henry e hudson financial disclosure report for 2009

8/3/2019 Henry E Hudson Financial Disclosure Report for 2009

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, 4 0 ~ 0 FINANCIAL DISCLOSURE REPORT R ~ Z , o , .t R e q M r e , lh y t h e E t h i c .s "in Govermnent Act of 1978~ev ~/2010 F O R CALENDAR YEAR2009 ~s US.C. app. ,~",~ 101I . Person Report ing ( last nam e, f i rs t , middle in i t ia l ) 2. C(~r~ or Org~nlzal i~ 3. D=te of ~eportHudson. Hen~ E. USDC, Eastern Distort of VA 05/03/20 ]0

4. Tille (Article II1 judges indicate active or senior slatus; 5a, Report Type (check approprlatc ~ypc) 6. Reporting P~riotl~:tglslratc jmlgcs imticalc fi~ll- or part-t ime)~ N omiuadon. Date 01~0112009U.S. District Judge -- Active ~ laidnl ~ Annual ~ Final to1 2 z 3 1 ~ 2 0 0 95b. ~ Amended Report7. Chambers or Office Addrt , s s 8, On Ibe basis o f the in form al ion con lained i~l Ibis Rtpor l and any

Suite 6312R ic h mo n d , V i rg in i a 2 3 2 ~ 9 -1 83 3 Reviewing Officer Date

I 3 1 P O R T A N T N O T E S : The instractions aceompato,ing this form m ust be follo~,ed. Complete ull ports,checking the ~5O:VE box for each part where.|ou have ~o reportable i~foratation, Sign on last page.

~ N O N E (No reportable positions.)P O S I T I O N N A M E O ~ O R G A N ~ Z A T I O N / g N T I IY

~ NONg (No reportable agreemems.)D A T E PARTIgS AN~ TgRMS

I . 1 9 9 8 Virginia Re~[remenl System, Judicial pensian t redrcmen~ effective Scplember I, 2002; paymen~ commenced Janua~,2003)2.


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FINANCIAL D .IS C LO S U R E R E P O R T N ......rl, ..... R t . p o r t l n g [ I)ateoraeportP a g e 2 o f 9 Hudson. ll~nry E.I

05/03/2010

1 1 1. N O N - IN V E S T M E N T I N C O M E . (R~porti,,gindividttala~dspt,t,se;~eel~p. 17-2~tCJHinginstrttctiot~.~.)A. Fliers Non-lnvestment 1 ncome

N O N E (No r~7~ort~tble non-investme~t i~rcome.)D A T E S O U R C E A N D T Y P E INCQME{yours, not s~ouses}

t . 2009 A d ju n c t P rn fe s s o r , Un iv e r s i ty o f R ic h n ~o t~d Sc h o o l o f L~w

2. 2009 Lof~ Press . book royal t ies ~2.200.00

3.4.

B . S p o u s e s N o n - ln v e s l m e n t IllcOlrll~ - IJ you wtre m arricd dttrittg any portion of the rept~rtit~g yeor, complete this setti~m.

N O N E (No reportable not~-investmet~tD A T E S O U R C E A N D T Y P E

I2 .3.

IV. REIMBURSEMENTS .... .,.o..~..,.. t , ,~.~i ,o .~, zo , ,a , ~. , , . .o~, . . . . . . . ~ N O N E (No reportable reimburse~re~ts.)

SOURCE I )ATES I ,OCATION P U R P O S E I T E M S ~ A I D O R P R O V I D E Dt.2.3.4.5.


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FINANCIAL DISCLOSURE REPORT r~ ......fP ......R e por, ing Da te of Rep ortP a g e 3 o f 9 Iludson, llenry E, 05/0312010

V . G I F T S . a , ~ . ~ , , a ~ . ~ , ~ , , , .~ , . t , , .~ ........... d dq, e,,de, tch#dren;.we t,p 28-Sl ,~filing i,,str,cti,,,,s.)N O N E (No reportable g~s,)

~ D E S C R I P T I O N V A L U EI.

23.

4.

5.

V I . L I A B I L I T I E S . .q , c ~ ,, d ~ .~ r ~ ....... , . , . , ~ , . . . . . . . . . . . , ~ a , . ~ , , , , , , , , , , , , ~ , i / , ~ . . . . . . . . . p ,. 3 2 - 3 3 o f ] i l i n g i n s t r t t c K , m s . )~] N O N E ( N o reportable tiubilities.}

C R E D I T O R D E S C R I P T I O N "vA Ll.l E CODE1. Navy Federal Credit Union VISA and Mastercard (credit cards) J

2.

3.4.

5.


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F I N A NC I AL D IS C L O S U R E R E P O R T N ..... fP ..... R e p o r t i n g D a t e o f R e p o r t~Page 4 of 9 nu,ason, llenry E. 0 5 / 0 3 / 2 0 1 0

D (No reportable incot~e, assets, or transactions.)ONED e s c r i p ! i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d / r a n ~ : , a c l io n s d u r i n g r c p o r l i n g p e r i o d

l i n c l u d i n g t r u s t a s s e t s ) r c f , o r l i r ) g p e r i o d o f r c p o t ~ m g p e r i o dP l a c e " t X ) " a l i c r e a c h ~ ~ s s e t A m o u n l T y p e ~ c . g ., V a h t c V ; ~ l u c T y p e ( e g . , D a t e Value Gain d c m i l v o f

( A - H ) o , " r i g . ) ( . J - P ) C o d e 3 r e d e m p t i o n } ( . J - P ) t A - F I I ( i f p r i v m ct Q - W ) t r a n s a c u u n }

I. Bank o1" A merica (Accounts) A I n t e r e s t 3 T2 , Branch Bank & Trust ( I;3B&T) (Accounts) A I n t e r e s t K T3. Cardinal Bank (Stock) A Dividend K T4. Navy Federal Credit Union (Accounts) B I n l e r e s t I. T5. Campaign Solutions, Inc. D Dividend K W6 , Franklin High-Yield Fund C h ~ t c r c s t M T7. Dominion Resources, Inc. C Di:idend L T Sold 4/I/09 J C(part)8. American Fund - Capital World Growth and A I n t e r e s t K TIncome Fund9 . Ame rican Legacy I| - Lincoln National Life C Dividend M T

10 , Virginia Retiremen~ System D Dividend K T

11 , Blackrock Funds - Large Cap A Dividend J T B uy 8 / 2 7 0 912 . Blackrock Funds - Intq Opportunities A Dividend J T B uy 8/24/09 J13 . Blackrock Fuod s- lntl Oppor~umies A Dividend 1 T Sold 9/16/09 J

~ (part)14 . Blair W ill iams Inlq Growth Fund A Dividend 1 T B uy 8/24!0915 . Blair Williams lntl Growth Fund A Dividend J Sold 9il6;09( . p a r t )

16 . Diamond Hills Funds - Small Cap Fund A Dividead J T Buy I123/09 J .

17 . Franklin Federal Intermediate Term Tax C Dividend L TFree Income Ftlnd


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F I N A NC I AL D IS C L O S U R E R E P O R T , ~ a m , ,o f P ~ r ~ , . , a e p o r r l . g o~oof~oo- [la g e 5 of 9 Hu dson, I lcnry E. 05/03/20 l0VII. INVESTMENTS and TRUSTS --i ............. t~ transacfit,ns ancludes th ..... ~ s p o u s e a n d d e p e n d e n t c h i M r e n : s e e p p . 3 4 - 6 0 o f f i l in g i n s t r u c t io n ~ . )

H O N E (No reportable income, assets, or transactions.)

D c s c r i p t i n n o f A s s e t s ~ I n c o m e d u r i n g G ro s s v a l u e a t c a d Transactions during reposing ~riod [( i n c l u d i n g t m ~ l a s s e ts ) ~ reposing ~cri~ o f r e p o s i n g p e r i o d [Placc"X)"af lcrcachasscl ] A m o u m Typccg ~ Value 1 Vah~c Tv~(c,g. Dae ~Vate ~ Gain d e n y o "cxe~p ?~mp~cr~sc o~t=rc C,dc I d ~ v . r e n t , ~ C ~ d e 2 [ M e ~ h o d i bu ), ~c ll m~ rd dd /y y . Co de 2 ~ C~ dc I [ b u v c r / ~ c l l c r ["A t1 " : " "t. - ~ ~r nt) [ ~ J - P ) [ Code 3 [ r e < r n N i o n ) : U-P) (A-II) ( i f p r i v a t e..................................... ...... ...... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .1.. .............I

1 8 . Franklin Virginia Tax Free Income Fund C Dividend L T [1 9 . Goldman Sachs Tr. Fin. Square MMKT A Dividend J T B uy 1/23/09 J

20 . t t0tchkis & W iley (:?ore Value Fnnd A Dividend J - r B uy 1/23/0921 . Kinetics Small Cap Opp. Fund - Institutional A Dividend Sold 8/25/09Class22 . Nuveen T radewlnds lntl A Dividend J T Sold 6/25/09Ipart)23 . Nuveen lnl l Value Fund A Divideod J T Sold 6/25/09{pan)2 4 . Pin~co-Con-,modi ty Fund A Div idead J T B u y 8/24/O925 . Wells Eargo Advantage Endeavor Select A Dividend J T Sold 1 1 1 1 6 / 0 9 JF u n d (pail)

9 6 . W ells Fargo Advanlage Endeavor Selcct A Dividend J T B uy 8/24/09 JFund2 7 . W ells Fargo Advamage Small Cap A Dividend J T B uy 1 1 2 3 / 0 9 J2 8 . RS Investmen t Tr. Global - Nalu~al Res. A Dividend Sold 8 / 2 7 1 0 9 J A2 9 . John Hancock Classic Value Fund A Dividend J T B uy 8 1 2 4 / 0 9 J. 3 0 . John Hancock Classic Value Fund A Dividend J T Sold I I 1 / 1 6 , 0 9 J(part)

3 1 . Artio In~t Eqaity Fund A Dividend J T B n y 1/23/09 J3 2 . Arlio Intl Equity Fund A Dividend J T Sold 6 1 2 5 / 0 9 J(pan)3 3 . Less Mason Value Trust A Dividend J " F B uy 1 1 2 3 / 0 9 J

3 4 . Less Mason Value Trust A Dividend J T Sold 11/16/09 J


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F I N A NC I AL D IS C L O S U R E R E P O R T r ~ . . . . . . . fP,: ..... R t . p o r t i n g I D a t e o ~ R e p o r lIPage 6 of 9 I ludson, itenry E. 05/03/2010Vll. INVESTM ENTS an d TR USTS -i , . . .. . . .. . . . r , , ~ , , .........tiot,s (Itwhldes ,h ..... ~.1 ............d~pendent childre,l see l,p. 34-60 of f!ling instructlo,ts.)~ N~NE (No reportable income, assets, of transactions.)........................................................~. i . . . . . . . . . . . ~ 7 c. " .................... ~ ...........................D c s c r i p i io n o f A s s e t s ~ h 3 c o m c d t u in g G r o s s v a l u e a l e n d T m n ~ a c l l o n s d u r i n g r e p o r t i n g p e r i t~

( i n c l u d i n g t r u s l a s s e t s ) :~ r e p o r t i n g p e r i l e d o f r c p o a i n g p e r i o dP l a c e " ( X ) " a f t e r e a c h a s s e t A m o u m ~ T y p e ( e .g .. V a l o e ~ V ~ l u e T y ~ t e . g . , [ D i n e Value G a i n I d e n t i t y

~ " ~ " .) [ (J-) ~ Co 3 red mpion) ~ i {J-P) ( A - H ) I f i f p r i v a ~ e

3 5 . Apple, lnc. A Dividend J T3 6 . Genwomh Financial A Dividend J T3 7 . Aberdeen Funds Small Cap A Dividend Sold 6/25/09 J A3 8 . Hartford lntt Growth Fund A Dividend J T Sold 8/27i09 J(pan)3 9 . Managers Time SSQ A Dividend J T Sold 9/16/09 J(pan)4 0 . American Century Fund - Vis ta Fend A Dividend J T B ny 1/23/09 J4 1 . American Cereus, Fund - Vista Fund A Dividcud J T Sold 9/16/09 J(pail)4 2 . Cambia r Oppo~un i ty F tmd A Dividend J T Bu y 1 / 2 3 / 0 9 J~ 3 . Cambiar Oppor luni ty Fund A Divideud ~ T Sold 12/1/09 J(pan)4 4 . H~rbor Smal l Co Growth Fund Inv. A Dividend ~ T Buy 8 /24 /094 5 . ~ I~rbor Smn l l Co Growth Fu nd Inv. A D ivid end J T Sold 12/1/09 J(pan)4 6 . Secu r i ty Equ i ty Fund M id Cap VMue A D ividend J T B u y ] /23/094 7 . Security Equily Fund Mid Cap Valae A Divide~d J T Sold 6/25/09 J(pail)

: : 4 8 . Safiut Cnpital Micro Cap Fund A Dividend Sold 8/27/09 J A4 9 . TIAA-CR EF Institutional Intl Equfly Fund A D ividc~d Sohl 8/27/09 J A5 0 . Touchstone Large Cap Growth Fund A Dividend J "f ~u y 8 1 2 4 / 0 9 J5 1 . Touchstone Large Cap Growth Fund "A Dividend J T Sold 1 1 1 1 6 1 0 9(p~n)


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F I N A NC I AL D IS C L O S U R E R E P O R T . ~ . . . . . . f ~ . . . . . .. ~ p , , r , i . = [ ~ , ~ . f . c l , , ~ r ,

VII. INVESTM ENTS and TR USTS - i .......... t . ~ , , . . . . . . . a , , .. ~ a . a , ,a ~ , ~ , o , , . q w ...... d d e p e n d e m c h i l d r e n ; s e e p p . 3 4 - 6 0 , f i t ln g l n s tr u a i o n s .)~ N~NE (No reportable income, assets, or transactions.)..................... ~, ~ ............... c " . . . . . . . . .. . . . . . . . . .. . . . . . . . . fi . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ~:

Dcs cr ip l iOn of As s et s Incom e dur l l lg Gross wlue ~1 end ~ Transactions during reportiflg period I( i ncluding t n~Sl as s cl s ~ reporting ~ri~ of reporting period

Place "( X)" af t er each as s cl A m o u n t ~ Type (e.g., VM u e Valu e Type ~c.~, , Da te Valu e Gn in [dcntily ofexcmpl from pdor disclosure Code I Olv rent. Code 2 Method Guy. sell. mmid~.yy Code 2 Code I buyerlscller(A-I~) or m l . ) (J -P ) C o d e 3 ~ c d c mpl~ o n ) (J-P} (A-]I) . (ifprwate

( O - W ) trang~c t ion)

52. Ford Motor Co. A Dividend J T Buy 12/21/09 ] J

53. AI~ Global Real Estale A Dividend J T Buy 8/24/09 J


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FINANCIAL DISCLOSURE REPORT !1 N ....fP .....Reporting l I)aleofReportI IPage 8 o f 9 ~ u ~ l s ,, n , I le n r y E . 0 5 / 0 3 1 2 0 1V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . ~,,,~i,,,,,,~,,,-r,,~,~,,~,,,r~J


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F I N A NC I AL D IS C L O S U R E R E P O R T ,~ . . . .. fle .... R e p o r t i n g D a t e o f R e p o r !~ P a g e Iltldson, llenry E, 0 5 ; 0 3 / 2 0 1of 9

I X . C E R T I F I C A T IO N .I certify that all infi~rmation given above (including inforn~atfon pertaining to my spouse and m nor or depends, n! children, if any) isaccurate, true, and complete Io the best of m) know, ledge and belief, and thai" any information nol" reported was withheld because it met applicable statutoryprovisions permitt ing non-disclosure.I furthc|- cert i~" thai earned income from oulside cmplo~m ent and honoraria and the acc eplance of gif ts which have beeu reported are incon~pliance with tile provisions of 5 U.S.C. app. 5111 ct, seq., 5 U.S.Co 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WIIO KNO\VINGL~ ANI) WILFULLY FALSIFIES OR FALLS TO FILE Tills REPORT 51A~ BE SUBJECT TO CIVILAND CRII~IINAL SANCTIONS (5 U.S.( . app . 104.1

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Con~t~ittee on Fi~ancial DisclosureAdministrative Office 0flhe United Slates CourtsSuite 2-301One Colun~bus Circlc, N.E.Washington, D.C. 20544

henry e hudson financial disclosure report for 2009

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