guidelines for filling individual equity account

Guidelines for filling Individual Equity Account

Name of the client as per PAN SITE should be filled here

Clients Father’s/Spouse Name should be filled as per PAN Card

Gender, Marital Status and DOB of client should be filled

Passport size Photograph with across sign should be affixed

PAN NO and UID No (If Assist) should be filled accordingly.

Proof of Identity Submitted should be mentioned here

Correspondence Address of client as per proof should be filled

City/Town/Village as per address proof should be filled here

Pin Code, State and country name should be filled Contact Details of client should be filled

Permanent address of client should be filled

Proof submitted for permanent address should be mentioned

Annual Income of client should be specified.

Occupation details of client needs to be ticked accordingly

Note : - If client is falling under the category of PEP. Client needs to tick the appropriate box accordingly

Signature of applicant needs to be done

Date should be filled

Bank details viz. Bank Name, Address, Account No, Account type, MICR Number and IFSC code should be mentioned completely and match with the Bank proof provided by client

2nd bank details (If applicable ) needs to be mentioned completely and match with the Bank proof provided by client

Depository Account details Viz. DP Name ,Depository Name (NSDL / CDSL) and DP ID should be mentioned

Name of the Sole / 1st Holder’s (in Depository) should be filled in Beneficiary Name.

Client required to sign against the exchange/segment on which he/she wish to trade. Exchanges /segment not chosen should be struck off by the client.

1. For Trading in cash Segment Sign Here Only

2. For Trading in F&O Segment Sign Here only

3. For Trading in Currency Segment Sign Here Only

Note : - Client needs to sign against Exchange / segments separately for Cash ,F&O and Currency Derivative.

1. Client needs to sign on 2 fields for trading in Cash separately for NSE and BSE.

2. Client needs to sign on 2 fields for trading in F&O separately for NSE and BSE.

3. For Trading in Currency segment on NSE exchange signature is required in front of NSE, MCX-SX & USE exchange in Currency - Derivative segment columns.

Details to be provided if any action has been taken/proceedings (initiated/pending) by SEBI or other authorities against the client. Mark N/A if no action Initiated/Pending.

If client is dealing through the sub-broker, following details need to be provided or (In case of Self Branch ) should be struck off by the clientNote : If client is introduced by a

Authorised Person (AP). No need to fill the details of dealing through Sub Broker

If client is dealing through other broker, details need to be provided accordingly or should be struck off by the client

Details for receiving mode of contract note should be specified (ECN/PCN) along with the Email ID (Mandatory In Case of ECN)of client.

Note :- Contract Note for Future trades will be sent in Physical Form by default.

Select appropriate Platform if wish to Trade “Online”

Introducer details viz. Name( Properietor, Partner , Director of Authorized Signatory of Sub Broker Firm ) Status, Address and Phone number (Firm) of client along with the signatures on relevant place should be done

Note : - In case of Self Branch If client is Introduced by Religare Employee details can be provided by ticking on others.

If client wish to Nominate, Nominee details viz. ..Name, ..Applicant relationship with the Nominee, ..PAN No, ..DOB, ..ADDRESS and ..Phone No. of Nominee should be filled within the specified field as shown below.

Otherwise, I/we do not wish to nominate column SHOULD be ticked.

Guardian details should be filled on relevant places if nominee is a minor.

Passport size Photograph of Nominee with across sign should be affixed

Passport size Photograph of Guardian (if nominee is a minor) with across sign should be affixed

Witness details viz. Name and address along with signatures needs to fill.

Signature of applicant needs to be doneDate should be

filled

Religare Employee details viz. Name, Emp ID designation and signature along with date required who Verified documents with originals/Interviewed the Client/Done In – Person Verification

Date should be filled

Type of account should be ticked

In the Case of HUF the D-MAT Account needs to be Opened in KARTA’s Name of HUF, Partners(s) Name of Partnership Firm/Trustees Name ofUnregistered Trust ,Authorized Person of Association of Person (AOP).

Note : - In Case of Individual Accounts it should be stuck Off by client

2nd holder details viz. Name, Father’s name, Address with City name, PIN CODE, State name and country name, Client contact details and occupation should be filled on specified places

3rd holder details viz. Name, Father’s name, Address with City name, PIN CODE, State name and country name, Client contact details and occupation should befilled on specified places

Note : - 2nd and 3rd Holder details to be provided. IF applicable

Guardian details viz. Name, Relationship with applicant and address details should be filled if Sole holder is a minor

Standing Instruction details should be filled

PAN details of 1st , 2nd and 3rd holder should be filled if Applicable.

Nature of business (In case of client occupation is Business) should be mentioned else should be mark N/A.

Client bank’s details viz. Account No, Bank Name, Bank address, MICR code and IFCS code should be filled

SMS alert facility for 1st ,2nd and 3rd holder should be ticked accordingly.

Passport size Photograph of 1st ,2nd and 3rd holder with across sign should be affixed.

Signatures of all holders on specified places needs to be done

Nominee details viz. Name, applicant relationship with the nominee, PAN No, DOB, ADDRESS and Phone No. of nominee should be filled along with the signatures of nominee on specified place

Guardian details should be filled on relevant places if nominee is a minor.

Passport size Photograph of Nominee & guardian with across sign should be affixed on relevant places

Signatures of all holders on specified places needs to be done


Complete address of all holders on specified places needs to be filled on POA Page


Note : Brokerage needs to be filled for “Cash Segment”, ”Delivery Based”, “Daily Square Up”, “F&O,” Currency Derivatives Segment, as shared above incase, of “NORMAL” Plan.

For Upfront /Margin Plan needs to Specified Accordingly.

Documents submitted with the AOF should be ticked accordingly

Initial Cheque details needs to be filled

Branch Code should be filled along with the Depository Scheme.

Introducer, RM and dealer along with Name, code and signatures needs to be mentioned

In case Client is Introduced by BP/AP RM and dealer details not required