giving energy consumers a stronger voice in oeb ......2016/05/13 · giving energy consumers a...
TRANSCRIPT
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Giving Energy Consumers a Stronger
Voice in OEB Adjudicative Processes
May 13, 2016 - Check Against Delivery
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Presentation Purpose & Outline
Purpose
• Provide overview
• Get your input
• Discuss next steps
Outline
• Background and Context
• Objectives
• Research, Analysis and Findings
• Consumer Engagement Framework
• Awareness, Information, Access
• Tools
• Roll-out
• Next Steps
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Background and Context
OEB has been undertaking a review of how customers participate in its processes for several years in phases:
Step 1: Strengthen the Rules (completed in 2014)
• Examined the OEB’s approach to intervenor status, cost eligibility and cost awards
• Implemented several procedural and administrative changes to existing intervenor funding process, strengthening transparency and accountability (Intervenor Phase 1 Consultation)
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Background and Context
Step 2: Test New Approaches to Customer
Engagement (2013-2016)
• Reviewed and revised legal notices – plain
language, readability, understanding
• Piloted community meetings for larger rate
hearings
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Background and Context
Step 3: Review Best Practices in Customer
Engagement (late 2015-2016)
• Identified and evaluated alternative models to
the OEB’s current approach through a
jurisdictional review
• Developed a new Consumer Engagement
Framework which adopts best practices to
ensure effective and transparent consumer
representation in OEB processes
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Background and Context
Step 4: Implement the New Customer
Engagement Framework (2016-2018)
• Get input from customers, intervenors and
other stakeholders
• Roll-out the various tools for consumer
engagement
• Assess and evaluate each tool
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Deliverables
The OEB’s regulatory process is easily understood by Ontario electricity and natural gas consumers
Residential and small business consumers have access to and can meaningfully participate in OEB hearings
The OEB has effective mechanisms to ensure the voice of the consumer is heard
OEB decisions consider the views of the consumers impacted
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Research and Analysis
We looked closely at our adjudicative process to:
• Determine whether we are seeking/getting the
views we need
• Identify barriers to engagement and participation
• Explore ways to involve local and small business
consumers into our process
Did a jurisdictional review to:
• identify best practices for consumer
engagement and representation
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Research and Analysis: Findings
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• Individuals, associations, groups request standing and ask for funding
• Participants self-select based on notice information
• Employed in Ontario, NEB, California
Model 1
Self-Selected
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Research and Analysis: Findings
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• Can be staff of the regulator or a separate entity (individual or group) with expertise in consumer representation
• Goal is to represent consumer interests
• Roles can vary –provide advice and information to regulator and/or be directly involved in regulatory proceedings
• May take on other functions, such as research, education or mediation
• Employed in Nova Scotia, Alberta, California, New York, Ohio, UK, Australia
Model 2
Board/
Commission-Selected
Consumer Representative
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Research and Analysis: Findings
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• Designed to inform utilities or regulators
• Two types: technical experts and “average” consumers
• Largely used where hearings are not part of rate-setting process
• Employed in UK, Australia, Scotland; OEB Consumer Panel currently being developed
Model 3
Consumer Panels
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Consumer Engagement Framework
Suite of tools to give residential and small business customers
information and access to OEB adjudicative processes
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Consumer Engagement Framework
• What it is…
• Complementary with existing tools
• More systematic
• Getting the customer point of view
• Capacity building
• Energy literacy
• Decision making that considers the views
of all customers
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Consumer Engagement Framework
• What it is NOT …
• Replacement for intervenors
• Overlap with utility responsibilities
• One size fits all
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New Consumer Engagement Framework
Awareness Information Access
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Better awareness of:
• The OEB – who we are,
what we do and how we
do it
• How the OEB’s processes
affect electricity and
natural gas customers
• How customers can:
• learn more about the
OEB and its processes
• get involved
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Awareness
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• Ability to engage requires a better informed consumer
• Information needs to be clear, relevant, helpful, understandable and easily available in a format, language and medium that consumers relate to
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Information
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Making OEB hearing process
more accessible by:
• Building capacity by
enhancing education and
literacy
• Removing barriers to
access
• Providing simple and
meaningful ways to
participate
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Access
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Tools: Consultation by Utility
• OEB already requires that a utility engage with its customers before filing application (Renewed Regulatory Framework for Electricity)
• OEB tests the sufficiency of the engagement by considering how customer needs, preferences and expectations have been reflected in the application
• Utility-specific engagement ensures customers are informed of:
• proposals being considered for inclusion in the application
• value and impacts of proposals to customers (i.e. costs, benefits and the impact on rates)
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Tools: Notification
• Increase awareness
• Go beyond legal notice requirements
• Leverage multiple channels
– OEB website
– other websites (utility)
– social media
– direct mail
– bill
– other
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Tools: Enhanced Consumer Website
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The OEB’s role in setting rates
Your utility
An easy to read summary of what
your utility requests
How you are impacted by a
utility application
How OEB hearings work
How to get
involved
How to find your Regional
Consumer Representative
How to contact the OEB’s Process Counsel or get
more information
Copies of OEB decisions
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Tools: Guidebook/Quicktools
• Plain-language, easy-to-use guide made up of a number of “quick tools”
• Available in hard copy, distributed at public meetings, and made available through local distributors
• Available on the enhanced consumer website, and supplemented with more interactive media such as videos and tutorials
• The guidebook and supporting “quicktools” will be a passive and non-intimidating way for customers to see first-hand how the OEB goes about its work and how they can get involved at each step of the process
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Tools: Legal Notice
• Posted on the OEB’s and applicant’s website
• Personally served on anyone that is affected or is likely to be affected
• Published in newspaper(s) in the area most affected by the proposals in an application
• OEB developed a new, shorter, plain language notice and took the publication process in house
• OEB will review the notice again to: • Balance reader friendliness with content
• Use best channels to reach consumers
• Serve notice directly as often as possible
• Go beyond notice to notification
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Tools: Process Counsel
• A dedicated customer contact person at the OEB who
knows:
• What applications have been filed with the OEB
• How OEB’s decision making processes work
• How consumers can get involved in the process
• help reduce barriers faced by consumers that want to know how
to effectively participate in an adjudicative process/hearing
• provide helpful, clear information to help consumers:
– Determine whether they wish to be involved
– Determine how, where and when to get involved
– Access additional resources (regional consumer representatives,
enhanced consumer website, utility information)
– Navigate the hearing process (asking written or oral questions,
making submissions, etc.)
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Tools: Letters of Comment
• Customers will continue to be able to provide their comments on an application by: • submitting comments directly through enhanced consumer
website (easier online process) • e-mail • regular mail (post) • at a community meeting
• Plans to enhance online letters to provide a template or questions to solicit relevant feedback on applications
• All comments received are made part of the legal record of the case and are explored by OEB staff through questioning
• The comments are taken into account when a decision is made
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Tools: Community Meetings
• OEB piloted community meetings in 2015
• Community meetings give:
• local customers a way provide input and
comments directly to OEB
• the OEB a way to get customer views and opinions into a
hearing
• Community meetings are:
• broadly advertised
• held after an application is filed but before the hearing
• local - held in the applicant’s service area
• informal - open house format is a more relaxed way for
customers to engage
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Tools: Intervention
• The OEB has had a well-funded, self-selected intervenor model for decades
• Associations and other organizations participate in OEB proceedings on behalf of various customer groups/classes and provide:
• broad perspectives
• expertise
• challenges on applications before the OEB
• Directly impacted parties, or the associations and organizations that represent them, will continue to be able to intervene in the OEB’s processes in accordance with the current Rules
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Tools: Regional Consumer Representatives
• Starting in 2017, OEB will pilot the use of local community-based representatives to gather information from and advocate on behalf of local customers during the hearing
• Representatives will be selected based on: • experience in hearing advocacy
• familiarity with regional/local energy issues
• knowledge of energy matters
• community-based engagement and consultation skills
• Representatives will be expected to: • coordinate and facilitate effective engagement with local residential and
small business customers
• record and report the views, comments, questions and positions of local consumers
• advocate for local customer interests as informed by those customers in the OEB’s hearing process
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Tools: Regional Consumer Representatives
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Operating at the local level Capacity Building - access to the rep and their knowledge
and skills
Local consumer voice in the hearing
Consideration of consumer voice in OEB decisions
Greater Consumer
Access
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Tools: Hearings in the Community
• In 2016 the OEB will hold larger hearings (in whole or
part) in a local community impacted by an application
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Allow participation by local customers
Make OEB processes more accessible, open and
transparent
Enhance consumer trust and confidence in the regulatory
process
Enhance consumer understanding and awareness of the OEB, its rate setting and
decision making processes
Hearings in the Community
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Consumer Voice in OEB Decisions
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Consumer Voice in OEB Decisions
• The new Consumer Engagement Framework will
allow for greater involvement by consumers in the
OEB’s process
• The OEB will hear the views, concerns and
questions of local, directly impacted consumers –
those that pay the bill
• The OEB will take these concerns into account in
deciding whether the rates the utility wants to
charge are just and reasonable
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Consumer Engagement Framework – Roll-out
• Beginning this fall, the following tools will be available:
• Community meetings
• Process Counsel
• Hearings in the community
• Guidebook/Quicktools
• Start with rate cases and eventually apply to all cases
• Enhanced consumer website will be available mid-2017
• Further opportunities for input will be provided
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Next Steps
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• Meet with intervenors and utilities
• Consult with consumer panel
• Develop pilot and implementation plan for
Regional Consumer Representatives
• Develop content and roll-out plan for enhanced
consumer website
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Questions
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