ge3 rl 7 !9!2 - sec.gov | homethe application of paxar corporation to withdraw its common stock,...
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Issue 9 2 - 2 3 5 G E 3 rl 7 !9!2 December 7 , 1 9 9 2
U.S. SECURITIES L I ,
COMMISSION ANNOUNCEMENTS
PUBLIC REFERENCE ROOM, MAIL ROOM, PUBLICATIONS SECTION AND FILE DESK TO CLOSE EARLY t
The Publ ic Reference Room, t he Mail Room, t he Pub l i c a t i ons Sec t i on and t h e F i l i n g Counter i n t he Branch of Document Control w i l l c l o s e a t 2:OO p.m. on F r iday , December 18 , 1992. F i l i n g s and o the r packages w i l l be r e ce ived b u t n o t processed a t t he F i l i n g Counter, Room 1006.
A n o t i c e has been i s sued g iv ing i n t e r e s t e d persons u n t i l December 2 3 t o comment on t he a p p l i c a t i o n of PAXAR Corporat ion t o withdraw i t s Common S tock , $ . l o Par Value, from l i s t i n g and r e g i s t r a t i o n on t he American Stock Exchange. (Re l . 34-31548)
NLISTED TRADING PRIVILEGES SOUGHT
Notices have been i s sued g iv ing i n t e r e s t e d persons u n t i l December 22 t o comment on t he a p p l i c a t i o n s of f i v e exchanges f o r u n l i s t e d t r a d i n g p r i v i l e g e s i n i s s u e s which a r e l i s t e d and r e g i s t e r e d on one o r mor'e o t h e r n a t i o n a l s e c u r i t i e s exchange and a r e r epo r t ed i n t he conso l i da t ed t r a n s a c t i o n r e p o r t i n g system. The exchanges and number of i s s u e s a r e a s fo l lows : Ph i lade lph ia Stock Exchange - 8 i s s u e s (Rel . 34-31549); Midwest Stock Exchange - 10 i s sue s (Re l . 34-31550); Boston Stock E x c h a n ~ - 7 i s s u e s (Re l . 34-31551); P a c i f i c Stock Exchange - 1 i s s u e (Re l . 34-31552); and C inc inna t i Stock Exchange - 40 i s s u e s (Re l . 34-31553).
The Options Clear inp Corporat ion f i l e d a proposed r u l e change (SR-OCC-92-36) r e l a t i t l g t o a f e e r e v i s i o n . The proposed r u l e change became e f f e c t i v e upon f i l i n g wi th the
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NASD-92-47) that became effective upon fili-ng with the Commission. The purpose
week of December 7. (Rel. 34-31555)
:IP?ROVA?.. OF PROPOSED RUL.E CHANGE
The Commission approved a proposed rule change (SR-NASD-92-14) submitted by Natiorlnl Association of Securities Dealers that amends Article 111, Section 15 of :;ASD Rules of Fair Practice. The rule change exempts the use of negative respo letters in connection with the bulk exchange of money market mutual funds in certai situations. (Rel. 34-31558)
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PROPOSED RULE CHANGE
vield fixed income securities. Publication of the proposal is expected in the ~e,Eister during the week of December 7. (Rel. 34-31561)
number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable) ; File number and date filed; Assigned Branch;
/ ' and a designation if the statement is a New Issue.
NEWS DIGEST, December 7, 1992
5 - 8 COSTCO WHOLESALE CORP, 1 0 8 0 9 l 2 O T H AVE N E, KIRKLAND, UA 9 8 0 3 3 ( 2 0 6 ) 8 2 8 - 8 1 0 0 - 6 0 0 , 0 0 0 ($16 ,650 ,000) COMMON STOCK. ( F I L E 3 3 - 5 4 6 2 4 - NOV. 1 7 ) (OR. 1 )
S - 1 1 CORESTATES BANK N A /PA, BRCAD B CHESTNUT STREETS, PHILADELPHIA, PA 1 9 1 0 7 - 1 , 0 0 0 , 0 0 0 ($1 ,000 ,000) EQUIPMENT TRUST CERTIFICATES. ( F I L E 3 3 - 5 4 9 1 0 - NOV. 2 3 ) (OR. 1 2 - NEW ISSUE)
5 - 3 KTRA CORP /DE/, 6 0 STATE ST, C/O X L CO INC, BOSTON, MA 0 2 1 0 9 (617) 3 6 7 - 5 0 0 0 - 1 , 8 0 4 , 8 0 5 ($91 ,142 ,652) COMMON STOCK. UNDERWRITER: FURMAN SELZ INC. ( F I L E 3 3 - 5 5 0 4 6 NOV. 2 7 ) (BR. 5 )
5 - 1 M A I N ST B M A i N INC, 8 7 0 0 E V I A DE VENTURA STE 305 , SCOTTSDALE, A 2 8 5 2 5 8 ( 6 0 2 ) 9 5 1 - 3 2 0 0 - 2 ,640 ,750 ($10 ,960 ,470) COMMON STOCK. ( F I L E 3 3 - 5 5 0 4 8 - NOV. 2 7 ) (OR. 1 2 )
N - 1 A LANDMARK I N S T I T U T I O N A L FUNDS I , 6 ST JAMES AVE, BOSTON, MA 0 2 1 1 6 (617) 4 2 3 - 1 6 7 9 - I N O E F I N I T E SHARES. ( F I L E 3 3 - 5 5 0 5 0 - NOV. 2 7 ) (OR. 1 7 )
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REGISTRATIONS CONTINUED
S-1 MARION CAPITAL HOLDINGS INC, 100 WEST THIRD STREET PO BOX 367, MARION, IN 46952 (317) 664-0556 - 2,312,375 ($23,143,750) COMMON STOCK_ (FILE 33-55052 - NOV_ 27)(BR. 2 - NEW ISSUE)
S-8 FEDDERS CORP IDE, 158 HWY 206, PO BOX 265, PEAPACK, NJ 07977 (908) 234-2100 -1,575,000 ($9,745,312) COMMON STOCK. (FILE 33-55054 - NOV. 27) (BR. 9)
S-3 CAROLINA POWER & LIGHT CO, 411 FAYETTEVILLE ST, RALEIGH, NC 27602 (919) 546-6111 -350,000,000 ($350,000,000) MORTGAGE BONDS. (FILE 33-55060 - NOV. 27) (BR. 7)
S-3 TELE COMMUNICATIONS INC, TERRACE TOWER II, 5619 oTC PKWY, ENGLEWOOD, CO 80111 (303) 267-5500 - 4,578,243 ($88,793,458) COMMON STOCK. UNDERWRITER: MERRILL LYNCH & CO. (FILE 33-55072 - NOV. 27) (BR. 7)
S-1 IDENTIX INC, 510 N PASTORIA AVE, SUNNYVALE, CA 94086 (408) 739-2000 - 625,000($6,350,000) PREFERRED STOCK. 200,000 ($750,000) COMMON STOCK. UNDERWRITER: PAULSON INVESTMENT CO INC. (FILE 33-55074 - NOV. 27) (BR. 9)
S-3 FORTUNE PETROLEUM CORP, 30101 AGOURA COURT, STE 110, AGOURA HILLS, CA 91301 (818) 991-0526 - 1,682,369 ($2,321,669) COMMON STOCK. (FILE 33-55076 - NOV. 27)(BR. 3)
N-2 PROSPECT STREET HIGH INCOME PORTFOLIO INC, EXCHANGE PLACE 37TH FL, BOSTON, MA 02109 (617) 742-3800 - 4,570,000 ($18,280,000) COMMON STOCK. (FILE 33-55078 - NOV. 27)(BR. 16)
S-4 DEAN FOODS CO, 3600 N RIVER RD, FRANKLIN PARK, IL 60131 (312) 678-1680 - 1,000,000($12,800,000) COMMON STOCK. (FILE 33-55084 - NOV. 25) (BR. 3)
S-3 TANDYCRAFTS INC, 1400 EVERMAN PKWY, FORT WORTH, TX 76140 (817) 551-9600 - 729,175(S19,049,696) COMMON STOCK. (FILE 33-55108 - NOV. 27) (BR. 2)
S-8 BOATMENS BANCSHARES INC IMO, 800 MARKET ST, 1 BOATMENS PLZ, ST LOUIS, MO 63101 (314) 466-6000 - 95,815 ($2,820,601) COMMON STOCK. (FILE 33-55110 - NOV. 27) (BR. 2)
S-8 WESTON ROY F INC, 1 WESTON WAY, CIO A FREDERICK THOMPSON, WEST CHESTER, PA 19380 (215) 692-3030 - 200,000 (S2,550,OOO) COMMON STOCK. (FILE 33-55112 - NOV. 27) (BR. 8)
S-3 PNC FINANCIAL CORP, FIFTH AVE & WOOD ST, PITTSBURGH, PA 15222 (412) 762-2666 (FILE33-55114 - NOV. 27) (BR. 2)
SOB BANCO NACIONAL DE COMERCIO EXTERIOR SNC, CAMINO A SANTA TERESA # 1679,COLONIA JARDINES DEL PEDREGAL, 05 - 250,000,000 ($250,000,000) STRAIGHT BONOS. (FILE33-55116 - NOV. 27) (BR. 1 - NEW ISSUE)
S-11 DLJ MORTGAGE ACCEPTANCE CORP, 140 BROADWAY STE 4700,CIO DONALOSON LUFKIN & JENRETTE(LAROCCA), NEW YORK, NY 10005 (212) 504-4883 -3,000,000,000 (S3,OOO,OOO,OOO) PASS-THROUGH MORTGAGE-BACKED CERTIFICATE. (FILE33-55118 - NOV. 27) (BR. 11)
S-4 LEUCADIA NATIONAL CORP, 315 PARK AVE S, NEW YORK, NY 10010 (212) 460-1900 -11,379,318 ($307,952,793) COMMON STOCK. (FILE 33-55120 - NOV. 30) (BR. 9)
S-1 THERATECH INC IUTI, 417 WAKARA WAY STE 100, SALT LAKE CITY, UT 84108 (801) 583-6028 - 1,437,500 ($20,125,000) COMMON STOCK. UNDERWRITER: BLAIR WILLIAM & CO,VECTOR SECURITIES INTERNATIONAL INC. (FILE 33-55122 - NOV. 30) (BR. 4)
NEWS DIGEST, December 7, 1992 3
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REGISTRATIONS CONTINUED
S-8 WORLDTEX INC, 212 12TH AVE NE, HICKORY, NC 28601 (704) 328-5381 - 500,000($3,970,000) COMMON STOCK. (FILE 33-55124 - NOV. 30) (BR. 7)
S-6 PRUDENTIAL UNIT TRUST SINGLE BEST IDEA SERIES 1, ONE SEAPORT PLAZA, NEW YORK, NY 10292 - INDEFINITE SHARES. (FILE 33-55126 - NOV. 30) (BR. 16 - NEW ISSUE)
S-8 AVECOR CARDIOVASCULAR INC, 13010 COUNTY ROAD 6, MINNEAPOLIS, MN 55441 (612) 559-9504 - 375,000 ($1,875,000) COMMON STOCK. (FILE 33-55166 - NOV. 27) (BR. 8)
S-8 WESTON ROY F INC, 1 WESTON WAY, CIO A FREDERICK THOMPSON, WEST CHESTER, PA 19380 (215) 692-3030 - 500,000 ($5,420,000) COMMON STOCK. (FILE 33-55168 - NOV. 27) (BR. 8)
5-4 GAB BANCORP, 711 MAIN ST, POBOX 810, JASPER, IN 47546 (812) 482-1314 - 320,321($6,256,958) COMMON STOCK. (FILE 33-55170 - NOV. 27) (BR. 2)
5-8 BANC ONE CORPIOHI, 100 E BROAD ST, COLUMBUS, OH 43271 (614) 248-5944 - 832,733($40,179,367) COMMON STOCK_ (FILE 33-55172 - NOV. 27) (BR. 2)
S-8 BANC ONE CORPIOHI, 100 E BROAD ST, COLUMBUS, OH 43271 (614) 248-5944 - 335,667($16,195,932) COMMON STOCK. (FILE 33-55174 - NOV. 27) (BR. 2)
F-6 GRUPO GIGANTE S A DE C V IADRI, 111 WALL ST, CIO CITIBANK NA, NEW YORK, NY 10043 (212) 657-7531 - 10,000,000 ($500,000) DEPOSITARY RECEIPTS FOR COMMON STOCK. 55,176,000,000 RETAINS. (FILE 33-55176 - NOV. 27) (NEW ISSUE)
S-8 WAL MART STORES INC, 702 SW 8TH ST, BENTONVILLE, AR 72716 (501) 273-4000 - 50,000($3,125,000) COMMON STOCK. (FILE 33-55178 - NOV. 27) (BR. 11)
s-8 REN CORP USA, 6820 CHARLOTTE PIKE, NASHVILLE, TN 37209 (615) 353-4200 - 250,000($3,125,000) COMMON STOCK. (FILE 33·55182 - NOV. 27) (BR. 5)
5-8 AVECOR CARDIOVASCULAR INC, 13010 COUNTY ROAD 6, MINNEAPOLIS, MN 55441 (612) 559-9504 - 100,000 ($SOO,OOO) COMMON STOCK. (FILE 33-55184 - NOV. 27) (BR. 8)
f! 5-8 BOATMENS BANCSHARES INC IMO, 800 MARKET ST, 1 BOATMENS PLZ, ST LOUIS, MO 63101 -,, (314) 466-6000 - 52,683 ($1,818,143) COMMON STOCK. (FILE 33-55186 - NOV. 27) (BR. 2) . , I S-1 PHAR~CONTROL CORP, 661 PALISADE AVE, ENGLEWOOD CLIFFS, NJ 07632 (201) 567-9004 -
2,700,792 ($2,025,594) COMMON STOCK. (FILE 33-55188 - NOV. 27) (BR. 4)
S-4 ORCHARD SUPPLY HARDWARE CORP, 6450 VIA DEL ORO, SAN JOSE, CA 95119 (408) 281-3500 -30,000,000 ($30,000,000) STRAIGHT BONDS. (FILE 33-55190 - NOV. 30) (BR. 10)
5-8 WESTBRIDGE CAPITAL CORP, 777 MAIN ST, FORT WORTH, TX 76102 (817) 878-3300 - 843,697($2,875,534.61) COMMON STOCK. (FILE 33-55192 - NOV. 30) (BR. 10)
4 NEWS DIGEST, December 7, 1992
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ACQUISITION OF SECURITIES
Companies and individuals must report to the Commission within ten days on Schedule l3D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent. Persons eligible to use the short form (Schedule l3G) may in lieu of filing a Schedule l3D file a Schedule l3G within 45 days after the end of the calendar year in which the person became subject to Section 13(d)(1). Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule 14D-l. Below is a list of recent filings of Schedules 13D and 140, which includes the following information: Column 1 - the company purchased (top), and the name of the purchaser; Column 2 - the type of security purchased; Column - 3 - the type of form filed; Column 4 - the date the transaction occurred; Column 5 - the current number of shares (in 000'5) owned (top) and the current percent owned; Column 6 - the CUSIP number (top) and the percent owned; and Column 7 - the status of the filing, i.e., new, update or revision.
EVENT SHRS(OOO)/ CUSIP/ FlUNG NAME AND CLASS OF STOCK/~NER FORM DATE XOIrINEO PRIORX STATUS
AMERALIA INC COM 7,130 02355910 CORNELIS ROBERT ET AL 130 3/31/92 8.0 0.0 NEW
AMERALlA INC COM 7,716 02355910 GUNN BILL HAYDON ET AL 130 4/15/92 8.6 0.0 NEW
AMERALIA INC COM 4,733 02355910 TISCORNIA MARY LOUISE 130 9/30/92 5.3 0.0 NEW
AMERICAN FUNERAL SVCS CORP COM 218 02630210 BEAR STEARNS & CO ET AL 130 11/25/92 5.7 0.0 NEW
B&H MARITIME CARRIERS LTD COM 0 05490410 ROYCE JOSEPH E 130 11/12/92 0.0 0.0 NEW
B & H BULK CARRIERS LTD COM 0 05508910 ROYCE JOSEPH E 130 11/12/92 0.0 0.0 NEW
B&H OCEAN CARRIERS LTD COM 0 05509010 ROYCE JOSEPH E 130 11/12/92 0.0 0.0 NEW
BOLT TECHNOLOGY CORP COM 393 09769810 MANNING ROBERT M ET AL 130 11/20/92 8.3 5.3 UPOATE
BON-TON STORES INC COM 417 09799610 GRUMBACHER FAMILY FOUNDATION 130 11/27/92 3.8 0.0 NEW
CALLAWAY GOLF CO COM 802 13119310 GENERAL ELEC PENS TR ET AL 130 11/16/92 11.3 14.0 UPDATE
CARLYLE RL EST LTD PRT-IX LTD PRTSHP INT 4 14283096 LIQUIDITY FUNDS ET AL 130 9/30/92 8.0 6.1 UPDATE
NEWS DIGEST, December 7, 1992 5
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ACQUISITIONS CONT. for_ •
EVENT SHRS(ooo)/ CUSIP/ FILING NAME AND CLASS OF STOCK/OWNER FORM DATE mINED PRIORX STATUS
CONSOliDATED CAPITAL INST LTD PART UN ITS 43 20887398 LP 3 ACAEPTANCE CORP ET AL 140-1 121 2192 21.5 0.0 UPDATE
COPELAND AL ENTR INC 12.5X CUM EXCH PFD 0 21721320 MORGENS E & WATERFALL B ET AL 130 10/22/92 0.0 N/A UPDATE
DIVERSIFIED INOS INC COM 849 25526410 AUGUSTUS BERATUNG - BETEILIGUN 130 9/ 9/92 17.4 23.8 UPDATE
FRANKLIN FIRST FINL CORP COM 316 35352910 HOLTZMAN SEYMOUR ET AL 130 11/12192 5.5 5.6 UPDATE
GALACTIC RESOURCES LTD COM 0 36290310 HOMESTAKE MNG CO 130 11/30/92 0.0 19.5 UPDATE
HAL INC COM 1,832 40407310 JAPAN AIR LINES CO 130 11/ 9/92 55.0 15.9 UPDATE
HOLOMETRIX INC COM 2,078 43645010 HENRY BAYARD 130 11/17/92 15.6 7.4 UPDATE .. INFINITE GRAPHICS INC COM 350 45699010} FINK ROBERT J 130 11/23/92 13.6 0.0 NEW0.')
Ll fI KATY INDS INC COM 4,748 48602610
Ci CARROLL BARRY J ET AL 130 10/31/92 52.7 51.9 UPDATE
° -i .r;, .0, MC SHIPPING INC COM 551 55399510 f ~, SECURITAS HOLDING CORP ET AL 130 11/23/92 18.0 12.4 UPDATE
.1 ., ,T I PLAZA COMMUNICATIONS INC COM 1,068 72814910
~? CROSS THEODORE L 130 11/19/92 30.6 30.1 UPDATE 11 -:j eve NETWORK INC COM 20,727 74726210
LIBERTY MEDIA CORP ET AL 130 12/ 1/92 72.5 50.8 UPDATE TEXAS MERIDIAN RES CORP COM 395 88254510
KEYSTONE VENTURE II LP ET AL 130 21 5/92 8.5 4.3 RVSION UNIVERSAL HEALTH SVCS INC CLASS B 1,390 91390310
BASS PERRY R ET AL 130 11/30/92 10.1 9.1 UPDATE AEROSONIC CORP DEL COM PAR $0.40 237 00801530
ASSET VALUE FUND L P 130 11/24/92 6.1 0.0 NEW AGNICO EAGLE MINES LTD COM 2,542 00847410
MENTOR EXPLORATION & DEVL CO 130 11/30/92 8.3 8.2 UPDATE ALFIN FRAGRANCES INC COM 4,059 01542610
FINE FRAGRANCES DISTR ET AL 130 11/24/92 60.7 60.7 UPDATE
NEWS DIGEST, December 7, 1992 6
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ACQUISITIONS CONT.
NAME AND CLASS OF STOCK/~ER FORM EVENT DATE
SHRS(OOO)/XOWNED
CUSIP/PRIORX
FI LING STATUS
ALLIANT TECHSYSTEM HLDGS INC COM 735 01880410 TWEEDY BROWNE CO L P ET AL 130 11/27/92 7.6 8.7 UPDATE
AMDURA CORP PATRICIA INVMTS
COM NEW INC ET AL 130 11/30/92
2,333 18.7
02342670 13.8 UPDATE
AUTOTOTE CORP CL A 616 05332310 WEMBLEY INC ET AL 130 11/24/92 11.8 24.2 UPDATE
B&H MARITIME CARRIERS LTD COM 260 05490410 TWEEDY BR~E CO L P ET AL 130 11/27/92 8.4 9.5 UPDATE
BSB BAN CORP COM 174 05565210 TWEEDY BROWNE CO L P ET AL 130 11/27/92 6.0 7.2 UPDATE
CALUMET BANCORP INC COM 125 13138610 CENRO CORPORATION ET AL 130 8/19/92 5.3 0.0 NEW
CATALINA LIGHTING INC COM 0 14886510 WINoMERE CORP 130 11/25/92 0.0 6.2 UPDATE
CHICAGO & NO WESTN HLDGS CRP COM UNION PACIFIC CORP ET AL 130 12/ 1/92
12,335 29.5
16715510 24.3 UPDATE
COMSOUTH BANKSHARES INC COM 91 20564810 SHEARER H JERRY ET AL 130 11/24/92 6.6 0.0 NEW
DECORA INDS INC COM 2,099 24359310 INTEREAST CAPITAL LTD 130 11/25/92 9.3 0.0 NEW
ERC INoS INC WOOD JOHN GROUP PLC
COM 130 12/ 2/92
6,53947.2
26890220 47.2 UPDATE
ENVIRONMENTAL DIAGNOSTICS IN COM PAR $0.15 EC 403 29390740 LINDLEY J THOMAS SR 130 11/30/92 11.7 11.9 UPDATE
FIRETECTOR INC MIRTRONICS INC ET AL
COM 130 9/ 1/92
1,75670.7
31831940 83.3 UPDATE
GB FOODS CORP THEISEN WILLIAM
COM 130 11/23/92
4,385 63.3
36199410 0.0 NEW
GENRAD INC ATHENA PARTNERS ET AL
COM 130 11/24/92
1,000 5.6
37244710 0.0 NEW
GIDDINGS STATE
& LEWIS OF MICH
INC WIS COM STATE TREASURER 130 11/30/92
1,600 5.3
37504810 0.0 NEW
HANGER ORTHOPEDIC GROUP INC COM NEW 406 41099220 EXETER CAPITAL LP 130 12/ 2/92 5.1 6.9 UPDATE
NEWS DIGEST, December 7, 1992 7
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ACQUISITIONS CONT.
NAME AND CLASS OF STOCK/OWNER FORM EVENT DATE
SHRS(OOO)/XCMIED
CUSIP/PRIOR%
FILING STATUS
HENRY JACK & ASSOC INC COM 813 42628110 HALL JERRY 0 130 11/ 9/92 14.9 16.4 UPDATE
HILCOAST DEVELOPMENT CORP COM 182 43131310 HALPERIN BARRY S ET AL 130 11/23/92 7.6 0.0 NEW
HOME FED IlANCORP MO INC COM 70 43693310 DIER8URG FOUR lP 130 11/19/92 5.0 0.0 NEW
HOME FED BANCORP MO INC COM 70 43693310 FIRST SANKS INC 130 11/18/92 5.0 0.0 NEW
HORNBECK OFFSHORE SVCS HOS PARTNERS L P
INC COM 130 12/ 2/92
4,725 47.2
44054210 33.2 UPDATE
JEFFERIES GROUP INC COM 721 47231810 T~EDY BROWNE CO L P ET AL 13D 11/27/92 15.8 18.0 UPDATE
INTEGRATED CIRCUIT SYS INC COM GUIDRY MARK R & CAROLYN ET AL 130 11/25/92
1,054 17.7
47699510 0.0 NEW
} )
1
LURIA l & SON INC COM TWEEDY BROWNE CO L P ET AL 130 11/27/92
204 3.8
55048410 4.6 UPDATE
MPSI SYSTEMS INC COM 851 55341210 STEPHENS PAUL H 130 11/23/92 9.9 6.5 UPDATE
NE~ONT MNG HOLOGOLD
CORP INC ET AL
COM 130 11/27/92
4,826 7.1
65163910 7.1 UPDATE
NOXSO CORP GRACE W R & CO
COM 130 11/23/92
2,00526.8
67015510 28.0 UPDATE
PYSCHEMOICS CORP ALLEN A CLINTON III
COM 130 11/17/92
1,643 10.2
74437510 11. 1 UPDATE
ROYAL GOLD INC COM 874 78028710 DEMPSEY STANLEY 130 10/22/92 7.4 0.0 NEW
SPI HLOG INC COM CL B 5.149 78499410 RAINBOW CO ET AL 130 11/23/92 31.5 0.0 NEW
THORATEC LA8S CORP COM 11.111 88517510 COBE LABORATORIES INC ET AL 130 11/24/92 26.2 0.0 NEW
THREE 0 DEPTS INC CL B 544 88553910 ABRAMS BERNARD 130 '1/24/92 18.9 18.7 UPDATE
THREE 0 DEPTS INC Cl A 454 88553920 ABRAMS BERNARD 130 11/24/92 32.1 31.1 UPDATE
8 NEWS DIGEST, December 7, 199
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ACQUISITIONS CONT.
EVENT SHRS(OOO)/ CUSIP/ FILING NAME AND CLASS OF STOCK/OWNER FORM DATE XOWNEo PRIORX STATUS
UNIVERSAL HLOG CORP COM 327 91359010
~EHNER ~ILlIAM E ET Al 130 ,1/30/92 7.2 0.0 NE~
VSI ENTERPRISES INC COM 1,929 91899910
RIT CAP PARTNERS PLC 130 8/21/90 13.2 0.0 NE~
WATSCO INC CL B CV 418 94262210
NAHMAo ALBERT H ET AL 130 11/23/92 15.9 15.9 UPDATE
WATSCO INC CL A 310 94262220
NAHMAo ALBERT H ET AL 130 11/23/92 18.7 20.4 UPDATE
ZEMEX CORP COM 387 98991710
LISTER RICHARD L 130 8/14/92 15.0 0.0 NEW
NEWS DIGEST, December 7, 1992 9
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• RECENT 8K FILINGS -
Form 8-K is used by companies to file current reports on the following events: Item Item Item Item Item Item Item
1. 2. 3. 4. 5. 6. 7.
Changes in Control of Registrant. Acquisition or Disposition of Assets. Bankruptcy or Receivership.Changes in Registrant's Certifying Accountant. Other Materially Important Events. Resignations of Registrant's Directors. Financial Statements and Exhibits.
•
I Item 8. Change in Fiscal Year. The companies listed below have filed 8-K reports for the date indicated and/or·amendments to 8-K reports previously filed, responding to the item(s) of the form specified. Copies of the reports may be purchased from the Commission's Public Reference Room (when ordering. please give the date of the report). An invoice will-be included with the requested material when mailed.
NAME OF ISSUER STATE 8K ITEM NO. CODE 1 2 3 4 5 6 7 8 DATE COMMENT I
} 'J .., I
J )
AMERICAN HOUSING TRUST V ANCHOR BANCORP ~I,CONSIN INC AURORA ELECTRONICS INC AURORA ELECTRONICS INC AXAGON RESOURCES LTD CRYSTAL VENTURE CORP DELL COMPUTER CORP EASTMAN KODAK CREDIT CORP FALCON OIL & GAS CO INC FIRST USA BANK FIRST USA CREDIT CARD TRU FIRST USA CREDIT CARD BACKED NOTES SERlE FMC CORP FORD CREDIT AUTO LOAN MASTER TRUST HOTElECOPY INC IMPERIAL FEDERAL IMPERIAL FEDERAL IMPERIAL FEDERAL IMPERIAL FEDERAL IMPERIAL FEDERAL IMPERIAL FEDERAL INFORUM INC /TN/lCEYCORP MARKETPLACE INCOMF PROPERTIES MCDONALDS CORP MERRY LAND & INVESTMENT CO INC MGM GRAND INC MICROTEl FRANCHISE & DEVELOPMENT CORP /NNYlIFE STRUCTURED ASStT MANAGEMENT COMPA PACIFIC FNTERPRISFS INC PACIFIC GAS & ELECTRIC CO PLATRONICS INC
SAVINGS ASSO MOR PA TH SAVINGS ASSO MOR PAS TH SAVINGS ASSO MOR PAS TH SAVINGS ASSO MOR PAS TH SAVINGS ASSO MOR PAS TH SAVINGS ASSO MOR PAS TH
NY ~I DE DE
CO DE DE CO DE DE DE
FL CA CA CA CA CA CA TN NY NC DE GA DE NY TX CA CA NJ
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11/20/9212/01/9210/15/9211/30/9211/13/9209/30/9211/19/9211/22/9212/02/9211/16/9211/16/9212/02/9211/10/9212/01/9210/31/9210/31/9210/31/9210/31/9210/31/9210/31/9211/30/9212/02/9211/25/9211/25/9211/20/9211/13/9206/26/9211/19/9211/23/9212/01/9211/13/92
AMEND
AMEND
AMEND
I
NEWS DIGEST, December 7, 199:10 ~'
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8K REPORTS CONT.
NAME OF ISSUER ----.-----.-----------------------------PUBLIC SERVICE CO OF COLORADO RESIDENTIAL FUNDING MORTGAGE SECURITIES RESIDENTIAL FUNDING MORTGAGE SECURITIES RESOLUTION TRUST CORP C~M MOR PASS THRO RESOlUTION TRUST CORP COMM MORT PASS THR RURAL HOUSING TRUST 1987-1 SALOMON INC SCOTTS COMPANY STANLEY WORKS SYSTEMS TECHNOLOGY ASSOCIATES INC THERMOTREX CORP THERMWOCD CORP UNDERWRITERS RE CORP US WEST INC VARITY CORP VARITY CORP
STAiE 8K ITEM ~Q. CODE 1 234 5 6 7 8 DATE COMMEIIT
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X
NO ITEMS t-JOITEMS
11/30/9211/25/9211/25/9212/26/9109/30/92
DE DE DE X
X
X X
X
11/01/9212/02/9211/19/92
CT FL DE IN DE CO DE DE
X
X X
X X
X
)(
X
X X
11/13/9211/25/9211/17/9211/19/9211/16/9212/04/9210/27/9211/24/92
NEwS DIGEST, December 7, 1992
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SEC PUBLIC INFORMATION NUMBERS
Members of the public seeking information and/or material from the Commission continue to complain of being incorrectly referred to the wrong telephone number byCommission staff. The following information is furnished to assist you in directlycalling the appropriate office:
Conswner Affairs (202-272-7440) : Investor inquiries and complaint processinginformation.
Freedom of Information Branch (202-272-7420): Requests concerning FOIA, PrivacyAct, Sunshine Act, confidential treatment matters, etc.
Personnel Locator (202-272-2550): Requests for names and phone numbers of Commission personnel.
Public Affairs (202-272-2650): Information about matters in the SEC News Digest,the Commission's operations, and calls from the press not directed to particular
calendar
individuals, and other related matters.
Public Reference document has been
(202-272-7450):filed, etc.
Requests for information on whether or not a
Publications etc.
Unit (202-272-7460/7461): Requests for forms, studies, directories,
Office of the Secretary (202-272-2600): Requests for information on the Commission
SEC Information Line (202-272-3100/5624): General Information about SEC operations and activities through a series of recorded messages.
1 .) NEWS DIGEST, December 7, 1992: