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Heterologous Prime-Boost & Adjuvanted Env Protein HIV Vaccine Approaches Susan W. Barnett WHO-NIAID Meeting on HIV, Malaria, and TB Vaccines April 17-18, 2012 Rockville, MD

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Heterologous Prime-Boost & Adjuvanted

Env Protein HIV Vaccine Approaches

Susan W. Barnett

WHO-NIAID Meeting on HIV, Malaria, and TB Vaccines

April 17-18, 2012

Rockville, MD

Background & vision of HIV vaccine

Phase III Thai trial (RV144) was “tipping point” for HIV vaccines (ALVAC prime-Env protein boost)

Primary goal of an effective HIV vaccine is to

prevent infection/virus dissemination

Vaccine candidates might include:

• Vector/nucleic acid prime plus adjuvanted protein boost

• Proteins with safe & potent adjuvants

• Combined prevention strategy using anti-retrovirals,

microbicides, and vaccine interventions

2 | WHO-NIAID Meeting HIV, Malaria, TB | Susan Barnett | 17-18 April 2012 | HIV-1 Vaccines | Business Use Only

20

25

30

35

40

45

50

55

60

65

0 5 10 15 20 25 30

Clinical efficacy of RV144 HIV vaccine trial waned over time

Effic

acy (

%)

Months

•Env Ab-mediated protection

•V2 Abs associated with protection

•Abs waned over time Vaccine Efficacy 60%

at 6-12 months

3 | WHO-NIAID Meeting HIV, Malaria, TB | Susan Barnett | 17-18 April 2012 | HIV-1 Vaccines | Business Use Only

B. Haynes, et al., NEJM, 2012

Delivery

System

Immune

Potentiator

Antigen

Long-lived B & T cell memory

Key components of effective vaccines

HIV Env

MF59

or Alum

e.g., TLR

agonist

Nucleic Acid & Viral Vectors

4 | WHO-NIAID Meeting HIV, Malaria, TB | Susan Barnett | 17-18 April 2012 | HIV-1 Vaccines | Business Use Only

Density: 0.9963 g/ml

Composition:

0.5% Polysorbate 80 water-soluble surfactant

0.5% Sorbitan Triolate oil-soluble surfactant

4.3% Squalene oil

Water for injection

10 mM Na-citrate buffer

Size: 160nm

H2O

H2O

OIL

H2O H2O H2O

H2O

H2O

H2O

H2O

H2O

H2O

H2O

H2O

H2O

H2O

MF59 ® : a safe & potent adjuvant An oil-in-water emulsion used in licensed product (Fluad)

MF59 increases antigen uptake and activates local immune cells

Dose sparing, improved vaccine immunogenicity & efficacy

150 million doses of MF59 ® vaccines distributed with no safety signals

5 | WHO-NIAID Meeting HIV, Malaria, TB | Susan Barnett | 17-18 April 2012 | HIV-1 Vaccines | Business Use Only

Enhancing, dose-sparing effects of MF59 on pandemic flu vaccine (H5N1) in humans

• Higher frequencies of H5 CD4 T cells

• Higher frequencies of H5N1 memory B cells

• Protective antibody titers after two doses, broadly neutralizing drifted

H5 clades

flu alone (15 mg)

MF59/flu (7.5 mg)

MF59/flu (15 mg)

10

100

1000

1 22 130 202 223 382 43

days

A/V

N/1

1194/0

4 M

N-

GM

T

40

Galli et al. PNAS 2009

6 | WHO-NIAID Meeting HIV, Malaria, TB | Susan Barnett | 17-18 April 2012 | HIV-1 Vaccines | Business Use Only

MF59® adjuvanted influenza vaccine, Fluad, was 75% more efficacious than non-adjuvanted vaccines in young children

* Statistically significant; ‡ Post-hoc analysis 1 Vesikari T et al.,NEJM, 2011.

Vaccine Efficacy (%), N = 4,702

* * *

0

25

50

75

100

6 - <72

months

6 - <24

months‡

6 - <36

months

*

Fluad®

Non-adjuvanted

Trivalent Influenza

Vaccine (TIV)

7 | WHO-NIAID Meeting HIV, Malaria, TB | Susan Barnett | 17-18 April 2012 | HIV-1 Vaccines | Business Use Only

MF59 alone

Antibodies

Geometric Mean ELISA Titer (IgG)

MF

59

+ T

LR

ag

on

ist

IFN positive CD4 T cells (per 105)

0 100 200 300 400 500

Modulation and enhancement of MF59 potency

Th1 T cells

8 | WHO-NIAID Meeting HIV, Malaria, TB | Susan Barnett | 17-18 April 2012 | HIV-1 Vaccines | Business Use Only

10

100

1000

10000

1 2 3

10

100

1000

10000

1 2 3

10

100

1000

10000

1 2 3 2wp2 2wp3 2wp4 2wp2 2wp3 2wp4 2wp2 2wp3 2wp4

SF162 TV1 SF162 + TV1

P<0.005

P<0.01 P<0.01

P<0.05

P<0.005 P<0.005

P>0.05

P<0.05

P<0.005

MF59 + CpG enhances neutralizing antibody responses against SF162 in rabbits

103

104

102

101

9 | WHO-NIAID Meeting HIV, Malaria, TB | Susan Barnett | 17-18 April 2012 | HIV-1 Vaccines | Business Use Only

B. Burke, et al., Virology, 2009

Evaluation in NHP of alum and MF59-based formulations using TLR4 and TLR7 SMIPs

Groups: 1. ENV 2. ENV + Alum 3. ENV + Alum + TLR4 4. ENV + Alum + TLR7 5. ENV + MF59 6. ENV + ANE/TLR4 7. ENV + ANE/TLR7 8. ENV + pIC:LC 9. ENV + ISCOM

From Bob Seder et al. unpub.

LN biopsies

BM biopsies

currently

Preclinical POC for prime-boost & adjuvanted Env Protection by active immunization in SHIV macaque model

Protection in macaques against mucosal or systemic virus

challenge using:

• DNA prime-Env protein boost (Cherpelis, 2001; Buckner, 2004)

• Alphavirus prime-Env protein boost (Xu, 2006; Barnett, 2010)

• Adenovirus prime-Env protein boost (Lubeck, 1997; Bogers, 2008)

• Vaccinia prime-Env protein boost (Hu, 1992; Hu, in prep)

• Adjuvanted Env protein alone (Barnett, 2008; Verschoor, 1999)

Antibody-mediated protection observed

• High titer & high avidity binding Abs

• Virus neutralizing Abs

• ADCC

CD4+ T helper responses

11 | WHO-NIAID Meeting HIV, Malaria, TB | Susan Barnett | 17-18 April 2012 | HIV-1 Vaccines | Business Use Only

Summary

Active immunization with HIV Env vaccines conferred antibody-

mediated protection in SHIV-macaque model

• Protection vs. homologous or closely related heterologous challenges

• High dose intravaginal, intrarectal, and intravenous challenges

• Gag-specific CTL not required for protection in these studies

• Antibody-mediated protection (high titer, high avidity, neutralizing, ADCC)

• Proof-of-concept established for Env-based vaccines with or without V2 loops

SIV-based vaccine – low dose repeated mucosal challenge studies in

progress for several of these approaches to confirm results

These results are consistent with the observed efficacy of the prime-

boost approach employed in RV144

12 | WHO-NIAID Meeting HIV, Malaria, TB | Susan Barnett | 17-18 April 2012 | HIV-1 Vaccines | Business Use Only

Phase 1 trial of DNA/PLG prime Env protein boost HVTN049 clinical trial design (SF162 gp140DV1 Env)

Group

Number

Active

(Control)

Dose

DNA / gp140 µg

(per plasmid)

Part A: Dose Escalation

Month

0 1 2 3 6 9

T1 10 (2) 250 / 100 DNA DNA DNA gp140 gp140

T2 10 (2) 500 / 100 DNA DNA DNA gp140 gp140

T3 10 (2) 1000 / 100 DNA DNA DNA gp140 gp140

Part B: Explore Immunogenicity

T4 20 (4) 1000 / 100 DNA DNA DNA gp140 gp140

T5 30 (6) None / 100 gp140 gp140 gp140

Total 80 (16)

P. Spearman, et al., 2011, JID 203:1165.

13 | WHO-NIAID Meeting HIV, Malaria, TB | Susan Barnett | 17-18 April 2012 | HIV-1 Vaccines | Business Use Only

Neutralizing Ab responses in HVTN 049 Phase 1 Elicitation of high titer Tier 1 neutralizing Abs

10

100

1000

10000

0

10

20

30

40

50

60

DNA + gp140 gp140 only Placebo

0

10

20

30

40

50

60

% N

eutr

aliz

ation

(1:1

0 s

eru

m d

ilution)

n= 30 n= 6 n= 23

SF162.LS

DNA + Protein Protein alone

10

100

1000

10000

ID5

0 N

eutr

aliz

ation T

iter

n= 23 n= 30

12 subtype B reference strains

From David Montefiori.

14 | WHO-NIAID Meeting HIV, Malaria, TB | Susan Barnett | 17-18 April 2012 | HIV-1 Vaccines | Business Use Only

≤ 0.025

0.05

0.1

0.2

0.3

0.4

% T

cells

Pro

ducin

g IF

N-γ

+ o

r IL

-2+

CD4+ T Cells

Placebo

Any Pool 1

Env Gag

0.5

HVTN 049 ICS magnitude of positive responses to Env or Gag (Pool 1)

250 mcg

DNA/PLG

+ gp140

500 mcg

DNA/PLG

+ gp140

1000 mcg

DNA/PLG

+ gp140

250 mcg

DNA/PLG

+ gp140

500 mcg

DNA/PLG

+ gp140

1000 mcg

DNA/PLG

+ gp140

Positive response

Negative response

2 weeks post VAC5 2 weeks

post VAC3 2 weeks post VAC5 2 weeks

post VAC3

gp140 gp140

17/29 6/9 8/9 20/26 1/13 0/29 0/9 0/9 1/26

15

16

P. Spearman, J. McElrath,

et al., 2011, JID 203:1165.

17

Clinical findings from HVTN049 Phase 1 SF162 gp140 protein in MF59 adjuvant with or without DNA priming

• All vaccinees (Env alone or DNA prime-Env)

- High frequency of Env-specific CD4+ T cells

- High titer Tier 1, low Tier 1b & Tier 2 neutralizing Abs (D. Montefiori)

- High titer & cross-subtype binding Abs, IgA and IgGs (G.Tomaras)

• DNA-prime-Env vaccinees

- TH1 phenotype of multifunctional Env-specific CD4+ T cells

- High frequency of Env-specific memory B cells (N. Frahm)

- Higher titers of neutralizing Abs & ADCC (G. Ferrari)

18 | WHO-NIAID Meeting HIV, Malaria, TB | Susan Barnett | 17-18 April 2012 | HIV-1 Vaccines | Business Use Only

Lessons learned

Regimen

• DNA or vector prime plus adjuvanted Env protein boosts provide vaccine protection against high dose SHIV challenge in NHP

• Adjuvanted Env protein also provided protection

• Env protein boosts provide the highest Ab titers and greatest protection

• Priming vaccines and adjuvants can augment Ab responses and push CD4 T cell responses toward a polyfunctional TH1 response that may be desirable

Antigens

• Both V2 deleted and native forms of Env gp140 provided protection

Vaccine antigens & regimens are yet be found to optimally present virus neutralizing epitopes to the human immune system

• The role of other antibody effector functions in vaccine protection should also be investigated

19 | WHO-NIAID Meeting HIV, Malaria, TB | Susan Barnett | 17-18 April 2012 | HIV-1 Vaccines | Business Use Only

Duke University Bart Haynes

Anthony Geonnotti

David Montefiori

Guido Ferrari

Georgia Tomaras

Univ. of Washington Patricia Polacino

Shiu-Lok HU

NCI Thorston Demberg

Seraphin Kuate

Marjorie Robert-Guroff

Seattle Biomedical

Research Institute Rong Xu

Nina Derby

Leo Stamatatos

Univ. of California Tracy Rourke

Kirsten Boste

Chris Miller

ABL Ranajit Pal

Sharon Orndorff

Biomedical Primate

Research Centre Willy Bogers

Ernst Verschoor

Gerrit Koopman

Petra Mooj

David Davis

Acknowledgements Collaborators

Emory University Paul Spearman

Cambridge University Rachel Pei-Jen Lai

Simon Frost

David Sealey

Mariana Varela

Jonathan Heeney

NIH Grants and Contracts

(RR11069, AI51596, AI48225-03,

N01-AI-05396,

HHSN266200500007C,SVEU,

HVTN)

FHCRC Nicole Frahm

Julie McElrath

VRC Robert Seder

20 | WHO-NIAID Meeting HIV, Malaria, TB | Susan Barnett | 17-18 April 2012 | HIV-1 Vaccines | Business Use Only

Microbial Molecular

Biology Avishek Nandi

Clayton Beard

Peter Mason

Protein Biochemistry Antu Dey

Carlo Zambonelli

Samuel Stephenson

Karin Hartog

Harold Legg

Susan Hilt

Yide Sun

Karen Matsuoka

Mark Wininger

Frank Situ

Jimna Cisto

Priyanka Ramesh

Pampi Sarkar

Klara Sirokman

DeeAnn Martinez-Guzman

Andrea Carfi

Immunology Kaustuv Banerjee

Gib Otten

Nicholas Valiante

Acknowledgements Novartis

Contracts & Project

Management Brian Burke

Laurie Peltier

Jonathan Sahady

Randy Deck

Serology James Monroe

Giuseppe Palladino

Vaccine Research

Leadership Jeffrey Ulmer

Christian Mandl

Rino Rappuoli

Formulations Yen Cu

Luis Brito

Andrew Geall

Manmohan Singh

Derek O’Hagan

Quality &

Toxicology Kay Sanders

Claudia Vitali

Manfred Boese

Maryam Rafie-Kolpim

Deborah Novicki

BD&L, Legal, & IP Maureen Rogers

Helen Lee

Regina Bautista

Sally Jennings

Marcus Dawson

Robert Gorman

Finance Mala Briceno

Tammy Tong

Tara Wells

Clinical Dev. Penny Heaton

HIV mini-GPT Emanuela Palla

Susan Barnett

Niranjan Kanesa-Thasan

Fred Porter

Mary Wu

TD/TechOps Jurgen Mullberg

Kunal Aggarwal

Luis Maranga

Paula Keith

21 | WHO-NIAID Meeting HIV, Malaria, TB | Susan Barnett | 17-18 April 2012 | HIV-1 Vaccines | Business Use Only