global&businessðics&survey™ ethics&&compliance&...
TRANSCRIPT
![Page 1: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/1.jpg)
Global Business Ethics Survey™Ethics & Compliance Risk in the Supply ChainKatie Lang, Senior Researcher, ECIMara Lindokken, Assistant Director, Research, ECILindi Jarvis, Senior Managing Director, FTI Consulting
![Page 2: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/2.jpg)
ethics.org | © 2016 Ethics & Compliance Initiative
About the Ethics & Compliance Initiative (ECI)
2
Our Mission
ECI empowers organizations to build and sustain High Quality E&C Programs (HQPs).
![Page 3: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/3.jpg)
ethics.org | © 2016 Ethics & Compliance Initiative
About the Ethics & Compliance Initiative (ECI)
3
The Ethics & Compliance Initiative (ECI) is a best practice community of organizations that is committed to creating and sustaining high quality ethics & compliance programs (HQPs). With a history dating back to 1922, ECI brings together ethics and compliance professionals and academics from all over the world to share techniques, research and, most of all, exciting new ideas. www.ethics.org
![Page 4: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/4.jpg)
ethics.org | © 2016 Ethics & Compliance Initiative
Report Sponsor
This report is made possible in part by generous funding from:
4
![Page 5: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/5.jpg)
ethics.org | © 2016 Ethics & Compliance Initiative
§ Increased scrutiny of international operations
§ Need for reliable global benchmarks on workplace integrity
§ Lack of information about private sector challenges beyond bribery/corruption
Ø Result: A rigorous, multi-‐country inquiry based on longstanding NBES® metrics
Why GBES? Why Now?
5
![Page 6: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/6.jpg)
ethics.org | © 2016 Ethics & Compliance Initiative
§ Data collected November 30 – December 31, 2015
§ Online panels in the native language of each of the 13 GBES countries
§ Private, public, not-‐for-‐profit sectors included§ 1,000 responses for each country (1,046 for US)§ Margin of Error: +/-‐ 3.1% at the 95% confidence level
Methodology
6
![Page 7: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/7.jpg)
ethics.org | © 2016 Ethics & Compliance Initiative
The GBES Countries
7
![Page 8: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/8.jpg)
ethics.org | © 2016 Ethics & Compliance Initiative
§ Businesses are increasingly dependent on complex set of supply chain relationships
§ Significant area of risk
§ Little attention to employees as a risk area
§ Emerged as a risk area in GBES 2016
§ Dearth of research from employee perspective
Why Focus on the Supply Chain?
8
![Page 9: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/9.jpg)
Who Are Suppliers?
![Page 10: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/10.jpg)
ethics.org | © 2016 Ethics & Compliance Initiative
Demographic Differences: Gender
10
![Page 11: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/11.jpg)
ethics.org | © 2016 Ethics & Compliance Initiative 11
Demographic Differences: Management Level
![Page 12: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/12.jpg)
Supplier Employee Perspective: Efforts to Promote Workplace Integrity
![Page 13: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/13.jpg)
ethics.org | © 2016 Ethics & Compliance Initiative
Aware of E&C Resources
13
![Page 14: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/14.jpg)
ethics.org | © 2016 Ethics & Compliance Initiative
Utilize E&C Resources
14
![Page 15: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/15.jpg)
ethics.org | © 2016 Ethics & Compliance Initiative
Deem Management to Be Ethical Leaders
15
![Page 16: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/16.jpg)
Employee Experience: Workplace Integrity in the Supply Chain
![Page 17: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/17.jpg)
ethics.org | © 2016 Ethics & Compliance Initiative
Pressure Is More Widespread
17
0%
5%
10%
15%
20%
25%
30%
35%
GBES SUPPLIERS NON-SUPPLIERS
22%
31%
18%
![Page 18: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/18.jpg)
ethics.org | © 2016 Ethics & Compliance Initiative
More Employees Observe Misconduct
18
0%
10%
20%
30%
40%
50%
GBES SUPPLIERS NON-SUPPLIERS
33%
42%
28%
![Page 19: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/19.jpg)
ethics.org | © 2016 Ethics & Compliance Initiative
Observers More Likely to Report…
19
![Page 20: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/20.jpg)
ethics.org | © 2016 Ethics & Compliance Initiative
And to Experience Retaliation as a Result
20
0%
10%
20%
30%
40%
50%
GBES SUPPLIERS NON-SUPPLIERS
36%
45%
28%
![Page 21: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/21.jpg)
Unique Challenges of Workers in Supply Chain
![Page 22: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/22.jpg)
ethics.org | © 2016 Ethics & Compliance Initiative
Suppliers Operations Are Complex
22
![Page 23: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/23.jpg)
ethics.org | © 2016 Ethics & Compliance Initiative
Supplier Employees Work on “Larger Stage”
23
![Page 24: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/24.jpg)
ethics.org | © 2016 Ethics & Compliance Initiative
Change Is Norm at Supplier Organizations
24
![Page 25: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/25.jpg)
Implications &Next Steps
![Page 26: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/26.jpg)
ethics.org | © 2016 Ethics & Compliance Initiative
§ Feel pressure to compromise standards and to observe misconduct
§ Report misconduct when observed and to experience retaliation as a result
§ Be aware of E&C resources provided to them and feel better about their ability to face workplace integrity challenges
§ More likely to agree that leadership values workplace integrity and ethical conduct
Employees in Supplier Organizations are More Likely To…
26
![Page 27: Global&Business&Ethics&Survey™ Ethics&&Compliance& Risk&in&the&Supply&Chain · Ethics & Compliance Risk in the Supply Chain Author ECI Subject Risk in the Supply Chain Keywords](https://reader036.vdocuments.us/reader036/viewer/2022062605/5fd78311f3093401417f9086/html5/thumbnails/27.jpg)
Questions?