cONG TY c6 pnAu FEcoN ceNG HoA xA ngr cnt Ncni.q. vrpr NAMDQc lfp - Tq do - Hgnh phric

56 :1. J/2 0 1 8/CV-TC. FECON Hd N(i, ngdy .30. th,ing 01 ndm 20tB

BAo cAo riNH HiNH euAN rRI cONG ry NrEM ynT(Nnm 2017)

Kinh giri: - Uy ban Chrlng khoin Nhh nu6c- SO Giao dich Chri'ng khodn TP.Hd Chi llinh- Quf C6 il6ng vir c6c nhir tIAu tu

- T€n c6ng ry ni6m y6t: C6ng ty C6 phan FECON

- Dia chi try sd chinh: Tang 15, Thdp CEO, Ld HH2-1, KDT MA Tri Ha, Pham Hung, quQn

Tit Li6m, HdNOi.

- DiQn tho4i: (84-24) 6269 0481 Fax: (84-24) 6269 0484

- V6n di6u l9: 543.529.160.000 d6ng

- Md chimg khoan: FCN

l. Hogt dQng cua Egi hQi ddng c6 d6ng:

.,/

(i

STTsii Ngtrl quy6v

quy6t cintrNgiv NQi dung

118/2017lNQ-

DHDCD.FECON29104t2017

Thdng qua nhiing nQi dung nhu sau :

l. Th6ng qua Bdo c6o cua H6i ddng,qurin tri v6

ho4t <lQng cira Cdng ty nFtm2016, k0 hoqch ho4tcl6ng ndm 2017;

2. Th6ng qua 86o ciio cia Ban ki6m sorit vd hoqtclQng cira C6ng ty ndrn 2016 vd dinh huong ndm2017;

3. Thong qua Brio cdo tiri chinh hqp nh6t dd duqc,.iKtem toan nam zu t b:

4. Th6ng qua phuong an phrin ph6i loi nhudn ndm2016:'

,A,5. Th6ng qua k6 hoqch kinh doani vi kd hoach

phdn ph6i loi nhuQn ndm 2017;, ,i. , i -

6. Th6ng qua s*a ddi, b6 sung nganl nghd kinhdoanh vd sira d6i diau lQ theo c6c nQi dung tuongfng;

7. Thdng qua danh sdch C6ng ty kiem tortudQc l{pdd HQi d6ng quAn tri lqa chgn dcrn vi ki6m toancho C6ng ty ndm2017;

8. Th6ng qua quy6t todn muc luong/rhil lao. ti6nthudng cira HQi d6ng quan tri, Ban ki6m sodtndm2016;

, , .'9. Th6ng qua dr; ki6n m [rc luong/thir lao vir mfcthudng cho HQi ddng quan trl, Ban ki6m sorit

nEm2017;

10. Th6ng qua viQc.gia han thdi gian d6o h4nTr6i ohi6u chuv6n d6i.

23312017,s{Q-

DHDCD.FECON19/8/20r7

Thdng qua nhfrng nQi dung nhu sau:

1. PhAt hdnh 33.000.000 c6 phi6u,.mQnhgi6: 10.000VND/cd phiOu cho cd <16n-g hiOn hiru;

a. Gi6 chdo b6n : 15.000VND/cd phi6u;b. T)t le thqc hi6n quy6n 100:60 (t4i ngdy

chdt danh srich c6 dong dd thuc hi€n). t,^

quy6n, c6 <16ng sd hfru.100 c6 phiOu

sE du. c mua 60 c6 phi6u phdt hdnhthOm);,, ^ .i ,.c. Nguydn tdc ldm trdn c6 phieu: Idmtrdn xu6ng tcri hang din vi;

d. Phuong thuc phan ph6i c6 phieu le doe. ldm trdn vd c6 phi6u kh6ng phAn ph6i

hot (cd phieu cdn du):o DHDCD ty quy6n cho HDQT

phdn ph6i cho c6c Nhd dAu tukh6c s6 lugng c6 phi6u cdn dusau dgt chdo ban v6i mtc gi6 :

15.000VND/o6 phi€u. Sd lugng1 ,,^

c6 phi6u ndy bi han ch6 chuydnnhuqng trong vdng 01 ndm k6 tirngdy hodn thdnh dot chdo b6n;

v2r/ hoqc:r DHDCD uy quy6n cho HDQT

-ikj hqp d6ng bAo ldnh voi C6ngty chimg kho6n d6 phdn ph6ivd,,/ho{c mua l4i m6t phdn hoac

todn b0 cd phi6u cdn du sau dEchdo b6n vdi mitc gi615.000VND/o6 phi6u. C6 phdn

ban cho C6ng ty chimg kho6ntheo phucrng thrlc bdo_ldnh ph6thdnh kh6ng bi han chd chuydnnhugng

i,f. Chuyen nhuong quy€n mua: Ngudi sohtu quydn mua c6 th6 chuydn nhugng

I i r.,aquyen mua co pnleu cua mlnn cno nguol

2

kh6c, ngudi nh{n chuydn.nhugng quyOn

mua s0 kh6ng <lun. c chuydn nhuqng chonzudi thit ba.

g. H4n ch6 chuydn nhugng: Toan b0 c6,.^ , i -^pnreu pnat narul cno co oong nlgn nuu

theo ty 16 thUc hi€n quydn s0 dugc tr,r dochuy6n nhugng. 56 luqng c6 phiilu cdndu sau dgt chao ban duoc HEQT bdn cho-i.d6i tuqng khric bi han ch6 chuydnnhugng trong vdng 01 ndm k0 tt ngdyhoan rhirnh dot chdo bdn ngoqi tru c6

phit5u dugc BAo l6nh ph6t hinh.h. Thoi gian thgc hi€n dg ki6n: Quli

llll2017-Qtt! M2017 sau khi dugc Uyban chimg khoan chdp thufln.

i. S6 tidn dy ki6n thu dugc tir dqt ph6thdnh: 495. 000.000.000\,T\D

. ,,,4 ,.1 ,^ , ,.i .,.i. Von di6u lQ dg ki6n thu cluoc tu dot ph.ithanh: 873.529. 1 60.000\rND

i ,.ik. Dua c6 phi6u vdo giao dich: Trong vdng30 ngdy k6 tir ngay ket thfc dqt chdo ban

Ph6t hanh 2.500.000 c6 phi6u, m6nh gi6:

10.000\D{Dic6 phi6u theo chucvng trinh lga chgncho ngudi lao dOng (ESOP):

a. Gi6 chdo ban: 10.000VND/c6 phi6u.l . ; ,b. Hqn ch6 chuy6n nhugng: C6 phan chdo

brfur cho CB-CNV sd dugc chuydnnhugng 50% sau 01 ndm vd 50% cdn laisau 2 ndm k6 tt thoi di6m k6t thric dotoh6t hAnh.

c. -Chuyiln

nhugng quyAn mua: CB-CNVC6ng ty c6 tOn trong danh sich dugcquydn mua c6 c6 phi6u kh6ng dugcchuy6n nhuqng quydn mua cho ngudikh6c

d. N6i dung khdc: DHDCD uy quydn choHDQT quy6t dinh ph6 chuAn vd thgc hiQn

xdy dwg quy chiS ph6t hdnh c6 phi6utheo chu<rng trinh ESOP

e. Thdi gian thr,rc hi6n du ki6n: Quli lV ndm

2017 sa.u khi dugc iry ban chimg khoan, i ,, ^cnaD Inuan

Muc <lich sir dung v6n crja 02 dqt chdo b6n ndutren:

a. Tdng v6n cho C6ng ty c6 phan nfCONSouth : 50.000.000.00O\,f{D

b. T[ng v6n cho C6ng ty c6 phAn FECONUCC : 1 12.000.000.000\rND

c. DAu tu c6c dq 6n H4 tdng giao thdng &h4 tdng ndag lugng theo hinh thrlcBOT,BT,PPP giai do4n 2017-2020:287.000.000.00OvND

von dQng:71.000.000.00ovND

4. Phet hanh 25.000.000 c6 phiiiu. m6nh giri:10.000VND/c6 phi6u cho d6i t6c chitln lugc

a. Muc dich ch?ro brin: G6p v6n d6i ung t4i'\ciic du 6n ha tdng giao th6ng vir ha ting

ndng lugng theo hinh thirc BOT, BT, PPP

trong giai doqn 2017 -2020b. 56 luqng nhd d6u tu: Kh6ng qu6 10 nhi

,; ,i..-i ,,oau tu Knong Ke nna oau tu cnlmg Knoan.h,,\,ah hdhian

c. Ddi tuong chdo b6n:. Ld nhd dAu tu trong nu6c hodc

nuoc ngodri

o Ld khrich hang hodc d6i tric camkilt h6 trq C6ng ty vA mdt quanlf, k! thuQt, c6ng nghQ, ph6t tri6nthi trudng, nang cao thuong hi6u,sric canh tranh cria C6ng ty tronglinh vuc kinh doanh md Cdng tyclang ho4t dQng

o La dtli tdc chi6n luoc c6 ndng lgctdi chinh manh, h6 tro dugc choC6ng ty vd v6n.

d. Cid chdo brin: DHDCD uy quydn choHDQT C6ng ty quy€t dinh nhmg khdngthdp htrn" 22.000VND/c6 phi6u

e. Xtl .lj c6 phi6u cdn du: DHDCE nyquy€n cho HDQT phAn ph6i ti6p s6 c6phi6u cdn du sau dqt chdo brin cho ddiruong khdc theo crich thfc & di6u kiQn

pht hqpf. Han ch6 chuy0n nhugng: Thdi han ndm

.- , i ,^gift cu c6 d6ng chi6n luoc ld 0l ndm kdtri thdi di6m ktlt thric dqt ph6t henh (rreoquy dlnh tqi Nghi dinh s6 5812012/ND-CP ngdy 20/7/2012 ctta Chinh phil)

g. Chuy6n nhugng quyiln mua: D6i tric,.i , ; Icnlen lugc Knong ouo.c cnuyen nnugng

quydn mua cho d5i tugng kh6c .

h. Thcri gian thqc hien dU ki6n: Qu!IV/2017-Quj III/2018 sau khi duscUBCK chdp thuQn

B6

IL HQi il6ng quin tri (Nim 2017):

l. Th0ng tin vd thinh vi6n HQi ttiing qudn tri (HDQT)

STT Thinh viOn HDQT Chri'c vu Ngny bitclAu/khdng cdn li

thhnh vi6nHDQT/

s6 buoihqp

HEQTtham du/

ry te

tham dr3

hgp

Lf do

khOng

tham dr;hqp

I Pham Vi€t KhoaChu tichHDQT

18t06/20048 100%

2 Hd ThtS PhuongPh6 chir

tich HDQT18t06/2004

8 100%

3 Hd The L6ngUy vi6nHDQT

18/06t20048 t00%

4 Hd Cuu LongUy vi6n

HDQT07/01/2013

8 100%

5 Trdn Trgng ThingUy vi6nHDQT

r8/06/20048 100%

6 Ph4m Qu6c HungUy vi6nHDQT

18106t20048 100%

7 Nguy6n Quang HAiUy vi6nHDQT

r8t06/20048 100%

8 -. i -rnung r len I n"lngUy vi0n

HDQT24t4t2015

8 100%

9 Takano SatoshiUy vi6nHDQT

0l/07120148 r00%

N.!

,/,

2

2. Ho4t ilQng gi6m s6t cia HDQT diii vfi Ban T6ng Gi6m d6c:

HQi d6ng quan tri thudng xuy6n gi6m s6t ho4t clQng cira Ban T6ng Gi6m d6c vd cric b6 phdn quan

lj kh6c nhdm ddm b6o ho4t dQng ctra C6ng ty dugc an todn, tuAn thri rhing phdp lu{t, tri6n khaithUc hiQn theo dring c6c Nghi quy6t crla DHDCD. Th6ng qua c6c cu6c hqp dinh kj vd dQt xu6t,vd vi6c ti6p nhQn thudng xuydn vd dAy du b6o c6o cira T6ng Gi6m d6c vd c6 nhirng chi <lao kipthoi:

(i.) Thu<mg xuy6n xem x6t danh gi6 viQc thqc hi6n k6 hoach kinh doanh vd chi dao c6c ho4t, ^,

, . , ,dQng san xuat kinh doanh nam 201 7;

(ii.) Chi dao hoan thdnh 03 ttgt chuyOn dOi trai phi6u thdnh c6 phi6u;

(iii.) Chi dao vi6c 1dp brio c6o tdi chinh 04 Quj ndm 2017.

3. Hogt clQng cia cric ti6u ban thuQc HQi ildng quin tr!:

3.1 Thuong trUc HQi d6ng quan tri: dugc giao nhi6m 4r gi6i quy6t vd ph6 duyQt kip thdi mQt s6

v6n dti thu6c rhdm quydn cua Hoi d6ng qudn rri: chiu triich nhidm truoc HQi ddng qudn tri vA cdchoat ddng trong ph4m vi chric nang, nhi6m vu duoc riy quy6n. Trong ndm 2017, thuong tryc HQi<l6ng quan tri th6ng qua c6c cuQc hgp, ch6 dQ brio c6o, cht! d6 th6ng tin dd thdng thin trao d6i,

(

chat van vdi Ban T6ng giam d6c, cung thdo lu6n, bdn bac v6i Ban T6ng Gi6m d6c d6 dua ra cacgihi phdp kip thdi vd hiQu qu6 trong hoat d6ng s6n xuat kinh doanh, quan tri cria c6ng ty.

3.2 Ban Ph6p chi! - Thu ky: tham muu truc tii5p cho HQi ddng qudn trf, Ban Gi6m d6c c6c n6idung li6n quan d6n ph6p lf trong qu6 trintr hogt dQng cria c6ng ry, c6 nhiQm 4r chu6n bi th6ngtin, tdi lipu phuc vu c6c bu6i hqp HQi ddng quan tri, ghi vd luu trft h6 so, tdi liQu crra HQi d6n!quan tri; ld cau n6i giira HQi ct6ng qudn tr! vd Ban T6ng Gidm d6c cfing nhu v6i c6 d6ng cuac6ng ty. Trong ndm 2017, Ban ph6p ch6 - rhu ty dd thuc hiOn rit vai trotruydn d4t th6ng dn rttithuc hi0n cdng b6 th6ng tin theo quy dfnh cria ph6p lu6t; cung c6p th6ng tin d6n c6c c6 d6ng vctinh hinh hoat dQng cria C6ng ty, ddm b6o c6c ho4t d6ng tuAn thir c6c quy dinh ph6p lu{t.

4. Cdc Nghi quy6Uquy6t <I!nh cfia HQi ildng quin rri ndm20t7z

C6c Nehi Ouv6t:

Y/.

STTs6 ngnl quy6t/ euy6t alnh Ngiy ban

hdnhNQi dung

0 1/201 7A{Q-HEQT.FECON 03/01/2017 86 nhiOm girim d6c tdi chinh

2 02120 1 TAIQ-HDQT.FECON 04/01/2017Ban hdnh Quy chd quan lf vd sri dqngcon d6u

3 03/20 1 7i\rQ-HDQT.FECON 09/01/2017A.p dpng ldi su6t vay cho c6ng ty li0nkOt vd thdnh vi6n

4 04/20 I TArQ-HDQT.FECON 06/02t2017Phat hdnh c6 phii5u dO chuy6n d6i treiphi6u theo NQ cira DHDCE

5 05i20 1 7A{Q-HEQT.FECON t3/02/2017 Hop thudng kj'Qu1i IV/2016

o06/20 1 TAJQ-HDQT.FECON 13/02120t7

K6 ho4ch t6 chric DHECD thudngmen zuI I

707120 1 TAIQ-HDQT.FECON 15t02/2017

T! su6t lqi nhudn trudc thu6 t6i ttriCucta timg loai hinh dy rin

8 08/20 1 TAIQ-HDQT.FECON 28/02/2017 Thanh lQp Ban du 6n s6 5

909/20 1 TilIQ-HDQT.FECON 06/03/2017

Ban hdnh BQ quy ch6 truydn th6ng criaC6ng ty c6 pnan f'eCON

10l 0/201 TaIQ-HDQT.FECON 10/03t2017

Ban hanh chinh srich khuy6n khichkinh doanh

6

l11 1/201 TAIQ-HDQT.FECON 15/03/2017

Sria d6i PL01 Quy chri quan lli vd hoatcl6ng cia nguoi dai didn phdn v6n

12 I 3/201 TArQ-HEQT.FECON 13t04t2017Ndng tj, lQ so htu (room) crla nhd dAu

tu nu6c ngodi [€n 7 5%

I.] 141201 7A{Q-HDQT.FECON 13/04/201786 fiiQm Ph6 T6ng gi6m d6c L6

Quang Hanh

14 1 5/20 1 TArQ-HDQT.FECON 13/04/2017D6i t6n Ban PhAt tri€n dp rin thanhn ^i ., i ..^ban Dau tu va b0 nniem Gi6m d6c^luau u Nguyen Hoang Long

15 i61201 7A{Q-HDQT.FECON 13t04/20t7 Hgp thurng kj Qly U2017

t6 1 9/201 TAJQ-HDQT.FECON 26/0s/201',7 Thanh toan c6 ttc ndm 2016

17 20l20 1 7A,rQ-HDQT.FECON 26/05/2017Phuong 6n cho thu6 tdi chinh m6ym6c thit5t b!

18 2 1/201 TArQ-HDQT.FECON 30/0st2017 CQp nhSt bd sung Di6u 16 C6ng ty

t9 22 /20 1 7 INQ-HDQT.FECON 09t06t2017

Th6ng qua phuong an ph6t hanh c6phi6u d6 chuy6n d6i tr6i phii5u chuy6nd6i theo Nghi quydt 06/2014,A{e-DHDCE.FECON ngdy 15/3/2014 vdNghi quy6t zol20 1 5^{e-DHDCD.FECON ngdy 2414/2015 vitting v6n didu 16 C6ng ty

20 23l201 7A{Q-HDQT.FECON 27/06/2017Mi6n nhi6m chirc vg Trudng banChi6n luoc K6 hoach d6i v6i ba

Nguy6n Thi Tuytlt Thuong

2l 241201 7A{Q-HDQT.FECON 27/06t2017

Thay d6i chirc vu cta bd T.an OipuThfy: th6i dim nhi6m chric w GDNhdn sq vd git chirc vr; Trudng BanChi6n luqc Kt! hoach

22 2sl20 I 7A{Q-HEQT.FECON 19/06/2017Lua chgn don v! ki6m torin 86o c6o tdichinh ndm 2017

z) 26120 1 TArQ-HDQT.FECON 24/06t20r7Gia hqn thdi di6m d6o h4n Tr6i phi6uchuydn d6i ph6t hanh nam 2014

24 27 / 20 1 7 ft{ Q-HDQT. FEC ON 24/0st2017Phd duyQt chn truong vd kf HD ddnbU GPMB cho Du rin Nhd m6y Di€nmdt trdi Vinh H6o I

25 28/20 1 TAIQ-HDQT.FECON 28t06/201786 nhiQm Cidm d6c NhAn su D6 Thi

Qulnh

26 29l20 1 7/t{Q-HDQT.FECON 17 /7 /2017T6 chric Dai hQi ddng c6 d6ng b6tthudng ndm 2017

27 30/201 TArQ-HDQT.FECON 20t7/201786 nhiQm Quy6n Truong phdng Cungung

28 3 1/201 TAIQ-HDQT.FECON 25/7/2017 Thinh lQp Trung tim Thi6t bl FECON

29 32120 1 7A{Q-HDQT.FECON 18t8t2017Phuong rin vay v6n Ngdn hang TMCpQu6c ti5 Vict Nam

30 34120 1 TArQ-HDQT.FECON 3U08t2017Chdo brin c6 phitiu cho c6 il6ng hi6nhiru

JI 3si20 1 7A{Q-HEQT.FECON 31/8/2017Thdng qua hd so ddng k1i chdo brincho c6 <t6ng hi6n hiru

JZ 36i20 1 7n{Q-HDQT.FECON 8t9t2017Di6u chinh tj, lQ clai diQn phAn v6n cuaC6ng ty tai FCM

JJ 3 7/20 I TArQ-HDQT.FECON 22t9t2017Phuong 6n vay v6n tai C6ng ty TNHHcho thu6 Tdi chinh Qu6c t6 ViQt Nam

-t+ 38/201 TArQ-HDQT.FECON 301912017

86 nhiQm 6ng TrAn Trong Th6ng gitchric vu Ph6 Chir tlch Thudng trucHDQT C6ng ty c6 phAn FECONnhi6m kj' 2014-2018

35 39/201 TArQ-HDQT.FECON 30t9t2017

86 nhiQm T6ng gi6m d6c didu hanhC6ng ty c6 phdn FECON (Nguydn

Vdn Thanh)

36 40/20 I 7n,IQ-HDQr.FECON 30t9t2017

Ban hanh Quy dinh PhAn c6p th6mi ,^,

quyen phe duyQt cda C6ng ty cd phdn

FECON

37 41l201 7A{Q-HDQT.FECON 30/9/2017

Ban hanh Quy ch6 hoat dQng cria BanTr . rA ^^ ^ . lr ong gram ooc r ong ty co pnan

FECON

38 42i201 7A{Q-HDQT.FECON 3019120r7Thay d6i tdn phdng ban chric ndng

C6ng ty

39 43l20 1 TAJQ-HDQT.FECON 30191201786 nliCm Trudng phdng Kinh ttl DAu

rnau

40 44i20 1 TArQ-HDQT.FECON 05/1012017 Hop thudng kj' Qu;f III/2017

41 451201 7/NQ-HDQT.FECON 5/1012017Th6ng qua chri tru<rrg dAu tu DU an

Di6n mdt trdi Vinh Hno 6, giai doan 1

42 47 /20 17 INQ-HDQT.FECON 24/11/201'.7Vay v6n tai Ngdn hdng TMCP QuAndQi - Sd giao dich 1

43 48/20 1 TAIQ-HDQT.FECON 30n1/2017Tdi c6u truc khodn dAu tu tai T6np'"' - ".---;-'-;; :-,"': '=,

"""" "cong ry ru van [nle[ Ke gtao lnong van

tAi-CTCP

44 49l20 1 7A{Q-HDQT.FECON 4t12/2017

Triiin khai chi ti6t ngi dung, muc dichsrl dung v6n tir dot chdo b6n c6 phi6u

cho c6 d6ng hi6n hfru theo Ngh! quy6t

sO ::/ZOt ZnVq-DHECD.FECONngiry 191812017

45 s0/20 1 7n{Q-HDQT.FECON 21/1212017Ph6t hdnh Tr6i phi6u Doanh nghi€pndm2017

46 52i20 1 TAJQ-HDQT.FECON 27/12/201'7

-.i I r . ,. ..i, ^, ,

-,'l'ri6n khai chi ti6t nQi dung Tli 16 thuc

hi$n quydn trong dgt ch2ro brin c6,.i , i -^pnreu cno co oong nlgn nrru

s6 trigu NQi dung

28/02/2017Ong L0. Dflng th6i ldm ngudi <lai di6nphdn v6n tai FECON FARM

S6p nh{p D6i thi c6ng s6 2 ve DOi thic6ns s6 5 thdnh Ban du 6n sd 6

Thdnh lQp HQi d6ng ch6m so kh6o,.4 .. ..1Klen cat uen nam zu I /

H6 trq kinh phi ddo t4o Trudng PTTHY Ydn ndm hoc 2017-2018

Ban hdnh chinh s6ch nhdn sU COng tyndm 2018

I

4

1q

F

\3

T.FECONr chodi€n

Uy quy(ldm clai

FARM

6ng Nguypnan von

n Anh TuAntai FECON

Thay nQi dung dang ky' doanh

Thdnh lflp Ban tO chuc DHDCDnlen nam zu I /

Ct nhdn su di c6ns t6c

kinh doanh

Thay d6i nQi dung dAng k! doanh

Uy quydn dai dign Qudn lj v6n taiFCI

Ban henh chti

Ban hdnh chinh s6ch khuy6n khichkinh doanh

S6p nhfp Ban Nghi6n ciru Phat tri6nvdo Phdns KThay d6i nQi dung ddng kli doanh

Mua c6 oh6n chdo brin vd crl dai di€nv6n s6o cira UCC

Than! lQp Ban Td chric HQi nghi Sat16 dat-.Ifr qu6t vd giAi phrip cho su

tri6n b6n

Ct cloan nhdn su di c6ng tdc tai NhatB6n

Thanh lap HQi d6ng d6nh gi6lua chon-i ,.i , . ,ooc oreu nann

Thay d6i n6i dung ddng kj doanh

S6p nhap EQi thi c6ng s6 1 vd Ban Dgan s6 1 cria

02/2017 /QD. HDOT.FECON

03/20 I 7/OD-HEOT.FECON 01/03/2017

O 4 /20 I 7 I QD.HDOT. FECON22/03t2017

05 /20 1 7 I QD.HDOT.FECON 22t03t2017

07 12017 / OD-HDOT.FECON

09 /20 l7 / oD -HDOT.FECON

1 O I 20 1'I I QD -HEOT. FEC ON17 /712017

1 3 /20 t7 I OD -HDOT. FECON25t7t2017

1 4 /20 1 7 I QD -HDOT.FECON

I 6 I2O 17 / QE -HDOT. FECON

19 /20 I 7 / QD -HDOT. FEC ON311812017

20 /20 1 7 / QD -HEOT.FECON

21 /20 17 / QD -HDOT. FECON

22 /20 1 7 I OE -HDOT. FECONr51912017

23 I 20 17 / QD -HDOT.FECON1s/9/2017

24 /20 17 / OD -HDOT. FECON

2s /20 17 I OD -HDOT. FECON

26 / 20 | 7 I OD -HDOT.FECON16n0t2017

28 t 20 17 / OD -HDOT.FECON3/11/2017

29 /20 1 7 I QD -HDOT. FECON14/11/2017

30 /20 1 7 I QD.HDOT.FEC ON17 /11t2017

3 | I 20 1'/ / OD -HDOT.FECON20/12t2017

32 120 17 / OE -HDOT. FECON27/12/2017 Thdnh lQp HQi ddng thi dua khen

III. Ban kiOm so6t (NIm 2017)

l. Th6ng tin vd thinh vi6n Ban Ki6m sorit (BKS):

2, Hogt tlQng gi6m s{t cfia BKS d6i vd,i HDQT, Ban Girim tliic didu hirnh vi c6 d6ng

Ban ki6m so6t C6ng ty thUc hiQn nhi6m ru theo dring chirc ndng vd nhiOm vU <luqc quy dinh t4iDidu lQ t6 chrtc vd ho4t dQng C6ng ty. Ban ki6m soat duy tri hqp dinh k! hdng qui d6 d6nh giAtinh hinh c6ng vi€c cing nhu dd chn dQng thuc hi6n gi6m srit hoat ddng cia HQi cl6ng quan tri vdBan Gidm d6c trong vi€c thUc hi6n c6c Nghi quytit cira D4i hQi ddng c6 d6ng vi c6c Nghl quytltcria HQi d6ng quan tri vd kiilm sodt tuan thir ho4t clQng cria todn hd th5ng rrdn co sd cdc vf,n bAnqudn tri c6ng ty. Cy th€ ktit qua cdc cu6c hop ctra Ban ki6m so6t trong ndrr_ 2017 nhu sau.

0i0

E

€.1

STT Thinh vi0n BKS Chric vg Ngny bitiliu/kh6ng

cdn lh thdrnh

vi6n BKS

sii bu6ihqp BKStham du

Tf lQ thamdt. hqp

Lf dokh6ngtham

drr hqp

I -,.,,1rnam rru flongNhung

TrudngBan

24/4/201s 8 100%

2 Nguy6n Chi C6ng Thdnh vi6n 191412013 8 r00%

3 Bii Thanh Ting Thdnh vi6n 19t4t2013 8 100%

Thiri gian NQi dung

Quy 112017

. ThAm dinh B6o c6o tdi chinh hqp nh6t cia C6ng ty cho ki' k6 torin k6tthfc ngdy 31/1212016

o D6nh gi6 hoat clQng cira H6i ctdng qutur tri vd Ban di6u hanh n[m 2016. Dd xu6t lua chon danh s6ch dd xu6t don vl kiOm toan d6c l6p ndm2017

Qluj, II/20r7

. ThAm dinh 86o c6o tdi chinh hqp nhAt cia C6ng ty cho kj'kii toan ktltthfc ngdy 31/0312016

o Th6ng qua 86o c6o cira Ban Ki6m sorit tai Dai hOi ddng c6 d6ng c6d6ng thuhng ni6n nEnn 2017

" ' ' ^ ' ,< ..:. Ka soat. kiem tra va da,nh gia higu qud cia he thdng ki€m soiit n6i b6.qudn l.i rui ro

Qlu!, III|2017

o Thdrn dinh B6o c6o tii chinh hqp nl6t cira C6ng ty cho ky kC toan k6tthric ngdy 30/0612017

. Th6ng qua 86o c6o cria Ban ki6m so6t t4i Dai hdi d6ng C6 d6ng bdLt

thudng ndm 2017

o Rd so6t, kiiim tra vd clanh gi6 hi€u qud cna h6 th5ng ki6m so6t n0i bO,qu6n l,i rili ro

11

Quli IVi20l 7

!

a

ThAm dinh Beo c6o tii chinh hqp nhat cua C6ng ty cho kj,k6 to6n k6tthric ngdy 3010912017

,' l.iRd soiit, kiem tra vi danh giri hiQu qui cia h0 th6ng ki6m so6t nQi b0,qudn lf rti ro

3. Sg ph6i hgp hogt ttQng gifra BKS d6i v6i ho4t itQng cria HDQT, Ban Didu hinh C6ng tyvdr cdc cin bQ quin g khic:

Trong ndm 2017, gita Ban ki6m so6t v6i H6i ddng quan tri vi Ban didu hanh dd lu6n phoi hqpchat ch6 tr6n nguy6n tEc vi lgi ich cao nhAt cua C6ng ty, cta C6 d6ng, tudn thir ddy <tu cic quydinh cria Ph6p lu{t vd ciic quy chii quan tri c6ng ty. HQi ddng quan tri vd Ban diAu hanh lu6n taodi6u kiQn thuQn loi cho Ban ki6m so6t trong qu6 trinh thuc hiQn chirc ndng, nhiQm vu, quyAn h4ncia minh.

Ngodi ra, Ban ki6m so6t thudng xuy6n trao diii c6ng vi6c gita c6c thdnh vi6n trong Ban, tham gia

cuQc hgp vdi HQi d6ng quan tri, Ban di€u hdnh C6ng ty, don vi ki6m todn dQc l{p, bQ ph{n ki0mto6n n6i bQ, c6c don vi tu vAn d6 hodn thanh nhi6m vu ki6m tra, gi6m s6t vd dua ra khuy6n ngh!trong ndm 2017 theo quy dlnh cta phrip lu{t, diAu lQ C6ng ty nhu sau:

- Gi6m s6t vi6c thuc hiQn c6c nghi quytit cua Dei hQi ddng cd d6ng;

- Gi6m sdt ho4t <lQng vd viQc tudn tht theo quy <linh cta Phdp ludt vd didu lC d6i vdi HOiri -.). , . ,d6ng qud,n tri. Ban di6u hdnh C6ng ty:

- ThUc hipn ki6m to6n n6i bO tai c6c don vi trong hd thdng FECON, Thdm dinh bdo c6o tdichinh dinh kj,cira FECON;

- Giem srit sg bi6n d6ng vd tinh hinh n6m giii c6 phAn FECON cria nhtng c6 d6ng l6n vdnguoi c6 li6n quan cta thdnh vi6n HQi ddng quan tri, Ban ki6m so6t, Ban didu hanh;

- C6c cdng vi6c kh6c theo quyi5t dinh cria Dai hdi ddng c6 d6ng, quy dinh cria Di6u lQ,

Trong ndm 2017,8an ki6m so6t cfrng kh6ng nhQn duqc don thu ydu cAu hodc khi6u nai ndo cria

CO dOng.

4. HoSt dQng khric cfra BKS (n6u c6): Khdng

IV. Diro tgo vd quin tri cdng ty:

C6c thdnh vi6n H6i d6ng qudn tri vd Ban Ki5m so6t C6ng ty da tham gia kh6a ddo t4o vd du-o. c

c6p chung chi ddo tao uA quan tri C6ng ty cria Uy ban chimg khoan nhd nu6c ld 07 thdnh vi6nHDQT. bao gdm: 6ng Pham Vi{t Khoa.6ng Ha Th6 Phuong.6ng Tran Trong Thing.6ng Hd Th6L6ng, 6ng Pham Qu6c Hing, 6ng Nguy6n Quang Hai, dng Hd Cuu Long; vd 2 thanh vi6n Banki6m so6t ld Nguy6n Chi C6ng, Bti Thanh Ting. BOn canh d6, fti toan trudng, ngudi dai diqnCBTT Cdng ty vd thanh viOn cria Ban Ph6p Ch6 - Thu kf cffng dd tham gia vd duoc c6p chimgchi.

Cdng ty ctng thudng xuy6n t6 chric C6c kh6a ddo tao nQi b0 thuong kj'li6n quan d6n k! nang

quan l1i vd hoat dQng cria C6ng ty.

t2

V. Danh srich vd ngudi c6 li6n quan cria c6ng ty ni6m y6t theo quy ilinh t4i kho6n 34 Didu 6

Lu$t Chf'ng khodn (86o cdo nim 201\ vn giao dich cta nguoi c6 li6n quan cia cdng ty vrfichinh Cdng ty:

1. Danh sich vd nguiri c6 li0n quan crta cdng ty:

Chi tiAt Mi phtt luc dinh kim

2, Giao dlch gita C6ng ty v6ri nguoi c6 ti6n quan cia Cdng ty ho{c gifra Cdng ty vfi c6 tl6ngl5m: kh6ng c6

3. Giao dich gifra ngucri nQi bQ cdng ty ni6m y6t, ngutri c6 li6n quan cria ngudi nQi bQ vrfic6ng ty con, cOng ty do c6ng ty ni6m y6t nim quydn ki6m soit: Kh6ng c6

4, Giao dich gifta c6ng fy vrfi cric d6i tuqng khric: Kh6ng c6.

4.1. Giao dich giira c6ng ty v6i cdng ty md thdnh vi6n HEQT, thenh vi6n Ban Kitlm sorit, Gi6md6c (T6ng Girim d6c) didu hdnh dd vd dang ld thdnh vi6n s6ng ldp ho4c thdnh vi6n HDQT, Gi6md6c [6ng ci6m d6c) didu hdnh trong thni gian ba (03) ndm trd l4i day (tinh tai rhdi di6m gp b6oc6o): Kh6ng c6

4.2. Giao dich gita c6ng ty vdi cdng ty md ngudi c6 li6n quan cria thdnh vi6n HEQT, thanh vi0nBan Ki6m soat, ci6m d6c [6ng Girim d6c) dicu htul h thanh vi6n HDeT, Girim d6c G6ng

rI \ r.i 'uram ooc) oleu nann: Knong co

4.3. CAc giao dich khdc cria c6ng ty (niiu c6) c6 th€ mang l4i lgi ich v{t ch6t hoqc phi vflt ch6t d6ivdi thanh vi6n HDQT, thdnh vi6n Ban Kii5m so6t, Gi6m ddc (T6ng Gi6m d5c) di6u hdnl: Khdngc6

VI. Giao dlch c6 phi6u cia nguiri nQi bQ vn nguoi li6n quan cia ngucri nQi bQ @6o c{o nim2017\

1. Danh s6ch ngudi nQi b0 vd ngudi c6 li6n quan cria ngudi nQi bQ:

^'. '': ,Lnl Itet Mt Dnu luc dtnn Kem

Z. Ciao aictr cira ngudi nQi bQ vd ngudi c6 li6n quan tl6i v6i c6 phi6u cta c6ng ty ni6m y6t:

STT

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hiQn giao d!ch

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li6n quan0.106

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li6n quan I 1,0000.020

1,0000.002

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Ngudin6i b6 604,384

1.112404,384

0.744Bdn c6

pnleu

6Hd ThC H6ng

Ngu<ri c6

li6n quan 72,5940.134

27,5940.050

Ban c6

pnleu

7

Hd Thi Chin

Ngudi c6

li0n quan 6,700

0.012

1,000

0.002

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mua co

pnleu

8Ha Thi HdngVan

Ngudi c6

li0n quan 4,5t40.008

40.000

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pnleu

9Hd HAi Y6n

Ngucri c6

li6n quan 4,8140.009

40.000

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10Bii Thanh

TingNgudinQi bQ t69,359

0.31213 8,3 59

0.255B6n c6

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11Phung NguyQt

HA

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li6n quan 19,0420.035

20.000

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VlL Cric v6n ditcin lnu j kh6c: Kh6ng c6

PHAMVIPTKHOA

cONG TY cO Pn4.x nncoN cgNc noA xA HOr cHtr NGHIA vrTT NAMDQc l$p - TF do - II4nh phric

DANII SACH CO DONG NQI B8 VA NITTING NGTIOI C6 LfrN QUAN

Din h6t ngay 3I /t 2/2017

Me C6 phi5u: FCN

Danh s6ch tlinh kdm 86o c6o Quan tri quan tri nim 201 7. 56: +U2018/CV-TC.FECON

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o/o

I IIQi Ddng Quin Tri:

I Pham Vi6t Khoa 3.770.390 6,93

Ngndi cd liin quan:

I.I rnqm lTong 255.200 0,46

Hd Th! Tuy6n 0 U

1.3 LA Thi Thu Hd 334 0,0006

1.4 Phqm LA Hd Anh 0

Pham LA Hd An 0

1.6 Phqm Quaic Hitng 572.920 1,05

1.7 Phqm Thi Minh Hoa 11.031 0,02

2 IIi ThG L,Qng

404.3840,74

STT Hg vi t6n Chfrc vg /Quan hQ

Dla chi s5 clrnot nachi5u

NgiLy cip N<ri cdpso co pnan

nam grurirc

V"

Ngroi cti lidn quan:

2.1 Nguydn inh Tuyit 3.768 0,006

2.2 Hd Huy Phong

2.3 Hd Mqnh Timg

2.4 Hd Thi Tryiin

2.5 Hd Thd Hing 27.954 0,051

2.6 Hd Thi Bich 5 0

2.7 Hd Thi Biin I 0

2.8 Hd Tlu! Phuong 654.699 1,20

2.9 Hit Thi Tdm 1.000 0,002

2.10 Hd Thi Chin 1.000 0,002

2.1 1 Hd Th! LiJ Trin Trgng Thing 774.257 r42

Ngrdi cd li€n quan:

3.1 Hd Thi Minh Chdu 0

3.2 Nguydn H6ng Nhung 0

3.3 Trdn Gia Ktunh 0

3.4 Tn)n Giang Nam 0

3.5 Trdn Thi Y6n Thoa 0

4 Hn Th6 Phrrdng 654.699 r20

Ngttdi cd lidn quan:

Phan Thi Kim Minh

Hd Thi tu)ng Vdn

ns t ne LQng

Ph4m Quiic Hirng

Nguydn Tin Hidu

Nguydn inh Tuy€t

Takano Satoshi

LA Thi Tuyrit Htnng

Li Dai Cdc Phrqng

STT IIg vi t6nChfrc vg /Quan hQ

Dla chi56 CMND/HO

chi6uNgiry c6p Nci cdp

s5 c6 phinnim gifr

rirco

Ngndi cd li2n quan:

9.1 Phimg Httu Tri 0 0

9.2 Ng4t4n Th! NgtryQt

9.3 Nguy4n Th! Hodng Hd

9.4 Phitng Thu Trd

1.5 Phitng Thu Trang

1.6 Phimg NguyQt Hd 2 0

II Ban Ki6m Sodt:

I Ph4m Thi HiingNhung

Ngndi cd fiAn quan:

1.1 Ph4m D re Ndng

1.2 Ng4tin Th! HuO

t -J -.;fn4m nong lrtang

STT Hg vir t6nChftc vrl /Quan hQ

Dia chi56 CMND/H6

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1.4 Phqm H6ng Khdnh An Con gii f6 6 phurmg Mai DQng, Hodng Mai, HdN6i

Kh6ng a5 Kh6ng c6 Kh6ng c6/

2 Bii Thanh Ting 138.J59 02s

Ngtrdi cti lidn quan:

2.1^; ^,-^lran thr lung

2.2 LO Th! Thu Hwng

2.3 Biti LA Trang Nhung

2.1 B i LA Timg Linh

2.5 B i Thi KimAnh

2.6 Bili Thi kich

Nguy6n Chi C6ng 594.677 1,09

Ngrdi cd li2n quan:

J.1 Trdn Th! Chdt

3.2 Phimg Thi Bich Ngpc

3.3 Ngtydn Khinh Linh

3.4 Nguydn Tri Dfing

.t;1i

.0

STT IIg vir t€nChfrc vg /Quan hQ

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3.5 Nguydn Anh Tutin

3.6 Nguy1n QuyAt Tien

Nguy€n Trmg Thdnh

-t.8rr ; d' r,:tvguyen t nuy nang

3.9 Nguyin Dilrc Bikg

m Cd <I6ng nQi bQ:

I TrAn Phrmng

Ngndi ai li€n quan:

1.1 NguyAn Thi Vinh

1.2 Tr<in Ydn Luynh

1.3 NguyOn Thu Trang

1.1 -; ^ ^Iran uuan

2 Nguy6n H6ng LuyQn 12.913 o2s

Ngnli cd fiAn quan:

Nguy€n Vdn Thi

2.2 Phqm Th! Ut

Phqm Th! H6ngPhwrnp

2.4 Nguy2n Nguy€n Ldm

STT IIg vi t6n Chtfrc vg /Quan hQ

Dia chi s6 CMYD/H6chi6u

Ngiy cip Noi cip 56 c6 phinnim gifr

rirc

2.5 Nguy€n Vdn Long

2.6 NguyAn Thi Yiln

JNguy6n VinThanh 30.013 0,05

Ngndi cd IiAn quan:

-;---- . -

Nguy€n Xudn Di€u 0;03.1

3.2 Pham Thi Nga

3.3 Ngyan Thi Thily

2,1 Nguydn Th! Hodi

3.5 Nguy€n ffit Nam

3.6Ngty€n Hodi BdoNgpc

4T4 C6ng ThanhVinhNgudi c6 fiAn quan:

4.1Pham Thi ThanhThuyNg6 Phaong H6ngThily

Tq C6ng Uy Long

SNguy6n Thi NggcLinh 0 0

Ngudi cd IiAn quan:----- --:-

NguyAn Qu6c Thdng 005.1

5.2 Phan Thi Ldi 0 0

5.3 Nguydn Ddrc Long 0 0

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Mu6n Vdn Thdng

56 4 Ngd 84 Dudrng Gi:ip Bdt,Hoirng Mai, Hi NQi 011831912

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Hg vd t6n

Nguy€n Khdnh Chi

Chrirc vg /Quan hQ

Sii cii phAnndm gifr

Nguy6n Hoirng Long

NguyAn Thi Thtuin

Ngtgt€n Thi Hd

Phan Thi Win Anh

PHAM VIET KHOA