gregory k frizzell financial disclosure report for 2010

8/3/2019 Gregory K Frizzell Financial Disclosure Report for 2010

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AO 10Rev. 1/2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2 010

Report Required by the Ethicsin Govermn ent Act of 1978(5 U.S.C. app. 101-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t, m i d d l e i n i t i a l )Frizzell, Gregory K.

4 . T i t l e ( A r t i c l e I II j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magistrale judges indicate full- or paa-time)

District Judge - active

7. Cham bers or Of f ice AddressRoom 411 U.S. Cour ihouse333 W est Fourth StreetTu lsa , Oklahoma 74103-3819

2 . C o u r t o r O r g a n i z a t i onNorthern Dis t ric t of Oklahom a

5a. Report Type (check appropriate type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report

O n t h e b a s i s o f t h e i n fo r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i c a t io n s p e r t a i n i n g t h e r e t o , it i s , i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l ic a b l e l a w s a n d r e g u l a t io n s .

R e v i e w i n g O f f i c e r D a t e

3 . Date o f Report05/14/2011

6. Reporting Period01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,check ing the NONE box for each par t where you have no repor table information. Sign on las t page.

I . P O S I T I O N S . (Report ing indiv idual on l y ; seepp . 9 -13 o f f i l ing in s truc t ions . )~ N O N E (No reportablepositions.)

POSITION NA ME O F O RGA NIZA TIO N/ENTITY

2.

3.

4.5.

I I . A G R E E M E N T S . m e , o r t io ~ individual only; see pp. 14-16 of filing instructions.)~] N O N E (No reportable agreements.)

DATE P A R T I E S A N D T E R M S


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FINANCIAL DISCLOSURE REPORTP a g e 2 o f 7

N a m e o f P e r s o n R e p o r t i n gFrizze ll , Gregory K.

D a t e o f R e p o r t05/14/201 I

I II . N O N - IN V E S T M E N T I N C O M E . ( R ~ p o . i n g individual andspouse; seepp. 17-24 of filing instructions.)A. Filers Non-Investment Income~ (No reportable income.)ONE non-investment

DATE SOURCE AND TYPE

2.

3.

4.

INCOM E(your s , no t spouse s )

B . S p o u s e s N o n - ] n v e s t m e n t I n c o m e - lf !,ou were married during an.v portion of the reporting)ear, complete this section.(Dollar amount no t required except for honoraria.)

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

I.

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

I.

2.

3.

4.

5.

PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTPage 3 o f 7

N a m e o f P e r s o n R e p o r t i n gFrizze ll , Gregory K.

D a t e o f R e p o r t05/14/2011

V . G I F T S . a n e t u d e s those to spouse and dependent children; see pp. 28-31 of filing instructions.)[] NONE (No reportable g~s.)

SOURCE

I.2.

3.

4.

5.

DESCRIPTION VALUE

V I . L l A B I L I T I E S . a n e t u d e s those of spouse and dependent ch i ldren; see pp. 32-33 of f i l ing ins truct ions .)N O N E ( N o reportable liabilit ies.)

CRED1TOR DESCRIPTIONI.2.

3.

4.

5.

VALUECODE


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FINANCIAL DISCLOSURE REPORTPage 4 o f 7

N a m e o f P e r so n R e p o r t i n gFrizzell, Gregory K .

D a t e o f R e p o r t05/14/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D NO NE income, or transactions.)eportable assets,

A. B. C. D.Description of Assets Incom e during Gross va lue at end Transactions d uring reporting p eriod(including trust assets) reporting period of reporting period

(I) (2) (I) (2) (I ) (2) (3) (4) ( 5 )Place "IX )" after each asset Am ount Type (e.g., Value Value Type (e.g., D a t e Value i Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 ~. Code I buyer/seller(A-H) o r i n t . ) (J-P) Code 3 redem ption) ( J P ) I ( A - H ) (ifprivate(Q -W) ! transaction)

I. JP Morgan Chase Bank Accoun ts A Interest2. Covenan t Federa l Cred it Un ion Accou n ts A Interest

3. Cus tod ia l S&P Index Un i t Tru s t - B (SPY) A Dividend4. Cus tod ia l S&P Index Un i t Tru s t - H (SPY ) A Dividend5. Cus tod ia l S&P Index Un i t Tru s t - R (SPY) A Dividend6. Cus tod ia l S&P Index Un i t Tru s t - D (SPY) A Dividend7. Custodial S&P Index Uni t Trus t - E (SPY) A Dividend8. Cus tod ia l S&P Index Un i t Tru s t - J (SPY) A Dividend9. U BS Ca s h fu n d A ccou n t A InterestI0 . OX Y C o mmo n S to ck A DividendI1 . V Z C o mm o n S tock A Dividend1 2 . FTR C o m mo n S to ck (S p in o f f of V Z) A Dividend1 3 . UBS BankUSA D eposit Account A Interest1 4 . IDAR Comm on Stock (Delis ted ; former ly A Int . /Div.IAR and withou t va lue)1 5 . U S Treasu ry Strip s (ZC LGC) Non e1 6 . IN T C Comm on S t o ck A Dividend1 7 . P F E Comm on S t o ck A Dividend

K T

K T

J T

J T

J T

J T

J T

J T

J T

K T

K T

J T

J T

J T

J T

J T

J T

07/02/10 J

I . Income Gain Codes: A =$ 1 ,000 or less B =$1,001 - $2,500 C = $2.501 - $5 ,000 D = $5,001 - $15.000(see Colurmas BI and I)4) F ~$50,001 - $10O.0O0 G -$100,001 - $1,000.0OO H I = $ 1. 00 0. 00 1 - $5 .0 00 .0 00 H 2 = M or e t ha n $ 5 ,0 00 .0 00

2. Value Codes J = $ 15 ,000 or less K =$15,001 - $50,000 L =$50.001 - $100.000 M =$ 100,001 - $250,000(See Colunms C I and DS) N ~$250,001 - $500,000 O = $500.001 - $1,000,000 PI = $1.000.001 - $5,000,000 P2 =$5 ,000.001 . $25,000.000

P3 =$25 .000.001 - $50.000.000 P4 =M ore thaa $50,000.0003. Value Method Codes Q =Appra i sa l R =Cost (Real Estate Only) S =Asscsr, mcnt T =Cash Markc tI see Column C2) U =Book Va lue V O ~ h c r W =Estimatcd

E =$15,001 - $50.000


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FINANCIAL DISCLOSURE REPORTP a g e 5 o f 7

N a m e o f P e r s o n R e p o r t i n gFrizzell, Gregory K.

D a t e o f R e p o r t05/14/201 I

VII. INVESTMENTS and TRUSTS - income, value, tra .... , ions ( Includes those o f spouse and dependen t ch i ldren; see pp . 3 4-60 o f f i l ing instruct ions.)[ ~ ] NONE(No reportab le incom e, asse ts , o r t ransact ions . )

A. B. C. D.Descrip t ion of Asse t s In c om e d u rin g G ross v a lu e a t en d T ra n s ac tion s d u rin g rep ortin g p eriod

( including t rus t asse t s) rep ortin g p erio d of rep ortin g p erio< ~(I) (2) (I) (2) ( I ) (2) (3) [ (4) ( 5 )

Place "(X)" after each asset A m o u n t Type (e.g., Va l u e V a l u e Type (e.g., Da t e Value i Gain Iden t i ty o fexempt from prior disclosure Code I d iv ., ren t, C od e 2 M et h od buy, sell, m m / d d / y y Code 2 [ Code I buyer/seller( A - H ) or int.) (J-P) C od e 3 red em pt ion ) (JP) l (A-H) ( i f priva te

( Q - W ) ] t ransac t ion )

1 8 . PPH Exchange Traded Fund (p rey. descr , as A Dividendcommon s t ock )1 9 . T R V C o m m o n S t oc k A Dividend J

20 .21 .22 .23 .24 .25 .26 .27 .28 .29 .30 .31 .

32 .

33 .34 .

All ianceBemste in Lg C ap Growth None( A PGC X )Merr il l Lynch Ban k USA RA SP accoun t A Interest

JK

TT

Merr il l Lynch R et iremen t R eserves accoun t A Interest JAmerican Funds EuroPaci f i c A (AEPGX) A Dividend JColu mb ia A corn F u n d (A CRN X ) A Dividend JPerkins ( fo rmerly Janus) Sma l l Cap Va lueF u n d T ( J SCVX ) A DividendA m eric an C en tu ry V ista (T W V A X ) N on e JDreyfus Premie r New Leader s Fund A( D N L D X )A r t is a n M id C a p V a l u e F u n d ( A R T QX )( fund transfer from 27)Am er ic an Cen tu ry Income & Growth Fund( B I G R X )BlackRock ( fo rmer ly BGI ) S&P 5 00 S tockF u n d ( W F S P X )T . Rowe Pr ice Blue Ch ip Growth Fund( T R B C X )T. Rowe Price Balanced Income (RPBAX )

A DividendA DividendA DividendA Dividend

A DividendA Dividend

JJJJJ

SoldT Bu yTTTT

01/04/1001/04/10

JJ

T. Rowe Price Spectrum Incom e (RPSIX) A Dividend JMassachuset t s Mu tual W hole Life Pa id -uppolicy None

I . Income Gain Codes: A =$1,000 or less B $1 .001 - $2 ,500 C =$2,501 - $5 ,000 D =$5 ,001 - $15 ,0 0 0( S~ Columns B I and D4) F =$50.00 1 - $1 00.009 G = $1 00 ,00 1 - $ 1 .0~ .0~ H 1 =$ 1,000.001 - $5.00~.000 H2 =M ore than $5.000,000

2. Value Codes J =$15,0000 or less K =$15.00 1 - $50,000 L =$50.00 1 - $1 00.000 M =$ 100,00 1 - $250.000(See Columns CI and D3) N =$25 0.001 - $500.000 O -$ 50 0.0 01 - $ 1.0 0~ .00 0 P I = $1.0 00.0 01 - $5 ,00 0,00 0 P2 -$5 .000,001 - $25 .000,000

P3 =$ 25,00~).001 - $50.000.009 P4 =M ore than $50,000,0003. Value Method Code~ Q =Appraisal R -Cost {Real E,tat Onlyl S A s se s sm en t T -Cash Marke t{See Column C2) U =Book Va lue V -Olher W =Es t ima ted

E =$15,001- $50,00~


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FINANCIAL DISCLOSURE REPORTPage 6 of 7

Name of Person ReportingFrizzell, Gregory K.

Date of Report05 /14/2011

VIII. ADDITIONAL INFORM ATION OR EXPLANATIONS. . .d ica te p ar to f r e po r t , )None


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FINANCIAL DISCLOSURE REPORTPage 7 of 7

Name of Person ReportingFrizzell, Gregory K .

Date of Report05 /14/2011

IX. C ERTIFICATION.1 cer t i fy tha t a l l inform ation given above ( inc luding inform ation per ta ining to my sp ouse an d m inor or depen dent ch i ldren, if any) i s

accura te , t rue, and com plete to the best of my knowledge and bel ief , and tha t any information not repor ted ~vas wi thheld becau se i t m et appl icable s ta tu toryprovisions p ermi t t ing non-disc losure.! f u r the r c e r t if y tha t e a r ned i nc om e f r om ou t s i de em plo ) a nen t a nd hono r a r ia a n d the a c c ep t a nc e o f g i f t s w h i c h ha v e been r epo r ted a r e i ncomp l iance ~ v i th the provisions of 5 U.S.C. app . 501 e t . seq., 5 U.S.C. 7353 , and Jud ic ia l Conference regula t ions.

Signature: S] Gr egory K . Frizzell

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I FI E S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LAND C R IMINAL S ANC T IONS (5 U .S .C . ap p . 104 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

gregory k frizzell financial disclosure report for 2010

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