high-voltage engineering - cern voltage engineering enrique gaxiola many thanks to the electrical...

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High-voltage engineering E. Gaxiola CERN, Geneva, Switzerland Abstract High-voltage engineering covers the application, the useful use and proper working of high voltages and high fields. Here we give some introductory examples, i.e., ‘septa’ and ‘kicker’ at the Large Hadron Collider (14 TeV), the Super Proton Synchrotron (450 GeV) and the Proton Synchrotron (26 GeV) ac- celerators as found at the European Orginization for Nuclear Research (CERN) today. We briefly cover the theoretical foundation (Maxwell equations) and aspects of numerical field simulation methods. Concepts relating to electrical fields, insulation geometry and medium and breakdown are introduced. We discuss ways of generating high voltages with examples of AC sources (50/60 Hz), DC sources, and pulse sources. Insulation and breakdown in gases, liquids, solids and vacuum are presented, including Paschen’s law (breakdown field and streamer breakdown). Appli- cations of the above are discussed, in particular the general application of a transformer. We briefly discuss measurement techniques of partial discharges and loss angle tan(δ). The many basic high-voltage engineering technology aspects — high-voltage generation, field calculations, and discharge phenomena — are shown in prac- tical accelerator environments: vacuum feed through (triple points), break- down field strength in air 10 kV/cm, and challenging calculations for real prac- tical geometries. Exceptionally, the series editor decided that this contribution could be published in the form of a reproduction of the author’s transparencies. 113

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Page 1: High-voltage engineering - CERN Voltage Engineering Enrique Gaxiola Many thanks to the Electrical Power Systems Group, ... Generation of High Voltages AC Sources ... (Marx Generator)

High-voltage engineering

E. GaxiolaCERN, Geneva, Switzerland

AbstractHigh-voltage engineering covers the application, the useful use and properworking of high voltages and high fields. Here we give some introductoryexamples, i.e., ‘septa’ and ‘kicker’ at the Large Hadron Collider (14 TeV), theSuper Proton Synchrotron (450 GeV) and the Proton Synchrotron (26 GeV) ac-celerators as found at the European Orginization for Nuclear Research (CERN)today.

We briefly cover the theoretical foundation (Maxwell equations) and aspectsof numerical field simulation methods. Concepts relating to electrical fields,insulation geometry and medium and breakdown are introduced. We discussways of generating high voltages with examples of AC sources (50/60 Hz), DCsources, and pulse sources.

Insulation and breakdown in gases, liquids, solids and vacuum are presented,including Paschen’s law (breakdown field and streamer breakdown). Appli-cations of the above are discussed, in particular the general application of atransformer.

We briefly discuss measurement techniques of partial discharges and loss angletan(δ).

The many basic high-voltage engineering technology aspects — high-voltagegeneration, field calculations, and discharge phenomena — are shown in prac-tical accelerator environments: vacuum feed through (triple points), break-down field strength in air 10 kV/cm, and challenging calculations for real prac-tical geometries.

Exceptionally, the series editor decided that this contribution could be published in the form of areproduction of the author’s transparencies.

113

Page 2: High-voltage engineering - CERN Voltage Engineering Enrique Gaxiola Many thanks to the Electrical Power Systems Group, ... Generation of High Voltages AC Sources ... (Marx Generator)

CAS on Small Accelerators

High Voltage EngineeringEnrique Gaxiola

Many thanks to the Electrical Power Systems Group, Eindhoven University of Technology, The Netherlands& CERN AB-BT Group colleagues

Introductory examples

Theoretical foundation and numerical field simulation methods

Generation of high voltages

Insulation and Breakdown

Measurement techniques

CAS on Small Accelerators

Introduction E.Gaxiola:Studied Power EngineeringPh.D. on Dielectric Breakdown in Insulating Gases;

Non-Uniform Fields and Space Charge EffectsIndustry R&D on Plasma Physics / Gas DischargesCERN Accelerators & Beam, Beam Transfer,Kicker Innovations:• Electromagnetism• Beam impedance reduction• Vacuum high voltage breakdown in traveling wave

structures.• Pulsed power semiconductor applications

E. GAXIOLA

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CAS on Small Accelerators

CERN Septa and Kicker examples

• Large Hadron Collider14 TeV

• Super Proton Synchrotron450 GeV

• Proton Synchrotron26 GeV

Septum: E ≤ 12 MV/m T = d.c.l= 0.8 – 15m

Kicker: V=80kVB = 0.1-0.3 T T = 10 ns - 200µsl=0.2 – 16m

RF cavities: High gradients, E ≤ 150MV/m

PS

LHC

SPS

PS ComplexPS

LHC

SPS

PS Complex

4 x MKQAV

4 x KKQAH

4 x MKI

30 x MKD

12 x MKBV

8 x MKBH

4 x MKI

4 x MKE

4 x MKP

MKQH

2 x MKDV

3 x MKDH

MKQV

5 x MKE

9 x KFA71

3 x KFA79

4 x KFA45

4 x KSW

4 x EK5 x BI.DIS

2 x TK

PS

LHC

SPS

PS ComplexPS

LHC

SPS

PS Complex

4 x MKQAV

4 x KKQAH

4 x MKI

30 x MKD

12 x MKBV

8 x MKBH

4 x MKI

4 x MKE

4 x MKP

MKQH

2 x MKDV

3 x MKDH

MKQV

5 x MKE

9 x KFA71

3 x KFA79

4 x KFA45

4 x KSW

4 x EK5 x BI.DIS

2 x TK 9 x KFA71

3 x KFA79

4 x KFA45

4 x KSW

4 x EK5 x BI.DIS

2 x TK

Reference [1]

CAS on Small Accelerators

PS septa SEH23

Voltage: 300 kV

SPS septa ZS

HIGH-VOLTAGE ENGINEERING

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CAS on Small Accelerators

• SPS injection kicker magnets

30 kV

spacers

beam gap

magnets

ferrites

CAS on Small Accelerators

Courtesy: E2V Technologies

Magnets

• SPS extraction kickers

60 kV

72 kV30 kV

Power Semiconductor Diode stackThyratron gas discharge switches

GeneratorsPulse Forming Network

E. GAXIOLA

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CAS on Small Accelerators

• Maxwell equations for calculatingElectromagnetic fields, voltages, currents– Analytical– Numerical

CAS on Small Accelerators

Breakdown

ElectricalFields,

GeometryMedium

Insulation andBreakdown

High fieldsField enhancement Field steering

Charges in fieldsIonisationBreakdown

GasLiquidsSolidsVacuum

HIGH-VOLTAGE ENGINEERING

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CAS on Small Accelerators

-CSM (Charge Simulation Method): (Coulomb)

Electrode configuration is replaced by a set of discrete charges

- FDM (Finite Difference Method):

Laplace equation is discretised on a rectangular grid

- FEM (Finite Element Method): Vector Fields (Opera, Tosca), Ansys, Ansoft

Potential distribution corresponds with minimum electric field energy (w=½εE2)

- BEM (Boundary Element Method): IES (Electro, Oersted)

Potential and its derivative in normal direction on boundary are sufficient

NUMERICAL FIELD SIMULATION METHODS

CAS on Small Accelerators

Procedure FEM1. Generate mesh of triangles:

2. Calculate matrix coefficients:

3. Solve matrix equation:

4. Determine equipotential lines and/or field lines

[ ] ( )AS jiij αα ∇⋅∇=

[ ] 0=⎥⎦

⎤⎢⎣

p

fkpkf U

USS

Procedure BEM1. Generate elements along interfaces

2. Generate matrix coefficients:

3. Solve matrix equation:

4. Determine potential on abritary position:

∫∫ =∂

∂=jj S

iijS

iij dsrGds

nrH ln,ln

( ) ∑∑==

=−n

jjij

n

jjijij QGUH

11

πδ

⎟⎟⎠

⎞⎜⎜⎝

⎛−

∂∂= ∑ ∫∑ ∫

==

n

j Sj

n

j Sj

jj

rdsQdsn

rUyxU11

00 lnln21),(π

E. GAXIOLA

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CAS on Small Accelerators

Generation of High Voltages• AC Sources (50/60 Hz)

High voltage transformer (one coil; divided coils; cascade)Resonance source (series; parallel)

• DC SourcesRectifier circuits (single stage; cascade)Electrostatic generator (van de Graaff generator)

• Pulse sourcesPulse circuits (single stage; cascade; pulse transformer)Traveling wave generators (PFL; PFN; transmission line transformer)

CAS on Small Accelerators

Cascaded High voltage transformer

1: primary coil2: secondary coil3: tertiary coil

900 kV400 A

Courtesy: Delft Univ.of Techn.

HIGH-VOLTAGE ENGINEERING

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CAS on Small Accelerators

L R

C

Equivalent Circuit:

C

L

L

L

cap.deler

testν

Resonance Source

+ Waveform: almost perfect sinusoidal

+ Power: 1/Q of “normal” transformer

+ Short circuit: Q→0 results in V→0

- No resistive load2

002

0

)(1)(

ωωωωωωω−+

=Q

QH

CL

RQ

LC1and1

0 ==ω

900 kV100 mA

Courtesy: Eindhoven Univ.of Techn.

CAS on Small Accelerators

Cascaded Rectifier(Greinacher; Cockcroft - Walton)

max2nVVDC =Cn

Cn`

Dn

Dn`

C1

C1`

D1

D1`

C2

C2`

D2

D2`

Cn-1

Cn-1`

Dn-1

Dn-1`

stage 1

stage n

stage n-1

stage 2

nn`

22`

11`

amplitude: Vmax

VDC

Reduce δV (~n2) and ∆V (~n3) by:larger C’s (more energy in cascade)higher f (up to tens of kilohertz)

Voltage: 2 MV

Courtesy: Delft Univ.of Techn.

E. GAXIOLA

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CAS on Small Accelerators

G

C2

R1

C1 R2

U(t)V0

Single-Stage Pulse Source

( )12 //0)( ττ tt eeVtU −− −=

if C1 >> C2 and R2 >> R1rise time: τ1=R1C2discharge time: τ2=R2C1

spark gaps

02

2

=++ bUdt

dUadt

Ud

2211212211

1;111CRCR

bCRCRCR

a =++=

t

U

“LC”-oscillations

τ1 (front)τ2 (discharge)

Standard lightning surge pulse: 1.2 / 50 µs

60 kV1 kA

Courtesy: Eindhoven Univ.of Techn.

CAS on Small Accelerators

Cascade Pulse Source(Marx Generator)

DCpulse VnV ⋅=

C``

R2`

R`

C1`

R2`

R2`

R2`

C1`

C1`

C1`

R`

R`

R`

stage 1

stage 2

stage 3

stage n

VDC

G1

G2

G3

Gn

B1

A1

B2

A2

B3

A3

Bn

An

C`

Vpulse

Total discharge capacity: 1/C1=∑1/C1’Front resistance: R1=R1”+∑R1’Discharge resistance: R2=∑R2’

R1: front resistor

R2: discharge resistor

R1`

R2`

R`

R1``

C1`

R1`

R1`

R1`

R2`

R2`

R2`

C1`

C1`

C1`

R`

R`

R`

VDC

900 kV100 mA

Courtesy: Kema, The Netherlands

HIGH-VOLTAGE ENGINEERING

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CAS on Small Accelerators

GC2

R1

C1R2

U2

U1

resistivity neglected

I1

I2

dtdtU 1

1 )( Φ=dt

dtU 22 )( Φ=

Pulse Source with Transformer

0:secondary

0:primary

221

2

222

2

22

122

2

121

2

11

=+−

=+−

Idt

IdMCdt

IdCL

Idt

IdMCdt

IdCL

011121

2222211

2

12

2

1

222

111 =−⎟⎠⎞

⎜⎝⎛ −⎟⎠⎞

⎜⎝⎛ −⇒⎟⎟

⎞⎜⎜⎝

⎛=⎟⎟

⎞⎜⎜⎝

⎛⎟⎟⎠

⎞⎜⎜⎝

⎛−

−CCMCLCL

ii

ii

CLMCMCCL

ωωω

)//(111

11,

)(11

'212211

22'2112211

1CCLCLCLkCCLCLCL eq

=+−

≈+

=+

≈ ωω

Eigen frequencies from characteristic equation:

Approximation: transformer almost ideal: k=M/√(L1L2)→1

slow oscillation fast oscillation

Voltage: 300 kV

CAS on Small Accelerators

charge cable load cableS

R

VDC

Z

Pulse Forming Line / Network

Transmission Line Transformer

S

ZVDC cables

parallel cables in series

amplitude: ½VDC

duration: 2L/v

Courtesy: Eindhoven Univ.of Techn.150 kV1 kA

80 kV, 10 kA, T=20ns - 10µs

E. GAXIOLA

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CAS on Small Accelerators

Insulation and Breakdown• In Gases Ionisation and Avalanche Formation

Townsend and Streamer BreakdownPaschen Law: Gas TypeBreakdown Along InsulatorInhomogeneous Fields, Pulsed Voltages, Corona

• Insulating Liquids

• Solid InsulationBreakdown types, Surface tracking, Partial discharges, Polarisation, tan δ

• Vacuum InsulationApplications, Breakdown, Cathode Triple-Point, Insulator Surface Charging, Conditioning

CAS on Small Accelerators800kV South Africa

400kV400kV Geertruidenberg,The Netherlands

HIGH-VOLTAGE ENGINEERING

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CAS on Small Accelerators

Townsend’s 1st ionisation coefficient αOne electron creates α new electrons per unit length

A + e → A+ + 2e

ne(x=d) = n0eαd

α/p = f (E/P)

1st free electron• Cosmic radiation• Shortwave UV• Radio active isotopes

Free path, effective cross-section

In air:≈ 2.5 x 1019 molecules/cm3

≈ 1000 ions/cm3

≈ 10 electrons/cm3

E

1st

electron

New 1st

electronSecondary γ

Photon or ion

Avalanche-----+

+

+

++

• Electro-negative gassesAttachment η of electrons to ions

electrons: ne(x=d) = n0e(α -η)d

negative ions:]1[n)( )(o −

−== −

−dedxn ηα

ηαη

α-η vs. E/p1.) air2.) SF6

Reference [3]

Avalanche ≠ Breakdown;creation of secondaries

Townsend’s 2nd ionisation coefficient γone ion or photon creates γ new electronsat cathode ne = γn0(eαd-1)

Breakdown if: # secondary electrons ≥ n0αd ≥ ln(1/γ + 1)

steep function of E/p eαd very steep (E/p)critical and Vdwell defined γ of weak influence

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CAS on Small Accelerators

Paschen law / breakdown field

1: SF62: air3: H24: Ne

• Townsend breakdown criterion αd = K:with A=σI/kT

B=ViσI/kT

Ed and Vd depend only on p*d p: pressure d: gap length

ln(Apd/K)B

pEd =

ln(Apd/K)BpdVd =

Typically practicallyEbd= 10 kV/cmat 1 bar in air

• Small p*d, d<< λ: few collisions, high field required for ionisation• Large p*d, d>> λ: collision dominated, small energy build-up, high Vd

Reference [2] Vbd,Paschen min, air ≈ 300 V

CAS on Small Accelerators

Streamer breakdownE0

E0

E0 + Eρ

Space charge field Eρ ≈ E0• Field enhancement

extra ionising collisions (α↑)• High excitation ⇒ UV photonswhen 1 electron grows into ca. 108

then Eρ large enough for streamer breakdown (ne ≈ 2·108 in avalanche head)

Result:• Secondary avalanches, directional effect (channel formation)• Grows out into a breakdown within 1 gap crossing (anode and/or cathode directed)

Characteristic:• Very fast • Independent of electrodes (no need for electrode surface secondaries)• Important at large distances (lightning)

HIGH-VOLTAGE ENGINEERING

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CAS on Small Accelerators

Townsend, unless:

• Strong non-uniform field(small electrodes, few secondary electrons)

• Pulsed voltages– Townsend slow, ion drift, subsequent gap transitions– Streamer fast, photons, 1 gap transition

• High pressure– Less diffusion

Eρ high– photons absorbed

in front of cathode– positive ions

slower

• Townsend: αd ≥ ln(1/γ + 1) ≈ 7...9(γ ≈ 10-4...10-3)

• Streamer: αd ≥ 18...20

Laser-induced streamer breakdown in air.

Courtesy: Eindhoven Univ.of Techn.

CAS on Small Accelerators

Breakdown along insulator • Surface charge• (Non-regular) surface conduction• Particles / contaminations on surface• Non-regularities (scratches, ridges)

⇒Field enhancement⇒ Increased breakdown probability

Prebreakdown along insulatior in air.Courtesy: Eindhoven Univ.of Techn.

Reference [2]

E. GAXIOLA

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CAS on Small Accelerators

Breakdown at pulse voltages;time-lag

ts, wait for first elektrontf, breakdown formation• Townsend or Streamer

Short pulses, high breakdown voltage

Reference [2]

CAS on Small Accelerators

Non-uniform fields; Corona

Breakdown conditions:• Global Full breakdown• Local Streamer breakdown

Partial discharge

Non-uniform field:• Discharge starts in high field

region• ....and “extinguishes” in low

field region

Reference [2]

HIGH-VOLTAGE ENGINEERING

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CAS on Small Accelerators

Corona- Power loss; EM noise- Chemical corrosion+ Useful applications

10 ns

20 ns

30 ns

40 ns

Transmission line transformerCourtesy: Eindhoven Univ.of Techn.

Pulsed corona discharges:• Fast, short duration HV pulses• Many streamers, high density• Generation of electrons, radicals,

excited molecules, UV• E.g. Flue gas cleaning

Solid insulationBreakdown field strength:• Very clean (lab): high• Practical: lower due to imperfections

– Voids– Absorbed water– Contaminations– Structural deformations

Requirements:• Mechanical strength• Contact with electrodes and

semiconducting layers• Resistant to high T, UV, dirt,

contamination, rain, ice, desert sand

Problems:• Surface tracking• Partial discharges

– In voids(in material or at electrodes, often created at production).

AnorganicNatural

Synthetic

Quartz,mica,glasPorcelain

Al2O

3

Disc insulatorFeedthrough

Spacer

Paper + OilCable

Capacitor

SyntheticOrganic

Polymerisation

PolyetheleneHD,LD,XL – PE

TeflonPolystyrene, PVC,

polypropene,etc

Spec. properties:

Moisture contenthigh T

lossesbonding

EpoxyHardener

FillerMoulding in mold

Types of solidinsulation materials

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CAS on Small Accelerators

Surface trackingRemedies:• Geometry• Creeping distance (IEC-norm)• Surface treatment (emaillate, coating)• Washing

Vacuum insulation

Applications:• Vacuum circuit breaker• Cathode Ray Tubes / accelerators• Elektron microscope• X-ray tube• Transceiver tube

What is vacuum?• “Pressure at which no collisions

for Brownian “temperature”movements of electrons”

• λ >> characteristic distances• E.g. p = 10-6 bar, λ = 400 m

Advantages:• “Self healing”• No dielectric losses• High breakdown fieldstrength• Non flammable• Non toxic, non contaminating

Disadvantages:• Requires hermetic containment

and mechanical support• Quality determind by:

– electrodes and insulators– Material choice, machining– Contaminations, conditioning

HIGH-VOLTAGE ENGINEERING

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CAS on Small Accelerators

Characteristics of vacuum breakdownNo 1st electron from “gas”• Cathode emission

– primary: photoemission, thermic emission, field emission, Schottky-emission

– secondary: e.g. e- bombarded anode → +ion collides at cathode → e-

No breakdown medium• No multiplication through collision ionisation• Medium in which the breakdown occurs has to be created

(“evaporated” from electrodes, insulators)

Important: prevent field emission• Keep field at cathode and “cathode triple point” as low as

possible• Insulator surface charging, conditioning

CAS on Small Accelerators

14

01

ConditioningInsulator surfacecharging

Conditioningeffect lostwhen chargecompensated

Breakdown vs.field cathode-triple-point

# Conditioning breakdowns neededto reach 50kV hold voltage

Courtesy: ESTEC / ESA

Ref [12]

E. GAXIOLA

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Insulating liquids

• Transformers• Cables• Capacitors• Bushings

Requirements:• Pure, dry and free of gases• εr (high for C’s, low for trafo)

(demi water εr,d.c. = 80)• Stable (T), non-flammable,

non toxic (pcb’s), ageing, viscosity

Courtesy: Sandia labs, U.S.A.

• No interface problems

• Combined cooling/insulation

• “Cheap” (no mould)• Liquid tight housing

Applications:

CAS on Small Accelerators

Breakdown fieldstrength:• Very clean (lab): high 1 - 4 MV/cm (In practice much lower)• Important at production:outgassing, filtering, drying• Mineral oil (“old” time application, cheap, flammable)• Synthetic oil (purer, specifically made, more expensive)

– Silicon oil (very stable up to high T, non-toxic, expensive)• Liquid H2, N2, Ar, He (supra-conductors)• Demi-water (incidental applications, pulsed power)• Limitation Vbd:

– Inclusions: Partial discharges Oil decomposition → Breakdown– Growth (pressure increase) – “extension” in field direction”

• Particles drift to region with highest E → bridge formation → breakdown

+

-

+

-

+

-

HIGH-VOLTAGE ENGINEERING

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Transformer:• Mineral oil: Insulation and cooling

• Paper: Barrier for charge carriers and chain formation– Mechanical strength

• Ageing– Thermical and electrical (partial discharges)– Lifetime: 30 years, strongly dependent on temperature, short-circuits, over-

loading , over-voltages– Breakage of oil moleculs, Creation of gasses, Concentration of various gas

components indication for exceeded temperature (as specified in IEC599)

• Lifetime– Time in which paper looses 50 % of its mechanical strenght– Strongly dependent on:

• Moisture (from 0.2 % to 2 % accelerated ageing factor 20)• Oxygen (presence accelerates ageing by a factor 2)

CAS on Small Accelerators

Partial discharges• UV, fast electrons, ions, heat• Deterioration void:

– Oxidation, degradation through ion-impact– “Pitting”, followed by treeing

• Eventually breakdown

Acceptable lifetime? Preferably no partial discharges.

• High sensitivity measurements on often large objects

• Qapp ≠ Qreal, still useful, because measure for dissipated energy, thereby for induced damage

• relative measurement

Measurement techniques

AC voltage phase resolveddischarge pattern detection Type of defect

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Partial discharges

Cc

ab

c

Rdamp

ACsource

Test object

Zm, often RLC

• Qapp gives it (Qapp = ∫ itdt)• Cc gives it if Cc>>Cobject

• Calibration through injecting known charge

• Measure with resonant RLC circuit:– Excitation by short pulse it– No 50 Hz problem– V = q/C exp(-αt) cosβt - α/β sinβt

α=1/(2RC) β=[1/(LC) - α2]-1/2

it

V

ab

c

V

ab

c

a >> b << c

V- δV

ab

c

V-∆V

∆V

Qtot = Q Qtot = Q - c∆V

V-δV

0

Before After

High sensitivity measurement because b/c << 1

Before: Q = aV + b (V - ∆V) + c ∆VAfter: Q - c ∆V = (a + b)(V - δV)

So: c ∆V = a δV + b (δV - ∆V) + c ∆VδV = ∆V b/(a+b) ≈ ∆V b/a

Apparent charge:Ctot δV = (a + bc/(b+c)) δV

≈ (a+b) δV ≈ aδV

insul

voidr

real

app

dd

cb

VcVb

VcVa

QQ .εδ ≈=

∆∆=

∆=

i

test object

R3C4R4

CHV

Shielding

i

jωCV

1/R.V

δ

Loss angle, tan(δ)Sources:• Conduction σ (for DC or LF)• Partial discharges• Polarisation

Schering bridge:• i=0, RC=R4C4• Gives: tan(δ)

– parallel: 1/ωRC– serie: ωRC

Tan δ:• “Bulk” parameter• No difference between phases

PD:• Detection of weakest spot• Largest activity and asymmetry

in “blue” phase (ridge discharges)

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SummarySeen many basic high voltage engineering technology aspects here:– High voltage generation– Field calculations– Discharge phenomena

The above to be applied in your practical accelerator environments as needed:– Vacuum feed through: Triple points– Breakdown field strength in air 10kV/cm– Challenging calculations for real practical geometries.

CAS on Small Accelerators

[1] M.Benedikt, P.Collier, V.Mertens, J.Poole, K.Schindl (Eds.), ”LHC Design Report”, Vol. III, The LHC Injector Chain CERN-2004-003, 15 December 2004.

[2] E. Kuffel, W.S. Zaengl, J. Kuffel: “High Voltage Engineering: Fundamentals”, second edition, Butterworth-Heinemann, 2000.

[3] A.J. Schwab, “Hochspannungsmesstechnik”, Zweite Auflage, Springer, 1981.[4] L.L. Alston: “High-Voltage Technology”, Oxford University Press, 1968.[5] K.J. Binns, P.J. Lawrenson, C.W. Trowbridge: “The Analytical and Numerical Solution of Electric and

Magnetic Fields”, Wiley, 1992.[6] R.P. Feynman, R.B. Leighton, M. Sands: “The Feynman Lectures on Physics”, Addison-Wesley Publishing

Company, 1977.[7] E. Kreyszig: “Advanced Engineering Mathematics”, Wiley, 1979.[8] L.V. Bewley: “Two-dimensional Fields in Electrical Engineering”, Dover, 1963.[9] Energy Information Administration: http://www.eia.doe.gov.[10] R.F. Harrington, “Field Computation by Moment Methods”, The Macmillan Company, New York, 1968,

pp.1 -35.[11] P.P. Silvester, R.L. Ferrari: “Finite Elements for Electrical Engineers”, Cambridge University Press, 1983.[12] J. Wetzer et al., “Final Report of the Study on Optimization of Insulators for Bridged Vacuum Gaps”,

EHC/PW/PW/RAP93027, Rider to ESTEC Contract 7186/87/NL/JG(SC), 1993.

References

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CAS on Small Accelerators

Maxwell equations in integral form Electrostatic

.omslQdVdAD ==⋅ ∫∫∫∫∫ ρ .omslQdAD =⋅∫∫ (1)

dtd

dABdtddlE omsl.φ

−=⋅−=⋅ ∫∫∫ 0=⋅∫ dlE (2)

Magnetostatic

0=⋅∫∫ dAB 0=⋅∫∫ dAB (3)

∫∫∫ ⋅∂

∂+=⋅ dAtDJdlH )( .omslIdlH =⋅∫ (4)

Maxwell equations in differential form Electrostatic No space charge

ρ=⋅∇ D ρ=⋅∇ D 0=⋅∇ D (5)

tBE

∂∂−=×∇ 0=×∇ E 0=×∇ E (6)

Magnetostatic In area without source

0=⋅∇ B 0=⋅∇ B 0=⋅∇ B (7)

tDJH

∂∂+=×∇ JH =×∇ 0=×∇ H (8)

Appendix I

CAS on Small Accelerators

Finite Element Method (FEM)Field energy minimal inside each closed region G:

Assume U satisfies Laplace equation, but U' does not, then

WU' - WU ≥ 0:

dVUdVEWGG

221

2

21 ∇== ∫∫ εε

( ) 0'' 22122

21

' ≥−∇∇==∇−∇=− ∫∫∫∫∫∫GG

UU dVUUdVUUWW εε L

Field energy for one element (2-dim)

Potential is linear inside element:

on corners:

Potential can be written as: Field energy in element (e):

α’s are linear in x and y ⇒ ∇α is constant: Sij=(∇αi·∇αj) A(e)

( )⎟⎟⎟

⎜⎜⎜

⎛=++=

cba

yxycxbaU 1

⎟⎟⎟

⎜⎜⎜

⎟⎟⎟

⎜⎜⎜

⎛=

⎟⎟⎟

⎜⎜⎜

cba

yxyxyx

UUU

33

22

11

3

2

1

111

( ) ∑=

=⎟⎟⎟

⎜⎜⎜

⎟⎟⎟

⎜⎜⎜

⎛=

3

13

2

11

33

22

11

),(111

1i

ii yxUUUU

yxyxyx

yxU α [ ] ( )∫∫ ∇⋅∇== dxdyUW jie

ijTe ααε )((e)

21)( SwithUS

e2

x

y

3

1

Appendix III

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Total field energy of n elementsAll elements together:

free: potential values to be determined

prescribed: potential according to boundary conditions

Partial derivatives of W to Uk are zero for 1≤k≤m (m equations):

( ) ( )ibed prescrfree

UUUUUUU pfnmmT ≡= + LL 11

[ ] [ ] ⎥⎦

⎤⎢⎣

⎡⎥⎦

⎤⎢⎣

⎡==

p

f

ppfp

pfffTp

Tf

T

UU

SSSS

UUUSUW''

''''2

121 εε

[ ] 00 =⎥⎦

⎤⎢⎣

⎡⇒=

∂∂

p

fkpkf

k UU

SSUW

Boundary Element Method (BEM)Boundaries uniquely prescribe potential distribution

P0=(x0,y0) inside Γ:

Problem: u(x,y) and q(x,y) not both known at the same time

0:equation Laplace =∆u

(Neumann)),(:border

)(Dirichlet),(:border

2

1

nuyxq

yxu

∂∂≡Γ

Γ

∫Γ

⎟⎠⎞

⎜⎝⎛ −

∂∂= dsryxq

nryxuyxu ln),(ln),(

21),( 00 π

(x0,y0)

(x,y)

r

(0,0)

n

Pc P

20

20 )()( yyxxr −+−=

CAS on Small Accelerators

Green II (2-dim):

Choose v(x,y)=ln(1/r) ∆v(x,y)=0 for P≠P0(x0,y0)

Exclude region σ around P0 by means of circle c

( ) ( )∫ ∫∫ ∆−∆=⋅∇−∇ dxdyuvvudsnuvvu ˆ

0)lnln()lnln( 1111

=∆−∆=∂∂−

∂∂

∫∫∫−Ω

−−

−−

dxdyurrudsnur

nru

c σ

0lnlnlnln 11

=⎟⎟⎠

⎞⎜⎜⎝

⎛∂∂−

∂∂+⎟

⎠⎞

⎜⎝⎛

∂∂−

∂∂− ∫∫ −

Γ

dsnur

nruds

nur

nru

c

),(2ln10

lim00

2

0

yxudnuu πϑεε

εε

π

=⎟⎠⎞

⎜⎝⎛

∂∂+

↓ ∫

Pi=(xi,yi) on border Γ:

Discretisation:

In matrix notation:

Generates missing information

∫Γ

−∂

∂= dsryxqn

ryxuyxu ii )ln),(ln),((1),(π

∑ ∫∑ ∫==

−∂

∂=

n

j Sijj

n

j S

ijjii

jj

dsrQdsnr

UyxU11

lnln

),(π

( ) ∑∑==

=−n

jjij

n

jjijij QGUH

11πδ

Hij

Gij

n Selement

node

jj+1

12

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CAS on Small Accelerators “High Voltage Engineering” E. Gaxiola

Appendix II Electrical Fields Vacuum and matter Dielectric displacement D Electric field strength E Magnetic induction B Magnetic field strength H Ohm’s law: relation between current density J in a conductor and specific conduction σs (=1/ρs) and electrical field E

( ) EJHHMHBEEPED srr σµµµµεεεε ===+===+= ;; 0000 (9,10,11) Polarisation P Magnetisation M (Static) boundary conditions for normal (index n) and tangential (index t) field components in terms of surface charge and surface current: .omslQdAD =⋅∫∫ ⇒ D1n - D2n = σ (12)

0=⋅∫ dlE ⇒ E1t - E2t = 0 (13)

0=⋅∫∫ dAB ⇒ B1n - B2n = 0 (14)

.omslIdlH =⋅∫ ⇒ H1t - H2t = J* (15) Conservation of charge / continuity of current Ampere’s law (8) in differential form gives:

( ) 0=⎟⎟⎠

⎞⎜⎜⎝

∂∂+⋅∇=×∇⋅∇

tDJH ⇒ 0=

∂∂

+⋅∇t

(16)

Gauss Theorem gives the integral form:

0)( =⋅∂∂+∫∫ dA

tDJ or 0. =

∂∂

+⋅∫∫ tQ

dAJ omsl (17)

Electrical potential (6) Gradient or (scalar) potential U:

∫=

⋅−=⇒∇−==×∇x

Ux

dlExUUEE)0('

)( define0 (21)

UUE ∆−=∇⋅∇−=⋅∇ so ερ−=∆U (Poisson) (22)

Without space charge: 0=∆U (Laplace) (23) Equations define every position in space between potential and charge distribution, given the boundary conditions. Definition of potential only valid in the absence of varying magnetic induction. If ∂B/∂t ≠ 0 no more (scalar) potentials, only voltage differences, which have become dependent on the path (non-conservative field):

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or

Analytical methods Gauss’ law in integral form (1), charges E-field (and potential) for configuration. Potential equations (22) or (23) for given boundary conditions potential and E-field. Fields from charges Fields from Potentials Q and Gauss’ law ⇒ E Integration of E ⇒ U U on boundary ⇒ V V and Q ⇒ C

Laplace / Poisson + boundary (V)⇒ U Differentiation of U ⇒ E E and Gauss’ law ⇒ Q Q and V ⇒ C

Fields from charges Gauss’ law, electrical field coupled to charge. Two concentric spheres:

Potential in infinity zero

r4QrU

rεπε 0

)( =

Capacity of sphere with radius r0:

000 )(

r4VQ

rUQC rεπε=== (29)

dABdtddlEdldl

CC

⋅−=⋅=⋅−⋅ ∫∫∫∫∫21

EE (24)

[ ] [ ] 0VVVV C viaC via 21≠−−− 2121 (25)

20 4

rQEQdAE

ror επε

εε =⇒=⋅∫∫ (26)

nconstantIntegratior4

QdrrErUr

+=−= ∫ επε 0

)()( (27)

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Field maximum on sphere surface:

02

000max )(

rV

r4QrEE

r

===επε

(30)

Concentric metal spheres

Maximum field on surface inner sphere:

)()(

2111max /rr1r

VrEE −== (33)

Concentric cylinders

Two concentric cylinders with inner radius r1 and outer radius r2:

)ln(2

)()( 200

rrlQrUr2

lQrErr

⋅=⇒=επεεπε

(34)

)ln( 12

0

rr2

= lC rεπε

(35)

)/ln( 121max rrr

VE = (36)

Fields from potential equations Poisson equation or (without space charge, ρ = 0) Laplace:

0U

U

=∆

−=∆

:Laplace

:Poissonερ

(37)

General solution + boundary conditions specific solution. Differentiation gives E-field, applying Gauss gives the charge. From charge and voltage capacity.

)()( 212

2

0

rrrrrr-r

4

QrUr

≤≤⎥⎦

⎤⎢⎣

⎡=

επε (31)

12

2104

rrrrC r −

= επε (32)

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Laplace equation in Cartesian, cylindrical or spherical coordinates:

Cylindrical

0Ur

1Ur

1rUr

rr1

0zUU

r1

rUr

rr1

0zU

yU

xU

=∂∂+⎥⎦

⎤⎢⎣⎡

∂∂

∂∂+⎥⎦

⎤⎢⎣⎡

∂∂

∂∂

=∂∂+

∂∂+⎥⎦

⎤⎢⎣⎡

∂∂

∂∂

=∂∂+

∂∂+

∂∂

2

2

222

2

2

2

2

2

2

2

2

2

2

2

2

sinsin

sin:Sphere

:

:Carthesian

ϕϑϑϑ

ϑϑ

ϑ(38)

Concentric spheres Two concentric metal spheres. Only r-dependent (38):

21

21

212

2

andrC

E

Cr

C UrC

rU0

rUr

rr1

−=

+−=⇒=∂∂

⇒=⎥⎦⎤

⎢⎣⎡

∂∂

∂∂

(45)

Result: spherical equipotential surfaces. With boundary conditions on inner sphere U(r1) = V

and on outer sphere U(r2) = 0:

212

21

12

21 andrV

rrrr

EVrrrr

rr

U ⎟⎟⎠

⎞⎜⎜⎝

⎛−

=⎟⎟⎠

⎞⎜⎜⎝

⎛−−

= (46)

Charge on the sphere Q and C = Q/V:

⎟⎟⎠

⎞⎜⎜⎝

⎛−

=⎟⎟⎠

⎞⎜⎜⎝

⎛−

=⋅= ∫∫12

210

12

2100 4C4

rrrr

andVrr

rrdAEQ rrr επεεπεεε (47)

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Cylinder in a uniform field

( )∑∞

=

− ++−=1

0 )sin()cos(cos)(m

mmm

m mhmgrdrErU ϑϑϑ (49)

r

arErU ϑϑ cos),(2

0 ⎟⎟⎠

⎞⎜⎜⎝

⎛−−= (50)

ϑϑ

ϑ ϑ sin1cos1 2

2

02

2

0 ⎟⎟⎠

⎞⎜⎜⎝

⎛−−

∂∂−=⎟⎟

⎞⎜⎜⎝

⎛+=

∂∂−=

raE = U

r1Eand

raE

rUEr (51)

Maximum field 2·E0 at (r,θ) = (a,0) and the tangential field is zero on r = a.

xErEU 00 cos −=−= ϑ (48)

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Fields from transformations Graphical method The graphical method uses properties as described more extensively in Alston [4]. Example: 1. Draw E-lines and U-lines in uniform area. 2. Divide U in equal partitions 3. Choose a “mesh factor”. 4. Draw the “guessed” U-lines in the non-uniform area, which fit continuously to those in

the uniform area. 5. Now draw the E-lines such that the mesh factor is respected. 6. Correct where necessary the U-lines, repeat the procedure with the E-lines, and refine if

needed.

For areas with different dielectrics εr, the mesh factor changes (see example above). Since the field lines are drawn on equal flux distances δψ we in fact draw D-lines. On an interface between dielectrics we in addition get dielectric refraction. On the interface Et and Dn are continuous

εε

αα

2

1

2

1

tantan

r

r= (55)

The field becomes non-uniform, with field enhancement at point P. For rotational symmetry we have to replace de constant lz by 2πr:

constantU2

1l

rl

E

Ur ==δδψ

πεε

0

(56)

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Conformal mapping Conformal mapping is a mathematical method to determine E-fields in two dimensional, z-independent cases (see Binns [5] or Feynman [6]). We consider a complex analytical function f(z) of the complex variable z; i.e. a function for which in an area both f(z) and its derivative f′(z) exist. Complex function theory shows the transformation defined by f(z) to be conform, except for those points where the derivative f′(z) equals zero (see e.g. Kreyszig [7]). Conformal mapping assumes the transformed angles to be “conform”. We will use this property to transform a E-U field to a different pattern which again we can interpret as a E-U plot.

A mathematical help surface, the w-surface with coordinates u and v, is projected onto the “technical” z-surface, with coordinates x and y, for which we want to obtain a field. Consider the coordinates: z = x + jy and w = f(z) = u + jv, with x and y on the technical surface and u and v on the mathematical surface. For a function f(z) with which the z-surface is projected onto the w-surface we can show:

yv

yujzfand

xvj

xuzf

zzfzzf

zzf

∂∂+

∂∂−=

∂∂+

∂∂=⇒

∆−∆+

→∆= )(')(')()(

0lim

)(' (59)

The first for ∆z→0 for ∆y=0 and ∆x→0. The second for ∆x=0 and ∆y→0. Both derivatives are equal for an analytical function:

xv

yu

yv

xu

∂∂−=

∂∂

∂∂=

∂∂ en (60)

The so called Cauchy-Riemann equations. It can be shown, for all functions that satisfy these criteria to be analytical. Both the function u(x,y) as well as v(x,y) fulfill the Laplace equation, as can be seen when applying Cauchy-Riemann:

0;022

2

2

2

222

2

2

2

2

=∂∂

∂+∂∂

∂−=∂∂+

∂∂=∆=

∂∂∂−

∂∂∂=

∂∂+

∂∂=∆

xyu

yxu

yv

xvv

xyv

yxv

yu

xuu (61)

We can interpret u as potential and v as field or vice versa. We now choose in the w-surface the simplest field projection meeting the Laplace requirement, e.g. equipotential lines u = cst and E-lines v = cst. Every transformation of the z-surface gives a projection meeting Laplace’s equation, and which we can interpret as field projection. The projection of u = cst is again to be interpreted as equipotential line, and the projection of v = cst as E-line, or vice versa.

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The generated field projection only depends on the transformation function w = f(z). See Binns [5] or Bewley [8] for a more systematical method for determining such functions, the so called Schwartz-Christoffel transformation method.

Shown here is an example for the function w = f(z) = z2.

Transformation of u = cst and v = cst gives the contours:

These are hyperboles crossing each other under a 90° angle. To be interpreted as two electrodes in one quadrant, under an angle of 90°: x- and y-axes together form one electrode (projection of v = 0), the other electrode is the projection of any other line with v = constant.

2jxyyxjyxjvu +−=+=+ 222)( (62)

cst=xy=vandcst=yxu 22 −= (63)

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