herman j weber financial disclosure report for 2009

8/3/2019 Herman J Weber Financial Disclosure Report for 2009

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.4 0 J 0 ] FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h i c sin Government Acl of] 978R e v . ~ / 2 0 t 0 ] FOR CALENDAR YE AR 2009 C 5 u . s .c , a p p . .~ 1 0 1 - 1 1 1 )I. Person Reporting (last name. first, middtc initial) 2, Court or Organization 3. Date of ReporlWEBER, HERMAN J. U.S.D.C. S,D. OHIO W.D. 05/3/2010

~ Title (Article. 151 judges indicate active or senior status; 5a. Report Type (check appropriate D, pe) 6. Reporting Periodmagistrale judges indicate full- or part-time) [] Nonlinatlon, Date 01/01/2009DISTRICT JUDGE SENIOR STATUS [] laitiat [] Ammal [] Final to12/31/2009

5b. [] Amended Reporl7. Chambers or O ff i ce Address 8. On the basi~ of the information contained in this Report and anymodifications pe~taioing thereto, it i s , in my opinion, in com plianceSuite 801, 100 E. Filth St. with applicable lav,.s and regulations.Potter ~tewarl US CourlhouseCincinnati, OI4 45~02 Reviewing Officer Date

IMPO RTANT NOTE S: The in.~tructions accompanying this form mu st be followed. Complete a l l parts ,checking the NON E box for each part where you have no reportable information. Sign on last page.

1 . P O S I T I O N S . ~ g ~ , o r , i ,~ ~ . ~ i ,, ~ a a n t o ~ # . ; , ~ e , p . 9 4 3 o / , ~ i . g i n s t r u c t i o n , s . )[~ N O N E (No reportable positions.)

POSITION NA M E OF ORGA N IZA TION/ENTITYI. Trustee Emeritus American Legion Buckeye Boys State Inc.

2. Executor Estate # I


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Name of Person Reporting I Dale nf ReportF I N A N C I A L p a g e 2 o f 7 D I S C L O S U R E R E P O R T s~ E B E R, HERMAN J" I 0 5 / 3 / 2 0 1 0

A. Fliers Non-Investment Income---] NONE non-investment income.)N o reportable

DATE SOURCE AND T Y P E (yours, not spouses)l. 2009 Nationwide-Life annuity - monlhly inslallments $5,561

2. 2009 P.E.R.S. of Ohio - monflfly installments $68.250.20

3.

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B . S p o u s e s N o n - I n v e st m e n t I n c o m e - ? f y o u mere married during an) portion of the reporting year, complete this section~(Dtdl~r ar~oum no~ required exc~pt for honoraria.)----] N O N E {No reportable non-investment income.)

DATE SOURCE AND TYPE1. 2009 Stale "reachers Relirement Pension Systems Life Annuity paid in monthly installments

2,

3.

I V . R E I M B U R S E M E N T S - - ,. .. ,~ o r ~ a o . , *od~i.s, ood, ~.,..,.i . . . . ~ .tln~iudex those to .W,u.se and d ependent ehiMren." set, pp. 25.27 Q~f!lmg m~trt~.tions )

N O N E (No reportable reimbut:~ements.)~ DATES LOCATION PURPOSE ITEM S PA ID OR PROVIDED

I.

3.

4,5.


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FINANCIAL DISCLOSURE REPORT ~ a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tPage 3 of.7 W E B E R , H E R M A N J . 0 5 1 3 / 2 1 3 1 0

~ N O N E (No reportable gifts.)~ DESCRIPTION VALUE

I,2.3,4.5.

V I . L I A B I L I T I E S . a , , c ~ . d , ~ , h o . , ~ o / ~ . . . . .. . ~ dependent children;.see pp. 3 2 - 3 3 o/filing instructions.)N O N E (No reportable l iabilities.)

CREDITOR DESCRIPTION VALUE CODEI.2.3.4.


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FINAN C1AL DISCLOSURE RE POR T N , m e a f ~ e , s o ~ R e p o r , ~ g ] D a t ~

V II. INVE STME NTS an d TRUSTS - ~o ..... :~, t ...... dons (Includ e~ thee of s~ ..... d d e ~ n d e n t c h i l d r e n ; s e e p p . 3 4 - 60 o f f i li n g i n s t r u c t U n s .)NONE (N~ reportable income, assets, or transactions.)

~scripliou of Assels I n c o m e d u r i n g G r o s ~ v a lu e a t e n d Transactions during re~ing period(including t~sI assets) reposing period o f r e p o s i n g p e r i o dP l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T~e (e.g.. Value Value T~ (e.g., Date ~ Vatue Gain ~ I d c ~ x t i ~ , o f

e x e m p ~ f r o m p r i o r d i s c lo s u r e C o d e 1 d i v . , r e n t , C o d e 2 M e ~ h od b u y , s e l l , t m~ddi~ : Code 2 C~e 1 b u v e r ! s e l l e r( A - H ) o r i n l . ) [ J - P ) C~c 3 r e d e m p t i o n ) [ ~ ( J - P ) ] ( A - H } ( i f p r i v a t ei ( Q - W ) [ ;: t r a n ~ c t i o n )

I. Lincoln Natl Li~ Ins. Co. OrdinaD, Life B Int./Div. K T

2. P.E.R.$. OF OHIO - See IliA F Distribution L U3. Nationwide Life Ins. Co. - See IliA D Distribution K U4. State Teachers Retiremenl System of Ohio - E Distribution Expired 08/22/09See IIIB5. Seligman Natl Muni Fund-formerly B Dividend Redeemed 1 2 / 0 1 ; 0 9 LSeligman Ohio Fund-See Vlll6. Cinfed Employees Credit Union Accounts - A Interest K TSee VIII

I 7 . - C D A Interest Closed 03/09/09 Ji 8 . - C D A Interest Closed 06/11/09 J9. - CI) A Interest Closed 1 2 / 0 9 / 0 9 .)

1 0. - C D A Interest Open 03/09/09 Jl i. Closed 09/09/09 J1 2 . - C D A Interest J T Open I J 6 / 0 9 / 0 9 J13 . - CD A lnteres! J T Open 1 0 / 2 9 ; 0 9 J14 . - CD A Interest J "I" Open ] 2 1 0 2 / 0 9 J1 5 . - C D A Interest J T Open 1 2 / 0 9 / 0 9 J1 6. New York Life Ins. Co. - Fully Paid Lip Life A I n t . tD i v . Mahared 1 0 1 2 8 1 0 9 KPolic.v -Sec VIII1 7 . 5th.3rd Bank Accounts A I n t e r e s t M T


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FINANCIAL DISCLOSURE REPORT [ , ~ a n , e o fIPage 5 of 7 [ w~, ~ ~. o ~ / 3 / ~ o ~ 0V !I. INVESTM ENTS and TRU STS - ~ .... ~ ,,

N O N E (No reportable income, assets, or transactions.).~. ~7 ...... c. --- ~ ...................... 6: .. . . . . . . . . .. . . . . . . . . . . .. . . . . . .

~scription of As~ts Income during Gross value al end Transactions during re~rting ~rioti(including tn~sl assels) r~ofling period of reposing period

PIace "(X)" after each asset :Amount T~ (e.g., Valueexempl from prior disclosure Code l div., rent, Code 2 Meth~ ~ buy, sell, [mmiddi)~ i Code 2 , Code I buyerlseller( A - H ) or ira.) (J-P) Code 3 redemption) [ (J-P) ~: (A-H) (if private~ (Q-W) ~ transaction)_ ~ ......................... i ....... ~ ........ ; ...............................

1 8 , 5t~3rd BanCo~ Common St(~k - See V III B D i v i d e n d N T

1 9 . , IP M o r g a n C h a s e A c c o u n t A I n t e r e s t C l o s e d 12/07/09 L2 0 ~ AIG SunAmerica Life Assurance Co, - A - D i v i d e n d J TAdjustable Life Policy2 1 . Metlife Account A I n t e r e s t .I T O p e n 1 2 i 0 1 , / 0 9 J2 2 . Estate #1 X - 5th/3rd Bank Accounts A I n t e r e s t M T- C h e c k in g , M o n e y M a r k e ~2 3 .

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2 5 .


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N .... f P .... R e p o r t i n gPageFINANCIAL6 of 7 D ISCLOSURE REPO RT \VEBER, HERMAN ~ I

V III . ADD ITIONAL INFOR M ATION O R E X PLANATIONS.VII. Line 18 - Markel Value as reported in Cincinnati Enqu irer Janua~ ], 2010. Th is investment is an asset of Estate #1.VI1. Line 6 - Transferred savings Io certificate accounts and reinvested CDs.VII. Line 5 - This investment was an asset of Estate # I.VII. Line 16 - Death b enefits paid.


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Name of Person Reporting D a t e o f R e p o r tPageFINANCIA L7 of 7 DISCLOSURE R E P O R T

IX . CER TIFICATION.I certify that all information given above (including information pertaining to my spouse and m inor or dependent children, if any) isaccurate, true, and complete to the best Of m y know ledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned income from outside employm ent and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signal

NOTE: ANY INDIVIDUAl, WH O KNOWINGLY AND W ILFULLY FALSilAND CRIMINA L SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed origina! and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office oflhe United States CourtsSuite 2-301One Columbus Circle, N.EWashington, D.C. 20544

herman j weber financial disclosure report for 2009

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