBBC Jan 2023 X 200,000,000 2020/05/29 2023/01/30 50.0050289 Credit Suisse AG - HSI R Bull CBBC Feb 2023 Q 200,000,000 2020/05/29 2023/02/27 50.0050290 Credit Suisse AG - HSI R Bull CBBC Feb 2023 S 200,000,000 2020/05/29 2023/02/27 50.0050329 Credit Suisse AG - HSI R Bull CBBC Feb 2023 T 200,000,000 2020/05/29 2023/02/27 50.0050332 Credit Suisse AG - HSI R Bear CBBC Oct 2020 V 200,000,000 2020/05/29 2020/10/29 50.0050335 Credit Suisse AG - HSI R Bear CBBC Oct 2020 W 200,000,000 2020/05/29 2020/10/29 50.0050337 Credit Suisse AG - HSI R Bear CBBC Oct 2020 Z 200,000,000 2020/05/29 2020/10/29 50.0050342 Credit Suisse AG - HSI R Bear CBBC Nov 2020 M 200,000,000 2020/05/29 2020/11/27 50.0050334 Credit Suisse AG - HSI R Bear CBBC Nov 2020 V 200,000,000 2020/05/29 2020/11/27 50.0050336 Credit Suisse AG - HSI R Bear CBBC Nov 2020 W 200,000,000 2020/05/29 2020/11/27 50.0050333 Credit Suisse AG - HSI R Bear CBBC Dec 2020 X 300,000,000 2020/05/29 2020/12/30 75.0050317 Credit Suisse AG - Link REIT R Bull CBBC Dec 2020 G 50,000,000 2020/05/29 2020/12/30 12.5050318 Credit Suisse AG - Link REIT R Bear CBBC Oct 2020 A 50,000,000 2020/05/29 2020/10/29 12.5050331 Credit Suisse AG - SMIC R Bull CBBC Jan 2021 H 100,000,000 2020/05/29 2021/01/28 25.0050306 Credit Suisse AG - SMIC R Bull CBBC Feb 2021 A 100,000,000 2020/05/29 2021/02/05 25.0050303 Credit Suisse AG - Tencent R Bull CBBC Sep 2020 R 50,000,000 2020/05/29 2020/09/29 12.5050309 Credit Suisse AG - Tencent R Bear CBBC Sep 2020 I 50,000,000 2020/05/29 2020/09/29 12.5050585 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Nov 2020 B 60,000,000 2020/05/29 2020/11/02 15.0050587 Goldman Sachs SP (Asia) - Alibaba R Bear CBBC Mar 2021 G 60,000,000 2020/05/29 2021/03/30 15.0050586 Goldman Sachs SP (Asia) - China Life R Bull CBBC Jun 2021 B 80,000,000 2020/05/29 2021/06/01 20.0050588 Goldman Sachs SP (Asia) - HSBC R Bull CBBC Mar 2021 B 60,000,000 2020/05/29 2021/03/30 15.0050560 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2022 T 160,000,000 2020/05/29 2022/10/28 40.0050572 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2022 U 160,000,000 2020/05/29 2022/10/28 40.0050579 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2022 W 160,000,000 2020/05/29 2022/10/28 40.0050580 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2022 X 160,000,000 2020/05/29 2022/10/28 40.0050573 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2022 Y 160,000,000 2020/05/29 2022/10/28 40.0050532 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 G 160,000,000 2020/05/29 2023/02/27 40.0050535 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 H 160,000,000 2020/05/29 2023/02/27 40.0050561 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 I 160,000,000 2020/05/29 2023/02/27 40.0050562 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 L 160,000,000 2020/05/29 2023/02/27 40.00




50530 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 U 160,000,000 2020/05/29 2023/02/27 40.0050531 Goldman Sachs SP (Asia) - HSI R Bull CBBC Feb 2023 Z 160,000,000 2020/05/29 2023/02/27 40.0050544 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 R 160,000,000 2020/05/29 2023/05/30 40.1650545 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 V 160,000,000 2020/05/29 2023/05/30 40.0050551 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 W 160,000,000 2020/05/29 2023/05/30 40.0050563 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 A 160,000,000 2020/05/29 2021/02/25 45.1250566 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 I 160,000,000 2020/05/29 2021/02/25 40.0050567 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 N 160,000,000 2020/05/29 2021/02/25 40.0050568 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 O 160,000,000 2020/05/29 2021/02/25 40.0050569 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 P 160,000,000 2020/05/29 2021/02/25 40.0050570 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 W 160,000,000 2020/05/29 2021/02/25 40.0050571 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 X 160,000,000 2020/05/29 2021/02/25 40.0050559 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 Z 160,000,000 2020/05/29 2021/02/25 40.0050583 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 W 60,000,000 2020/05/29 2020/10/30 15.0050554 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Nov 2020 C 60,000,000 2020/05/29 2020/11/27 15.0050555 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Nov 2020 D 60,000,000 2020/05/29 2020/11/27 15.0050582 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Mar 2021 M 60,000,000 2020/05/29 2021/03/01 15.0050157 HK Bank - Alibaba Group R Bear CBBC Oct 2020 D 40,000,000 2020/05/29 2020/10/12 10.0050168 HK Bank - China Mobile R Bear CBBC Nov 2020 A 40,000,000 2020/05/29 2020/11/02 10.0050173 HK Bank - Galaxy Ent R Bear CBBC Nov 2020 B 40,000,000 2020/05/29 2020/11/09 10.0050082 HK Bank - HKEX R Bull CBBC Nov 2020 G 40,000,000 2020/05/29 2020/11/19 10.0050160 HK Bank - HKEX R Bear CBBC Oct 2020 D 40,000,000 2020/05/29 2020/10/19 10.0050094 HK Bank - HSI R Bull CBBC Sep 2022 O 60,000,000 2020/05/29 2022/09/29 15.0050081 HK Bank - HSI R Bull CBBC Sep 2022 S 100,000,000 2020/05/29 2022/09/29 25.0050093 HK Bank - HSI R Bull CBBC Dec 2022 H 100,000,000 2020/05/29 2022/12/29 25.0050095 HK Bank - HSI R Bull CBBC Dec 2022 N 60,000,000 2020/05/29 2022/12/29 15.0050096 HK Bank - HSI R Bull CBBC Dec 2022 P 80,000,000 2020/05/29 2022/12/29 20.0050097 HK Bank - HSI R Bull CBBC Dec 2022 U 60,000,000 2020/05/29 2022/12/29 15.0050099 HK Bank - HSI R Bear CBBC Sep 2020 J 60,000,000 2020/05/29 2020/09/29 15.0050100 HK Bank - HSI R Bear CBBC Sep 2020 K 100,000,000 2020/05/29 2020/09/29 25.0050171 HK Bank - Link REIT R Bull CBBC Nov 2020 A 40,000,000 2020/05/29 2020/11/02 10.0050083 HK Bank - Tencent R Bull CBBC Nov 2020 F 40,000,000 2020/05/29 2020/11/05 10.0050163 HK Bank - Tencent R Bull CBBC Nov 2020 G 40,000,000 2020/05/29 2020/11/09 10.0050162 HK Bank - Tencent R Bear CBBC Oct 2020 G 40,000,000 2020/05/29 2020/10/19 10.0050158 HK Bank - Xiaomi R Bull CBBC Nov 2020 D 60,000,000 2020/05/29 2020/11/16 15.0050265 J P Morgan SP BV - HSCEI R Bear CBBC Dec 2020 C 200,000,000 2020/05/29 2020/12/30 50.0050273 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 L 200,000,000 2020/05/29 2023/01/30 50.0050247 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 A 200,000,000 2020/05/29 2023/02/27 50.0050253 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 F 200,000,000 2020/05/29 2023/02/27 50.0050257 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 I 200,000,000 2020/05/29 2023/02/27 50.0050249 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 V 200,000,000 2020/05/29 2023/03/30 50.0050251 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 O 200,000,000 2020/05/29 2023/04/27 50.0050264 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 P 200,000,000 2020/05/29 2023/04/27 50.0050252 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 D 200,000,000 2020/05/29 2023/09/28 50.0050254 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 E 200,000,000 2020/05/29 2023/09/28 50.00




50263 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 F 200,000,000 2020/05/29 2023/09/28 50.0050272 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 G 200,000,000 2020/05/29 2023/09/28 50.0050278 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 A 200,000,000 2020/05/29 2020/11/27 50.0050274 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 S 200,000,000 2020/05/29 2020/11/27 50.0050276 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 X 200,000,000 2020/05/29 2020/11/27 50.0050277 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 B 200,000,000 2020/05/29 2020/12/30 50.0050275 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 D 200,000,000 2020/05/29 2020/12/30 50.0050281 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 P 200,000,000 2020/05/29 2020/12/30 50.0050279 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 O 200,000,000 2020/05/29 2021/01/28 50.0050266 J P Morgan SP BV - Meituan Dianping R Bear CBBC Dec 2020 B 80,000,000 2020/05/29 2020/12/18 20.0050236 Morgan Stanley Asia Products - AIA R Bull CBBC Jan 2021 A 40,000,000 2020/05/29 2021/01/28 10.0050235 Morgan Stanley Asia Products - AIA R Bear CBBC Dec 2020 D 40,000,000 2020/05/29 2020/12/21 10.0050238 Morgan Stanley Asia Products - AIA R Bear CBBC Feb 2021 A 40,000,000 2020/05/29 2021/02/19 10.0050227 Morgan Stanley Asia Products - Alibaba R Bull CBBC Dec2020 F 40,000,000 2020/05/29 2020/12/21 10.0050224 Morgan Stanley Asia Products - Alibaba R Bear CBBC Jan2021 C 40,000,000 2020/05/29 2021/01/28 10.0050213 Morgan Stanley Asia Products - Ch Mobile R Bear CBBC Feb21A 40,000,000 2020/05/29 2021/02/03 10.0050228 Morgan Stanley Asia Products - HKEX R Bear CBBC Dec 2020 D 40,000,000 2020/05/29 2020/12/18 10.0050221 Morgan Stanley Asia Products - HSBC R Bull CBBC Apr 2021 A 40,000,000 2020/05/29 2021/04/30 10.0050218 Morgan Stanley Asia Products - HSBC R Bull CBBC Jun 2021 B 40,000,000 2020/05/29 2021/06/30 10.0050219 Morgan Stanley Asia Products - HSBC R Bull CBBC Jun 2021 C 40,000,000 2020/05/29 2021/06/30 10.0050178 Morgan Stanley Asia Products - HSI R Bull CBBC Sep 2022 B 150,000,000 2020/05/29 2022/09/29 37.5050180 Morgan Stanley Asia Products - HSI R Bull CBBC Dec 2022 L 150,000,000 2020/05/29 2022/12/29 37.5050179 Morgan Stanley Asia Products - HSI R Bull CBBC Jan 2023 P 150,000,000 2020/05/29 2023/01/30 37.5050174 Morgan Stanley Asia Products - HSI R Bull CBBC Feb 2023 L 150,000,000 2020/05/29 2023/02/27 37.5050176 Morgan Stanley Asia Products - HSI R Bull CBBC Feb 2023 M 150,000,000 2020/05/29 2023/02/27 37.5050210 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 D 150,000,000 2020/05/29 2020/09/29 37.5050212 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 E 150,000,000 2020/05/29 2020/09/29 37.5050209 Morgan Stanley Asia Products - HSI R Bear CBBC Oct 2020 T 150,000,000 2020/05/29 2020/10/29 37.5050211 Morgan Stanley Asia Products - HSI R Bear CBBC Nov 2020 H 150,000,000 2020/05/29 2020/11/27 37.5050222 Morgan Stanley Asia Products - Meituan R Bear CBBC Dec2020 I 40,000,000 2020/05/29 2020/12/30 10.0050239 Morgan Stanley Asia Products - Tencent R Bear CBBC Dec2020 K 40,000,000 2020/05/29 2020/12/30 10.0050241 Morgan Stanley Asia Products - Tencent R Bear CBBC Jan2021 H 40,000,000 2020/05/29 2021/01/27 10.0050240 Morgan Stanley Asia Products - Tencent R Bear CBBC Feb2021 B 40,000,000 2020/05/29 2021/02/23 10.0050430 SG Issuer - Alibaba Group R Bull CBBC Dec 2020 Q 60,000,000 2020/05/29 2020/12/31 15.0050431 SG Issuer - Alibaba Group R Bull CBBC Dec 2020 R 60,000,000 2020/05/29 2020/12/31 15.0050509 SG Issuer - Alibaba Group R Bear CBBC Dec 2020 E 60,000,000 2020/05/29 2020/12/30 15.0050434 SG Issuer - HKEX R Bull CBBC Dec 2020 H 50,000,000 2020/05/29 2020/12/31 12.5050466 SG Issuer - HSBC R Bull CBBC Apr 2021 G 100,000,000 2020/05/29 2021/04/29 25.0050465 SG Issuer - HSBC R Bear CBBC Jan 2021 A 100,000,000 2020/05/29 2021/01/28 25.0050502 SG Issuer - HSI R Bull CBBC Nov 2022 C 250,000,000 2020/05/29 2022/11/29 62.5050482 SG Issuer - HSI R Bull CBBC Feb 2023 N 500,000,000 2020/05/29 2023/02/27 125.0050503 SG Issuer - HSI R Bull CBBC Feb 2023 O 250,000,000 2020/05/29 2023/02/27 62.5050504 SG Issuer - HSI R Bull CBBC Feb 2023 P 250,000,000 2020/05/29 2023/02/27 62.5050506 SG Issuer - HSI R Bull CBBC Feb 2023 R 250,000,000 2020/05/29 2023/02/27 62.5050455 SG Issuer - HSI R Bull CBBC Mar 2023 H 250,000,000 2020/05/29 2023/03/30 62.50




50456 SG Issuer - HSI R Bull CBBC Apr 2023 E 250,000,000 2020/05/29 2023/04/27 62.5050457 SG Issuer - HSI R Bull CBBC Apr 2023 H 250,000,000 2020/05/29 2023/04/27 62.5050489 SG Issuer - HSI R Bull CBBC Apr 2023 I 250,000,000 2020/05/29 2023/04/27 62.5050528 SG Issuer - HSI R Bull CBBC Apr 2023 J 250,000,000 2020/05/29 2023/04/27 62.5050460 SG Issuer - HSI R Bull CBBC May 2023 F 250,000,000 2020/05/29 2023/05/30 62.5050458 SG Issuer - HSI R Bull CBBC May 2023 S 250,000,000 2020/05/29 2023/05/30 62.5050459 SG Issuer - HSI R Bull CBBC May 2023 T 250,000,000 2020/05/29 2023/05/30 62.5050463 SG Issuer - HSI R Bull CBBC May 2023 U 250,000,000 2020/05/29 2023/05/30 62.5050493 SG Issuer - HSI R Bear CBBC Nov 2020 I 500,000,000 2020/05/29 2020/11/27 125.0050494 SG Issuer - HSI R Bear CBBC Nov 2020 J 250,000,000 2020/05/29 2020/11/27 62.5050496 SG Issuer - HSI R Bear CBBC Dec 2020 J 250,000,000 2020/05/29 2020/12/30 62.5050497 SG Issuer - HSI R Bear CBBC Dec 2020 K 250,000,000 2020/05/29 2020/12/30 62.5050495 SG Issuer - HSI R Bear CBBC Dec 2020 U 250,000,000 2020/05/29 2020/12/30 62.5050500 SG Issuer - HSI R Bear CBBC Jan 2021 A 250,000,000 2020/05/29 2021/01/28 62.5050501 SG Issuer - HSI R Bear CBBC Feb 2021 Q 500,000,000 2020/05/29 2021/02/25 125.0050435 SG Issuer - Meituan Dianping R Bull CBBC Dec 2020 C 100,000,000 2020/05/29 2020/12/31 25.0050439 SG Issuer - Meituan Dianping R Bull CBBC Dec 2020 D 100,000,000 2020/05/29 2020/12/31 25.0050510 SG Issuer - Meituan Dianping R Bull CBBC Dec 2020 E 100,000,000 2020/05/29 2020/12/30 25.0050468 SG Issuer - Meituan Dianping R Bull CBBC Jan 2021 D 100,000,000 2020/05/29 2021/01/28 25.0050511 SG Issuer - Meituan Dianping R Bear CBBC Jan 2021 E 100,000,000 2020/05/29 2021/01/28 25.0050477 SG Issuer - Ping An R Bull CBBC Jan 2021 H 100,000,000 2020/05/29 2021/01/28 25.0050478 SG Issuer - Sands China R Bull CBBC Apr 2021 C 100,000,000 2020/05/29 2021/04/29 25.0050479 SG Issuer - Sands China R Bull CBBC Apr 2021 D 100,000,000 2020/05/29 2021/04/29 25.0050441 SG Issuer - SMIC R Bull CBBC Feb 2021 G 120,000,000 2020/05/29 2021/02/26 30.0050516 SG Issuer - SMIC R Bull CBBC Apr 2021 A 120,000,000 2020/05/29 2021/04/29 30.0050514 SG Issuer - SMIC R Bear CBBC Dec 2020 D 120,000,000 2020/05/29 2020/12/30 30.0050442 SG Issuer - Tencent R Bull CBBC Dec 2020 U 80,000,000 2020/05/29 2020/12/31 20.0050448 SG Issuer - Tencent R Bull CBBC Dec 2020 V 80,000,000 2020/05/29 2020/12/31 20.0050452 SG Issuer - Tencent R Bull CBBC Dec 2020 W 80,000,000 2020/05/29 2020/12/31 20.0050453 SG Issuer - Tencent R Bull CBBC Dec 2020 X 80,000,000 2020/05/29 2020/12/31 20.0050524 SG Issuer - Tencent R Bull CBBC Dec 2020 Y 80,000,000 2020/05/29 2020/12/31 20.0050520 SG Issuer - Tencent R Bear CBBC Nov 2020 M 80,000,000 2020/05/29 2020/11/27 20.0050522 SG Issuer - Tencent R Bear CBBC Dec 2020 R 80,000,000 2020/05/29 2020/12/30 20.0050454 SG Issuer - Xiaomi R Bull CBBC Dec 2020 J 60,000,000 2020/05/29 2020/12/31 15.0050480 SG Issuer - Xiaomi R Bear CBBC Nov 2020 D 60,000,000 2020/05/29 2020/11/27 15.0050427 UBS AG - AIA R Bear CBBC Jan 2021 A 60,000,000 2020/05/29 2021/01/08 15.0050366 UBS AG - Alibaba Group R Bull CBBC Dec 2020 C 80,000,000 2020/05/29 2020/12/17 20.0050419 UBS AG - Alibaba Group R Bear CBBC Jan 2021 E 80,000,000 2020/05/29 2021/01/08 20.0050363 UBS AG - HKEX R Bull CBBC Jan 2021 G 50,000,000 2020/05/29 2021/01/04 12.5050422 UBS AG - HKEX R Bear CBBC Jan 2021 G 50,000,000 2020/05/29 2021/01/08 12.5050346 UBS AG - HSI R Bull CBBC Sep 2022 D 200,000,000 2020/05/29 2022/09/29 50.0050347 UBS AG - HSI R Bull CBBC Sep 2022 E 200,000,000 2020/05/29 2022/09/29 50.0050348 UBS AG - HSI R Bull CBBC Sep 2022 F 200,000,000 2020/05/29 2022/09/29 50.0050349 UBS AG - HSI R Bull CBBC Sep 2022 H 200,000,000 2020/05/29 2022/09/29 50.0050350 UBS AG - HSI R Bull CBBC Sep 2022 I 200,000,000 2020/05/29 2022/09/29 50.00




50351 UBS AG - HSI R Bull CBBC Sep 2022 J 200,000,000 2020/05/29 2022/09/29 50.0050352 UBS AG - HSI R Bull CBBC Sep 2022 K 200,000,000 2020/05/29 2022/09/29 50.0050353 UBS AG - HSI R Bull CBBC Sep 2022 L 200,000,000 2020/05/29 2022/09/29 50.0050402 UBS AG - HSI R Bear CBBC Nov 2020 C 200,000,000 2020/05/29 2020/11/27 50.0050399 UBS AG - HSI R Bear CBBC Nov 2020 F 200,000,000 2020/05/29 2020/11/27 50.0050403 UBS AG - HSI R Bear CBBC Nov 2020 G 200,000,000 2020/05/29 2020/11/27 50.0050408 UBS AG - HSI R Bear CBBC Nov 2020 I 200,000,000 2020/05/29 2020/11/27 50.0050401 UBS AG - HSI R Bear CBBC Nov 2020 J 200,000,000 2020/05/29 2020/11/27 50.0050410 UBS AG - HSI R Bear CBBC Nov 2020 M 200,000,000 2020/05/29 2020/11/27 50.0050364 UBS AG - Meituan Dianping R Bull CBBC Jan 2021 F 50,000,000 2020/05/29 2021/01/11 12.5050416 UBS AG - Meituan Dianping R Bear CBBC Jan 2021 D 50,000,000 2020/05/29 2021/01/08 12.5050362 UBS AG - Tencent R Bull CBBC Dec 2020 F 40,000,000 2020/05/29 2020/12/30 10.0050361 UBS AG - Tencent R Bull CBBC Jan 2021 K 40,000,000 2020/05/29 2021/01/11 10.0050411 UBS AG - Tencent R Bear CBBC Dec 2020 L 40,000,000 2020/05/29 2020/12/30 10.0050414 UBS AG - Tencent R Bear CBBC Jan 2021 K 200,000,000 2020/05/29 2021/01/08 50.0050365 UBS AG - Xiaomi R Bull CBBC Mar 2021 B 60,000,000 2020/05/29 2021/03/01 15.0050420 UBS AG - Xiaomi R Bear CBBC Jan 2021 C 60,000,000 2020/05/29 2021/01/08 15.0050421 UBS AG - Xiaomi R Bear CBBC Jan 2021 D 60,000,000 2020/05/29 2021/01/05 15.0050185 Bank Vontobel - AIA R Bear CBBC Jan 2021 A 40,000,000 2020/05/29 2021/01/22 10.0050205 Bank Vontobel - Alibaba Group R Bull CBBC Feb 2021 B 40,000,000 2020/05/29 2021/02/05 10.0050189 Bank Vontobel - CNOOC R Bear CBBC Feb 2021 A 40,000,000 2020/05/29 2021/02/05 10.0050191 Bank Vontobel - CSOP A50 ETF R Bear CBBC Dec 2020 B 40,000,000 2020/05/29 2020/12/04 10.0050195 Bank Vontobel - HSBC R Bull CBBC Feb 2021 A 60,000,000 2020/05/29 2021/02/19 15.0050196 Bank Vontobel - HSBC R Bull CBBC Feb 2021 B 60,000,000 2020/05/29 2021/02/05 15.0050197 Bank Vontobel - HSBC R Bear CBBC Jan 2021 A 60,000,000 2020/05/29 2021/01/22 15.0050182 Bank Vontobel - HSI R Bull CBBC Dec 2022 K 80,000,000 2020/05/29 2022/12/29 20.0050184 Bank Vontobel - HSI R Bull CBBC Dec 2022 L 80,000,000 2020/05/29 2022/12/29 20.0050193 Bank Vontobel - Meituan Dianping R Bull CBBC Feb 2021 E 40,000,000 2020/05/29 2021/02/05 10.0050198 Bank Vontobel - Meituan Dianping R Bear CBBC Jan 2021 C 40,000,000 2020/05/29 2021/01/22 10.0050207 Bank Vontobel - Meituan Dianping R Bear CBBC Jan 2021 D 60,000,000 2020/05/29 2021/01/08 15.0050194 Bank Vontobel - SUNAC R Bear CBBC Dec 2020 E 40,000,000 2020/05/29 2020/12/18 10.0050192 Bank Vontobel - Sunny Optical R Bear CBBC Feb 2021 B 40,000,000 2020/05/29 2021/02/05 10.0050203 Bank Vontobel - Tencent R Bull CBBC Feb 2021 E 60,000,000 2020/05/29 2021/02/05 15.0050206 Bank Vontobel - Tencent R Bear CBBC Jan 2021 E 40,000,000 2020/05/29 2021/01/08 10.0050188 Bank Vontobel - Xiaomi R Bear CBBC Jan 2021 A 40,000,000 2020/05/29 2021/01/22 10.0050661 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Dec 2020 O 60,000,000 2020/06/01 2020/12/30 15.0050643 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 X 150,000,000 2020/06/01 2023/01/30 37.5050645 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 Y 150,000,000 2020/06/01 2023/01/30 37.5050663 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 G 150,000,000 2020/06/01 2020/10/29 37.5050668 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 X 150,000,000 2020/06/01 2020/10/29 37.5050662 BOCI Asia Ltd. - ZTE R Bull CBBC Dec 2020 B 80,000,000 2020/06/01 2020/12/31 20.0050841 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 K 190,000,000 2020/06/01 2022/12/29 47.5050599 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 L 150,000,000 2020/06/01 2022/12/29 37.5050589 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 M 150,000,000 2020/06/01 2022/12/29 37.5050590 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 N 150,000,000 2020/06/01 2022/12/29 37.50




50839 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 O 200,000,000 2020/06/01 2022/12/29 50.0050834 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 D 250,000,000 2020/06/01 2020/12/30 62.5050838 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 H 250,000,000 2020/06/01 2020/12/30 62.5050842 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 L 240,000,000 2020/06/01 2020/12/30 60.0050923 Credit Suisse AG - Alibaba Group R Bull CBBC Oct 2020 K 50,000,000 2020/06/01 2020/10/29 12.5050926 Credit Suisse AG - HKEX R Bull CBBC Nov 2020 D 50,000,000 2020/06/01 2020/11/27 12.5050888 Credit Suisse AG - HSI R Bull CBBC Oct 2022 E 200,000,000 2020/06/01 2022/10/28 50.0050889 Credit Suisse AG - HSI R Bull CBBC Oct 2022 S 200,000,000 2020/06/01 2022/10/28 50.0050921 Credit Suisse AG - HSI R Bull CBBC Nov 2022 A 200,000,000 2020/06/01 2022/11/29 50.0050887 Credit Suisse AG - HSI R Bull CBBC Nov 2022 X 200,000,000 2020/06/01 2022/11/29 50.0050896 Credit Suisse AG - HSI R Bull CBBC Jan 2023 Y 200,000,000 2020/06/01 2023/01/30 50.0050917 Credit Suisse AG - HSI R Bear CBBC Sep 2020 E 200,000,000 2020/06/01 2020/09/29 50.0050916 Credit Suisse AG - HSI R Bear CBBC Oct 2020 A 200,000,000 2020/06/01 2020/10/29 50.0050919 Credit Suisse AG - HSI R Bear CBBC Oct 2020 F 200,000,000 2020/06/01 2020/10/29 50.0050920 Credit Suisse AG - HSI R Bear CBBC Oct 2020 G 200,000,000 2020/06/01 2020/10/29 50.0050914 Credit Suisse AG - HSI R Bear CBBC Oct 2020 Y 200,000,000 2020/06/01 2020/10/29 50.0050918 Credit Suisse AG - HSI R Bear CBBC Nov 2020 E 200,000,000 2020/06/01 2020/11/27 50.0050915 Credit Suisse AG - HSI R Bear CBBC Nov 2020 X 200,000,000 2020/06/01 2020/11/27 50.0050899 Credit Suisse AG - Link REIT R Bull CBBC Jan 2021 A 50,000,000 2020/06/01 2021/01/28 12.5050911 Credit Suisse AG - Link REIT R Bear CBBC Oct 2020 B 50,000,000 2020/06/01 2020/10/29 12.5050898 Credit Suisse AG - Sands China R Bull CBBC Apr 2021 B 60,000,000 2020/06/01 2021/04/29 15.0050924 Credit Suisse AG - SMIC R Bull CBBC Mar 2021 B 100,000,000 2020/06/01 2021/03/30 25.0050925 Credit Suisse AG - SMIC R Bull CBBC Mar 2021 C 100,000,000 2020/06/01 2021/03/30 25.0050922 Credit Suisse AG - Tencent R Bull CBBC Oct 2020 Q 50,000,000 2020/06/01 2020/10/29 12.5050897 Credit Suisse AG - ZTE R Bull CBBC Dec 2020 B 50,000,000 2020/06/01 2020/12/30 12.5051010 Goldman Sachs SP (Asia) - AIA R Bull CBBC Feb 2021 A 60,000,000 2020/06/01 2021/02/25 15.0051012 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 A 60,000,000 2020/06/01 2020/10/30 15.0050964 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 A 160,000,000 2020/06/01 2023/05/30 40.0050965 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 B 160,000,000 2020/06/01 2023/05/30 40.0050966 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 C 160,000,000 2020/06/01 2023/05/30 40.0050969 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 J 160,000,000 2020/06/01 2023/05/30 40.0050983 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 K 160,000,000 2020/06/01 2023/05/30 40.0050987 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 L 160,000,000 2020/06/01 2023/05/30 40.0050997 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 M 160,000,000 2020/06/01 2023/05/30 40.0050971 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 A 160,000,000 2020/06/01 2021/04/29 40.0050972 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 B 160,000,000 2020/06/01 2021/04/29 40.0050985 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 C 160,000,000 2020/06/01 2021/04/29 40.0050988 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 D 160,000,000 2020/06/01 2021/04/29 40.0050991 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 E 160,000,000 2020/06/01 2021/04/29 40.0050994 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 F 160,000,000 2020/06/01 2021/04/29 40.0050995 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 G 160,000,000 2020/06/01 2021/04/29 40.0050996 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 H 160,000,000 2020/06/01 2021/04/29 40.0050986 Goldman Sachs SP (Asia) - HSI R Bear CBBC Nov 2022 A 160,000,000 2020/06/01 2022/11/29 40.0051001 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Feb 2021 E 60,000,000 2020/06/01 2021/02/25 15.0050999 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 X 60,000,000 2020/06/01 2020/10/30 15.00




51011 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 Y 60,000,000 2020/06/01 2020/10/30 15.0050998 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Sep 2021 B 80,000,000 2020/06/01 2021/09/28 20.0050606 HK Bank - AIA R Bull CBBC Nov 2020 G 40,000,000 2020/06/01 2020/11/16 10.0050646 HK Bank - AIA R Bear CBBC Oct 2020 D 40,000,000 2020/06/01 2020/10/12 10.0050607 HK Bank - Alibaba Group R Bull CBBC Oct 2020 J 40,000,000 2020/06/01 2020/10/12 10.0050639 HK Bank - Alibaba Group R Bear CBBC Nov 2020 B 40,000,000 2020/06/01 2020/11/02 10.0050647 HK Bank - China Life R Bear CBBC Nov 2020 A 40,000,000 2020/06/01 2020/11/02 10.0050651 HK Bank - China Tower R Bull CBBC Mar 2021 A 40,000,000 2020/06/01 2021/03/08 10.0050640 HK Bank - HSCEI R Bear CBBC Oct 2020 A 50,000,000 2020/06/01 2020/10/29 12.5050605 HK Bank - HSI R Bull CBBC Sep 2022 V 60,000,000 2020/06/01 2022/09/29 15.0050609 HK Bank - HSI R Bull CBBC Mar 2023 A 100,000,000 2020/06/01 2023/03/30 25.0050611 HK Bank - HSI R Bull CBBC Mar 2023 B 100,000,000 2020/06/01 2023/03/30 25.0050615 HK Bank - HSI R Bear CBBC Sep 2020 L 60,000,000 2020/06/01 2020/09/29 15.0050612 HK Bank - HSI R Bear CBBC Sep 2020 M 100,000,000 2020/06/01 2020/09/29 25.0050648 HK Bank - ICBC R Bull CBBC Nov 2020 A 40,000,000 2020/06/01 2020/11/23 10.0050656 HK Bank - Link REIT R Bull CBBC Oct 2020 A 40,000,000 2020/06/01 2020/10/19 10.0050618 HK Bank - Meituan Dianping R Bull CBBC Oct 2020 G 40,000,000 2020/06/01 2020/10/12 10.0050608 HK Bank - Tencent R Bull CBBC Nov 2020 H 40,000,000 2020/06/01 2020/11/02 10.0050617 HK Bank - Tencent R Bear CBBC Nov 2020 E 40,000,000 2020/06/01 2020/11/05 10.0050937 Haitong Int’l Sec - AIA R Bear CBBC Feb 2021 A 80,000,000 2020/06/01 2021/02/19 20.0050933 Haitong Int’l Sec - Alibaba Group R Bear CBBC Jan 2021 B 80,000,000 2020/06/01 2021/01/28 20.0050953 Haitong Int’l Sec - HSI R Bull CBBC Oct 2022 K 150,000,000 2020/06/01 2022/10/28 37.5050956 Haitong Int’l Sec - HSI R Bull CBBC Apr 2023 F 200,000,000 2020/06/01 2023/04/27 50.0050958 Haitong Int’l Sec - HSI R Bull CBBC Apr 2023 G 200,000,000 2020/06/01 2023/04/27 50.0050941 Haitong Int’l Sec - HSI R Bear CBBC Sep 2020 N 150,000,000 2020/06/01 2020/09/29 37.5050940 Haitong Int’l Sec - HSI R Bear CBBC Oct 2020 K 150,000,000 2020/06/01 2020/10/29 37.5050939 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 G 150,000,000 2020/06/01 2020/11/27 37.5050942 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 H 150,000,000 2020/06/01 2020/11/27 37.5050950 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 T 300,000,000 2020/06/01 2021/01/28 75.0050931 Haitong Int’l Sec - Meituan Dianping R Bull CBBC Jan 2021 A 80,000,000 2020/06/01 2021/01/28 20.0050932 Haitong Int’l Sec - Meituan Dianping R Bear CBBC Jan 2021 A 80,000,000 2020/06/01 2021/01/28 20.0050959 Haitong Int’l Sec - Tencent R Bull CBBC Jan 2021 B 60,000,000 2020/06/01 2021/01/28 15.0050928 Haitong Int’l Sec - Tencent R Bull CBBC Feb 2021 A 60,000,000 2020/06/01 2021/02/19 15.0050929 Haitong Int’l Sec - Tencent R Bear CBBC Feb 2021 A 60,000,000 2020/06/01 2021/02/19 15.0050930 Haitong Int’l Sec - Tencent R Bear CBBC Feb 2021 B 60,000,000 2020/06/01 2021/02/19 15.3050792 J P Morgan SP BV - HKEX R Bull CBBC Nov 2020 A 40,000,000 2020/06/01 2020/11/20 10.0050789 J P Morgan SP BV - HKEX R Bull CBBC Dec 2020 B 40,000,000 2020/06/01 2020/12/18 10.2050748 J P Morgan SP BV - HSI R Bull CBBC Dec 2022 B 200,000,000 2020/06/01 2022/12/29 50.0050749 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 P 200,000,000 2020/06/01 2023/01/30 50.0050754 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 J 200,000,000 2020/06/01 2023/02/27 50.0050765 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 A 200,000,000 2020/06/01 2023/03/30 50.0050758 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 W 200,000,000 2020/06/01 2023/03/30 50.0050743 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 Q 200,000,000 2020/06/01 2023/04/27 50.0050760 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 R 200,000,000 2020/06/01 2023/04/27 50.0050761 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 H 200,000,000 2020/06/01 2023/09/28 50.00




50766 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 I 200,000,000 2020/06/01 2023/09/28 50.0050768 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 T 200,000,000 2020/06/01 2020/12/30 50.0050769 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 P 200,000,000 2020/06/01 2021/01/28 50.0050778 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 Q 200,000,000 2020/06/01 2021/01/28 50.0050783 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 R 200,000,000 2020/06/01 2021/01/28 50.0050784 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 S 200,000,000 2020/06/01 2021/01/28 50.0050788 J P Morgan SP BV - Meituan Dianping R Bull CBBC Dec 2020 B 80,000,000 2020/06/01 2020/12/18 20.0050785 J P Morgan SP BV - Tencent R Bull CBBC Dec 2020 B 50,000,000 2020/06/01 2020/12/18 12.5050802 Morgan Stanley Asia Products - AIA R Bull CBBC Feb 2021 A 40,000,000 2020/06/01 2021/02/08 10.0050803 Morgan Stanley Asia Products - China Life R Bear CBBC Feb21A 40,000,000 2020/06/01 2021/02/01 10.0050800 Morgan Stanley Asia Products - HSI R Bull CBBC Nov 2022 M 150,000,000 2020/06/01 2022/11/29 37.5050796 Morgan Stanley Asia Products - HSI R Bull CBBC Mar 2023 B 150,000,000 2020/06/01 2023/03/30 37.5050798 Morgan Stanley Asia Products - HSI R Bear CBBC Oct 2020 U 150,000,000 2020/06/01 2020/10/29 37.5050797 Morgan Stanley Asia Products - HSI R Bear CBBC Dec 2020 G 150,000,000 2020/06/01 2020/12/30 37.5050850 SG Issuer - AAC Tech R Bull CBBC Dec 2020 L 100,000,000 2020/06/01 2020/12/30 25.0050845 SG Issuer - AIA R Bull CBBC Nov 2020 D 60,000,000 2020/06/01 2020/11/27 15.0050851 SG Issuer - AIA R Bear CBBC Dec 2020 D 60,000,000 2020/06/01 2020/12/30 15.0050846 SG Issuer - Alibaba Group R Bull CBBC Nov 2020 L 60,000,000 2020/06/01 2020/11/27 15.0050847 SG Issuer - Alibaba Group R Bull CBBC Dec 2020 S 60,000,000 2020/06/01 2020/12/30 15.0050852 SG Issuer - Alibaba Group R Bear CBBC Jan 2021 J 60,000,000 2020/06/01 2021/01/28 15.0050884 SG Issuer - HKEX R Bull CBBC Dec 2020 I 50,000,000 2020/06/01 2020/12/31 12.5050853 SG Issuer - HKEX R Bear CBBC Nov 2020 C 50,000,000 2020/06/01 2020/11/27 12.5050885 SG Issuer - HKEX R Bear CBBC Dec 2020 I 50,000,000 2020/06/01 2020/12/31 12.5050857 SG Issuer - HKEX R Bear CBBC Jan 2021 E 50,000,000 2020/06/01 2021/01/28 24.0050880 SG Issuer - HSI R Bull CBBC May 2023 V 250,000,000 2020/06/01 2023/05/30 62.5050881 SG Issuer - HSI R Bull CBBC May 2023 W 250,000,000 2020/06/01 2023/05/30 62.5050882 SG Issuer - HSI R Bull CBBC Jun 2023 A 250,000,000 2020/06/01 2023/06/29 62.5050883 SG Issuer - HSI R Bull CBBC Jun 2023 B 250,000,000 2020/06/01 2023/06/29 62.5050871 SG Issuer - HSI R Bear CBBC Oct 2020 X 250,000,000 2020/06/01 2020/10/29 62.5050872 SG Issuer - HSI R Bear CBBC Nov 2020 N 250,000,000 2020/06/01 2020/11/27 62.5050875 SG Issuer - HSI R Bear CBBC Dec 2020 M 250,000,000 2020/06/01 2020/12/30 62.5050877 SG Issuer - HSI R Bear CBBC Jan 2021 C 250,000,000 2020/06/01 2021/01/28 62.5050874 SG Issuer - HSI R Bear CBBC Jan 2021 D 250,000,000 2020/06/01 2021/01/28 62.5050878 SG Issuer - HSI R Bear CBBC Jan 2021 F 250,000,000 2020/06/01 2021/01/28 62.5050879 SG Issuer - HSI R Bear CBBC Feb 2021 R 250,000,000 2020/06/01 2021/02/25 62.5050862 SG Issuer - Link REIT R Bull CBBC Feb 2021 B 60,000,000 2020/06/01 2021/02/25 15.0050848 SG Issuer - Meituan Dianping R Bear CBBC Jan 2021 F 100,000,000 2020/06/01 2021/01/28 25.0050864 SG Issuer - SUNAC R Bull CBBC Apr 2021 A 80,000,000 2020/06/01 2021/04/30 20.0050866 SG Issuer - Sunny Optical R Bear CBBC Jan 2021 C 60,000,000 2020/06/01 2021/01/28 15.0050849 SG Issuer - Tencent R Bull CBBC Nov 2020 P 80,000,000 2020/06/01 2020/11/27 20.0050886 SG Issuer - Tencent R Bull CBBC Dec 2020 Z 80,000,000 2020/06/01 2020/12/31 20.0050868 SG Issuer - Tencent R Bear CBBC Dec 2020 S 80,000,000 2020/06/01 2020/12/30 20.0050869 SG Issuer - Tencent R Bear CBBC Jan 2021 R 80,000,000 2020/06/01 2021/01/28 20.0050741 UBS AG - AIA R Bear CBBC Dec 2020 E 60,000,000 2020/06/01 2020/12/08 15.0050682 UBS AG - Alibaba Group R Bull CBBC Dec 2020 D 80,000,000 2020/06/01 2020/12/18 20.00




50685 UBS AG - Alibaba Group R Bull CBBC Feb 2021 J 400,000,000 2020/06/01 2021/02/26 100.0050706 UBS AG - Alibaba Group R Bear CBBC Dec 2020 L 80,000,000 2020/06/01 2020/12/14 20.0050725 UBS AG - HKEX R Bull CBBC Feb 2021 B 200,000,000 2020/06/01 2021/02/22 50.0050714 UBS AG - HKEX R Bear CBBC Dec 2020 H 50,000,000 2020/06/01 2020/12/14 21.0050690 UBS AG - HSBC R Bull CBBC Apr 2021 A 100,000,000 2020/06/01 2021/04/30 25.0050735 UBS AG - HSBC R Bear CBBC Mar 2021 A 100,000,000 2020/06/01 2021/03/22 25.0050727 UBS AG - HSBC R Bear CBBC Apr 2021 A 100,000,000 2020/06/01 2021/04/30 25.0050670 UBS AG - HSI R Bull CBBC Nov 2022 A 200,000,000 2020/06/01 2022/11/29 50.0050677 UBS AG - HSI R Bull CBBC Nov 2022 E 200,000,000 2020/06/01 2022/11/29 50.0050710 UBS AG - HSI R Bull CBBC Nov 2022 H 200,000,000 2020/06/01 2022/11/29 50.0050697 UBS AG - HSI R Bear CBBC Dec 2020 L 200,000,000 2020/06/01 2020/12/30 50.0050701 UBS AG - HSI R Bear CBBC Dec 2020 M 200,000,000 2020/06/01 2020/12/30 50.0050703 UBS AG - HSI R Bear CBBC Dec 2020 P 200,000,000 2020/06/01 2020/12/30 50.0050700 UBS AG - HSI R Bear CBBC Dec 2020 S 200,000,000 2020/06/01 2020/12/30 50.0050698 UBS AG - HSI R Bear CBBC Dec 2020 Y 200,000,000 2020/06/01 2020/12/30 50.0050691 UBS AG - Link REIT R Bull CBBC Dec 2020 G 60,000,000 2020/06/01 2020/12/31 15.0050737 UBS AG - Link REIT R Bear CBBC Feb 2021 A 50,000,000 2020/06/01 2021/02/26 12.5050718 UBS AG - Meituan Dianping R Bull CBBC Feb 2021 D 50,000,000 2020/06/01 2021/02/22 12.5050705 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 Z 50,000,000 2020/06/01 2020/12/14 12.5050736 UBS AG - Ping An R Bear CBBC Feb 2021 A 100,000,000 2020/06/01 2021/02/26 25.0050738 UBS AG - SMIC R Bull CBBC Apr 2021 B 100,000,000 2020/06/01 2021/04/30 25.0050717 UBS AG - Tencent R Bull CBBC Nov 2020 A 40,000,000 2020/06/01 2020/11/25 10.0050716 UBS AG - Tencent R Bull CBBC Nov 2020 Z 40,000,000 2020/06/01 2020/11/23 10.0050704 UBS AG - Tencent R Bear CBBC Dec 2020 M 40,000,000 2020/06/01 2020/12/14 10.0050722 UBS AG - Xiaomi R Bull CBBC Feb 2021 C 60,000,000 2020/06/01 2021/02/22 15.0050813 Bank Vontobel - AIA R Bull CBBC Feb 2021 B 40,000,000 2020/06/01 2021/02/19 10.0050806 Bank Vontobel - Alibaba Group R Bull CBBC Feb 2021 C 40,000,000 2020/06/01 2021/02/19 10.0050812 Bank Vontobel - HSBC R Bull CBBC Mar 2021 A 40,000,000 2020/06/01 2021/03/26 10.0050824 Bank Vontobel - HSI R Bear CBBC Dec 2020 N 80,000,000 2020/06/01 2020/12/30 20.0050825 Bank Vontobel - HSI R Bear CBBC Dec 2020 O 80,000,000 2020/06/01 2020/12/30 20.0050827 Bank Vontobel - HSI R Bear CBBC Dec 2020 P 80,000,000 2020/06/01 2020/12/30 20.0050831 Bank Vontobel - Meituan Dianping R Bull CBBC Mar 2021 B 60,000,000 2020/06/01 2021/03/05 15.0050804 Bank Vontobel - Xiaomi R Bull CBBC Jan 2021 D 40,000,000 2020/06/01 2021/01/22 10.0051073 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Dec 2020 P 60,000,000 2020/06/02 2020/12/30 15.0051048 BOCI Asia Ltd. - HKEX R Bull CBBC Dec 2020 A 40,000,000 2020/06/02 2020/12/30 10.0051050 BOCI Asia Ltd. - HKEX R Bear CBBC Dec 2020 B 40,000,000 2020/06/02 2020/12/30 10.0051065 BOCI Asia Ltd. - HKEX R Bear CBBC Dec 2020 C 40,000,000 2020/06/02 2020/12/30 11.2051045 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 A 150,000,000 2020/06/02 2023/01/30 37.5051044 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 Z 150,000,000 2020/06/02 2023/01/30 37.5051047 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 K 150,000,000 2020/06/02 2020/10/29 37.5051046 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 Z 150,000,000 2020/06/02 2020/10/29 37.5051070 BOCI Asia Ltd. - Meituan Dianping R Bear CBBC Dec 2020 L 40,000,000 2020/06/02 2020/12/30 10.0051071 BOCI Asia Ltd. - Sunny Optical R Bull CBBC Dec 2020 C 40,000,000 2020/06/02 2020/12/30 10.0051067 BOCI Asia Ltd. - Tencent R Bull CBBC Dec 2020 I 40,000,000 2020/06/02 2020/12/30 10.0051069 BOCI Asia Ltd. - Tencent R Bull CBBC Dec 2020 J 40,000,000 2020/06/02 2020/12/30 10.00




51072 BOCI Asia Ltd. - Xiaomi R Bull CBBC Dec 2020 E 40,000,000 2020/06/02 2020/12/31 10.0051090 BNP Paribas Issuance B.V. - Alibaba R Bull CBBC Dec 2020 B 100,000,000 2020/06/02 2020/12/30 25.0051083 BNP Paribas Issuance B.V. - HKEX R Bull CBBC Sep 2020 F 50,000,000 2020/06/02 2020/09/29 12.5051084 BNP Paribas Issuance B.V. - HKEX R Bull CBBC Sep 2020 X 50,000,000 2020/06/02 2020/09/29 12.5051081 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 C 200,000,000 2020/06/02 2022/12/29 50.0051091 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 D 190,000,000 2020/06/02 2022/12/29 47.5051077 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 P 200,000,000 2020/06/02 2022/12/29 50.0051078 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 Q 200,000,000 2020/06/02 2022/12/29 50.0051079 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 V 200,000,000 2020/06/02 2022/12/29 50.0051092 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 O 240,000,000 2020/06/02 2020/12/30 60.0051088 BNP Paribas Issuance B.V. - Meituan R Bull CBBC Dec 2020 D 50,000,000 2020/06/02 2020/12/30 12.5051089 BNP Paribas Issuance B.V. - Meituan R Bull CBBC Dec 2020 E 50,000,000 2020/06/02 2020/12/30 12.5051085 BNP Paribas Issuance B.V. - Meituan R Bull CBBC Dec 2020 F 50,000,000 2020/06/02 2020/12/30 12.5051087 BNP Paribas Issuance B.V. - Meituan R Bull CBBC Dec 2020 I 50,000,000 2020/06/02 2020/12/30 12.5051082 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Dec 2020 L 50,000,000 2020/06/02 2020/12/30 12.5051270 Credit Suisse AG - AIA R Bull CBBC Oct 2020 G 70,000,000 2020/06/02 2020/10/29 17.5051277 Credit Suisse AG - Alibaba Group R Bull CBBC Nov 2020 F 50,000,000 2020/06/02 2020/11/27 12.5051266 Credit Suisse AG - Galaxy Ent R Bull CBBC Dec 2020 A 80,000,000 2020/06/02 2020/12/30 20.0051264 Credit Suisse AG - HSBC R Bull CBBC Jan 2021 A 70,000,000 2020/06/02 2021/01/28 17.5051284 Credit Suisse AG - HSI R Bull CBBC Feb 2023 U 200,000,000 2020/06/02 2023/02/27 50.0051286 Credit Suisse AG - HSI R Bull CBBC Feb 2023 V 200,000,000 2020/06/02 2023/02/27 50.0051294 Credit Suisse AG - HSI R Bull CBBC Feb 2023 W 200,000,000 2020/06/02 2023/02/27 50.0051295 Credit Suisse AG - HSI R Bull CBBC Feb 2023 X 200,000,000 2020/06/02 2023/02/27 50.0051296 Credit Suisse AG - HSI R Bull CBBC Feb 2023 Y 200,000,000 2020/06/02 2023/02/27 50.0051257 Credit Suisse AG - HSI R Bear CBBC Oct 2020 H 200,000,000 2020/06/02 2020/10/29 50.0051260 Credit Suisse AG - HSI R Bear CBBC Oct 2020 I 200,000,000 2020/06/02 2020/10/29 50.0051263 Credit Suisse AG - HSI R Bear CBBC Oct 2020 R 200,000,000 2020/06/02 2020/10/29 50.0051261 Credit Suisse AG - HSI R Bear CBBC Nov 2020 F 200,000,000 2020/06/02 2020/11/27 50.0051262 Credit Suisse AG - HSI R Bear CBBC Nov 2020 I 200,000,000 2020/06/02 2020/11/27 50.0051259 Credit Suisse AG - HSI R Bear CBBC Dec 2020 B 200,000,000 2020/06/02 2020/12/30 50.0051258 Credit Suisse AG - HSI R Bear CBBC Dec 2020 Z 200,000,000 2020/06/02 2020/12/30 50.0051280 Credit Suisse AG - Meituan Dianping R Bull CBBC Nov 2020 E 80,000,000 2020/06/02 2020/11/27 20.0051281 Credit Suisse AG - Meituan Dianping R Bull CBBC Apr 2021 A 150,000,000 2020/06/02 2021/04/29 37.5051276 Credit Suisse AG - SUNAC R Bull CBBC Feb 2021 A 60,000,000 2020/06/02 2021/02/25 15.0051278 Credit Suisse AG - Tencent R Bull CBBC Oct 2020 R 50,000,000 2020/06/02 2020/10/29 12.5051275 Credit Suisse AG - Xiaomi R Bull CBBC Oct 2020 F 50,000,000 2020/06/02 2020/10/29 12.5051319 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 B 60,000,000 2020/06/02 2020/10/30 15.0051316 Goldman Sachs SP (Asia) - HKEX R Bull CBBC Jun 2021 E 80,000,000 2020/06/02 2021/06/01 20.0051297 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 N 160,000,000 2020/06/02 2023/05/30 40.0051303 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 O 160,000,000 2020/06/02 2023/05/30 40.0051307 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 P 160,000,000 2020/06/02 2023/05/30 40.0051310 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 Q 160,000,000 2020/06/02 2023/05/30 40.0051311 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 X 160,000,000 2020/06/02 2023/05/30 40.0051298 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 I 160,000,000 2020/06/02 2021/04/29 40.0051302 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 J 160,000,000 2020/06/02 2021/04/29 40.00




51312 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 K 160,000,000 2020/06/02 2021/04/29 40.0051313 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 L 160,000,000 2020/06/02 2021/04/29 40.0051314 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 M 160,000,000 2020/06/02 2021/04/29 40.0051317 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Feb 2021 F 60,000,000 2020/06/02 2021/02/25 15.0051315 Goldman Sachs SP (Asia) - Meituan R Bear CBBC Feb 2021 B 60,000,000 2020/06/02 2021/02/25 15.0051318 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 Z 60,000,000 2020/06/02 2020/10/30 15.0051326 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Mar 2021 V 80,000,000 2020/06/02 2021/03/01 20.0051033 HK Bank - Alibaba Group R Bull CBBC Oct 2020 K 40,000,000 2020/06/02 2020/10/22 10.0051043 HK Bank - Galaxy Ent R Bull CBBC Nov 2020 H 60,000,000 2020/06/02 2020/11/23 15.0051031 HK Bank - HKEX R Bear CBBC Dec 2020 A 100,000,000 2020/06/02 2020/12/07 25.0051024 HK Bank - HSI R Bull CBBC Sep 2022 H 100,000,000 2020/06/02 2022/09/29 25.0051020 HK Bank - HSI R Bull CBBC Dec 2022 C 100,000,000 2020/06/02 2022/12/29 25.0051021 HK Bank - HSI R Bull CBBC Mar 2023 C 80,000,000 2020/06/02 2023/03/30 20.0051022 HK Bank - HSI R Bear CBBC Sep 2020 O 60,000,000 2020/06/02 2020/09/29 15.0051023 HK Bank - HSI R Bear CBBC Sep 2020 R 80,000,000 2020/06/02 2020/09/29 20.0051013 HK Bank - HSI R Bear CBBC Oct 2020 A 100,000,000 2020/06/02 2020/10/29 25.0051042 HK Bank - Meituan Dianping R Bull CBBC Nov 2020 D 40,000,000 2020/06/02 2020/11/05 10.0051040 HK Bank - Meituan Dianping R Bear CBBC Jan 2021 B 100,000,000 2020/06/02 2021/01/25 25.0051035 HK Bank - SUNAC R Bull CBBC Nov 2020 C 40,000,000 2020/06/02 2020/11/23 10.0051025 HK Bank - Tencent R Bull CBBC Nov 2020 I 40,000,000 2020/06/02 2020/11/16 10.0051253 Haitong Int’l Sec - Alibaba Group R Bull CBBC Jan 2021 A 60,000,000 2020/06/02 2021/01/28 15.0051256 Haitong Int’l Sec - Alibaba Group R Bear CBBC Jan 2021 C 60,000,000 2020/06/02 2021/01/28 15.0051223 Haitong Int’l Sec - HKEX R Bull CBBC Jan 2021 A 60,000,000 2020/06/02 2021/01/28 15.0051224 Haitong Int’l Sec - HKEX R Bear CBBC Jan 2021 A 60,000,000 2020/06/02 2021/01/28 15.0051228 Haitong Int’l Sec - HSI R Bull CBBC Nov 2022 G 150,000,000 2020/06/02 2022/11/29 37.5051240 Haitong Int’l Sec - HSI R Bull CBBC Nov 2022 I 150,000,000 2020/06/02 2022/11/29 37.5051242 Haitong Int’l Sec - HSI R Bull CBBC Nov 2022 J 150,000,000 2020/06/02 2022/11/29 37.5051243 Haitong Int’l Sec - HSI R Bull CBBC Nov 2022 K 200,000,000 2020/06/02 2022/11/29 50.0051218 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 K 200,000,000 2020/06/02 2020/11/27 50.0051215 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 Z 150,000,000 2020/06/02 2020/12/30 37.5051219 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 U 300,000,000 2020/06/02 2021/01/28 75.0051226 Haitong Int’l Sec - Meituan Dianping R Bull CBBC Dec 2020 F 60,000,000 2020/06/02 2020/12/17 15.0051225 Haitong Int’l Sec - Meituan Dianping R Bull CBBC Jan 2021 B 60,000,000 2020/06/02 2021/01/28 15.0051222 Haitong Int’l Sec - Meituan Dianping R Bear CBBC Dec 2020 E 60,000,000 2020/06/02 2020/12/17 15.0051221 Haitong Int’l Sec - Meituan Dianping R Bear CBBC Jan 2021 B 60,000,000 2020/06/02 2021/01/28 15.0051245 Haitong Int’l Sec - Tencent R Bull CBBC Dec 2020 G 60,000,000 2020/06/02 2020/12/17 15.0051244 Haitong Int’l Sec - Tencent R Bull CBBC Jan 2021 C 60,000,000 2020/06/02 2021/01/28 15.0051220 Haitong Int’l Sec - Tencent R Bear CBBC Jan 2021 C 60,000,000 2020/06/02 2021/01/28 15.0051249 Haitong Int’l Sec - Xiaomi R Bull CBBC Dec 2020 C 80,000,000 2020/06/02 2020/12/17 20.0051252 Haitong Int’l Sec - Xiaomi R Bear CBBC Dec 2020 B 80,000,000 2020/06/02 2020/12/17 20.0051122 J P Morgan SP BV - Alibaba Group R Bull CBBC Dec 2020 F 80,000,000 2020/06/02 2020/12/18 20.0051123 J P Morgan SP BV - HKEX R Bear CBBC Dec 2020 A 40,000,000 2020/06/02 2020/12/18 12.6051110 J P Morgan SP BV - HSI R Bull CBBC Nov 2022 Q 200,000,000 2020/06/02 2022/11/29 50.0051109 J P Morgan SP BV - HSI R Bull CBBC Nov 2022 V 200,000,000 2020/06/02 2022/11/29 50.0051108 J P Morgan SP BV - HSI R Bull CBBC Dec 2022 N 200,000,000 2020/06/02 2022/12/29 50.00




51111 J P Morgan SP BV - HSI R Bull CBBC Dec 2022 X 200,000,000 2020/06/02 2022/12/29 50.0051107 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 Q 200,000,000 2020/06/02 2023/01/30 50.0051112 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 U 200,000,000 2020/06/02 2023/01/30 50.0051113 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 W 200,000,000 2020/06/02 2023/01/30 50.0051136 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 Z 200,000,000 2020/06/02 2023/03/30 50.0051141 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 S 200,000,000 2020/06/02 2023/04/27 50.0051103 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 T 200,000,000 2020/06/02 2021/01/28 50.0051104 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 U 200,000,000 2020/06/02 2021/01/28 50.0051105 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 V 200,000,000 2020/06/02 2021/01/28 50.0051106 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 W 200,000,000 2020/06/02 2021/01/28 50.0051129 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 X 200,000,000 2020/06/02 2021/01/28 50.0051130 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 Y 200,000,000 2020/06/02 2021/01/28 50.0051115 J P Morgan SP BV - Meituan Dianping R Bull CBBC Nov 2020 D 80,000,000 2020/06/02 2020/11/20 20.0051114 J P Morgan SP BV - Meituan Dianping R Bull CBBC Dec 2020 C 80,000,000 2020/06/02 2020/12/18 20.0051116 J P Morgan SP BV - Meituan Dianping R Bear CBBC Dec 2020 C 80,000,000 2020/06/02 2020/12/11 22.8051124 J P Morgan SP BV - Tencent R Bull CBBC Nov 2020 C 50,000,000 2020/06/02 2020/11/20 12.5051095 Morgan Stanley Asia Products - HSI R Bull CBBC Dec 2022 M 150,000,000 2020/06/02 2022/12/29 37.5051102 Morgan Stanley Asia Products - HSI R Bull CBBC Mar 2023 C 150,000,000 2020/06/02 2023/03/30 37.5051093 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 F 150,000,000 2020/06/02 2020/09/29 37.5051014 Morgan Stanley Asia Products - HSI R Bear CBBC Oct 2020 V 150,000,000 2020/06/02 2020/10/29 37.5051015 Morgan Stanley Asia Products - HSI R Bear CBBC Oct 2020 W 150,000,000 2020/06/02 2020/10/29 37.5051018 Morgan Stanley Asia Products - HSI R Bear CBBC Nov 2020 I 150,000,000 2020/06/02 2020/11/27 37.5051342 SG Issuer - AIA R Bull CBBC Dec 2020 R 60,000,000 2020/06/02 2020/12/31 15.0051344 SG Issuer - Alibaba Group R Bull CBBC Nov 2020 M 60,000,000 2020/06/02 2020/11/30 15.0051335 SG Issuer - Alibaba Group R Bear CBBC Jan 2021 K 60,000,000 2020/06/02 2021/01/28 15.0051346 SG Issuer - HKEX R Bull CBBC Nov 2020 E 50,000,000 2020/06/02 2020/11/30 12.5051347 SG Issuer - HKEX R Bear CBBC Dec 2020 J 50,000,000 2020/06/02 2020/12/30 16.5051337 SG Issuer - HKEX R Bear CBBC Jan 2021 F 50,000,000 2020/06/02 2021/01/28 12.5051348 SG Issuer - HKEX R Bear CBBC Jan 2021 G 50,000,000 2020/06/02 2021/01/28 21.5051364 SG Issuer - HSI R Bull CBBC Apr 2023 L 250,000,000 2020/06/02 2023/04/27 62.5051365 SG Issuer - HSI R Bull CBBC May 2023 X 250,000,000 2020/06/02 2023/05/30 62.5051366 SG Issuer - HSI R Bull CBBC Jun 2023 C 250,000,000 2020/06/02 2023/06/29 62.5051372 SG Issuer - HSI R Bull CBBC Jun 2023 D 250,000,000 2020/06/02 2023/06/29 62.5051374 SG Issuer - HSI R Bull CBBC Jun 2023 E 250,000,000 2020/06/02 2023/06/29 62.5051375 SG Issuer - HSI R Bull CBBC Jun 2023 F 250,000,000 2020/06/02 2023/06/29 62.5051376 SG Issuer - HSI R Bull CBBC Jun 2023 G 250,000,000 2020/06/02 2023/06/29 62.5051333 SG Issuer - HSI R Bear CBBC Nov 2020 F 250,000,000 2020/06/02 2020/11/27 62.5051327 SG Issuer - HSI R Bear CBBC Nov 2020 Q 250,000,000 2020/06/02 2020/11/27 62.5051328 SG Issuer - HSI R Bear CBBC Nov 2020 R 250,000,000 2020/06/02 2020/11/27 62.5051360 SG Issuer - HSI R Bear CBBC Dec 2020 W 250,000,000 2020/06/02 2020/12/30 62.5051363 SG Issuer - HSI R Bear CBBC Dec 2020 Z 250,000,000 2020/06/02 2020/12/30 62.5051334 SG Issuer - HSI R Bear CBBC Jan 2021 G 250,000,000 2020/06/02 2021/01/28 62.5051359 SG Issuer - HSI R Bear CBBC Jan 2021 K 250,000,000 2020/06/02 2021/01/28 62.5051377 SG Issuer - Meituan Dianping R Bull CBBC Jan 2021 E 100,000,000 2020/06/02 2021/01/29 25.0051381 SG Issuer - Meituan Dianping R Bull CBBC Feb 2021 D 100,000,000 2020/06/02 2021/02/25 25.00




51338 SG Issuer - Meituan Dianping R Bear CBBC Nov 2020 H 100,000,000 2020/06/02 2020/11/27 25.0051350 SG Issuer - Meituan Dianping R Bear CBBC Nov 2020 I 100,000,000 2020/06/02 2020/11/27 25.0051339 SG Issuer - Meituan Dianping R Bear CBBC Dec 2020 N 100,000,000 2020/06/02 2020/12/30 25.0051352 SG Issuer - Meituan Dianping R Bear CBBC Dec 2020 O 100,000,000 2020/06/02 2020/12/30 25.0051354 SG Issuer - SMIC R Bull CBBC Apr 2021 B 120,000,000 2020/06/02 2021/04/29 30.0051388 SG Issuer - Tencent R Bull CBBC Jan 2021 C 80,000,000 2020/06/02 2021/01/29 20.0051355 SG Issuer - Tencent R Bear CBBC Nov 2020 I 80,000,000 2020/06/02 2020/11/27 20.0051340 SG Issuer - Tencent R Bear CBBC Dec 2020 Q 80,000,000 2020/06/02 2020/12/30 20.0051356 SG Issuer - Xiaomi R Bull CBBC Dec 2020 K 60,000,000 2020/06/02 2020/12/31 15.0051341 SG Issuer - Xiaomi R Bear CBBC Jan 2021 B 60,000,000 2020/06/02 2021/01/28 15.0051358 SG Issuer - ZTE R Bull CBBC Jan 2021 A 60,000,000 2020/06/02 2021/01/28 15.0051175 UBS AG - HKEX R Bear CBBC Dec 2020 I 50,000,000 2020/06/02 2020/12/21 12.5051178 UBS AG - HSI R Bull CBBC Sep 2022 O 200,000,000 2020/06/02 2022/09/29 50.0051179 UBS AG - HSI R Bull CBBC Sep 2022 P 400,000,000 2020/06/02 2022/09/29 100.0051177 UBS AG - HSI R Bull CBBC Oct 2022 C 200,000,000 2020/06/02 2022/10/28 50.0051188 UBS AG - HSI R Bull CBBC Oct 2022 D 200,000,000 2020/06/02 2022/10/28 50.0051176 UBS AG - HSI R Bull CBBC Nov 2022 I 200,000,000 2020/06/02 2022/11/29 50.0051180 UBS AG - HSI R Bull CBBC Nov 2022 K 200,000,000 2020/06/02 2022/11/29 50.0051147 UBS AG - HSI R Bear CBBC Oct 2020 K 200,000,000 2020/06/02 2020/10/29 50.0051143 UBS AG - HSI R Bear CBBC Oct 2020 V 200,000,000 2020/06/02 2020/10/29 50.0051157 UBS AG - HSI R Bear CBBC Nov 2020 K 200,000,000 2020/06/02 2020/11/27 50.0051155 UBS AG - HSI R Bear CBBC Nov 2020 O 200,000,000 2020/06/02 2020/11/27 50.0051156 UBS AG - HSI R Bear CBBC Nov 2020 P 200,000,000 2020/06/02 2020/11/27 50.0051170 UBS AG - HSI R Bear CBBC Dec 2020 Z 200,000,000 2020/06/02 2020/12/30 50.0051154 UBS AG - HSI R Bear CBBC Jan 2021 Y 400,000,000 2020/06/02 2021/01/28 100.0051173 UBS AG - Meituan Dianping R Bull CBBC Jan 2021 G 50,000,000 2020/06/02 2021/01/12 12.5051174 UBS AG - Meituan Dianping R Bull CBBC Jan 2021 H 50,000,000 2020/06/02 2021/01/26 12.5051158 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 A 50,000,000 2020/06/02 2020/12/07 12.5051171 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 D 50,000,000 2020/06/02 2020/12/28 14.7551160 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 E 50,000,000 2020/06/02 2020/12/21 12.5051161 UBS AG - Meituan Dianping R Bear CBBC Jan 2021 E 50,000,000 2020/06/02 2021/01/28 12.5051162 UBS AG - Meituan Dianping R Bear CBBC Jun 2021 B 150,000,000 2020/06/02 2021/06/07 37.5051185 UBS AG - Tencent R Bull CBBC Jan 2021 L 40,000,000 2020/06/02 2021/01/04 10.0051187 UBS AG - Tencent R Bull CBBC Jan 2021 M 200,000,000 2020/06/02 2021/01/25 50.0051169 UBS AG - Tencent R Bear CBBC Dec 2020 I 40,000,000 2020/06/02 2020/12/21 10.0051163 UBS AG - Tencent R Bear CBBC Dec 2020 N 40,000,000 2020/06/02 2020/12/16 10.0051203 Bank Vontobel - AIA R Bull CBBC Jan 2021 A 80,000,000 2020/06/02 2021/01/22 20.0051199 Bank Vontobel - HKEX R Bull CBBC Jan 2021 C 40,000,000 2020/06/02 2021/01/22 10.0051189 Bank Vontobel - HSI R Bull CBBC Dec 2022 M 80,000,000 2020/06/02 2022/12/29 20.0051190 Bank Vontobel - HSI R Bull CBBC Dec 2022 N 80,000,000 2020/06/02 2022/12/29 20.0051204 Bank Vontobel - Meituan Dianping R Bull CBBC Jan 2021 K 60,000,000 2020/06/02 2021/01/08 15.0051207 Bank Vontobel - Meituan Dianping R Bull CBBC Jan 2021 L 60,000,000 2020/06/02 2021/01/22 15.0051206 Bank Vontobel - Meituan Dianping R Bear CBBC Jan 2021 E 60,000,000 2020/06/02 2021/01/08 21.0651198 Bank Vontobel - Tencent R Bull CBBC Jan 2021 E 40,000,000 2020/06/02 2021/01/22 10.0051196 Bank Vontobel - Xiaomi R Bull CBBC Feb 2021 E 40,000,000 2020/06/02 2021/02/05 10.00




51429 BOCI Asia Ltd. - AAC Tech R Bull CBBC Dec 2020 C 80,000,000 2020/06/03 2020/12/30 20.0051426 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 C 150,000,000 2020/06/03 2023/01/30 37.5051427 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 D 150,000,000 2020/06/03 2023/01/30 37.5051428 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 L 150,000,000 2020/06/03 2020/10/29 37.5051577 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 W 200,000,000 2020/06/03 2022/12/29 50.0051567 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 Q 250,000,000 2020/06/03 2020/12/30 62.5051578 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 T 240,000,000 2020/06/03 2020/12/30 60.0051610 Credit Suisse AG - Alibaba Group R Bull CBBC Nov 2020 G 80,000,000 2020/06/03 2020/11/27 20.0051584 Credit Suisse AG - HSI R Bull CBBC Nov 2022 K 200,000,000 2020/06/03 2022/11/29 50.0051611 Credit Suisse AG - HSI R Bull CBBC Nov 2022 M 200,000,000 2020/06/03 2022/11/29 50.0051579 Credit Suisse AG - HSI R Bull CBBC Dec 2022 O 200,000,000 2020/06/03 2022/12/29 50.0051585 Credit Suisse AG - HSI R Bull CBBC Dec 2022 R 200,000,000 2020/06/03 2022/12/29 50.0051588 Credit Suisse AG - HSI R Bull CBBC Jan 2023 C 200,000,000 2020/06/03 2023/01/30 50.0051613 Credit Suisse AG - HSI R Bear CBBC Oct 2020 X 200,000,000 2020/06/03 2020/10/29 50.0051820 Credit Suisse AG - HSI R Bear CBBC Nov 2020 O 200,000,000 2020/06/03 2020/11/27 50.0051755 Credit Suisse AG - HSI R Bear CBBC Dec 2020 E 300,000,000 2020/06/03 2020/12/30 75.0051589 Credit Suisse AG - Meituan Dianping R Bull CBBC Oct 2020 H 80,000,000 2020/06/03 2020/10/29 20.0051608 Credit Suisse AG - Sands China R Bull CBBC Apr 2021 C 60,000,000 2020/06/03 2021/04/29 15.0051590 Credit Suisse AG - Tencent R Bull CBBC Sep 2020 S 50,000,000 2020/06/03 2020/09/29 12.5051557 Goldman Sachs SP (Asia) - China Life R Bull CBBC Jun 2021 C 80,000,000 2020/06/03 2021/06/01 20.0051535 Goldman Sachs SP (Asia) - HSI R Bull CBBC Mar 2023 J 160,000,000 2020/06/03 2023/03/30 40.0051543 Goldman Sachs SP (Asia) - HSI R Bull CBBC Mar 2023 Q 160,000,000 2020/06/03 2023/03/30 40.0051513 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 Y 160,000,000 2020/06/03 2023/05/30 40.0051542 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 Z 160,000,000 2020/06/03 2023/05/30 40.0051506 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 N 160,000,000 2020/06/03 2021/04/29 40.0051536 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 O 160,000,000 2020/06/03 2021/04/29 40.0051537 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 P 160,000,000 2020/06/03 2021/04/29 40.0051541 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 Q 160,000,000 2020/06/03 2021/04/29 40.0051561 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Feb 2021 G 60,000,000 2020/06/03 2021/02/25 15.0051544 Goldman Sachs SP (Asia) - Meituan R Bear CBBC Jun 2021 A 60,000,000 2020/06/03 2021/06/01 15.0051563 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 F 60,000,000 2020/06/03 2020/10/30 15.0051564 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Mar 2021 N 60,000,000 2020/06/03 2021/03/01 15.0051404 HK Bank - Alibaba Group R Bull CBBC Oct 2020 L 40,000,000 2020/06/03 2020/10/15 10.0051406 HK Bank - Geely Auto R Bear CBBC Oct 2020 A 40,000,000 2020/06/03 2020/10/12 10.0051389 HK Bank - HSI R Bull CBBC Sep 2022 N 60,000,000 2020/06/03 2022/09/29 15.0051410 HK Bank - HSI R Bull CBBC Dec 2022 E 100,000,000 2020/06/03 2022/12/29 25.0051407 HK Bank - HSI R Bear CBBC Oct 2020 B 100,000,000 2020/06/03 2020/10/29 25.0051394 HK Bank - Meituan Dianping R Bull CBBC Nov 2020 E 40,000,000 2020/06/03 2020/11/02 10.0051390 HK Bank - Tencent R Bull CBBC Nov 2020 J 40,000,000 2020/06/03 2020/11/19 10.0051403 HK Bank - Tencent R Bear CBBC Oct 2020 H 40,000,000 2020/06/03 2020/10/08 10.0051405 HK Bank - ZTE R Bull CBBC Dec 2020 B 40,000,000 2020/06/03 2020/12/07 10.0052261 Haitong Int’l Sec - Alibaba Group R Bull CBBC Feb 2022 A 60,000,000 2020/06/03 2022/02/25 15.0052653 Haitong Int’l Sec - China Mobile R Bull CBBC Feb 2022 A 80,000,000 2020/06/03 2022/02/25 20.0052705 Haitong Int’l Sec - China Mobile R Bear CBBC Feb 2022 A 80,000,000 2020/06/03 2022/02/25 20.0052004 Haitong Int’l Sec - HSI R Bull CBBC Dec 2022 O 150,000,000 2020/06/03 2022/12/29 37.50




51931 Haitong Int’l Sec - HSI R Bull CBBC Mar 2023 N 150,000,000 2020/06/03 2023/03/30 37.5051998 Haitong Int’l Sec - HSI R Bull CBBC Mar 2023 O 150,000,000 2020/06/03 2023/03/30 37.5052434 Haitong Int’l Sec - HSI R Bear CBBC Oct 2020 L 150,000,000 2020/06/03 2020/10/29 37.5052540 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 A 200,000,000 2020/06/03 2020/12/30 50.0052652 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 B 150,000,000 2020/06/03 2020/12/30 37.5052379 Haitong Int’l Sec - Meituan Dianping R Bull CBBC Feb 2022 A 60,000,000 2020/06/03 2022/02/25 15.0052768 Haitong Int’l Sec - Sands China R Bull CBBC Feb 2022 A 80,000,000 2020/06/03 2022/02/25 20.0052065 Haitong Int’l Sec - Tencent R Bull CBBC Feb 2022 A 60,000,000 2020/06/03 2022/02/25 15.0051472 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 X 240,000,000 2020/06/03 2023/01/30 60.0051486 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 L 200,000,000 2020/06/03 2023/02/27 50.0051473 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 D 200,000,000 2020/06/03 2023/03/30 50.0051493 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 U 200,000,000 2020/06/03 2023/03/30 50.0051489 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 T 200,000,000 2020/06/03 2023/04/27 50.0051492 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 U 200,000,000 2020/06/03 2023/04/27 50.0051488 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 J 200,000,000 2020/06/03 2023/09/28 50.0051476 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 A 200,000,000 2020/06/03 2021/01/28 50.0051485 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 C 200,000,000 2020/06/03 2021/01/28 50.0051474 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 Z 200,000,000 2020/06/03 2021/01/28 50.0051504 J P Morgan SP BV - Meituan Dianping R Bull CBBC Nov 2020 E 80,000,000 2020/06/03 2020/11/20 20.0051505 J P Morgan SP BV - Meituan Dianping R Bear CBBC Feb 2021 A 80,000,000 2020/06/03 2021/02/11 30.0051496 J P Morgan SP BV - Tencent R Bull CBBC Dec 2020 C 50,000,000 2020/06/03 2020/12/18 12.5051424 Morgan Stanley Asia Products - Galaxy R Bull CBBC Dec 2020 F 40,000,000 2020/06/03 2020/12/01 10.0051423 Morgan Stanley Asia Products - Galaxy R Bear CBBC Dec 2020 C 40,000,000 2020/06/03 2020/12/14 10.0051425 Morgan Stanley Asia Products - HKEX R Bear CBBC Dec 2020 E 40,000,000 2020/06/03 2020/12/30 10.0051470 Morgan Stanley Asia Products - HSI R Bull CBBC Mar 2023 D 150,000,000 2020/06/03 2023/03/30 37.5051459 Morgan Stanley Asia Products - HSI R Bear CBBC Dec 2020 H 150,000,000 2020/06/03 2020/12/30 37.5051422 Morgan Stanley Asia Products - Meituan R Bull CBBC Oct 2020B 40,000,000 2020/06/03 2020/10/19 10.0051421 Morgan Stanley Asia Products - Meituan R Bear CBBC Dec 2020J 40,000,000 2020/06/03 2020/12/21 10.0053585 SG Issuer - AIA R Bear CBBC Jan 2021 B 60,000,000 2020/06/03 2021/01/28 15.0053622 SG Issuer - Alibaba Group R Bull CBBC Jan 2021 C 60,000,000 2020/06/03 2021/01/28 15.0052974 SG Issuer - Alibaba Group R Bull CBBC Feb 2021 C 60,000,000 2020/06/03 2021/02/25 15.0052769 SG Issuer - China Life R Bear CBBC Feb 2021 B 150,000,000 2020/06/03 2021/02/26 37.5052860 SG Issuer - CNOOC R Bear CBBC Dec 2020 B 40,000,000 2020/06/03 2020/12/30 10.0053721 SG Issuer - Galaxy Ent R Bear CBBC Nov 2020 C 100,000,000 2020/06/03 2020/11/27 25.0052861 SG Issuer - HKEX R Bull CBBC Jan 2021 B 50,000,000 2020/06/03 2021/01/29 12.5053373 SG Issuer - HSI R Bull CBBC Apr 2023 M 250,000,000 2020/06/03 2023/04/27 62.5053376 SG Issuer - HSI R Bull CBBC May 2023 C 250,000,000 2020/06/03 2023/05/30 62.5053558 SG Issuer - HSI R Bull CBBC May 2023 D 250,000,000 2020/06/03 2023/05/30 62.5052873 SG Issuer - HSI R Bull CBBC Jun 2023 H 250,000,000 2020/06/03 2023/06/29 62.5053583 SG Issuer - HSI R Bull CBBC Jun 2023 I 250,000,000 2020/06/03 2023/06/29 62.5053388 SG Issuer - HSI R Bear CBBC Nov 2020 L 250,000,000 2020/06/03 2020/11/27 62.5053515 SG Issuer - HSI R Bear CBBC Jan 2021 H 250,000,000 2020/06/03 2021/01/28 62.5053304 SG Issuer - HSI R Bear CBBC Jan 2021 L 250,000,000 2020/06/03 2021/01/28 62.5053523 SG Issuer - HSI R Bear CBBC Feb 2021 S 250,000,000 2020/06/03 2021/02/25 62.5052980 SG Issuer - Link REIT R Bear CBBC Jan 2021 A 60,000,000 2020/06/03 2021/01/28 15.00




52862 SG Issuer - Meituan Dianping R Bull CBBC Dec 2020 F 100,000,000 2020/06/03 2020/12/31 25.0053724 SG Issuer - Meituan Dianping R Bull CBBC Jan 2021 F 100,000,000 2020/06/03 2021/01/28 25.0053069 SG Issuer - Meituan Dianping R Bear CBBC Feb 2021 D 100,000,000 2020/06/03 2021/02/25 25.0053076 SG Issuer - Meituan Dianping R Bear CBBC Mar 2021 A 100,000,000 2020/06/03 2021/03/31 33.5053077 SG Issuer - SUNAC R Bear CBBC Jan 2021 A 80,000,000 2020/06/03 2021/01/28 20.0053194 SG Issuer - Tencent R Bull CBBC Sep 2020 V 80,000,000 2020/06/03 2020/09/30 20.0052863 SG Issuer - Tencent R Bull CBBC Nov 2020 Q 80,000,000 2020/06/03 2020/11/30 20.0053880 SG Issuer - Tencent R Bull CBBC Jan 2021 D 80,000,000 2020/06/03 2021/01/28 20.0051453 UBS AG - Alibaba Group R Bear CBBC Mar 2021 B 80,000,000 2020/06/03 2021/03/01 20.0051454 UBS AG - HKEX R Bull CBBC Mar 2021 B 50,000,000 2020/06/03 2021/03/01 12.5051432 UBS AG - HSI R Bull CBBC Nov 2022 D 200,000,000 2020/06/03 2022/11/29 50.0051430 UBS AG - HSI R Bull CBBC Nov 2022 O 200,000,000 2020/06/03 2022/11/29 50.0051442 UBS AG - HSI R Bear CBBC Dec 2020 H 200,000,000 2020/06/03 2020/12/30 50.0051443 UBS AG - HSI R Bear CBBC Dec 2020 Q 200,000,000 2020/06/03 2020/12/30 50.0051445 UBS AG - HSI R Bear CBBC Dec 2020 R 400,000,000 2020/06/03 2020/12/30 100.0051449 UBS AG - HSI R Bear CBBC Dec 2020 T 200,000,000 2020/06/03 2020/12/30 50.0051452 UBS AG - Meituan Dianping R Bull CBBC Oct 2021 A 200,000,000 2020/06/03 2021/10/29 50.0051450 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 F 50,000,000 2020/06/03 2020/12/09 12.5051456 UBS AG - SMIC R Bull CBBC Aug 2021 B 100,000,000 2020/06/03 2021/08/31 25.0051457 UBS AG - SMIC R Bear CBBC Feb 2021 A 100,000,000 2020/06/03 2021/02/26 25.0051440 UBS AG - Tencent R Bull CBBC Mar 2021 G 40,000,000 2020/06/03 2021/03/01 10.0051441 UBS AG - Tencent R Bull CBBC Mar 2021 H 200,000,000 2020/06/03 2021/03/23 50.0051395 Bank Vontobel - China Mobile R Bear CBBC Jan 2021 A 40,000,000 2020/06/03 2021/01/15 10.0051420 Bank Vontobel - HSI R Bull CBBC Dec 2022 O 80,000,000 2020/06/03 2022/12/29 20.0051411 Bank Vontobel - HSI R Bear CBBC Dec 2020 Q 80,000,000 2020/06/03 2020/12/30 20.0051419 Bank Vontobel - HSI R Bear CBBC Dec 2020 R 80,000,000 2020/06/03 2020/12/30 20.0051398 Bank Vontobel - Meituan Dianping R Bull CBBC Jan 2021 M 60,000,000 2020/06/03 2021/01/15 15.0051400 Bank Vontobel - Sands China R Bull CBBC Feb 2021 B 40,000,000 2020/06/03 2021/02/19 10.0051399 Bank Vontobel - Tencent R Bear CBBC Jan 2021 F 40,000,000 2020/06/03 2021/01/15 10.0056465 BOCI Asia Ltd. - Alibaba Group R Bear CBBC Dec 2020 H 60,000,000 2020/06/04 2020/12/30 15.0056464 BOCI Asia Ltd. - China Life R Bull CBBC Dec 2020 A 40,000,000 2020/06/04 2020/12/30 10.0056133 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 B 150,000,000 2020/06/04 2023/01/30 37.5056259 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 H 150,000,000 2020/06/04 2020/10/29 37.5056379 BOCI Asia Ltd. - Ping An R Bull CBBC Nov 2020 B 60,000,000 2020/06/04 2020/11/30 15.0056339 BOCI Asia Ltd. - Tencent R Bear CBBC Dec 2020 B 40,000,000 2020/06/04 2020/12/30 10.0054831 BNP Paribas Issuance B.V. - Alibaba R Bear CBBC Apr 2021 A 100,000,000 2020/06/04 2021/04/29 25.0054879 BNP Paribas Issuance B.V. - Alibaba R Bear CBBC Apr 2021 B 100,000,000 2020/06/04 2021/04/29 25.0054885 BNP Paribas Issuance B.V. - HKEX R Bear CBBC Nov 2020 L 50,000,000 2020/06/04 2020/11/27 12.5054888 BNP Paribas Issuance B.V. - HKEX R Bear CBBC Nov 2020 M 50,000,000 2020/06/04 2020/11/27 12.5054957 BNP Paribas Issuance B.V. - HKEX R Bear CBBC Nov 2020 N 50,000,000 2020/06/04 2020/11/27 12.5057166 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 X 200,000,000 2020/06/04 2022/12/29 50.0057167 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 Y 200,000,000 2020/06/04 2022/12/29 50.0057174 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 Z 200,000,000 2020/06/04 2022/12/29 50.0054353 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 O 250,000,000 2020/06/04 2021/01/28 62.5054612 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 P 250,000,000 2020/06/04 2021/01/28 62.50




54614 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 Q 250,000,000 2020/06/04 2021/01/28 62.5054637 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 R 250,000,000 2020/06/04 2021/01/28 62.5054690 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 S 250,000,000 2020/06/04 2021/01/28 62.5057182 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 T 240,000,000 2020/06/04 2021/01/28 60.0054828 BNP Paribas Issuance B.V. - Ping An R Bull CBBC Jun 2021 A 200,000,000 2020/06/04 2021/06/29 50.0054830 BNP Paribas Issuance B.V. - Ping An R Bear CBBC Apr 2021 A 200,000,000 2020/06/04 2021/04/29 50.0054706 BNP Paribas Issuance B.V. - Xiaomi R Bull CBBC Nov 2020 Y 50,000,000 2020/06/04 2020/11/27 12.5054799 BNP Paribas Issuance B.V. - Xiaomi R Bear CBBC Nov 2020 L 50,000,000 2020/06/04 2020/11/27 12.5054827 BNP Paribas Issuance B.V. - Xiaomi R Bear CBBC Nov 2020 M 50,000,000 2020/06/04 2020/11/27 12.5057206 Credit Suisse AG - AAC Tech R Bear CBBC Dec 2020 A 50,000,000 2020/06/04 2020/12/30 12.5057308 Credit Suisse AG - HKEX R Bull CBBC Oct 2020 E 50,000,000 2020/06/04 2020/10/29 12.5057190 Credit Suisse AG - HSI R Bull CBBC Dec 2022 V 200,000,000 2020/06/04 2022/12/29 50.0057186 Credit Suisse AG - HSI R Bull CBBC Jan 2023 F 200,000,000 2020/06/04 2023/01/30 50.0057239 Credit Suisse AG - HSI R Bull CBBC Feb 2023 B 200,000,000 2020/06/04 2023/02/27 50.0057195 Credit Suisse AG - HSI R Bull CBBC Feb 2023 D 200,000,000 2020/06/04 2023/02/27 50.0057244 Credit Suisse AG - HSI R Bear CBBC Oct 2020 B 200,000,000 2020/06/04 2020/10/29 50.0057303 Credit Suisse AG - HSI R Bear CBBC Oct 2020 K 200,000,000 2020/06/04 2020/10/29 50.0057293 Credit Suisse AG - HSI R Bear CBBC Nov 2020 J 200,000,000 2020/06/04 2020/11/27 50.0057261 Credit Suisse AG - HSI R Bear CBBC Nov 2020 Y 200,000,000 2020/06/04 2020/11/27 50.0057287 Credit Suisse AG - HSI R Bear CBBC Dec 2020 F 300,000,000 2020/06/04 2020/12/30 75.0057324 Credit Suisse AG - Link REIT R Bull CBBC Jan 2021 B 50,000,000 2020/06/04 2021/01/28 12.5057199 Credit Suisse AG - SMIC R Bear CBBC Jan 2021 A 50,000,000 2020/06/04 2021/01/28 12.5057225 Credit Suisse AG - Sunny Optical R Bear CBBC Dec 2020 F 40,000,000 2020/06/04 2020/12/30 10.0057197 Credit Suisse AG - ZTE R Bull CBBC Nov 2020 C 50,000,000 2020/06/04 2020/11/27 12.5057975 Goldman Sachs SP (Asia) - Alibaba R Bear CBBC Jun 2021 F 60,000,000 2020/06/04 2021/06/01 15.0057868 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 A 160,000,000 2020/06/04 2023/06/29 40.0057875 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 B 160,000,000 2020/06/04 2023/06/29 40.0057908 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 C 160,000,000 2020/06/04 2023/06/29 40.0057914 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 D 160,000,000 2020/06/04 2023/06/29 40.0057927 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 R 160,000,000 2020/06/04 2021/04/29 40.0057932 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 S 160,000,000 2020/06/04 2021/04/29 40.0057940 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 T 160,000,000 2020/06/04 2021/04/29 40.0057954 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 U 160,000,000 2020/06/04 2021/04/29 40.0057965 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 V 160,000,000 2020/06/04 2021/04/29 40.0057966 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 W 160,000,000 2020/06/04 2021/04/29 40.0057968 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 X 160,000,000 2020/06/04 2021/04/29 40.0057995 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Feb 2021 H 60,000,000 2020/06/04 2021/02/25 15.0057973 Goldman Sachs SP (Asia) - Meituan R Bear CBBC Aug 2021 A 60,000,000 2020/06/04 2021/08/31 15.0058006 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 H 60,000,000 2020/06/04 2020/10/30 15.0057865 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Nov 2020 E 60,000,000 2020/06/04 2020/11/27 15.0058007 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Mar 2021 O 60,000,000 2020/06/04 2021/03/01 15.0054138 HK Bank - Bank of China R Bull CBBC Dec 2020 A 40,000,000 2020/06/04 2020/12/07 10.0053964 HK Bank - HKEX R Bear CBBC Oct 2020 E 40,000,000 2020/06/04 2020/10/22 10.0053906 HK Bank - HSI R Bull CBBC Sep 2022 A 100,000,000 2020/06/04 2022/09/29 25.0053944 HK Bank - HSI R Bear CBBC Oct 2020 C 60,000,000 2020/06/04 2020/10/29 15.00




53959 HK Bank - HSI R Bear CBBC Oct 2020 D 80,000,000 2020/06/04 2020/10/29 20.0054218 HK Bank - SUNAC R Bull CBBC Jan 2021 A 40,000,000 2020/06/04 2021/01/04 10.0054057 HK Bank - SUNAC R Bear CBBC Dec 2020 A 40,000,000 2020/06/04 2020/12/14 10.0054328 HK Bank - Sunny Optical R Bull CBBC Nov 2020 C 40,000,000 2020/06/04 2020/11/16 10.0054347 HK Bank - Sunny Optical R Bear CBBC Oct 2020 C 40,000,000 2020/06/04 2020/10/19 10.0053965 HK Bank - Tencent R Bear CBBC Nov 2020 F 40,000,000 2020/06/04 2020/11/02 10.0054081 HK Bank - ZTE R Bull CBBC Jan 2021 A 40,000,000 2020/06/04 2021/01/04 10.0057122 Haitong Int’l Sec - HSI R Bull CBBC Sep 2022 B 200,000,000 2020/06/04 2022/09/29 50.0057039 Haitong Int’l Sec - HSI R Bull CBBC Oct 2022 B 150,000,000 2020/06/04 2022/10/28 37.5057043 Haitong Int’l Sec - HSI R Bull CBBC Oct 2022 D 200,000,000 2020/06/04 2022/10/28 50.0057113 Haitong Int’l Sec - HSI R Bull CBBC Oct 2022 E 150,000,000 2020/06/04 2022/10/28 37.5057135 Haitong Int’l Sec - HSI R Bull CBBC Mar 2023 P 300,000,000 2020/06/04 2023/03/30 75.0057103 Haitong Int’l Sec - HSI R Bear CBBC Sep 2020 P 200,000,000 2020/06/04 2020/09/29 50.0057058 Haitong Int’l Sec - HSI R Bear CBBC Oct 2020 N 150,000,000 2020/06/04 2020/10/29 37.5057107 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 C 150,000,000 2020/06/04 2020/12/30 37.5057088 Haitong Int’l Sec - HSI R Bear CBBC Feb 2021 A 200,000,000 2020/06/04 2021/02/25 50.0057165 Haitong Int’l Sec - Meituan Dianping R Bear CBBC Nov 2020 C 80,000,000 2020/06/04 2020/11/27 22.5657142 Haitong Int’l Sec - Tencent R Bear CBBC Nov 2020 V 60,000,000 2020/06/04 2020/11/27 15.0057150 Haitong Int’l Sec - Tencent R Bear CBBC Nov 2020 W 60,000,000 2020/06/04 2020/11/27 15.0057038 J P Morgan SP BV - HSI R Bull CBBC Mar 2022 I 200,000,000 2020/06/04 2022/03/30 50.0056897 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 R 200,000,000 2020/06/04 2023/01/30 50.0055084 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 Y 200,000,000 2020/06/04 2023/01/30 50.0055623 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 Z 200,000,000 2020/06/04 2023/01/30 50.0055038 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 M 200,000,000 2020/06/04 2023/02/27 50.0055474 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 N 240,000,000 2020/06/04 2023/02/27 60.0056960 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 V 200,000,000 2020/06/04 2023/04/27 50.0055667 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 D 200,000,000 2020/06/04 2021/01/28 50.0055713 J P Morgan SP BV - HSI R Bear CBBC Feb 2021 A 200,000,000 2020/06/04 2021/02/25 50.0055898 J P Morgan SP BV - HSI R Bear CBBC Feb 2021 B 240,000,000 2020/06/04 2021/02/25 60.0056520 J P Morgan SP BV - HSI R Bear CBBC Feb 2021 C 240,000,000 2020/06/04 2021/02/25 60.0056696 J P Morgan SP BV - HSI R Bear CBBC Feb 2021 D 200,000,000 2020/06/04 2021/02/25 50.0056810 J P Morgan SP BV - HSI R Bear CBBC Feb 2021 E 200,000,000 2020/06/04 2021/02/25 50.0056029 J P Morgan SP BV - Tencent R Bear CBBC Nov 2020 F 50,000,000 2020/06/04 2020/11/20 12.5055901 J P Morgan SP BV - Tencent R Bear CBBC Dec 2020 B 50,000,000 2020/06/04 2020/12/18 12.5057326 Morgan Stanley Asia Products - HSI R Bull CBBC Mar 2023 E 150,000,000 2020/06/04 2023/03/30 37.5054970 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 C 150,000,000 2020/06/04 2020/09/29 37.5057331 Morgan Stanley Asia Products - Tencent R Bull CBBC Dec 2020D 40,000,000 2020/06/04 2020/12/07 10.0057470 SG Issuer - Alibaba Group R Bull CBBC Dec 2020 T 60,000,000 2020/06/04 2020/12/30 15.0057605 SG Issuer - Alibaba Group R Bear CBBC Nov 2020 Z 60,000,000 2020/06/04 2020/11/27 15.0057472 SG Issuer - China Mobile R Bear CBBC Jan 2021 A 100,000,000 2020/06/04 2021/01/28 25.0057486 SG Issuer - HKEX R Bull CBBC Dec 2020 J 50,000,000 2020/06/04 2020/12/31 12.5057488 SG Issuer - HKEX R Bull CBBC Jan 2021 C 50,000,000 2020/06/04 2021/01/28 12.5057653 SG Issuer - HKEX R Bear CBBC Jan 2021 H 50,000,000 2020/06/04 2021/01/28 12.5057496 SG Issuer - HSBC R Bear CBBC Jan 2021 B 100,000,000 2020/06/04 2021/01/28 25.0057579 SG Issuer - HSI R Bull CBBC Apr 2023 C 250,000,000 2020/06/04 2023/04/27 62.50




57764 SG Issuer - HSI R Bull CBBC Apr 2023 D 250,000,000 2020/06/04 2023/04/27 62.5057583 SG Issuer - HSI R Bull CBBC May 2023 E 250,000,000 2020/06/04 2023/05/30 62.5057787 SG Issuer - HSI R Bull CBBC May 2023 G 250,000,000 2020/06/04 2023/05/30 62.5057596 SG Issuer - HSI R Bull CBBC Jun 2023 J 250,000,000 2020/06/04 2023/06/29 62.5057790 SG Issuer - HSI R Bull CBBC Jun 2023 K 250,000,000 2020/06/04 2023/06/29 62.5057835 SG Issuer - HSI R Bull CBBC Jun 2023 L 500,000,000 2020/06/04 2023/06/29 125.0057699 SG Issuer - HSI R Bear CBBC Jan 2021 I 250,000,000 2020/06/04 2021/01/28 62.5057712 SG Issuer - HSI R Bear CBBC Jan 2021 J 250,000,000 2020/06/04 2021/01/28 62.5057704 SG Issuer - HSI R Bear CBBC Feb 2021 T 500,000,000 2020/06/04 2021/02/25 125.0057705 SG Issuer - HSI R Bear CBBC Feb 2021 U 250,000,000 2020/06/04 2021/02/25 62.5057725 SG Issuer - HSI R Bear CBBC Feb 2021 V 250,000,000 2020/06/04 2021/02/25 62.5057731 SG Issuer - HSI R Bear CBBC Mar 2021 C 250,000,000 2020/06/04 2021/03/30 62.5057655 SG Issuer - Link REIT R Bull CBBC Jan 2021 C 60,000,000 2020/06/04 2021/01/28 15.0057673 SG Issuer - Link REIT R Bull CBBC Mar 2021 A 60,000,000 2020/06/04 2021/03/30 15.0057509 SG Issuer - Meituan Dianping R Bull CBBC Dec 2020 G 100,000,000 2020/06/04 2020/12/31 25.0057842 SG Issuer - Meituan Dianping R Bull CBBC Dec 2020 Q 100,000,000 2020/06/04 2020/12/31 25.0057514 SG Issuer - Meituan Dianping R Bear CBBC Jan 2021 G 100,000,000 2020/06/04 2021/01/28 25.0057848 SG Issuer - SMIC R Bull CBBC Feb 2021 H 120,000,000 2020/06/04 2021/02/25 30.0057532 SG Issuer - Tencent R Bull CBBC Nov 2020 R 80,000,000 2020/06/04 2020/11/30 20.0057552 SG Issuer - Tencent R Bull CBBC Jan 2021 E 80,000,000 2020/06/04 2021/01/28 20.0057697 SG Issuer - Tencent R Bull CBBC Jan 2021 F 80,000,000 2020/06/04 2021/01/28 20.0057691 SG Issuer - Tencent R Bear CBBC Dec 2020 T 80,000,000 2020/06/04 2020/12/30 20.0057851 SG Issuer - Tencent R Bear CBBC Jan 2021 S 80,000,000 2020/06/04 2021/01/28 20.0057569 SG Issuer - ZTE R Bull CBBC Dec 2020 B 60,000,000 2020/06/04 2020/12/30 15.0058049 UBS AG - Alibaba Group R Bull CBBC Mar 2021 D 80,000,000 2020/06/04 2021/03/08 20.0058112 UBS AG - Alibaba Group R Bear CBBC Feb 2021 G 80,000,000 2020/06/04 2021/02/01 20.0058064 UBS AG - HSI R Bull CBBC Oct 2022 J 200,000,000 2020/06/04 2022/10/28 50.0058008 UBS AG - HSI R Bull CBBC Oct 2022 K 200,000,000 2020/06/04 2022/10/28 50.0058027 UBS AG - HSI R Bull CBBC Oct 2022 N 200,000,000 2020/06/04 2022/10/28 50.0058065 UBS AG - HSI R Bull CBBC Oct 2022 S 200,000,000 2020/06/04 2022/10/28 50.0058033 UBS AG - HSI R Bull CBBC Oct 2022 U 200,000,000 2020/06/04 2022/10/28 50.0058036 UBS AG - HSI R Bull CBBC Oct 2022 W 200,000,000 2020/06/04 2022/10/28 50.0058050 UBS AG - HSI R Bear CBBC Nov 2020 B 200,000,000 2020/06/04 2020/11/27 50.0058054 UBS AG - HSI R Bear CBBC Nov 2020 S 200,000,000 2020/06/04 2020/11/27 50.0058057 UBS AG - HSI R Bear CBBC Nov 2020 T 200,000,000 2020/06/04 2020/11/27 50.0058062 UBS AG - HSI R Bear CBBC Nov 2020 U 200,000,000 2020/06/04 2020/11/27 50.0058069 UBS AG - SMIC R Bull CBBC Jun 2021 B 100,000,000 2020/06/04 2021/06/30 25.0058078 UBS AG - SMIC R Bear CBBC Jun 2021 A 100,000,000 2020/06/04 2021/06/30 25.0058041 UBS AG - Tencent R Bull CBBC Mar 2021 I 40,000,000 2020/06/04 2021/03/08 10.0058045 UBS AG - Tencent R Bull CBBC Mar 2021 J 40,000,000 2020/06/04 2021/03/02 10.0058091 UBS AG - Tencent R Bear CBBC Feb 2021 G 40,000,000 2020/06/04 2021/02/01 10.0057428 Bank Vontobel - Alibaba Group R Bear CBBC Jan 2021 B 40,000,000 2020/06/04 2021/01/22 10.0057465 Bank Vontobel - China Life R Bull CBBC Apr 2021 A 80,000,000 2020/06/04 2021/04/23 20.0057340 Bank Vontobel - HSI R Bull CBBC Dec 2022 P 80,000,000 2020/06/04 2022/12/29 20.0057370 Bank Vontobel - HSI R Bull CBBC Dec 2022 Q 80,000,000 2020/06/04 2022/12/29 20.00




57409 Bank Vontobel - HSI R Bull CBBC Dec 2022 R 80,000,000 2020/06/04 2022/12/29 20.0057358 Bank Vontobel - HSI R Bear CBBC Dec 2020 S 80,000,000 2020/06/04 2020/12/30 20.0057367 Bank Vontobel - HSI R Bear CBBC Dec 2020 T 80,000,000 2020/06/04 2020/12/30 20.0057448 Bank Vontobel - Meituan Dianping R Bull CBBC Jan 2021 N 60,000,000 2020/06/04 2021/01/22 15.0057454 Bank Vontobel - Meituan Dianping R Bear CBBC Jan 2021 F 60,000,000 2020/06/04 2021/01/22 15.0057462 Bank Vontobel - Tencent R Bull CBBC Jan 2021 F 40,000,000 2020/06/04 2021/01/22 10.0057453 Bank Vontobel - Tencent R Bear CBBC Jan 2021 G 40,000,000 2020/06/04 2021/01/22 10.0058942 BOCI Asia Ltd. - Geely Auto R Bull CBBC Dec 2020 C 40,000,000 2020/06/05 2020/12/31 10.0058940 BOCI Asia Ltd. - HSBC R Bear CBBC Dec 2020 B 40,000,000 2020/06/05 2020/12/31 10.0058958 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 J 150,000,000 2020/06/05 2020/10/29 37.5058945 BOCI Asia Ltd. - Tencent R Bull CBBC Dec 2020 K 40,000,000 2020/06/05 2020/12/31 11.6058954 BOCI Asia Ltd. - Tencent R Bear CBBC Dec 2020 D 40,000,000 2020/06/05 2020/12/31 10.0058943 BOCI Asia Ltd. - Xiaomi R Bear CBBC Dec 2020 B 40,000,000 2020/06/05 2020/12/31 10.0058215 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 A 190,000,000 2020/06/05 2022/12/29 47.5058220 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 U 250,000,000 2020/06/05 2021/01/28 62.5058235 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 V 250,000,000 2020/06/05 2021/01/28 62.5058141 BNP Paribas Issuance B.V. - Meituan R Bear CBBC Nov 2020 M 50,000,000 2020/06/05 2020/11/27 12.5058114 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Dec 2020 M 50,000,000 2020/06/05 2020/12/30 12.5058254 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Nov 2020 N 50,000,000 2020/06/05 2020/11/27 12.5058557 Credit Suisse AG - AIA R Bear CBBC Oct 2020 B 70,000,000 2020/06/05 2020/10/29 17.5058510 Credit Suisse AG - Geely Auto R Bull CBBC Jul 2021 B 100,000,000 2020/06/05 2021/07/29 25.0058512 Credit Suisse AG - Geely Auto R Bull CBBC Jul 2021 C 100,000,000 2020/06/05 2021/07/29 25.0058513 Credit Suisse AG - Geely Auto R Bull CBBC Sep 2021 A 100,000,000 2020/06/05 2021/09/29 25.0058509 Credit Suisse AG - HSI R Bull CBBC Dec 2022 H 200,000,000 2020/06/05 2022/12/29 50.0058489 Credit Suisse AG - HSI R Bull CBBC Jan 2023 D 200,000,000 2020/06/05 2023/01/30 50.0058508 Credit Suisse AG - HSI R Bull CBBC Jan 2023 G 200,000,000 2020/06/05 2023/01/30 50.0058524 Credit Suisse AG - HSI R Bull CBBC Feb 2023 C 200,000,000 2020/06/05 2023/02/27 50.0058517 Credit Suisse AG - HSI R Bull CBBC Feb 2023 Z 200,000,000 2020/06/05 2023/02/27 50.0058541 Credit Suisse AG - HSI R Bear CBBC Dec 2020 A 200,000,000 2020/06/05 2020/12/30 50.0058525 Credit Suisse AG - HSI R Bear CBBC Jan 2021 K 200,000,000 2020/06/05 2021/01/28 50.0058538 Credit Suisse AG - HSI R Bear CBBC Jan 2021 L 200,000,000 2020/06/05 2021/01/28 50.0058960 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 E 160,000,000 2020/06/05 2023/06/29 40.0058989 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 F 160,000,000 2020/06/05 2023/06/29 40.0059008 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 G 160,000,000 2020/06/05 2023/06/29 40.0059023 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 H 160,000,000 2020/06/05 2023/06/29 40.0059028 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 I 160,000,000 2020/06/05 2023/06/29 40.0059035 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 J 160,000,000 2020/06/05 2023/06/29 40.0058990 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 B 160,000,000 2020/06/05 2021/02/25 40.0058997 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 C 160,000,000 2020/06/05 2021/02/25 40.0059002 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 D 160,000,000 2020/06/05 2021/02/25 40.0059042 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Feb 2021 I 60,000,000 2020/06/05 2021/02/25 15.0059038 Goldman Sachs SP (Asia) - Meituan R Bear CBBC Jun 2021 B 60,000,000 2020/06/05 2021/06/01 15.0059043 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 I 60,000,000 2020/06/05 2020/10/30 15.0059056 Goldman Sachs SP (Asia) - Xiaomi R Bull CBBC Oct 2020 G 60,000,000 2020/06/05 2020/10/30 15.0058152 HK Bank - Geely Auto R Bull CBBC Nov 2020 B 40,000,000 2020/06/05 2020/11/02 10.00




58166 HK Bank - HKEX R Bull CBBC Nov 2020 H 40,000,000 2020/06/05 2020/11/19 10.0058153 HK Bank - HSI R Bull CBBC Sep 2022 C 80,000,000 2020/06/05 2022/09/29 20.0058165 HK Bank - HSI R Bear CBBC Oct 2020 E 60,000,000 2020/06/05 2020/10/29 15.0058179 HK Bank - Meituan Dianping R Bull CBBC Nov 2020 F 40,000,000 2020/06/05 2020/11/19 10.0058177 HK Bank - Meituan Dianping R Bear CBBC Jan 2021 C 100,000,000 2020/06/05 2021/01/18 25.0058164 HK Bank - Tencent R Bull CBBC Oct 2020 L 40,000,000 2020/06/05 2020/10/22 10.0058916 Haitong Int’l Sec - China Life R Bear CBBC Jan 2021 A 80,000,000 2020/06/05 2021/01/28 20.0058892 Haitong Int’l Sec - HSI R Bull CBBC Sep 2022 C 200,000,000 2020/06/05 2022/09/29 50.0058894 Haitong Int’l Sec - HSI R Bull CBBC Sep 2022 D 200,000,000 2020/06/05 2022/09/29 50.0058895 Haitong Int’l Sec - HSI R Bull CBBC Mar 2023 Q 200,000,000 2020/06/05 2023/03/30 50.0058898 Haitong Int’l Sec - HSI R Bull CBBC Apr 2023 H 300,000,000 2020/06/05 2023/04/27 75.0058905 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 D 150,000,000 2020/06/05 2020/12/30 37.5058900 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 V 200,000,000 2020/06/05 2021/01/28 50.0058909 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 W 150,000,000 2020/06/05 2021/01/28 37.5058912 Haitong Int’l Sec - ICBC R Bull CBBC Aug 2021 A 60,000,000 2020/06/05 2021/08/05 15.0058921 Haitong Int’l Sec - Meituan Dianping R Bull CBBC Dec 2020 G 60,000,000 2020/06/05 2020/12/30 15.0058924 Haitong Int’l Sec - Meituan Dianping R Bear CBBC Feb 2022 B 60,000,000 2020/06/05 2022/02/25 16.3258910 Haitong Int’l Sec - SUNAC R Bull CBBC Mar 2021 A 60,000,000 2020/06/05 2021/03/30 15.0058463 J P Morgan SP BV - HKEX R Bear CBBC Dec 2020 B 150,000,000 2020/06/05 2020/12/18 37.5058342 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 V 200,000,000 2020/06/05 2023/01/30 50.0058334 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 P 200,000,000 2020/06/05 2023/02/27 50.0058350 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 Q 200,000,000 2020/06/05 2023/02/27 50.0058408 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 H 200,000,000 2020/06/05 2023/03/30 50.0058355 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 X 200,000,000 2020/06/05 2023/03/30 50.0058337 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 W 200,000,000 2020/06/05 2023/04/27 50.0058378 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 X 200,000,000 2020/06/05 2023/04/27 50.0058326 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 K 200,000,000 2020/06/05 2023/09/28 50.0058367 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 L 200,000,000 2020/06/05 2023/09/28 50.0058381 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 M 200,000,000 2020/06/05 2023/09/28 50.0058467 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 H 200,000,000 2020/06/05 2021/01/28 50.0058418 J P Morgan SP BV - HSI R Bear CBBC Feb 2021 F 200,000,000 2020/06/05 2021/02/25 50.0058427 J P Morgan SP BV - HSI R Bear CBBC Feb 2021 G 200,000,000 2020/06/05 2021/02/25 50.0058422 J P Morgan SP BV - HSI R Bear CBBC Apr 2021 A 200,000,000 2020/06/05 2021/04/29 50.0058437 J P Morgan SP BV - HSI R Bear CBBC Apr 2021 B 200,000,000 2020/06/05 2021/04/29 50.0058444 J P Morgan SP BV - Meituan Dianping R Bull CBBC Dec 2020 D 80,000,000 2020/06/05 2020/12/18 20.0058453 J P Morgan SP BV - Tencent R Bear CBBC Dec 2020 C 50,000,000 2020/06/05 2020/12/11 12.5058470 Morgan Stanley Asia Products - Alibaba R Bull CBBC Dec 2020G 40,000,000 2020/06/05 2020/12/17 10.0058488 Morgan Stanley Asia Products - HSI R Bull CBBC Mar 2023 F 150,000,000 2020/06/05 2023/03/30 37.5058481 Morgan Stanley Asia Products - HSI R Bear CBBC Dec 2020 I 150,000,000 2020/06/05 2020/12/30 37.5058482 Morgan Stanley Asia Products - HSI R Bear CBBC Dec 2020 J 150,000,000 2020/06/05 2020/12/30 37.5058480 Morgan Stanley Asia Products - Meituan R Bull CBBC Dec 2020D 40,000,000 2020/06/05 2020/12/10 10.0058475 Morgan Stanley Asia Products - Meituan R Bear CBBC Nov 2020C 40,000,000 2020/06/05 2020/11/30 10.0058472 Morgan Stanley Asia Products - Meituan R Bear CBBC Feb 2021A 40,000,000 2020/06/05 2021/02/22 13.4058608 SG Issuer - AAC Tech R Bear CBBC Dec 2020 A 100,000,000 2020/06/05 2020/12/30 25.0058571 SG Issuer - Alibaba Group R Bear CBBC Jan 2021 L 60,000,000 2020/06/05 2021/01/28 15.00




58576 SG Issuer - Geely Auto R Bull CBBC Jan 2021 B 40,000,000 2020/06/05 2021/01/29 10.0058667 SG Issuer - HSI R Bull CBBC Apr 2023 K 250,000,000 2020/06/05 2023/04/27 62.5058558 SG Issuer - HSI R Bull CBBC May 2023 H 250,000,000 2020/06/05 2023/05/30 62.5058566 SG Issuer - HSI R Bull CBBC May 2023 M 500,000,000 2020/06/05 2023/05/30 125.0058668 SG Issuer - HSI R Bull CBBC May 2023 P 250,000,000 2020/06/05 2023/05/30 62.5058669 SG Issuer - HSI R Bull CBBC May 2023 Q 250,000,000 2020/06/05 2023/05/30 62.5058567 SG Issuer - HSI R Bull CBBC Jun 2023 M 250,000,000 2020/06/05 2023/06/29 62.5058658 SG Issuer - HSI R Bull CBBC Jun 2023 N 250,000,000 2020/06/05 2023/06/29 62.5058662 SG Issuer - HSI R Bear CBBC Dec 2020 U 250,000,000 2020/06/05 2020/12/30 62.5058663 SG Issuer - HSI R Bear CBBC Jan 2021 M 250,000,000 2020/06/05 2021/01/28 62.5058665 SG Issuer - HSI R Bear CBBC Jan 2021 N 250,000,000 2020/06/05 2021/01/28 62.5058666 SG Issuer - HSI R Bear CBBC Feb 2021 W 250,000,000 2020/06/05 2021/02/25 62.5058676 SG Issuer - Meituan Dianping R Bull CBBC Dec 2020 R 100,000,000 2020/06/05 2020/12/31 25.0058577 SG Issuer - Meituan Dianping R Bear CBBC Dec 2020 P 100,000,000 2020/06/05 2020/12/30 25.0058685 SG Issuer - Meituan Dianping R Bear CBBC Jan 2021 H 100,000,000 2020/06/05 2021/01/29 32.0058687 SG Issuer - Meituan Dianping R Bear CBBC Apr 2021 B 500,000,000 2020/06/05 2021/04/29 125.0058705 SG Issuer - SMIC R Bull CBBC Apr 2021 C 120,000,000 2020/06/05 2021/04/29 30.0058619 SG Issuer - Tencent R Bull CBBC Sep 2020 W 80,000,000 2020/06/05 2020/09/30 20.0058623 SG Issuer - Tencent R Bull CBBC Dec 2020 N 80,000,000 2020/06/05 2020/12/30 20.0058625 SG Issuer - Tencent R Bull CBBC Dec 2020 P 80,000,000 2020/06/05 2020/12/31 20.0058631 SG Issuer - Tencent R Bull CBBC Feb 2021 C 80,000,000 2020/06/05 2021/02/25 20.0058636 SG Issuer - Tencent R Bear CBBC Feb 2021 V 80,000,000 2020/06/05 2021/02/25 20.0058607 SG Issuer - Xiaomi R Bear CBBC Nov 2020 E 60,000,000 2020/06/05 2020/11/27 15.0058831 UBS AG - Alibaba Group R Bear CBBC May 2021 A 400,000,000 2020/06/05 2021/05/31 100.0058758 UBS AG - Geely Auto R Bear CBBC Dec 2020 E 40,000,000 2020/06/05 2020/12/30 10.0058855 UBS AG - HSI R Bull CBBC Dec 2022 Q 200,000,000 2020/06/05 2022/12/29 50.0058707 UBS AG - HSI R Bull CBBC Mar 2023 S 200,000,000 2020/06/05 2023/03/30 50.0058869 UBS AG - HSI R Bull CBBC Mar 2023 T 200,000,000 2020/06/05 2023/03/30 50.0058874 UBS AG - HSI R Bull CBBC Mar 2023 U 200,000,000 2020/06/05 2023/03/30 50.0058871 UBS AG - HSI R Bull CBBC Mar 2023 Z 200,000,000 2020/06/05 2023/03/30 50.0058717 UBS AG - HSI R Bear CBBC Sep 2020 Y 200,000,000 2020/06/05 2020/09/29 50.0058755 UBS AG - HSI R Bear CBBC Jan 2021 A 200,000,000 2020/06/05 2021/01/28 50.0058846 UBS AG - HSI R Bear CBBC Jan 2021 B 200,000,000 2020/06/05 2021/01/28 50.0058847 UBS AG - HSI R Bear CBBC Jan 2021 C 200,000,000 2020/06/05 2021/01/28 50.0058746 UBS AG - HSI R Bear CBBC Jan 2021 Z 200,000,000 2020/06/05 2021/01/28 50.0058805 UBS AG - Meituan Dianping R Bull CBBC Mar 2021 C 40,000,000 2020/06/05 2021/03/08 10.0058825 UBS AG - Meituan Dianping R Bull CBBC Mar 2021 D 40,000,000 2020/06/05 2021/03/09 10.0058807 UBS AG - Meituan Dianping R Bull CBBC Sep 2021 A 150,000,000 2020/06/05 2021/09/30 37.5058720 UBS AG - Meituan Dianping R Bear CBBC Jan 2021 F 50,000,000 2020/06/05 2021/01/08 12.5058830 UBS AG - Meituan Dianping R Bear CBBC May 2021 B 150,000,000 2020/06/05 2021/05/31 37.5058771 UBS AG - Tencent R Bull CBBC Dec 2020 G 40,000,000 2020/06/05 2020/12/30 10.0058774 UBS AG - Tencent R Bear CBBC Dec 2020 O 40,000,000 2020/06/05 2020/12/30 10.0058799 UBS AG - Xiaomi R Bull CBBC Mar 2021 C 60,000,000 2020/06/05 2021/03/01 15.0058803 UBS AG - Xiaomi R Bear CBBC Jan 2021 E 60,000,000 2020/06/05 2021/01/08 15.0058777 UBS AG - ZTE R Bull CBBC Feb 2021 A 100,000,000 2020/06/05 2021/02/26 25.00




58786 UBS AG - ZTE R Bear CBBC Feb 2021 A 100,000,000 2020/06/05 2021/02/26 25.0058262 Bank Vontobel - Geely Auto R Bull CBBC Feb 2021 A 40,000,000 2020/06/05 2021/02/19 10.0058286 Bank Vontobel - Geely Auto R Bear CBBC Jan 2021 B 40,000,000 2020/06/05 2021/01/15 10.0058298 Bank Vontobel - Meituan Dianping R Bull CBBC Jan 2021 O 60,000,000 2020/06/05 2021/01/15 15.0058287 Bank Vontobel - Meituan Dianping R Bull CBBC Feb 2021 F 60,000,000 2020/06/05 2021/02/19 15.0058281 Bank Vontobel - Meituan Dianping R Bear CBBC Jan 2021 G 60,000,000 2020/06/05 2021/01/15 15.0059285 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Dec 2020 Q 60,000,000 2020/06/08 2020/12/30 15.0059293 BOCI Asia Ltd. - HKEX R Bull CBBC Dec 2020 B 40,000,000 2020/06/08 2020/12/30 10.0059295 BOCI Asia Ltd. - HKEX R Bear CBBC Dec 2020 D 40,000,000 2020/06/08 2020/12/30 12.0059275 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 E 150,000,000 2020/06/08 2023/01/30 37.5059276 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 I 150,000,000 2020/06/08 2023/01/30 37.5059277 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 N 150,000,000 2020/06/08 2020/10/29 37.5059299 BOCI Asia Ltd. - Meituan Dianping R Bull CBBC Dec 2020 R 40,000,000 2020/06/08 2020/12/30 10.0059300 BOCI Asia Ltd. - Meituan Dianping R Bear CBBC Dec 2020 M 40,000,000 2020/06/08 2020/12/30 10.0059302 BOCI Asia Ltd. - Meituan Dianping R Bear CBBC Dec 2020 N 40,000,000 2020/06/08 2020/12/30 10.0059297 BOCI Asia Ltd. - Tencent R Bull CBBC Dec 2020 L 40,000,000 2020/06/08 2020/12/30 10.0059119 BNP Paribas Issuance B.V. - Alibaba R Bull CBBC Dec 2020 C 100,000,000 2020/06/08 2020/12/30 25.0059110 BNP Paribas Issuance B.V. - HSBC R Bull CBBC Mar 2021 G 150,000,000 2020/06/08 2021/03/30 37.5059113 BNP Paribas Issuance B.V. - HSBC R Bear CBBC Jan 2021 B 150,000,000 2020/06/08 2021/01/28 37.5059259 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 E 200,000,000 2020/06/08 2022/12/29 50.0059260 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 F 200,000,000 2020/06/08 2022/12/29 50.0059264 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 G 200,000,000 2020/06/08 2022/12/29 50.0059266 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 H 200,000,000 2020/06/08 2022/12/29 50.0059269 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 J 200,000,000 2020/06/08 2022/12/29 50.0059261 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 R 200,000,000 2020/06/08 2022/12/29 50.0059270 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 S 200,000,000 2020/06/08 2022/12/29 50.0059272 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 T 200,000,000 2020/06/08 2022/12/29 50.0059274 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 E 240,000,000 2020/06/08 2020/12/30 60.0059139 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 R 250,000,000 2020/06/08 2020/12/30 62.5059137 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 W 250,000,000 2020/06/08 2020/12/30 62.5059128 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 L 250,000,000 2020/06/08 2021/01/28 62.5059136 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 N 250,000,000 2020/06/08 2021/01/28 62.5059123 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 W 250,000,000 2020/06/08 2021/01/28 62.5059125 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 X 250,000,000 2020/06/08 2021/01/28 62.5059126 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 Y 250,000,000 2020/06/08 2021/01/28 62.5059127 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 Z 250,000,000 2020/06/08 2021/01/28 62.5059118 BNP Paribas Issuance B.V. - Meituan R Bull CBBC Dec 2020 H 50,000,000 2020/06/08 2020/12/30 12.5059115 BNP Paribas Issuance B.V. - Meituan R Bear CBBC Nov 2020 N 50,000,000 2020/06/08 2020/11/27 12.5059117 BNP Paribas Issuance B.V. - Meituan R Bear CBBC Nov 2020 O 50,000,000 2020/06/08 2020/11/27 12.5059120 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Nov 2020 R 50,000,000 2020/06/08 2020/11/27 12.5059121 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Nov 2020 Q 50,000,000 2020/06/08 2020/11/27 12.5059436 Credit Suisse AG - CC Bank R Bull CBBC Dec 2020 D 100,000,000 2020/06/08 2020/12/30 25.0059441 Credit Suisse AG - HKEX R Bull CBBC Oct 2020 F 50,000,000 2020/06/08 2020/10/29 12.5059433 Credit Suisse AG - HKEX R Bear CBBC Dec 2020 D 100,000,000 2020/06/08 2020/12/30 25.0059449 Credit Suisse AG - HSI R Bull CBBC Jan 2023 A 200,000,000 2020/06/08 2023/01/30 50.00




59450 Credit Suisse AG - HSI R Bull CBBC Jan 2023 B 200,000,000 2020/06/08 2023/01/30 50.0059443 Credit Suisse AG - HSI R Bull CBBC Feb 2023 E 200,000,000 2020/06/08 2023/02/27 50.0059447 Credit Suisse AG - HSI R Bull CBBC Feb 2023 F 200,000,000 2020/06/08 2023/02/27 50.0059453 Credit Suisse AG - HSI R Bull CBBC Feb 2023 G 200,000,000 2020/06/08 2023/02/27 50.0059420 Credit Suisse AG - HSI R Bear CBBC Sep 2020 E 200,000,000 2020/06/08 2020/09/29 50.0059419 Credit Suisse AG - HSI R Bear CBBC Oct 2020 A 200,000,000 2020/06/08 2020/10/29 50.0059422 Credit Suisse AG - HSI R Bear CBBC Oct 2020 F 200,000,000 2020/06/08 2020/10/29 50.0059424 Credit Suisse AG - HSI R Bear CBBC Oct 2020 G 200,000,000 2020/06/08 2020/10/29 50.0059414 Credit Suisse AG - HSI R Bear CBBC Oct 2020 V 200,000,000 2020/06/08 2020/10/29 50.0059423 Credit Suisse AG - HSI R Bear CBBC Nov 2020 E 200,000,000 2020/06/08 2020/11/27 50.0059405 Credit Suisse AG - HSI R Bear CBBC Jan 2021 M 200,000,000 2020/06/08 2021/01/28 50.0059408 Credit Suisse AG - HSI R Bear CBBC Jan 2021 N 200,000,000 2020/06/08 2021/01/28 50.0059410 Credit Suisse AG - HSI R Bear CBBC Jan 2021 O 200,000,000 2020/06/08 2021/01/28 50.0059438 Credit Suisse AG - ICBC R Bull CBBC Dec 2020 B 100,000,000 2020/06/08 2020/12/30 25.0059439 Credit Suisse AG - Meituan Dianping R Bull CBBC Oct 2020 I 80,000,000 2020/06/08 2020/10/29 20.0059440 Credit Suisse AG - Meituan Dianping R Bull CBBC Apr 2021 B 150,000,000 2020/06/08 2021/04/29 37.5059428 Credit Suisse AG - Meituan Dianping R Bear CBBC Jan 2021 B 100,000,000 2020/06/08 2021/01/28 25.0059431 Credit Suisse AG - Meituan Dianping R Bear CBBC Jan 2021 C 100,000,000 2020/06/08 2021/01/28 25.0059435 Credit Suisse AG - SMIC R Bull CBBC Mar 2021 D 100,000,000 2020/06/08 2021/03/30 25.0059442 Credit Suisse AG - Tencent R Bull CBBC Nov 2020 N 50,000,000 2020/06/08 2020/11/27 12.5059583 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 C 60,000,000 2020/06/08 2020/10/30 15.0059578 Goldman Sachs SP (Asia) - HKEX R Bull CBBC Jun 2021 F 80,000,000 2020/06/08 2021/06/30 20.0059582 Goldman Sachs SP (Asia) - HKEX R Bear CBBC Jun 2021 A 80,000,000 2020/06/08 2021/06/30 20.0059567 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 K 160,000,000 2020/06/08 2023/06/29 40.0059590 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 L 160,000,000 2020/06/08 2023/06/29 40.0059595 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 M 160,000,000 2020/06/08 2023/06/29 40.0059601 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 N 160,000,000 2020/06/08 2023/06/29 40.0059604 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 O 160,000,000 2020/06/08 2023/06/29 40.0059608 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 P 160,000,000 2020/06/08 2023/06/29 40.0059605 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 A 160,000,000 2020/06/08 2021/02/25 40.0059607 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 I 160,000,000 2020/06/08 2021/02/25 40.0059561 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 Q 160,000,000 2020/06/08 2021/02/25 40.0059564 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 R 160,000,000 2020/06/08 2021/02/25 40.0059566 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 S 160,000,000 2020/06/08 2021/02/25 40.0059558 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 Y 160,000,000 2020/06/08 2021/02/25 40.0059548 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 Y 160,000,000 2020/06/08 2021/04/29 40.0059551 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 Z 160,000,000 2020/06/08 2021/04/29 40.0059575 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Oct 2020 I 60,000,000 2020/06/08 2020/10/30 15.0059574 Goldman Sachs SP (Asia) - Meituan R Bear CBBC Jun 2021 C 60,000,000 2020/06/08 2021/06/01 15.0059577 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 K 60,000,000 2020/06/08 2020/10/30 15.0059589 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Jun 2021 A 80,000,000 2020/06/08 2021/06/30 20.0059067 HK Bank - AAC Tech R Bull CBBC Jan 2021 B 40,000,000 2020/06/08 2021/01/25 10.0059094 HK Bank - CNOOC R Bull CBBC Oct 2020 D 40,000,000 2020/06/08 2020/10/19 10.0059075 HK Bank - HKEX R Bull CBBC Nov 2020 I 40,000,000 2020/06/08 2020/11/12 10.0059074 HK Bank - HKEX R Bear CBBC Dec 2020 B 100,000,000 2020/06/08 2020/12/14 25.00




59307 HK Bank - HSI R Bull CBBC May 2022 A 100,000,000 2020/06/08 2022/05/30 25.0059312 HK Bank - HSI R Bull CBBC May 2022 B 100,000,000 2020/06/08 2022/05/30 25.0059058 HK Bank - HSI R Bear CBBC Oct 2020 F 60,000,000 2020/06/08 2020/10/29 15.0059060 HK Bank - HSI R Bear CBBC Oct 2020 G 100,000,000 2020/06/08 2020/10/29 25.0059095 HK Bank - Link REIT R Bull CBBC Nov 2020 B 40,000,000 2020/06/08 2020/11/16 10.0059086 HK Bank - Meituan Dianping R Bear CBBC Dec 2020 A 100,000,000 2020/06/08 2020/12/21 25.0059109 HK Bank - Sands China R Bull CBBC Nov 2020 C 40,000,000 2020/06/08 2020/11/19 10.0059084 HK Bank - SMIC R Bull CBBC Nov 2020 C 40,000,000 2020/06/08 2020/11/19 10.0059093 HK Bank - SUNAC R Bull CBBC Nov 2020 D 40,000,000 2020/06/08 2020/11/16 10.0059072 HK Bank - Tencent R Bull CBBC Oct 2020 M 40,000,000 2020/06/08 2020/10/19 10.0059063 HK Bank - Tencent R Bear CBBC Oct 2020 I 40,000,000 2020/06/08 2020/10/19 10.0059396 Haitong Int’l Sec - HKEX R Bull CBBC Jan 2021 B 60,000,000 2020/06/08 2021/01/28 15.0059391 Haitong Int’l Sec - HSI R Bull CBBC May 2023 A 200,000,000 2020/06/08 2023/05/30 50.0059393 Haitong Int’l Sec - HSI R Bull CBBC May 2023 B 200,000,000 2020/06/08 2023/05/30 50.0059395 Haitong Int’l Sec - HSI R Bull CBBC May 2023 C 300,000,000 2020/06/08 2023/05/30 75.0059401 Haitong Int’l Sec - HSI R Bull CBBC May 2023 D 150,000,000 2020/06/08 2023/05/30 37.5059368 Haitong Int’l Sec - HSI R Bear CBBC Sep 2020 O 150,000,000 2020/06/08 2020/09/29 37.5059364 Haitong Int’l Sec - HSI R Bear CBBC Oct 2020 O 150,000,000 2020/06/08 2020/10/29 37.5059375 Haitong Int’l Sec - HSI R Bear CBBC Oct 2020 P 150,000,000 2020/06/08 2020/10/29 37.5059371 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 L 150,000,000 2020/06/08 2020/11/27 37.5059370 Haitong Int’l Sec - HSI R Bear CBBC Feb 2021 B 200,000,000 2020/06/08 2021/02/25 50.0059384 Haitong Int’l Sec - Meituan Dianping R Bull CBBC Mar 2021 A 60,000,000 2020/06/08 2021/03/30 15.0059387 Haitong Int’l Sec - Meituan Dianping R Bear CBBC Dec 2020 F 60,000,000 2020/06/08 2020/12/30 15.0059398 Haitong Int’l Sec - Sunny Optical R Bull CBBC Jan 2021 A 60,000,000 2020/06/08 2021/01/28 15.0059400 Haitong Int’l Sec - Sunny Optical R Bear CBBC Dec 2020 B 60,000,000 2020/06/08 2020/12/30 15.0059376 Haitong Int’l Sec - Tencent R Bear CBBC Dec 2020 K 60,000,000 2020/06/08 2020/12/30 15.0059377 Haitong Int’l Sec - Tencent R Bear CBBC Dec 2020 L 60,000,000 2020/06/08 2020/12/30 15.0059328 J P Morgan SP BV - HSCEI R Bull CBBC Dec 2021 M 200,000,000 2020/06/08 2021/12/30 50.0059326 J P Morgan SP BV - HSCEI R Bear CBBC Dec 2020 D 200,000,000 2020/06/08 2020/12/30 50.0059329 J P Morgan SP BV - HSI R Bull CBBC Jan 2023 T 200,000,000 2020/06/08 2023/01/30 50.0059353 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 R 200,000,000 2020/06/08 2023/02/27 50.0059355 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 B 200,000,000 2020/06/08 2023/03/30 50.0059357 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 C 200,000,000 2020/06/08 2023/03/30 50.0059351 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 E 200,000,000 2020/06/08 2023/03/30 50.0059333 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 J 200,000,000 2020/06/08 2023/03/30 50.0059350 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 N 200,000,000 2020/06/08 2023/09/28 50.0059317 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 S 200,000,000 2020/06/08 2020/11/27 50.0059324 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 W 200,000,000 2020/06/08 2020/11/27 50.0059315 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 B 200,000,000 2020/06/08 2020/12/30 50.0059316 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 D 200,000,000 2020/06/08 2020/12/30 50.0059325 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 T 240,000,000 2020/06/08 2020/12/30 60.0059362 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 P 200,000,000 2020/06/08 2021/01/28 50.0059363 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 Q 200,000,000 2020/06/08 2021/01/28 50.0059358 J P Morgan SP BV - HSI R Bear CBBC Feb 2021 H 200,000,000 2020/06/08 2021/02/25 50.0059336 J P Morgan SP BV - Meituan Dianping R Bull CBBC Jan 2021 A 80,000,000 2020/06/08 2021/01/15 20.00




59343 J P Morgan SP BV - Meituan Dianping R Bull CBBC Jan 2021 B 80,000,000 2020/06/08 2021/01/08 20.0059345 J P Morgan SP BV - Meituan Dianping R Bear CBBC Jan 2021 A 80,000,000 2020/06/08 2021/01/15 22.0059347 J P Morgan SP BV - Meituan Dianping R Bear CBBC Jan 2021 B 200,000,000 2020/06/08 2021/01/15 50.0059335 J P Morgan SP BV - Tencent R Bull CBBC Jan 2021 A 50,000,000 2020/06/08 2021/01/08 13.7559154 Morgan Stanley Asia Products - Ch Life R Bull CBBC Feb 2021B 40,000,000 2020/06/08 2021/02/18 10.0059164 Morgan Stanley Asia Products - HKEX R Bull CBBC Dec 2020 C 40,000,000 2020/06/08 2020/12/30 13.6059162 Morgan Stanley Asia Products - HKEX R Bull CBBC Jan 2021 B 40,000,000 2020/06/08 2021/01/28 10.0059163 Morgan Stanley Asia Products - HKEX R Bull CBBC Jan 2021 C 40,000,000 2020/06/08 2021/01/22 10.0059313 Morgan Stanley Asia Products - HSI R Bull CBBC Apr 2023 A 150,000,000 2020/06/08 2023/04/27 37.5059314 Morgan Stanley Asia Products - HSI R Bull CBBC Apr 2023 B 150,000,000 2020/06/08 2023/04/27 37.5059140 Morgan Stanley Asia Products - HSI R Bear CBBC Nov 2020 J 150,000,000 2020/06/08 2020/11/27 37.5059141 Morgan Stanley Asia Products - HSI R Bear CBBC Dec 2020 K 150,000,000 2020/06/08 2020/12/30 37.5059144 Morgan Stanley Asia Products - HSI R Bear CBBC Jan 2021 A 150,000,000 2020/06/08 2021/01/28 37.5059152 Morgan Stanley Asia Products - Meituan R Bear CBBC Jan2021 B 40,000,000 2020/06/08 2021/01/26 13.8859170 Morgan Stanley Asia Products - Ping An R Bull CBBC Feb2021 A 40,000,000 2020/06/08 2021/02/03 10.0059157 Morgan Stanley Asia Products - Tencent R Bull CBBC Dec2020 E 40,000,000 2020/06/08 2020/12/30 10.0059158 Morgan Stanley Asia Products - Tencent R Bull CBBC Jan2021 B 40,000,000 2020/06/08 2021/01/04 10.0059151 Morgan Stanley Asia Products - Xiaomi R Bull CBBC Dec 2020 F 40,000,000 2020/06/08 2020/12/01 10.0059491 SG Issuer - Alibaba Group R Bull CBBC Dec 2020 U 60,000,000 2020/06/08 2020/12/30 15.0059457 SG Issuer - Alibaba Group R Bear CBBC Dec 2020 N 60,000,000 2020/06/08 2020/12/31 15.0059458 SG Issuer - Alibaba Group R Bear CBBC Jan 2021 M 60,000,000 2020/06/08 2021/01/28 15.0059527 SG Issuer - Geely Auto R Bear CBBC Dec 2020 D 40,000,000 2020/06/08 2020/12/31 10.0059459 SG Issuer - Galaxy Ent R Bull CBBC Nov 2020 G 100,000,000 2020/06/08 2020/11/30 25.0059503 SG Issuer - Galaxy Ent R Bear CBBC Feb 2021 A 100,000,000 2020/06/08 2021/02/25 25.0059532 SG Issuer - HKEX R Bull CBBC Dec 2020 K 50,000,000 2020/06/08 2020/12/30 12.5059536 SG Issuer - HKEX R Bull CBBC Dec 2020 L 50,000,000 2020/06/08 2020/12/31 12.5059462 SG Issuer - HKEX R Bear CBBC Dec 2020 K 50,000,000 2020/06/08 2020/12/30 12.5059463 SG Issuer - HKEX R Bear CBBC Dec 2020 L 50,000,000 2020/06/08 2020/12/30 12.5059537 SG Issuer - HKEX R Bear CBBC Jan 2021 I 50,000,000 2020/06/08 2021/01/29 25.5059538 SG Issuer - HKEX R Bear CBBC Jan 2021 J 200,000,000 2020/06/08 2021/01/29 50.0059517 SG Issuer - HSI R Bull CBBC Apr 2023 N 250,000,000 2020/06/08 2023/04/27 62.5059508 SG Issuer - HSI R Bull CBBC May 2023 R 500,000,000 2020/06/08 2023/05/30 125.0059522 SG Issuer - HSI R Bull CBBC May 2023 Y 250,000,000 2020/06/08 2023/05/30 62.5059523 SG Issuer - HSI R Bull CBBC May 2023 Z 250,000,000 2020/06/08 2023/05/30 62.5059524 SG Issuer - HSI R Bull CBBC Jun 2023 O 250,000,000 2020/06/08 2023/06/29 62.5059525 SG Issuer - HSI R Bull CBBC Jun 2023 P 250,000,000 2020/06/08 2023/06/29 62.5059478 SG Issuer - HSI R Bear CBBC Oct 2020 X 250,000,000 2020/06/08 2020/10/29 62.5059479 SG Issuer - HSI R Bear CBBC Nov 2020 I 250,000,000 2020/06/08 2020/11/27 62.5059482 SG Issuer - HSI R Bear CBBC Nov 2020 J 250,000,000 2020/06/08 2020/11/27 62.5059483 SG Issuer - HSI R Bear CBBC Nov 2020 N 500,000,000 2020/06/08 2020/11/27 125.0059484 SG Issuer - HSI R Bear CBBC Dec 2020 J 250,000,000 2020/06/08 2020/12/30 62.5059487 SG Issuer - HSI R Bear CBBC Dec 2020 K 250,000,000 2020/06/08 2020/12/30 62.5059489 SG Issuer - HSI R Bear CBBC Dec 2020 M 250,000,000 2020/06/08 2020/12/30 62.5059507 SG Issuer - HSI R Bear CBBC Jan 2021 O 250,000,000 2020/06/08 2021/01/28 62.5059509 SG Issuer - HSI R Bear CBBC Jan 2021 Q 250,000,000 2020/06/08 2021/01/28 62.50




59516 SG Issuer - HSI R Bear CBBC Feb 2021 X 250,000,000 2020/06/08 2021/02/25 62.5059539 SG Issuer - Meituan Dianping R Bull CBBC Nov 2020 Q 100,000,000 2020/06/08 2020/11/30 25.0059546 SG Issuer - Meituan Dianping R Bull CBBC Jan 2021 G 100,000,000 2020/06/08 2021/01/28 25.0059505 SG Issuer - Meituan Dianping R Bear CBBC Jan 2021 I 100,000,000 2020/06/08 2021/01/28 25.0059540 SG Issuer - Meituan Dianping R Bear CBBC Jan 2021 J 100,000,000 2020/06/08 2021/01/29 25.0059541 SG Issuer - Meituan Dianping R Bear CBBC Feb 2021 E 100,000,000 2020/06/08 2021/02/25 39.0059464 SG Issuer - SMIC R Bear CBBC Dec 2020 E 120,000,000 2020/06/08 2020/12/30 30.0059542 SG Issuer - Tencent R Bull CBBC Oct 2020 U 80,000,000 2020/06/08 2020/10/30 20.0059544 SG Issuer - Tencent R Bull CBBC Dec 2020 Q 80,000,000 2020/06/08 2020/12/30 20.0059465 SG Issuer - Tencent R Bear CBBC Jan 2021 T 80,000,000 2020/06/08 2021/01/28 20.0059466 SG Issuer - Tencent R Bear CBBC Feb 2021 W 80,000,000 2020/06/08 2021/02/25 20.0059467 SG Issuer - Tencent R Bear CBBC Feb 2021 X 80,000,000 2020/06/08 2021/02/26 20.0059468 SG Issuer - Xiaomi R Bull CBBC Dec 2020 L 60,000,000 2020/06/08 2020/12/31 15.0059192 UBS AG - Alibaba Group R Bear CBBC Dec 2020 M 80,000,000 2020/06/08 2020/12/14 20.0059194 UBS AG - Alibaba Group R Bear CBBC Jan 2021 F 80,000,000 2020/06/08 2021/01/08 20.0059223 UBS AG - Geely Auto R Bull CBBC Jan 2021 A 40,000,000 2020/06/08 2021/01/28 10.0059218 UBS AG - HKEX R Bull CBBC Feb 2021 C 50,000,000 2020/06/08 2021/02/10 12.5059219 UBS AG - HKEX R Bull CBBC Feb 2021 D 200,000,000 2020/06/08 2021/02/24 50.0059220 UBS AG - HKEX R Bear CBBC Feb 2021 C 200,000,000 2020/06/08 2021/02/10 50.0059221 UBS AG - HSI R Bull CBBC Oct 2022 F 200,000,000 2020/06/08 2022/10/28 50.0059207 UBS AG - HSI R Bull CBBC Feb 2023 A 200,000,000 2020/06/08 2023/02/27 50.0059208 UBS AG - HSI R Bull CBBC Feb 2023 U 400,000,000 2020/06/08 2023/02/27 100.0059211 UBS AG - HSI R Bull CBBC Feb 2023 V 200,000,000 2020/06/08 2023/02/27 50.0059183 UBS AG - HSI R Bear CBBC Jan 2021 D 200,000,000 2020/06/08 2021/01/28 50.0059202 UBS AG - HSI R Bear CBBC Jan 2021 E 200,000,000 2020/06/08 2021/01/28 50.0059175 UBS AG - HSI R Bear CBBC Jan 2021 H 200,000,000 2020/06/08 2021/01/28 50.0059177 UBS AG - HSI R Bear CBBC Jan 2021 J 200,000,000 2020/06/08 2021/01/28 50.0059199 UBS AG - HSI R Bear CBBC Jan 2021 K 200,000,000 2020/06/08 2021/01/28 50.0059178 UBS AG - HSI R Bear CBBC Jan 2021 N 200,000,000 2020/06/08 2021/01/28 50.0059182 UBS AG - HSI R Bear CBBC Jan 2021 O 200,000,000 2020/06/08 2021/01/28 50.0059206 UBS AG - HSI R Bear CBBC Jan 2021 U 200,000,000 2020/06/08 2021/01/28 50.0059224 UBS AG - Link REIT R Bull CBBC Dec 2020 H 60,000,000 2020/06/08 2020/12/31 15.0059195 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 C 50,000,000 2020/06/08 2020/12/14 12.5059214 UBS AG - Meituan Dianping R Bear CBBC Feb 2021 B 150,000,000 2020/06/08 2021/02/26 37.5059196 UBS AG - Meituan Dianping R Bear CBBC Mar 2021 A 150,000,000 2020/06/08 2021/03/31 37.5059186 UBS AG - Tencent R Bear CBBC Dec 2020 K 40,000,000 2020/06/08 2020/12/14 10.0059213 UBS AG - Tencent R Bear CBBC Dec 2020 P 40,000,000 2020/06/08 2020/12/10 10.0059189 UBS AG - Tencent R Bear CBBC Jan 2021 L 200,000,000 2020/06/08 2021/01/08 50.0059222 UBS AG - Xiaomi R Bull CBBC Feb 2021 D 60,000,000 2020/06/08 2021/02/22 15.0059239 Bank Vontobel - AIA R Bull CBBC Feb 2021 C 40,000,000 2020/06/08 2021/02/19 10.0059242 Bank Vontobel - CSOP A50 ETF R Bull CBBC Apr 2021 C 40,000,000 2020/06/08 2021/04/23 10.0059247 Bank Vontobel - HKEX R Bull CBBC Feb 2021 A 40,000,000 2020/06/08 2021/02/05 10.0059257 Bank Vontobel - HSI R Bull CBBC Dec 2022 S 80,000,000 2020/06/08 2022/12/29 20.0059258 Bank Vontobel - HSI R Bull CBBC Dec 2022 T 80,000,000 2020/06/08 2022/12/29 20.0059248 Bank Vontobel - HSI R Bear CBBC Dec 2020 U 80,000,000 2020/06/08 2020/12/30 20.00




59250 Bank Vontobel - HSI R Bear CBBC Dec 2020 V 80,000,000 2020/06/08 2020/12/30 20.0059241 Bank Vontobel - ICBC R Bull CBBC Feb 2021 A 40,000,000 2020/06/08 2021/02/19 10.0059228 Bank Vontobel - Meituan Dianping R Bull CBBC Mar 2021 C 60,000,000 2020/06/08 2021/03/05 15.0059244 Bank Vontobel - Meituan Dianping R Bull CBBC Mar 2021 D 60,000,000 2020/06/08 2021/03/05 15.0059229 Bank Vontobel - Meituan Dianping R Bear CBBC Jan 2021 H 60,000,000 2020/06/08 2021/01/15 15.0059233 Bank Vontobel - Meituan Dianping R Bear CBBC Jan 2021 I 60,000,000 2020/06/08 2021/01/08 21.6059237 Bank Vontobel - Meituan Dianping R Bear CBBC Jan 2021 J 60,000,000 2020/06/08 2021/01/08 33.6059245 Bank Vontobel - Meituan Dianping R Bear CBBC Jan 2021 K 60,000,000 2020/06/08 2021/01/08 15.0059243 Bank Vontobel - SUNAC R Bull CBBC Feb 2021 A 40,000,000 2020/06/08 2021/02/19 10.0059225 Bank Vontobel - Tencent R Bull CBBC Feb 2021 F 40,000,000 2020/06/08 2021/02/19 10.0059646 BOCI Asia Ltd. - CC Bank R Bull CBBC Nov 2020 A 80,000,000 2020/06/09 2020/11/30 20.0059647 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 J 150,000,000 2020/06/09 2023/01/30 37.5059654 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 P 150,000,000 2020/06/09 2020/10/29 37.5059933 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 R 200,000,000 2020/06/09 2022/11/29 50.0059934 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 S 190,000,000 2020/06/09 2022/11/29 47.5059730 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 U 200,000,000 2020/06/09 2022/12/29 50.0059729 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 A 250,000,000 2020/06/09 2021/01/28 62.5059942 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 B 240,000,000 2020/06/09 2021/01/28 60.0059975 Credit Suisse AG - AIA R Bull CBBC Nov 2020 H 70,000,000 2020/06/09 2020/11/27 17.5059957 Credit Suisse AG - Alibaba Group R Bull CBBC Nov 2020 H 50,000,000 2020/06/09 2020/11/27 12.5059991 Credit Suisse AG - HKEX R Bull CBBC Nov 2020 E 50,000,000 2020/06/09 2020/11/27 12.5059961 Credit Suisse AG - HKEX R Bear CBBC Jan 2021 C 50,000,000 2020/06/09 2021/01/28 23.5059988 Credit Suisse AG - HSI R Bull CBBC Jan 2023 E 200,000,000 2020/06/09 2023/01/30 50.0059989 Credit Suisse AG - HSI R Bull CBBC Jan 2023 H 200,000,000 2020/06/09 2023/01/30 50.0059990 Credit Suisse AG - HSI R Bull CBBC Feb 2023 A 200,000,000 2020/06/09 2023/02/27 50.0059979 Credit Suisse AG - HSI R Bull CBBC Feb 2023 H 200,000,000 2020/06/09 2023/02/27 50.0059982 Credit Suisse AG - HSI R Bull CBBC Feb 2023 I 200,000,000 2020/06/09 2023/02/27 50.0059945 Credit Suisse AG - HSI R Bear CBBC Oct 2020 L 200,000,000 2020/06/09 2020/10/29 50.0059946 Credit Suisse AG - HSI R Bear CBBC Dec 2020 G 200,000,000 2020/06/09 2020/12/30 50.0059949 Credit Suisse AG - HSI R Bear CBBC Dec 2020 Y 200,000,000 2020/06/09 2020/12/30 50.0059977 Credit Suisse AG - HSI R Bear CBBC Jan 2021 P 300,000,000 2020/06/09 2021/01/28 75.0059978 Credit Suisse AG - HSI R Bear CBBC Jan 2021 Q 200,000,000 2020/06/09 2021/01/28 50.0059976 Credit Suisse AG - Link REIT R Bull CBBC Dec 2020 H 50,000,000 2020/06/09 2020/12/30 12.5059972 Credit Suisse AG - SMIC R Bull CBBC Apr 2021 A 100,000,000 2020/06/09 2021/04/29 25.0059974 Credit Suisse AG - SMIC R Bull CBBC Apr 2021 B 100,000,000 2020/06/09 2021/04/29 25.0059965 Credit Suisse AG - Tencent R Bull CBBC Dec 2020 I 50,000,000 2020/06/09 2020/12/30 12.5059967 Credit Suisse AG - ZTE R Bull CBBC Jan 2021 A 50,000,000 2020/06/09 2021/01/28 12.5059998 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 D 60,000,000 2020/06/09 2020/10/30 15.0060041 Goldman Sachs SP (Asia) - HKEX R Bull CBBC Jun 2021 G 80,000,000 2020/06/09 2021/06/30 20.0059997 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 Q 160,000,000 2020/06/09 2023/06/29 40.0060065 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 R 160,000,000 2020/06/09 2023/06/29 40.0060067 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 S 160,000,000 2020/06/09 2023/06/29 40.0060071 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 T 160,000,000 2020/06/09 2023/06/29 40.0060105 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 U 160,000,000 2020/06/09 2023/06/29 40.0059995 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 A 160,000,000 2020/06/09 2021/04/29 40.00




59996 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 B 160,000,000 2020/06/09 2021/04/29 40.0060108 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 C 160,000,000 2020/06/09 2021/04/29 40.0060134 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 D 160,000,000 2020/06/09 2021/04/29 40.0060143 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 E 160,000,000 2020/06/09 2021/04/29 40.0060003 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 S 60,000,000 2020/06/09 2020/10/30 15.0060061 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 U 60,000,000 2020/06/09 2020/10/30 15.0060044 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Jun 2021 D 60,000,000 2020/06/09 2021/06/30 15.0060048 Goldman Sachs SP (Asia) - Xiaomi R Bull CBBC Oct 2020 H 60,000,000 2020/06/09 2020/10/30 15.0059635 HK Bank - AIA R Bull CBBC Nov 2020 H 40,000,000 2020/06/09 2020/11/23 10.0059622 HK Bank - HKEX R Bull CBBC Oct 2020 I 40,000,000 2020/06/09 2020/10/19 10.0059625 HK Bank - HKEX R Bull CBBC Nov 2020 J 40,000,000 2020/06/09 2020/11/23 10.0059623 HK Bank - HKEX R Bear CBBC Nov 2020 D 100,000,000 2020/06/09 2020/11/19 25.0059626 HK Bank - HSI R Bull CBBC May 2022 C 60,000,000 2020/06/09 2022/05/30 15.0059627 HK Bank - HSI R Bull CBBC May 2022 D 100,000,000 2020/06/09 2022/05/30 25.0059616 HK Bank - HSI R Bear CBBC Oct 2020 H 80,000,000 2020/06/09 2020/10/29 20.0059632 HK Bank - Link REIT R Bull CBBC Jan 2021 A 40,000,000 2020/06/09 2021/01/14 10.0059609 HK Bank - Meituan Dianping R Bull CBBC Nov 2020 G 40,000,000 2020/06/09 2020/11/16 10.0059637 HK Bank - Ping An R Bull CBBC Nov 2020 D 40,000,000 2020/06/09 2020/11/16 10.0059636 HK Bank - SMIC R Bull CBBC Nov 2020 D 40,000,000 2020/06/09 2020/11/02 10.0059624 HK Bank - Tencent R Bull CBBC Nov 2020 K 40,000,000 2020/06/09 2020/11/09 10.0059621 HK Bank - Tencent R Bear CBBC Oct 2020 J 40,000,000 2020/06/09 2020/10/12 10.0059645 HK Bank - ZTE R Bull CBBC Dec 2020 C 40,000,000 2020/06/09 2020/12/14 10.0059821 Haitong Int’l Sec - AIA R Bull CBBC Nov 2020 D 60,000,000 2020/06/09 2020/11/27 15.0059817 Haitong Int’l Sec - HKEX R Bull CBBC Dec 2020 C 60,000,000 2020/06/09 2020/12/30 15.0059819 Haitong Int’l Sec - HKEX R Bear CBBC Jan 2021 B 60,000,000 2020/06/09 2021/01/28 24.6659824 Haitong Int’l Sec - HSI R Bull CBBC Apr 2023 I 150,000,000 2020/06/09 2023/04/27 37.5059825 Haitong Int’l Sec - HSI R Bull CBBC Apr 2023 J 200,000,000 2020/06/09 2023/04/27 50.0059826 Haitong Int’l Sec - HSI R Bull CBBC Apr 2023 K 300,000,000 2020/06/09 2023/04/27 75.0059823 Haitong Int’l Sec - HSI R Bear CBBC Oct 2020 A 150,000,000 2020/06/09 2020/10/29 37.5059812 Haitong Int’l Sec - HSI R Bear CBBC Feb 2021 C 200,000,000 2020/06/09 2021/02/25 50.0059810 Haitong Int’l Sec - HSI R Bear CBBC Mar 2021 A 200,000,000 2020/06/09 2021/03/30 50.0059814 Haitong Int’l Sec - Tencent R Bull CBBC Dec 2020 H 60,000,000 2020/06/09 2020/12/30 15.0059813 Haitong Int’l Sec - Tencent R Bear CBBC Jan 2021 D 60,000,000 2020/06/09 2021/01/28 15.0059764 J P Morgan SP BV - HKEX R Bull CBBC Jan 2021 A 40,000,000 2020/06/09 2021/01/08 10.0059765 J P Morgan SP BV - HKEX R Bear CBBC Jan 2021 A 200,000,000 2020/06/09 2021/01/15 50.0059779 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 S 200,000,000 2020/06/09 2023/02/27 50.0059734 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 F 200,000,000 2020/06/09 2023/03/30 50.0059748 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 G 200,000,000 2020/06/09 2023/03/30 50.0059770 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 I 200,000,000 2020/06/09 2023/03/30 50.0059753 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 Y 200,000,000 2020/06/09 2023/04/27 50.0059755 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 O 200,000,000 2020/06/09 2023/09/28 50.0059742 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 A 200,000,000 2020/06/09 2020/11/27 50.0059757 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 L 200,000,000 2020/06/09 2020/11/27 50.0059735 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 X 200,000,000 2020/06/09 2020/11/27 50.0059758 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 X 200,000,000 2020/06/09 2020/12/30 50.00




59756 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 R 200,000,000 2020/06/09 2021/01/28 50.0059762 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 S 200,000,000 2020/06/09 2021/01/28 50.0059631 Morgan Stanley Asia Products - CSOP A50 ETF R Bull CBBC Dec20B 40,000,000 2020/06/09 2020/12/01 10.0059628 Morgan Stanley Asia Products - CSOP A50 ETF R Bull CBBC Mar21B 40,000,000 2020/06/09 2021/03/01 10.0059784 Morgan Stanley Asia Products - HSI R Bull CBBC May 2023 A 150,000,000 2020/06/09 2023/05/30 37.5059782 Morgan Stanley Asia Products - HSI R Bear CBBC Oct 2020 X 150,000,000 2020/06/09 2020/10/29 37.5059783 Morgan Stanley Asia Products - HSI R Bear CBBC Nov 2020 K 150,000,000 2020/06/09 2020/11/27 37.5059829 SG Issuer - AIA R Bear CBBC Dec 2020 E 60,000,000 2020/06/09 2020/12/30 15.0059831 SG Issuer - Alibaba Group R Bull CBBC Dec 2020 V 60,000,000 2020/06/09 2020/12/31 15.0059849 SG Issuer - Alibaba Group R Bear CBBC Feb 2021 C 60,000,000 2020/06/09 2021/02/25 15.0059867 SG Issuer - CC Bank R Bear CBBC Feb 2021 A 100,000,000 2020/06/09 2021/02/25 25.0059909 SG Issuer - China Life R Bull CBBC Apr 2021 A 150,000,000 2020/06/09 2021/04/29 37.5059913 SG Issuer - HKEX R Bull CBBC Jan 2021 D 50,000,000 2020/06/09 2021/01/29 12.5059915 SG Issuer - HKEX R Bull CBBC Apr 2021 B 200,000,000 2020/06/09 2021/04/29 50.0059835 SG Issuer - HKEX R Bear CBBC Jan 2021 K 50,000,000 2020/06/09 2021/01/28 12.5059836 SG Issuer - HKEX R Bear CBBC Feb 2021 A 50,000,000 2020/06/09 2021/02/25 21.5059897 SG Issuer - HSI R Bull CBBC Apr 2023 O 250,000,000 2020/06/09 2023/04/27 62.5059898 SG Issuer - HSI R Bull CBBC May 2023 I 250,000,000 2020/06/09 2023/05/30 62.5059901 SG Issuer - HSI R Bull CBBC May 2023 J 250,000,000 2020/06/09 2023/05/30 62.5059902 SG Issuer - HSI R Bull CBBC May 2023 K 250,000,000 2020/06/09 2023/05/30 62.5059908 SG Issuer - HSI R Bull CBBC Jun 2023 Q 250,000,000 2020/06/09 2023/06/29 62.5059840 SG Issuer - HSI R Bear CBBC Sep 2020 G 250,000,000 2020/06/09 2020/09/29 62.5059885 SG Issuer - HSI R Bear CBBC Nov 2020 F 250,000,000 2020/06/09 2020/11/27 62.5059845 SG Issuer - HSI R Bear CBBC Nov 2020 P 250,000,000 2020/06/09 2020/11/27 62.5059882 SG Issuer - HSI R Bear CBBC Dec 2020 R 250,000,000 2020/06/09 2020/12/30 62.5059893 SG Issuer - HSI R Bear CBBC Jan 2021 R 250,000,000 2020/06/09 2021/01/28 62.5059883 SG Issuer - HSI R Bear CBBC Feb 2021 Y 500,000,000 2020/06/09 2021/02/25 125.0059871 SG Issuer - Meituan Dianping R Bull CBBC Nov 2020 R 100,000,000 2020/06/09 2020/11/30 25.0059917 SG Issuer - Meituan Dianping R Bull CBBC Dec 2020 X 100,000,000 2020/06/09 2020/12/31 25.0059874 SG Issuer - Meituan Dianping R Bear CBBC Dec 2020 Q 100,000,000 2020/06/09 2020/12/30 25.0059923 SG Issuer - Ping An R Bull CBBC Jan 2021 I 100,000,000 2020/06/09 2021/01/28 25.0059929 SG Issuer - Sunny Optical R Bull CBBC Jan 2021 B 60,000,000 2020/06/09 2021/01/28 15.0059876 SG Issuer - Tencent R Bull CBBC Dec 2020 R 80,000,000 2020/06/09 2020/12/31 20.0059931 SG Issuer - Tencent R Bear CBBC Jan 2021 U 80,000,000 2020/06/09 2021/01/28 20.0059932 SG Issuer - Xiaomi R Bull CBBC May 2021 A 60,000,000 2020/06/09 2021/05/28 15.0059701 UBS AG - AIA R Bear CBBC Feb 2021 A 60,000,000 2020/06/09 2021/02/08 15.0059667 UBS AG - Alibaba Group R Bull CBBC Apr 2021 A 80,000,000 2020/06/09 2021/04/12 20.0059714 UBS AG - Alibaba Group R Bear CBBC Feb 2021 H 80,000,000 2020/06/09 2021/02/08 20.0059675 UBS AG - China Life R Bull CBBC Jun 2021 C 150,000,000 2020/06/09 2021/06/30 37.5059678 UBS AG - China Life R Bear CBBC Jun 2021 A 150,000,000 2020/06/09 2021/06/30 37.5059672 UBS AG - Galaxy Ent R Bull CBBC Feb 2021 B 60,000,000 2020/06/09 2021/02/26 15.0059689 UBS AG - Galaxy Ent R Bear CBBC Feb 2021 A 60,000,000 2020/06/09 2021/02/26 15.0059696 UBS AG - HKEX R Bull CBBC Feb 2021 E 50,000,000 2020/06/09 2021/02/08 12.5059695 UBS AG - HKEX R Bear CBBC Dec 2020 J 50,000,000 2020/06/09 2020/12/30 12.5059694 UBS AG - HKEX R Bear CBBC Jul 2021 A 200,000,000 2020/06/09 2021/07/30 50.00




59716 UBS AG - HSI R Bull CBBC Sep 2022 Q 200,000,000 2020/06/09 2022/09/29 50.0059717 UBS AG - HSI R Bull CBBC Sep 2022 R 200,000,000 2020/06/09 2022/09/29 50.0059720 UBS AG - HSI R Bull CBBC Sep 2022 S 200,000,000 2020/06/09 2022/09/29 50.0059722 UBS AG - HSI R Bull CBBC Sep 2022 T 200,000,000 2020/06/09 2022/09/29 50.0059702 UBS AG - HSI R Bear CBBC Dec 2020 L 200,000,000 2020/06/09 2020/12/30 50.0059704 UBS AG - HSI R Bear CBBC Dec 2020 M 400,000,000 2020/06/09 2020/12/30 100.0059710 UBS AG - HSI R Bear CBBC Dec 2020 P 200,000,000 2020/06/09 2020/12/30 50.0059723 UBS AG - HSI R Bear CBBC Dec 2020 S 200,000,000 2020/06/09 2020/12/30 50.0059656 UBS AG - HSI R Bear CBBC Dec 2020 U 200,000,000 2020/06/09 2020/12/30 50.0059660 UBS AG - HSI R Bear CBBC Dec 2020 V 200,000,000 2020/06/09 2020/12/30 50.0059665 UBS AG - Meituan Dianping R Bull CBBC Apr 2021 A 50,000,000 2020/06/09 2021/04/12 12.5059666 UBS AG - Meituan Dianping R Bull CBBC Aug 2021 A 200,000,000 2020/06/09 2021/08/31 50.0059697 UBS AG - Meituan Dianping R Bear CBBC Jan 2021 G 50,000,000 2020/06/09 2021/01/28 12.5059671 UBS AG - Ping An R Bull CBBC Feb 2021 A 100,000,000 2020/06/09 2021/02/26 25.0059684 UBS AG - Tencent R Bull CBBC Feb 2021 L 40,000,000 2020/06/09 2021/02/26 10.0059662 UBS AG - Tencent R Bear CBBC Dec 2020 Q 40,000,000 2020/06/09 2020/12/21 10.0059664 UBS AG - Tencent R Bear CBBC Jan 2021 M 200,000,000 2020/06/09 2021/01/04 50.0059808 Bank Vontobel - AIA R Bull CBBC Apr 2021 A 80,000,000 2020/06/09 2021/04/09 20.0059809 Bank Vontobel - HKEX R Bull CBBC May 2021 A 40,000,000 2020/06/09 2021/05/14 10.0059799 Bank Vontobel - HKEX R Bear CBBC Jan 2021 A 40,000,000 2020/06/09 2021/01/22 11.6459804 Bank Vontobel - HKEX R Bear CBBC Feb 2021 A 40,000,000 2020/06/09 2021/02/19 10.0059792 Bank Vontobel - Meituan Dianping R Bull CBBC May 2021 A 60,000,000 2020/06/09 2021/05/28 15.0059801 Bank Vontobel - Meituan Dianping R Bear CBBC Jan 2021 L 60,000,000 2020/06/09 2021/01/22 15.0059806 Bank Vontobel - Tencent R Bull CBBC Feb 2021 G 40,000,000 2020/06/09 2021/02/19 10.0059791 Bank Vontobel - Tencent R Bear CBBC Jan 2021 H 40,000,000 2020/06/09 2021/01/22 10.0059807 Bank Vontobel - Xiaomi R Bull CBBC Apr 2021 A 40,000,000 2020/06/09 2021/04/09 10.0060488 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Dec 2020 R 60,000,000 2020/06/10 2020/12/30 15.0060537 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Dec 2020 S 60,000,000 2020/06/10 2020/12/30 15.0060545 BOCI Asia Ltd. - Alibaba Group R Bear CBBC Dec 2020 I 60,000,000 2020/06/10 2020/12/30 15.0060558 BOCI Asia Ltd. - HKEX R Bull CBBC Dec 2020 C 40,000,000 2020/06/10 2020/12/30 10.0060479 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 G 150,000,000 2020/06/10 2023/01/30 37.5060553 BOCI Asia Ltd. - Link REIT R Bull CBBC Dec 2020 C 40,000,000 2020/06/10 2020/12/30 10.0060563 BOCI Asia Ltd. - Meituan Dianping R Bull CBBC Dec 2020 S 40,000,000 2020/06/10 2020/12/30 10.0060593 BOCI Asia Ltd. - Meituan Dianping R Bear CBBC Dec 2020 O 40,000,000 2020/06/10 2020/12/30 10.0060551 BOCI Asia Ltd. - Ping An R Bull CBBC Sep 2020 N 50,000,000 2020/06/10 2020/09/29 12.5060552 BOCI Asia Ltd. - Xiaomi R Bull CBBC Dec 2020 F 40,000,000 2020/06/10 2020/12/31 10.0060264 BNP Paribas Issuance B.V. - HKEX R Bull CBBC Sep 2021 A 50,000,000 2020/06/10 2021/09/29 12.5060318 BNP Paribas Issuance B.V. - HKEX R Bull CBBC Sep 2021 B 50,000,000 2020/06/10 2021/09/29 12.5061575 BNP Paribas Issuance B.V. - HKEX R Bull CBBC Sep 2021 C 50,000,000 2020/06/10 2021/09/29 12.5060320 BNP Paribas Issuance B.V. - HKEX R Bear CBBC Nov 2020 O 50,000,000 2020/06/10 2020/11/27 12.5060327 BNP Paribas Issuance B.V. - HKEX R Bear CBBC Nov 2020 P 50,000,000 2020/06/10 2020/11/27 17.5061525 BNP Paribas Issuance B.V. - HKEX R Bear CBBC Nov 2020 Q 50,000,000 2020/06/10 2020/11/27 22.5061574 BNP Paribas Issuance B.V. - HKEX R Bear CBBC Nov 2020 R 50,000,000 2020/06/10 2020/11/27 32.5061510 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 T 200,000,000 2020/06/10 2022/11/29 50.0061512 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 U 200,000,000 2020/06/10 2022/11/29 50.00




61519 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 V 200,000,000 2020/06/10 2022/11/29 50.0061584 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 W 200,000,000 2020/06/10 2022/11/29 50.0060176 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 C 250,000,000 2020/06/10 2021/01/28 62.5060184 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 D 250,000,000 2020/06/10 2021/01/28 62.5060190 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 E 250,000,000 2020/06/10 2021/01/28 62.5060197 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 F 250,000,000 2020/06/10 2021/01/28 62.5061607 BNP Paribas Issuance B.V. - HSI R Bear CBBC Jan 2021 G 240,000,000 2020/06/10 2021/01/28 60.0061609 BNP Paribas Issuance B.V. - Meituan R Bull CBBC Dec 2020 C 50,000,000 2020/06/10 2020/12/30 12.5061614 BNP Paribas Issuance B.V. - Meituan R Bull CBBC Dec 2020 G 50,000,000 2020/06/10 2020/12/30 12.5060213 BNP Paribas Issuance B.V. - Meituan R Bear CBBC Nov 2020 P 50,000,000 2020/06/10 2020/11/27 12.5060215 BNP Paribas Issuance B.V. - Meituan R Bear CBBC Nov 2020 Q 50,000,000 2020/06/10 2020/11/27 20.0060216 BNP Paribas Issuance B.V. - Meituan R Bear CBBC Nov 2020 R 50,000,000 2020/06/10 2020/11/27 25.0060259 BNP Paribas Issuance B.V. - Meituan R Bear CBBC Nov 2020 S 50,000,000 2020/06/10 2020/11/27 12.5061608 BNP Paribas Issuance B.V. - Meituan R Bear CBBC Nov 2020 T 50,000,000 2020/06/10 2020/11/27 24.0060219 BNP Paribas Issuance B.V. - Xiaomi R Bull CBBC Nov 2020 Z 50,000,000 2020/06/10 2020/11/27 12.5062298 Credit Suisse AG - Alibaba Group R Bull CBBC Oct 2020 L 50,000,000 2020/06/10 2020/10/29 12.5062164 Credit Suisse AG - Geely Auto R Bull CBBC Dec 2020 C 40,000,000 2020/06/10 2020/12/30 10.0062145 Credit Suisse AG - Galaxy Ent R Bull CBBC Nov 2020 F 80,000,000 2020/06/10 2020/11/27 20.0062179 Credit Suisse AG - HKEX R Bull CBBC Oct 2020 G 50,000,000 2020/06/10 2020/10/29 12.5062196 Credit Suisse AG - HKEX R Bear CBBC Nov 2020 B 100,000,000 2020/06/10 2020/11/27 25.0062385 Credit Suisse AG - HSI R Bull CBBC Jan 2023 I 200,000,000 2020/06/10 2023/01/30 50.0062387 Credit Suisse AG - HSI R Bull CBBC Jan 2023 O 200,000,000 2020/06/10 2023/01/30 50.0062392 Credit Suisse AG - HSI R Bull CBBC Jan 2023 Q 200,000,000 2020/06/10 2023/01/30 50.0062352 Credit Suisse AG - HSI R Bull CBBC Feb 2023 J 200,000,000 2020/06/10 2023/02/27 50.0062365 Credit Suisse AG - HSI R Bull CBBC Feb 2023 K 200,000,000 2020/06/10 2023/02/27 50.0062112 Credit Suisse AG - HSI R Bear CBBC Oct 2020 W 200,000,000 2020/06/10 2020/10/29 50.0062129 Credit Suisse AG - HSI R Bear CBBC Oct 2020 Y 200,000,000 2020/06/10 2020/10/29 50.0062135 Credit Suisse AG - HSI R Bear CBBC Nov 2020 M 200,000,000 2020/06/10 2020/11/27 50.0062139 Credit Suisse AG - HSI R Bear CBBC Dec 2020 H 200,000,000 2020/06/10 2020/12/30 50.0062138 Credit Suisse AG - HSI R Bear CBBC Jan 2021 R 300,000,000 2020/06/10 2021/01/28 75.0062143 Credit Suisse AG - Link REIT R Bear CBBC Oct 2020 C 50,000,000 2020/06/10 2020/10/29 12.5062270 Credit Suisse AG - Meituan Dianping R Bull CBBC Nov 2020 F 80,000,000 2020/06/10 2020/11/27 20.0062286 Credit Suisse AG - Meituan Dianping R Bear CBBC Feb 2021 A 100,000,000 2020/06/10 2021/02/25 25.0062269 Credit Suisse AG - Ping An R Bull CBBC Oct 2020 G 80,000,000 2020/06/10 2020/10/29 20.0062231 Credit Suisse AG - SUNAC R Bull CBBC Feb 2021 B 60,000,000 2020/06/10 2021/02/19 15.0062343 Credit Suisse AG - SUNAC R Bear CBBC Jan 2021 A 50,000,000 2020/06/10 2021/01/28 12.5062226 Credit Suisse AG - Xiaomi R Bull CBBC Dec 2020 D 50,000,000 2020/06/10 2020/12/30 12.5062421 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 E 60,000,000 2020/06/10 2020/10/30 15.0062426 Goldman Sachs SP (Asia) - Alibaba R Bear CBBC Dec 2020 G 60,000,000 2020/06/10 2020/12/30 15.0062423 Goldman Sachs SP (Asia) - HKEX R Bear CBBC Jun 2021 B 80,000,000 2020/06/10 2021/06/30 20.0062437 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 V 160,000,000 2020/06/10 2023/06/29 40.0062439 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 W 160,000,000 2020/06/10 2023/06/29 40.0062433 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jul 2023 A 160,000,000 2020/06/10 2023/07/28 40.0062435 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jul 2023 B 160,000,000 2020/06/10 2023/07/28 40.0062444 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jul 2023 C 160,000,000 2020/06/10 2023/07/28 40.00




62462 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jul 2023 D 160,000,000 2020/06/10 2023/07/28 40.0062402 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 F 160,000,000 2020/06/10 2021/04/29 40.0062408 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 G 160,000,000 2020/06/10 2021/04/29 40.0062418 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 H 160,000,000 2020/06/10 2021/04/29 40.0062472 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 I 160,000,000 2020/06/10 2021/04/29 40.0062476 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 J 160,000,000 2020/06/10 2021/04/29 40.0062493 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 K 160,000,000 2020/06/10 2021/04/29 40.0062420 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Oct 2020 J 60,000,000 2020/06/10 2020/10/30 15.0062425 Goldman Sachs SP (Asia) - Meituan R Bear CBBC Jun 2021 D 60,000,000 2020/06/10 2021/06/30 15.0062431 Goldman Sachs SP (Asia) - Meituan R Bear CBBC Aug 2021 B 80,000,000 2020/06/10 2021/08/31 20.0060463 HK Bank - AIA R Bull CBBC Nov 2020 I 40,000,000 2020/06/10 2020/11/05 10.0060406 HK Bank - Alibaba Group R Bull CBBC Nov 2020 H 40,000,000 2020/06/10 2020/11/23 10.0060435 HK Bank - China Life R Bull CBBC Nov 2020 B 40,000,000 2020/06/10 2020/11/23 10.0060464 HK Bank - Galaxy Ent R Bull CBBC Nov 2020 I 40,000,000 2020/06/10 2020/11/16 10.0060361 HK Bank - HKEX R Bull CBBC Nov 2020 K 40,000,000 2020/06/10 2020/11/26 10.0060397 HK Bank - HSCEI R Bull CBBC May 2022 A 50,000,000 2020/06/10 2022/05/30 12.5060363 HK Bank - HSI R Bull CBBC May 2022 E 100,000,000 2020/06/10 2022/05/30 25.0060386 HK Bank - HSI R Bull CBBC May 2022 F 60,000,000 2020/06/10 2022/05/30 15.0060349 HK Bank - HSI R Bear CBBC Oct 2020 I 60,000,000 2020/06/10 2020/10/29 15.0060373 HK Bank - Meituan Dianping R Bull CBBC Nov 2020 H 40,000,000 2020/06/10 2020/11/09 10.0060383 HK Bank - Meituan Dianping R Bear CBBC Dec 2020 B 100,000,000 2020/06/10 2020/12/14 25.0060476 HK Bank - SMIC R Bull CBBC Dec 2020 A 40,000,000 2020/06/10 2020/12/07 10.0060475 HK Bank - Sunny Optical R Bull CBBC Nov 2020 D 40,000,000 2020/06/10 2020/11/23 10.0060350 HK Bank - Xiaomi R Bull CBBC Nov 2020 E 40,000,000 2020/06/10 2020/11/16 10.0061115 Haitong Int’l Sec - HKEX R Bull CBBC Jan 2021 C 60,000,000 2020/06/10 2021/01/28 15.0061114 Haitong Int’l Sec - HKEX R Bear CBBC Jan 2021 C 60,000,000 2020/06/10 2021/01/28 30.1861242 Haitong Int’l Sec - HSI R Bull CBBC Oct 2022 A 200,000,000 2020/06/10 2022/10/28 50.0061237 Haitong Int’l Sec - HSI R Bull CBBC Oct 2022 G 150,000,000 2020/06/10 2022/10/28 37.5061256 Haitong Int’l Sec - HSI R Bull CBBC Oct 2022 L 150,000,000 2020/06/10 2022/10/28 37.5061093 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 E 150,000,000 2020/06/10 2020/12/30 37.5061094 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 F 150,000,000 2020/06/10 2020/12/30 37.5061106 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 G 200,000,000 2020/06/10 2020/12/30 50.0061192 Haitong Int’l Sec - Meituan Dianping R Bull CBBC Jan 2021 C 60,000,000 2020/06/10 2021/01/28 15.0061197 Haitong Int’l Sec - Meituan Dianping R Bear CBBC Jan 2021 C 60,000,000 2020/06/10 2021/01/28 15.0061042 J P Morgan SP BV - Alibaba Group R Bull CBBC Jan 2021 A 80,000,000 2020/06/10 2021/01/15 20.0061055 J P Morgan SP BV - Alibaba Group R Bear CBBC Jan 2021 A 80,000,000 2020/06/10 2021/01/08 20.0061068 J P Morgan SP BV - HKEX R Bull CBBC Jan 2021 B 40,000,000 2020/06/10 2021/01/15 10.0061069 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 T 200,000,000 2020/06/10 2023/02/27 50.0060948 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 K 200,000,000 2020/06/10 2023/03/30 50.0060954 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 Z 200,000,000 2020/06/10 2023/04/27 50.0060965 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 P 200,000,000 2020/06/10 2023/09/28 50.0060970 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 Q 200,000,000 2020/06/10 2023/09/28 50.0060937 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 G 200,000,000 2020/06/10 2020/11/27 50.0060943 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 P 200,000,000 2020/06/10 2020/12/30 50.0060988 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 W 200,000,000 2020/06/10 2020/12/30 50.00




60945 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 T 200,000,000 2020/06/10 2021/01/28 50.0060999 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 U 200,000,000 2020/06/10 2021/01/28 50.0061015 J P Morgan SP BV - HSI R Bear CBBC Feb 2021 I 200,000,000 2020/06/10 2021/02/25 50.0061028 J P Morgan SP BV - Meituan Dianping R Bull CBBC Dec 2020 E 80,000,000 2020/06/10 2020/12/18 20.0061036 J P Morgan SP BV - Meituan Dianping R Bear CBBC Jan 2021 C 80,000,000 2020/06/10 2021/01/15 22.0061039 J P Morgan SP BV - Meituan Dianping R Bear CBBC Feb 2021 B 200,000,000 2020/06/10 2021/02/19 50.0061057 J P Morgan SP BV - Tencent R Bull CBBC Jan 2021 B 50,000,000 2020/06/10 2021/01/15 12.5061092 Morgan Stanley Asia Products - HSI R Bull CBBC Feb 2023 N 150,000,000 2020/06/10 2023/02/27 37.5061086 Morgan Stanley Asia Products - HSI R Bull CBBC Mar 2023 G 150,000,000 2020/06/10 2023/03/30 37.5060402 Morgan Stanley Asia Products - HSI R Bear CBBC Oct 2020 Y 150,000,000 2020/06/10 2020/10/29 37.5060399 Morgan Stanley Asia Products - Meituan R Bear CBBC Mar 2021B 40,000,000 2020/06/10 2021/03/01 14.3661082 Morgan Stanley Asia Products - Tencent R Bear CBBC Feb 2021C 40,000,000 2020/06/10 2021/02/01 10.0061840 SG Issuer - AIA R Bull CBBC Nov 2020 E 60,000,000 2020/06/10 2020/11/30 15.0061891 SG Issuer - Alibaba Group R Bull CBBC Jan 2021 D 60,000,000 2020/06/10 2021/01/29 15.0061911 SG Issuer - Alibaba Group R Bull CBBC Jan 2021 E 60,000,000 2020/06/10 2021/01/29 15.0061622 SG Issuer - Alibaba Group R Bear CBBC Dec 2020 O 60,000,000 2020/06/10 2020/12/30 15.0061920 SG Issuer - CNOOC R Bull CBBC Dec 2020 O 40,000,000 2020/06/10 2020/12/31 10.0062045 SG Issuer - CSOP A50 ETF R Bull CBBC Jan 2021 D 100,000,000 2020/06/10 2021/01/29 25.0062042 SG Issuer - CSOP A50 ETF R Bear CBBC Oct 2020 C 100,000,000 2020/06/10 2020/10/30 25.0061922 SG Issuer - Geely Auto R Bull CBBC Dec 2020 F 40,000,000 2020/06/10 2020/12/31 10.0061948 SG Issuer - HKEX R Bull CBBC Dec 2020 M 50,000,000 2020/06/10 2020/12/31 12.5061950 SG Issuer - HKEX R Bull CBBC Jan 2021 E 50,000,000 2020/06/10 2021/01/29 12.5061624 SG Issuer - HKEX R Bear CBBC Dec 2020 M 50,000,000 2020/06/10 2020/12/30 12.5061643 SG Issuer - HSBC R Bull CBBC Apr 2021 H 100,000,000 2020/06/10 2021/04/29 25.0061790 SG Issuer - HSI R Bull CBBC Apr 2023 P 250,000,000 2020/06/10 2023/04/27 62.5061800 SG Issuer - HSI R Bull CBBC May 2023 L 250,000,000 2020/06/10 2023/05/30 62.5061816 SG Issuer - HSI R Bull CBBC May 2023 O 250,000,000 2020/06/10 2023/05/30 62.5061821 SG Issuer - HSI R Bull CBBC Jun 2023 R 250,000,000 2020/06/10 2023/06/29 62.5061825 SG Issuer - HSI R Bull CBBC Jun 2023 S 500,000,000 2020/06/10 2023/06/29 125.0061839 SG Issuer - HSI R Bull CBBC Jun 2023 T 250,000,000 2020/06/10 2023/06/29 62.5061732 SG Issuer - HSI R Bear CBBC Oct 2020 F 250,000,000 2020/06/10 2020/10/29 62.5061733 SG Issuer - HSI R Bear CBBC Nov 2020 Q 250,000,000 2020/06/10 2020/11/27 62.5061747 SG Issuer - HSI R Bear CBBC Nov 2020 R 250,000,000 2020/06/10 2020/11/27 62.5061763 SG Issuer - HSI R Bear CBBC Jan 2021 B 250,000,000 2020/06/10 2021/01/28 62.5061766 SG Issuer - HSI R Bear CBBC Jan 2021 S 250,000,000 2020/06/10 2021/01/28 62.5061781 SG Issuer - HSI R Bear CBBC Feb 2021 Z 250,000,000 2020/06/10 2021/02/25 62.5061962 SG Issuer - Link REIT R Bull CBBC Feb 2021 C 60,000,000 2020/06/10 2021/02/25 15.0062073 SG Issuer - Meituan Dianping R Bull CBBC Dec 2020 Z 100,000,000 2020/06/10 2020/12/31 25.0062008 SG Issuer - Meituan Dianping R Bull CBBC Jan 2021 H 100,000,000 2020/06/10 2021/01/29 25.0061683 SG Issuer - Meituan Dianping R Bear CBBC Jan 2021 K 100,000,000 2020/06/10 2021/01/28 25.0062014 SG Issuer - Meituan Dianping R Bear CBBC Jan 2021 L 100,000,000 2020/06/10 2021/01/29 48.5062024 SG Issuer - Meituan Dianping R Bear CBBC Feb 2021 F 100,000,000 2020/06/10 2021/02/25 25.0062095 SG Issuer - Meituan Dianping R Bear CBBC Feb 2021 G 500,000,000 2020/06/10 2021/02/25 125.0062026 SG Issuer - Tencent R Bull CBBC Jan 2021 G 80,000,000 2020/06/10 2021/01/29 20.0061689 SG Issuer - Tencent R Bear CBBC Jan 2021 V 80,000,000 2020/06/10 2021/01/28 20.00




61758 SG Issuer - Xiaomi R Bull CBBC Dec 2020 M 60,000,000 2020/06/10 2020/12/30 15.0060881 UBS AG - Alibaba Group R Bull CBBC Feb 2021 K 80,000,000 2020/06/10 2021/02/01 20.0060725 UBS AG - Alibaba Group R Bear CBBC Feb 2021 I 80,000,000 2020/06/10 2021/02/24 20.0060893 UBS AG - HKEX R Bull CBBC Feb 2021 F 50,000,000 2020/06/10 2021/02/01 12.5060917 UBS AG - HKEX R Bear CBBC Dec 2020 K 50,000,000 2020/06/10 2020/12/31 17.5060894 UBS AG - HKEX R Bear CBBC Apr 2021 A 200,000,000 2020/06/10 2021/04/30 50.0060762 UBS AG - HSI R Bull CBBC Sep 2022 U 200,000,000 2020/06/10 2022/09/29 50.0060790 UBS AG - HSI R Bull CBBC Sep 2022 X 200,000,000 2020/06/10 2022/09/29 50.0060918 UBS AG - HSI R Bull CBBC Sep 2022 Y 200,000,000 2020/06/10 2022/09/29 50.0060799 UBS AG - HSI R Bear CBBC Nov 2020 E 200,000,000 2020/06/10 2020/11/27 50.0060806 UBS AG - HSI R Bear CBBC Nov 2020 N 200,000,000 2020/06/10 2020/11/27 50.0060815 UBS AG - HSI R Bear CBBC Nov 2020 W 300,000,000 2020/06/10 2020/11/27 75.0060926 UBS AG - HSI R Bear CBBC Dec 2020 H 200,000,000 2020/06/10 2020/12/30 50.0060610 UBS AG - HSI R Bear CBBC Dec 2020 Y 200,000,000 2020/06/10 2020/12/30 50.0060922 UBS AG - HSI R Bear CBBC Dec 2020 Z 200,000,000 2020/06/10 2020/12/30 50.0060829 UBS AG - Meituan Dianping R Bull CBBC Mar 2021 E 50,000,000 2020/06/10 2021/03/03 12.5060832 UBS AG - Meituan Dianping R Bull CBBC Jul 2021 A 50,000,000 2020/06/10 2021/07/30 12.5060673 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 G 50,000,000 2020/06/10 2020/12/31 12.5060685 UBS AG - Meituan Dianping R Bear CBBC Jul 2021 B 200,000,000 2020/06/10 2021/07/30 50.0060682 UBS AG - Meituan Dianping R Bear CBBC Aug 2021 B 200,000,000 2020/06/10 2021/08/31 50.0060845 UBS AG - Tencent R Bull CBBC Feb 2021 M 40,000,000 2020/06/10 2021/02/01 10.0060887 UBS AG - Xiaomi R Bull CBBC Feb 2021 E 60,000,000 2020/06/10 2021/02/01 15.0060727 UBS AG - Xiaomi R Bear CBBC Feb 2021 E 60,000,000 2020/06/10 2021/02/24 15.0061401 Bank Vontobel - AAC Tech R Bull CBBC Mar 2021 C 40,000,000 2020/06/10 2021/03/26 10.0061383 Bank Vontobel - AIA R Bull CBBC Mar 2021 A 80,000,000 2020/06/10 2021/03/26 20.0061471 Bank Vontobel - Alibaba Group R Bull CBBC Feb 2021 D 40,000,000 2020/06/10 2021/02/05 10.0061412 Bank Vontobel - China Mobile R Bull CBBC Mar 2021 A 40,000,000 2020/06/10 2021/03/12 10.0061460 Bank Vontobel - CNOOC R Bull CBBC Mar 2021 A 60,000,000 2020/06/10 2021/03/12 15.0061466 Bank Vontobel - HKEX R Bull CBBC May 2021 B 40,000,000 2020/06/10 2021/05/07 10.0061320 Bank Vontobel - HKEX R Bear CBBC Mar 2021 A 60,000,000 2020/06/10 2021/03/26 15.0061373 Bank Vontobel - HSBC R Bull CBBC Mar 2021 B 40,000,000 2020/06/10 2021/03/26 10.0061497 Bank Vontobel - HSI R Bull CBBC Dec 2022 F 80,000,000 2020/06/10 2022/12/29 20.0061483 Bank Vontobel - HSI R Bull CBBC Dec 2022 U 80,000,000 2020/06/10 2022/12/29 20.0061283 Bank Vontobel - Meituan Dianping R Bull CBBC Feb 2021 G 60,000,000 2020/06/10 2021/02/05 15.0061284 Bank Vontobel - Meituan Dianping R Bull CBBC Feb 2021 H 60,000,000 2020/06/10 2021/02/05 15.0061273 Bank Vontobel - Meituan Dianping R Bear CBBC Feb 2021 A 60,000,000 2020/06/10 2021/02/05 15.0061276 Bank Vontobel - Meituan Dianping R Bear CBBC Feb 2021 B 60,000,000 2020/06/10 2021/02/05 23.4661295 Bank Vontobel - Ping An R Bull CBBC Feb 2021 A 40,000,000 2020/06/10 2021/02/05 10.0061264 Bank Vontobel - Tencent R Bear CBBC Feb 2021 A 40,000,000 2020/06/10 2021/02/05 19.2461506 Bank Vontobel - Xiaomi R Bull CBBC Feb 2021 F 40,000,000 2020/06/10 2021/02/05 10.0063216 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Dec 2020 T 60,000,000 2020/06/11 2020/12/30 15.0063128 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 H 150,000,000 2020/06/11 2023/01/30 37.5063168 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 K 150,000,000 2020/06/11 2023/01/30 37.5063180 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 B 150,000,000 2020/06/11 2020/10/29 37.5063169 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 C 150,000,000 2020/06/11 2020/10/29 37.50




63234 BOCI Asia Ltd. - Meituan Dianping R Bull CBBC Dec 2020 T 40,000,000 2020/06/11 2020/12/30 10.0063245 BOCI Asia Ltd. - Meituan Dianping R Bear CBBC Dec 2020 P 40,000,000 2020/06/11 2020/12/30 12.0063231 BOCI Asia Ltd. - Ping An R Bull CBBC Sep 2020 O 100,000,000 2020/06/11 2020/09/29 25.0062760 BNP Paribas Issuance B.V. - Alibaba R Bull CBBC Dec 2020 L 100,000,000 2020/06/11 2020/12/30 25.0062781 BNP Paribas Issuance B.V. - Alibaba R Bear CBBC Apr 2021 C 100,000,000 2020/06/11 2021/04/29 35.0062783 BNP Paribas Issuance B.V. - Alibaba R Bear CBBC Apr 2021 D 100,000,000 2020/06/11 2021/04/29 45.0063305 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 X 200,000,000 2020/06/11 2022/11/29 50.0063314 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 Y 190,000,000 2020/06/11 2022/11/29 47.5062687 BNP Paribas Issuance B.V. - HSI R Bear CBBC Oct 2020 X 250,000,000 2020/06/11 2020/10/29 62.5062704 BNP Paribas Issuance B.V. - HSI R Bear CBBC Oct 2020 Y 250,000,000 2020/06/11 2020/10/29 62.5062707 BNP Paribas Issuance B.V. - HSI R Bear CBBC Oct 2020 Z 250,000,000 2020/06/11 2020/10/29 62.5062789 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 D 250,000,000 2020/06/11 2020/11/27 62.5062732 BNP Paribas Issuance B.V. - Meituan R Bull CBBC Dec 2020 L 50,000,000 2020/06/11 2020/12/30 12.5062739 BNP Paribas Issuance B.V. - Meituan R Bear CBBC Nov 2020 U 50,000,000 2020/06/11 2020/11/27 12.5062752 BNP Paribas Issuance B.V. - Meituan R Bear CBBC Nov 2020 V 50,000,000 2020/06/11 2020/11/27 15.0062759 BNP Paribas Issuance B.V. - Meituan R Bear CBBC Nov 2020 W 50,000,000 2020/06/11 2020/11/27 20.0062712 BNP Paribas Issuance B.V. - Xiaomi R Bull CBBC Nov 2020 C 50,000,000 2020/06/11 2020/11/27 12.5063606 Credit Suisse AG - AIA R Bull CBBC Dec 2020 J 100,000,000 2020/06/11 2020/12/30 25.0063646 Credit Suisse AG - Alibaba Group R Bull CBBC Sep 2020 L 50,000,000 2020/06/11 2020/09/29 12.5063609 Credit Suisse AG - China Life R Bull CBBC Jul 2021 A 80,000,000 2020/06/11 2021/07/29 20.0063645 Credit Suisse AG - China Life R Bear CBBC Feb 2021 A 80,000,000 2020/06/11 2021/02/25 20.0063605 Credit Suisse AG - CNOOC R Bull CBBC Dec 2020 B 50,000,000 2020/06/11 2020/12/30 12.5063596 Credit Suisse AG - HSBC R Bull CBBC Jan 2021 B 70,000,000 2020/06/11 2021/01/28 17.5063799 Credit Suisse AG - HSI R Bull CBBC Mar 2023 B 200,000,000 2020/06/11 2023/03/30 50.0063803 Credit Suisse AG - HSI R Bull CBBC Mar 2023 C 200,000,000 2020/06/11 2023/03/30 50.0063805 Credit Suisse AG - HSI R Bull CBBC Mar 2023 D 200,000,000 2020/06/11 2023/03/30 50.0063855 Credit Suisse AG - HSI R Bull CBBC Mar 2023 E 200,000,000 2020/06/11 2023/03/30 50.0063856 Credit Suisse AG - HSI R Bull CBBC Mar 2023 F 200,000,000 2020/06/11 2023/03/30 50.0063593 Credit Suisse AG - HSI R Bear CBBC Oct 2020 Z 200,000,000 2020/06/11 2020/10/29 50.0063658 Credit Suisse AG - HSI R Bear CBBC Nov 2020 V 200,000,000 2020/06/11 2020/11/27 50.0063712 Credit Suisse AG - HSI R Bear CBBC Nov 2020 W 200,000,000 2020/06/11 2020/11/27 50.0063741 Credit Suisse AG - HSI R Bear CBBC Dec 2020 I 200,000,000 2020/06/11 2020/12/30 50.0063649 Credit Suisse AG - Meituan Dianping R Bull CBBC Oct 2020 J 80,000,000 2020/06/11 2020/10/29 20.0063652 Credit Suisse AG - Meituan Dianping R Bear CBBC Feb 2021 B 100,000,000 2020/06/11 2021/02/25 25.0063653 Credit Suisse AG - Tencent R Bull CBBC Nov 2020 O 50,000,000 2020/06/11 2020/11/27 12.5063926 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 F 60,000,000 2020/06/11 2020/10/30 15.0063962 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Mar 2021 H 80,000,000 2020/06/11 2021/03/31 20.0063859 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 X 160,000,000 2020/06/11 2023/06/29 40.0063868 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 Y 160,000,000 2020/06/11 2023/06/29 40.0063878 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jun 2023 Z 160,000,000 2020/06/11 2023/06/29 40.0063875 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jul 2023 E 160,000,000 2020/06/11 2023/07/28 40.0063862 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 L 160,000,000 2020/06/11 2021/04/29 40.0063904 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 M 160,000,000 2020/06/11 2021/04/29 40.0063866 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 N 160,000,000 2020/06/11 2021/04/29 40.0063889 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 O 160,000,000 2020/06/11 2021/04/29 40.00




63892 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 P 160,000,000 2020/06/11 2021/04/29 40.0063903 Goldman Sachs SP (Asia) - HSI R Bear CBBC Apr 2021 Q 160,000,000 2020/06/11 2021/04/29 40.0063924 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Oct 2020 K 60,000,000 2020/06/11 2020/10/30 15.0063952 Goldman Sachs SP (Asia) - Meituan R Bear CBBC Jun 2021 E 60,000,000 2020/06/11 2021/06/30 15.0063968 Goldman Sachs SP (Asia) - Meituan R Bear CBBC Aug 2021 C 80,000,000 2020/06/11 2021/08/31 20.0063974 Goldman Sachs SP (Asia) - Ping An R Bull CBBC Mar 2021 C 80,000,000 2020/06/11 2021/03/31 20.0063983 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 L 60,000,000 2020/06/11 2020/10/30 15.0063981 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 V 60,000,000 2020/06/11 2020/10/30 15.0062651 HK Bank - AIA R Bear CBBC Oct 2020 E 40,000,000 2020/06/11 2020/10/22 10.0062621 HK Bank - Alibaba Group R Bull CBBC Nov 2020 I 40,000,000 2020/06/11 2020/11/05 10.0062613 HK Bank - Alibaba Group R Bear CBBC Nov 2020 C 40,000,000 2020/06/11 2020/11/02 10.0062586 HK Bank - CNOOC R Bear CBBC Oct 2020 A 40,000,000 2020/06/11 2020/10/19 10.0062626 HK Bank - HKEX R Bull CBBC Dec 2020 A 40,000,000 2020/06/11 2020/12/07 10.0062640 HK Bank - HKEX R Bear CBBC Oct 2020 F 40,000,000 2020/06/11 2020/10/19 10.0062523 HK Bank - HSI R Bull CBBC May 2022 G 100,000,000 2020/06/11 2022/05/30 25.0062537 HK Bank - HSI R Bull CBBC May 2022 H 100,000,000 2020/06/11 2022/05/30 25.0062502 HK Bank - HSI R Bear CBBC Oct 2020 J 80,000,000 2020/06/11 2020/10/29 20.0062549 HK Bank - HSI R Bear CBBC Oct 2020 K 100,000,000 2020/06/11 2020/10/29 25.0062571 HK Bank - HSI R Bear CBBC Oct 2020 L 80,000,000 2020/06/11 2020/10/29 20.0062670 HK Bank - Meituan Dianping R Bull CBBC Oct 2020 H 40,000,000 2020/06/11 2020/10/22 10.0062668 HK Bank - Meituan Dianping R Bear CBBC Oct 2020 E 40,000,000 2020/06/11 2020/10/19 10.0062652 HK Bank - Meituan Dianping R Bear CBBC Jan 2021 D 100,000,000 2020/06/11 2021/01/11 25.0062645 HK Bank - Ping An R Bull CBBC Nov 2020 E 60,000,000 2020/06/11 2020/11/23 15.0063267 Haitong Int’l Sec - Alibaba Group R Bull CBBC Nov 2020 H 60,000,000 2020/06/11 2020/11/27 15.0063275 Haitong Int’l Sec - HSI R Bull CBBC Jan 2023 A 150,000,000 2020/06/11 2023/01/30 37.5063277 Haitong Int’l Sec - HSI R Bull CBBC Jan 2023 C 150,000,000 2020/06/11 2023/01/30 37.5063246 Haitong Int’l Sec - HSI R Bull CBBC Jan 2023 Z 150,000,000 2020/06/11 2023/01/30 37.5063257 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 X 200,000,000 2020/06/11 2021/01/28 50.0063258 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 Y 150,000,000 2020/06/11 2021/01/28 37.5063273 Haitong Int’l Sec - Meituan Dianping R Bull CBBC Nov 2020 G 60,000,000 2020/06/11 2020/11/27 15.0063028 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 U 200,000,000 2020/06/11 2023/02/27 50.0063082 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 V 200,000,000 2020/06/11 2023/02/27 50.0063021 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 L 200,000,000 2020/06/11 2023/03/30 50.0063084 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 O 200,000,000 2020/06/11 2023/03/30 50.0063121 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 P 200,000,000 2020/06/11 2023/03/30 50.0063000 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 C 200,000,000 2020/06/11 2023/04/27 50.0063008 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 R 200,000,000 2020/06/11 2023/09/28 50.0062978 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 F 200,000,000 2020/06/11 2020/10/29 50.0063085 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 C 200,000,000 2020/06/11 2020/11/27 50.0062981 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 R 200,000,000 2020/06/11 2020/11/27 50.0063093 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 V 200,000,000 2020/06/11 2021/01/28 50.0063096 J P Morgan SP BV - Meituan Dianping R Bull CBBC Dec 2020 F 80,000,000 2020/06/11 2020/12/18 20.0063098 J P Morgan SP BV - Meituan Dianping R Bull CBBC Jan 2021 C 80,000,000 2020/06/11 2021/01/15 20.0063112 J P Morgan SP BV - Meituan Dianping R Bear CBBC Feb 2021 C 80,000,000 2020/06/11 2021/02/19 22.8063114 J P Morgan SP BV - Tencent R Bear CBBC Jan 2021 A 50,000,000 2020/06/11 2021/01/15 18.75




63296 Morgan Stanley Asia Products - HSI R Bull CBBC Apr 2023 C 150,000,000 2020/06/11 2023/04/27 37.5063294 Morgan Stanley Asia Products - HSI R Bear CBBC Oct 2020 Z 150,000,000 2020/06/11 2020/10/29 37.5063337 SG Issuer - AIA R Bear CBBC Jan 2021 C 60,000,000 2020/06/11 2021/01/29 15.0063505 SG Issuer - Alibaba Group R Bull CBBC Dec 2020 W 60,000,000 2020/06/11 2020/12/31 15.0063342 SG Issuer - Alibaba Group R Bear CBBC Feb 2021 D 60,000,000 2020/06/11 2021/02/25 15.0063344 SG Issuer - CNOOC R Bear CBBC Jan 2021 C 40,000,000 2020/06/11 2021/01/28 10.0063354 SG Issuer - HKEX R Bull CBBC Nov 2020 F 50,000,000 2020/06/11 2020/11/30 12.5063524 SG Issuer - HKEX R Bear CBBC Jan 2021 L 50,000,000 2020/06/11 2021/01/29 26.0063525 SG Issuer - HKEX R Bear CBBC Feb 2021 B 200,000,000 2020/06/11 2021/02/25 50.0063478 SG Issuer - HSI R Bull CBBC Mar 2023 L 250,000,000 2020/06/11 2023/03/30 62.5063479 SG Issuer - HSI R Bull CBBC Apr 2023 Q 250,000,000 2020/06/11 2023/04/27 62.5063486 SG Issuer - HSI R Bull CBBC Apr 2023 R 250,000,000 2020/06/11 2023/04/27 62.5063494 SG Issuer - HSI R Bull CBBC Apr 2023 S 250,000,000 2020/06/11 2023/04/27 62.5063501 SG Issuer - HSI R Bull CBBC Apr 2023 T 250,000,000 2020/06/11 2023/04/27 62.5063502 SG Issuer - HSI R Bull CBBC Apr 2023 U 250,000,000 2020/06/11 2023/04/27 62.5063320 SG Issuer - HSI R Bear CBBC Oct 2020 A 250,000,000 2020/06/11 2020/10/29 62.5063329 SG Issuer - HSI R Bear CBBC Nov 2020 U 250,000,000 2020/06/11 2020/11/27 62.5063440 SG Issuer - HSI R Bear CBBC Dec 2020 W 250,000,000 2020/06/11 2020/12/30 62.5063475 SG Issuer - HSI R Bear CBBC Jan 2021 A 250,000,000 2020/06/11 2021/01/28 62.5063463 SG Issuer - HSI R Bear CBBC Jan 2021 T 500,000,000 2020/06/11 2021/01/28 125.0063473 SG Issuer - HSI R Bear CBBC Jan 2021 U 250,000,000 2020/06/11 2021/01/28 62.5063477 SG Issuer - HSI R Bear CBBC Feb 2021 B 250,000,000 2020/06/11 2021/02/25 62.5063585 SG Issuer - Meituan Dianping R Bull CBBC Nov 2020 S 100,000,000 2020/06/11 2020/11/30 25.0063526 SG Issuer - Meituan Dianping R Bull CBBC Jan 2021 I 100,000,000 2020/06/11 2021/01/29 25.0063330 SG Issuer - Meituan Dianping R Bear CBBC Dec 2020 R 100,000,000 2020/06/11 2020/12/30 25.0063334 SG Issuer - Meituan Dianping R Bear CBBC Dec 2020 S 100,000,000 2020/06/11 2020/12/31 25.0063528 SG Issuer - Meituan Dianping R Bear CBBC Jan 2021 M 100,000,000 2020/06/11 2021/01/29 25.0063368 SG Issuer - Sands China R Bull CBBC Apr 2021 E 100,000,000 2020/06/11 2021/04/30 25.0063529 SG Issuer - SMIC R Bull CBBC Jan 2021 B 120,000,000 2020/06/11 2021/01/29 30.0063533 SG Issuer - Tencent R Bull CBBC Jan 2021 H 80,000,000 2020/06/11 2021/01/29 20.0063555 SG Issuer - Tencent R Bull CBBC Jan 2021 I 80,000,000 2020/06/11 2021/01/29 20.0063335 SG Issuer - Tencent R Bear CBBC Jan 2021 W 80,000,000 2020/06/11 2021/01/28 20.0063418 SG Issuer - Xiaomi R Bull CBBC Jan 2021 C 60,000,000 2020/06/11 2021/01/29 15.0062877 UBS AG - Alibaba Group R Bull CBBC May 2021 A 400,000,000 2020/06/11 2021/05/31 100.0062871 UBS AG - Alibaba Group R Bear CBBC Feb 2021 J 80,000,000 2020/06/11 2021/02/26 20.0062825 UBS AG - HKEX R Bull CBBC May 2021 A 200,000,000 2020/06/11 2021/05/03 50.0062833 UBS AG - HKEX R Bear CBBC Feb 2021 D 50,000,000 2020/06/11 2021/02/09 12.5062836 UBS AG - HKEX R Bear CBBC May 2021 A 200,000,000 2020/06/11 2021/05/31 50.0062969 UBS AG - HSCEI R Bull CBBC Dec 2021 I 200,000,000 2020/06/11 2021/12/30 50.0062972 UBS AG - HSCEI R Bear CBBC Dec 2020 D 200,000,000 2020/06/11 2020/12/30 50.0062807 UBS AG - HSI R Bull CBBC Sep 2022 G 200,000,000 2020/06/11 2022/09/29 50.0062887 UBS AG - HSI R Bull CBBC Sep 2022 M 200,000,000 2020/06/11 2022/09/29 50.0062793 UBS AG - HSI R Bull CBBC Sep 2022 Z 200,000,000 2020/06/11 2022/09/29 50.0062819 UBS AG - HSI R Bear CBBC Jan 2021 V 200,000,000 2020/06/11 2021/01/28 50.0062912 UBS AG - HSI R Bear CBBC Jan 2021 X 200,000,000 2020/06/11 2021/01/28 50.00




62941 UBS AG - HSI R Bear CBBC Jan 2021 Y 200,000,000 2020/06/11 2021/01/28 50.0062949 UBS AG - Meituan Dianping R Bull CBBC Feb 2021 E 50,000,000 2020/06/11 2021/02/09 12.5062820 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 H 50,000,000 2020/06/11 2020/12/30 16.5062944 UBS AG - Meituan Dianping R Bear CBBC Feb 2021 C 150,000,000 2020/06/11 2021/02/09 37.5062950 UBS AG - Xiaomi R Bear CBBC Feb 2021 F 60,000,000 2020/06/11 2021/02/08 15.0064042 Bank Vontobel - HSI N Bull CBBC Dec 2022 G 40,000,000 2020/06/11 2022/12/29 10.0064033 Bank Vontobel - HSI N Bear CBBC Dec 2020 X 40,000,000 2020/06/11 2020/12/30 10.0064028 Bank Vontobel - HSI R Bull CBBC Sep 2022 A 80,000,000 2020/06/11 2022/09/29 20.0064020 Bank Vontobel - HSI R Bear CBBC Dec 2020 W 80,000,000 2020/06/11 2020/12/30 20.0063986 Bank Vontobel - Meituan Dianping R Bull CBBC Feb 2021 I 60,000,000 2020/06/11 2021/02/05 15.0063991 Bank Vontobel - Meituan Dianping R Bull CBBC Feb 2021 J 60,000,000 2020/06/11 2021/02/05 15.0063985 Bank Vontobel - Meituan Dianping R Bear CBBC Feb 2021 C 60,000,000 2020/06/11 2021/02/05 15.0064162 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 F 150,000,000 2020/06/12 2023/01/30 37.5064160 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 L 150,000,000 2020/06/12 2023/01/30 37.5064172 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 D 150,000,000 2020/06/12 2020/10/29 37.5064175 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 E 150,000,000 2020/06/12 2020/10/29 37.5064176 BOCI Asia Ltd. - Meituan Dianping R Bull CBBC Dec 2020 U 40,000,000 2020/06/12 2020/12/30 10.0064215 BOCI Asia Ltd. - Tencent R Bull CBBC Dec 2020 M 40,000,000 2020/06/12 2020/12/30 10.8064225 BOCI Asia Ltd. - Tencent R Bear CBBC Dec 2020 A 40,000,000 2020/06/12 2020/12/30 10.0064741 BNP Paribas Issuance B.V. - Alibaba R Bull CBBC Dec 2020 M 100,000,000 2020/06/12 2020/12/30 25.0064781 BNP Paribas Issuance B.V. - Alibaba R Bull CBBC Dec 2020 P 100,000,000 2020/06/12 2020/12/30 25.0064787 BNP Paribas Issuance B.V. - HKEX R Bear CBBC Nov 2020 S 50,000,000 2020/06/12 2020/11/27 12.5064809 BNP Paribas Issuance B.V. - HKEX R Bear CBBC Nov 2020 T 50,000,000 2020/06/12 2020/11/27 27.5064854 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 I 200,000,000 2020/06/12 2022/11/29 50.0064856 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 J 200,000,000 2020/06/12 2022/11/29 50.0064859 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 K 200,000,000 2020/06/12 2022/11/29 50.0064897 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 L 200,000,000 2020/06/12 2022/11/29 50.0064840 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 Z 200,000,000 2020/06/12 2022/11/29 50.0064824 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 T 250,000,000 2020/06/12 2020/11/27 62.5064826 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 U 250,000,000 2020/06/12 2020/11/27 62.5064811 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Nov 2020 U 50,000,000 2020/06/12 2020/11/27 12.5064817 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Dec 2020 S 50,000,000 2020/06/12 2020/12/30 12.5065155 Credit Suisse AG - AAC Tech R Bull CBBC Dec 2020 F 80,000,000 2020/06/12 2020/12/30 20.0065267 Credit Suisse AG - Alibaba Group R Bull CBBC Oct 2020 M 50,000,000 2020/06/12 2020/10/29 12.5065272 Credit Suisse AG - Alibaba Group R Bull CBBC Jan 2021 A 150,000,000 2020/06/12 2021/01/28 37.5065301 Credit Suisse AG - CNOOC R Bear CBBC Dec 2020 B 40,000,000 2020/06/12 2020/12/30 10.0065275 Credit Suisse AG - HSBC R Bull CBBC Jan 2021 C 70,000,000 2020/06/12 2021/01/28 17.5065228 Credit Suisse AG - HSI R Bull CBBC Jan 2023 J 200,000,000 2020/06/12 2023/01/30 50.0065227 Credit Suisse AG - HSI R Bull CBBC Jan 2023 Z 200,000,000 2020/06/12 2023/01/30 50.0065172 Credit Suisse AG - HSI R Bull CBBC Mar 2023 G 200,000,000 2020/06/12 2023/03/30 50.0065174 Credit Suisse AG - HSI R Bull CBBC Mar 2023 H 200,000,000 2020/06/12 2023/03/30 50.0065179 Credit Suisse AG - HSI R Bull CBBC Mar 2023 I 200,000,000 2020/06/12 2023/03/30 50.0065123 Credit Suisse AG - HSI R Bear CBBC Oct 2020 H 200,000,000 2020/06/12 2020/10/29 50.0065127 Credit Suisse AG - HSI R Bear CBBC Oct 2020 I 200,000,000 2020/06/12 2020/10/29 50.0065143 Credit Suisse AG - HSI R Bear CBBC Oct 2020 N 200,000,000 2020/06/12 2020/10/29 50.00




65156 Credit Suisse AG - HSI R Bear CBBC Oct 2020 R 200,000,000 2020/06/12 2020/10/29 50.0065165 Credit Suisse AG - HSI R Bear CBBC Dec 2020 J 200,000,000 2020/06/12 2020/12/30 50.0065313 Credit Suisse AG - Link REIT R Bull CBBC Jan 2021 C 50,000,000 2020/06/12 2021/01/28 12.5065296 Credit Suisse AG - Meituan Dianping R Bear CBBC Jan 2021 D 100,000,000 2020/06/12 2021/01/28 25.0065279 Credit Suisse AG - Meituan Dianping R Bear CBBC Apr 2021 A 100,000,000 2020/06/12 2021/04/29 25.0065311 Credit Suisse AG - Ping An R Bull CBBC Nov 2020 O 80,000,000 2020/06/12 2020/11/27 20.0065247 Credit Suisse AG - Sands China R Bull CBBC Mar 2021 C 60,000,000 2020/06/12 2021/03/30 15.0065144 Credit Suisse AG - SMIC R Bull CBBC Jan 2021 I 100,000,000 2020/06/12 2021/01/28 25.0065147 Credit Suisse AG - SMIC R Bear CBBC Jan 2021 B 50,000,000 2020/06/12 2021/01/28 12.5065153 Credit Suisse AG - Sunny Optical R Bull CBBC Dec 2020 D 40,000,000 2020/06/12 2020/12/30 10.0065398 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Dec 2020 O 60,000,000 2020/06/12 2020/12/30 15.0065376 Goldman Sachs SP (Asia) - Galaxy Ent R Bull CBBC Dec 2020 F 60,000,000 2020/06/12 2020/12/30 15.0065377 Goldman Sachs SP (Asia) - HKEX R Bull CBBC Jun 2021 H 80,000,000 2020/06/12 2021/06/30 20.0065335 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jul 2023 F 160,000,000 2020/06/12 2023/07/28 40.0065460 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jul 2023 G 160,000,000 2020/06/12 2023/07/28 40.0065502 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jul 2023 H 160,000,000 2020/06/12 2023/07/28 40.0065503 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jul 2023 I 160,000,000 2020/06/12 2023/07/28 40.0065513 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jul 2023 J 160,000,000 2020/06/12 2023/07/28 40.0065534 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jul 2023 K 160,000,000 2020/06/12 2023/07/28 40.0065563 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jul 2023 L 160,000,000 2020/06/12 2023/07/28 40.0065436 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 E 160,000,000 2020/06/12 2021/02/25 40.0065334 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 N 160,000,000 2020/06/12 2021/02/25 40.0065347 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 O 160,000,000 2020/06/12 2021/02/25 40.0065350 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 P 160,000,000 2020/06/12 2021/02/25 40.0065416 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 W 160,000,000 2020/06/12 2021/02/25 40.0065419 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 Z 160,000,000 2020/06/12 2021/02/25 40.0065397 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Oct 2020 L 60,000,000 2020/06/12 2020/10/30 15.0065405 Goldman Sachs SP (Asia) - Meituan R Bear CBBC Aug 2021 D 60,000,000 2020/06/12 2021/08/31 15.0065362 Goldman Sachs SP (Asia) - Xiaomi R Bull CBBC Oct 2020 I 60,000,000 2020/06/12 2020/10/30 15.0064087 HK Bank - Alibaba Group R Bull CBBC Nov 2020 J 40,000,000 2020/06/12 2020/11/02 10.0064058 HK Bank - HKEX R Bear CBBC Nov 2020 E 100,000,000 2020/06/12 2020/11/26 25.0064045 HK Bank - HSI R Bull CBBC May 2022 I 100,000,000 2020/06/12 2022/05/30 25.0064050 HK Bank - HSI R Bull CBBC May 2022 J 60,000,000 2020/06/12 2022/05/30 15.0064247 HK Bank - HSI R Bull CBBC May 2022 K 60,000,000 2020/06/12 2022/05/30 15.0064057 HK Bank - HSI R Bear CBBC Oct 2020 M 80,000,000 2020/06/12 2020/10/29 20.0064089 HK Bank - Meituan Dianping R Bull CBBC Nov 2020 I 40,000,000 2020/06/12 2020/11/26 10.0064090 HK Bank - Meituan Dianping R Bear CBBC Dec 2020 C 100,000,000 2020/06/12 2020/12/21 25.0064101 HK Bank - SMIC R Bull CBBC Oct 2020 E 40,000,000 2020/06/12 2020/10/22 10.0064114 HK Bank - Tencent R Bear CBBC Oct 2020 K 40,000,000 2020/06/12 2020/10/22 10.0064048 HK Bank - Xiaomi R Bull CBBC Nov 2020 F 40,000,000 2020/06/12 2020/11/23 10.0065024 Haitong Int’l Sec - Alibaba Group R Bull CBBC Dec 2020 G 60,000,000 2020/06/12 2020/12/31 15.0064951 Haitong Int’l Sec - HSI R Bull CBBC Mar 2023 R 150,000,000 2020/06/12 2023/03/30 37.5064956 Haitong Int’l Sec - HSI R Bull CBBC Mar 2023 S 150,000,000 2020/06/12 2023/03/30 37.5064992 Haitong Int’l Sec - HSI R Bull CBBC Mar 2023 T 150,000,000 2020/06/12 2023/03/30 37.5065015 Haitong Int’l Sec - HSI R Bull CBBC Mar 2023 U 150,000,000 2020/06/12 2023/03/30 37.50




64935 Haitong Int’l Sec - HSI R Bear CBBC Feb 2021 D 200,000,000 2020/06/12 2021/02/25 50.0064938 Haitong Int’l Sec - HSI R Bear CBBC Feb 2021 E 150,000,000 2020/06/12 2021/02/25 37.5064940 Haitong Int’l Sec - HSI R Bear CBBC Feb 2021 F 200,000,000 2020/06/12 2021/02/25 50.0065020 Haitong Int’l Sec - Tencent R Bull CBBC Nov 2020 Q 60,000,000 2020/06/12 2020/11/27 15.0065028 Haitong Int’l Sec - Xiaomi R Bull CBBC Nov 2020 B 60,000,000 2020/06/12 2020/11/27 15.0064717 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 E 200,000,000 2020/06/12 2023/02/27 50.0064723 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 G 240,000,000 2020/06/12 2023/02/27 60.0064574 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 W 200,000,000 2020/06/12 2023/02/27 50.0064733 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 X 200,000,000 2020/06/12 2023/02/27 50.0064695 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 M 200,000,000 2020/06/12 2023/03/30 50.0064557 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 E 200,000,000 2020/06/12 2023/04/27 50.0064710 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 F 200,000,000 2020/06/12 2023/04/27 50.0064697 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 S 200,000,000 2020/06/12 2023/09/28 50.0064606 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 A 240,000,000 2020/06/12 2020/12/30 60.0064688 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 G 200,000,000 2020/06/12 2020/12/30 50.0064585 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 Z 200,000,000 2020/06/12 2020/12/30 50.0064640 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 A 200,000,000 2020/06/12 2021/01/28 50.0064586 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 W 200,000,000 2020/06/12 2021/01/28 50.0064613 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 X 200,000,000 2020/06/12 2021/01/28 50.0064584 J P Morgan SP BV - HSI R Bear CBBC Feb 2021 J 200,000,000 2020/06/12 2021/02/25 50.0064683 J P Morgan SP BV - HSI R Bear CBBC Feb 2021 K 200,000,000 2020/06/12 2021/02/25 50.0064654 J P Morgan SP BV - Meituan Dianping R Bear CBBC Dec 2020 D 80,000,000 2020/06/12 2020/12/18 22.8064681 J P Morgan SP BV - Xiaomi R Bull CBBC Jan 2021 A 100,000,000 2020/06/12 2021/01/15 25.0065121 Morgan Stanley Asia Products - HSI R Bull CBBC Feb 2023 O 150,000,000 2020/06/12 2023/02/27 37.5065122 Morgan Stanley Asia Products - HSI R Bull CBBC Mar 2023 H 150,000,000 2020/06/12 2023/03/30 37.5064238 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 I 150,000,000 2020/06/12 2020/09/29 37.5064243 Morgan Stanley Asia Products - HSI R Bear CBBC Oct 2020 E 150,000,000 2020/06/12 2020/10/29 37.5064135 Morgan Stanley Asia Products - HSI R Bear CBBC Nov 2020 L 150,000,000 2020/06/12 2020/11/27 37.5065782 SG Issuer - AIA R Bull CBBC Dec 2020 S 60,000,000 2020/06/12 2020/12/31 15.0065626 SG Issuer - Alibaba Group R Bear CBBC Feb 2021 E 80,000,000 2020/06/12 2021/02/25 20.0065783 SG Issuer - Galaxy Ent R Bull CBBC Nov 2020 H 100,000,000 2020/06/12 2020/11/30 25.0065647 SG Issuer - HKEX R Bear CBBC Dec 2020 N 50,000,000 2020/06/12 2020/12/30 12.5065760 SG Issuer - HSI R Bull CBBC Feb 2023 S 250,000,000 2020/06/12 2023/02/27 62.5065778 SG Issuer - HSI R Bull CBBC Feb 2023 X 250,000,000 2020/06/12 2023/02/27 62.5065580 SG Issuer - HSI R Bull CBBC Mar 2023 K 250,000,000 2020/06/12 2023/03/30 62.5065780 SG Issuer - HSI R Bull CBBC Apr 2023 B 250,000,000 2020/06/12 2023/04/27 62.5065588 SG Issuer - HSI R Bull CBBC May 2023 N 250,000,000 2020/06/12 2023/05/30 62.5065701 SG Issuer - HSI R Bear CBBC Oct 2020 E 250,000,000 2020/06/12 2020/10/29 62.5065566 SG Issuer - HSI R Bear CBBC Oct 2020 H 250,000,000 2020/06/12 2020/10/29 62.5065688 SG Issuer - HSI R Bear CBBC Dec 2020 Q 250,000,000 2020/06/12 2020/12/30 62.5065689 SG Issuer - HSI R Bear CBBC Jan 2021 C 250,000,000 2020/06/12 2021/01/28 62.5065705 SG Issuer - HSI R Bear CBBC Jan 2021 D 250,000,000 2020/06/12 2021/01/28 62.5065755 SG Issuer - HSI R Bear CBBC Jan 2021 F 250,000,000 2020/06/12 2021/01/28 62.5065600 SG Issuer - Meituan Dianping R Bull CBBC Jan 2021 J 100,000,000 2020/06/12 2021/01/29 25.0065659 SG Issuer - Meituan Dianping R Bear CBBC Mar 2021 B 100,000,000 2020/06/12 2021/03/31 25.00




65694 SG Issuer - SMIC R Bear CBBC Dec 2020 F 100,000,000 2020/06/12 2020/12/31 25.0065664 SG Issuer - SUNAC R Bull CBBC Apr 2021 B 80,000,000 2020/06/12 2021/04/30 20.0065698 SG Issuer - Sunny Optical R Bear CBBC Jan 2021 D 60,000,000 2020/06/12 2021/01/27 15.0065606 SG Issuer - Tencent R Bull CBBC Jan 2021 J 80,000,000 2020/06/12 2021/01/29 20.0065619 SG Issuer - Tencent R Bull CBBC Jan 2021 K 80,000,000 2020/06/12 2021/01/29 20.0065668 SG Issuer - Tencent R Bear CBBC Jan 2021 X 80,000,000 2020/06/12 2021/01/28 20.0064536 UBS AG - AIA R Bull CBBC Mar 2021 A 80,000,000 2020/06/12 2021/03/22 20.0064460 UBS AG - AIA R Bear CBBC Jan 2021 B 50,000,000 2020/06/12 2021/01/08 12.5064394 UBS AG - Alibaba Group R Bull CBBC Jan 2021 E 80,000,000 2020/06/12 2021/01/08 20.0064399 UBS AG - Alibaba Group R Bull CBBC Mar 2021 E 400,000,000 2020/06/12 2021/03/22 100.0064459 UBS AG - CSOP A50 ETF R Bull CBBC Mar 2021 A 40,000,000 2020/06/12 2021/03/22 10.0064550 UBS AG - HKEX R Bear CBBC Mar 2021 A 50,000,000 2020/06/12 2021/03/22 21.5064531 UBS AG - HSBC R Bull CBBC Mar 2021 D 150,000,000 2020/06/12 2021/03/22 37.5064504 UBS AG - HSI R Bull CBBC Mar 2023 C 200,000,000 2020/06/12 2023/03/30 50.0064512 UBS AG - HSI R Bull CBBC Mar 2023 E 200,000,000 2020/06/12 2023/03/30 50.0064495 UBS AG - HSI R Bull CBBC Mar 2023 V 200,000,000 2020/06/12 2023/03/30 50.0064477 UBS AG - HSI R Bear CBBC Sep 2020 L 200,000,000 2020/06/12 2020/09/29 50.0064484 UBS AG - HSI R Bear CBBC Sep 2020 N 200,000,000 2020/06/12 2020/09/29 50.0064490 UBS AG - HSI R Bear CBBC Sep 2020 O 300,000,000 2020/06/12 2020/09/29 75.0064491 UBS AG - HSI R Bear CBBC Sep 2020 Q 200,000,000 2020/06/12 2020/09/29 50.0064470 UBS AG - HSI R Bear CBBC Sep 2020 W 200,000,000 2020/06/12 2020/09/29 50.0064493 UBS AG - HSI R Bear CBBC Sep 2020 X 200,000,000 2020/06/12 2020/09/29 50.0064386 UBS AG - Meituan Dianping R Bull CBBC Jan 2021 I 50,000,000 2020/06/12 2021/01/08 12.5064266 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 I 50,000,000 2020/06/12 2020/12/28 12.5064284 UBS AG - Meituan Dianping R Bear CBBC Jan 2021 H 200,000,000 2020/06/12 2021/01/08 50.0064452 UBS AG - Ping An R Bull CBBC Mar 2021 A 100,000,000 2020/06/12 2021/03/22 25.0064474 UBS AG - Sunny Optical R Bear CBBC Feb 2021 C 30,000,000 2020/06/12 2021/02/04 10.2064391 UBS AG - Tencent R Bull CBBC Jan 2021 N 40,000,000 2020/06/12 2021/01/08 10.0064473 UBS AG - Tencent R Bear CBBC Dec 2020 J 40,000,000 2020/06/12 2020/12/30 10.0065114 Bank Vontobel - CSOP A50 ETF R Bull CBBC Jan 2021 A 40,000,000 2020/06/12 2021/01/15 10.0065055 Bank Vontobel - HSI N Bull CBBC Dec 2022 C 40,000,000 2020/06/12 2022/12/29 10.0065099 Bank Vontobel - HSI N Bear CBBC Dec 2020 Y 40,000,000 2020/06/12 2020/12/30 10.0065066 Bank Vontobel - HSI R Bull CBBC Sep 2022 B 80,000,000 2020/06/12 2022/09/29 20.0065074 Bank Vontobel - HSI R Bull CBBC Sep 2022 C 80,000,000 2020/06/12 2022/09/29 20.0065109 Bank Vontobel - HSI R Bull CBBC Sep 2022 D 80,000,000 2020/06/12 2022/09/29 20.0065045 Bank Vontobel - Meituan Dianping R Bull CBBC Jan 2021 P 60,000,000 2020/06/12 2021/01/15 15.0065039 Bank Vontobel - Meituan Dianping R Bull CBBC Mar 2021 E 60,000,000 2020/06/12 2021/03/05 15.0065061 Bank Vontobel - Meituan Dianping R Bear CBBC Jan 2021 M 60,000,000 2020/06/12 2021/01/15 15.0065088 Bank Vontobel - Sunny Optical R Bull CBBC Jan 2021 A 40,000,000 2020/06/12 2021/01/15 10.0065068 Bank Vontobel - Xiaomi R Bull CBBC Jan 2021 E 40,000,000 2020/06/12 2021/01/15 10.0066093 BOCI Asia Ltd. - Galaxy Ent R Bull CBBC Dec 2020 A 100,000,000 2020/06/15 2020/12/30 25.0066050 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 M 150,000,000 2020/06/15 2023/01/30 37.5066058 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 N 150,000,000 2020/06/15 2023/01/30 37.5066077 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 G 150,000,000 2020/06/15 2020/10/29 37.5066084 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 X 150,000,000 2020/06/15 2020/10/29 37.50




66087 BOCI Asia Ltd. - Ping An R Bull CBBC Sep 2020 P 60,000,000 2020/06/15 2020/09/29 15.0066734 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 M 200,000,000 2020/06/15 2022/11/29 50.0066783 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 N 190,000,000 2020/06/15 2022/11/29 47.5066792 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 A 250,000,000 2020/06/15 2020/11/27 62.5066731 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 C 250,000,000 2020/06/15 2020/11/27 62.5066732 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 X 250,000,000 2020/06/15 2020/11/27 62.5066591 Credit Suisse AG - Geely Auto R Bull CBBC Nov 2020 A 40,000,000 2020/06/15 2020/11/27 10.0066614 Credit Suisse AG - HKEX R Bull CBBC Nov 2020 F 50,000,000 2020/06/15 2020/11/27 12.5066664 Credit Suisse AG - HSI R Bull CBBC Feb 2023 L 200,000,000 2020/06/15 2023/02/27 50.0066669 Credit Suisse AG - HSI R Bull CBBC Feb 2023 M 200,000,000 2020/06/15 2023/02/27 50.0066702 Credit Suisse AG - HSI R Bull CBBC Feb 2023 N 200,000,000 2020/06/15 2023/02/27 50.0066687 Credit Suisse AG - HSI R Bull CBBC Feb 2023 R 200,000,000 2020/06/15 2023/02/27 50.0066571 Credit Suisse AG - HSI R Bear CBBC Oct 2020 M 200,000,000 2020/06/15 2020/10/29 50.0066587 Credit Suisse AG - HSI R Bear CBBC Oct 2020 O 200,000,000 2020/06/15 2020/10/29 50.0066589 Credit Suisse AG - HSI R Bear CBBC Nov 2020 F 200,000,000 2020/06/15 2020/11/27 50.0066577 Credit Suisse AG - HSI R Bear CBBC Nov 2020 X 200,000,000 2020/06/15 2020/11/27 50.0066590 Credit Suisse AG - Meituan Dianping R Bull CBBC May 2021 A 150,000,000 2020/06/15 2021/05/28 37.5066662 Credit Suisse AG - Sands China R Bear CBBC Dec 2020 C 60,000,000 2020/06/15 2020/12/30 15.0066647 Credit Suisse AG - SMIC R Bull CBBC Jan 2021 J 100,000,000 2020/06/15 2021/01/22 25.0066717 Credit Suisse AG - Tencent R Bull CBBC Nov 2020 P 50,000,000 2020/06/15 2020/11/27 12.5066727 Credit Suisse AG - Xiaomi R Bull CBBC Oct 2020 G 50,000,000 2020/06/15 2020/10/29 12.5066996 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 G 60,000,000 2020/06/15 2020/10/30 15.0066997 Goldman Sachs SP (Asia) - HKEX R Bull CBBC Jun 2021 I 80,000,000 2020/06/15 2021/06/30 20.0067054 Goldman Sachs SP (Asia) - HSBC R Bull CBBC Mar 2021 C 60,000,000 2020/06/15 2021/03/30 15.0066931 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jul 2023 M 160,000,000 2020/06/15 2023/07/28 40.0066988 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jul 2023 N 160,000,000 2020/06/15 2023/07/28 40.0067057 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jul 2023 O 160,000,000 2020/06/15 2023/07/28 40.0067071 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jul 2023 P 160,000,000 2020/06/15 2023/07/28 40.0067072 Goldman Sachs SP (Asia) - HSI R Bull CBBC Jul 2023 Q 160,000,000 2020/06/15 2023/07/28 40.0066938 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 F 160,000,000 2020/06/15 2021/02/25 40.0066945 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 H 160,000,000 2020/06/15 2021/02/25 40.0067074 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 J 160,000,000 2020/06/15 2021/02/25 40.0067076 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 K 160,000,000 2020/06/15 2021/02/25 40.0066989 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Oct 2020 M 60,000,000 2020/06/15 2020/10/30 15.0067013 Goldman Sachs SP (Asia) - Ping An R Bull CBBC Mar 2021 D 80,000,000 2020/06/15 2021/03/31 20.0067000 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Jun 2021 E 60,000,000 2020/06/15 2021/06/30 15.0065888 HK Bank - AAC Tech R Bull CBBC Jan 2021 C 40,000,000 2020/06/15 2021/01/04 10.0065892 HK Bank - Alibaba Group R Bull CBBC Nov 2020 K 40,000,000 2020/06/15 2020/11/12 10.0065904 HK Bank - HKEX R Bull CBBC Nov 2020 L 40,000,000 2020/06/15 2020/11/02 10.0065905 HK Bank - HKEX R Bear CBBC Dec 2020 C 100,000,000 2020/06/15 2020/12/21 25.0065811 HK Bank - HSI R Bull CBBC May 2022 L 100,000,000 2020/06/15 2022/05/30 25.0065814 HK Bank - HSI R Bull CBBC May 2022 M 100,000,000 2020/06/15 2022/05/30 25.0065816 HK Bank - HSI R Bull CBBC May 2022 N 60,000,000 2020/06/15 2022/05/30 15.0065801 HK Bank - HSI R Bear CBBC Oct 2020 N 60,000,000 2020/06/15 2020/10/29 15.0065823 HK Bank - HSI R Bear CBBC Oct 2020 O 100,000,000 2020/06/15 2020/10/29 25.00




65878 HK Bank - HSI R Bear CBBC Oct 2020 P 100,000,000 2020/06/15 2020/10/29 25.0065891 HK Bank - Meituan Dianping R Bear CBBC Oct 2020 F 40,000,000 2020/06/15 2020/10/12 10.0065915 HK Bank - Ping An R Bear CBBC Nov 2020 A 50,000,000 2020/06/15 2020/11/09 12.5065938 HK Bank - Sands China R Bull CBBC Nov 2020 D 40,000,000 2020/06/15 2020/11/09 10.0065958 HK Bank - Sands China R Bear CBBC Jan 2021 A 40,000,000 2020/06/15 2021/01/04 10.0065908 HK Bank - SUNAC R Bull CBBC Nov 2020 E 40,000,000 2020/06/15 2020/11/09 10.0065906 HK Bank - Sunny Optical R Bull CBBC Nov 2020 E 40,000,000 2020/06/15 2020/11/09 10.0066841 Haitong Int’l Sec - AIA R Bull CBBC Dec 2020 D 80,000,000 2020/06/15 2020/12/31 20.0066849 Haitong Int’l Sec - China Life R Bull CBBC Apr 2021 A 80,000,000 2020/06/15 2021/04/29 20.0066862 Haitong Int’l Sec - HSBC R Bull CBBC Apr 2021 B 60,000,000 2020/06/15 2021/04/29 15.0066864 Haitong Int’l Sec - HSI R Bull CBBC May 2023 E 150,000,000 2020/06/15 2023/05/30 37.5066865 Haitong Int’l Sec - HSI R Bull CBBC May 2023 F 300,000,000 2020/06/15 2023/05/30 75.0066928 Haitong Int’l Sec - HSI R Bull CBBC May 2023 G 200,000,000 2020/06/15 2023/05/30 50.0066811 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 H 150,000,000 2020/06/15 2020/12/30 37.5066815 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 Z 200,000,000 2020/06/15 2021/01/28 50.0066854 Haitong Int’l Sec - Ping An R Bull CBBC Mar 2021 A 60,000,000 2020/06/15 2021/03/22 15.0066267 J P Morgan SP BV - Alibaba Group R Bull CBBC Dec 2020 G 80,000,000 2020/06/15 2020/12/18 20.0066270 J P Morgan SP BV - HKEX R Bear CBBC Dec 2020 C 40,000,000 2020/06/15 2020/12/11 10.0066257 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 A 200,000,000 2020/06/15 2023/02/27 50.0066212 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 Y 200,000,000 2020/06/15 2023/02/27 50.0066256 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 Z 240,000,000 2020/06/15 2023/02/27 60.0066227 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 N 200,000,000 2020/06/15 2023/03/30 50.0066246 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 Y 200,000,000 2020/06/15 2023/03/30 50.0066261 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 T 200,000,000 2020/06/15 2023/09/28 50.0066310 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 H 200,000,000 2020/06/15 2020/11/27 50.0066182 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 I 200,000,000 2020/06/15 2020/11/27 50.0066206 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 K 200,000,000 2020/06/15 2020/12/30 50.0066287 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 M 200,000,000 2020/06/15 2020/12/30 50.0066272 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 Y 200,000,000 2020/06/15 2020/12/30 50.0066312 Morgan Stanley Asia Products - HSI R Bull CBBC Jan 2023 Q 150,000,000 2020/06/15 2023/01/30 37.5065791 Morgan Stanley Asia Products - HSI R Bear CBBC Jan 2021 B 150,000,000 2020/06/15 2021/01/28 37.5065799 Morgan Stanley Asia Products - HSI R Bear CBBC Jan 2021 C 150,000,000 2020/06/15 2021/01/28 37.5067417 SG Issuer - AAC Tech R Bull CBBC Jan 2021 C 100,000,000 2020/06/15 2021/01/29 25.0067425 SG Issuer - Alibaba Group R Bull CBBC Jan 2021 F 60,000,000 2020/06/15 2021/01/29 15.0067433 SG Issuer - Alibaba Group R Bull CBBC Jan 2021 G 60,000,000 2020/06/15 2021/01/29 15.0067148 SG Issuer - China Life R Bull CBBC Dec 2020 D 40,000,000 2020/06/15 2020/12/31 10.0067443 SG Issuer - China Life R Bull CBBC Mar 2021 B 150,000,000 2020/06/15 2021/03/30 37.5067151 SG Issuer - HKEX R Bull CBBC Jan 2021 F 50,000,000 2020/06/15 2021/01/29 12.5067181 SG Issuer - HSI R Bull CBBC Apr 2023 V 500,000,000 2020/06/15 2023/04/27 125.0067239 SG Issuer - HSI R Bull CBBC May 2023 F 250,000,000 2020/06/15 2023/05/30 62.5067362 SG Issuer - HSI R Bull CBBC Jun 2023 U 250,000,000 2020/06/15 2023/06/29 62.5067373 SG Issuer - HSI R Bull CBBC Sep 2023 A 250,000,000 2020/06/15 2023/09/28 62.5067376 SG Issuer - HSI R Bull CBBC Sep 2023 B 250,000,000 2020/06/15 2023/09/28 62.5067404 SG Issuer - HSI R Bull CBBC Sep 2023 C 250,000,000 2020/06/15 2023/09/28 62.5067123 SG Issuer - HSI R Bear CBBC Sep 2020 B 250,000,000 2020/06/15 2020/09/29 62.50




67270 SG Issuer - HSI R Bear CBBC Oct 2020 C 250,000,000 2020/06/15 2020/10/29 62.5067242 SG Issuer - HSI R Bear CBBC Oct 2020 G 250,000,000 2020/06/15 2020/10/29 62.5067262 SG Issuer - HSI R Bear CBBC Oct 2020 I 250,000,000 2020/06/15 2020/10/29 62.5067342 SG Issuer - HSI R Bear CBBC Nov 2020 A 250,000,000 2020/06/15 2020/11/27 62.5067295 SG Issuer - HSI R Bear CBBC Nov 2020 L 250,000,000 2020/06/15 2020/11/27 62.5067301 SG Issuer - HSI R Bear CBBC Nov 2020 T 250,000,000 2020/06/15 2020/11/27 62.5067306 SG Issuer - HSI R Bear CBBC Nov 2020 V 250,000,000 2020/06/15 2020/11/27 62.5067341 SG Issuer - HSI R Bear CBBC Nov 2020 Z 250,000,000 2020/06/15 2020/11/27 62.5067350 SG Issuer - HSI R Bear CBBC Jan 2021 G 250,000,000 2020/06/15 2021/01/28 62.5067098 SG Issuer - Meituan Dianping R Bull CBBC Jan 2021 K 100,000,000 2020/06/15 2021/01/29 25.0067471 SG Issuer - Meituan Dianping R Bull CBBC Jan 2021 L 100,000,000 2020/06/15 2021/01/29 25.0067154 SG Issuer - Ping An R Bull CBBC Jan 2021 J 100,000,000 2020/06/15 2021/01/29 25.0067113 SG Issuer - Ping An R Bull CBBC Feb 2021 H 100,000,000 2020/06/15 2021/02/26 25.0067173 SG Issuer - SMIC R Bull CBBC Jan 2021 C 120,000,000 2020/06/15 2021/01/29 30.0067120 SG Issuer - Tencent R Bull CBBC Jan 2021 L 80,000,000 2020/06/15 2021/01/29 20.0067177 SG Issuer - Xiaomi R Bull CBBC Dec 2020 N 60,000,000 2020/06/15 2020/12/31 15.0066112 UBS AG - CNOOC R Bull CBBC Feb 2021 A 40,000,000 2020/06/15 2021/02/26 10.0066123 UBS AG - HKEX R Bull CBBC Mar 2021 C 50,000,000 2020/06/15 2021/03/31 12.5066139 UBS AG - HSI R Bull CBBC Feb 2023 W 200,000,000 2020/06/15 2023/02/27 50.0066145 UBS AG - HSI R Bull CBBC Feb 2023 X 200,000,000 2020/06/15 2023/02/27 50.0066146 UBS AG - HSI R Bull CBBC Feb 2023 Z 200,000,000 2020/06/15 2023/02/27 50.0066166 UBS AG - HSI R Bear CBBC Sep 2020 P 200,000,000 2020/06/15 2020/09/29 50.0066097 UBS AG - HSI R Bear CBBC Sep 2020 R 200,000,000 2020/06/15 2020/09/29 50.0066104 UBS AG - HSI R Bear CBBC Sep 2020 S 200,000,000 2020/06/15 2020/09/29 50.0066150 UBS AG - HSI R Bear CBBC Sep 2020 Y 200,000,000 2020/06/15 2020/09/29 50.0066108 UBS AG - SMIC R Bull CBBC Feb 2021 B 100,000,000 2020/06/15 2021/02/26 25.0066106 UBS AG - SMIC R Bull CBBC Mar 2021 A 100,000,000 2020/06/15 2021/03/31 25.0066110 UBS AG - SMIC R Bear CBBC Feb 2021 B 100,000,000 2020/06/15 2021/02/26 25.0066325 Bank Vontobel - Alibaba Group R Bull CBBC Mar 2021 A 40,000,000 2020/06/15 2021/03/05 10.0066532 Bank Vontobel - China Life R Bull CBBC Mar 2021 F 80,000,000 2020/06/15 2021/03/19 20.0066424 Bank Vontobel - CNOOC R Bull CBBC Feb 2021 A 40,000,000 2020/06/15 2021/02/19 10.0066435 Bank Vontobel - Geely Auto R Bull CBBC Mar 2021 A 40,000,000 2020/06/15 2021/03/05 10.0066516 Bank Vontobel - HKEX R Bear CBBC Jan 2021 B 40,000,000 2020/06/15 2021/01/15 10.0066503 Bank Vontobel - HSBC R Bull CBBC Feb 2021 C 40,000,000 2020/06/15 2021/02/19 10.0066442 Bank Vontobel - HSI R Bull CBBC Sep 2022 E 80,000,000 2020/06/15 2022/09/29 20.0066463 Bank Vontobel - HSI R Bull CBBC Sep 2022 F 80,000,000 2020/06/15 2022/09/29 20.0066474 Bank Vontobel - HSI R Bear CBBC Dec 2020 Z 80,000,000 2020/06/15 2020/12/30 20.0066546 Bank Vontobel - Meituan Dianping R Bull CBBC Mar 2021 F 60,000,000 2020/06/15 2021/03/05 15.0066337 Bank Vontobel - Sands China R Bull CBBC Feb 2021 C 40,000,000 2020/06/15 2021/02/19 10.0066320 Bank Vontobel - Xiaomi R Bear CBBC Jan 2021 B 40,000,000 2020/06/15 2021/01/08 10.0067891 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Dec 2020 U 60,000,000 2020/06/16 2020/12/31 15.0067895 BOCI Asia Ltd. - China Life R Bull CBBC Dec 2020 B 40,000,000 2020/06/16 2020/12/31 10.0067931 BOCI Asia Ltd. - HSBC R Bull CBBC Dec 2020 C 40,000,000 2020/06/16 2020/12/31 10.0067780 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 O 150,000,000 2020/06/16 2023/01/30 37.5067859 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 P 150,000,000 2020/06/16 2023/01/30 37.50




67863 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 Q 150,000,000 2020/06/16 2023/01/30 37.5067876 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 F 150,000,000 2020/06/16 2020/10/29 37.5067890 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 K 150,000,000 2020/06/16 2020/10/29 37.5067754 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 A 200,000,000 2020/06/16 2022/11/29 50.0068316 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 B 190,000,000 2020/06/16 2022/11/29 47.5067726 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 O 200,000,000 2020/06/16 2022/11/29 50.0067749 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 P 200,000,000 2020/06/16 2022/11/29 50.0067752 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 Q 200,000,000 2020/06/16 2022/11/29 50.0067698 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 B 250,000,000 2020/06/16 2020/11/27 62.5067769 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 V 250,000,000 2020/06/16 2020/11/27 62.5067705 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 Y 240,000,000 2020/06/16 2020/11/27 60.0067719 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 Z 240,000,000 2020/06/16 2020/11/27 60.0068470 Credit Suisse AG - AIA R Bull CBBC Dec 2020 K 70,000,000 2020/06/16 2020/12/30 17.5068462 Credit Suisse AG - China Mobile R Bull CBBC Dec 2020 B 70,000,000 2020/06/16 2020/12/30 17.5068439 Credit Suisse AG - China Mobile R Bear CBBC Oct 2020 A 50,000,000 2020/06/16 2020/10/29 12.5068486 Credit Suisse AG - China Life R Bull CBBC Apr 2021 A 80,000,000 2020/06/16 2021/04/29 20.0068437 Credit Suisse AG - HKEX R Bear CBBC Dec 2020 E 100,000,000 2020/06/16 2020/12/30 25.0068621 Credit Suisse AG - HSI R Bull CBBC Jan 2023 K 200,000,000 2020/06/16 2023/01/30 50.0068627 Credit Suisse AG - HSI R Bull CBBC Jan 2023 L 200,000,000 2020/06/16 2023/01/30 50.0068632 Credit Suisse AG - HSI R Bull CBBC Jan 2023 M 200,000,000 2020/06/16 2023/01/30 50.0068583 Credit Suisse AG - HSI R Bull CBBC Mar 2023 J 200,000,000 2020/06/16 2023/03/30 50.0068606 Credit Suisse AG - HSI R Bull CBBC Mar 2023 K 200,000,000 2020/06/16 2023/03/30 50.0068609 Credit Suisse AG - HSI R Bull CBBC Mar 2023 L 200,000,000 2020/06/16 2023/03/30 50.0068430 Credit Suisse AG - HSI R Bear CBBC Oct 2020 U 200,000,000 2020/06/16 2020/10/29 50.0068535 Credit Suisse AG - HSI R Bear CBBC Oct 2020 X 200,000,000 2020/06/16 2020/10/29 50.0068571 Credit Suisse AG - HSI R Bear CBBC Nov 2020 B 200,000,000 2020/06/16 2020/11/27 50.0068428 Credit Suisse AG - HSI R Bear CBBC Nov 2020 I 200,000,000 2020/06/16 2020/11/27 50.0068433 Credit Suisse AG - HSI R Bear CBBC Nov 2020 Q 200,000,000 2020/06/16 2020/11/27 50.0068516 Credit Suisse AG - HSI R Bear CBBC Nov 2020 R 200,000,000 2020/06/16 2020/11/27 50.0068557 Credit Suisse AG - HSI R Bear CBBC Nov 2020 T 200,000,000 2020/06/16 2020/11/27 50.0068436 Credit Suisse AG - Meituan Dianping R Bull CBBC Oct 2020 K 80,000,000 2020/06/16 2020/10/29 20.0068466 Credit Suisse AG - SMIC R Bull CBBC Jan 2021 K 100,000,000 2020/06/16 2021/01/28 25.0068484 Credit Suisse AG - SUNAC R Bull CBBC Feb 2021 C 60,000,000 2020/06/16 2021/02/25 15.0068464 Credit Suisse AG - Tencent R Bull CBBC Nov 2020 Q 50,000,000 2020/06/16 2020/11/27 12.5069129 Goldman Sachs SP (Asia) - HSI R Bull CBBC Sep 2023 A 160,000,000 2020/06/16 2023/09/28 40.0069150 Goldman Sachs SP (Asia) - HSI R Bull CBBC Sep 2023 B 160,000,000 2020/06/16 2023/09/28 40.0069153 Goldman Sachs SP (Asia) - HSI R Bull CBBC Sep 2023 C 160,000,000 2020/06/16 2023/09/28 40.0069156 Goldman Sachs SP (Asia) - HSI R Bull CBBC Sep 2023 D 160,000,000 2020/06/16 2023/09/28 40.0069163 Goldman Sachs SP (Asia) - HSI R Bull CBBC Sep 2023 E 160,000,000 2020/06/16 2023/09/28 40.0069172 Goldman Sachs SP (Asia) - HSI R Bull CBBC Sep 2023 F 160,000,000 2020/06/16 2023/09/28 40.0069185 Goldman Sachs SP (Asia) - HSI R Bull CBBC Sep 2023 G 160,000,000 2020/06/16 2023/09/28 40.0069188 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 B 160,000,000 2020/06/16 2021/02/25 40.0069116 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 G 160,000,000 2020/06/16 2021/02/25 40.0069118 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 L 160,000,000 2020/06/16 2021/02/25 40.0069123 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 U 160,000,000 2020/06/16 2021/02/25 40.00




69174 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 V 160,000,000 2020/06/16 2021/02/25 40.0069108 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 X 160,000,000 2020/06/16 2021/02/25 40.0069208 Goldman Sachs SP (Asia) - Ping An R Bull CBBC Jun 2021 A 80,000,000 2020/06/16 2021/06/30 20.0069195 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 M 60,000,000 2020/06/16 2020/10/30 15.0069209 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Jun 2021 F 60,000,000 2020/06/16 2021/06/30 15.0067647 HK Bank - AIA R Bull CBBC Dec 2020 A 40,000,000 2020/06/16 2020/12/14 10.0067635 HK Bank - AIA R Bear CBBC Nov 2020 A 40,000,000 2020/06/16 2020/11/09 10.0067483 HK Bank - Alibaba Group R Bull CBBC Dec 2020 C 40,000,000 2020/06/16 2020/12/07 10.0067596 HK Bank - China Life R Bull CBBC Nov 2020 C 40,000,000 2020/06/16 2020/11/16 10.0067641 HK Bank - Geely Auto R Bull CBBC Nov 2020 C 40,000,000 2020/06/16 2020/11/16 10.0067502 HK Bank - HSCEI R Bull CBBC May 2022 B 50,000,000 2020/06/16 2022/05/30 12.5067564 HK Bank - HSI R Bull CBBC May 2022 O 60,000,000 2020/06/16 2022/05/30 15.0067566 HK Bank - HSI R Bull CBBC May 2022 P 100,000,000 2020/06/16 2022/05/30 25.0067473 HK Bank - HSI R Bear CBBC Oct 2020 Q 100,000,000 2020/06/16 2020/10/29 25.0067517 HK Bank - HSI R Bear CBBC Oct 2020 R 100,000,000 2020/06/16 2020/10/29 25.0067521 HK Bank - HSI R Bear CBBC Oct 2020 S 100,000,000 2020/06/16 2020/10/29 25.0067667 HK Bank - Link REIT R Bull CBBC Jan 2021 B 40,000,000 2020/06/16 2021/01/25 10.0067499 HK Bank - Meituan Dianping R Bear CBBC Nov 2020 D 40,000,000 2020/06/16 2020/11/02 10.0067589 HK Bank - Ping An R Bull CBBC Nov 2020 F 40,000,000 2020/06/16 2020/11/09 10.0067650 HK Bank - Sands China R Bull CBBC Nov 2020 E 40,000,000 2020/06/16 2020/11/02 10.0067624 HK Bank - Tencent R Bull CBBC Nov 2020 L 40,000,000 2020/06/16 2020/11/09 10.0067513 HK Bank - Xiaomi R Bull CBBC Nov 2020 G 40,000,000 2020/06/16 2020/11/09 10.0069009 Haitong Int’l Sec - HSI R Bull CBBC Sep 2023 A 150,000,000 2020/06/16 2023/09/28 37.5069010 Haitong Int’l Sec - HSI R Bull CBBC Sep 2023 B 150,000,000 2020/06/16 2023/09/28 37.5069019 Haitong Int’l Sec - HSI R Bull CBBC Sep 2023 C 200,000,000 2020/06/16 2023/09/28 50.0068991 Haitong Int’l Sec - HSI R Bear CBBC Oct 2020 M 150,000,000 2020/06/16 2020/10/29 37.5068999 Haitong Int’l Sec - HSI R Bear CBBC Feb 2021 G 200,000,000 2020/06/16 2021/02/25 50.0069024 Haitong Int’l Sec - HSI R Bear CBBC Feb 2021 H 150,000,000 2020/06/16 2021/02/25 37.5069008 Haitong Int’l Sec - Meituan Dianping R Bear CBBC Jan 2021 D 60,000,000 2020/06/16 2021/01/28 15.0069000 Haitong Int’l Sec - Tencent R Bull CBBC Jan 2021 D 60,000,000 2020/06/16 2021/01/27 15.0069004 Haitong Int’l Sec - Tencent R Bear CBBC Jan 2021 E 60,000,000 2020/06/16 2021/01/27 15.0068354 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 F 200,000,000 2020/06/16 2023/02/27 50.0068362 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 Q 200,000,000 2020/06/16 2023/03/30 50.0068371 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 R 200,000,000 2020/06/16 2023/03/30 50.0068374 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 A 200,000,000 2020/06/16 2023/04/27 50.0068363 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 G 200,000,000 2020/06/16 2023/04/27 50.0068373 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 U 200,000,000 2020/06/16 2023/09/28 50.0068403 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 D 200,000,000 2020/06/16 2020/10/29 50.0068387 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 L 200,000,000 2020/06/16 2020/10/29 50.0068317 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 T 200,000,000 2020/06/16 2020/11/27 50.0068335 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 V 200,000,000 2020/06/16 2020/11/27 50.0068321 J P Morgan SP BV - HSI R Bear CBBC Feb 2021 L 200,000,000 2020/06/16 2021/02/25 50.0068408 J P Morgan SP BV - Meituan Dianping R Bear CBBC Jan 2021 D 80,000,000 2020/06/16 2021/01/15 20.0069082 Morgan Stanley Asia Products - HKEX R Bear CBBC Jan 2021 A 40,000,000 2020/06/16 2021/01/28 10.0069093 Morgan Stanley Asia Products - HSI R Bull CBBC Mar 2023 I 150,000,000 2020/06/16 2023/03/30 37.50




69094 Morgan Stanley Asia Products - HSI R Bull CBBC May 2023 B 150,000,000 2020/06/16 2023/05/30 37.5069025 Morgan Stanley Asia Products - HSI R Bear CBBC Dec 2020 L 150,000,000 2020/06/16 2020/12/30 37.5069034 Morgan Stanley Asia Products - HSI R Bear CBBC Dec 2020 M 150,000,000 2020/06/16 2020/12/30 37.5069038 Morgan Stanley Asia Products - HSI R Bear CBBC Jan 2021 D 150,000,000 2020/06/16 2021/01/28 37.5069045 Morgan Stanley Asia Products - Meituan R Bear CBBC Feb2021 B 40,000,000 2020/06/16 2021/02/01 10.0069078 Morgan Stanley Asia Products - Tencent R Bear CBBC Feb2021 D 40,000,000 2020/06/16 2021/02/10 16.2069051 Morgan Stanley Asia Products - Tencent R Bear CBBC Mar2021 C 40,000,000 2020/06/16 2021/03/31 18.3668671 SG Issuer - AIA R Bear CBBC Dec 2020 F 60,000,000 2020/06/16 2020/12/30 15.0068742 SG Issuer - Alibaba Group R Bull CBBC Nov 2020 N 60,000,000 2020/06/16 2020/11/30 15.0068745 SG Issuer - Alibaba Group R Bear CBBC Jan 2021 N 60,000,000 2020/06/16 2021/01/28 15.0068746 SG Issuer - China Mobile R Bull CBBC Jan 2021 A 100,000,000 2020/06/16 2021/01/28 25.0068978 SG Issuer - China Life R Bear CBBC Feb 2021 C 40,000,000 2020/06/16 2021/02/25 10.0068674 SG Issuer - Galaxy Ent R Bear CBBC Feb 2021 B 100,000,000 2020/06/16 2021/02/25 25.0068750 SG Issuer - HKEX R Bull CBBC May 2021 A 50,000,000 2020/06/16 2021/05/28 12.5068976 SG Issuer - HKEX R Bear CBBC Feb 2021 C 50,000,000 2020/06/16 2021/02/25 12.5068777 SG Issuer - HSBC R Bull CBBC Jun 2021 E 100,000,000 2020/06/16 2021/06/29 25.0068751 SG Issuer - HSBC R Bear CBBC Jan 2021 C 100,000,000 2020/06/16 2021/01/28 25.0068936 SG Issuer - HSI R Bull CBBC Jun 2023 V 250,000,000 2020/06/16 2023/06/29 62.5068951 SG Issuer - HSI R Bull CBBC Jul 2023 A 250,000,000 2020/06/16 2023/07/28 62.5068952 SG Issuer - HSI R Bull CBBC Aug 2023 A 250,000,000 2020/06/16 2023/08/30 62.5068969 SG Issuer - HSI R Bull CBBC Oct 2023 A 250,000,000 2020/06/16 2023/10/30 62.5068634 SG Issuer - HSI R Bear CBBC Sep 2020 G 250,000,000 2020/06/16 2020/09/29 62.5068659 SG Issuer - HSI R Bear CBBC Oct 2020 J 250,000,000 2020/06/16 2020/10/29 62.5068667 SG Issuer - HSI R Bear CBBC Oct 2020 X 250,000,000 2020/06/16 2020/10/29 62.5068907 SG Issuer - HSI R Bear CBBC Jan 2021 H 250,000,000 2020/06/16 2021/01/28 62.5068890 SG Issuer - HSI R Bear CBBC Jan 2021 K 250,000,000 2020/06/16 2021/01/28 62.5068669 SG Issuer - HSI R Bear CBBC Feb 2021 C 500,000,000 2020/06/16 2021/02/25 125.0068909 SG Issuer - HSI R Bear CBBC Feb 2021 D 250,000,000 2020/06/16 2021/02/25 62.5068783 SG Issuer - Link REIT R Bull CBBC Jan 2021 D 60,000,000 2020/06/16 2021/01/28 15.0068740 SG Issuer - Meituan Dianping R Bull CBBC May 2021 A 100,000,000 2020/06/16 2021/05/28 25.0068977 SG Issuer - Meituan Dianping R Bear CBBC Feb 2021 H 100,000,000 2020/06/16 2021/02/25 25.0068785 SG Issuer - Ping An R Bear CBBC Feb 2021 A 100,000,000 2020/06/16 2021/02/25 25.0068829 SG Issuer - Sands China R Bull CBBC Mar 2021 D 100,000,000 2020/06/16 2021/03/30 25.0068791 SG Issuer - Sands China R Bear CBBC Dec 2020 C 100,000,000 2020/06/16 2020/12/31 25.0068830 SG Issuer - SMIC R Bear CBBC Feb 2021 A 120,000,000 2020/06/16 2021/02/25 30.0068842 SG Issuer - SUNAC R Bear CBBC Feb 2021 A 80,000,000 2020/06/16 2021/02/25 20.0068843 SG Issuer - Tencent R Bull CBBC Feb 2021 D 80,000,000 2020/06/16 2021/02/25 20.0068698 SG Issuer - Tencent R Bear CBBC Jan 2021 Y 80,000,000 2020/06/16 2021/01/28 20.0068735 SG Issuer - Tencent R Bear CBBC Feb 2021 Y 80,000,000 2020/06/16 2021/02/25 20.0068844 SG Issuer - Tencent R Bear CBBC Feb 2021 Z 80,000,000 2020/06/16 2021/02/26 56.8068739 SG Issuer - Xiaomi R Bear CBBC Jan 2021 C 60,000,000 2020/06/16 2021/01/28 15.0068114 UBS AG - Alibaba Group R Bull CBBC Feb 2021 L 80,000,000 2020/06/16 2021/02/08 20.0068146 UBS AG - China Life R Bull CBBC Apr 2021 A 100,000,000 2020/06/16 2021/04/30 25.0068131 UBS AG - China Life R Bull CBBC May 2021 A 100,000,000 2020/06/16 2021/05/31 25.0068152 UBS AG - China Life R Bear CBBC Mar 2021 B 100,000,000 2020/06/16 2021/03/31 25.00




68129 UBS AG - Geely Auto R Bull CBBC Feb 2021 A 40,000,000 2020/06/16 2021/02/08 10.0068063 UBS AG - HKEX R Bear CBBC Dec 2020 L 50,000,000 2020/06/16 2020/12/30 12.5068172 UBS AG - HSI R Bull CBBC Jan 2023 A 200,000,000 2020/06/16 2023/01/30 50.0068212 UBS AG - HSI R Bull CBBC Jan 2023 H 200,000,000 2020/06/16 2023/01/30 50.0068217 UBS AG - HSI R Bull CBBC Jan 2023 J 200,000,000 2020/06/16 2023/01/30 50.0067960 UBS AG - HSI R Bear CBBC Sep 2020 G 200,000,000 2020/06/16 2020/09/29 50.0067937 UBS AG - HSI R Bear CBBC Sep 2020 T 200,000,000 2020/06/16 2020/09/29 50.0067943 UBS AG - HSI R Bear CBBC Sep 2020 U 200,000,000 2020/06/16 2020/09/29 50.0067958 UBS AG - HSI R Bear CBBC Sep 2020 Z 200,000,000 2020/06/16 2020/09/29 50.0067993 UBS AG - HSI R Bear CBBC Oct 2020 K 200,000,000 2020/06/16 2020/10/29 50.0067998 UBS AG - HSI R Bear CBBC Oct 2020 N 200,000,000 2020/06/16 2020/10/29 50.0068013 UBS AG - HSI R Bear CBBC Oct 2020 V 200,000,000 2020/06/16 2020/10/29 50.0068020 UBS AG - SUNAC R Bull CBBC Apr 2021 A 100,000,000 2020/06/16 2021/04/30 25.0068067 UBS AG - Tencent R Bull CBBC Feb 2021 N 40,000,000 2020/06/16 2021/02/26 10.0068074 UBS AG - Tencent R Bear CBBC Dec 2020 A 40,000,000 2020/06/16 2020/12/21 10.0068300 Bank Vontobel - AIA R Bull CBBC Feb 2021 D 40,000,000 2020/06/16 2021/02/19 10.0068293 Bank Vontobel - China Life R Bull CBBC Mar 2021 G 40,000,000 2020/06/16 2021/03/19 10.0068297 Bank Vontobel - China Life R Bull CBBC Mar 2021 H 40,000,000 2020/06/16 2021/03/19 10.0068291 Bank Vontobel - Geely Auto R Bull CBBC Feb 2021 B 40,000,000 2020/06/16 2021/02/05 10.0068298 Bank Vontobel - Galaxy Ent R Bull CBBC Dec 2020 P 40,000,000 2020/06/16 2020/12/18 10.0068237 Bank Vontobel - HSI N Bull CBBC Sep 2022 H 40,000,000 2020/06/16 2022/09/29 10.0068253 Bank Vontobel - HSI N Bear CBBC Dec 2020 A 40,000,000 2020/06/16 2020/12/30 10.0068222 Bank Vontobel - HSI R Bull CBBC Sep 2022 G 80,000,000 2020/06/16 2022/09/29 20.0068309 Bank Vontobel - Meituan Dianping R Bear CBBC Jan 2021 N 60,000,000 2020/06/16 2021/01/15 15.0068278 Bank Vontobel - SUNAC R Bull CBBC Mar 2021 A 40,000,000 2020/06/16 2021/03/05 10.0068288 Bank Vontobel - Xiaomi R Bull CBBC Mar 2021 B 40,000,000 2020/06/16 2021/03/05 10.0069339 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 R 150,000,000 2020/06/17 2023/01/30 37.5069355 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 S 150,000,000 2020/06/17 2023/01/30 37.5069364 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 L 150,000,000 2020/06/17 2020/10/29 37.5069362 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 Z 150,000,000 2020/06/17 2020/10/29 37.5069370 BOCI Asia Ltd. - Tencent R Bull CBBC Dec 2020 N 40,000,000 2020/06/17 2020/12/30 10.0069378 BOCI Asia Ltd. - Tencent R Bull CBBC Dec 2020 O 40,000,000 2020/06/17 2020/12/30 10.0069383 BOCI Asia Ltd. - Tencent R Bear CBBC Dec 2020 E 40,000,000 2020/06/17 2020/12/30 10.0069385 BOCI Asia Ltd. - Tencent R Bear CBBC Dec 2020 F 40,000,000 2020/06/17 2020/12/30 16.0069514 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 B 190,000,000 2020/06/17 2022/12/29 47.5069516 BNP Paribas Issuance B.V. - HSI R Bear CBBC Oct 2020 J 240,000,000 2020/06/17 2020/10/29 60.0069331 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 E 240,000,000 2020/06/17 2020/11/27 60.0069328 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 W 250,000,000 2020/06/17 2020/11/27 62.5050056 Credit Suisse AG - Alibaba Group R Bull CBBC Nov 2020 I 50,000,000 2020/06/17 2020/11/27 12.5069926 Credit Suisse AG - HSBC R Bear CBBC Jan 2021 B 70,000,000 2020/06/17 2021/01/28 17.5050113 Credit Suisse AG - HSI R Bull CBBC Apr 2023 A 200,000,000 2020/06/17 2023/04/27 50.0050118 Credit Suisse AG - HSI R Bull CBBC Apr 2023 B 200,000,000 2020/06/17 2023/04/27 50.0050135 Credit Suisse AG - HSI R Bull CBBC Apr 2023 C 200,000,000 2020/06/17 2023/04/27 50.0050153 Credit Suisse AG - HSI R Bull CBBC Apr 2023 D 200,000,000 2020/06/17 2023/04/27 50.0069911 Credit Suisse AG - HSI R Bear CBBC Oct 2020 B 200,000,000 2020/06/17 2020/10/29 50.00




69913 Credit Suisse AG - HSI R Bear CBBC Nov 2020 K 200,000,000 2020/06/17 2020/11/27 50.0050177 Credit Suisse AG - HSI R Bear CBBC Nov 2020 O 200,000,000 2020/06/17 2020/11/27 50.0069917 Credit Suisse AG - Link REIT R Bull CBBC Dec 2020 I 50,000,000 2020/06/17 2020/12/30 12.5069921 Credit Suisse AG - Link REIT R Bear CBBC Oct 2020 D 50,000,000 2020/06/17 2020/10/29 12.5069983 Credit Suisse AG - SMIC R Bear CBBC Dec 2020 C 50,000,000 2020/06/17 2020/12/30 12.5050202 Credit Suisse AG - Tencent R Bull CBBC Nov 2020 R 50,000,000 2020/06/17 2020/11/27 12.5050220 Credit Suisse AG - Tencent R Bull CBBC Dec 2020 J 100,000,000 2020/06/17 2020/12/30 25.0050079 Credit Suisse AG - Tencent R Bear CBBC Feb 2021 A 100,000,000 2020/06/17 2021/02/25 25.0050975 Goldman Sachs SP (Asia) - AAC Tech R Bull CBBC Jun 2021 A 40,000,000 2020/06/17 2021/06/30 10.0051028 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 H 60,000,000 2020/06/17 2020/10/30 15.0051030 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 J 60,000,000 2020/06/17 2020/10/30 15.0051016 Goldman Sachs SP (Asia) - HKEX R Bull CBBC Oct 2020 A 60,000,000 2020/06/17 2020/10/30 15.0050943 Goldman Sachs SP (Asia) - HSI R Bull CBBC Sep 2023 H 160,000,000 2020/06/17 2023/09/28 40.0050967 Goldman Sachs SP (Asia) - HSI R Bull CBBC Sep 2023 I 160,000,000 2020/06/17 2023/09/28 40.0050973 Goldman Sachs SP (Asia) - HSI R Bull CBBC Sep 2023 J 160,000,000 2020/06/17 2023/09/28 40.0050962 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 A 160,000,000 2020/06/17 2021/02/25 40.0050902 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 C 160,000,000 2020/06/17 2021/02/25 40.0050952 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 D 160,000,000 2020/06/17 2021/02/25 40.0050957 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 M 160,000,000 2020/06/17 2021/02/25 40.0051002 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Jun 2021 A 60,000,000 2020/06/17 2021/06/30 15.0050982 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 N 60,000,000 2020/06/17 2020/10/30 15.0051026 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 O 60,000,000 2020/06/17 2020/10/30 15.0050981 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Jun 2021 G 60,000,000 2020/06/17 2021/06/30 15.0050974 Goldman Sachs SP (Asia) - Xiaomi R Bull CBBC Oct 2020 J 60,000,000 2020/06/17 2020/10/30 15.0069282 HK Bank - CAM CSI300 R Bull CBBC Jan 2021 A 40,000,000 2020/06/17 2021/01/14 10.0069317 HK Bank - China Mobile R Bull CBBC Nov 2020 D 40,000,000 2020/06/17 2020/11/12 10.0069327 HK Bank - China Life R Bull CBBC Nov 2020 D 40,000,000 2020/06/17 2020/11/05 10.0069300 HK Bank - CSOP A50 ETF R Bull CBBC Jan 2021 D 40,000,000 2020/06/17 2021/01/14 10.0069240 HK Bank - Galaxy Ent R Bull CBBC Dec 2020 B 60,000,000 2020/06/17 2020/12/07 15.0069210 HK Bank - HSI R Bull CBBC May 2022 Q 100,000,000 2020/06/17 2022/05/30 25.0069250 HK Bank - HSI R Bull CBBC May 2022 R 100,000,000 2020/06/17 2022/05/30 25.0069276 HK Bank - HSI R Bear CBBC Oct 2020 T 60,000,000 2020/06/17 2020/10/29 15.0069397 HK Bank - Meituan Dianping R Bull CBBC Nov 2020 J 40,000,000 2020/06/17 2020/11/09 10.0069238 HK Bank - Sands China R Bear CBBC Dec 2020 A 40,000,000 2020/06/17 2020/12/07 10.0069318 HK Bank - Tencent R Bull CBBC Nov 2020 M 40,000,000 2020/06/17 2020/11/05 10.0069213 HK Bank - Tencent R Bear CBBC Oct 2020 L 40,000,000 2020/06/17 2020/10/19 10.0069235 HK Bank - Xiaomi R Bear CBBC Nov 2020 A 40,000,000 2020/06/17 2020/11/16 10.0050299 Haitong Int’l Sec - Alibaba Group R Bull CBBC Dec 2020 H 60,000,000 2020/06/17 2020/12/31 15.0050262 Haitong Int’l Sec - Alibaba Group R Bear CBBC Jan 2021 D 60,000,000 2020/06/17 2021/01/28 15.0050269 Haitong Int’l Sec - HSI R Bull CBBC Mar 2023 V 150,000,000 2020/06/17 2023/03/30 37.5050291 Haitong Int’l Sec - HSI R Bull CBBC Mar 2023 W 200,000,000 2020/06/17 2023/03/30 50.0050292 Haitong Int’l Sec - HSI R Bull CBBC Mar 2023 X 200,000,000 2020/06/17 2023/03/30 50.0050223 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 I 150,000,000 2020/06/17 2020/12/30 37.5050232 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 A 150,000,000 2020/06/17 2021/01/28 37.5050343 Haitong Int’l Sec - HSI R Bear CBBC Feb 2021 I 200,000,000 2020/06/17 2021/02/25 50.00




50316 Haitong Int’l Sec - Tencent R Bull CBBC Jan 2021 E 60,000,000 2020/06/17 2021/01/27 15.0050261 Haitong Int’l Sec - Tencent R Bear CBBC Feb 2021 C 60,000,000 2020/06/17 2021/02/25 15.0069595 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 I 200,000,000 2020/06/17 2023/02/27 50.0069629 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 S 240,000,000 2020/06/17 2023/03/30 60.0069593 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 B 200,000,000 2020/06/17 2023/04/27 50.0069600 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 D 200,000,000 2020/06/17 2023/04/27 50.0069660 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 V 200,000,000 2020/06/17 2023/09/28 50.0069532 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 E 200,000,000 2020/06/17 2020/11/27 50.0069564 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 F 200,000,000 2020/06/17 2020/11/27 50.0069599 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 N 200,000,000 2020/06/17 2020/11/27 50.0069685 J P Morgan SP BV - Meituan Dianping R Bull CBBC Jan 2021 D 80,000,000 2020/06/17 2021/01/15 20.0069669 J P Morgan SP BV - Tencent R Bull CBBC Feb 2021 A 50,000,000 2020/06/17 2021/02/11 12.5069672 J P Morgan SP BV - Tencent R Bear CBBC Jan 2021 B 200,000,000 2020/06/17 2021/01/08 50.0050547 SG Issuer - Alibaba Group R Bull CBBC Feb 2021 D 60,000,000 2020/06/17 2021/02/25 15.0050354 SG Issuer - Alibaba Group R Bear CBBC Feb 2021 F 60,000,000 2020/06/17 2021/02/25 15.0050771 SG Issuer - Alibaba Group R Bear CBBC Feb 2021 G 150,000,000 2020/06/17 2021/02/25 37.5050577 SG Issuer - China Life R Bull CBBC Mar 2021 C 150,000,000 2020/06/17 2021/03/30 37.5050356 SG Issuer - Geely Auto R Bull CBBC Jan 2021 C 40,000,000 2020/06/17 2021/01/29 10.0050594 SG Issuer - HSI R Bull CBBC Sep 2023 D 250,000,000 2020/06/17 2023/09/28 62.5050620 SG Issuer - HSI R Bull CBBC Oct 2023 B 250,000,000 2020/06/17 2023/10/30 62.5050686 SG Issuer - HSI R Bull CBBC Oct 2023 C 250,000,000 2020/06/17 2023/10/30 62.5050739 SG Issuer - HSI R Bull CBBC Oct 2023 D 250,000,000 2020/06/17 2023/10/30 62.5050633 SG Issuer - HSI R Bear CBBC Oct 2020 B 250,000,000 2020/06/17 2020/10/29 62.5050631 SG Issuer - HSI R Bear CBBC Oct 2020 Y 250,000,000 2020/06/17 2020/10/29 62.5050636 SG Issuer - HSI R Bear CBBC Nov 2020 D 250,000,000 2020/06/17 2020/11/27 62.5050667 SG Issuer - HSI R Bear CBBC Nov 2020 I 250,000,000 2020/06/17 2020/11/27 62.5050635 SG Issuer - HSI R Bear CBBC Nov 2020 X 250,000,000 2020/06/17 2020/11/27 62.5050807 SG Issuer - Meituan Dianping R Bull CBBC Feb 2021 E 100,000,000 2020/06/17 2021/02/25 25.0050379 SG Issuer - Meituan Dianping R Bear CBBC Jan 2021 N 100,000,000 2020/06/17 2021/01/29 25.0050584 SG Issuer - Meituan Dianping R Bear CBBC Jan 2021 O 100,000,000 2020/06/17 2021/01/28 25.0050772 SG Issuer - Meituan Dianping R Bear CBBC Jan 2021 P 100,000,000 2020/06/17 2021/01/28 32.5050400 SG Issuer - Ping An R Bull CBBC Jul 2021 C 100,000,000 2020/06/17 2021/07/30 25.0050405 SG Issuer - SMIC R Bull CBBC Feb 2021 I 120,000,000 2020/06/17 2021/02/25 30.0050821 SG Issuer - Tencent R Bull CBBC Oct 2020 C 80,000,000 2020/06/17 2020/10/30 20.0050844 SG Issuer - Tencent R Bull CBBC Feb 2021 E 80,000,000 2020/06/17 2021/02/25 20.0050424 SG Issuer - Tencent R Bear CBBC Jan 2021 Z 80,000,000 2020/06/17 2021/01/28 20.0050507 SG Issuer - Tencent R Bear CBBC Feb 2021 A 80,000,000 2020/06/17 2021/02/25 20.0050860 SG Issuer - Tencent R Bear CBBC Feb 2021 B 80,000,000 2020/06/17 2021/02/25 20.0050861 SG Issuer - Tencent R Bear CBBC Feb 2021 C 80,000,000 2020/06/17 2021/02/26 35.2050870 SG Issuer - Tencent R Bear CBBC Mar 2021 F 80,000,000 2020/06/17 2021/03/31 55.2050873 SG Issuer - Tencent R Bear CBBC Jun 2021 A 200,000,000 2020/06/17 2021/06/30 50.0069909 UBS AG - Alibaba Group R Bull CBBC Apr 2021 B 80,000,000 2020/06/17 2021/04/12 20.0069752 UBS AG - Alibaba Group R Bear CBBC Jan 2021 G 80,000,000 2020/06/17 2021/01/22 20.0069823 UBS AG - HSI R Bull CBBC Mar 2023 D 200,000,000 2020/06/17 2023/03/30 50.0069798 UBS AG - HSI R Bull CBBC Mar 2023 F 200,000,000 2020/06/17 2023/03/30 50.00




69799 UBS AG - HSI R Bull CBBC Mar 2023 O 200,000,000 2020/06/17 2023/03/30 50.0069811 UBS AG - HSI R Bull CBBC Mar 2023 X 200,000,000 2020/06/17 2023/03/30 50.0069695 UBS AG - HSI R Bear CBBC Oct 2020 P 200,000,000 2020/06/17 2020/10/29 50.0069824 UBS AG - HSI R Bear CBBC Oct 2020 S 200,000,000 2020/06/17 2020/10/29 50.0069694 UBS AG - HSI R Bear CBBC Oct 2020 Z 200,000,000 2020/06/17 2020/10/29 50.0069796 UBS AG - Link REIT R Bull CBBC Jan 2021 A 60,000,000 2020/06/17 2021/01/29 15.0069872 UBS AG - Meituan Dianping R Bull CBBC Mar 2021 F 50,000,000 2020/06/17 2021/03/03 12.5069867 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 B 50,000,000 2020/06/17 2020/12/31 12.5069897 UBS AG - Tencent R Bull CBBC Apr 2021 A 40,000,000 2020/06/17 2021/04/12 10.0069898 UBS AG - Tencent R Bull CBBC Apr 2021 B 200,000,000 2020/06/17 2021/04/13 50.0069696 UBS AG - Tencent R Bear CBBC Nov 2020 C 40,000,000 2020/06/17 2020/11/30 10.0069730 UBS AG - Tencent R Bear CBBC Jan 2021 N 200,000,000 2020/06/17 2021/01/05 50.0069469 Bank Vontobel - AIA R Bear CBBC Dec 2020 F 40,000,000 2020/06/17 2020/12/18 10.0069493 Bank Vontobel - CC Bank R Bull CBBC Feb 2021 A 40,000,000 2020/06/17 2021/02/19 10.0069408 Bank Vontobel - HSI R Bull CBBC Sep 2022 I 80,000,000 2020/06/17 2022/09/29 20.0069423 Bank Vontobel - HSI R Bull CBBC Sep 2022 J 80,000,000 2020/06/17 2022/09/29 20.0069436 Bank Vontobel - HSI R Bull CBBC Sep 2022 K 80,000,000 2020/06/17 2022/09/29 20.0069437 Bank Vontobel - HSI R Bear CBBC Dec 2020 B 80,000,000 2020/06/17 2020/12/30 20.0069439 Bank Vontobel - HSI R Bear CBBC Dec 2020 C 80,000,000 2020/06/17 2020/12/30 20.0069495 Bank Vontobel - Meituan Dianping R Bull CBBC Jan 2021 Q 60,000,000 2020/06/17 2021/01/15 15.0069473 Bank Vontobel - Tencent R Bull CBBC Feb 2021 H 40,000,000 2020/06/17 2021/02/19 10.0069474 Bank Vontobel - Tencent R Bull CBBC Feb 2021 I 40,000,000 2020/06/17 2021/02/19 10.0069446 Bank Vontobel - Xiaomi R Bear CBBC Jan 2021 C 40,000,000 2020/06/17 2021/01/15 10.0051149 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Dec 2020 V 60,000,000 2020/06/18 2020/12/31 15.0051166 BOCI Asia Ltd. - Alibaba Group R Bear CBBC Dec 2020 J 60,000,000 2020/06/18 2020/12/31 15.0051209 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 T 150,000,000 2020/06/18 2023/01/30 37.5051229 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 U 150,000,000 2020/06/18 2023/01/30 37.5051230 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 V 150,000,000 2020/06/18 2023/01/30 37.5051600 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 Q 150,000,000 2020/06/18 2020/10/29 43.5051615 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 W 150,000,000 2020/06/18 2020/10/29 37.5051195 BOCI Asia Ltd. - Meituan Dianping R Bull CBBC Dec 2020 V 40,000,000 2020/06/18 2020/12/30 10.0051197 BOCI Asia Ltd. - Meituan Dianping R Bear CBBC Dec 2020 Q 40,000,000 2020/06/18 2020/12/30 10.0051241 BOCI Asia Ltd. - Tencent R Bull CBBC Dec 2020 P 40,000,000 2020/06/18 2020/12/30 10.0051246 BOCI Asia Ltd. - Tencent R Bull CBBC Dec 2020 Q 40,000,000 2020/06/18 2020/12/30 10.0051282 BOCI Asia Ltd. - Tencent R Bear CBBC Dec 2020 G 40,000,000 2020/06/18 2020/12/30 10.0051293 BOCI Asia Ltd. - Tencent R Bear CBBC Dec 2020 N 40,000,000 2020/06/18 2020/12/30 10.4051647 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 I 190,000,000 2020/06/18 2022/12/29 47.5051127 BNP Paribas Issuance B.V. - HSI R Bear CBBC Oct 2020 K 250,000,000 2020/06/18 2020/10/29 62.5051128 BNP Paribas Issuance B.V. - HSI R Bear CBBC Oct 2020 L 250,000,000 2020/06/18 2020/10/29 62.5051139 BNP Paribas Issuance B.V. - HSI R Bear CBBC Oct 2020 W 250,000,000 2020/06/18 2020/10/29 62.5051653 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 F 250,000,000 2020/06/18 2020/11/27 62.5051654 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 G 250,000,000 2020/06/18 2020/11/27 62.5051655 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 H 250,000,000 2020/06/18 2020/11/27 62.5051680 Credit Suisse AG - Alibaba Group R Bull CBBC Dec 2020 C 50,000,000 2020/06/18 2020/12/30 12.5051669 Credit Suisse AG - HKEX R Bull CBBC Dec 2020 I 50,000,000 2020/06/18 2020/12/30 12.50




51661 Credit Suisse AG - HSI R Bull CBBC Jan 2023 N 200,000,000 2020/06/18 2023/01/30 50.0051664 Credit Suisse AG - HSI R Bull CBBC Jan 2023 P 200,000,000 2020/06/18 2023/01/30 50.0051684 Credit Suisse AG - HSI R Bull CBBC Mar 2023 M 200,000,000 2020/06/18 2023/03/30 50.0051665 Credit Suisse AG - HSI R Bull CBBC Apr 2023 E 200,000,000 2020/06/18 2023/04/27 50.0051666 Credit Suisse AG - HSI R Bull CBBC Apr 2023 F 200,000,000 2020/06/18 2023/04/27 50.0051685 Credit Suisse AG - HSI R Bear CBBC Oct 2020 K 200,000,000 2020/06/18 2020/10/29 50.0051689 Credit Suisse AG - HSI R Bear CBBC Nov 2020 G 200,000,000 2020/06/18 2020/11/27 50.0051690 Credit Suisse AG - HSI R Bear CBBC Nov 2020 J 200,000,000 2020/06/18 2020/11/27 50.0051694 Credit Suisse AG - HSI R Bear CBBC Nov 2020 P 200,000,000 2020/06/18 2020/11/27 50.0051691 Credit Suisse AG - HSI R Bear CBBC Dec 2020 N 200,000,000 2020/06/18 2020/12/30 50.0051697 Credit Suisse AG - HSI R Bear CBBC Dec 2020 O 200,000,000 2020/06/18 2020/12/30 50.0051677 Credit Suisse AG - Meituan Dianping R Bull CBBC Dec 2020 B 80,000,000 2020/06/18 2020/12/30 20.0051682 Credit Suisse AG - Meituan Dianping R Bear CBBC Dec 2020 E 50,000,000 2020/06/18 2020/12/30 12.5051681 Credit Suisse AG - SUNAC R Bear CBBC Dec 2020 B 50,000,000 2020/06/18 2020/12/30 12.5051670 Credit Suisse AG - Tencent R Bull CBBC Dec 2020 K 50,000,000 2020/06/18 2020/12/30 12.5051673 Credit Suisse AG - Tencent R Bull CBBC Dec 2020 L 50,000,000 2020/06/18 2020/12/30 12.5051811 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 K 60,000,000 2020/06/18 2020/10/30 15.0051790 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 D 160,000,000 2020/06/18 2023/05/30 40.0051796 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 F 160,000,000 2020/06/18 2023/05/30 40.0051793 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 G 160,000,000 2020/06/18 2023/05/30 40.0051791 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 H 160,000,000 2020/06/18 2023/05/30 40.0051792 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 I 160,000,000 2020/06/18 2023/05/30 40.0051797 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 T 160,000,000 2020/06/18 2023/05/30 40.0051804 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 A 160,000,000 2020/06/18 2021/01/28 40.0051803 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 W 160,000,000 2020/06/18 2021/01/28 40.0051798 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 I 160,000,000 2020/06/18 2021/02/25 40.0051802 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 Q 160,000,000 2020/06/18 2021/02/25 40.0051809 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Jun 2021 B 60,000,000 2020/06/18 2021/06/30 15.0051808 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 R 60,000,000 2020/06/18 2020/10/30 15.0051810 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Oct 2020 E 60,000,000 2020/06/18 2020/10/30 15.0051805 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Jun 2021 H 80,000,000 2020/06/18 2021/06/30 20.0051056 HK Bank - Alibaba Group R Bull CBBC Nov 2020 L 40,000,000 2020/06/18 2020/11/19 10.0051094 HK Bank - Alibaba Group R Bear CBBC Nov 2020 D 100,000,000 2020/06/18 2020/11/16 25.0051038 HK Bank - HSI R Bull CBBC May 2022 S 100,000,000 2020/06/18 2022/05/30 25.0051051 HK Bank - HSI R Bear CBBC Oct 2020 U 100,000,000 2020/06/18 2020/10/29 25.0051097 HK Bank - Meituan Dianping R Bull CBBC Dec 2020 A 40,000,000 2020/06/18 2020/12/07 10.0051052 HK Bank - Tencent R Bull CBBC Nov 2020 N 40,000,000 2020/06/18 2020/11/12 10.0051117 HK Bank - Tencent R Bull CBBC Nov 2020 O 40,000,000 2020/06/18 2020/11/23 10.0051039 HK Bank - Tencent R Bear CBBC Nov 2020 G 40,000,000 2020/06/18 2020/11/05 10.0051125 HK Bank - Tencent R Bear CBBC Nov 2020 H 100,000,000 2020/06/18 2020/11/23 25.0051819 Haitong Int’l Sec - Alibaba Group R Bull CBBC Jan 2021 B 80,000,000 2020/06/18 2021/01/28 20.0051812 Haitong Int’l Sec - HSI R Bull CBBC May 2023 H 150,000,000 2020/06/18 2023/05/30 37.5051813 Haitong Int’l Sec - HSI R Bull CBBC May 2023 I 150,000,000 2020/06/18 2023/05/30 37.5051825 Haitong Int’l Sec - HSI R Bull CBBC May 2023 J 150,000,000 2020/06/18 2023/05/30 37.5051831 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 I 150,000,000 2020/06/18 2020/11/27 37.50




51828 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 J 150,000,000 2020/06/18 2020/11/27 37.5051830 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 N 300,000,000 2020/06/18 2020/11/27 75.0051817 Haitong Int’l Sec - Meituan Dianping R Bull CBBC Dec 2020 H 80,000,000 2020/06/18 2020/12/28 20.0051814 Haitong Int’l Sec - Meituan Dianping R Bull CBBC Jan 2021 D 80,000,000 2020/06/18 2021/01/28 20.0051833 Haitong Int’l Sec - Meituan Dianping R Bear CBBC Feb 2022 C 80,000,000 2020/06/18 2022/02/25 23.1251823 Haitong Int’l Sec - Tencent R Bull CBBC Jan 2021 F 60,000,000 2020/06/18 2021/01/27 15.0051832 Haitong Int’l Sec - Tencent R Bear CBBC Jan 2021 F 60,000,000 2020/06/18 2021/01/27 15.0051639 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 T 200,000,000 2020/06/18 2023/03/30 50.0051628 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 H 200,000,000 2020/06/18 2023/04/27 50.0051637 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 I 200,000,000 2020/06/18 2023/04/27 50.0051620 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 W 200,000,000 2020/06/18 2023/09/28 50.0051621 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 X 200,000,000 2020/06/18 2023/09/28 50.0051629 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 Y 200,000,000 2020/06/18 2023/09/28 50.0051630 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 Z 200,000,000 2020/06/18 2023/09/28 50.0051627 J P Morgan SP BV - HSI R Bear CBBC Sep 2020 A 200,000,000 2020/06/18 2020/09/29 50.0051626 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 H 200,000,000 2020/06/18 2020/10/29 50.0051635 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 K 200,000,000 2020/06/18 2020/10/29 50.0051636 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 S 200,000,000 2020/06/18 2020/11/27 50.0051632 J P Morgan SP BV - Meituan Dianping R Bear CBBC Jan 2021 E 80,000,000 2020/06/18 2021/01/15 26.0051531 Morgan Stanley Asia Products - HSI R Bull CBBC Apr 2023 D 150,000,000 2020/06/18 2023/04/27 37.5051548 Morgan Stanley Asia Products - HSI R Bull CBBC Apr 2023 E 150,000,000 2020/06/18 2023/04/27 37.5051568 Morgan Stanley Asia Products - HSI R Bull CBBC Apr 2023 F 150,000,000 2020/06/18 2023/04/27 37.5051580 Morgan Stanley Asia Products - HSI R Bull CBBC Apr 2023 G 150,000,000 2020/06/18 2023/04/27 37.5051573 Morgan Stanley Asia Products - HSI R Bear CBBC Oct 2020 F 150,000,000 2020/06/18 2020/10/29 37.5051736 SG Issuer - AIA R Bull CBBC Jan 2021 D 60,000,000 2020/06/18 2021/01/29 15.0051737 SG Issuer - Alibaba Group R Bull CBBC Jan 2021 H 60,000,000 2020/06/18 2021/01/29 15.0051738 SG Issuer - Alibaba Group R Bull CBBC Feb 2021 E 60,000,000 2020/06/18 2021/02/26 15.0051718 SG Issuer - Alibaba Group R Bear CBBC Dec 2020 P 60,000,000 2020/06/18 2020/12/30 15.0051739 SG Issuer - CNOOC R Bear CBBC Jan 2021 D 40,000,000 2020/06/18 2021/01/28 10.0051719 SG Issuer - HKEX R Bull CBBC Nov 2020 G 50,000,000 2020/06/18 2020/11/30 12.5051740 SG Issuer - HKEX R Bull CBBC Nov 2020 H 50,000,000 2020/06/18 2020/11/30 12.5051766 SG Issuer - HSI R Bull CBBC Aug 2023 B 250,000,000 2020/06/18 2023/08/30 62.5051729 SG Issuer - HSI R Bull CBBC Sep 2023 E 250,000,000 2020/06/18 2023/09/28 62.5051754 SG Issuer - HSI R Bull CBBC Sep 2023 F 250,000,000 2020/06/18 2023/09/28 62.5051731 SG Issuer - HSI R Bull CBBC Oct 2023 E 250,000,000 2020/06/18 2023/10/30 62.5051732 SG Issuer - HSI R Bull CBBC Oct 2023 F 250,000,000 2020/06/18 2023/10/30 62.5051767 SG Issuer - HSI R Bull CBBC Oct 2023 G 250,000,000 2020/06/18 2023/10/30 62.5051778 SG Issuer - HSI R Bull CBBC Oct 2023 H 250,000,000 2020/06/18 2023/10/30 62.5051786 SG Issuer - HSI R Bull CBBC Oct 2023 I 250,000,000 2020/06/18 2023/10/30 62.5051759 SG Issuer - HSI R Bear CBBC Sep 2020 V 250,000,000 2020/06/18 2020/09/29 62.5051760 SG Issuer - HSI R Bear CBBC Sep 2020 Y 250,000,000 2020/06/18 2020/09/29 62.5051762 SG Issuer - HSI R Bear CBBC Oct 2020 D 250,000,000 2020/06/18 2020/10/29 62.5051763 SG Issuer - HSI R Bear CBBC Nov 2020 J 250,000,000 2020/06/18 2020/11/27 62.5051744 SG Issuer - Meituan Dianping R Bull CBBC Jan 2021 M 100,000,000 2020/06/18 2021/01/29 25.0051722 SG Issuer - Meituan Dianping R Bear CBBC Jan 2021 Q 100,000,000 2020/06/18 2021/01/28 25.00




51726 SG Issuer - Meituan Dianping R Bear CBBC Feb 2021 I 100,000,000 2020/06/18 2021/02/25 25.0051727 SG Issuer - Ping An R Bull CBBC Mar 2021 A 100,000,000 2020/06/18 2021/03/30 25.0051745 SG Issuer - Tencent R Bull CBBC Jan 2021 M 80,000,000 2020/06/18 2021/01/29 20.0051748 SG Issuer - Tencent R Bull CBBC Jan 2021 N 80,000,000 2020/06/18 2021/01/29 20.0051750 SG Issuer - Tencent R Bull CBBC Mar 2021 A 80,000,000 2020/06/18 2021/03/30 20.0051728 SG Issuer - Tencent R Bear CBBC Jan 2021 A 80,000,000 2020/06/18 2021/01/28 20.0051787 SG Issuer - Tencent R Bear CBBC Feb 2021 D 80,000,000 2020/06/18 2021/02/25 20.0051378 UBS AG - Alibaba Group R Bull CBBC Feb 2021 M 80,000,000 2020/06/18 2021/02/02 20.0051447 UBS AG - Alibaba Group R Bear CBBC Feb 2021 K 400,000,000 2020/06/18 2021/02/26 100.0051384 UBS AG - HKEX R Bull CBBC Feb 2021 G 50,000,000 2020/06/18 2021/02/02 12.5051349 UBS AG - HSI R Bull CBBC Jan 2023 B 200,000,000 2020/06/18 2023/01/30 50.0051369 UBS AG - HSI R Bull CBBC Jan 2023 C 200,000,000 2020/06/18 2023/01/30 50.0051515 UBS AG - HSI R Bull CBBC Jan 2023 I 200,000,000 2020/06/18 2023/01/30 50.0051300 UBS AG - HSI R Bull CBBC Jan 2023 L 200,000,000 2020/06/18 2023/01/30 50.0051659 UBS AG - HSI R Bull CBBC Jan 2023 Q 200,000,000 2020/06/18 2023/01/30 50.0051309 UBS AG - HSI R Bull CBBC Jan 2023 U 200,000,000 2020/06/18 2023/01/30 50.0051321 UBS AG - HSI R Bull CBBC Jan 2023 V 200,000,000 2020/06/18 2023/01/30 50.0051332 UBS AG - HSI R Bull CBBC Jan 2023 Y 200,000,000 2020/06/18 2023/01/30 50.0051336 UBS AG - HSI R Bull CBBC Jan 2023 Z 200,000,000 2020/06/18 2023/01/30 50.0051460 UBS AG - HSI R Bear CBBC Oct 2020 E 200,000,000 2020/06/18 2020/10/29 50.0051477 UBS AG - HSI R Bear CBBC Oct 2020 M 200,000,000 2020/06/18 2020/10/29 50.0051508 UBS AG - HSI R Bear CBBC Oct 2020 T 400,000,000 2020/06/18 2020/10/29 100.0051514 UBS AG - HSI R Bear CBBC Oct 2020 W 200,000,000 2020/06/18 2020/10/29 50.0051370 UBS AG - Meituan Dianping R Bull CBBC Feb 2021 F 50,000,000 2020/06/18 2021/02/09 12.5051371 UBS AG - Meituan Dianping R Bull CBBC Jun 2021 A 200,000,000 2020/06/18 2021/06/30 50.0051455 UBS AG - Meituan Dianping R Bear CBBC Jan 2021 I 50,000,000 2020/06/18 2021/01/06 22.0051417 UBS AG - Tencent R Bull CBBC Apr 2021 C 40,000,000 2020/06/18 2021/04/14 10.0051431 UBS AG - Tencent R Bull CBBC Apr 2021 D 200,000,000 2020/06/18 2021/04/15 50.0051433 UBS AG - Tencent R Bull CBBC Apr 2021 E 40,000,000 2020/06/18 2021/04/16 10.0051329 UBS AG - Tencent R Bear CBBC Dec 2020 R 40,000,000 2020/06/18 2020/12/08 10.0051446 UBS AG - Tencent R Bear CBBC Apr 2021 A 200,000,000 2020/06/18 2021/04/15 50.0051379 UBS AG - Xiaomi R Bull CBBC Feb 2021 F 60,000,000 2020/06/18 2021/02/02 15.0051458 UBS AG - Xiaomi R Bear CBBC Feb 2021 G 60,000,000 2020/06/18 2021/02/08 15.0051708 Bank Vontobel - Alibaba Group R Bull CBBC Mar 2021 B 40,000,000 2020/06/18 2021/03/05 10.0051709 Bank Vontobel - HSBC R Bear CBBC Jan 2021 B 40,000,000 2020/06/18 2021/01/22 10.0051701 Bank Vontobel - HSI R Bull CBBC Sep 2022 L 80,000,000 2020/06/18 2022/09/29 20.0051710 Bank Vontobel - HSI R Bull CBBC Sep 2022 M 80,000,000 2020/06/18 2022/09/29 20.0051700 Bank Vontobel - HSI R Bear CBBC Dec 2020 I 80,000,000 2020/06/18 2020/12/30 20.0051712 Bank Vontobel - HSI R Bear CBBC Dec 2020 J 80,000,000 2020/06/18 2020/12/30 20.0051702 Bank Vontobel - Meituan Dianping R Bull CBBC Feb 2021 K 60,000,000 2020/06/18 2021/02/05 15.0051699 Bank Vontobel - Meituan Dianping R Bull CBBC Mar 2021 G 60,000,000 2020/06/18 2021/03/05 15.0051698 Bank Vontobel - Meituan Dianping R Bear CBBC Jan 2021 O 60,000,000 2020/06/18 2021/01/22 15.0051707 Bank Vontobel - Meituan Dianping R Bear CBBC Feb 2021 D 60,000,000 2020/06/18 2021/02/19 15.0051717 Bank Vontobel - Tencent R Bull CBBC Jan 2021 G 40,000,000 2020/06/18 2021/01/22 10.0051715 Bank Vontobel - Tencent R Bear CBBC Feb 2021 B 40,000,000 2020/06/18 2021/02/19 10.00




51716 Bank Vontobel - Tencent R Bear CBBC Feb 2021 C 40,000,000 2020/06/18 2021/02/19 10.0051894 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Dec 2020 W 60,000,000 2020/06/19 2020/12/31 15.0051895 BOCI Asia Ltd. - Alibaba Group R Bear CBBC Dec 2020 K 60,000,000 2020/06/19 2020/12/31 15.0051934 BOCI Asia Ltd. - HKEX R Bull CBBC Dec 2020 D 40,000,000 2020/06/19 2020/12/30 10.0051935 BOCI Asia Ltd. - HSBC R Bear CBBC Dec 2020 C 40,000,000 2020/06/19 2020/12/31 10.0051838 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 G 150,000,000 2020/06/19 2023/01/30 37.5051843 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 H 150,000,000 2020/06/19 2023/01/30 37.5051888 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 K 150,000,000 2020/06/19 2023/01/30 37.5051891 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 H 150,000,000 2020/06/19 2020/10/29 37.5051892 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 M 150,000,000 2020/06/19 2020/10/29 37.5051917 BOCI Asia Ltd. - Meituan Dianping R Bull CBBC Dec 2020 W 40,000,000 2020/06/19 2020/12/30 10.0051921 BOCI Asia Ltd. - Meituan Dianping R Bear CBBC Dec 2020 R 40,000,000 2020/06/19 2020/12/30 11.6051914 BOCI Asia Ltd. - SMIC R Bull CBBC Jan 2021 B 150,000,000 2020/06/19 2021/01/29 37.5051896 BOCI Asia Ltd. - Tencent R Bull CBBC Dec 2020 R 40,000,000 2020/06/19 2020/12/30 10.0051901 BOCI Asia Ltd. - Tencent R Bear CBBC Dec 2020 O 40,000,000 2020/06/19 2020/12/30 10.0051910 BOCI Asia Ltd. - Tencent R Bear CBBC Dec 2020 P 40,000,000 2020/06/19 2020/12/30 10.0051974 BNP Paribas Issuance B.V. - HKEX R Bull CBBC Sep 2021 D 50,000,000 2020/06/19 2021/09/29 12.5051936 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 F 200,000,000 2020/06/19 2022/10/28 50.0051937 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 G 200,000,000 2020/06/19 2022/10/28 50.0051945 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 H 200,000,000 2020/06/19 2022/10/28 50.0051946 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 I 200,000,000 2020/06/19 2022/10/28 50.0051947 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 J 200,000,000 2020/06/19 2022/10/28 50.0051948 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 K 200,000,000 2020/06/19 2022/10/28 50.0051992 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 I 250,000,000 2020/06/19 2020/11/27 62.5051996 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 J 250,000,000 2020/06/19 2020/11/27 62.5052006 BNP Paribas Issuance B.V. - HSI R Bear CBBC Nov 2020 K 250,000,000 2020/06/19 2020/11/27 62.5051988 BNP Paribas Issuance B.V. - Meituan R Bull CBBC Dec 2020 A 50,000,000 2020/06/19 2020/12/30 12.5051990 BNP Paribas Issuance B.V. - Meituan R Bull CBBC Dec 2020 M 50,000,000 2020/06/19 2020/12/30 12.5051949 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Dec 2020 V 50,000,000 2020/06/19 2020/12/30 12.5051952 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Nov 2020 O 50,000,000 2020/06/19 2020/11/27 12.5051970 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Nov 2020 P 50,000,000 2020/06/19 2020/11/27 27.5051959 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Dec 2020 D 50,000,000 2020/06/19 2020/12/30 12.5051972 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Dec 2020 U 50,000,000 2020/06/19 2020/12/30 32.5051950 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Dec 2020 Y 50,000,000 2020/06/19 2020/12/30 12.5057305 Credit Suisse AG - AIA R Bear CBBC Nov 2020 C 70,000,000 2020/06/19 2020/11/27 17.5057223 Credit Suisse AG - Alibaba Group R Bull CBBC Oct 2020 N 50,000,000 2020/06/19 2020/10/29 12.5057250 Credit Suisse AG - Galaxy Ent R Bull CBBC Nov 2020 G 80,000,000 2020/06/19 2020/11/27 20.0057240 Credit Suisse AG - HSBC R Bear CBBC Jan 2021 C 70,000,000 2020/06/19 2021/01/22 17.5057164 Credit Suisse AG - HSI R Bull CBBC Mar 2023 N 200,000,000 2020/06/19 2023/03/30 50.0057168 Credit Suisse AG - HSI R Bull CBBC Mar 2023 O 200,000,000 2020/06/19 2023/03/30 50.0057212 Credit Suisse AG - HSI R Bull CBBC Mar 2023 P 200,000,000 2020/06/19 2023/03/30 50.0057171 Credit Suisse AG - HSI R Bull CBBC Apr 2023 G 200,000,000 2020/06/19 2023/04/27 50.0057177 Credit Suisse AG - HSI R Bull CBBC Apr 2023 H 200,000,000 2020/06/19 2023/04/27 50.0057273 Credit Suisse AG - HSI R Bear CBBC Oct 2020 P 200,000,000 2020/06/19 2020/10/29 50.0057277 Credit Suisse AG - HSI R Bear CBBC Nov 2020 S 200,000,000 2020/06/19 2020/11/27 50.00




57281 Credit Suisse AG - HSI R Bear CBBC Nov 2020 U 200,000,000 2020/06/19 2020/11/27 50.0057302 Credit Suisse AG - HSI R Bear CBBC Nov 2020 Y 200,000,000 2020/06/19 2020/11/27 50.0057284 Credit Suisse AG - HSI R Bear CBBC Dec 2020 Q 300,000,000 2020/06/19 2020/12/30 75.0057224 Credit Suisse AG - Meituan Dianping R Bull CBBC Apr 2021 C 150,000,000 2020/06/19 2021/04/29 37.5057241 Credit Suisse AG - Ping An R Bear CBBC Nov 2020 D 60,000,000 2020/06/19 2020/11/27 15.0057271 Credit Suisse AG - Sands China R Bull CBBC Mar 2021 D 60,000,000 2020/06/19 2021/03/30 15.0057248 Credit Suisse AG - Tencent R Bull CBBC Oct 2020 S 50,000,000 2020/06/19 2020/10/29 12.5057668 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 N 60,000,000 2020/06/19 2020/10/30 15.0057692 Goldman Sachs SP (Asia) - Alibaba R Bear CBBC Oct 2020 A 60,000,000 2020/06/19 2020/10/30 15.0057571 Goldman Sachs SP (Asia) - HSI R Bull CBBC May 2023 U 160,000,000 2020/06/19 2023/05/30 40.0057589 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 F 160,000,000 2020/06/19 2021/01/28 40.0057592 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 G 160,000,000 2020/06/19 2021/01/28 40.0057603 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 H 160,000,000 2020/06/19 2021/01/28 40.0057572 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 R 160,000,000 2020/06/19 2021/02/25 40.0057574 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 S 160,000,000 2020/06/19 2021/02/25 40.0057640 Goldman Sachs SP (Asia) - Meituan R Bear CBBC Jun 2021 F 60,000,000 2020/06/19 2021/06/30 15.0057656 Goldman Sachs SP (Asia) - Meituan R Bear CBBC Jun 2021 G 60,000,000 2020/06/19 2021/06/30 15.0057636 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 K 60,000,000 2020/06/19 2020/10/30 15.0057631 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 W 60,000,000 2020/06/19 2020/10/30 15.0057633 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Jun 2021 I 60,000,000 2020/06/19 2021/06/30 15.0051874 HK Bank - Alibaba Group R Bull CBBC Nov 2020 M 40,000,000 2020/06/19 2020/11/02 10.0051850 HK Bank - HKEX R Bull CBBC Nov 2020 M 40,000,000 2020/06/19 2020/11/26 10.0051863 HK Bank - HKEX R Bear CBBC Nov 2020 F 40,000,000 2020/06/19 2020/11/02 10.0051834 HK Bank - HSI R Bull CBBC May 2022 T 100,000,000 2020/06/19 2022/05/30 25.0051836 HK Bank - HSI R Bull CBBC May 2022 U 60,000,000 2020/06/19 2022/05/30 15.0051878 HK Bank - HSI R Bear CBBC Oct 2020 V 100,000,000 2020/06/19 2020/10/29 25.0051881 HK Bank - HSI R Bear CBBC Oct 2020 W 60,000,000 2020/06/19 2020/10/29 15.0051870 HK Bank - Meituan Dianping R Bull CBBC Nov 2020 K 40,000,000 2020/06/19 2020/11/05 10.0057528 Haitong Int’l Sec - Alibaba Group R Bull CBBC Feb 2022 B 80,000,000 2020/06/19 2022/02/25 20.0057504 Haitong Int’l Sec - HSI R Bull CBBC Apr 2023 L 150,000,000 2020/06/19 2023/04/27 37.5057511 Haitong Int’l Sec - HSI R Bull CBBC Apr 2023 M 150,000,000 2020/06/19 2023/04/27 37.5057512 Haitong Int’l Sec - HSI R Bull CBBC Apr 2023 N 150,000,000 2020/06/19 2023/04/27 37.5057548 Haitong Int’l Sec - HSI R Bear CBBC Sep 2020 Y 200,000,000 2020/06/19 2020/09/29 50.0057538 Haitong Int’l Sec - HSI R Bear CBBC Oct 2020 D 200,000,000 2020/06/19 2020/10/29 50.0057537 Haitong Int’l Sec - HSI R Bear CBBC Oct 2020 Q 150,000,000 2020/06/19 2020/10/29 37.5057533 Haitong Int’l Sec - Meituan Dianping R Bull CBBC Feb 2022 B 80,000,000 2020/06/19 2022/02/25 20.0057568 Haitong Int’l Sec - Meituan Dianping R Bear CBBC Mar 2022 A 80,000,000 2020/06/19 2022/03/30 20.0057521 Haitong Int’l Sec - Tencent R Bull CBBC Feb 2022 B 60,000,000 2020/06/19 2022/02/25 15.0057561 Haitong Int’l Sec - Tencent R Bear CBBC Feb 2022 B 60,000,000 2020/06/19 2022/02/25 15.0057567 Haitong Int’l Sec - Tencent R Bear CBBC Feb 2022 C 60,000,000 2020/06/19 2022/02/25 15.0057048 J P Morgan SP BV - Alibaba Group R Bear CBBC Jan 2021 B 80,000,000 2020/06/19 2021/01/08 20.0057053 J P Morgan SP BV - HKEX R Bull CBBC Jan 2021 C 40,000,000 2020/06/19 2021/01/15 10.0056065 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 E 200,000,000 2020/06/19 2023/02/27 50.0054778 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 I 200,000,000 2020/06/19 2023/03/30 50.0054620 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 V 200,000,000 2020/06/19 2023/03/30 50.00




54555 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 J 200,000,000 2020/06/19 2023/04/27 50.0056118 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 A 200,000,000 2020/06/19 2023/09/28 50.0057086 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 B 200,000,000 2020/06/19 2023/09/28 50.0057089 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 C 200,000,000 2020/06/19 2023/09/28 50.0057059 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 F 200,000,000 2020/06/19 2020/10/29 50.0056568 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 G 200,000,000 2020/06/19 2020/10/29 50.0056825 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 A 200,000,000 2020/06/19 2020/11/27 50.0057062 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 B 200,000,000 2020/06/19 2020/11/27 50.0056795 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 U 200,000,000 2020/06/19 2020/11/27 50.0056796 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 W 200,000,000 2020/06/19 2020/11/27 50.0056894 J P Morgan SP BV - Meituan Dianping R Bull CBBC Feb 2021 A 80,000,000 2020/06/19 2021/02/11 20.0057026 J P Morgan SP BV - Tencent R Bull CBBC Jan 2021 C 50,000,000 2020/06/19 2021/01/15 12.5051845 Morgan Stanley Asia Products - HSI R Bull CBBC Apr 2023 H 150,000,000 2020/06/19 2023/04/27 37.5051846 Morgan Stanley Asia Products - HSI R Bull CBBC Apr 2023 I 150,000,000 2020/06/19 2023/04/27 37.5051844 Morgan Stanley Asia Products - HSI R Bull CBBC May 2023 C 150,000,000 2020/06/19 2023/05/30 37.5057133 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 J 150,000,000 2020/06/19 2020/09/29 37.5057145 Morgan Stanley Asia Products - HSI R Bear CBBC Nov 2020 M 150,000,000 2020/06/19 2020/11/27 37.5051875 Morgan Stanley Asia Products - Meituan R Bull CBBC Jan 2021B 40,000,000 2020/06/19 2021/01/18 10.0051873 Morgan Stanley Asia Products - Meituan R Bull CBBC Feb 2021A 40,000,000 2020/06/19 2021/02/01 10.0051880 Morgan Stanley Asia Products - Meituan R Bear CBBC Mar 2021C 40,000,000 2020/06/19 2021/03/15 10.0051877 Morgan Stanley Asia Products - Meituan R Bear CBBC Apr 2021A 40,000,000 2020/06/19 2021/04/01 13.8051868 Morgan Stanley Asia Products - Tencent R Bull CBBC Dec 2020F 40,000,000 2020/06/19 2020/12/18 10.0051858 Morgan Stanley Asia Products - Tencent R Bear CBBC Mar 2021D 40,000,000 2020/06/19 2021/03/08 10.0051849 Morgan Stanley Asia Products - Tencent R Bear CBBC Apr 2021A 40,000,000 2020/06/19 2021/04/15 14.8057318 SG Issuer - Alibaba Group R Bull CBBC Dec 2020 X 60,000,000 2020/06/19 2020/12/30 15.0057411 SG Issuer - Alibaba Group R Bear CBBC Jan 2021 O 60,000,000 2020/06/19 2021/01/28 15.0057337 SG Issuer - HKEX R Bull CBBC Dec 2020 N 50,000,000 2020/06/19 2020/12/31 12.5057480 SG Issuer - HSI R Bull CBBC Sep 2023 G 250,000,000 2020/06/19 2023/09/28 62.5057384 SG Issuer - HSI R Bull CBBC Oct 2023 J 250,000,000 2020/06/19 2023/10/30 62.5057388 SG Issuer - HSI R Bull CBBC Oct 2023 K 250,000,000 2020/06/19 2023/10/30 62.5057389 SG Issuer - HSI R Bull CBBC Oct 2023 L 250,000,000 2020/06/19 2023/10/30 62.5057490 SG Issuer - HSI R Bull CBBC Oct 2023 M 250,000,000 2020/06/19 2023/10/30 62.5057491 SG Issuer - HSI R Bull CBBC Oct 2023 N 250,000,000 2020/06/19 2023/10/30 62.5057478 SG Issuer - HSI R Bear CBBC Oct 2020 Z 250,000,000 2020/06/19 2020/10/29 62.5057464 SG Issuer - HSI R Bear CBBC Nov 2020 M 250,000,000 2020/06/19 2020/11/27 62.5057468 SG Issuer - HSI R Bear CBBC Dec 2020 L 250,000,000 2020/06/19 2020/12/30 62.5057466 SG Issuer - HSI R Bear CBBC Dec 2020 Z 250,000,000 2020/06/19 2020/12/30 62.5057493 SG Issuer - HSI R Bear CBBC Mar 2021 D 500,000,000 2020/06/19 2021/03/30 125.0057425 SG Issuer - Meituan Dianping R Bull CBBC Dec 2020 Z 100,000,000 2020/06/19 2020/12/30 25.0057447 SG Issuer - Meituan Dianping R Bull CBBC Jan 2021 N 100,000,000 2020/06/19 2021/01/29 25.0057373 SG Issuer - Meituan Dianping R Bear CBBC Dec 2020 T 100,000,000 2020/06/19 2020/12/30 25.0057495 SG Issuer - Meituan Dianping R Bear CBBC Feb 2021 J 100,000,000 2020/06/19 2021/02/25 31.5057455 SG Issuer - Sands China R Bear CBBC Mar 2021 A 100,000,000 2020/06/19 2021/03/30 25.0057456 SG Issuer - SMIC R Bull CBBC Jan 2021 D 120,000,000 2020/06/19 2021/01/29 30.0057375 SG Issuer - Tencent R Bull CBBC Dec 2020 S 80,000,000 2020/06/19 2020/12/31 20.00




57457 SG Issuer - Tencent R Bear CBBC Dec 2020 C 80,000,000 2020/06/19 2020/12/30 20.0057376 SG Issuer - Xiaomi R Bull CBBC Dec 2020 O 60,000,000 2020/06/19 2020/12/31 15.0052046 UBS AG - Alibaba Group R Bull CBBC Feb 2021 N 80,000,000 2020/06/19 2021/02/01 20.0052057 UBS AG - Alibaba Group R Bull CBBC Mar 2021 F 400,000,000 2020/06/19 2021/03/15 100.0052874 UBS AG - Alibaba Group R Bear CBBC Jan 2021 H 50,000,000 2020/06/19 2021/01/11 12.5052044 UBS AG - HKEX R Bull CBBC Feb 2021 H 50,000,000 2020/06/19 2021/02/01 12.5052012 UBS AG - HSI R Bull CBBC Sep 2022 D 200,000,000 2020/06/19 2022/09/29 50.0052017 UBS AG - HSI R Bull CBBC Sep 2022 E 200,000,000 2020/06/19 2022/09/29 50.0052018 UBS AG - HSI R Bull CBBC Sep 2022 F 200,000,000 2020/06/19 2022/09/29 50.0052647 UBS AG - HSI R Bull CBBC Sep 2022 G 200,000,000 2020/06/19 2022/09/29 50.0052646 UBS AG - HSI R Bull CBBC Sep 2022 H 200,000,000 2020/06/19 2022/09/29 50.0052007 UBS AG - HSI R Bull CBBC Sep 2022 V 200,000,000 2020/06/19 2022/09/29 50.0052010 UBS AG - HSI R Bull CBBC Sep 2022 W 200,000,000 2020/06/19 2022/09/29 50.0052644 UBS AG - HSI R Bear CBBC Oct 2020 A 200,000,000 2020/06/19 2020/10/29 50.0052541 UBS AG - HSI R Bear CBBC Oct 2020 F 200,000,000 2020/06/19 2020/10/29 50.0052538 UBS AG - HSI R Bear CBBC Oct 2020 I 200,000,000 2020/06/19 2020/10/29 50.0052565 UBS AG - HSI R Bear CBBC Oct 2020 O 400,000,000 2020/06/19 2020/10/29 100.0052643 UBS AG - HSI R Bear CBBC Oct 2020 X 200,000,000 2020/06/19 2020/10/29 50.0052981 UBS AG - Meituan Dianping R Bull CBBC Jan 2021 J 50,000,000 2020/06/19 2021/01/11 12.5052035 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 J 50,000,000 2020/06/19 2020/12/28 12.5052027 UBS AG - Tencent R Bull CBBC Jan 2021 O 40,000,000 2020/06/19 2021/01/08 10.0052032 UBS AG - Tencent R Bull CBBC Jan 2021 P 200,000,000 2020/06/19 2021/01/05 50.0052760 UBS AG - Tencent R Bear CBBC Dec 2020 S 40,000,000 2020/06/19 2020/12/30 10.0052761 UBS AG - Tencent R Bear CBBC Jan 2021 O 40,000,000 2020/06/19 2021/01/11 10.0052045 UBS AG - Xiaomi R Bull CBBC Feb 2021 G 60,000,000 2020/06/19 2021/02/01 15.0053883 Bank Vontobel - AAC Tech R Bear CBBC Jan 2021 B 40,000,000 2020/06/19 2021/01/08 10.0053505 Bank Vontobel - AIA R Bull CBBC Mar 2021 B 40,000,000 2020/06/19 2021/03/05 10.0054040 Bank Vontobel - Alibaba Group R Bull CBBC Feb 2021 E 40,000,000 2020/06/19 2021/02/05 10.0053894 Bank Vontobel - CNOOC R Bear CBBC Jan 2021 C 40,000,000 2020/06/19 2021/01/15 10.0053504 Bank Vontobel - HSBC R Bull CBBC Mar 2021 C 40,000,000 2020/06/19 2021/03/05 10.0054245 Bank Vontobel - HSI N Bull CBBC Sep 2022 P 40,000,000 2020/06/19 2022/09/29 10.0053225 Bank Vontobel - HSI N Bear CBBC Dec 2020 L 40,000,000 2020/06/19 2020/12/30 10.0053049 Bank Vontobel - HSI R Bull CBBC Sep 2022 N 80,000,000 2020/06/19 2022/09/29 20.0054041 Bank Vontobel - HSI R Bull CBBC Sep 2022 O 80,000,000 2020/06/19 2022/09/29 20.0053078 Bank Vontobel - HSI R Bear CBBC Dec 2020 K 80,000,000 2020/06/19 2020/12/30 20.0054036 Bank Vontobel - HSI R Bear CBBC Dec 2020 N 80,000,000 2020/06/19 2020/12/30 20.0054037 Bank Vontobel - HSI R Bear CBBC Dec 2020 O 80,000,000 2020/06/19 2020/12/30 20.0053606 Bank Vontobel - Meituan Dianping R Bull CBBC Mar 2021 H 60,000,000 2020/06/19 2021/03/05 15.0053708 Bank Vontobel - Meituan Dianping R Bear CBBC Jan 2021 P 60,000,000 2020/06/19 2021/01/15 18.0053916 Bank Vontobel - SUNAC R Bear CBBC Jan 2021 A 40,000,000 2020/06/19 2021/01/08 10.0053881 Bank Vontobel - Sunny Optical R Bear CBBC Dec 2020 G 40,000,000 2020/06/19 2020/12/18 10.0053351 Bank Vontobel - Xiaomi R Bull CBBC Feb 2021 G 40,000,000 2020/06/19 2021/02/05 10.0057808 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 E 150,000,000 2020/06/22 2023/01/30 37.5057810 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 F 150,000,000 2020/06/22 2023/01/30 37.5057794 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 L 150,000,000 2020/06/22 2023/01/30 37.50




57829 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 M 150,000,000 2020/06/22 2023/01/30 37.5058775 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 A 150,000,000 2020/06/22 2020/10/29 37.5058739 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 S 150,000,000 2020/06/22 2020/10/29 37.5058752 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 V 150,000,000 2020/06/22 2020/10/29 37.5057786 BOCI Asia Ltd. - Meituan Dianping R Bull CBBC Dec 2020 X 40,000,000 2020/06/22 2020/12/30 10.0057788 BOCI Asia Ltd. - Meituan Dianping R Bear CBBC Dec 2020 S 40,000,000 2020/06/22 2020/12/30 10.0057789 BOCI Asia Ltd. - Meituan Dianping R Bear CBBC Dec 2020 T 40,000,000 2020/06/22 2020/12/30 10.0058782 BOCI Asia Ltd. - Tencent R Bear CBBC Dec 2020 R 40,000,000 2020/06/22 2020/12/30 10.0057855 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 I 200,000,000 2020/06/22 2022/11/29 50.0057856 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 J 200,000,000 2020/06/22 2022/11/29 50.0058784 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 K 190,000,000 2020/06/22 2022/11/29 47.5057839 BNP Paribas Issuance B.V. - HSI R Bear CBBC Oct 2020 A 250,000,000 2020/06/22 2020/10/29 62.5057844 BNP Paribas Issuance B.V. - HSI R Bear CBBC Oct 2020 X 250,000,000 2020/06/22 2020/10/29 62.5058792 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 G 250,000,000 2020/06/22 2020/12/30 62.5058806 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 V 250,000,000 2020/06/22 2020/12/30 62.5058824 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 X 250,000,000 2020/06/22 2020/12/30 62.5058826 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 Y 250,000,000 2020/06/22 2020/12/30 62.5058382 Credit Suisse AG - Alibaba Group R Bull CBBC Dec 2020 D 50,000,000 2020/06/22 2020/12/18 12.5058395 Credit Suisse AG - Galaxy Ent R Bear CBBC Nov 2020 E 80,000,000 2020/06/22 2020/11/27 20.0058369 Credit Suisse AG - HKEX R Bull CBBC Dec 2020 J 50,000,000 2020/06/22 2020/12/18 12.5058297 Credit Suisse AG - HSI R Bull CBBC Jan 2023 R 200,000,000 2020/06/22 2023/01/30 50.0058301 Credit Suisse AG - HSI R Bull CBBC Jan 2023 S 200,000,000 2020/06/22 2023/01/30 50.0058361 Credit Suisse AG - HSI R Bull CBBC Jan 2023 T 200,000,000 2020/06/22 2023/01/30 50.0058413 Credit Suisse AG - HSI R Bull CBBC Jan 2023 U 200,000,000 2020/06/22 2023/01/30 50.0058448 Credit Suisse AG - HSI R Bull CBBC Mar 2023 Q 200,000,000 2020/06/22 2023/03/30 50.0058465 Credit Suisse AG - HSI R Bull CBBC Mar 2023 R 200,000,000 2020/06/22 2023/03/30 50.0058479 Credit Suisse AG - HSI R Bull CBBC Mar 2023 S 200,000,000 2020/06/22 2023/03/30 50.0058484 Credit Suisse AG - HSI R Bear CBBC Sep 2020 D 200,000,000 2020/06/22 2020/09/29 50.0058549 Credit Suisse AG - HSI R Bear CBBC Sep 2020 E 200,000,000 2020/06/22 2020/09/29 50.0058624 Credit Suisse AG - HSI R Bear CBBC Oct 2020 S 200,000,000 2020/06/22 2020/10/29 50.0058622 Credit Suisse AG - HSI R Bear CBBC Nov 2020 A 200,000,000 2020/06/22 2020/11/27 50.0058699 Credit Suisse AG - HSI R Bear CBBC Nov 2020 C 200,000,000 2020/06/22 2020/11/27 50.0058486 Credit Suisse AG - HSI R Bear CBBC Nov 2020 H 200,000,000 2020/06/22 2020/11/27 50.0058406 Credit Suisse AG - Sunny Optical R Bear CBBC Nov 2020 E 40,000,000 2020/06/22 2020/11/27 10.0058402 Credit Suisse AG - Tencent R Bear CBBC Nov 2020 C 50,000,000 2020/06/22 2020/11/27 12.5059579 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 O 60,000,000 2020/06/22 2020/10/30 15.0059592 Goldman Sachs SP (Asia) - Alibaba R Bear CBBC Oct 2020 B 60,000,000 2020/06/22 2020/10/30 15.0059504 Goldman Sachs SP (Asia) - HSI R Bull CBBC Sep 2023 K 160,000,000 2020/06/22 2023/09/28 40.0059506 Goldman Sachs SP (Asia) - HSI R Bull CBBC Sep 2023 L 160,000,000 2020/06/22 2023/09/28 40.0059521 Goldman Sachs SP (Asia) - HSI R Bull CBBC Sep 2023 M 160,000,000 2020/06/22 2023/09/28 40.0059545 Goldman Sachs SP (Asia) - HSI R Bull CBBC Sep 2023 N 160,000,000 2020/06/22 2023/09/28 40.0059657 Goldman Sachs SP (Asia) - HSI R Bull CBBC Sep 2023 O 160,000,000 2020/06/22 2023/09/28 40.0059676 Goldman Sachs SP (Asia) - HSI R Bull CBBC Sep 2023 P 160,000,000 2020/06/22 2023/09/28 40.0059685 Goldman Sachs SP (Asia) - HSI R Bull CBBC Sep 2023 Q 160,000,000 2020/06/22 2023/09/28 40.0059725 Goldman Sachs SP (Asia) - HSI R Bull CBBC Sep 2023 R 160,000,000 2020/06/22 2023/09/28 40.00




59640 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 I 160,000,000 2020/06/22 2021/01/28 40.0059643 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 J 160,000,000 2020/06/22 2021/01/28 40.0059644 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 K 160,000,000 2020/06/22 2021/01/28 40.0059649 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 L 160,000,000 2020/06/22 2021/01/28 40.0059615 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 T 160,000,000 2020/06/22 2021/02/25 40.0059638 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 Y 160,000,000 2020/06/22 2021/02/25 40.0059570 Goldman Sachs SP (Asia) - Meituan R Bear CBBC Jun 2021 H 60,000,000 2020/06/22 2021/06/30 15.0059559 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 U 60,000,000 2020/06/22 2020/10/30 15.5457740 HK Bank - Alibaba Group R Bull CBBC Nov 2020 N 40,000,000 2020/06/22 2020/11/23 10.0057735 HK Bank - Alibaba Group R Bear CBBC Nov 2020 E 40,000,000 2020/06/22 2020/11/12 10.0057709 HK Bank - China Mobile R Bear CBBC Nov 2020 B 40,000,000 2020/06/22 2020/11/16 10.0057733 HK Bank - Galaxy Ent R Bear CBBC Nov 2020 C 40,000,000 2020/06/22 2020/11/16 10.0057761 HK Bank - HKEX R Bear CBBC Nov 2020 G 40,000,000 2020/06/22 2020/11/12 10.0057779 HK Bank - HSCEI R Bear CBBC Oct 2020 B 50,000,000 2020/06/22 2020/10/29 12.5057708 HK Bank - HSI R Bull CBBC Dec 2022 J 60,000,000 2020/06/22 2022/12/29 15.0057777 HK Bank - HSI R Bear CBBC Oct 2020 X 100,000,000 2020/06/22 2020/10/29 25.0057860 HK Bank - HSI R Bear CBBC Oct 2020 Y 60,000,000 2020/06/22 2020/10/29 15.0057762 HK Bank - Tencent R Bear CBBC Nov 2020 I 40,000,000 2020/06/22 2020/11/12 10.0059378 Haitong Int’l Sec - HSI R Bull CBBC Oct 2023 A 150,000,000 2020/06/22 2023/10/30 37.5059380 Haitong Int’l Sec - HSI R Bull CBBC Oct 2023 B 150,000,000 2020/06/22 2023/10/30 37.5059381 Haitong Int’l Sec - HSI R Bull CBBC Oct 2023 C 200,000,000 2020/06/22 2023/10/30 50.0059425 Haitong Int’l Sec - HSI R Bear CBBC Sep 2020 M 150,000,000 2020/06/22 2020/09/29 37.5059446 Haitong Int’l Sec - HSI R Bear CBBC Oct 2020 F 150,000,000 2020/06/22 2020/10/29 37.5059502 Haitong Int’l Sec - HSI R Bear CBBC Oct 2020 G 200,000,000 2020/06/22 2020/10/29 50.0059481 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 O 200,000,000 2020/06/22 2020/11/27 50.0057910 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 T 200,000,000 2020/06/22 2023/02/27 50.0057982 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 K 200,000,000 2020/06/22 2023/03/30 50.0057922 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 K 200,000,000 2020/06/22 2023/04/27 50.0057969 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 L 200,000,000 2020/06/22 2023/04/27 50.0057874 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 D 200,000,000 2020/06/22 2023/09/28 50.0057916 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 E 200,000,000 2020/06/22 2023/09/28 50.0057984 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 F 200,000,000 2020/06/22 2023/09/28 50.0057986 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 R 200,000,000 2020/06/22 2023/09/28 50.0058003 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 C 200,000,000 2020/06/22 2020/11/27 50.0057988 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 G 200,000,000 2020/06/22 2020/11/27 50.0057936 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 L 200,000,000 2020/06/22 2020/11/27 50.0057937 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 M 200,000,000 2020/06/22 2020/11/27 50.0057987 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 X 200,000,000 2020/06/22 2020/11/27 50.0057967 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 B 200,000,000 2020/06/22 2020/12/30 50.0057993 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 D 200,000,000 2020/06/22 2020/12/30 50.0058010 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 H 200,000,000 2020/06/22 2020/12/30 50.0058836 J P Morgan SP BV - Tencent R Bear CBBC Jan 2021 C 50,000,000 2020/06/22 2021/01/08 12.5057703 Morgan Stanley Asia Products - HSI R Bull CBBC Mar 2023 J 150,000,000 2020/06/22 2023/03/30 37.5057707 Morgan Stanley Asia Products - HSI R Bull CBBC Apr 2023 J 150,000,000 2020/06/22 2023/04/27 37.5058737 Morgan Stanley Asia Products - HSI R Bear CBBC Oct 2020 G 150,000,000 2020/06/22 2020/10/29 37.50




58883 SG Issuer - Alibaba Group R Bull CBBC Jan 2021 I 60,000,000 2020/06/22 2021/01/29 15.0058932 SG Issuer - Alibaba Group R Bull CBBC Feb 2021 F 60,000,000 2020/06/22 2021/02/25 15.0059319 SG Issuer - Alibaba Group R Bear CBBC Mar 2021 A 60,000,000 2020/06/22 2021/03/30 15.0058899 SG Issuer - HKEX R Bull CBBC Jan 2021 G 50,000,000 2020/06/22 2021/01/29 12.5058974 SG Issuer - HKEX R Bull CBBC Jan 2021 H 50,000,000 2020/06/22 2021/01/29 12.5058933 SG Issuer - HKEX R Bear CBBC Jan 2021 M 50,000,000 2020/06/22 2021/01/28 12.5058978 SG Issuer - HSBC R Bear CBBC Jan 2021 D 100,000,000 2020/06/22 2021/01/29 25.0059104 SG Issuer - HSI R Bull CBBC Aug 2023 C 250,000,000 2020/06/22 2023/08/30 62.5058911 SG Issuer - HSI R Bull CBBC Sep 2023 H 250,000,000 2020/06/22 2023/09/28 62.5058923 SG Issuer - HSI R Bull CBBC Sep 2023 I 250,000,000 2020/06/22 2023/09/28 62.5058931 SG Issuer - HSI R Bull CBBC Sep 2023 J 250,000,000 2020/06/22 2023/09/28 62.5059283 SG Issuer - HSI R Bull CBBC Sep 2023 K 250,000,000 2020/06/22 2023/09/28 62.5059161 SG Issuer - HSI R Bull CBBC Oct 2023 O 250,000,000 2020/06/22 2023/10/30 62.5059291 SG Issuer - HSI R Bull CBBC Oct 2023 P 250,000,000 2020/06/22 2023/10/30 62.5059292 SG Issuer - HSI R Bull CBBC Oct 2023 Q 250,000,000 2020/06/22 2023/10/30 62.5059311 SG Issuer - HSI R Bull CBBC Oct 2023 R 250,000,000 2020/06/22 2023/10/30 62.5059169 SG Issuer - HSI R Bear CBBC Oct 2020 A 250,000,000 2020/06/22 2020/10/29 62.5059165 SG Issuer - HSI R Bear CBBC Oct 2020 F 250,000,000 2020/06/22 2020/10/29 62.5059168 SG Issuer - HSI R Bear CBBC Oct 2020 W 250,000,000 2020/06/22 2020/10/29 62.5059201 SG Issuer - HSI R Bear CBBC Nov 2020 N 250,000,000 2020/06/22 2020/11/27 62.5059203 SG Issuer - HSI R Bear CBBC Nov 2020 W 250,000,000 2020/06/22 2020/11/27 62.5059235 SG Issuer - HSI R Bear CBBC Feb 2021 F 500,000,000 2020/06/22 2021/02/25 125.0058902 SG Issuer - Meituan Dianping R Bull CBBC Jan 2021 O 100,000,000 2020/06/22 2021/01/29 25.0059346 SG Issuer - Meituan Dianping R Bull CBBC Mar 2021 A 100,000,000 2020/06/22 2021/03/30 25.0058979 SG Issuer - Tencent R Bull CBBC Dec 2020 T 80,000,000 2020/06/22 2020/12/31 20.0059022 SG Issuer - Tencent R Bull CBBC Dec 2020 U 80,000,000 2020/06/22 2020/12/31 20.0058908 SG Issuer - Tencent R Bull CBBC Jan 2021 O 80,000,000 2020/06/22 2021/01/29 20.0059365 SG Issuer - Tencent R Bear CBBC Dec 2020 F 80,000,000 2020/06/22 2020/12/31 20.0058276 UBS AG - Alibaba Group R Bear CBBC Mar 2021 C 80,000,000 2020/06/22 2021/03/02 20.0058096 UBS AG - China Mobile R Bull CBBC Mar 2021 A 80,000,000 2020/06/22 2021/03/10 20.0058168 UBS AG - CNOOC R Bull CBBC Feb 2021 B 40,000,000 2020/06/22 2021/02/26 10.0058170 UBS AG - HKEX R Bull CBBC Mar 2021 D 50,000,000 2020/06/22 2021/03/31 12.5058176 UBS AG - HSCEI R Bull CBBC Dec 2021 J 200,000,000 2020/06/22 2021/12/30 50.0058023 UBS AG - HSI R Bull CBBC Oct 2022 P 200,000,000 2020/06/22 2022/10/28 50.0058024 UBS AG - HSI R Bull CBBC Nov 2022 N 200,000,000 2020/06/22 2022/11/29 50.0058028 UBS AG - HSI R Bull CBBC Nov 2022 X 200,000,000 2020/06/22 2022/11/29 50.0058043 UBS AG - HSI R Bull CBBC Feb 2023 L 200,000,000 2020/06/22 2023/02/27 50.0058052 UBS AG - HSI R Bull CBBC Feb 2023 O 200,000,000 2020/06/22 2023/02/27 50.0058053 UBS AG - HSI R Bull CBBC Feb 2023 P 300,000,000 2020/06/22 2023/02/27 75.0058070 UBS AG - HSI R Bull CBBC Feb 2023 Y 200,000,000 2020/06/22 2023/02/27 50.0058200 UBS AG - HSI R Bear CBBC Oct 2020 C 200,000,000 2020/06/22 2020/10/29 50.0058203 UBS AG - HSI R Bear CBBC Oct 2020 H 200,000,000 2020/06/22 2020/10/29 50.0058207 UBS AG - HSI R Bear CBBC Oct 2020 J 200,000,000 2020/06/22 2020/10/29 50.0058216 UBS AG - HSI R Bear CBBC Oct 2020 Q 200,000,000 2020/06/22 2020/10/29 50.0058039 UBS AG - Meituan Dianping R Bull CBBC Apr 2021 B 50,000,000 2020/06/22 2021/04/13 12.50




58196 UBS AG - Meituan Dianping R Bull CBBC Jul 2021 B 200,000,000 2020/06/22 2021/07/30 50.0058282 UBS AG - Meituan Dianping R Bear CBBC Mar 2021 B 50,000,000 2020/06/22 2021/03/01 12.5058283 UBS AG - Meituan Dianping R Bear CBBC Mar 2021 C 50,000,000 2020/06/22 2021/03/02 12.5058097 UBS AG - SMIC R Bull CBBC Apr 2021 C 100,000,000 2020/06/22 2021/04/13 25.0058092 UBS AG - Tencent R Bull CBBC Mar 2021 K 40,000,000 2020/06/22 2021/03/09 10.0058094 UBS AG - Tencent R Bull CBBC Mar 2021 L 40,000,000 2020/06/22 2021/03/10 10.0058221 UBS AG - Tencent R Bear CBBC Mar 2021 A 40,000,000 2020/06/22 2021/03/01 10.0058259 UBS AG - Tencent R Bear CBBC Mar 2021 B 40,000,000 2020/06/22 2021/03/02 10.0058293 UBS AG - Xiaomi R Bear CBBC Mar 2021 B 60,000,000 2020/06/22 2021/03/01 15.0059737 Bank Vontobel - Alibaba Group R Bear CBBC Jan 2021 C 40,000,000 2020/06/22 2021/01/08 10.0059732 Bank Vontobel - Alibaba Group R Bear CBBC Apr 2021 A 30,000,000 2020/06/22 2021/04/16 16.0559786 Bank Vontobel - China Mobile R Bull CBBC Mar 2021 B 40,000,000 2020/06/22 2021/03/12 10.0059787 Bank Vontobel - China Life R Bear CBBC Mar 2021 A 80,000,000 2020/06/22 2021/03/19 20.0059788 Bank Vontobel - China Life R Bear CBBC Mar 2021 B 80,000,000 2020/06/22 2021/03/19 20.0059789 Bank Vontobel - Geely Auto R Bear CBBC Dec 2020 I 40,000,000 2020/06/22 2020/12/18 10.0059773 Bank Vontobel - Galaxy Ent R Bear CBBC Feb 2021 A 40,000,000 2020/06/22 2021/02/19 10.0059875 Bank Vontobel - HSBC R Bear CBBC Mar 2021 A 40,000,000 2020/06/22 2021/03/05 10.0059859 Bank Vontobel - HSI N Bull CBBC Sep 2022 S 40,000,000 2020/06/22 2022/09/29 10.0059862 Bank Vontobel - HSI N Bear CBBC Dec 2020 R 40,000,000 2020/06/22 2020/12/30 10.0059749 Bank Vontobel - HSI R Bull CBBC Sep 2022 Q 80,000,000 2020/06/22 2022/09/29 20.0059846 Bank Vontobel - HSI R Bull CBBC Sep 2022 R 80,000,000 2020/06/22 2022/09/29 20.0059850 Bank Vontobel - HSI R Bear CBBC Dec 2020 M 80,000,000 2020/06/22 2020/12/30 20.0059750 Bank Vontobel - HSI R Bear CBBC Dec 2020 P 80,000,000 2020/06/22 2020/12/30 20.0059852 Bank Vontobel - HSI R Bear CBBC Dec 2020 Q 80,000,000 2020/06/22 2020/12/30 20.0059726 Bank Vontobel - Meituan Dianping R Bull CBBC Feb 2021 L 60,000,000 2020/06/22 2021/02/05 15.0059727 Bank Vontobel - Meituan Dianping R Bear CBBC Jan 2021 Q 60,000,000 2020/06/22 2021/01/08 15.0059794 Bank Vontobel - Meituan Dianping R Bear CBBC Jan 2021 R 60,000,000 2020/06/22 2021/01/08 15.0059767 Bank Vontobel - Tencent R Bear CBBC Feb 2021 D 40,000,000 2020/06/22 2021/02/19 10.0059798 Bank Vontobel - Xiaomi R Bear CBBC Jan 2021 D 40,000,000 2020/06/22 2021/01/08 10.0052081 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Dec 2020 X 60,000,000 2020/06/23 2020/12/31 15.0052082 BOCI Asia Ltd. - Geely Auto R Bull CBBC Dec 2020 D 40,000,000 2020/06/23 2020/12/31 10.0052069 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 N 150,000,000 2020/06/23 2023/01/30 37.5052070 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 O 150,000,000 2020/06/23 2023/01/30 37.5052072 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 J 150,000,000 2020/06/23 2020/10/29 37.5052078 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 N 150,000,000 2020/06/23 2020/10/29 37.5052073 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 O 150,000,000 2020/06/23 2020/10/29 37.5052079 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 R 150,000,000 2020/06/23 2020/10/29 37.5052094 BOCI Asia Ltd. - Meituan Dianping R Bear CBBC Dec 2020 U 40,000,000 2020/06/23 2020/12/30 14.0052080 BOCI Asia Ltd. - Ping An R Bull CBBC Oct 2020 C 60,000,000 2020/06/23 2020/10/30 15.0052091 BOCI Asia Ltd. - SUNAC R Bull CBBC Dec 2020 B 40,000,000 2020/06/23 2020/12/31 10.0052093 BOCI Asia Ltd. - Tencent R Bull CBBC Dec 2020 S 40,000,000 2020/06/23 2020/12/30 10.0052090 BOCI Asia Ltd. - Xiaomi R Bull CBBC Dec 2020 G 40,000,000 2020/06/23 2020/12/31 10.0052020 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 L 200,000,000 2020/06/23 2022/11/29 50.0052021 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 R 200,000,000 2020/06/23 2022/11/29 50.0052028 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 S 200,000,000 2020/06/23 2022/11/29 50.00




52058 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 T 200,000,000 2020/06/23 2022/11/29 50.0052059 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 U 200,000,000 2020/06/23 2022/11/29 50.0052060 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 V 200,000,000 2020/06/23 2022/11/29 50.0052063 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 W 200,000,000 2020/06/23 2022/11/29 50.0052233 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 D 250,000,000 2020/06/23 2020/12/30 62.5052234 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 H 240,000,000 2020/06/23 2020/12/30 60.0052231 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 Z 250,000,000 2020/06/23 2020/12/30 62.5052221 BNP Paribas Issuance B.V. - Meituan R Bull CBBC Dec 2020 N 50,000,000 2020/06/23 2020/12/30 12.5052224 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Nov 2020 Q 50,000,000 2020/06/23 2020/11/27 12.5052226 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Nov 2020 V 50,000,000 2020/06/23 2020/11/27 12.5052225 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Dec 2020 J 50,000,000 2020/06/23 2020/12/30 12.5052205 BNP Paribas Issuance B.V. - Xiaomi R Bull CBBC Nov 2021 A 50,000,000 2020/06/23 2021/11/29 12.5057307 Credit Suisse AG - AAC Tech R Bull CBBC Jan 2021 A 80,000,000 2020/06/23 2021/01/28 20.0057153 Credit Suisse AG - HKEX R Bull CBBC Nov 2020 G 50,000,000 2020/06/23 2020/11/27 12.5055370 Credit Suisse AG - HSI R Bull CBBC Jan 2023 V 200,000,000 2020/06/23 2023/01/30 50.0056892 Credit Suisse AG - HSI R Bull CBBC Feb 2023 O 200,000,000 2020/06/23 2023/02/27 50.0056956 Credit Suisse AG - HSI R Bull CBBC Mar 2023 T 200,000,000 2020/06/23 2023/03/30 50.0057000 Credit Suisse AG - HSI R Bull CBBC Mar 2023 U 200,000,000 2020/06/23 2023/03/30 50.0057004 Credit Suisse AG - HSI R Bull CBBC Apr 2023 I 200,000,000 2020/06/23 2023/04/27 50.0057090 Credit Suisse AG - HSI R Bull CBBC Apr 2023 J 200,000,000 2020/06/23 2023/04/27 50.0054617 Credit Suisse AG - HSI R Bear CBBC Sep 2020 Q 200,000,000 2020/06/23 2020/09/29 50.0054739 Credit Suisse AG - HSI R Bear CBBC Sep 2020 V 200,000,000 2020/06/23 2020/09/29 50.0054958 Credit Suisse AG - HSI R Bear CBBC Oct 2020 T 200,000,000 2020/06/23 2020/10/29 50.0054500 Credit Suisse AG - HSI R Bear CBBC Dec 2020 K 200,000,000 2020/06/23 2020/12/30 50.0054688 Credit Suisse AG - HSI R Bear CBBC Dec 2020 R 200,000,000 2020/06/23 2020/12/30 50.0055112 Credit Suisse AG - HSI R Bear CBBC Dec 2020 S 200,000,000 2020/06/23 2020/12/30 50.0055365 Credit Suisse AG - HSI R Bear CBBC Dec 2020 T 200,000,000 2020/06/23 2020/12/30 50.0054870 Credit Suisse AG - HSI R Bear CBBC Jan 2021 S 300,000,000 2020/06/23 2021/01/28 75.0057312 Credit Suisse AG - Meituan Dianping R Bull CBBC Nov 2020 G 80,000,000 2020/06/23 2020/11/27 20.0057314 Credit Suisse AG - Meituan Dianping R Bear CBBC Jan 2021 E 100,000,000 2020/06/23 2021/01/28 25.0057251 Credit Suisse AG - SMIC R Bull CBBC Jan 2021 L 100,000,000 2020/06/23 2021/01/28 25.0057252 Credit Suisse AG - SMIC R Bear CBBC Dec 2020 D 50,000,000 2020/06/23 2020/12/30 12.5057311 Credit Suisse AG - Sunny Optical R Bull CBBC Dec 2020 E 40,000,000 2020/06/23 2020/12/30 10.0057231 Credit Suisse AG - ZTE R Bull CBBC Dec 2020 C 50,000,000 2020/06/23 2020/12/30 12.5059938 Bank of East Asia - Alibaba Group R Bull CBBC Mar 2021 A 40,000,000 2020/06/23 2021/03/25 10.0059941 Bank of East Asia - Alibaba Group R Bear CBBC Mar 2021 A 40,000,000 2020/06/23 2021/03/25 10.0050471 Bank of East Asia - Meituan Dianping R Bull CBBC Mar 2021 A 40,000,000 2020/06/23 2021/03/26 10.0050533 Bank of East Asia - Meituan Dianping R Bear CBBC Mar 2021 A 40,000,000 2020/06/23 2021/03/26 10.8059944 Bank of East Asia - Tencent R Bull CBBC Mar 2021 A 30,000,000 2020/06/23 2021/03/22 10.2050355 Bank of East Asia - Tencent R Bull CBBC Mar 2021 B 30,000,000 2020/06/23 2021/03/22 10.2059986 Bank of East Asia - Tencent R Bear CBBC Mar 2021 A 30,000,000 2020/06/23 2021/03/23 10.8050415 Bank of East Asia - Tencent R Bear CBBC Mar 2021 B 30,000,000 2020/06/23 2021/03/23 10.2059993 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 P 60,000,000 2020/06/23 2020/10/30 15.0057919 Goldman Sachs SP (Asia) - HSI R Bull CBBC Sep 2023 S 160,000,000 2020/06/23 2023/09/28 40.0058493 Goldman Sachs SP (Asia) - HSI R Bull CBBC Sep 2023 T 160,000,000 2020/06/23 2023/09/28 40.00




58640 Goldman Sachs SP (Asia) - HSI R Bull CBBC Sep 2023 U 160,000,000 2020/06/23 2023/09/28 40.0058951 Goldman Sachs SP (Asia) - HSI R Bull CBBC Sep 2023 V 160,000,000 2020/06/23 2023/09/28 40.0058875 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2023 A 160,000,000 2020/06/23 2023/10/30 40.0058964 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2023 B 160,000,000 2020/06/23 2023/10/30 40.0057820 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 C 160,000,000 2020/06/23 2021/01/28 40.0057821 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 Q 160,000,000 2020/06/23 2021/01/28 40.0057426 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 R 160,000,000 2020/06/23 2021/01/28 40.0057682 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 T 160,000,000 2020/06/23 2021/01/28 40.0059080 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 U 160,000,000 2020/06/23 2021/01/28 40.0057451 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 X 160,000,000 2020/06/23 2021/01/28 40.0057483 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 Z 160,000,000 2020/06/23 2021/01/28 40.0059953 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Oct 2020 N 60,000,000 2020/06/23 2020/10/30 15.0059680 Goldman Sachs SP (Asia) - Meituan R Bear CBBC Aug 2021 E 80,000,000 2020/06/23 2021/08/31 20.0059895 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 V 60,000,000 2020/06/23 2020/10/30 15.0059950 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Nov 2020 F 60,000,000 2020/06/23 2020/11/30 15.0059916 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Aug 2021 A 80,000,000 2020/06/23 2021/08/31 20.0059112 Goldman Sachs SP (Asia) - Xiaomi R Bull CBBC Oct 2020 K 60,000,000 2020/06/23 2020/10/30 15.0051912 HK Bank - AAC Tech R Bull CBBC Jan 2021 D 40,000,000 2020/06/23 2021/01/11 10.0051922 HK Bank - Alibaba Group R Bull CBBC Dec 2020 D 40,000,000 2020/06/23 2020/12/07 10.0051911 HK Bank - CNOOC R Bull CBBC Nov 2020 E 40,000,000 2020/06/23 2020/11/23 10.0050935 HK Bank - HSI R Bull CBBC Dec 2022 M 100,000,000 2020/06/23 2022/12/29 25.0051362 HK Bank - HSI R Bull CBBC Dec 2022 X 60,000,000 2020/06/23 2022/12/29 15.0050613 HK Bank - HSI R Bear CBBC Oct 2020 Z 100,000,000 2020/06/23 2020/10/29 25.0051693 HK Bank - Sands China R Bull CBBC Nov 2020 F 40,000,000 2020/06/23 2020/11/26 10.0051903 HK Bank - SMIC R Bull CBBC Nov 2020 E 40,000,000 2020/06/23 2020/11/12 10.0051743 HK Bank - SMIC R Bear CBBC Nov 2020 D 40,000,000 2020/06/23 2020/11/09 10.0051523 HK Bank - Sunny Optical R Bull CBBC Dec 2020 A 40,000,000 2020/06/23 2020/12/07 10.0051288 HK Bank - Tencent R Bull CBBC Nov 2020 P 40,000,000 2020/06/23 2020/11/26 10.0051913 HK Bank - Xiaomi R Bull CBBC Dec 2020 A 60,000,000 2020/06/23 2020/12/07 15.0051217 HK Bank - ZTE R Bull CBBC Jan 2021 B 40,000,000 2020/06/23 2021/01/11 10.0052331 Haitong Int’l Sec - China Life R Bull CBBC Mar 2021 C 60,000,000 2020/06/23 2021/03/25 15.0052329 Haitong Int’l Sec - HKEX R Bull CBBC Dec 2020 D 60,000,000 2020/06/23 2020/12/29 15.0052345 Haitong Int’l Sec - HSI R Bull CBBC Mar 2023 Y 150,000,000 2020/06/23 2023/03/30 37.5052342 Haitong Int’l Sec - HSI R Bull CBBC May 2023 K 150,000,000 2020/06/23 2023/05/30 37.5052351 Haitong Int’l Sec - HSI R Bull CBBC May 2023 L 150,000,000 2020/06/23 2023/05/30 37.5052287 Haitong Int’l Sec - HSI R Bear CBBC Sep 2020 Z 150,000,000 2020/06/23 2020/09/29 37.5052281 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 K 200,000,000 2020/06/23 2020/12/30 50.0052286 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 N 300,000,000 2020/06/23 2020/12/30 75.0052288 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 B 150,000,000 2020/06/23 2021/01/28 37.5052326 Haitong Int’l Sec - Link REIT R Bull CBBC Feb 2021 A 60,000,000 2020/06/23 2021/02/25 15.0052325 Haitong Int’l Sec - Meituan Dianping R Bear CBBC Jan 2021 E 80,000,000 2020/06/23 2021/01/28 28.3252330 Haitong Int’l Sec - SUNAC R Bull CBBC Feb 2021 A 60,000,000 2020/06/23 2021/02/25 15.0052314 Haitong Int’l Sec - Tencent R Bull CBBC Dec 2020 I 60,000,000 2020/06/23 2020/12/29 15.0052290 Haitong Int’l Sec - Tencent R Bear CBBC Nov 2020 X 60,000,000 2020/06/23 2020/11/27 17.0452301 Haitong Int’l Sec - Tencent R Bear CBBC Nov 2020 Y 60,000,000 2020/06/23 2020/11/27 15.00




57420 J P Morgan SP BV - Alibaba Group R Bear CBBC Jan 2021 C 80,000,000 2020/06/23 2021/01/08 23.2052244 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 W 200,000,000 2020/06/23 2023/02/27 50.0052245 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 M 200,000,000 2020/06/23 2023/03/30 50.0052255 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 M 200,000,000 2020/06/23 2023/04/27 50.0052269 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 S 200,000,000 2020/06/23 2023/09/28 50.0052237 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 R 200,000,000 2020/06/23 2020/11/27 50.0052243 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 E 200,000,000 2020/06/23 2020/12/30 50.0052239 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 O 200,000,000 2020/06/23 2020/12/30 50.0052240 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 Q 200,000,000 2020/06/23 2020/12/30 50.0052241 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 R 200,000,000 2020/06/23 2020/12/30 50.0052242 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 T 200,000,000 2020/06/23 2020/12/30 50.0057412 J P Morgan SP BV - Meituan Dianping R Bull CBBC Feb 2021 B 80,000,000 2020/06/23 2021/02/11 20.0057413 J P Morgan SP BV - Meituan Dianping R Bear CBBC Jan 2021 F 200,000,000 2020/06/23 2021/01/15 50.0051960 Morgan Stanley Asia Products - HSI R Bull CBBC Apr 2023 K 150,000,000 2020/06/23 2023/04/27 37.5051961 Morgan Stanley Asia Products - HSI R Bull CBBC Apr 2023 L 150,000,000 2020/06/23 2023/04/27 37.5059888 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 L 150,000,000 2020/06/23 2020/09/29 37.5059903 Morgan Stanley Asia Products - HSI R Bear CBBC Sep 2020 M 150,000,000 2020/06/23 2020/09/29 37.5059886 Morgan Stanley Asia Products - HSI R Bear CBBC Nov 2020 N 150,000,000 2020/06/23 2020/11/27 37.5052430 SG Issuer - AAC Tech R Bull CBBC Jan 2021 D 100,000,000 2020/06/23 2021/01/29 25.0052353 SG Issuer - Alibaba Group R Bear CBBC Dec 2020 K 60,000,000 2020/06/23 2020/12/30 15.0052424 SG Issuer - HSCEI R Bull CBBC Dec 2021 D 100,000,000 2020/06/23 2021/12/30 25.0052429 SG Issuer - HSCEI R Bull CBBC Dec 2022 C 100,000,000 2020/06/23 2022/12/29 25.0052420 SG Issuer - HSCEI R Bear CBBC Jan 2021 A 100,000,000 2020/06/23 2021/01/28 25.0052421 SG Issuer - HSCEI R Bear CBBC Feb 2021 A 100,000,000 2020/06/23 2021/02/25 25.0052449 SG Issuer - HSI R Bull CBBC Aug 2023 D 250,000,000 2020/06/23 2023/08/30 62.5052470 SG Issuer - HSI R Bull CBBC Aug 2023 E 250,000,000 2020/06/23 2023/08/30 62.5052458 SG Issuer - HSI R Bull CBBC Sep 2023 L 250,000,000 2020/06/23 2023/09/28 62.5052471 SG Issuer - HSI R Bull CBBC Sep 2023 M 250,000,000 2020/06/23 2023/09/28 62.5052476 SG Issuer - HSI R Bull CBBC Sep 2023 N 250,000,000 2020/06/23 2023/09/28 62.5052370 SG Issuer - HSI R Bear CBBC Oct 2020 H 250,000,000 2020/06/23 2020/10/29 62.5052395 SG Issuer - HSI R Bear CBBC Nov 2020 F 250,000,000 2020/06/23 2020/11/27 62.5052398 SG Issuer - HSI R Bear CBBC Nov 2020 H 250,000,000 2020/06/23 2020/11/27 62.5052399 SG Issuer - HSI R Bear CBBC Nov 2020 K 250,000,000 2020/06/23 2020/11/27 62.5052400 SG Issuer - HSI R Bear CBBC Nov 2020 O 250,000,000 2020/06/23 2020/11/27 62.5052460 SG Issuer - HSI R Bear CBBC Dec 2020 G 250,000,000 2020/06/23 2020/12/30 62.5052461 SG Issuer - HSI R Bear CBBC Dec 2020 J 250,000,000 2020/06/23 2020/12/30 62.5052407 SG Issuer - HSI R Bear CBBC Dec 2020 P 500,000,000 2020/06/23 2020/12/30 125.0052419 SG Issuer - HSI R Bear CBBC Dec 2020 U 250,000,000 2020/06/23 2020/12/30 62.5052491 SG Issuer - Meituan Dianping R Bull CBBC Feb 2021 F 100,000,000 2020/06/23 2021/02/26 25.0052355 SG Issuer - Meituan Dianping R Bear CBBC Jan 2021 R 100,000,000 2020/06/23 2021/01/28 25.0052357 SG Issuer - Meituan Dianping R Bear CBBC Feb 2021 K 100,000,000 2020/06/23 2021/02/25 25.0052490 SG Issuer - Meituan Dianping R Bear CBBC Feb 2021 L 100,000,000 2020/06/23 2021/02/25 37.0052358 SG Issuer - Meituan Dianping R Bear CBBC Mar 2021 C 100,000,000 2020/06/23 2021/03/31 25.0052492 SG Issuer - Meituan Dianping R Bear CBBC Mar 2021 D 300,000,000 2020/06/23 2021/03/31 75.0052654 SG Issuer - SMIC R Bull CBBC Dec 2020 A 120,000,000 2020/06/23 2020/12/31 30.00




52431 SG Issuer - SMIC R Bull CBBC Mar 2021 B 120,000,000 2020/06/23 2021/03/30 30.0052366 SG Issuer - SMIC R Bear CBBC Feb 2021 B 120,000,000 2020/06/23 2021/02/25 30.0053444 SG Issuer - SMIC R Bear CBBC Mar 2021 A 120,000,000 2020/06/23 2021/03/31 30.0052432 SG Issuer - Tencent R Bull CBBC Nov 2020 S 80,000,000 2020/06/23 2020/11/30 20.0052493 SG Issuer - Tencent R Bull CBBC Nov 2020 T 80,000,000 2020/06/23 2020/11/30 20.0052367 SG Issuer - Tencent R Bear CBBC Jan 2021 B 80,000,000 2020/06/23 2021/01/29 20.0052368 SG Issuer - Tencent R Bear CBBC Feb 2021 F 80,000,000 2020/06/23 2021/02/25 20.0052369 SG Issuer - Tencent R Bear CBBC Mar 2021 G 80,000,000 2020/06/23 2021/03/31 20.0052494 SG Issuer - Tencent R Bear CBBC Mar 2021 H 80,000,000 2020/06/23 2021/03/30 41.6052448 SG Issuer - Xiaomi R Bull CBBC Nov 2020 I 60,000,000 2020/06/23 2020/11/30 15.0052168 UBS AG - AAC Tech R Bull CBBC May 2021 A 100,000,000 2020/06/23 2021/05/31 25.0052186 UBS AG - Alibaba Group R Bull CBBC Feb 2021 O 80,000,000 2020/06/23 2021/02/08 20.0052151 UBS AG - Alibaba Group R Bear CBBC Jun 2021 A 200,000,000 2020/06/23 2021/06/30 50.0052156 UBS AG - China Life R Bull CBBC Jul 2021 A 100,000,000 2020/06/23 2021/07/30 25.0052163 UBS AG - China Life R Bear CBBC May 2021 A 100,000,000 2020/06/23 2021/05/31 25.0052152 UBS AG - HKEX R Bear CBBC Jan 2021 H 50,000,000 2020/06/23 2021/01/11 12.5052155 UBS AG - HKEX R Bear CBBC Apr 2021 B 200,000,000 2020/06/23 2021/04/13 50.0052173 UBS AG - HSI R Bull CBBC Dec 2022 C 200,000,000 2020/06/23 2022/12/29 50.0052175 UBS AG - HSI R Bull CBBC Dec 2022 I 200,000,000 2020/06/23 2022/12/29 50.0052108 UBS AG - HSI R Bear CBBC Jan 2021 A 200,000,000 2020/06/23 2021/01/28 50.0052113 UBS AG - HSI R Bear CBBC Jan 2021 B 200,000,000 2020/06/23 2021/01/28 50.0052123 UBS AG - HSI R Bear CBBC Jan 2021 C 200,000,000 2020/06/23 2021/01/28 50.0052103 UBS AG - HSI R Bear CBBC Jan 2021 L 200,000,000 2020/06/23 2021/01/28 50.0052127 UBS AG - HSI R Bear CBBC Jan 2021 M 200,000,000 2020/06/23 2021/01/28 50.0052104 UBS AG - HSI R Bear CBBC Jan 2021 P 200,000,000 2020/06/23 2021/01/28 50.0052200 UBS AG - HSI R Bear CBBC Jan 2021 Q 200,000,000 2020/06/23 2021/01/28 50.0052201 UBS AG - HSI R Bear CBBC Jan 2021 R 200,000,000 2020/06/23 2021/01/28 50.0052199 UBS AG - Meituan Dianping R Bull CBBC Mar 2021 G 50,000,000 2020/06/23 2021/03/02 12.5052171 UBS AG - Meituan Dianping R Bear CBBC Jan 2021 J 50,000,000 2020/06/23 2021/01/20 12.5052147 UBS AG - Meituan Dianping R Bear CBBC Jun 2021 C 200,000,000 2020/06/23 2021/06/30 50.0052188 UBS AG - SMIC R Bull CBBC Mar 2021 B 100,000,000 2020/06/23 2021/03/02 25.0052196 UBS AG - SMIC R Bull CBBC Apr 2021 D 100,000,000 2020/06/23 2021/04/13 25.0052167 UBS AG - Sunny Optical R Bull CBBC Jan 2021 A 30,000,000 2020/06/23 2021/01/28 10.2052184 UBS AG - Tencent R Bull CBBC Apr 2021 F 40,000,000 2020/06/23 2021/04/26 10.0052128 UBS AG - Tencent R Bear CBBC Dec 2020 T 40,000,000 2020/06/23 2020/12/21 10.0052145 UBS AG - Tencent R Bear CBBC Feb 2021 H 40,000,000 2020/06/23 2021/02/23 10.0052146 UBS AG - Tencent R Bear CBBC Feb 2021 I 40,000,000 2020/06/23 2021/02/24 10.4054039 Bank Vontobel - AAC Tech R Bull CBBC Mar 2021 D 40,000,000 2020/06/23 2021/03/05 10.0053722 Bank Vontobel - CNOOC R Bull CBBC Mar 2021 B 40,000,000 2020/06/23 2021/03/19 10.0054384 Bank Vontobel - Geely Auto R Bull CBBC Feb 2021 C 40,000,000 2020/06/23 2021/02/05 10.0053560 Bank Vontobel - HKEX R Bull CBBC Mar 2021 A 40,000,000 2020/06/23 2021/03/05 10.0053823 Bank Vontobel - HSI N Bull CBBC Mar 2023 A 40,000,000 2020/06/23 2023/03/30 10.0054136 Bank Vontobel - HSI R Bull CBBC Mar 2023 B 80,000,000 2020/06/23 2023/03/30 20.0054498 Bank Vontobel - Meituan Dianping R Bull CBBC Feb 2021 M 60,000,000 2020/06/23 2021/02/05 15.0053709 Bank Vontobel - Sunny Optical R Bull CBBC Mar 2021 A 40,000,000 2020/06/23 2021/03/05 10.00




60087 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 P 150,000,000 2020/06/24 2023/01/30 37.5060111 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 Q 150,000,000 2020/06/24 2023/01/30 37.5060112 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 R 150,000,000 2020/06/24 2023/01/30 37.5060173 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 I 150,000,000 2020/06/24 2020/10/29 37.5060120 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 U 150,000,000 2020/06/24 2020/10/29 37.5060149 BOCI Asia Ltd. - Meituan Dianping R Bull CBBC Dec 2020 Y 40,000,000 2020/06/24 2020/12/30 10.0060171 BOCI Asia Ltd. - Meituan Dianping R Bear CBBC Dec 2020 V 40,000,000 2020/06/24 2020/12/30 14.8060132 BOCI Asia Ltd. - SMIC R Bull CBBC Jan 2021 C 150,000,000 2020/06/24 2021/01/29 37.5060909 BNP Paribas Issuance B.V. - Alibaba R Bull CBBC Dec 2020 Q 100,000,000 2020/06/24 2020/12/30 25.0060913 BNP Paribas Issuance B.V. - Alibaba R Bear CBBC Apr 2021 E 100,000,000 2020/06/24 2021/04/29 25.0060906 BNP Paribas Issuance B.V. - HKEX R Bear CBBC Jul 2021 A 50,000,000 2020/06/24 2021/07/29 12.5061006 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 X 200,000,000 2020/06/24 2022/11/29 50.0061008 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 Y 190,000,000 2020/06/24 2022/11/29 47.5061031 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 L 240,000,000 2020/06/24 2020/12/30 60.0060923 BNP Paribas Issuance B.V. - Meituan R Bull CBBC Dec 2020 K 50,000,000 2020/06/24 2020/12/30 12.5060924 BNP Paribas Issuance B.V. - Meituan R Bear CBBC Nov 2020 X 50,000,000 2020/06/24 2020/11/27 12.5060928 BNP Paribas Issuance B.V. - Meituan R Bear CBBC Nov 2021 A 50,000,000 2020/06/24 2021/11/29 25.0060959 BNP Paribas Issuance B.V. - Meituan R Bear CBBC Nov 2021 B 50,000,000 2020/06/24 2021/11/29 30.0060880 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Nov 2020 R 50,000,000 2020/06/24 2020/11/27 20.0060866 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Dec 2020 B 50,000,000 2020/06/24 2020/12/30 15.0060891 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Dec 2020 G 50,000,000 2020/06/24 2020/12/30 25.0060904 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Nov 2021 A 50,000,000 2020/06/24 2021/11/29 37.5060892 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Dec 2021 A 50,000,000 2020/06/24 2021/12/30 32.5061121 Credit Suisse AG - Alibaba Group R Bull CBBC Nov 2020 J 50,000,000 2020/06/24 2020/11/27 12.5061191 Credit Suisse AG - HSI R Bull CBBC Jan 2023 W 200,000,000 2020/06/24 2023/01/30 50.0061133 Credit Suisse AG - HSI R Bull CBBC Feb 2023 P 200,000,000 2020/06/24 2023/02/27 50.0061175 Credit Suisse AG - HSI R Bull CBBC Feb 2023 Q 200,000,000 2020/06/24 2023/02/27 50.0061044 Credit Suisse AG - HSI R Bear CBBC Oct 2020 D 200,000,000 2020/06/24 2020/10/29 50.0061048 Credit Suisse AG - HSI R Bear CBBC Oct 2020 E 200,000,000 2020/06/24 2020/10/29 50.0061049 Credit Suisse AG - HSI R Bear CBBC Nov 2020 E 200,000,000 2020/06/24 2020/11/27 50.0061122 Credit Suisse AG - Link REIT R Bull CBBC Dec 2020 J 50,000,000 2020/06/24 2020/12/30 12.5061118 Credit Suisse AG - Sands China R Bear CBBC Mar 2021 A 60,000,000 2020/06/24 2021/03/30 15.0061080 Credit Suisse AG - SMIC R Bull CBBC Dec 2020 C 100,000,000 2020/06/24 2020/12/30 25.0061074 Credit Suisse AG - SMIC R Bull CBBC Mar 2021 E 100,000,000 2020/06/24 2021/03/30 25.0061112 Credit Suisse AG - SMIC R Bear CBBC Jan 2021 C 50,000,000 2020/06/24 2021/01/28 12.5061061 Credit Suisse AG - Tencent R Bull CBBC Nov 2020 S 50,000,000 2020/06/24 2020/11/27 12.5061416 Goldman Sachs SP (Asia) - Alibaba R Bull CBBC Oct 2020 Q 60,000,000 2020/06/24 2020/10/30 15.0061208 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2023 C 160,000,000 2020/06/24 2023/10/30 40.0061259 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2023 D 160,000,000 2020/06/24 2023/10/30 40.0061293 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2023 E 160,000,000 2020/06/24 2023/10/30 40.0061305 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2023 F 160,000,000 2020/06/24 2023/10/30 40.0061318 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2023 G 160,000,000 2020/06/24 2023/10/30 40.0061326 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2023 H 160,000,000 2020/06/24 2023/10/30 40.0061330 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2023 I 160,000,000 2020/06/24 2023/10/30 40.0061272 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 D 160,000,000 2020/06/24 2021/01/28 40.00




61289 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 M 160,000,000 2020/06/24 2021/01/28 40.0061290 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 S 160,000,000 2020/06/24 2021/01/28 40.0061220 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 V 160,000,000 2020/06/24 2021/01/28 40.0061207 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 N 160,000,000 2020/06/24 2021/02/25 40.0061406 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Oct 2020 O 60,000,000 2020/06/24 2020/10/30 15.0061335 Goldman Sachs SP (Asia) - Meituan R Bear CBBC Oct 2020 B 60,000,000 2020/06/24 2020/10/30 15.0061362 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Oct 2020 N 60,000,000 2020/06/24 2020/10/30 15.0061405 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Nov 2020 G 60,000,000 2020/06/24 2020/11/30 15.0060058 HK Bank - Alibaba Group R Bull CBBC Nov 2020 O 40,000,000 2020/06/24 2020/11/26 10.0060083 HK Bank - Alibaba Group R Bear CBBC Nov 2020 F 100,000,000 2020/06/24 2020/11/26 25.0060022 HK Bank - HSI R Bull CBBC Dec 2022 D 100,000,000 2020/06/24 2022/12/29 25.0060060 HK Bank - HSI R Bull CBBC Mar 2023 D 80,000,000 2020/06/24 2023/03/30 20.0060080 HK Bank - HSI R Bear CBBC Oct 2020 A 60,000,000 2020/06/24 2020/10/29 15.0060016 HK Bank - Meituan Dianping R Bull CBBC Dec 2020 B 40,000,000 2020/06/24 2020/12/14 10.0060042 HK Bank - SMIC R Bull CBBC Nov 2020 F 40,000,000 2020/06/24 2020/11/16 10.0060040 HK Bank - SMIC R Bull CBBC Dec 2020 B 100,000,000 2020/06/24 2020/12/14 25.0060050 HK Bank - Tencent R Bear CBBC Dec 2020 A 100,000,000 2020/06/24 2020/12/07 25.0060728 Haitong Int’l Sec - HSI R Bull CBBC Sep 2023 D 300,000,000 2020/06/24 2023/09/28 75.0060742 Haitong Int’l Sec - HSI R Bull CBBC Sep 2023 E 200,000,000 2020/06/24 2023/09/28 50.0060746 Haitong Int’l Sec - HSI R Bull CBBC Sep 2023 F 150,000,000 2020/06/24 2023/09/28 37.5060721 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 C 150,000,000 2020/06/24 2021/01/28 37.5060726 Haitong Int’l Sec - HSI R Bear CBBC Jan 2021 D 150,000,000 2020/06/24 2021/01/28 37.5060814 Haitong Int’l Sec - Meituan Dianping R Bull CBBC Mar 2021 B 80,000,000 2020/06/24 2021/03/25 20.0060831 Haitong Int’l Sec - Meituan Dianping R Bear CBBC Dec 2020 G 80,000,000 2020/06/24 2020/12/29 34.4060786 Haitong Int’l Sec - Tencent R Bull CBBC Feb 2021 B 60,000,000 2020/06/24 2021/02/25 15.0060855 Haitong Int’l Sec - Xiaomi R Bear CBBC Jan 2021 A 80,000,000 2020/06/24 2021/01/28 20.0060772 Haitong Int’l Sec - ZTE R Bull CBBC Feb 2021 A 80,000,000 2020/06/24 2021/02/25 20.0060423 J P Morgan SP BV - Alibaba Group R Bull CBBC Jan 2021 B 80,000,000 2020/06/24 2021/01/15 20.0060426 J P Morgan SP BV - Alibaba Group R Bear CBBC Jan 2021 D 80,000,000 2020/06/24 2021/01/15 24.0060328 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 A 200,000,000 2020/06/24 2023/02/27 50.0060333 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 G 200,000,000 2020/06/24 2023/02/27 50.0060335 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 S 200,000,000 2020/06/24 2023/02/27 50.0060334 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 P 200,000,000 2020/06/24 2023/03/30 50.0060385 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 N 200,000,000 2020/06/24 2023/09/28 50.0060338 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 F 200,000,000 2020/06/24 2020/12/30 50.0060364 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 L 200,000,000 2020/06/24 2020/12/30 50.0060341 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 C 200,000,000 2020/06/24 2021/01/28 50.0060355 J P Morgan SP BV - HSI R Bear CBBC Jan 2021 K 200,000,000 2020/06/24 2021/01/28 50.0060401 J P Morgan SP BV - Meituan Dianping R Bear CBBC Jan 2021 G 80,000,000 2020/06/24 2021/01/15 24.0060403 J P Morgan SP BV - Tencent R Bull CBBC Jan 2021 D 80,000,000 2020/06/24 2021/01/15 20.0060409 J P Morgan SP BV - Tencent R Bear CBBC Jan 2021 D 200,000,000 2020/06/24 2021/01/15 50.0060602 SG Issuer - Alibaba Group R Bull CBBC Feb 2021 G 60,000,000 2020/06/24 2021/02/26 15.0060513 SG Issuer - Alibaba Group R Bear CBBC Feb 2021 H 60,000,000 2020/06/24 2021/02/25 15.0060606 SG Issuer - Alibaba Group R Bear CBBC Feb 2021 I 60,000,000 2020/06/24 2021/02/26 15.0060581 SG Issuer - Geely Auto R Bull CBBC Dec 2020 G 40,000,000 2020/06/24 2020/12/31 10.00




60524 SG Issuer - Galaxy Ent R Bull CBBC Jan 2021 A 100,000,000 2020/06/24 2021/01/29 25.0060643 SG Issuer - HSI R Bull CBBC Aug 2023 F 250,000,000 2020/06/24 2023/08/30 62.5060681 SG Issuer - HSI R Bull CBBC Aug 2023 G 250,000,000 2020/06/24 2023/08/30 62.5060683 SG Issuer - HSI R Bull CBBC Aug 2023 H 250,000,000 2020/06/24 2023/08/30 62.5060700 SG Issuer - HSI R Bull CBBC Aug 2023 I 250,000,000 2020/06/24 2023/08/30 62.5060716 SG Issuer - HSI R Bull CBBC Oct 2023 S 250,000,000 2020/06/24 2023/10/30 62.5060620 SG Issuer - HSI R Bear CBBC Nov 2020 P 250,000,000 2020/06/24 2020/11/27 62.5060624 SG Issuer - HSI R Bear CBBC Dec 2020 K 250,000,000 2020/06/24 2020/12/30 62.5060638 SG Issuer - HSI R Bear CBBC Dec 2020 M 250,000,000 2020/06/24 2020/12/30 62.5060592 SG Issuer - HSI R Bear CBBC Jan 2021 L 250,000,000 2020/06/24 2021/01/28 62.5060622 SG Issuer - HSI R Bear CBBC Jan 2021 V 250,000,000 2020/06/24 2021/01/28 62.5060718 SG Issuer - Meituan Dianping R Bull CBBC Feb 2021 G 100,000,000 2020/06/24 2021/02/25 25.0060539 SG Issuer - Meituan Dianping R Bear CBBC Feb 2021 M 100,000,000 2020/06/24 2021/02/25 25.0060612 SG Issuer - SMIC R Bull CBBC Feb 2021 J 120,000,000 2020/06/24 2021/02/26 30.0060564 SG Issuer - SMIC R Bear CBBC Jan 2021 A 120,000,000 2020/06/24 2021/01/28 30.0060613 SG Issuer - Sunny Optical R Bull CBBC Jan 2021 C 60,000,000 2020/06/24 2021/01/29 15.0060568 SG Issuer - Tencent R Bull CBBC Dec 2020 V 80,000,000 2020/06/24 2020/12/30 20.0060588 SG Issuer - Tencent R Bull CBBC Jan 2021 P 80,000,000 2020/06/24 2021/01/29 20.0060614 SG Issuer - Tencent R Bear CBBC Feb 2021 E 80,000,000 2020/06/24 2021/02/25 20.0060572 SG Issuer - ZTE R Bull CBBC Jan 2021 B 60,000,000 2020/06/24 2021/01/29 15.0060294 UBS AG - Alibaba Group R Bull CBBC Apr 2021 C 80,000,000 2020/06/24 2021/04/12 20.0060175 UBS AG - Alibaba Group R Bear CBBC Jan 2021 I 80,000,000 2020/06/24 2021/01/22 20.0060304 UBS AG - HSI R Bull CBBC Jan 2023 A 200,000,000 2020/06/24 2023/01/30 50.0060313 UBS AG - HSI R Bull CBBC Jan 2023 H 200,000,000 2020/06/24 2023/01/30 50.0060302 UBS AG - HSI R Bull CBBC Jan 2023 X 200,000,000 2020/06/24 2023/01/30 50.0060223 UBS AG - HSI R Bear CBBC Jan 2021 D 200,000,000 2020/06/24 2021/01/28 50.0060224 UBS AG - HSI R Bear CBBC Jan 2021 E 200,000,000 2020/06/24 2021/01/28 50.0060233 UBS AG - HSI R Bear CBBC Jan 2021 F 200,000,000 2020/06/24 2021/01/28 50.0060277 UBS AG - HSI R Bear CBBC Jan 2021 H 200,000,000 2020/06/24 2021/01/28 50.0060179 UBS AG - HSI R Bear CBBC Jan 2021 Z 200,000,000 2020/06/24 2021/01/28 50.0060174 UBS AG - Meituan Dianping R Bear CBBC Dec 2020 K 50,000,000 2020/06/24 2020/12/31 12.5060291 UBS AG - Tencent R Bull CBBC Apr 2021 G 40,000,000 2020/06/24 2021/04/12 10.0060454 Bank Vontobel - CM Bank R Bull CBBC Sep 2021 A 40,000,000 2020/06/24 2021/09/03 10.0060453 Bank Vontobel - CM Bank R Bull CBBC Oct 2021 A 40,000,000 2020/06/24 2021/10/08 10.0060455 Bank Vontobel - CM Bank R Bear CBBC May 2021 A 40,000,000 2020/06/24 2021/05/07 10.0060485 Bank Vontobel - HKEX R Bear CBBC Jan 2021 C 40,000,000 2020/06/24 2021/01/08 10.0060447 Bank Vontobel - HKEX R Bear CBBC Mar 2021 B 80,000,000 2020/06/24 2021/03/05 20.0060448 Bank Vontobel - HSI R Bull CBBC Mar 2023 C 80,000,000 2020/06/24 2023/03/30 20.0060456 Bank Vontobel - HSI R Bull CBBC Mar 2023 D 80,000,000 2020/06/24 2023/03/30 20.0060431 Bank Vontobel - Meituan Dianping R Bull CBBC Mar 2021 I 60,000,000 2020/06/24 2021/03/05 15.0060434 Bank Vontobel - Meituan Dianping R Bear CBBC Feb 2021 E 50,000,000 2020/06/24 2021/02/19 18.0060437 Bank Vontobel - Meituan Dianping R Bear CBBC Mar 2021 A 200,000,000 2020/06/24 2021/03/05 50.0060511 Bank Vontobel - Tencent R Bull CBBC Feb 2021 J 40,000,000 2020/06/24 2021/02/19 10.0060508 Bank Vontobel - Tencent R Bear CBBC Feb 2021 E 30,000,000 2020/06/24 2021/02/19 15.4561488 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 S 150,000,000 2020/06/26 2023/01/30 37.50




61516 BOCI Asia Ltd. - HSI R Bull CBBC Jan 2023 T 150,000,000 2020/06/26 2023/01/30 37.5061524 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 P 150,000,000 2020/06/26 2020/10/29 37.5061527 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 T 150,000,000 2020/06/26 2020/10/29 37.5061531 BOCI Asia Ltd. - Tencent R Bull CBBC Dec 2020 T 40,000,000 2020/06/26 2020/12/30 10.0061532 BOCI Asia Ltd. - Tencent R Bear CBBC Dec 2020 S 40,000,000 2020/06/26 2020/12/30 10.0061538 BOCI Asia Ltd. - ZTE R Bull CBBC Dec 2020 C 80,000,000 2020/06/26 2020/12/31 20.0061541 BNP Paribas Issuance B.V. - HSI R Bull CBBC Oct 2022 L 190,000,000 2020/06/26 2022/10/28 47.5061549 BNP Paribas Issuance B.V. - HSI R Bear CBBC Sep 2020 I 240,000,000 2020/06/26 2020/09/29 60.0062181 Credit Suisse AG - Alibaba Group R Bull CBBC Dec 2020 E 50,000,000 2020/06/26 2020/12/30 12.5062188 Credit Suisse AG - Geely Auto R Bull CBBC Nov 2020 B 40,000,000 2020/06/26 2020/11/27 10.0062173 Credit Suisse AG - HSI R Bull CBBC Mar 2023 V 200,000,000 2020/06/26 2023/03/30 50.0062174 Credit Suisse AG - HSI R Bull CBBC Mar 2023 W 200,000,000 2020/06/26 2023/03/30 50.0062182 Credit Suisse AG - HSI R Bear CBBC Dec 2020 U 200,000,000 2020/06/26 2020/12/30 50.0062229 Credit Suisse AG - HSI R Bear CBBC Jan 2021 T 300,000,000 2020/06/26 2021/01/28 75.0062206 Credit Suisse AG - SMIC R Bull CBBC Dec 2020 D 100,000,000 2020/06/26 2020/12/30 25.0062197 Credit Suisse AG - Tencent R Bull CBBC Nov 2020 T 50,000,000 2020/06/26 2020/11/27 12.5062215 Credit Suisse AG - ZTE R Bull CBBC Dec 2020 D 50,000,000 2020/06/26 2020/12/30 12.5062218 Credit Suisse AG - ZTE R Bull CBBC Dec 2020 E 50,000,000 2020/06/26 2020/12/18 12.5062373 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2023 J 160,000,000 2020/06/26 2023/10/30 40.0062379 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2023 K 160,000,000 2020/06/26 2023/10/30 40.0062429 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2023 L 160,000,000 2020/06/26 2023/10/30 40.0062461 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2023 M 160,000,000 2020/06/26 2023/10/30 40.0062481 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2023 N 160,000,000 2020/06/26 2023/10/30 40.0062386 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 B 160,000,000 2020/06/26 2021/01/28 40.0062417 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 N 160,000,000 2020/06/26 2021/01/28 40.0062381 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 Y 160,000,000 2020/06/26 2021/01/28 40.0062553 Goldman Sachs SP (Asia) - Meituan R Bull CBBC Oct 2020 P 60,000,000 2020/06/26 2020/10/30 15.0062482 Goldman Sachs SP (Asia) - Meituan R Bear CBBC Oct 2020 C 60,000,000 2020/06/26 2020/10/30 15.0062524 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Nov 2020 H 60,000,000 2020/06/26 2020/11/30 15.0062547 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Jun 2021 B 80,000,000 2020/06/26 2021/06/30 20.0061430 HK Bank - HSI R Bull CBBC Mar 2023 E 100,000,000 2020/06/26 2023/03/30 25.0061459 HK Bank - HSI R Bear CBBC Oct 2020 B 100,000,000 2020/06/26 2020/10/29 25.0061473 HK Bank - HSI R Bear CBBC Oct 2020 C 100,000,000 2020/06/26 2020/10/29 25.0061481 HK Bank - SMIC R Bull CBBC Nov 2020 G 40,000,000 2020/06/26 2020/11/09 10.0061482 HK Bank - SMIC R Bull CBBC Dec 2020 C 40,000,000 2020/06/26 2020/12/21 10.0061478 HK Bank - SMIC R Bear CBBC Nov 2020 E 40,000,000 2020/06/26 2020/11/16 10.0061434 HK Bank - Tencent R Bull CBBC Nov 2020 Q 40,000,000 2020/06/26 2020/11/12 10.0061419 HK Bank - Tencent R Bear CBBC Nov 2020 J 40,000,000 2020/06/26 2020/11/05 10.0061474 HK Bank - ZTE R Bull CBBC Dec 2020 D 40,000,000 2020/06/26 2020/12/21 10.0062282 Haitong Int’l Sec - Alibaba Group R Bear CBBC Feb 2021 A 80,000,000 2020/06/26 2021/02/25 22.8062296 Haitong Int’l Sec - HSCEI R Bull CBBC May 2022 A 100,000,000 2020/06/26 2022/05/30 25.0062297 Haitong Int’l Sec - HSCEI R Bull CBBC Dec 2022 A 100,000,000 2020/06/26 2022/12/29 25.0062310 Haitong Int’l Sec - HSCEI R Bear CBBC Oct 2020 A 100,000,000 2020/06/26 2020/10/29 25.0062232 Haitong Int’l Sec - HSI R Bull CBBC Aug 2023 A 200,000,000 2020/06/26 2023/08/30 50.0062244 Haitong Int’l Sec - HSI R Bull CBBC Aug 2023 B 150,000,000 2020/06/26 2023/08/30 37.50




62253 Haitong Int’l Sec - HSI R Bull CBBC Oct 2023 D 150,000,000 2020/06/26 2023/10/30 37.5062259 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 M 150,000,000 2020/06/26 2020/12/30 37.5062261 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 O 150,000,000 2020/06/26 2020/12/30 37.5062288 Haitong Int’l Sec - Tencent R Bear CBBC Jan 2021 G 80,000,000 2020/06/26 2021/01/28 48.4062274 Haitong Int’l Sec - ZTE R Bull CBBC Jan 2021 A 80,000,000 2020/06/26 2021/01/29 20.0061777 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 Y 200,000,000 2020/06/26 2023/02/27 50.0061696 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 T 200,000,000 2020/06/26 2023/09/28 50.0061723 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 U 200,000,000 2020/06/26 2023/09/28 50.0061727 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 S 200,000,000 2020/06/26 2020/12/30 50.0061728 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 V 200,000,000 2020/06/26 2020/12/30 50.0061735 J P Morgan SP BV - HSI R Bear CBBC Dec 2020 X 200,000,000 2020/06/26 2020/12/30 50.0061792 J P Morgan SP BV - Tencent R Bull CBBC Jan 2021 E 50,000,000 2020/06/26 2021/01/15 12.5061487 Morgan Stanley Asia Products - HSI R Bull CBBC May 2023 D 150,000,000 2020/06/26 2023/05/30 37.5061817 SG Issuer - Alibaba Group R Bull CBBC Jan 2021 J 60,000,000 2020/06/26 2021/01/29 15.0061867 SG Issuer - Alibaba Group R Bear CBBC Dec 2020 Q 60,000,000 2020/06/26 2020/12/30 18.9061882 SG Issuer - China Life R Bull CBBC Mar 2021 D 150,000,000 2020/06/26 2021/03/30 37.5061863 SG Issuer - HSI R Bull CBBC Aug 2023 J 250,000,000 2020/06/26 2023/08/30 62.5062052 SG Issuer - HSI R Bull CBBC Aug 2023 K 250,000,000 2020/06/26 2023/08/30 62.5061864 SG Issuer - HSI R Bull CBBC Sep 2023 O 250,000,000 2020/06/26 2023/09/28 62.5062123 SG Issuer - HSI R Bull CBBC Sep 2023 P 250,000,000 2020/06/26 2023/09/28 62.5062070 SG Issuer - HSI R Bull CBBC Oct 2023 T 250,000,000 2020/06/26 2023/10/30 62.5062120 SG Issuer - HSI R Bear CBBC Nov 2020 Q 250,000,000 2020/06/26 2020/11/27 62.5062096 SG Issuer - HSI R Bear CBBC Nov 2020 Y 250,000,000 2020/06/26 2020/11/27 62.5062038 SG Issuer - HSI R Bear CBBC Jan 2021 W 250,000,000 2020/06/26 2021/01/28 62.5061824 SG Issuer - Meituan Dianping R Bull CBBC Mar 2021 B 100,000,000 2020/06/26 2021/03/30 25.0061914 SG Issuer - Meituan Dianping R Bear CBBC Feb 2021 N 100,000,000 2020/06/26 2021/02/25 48.0061834 SG Issuer - Ping An R Bull CBBC Feb 2021 I 100,000,000 2020/06/26 2021/02/25 25.0062149 SG Issuer - SMIC R Bull CBBC Jan 2021 E 120,000,000 2020/06/26 2021/01/29 30.0061852 SG Issuer - SMIC R Bear CBBC Dec 2020 G 120,000,000 2020/06/26 2020/12/30 30.0062154 SG Issuer - SMIC R Bear CBBC Feb 2021 C 200,000,000 2020/06/26 2021/02/25 50.0061968 SG Issuer - Tencent R Bull CBBC Nov 2020 U 80,000,000 2020/06/26 2020/11/30 20.0062166 SG Issuer - Tencent R Bull CBBC Jan 2021 Q 80,000,000 2020/06/26 2021/01/29 20.0061860 SG Issuer - Tencent R Bear CBBC Jan 2021 C 80,000,000 2020/06/26 2021/01/29 20.0061982 SG Issuer - Tencent R Bear CBBC Feb 2021 G 80,000,000 2020/06/26 2021/02/26 45.6061993 SG Issuer - Tencent R Bear CBBC Feb 2021 H 80,000,000 2020/06/26 2021/02/26 53.6061998 SG Issuer - Tencent R Bear CBBC Mar 2021 I 80,000,000 2020/06/26 2021/03/30 65.6062331 SG Issuer - ZTE R Bull CBBC Dec 2020 C 60,000,000 2020/06/26 2020/12/31 15.0062346 SG Issuer - ZTE R Bull CBBC Jan 2021 C 60,000,000 2020/06/26 2021/01/29 15.0062353 SG Issuer - ZTE R Bull CBBC May 2021 A 120,000,000 2020/06/26 2021/05/31 30.0061626 UBS AG - HSI R Bull CBBC Sep 2022 Q 200,000,000 2020/06/26 2022/09/29 50.0061627 UBS AG - HSI R Bull CBBC Sep 2022 U 200,000,000 2020/06/26 2022/09/29 50.0061631 UBS AG - HSI R Bull CBBC Sep 2022 X 200,000,000 2020/06/26 2022/09/29 50.0061617 UBS AG - HSI R Bull CBBC Jan 2023 B 200,000,000 2020/06/26 2023/01/30 50.0061566 UBS AG - HSI R Bull CBBC Jan 2023 J 200,000,000 2020/06/26 2023/01/30 50.0061632 UBS AG - HSI R Bear CBBC Oct 2020 U 200,000,000 2020/06/26 2020/10/29 50.00




61638 UBS AG - HSI R Bear CBBC Oct 2020 Y 200,000,000 2020/06/26 2020/10/29 50.0061639 UBS AG - HSI R Bear CBBC Nov 2020 H 200,000,000 2020/06/26 2020/11/27 50.0061652 UBS AG - HSI R Bear CBBC Nov 2020 X 200,000,000 2020/06/26 2020/11/27 50.0061654 UBS AG - SMIC R Bull CBBC Mar 2021 C 100,000,000 2020/06/26 2021/03/22 25.0061664 UBS AG - Tencent R Bull CBBC Apr 2021 H 200,000,000 2020/06/26 2021/04/14 50.0061695 UBS AG - Tencent R Bull CBBC Apr 2021 I 40,000,000 2020/06/26 2021/04/15 10.0061815 Bank Vontobel - Alibaba Group R Bull CBBC Mar 2021 C 40,000,000 2020/06/26 2021/03/05 10.0061794 Bank Vontobel - CSOP A50 ETF R Bull CBBC Apr 2021 D 40,000,000 2020/06/26 2021/04/16 10.0061803 Bank Vontobel - Geely Auto R Bull CBBC Jan 2021 A 40,000,000 2020/06/26 2021/01/22 10.0061805 Bank Vontobel - Tencent R Bull CBBC Feb 2021 K 40,000,000 2020/06/26 2021/02/19 10.0061811 Bank Vontobel - Tencent R Bear CBBC Jan 2021 I 40,000,000 2020/06/26 2021/01/08 10.0061810 Bank Vontobel - Tencent R Bear CBBC Feb 2021 F 40,000,000 2020/06/26 2021/02/19 13.6063175 BOCI Asia Ltd. - AAC Tech R Bull CBBC Dec 2020 D 80,000,000 2020/06/29 2020/12/30 20.0063185 BOCI Asia Ltd. - Alibaba Group R Bull CBBC Dec 2020 Y 60,000,000 2020/06/29 2020/12/31 15.0063189 BOCI Asia Ltd. - China Life R Bull CBBC Dec 2020 C 40,000,000 2020/06/29 2020/12/31 10.0063222 BOCI Asia Ltd. - HSI R Bull CBBC Feb 2023 A 150,000,000 2020/06/29 2023/02/27 37.5063251 BOCI Asia Ltd. - HSI R Bull CBBC Feb 2023 B 150,000,000 2020/06/29 2023/02/27 37.5063265 BOCI Asia Ltd. - HSI R Bull CBBC Feb 2023 C 150,000,000 2020/06/29 2023/02/27 37.5063286 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 B 150,000,000 2020/06/29 2020/10/29 37.5063290 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 C 150,000,000 2020/06/29 2020/10/29 37.5063125 BOCI Asia Ltd. - Tencent R Bull CBBC Dec 2020 U 40,000,000 2020/06/29 2020/12/30 10.0063126 BOCI Asia Ltd. - Tencent R Bull CBBC Dec 2020 V 40,000,000 2020/06/29 2020/12/30 10.0063159 BOCI Asia Ltd. - Tencent R Bear CBBC Dec 2020 J 40,000,000 2020/06/29 2020/12/30 16.4063136 BOCI Asia Ltd. - Tencent R Bear CBBC Dec 2020 Q 40,000,000 2020/06/29 2020/12/30 10.4063436 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 B 200,000,000 2020/06/29 2022/12/29 50.0062616 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 E 200,000,000 2020/06/29 2022/12/29 50.0063394 BNP Paribas Issuance B.V. - HSI R Bull CBBC Dec 2022 U 200,000,000 2020/06/29 2022/12/29 50.0062627 BNP Paribas Issuance B.V. - HSI R Bear CBBC Oct 2020 Y 250,000,000 2020/06/29 2020/10/29 62.5063481 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 C 250,000,000 2020/06/29 2020/12/30 62.5063467 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 O 240,000,000 2020/06/29 2020/12/30 60.0063877 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Nov 2021 A 50,000,000 2020/06/29 2021/11/29 12.5063888 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Dec 2021 A 50,000,000 2020/06/29 2021/12/30 12.5063895 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Dec 2021 B 50,000,000 2020/06/29 2021/12/30 12.5063794 Credit Suisse AG - AAC Tech R Bull CBBC Dec 2020 G 80,000,000 2020/06/29 2020/12/30 20.0063795 Credit Suisse AG - AAC Tech R Bear CBBC Nov 2020 E 50,000,000 2020/06/29 2020/11/27 12.5063812 Credit Suisse AG - HKEX R Bull CBBC Dec 2020 K 50,000,000 2020/06/29 2020/12/30 12.5063786 Credit Suisse AG - HKEX R Bear CBBC Jan 2021 D 100,000,000 2020/06/29 2021/01/28 25.0063857 Credit Suisse AG - HSI R Bull CBBC Mar 2023 X 200,000,000 2020/06/29 2023/03/30 50.0063858 Credit Suisse AG - HSI R Bull CBBC Mar 2023 Y 200,000,000 2020/06/29 2023/03/30 50.0063872 Credit Suisse AG - HSI R Bull CBBC Mar 2023 Z 200,000,000 2020/06/29 2023/03/30 50.0063760 Credit Suisse AG - HSI R Bear CBBC Oct 2020 J 200,000,000 2020/06/29 2020/10/29 50.0063765 Credit Suisse AG - HSI R Bear CBBC Nov 2020 L 200,000,000 2020/06/29 2020/11/27 50.0063777 Credit Suisse AG - HSI R Bear CBBC Dec 2020 V 200,000,000 2020/06/29 2020/12/30 50.0063873 Credit Suisse AG - HSI R Bear CBBC Jan 2021 U 300,000,000 2020/06/29 2021/01/28 75.0063792 Credit Suisse AG - Tencent R Bull CBBC Dec 2020 M 50,000,000 2020/06/29 2020/12/30 12.50




63793 Credit Suisse AG - Tencent R Bull CBBC Dec 2020 N 100,000,000 2020/06/29 2020/12/18 25.0063811 Credit Suisse AG - Tencent R Bear CBBC Jan 2021 B 100,000,000 2020/06/29 2021/01/28 25.0062685 Bank of East Asia - AAC Tech R Bull CBBC Jan 2021 A 60,000,000 2020/06/29 2021/01/26 15.0062682 Bank of East Asia - SMIC R Bull CBBC Jan 2021 A 60,000,000 2020/06/29 2021/01/26 15.0062688 Bank of East Asia - Xiaomi R Bull CBBC Jan 2021 A 40,000,000 2020/06/29 2021/01/26 10.0062689 Bank of East Asia - Xiaomi R Bear CBBC Jan 2021 A 40,000,000 2020/06/29 2021/01/26 10.0064220 Goldman Sachs SP (Asia) - HKEX R Bull CBBC Oct 2020 B 60,000,000 2020/06/29 2020/10/30 15.0064074 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2023 O 160,000,000 2020/06/29 2023/10/30 40.0064113 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2023 P 160,000,000 2020/06/29 2023/10/30 40.0064121 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2023 Q 160,000,000 2020/06/29 2023/10/30 40.0064122 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2023 R 160,000,000 2020/06/29 2023/10/30 40.0064132 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 Q 160,000,000 2020/06/29 2020/12/30 40.0064151 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 X 160,000,000 2020/06/29 2020/12/30 40.0064085 Goldman Sachs SP (Asia) - HSI R Bear CBBC Dec 2020 Y 160,000,000 2020/06/29 2020/12/30 40.0064081 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 E 160,000,000 2020/06/29 2021/01/28 40.0064084 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 O 160,000,000 2020/06/29 2021/01/28 40.0064156 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Nov 2020 I 60,000,000 2020/06/29 2020/11/30 15.0064178 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Nov 2020 J 60,000,000 2020/06/29 2020/11/30 15.0064202 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Nov 2020 F 60,000,000 2020/06/29 2020/11/30 15.0064190 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Jun 2021 J 80,000,000 2020/06/29 2021/06/30 20.0062659 HK Bank - AAC Tech R Bull CBBC Jan 2021 E 40,000,000 2020/06/29 2021/01/04 10.0062681 HK Bank - Geely Auto R Bull CBBC Nov 2020 D 40,000,000 2020/06/29 2020/11/16 10.0062634 HK Bank - HKEX R Bull CBBC Nov 2020 N 40,000,000 2020/06/29 2020/11/09 10.0062666 HK Bank - HSI R Bull CBBC Mar 2023 F 60,000,000 2020/06/29 2023/03/30 15.0062677 HK Bank - HSI R Bear CBBC Oct 2020 D 100,000,000 2020/06/29 2020/10/29 25.0062679 HK Bank - Tencent R Bull CBBC Dec 2020 A 40,000,000 2020/06/29 2020/12/07 10.0062567 HK Bank - Tencent R Bear CBBC Nov 2020 K 40,000,000 2020/06/29 2020/11/26 10.0062631 HK Bank - Tencent R Bear CBBC Dec 2020 B 100,000,000 2020/06/29 2020/12/14 25.0062637 HK Bank - ZTE R Bull CBBC Jan 2021 C 40,000,000 2020/06/29 2021/01/04 10.0063689 Haitong Int’l Sec - AAC Tech R Bull CBBC Jan 2021 A 60,000,000 2020/06/29 2021/01/29 15.0063669 Haitong Int’l Sec - Alibaba Group R Bear CBBC Oct 2020 F 80,000,000 2020/06/29 2020/10/28 28.5663704 Haitong Int’l Sec - ANTA Sports R Bull CBBC Nov 2020 A 60,000,000 2020/06/29 2020/11/30 15.0063567 Haitong Int’l Sec - HSI R Bull CBBC Dec 2022 G 200,000,000 2020/06/29 2022/12/29 50.0063522 Haitong Int’l Sec - HSI R Bull CBBC Aug 2023 C 300,000,000 2020/06/29 2023/08/30 75.0063706 Haitong Int’l Sec - HSI R Bull CBBC Aug 2023 D 150,000,000 2020/06/29 2023/08/30 37.5063711 Haitong Int’l Sec - HSI R Bear CBBC Sep 2020 J 150,000,000 2020/06/29 2020/09/29 37.5063557 Haitong Int’l Sec - HSI R Bear CBBC Nov 2020 M 150,000,000 2020/06/29 2020/11/27 37.5063737 Haitong Int’l Sec - HSI R Bear CBBC Feb 2021 J 300,000,000 2020/06/29 2021/02/25 75.0063650 Haitong Int’l Sec - Meituan Dianping R Bear CBBC Dec 2020 H 80,000,000 2020/06/29 2020/12/29 20.0063577 Haitong Int’l Sec - Tencent R Bull CBBC Mar 2021 B 60,000,000 2020/06/29 2021/03/11 15.0063587 Haitong Int’l Sec - Tencent R Bull CBBC Mar 2021 C 60,000,000 2020/06/29 2021/03/11 15.0063595 Haitong Int’l Sec - Tencent R Bear CBBC Oct 2020 O 60,000,000 2020/06/29 2020/10/28 15.0063611 Haitong Int’l Sec - Tencent R Bear CBBC Oct 2020 P 60,000,000 2020/06/29 2020/10/28 22.9263331 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 F 200,000,000 2020/06/29 2023/03/30 50.0063362 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 L 200,000,000 2020/06/29 2023/03/30 50.00




63309 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 V 200,000,000 2020/06/29 2023/09/28 50.0063370 J P Morgan SP BV - HSI R Bull CBBC Sep 2023 W 200,000,000 2020/06/29 2023/09/28 50.0063332 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 G 200,000,000 2020/06/29 2020/10/29 50.0063340 J P Morgan SP BV - HSI R Bear CBBC Nov 2020 A 200,000,000 2020/06/29 2020/11/27 50.0063377 J P Morgan SP BV - Tencent R Bull CBBC Jan 2021 F 50,000,000 2020/06/29 2021/01/08 12.5063519 Morgan Stanley Asia Products - HSI R Bull CBBC Mar 2023 K 150,000,000 2020/06/29 2023/03/30 37.5063485 Morgan Stanley Asia Products - HSI R Bear CBBC Oct 2020 H 150,000,000 2020/06/29 2020/10/29 37.5063490 Morgan Stanley Asia Products - HSI R Bear CBBC Oct 2020 J 150,000,000 2020/06/29 2020/10/29 37.5063899 SG Issuer - Alibaba Group R Bull CBBC Jan 2021 K 60,000,000 2020/06/29 2021/01/29 15.0063994 SG Issuer - CNOOC R Bull CBBC Jan 2021 A 40,000,000 2020/06/29 2021/01/29 10.0063995 SG Issuer - Geely Auto R Bull CBBC Jan 2021 D 40,000,000 2020/06/29 2021/01/29 10.0064022 SG Issuer - HKEX R Bull CBBC Feb 2021 C 50,000,000 2020/06/29 2021/02/25 12.5063906 SG Issuer - HKEX R Bear CBBC Feb 2021 D 50,000,000 2020/06/29 2021/02/25 12.5064029 SG Issuer - HKEX R Bear CBBC Feb 2021 E 50,000,000 2020/06/29 2021/02/26 31.5063964 SG Issuer - HSI R Bull CBBC Aug 2023 L 500,000,000 2020/06/29 2023/08/30 125.0064060 SG Issuer - HSI R Bull CBBC Sep 2023 Q 250,000,000 2020/06/29 2023/09/28 62.5063992 SG Issuer - HSI R Bull CBBC Oct 2023 U 250,000,000 2020/06/29 2023/10/30 62.5064066 SG Issuer - HSI R Bull CBBC Oct 2023 V 250,000,000 2020/06/29 2023/10/30 62.5064001 SG Issuer - HSI R Bear CBBC Sep 2020 B 250,000,000 2020/06/29 2020/09/29 62.5064003 SG Issuer - HSI R Bear CBBC Oct 2020 Z 250,000,000 2020/06/29 2020/10/29 62.5064049 SG Issuer - HSI R Bear CBBC Dec 2020 T 250,000,000 2020/06/29 2020/12/30 62.5064056 SG Issuer - HSI R Bear CBBC Jan 2021 X 250,000,000 2020/06/29 2021/01/28 62.5064016 SG Issuer - HSI R Bear CBBC Feb 2021 G 500,000,000 2020/06/29 2021/02/25 125.0064030 SG Issuer - Meituan Dianping R Bull CBBC Jan 2021 P 100,000,000 2020/06/29 2021/01/29 25.0063997 SG Issuer - Tencent R Bull CBBC Jan 2021 R 80,000,000 2020/06/29 2021/01/29 20.0063934 SG Issuer - Tencent R Bear CBBC Jan 2021 D 80,000,000 2020/06/29 2021/01/28 20.0063940 SG Issuer - Tencent R Bear CBBC Jan 2021 E 80,000,000 2020/06/29 2021/01/29 20.0063954 SG Issuer - Xiaomi R Bull CBBC Dec 2020 P 60,000,000 2020/06/29 2020/12/31 15.0063039 UBS AG - Alibaba Group R Bull CBBC Mar 2021 G 80,000,000 2020/06/29 2021/03/04 20.0063038 UBS AG - HKEX R Bull CBBC Mar 2021 E 50,000,000 2020/06/29 2021/03/04 12.5062880 UBS AG - HKEX R Bear CBBC Dec 2020 M 50,000,000 2020/06/29 2020/12/30 12.5062915 UBS AG - HKEX R Bear CBBC Jun 2021 A 200,000,000 2020/06/29 2021/06/30 50.0063118 UBS AG - HSI R Bull CBBC Jan 2023 L 200,000,000 2020/06/29 2023/01/30 50.0063122 UBS AG - HSI R Bull CBBC Jan 2023 U 200,000,000 2020/06/29 2023/01/30 50.0062930 UBS AG - HSI R Bear CBBC Sep 2020 M 200,000,000 2020/06/29 2020/09/29 50.0063003 UBS AG - HSI R Bear CBBC Oct 2020 B 200,000,000 2020/06/29 2020/10/29 50.0063005 UBS AG - HSI R Bear CBBC Oct 2020 E 200,000,000 2020/06/29 2020/10/29 50.0063007 UBS AG - HSI R Bear CBBC Oct 2020 F 200,000,000 2020/06/29 2020/10/29 50.0063015 UBS AG - HSI R Bear CBBC Oct 2020 I 200,000,000 2020/06/29 2020/10/29 50.0063020 UBS AG - HSI R Bear CBBC Oct 2020 M 200,000,000 2020/06/29 2020/10/29 50.0063094 UBS AG - SMIC R Bear CBBC Mar 2021 A 100,000,000 2020/06/29 2021/03/22 25.0063034 UBS AG - Tencent R Bull CBBC Mar 2021 M 40,000,000 2020/06/29 2021/03/03 10.0063035 UBS AG - Tencent R Bull CBBC Mar 2021 N 200,000,000 2020/06/29 2021/03/04 50.0062938 UBS AG - Tencent R Bear CBBC Dec 2020 U 40,000,000 2020/06/29 2020/12/30 10.0062940 UBS AG - Tencent R Bear CBBC Jan 2021 P 40,000,000 2020/06/29 2021/01/11 10.00




62956 UBS AG - Tencent R Bear CBBC Jan 2021 Q 40,000,000 2020/06/29 2021/01/28 20.0062965 UBS AG - Tencent R Bear CBBC Feb 2021 J 200,000,000 2020/06/29 2021/02/09 50.0062988 UBS AG - Tencent R Bear CBBC May 2021 A 200,000,000 2020/06/29 2021/05/31 50.0062971 UBS AG - Tencent R Bear CBBC Jun 2021 A 200,000,000 2020/06/29 2021/06/29 50.0063072 UBS AG - Xiaomi R Bull CBBC Feb 2021 H 60,000,000 2020/06/29 2021/02/01 15.0063095 UBS AG - ZTE R Bull CBBC Mar 2021 A 80,000,000 2020/06/29 2021/03/22 20.0062862 Bank Vontobel - AAC Tech R Bull CBBC Feb 2021 C 40,000,000 2020/06/29 2021/02/05 10.0062844 Bank Vontobel - HKEX R Bull CBBC Feb 2021 B 40,000,000 2020/06/29 2021/02/05 10.0062776 Bank Vontobel - HSI N Bear CBBC Jan 2021 C 40,000,000 2020/06/29 2021/01/28 10.0062747 Bank Vontobel - HSI R Bull CBBC Mar 2023 E 80,000,000 2020/06/29 2023/03/30 20.0062863 Bank Vontobel - HSI R Bull CBBC Mar 2023 F 80,000,000 2020/06/29 2023/03/30 20.0062750 Bank Vontobel - HSI R Bear CBBC Jan 2021 A 80,000,000 2020/06/29 2021/01/28 20.0062766 Bank Vontobel - HSI R Bear CBBC Jan 2021 B 80,000,000 2020/06/29 2021/01/28 20.0062797 Bank Vontobel - Meituan Dianping R Bull CBBC Feb 2021 N 60,000,000 2020/06/29 2021/02/19 15.0062779 Bank Vontobel - Meituan Dianping R Bear CBBC Jan 2021 S 60,000,000 2020/06/29 2021/01/15 15.0062838 Bank Vontobel - Xiaomi R Bull CBBC Feb 2021 H 40,000,000 2020/06/29 2021/02/19 10.0064298 BOCI Asia Ltd. - Alibaba Group R Bear CBBC Dec 2020 L 60,000,000 2020/06/30 2020/12/31 15.0064297 BOCI Asia Ltd. - ANTA Sports R Bull CBBC Dec 2020 C 40,000,000 2020/06/30 2020/12/31 10.0064354 BOCI Asia Ltd. - HKEX R Bull CBBC Dec 2020 E 40,000,000 2020/06/30 2020/12/30 10.0064360 BOCI Asia Ltd. - HKEX R Bear CBBC Dec 2020 E 40,000,000 2020/06/30 2020/12/30 10.0064387 BOCI Asia Ltd. - HSI R Bull CBBC Oct 2021 A 150,000,000 2020/06/30 2021/10/28 37.5064365 BOCI Asia Ltd. - HSI R Bull CBBC Feb 2023 D 150,000,000 2020/06/30 2023/02/27 37.5064381 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 D 150,000,000 2020/06/30 2020/10/29 37.5064479 BOCI Asia Ltd. - HSI R Bear CBBC Oct 2020 H 150,000,000 2020/06/30 2020/10/29 37.5064300 BOCI Asia Ltd. - Tencent R Bull CBBC Dec 2020 W 40,000,000 2020/06/30 2020/12/30 10.0064301 BOCI Asia Ltd. - Tencent R Bull CBBC Dec 2020 X 40,000,000 2020/06/30 2020/12/30 10.0064320 BOCI Asia Ltd. - Tencent R Bear CBBC Dec 2020 K 40,000,000 2020/06/30 2020/12/30 10.0064341 BOCI Asia Ltd. - Tencent R Bear CBBC Dec 2020 M 40,000,000 2020/06/30 2020/12/30 21.2064257 BNP Paribas Issuance B.V. - HKEX R Bull CBBC Sep 2021 E 50,000,000 2020/06/30 2021/09/29 12.5064260 BNP Paribas Issuance B.V. - HKEX R Bull CBBC Sep 2021 F 50,000,000 2020/06/30 2021/09/29 12.5064282 BNP Paribas Issuance B.V. - HKEX R Bull CBBC Sep 2021 G 50,000,000 2020/06/30 2021/09/29 12.5065128 BNP Paribas Issuance B.V. - HSI R Bull CBBC Nov 2022 Z 190,000,000 2020/06/30 2022/11/29 47.5064296 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 I 250,000,000 2020/06/30 2020/12/30 62.5065137 BNP Paribas Issuance B.V. - HSI R Bear CBBC Dec 2020 J 240,000,000 2020/06/30 2020/12/30 60.0064231 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Nov 2021 B 50,000,000 2020/06/30 2021/11/29 12.5064242 BNP Paribas Issuance B.V. - Tencent R Bull CBBC Dec 2021 B 50,000,000 2020/06/30 2021/12/30 12.5064223 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Nov 2021 B 50,000,000 2020/06/30 2021/11/29 12.5064249 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Nov 2021 C 50,000,000 2020/06/30 2021/11/29 40.0064246 BNP Paribas Issuance B.V. - Tencent R Bear CBBC Dec 2021 C 50,000,000 2020/06/30 2021/12/30 35.0065423 Credit Suisse AG - AAC Tech R Bull CBBC Jan 2021 B 80,000,000 2020/06/30 2021/01/28 20.0065421 Credit Suisse AG - AIA R Bull CBBC Dec 2020 L 70,000,000 2020/06/30 2020/12/18 17.5065431 Credit Suisse AG - HKEX R Bull CBBC Dec 2020 L 50,000,000 2020/06/30 2020/12/18 12.5065348 Credit Suisse AG - HSI R Bull CBBC Feb 2023 S 200,000,000 2020/06/30 2023/02/27 50.0065360 Credit Suisse AG - HSI R Bull CBBC Apr 2023 K 200,000,000 2020/06/30 2023/04/27 50.0065461 Credit Suisse AG - HSI R Bear CBBC Sep 2020 D 200,000,000 2020/06/30 2020/09/29 50.00




65467 Credit Suisse AG - HSI R Bear CBBC Sep 2020 E 200,000,000 2020/06/30 2020/09/29 50.0065412 Credit Suisse AG - SMIC R Bull CBBC Dec 2020 E 100,000,000 2020/06/30 2020/12/30 25.0065413 Credit Suisse AG - SMIC R Bear CBBC Jan 2021 D 50,000,000 2020/06/30 2021/01/28 12.5065417 Credit Suisse AG - SMIC R Bear CBBC Mar 2021 A 50,000,000 2020/06/30 2021/03/30 12.5065441 Credit Suisse AG - Tencent R Bull CBBC Nov 2020 U 50,000,000 2020/06/30 2020/11/27 12.5065374 Credit Suisse AG - Tencent R Bear CBBC Feb 2021 B 100,000,000 2020/06/30 2021/02/25 25.0064519 Bank of East Asia - China Mobile R Bull CBBC Jan 2021 A 60,000,000 2020/06/30 2021/01/28 15.0064530 Bank of East Asia - Ping An R Bull CBBC Jan 2021 A 80,000,000 2020/06/30 2021/01/28 20.0064535 Bank of East Asia - Sunny Optical R Bull CBBC Jan 2021 A 40,000,000 2020/06/30 2021/01/28 10.0064480 Bank of East Asia - Tencent R Bull CBBC Jan 2021 A 30,000,000 2020/06/30 2021/01/28 10.2064508 Bank of East Asia - Tencent R Bear CBBC Jan 2021 A 30,000,000 2020/06/30 2021/01/28 10.2066294 Goldman Sachs SP (Asia) - Alibaba R Bear CBBC Nov 2020 A 60,000,000 2020/06/30 2020/11/30 15.0066238 Goldman Sachs SP (Asia) - HKEX R Bull CBBC Oct 2020 C 60,000,000 2020/06/30 2020/10/30 15.0066137 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2023 S 160,000,000 2020/06/30 2023/10/30 40.0066162 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2023 T 160,000,000 2020/06/30 2023/10/30 40.0066417 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2023 U 160,000,000 2020/06/30 2023/10/30 40.0066443 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2023 V 160,000,000 2020/06/30 2023/10/30 40.0066468 Goldman Sachs SP (Asia) - HSI R Bull CBBC Oct 2023 W 160,000,000 2020/06/30 2023/10/30 40.0066410 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 F 160,000,000 2020/06/30 2021/01/28 40.0066369 Goldman Sachs SP (Asia) - HSI R Bear CBBC Jan 2021 P 160,000,000 2020/06/30 2021/01/28 40.0066133 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 F 160,000,000 2020/06/30 2021/02/25 40.0066307 Goldman Sachs SP (Asia) - HSI R Bear CBBC Feb 2021 I 160,000,000 2020/06/30 2021/02/25 40.0066189 Goldman Sachs SP (Asia) - Meituan R Bear CBBC Jun 2021 I 60,000,000 2020/06/30 2021/06/30 15.0066191 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Nov 2020 K 60,000,000 2020/06/30 2020/11/30 15.0066223 Goldman Sachs SP (Asia) - Tencent R Bull CBBC Jun 2021 C 80,000,000 2020/06/30 2021/06/30 20.0066240 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Nov 2020 G 60,000,000 2020/06/30 2020/11/30 15.0066285 Goldman Sachs SP (Asia) - Tencent R Bear CBBC Jun 2021 K 80,000,000 2020/06/30 2021/06/30 20.0064578 HK Bank - HKEX R Bull CBBC Dec 2020 B 40,000,000 2020/06/30 2020/12/10 10.0064664 HK Bank - HKEX R Bear CBBC Nov 2020 H 40,000,000 2020/06/30 2020/11/16 12.4064686 HK Bank - HKEX R Bear CBBC Jan 2021 A 100,000,000 2020/06/30 2021/01/04 25.0064738 HK Bank - HSI R Bull CBBC Mar 2023 G 60,000,000 2020/06/30 2023/03/30 15.0064743 HK Bank - HSI R Bear CBBC Oct 2020 E 80,000,000 2020/06/30 2020/10/29 20.0064731 HK Bank - Ping An R Bear CBBC Nov 2020 B 50,000,000 2020/06/30 2020/11/16 12.5064633 HK Bank - SMIC R Bull CBBC Jan 2021 A 40,000,000 2020/06/30 2021/01/04 10.0064594 HK Bank - Tencent R Bull CBBC Dec 2020 B 40,000,000 2020/06/30 2020/12/14 10.0064612 HK Bank - Tencent R Bull CBBC Dec 2020 C 40,000,000 2020/06/30 2020/12/10 10.0064538 HK Bank - Tencent R Bear CBBC Dec 2020 C 40,000,000 2020/06/30 2020/12/10 10.0064549 HK Bank - Tencent R Bear CBBC Dec 2020 D 100,000,000 2020/06/30 2020/12/21 25.0065572 Haitong Int’l Sec - HKEX R Bull CBBC Jan 2021 D 60,000,000 2020/06/30 2021/01/29 15.0065582 Haitong Int’l Sec - HKEX R Bear CBBC Feb 2021 A 60,000,000 2020/06/30 2021/02/25 24.6665499 Haitong Int’l Sec - HSI R Bull CBBC Apr 2023 O 150,000,000 2020/06/30 2023/04/27 37.5065492 Haitong Int’l Sec - HSI R Bull CBBC Sep 2023 G 150,000,000 2020/06/30 2023/09/28 37.5065504 Haitong Int’l Sec - HSI R Bear CBBC Dec 2020 P 200,000,000 2020/06/30 2020/12/30 50.0065546 Haitong Int’l Sec - Tencent R Bull CBBC Mar 2021 D 60,000,000 2020/06/30 2021/03/30 15.0065554 Haitong Int’l Sec - Tencent R Bull CBBC Mar 2021 E 60,000,000 2020/06/30 2021/03/30 15.00




65544 Haitong Int’l Sec - Tencent R Bull CBBC May 2021 A 60,000,000 2020/06/30 2021/05/31 15.0065570 Haitong Int’l Sec - Tencent R Bear CBBC Jan 2021 H 60,000,000 2020/06/30 2021/01/29 15.0065555 Haitong Int’l Sec - Tencent R Bear CBBC Mar 2021 A 60,000,000 2020/06/30 2021/03/30 35.7665557 Haitong Int’l Sec - Tencent R Bear CBBC Mar 2021 B 60,000,000 2020/06/30 2021/03/30 29.7665104 J P Morgan SP BV - HKEX R Bull CBBC Jan 2021 D 40,000,000 2020/06/30 2021/01/15 10.0065071 J P Morgan SP BV - HKEX R Bear CBBC Dec 2020 D 40,000,000 2020/06/30 2020/12/18 12.6065081 J P Morgan SP BV - HKEX R Bear CBBC Jan 2021 B 200,000,000 2020/06/30 2021/01/08 50.0065025 J P Morgan SP BV - HSI R Bull CBBC Feb 2023 Z 200,000,000 2020/06/30 2023/02/27 50.0065029 J P Morgan SP BV - HSI R Bull CBBC Mar 2023 N 200,000,000 2020/06/30 2023/03/30 50.0065034 J P Morgan SP BV - HSI R Bull CBBC Apr 2023 N 200,000,000 2020/06/30 2023/04/27 50.0065026 J P Morgan SP BV - HSI R Bear CBBC Oct 2020 K 200,000,000 2020/06/30 2020/10/29 50.0065035 J P Morgan SP BV - Tencent R Bull CBBC Dec 2020 D 50,000,000 2020/06/30 2020/12/18 12.5065038 J P Morgan SP BV - Tencent R Bear CBBC Jan 2021 E 50,000,000 2020/06/30 2021/01/08 16.7565057 J P Morgan SP BV - Tencent R Bear CBBC Jan 2021 F 200,000,000 2020/06/30 2021/01/15 50.0066096 Morgan Stanley Asia Products - HKEX R Bull CBBC May 2021 A 40,000,000 2020/06/30 2021/05/03 12.8866088 Morgan Stanley Asia Products - HKEX R Bear CBBC Mar 2021 A 40,000,000 2020/06/30 2021/03/01 10.0066083 Morgan Stanley Asia Products - Tencent R Bull CBBC Nov 2020E 40,000,000 2020/06/30 2020/11/16 18.0066071 Morgan Stanley Asia Products - Tencent R Bull CBBC Mar 2021A 40,000,000 2020/06/30 2021/03/01 14.3266059 Morgan Stanley Asia Products - Tencent R Bear CBBC Mar 2021E 40,000,000 2020/06/30 2021/03/01 10.0066078 Morgan Stanley Asia Products - Tencent R Bear CBBC Apr 2021B 40,000,000 2020/06/30 2021/04/01 12.0865691 SG Issuer - AIA R Bull CBBC Jan 2021 E 60,000,000 2020/06/30 2021/01/29 15.0065692 SG Issuer - Alibaba Group R Bull CBBC Dec 2020 Y 60,000,000 2020/06/30 2020/12/30 15.0065595 SG Issuer - Alibaba Group R Bull CBBC Jan 2021 L 60,000,000 2020/06/30 2021/01/29 15.0065745 SG Issuer - HKEX R Bull CBBC Jan 2021 I 50,000,000 2020/06/30 2021/01/29 12.5065850 SG Issuer - HKEX R Bull CBBC Jan 2021 J 50,000,000 2020/06/30 2021/01/29 12.5065702 SG Issuer - HKEX R Bear CBBC Dec 2020 O 50,000,000 2020/06/30 2020/12/30 12.5065837 SG Issuer - HKEX R Bear CBBC Dec 2020 P 50,000,000 2020/06/30 2020/12/30 19.7565638 SG Issuer - HKEX R Bear CBBC Jan 2021 N 50,000,000 2020/06/30 2021/01/29 12.5065674 SG Issuer - HSI R Bull CBBC Sep 2023 R 250,000,000 2020/06/30 2023/09/28 62.5065828 SG Issuer - HSI R Bull CBBC Sep 2023 S 250,000,000 2020/06/30 2023/09/28 62.5065829 SG Issuer - HSI R Bull CBBC Sep 2023 T 250,000,000 2020/06/30 2023/09/28 62.5065833 SG Issuer - HSI R Bull CBBC Oct 2023 W 250,000,000 2020/06/30 2023/10/30 62.5065784 SG Issuer - HSI R Bear CBBC Oct 2020 A 250,000,000 2020/06/30 2020/10/29 62.5065787 SG Issuer - HSI R Bear CBBC Dec 2020 V 250,000,000 2020/06/30 2020/12/30 62.5065817 SG Issuer - HSI R Bear CBBC Jan 2021 I 250,000,000 2020/06/30 2021/01/28 62.5065650 SG Issuer - Meituan Dianping R Bull CBBC Jan 2021 Q 100,000,000 2020/06/30 2021/01/29 25.0065875 SG Issuer - SMIC R Bull CBBC Dec 2020 B 120,000,000 2020/06/30 2020/12/30 30.0065898 SG Issuer - SMIC R Bear CBBC Feb 2021 D 200,000,000 2020/06/30 2021/02/25 50.0065929 SG Issuer - Tencent R Bull CBBC Dec 2020 W 80,000,000 2020/06/30 2020/12/31 20.0065940 SG Issuer - Tencent R Bull CBBC Feb 2021 F 80,000,000 2020/06/30 2021/02/25 20.0066002 SG Issuer - Tencent R Bull CBBC Feb 2021 G 80,000,000 2020/06/30 2021/02/25 20.0065660 SG Issuer - Tencent R Bear CBBC Feb 2021 I 80,000,000 2020/06/30 2021/02/26 20.0065751 SG Issuer - Tencent R Bear CBBC Feb 2021 L 80,000,000 2020/06/30 2021/02/25 20.0066016 SG Issuer - Tencent R Bear CBBC Mar 2021 J 80,000,000 2020/06/30 2021/03/30 44.8066057 SG Issuer - Tencent R Bear CBBC Mar 2021 K 80,000,000 2020/06/30 2021/03/31 64.80




65673 SG Issuer - Tencent R Bear CBBC Apr 2021 D 200,000,000 2020/06/30 2021/04/30 50.0064888 UBS AG - AIA R Bull CBBC Mar 2021 B 60,000,000 2020/06/30 2021/03/31 15.0064899 UBS AG - Alibaba Group R Bull CBBC Mar 2021 H 80,000,000 2020/06/30 2021/03/31 20.0064911 UBS AG - Alibaba Group R Bear CBBC Feb 2021 L 80,000,000 2020/06/30 2021/02/22 20.0064930 UBS AG - HKEX R Bull CBBC Feb 2021 I 50,000,000 2020/06/30 2021/02/22 12.5064934 UBS AG - HKEX R Bull CBBC Apr 2021 A 200,000,000 2020/06/30 2021/04/19 50.0064848 UBS AG - HKEX R Bear CBBC Dec 2020 N 50,000,000 2020/06/30 2020/12/14 12.5064870 UBS AG - HKEX R Bear CBBC Jan 2021 I 200,000,000 2020/06/30 2021/01/25 50.0064939 UBS AG - HKEX R Bear CBBC Apr 2021 C 200,000,000 2020/06/30 2021/04/26 50.0064785 UBS AG - HSI R Bull CBBC Sep 2022 R 200,000,000 2020/06/30 2022/09/29 50.0064926 UBS AG - HSI R Bull CBBC Sep 2022 S 200,000,000 2020/06/30 2022/09/29 50.0064753 UBS AG - HSI R Bull CBBC Sep 2022 Y 200,000,000 2020/06/30 2022/09/29 50.0064769 UBS AG - HSI R Bull CBBC Sep 2022 Z 200,000,000 2020/06/30 2022/09/29 50.0064929 UBS AG - HSI R Bull CBBC Feb 2023 W 400,000,000 2020/06/30 2023/02/27 100.0064999 UBS AG - HSI R Bear CBBC Oct 2020 O 200,000,000 2020/06/30 2020/10/29 50.0065003 UBS AG - HSI R Bear CBBC Oct 2020 T 200,000,000 2020/06/30 2020/10/29 50.0065008 UBS AG - HSI R Bear CBBC Nov 2020 Y 200,000,000 2020/06/30 2020/11/27 50.0065005 UBS AG - HSI R Bear CBBC Feb 2021 B 400,000,000 2020/06/30 2021/02/25 100.0064924 UBS AG - SMIC R Bull CBBC Feb 2021 C 100,000,000 2020/06/30 2021/02/24 25.0064874 UBS AG - SMIC R Bear CBBC Feb 2021 C 100,000,000 2020/06/30 2021/02/26 25.0064884 UBS AG - SMIC R Bear CBBC Mar 2021 B 100,000,000 2020/06/30 2021/03/31 25.0064947 UBS AG - Tencent R Bull CBBC Feb 2021 O 40,000,000 2020/06/30 2021/02/08 10.0064960 UBS AG - Tencent R Bull CBBC Feb 2021 P 40,000,000 2020/06/30 2021/02/22 10.0064974 UBS AG - Tencent R Bull CBBC Feb 2021 Q 200,000,000 2020/06/30 2021/02/25 50.0064806 UBS AG - Tencent R Bear CBBC Jan 2021 R 40,000,000 2020/06/30 2021/01/18 10.0064818 UBS AG - Tencent R Bear CBBC Mar 2021 C 40,000,000 2020/06/30 2021/03/01 10.0064831 UBS AG - Tencent R Bear CBBC Mar 2021 D 200,000,000 2020/06/30 2021/03/02 50.0065237 Bank Vontobel - AAC Tech R Bull CBBC Feb 2021 D 40,000,000 2020/06/30 2021/02/19 10.0065158 Bank Vontobel - AIA R Bull CBBC Feb 2021 E 40,000,000 2020/06/30 2021/02/05 10.0065337 Bank Vontobel - HKEX R Bull CBBC Feb 2021 C 40,000,000 2020/06/30 2021/02/19 10.0065188 Bank Vontobel - HSI N Bull CBBC Mar 2023 G 40,000,000 2020/06/30 2023/03/30 10.0065159 Bank Vontobel - HSI R Bear CBBC Jan 2021 D 80,000,000 2020/06/30 2021/01/28 20.0065238 Bank Vontobel - Tencent R Bull CBBC Mar 2021 C 80,000,000 2020/06/30 2021/03/05 20.0065271 Bank Vontobel - Tencent R Bull CBBC Mar 2021 D 40,000,000 2020/06/30 2021/03/12 10.0065307 Bank Vontobel - Tencent R Bear CBBC Feb 2021 G 40,000,000 2020/06/30 2021/02/19 27.8065324 Bank Vontobel - Tencent R Bear CBBC Feb 2021 H 40,000,000 2020/06/30 2021/02/19 23.8065333 Bank Vontobel - Tencent R Bear CBBC Feb 2021 I 80,000,000 2020/06/30 2021/02/19 20.00總額 298,346.18

# 進一步發行

預託證券╱股票掛鉤票據╱非上市可交易股份交易統計


預託證券交易統計

發行數目成交金額（百萬港元）

2019 第2季 1 29.27 第3季 1 22.57 第4季 1 19.942020 第1季 1 23.21 第2季 1 15.49

股票掛鉤票據交易統計


2019 第2季 – – 第3季 – – 第4季 – –2020 第1季 – – 第2季 – –

Nasdaq股份交易統計


2019 第2季 6 0.07 第3季 6 0.00 第4季 6 0.042020 第1季 6 0.01 第2季 6 0.01

iShares股份交易統計


2019 第1季 – – 第2季 – – 第3季 – –2020 第1季 – – 第2季 – –

GEM 股份


股份成交－ GEM

股數（百萬股）金額（百萬港元）成交宗數

2019 第2季 54,134.73 14,094.16 665,926 第3季 41,935.73 9,838.81 478,917 第4季 43,140.55 10,677.20 567,3742020 第1季 42,596.35 16,306.86 565,905 第2季 45,485.20 15,660.56 492,227

GEM股份交易統計

每日平均成交金額平均每宗交易交易日數（百萬港元）成交金額

2019 第2季 59 238.88 21,165 第3季 65 151.37 20,544 第4季 62 172.21 18,8192020 第1季 62 263.01 28,816 第2季 60 261.01 31,816

20種升幅最大之GEM股份2020年第2季


1 08360 利駿集團香港 0.122 0.037 229.73 2 08401 源想集團 1.500 0.600 150.00 3 08001 東方匯財證券 0.170 0.070 142.86 4 08220 比高集團 0.083 0.035 137.14 5 08155 南華資產控股 0.022 0.010 120.00 6 08011 百田石油 0.139 0.072 93.06 7 08471 新達控股 0.355 0.190 86.84 8 08606 倢冠控股 0.115 0.062 85.48 9 08086 新維國際控股 0.063 0.035 80.00 10 08371 嚐高美集團 1.270 0.730 73.97 11 08519 JIA GROUP 0.103 0.060 71.67 12 08166 中國農業生態 0.054 0.032 68.75 13 08083 中國有贊 1.280 0.770 66.23 14 08237 華星控股 0.038 0.023 65.22 15 08279 亞博科技控股 0.375 0.229 63.76 16 08249 瑞遠智控 0.180 0.110 63.64 17 08395 齊家控股 0.100 0.062 61.29 18 08226 樹熊金融集團 0.027 0.017 58.82 19 08031 易通訊集團 0.495 0.320 54.69 20 08297 芭迪貝伊 0.200 0.130 53.85

A 經調整

GEM 股份


20種跌幅最大之GEM股份2020年第2季


1 08612 維亮控股 0.064 1.270 -94.96 2 08631 申港控股 0.131 0.800 -83.63 3 08163 領智金融 0.020 0.106 A -81.13 4 08491 COOL LINK 0.300 1.570 -80.89 5 08242 新威斯頓 0.017 0.064 -73.44 6 08427 瑞強集團 0.078 0.197 -60.41 7 08041 薈萃國際（控股） 0.025 0.062 -59.68 8 08521 智紡國際控股 0.228 0.530 -56.98 9 08103 HMVOD視頻 0.068 0.158 -56.96 10 08057 麥迪森控股 0.086 0.187 -54.01 11 08315 長城匯理 0.059 0.128 -53.91 12 08055 中國網絡信息科技 0.019 0.041 -53.66 13 08460 基地錦標集團 0.059 0.124 -52.42 14 08277 駿東控股 0.114 0.230 -50.43 15 08603 亮晴控股 0.220 0.435 -49.43 16 08023 鄺文記 0.238 0.470 -49.36 17 08269 富譽控股 0.095 0.186 -48.92 18 08087 中國三三傳媒 0.089 0.170 A -47.65 19 08341 艾碩控股 0.138 0.260 -46.92 20 08480 飛霓控股 0.570 1.070 -46.73

A 經調整

GEM 股份


20種成交最活躍GEM股份（金額）2020年第2季

順次股份代號股份成交金額（百萬港元）佔市場百份比

1 08083 中國有贊 8,606.76 54.96 2 08631 申港控股 658.37 4.20 3 08491 COOL LINK 460.46 2.94 4 08616 新威工程集團 399.44 2.55 5 08140 人和科技 273.13 1.74 6 08612 維亮控股 272.82 1.74 7 08620 亞洲速運 243.89 1.56 8 08225 中國醫療集團 181.77 1.16 9 08516 廣駿集團控股 169.94 1.09 10 08228 國藝娛樂 148.86 0.95 11 08279 亞博科技控股 137.95 0.88 12 08487 ISP GLOBAL 132.54 0.85 13 08069 縱橫遊控股 125.66 0.80 14 08295 中植資本國際 123.83 0.79 15 08163 領智金融 121.99 0.78 16 08496 新加坡美食控股 115.01 0.73 17 08619 WAC HOLDINGS 113.12 0.72 18 08513 官醞控股 109.35 0.70 19 08373 靛藍星 100.41 0.64 20 08536 TL NATURAL GAS 91.13 0.58

總額 12,586.43 80.37

GEM 股份


20種成交最活躍GEM股份（股數）2020年第2季

順次股份代號股份成交股數（百萬股）佔市場百份比

1 08083 中國有贊 9,671.24 21.26 2 08163 領智金融 2,032.11 4.47 3 08086 新維國際控股 1,302.81 2.86 4 08612 維亮控股 1,270.00 2.79 5 08133 鑄能控股 1,253.67 2.76 6 08250 絲路能源 1,040.42 2.29 7 08631 申港控股 1,024.79 2.25 8 08153 法諾集團 943.31 2.07 9 08007 環球戰略集團 943.17 2.07 10 08228 國藝娛樂 889.07 1.95 11 08616 新威工程集團 801.03 1.76 12 08242 新威斯頓 689.27 1.52 13 08620 亞洲速運 655.46 1.44 14 08536 TL NATURAL GAS 646.25 1.42 15 08491 COOL LINK 642.44 1.41 16 08148 奧栢中國 613.24 1.35 17 08320 沛然環保 597.85 1.31 18 08101 壹家壹品 473.31 1.04 19 08055 中國網絡信息科技 470.63 1.03 20 08147 匯思太平洋 445.75 0.98

總數 26,405.82 58.05

GEM 股份


GEM公司市價總值截至季末

百萬港元

2019 第2季 134,992.16 第3季 121,267.37 第4季 106,699.322020 第1季 95,524.29 第2季 102,733.62

恒生行業分類系統之證券市價總值*－GEM季末數字

工業

地產建築業

資訊科技業

能源業

原材料業

非必需性消費

醫療保健業

電訊業

公用事業

金融業

必需性消費

綜合企業

15.43%

5.67%

28.73%

2.74%

5.80%

9.32%

0.83%1.50%

29.41%

0.03%

0.18%0.37%

* 行業分類由恒生指數有限公司提供。

註：新的恒生行業分類系統於2019 年 9 月 9 日生效。

GEM 股份


50間市價總值最大之上市公司－ GEM截至2020年第2季季末

順次股份代號公司市價總值（百萬港元）佔市場總值 (%)

1 08083 中國有贊有限公司 21,997.83 21.412 08279 亞博科技控股有限公司 4,377.13 4.263 08032 非凡中國控股有限公司 4,121.91 4.014 08137 洪橋集團有限公司 2,759.27 2.695 08516 廣駿集團控股有限公司 2,476.80 2.416 08295 中植資本國際有限公司 2,378.83 2.327 08619 WAC Holdings Ltd. 1,900.80 1.858 08053 比優集團控股有限公司 1,352.32 1.329 08170 中國全民國際控股集團有限公司 1,295.28 1.2610 08037 中國生物科技服務控股有限公司 1,260.75 1.2311 08167 中國新電信集團有限公司 1,123.62 1.0912 08227 西安海天天綫科技股份有限公司－ H股 1,078.43 1.0513 08246 中華燃氣控股有限公司 1,011.40 0.9814 08228 國藝娛樂文化集團有限公司 915.41 0.8915 08026 朗華國際集團有限公司 856.95 0.8316 08047 中國海洋集團發展有限公司 840.97 0.8217 08156 國藥科技股份有限公司 823.63 0.8018 08418 傲迪瑪汽車集團控股有限公司 816.00 0.7919 08487 ISP Global Ltd. 808.00 0.7920 08140 人和科技控股有限公司 792.00 0.7721 08308 古兜控股有限公司 784.00 0.7622 08225 中國醫療集團有限公司 764.43 0.7423 08176 超人智能有限公司 718.83 0.7024 08328 信義汽車玻璃香港企業有限公司 712.95 0.6925 08363 SDM Group Holdings Ltd. 709.04 0.6926 08039 中國卓銀國際控股有限公司 627.00 0.6127 08425 興銘控股有限公司 616.00 0.6028 08413 亞洲雜貨有限公司 615.86 0.6029 08082 太陽娛樂集團有限公司 612.89 0.6030 08005 裕興科技投資控股有限公司 601.20 0.5931 08313 杰地集團有限公司 590.00 0.5732 08616 新威工程集團有限公司 550.00 0.5433 08479 金泰豐國際控股有限公司 530.10 0.5234 08283 正力控股有限公司 520.00 0.5135 08069 縱橫遊控股有限公司 496.00 0.4836 08371 嚐‧高美集團有限公司 482.26 0.4737 08441 國際永勝集團控股有限公司 480.00 0.4738 08496 新加坡美食控股有限公司 468.00 0.4639 08223 紫元元控股集團有限公司 464.00 0.4540 08021 匯隆控股有限公司 459.75 0.4541 08172 拉近網娛集團有限公司 454.59 0.4442 08057 麥迪森控股集團有限公司 446.57 0.4343 08513 官醞控股有限公司 427.80 0.4244 08130 大地國際集團有限公司 427.79 0.4245 08171 中國趨勢控股有限公司 427.16 0.4246 08105 皇岦國際教育企業集團有限公司 424.00 0.4147 08011 百田石油國際集團有限公司 408.32 0.4048 08029 太陽國際集團有限公司 397.43 0.3949 08158 中國再生醫學國際有限公司 391.66 0.3850 08178 中國信息科技發展有限公司 356.14 0.35

總值 68,951.09 67.12市場總值 102,733.62 100.00

GEM 股份


新上市統計－ GEM公司

新上市公司數目集資金額（百萬港元）2019 第2季 1 53.00 第3季 2 154.50 第4季 7 414.002020 第1季 2 120.30 第2季 3 174.00

GEM新上市公司2020年第2季

集資金額股份代號公司上市日期已發行股數（百萬港元）

08620 亞洲速運物流控股有限公司 2020/04/20 480,000,000 60.0008616 新威工程集團有限公司 2020/04/23 1,000,000,000 60.0008496 新加坡美食控股有限公司 2020/05/18 240,000,000 54.00

總額 174.00

除牌上市公司－ GEM2020年第2季

股份代號公司最後買賣日期除牌日期

08470 瑩嵐集團有限公司* 2020/04/17 2020/04/20 §08243 大賀傳媒股份有限公司－ H股 2019/03/29 2020/05/2508376 方圓房地產服務集團有限公司* 2020/05/27 2020/05/28 §08421 永順控股香港有限公司* 2020/06/10 2020/06/11 §

* 原為GEM上市公司 ,後引用於2008年7月1日生效的《GEM上市規則》經修訂第9.24條以及《主板上市規則》新增第9A章轉

至主板上市。

§ 由GEM轉至主板的轉板生效日期。

GEM 股份


GEM公司名稱更改2020年第2季

股份代號原有名稱新名稱生效日期採用日期

08153 科地農業控股有限公司法諾集團控股有限公司 2020/04/28 2020/06/0108047 中國海洋捕撈控股有限公司中國海洋集團發展有限公司 2020/04/23 2020/06/02

GEM紅股╱紅利認股權證2020年第2季

股份代號公司詳情除淨日

無

GEM股份拆細及合併2020年第2季

股份代號公司詳情生效日期

08239 首都金融控股有限公司 5股合併為1股 2020/04/0808291 萬成金屬包裝有限公司 5股合併為1股 2020/04/1508198 樂透互娛有限公司 10股合併為1股 2020/05/2808112 基石金融控股有限公司 20股合併為1股 2020/06/0508087 中國三三傳媒集團有限公司 10股合併為1股 2020/06/10

GEM供股╱公開售股2020年第2季

集資金額月份股份代號公司比率（百萬港元）

6月 08377 申酉控股有限公司股權2供1，每股供0.043港元 17.20 08163 領智金融集團有限公司股權1供4，每股供0.11港元 115.37

總額 132.57

GEM 股份


股份配售*


20204月 08083 中國有贊 1,240,000,000 0.6400 793.60 08147 匯思太平洋 138,864,000 0.1000 13.89

5月 08158 中國再生醫學 500,000,000 0.2000 100.00 08007 環球戰略集團 260,000,000 0.0290 7.54 08003 世大控股 473,780,000 0.0210 9.95 08109 麒麟集團控股 26,900,000 0.3000 8.07 08471 新達控股 50,000,000 0.1130 5.65 08072 羅馬集團 27,000,000 0.2100 5.67 08086 新維國際控股 613,208,000 0.0350 21.46 08427 瑞強集團 68,200,000 0.1250 8.53

6月 08320 沛然環保 120,000,000 0.0520 6.24 08159 輝煌科技 64,000,000 0.1000 6.40 08109 麒麟集團控股 7,755,000 0.2718 2.11 08109 麒麟集團控股 4,050,000 0.2723 1.10 08109 麒麟集團控股 4,155,000 0.2711 1.13總額 991.33

* 由於資料呈報之時差，本表所列乃為該季度臨時之股份配售數據。

GEM 認股權證


認股權證交易及市價總值統計－ GEM

數目成交金額（百萬港元）市價總值（百萬港元）

2019 第2季 1 0.00 62.83 第3季 1 0.00 62.83 第4季 1 0.00 62.832020 第1季 1 0.01 62.83 第2季 1 0.00 62.83

GEM新上市股份認股權證2020第2季

股份上市時之發行集資金額代號股份認股權證金額（港元）上市日期到期日（百萬港元）

無

總額 –

股票市場指數


恒生指數

Chart on CloseIndex

21000

23000

22000

24000

25000

26000

27000

28000

29000

30000

31000HIGH(19/04/09)=30157.490 LOW(20/03/23)=21696.130 CLOSE(20/06/30)=24427.190

10 MAV 50 MAV

04/20 05/20 06/2004/19 05/19 06/19 07/19 08/19 09/19 10/19 11/19 12/19 01/20 02/20 03/20

標準普爾╱香港交易所大型股指數

Chart on CloseIndex

28000

29400

30800

32200

33600

35000

36400

37800

39200

40600

42000HIGH(20/01/17)=38799.260 LOW(20/03/19)=29222.610 CLOSE(20/06/30)=36309.380

10 MAV 50 MAV

04/20 05/20 06/2004/19 05/19 06/19 07/19 08/19 09/19 10/19 11/19 12/19 01/20 02/20 03/20

標準普爾╱香港交易所GEM指數

Chart on CloseIndex

50

60

70

80

90

100

110

120

130

140

150HIGH(19/04/09)=132.790 LOW(20/04/08)=74.090 CLOSE(20/06/30)=94.880

10 MAV 50 MAV

04/20 05/20 06/2004/19 05/19 06/19 07/19 08/19 09/19 10/19 11/19 12/19 01/20 02/20 03/20

股票市場指數


香港股市指數

2020年6月底 2020年3月底指數收市收市升跌

標準普爾╱香港交易所大型股指數 36309.38 32419.21 + 12.00%

標準普爾╱香港交易所GEM指數 94.88 78.65 + 20.64%

恒生指數 24427.19 23603.48 + 3.49%分類指數金融 32531.07 32891.08 – 1.09% 公用事業 47337.76 47357.89 – 0.04% 地產 32174.52 31910.00 + 0.83% 工商業 15320.07 13708.48 + 11.76%

恒生香港中資企業指數 3756.57 3592.11 + 4.58%恒生中國企業指數 9758.63 9594.77 + 1.71%

股票市場指數


世界指數

2020年6月底 2020年3月底指數收市收市升跌

香港標準普爾╱香港交易所大型股指數 36309.38 32419.21 + 12.00% 恒生指數 24427.19 23603.48 + 3.49%澳洲普通股指數 6001.30 5110.60 + 17.43%雅加達綜合指數 4905.39 4538.93 + 8.07%日本日經指數 (225) 22288.14 18917.01 + 17.82%韓國綜合指數 2108.33 1754.64 + 20.16%吉隆坡綜合指數 1500.97 1350.89 + 11.11%馬尼拉綜合指數 6207.72 5321.23 + 16.66%紐西蘭證交所指數 (50) 11451.05 9796.75 + 16.89%上海 A股指數 3128.45 2882.25 + 8.54% B股指數 213.45 216.00 – 1.18%深圳 A股指數 2067.44 1743.13 + 18.61% B股指數 872.71 812.17 + 7.45%新加坡海峽時報指數 2589.91 2481.23 + 4.38%台灣台北加權股份指數 11621.24 9708.06 + 19.71%泰國 SET指數 1339.03 1125.86 + 18.93%紐約杜瓊斯工業平均指數 25812.88 21917.16 + 17.77% Nasdaq綜合指數 10058.77 7700.10 + 30.63%多倫多 S&P/TSX綜合指數 15515.22 13378.75 + 15.97%德國 DAX Kursindex 5357.17 4416.97 + 21.29%倫敦金融時報100指數 6169.74 5671.96 + 8.78%

衍生產品市場期貨及期權


合約成交量合約張數衍生產品 2020年第2季 2019年第2季

恒生指數期貨 9,692,902 13,860,691恒生指數期權 2,239,280 3,115,323每周恒生指數期權 1 230,000 –小型恒生指數期貨 7,041,426 5,779,500小型恒生指數期權 718,063 789,156恒生指數（總股息累計指數）期貨 75 72恒生指數（淨股息累計指數）期貨 44 46恒生中國企業指數期貨 8,108,128 8,895,438恒生中國企業指數期權 4,918,652 5,610,217每周恒生中國企業指數期權 2 61,524 –小型恒生中國企業指數期貨 1,098,120 984,154小型恒生中國企業指數期權 92,107 156,496恒生中國企業指數（總股息累計指數）期貨 58 10恒生中國企業指數（淨股息累計指數）期貨 6 10自訂條款恒生指數期權 0 0自訂條款恒生中國企業指數期權 0 0恒指股息點指數期貨 1,470 3,310恒生國企股息點指數期貨 90,650 133,285恒指波幅指數期貨 7 16MSCI亞洲除日本淨總回報指數期貨 39,885 62,795中華交易服務中國120指數期貨 1 10中華交易服務博彩業指數期貨 3 – 6恒生中國內地石油及天然氣指數期貨 4,642 10,754恒生中國內地銀行指數期貨 134 5,870恒生中國內地醫療保健指數期貨 4 – 0恒生中國內地地產指數期貨 97 5,024恒生資訊科技器材指數期貨 5 – 0恒生軟件服務指數期貨 6 – 6IBOVESPA期貨 0 0MICEX指數期貨 0 0FTSE/JSE Top40期貨 0 0股票期貨 200,735 269,826股票期權 27,914,168 28,792,732三個月港元利率期貨 93 5一個月港元利率期貨 14 22人民幣貨幣期貨－美元兌人民幣（香港）期貨 348,454 528,249人民幣貨幣期權－美元兌人民幣（香港）期權 2,138 4,727人民幣貨幣期貨－歐元兌人民幣（香港）期貨 100 5,327人民幣貨幣期貨－日圓兌人民幣（香港）期貨 69 2,539人民幣貨幣期貨－澳元兌人民幣（香港）期貨 336 4,306人民幣貨幣期貨－人民幣（香港）兌美元期貨 1,187 2,817印度盧比貨幣期貨－印度盧比兌美元期貨 7 29,678 –印度盧比貨幣期貨－印度盧比兌人民幣（香港）期貨 8 0 –美元黃金期貨 993 128,869人民幣（香港）黃金期貨 17 29,152美元白銀期貨 9 147 –人民幣（香港）白銀期貨 10 0 –鐵礦石期貨－月度合約 24,892 7,497鐵礦石期貨－季度合約 0 0人民幣（香港）倫敦鋁期貨小型合約 2 4人民幣（香港）倫敦鋅期貨小型合約 0 70人民幣（香港）倫敦銅期貨小型合約 0 0人民幣（香港）倫敦鉛期貨小型合約 0 0人民幣（香港）倫敦鎳期貨小型合約 0 8人民幣（香港）倫敦錫期貨小型合約 0 0美元倫敦鋁期貨小型合約 11 6,577 –美元倫敦鋅期貨小型合約 12 12,694 –美元倫敦銅期貨小型合約 13 8,903 –美元倫敦鉛期貨小型合約 14 0 –美元倫敦鎳期貨小型合約 15 955 –美元倫敦錫期貨小型合約 16 0 –總數 62,889,423 69,188,339



1 每周恒生指數期權由2019年9月16日開始買賣2 每周恒生中國企業指數期權由2019年9月16日開始買賣3 中華交易服務博彩業指數期貨由2019年12月30日停止買賣4 恒生中國內地醫療保健指數期貨由2019年12月30日停止買賣5 恒生資訊科技器材指數期貨由2019年12月30日停止買賣6 恒生軟件服務指數期貨由2019年12月30日停止買賣7 印度盧比貨幣期貨－印度盧比兌美元期貨由2019年11月04日開始買賣8 印度盧比貨幣期貨－印度盧比兌人民幣（香港）期貨由2019年11月04日開始買賣9 美元白銀期貨由2020年6月08日開始買賣10 人民幣（香港）白銀期貨由2020年6月08日開始買賣11 美元倫敦鋁期貨小型合約由2019年8月05日開始買賣12 美元倫敦鋅期貨小型合約由2019年8月05日開始買賣13 美元倫敦銅期貨小型合約由2019年8月05日開始買賣14 美元倫敦鉛期貨小型合約由2019年8月05日開始買賣15 美元倫敦鎳期貨小型合約由2019年8月05日開始買賣16 美元倫敦錫期貨小型合約由2019年8月05日開始買賣



恒生指數期貨－合約成交量及未平倉合約（合約張數）總合約成交量季末未平倉合約

2019年第2季 13,860,691 132,110 第3季 13,100,989 133,241 第4季 11,035,508 121,2372020年第1季 13,049,566 117,709 第2季 9,692,902 129,015

小型恒生指數期貨－合約成交量及未平倉合約（合約張數）總合約成交量季末未平倉合約

2019年第2季 5,779,500 12,239 第3季 5,815,157 11,387 第4季 4,934,747 10,6352020年第1季 8,418,103 10,373 第2季 7,041,426 10,523

恒生指數期權－合約成交量及未平倉合約（合約張數）總合約成交量季末未平倉合約

2019年第2季 3,115,323 260,915 第3季 3,597,803 304,858 第4季 2,775,579 210,1012020年第1季 3,387,206 289,561 第2季 2,239,280 235,160

恒生中國企業指數期貨－合約成交量及未平倉合約（合約張數）總合約成交量季末未平倉合約

2019年第2季 8,895,438 330,487 第3季 8,483,368 346,178 第4季 7,880,717 325,9072020年第1季 11,318,866 344,099 第2季 8,108,128 350,634

股票期權市場成交及未平倉合約（合約張數）總期權金額（百萬港元）總合約成交量季末未平倉合約

2019年第2季 22,663.96 28,792,732 7,893,237 第3季 16,676.00 24,894,853 7,626,463 第4季 17,177.74 23,442,562 6,702,5382020年第1季 33,438.78 33,313,232 8,420,294 第2季 31,172.08 27,914,168 7,904,587



各期權類別之期權金總額2020年第2季

期權金額期權類別（百萬港元）佔市場百份比安碩A50 A50 52.16 0.17瑞聲科技 AAC 221.46 0.71海螺水泥 ACC 110.07 0.35友邦保險 AIA 996.05 3.20中國國航 AIR 12.96 0.04阿里巴巴 ALB 4,277.91 13.72中國鋁業 ALC 1.88 0.01華夏滬深三百 AMC 114.49 0.37安踏體育 ANA 73.47 0.24交通銀行 BCM 6.66 0.02東亞銀行 BEA 7.32 0.02中銀香港 BOC 60.25 0.19百威亞太 BUD 30.13 0.10比亞迪股份 BYD 92.92 0.30中國交通建設 CCC 14.67 0.05中煤能源 CCE 1.10 0.00中國信達 CDA 3.49 0.01中廣核電力 CGN 1.00 0.00中國移動 CHT 455.96 1.46中國聯通 CHU 27.25 0.09中信股份 CIT 16.79 0.05長和 CKH 137.76 0.44長實集團 CKP 97.99 0.31中國人壽 CLI 404.49 1.30中電控股 CLP 66.80 0.21招商銀行 CMB 103.00 0.33中國海洋石油 CNC 356.25 1.14碧桂園 COG 66.96 0.21中國海外發展 COL 84.72 0.27國泰航空 CPA 4.52 0.01中國石油化工股份 CPC 136.24 0.44中國太保 CPI 108.30 0.35中國鐵建 CRC 3.48 0.01中國中鐵 CRG 2.15 0.01華潤置地 CRL 86.68 0.28南方A50 CSA 71.70 0.23中國神華 CSE 50.21 0.16石藥集團 CSP 93.44 0.30中信銀行 CTB 4.85 0.02中國電信 CTC 4.78 0.02中信証券 CTS 72.86 0.23東風集團股份 DFM 4.86 0.02中國恒大 EVG 78.94 0.25廣汽集團 GAC 12.31 0.04吉利汽車 GAH 160.19 0.51銀河娛樂 GLX 369.45 1.19長城汽車 GWM 15.25 0.05海通證券 HAI 29.48 0.09恒生中國企業 HCF 53.47 0.17電能實業 HEH 30.94 0.10香港交易所 HEX 1,823.50 5.85恒安國際 HGN 34.12 0.11匯豐控股 HKB 1,201.95 3.86香港中華煤氣 HKG 22.86 0.07恒基地產 HLD 32.06 0.10華能國際電力股份 HNP 3.82 0.01恒生銀行 HSB 107.69 0.35京東集團 JDC 54.49 0.17江西銅業股份 JXC 8.07 0.03



期權金額期權類別（百萬港元）佔市場百份比昆侖能源 KLE 11.13 0.04金山軟件 KSO 130.12 0.42聯想集團 LEN 24.65 0.08利豐 LIF 0.06 0.00領展房產基金 LNK 187.03 0.60蒙牛乳業 MEN 36.67 0.12美團點評－W MET 3,273.70 10.50美高梅中國 MGM 1.10 0.00小米集團－W MIU 624.16 2.00民生銀行 MSB 14.15 0.05港鐵公司 MTR 37.70 0.12中國建材 NBM 48.99 0.16新華保險 NCL 60.00 0.19網易 NTE 123.14 0.40新世界發展 NWD 22.54 0.07中國平安 PAI 2,190.70 7.03中國石油股份 PEC 79.98 0.26中國財險 PIC 27.00 0.09中國人民保險集團 PIN 2.34 0.01富力地產 RFP 3.06 0.01金沙中國有限公司 SAN 109.46 0.35中國生物製藥 SBO 49.76 0.16新鴻基地產 SHK 297.57 0.95申洲國際 SHZ 21.21 0.07舜宇光學科技 SNO 328.36 1.05國藥控股 SNP 12.69 0.04渣打集團 STC 2.32 0.01融創中國 SUN 198.67 0.64太古股份公司A SWA 15.67 0.05騰訊控股 TCH 9,910.76 31.79創科實業 TIC 25.58 0.08盈富基金 TRF 11.38 0.04萬科企業 VNK 9.81 0.03萬洲國際 WHG 7.51 0.02九龍倉集團 WHL 3.38 0.01中國旺旺 WWC 3.92 0.01農業銀行 XAB 24.65 0.08中國銀行 XBC 78.82 0.25建設銀行 XCC 244.26 0.78工商銀行 XIC 237.63 0.76郵儲銀行 XPB 8.20 0.03中國鐵塔 XTW 75.34 0.24兗州煤業股份 YZC 9.16 0.03紫金礦業 ZJM 9.14 0.03總額 31,172.08 100.00



各期權類別之合約成交量2020年第2季

期權類別合約成交量佔市場百份比

安碩A50 A50 33,560 0.12瑞聲科技 AAC 152,792 0.55海螺水泥 ACC 162,382 0.58友邦保險 AIA 509,324 1.82中國國航 AIR 28,797 0.10阿里巴巴 ALB 940,549 3.37中國鋁業 ALC 12,328 0.04華夏滬深三百 AMC 65,114 0.23安踏體育 ANA 49,162 0.18交通銀行 BCM 63,376 0.23東亞銀行 BEA 45,487 0.16中銀香港 BOC 200,615 0.72百威亞太 BUD 51,251 0.18比亞迪股份 BYD 118,741 0.43中國交通建設 CCC 103,461 0.37中煤能源 CCE 11,751 0.04中國信達 CDA 7,978 0.03中廣核電力 CGN 1,990 0.01中國移動 CHT 541,374 1.94中國聯通 CHU 51,737 0.19中信股份 CIT 65,111 0.23長和 CKH 156,664 0.56長實集團 CKP 93,134 0.33中國人壽 CLI 671,512 2.41中電控股 CLP 86,756 0.31招商銀行 CMB 236,870 0.85中國海洋石油 CNC 956,523 3.43碧桂園 COG 40,475 0.14中國海外發展 COL 75,686 0.27國泰航空 CPA 13,879 0.05中國石油化工股份 CPC 435,493 1.56中國太保 CPI 154,315 0.55中國鐵建 CRC 21,232 0.08中國中鐵 CRG 14,580 0.05華潤置地 CRL 56,578 0.20南方A50 CSA 42,895 0.15中國神華 CSE 222,207 0.80石藥集團 CSP 83,852 0.30中信銀行 CTB 36,569 0.13中國電信 CTC 26,422 0.09中信証券 CTS 176,744 0.63東風集團股份 DFM 12,111 0.04中國恒大 EVG 58,075 0.21廣汽集團 GAC 12,669 0.05吉利汽車 GAH 79,250 0.28銀河娛樂 GLX 215,412 0.77長城汽車 GWM 143,533 0.51海通證券 HAI 75,810 0.27恒生中國企業 HCF 39,373 0.14電能實業 HEH 64,278 0.23香港交易所 HEX 1,776,964 6.37恒安國際 HGN 44,453 0.16匯豐控股 HKB 1,855,042 6.65香港中華煤氣 HKG 62,742 0.22恒基地產 HLD 38,945 0.14華能國際電力股份 HNP 8,274 0.03恒生銀行 HSB 343,889 1.23京東集團 JDC 17,849 0.06江西銅業股份 JXC 33,604 0.12



期權類別合約成交量佔市場百份比

昆侖能源 KLE 23,234 0.08金山軟件 KSO 119,749 0.43聯想集團 LEN 67,073 0.24利豐 LIF 1,128 0.00領展房產基金 LNK 124,069 0.44蒙牛乳業 MEN 50,388 0.18美團點評－W MET 1,055,491 3.78美高梅中國 MGM 8,238 0.03小米集團－W MIU 1,343,291 4.81民生銀行 MSB 38,114 0.14港鐵公司 MTR 96,866 0.35中國建材 NBM 84,120 0.30新華保險 NCL 78,316 0.28網易 NTE 47,937 0.17新世界發展 NWD 67,396 0.24中國平安 PAI 1,911,385 6.85中國石油股份 PEC 274,089 0.98中國財險 PIC 63,111 0.23中國人民保險集團 PIN 5,210 0.02富力地產 RFP 29,194 0.10金沙中國有限公司 SAN 246,980 0.88中國生物製藥 SBO 22,944 0.08新鴻基地產 SHK 125,397 0.45申洲國際 SHZ 24,543 0.09舜宇光學科技 SNO 92,138 0.33國藥控股 SNP 29,109 0.10渣打集團 STC 24,819 0.09融創中國 SUN 63,084 0.23太古股份公司A SWA 24,060 0.09騰訊控股 TCH 5,798,090 20.77創科實業 TIC 39,186 0.14盈富基金 TRF 51,496 0.18萬科企業 VNK 19,278 0.07萬洲國際 WHG 15,160 0.05九龍倉集團 WHL 10,322 0.04中國旺旺 WWC 19,068 0.07農業銀行 XAB 41,446 0.15中國銀行 XBC 1,000,509 3.58建設銀行 XCC 1,564,042 5.60工商銀行 XIC 1,243,775 4.46郵儲銀行 XPB 21,888 0.08中國鐵塔 XTW 194,892 0.70兗州煤業股份 YZC 22,211 0.08紫金礦業 ZJM 29,793 0.11總數 27,914,168 100.00

結算及交收


經中央結算系統處理的交收指示（每日平均數）（包括待收取及待交付的交收指示）

股數數值年╱季交收指示的數量 (10億股） (10億港元）

2019 第2季 99,874 51.17 272.38 第3季 88,236 41.00 216.13 第4季 90,585 39.46 229.702020 第1季 112,469 54.66 372.30 第2季 108,623 44.79 304.92

經中央結算系統處理的投資者交收指示（每日平均數）（投資者交收指示只作單邊計算）

投資者交收股數數值年╱季指示的數量（百萬股）（百萬港元）

2019 第2季 247 344.24 167.32 第3季 221 78.80 210.52 第4季 212 97.81 138.742020 第1季 277 77.61 257.83 第2季 271 75.64 183.49

經中央結算系統存管的股份（按季度結存統計）

佔獲納入佔獲納入中央結算系統的中央結算系統的股數證券的已發行股數市值證券的市價總值年╱季（10億股） (%) （10億港元） (%)

2019 第2季 6,634.14 75.28 21,146.81 60.29 第3季 6,578.06 75.40 19,847.28 60.46 第4季 6,500.57 75.41 22,828.22 56.792020 第1季 6,659.55 75.14 19,923.76 57.59 第2季 6,287.81 76.04 22,883.15 57.78

股數及市價總值包括非港元證劵

結算及交收


經中央結算系統處理的聯交所買賣（每日平均數）（包括以「持續淨額交收」的買賣，「已劃分的買賣」和兩邊客買賣）

佔總成交股數佔成交額買賣成交值佔成交額年╱季買賣宗數宗數 (%) （百萬股） (%) （百萬港元） (%)

2019 第2季 1,559,363 100 250,956.59 100 94,382.51 100 第3季 1,350,055 100 207,222.11 100 76,732.85 100 第4季 1,270,877 100 185,033.90 100 76,842.11 1002020 第1季 1,862,885 100 203,358.09 100 120,543.46 100 第2季 1,801,737 100 203,490.47 100 113,687.50 100

以「持續淨額交收」的買賣的結算效率（每日平均數）－按待交收股份數額和股數計算淨額結算待交收淨額結算以「持續淨額交收」效率的股數效率年╱季的股份數額宗數 (%) （百萬股） (%)

2019 第2季 82,910 97.18 27,311.43 94.52 第3季 73,520 97.10 22,741.87 94.27 第4季 73,720 96.90 21,764.14 93.962020 第1季 89,112 97.36 29,783.23 91.98 第2季 89,059 97.37 26,378.16 93.43

以「持續淨額交收」的股份數額的交收效率（每日平均數）

交收效率 (%)年╱季到期交收日到期交收日翌日

2019 第2季 99.92 99.99 第3季 99.92 99.99 第4季 99.93 99.992020 第1季 99.86 99.99 第2季 99.92 99.99

結算及交收


季末未平倉合約

合約張數衍生產品 2020年第2季 2019年第2季

恒生指數期貨 129,015 132,110恒生指數期權 235,160 260,915每周恒生指數期權 1 4,175 –小型恒生指數期貨 10,523 12,239小型恒生指數期權 13,197 19,892恒生指數（總股息累計指數）期貨 24 9恒生指數（淨股息累計指數）期貨 16 2恒生中國企業指數期貨 350,634 330,487恒生中國企業指數期權 2,343,306 2,592,652每周恒生中國企業指數期權 2 3,379 –小型恒生中國企業指數期貨 5,284 5,037小型恒生中國企業指數期權 11,056 10,176恒生中國企業指數（總股息累計指數）期貨 9 0恒生中國企業指數（淨股息累計指數）期貨 6 0自訂條款恒生指數期權 0 0自訂條款恒生中國企業指數期權 150 0恒指股息點指數期貨 8,100 5,783恒生國企股息點指數期貨 112,078 121,605恒指波幅指數期貨 2 1MSCI亞洲除日本淨總回報指數期貨 11,138 14,871中華交易服務中國120指數期貨 0 0中華交易服務博彩業指數期貨 3 – 0恒生中國內地石油及天然氣指數期貨 0 133恒生中國內地銀行指數期貨 10 143恒生中國內地醫療保健指數期貨 4 – 0恒生中國內地地產指數期貨 10 56恒生資訊科技器材指數期貨 5 – 0恒生軟件服務指數期貨 6 – 0IBOVESPA期貨 0 0MICEX指數期貨 0 0FTSE/JSE Top40期貨 0 0股票期貨 16,067 16,125股票期權 7,904,587 7,893,237三個月港元利率期貨 105 25一個月港元利率期貨 0 0人民幣貨幣期貨－美元兌人民幣（香港）期貨 24,112 31,732人民幣貨幣期權－美元兌人民幣（香港）期權 3,183 2,990人民幣貨幣期貨－歐元兌人民幣（香港）期貨 30 477人民幣貨幣期貨－日圓兌人民幣（香港）期貨 0 120人民幣貨幣期貨－澳元兌人民幣（香港）期貨 37 165人民幣貨幣期貨－人民幣（香港）兌美元期貨 196 1,096印度盧比貨幣期貨－印度盧比兌美元期貨 7 285 –印度盧比貨幣期貨－印度盧比兌人民幣（香港）期貨 8 0 –美元黃金期貨 239 1,028人民幣（香港）黃金期貨 3 14美元白銀期貨 9 135 –人民幣（香港）白銀期貨 10 0 –鐵礦石期貨－月度合約 3,184 556鐵礦石期貨－季度合約 0 0人民幣（香港）倫敦鋁期貨小型合約 0 0人民幣（香港）倫敦鋅期貨小型合約 0 1人民幣（香港）倫敦銅期貨小型合約 0 0人民幣（香港）倫敦鉛期貨小型合約 0 0人民幣（香港）倫敦鎳期貨小型合約 0 0

結算及交收


合約張數衍生產品 2020年第2季 2019年第2季

人民幣（香港）倫敦錫期貨小型合約 0 0美元倫敦鋁期貨小型合約 11 174 –美元倫敦鋅期貨小型合約 12 56 –美元倫敦銅期貨小型合約 13 163 –美元倫敦鉛期貨小型合約 14 0 –美元倫敦鎳期貨小型合約 15 14 –美元倫敦錫期貨小型合約 16 0 –

總數 11,189,842 11,453,677

1 每周恒生指數期權由2019年9月16日開始買賣2 每周恒生中國企業指數期權由2019年9月16日開始買賣3 中華交易服務博彩業指數期貨由2019年12月30日停止買賣4 恒生中國內地醫療保健指數期貨由2019年12月30日停止買賣5 恒生資訊科技器材指數期貨由2019年12月30日停止買賣6 恒生軟件服務指數期貨由2019年12月30日停止買賣7 印度盧比貨幣期貨－印度盧比兌美元期貨由2019年11月04日開始買賣8 印度盧比貨幣期貨－印度盧比兌人民幣（香港）期貨由2019年11月04日開始買賣9 美元白銀期貨由2020年6月08日開始買賣10 人民幣（香港）白銀期貨由2020年6月08日開始買賣11 美元倫敦鋁期貨小型合約由2019年8月05日開始買賣12 美元倫敦鋅期貨小型合約由2019年8月05日開始買賣13 美元倫敦銅期貨小型合約由2019年8月05日開始買賣14 美元倫敦鉛期貨小型合約由2019年8月05日開始買賣15 美元倫敦鎳期貨小型合約由2019年8月05日開始買賣16 美元倫敦錫期貨小型合約由2019年8月05日開始買賣

結算及交收


各期權類別之未平倉合約2020年第2季末

期權類別未平倉合約佔市場百份比

安碩A50 A50 11,185 0.14瑞聲科技 AAC 20,709 0.26海螺水泥 ACC 22,792 0.29友邦保險 AIA 113,920 1.44中國國航 AIR 8,679 0.11阿里巴巴 ALB 237,518 3.00中國鋁業 ALC 4,483 0.06華夏滬深三百 AMC 19,310 0.24安踏體育 ANA 5,993 0.08交通銀行 BCM 33,994 0.43東亞銀行 BEA 12,803 0.16中銀香港 BOC 38,683 0.49百威亞太 BUD 16,114 0.20比亞迪股份 BYD 21,920 0.28中國交通建設 CCC 26,238 0.33中煤能源 CCE 4,756 0.06中國信達 CDA 3,474 0.04中廣核電力 CGN 746 0.01中國移動 CHT 149,432 1.89中國聯通 CHU 18,838 0.24中信股份 CIT 14,816 0.19長和 CKH 33,344 0.42長實集團 CKP 13,784 0.17中國人壽 CLI 231,995 2.93中電控股 CLP 11,607 0.15招商銀行 CMB 64,780 0.82中國海洋石油 CNC 207,153 2.62碧桂園 COG 12,711 0.16中國海外發展 COL 16,271 0.21國泰航空 CPA 2,471 0.03中國石油化工股份 CPC 181,635 2.30中國太保 CPI 44,593 0.56中國鐵建 CRC 7,693 0.10中國中鐵 CRG 3,946 0.05華潤置地 CRL 11,839 0.15南方A50 CSA 17,989 0.23中國神華 CSE 78,685 1.00石藥集團 CSP 15,394 0.19中信銀行 CTB 17,595 0.22中國電信 CTC 17,330 0.22中信証券 CTS 58,998 0.75東風集團股份 DFM 4,241 0.05中國恒大 EVG 17,733 0.22

結算及交收



廣汽集團 GAC 3,179 0.04吉利汽車 GAH 19,888 0.25銀河娛樂 GLX 41,305 0.52長城汽車 GWM 86,819 1.10海通證券 HAI 26,762 0.34恒生中國企業 HCF 15,734 0.20電能實業 HEH 12,795 0.16香港交易所 HEX 359,741 4.55恒安國際 HGN 5,669 0.07匯豐控股 HKB 484,448 6.13香港中華煤氣 HKG 19,235 0.24恒基地產 HLD 9,390 0.12華能國際電力股份 HNP 2,475 0.03恒生銀行 HSB 105,902 1.34京東集團 JDC 7,628 0.10江西銅業股份 JXC 10,046 0.13昆侖能源 KLE 7,522 0.10金山軟件 KSO 19,299 0.24聯想集團 LEN 31,973 0.40利豐 LIF 0 0.00領展房產基金 LNK 20,677 0.26蒙牛乳業 MEN 9,115 0.12美團點評－W MET 175,881 2.23美高梅中國 MGM 1,170 0.01小米集團－W MIU 390,768 4.94民生銀行 MSB 37,242 0.47港鐵公司 MTR 19,862 0.25中國建材 NBM 19,499 0.25新華保險 NCL 40,955 0.52網易 NTE 23,410 0.30新世界發展 NWD 18,796 0.24中國平安 PAI 902,261 11.41中國石油股份 PEC 117,915 1.49中國財險 PIC 16,755 0.21中國人民保險集團 PIN 1,682 0.02富力地產 RFP 3,113 0.04金沙中國有限公司 SAN 69,645 0.88中國生物製藥 SBO 4,097 0.05新鴻基地產 SHK 19,931 0.25申洲國際 SHZ 4,183 0.05舜宇光學科技 SNO 11,315 0.14國藥控股 SNP 8,455 0.11渣打集團 STC 0 0.00融創中國 SUN 16,261 0.21太古股份公司A SWA 5,516 0.07

結算及交收



騰訊控股 TCH 1,086,107 13.74創科實業 TIC 4,517 0.06盈富基金 TRF 9,056 0.11萬科企業 VNK 7,754 0.10萬洲國際 WHG 3,231 0.04九龍倉集團 WHL 2,304 0.03中國旺旺 WWC 7,800 0.10農業銀行 XAB 14,401 0.18中國銀行 XBC 493,079 6.24建設銀行 XCC 581,399 7.36工商銀行 XIC 556,792 7.04郵儲銀行 XPB 6,331 0.08中國鐵塔 XTW 52,791 0.67兗州煤業股份 YZC 5,270 0.07紫金礦業 ZJM 7,251 0.09

總數 7,904,587 100.00

交易所參與者統計


聯交所

交易權交易所參與者－交易所參與者－持有人數目開業非開業非交易所參與者

2019 第2季 706 (1101) 657 (1045) 34 (41) 15 (15) 第3季 712 (1107) 655 (1040) 42 (52) 15 (15) 第4季 719 (1110) 658 (1041) 46 (54) 15 (15)2020 第1季 719 (1109) 652 (1032) 52 (62) 15 (15) 第2季 716 (1104) 646 (1022) 56 (68) 14 (14)

( ) 交易權數目

期交所

交易權交易所參與者－交易所參與者－持有人數目開業非開業非交易所參與者

2019 第2季 250 (272) 194 (214) – 56 (58) 第3季 249 (271) 193 (213) – 56 (58) 第4季 252 (274) 195 (215) – 57 (59)2020 第1季 254 (276) 197 (217) – 57 (59) 第2季 253 (275) 197 (217) – 56 (58)

附註：

(1) 括號內的數字為持有之交易權總數。

(2) 交易所參與者是指有權在或經交易所進行買賣及已根據《證券及期貨條例》獲發牌經營證券╱期貨╱期權交易活動之公

司。

結算所參與者


期貨結算所參與者

年╱月結算參與者全面結算參與者

2019 第2季 160 9 第3季 159 9 第4季 160 92020 第1季 162 9 第2季 161 9

聯交所期權結算所參與者

年╱月直接結算參與者全面結算參與者

2019 第2季 62 9 第3季 64 9 第4季 66 92020 第1季 64 9 第2季 65 9

中央結算所參與者

直接結算全面結算非經紀年╱月參與者參與者參與者 (*)

2019 第2季 633 9 44 第3季 638 9 43 第4季 638 9 422020 第1季 636 9 43 第2季 638 9 43

* 非經紀參與者包括結算機構參與者、託管商參與者及股份承押人參與者。

簡釋


CBBC 可收回牛熊證CCASS 中央結算及交收系統CNS 持續淨額交收DCASS 衍生產品結算及交收系統DR 預託證券DW 衍生權證ELI 股票掛鉤票據ETF 交易所買賣基金HIBOR 香港銀行同業拆息HKCC 香港期貨結算有限公司HKEX 香港交易及結算所有限公司HKSCC 香港中央結算有限公司HSICS 恒生行業分類系統ISI 投資者交易指示L&I Products 槓桿及反向產品NASDAQ 美國全國證券交易商協會自動報價系統P/E ratio 市盈率REITs 房地產投資信託基金RQFII 人民幣境外合格機構投資者S&P 標準普爾SEOCH 香港聯合交易所期權結算所有限公司SI 交收指示SS 合訂證券

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