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1/23 Jesús PLANCHUELO – Director of Railway Projects, SENER, Spain – 9th THSS – UIC - Paris, 3 June 2013
High Speed Railway System Implementation Handbook
Jesús PLANCHUELO Director of Railway Projects, SENER, Spain
9th Training on High Speed Systems UIC – Paris, 3 June 2013
2/23 Jesús PLANCHUELO – Director of Railway Projects, SENER, Spain – 9th THSS – UIC - Paris, 3 June 2013
HIGH SPEED RAILWAY SYSTEM IMPLEMENTATION HANDBOOK
Content
Introduction
Handbook Structure
Implementation process
Example: Stage 3. Feasibility Studies
Examples of new HS lines planning worldwide
3/23 Jesús PLANCHUELO – Director of Railway Projects, SENER, Spain – 9th THSS – UIC - Paris, 3 June 2013
Introduction
HIGH SPEED RAILWAY SYSTEM IMPLEMENTATION HANDBOOK
UIC High Speed Department launched this study to provide the guidelines to be considered when implementing a High Speed Railway System-Network.
The firm SENER, with a large experience in high speed railway systems in our country, has developed this Handbook which compiles, in a whole document, all phases that must be considered from the starting decision to the final construction and operation.
At the end of each phase an empowerment stage allows to decide the convenience of continuing with next phases before incurring in additional expenses.
All the stages can be customized to the requirement of each member but in any case all of them must be considered.
4/23 Jesús PLANCHUELO – Director of Railway Projects, SENER, Spain – 9th THSS – UIC - Paris, 3 June 2013
Handbook Structure
HIGH SPEED RAILWAY SYSTEM IMPLEMENTATION HANDBOOK
EMERGING PHASE
• Stage 0. Emergence
• Stage 1. Pre-feasibility Studies • 1.1. Ridership
forecasting and transport services delivery
• 1.2. Planning and Master Plan (including empowerment to continue)
FEASIBILITY PHASE
• Stage 2. Feasibility studies
• Stage 3. Environmental Assessment
• Stage 4. Financial & Economic Analysis
• Stage 5. Multicriteria Analysis
• Stage 6. Preliminary Design
• Stage 7. Empowerment
DESIGN PHASE
• Stage 8. Operation and Maintenance Planning
• Stage 9. Detailed design (including empowerment to continue)
CONSTRUCTION PHASE
• Stage 10. Construction Planning
• Stage 11. Construction
• Stage 12. Testing & Commissioning (including authorization to open to revenue service)
OPERATION PHASE
• Stage 13. Operation and Maintenance
• Stage 14. Ex-post evaluation
5/23 Jesús PLANCHUELO – Director of Railway Projects, SENER, Spain – 9th THSS – UIC - Paris, 3 June 2013
Handbook Structure
HIGH SPEED RAILWAY SYSTEM IMPLEMENTATION HANDBOOK
Structure for each Stage
For each of the stages, the most relevant points have been identified: • GENERAL PURPOSE
- Objectives of the stage: what is to be achieved in the stage
- Key points: main aspects to be treated
- Stage Inputs: Data, studies, regulations, etc. may be different from those coming from the previous stages.
- Stage Outputs: May be different from those needed from the former stages.
• SCHEDULING
- Position in the general process: flow chart of the process, identifying the stage and the relations between other stages.
- Stage Duration
• MANAGEMENT
- Stakeholders : Stakeholders identify of positive and negative actions
- Empowerment: How decision are taken and validated by whom.
- Risk: Main risks of the process and the mitigation measures.
6/23 Jesús PLANCHUELO – Director of Railway Projects, SENER, Spain – 9th THSS – UIC - Paris, 3 June 2013
Structure of the Handbook
HIGH SPEED RAILWAY SYSTEM IMPLEMENTATION HANDBOOK
EMERGING PHASE • Stage 0. Emergence: To ensure that the project will eventually come to life.
• Stage 1. Pre-feasibility Studies:
- 1.1. Ridership forecasting and transport services delivery goals: To estimate future ridership for each of the alternative corridors, as a result of a transport demand model that takes into account the current mobility.
- 1.2. Planning and Master Plan: To develop the first corridors approach for the new High Speed System and a first cost estimation.
7/23 Jesús PLANCHUELO – Director of Railway Projects, SENER, Spain – 9th THSS – UIC - Paris, 3 June 2013
Structure of the Handbook
HIGH SPEED RAILWAY SYSTEM IMPLEMENTATION HANDBOOK
FEASIBILITY PHASE (I)
• Stage 2. Feasibility Studies: To identify the most effective high speed rail options, with the level of investment that would be compatible with an economically, competitive and viable project with feasible technology.
• Stage 3. Environmental assessment: To take into account environmental issues as a key factor in project design and to prepare an environmental management plan.
• Stage 4. Financial & economic analysis:
- To estimate the profitability of the project to assess the need of financial support (Financial Analysis).
- To estimate the profitability of the project to assess social improvements due to the project (Economic Analysis).
8/23 Jesús PLANCHUELO – Director of Railway Projects, SENER, Spain – 9th THSS – UIC - Paris, 3 June 2013
Structure of the Handbook
HIGH SPEED RAILWAY SYSTEM IMPLEMENTATION HANDBOOK
FEASIBILITY PHASE (II)
• Stage 5. Multicriteria analysis: To contribute to the choice of a solution that balances the various requirements on the basis of shared criteria.
• Stage 6. Preliminary design: To create the high-level design project.
• Stage 7. Empowerment:
- To give green light to the project.
- To involve the various players in a decision-making process that will make possible the implementation of the project.
9/23 Jesús PLANCHUELO – Director of Railway Projects, SENER, Spain – 9th THSS – UIC - Paris, 3 June 2013
Structure of the Handbook
HIGH SPEED RAILWAY SYSTEM IMPLEMENTATION HANDBOOK
DESIGN PHASE
• Stage 8. Operation and Maintenance planning: To develop the Operation and Maintenance plans and estimate the operational and maintenance costs depending on the exploitation model.
• Stage 9. Detailed Design:
- To obtain an accurate definition of the project in line with the regulations and standards in force.
- To prepare the works contracts.
10/23 Jesús PLANCHUELO – Director of Railway Projects, SENER, Spain – 9th THSS – UIC - Paris, 3 June 2013
Structure of the Handbook
HIGH SPEED RAILWAY SYSTEM IMPLEMENTATION HANDBOOK
CONSTRUCTION PHASE
• Stage 10. Construction Planning:
- To ensure that all the stages in the construction process are under control and prepared for the new service.
- To ensure compliance with the scheduled commissioning date.
• Stage 11. Construction: To build an infrastructure and a system compliant with the safety, quality and environmental management objectives within the set deadlines.
• Stage 12. Testing & Commissioning: To validate the system in order to obtain permission to place the new line in service.
11/23 Jesús PLANCHUELO – Director of Railway Projects, SENER, Spain – 9th THSS – UIC - Paris, 3 June 2013
Structure of the Handbook
HIGH SPEED RAILWAY SYSTEM IMPLEMENTATION HANDBOOK
OPERATION PHASE
• Stage 13. Operation and maintenance: To operate and maintain the High Speed system with adequate Reliability, Availability, Maintainability and Safety.
• Stage 14. Ex-post Evaluation:
- To establish whether project targets have been achieved.
- To analyze and explain any disparities.
- To draw conclusions for the future.
12/23 Jesús PLANCHUELO – Director of Railway Projects, SENER, Spain – 9th THSS – UIC - Paris, 3 June 2013
Implementation process
HIGH SPEED RAILWAY SYSTEM IMPLEMENTATION HANDBOOK
Emerging phase 1 to 5 years
Feasibility phase 3 to 5 years
Design phase 2 to 3 years
Construction phase 4 to 6 years
Operation phase
ECONOMIC ASPECTS
FUNCTIONAL ASPECTS
TECHNICAL ASPECTS
ENVIRONMENTAL ASPECTS
SOCIAL ASPECTS
Ridership forecasting
Transport services delivery
Main options
Sustainable strategy
Politic will & Response to a need
Financial & economic analysis
Functional solutions
Environment assessment
Acceptability
Project Assessment
Program RAMS requirement
Detail design
Action definition
Negotiation
Financial commitment
Maintenance and Operating plan
Quality monitoring
Action realization
Temporary employments
Traffic income Operational and maintenance costs
RAMS assessment
RAMS validation
Environmental results & monitoring
Improvement of mobility
Preliminary Design
13/23 Jesús PLANCHUELO – Director of Railway Projects, SENER, Spain – 9th THSS – UIC - Paris, 3 June 2013
Structure of the Handbook
HIGH SPEED RAILWAY SYSTEM IMPLEMENTATION HANDBOOK
EMERGING PHASE
• Stage 0. Emergence
• Stage 1. Pre-feasibility Studies • 1.1. Ridership
forecasting and transport services delivery
• 1.2. Planning and Master Plan (including empowerment to continue)
FEASIBILITY PHASE
• Stage 2. Feasibility studies
• Stage 3. Environmental Assessment
• Stage 4. Financial & Economic Analysis
• Stage 5. Multicriteria Analysis
• Stage 6. Preliminary Design
• Stage 7. Empowerment
DESIGN PHASE
• Stage 8. Operation and Maintenance Planning
• Stage 9. Detailed design (including empowerment to continue)
CONSTRUCTION PHASE
• Stage 10. Construction Planning
• Stage 11. Construction
• Stage 12. Testing & Commissioning (including authorization to open to revenue service)
OPERATION PHASE
• Stage 13. Operation and Maintenance
• Stage 14. Ex-post evaluation
14/23 Jesús PLANCHUELO – Director of Railway Projects, SENER, Spain – 9th THSS – UIC - Paris, 3 June 2013
Example: Stage 3. Feasibility Studies
HIGH SPEED RAILWAY SYSTEM IMPLEMENTATION HANDBOOK
OBJECTIVES KEY POINTS INPUTS OUTPUTS ACTORS INVOLVED DURATION
• Identify corridors
• Geotechnical investigation
• Cost estimation • Identity possible
funds • Identify
opportunities for local/regional Governments
• Define potential stations
• Identify possible interoperable systems
• Design Criteria
• Right of Way • Systems • Stations &
terminals • Rolling Stock • Procurement
Strategy • Safety • Risks • RAMS
• Railway acceptance for Planning and Master plan
• Data collection • Roles and
responsibilities for all participants
• Requirements and programme information and approvals schedule
• Land acquisition
• Funding • Feasibility
design
• Railway Authorities
• Manufactures • Environment
al lobbies • Engineering
companies • Governments
• 3-4 years
15/23 Jesús PLANCHUELO – Director of Railway Projects, SENER, Spain – 9th THSS – UIC - Paris, 3 June 2013
Example: Stage 3. Feasibility Studies
HIGH SPEED RAILWAY SYSTEM IMPLEMENTATION HANDBOOK
16/23 Jesús PLANCHUELO – Director of Railway Projects, SENER, Spain – 9th THSS – UIC - Paris, 3 June 2013
Example: Stage 3. Feasibility Studies
HIGH SPEED RAILWAY SYSTEM IMPLEMENTATION HANDBOOK
17/23 Jesús PLANCHUELO – Director of Railway Projects, SENER, Spain – 9th THSS – UIC - Paris, 3 June 2013
Example: Stage 3. Feasibility Studies
HIGH SPEED RAILWAY SYSTEM IMPLEMENTATION HANDBOOK
18/23 Jesús PLANCHUELO – Director of Railway Projects, SENER, Spain – 9th THSS – UIC - Paris, 3 June 2013
Example: Stage 3. Feasibility Studies
HIGH SPEED RAILWAY SYSTEM IMPLEMENTATION HANDBOOK
19/23 Jesús PLANCHUELO – Director of Railway Projects, SENER, Spain – 9th THSS – UIC - Paris, 3 June 2013
Examples of new HS lines planning in the world
HIGH SPEED RAILWAY SYSTEM IMPLEMENTATION HANDBOOK
SPAIN:
20/23 Jesús PLANCHUELO – Director of Railway Projects, SENER, Spain – 9th THSS – UIC - Paris, 3 June 2013
Examples of new HS lines planning in the world
HIGH SPEED RAILWAY SYSTEM IMPLEMENTATION HANDBOOK
FRANCE:
21/23 Jesús PLANCHUELO – Director of Railway Projects, SENER, Spain – 9th THSS – UIC - Paris, 3 June 2013
PASSENGER RAILWAY SYSTEMS UPGRADING HANDBOOK
Passenger Railway Systems Upgrading Handbook UIC High Speed Department UIC High Speed Department launched this Handbook
to provide the guidelines for any member-owner who would like to upgrade their conventional railway system.
Main goals of upgrading a conventional system are: JOURNEY TIMES reduction, CAPACITY increasing, RAMS, COSTS reduction, ENVIRONMENTAL impact reduction, COMFORT increase, ACCESSIBILITY improvement.
Seven different phases:
• Phase 1. Needs and Objectives identification
• Phase 2. Existing Situation Assessment
• Phase 3. Upgrading action options
• Phase 4. Upgrading action appraisal & Selection
• Phase 5. Design
• Phase 6. Construction and Operation on degraded mode
• Phase 7. Operation after upgrading
22/23 Jesús PLANCHUELO – Director of Railway Projects, SENER, Spain – 9th THSS – UIC - Paris, 3 June 2013
PASSENGER RAILWAY SYSTEMS UPGRADING HANDBOOK
Passenger Railway Systems Upgrading Handbook
23/23 Jesús PLANCHUELO – Director of Railway Projects, SENER, Spain – 9th THSS – UIC - Paris, 3 June 2013
Thank you for your kind attention
Jesús PLANCHUELO Director of Railway Projects, SENER, Spain [email protected] www.sener.es
Download the complete version of Handbook www.uic.org/highspeed