gastric erosions – clinical significance and pathology : a long-term

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UNIVERSITATIS OULUENSIS MEDICA ACTA D D 1152 ACTA Kari Toljamo OULU 2012 D 1152 Kari Toljamo GASTRIC EROSIONS – CLINICAL SIGNIFICANCE AND PATHOLOGY A LONG-TERM FOLLOW-UP STUDY UNIVERSITY OF OULU GRADUATE SCHOOL; UNIVERSITY OF OULU, FACULTY OF MEDICINE, INSTITUTE OF CLINICAL MEDICINE, DEPARTMENT OF INTERNAL MEDICINE; INSTITUTE OF DIAGNOSTICS, DEPARTMENT OF PATHOLOGY

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Page 1: Gastric erosions – clinical significance and pathology : a long-term

ABCDEFG

UNIVERS ITY OF OULU P.O.B . 7500 F I -90014 UNIVERS ITY OF OULU F INLAND

A C T A U N I V E R S I T A T I S O U L U E N S I S

S E R I E S E D I T O R S

SCIENTIAE RERUM NATURALIUM

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TECHNICA

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EDITOR IN CHIEF

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Professor Olli Vuolteenaho

Publications Editor Kirsti Nurkkala

ISBN 978-951-42-9803-5 (Paperback)ISBN 978-951-42-9804-2 (PDF)ISSN 0355-3221 (Print)ISSN 1796-2234 (Online)

U N I V E R S I TAT I S O U L U E N S I S

MEDICA

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D 1152

ACTA

Kari Toljam

o

OULU 2012

D 1152

Kari Toljamo

GASTRIC EROSIONS – CLINICAL SIGNIFICANCE AND PATHOLOGYA LONG-TERM FOLLOW-UP STUDY

UNIVERSITY OF OULU GRADUATE SCHOOL;UNIVERSITY OF OULU, FACULTY OF MEDICINE,INSTITUTE OF CLINICAL MEDICINE, DEPARTMENT OF INTERNAL MEDICINE;INSTITUTE OF DIAGNOSTICS, DEPARTMENT OF PATHOLOGY

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A C T A U N I V E R S I T A T I S O U L U E N S I SD M e d i c a 1 1 5 2

KARI TOLJAMO

GASTRIC EROSIONS – CLINICAL SIGNIFICANCE AND PATHOLOGYA long-term follow-up study

Academic dissertation to be presented with the assent ofthe Doctora l Train ing Committee of Health andBiosciences of the University of Oulu for public defence inAuditorium 7 of Oulu University Hospital, on 25 May2012, at 12 noon

UNIVERSITY OF OULU, OULU 2012

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Copyright © 2012Acta Univ. Oul. D 1152, 2012

Supervised byDocent Seppo NiemeläProfessor Tuomo Karttunen

Reviewed byDocent Johanna ArolaDocent Perttu Arkkila

ISBN 978-951-42-9803-5 (Paperback)ISBN 978-951-42-9804-2 (PDF)

ISSN 0355-3221 (Printed)ISSN 1796-2234 (Online)

Cover DesignRaimo Ahonen

JUVENES PRINTTAMPERE 2012

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Toljamo, Kari, Gastric erosions – clinical significance and pathology. A long-termfollow-up studyUniversity of Oulu Graduate School; University of Oulu, Faculty of Medicine, Institute ofClinical Medicine, Department of Internal Medicine; University of Oulu, Faculty of Medicine,Institute of Diagnostics, Department of Pathology, P.O. Box 5000, FI-90014 University of Oulu,FinlandActa Univ. Oul. D 1152, 2012Oulu, Finland

Abstract

Gastric erosions are superficial mucosal breaks. With the exception of bleeding, they areconsidered harmless, but their aetiology, histopathology and long-term course have remainedunknown and even the evolution of gastritis in patients with gastric erosions is unclear. Thepresent study aimed to solve clinical significance and pathology of gastric erosions in a long-termfollow-up study.

Initially, 117 patients and 117 controls were studied in 1974–1981, and a follow-up study wasperformed in 1996. We evaluated the presence of Helicobacter pylori and Herpes simplex virus(HSV) infections, use of NSAIDs and alcohol, smoking, and assessed features of gastrichistopathology. For follow-up, 52 patients and 66 controls were available.

In the follow-up visit, 39% patients still had gastric erosions while 11% of the controls haddeveloped erosions (p = 0.001). In H. pylori-positive subjects, peptic ulcer or a scar was morecommon in patients (17%) than in controls (4%, p = 0.006), but otherwise no increased morbidityor mortality was seen. High antibody titres against HSV predicted the persistence of erosions(p = 0.000), but H. pylori infection, use of NSAIDs, alcohol or smoking were not associated.Initially, inflammation was more active in the region of erosions than elsewhere in the antralmucosa, and more active inflammation in the erosion was associated with HSV seropositivity, H.pylori infection and the recent use of NSAIDs. Initially, H. pylori-positive subjects with chronicor recurrent erosions had higher scores of neutrophils compared to those with non-chronic/non-recurrent erosions. In H. pylori-positive subjects, body gastritis was initially less active in thepatient group. With time, antral gastritis worsened only in the patient group. In H. pylori-negativesubjects, there was no evolution of gastritis.

These results show that a significant proportion of gastric erosions are chronic/recurrent butmostly without serious complications. However, H. pylori-positive patients have a significant riskto develop a peptic ulcer. A significant proportion of chronic gastric erosions is related to HSVinfection. Focally enhanced inflammation modified by HSV or NSAID may be important in thepathogenesis of gastric antral erosions. Active inflammation in the erosions seems to predict theirchronicity/recurrency. Patients with erosions share the characteristics of gastritis of the duodenalulcer phenotype.

Keywords: follow-up studies, gastric mucosal erosion, gastritis, H. pylori, Herpessimplex virus, NSAID, peptic ulcer

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Toljamo, Kari, Mahaeroosiot – kliininen merkitys ja patologia. Pitkäaikainenseurantatutkimus Oulun yliopiston tutkijakoulu; Oulun yliopisto, Lääketieteellinen tiedekunta, Kliinisenlääketieteen laitos, Sisätaudit; Oulun yliopisto, Lääketieteellinen tiedekunta, Diagnostiikanlaitos, Patologia, PL 5000, 90014 Oulun yliopistoActa Univ. Oul. D 1152, 2012Oulu

Tiivistelmä

Eroosiot ovat mahalaukun pinnallisia limakalvovaurioita. Niitä pidetään vaarattomina lukuunottamatta niihin liittyvää verenvuototaipumusta. Niiden etiologiaa, histopatologiaa ja taudinkul-kua ei tunneta. Ei myöskään tiedetä eroosiopotilaiden mahan limakalvon tulehduksen kulkua.Tämän tutkimuksen tavoitteena oli selvittää mahalaukun eroosioiden kliininen merkitys ja pato-logia pitkäkestoisena seurantatutkimuksena.

Alkujaan 117 potilasta ja 117 kontrollihenkilöä tutkittiin vuosina 1974 - 1981, ja seurantatut-kimus tehtiin vuonna 1996. Selvitimme helikobakteerin ja Herpes simplex -viruksen (HSV) ai-heuttamien infektioiden, tulehduskipulääkkeiden (NSAID) ja alkoholin käytön, sekä tupakoin-nin esiintymistä. Lisäksi tutkimme histopatologisesti mahalaukun limakalvoa. Lopulta oli 52potilaan ja 66 kontrollihenkilön aineisto käytettävissä.

Seurantakäynnillä 39 prosentilla potilaista oli yhä mahalaukun eroosioita, kun taas kontrolli-ryhmästä 11 prosentille oli kehittynyt eroosioita. Helikobakteeri-infektoituneilla maha- tai poh-jukaissuolen haava/arpi oli yleisempää eroosioryhmässä (17 %) kuin kontrolleilla (4 %), muttamuuten ei esiintynyt lisääntynyttä sairastuvuutta tai kuolleisuutta. Tulehdus oli aktiivisempaaeroosioissa kuin viereisellä limakalvolla, ja tämä tulehdus liittyi korkeisiin HSV-vasta-ainetasoi-hin, helikobakteeri-infektioon ja NSAID:n käyttöön. Korkeat HSV-vasta-ainetasot ennustivateroosioiden pysyvyyttä. Ensimmäisellä käynnillä aktiivinen tulehdus eroosioissa oli voimak-kaampaa niillä helikobakteeri-infektoituneilla, joilla eroosiot olivat pysyviä kuin niillä, joillaeroosiot eivät uusineet. Helikobakteeri-infektoituneilla eroosiopotilailla mahalaukun runko-osanlimakalvon tulehdus oli aluksi vähemmän aktiivista kuin vastaavilla kontrolliryhmän henkilöil-lä, mutta ajan myötä mahalaukun corpusosan limakalvon tulehdus voimistui vain eroosioryh-mällä. Limakalvotulehdus ei edennyt helikobakteeri-infektoitumattomilla henkilöillä.

Tulokset osoittavat, että merkittävä osa mahalaukun eroosioista on kroonisia/toistuvia, muttaenimmäkseen ilman vakavia komplikaatioita. Kuitenkin helikobakteeri-infektoituneilla eroosio-potilailla on merkittävä riski saada maha- tai pohjakaissuolen haava. HSV-infektio liittyy merkit-tävään osaan kroonisia mahalaukun eroosioita. Paikallisella tulehdusaktiivisuudella, jota HSV jaNSAID:n käyttö muokkaavat, saattaa olla tärkeä rooli eroosioiden synnyssä ja niiden kroonistu-misessa. Eroosiopotilailla on samanlainen mahalaukun limakalvon tulehduksen jakauma kuinpohjukaissuolihaavaa sairastavilla.

Asiasanat: helikobakteeri, Herpes simplex virus, mahalaukun eroosiot, mahalaukunlimakalvon tulehdus, NSAID, seurantatutkimukset

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To Anja, Pirkka and Samu

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Acknowledgements

This study was carried out in the Department of Internal Medicine and Pathology,

University of Oulu, during the years 1995–2012.

I wish to express my deepest gratitude to my supervisors, Docent Seppo

Niemelä, M.D., Ph.D., and Professor Tuomo Karttunen, M.D., Ph.D. It was Seppo

who proposed this topic for my thesis. He has kindly guided me innumerable

times during these years, or actually decades. His expertise in gastroenterology

has been invaluable in providing a critical view on how to fit our observations

into the more recent scientific literature. Tuomo re-examined all histological

samples from both visits. He also has always arranged time to discuss with me

problems that I have encountered – and I have encountered many. He has an

inexhaustible supply of theories to explain the observations made during the study;

these theories were invariably based on the most up-to-date scientific literature

about the topic. Seppo and Tuomo formed a pleasant and very balanced

supervisory team.

I want to express my gratitude to Professor Juhani Lehtola, M.D., Ph.D., for

participating in this study by performing so many of the endoscopies during both

visits. Juhani was the Head of the Unit of Gastroenterology during my sub-

specialization in gastroenterology, and he is one of the most warm-hearted

colleagues I ever have met.

I am grateful to co-author Docent Anna-Liisa Karvonen, M.D., Ph.D., who

completed her dissertation “Gastric mucosal erosions in elective gastroscopic

patients” in 1983, and the subjects in the initial visit of my thesis consist of her

study subjects. Anna-Liisa reviewed the erosion classifications of the initial visit

findings in addition to co-authoring our publications. I am also grateful to co-

author Docent Riitta Karttunen, M.D., Ph.D., who participated in the work with

the Herpes simplex virus antibodies. I acknowledge the help of co-author Heli

Piiparinen, Ph.D., who participated in our study concerning detection of Herpes

simplex virus of histological samples; In this respect, I also wish to thank to

Docent Irmeli Lautenschlager, M.D., Ph.D.

I express my gratitude to the official referees, Docent Johanna Arola, M.D.,

Ph.D., and Docent Perttu Arkkila, M.D., Ph.D., for their valuable advice and

suggestions, which substantially improved this thesis.

I owe my warm thanks to the entire staff of the Division of Gastroenterology,

Department of Internal Medicine for their excellent co-operation during my sub-

specialization in gastroenterology, during the time when the follow-up monitoring

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was performed. I also owe my warm thanks to entire Department of Internal

Medicine. I am also grateful to Ritva Koskela, M.D., for the practical information

about how to complete a dissertation. I am grateful to laboratory technician

Hannu Wäänänen for helping with the graphic work. In addition, I owe my warm

thanks to staff in Department of Clinical Chemistry for analyzing and conserving

of the blood samples. I express my warm thanks to staff of Medical Library for

their friendly assistance in obtaining publications.

I am grateful to Ewen MacDonald, Doctor of Pharmacy, for prompt and

careful revision of the English language of this thesis and some of the

publications. I owe my gratitude for Kaija-Riitta Kiiskilä for her help in the

arrangement of doctoral celebration.

I am also grateful to Martti Lampinen, M.D., the former Head of Internal

Medicine in Salo District Hospital. Martti who granted me leave of absence from

my hospital position, which often occurred in the middle of hectic patient work.

I express my warm gratitude to my parents Karin and Onni for “everything”.

Finally, I want to express my warmest gratitude to my wife Anja and my

children Pirkka and Samu for their patience and support during this long process

of dissertation – not forgetting the times of absence of home life, during which

my loveable mother-in-law, Tora, provided invaluable help to my family.

Oulu March 23th 2012 Kari Toljamo

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Abbreviations

ASA Acetylsalicylic Acid

CagA cytotoxin associated gene A

CI confidence interval

DNA deoxyribonucleic acid

H. pylori Helicobacter pylori HSV Herpes simplex virus

GI gastrointestinal

MALToma mucosa-associated lymphoid tissue lymphoma

NSAID non-steroidal anti-inflammatory drug

PCR polymerase chain reaction

TNF tumour necrosis factor

χ2 test chi-square test

UACL ulcer associated cell lineage

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List of original publications

This thesis is based on the following publications, which are referred to in the text

by their Roman numerals:

I Toljamo K, Niemelä S, Karttunen TJ, Karttunen R, Karvonen A-L, Piiparinen H & Lehtola J (2002) The role of Herpes simplex and Helicobacter pylori infection in the etiology of persistent or recurrent gastric erosions: a follow-up study. Dig Dis Sci 47(4): 818–822.

II Toljamo K, Niemelä S, Karvonen A-L, Karttunen R & Karttunen TJ (2011) Histopathology of gastric erosions. Association with etiological factors and chronicity. Helicobacter 16(6): 444–451.

III Toljamo K, Niemelä S, Karvonen A-L & Karttunen TJ (2005) Evolution of gastritis in patients with gastric erosions. Scand J Gastroenterol 40(11): 1275–1283.

IV Toljamo K, Niemelä S, Karttunen TJ, Karvonen A-L & Lehtola J (2006) Clinical significance and outcome of gastric mucosal erosions: a long-term follow-up study. Dig Dis Sci 51(3): 543–547.

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Contents

Abstract

Tiivistelmä

Acknowledgements 9 Abbreviations 11 List of original publications 13 Contents 15 1 Introduction 19 2 Review of the literature 21

2.1 Orientating figures to the topic ............................................................... 21 2.2 Definition of gastric erosion .................................................................... 23 2.3 Classification ........................................................................................... 24

2.3.1 Endoscopic classification of gastric erosions ............................... 24 2.3.2 Acute and chronic erosions .......................................................... 26

2.4 Incidence and prevalence of gastric erosions .......................................... 27 2.4.1 Prevalence of erosions in asymptomatic subjects ......................... 27 2.4.2 Prevalence in clinical series .......................................................... 27

2.5 Aetiology of gastric erosions .................................................................. 28 2.5.1 Herpes simplex virus .................................................................... 28 2.5.2 Helicobacter pylori ....................................................................... 29 2.5.3 Non-steroidal anti-inflammatory drug .......................................... 30 2.5.4 Gastric acid ................................................................................... 30 2.5.5 Other factors ................................................................................. 31 2.5.6 Factors affecting chronicity .......................................................... 33

2.6 Pathogenesis of gastric erosions .............................................................. 33 2.7 Histopathology of gastric erosions .......................................................... 34 2.8 Gastritis in patients with erosion ............................................................. 35

2.8.1 Definition of gastritis and classification ....................................... 35 2.8.2 Phenotypes and dynamics of gastritis ........................................... 36 2.8.3 Gastritis in erosion patients .......................................................... 37 2.8.4 Dynamics of gastritis in erosion patients ...................................... 37

2.9 Follow-up studies in gastric erosion ....................................................... 37 2.10 Clinical significance of gastric erosions .................................................. 37

2.10.1 Symptoms ..................................................................................... 38 2.10.2 Bleeding ....................................................................................... 38 2.10.3 Ulcer risk ...................................................................................... 38

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2.10.4 Malignancy ................................................................................... 38 3 Aims of the study 39 4 Materials and Methods 41

4.1 Patients .................................................................................................... 41 4.2 Controls ................................................................................................... 41 4.3 Endoscopy and biopsies .......................................................................... 41 4.4 Histological assessment of gastritis ......................................................... 42 4.5 Evaluation of Helicobacter pylori infection and Herpes simplex

virus infection.......................................................................................... 43 4.6 Symptoms and other clinical data ........................................................... 43 4.7 Blood chemistry ...................................................................................... 44 4.8 Occurrence of Malignancies, Mortality and Causes of Death ................. 44 4.9 Statistical analysis ................................................................................... 44 4.10 Ethical consideration ............................................................................... 45

5 Results 47 5.1 Final study groups ................................................................................... 47 5.2 Types of erosion ...................................................................................... 50 5.3 Etiological factors (I) .............................................................................. 50

5.3.1 Herpes simplex virus .................................................................... 50 5.3.2 Helicobacter pylori ....................................................................... 51 5.3.3 Non-steroidal anti-inflammatory drug .......................................... 52 5.3.4 Simultaneous effects of Herpes simplex virus,

Helicobacter pylori and non-steroidal anti-inflammatory

drug ............................................................................................... 53 5.3.5 Other factors and the erosion rate ................................................. 54

5.4 Histopathology of gastric antral erosions (II) .......................................... 54 5.4.1 Comparison of inflammatory changes in the erosion and

in the background antral mucosa .................................................. 54 5.4.2 Role of Helicobacter pylori on histopathology of erosions .......... 57 5.4.3 Role of non-steroidal anti-inflammatory drugs on the

histopathology of erosions ............................................................ 57 5.4.4 Role of Herpes simplex seropositivity on the

histopathology of erosions ............................................................ 58 5.4.5 Relationship of histopathological features in erosions and

the chronicity/recurrence of the erosions ...................................... 59 5.4.6 Histopathological features in erosions and the risk for the

development of peptic ulcer or gastric malignancy ...................... 59

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5.5 Progression of gastritis in patients with gastric erosions (III) ................. 60 5.5.1 Severity of chronic gastritis .......................................................... 61 5.5.2 Activity of gastritis ....................................................................... 62 5.5.3 Atrophic changes, intestinal metaplasia and dysplasia ................. 63 5.5.4 Microscopic erosions and epithelial reactive changes .................. 64 5.5.5 Non-steroidal anti-inflammatory drug use and features of

gastritis ......................................................................................... 65 5.5.6 Parietal cell antibodies .................................................................. 66 5.5.7 Ulcer development during the follow-up ...................................... 66

5.6 Clinical features, ulcer and malignancy .................................................. 66 5.6.1 Endoscopical findings .................................................................. 66 5.6.2 Symptoms and other clinical data ................................................. 66 5.6.3 Surgical operations and other diseases ......................................... 67 5.6.4 Occurrence of malignancies, mortality, and causes of

death ............................................................................................. 68 6 Discussion 69

6.1 Methodological aspects ........................................................................... 69 6.2 Aetiology and pathogenesis of chronic/recurrent gastric erosions .......... 70 6.3 Histopathology of chronic/recurrent gastric erosions ............................. 73 6.4 Progression of gastritis in patients with chronic or recurrent

gastric erosions ........................................................................................ 74 6.5 Clinical outcome of patients with gastric erosion ................................... 77 6.6 Future aspects .......................................................................................... 79

7 Conclusions 81 References 83 Original publications 93

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1 Introduction

Gastric erosions have been defined as endoscopically detectable mucosal breaks

that do not penetrate the muscularis mucosae (Yardley & Hendrix 1995). The

duration of erosion can be short-term, chronic or recurrent (Karvonen & Lehtola

1984, Yardley & Hendrix 1995). Erosions are a frequent finding in 3–12%

asymptomatic volunteers and in 4–49% of clinical series (Tables 2 and 3).

The aetiology of gastric erosions of indeterminate duration has been

postulated to involve Herpes simplex virus (HSV), Helicobacter pylori (H. pylori), the use of nonsteroidal anti-inflammatory drugs (NSAIDs), hyperacidity,

use of alcohol and cigarette smoking (Bernersen et al. 1992, Karvonen & Lehtola

1983, Karvonen et al. 1987, Lehtola et al. 1988, O'Laughlin et al. 1981).

There are only a few reports describing the histopathology of gastric erosions.

Nesland et al. (1986) studied erosive prepyloric changes, and found that a feature

of acute inflammation always followed those erosions, which were diagnosed also

by histological techniques, and fibrosis was found in all cases.

Erosions can be found in gastric mucosa that is either histologically inflamed

or non-inflamed and this suggests that there is the existence of different

phenotypes of gastric erosion disease (Karvonen & Lehtola 1983). The peptic

ulcer risk associates with antrum predominant H. pylori gastritis, while risk of

gastric cancer is linked with multifocal or body predominant atrophic gastritis.

Finally body predominant gastritis exhibits a low peptic ulcer risk (Sipponen

2001, Uemura et al. 2001). The progression patterns of gastritis are related to both

phenotype and associated complications, such as peptic ulcer as has been reported

in follow-up studies (Maaroos et al. 1985, Niemelä et al. 1995a, Niemelä et al. 1995b, Valle et al. 1996). Currently, studies of evolution of gastritis in patients

with gastric erosions are lacking, confirming the need for the current study.

The clinical importance of gastric erosions is that they may bleed; this

symptom occurs up to 23% of cases (Laine 1998). Otherwise, gastric erosions are

considered as harmless. However, erosions in gastric mucosa could be associated

with clinically important local, distant, or systemic complications, and this was

another reason for undertaking the current study.

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2 Review of the literature

2.1 Orientating figures to the topic

Orientation of a scientific article can be difficult individuals not having special

knowledge of the topic. To overcome this problem, here three figures will be

shown to provide an basis for the remainder of this thesis (Figures 1–3).

Fig. 1. Schematic figure of different gastric anatomical regions.

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Fig. 2. Examples of erosion findings as photographs. Type I (A), type IIa (B), type IIb (C)

and type III (D) erosions are shown.

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Fig. 3. Schematic figure of the cross-sectional structure of gastric wall. Examples of

(A) normal structure, (B) superficial erosion, (C) deep erosion, (D) an acute gastric

ulcer and (E) a chronic gastric ulcer are shown.

2.2 Definition of gastric erosion

Already in 1761, Morgagni utilized the term “erosion” in describing gastritis

(Morgagni 1761). In 1950, a gastric erosion was defined as a superficial defect in

the mucosa that did not penetrate through the muscularis mucosae layer (Ivy et al. 1950). In 1986, a workshop on the “Aggression to the Gastric Mucosa” was held

at the World Congresses in Sao Paulo, Brazil, and there erosion was defined as a

visible break in the mucosa (Laine & Weinstein 1988). The usual finding is a

white base of erosion, although occasionally a blackened base may be seen as a

mark of recent haemorrhage; the lesions are flat or minimally depressed and

usually are surrounded by a narrow rim of erythema (Laine & Weinstein 1988).

Erosion has also been described as a defect in the mucosa with a necrotic base

that is less than 3–5 mm in diameter (Yardley & Hendrix 1995).

Microerosions are defects in epithelium, which can be revealed only by the

microscope. They have been graded as follows: Grade 1, single cell dropouts are

present; Grade 2, dropouts consisting of multiple cells are present. In addition,

this grading extends to grade 3, in which there are real, endoscopically visible

erosions, which are too large to be classified as microerosions (Leung et al. 1992).

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The distinction of an erosion from an ulcer is based on the depth of the

mucosal break. By definition, the ulcer penetrates the muscularis mucosae

whereas an erosion does not. Endoscopically this is assessed in that the erosion

does not interrupt the passage of the peristaltic wave in contrast with an ulcer.

Another distinction can be seen when the margin of the erosion is grabbed with

biopsy forceps, it can be lifted outwards because the floor of the erosion is not

fixed to the gastric wall, as is in the case of an ulcer. During endoscopy, the

estimation of depth of the mucosal break can only be an estimate. (Laine &

Weinstein 1988, Roesch 1978).

Erosion should also be distinguished from other macroscopic changes visible

in endoscopy. Erythema is defined as an area of redness. The mucosa is

considered to be friable, if the endoscope induces subepithelial haemorrhages or

oozing of blood. Subepithelial haemorrhage can be defined as petechiae or bright

red areas, even though there is no visible break in the mucosa. (Laine &

Weinstein 1988).

2.3 Classification

Gastric erosions has been classified according to chronicity, their endoscopical

characteristics and scored by their severity. However, there is no agreement of the

definition of acute and chronic gastric erosion. In this review, the term

“chronic/recurrent erosion” refers to erosions found in both visits, which were

nearly two decades separated from each other.

2.3.1 Endoscopic classification of gastric erosions

The classification is summarized in Table 1. Gastric erosions are divided into

three categories: complete erosion, incomplete erosion and hemorrhagic-erosive gastritis (Roesch & Ottenjann 1970). The last of these three consists of numerous,

pinpoint-sized haemorrhages on the mucosa and in addition within the mucosa

and submucosa, erythrodiapedesis and engorged blood vessels. These may be

diffuse or localized to the fundal or antral region.

Incomplete erosion has also been termed as a flat erosion and it is defined as

a defect of the mucosa without any reaction of the surrounding mucosa (Kawai et al. 1970). A hematin-covered floor surrounded by an elevated border

characterizes a complete erosion in the acute phase and it is usually followed

within 48 hours by a whitish, gray-yellow coat (Roesch & Ottenjann 1970).

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Incomplete erosions can further be divided into two subgroups: those located on

the prominent folds of the prepyloric region (type IIb) and those located on flat

mucosa (type IIa) (Karvonen et al. 1983). Nesland & Berstad (1985) defined

erosive prepyloric changes (EPC) and divided these into three grades. EPC grade

1 was defined as a standing mucosal prepyloric fold, which is independent of

peristalsis and runs transverse or parallel in relation to the antral lumen. EPC

grade 2 was defined as red spots and/or streaks, which are situated on the top of

the folds, in addition to the presence of grade 1 changes. EPC grade 3 was defined

as former, and in addition, presence of macroscopic erosion. EPC grade 3 seems

to correspond to type IIb erosions, which have been defined by Karvonen et al. (1983).

Kawai et al. (1970) subdivided complete erosions into two categories: a)

mature type, in which the surrounding circular prominence is irreversible due to

fibrosis and b) immature type, where it is due to oedema. Histology reveals that

the latter may appear as foveolar pseudo-hyperplasia due to elongation of the

cristae. When re-epithelisation does take place, these changes disappear within a

few days. (Roesch & Ottenjann 1970).

Varioliform gastritis is a rare condition in which there are multiple erosions

(Laine & Weinstein 1988). They are typified by < 10 mm mucosal elevation with

a central pale depression, and lesions are usually multiple at the crests of the folds

of the antrum, body or both (Elta et al. 1983, Franzin et al. 1984, Freise et al. 1979, Green et al. 1982, Lambert et al. 1978). Lymphocyte gastritis can be

manifested as this type of gastritis, mostly in the presence of normal antral

mucosa (Stolte & Meining 2001).

Portal hypertensive gastropathy can resemble a gastric erosion finding, but in

this case the histological findings are dilated superficial vessels without erosions

or inflammation (Pique 1997). Similar haemorrhagic gastropathy have been

detected during endoscopical examination in epidemic nephropathy (Nuutinen et al. 1992).

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Table 1. Endoscopical classification of gastric erosions and gastric conditions with

erosions as a predominant change.

Main class Subclass Characteristic features Publication

I Complete Innumerable, pinpoint-sized hemorrhages on the

mucosal surface

Roesch &

Ottenjann (1970)

Ia Mature type The surrounding mucosal elevation is irreversible

due to fibrosis

Kawai et al.

(1970)

Ib Immature

type

The bulging border is due to oedema Kawai et al.

(1970)

II Incomplete A simple defect of the mucosal layer without

reaction to surroundings

Roesch &

Ottenjann (1970)

IIa Erosion located on flat mucosa Karvonen et al.

(1983)

IIb Erosion located on the prominent folds of the

prepyloric region

Karvonen et al.

(1983)

III Haemorrhagic-

erosive gastritis

Innumerable, pinpoint-sized hemorrhages on the

mucosal surface with erythrodiapedesis and

engorged blood vessels within mucosa and

submucosa

Roesch &

Ottenjann (1970)

Erosive prepyloric

changes (EPC)

EPC grade 1 Standing mucosal prepyloric fold, independent of

peristalsis and running transverse or parallel into

relation of antral lumen

Nesland &

Berstad (1985)

EPC grade 2 EPC grade 1 plus red spots and/or streaks

situated on the top of the folds

Nesland &

Berstad (1985)

EPC grade 3

(equals

Incomplete type

IIb erosions)

EPC grade 2 plus the presence of macroscopic

erosions

Nesland &

Berstad (1985)

2.3.2 Acute and chronic erosions

Gastric erosions can be found recurrently in the same subject, but it is not known,

if these erosions are the same as seen before, or new ones. Thus these erosions

can either be chronic or recurrent. There is no commonly accepted definition of

what constitutes acute and chronic erosions.

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2.4 Incidence and prevalence of gastric erosions

The exact incidence of gastric erosion is not known, but for example after

ingesting 2.6 g of aspirin, all subjects were found to have submucosal

haemorrhages or focal erosions within 24 hours (Graham et al. 1983).

2.4.1 Prevalence of erosions in asymptomatic subjects

In asymptomatic volunteers, the prevalence of gastric erosion has ranged from 3%

to 12% (mean 7%; Table 2).

Table 2. Reports of the prevalence of gastric erosions in asymptomatic subjects. The

mean prevalence and cumulative N are shown in the last row.

Prevalence % Erosion N Total N Publication

3 9 358 Ihamäki et al. (1979)

12 43 355 Akdamar et al. (1986)

9 10 113 Dooley et al. (1989)

4 13 310 Bernersen et al. (1992)

8 14 175 Lehmann et al. (2000)

7 89 1311

2.4.2 Prevalence in clinical series

In clinical series, the prevalence of gastric erosion has ranged from 4% to 49%

(mean 15%; Table 3).

Table 3. Reports of the prevalence of gastric erosions in clinical series. The mean

prevalence and cumulative N are shown in the last row.

Prevalence % Erosion N Total N Publication

4 79 1859 Roesch & Ottenjann (1970)

11 404 3837 Karvonen et al. (1983)

14 90 651 Nesland & Berstad (1985)

7 21 309 Bernersen et al. (1992)

9 35 400 Heikkinen et al. (1997)

30 19 64 Auroux et al. (2003)

27 88 331 Duck et al. (2004)

23 198 869 Cheung et al. (2010)

49 502 1022 Ma et al. (2010)

15 1436 9342

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In autopsy series, the prevalence of hemorrhagic gastric erosion has been reported

to be 5% (546/11352) (Martinoli & Gantner 1970).

2.5 Aetiology of gastric erosions

An erosion is formed either as a consequence of epithelial cell death or of

epithelial detachment, resulting in loss of epithelial cells that exceeds the

epithelial regeneration capacity. Secondly, the loss of epithelial cells evokes

luminal factors e.g. gastric acid release which can start to destroy subepithelial

structures. This kind of loss of mucosal integrity can be induced by several

chemicals, diseases and mechanical or physical factors. Table 4 lists presumed

etiological factors.

Table 4. Presumed etiological factors of gastric erosions. See text for references.

Chemicals Diseases Mechanical/Physical factors

Alcohol Crohn’s disease Endoscopic haemostasis

Gastric acid Diabetes mellitus type II Gastric band

Iron preparations Duodenogastric reflux of bile acid Nasogastric tube

NSAID H. pylori infection

Osteoporosis treatment Herpes simplex infection

Potassium chloride

Smoking

Mini early carcinoma and lymphoma

Rare infections (Syphilis, CMV, Tuberculous)

2.5.1 Herpes simplex virus

Animal studies

Oral inoculation with HSV-1 evoked gastric ulcers in mice, and one of the 40

ulcers contained viral Ag. However, the remaining ulcers were situated adjacent

to virus-infected ganglia (Gesser et al. 1995). After placement of HSV-1 into the

oesophageal lumen of mice, the HSV-1 virus could spread via internodal strands

of the enteric nervous system, leading to infection of the neurons of plexuses of

the stomach. HSV-1 labelled terminal nerve fibres penetrate into the lamina

propria of the gastric mucosa allowing a direct interaction with surface epithelial

cells (Gesser & Koo 1996).

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Human studies

Latent HSV-1 have been found in humans in the ganglia innervating the

gastrointestinal (GI) tract and these viruses have also been found in gastric ulcers

or in their immediate proximity in 9%-32% of cases. However, it is not certain

whether this is an etiologic factor, a cofactor or an opportunistic factor (Kemker et al. 1992, Tsamakidis et al. 2005, Warren et al. 1978). Herpes related lesions

recur when the latent virus in the ganglia travels along the nerve causing a

recurrent lesion (Docherty & Chopan 1974). It has been claimed that it is possible

to interrupt this migratory pathway by severing the nerve (Kemker et al. 1992).

However, there are no reported trials on the effects of anti-HSV treatment in

therapy of gastric erosions or ulcers.

2.5.2 Helicobacter pylori

The role of H. pylori infection as an etiological factor for gastric erosion is

controversial and the conclusions seem to depend on that how erosions and ulcers

have been differentiated.

Ulcers and erosions have been reported to disappear after eradication of H. pylori (Chan et al. 2001). In a histological analysis, H. pylori gastritis was present

in 99% of patients with complete erosions of the antral mucosa (Stolte & Eidt

1992). Erosive prepyloric changes grade 3 findings were observed more

frequently in H. pylori-infected than in non-infected subjects, although the

difference was not statistically significant (Berstad et al. 1988). It has been

reported that there is an increased H. pylori density in erosions, and also it has

been claimed that there are differences in the genotype distribution compared to

unaffected regions (Molnar et al. 2008).

There are some observations opposing a role for H. pylori as a causative

agent in gastric erosions. Gastroduodenal erosions in asymptomatic volunteers

have been found with equal frequencies in H. pylori-positive and -negative

subjects, and in another study with asymptomatic volunteers, only 4 of 14

subjects with gastric erosions were found to be infected with H. pylori (Dooley et al. 1989, Lehmann et al. 2000). In contrast, nearly half of 34 EPC grade 3

subjects were infected with H. pylori (Bernersen et al. 1992). Two more recent

studies also failed to detect any clear relationship between macroscopic erosions

and H. pylori infection (Ma et al. 2010, Szoke et al. 2008). It has even been

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suggested that a H. pylori infection may protect from gastric erosions in patients

with end-stage renal failure (Moriyama et al. 2010).

2.5.3 Non-steroidal anti-inflammatory drug

Volunteers treated with acetosalicylic acid (ASA) can develop erosive lesions

within 24 hour (Graham et al. 1983, O'Laughlin et al. 1981). Incomplete type IIa

erosions have been associated with the use of analgesics (Karvonen & Lehtola

1983). It has been reported that there are similar numbers of gastric erosions after

the use of Cox-2 selective drugs and non-selective NSAID preparations (Cheung et al. 2010). After 12 weeks’ use of celecoxib and diclofenac, at the endpoint

almost the same number of subjects had developed gastric erosions; 21% (85 of

434) in the celecoxib group and 23% (91 of 435) of those receiving diclofenac. In

fact, there are even reports that fail to show relation between gastric erosions and

the use of NSAIDs (Dooley et al. 1989, Gallagher et al. 1987, Lehmann et al. 2000, Pazzi et al. 1994).

The mechanism of NSAID/ASA-induced erosions is proposed to be mainly

inhibition of prostaglandin synthesis and oxidative phosphorylation, but also

disturbances in the local microcirculation, resulting in ischemic necrosis, have

been proposed (Bjarnason et al. 1993, Kitahora & Guth 1987, Sanchez et al. 2002,

Vane 1971). It is postulated that an acid independent component in NSAID

gastropathy causes microscopic erosions that are related to the inhibition of

prostaglandin synthesis (Whittle 1981).

Long-term NSAID users infected with H. pylori develop significantly more

erosions as compared to patients not infected with H. pylori, but this is a matter of

controversy (Graham et al. 1991, Taha et al. 1995). Low-dose ASA users not

infected with H. pylori had more frequently gastric erosions compared to H. pylori infected; hence a H. pylori infection may possess some protective effect

against low-dose ASA-induced gastric erosions (Hart et al. 2010). The speculative

mechanism for this phenomenon can be damage to the parietal cells having a

putative lower production of acid. The risk of erosions did not increase with aging

(Hart et al. 2010).

2.5.4 Gastric acid

Roesch & Ottenjann (1970) reported that most patients with gastric erosions

displayed hyperacidity and this correlated well with their observation that

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atrophic gastritis was uncommon in patients with erosions. However, another

study in EPC patients reported that the mean acid output values did not differ

from values of healthy subjects (Nesland & Berstad 1985). In addition, another

study showed that in patients with prepyloric erosions the body mucosa was well

preserved despite aging and this observation is similar to the situation in patients

with duodenal ulcers. The authors proposed that there would be a common acid-

related pathogenesis (Karvonen et al. 1987).

Studies which have taken into account H. pylori infection, have demonstrated

that too much gastric acid can lead to peptic ulcers and stress-related

erosions/ulcers (Schubert 2010).

Recovery of acid secretion capacity after H. pylori eradication has been

believed to be involved in the development of gastric erosions. Miyake et al. (2005) observed that the development of gastric erosions after eradication

depended on whether there was less severe corpus atrophy or more severe corpus

gastritis. On the other hand, treatment with H2 blocker has been claimed to

decrease the rate of erosions (Miyake et al. 2002).

2.5.5 Other factors

Although there are believed to be several genetical risk factors for peptic ulcer

such as polymorphisms in immunoregularatory genes, only a few studies have

addressed genetic factors in gastric erosion (Shiotani et al. 2010). The G-308A

polymorphism of TNF-alpha, which causes elevated expression of the TNF-α

protein (G/G genotype), has been associated with erosive gastritis (Szoke et al. 2008). In contrast, CD14 genetic polymorphism showed no association with the

risk of gastric erosions (Karhukorpi et al. 2002).

Chemicals

Alcohol. Gastric erosions are a common finding in patients with chronic

alcoholism (Segawa et al. 1987, Uppal et al. 1991). Erosive prepyloric changes

have been reported to be common in women using alcohol (Bernersen et al. 1992).

Iron containing preparations. In a study with 14 healthy volunteers that

ingested ferrous sulphate for two weeks, two subjects developed solitary antral

erosion (Laine et al. 1988).

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Osteoporosis treatment. Alendronate 10 mg daily was reported to cause

gastric erosions in a minority of subjects during 2 weeks (Graham & Malaty

1999).

Potassium chloride. It has been reported that potassium chloride can induce

gastric erosions (McMahon et al. 1982).

Smoking. Smoking has been claimed to be common in erosion patients

(Karvonen & Lehtola 1983). Erosive prepyloric changes have been reported to

associate with cigarette smoking (Bernersen et al. 1992).

Diseases

Crohn’s disease. In patients with Crohn’s disease, endoscopically observed

erosions have been reported to be a usual finding, and these can be of predictive

value for the presence of granulomas (Schmitz-Moormann et al. 1985). The

histologic features, which are suggestive of Crohn’s disease, include focal active

gastritis and granulomatous gastritis (Parente et al. 2000, Yardley & Hendrix

1995).

One study of patients with diabetes mellitus type II, which is characterized by

high risk of vascular disease, found that their 21 out of 72 patients suffered gastric

erosions (Boehme et al. 2007).

Duodenogastric reflux of bile acids. Intragastric administration of bile into

the rat was shown to produce gastric erosions (Mann 1976)

Early carcinoma & early lymphoma. Early gastric cancer can appear

endoscopically as an erosion (Misumi et al. 1989). Patients with low-grade gastric

B-cell lymphoma of mucosa-associated lymphoid tissue type (MALToma) when

examined endoscopically can show evidence of gastric incomplete erosions

(Chiang et al. 1996).

Rare infections. Syphilitic gastritis has been reported in over 100 patients in

the literature. A typical syphilitic gastritis patient is a young adult with gastric

pain, in whom syphilis should be suspected if endoscopy reveals gastric erosion

or shallow gastric ulcer with extensive gastritis in histology (Kim et al. 2009). A

case of cytomegalovirus infection appearing as acute gastroduodenitis including

gastric erosions has been reported with the diagnosis being confirmed with

positive anti-cytomegalovirus antibody staining (Shirakami et al. 2007). A case of

tuberculosis with gastric erosion accompanied by bleeding has also been reported

(Rathnaraj et al. 1997).

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Mechanical and physical factors

Gastric Band. Although a gastric band has been reported to erode only in a

minority, it may require the removal of the gastric band (Yoon et al. 2012).

Nasogastric tube and endoscopic haemostasis. Nasogastric tubes commonly

cause gastric erosions, and different endoscopic haemostasis techniques have also

been reported to cause gastric erosion in the areas being treated (Weinstein 1998).

2.5.6 Factors affecting chronicity

Many of the studies that have discussed factors affecting the chronicity of gastric

erosion predate the awareness of H. pylori, which is an important factor in

chronic gastritis. An elevated gastric acid secretion capacity has shown to be

associated with erosion chronicity, although this was statistically significant only

in the incomplete type of erosions (Karvonen & Lehtola 1984).

2.6 Pathogenesis of gastric erosions

As the aetiology of gastric erosion is multifactorial, so too the pathogenesis also

seems to be multifactorial. Erosions are a result of an imbalance between

protective and destructive factors. Erosion and ulcers can be considered to be the

same process and it is likely that they share common factors evoking mucosal

damage. The factors that participate in the pathogenesis of gastric ulcer can be

divided into luminal, epithelial cell, apoptotic and regenerative factors.

Luminal factors. Gastric acid is most important luminal factor. It is well

known that there is hyperacidity in stress ulcers (Fenoglio-Preiser et al. 2008).

Secondly, there is elevated pepsin formation (Feldman et al. 1988). Thirdly,

increased retrograde peristaltic waves with low pyloric tone and reduced local

motility can lead to more intensified biliary and pancreatic duodenogastric reflux

(Flint & Grech 1970). The levels of endothelins are increased in saliva in peptic

ulcer patients and this may contribute to the pathogenic process (Lam et al. 2004).

Saliva itself can be considered to participate in offering protection against peptic

ulcers (Malhotra 1970). In erosions patients, the mucoprotective index (the ratio

of neutral to total mucoproteins) has been reported to be decreased, and

weakening of mucosal defences has been speculated to be a major factor in the

pathogenesis of gastric erosions (Guslandi et al. 1989).

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Epithelial cells and mucus. Protection against gastric acid is provided by

epithelial cells which secrete mucus and bicarbonate (Soll 1990). When gastric

protective mechanisms are activated then epithelial production of mucus and

bicarbonate increases (Holle 2010). Mucosal cells possess a membrane that resists

acid from returning into the cell (Soll 1990). Mucosal protection becomes

weakened when there is a decline in mucus secretion, mucosal blood flow, the

synthesis of DNA and prostaglandins. This changes the mucus composition and

low molecular glycoprotein production increases, leading to conditions favouring

proteolysis and rediffusion of H+-ion, which then enhance ulcer formation (Holle

2010, Younan et al. 1982). Damage to the mucosal barrier results in tissue

acidosis, congestion of mucosa and necrosis (Fenoglio-Preiser et al. 2008).

Increased apoptosis leading to loss of mucosal integrity is one factor in the

development of ulcers ((Leung et al. 2000). When reperfusion takes place, then

neutrophils can produce toxic oxygen free radicals (Fenoglio-Preiser et al. 2008).

Ischemic stress related erosions are encountered mainly in intensive care patients.

It has been reported that brain ischemia in rats can produce gastric hemorrhagic

erosions through gastric oxidative stress and activation of the arginine-nitric oxide

pathway (Hung 2006).

Epidermal growth factor has been reported to stimulate mucosal cell

proliferation and also inhibit acid secretion (Holle 2010).

Regeneration. Ulcer associated cell lineage (UACL) has been found at sites

of chronic gastric ulcers. Gastric stem cells induce UACL and this assists in the

healing of the ulcer. This involves coordinated localisation of mucins and trefoil

peptides, which are potent mitogens of GI epithelium in conjunction with

epidermal growth factor (Longman et al. 2000, Patel et al. 1994). In addition,

healing can be assisted also by an increased mucosal blood flow (Fenoglio-Preiser et al. 2008).

2.7 Histopathology of gastric erosions

Erosions are histopathologially characterized by epithelial defects extending into

the deeper layers of the mucosa. An erosion is formed either as a consequence of

epithelial cell death (necrosis or apoptosis) or of epithelial detachment, i.e. the

level of apoptosis or detachment is in excess of the magnitude of epithelial

regeneration. Detached epithelium alone defined as erosion can be misleading

because of biopsy induced artefacts, and the definition of erosion should always

include other features of erosion, for example fibrinoid necrosis or granulated

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tissue (Laine & Weinstein 1988). There is no acknowledged histopathological

classification for gastric erosions, except for the classification of microerosions.

Furthermore, previously little was known about the prognostic value of

histological findings of the erosion.

In addition to the abovementioned factors, there are many reports of scattered

histological findings in erosion. Erosions have been noted to contain fibrin

deposition, neutrophilic infiltration and there may be regenerative changes in the

adjacent epithelium (Dixon et al. 1996). It has also been reported that

NSAID/ASA erosions consist of a homogeneous eosinophilic ischemic necrosis

blending into the adjacent lamina propria, whereas in H. pylori-induced erosions,

the erosive defects are covered with inhomogeneous fibroid necrosis that does not

blend into the adjacent lamina propria and they also contain cell debris and

granulocytes (Stolte et al. 1999). Stress induced erosions are characterized

histologically by epithelial necrosis, with a fibrin exudate and the presence of

neutrophils (Czaja et al. 1975). Foveolar hyperplasia has also been described

(Pazzi et al. 1994). EPC grades 2 and 3 have been reported to manifest with

infiltration of neutrophils, fibrosis, lymphocytes and plasma cells (Nesland et al. 1986). Kawai et al. (1970) reported that a subset of erosions displays signs of

fibrosis.

2.8 Gastritis in patients with erosion

2.8.1 Definition of gastritis and classification

Gastritis is defined as a microscopic inflammation of the stomach, and it is a

histological, but not a clinical, entity.

The most widely used classification of gastritis is the updated Sydney system,

which classifies gastritis according to the topography, morphology and aetiology.

Chronic gastritis is divided in nonatrophic, atrophic (autoimmune and multifocal)

and special forms of gastritis (i.e. chemical, radiation, lymphocytic, non-

infectious granulomatous, eosinophilic and other infectious gastritides); also other

forms differing from chronic gastritis have been defined. (Dixon et al. 1996).

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2.8.2 Phenotypes and dynamics of gastritis

Apart from normal gastric mucosa, even without H. pylori infection, topographic

phenotypes of H. pylori gastritis and atrophic gastritis are classified as follows

(Sipponen 2001, Stolte & Meining 2001):

Ulcer phenotype H. pylori gastritis consist of two forms. Gastritis in patients with duodenal ulcer, in which the corpus mucosa is nonatrophic and especially in

the antrum there is evidence of gastritis (antrum predominant gastritis), and the

surface epithelium displays lesions, which are degenerative and regenerative,

especially in the antrum and in one fifth of cases there is also intestinal metaplasia

and atrophy. In this pattern of gastritis, there is a high level of acid secretion.

Gastritis in patients with gastric ulcer gastritis (corpus predominant gastritis)

differs from the above-mentioned type and tends to be diffuse, possibly with

multifocal atrophy and intestinal metaplasia (multifocal atrophic gastritis). The

stomach may also show hypochlorhydria and it may resemble the gastric cancer

phenotype gastritis. However, even the antral gastritis seems to advance in

patients with gastric ulcer (Niemelä et al. 1995a).

Gastric cancer phenotype of gastritis, where advanced atrophic gastritis and

intestinal metaplasia occur multifocally (multifocal atrophic gastritis), there can

be low production of gastric acid and the risk of gastric neoplasia is increased. In

some cases, despite positive serology, the histological search for H. pylori may be

negative. Lymphocytic gastritis has also been shown to associate with gastric

cancer and lymphoma, possibly due to its tendency to progress in severity and due

the presence of metaplastic changes in the body mucosa (Miettinen et al. 1995).

The dynamics of gastritis seems to modify the risk of complications. Corpus

predominant gastritis tends to lead to atrophy and cancer, and antrum

predominant gastritis in turn, tends to predispose to peptic ulcer.

The reasons for the individual different outcomes of H. pylori infection are

largely unclear. The different topographic distribution of gastritis in H. pylori infection has been explained by differences in bacterial factors, such as virulence

factors (e.g. cagA status) and the extent of colonization, host factors e.g. genetic

factors such as interleukin-1 gene cluster polymorphism, and the interaction

between these two factors. In addition, host-microbial interaction and

environmental factors have been postulated, and the final outcome may be multi-

staged (Blaser et al. 1995, El-Omar et al. 2000, Garcia-Gonzalez et al. 2001,

Maaroos et al. 1994, Nomura et al. 2002, Peek & Blaser 2002).

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2.8.3 Gastritis in erosion patients

Atrophic antral gastritis is reported to be rare in erosion patients (Karvonen et al. 1983). However gastritis in chronic erosion patients is strongly dependent on the

presence of H. pylori infection, but few studies have taken into account the H. pylori status. Patients with EPC grade 3 are reported to experience more chronic

atrophic gastritis and more subacute gastritis than those without EPC (Bernersen et al. 1992).

2.8.4 Dynamics of gastritis in erosion patients

The dynamics of gastritis in erosion patients is largely unknown. A slow

progression of antral gastritis in gastric erosion patients has been reported, with

increasing body gastritis with age. However, prepyloric erosions, similar to those

encountered in duodenal ulcer patients, did not show this progression of body

gastritis. Unfortunately this study was mainly done before the era of awareness of

H. pylori (Karvonen et al. 1987).

2.9 Follow-up studies in gastric erosion

There are only a few follow-up studies examining gastric erosions. One study had

follow-up of six years; two thirds of erosions healed and two patients developed

new hyperplastic polyps, and there was no correlation between symptoms and

erosion findings. In that study, type IIb erosions only healed in 38% of cases

(Karvonen & Lehtola 1984). After a mean of 45 months of follow-up of grade 3

erosive prepyloric changes, most patients still had dyspeptic symptoms (92%;

21/23), and grade of EPC (61%; 14/23) remained unchanged, and patients were

also without complications such as ulcers (Stene-Larsen et al. 1989).

2.10 Clinical significance of gastric erosions

The clinical significance of gastric erosion has been only examined to a limited

extent and those studies have largely focused on gastritis and ulcers. To a lesser

degree, erosions have been evaluated and the distinction between erosion and

ulcer might well be blurred. These considerations further emphasize the need for

studies focusing on the clinical importance and course of gastric erosions.

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2.10.1 Symptoms

There are some publications, which suggest that gastric erosions associate with

dyspeptic symptoms (Nesland & Berstad 1985, Stene-Larsen et al. 1989). On the

other hand, it has been proposed that in the majority of cases, gastric erosions

seem to evoke no symptoms (Larkai et al. 1987, Lehmann et al. 2000). The

mechanisms behind what symptoms do appear are not clear. Since there are no

sensory nerves in the gastric mucosa, simple mucosal destruction does not explain

the symptoms. Since erosions obviously do not correlate with symptoms, ulcers

also do not correlate well with symptoms (Aro et al. 2006). In population living

in northern Sweden, peptic ulcers have been reported to be asymptomatic in 20%

of cases (Aro et al. 2006).

2.10.2 Bleeding

In one study a total of 12,392 gastroscopies were performed for evaluation of

nonvariceal hematemesis, melaena or suspected upper GI bleeding and the most

common finding was ulcer (33%) followed by erosion in 19% of subjects

(Enestvedt et al. 2008). Among 2097 patients endoscoped for upper GI bleeding,

30% (620 patients) displayed gastric erosions and of these, active bleeding was

reported in 27% (166/613). (Gilbert et al. 1981).

2.10.3 Ulcer risk

In a study with a follow-up of up to 6 years monitoring gastric erosion patients,

only 4% (4 of 105) had acquired gastric ulcer (Karvonen & Lehtola 1984). In

another study with a mean of nearly 4 years of follow-up of 60 patients with EPC,

none of the subjects developed peptic ulcer (Stene-Larsen et al. 1989). Finally, it

has been reported that long-term NSAID users with gastric erosions develop more

often peptic ulcer than those without erosions (Taha et al. 1995).

2.10.4 Malignancy

There are no follow-up studies with adequate follow-up times investigating

malignancy risk in patients with gastric erosions.

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3 Aims of the study

Gastric erosions are one of the most prevalent gastroscopic abnormalities, and

among the most important causes of GI bleeding. Rather incomplete information

about the long-term course of gastric erosions is available, and in addition,

nothing is known about the pathogenetic factors leading to delay of healing or

chronicity of erosions as well as the clinical significance of chronic erosions. The

purpose of this study was to focus on these aspects of gastric erosions by using a

long-term follow-up study setting. The detailed aims are as follows:

1. To determine the rate of chronic/recurrence of gastric erosions in a long-term

follow-up setting.

2. To investigate the aetiology of chronic/recurrent gastric erosions, including

HSV infection, H. pylori infection, and the use of NSAIDs.

3. To characterize the histopathology of gastric erosion and gastritis in patients

with gastric erosion, and to determine features related with prognosis of

erosions.

4. To define clinical significance of chronic/recurrent and non-recurrent gastric

erosion.

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4 Materials and Methods

Numerals (I-IV) are referring to scientific articles belonging to this thesis:

4.1 Patients

The patients and controls were recruited from those referred for elective

gastroscopy in the Gastroenterologic Unit of the Department of Internal Medicine,

University Central Hospital of Oulu, during a period of five years (Sept. 1 1974 -

Aug. 31 1979). The series consisted of 3837 patients (2080 males). Gastric

erosions were diagnosed in 404 subjects. Those subjects with erosions concurrent

with peptic ulcer disease (N = 129), any GI disease requiring specific or urgent

treatment (N = 16) or some serious disease (N = 21) were excluded. In addition,

121 patients were also excluded because of inadequate co-operation, poor

tolerance of gastroscopy, difficulties in attending the follow-up examination, or

refusal to attend further examinations. Altogether 287 patients were excluded

from the original series. Thus a final total of 117 patients (63 males) with erosion

as the predominant finding were included and invited to a re-examination in 1996.

4.2 Controls

For each patient, a control of the same age (± 5 years) and sex (except one woman

instead of a man) was drawn prospectively from subjects gastroscopied electively

in the same department during 1979 - 1981 and not diagnosed as having gastric

erosions, peptic ulcer disease or any other severe disease of the GI tract or other

organs requiring immediate treatment. The control group consisted of 117 patients

(62 males).

4.3 Endoscopy and biopsies

Upper GI endoscopy was performed both at the initial visit (years 1974–1981)

and at the follow-up visit (1996). In the initial and follow-up visit, two biopsies

were taken from the greater curvature of the antrum and the corpus, avoiding

areas of macroscopical erosions. In the follow-up visit, two additional biopsies

were taken from the lesser curvature of the antrum and corpus. Furthermore,

separate biopsies were taken from macroscopically visible erosions. All biopsies

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were fixed in neutral buffered formalin and embedded in paraffin. The sections

were stained with modified Giemsa and Hematoxylin-Eosin.

The erosions were diagnosed and classified according to established criteria

by the dominant type as follows (Roesch & Ottenjann 1970). Type I (complete

erosion): erosion elevated above the surrounding mucosa and surrounded by a

marginal wall. Type II (incomplete erosion): erosion located on even mucosa and

often surrounded by a reddish margin. Type III (haemorrhagic-erosive gastritis):

several small haemorrhagic erosions on even mucosa. Erosions were classified as

chronic/recurrent if they were endoscopically visible on both visits. Also all other

endoscopic findings were recorded according to the protocol.

4.4 Histological assessment of gastritis

According to the histological criteria of the updated Sydney-system, activity and

severity of gastritis were scored by using a scale from normal or absent (score 0),

to slight (score 1), moderate (score 2) and severe (score 3) change or increase

(Dixon et al. 1996). Atrophy was scored as absent (score 0), slight (score 1),

moderate (score 2) and severe (score 3). The presence of eosinophils,

vasodilatation, lymphoid follicles, germinal centres, fibrosis and foveolar

hyperplasia was scored as absent (score 0), slight (score 1), moderate (score 2)

and severe (score 3). Lymphocytic gastritis was diagnosed (score 2), if the count

of intraepithelial lymphocytes was at least 25/100 epithelial cells. The extent of

intestinal metaplasia was expressed as the percentage of mucosa showing

intestinal metaplastic epithelium. The presence and severity of intraepithelial

neoplasia (dysplasia) were assessed as absent (score 0), mild (score 1), moderate

(score 2) and severe (score 3), and they were recoded as low-grade (scores 1 and

2) or high-grade (score 3) (Fenoglio-Preiser et al. 2000). Metaplastic and

nonmetaplastic intraepithelial neoplasias (dysplasia) were evaluated separately.

Microscopic erosions were scored by using a scale as absent (score 0), mild

(single cell dropouts present; score 1), moderate (dropouts of several cells; score

2) or true erosions (score 3) (Leung et al. 1992). The percentage of surface

epithelial cells showing tufting was estimated (Chan et al. 1991). The reactive

gastritis score was calculated (Dixon et al. 1986). In addition, biopsies from

erosions were assessed separately from the other biopsies with the assessor being

blinded to the observations made from the non-eroded mucosa. One investigator

(TJK) performed all histological analyses and he was blinded to the clinical data.

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Specimens of the initial and follow-up endoscopy were evaluated separately, with

the investigator being blinded to the results of the corresponding analyses.

4.5 Evaluation of Helicobacter pylori infection and Herpes simplex virus infection

H. pylori infection was diagnosed at both visits from the biopsy specimens taken

from the antral and body mucosa using Giemsa and Hematoxylin-eosin staining.

Antibodies to HSV at both visits were measured of sera by using the

complement fixation method with a commercial antigen (Bio Whittaker,

Walkersville, USA). Titres of one to ≥ 32 in the initial and ≥ 16 in the follow-up

visit were designated as “high titre”, based on values of all the samples and their

normal distribution.

Formalin fixed, paraffin embedded biopsy specimens representing erosions

taken at the follow-up visit were used for HSV immunohistochemistry and

polymerase chain reaction (PCR). The sections were deparaffinised and stained

with specific rabbit antibodies against HSV-1 and HSV-2 (BioGenex, San Ramon,

Ca, USA) using avidin-biotin detection system and diaminobenzidine as a

chromogen (Dako ABC kit, Dako, Copenhagen, Denmark). No antigen retrieval

system was used. The dilution of primary antibody was 1:400 with an incubation

time at room temperature of one hour. A specimen from herpetic esophagitis was

used as a positive control. Phosphate buffered saline was used instead of primary

antiserum as a negative control.

For HSV PCR, the paraffin in the biopsy specimens was removed with xylene,

and DNA was isolated using proteinase K digestion following phenol extraction

and ethanol precipitation. The primer pair used in PCR was chosen from the

polymerase gene for HSV-1 and HSV-2 (Piiparinen & Vaheri 1991). In each run,

positive and negative controls were included. The amplified products were

detected by microplate hybridization using specific probes for HSV-1 and HSV-2

(Vesanen et al. 1996).

4.6 Symptoms and other clinical data

On both visits, the investigators interviewed the subjects and pertinent anamnestic

and clinical data from the local hospital were recorded using a questionnaire. A

routine clinical abdominal status was also conducted.

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On both visits, the type and duration of abdominal pain were evaluated and

inquired as described earlier (Karvonen & Lehtola 1983). During the follow-up

visit, the type of dyspepsia (reflux/ ulcer/ motility/ non-specific) was specified

(Drossman et al. 1990). A patient history of diseases was recorded on each visit.

In particular, clinically identified GI diseases, including GI bleeding during the

follow-up period, and gastric or other abdominal surgery were recorded.

The use of all medication for abdominal diseases or symptoms was asked at

both visits. The most recent use of NSAID was registered (< 24 hours, 1–3, 4–7

or > 7 days before endoscopy). Any use of an NSAID within the past 7 days was

designated as recent use. Drugs for other diseases and the possible use of H. pylori eradication treatments were inquired. Smoking habits and the use of

alcohol were recorded. Family history in first-degree relatives of gastric cancer,

gastric or duodenal ulcers and other GI diseases was registered.

4.7 Blood chemistry

Erythrocyte sedimentation rate, leukocyte count, serum C-reactive protein,

haemoglobin, creatinine, alanine aminotransferase, and alkaline phosphatase were

measured at both visits by routine methods. (I-IV)

In the initial visit, serum parietal cell antibodies were examined using the

polyvalent antihuman immunoglobulin fluorescein conjugate (Roboz®). (III)

4.8 Occurrence of Malignancies, Mortality and Causes of Death

The Finnish Cancer Registry (Helsinki, Finland) was contacted to obtain data on

the occurrence of malignant diseases (II, IV). Statistics Finland (Helsinki,

Finland.) provided data of mortality and causes of death (IV).

4.9 Statistical analysis

The statistical analysis was carried out using a statistical program (SPSS for

Windows Release 8.0–14.0, and SPSS 16.0 for Macintosh, SPSS Inc., Chicago,

Illinois, USA). The analysis of categorized variables was carried out by the χ2

and Fischer’s two-sided exact tests. Differences were considered as significant at

p values < 0.05 in two-tailed tests. Mann-Whitney U-test was used for the

analysis between groups of the scored variables and Wilcoxon paired rank sum

test was used for the analysis of temporal changes in the scored variables. The

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nonparametric Spearman rho test was used for estimation of correlations. The

estimations of the relative risk of erosion association with HSV infection, the

recent use of NSAIDs and existence of H. pylori infection were carried out with

logistic regression analysis. Kaplan-Meier Log Rank test was utilized to calculate

mortality and malignancy data.

4.10 Ethical consideration

The study was approved by the Ethical Committee of the Medical Faculty of the

University of Oulu. All subjects who participated in the study signed an informed

consent.

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5 Results

5.1 Final study groups

The characteristics of the final study groups are summarized in Figures 4 and 5.

All of the 117 patients and 117 controls of the original series studied in 1974–

1981 were included after 16 years of follow-up in the analysis of mortality and

the occurrence of malignant tumours.

The follow-up visit was arranged in 1996 and 54 (46% of the original series)

of the 117 patients agreed to take part in an interview, a clinical assessment and

routine blood tests. Of the controls, 70 (60% of the original series) were available

for follow-up analyses in 1996 (IV).

From H. pylori-positive subjects in the initial visit, 16% (5 of 32) of patients

and 31% (14 of 45; 33% 15 of 46 in III) of controls had changed to being

negative in the follow-up endoscopy. From H. pylori-negative subjects in the

initial visit, 12% (2 of 17) of patients and 11% (2 of 18; 12% 2 of 17 in III) of

controls had changed to being positive in the follow-up endoscopy. Subjects with

a changed H. pylori status were excluded from the analysis of the effect of H. pylori infection. (I-III).

After the exclusions, the final study group consisted of 42 patients and 47

controls (I, 46 controls in III, IV). The mean follow-up was 19 years (range 16.7–

21.4 years) in the patient group and 16 years (range 15.1–19.0 years) in the

control group (I,III).

It was possible to evaluate the histopathology from erosions and background

antral mucosa in 52 H. pylori-positive and in 31 H. pylori-negative patients at the

initial visit, but at the follow-up visit, there were only 7 H. pylori-positive and 3

H. pylori-negative patients with erosion, making it impossible to make

comparisons within H. pylori-positive or negative groups. Comparison analysis of

chronic/recurrent and non-chronic/non-recurrent erosions was possible in 28

patients; of those, 10 were patients with chronic/recurrent erosions and 18 were

patients with non-chronic/non-recurrent erosions. (II; Figure 5).

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Fig. 5. Summary of patients examined in the initial visit in 1974–79 and in the follow-up

visit in 1996 (II).

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5.2 Types of erosion

In the follow-up endoscopy, 38% (20/52) of the patients and 11% (7/66) of the

controls had gastric erosions (p = 0.001; IV). The type of erosion was most often

similar in both visits, but in a remarkable proportion (30%) the type had changed.

(Table 5; IV). There was no significant difference in age or sex with the respect to

the occurrence of erosions. (III)

Table 5. Evolution of gastric erosion types in erosion patients and controls. (IV:

Table 1).

Initial visit erosion status Follow-up visit erosion status

Erosion any

type N (%)

Type I

N (%)

Type II

N (%)

Type III

N (%)

No erosion

N (%)

Total N

Patients (any type erosion) 20 (38) 6 (12) 11 (21) 3 (6) 32 (62) 52

Type I 6 (60) 4 (40) 1 (10) 1 (10) 4 (40) 10

Type II 14 (35) 2 (5) 10 (25) 2 (5) 26 (65) 40

Type III 0 (0) 0 (0) 0 (0) 0 (0) 2 (100) 2

Controls (no erosion) 7 (11) 2 (3) 5 (8) 0 (0) 59 (89) 66

Erosion patients have been grouped according to the dominant type of erosion.

5.3 Etiological factors (I)

5.3.1 Herpes simplex virus

At the initial visit and at the follow-up, erosion patients and controls had a similar

prevalence of increased antibody titres to HSV (36% vs. 23%). Erosion patients

with high HSV antibody titres significantly more commonly had erosions at the

follow-up endoscopy than those with low HSV antibody titres (Figure 6).

Based on this serological evidence pointing to an association between HSV

and chronic/recurrent erosions, we sought evidence of an actual local HSV

infection by immunohistochemical staining and PCR. Specimens from erosions

taken at the follow-up visit were analysed, but no evidence for HSV was found

with either immunohistochemistry or PCR, all specimens being negative.

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Fig. 6. Results of Herpes simplex virus (HSV) antibody test in the initial and the follow-

up visit with respect to occurrence of erosions in the follow-up visit. Total numbers of

cases and those with erosion (percentages in brackets) at the follow-up are indicated

in each column.

5.3.2 Helicobacter pylori

Erosion frequency rate was not related to the presence or absence of H. pylori infection. At the initial visit, the H. pylori-positivity rate was similar in the whole

erosion group (60%) and in the controls (65%; p = NS), and also among those

subjects available for follow-up studies (erosion group 65%; controls 73%;

p = NS; Figure 3). At the follow-up visit, H. pylori-positive were 59% of the

patients and 52% of the controls (p = NS; Figure 4).

The proportion subjects with erosions at the follow-up visit were similar in H. pylori-positive (41%, 11/27) and -negative patients (33%, 5/15; p = NS; Figure 7).

Similarly, in the control group, the erosion rate at follow-up was not related to the

presence (15%, 5/31) or absence of H. pylori (0%, 0/15; p = NS). There was no

significant difference between the erosion type and H. pylori infection at the

follow-up visit. (III).

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Fig. 7. Distribution of the erosion types at the follow-up visit in patient and control

groups in subjects with unchanged H. pylori status.

5.3.3 Non-steroidal anti-inflammatory drug

The use of NSAIDs within one week before the initial visit was more common in

the erosion group than in the control group, but at the follow-up, the rate of use

was similar in both groups (Figure 8). Furthermore, there was no correlation with

concurrent erosions at the follow-up visit. The use of NSAID was not related with

the type of erosion. (I).

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Fig. 8. Recent NSAID use in patient and control groups.

5.3.4 Simultaneous effects of Herpes simplex virus, Helicobacter pylori and non-steroidal anti-inflammatory drug

Some patients presented with several potential risk factors for the

chronic/recurrent erosions. The significance of simultaneous high HSV antibody

titres at the initial visit, H. pylori infection or usage of NSAID at the follow-up

visit was analysed in a pair-wise manner. However, there was no evidence for a

cumulative effect on the presence of erosions at follow-up.

We compared the influence of age, sex, HSV antibody titres (initial visit), H. pylori infection and NSAID use (preceding the follow-up visit) with the

occurrence of erosions in the follow-up endoscopy in the patient group. Using

logistic regression analysis, high HSV antibody titres proved to be the only

statistically significant factor predicting erosions at follow-up (Table 6).

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Table 6. Occurrence of erosions at the follow-up visit in patient group analysed with

logistic regression (I: Table 2).

Variable p Odds ratio 95% CI

Age at the follow-up visit 0.7502 0.9812 0.87–1.10

Sex (M vs F) 0.8920 0.8884 0.16–4.90

Antibody titers (logarithmic value) against HSV at the initial visit 0.0038 4.8397 1.66–14.1

H. pylori in biopsy 0.4297 2.0765 0.34–12.6

NSAID used or not used within one week before the follow-up visit 0.6062 0.6516 0.13–3.32

Constant 0.1883

5.3.5 Other factors and the erosion rate

There were no major changes in the erosion rate or other factors. In the patient

group, gastric erosions were less frequent in those that had used sucralphate

recently (0/7) before the follow-up visit compared to those not using this drug

(16/35; p = 0.033). The use of alcohol, the smoking habits or the use of drugs

other than NSAIDs or sucralphate did not influence the occurrence of erosions at

follow-up in the patient group.

5.4 Histopathology of gastric antral erosions (II)

5.4.1 Comparison of inflammatory changes in the erosion and in the background antral mucosa

Table 7 shows a summary of the comparisons of the severity of main

histopathological features in the erosion samples and in the background antral

mucosa on the initial visit. An example of histopathological findings in or

adjacent to the erosion and in the background antral mucosa is shown in Figure 9.

In H. pylori-positive subjects, erosion samples exhibited more epithelial

degeneration (epithelial tufting) in the initial visit; an example case is presented in

Figure 10. The erosion samples were awarded higher scores for numbers of

neutrophils and eosinophils. On the contrary, the number of germinal centres was

lower in the erosion samples than in the antral mucosa. Erosion samples showed

more prominent vasodilatation on the initial visit. In H. pylori-negative subjects

in the initial visit, erosion samples had higher scores for neutrophils, eosinophils,

vasodilatation, foveolar hyperplasia and microscopic erosion than the antral

samples. (Table 7).

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Table 7. Main histological features in the initial visit samples of endoscopically visible

erosion and in intact antral mucosa in H. pylori-positive (N = 52, except in glandular

atrophy N = 28) and negative (N = 31, except in glandular atrophy N = 26).

Histological feature H. pylori-positive subjects H. pylori-negative subjects

Erosion Antrum p Erosion Antrum p

Mean SD Mean SD Mean SD Mean SD

Epithelial alterations

Tufting 19 25 10 20 0.002 0.8 2.3 0.2 0.9 NS

Foveolar score 1.1 0.6 1.2 0.6 NS 1.3 0.6 0.8 0.6 0.007

Glandular atrophy 0.9 0.7 1.0 0.7 NS 0.2 0.5 0.2 0.4 NS

Intestinal metaplasia 3.9 14 4.0 12 NS 0.7 2.5 0.2 0.9 NS

Inflammatory cell reaction

Neutrophils 1.9 1.0 1.2 0.9 0.000 0.3 0.8 0.1 0.3 0.023

Eosinophils 1.6 0.8 1.1 0.8 0.000 1.0 1.0 0.3 0.6 0.005

Monon. infl. cells 2.1 0.7 2.0 0.7 NS 0.6 0.9 0.5 0.6 NS

Germinal centres 0.00 0.0 0.04 0.1 0.038 0.00 0.0 0.00 0.0 NS

Stromal changes

Fibrosis 0.8 0.7 0.7 0.6 NS 1.5 0.7 1.3 0.7 NS

Vasodilatation 0.6 0.5 0.2 0.5 0.008 1.0 0.8 0.4 0.6 0.001

Figures indicate mean scores except for epithelial tufting and intestinal metaplasia where mean extent

(%) is indicated. Differences between erosion and antral samples were compared with Wilcoxon Signed

Rank Test. Statistical comparison of H. pylori-negative and -positive subjects is described in the text.

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Fig. 9. Photomicrographs of antral mucosa immediately adjacent to chronic/recurrent

erosion (A) and non-eroded antral mucosa (B) of the same H. pylori-positive patient,

who had recently used an NSAID. Infiltration of neutrophilic leukocytes is more

abundant in the erosion sample (A) than in non-eroded antral mucosa (B). Reference

line is 0.1 millimeters. Hematoxylin-Eosin staining. (II:Fig 2).

Fig. 10. Photomicrograph of epithelial tufting in antral mucosa of a H. pylori-positive

patient (A). Another H. pylori-positive patient, but without evidence of epithelial tufting

(B). Reference line is 0.1 millimetres. Hematoxylin-Eosin staining.

At the initial visit, there was a correlation between the erosion and the

background mucosa samples in the intensity of inflammation and in the severity

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of epithelial degeneration in both H. pylori-negative and positive patients.

(Spearman rank correlation, data not shown).

5.4.2 Role of Helicobacter pylori on histopathology of erosions

On both visits, the erosions of the H. pylori-positive subjects showed significantly

stronger intensity of inflammation compared to H. pylori-negative subjects, and

on the initial visit, they also had significantly more severe epithelial degeneration,

while H. pylori-negative subjects displayed significantly clearer stromal changes

(Table 7).

5.4.3 Role of non-steroidal anti-inflammatory drugs on the histopathology of erosions

Those H. pylori-positive patients that had recently used NSAIDs, had a

significantly higher score of neutrophils in their erosion samples compared to

those who had not used these drugs at the initial visit (Figure 11).

At the initial visit, those H. pylori-negative patients that had recently used

NSAIDs had a lower score (0.8; N = 12) of foveolar hyperplasia in the erosion

samples compared to non-NSAID users (1.5; N = 16; p = 0.015). At the initial

visit, H. pylori-positive subjects that had recently used NSAIDs, displayed a

greater difference (-0.7; N = 10) in the grade of atrophy between the erosion

sample and antral mucosa than those who had not recently used NSAIDs (-0.2; N

= 18; p = 0.010).

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Fig. 11. Comparison of neutrophil scores in the erosion samples and in the

background antral mucosa with respect to recent use of NSAID in H. pylori-infected

patients at the initial visit. Mean score (box) and standard deviation (thin bar) are

shown.

5.4.4 Role of Herpes simplex seropositivity on the histopathology of erosions

At the initial visit among H. pylori-positives, patients with high levels of HSV

antibodies exhibited a higher score of neutrophils in the erosion samples than

those patients with a low titre of these antibodies (Figure 12). A similar trend was

seen in the background mucosa (Figure 12). No such difference emerged at the

follow-up visit, probably due to the small number of cases (data not shown).

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Fig. 12. Comparison of neutrophil scores in the erosion samples and in the

background antral mucosa with respect to antibody titres to H. simplex virus in

Helicobacter pylori infected patients at the initial visit. Mean score (box) and standard

deviation (thin bar) are shown.

5.4.5 Relationship of histopathological features in erosions and the chronicity/recurrence of the erosions

In the H. pylori-positive patients, a high degree of active inflammation in the

erosion sample predicted chronicity/recurrence of the erosions (Figure 13). In H. pylori-negative subjects, histopathological features did not display any predictive

value.

5.4.6 Histopathological features in erosions and the risk for the development of peptic ulcer or gastric malignancy

At the initial visit, no single significant difference emerged in the histopathology

that would have identified those patients who would develop peptic ulcer.

No intraepithelial neoplastic changes were present in the initial visit erosion

biopsies.

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Fig. 13. Neutrophil scores in the erosion samples and in the background antral

mucosa in patients with non-chronic/non-recurrent (erosion in the initial visit only)

and chronic/recurrent (erosion at both visits) erosions in Helicobacter pylori-infected

patients. Mean score (box) and standard deviation (thin bar) are shown. (II: Fig. 3).

5.5 Progression of gastritis in patients with gastric erosions (III)

Main features of gastritis and their evolution in the erosion group and in the

controls are summarized in Tables 8 and 9.

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Table 8. Main histological features in the antral mucosa in erosion patients and

controls in the initial and the follow-up visit about 17 years later. Statistical

comparison is described in detail in the text. (III: Table I).

Histological feature Helicobacter pylori positive Helicobacter pylori negative

Patients Controls Patients Controls

Initial

visit

N = 27

Follow-

up visit

N = 26

Initial

visit

N = 29

Follow-

up visit

N = 31

Initial

visit

N = 14

Follow-

up visit

N = 15

Initial

visit

N = 14

Follow-

up visit

N = 15

Atrophy† 0.8(0.8) 1.1(0.6) 1.0(0.6) 1.2(0.5) 0.3(0.5) 0.2(0.4) 0.1(0.3) 0.1(0.3)

Gastritis† 1.9(0.7) 2.4(0.8) 2.0(0.8) 2.2(0.7) 0.6(0.6) 0.4(6) 0.4(0.9) 0.3(0.6)

Activity† 1.3(0.9) 1.6(0.8) 1.5(0.8) 1.2(0.8) 0.0(0.0) 0.0(0.0) 0.1(0.3) 0.1(0.3)

Intestinal metaplasia‡ 3(11) 6(23) 1(3) 10(32) 2(14) 2(13) 0(0) 0(0)

Microscopic erosion‡ 5(19) 7(27) 7(24) 3(10) 0(0) 1(7) 0(0) 0(0)

Tufting‡ 11(41) 8(31) 11(38) 12(39) 1(7) 1(7) 0(0) 1(7)

† Mean and standard deviation (in parentheses)

‡ The number of cases showing the abnormality (percent in parentheses)

Table 9. Main histological features in the body mucosa in erosion patients and

controls in the initial and the follow-up visit about 17 years later. Statistical

comparison is described in detail in the text. (III: Table II).

Histological feature Helicobacter pylori positive Helicobacter pylori negative

Patients Controls Patients Controls

Initial

visit

N = 27

Follow-

up visit

N = 26

Initial

visit

N = 29

Follow-

up visit

N = 31

Initial

visit

N = 14

Follow-

up visit

N = 15

Initial

visit

N = 14

Follow-up

visit

N = 15

Atrophy† 0.1(0.3) 0.4(0.6) 0.2(0.4) 0.7(0.8) 0.6(1.3) 0.6(1.2) 0.3(0.8) 0.2(0.8)

Gastritis† 1.8(0.6) 1.9(0.8) 1.9(0.6) 2.3(0.6) 0.8(0.9) 0.5(0.8) 0.7(1.0) 0.4(0.9)

Activity† 0.6(0.7) 0.7(0.8) 1.1(0.9) 1.1(0.9) 0.1(0.3) 0.0(0.0) 0.3(0.6) 0.1(0.3)

Intestinal metaplasia‡ 0(0) 1(4) 1(3) 9(29) 2(14) 3(20) 0(0) 1(7)

Microscopic erosion‡ 1(4) 1(4) 6(20) 9(29) 1(7) 0(0) 0(0) 0(0)

Tufting‡ 7(29) 5(9) 9(30) 17(55) 0(0) 0(0) 0(0) 0(0) † Mean and standard deviation (in parentheses) ‡ The number of cases showing the abnormality (percent in parentheses)

5.5.1 Severity of chronic gastritis

In the H. pylori-positive subjects, the severity of gastritis (scores of mononuclear

cells) was similar in erosion patients and controls in the initial visit (Tables 8 and

9). At the follow-up visit, the severity had increased in the antral mucosa in the

patient group (erosion at the initial visit) and in the body in the controls, but no

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significant differences were detected between the groups. In H. pylori-negative

subjects, the amount of mononuclear cells of gastric mucosa was low on both

visits. (Figure 14).

Fig. 14. Evolution of chronic gastritis in erosion patients (double lines) and controls

(single lines). Mean degree of chronic gastritis at the initial visit and after nearly 20

years’ of follow-up. (III: Fig. 2).

5.5.2 Activity of gastritis

In the body mucosa, no dynamic activity changes developed, but in the antrum

there was a trend towards more neutrophils in patients compared to controls,

among H. pylori-infected subjects.

On the initial visit if one considered only the H. pylori-positive subjects, then

the patients showed a lower score (0.56 ± 0.65) for neutrophilic leucocytes in the

body mucosa than controls (1.07 ± 0.91; p = 0.035). Initially, there were no

significant differences in the antral mucosa. At the follow-up visit, activity

displayed a non-significant increase in the patient group, while the controls

showed a non-significant decrease. These changes resulted in a trend toward

patients having more neutrophils in the antrum (1.58 ± 0.76) compared to controls

(1.19 ± 0.83; p = 0.060). In H. pylori-negative subjects, the gastric mucosal

neutrophils were largely absent and displayed no temporal changes. (Table 8 and

9; Figure 15).

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Fig. 15. Evolution of active gastritis in erosion patients (double lines) and controls

(single lines). Mean degree of activity of gastritis at the initial visit and after nearly 20

years’ of follow-up. (III: Fig. 3).

5.5.3 Atrophic changes, intestinal metaplasia and dysplasia

H. pylori-infected patients showed less inflammation in body mucosa compared

to controls, and a trend toward less atrophy in the body. Some intestinal

metaplasia appeared only in H. pylori-infected controls, but not in patients.

Intraepithelial neoplasia – all mild and of the intestinal metaplasia type – was a

rarity.

On the initial visit, the grade of atrophy in H. pylori infected subjects did not

show any significant differences between patients and controls. Different erosion

types did not reveal any significant differences in any histological parameters of

gastritis (data not shown). At the follow-up visit, antral mucosa showed no

significant changes in the degree of atrophy, but body mucosa displayed an

increase, which was more evident in the control group (p = 0.002). Accordingly,

at the follow-up visit, controls showed more severe atrophy than patients

(p = 0.079). In H. pylori-negative subjects, the atrophic changes in the antrum

had been almost absent in the initial visit and remained low during follow-up.

However, even in the H. pylori-negative group, occasional subjects showed

atrophic changes in the corpus mucosa. (Tables 8 and 9; Figure 16).

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Fig. 16. Evolution of atrophic changes in erosion patients (double lines) and controls

(single lines). Mean degree of atrophy at the initial visit and after nearly 20 years’ of

follow-up. (III: Fig. 1).

At the initial visit, there were no significant differences in prevalence of intestinal

metaplasia between patients and controls. At follow-up, H. pylori-positive

controls showed an increase in the extent of intestinal metaplasia both in the

antrum (mean % +/-SD from 1.4 % ± 7.4 to 7.4 % ± 15.4; p = 0.005) and the

body (from 0.7 % ± 3.7 to 4.5 % ± 10.3; p = 0.007). In the patient group, no

significant changes were seen. At the follow-up visit, H. pylori-positive controls

showed more prevalent intestinal metaplasia in the body mucosa than patients

(p = 0.014). In H. pylori-negative subjects, no significant differences emerged.

(Tables 8 and 9).

At the initial visit, only one patient showed intraepithelial neoplasia in the

intestinal metaplastic epithelium, but none of controls. At the follow-up visit,

intraepithelial neoplasia was found in two patients and in one control (p = NS). In

all cases, intraepithelial neoplasia was graded as being mild.

5.5.4 Microscopic erosions and epithelial reactive changes

The presence of microscopic erosions was assessed in both antral and body

biopsies taken outwith endoscopically visible erosions.

At the initial visit, the presence or score of microscopic erosions did not

differ significantly between the groups. In addition, there was no significant

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evolution in either group. However, in the follow-up visit, H. pylori-positive

controls showed a higher prevalence and higher score for microscopic erosions in

the body mucosa (p = 0.012; Figure 17), while patients showed higher figures

than controls in the antral mucosa (score 0.42 ± 0.86 vs. 0.10 ± 0.30; p = 0.079).

Epithelial tufting exhibited a similar pattern, a significant difference between

patients and controls, emerging at the follow-up visit in the body mucosa. Among

H. pylori-positive subjects, patients showed a lower prevalence (p = 0.007) and

less extensive epithelial tufting (1.7 ± 4.4 vs. 10.5 ± 14.6; p = 0.002) than

controls. At both visits, both microscopic erosions and epithelial tufting were rare

and there were no significant differences between the groups in H. pylori-negative

subjects. (Tables 8 and 9).

Fig. 17. Evolution of microscopic erosions in the corpus mucosa in patients (double

lines) and controls (single lines). Mean degree of microscopic erosions at the initial

visit and after nearly 20 years’ of follow-up. (III: Fig. 4).

5.5.5 Non-steroidal anti-inflammatory drug use and features of gastritis

Recent use of NSAID before the initial visit had no effect on any severity

parameters assessing gastritis, in H. pylori-positive or negative subjects in either

of the groups.

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5.5.6 Parietal cell antibodies

Among the H. pylori-positives, controls possessed more often parietal cell

antibodies (23 %; 7/31) than patients (0%; 0/26; p = 0.01). In H. pylori-negatives,

parietal cell antibodies were detected in 31% (4/13) of controls and in 7 % (1/15,

p = NS) of patients.

5.5.7 Ulcer development during the follow-up

In patients with an ulcer or scar, the activity of gastritis in the antrum increased

from 1.33 to 1.88 (p = 0.034), and also chronic gastritis showed a trend towards

an increase (from 1.78 to 2.50; p = 0.063).

5.6 Clinical features, ulcer and malignancy

5.6.1 Endoscopical findings

At the follow-up visit, the patients were more likely to show signs of an active

peptic ulcer or the scar of a healed peptic ulcer (17%; 9/52) than the controls (5%;

3/66; p = 0.031). Among the H. pylori-positive subjects, the risk was significantly

higher in the patient group than in the controls (Figure 18). Patients and controls

exhibited no other significant differences concerning other endoscopic findings

(IV: Table 2). At the follow-up visit, most patients with concurrent ulcer or scar

had recently used NSAIDs (67%, 6/9), whereas for those controls with concurrent

ulcer or scar, two of three were H. pylori-positive and one of three had recently

used NSAID.

5.6.2 Symptoms and other clinical data

At the initial visit, the patients showed more common upper abdominal pain

(100%; 54/54) than the controls (91%; 64/70; p = 0.035). At the follow-up visit,

the patients and the controls showed equal frequencies (70%) of dyspepsia or

upper abdominal pain (patients 37/53; controls 49/70). At the follow-up, the

presence or type of erosions showed no relationship with symptoms.

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Among the H. pylori-infected patients, those who recently had used an

NSAID before follow-up visit, 54% (7/13) had motility type dyspepsia, while

only 8% (1/12) of those who had not recently used an NSAID, showed this type

of dyspepsia (p = 0.03).

Fig. 18. Ulcer risk at follow-up visit in the patient and the control groups in originally H. pylori-negatives and -positives.

On both visits no significant differences emerged between the patients and the

controls in laboratory parameters, or between the subjects with or without current

erosion at the follow-up-visit.

5.6.3 Surgical operations and other diseases

In all, showed 6% (3/54) of the patient group had undergone gastric surgery,

whereas only one individual (1%; 1 of 69) in the control group had required this

kind of surgical treatment (p = NS). One fatal haemorrhage due to a gastric ulcer

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occurred in the control group, but none in the patient group. The patient group

suffered less often from rheumatoid arthritis (0%; 0/54) than the control group

(10%; 7/69; p = 0.018), but none of these individuals showed sings of erosions at

the follow-up visit. No other significant differences were noted in the incidence of

other diseases. No significant differences emerged between the groups regarding

diseases in close relatives.

5.6.4 Occurrence of malignancies, mortality, and causes of death

The patient group showed a significantly lower incidence of malignancy (5%;

6/117) than the controls (15%; 17/117) during the 16 years of follow-up

(p = 0.0247). During the follow-up, in the patient group there were three cases of

lung cancer, one of kidney cancer and one of prostate cancer, and a simultaneous

case with a gastric carcinoid tumour and an oesophageal cancer. In the control

group, there were four cases of breast cancer, three rectal, two uterine, one gastric,

one lung, one ovarian, one prostate, one kidney, one skin and one central nervous

system cancer, and one unspecified carcinoma. The incidence of malignancy was

not influenced by smoking habits.

During the 16 years of follow-up, no significant differences emerged in the

mortality (19%; 22 of 117 of the patients and 22%; 26 of 117 of the controls;

p = NS). Two deaths in the patient group (9%) and six deaths (23%) in the control

group were caused by malignancy (p = NS). One death occurred due to GI

haemorrhage in the control group.

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6 Discussion

This is the first long-term follow-up study addressing the clinical significance and

pathology of gastric erosions. Nearly twenty years of follow-up revealed that the

erosions are chronic or recurrent in more than one third of the cases. The current

study also demonstrates that there is a significant association between increased

HSV antibody titres and gastric erosions - especially with chronic or recurrent

erosions. This suggests that a significant proportion of chronic gastric erosions is

related to HSV infection. In H. pylori-positive patients, this study also supports

the importance of H. pylori and gastric acid in the pathogenesis of

chronic/recurrent gastric erosions. In addition, focally enhanced inflammation,

perhaps evoked by HSV infection or NSAID use, may be important in the

pathogenesis. Active inflammation in the erosions predicted their chronicity or

recurrence, as did the high HSV antibody titres. In addition, in H. pylori-positive

subjects with gastric erosions, this study observed that gastritis shows an

evolution towards antral predominance, whereas a body predominance, including

the development of atrophic changes, is rare. Accordingly, H. pylori-positive

patients with erosions display the characteristics of gastritis of the duodenal ulcer

phenotype. Finally, chronic or recurrent erosions are mostly without serious

complications. However, H. pylori-positive patients with erosions are at a

significant risk of developing peptic ulcer, highlighting the benefits of eradication

therapy.

6.1 Methodological aspects

We succeeded, despite the very long follow-up time, to persuade half of the

subjects to come to the follow-up visit. Such a long follow-up time in originally

middle-aged subjects results in a high amount of diseases and marked mortality

rate.

Patients may not remember past symptoms over such a long time and this

may influence the results. For example, the use of medications, eradication

treatment against H. pylori – may be forgotten during the long follow-up period.

Only a few experienced endoscopists participated in this study. The same

endoscopist examined a marked proportion of the same patients on both visits.

The endoscopy systems have also developed substantially from fiberoptic systems

to video based systems, and a more precise description can now be done. It

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remains undecided, whether these kinds of methological development have

affected the erosion detection rate.

The histological samples were not similarly representative in the late

seventies as compared with the nineties. The number of sampling containers,

specimen size, and the preparation of samples have changed during that time.

However, with re-examination of samples, it was possible to use modern criteria

of examination for both visits. The reproducibility of histological grading of the

inflammation between pathologists is not excellent (Talebkhan et al. 2009).

Furthermore,κvalues between pathologists classifying gastric mucosa atrophy

have been reported to vary from poor (0.37) to excellent (Rugge et al. 2002). To

avoid this bias, the same experienced pathologist reanalysed all samples.

If erosions were detected again after 19 years either they are chronic – that is

they are present all the time – or recurrent, i.e. they exist now and then. It is not

possible to draw any conclusions about this by assessing the location of erosions

due to their small size and multiplicity. Peptic ulcer is recurrent disease and the

same is the case with erosions. Perhaps erosions should be perceived as a

condition, in which there is an underlying predisposition towards having erosions.

Thus erosions may not always be present at any given moment, but because of

some underlying predisposition, they may reappear at other times.

It was possible to re-endoscope 44% (52 of 117) patients and 57% (67 of 117)

controls. Aging and chronic diseases in the study persons were probably major

reasons to explain why some subjects were unable to attend the study, and in

addition, there were several deaths prior to the planned follow-up visit. Patients,

who had changed their H. pylori status between visits, would have complicated

the study, and in addition, there were some persons receiving anticoagulation

therapy, which were two other reasons, which reduced the final study groups to

36% (42 of 117) and 39% (46 of 117) respectively.

6.2 Aetiology and pathogenesis of chronic/recurrent gastric erosions

The aetiology of gastric erosions seems to be multifactorial and a complete

understanding of the various contributing factors as well as their interactions and

mechanisms are largely unknown. Both chemicals, such as use of NSAIDs or

alcohol or cigarette smoking, and diseases, including H. pylori and HSV

infections and diseases leading to hyperacidity, might be involved in the

pathogenesis of this disorder (Bernersen et al. 1992, Karvonen & Lehtola 1983,

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Lehtola et al. 1988, O'Laughlin et al. 1981). Long lasting follow-up studies,

which would evaluate the relationship of these factors with chronic/recurrent

gastric erosions, are lacking. One of the strengths of this study is that half of 234

subjects from the original cohort could be examined after a mean follow-up of

almost 20 years.

Exclusively high titres of antibodies against HSV exhibited a significant

association with chronic/recurrent gastric erosions. This suggests that HSV may

be at least part of the reason for a subset of gastric erosions and furthermore that

these erosions may, as a consequence, become chronic or recurrent. However,

immunohistochemistry and PCR of erosion biopsies failed to reveal any HSV

antigen or DNA. One must ask the question, what is the reason for this

contradiction? The most obvious explanation is that HSV is not present in the

erosion itself, as demonstrated here, but may reside in the submucosal ganglia but

still cause mucosal defects (Gesser et al. 1995). Therefore, specimens

representing the entire thickness of the gastric wall might be necessary to further

analyse the relationship between HSV and gastric erosions.

The role of HSV in the pathogenesis of gastroduodenal ulcers is still unclear.

Molecular biological methods have detected HSV DNA in a minority (less than

10%) of gastroduodenal ulcers (Kemker et al. 1992). The results of HSV serology

in peptic ulcer are not convincing (Archimandritis et al. 1992, Kottaridis et al. 1989). Oral inoculation with HSV-1 induced multiple gastric ulcers in about half

of animals in an immunodeficient mice model. In this study, the viral antigen was

rarely found in the ulcer, but in all ulcers located near to the virus-infected ganglia,

suggesting that the mucosal defects are related to the HSV infection (Gesser et al. 1995). HSV-1 is commonly first encountered during childhood as an oral

infection, but after this primary infection has resolved, the virus usually stays in a

latent form within the neural ganglia, to be activated later in some patients

(Gesser & Koo 1996).

H. pylori-positive patients with high HSV antibody titres had higher

neutrophil scores in the erosion samples than patients with low titres. However,

the high HSV antibody titres were not significantly associated with the intensity

of inflammation in the background antral mucosa. This suggests that HSV

infection associates with focally enhanced inflammation in the antral mucosa.

In the follow-up examination, the presence of H. pylori infection was not

significantly associated with the presence of gastric erosions. The current study

does not support the theory that H. pylori plays a crucial role in the pathogenesis

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of chronic gastric erosions. However, the exclusion of the ulcer patients from the

study may have caused exclusions of some erosions possibly caused by H. pylori. Another important factor in the pathogenesis of gastric erosions is thought to

be the use of NSAIDs (O'Laughlin et al. 1981). Erosions were to some extent

associated with the use of NSAIDs. Recent use of NSAIDs was significantly

more common in patients with erosions than in controls at the initial visit, but at

the follow-up visit, the use of NSAIDs did not associate with erosions. NSAIDs

may cause acute or subacute erosions, even symptomatic erosions, leading to a

need for a diagnostic gastroscopy, as was the case in patients before the initial

gastroscopy in the current study (O'Laughlin et al. 1981). This injurious effect

might diminish after long-term use of NSAID (Graham et al. 1983).

The results of the current study do not support the hypothesis that H. pylori or

HSV infection can influence the occurrence of NSAID associated gastric erosions.

In patients using NSAIDs, the significance of H. pylori infection is controversial.

It has been reported that H. pylori-positive patients using NSAID may develop

erosions and ulcers more often than H. pylori-negative patients (Taha et al. 1995).

However, in other studies examining patients using NSAIDs, erosive lesions in

the gastric mucosa were less common in H. pylori-positive patients than in H. pylori-negative individuals (Graham et al. 1991, Hart et al. 2010). One possible

protective mechanism is the induction of prostaglandin synthesis in response to H. pylori infection. In addition, H. pylori infection can lead to loss of parietal cells

and the stomach will become less acidic. Gastric acid itself has been reported to

be an essential factor in NSAID induced gastric erosions. (Elliott et al. 1996, Hart et al. 2010, Hudson et al. 1993).

In the current study, significantly less foveolar hyperplasia was observed in

the erosions of NSAID users in H. pylori-negative patients, i.e. the regenerative

capacity of the epithelium might have been suppressed by these drugs (Leung et al. 2000). This is supported by another finding in which NSAID associated gastric

ulcer patients had more often moderate/severe foveolar hyperplasia than H. pylori-infected controls without ulcers (Haber & Lopez 1999).

In conclusion, a significant association was found between the increase in the

HSV antibody titres and gastric erosions, and with chronic or recurrent erosions.

In contrast, H. pylori infection, use of NSAID or alcohol did not show any

apparent associations with chronicity. According to these observations, HSV

infection may be responsible for a substantial proportion of chronic/recurrent

gastric erosions. In order to clarify the role of local HSV infection, further studies

should be performed to confirm the topographical association of mucosal defects

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and HSV virus in the nervous ganglia of the gastric wall. Antiviral treatment trials

may also provide useful information.

6.3 Histopathology of chronic/recurrent gastric erosions

The observations in the current study indicate that in H. pylori-positive subjects

there is more active inflammation in the biopsies of erosions than in the

background antral mucosa. In H. pylori-positive subjects, both a high antibody

level to HSV and the use of NSAIDs were linked with this focally enhanced

inflammation. Stromal changes were a characteristic found in the erosion samples

from H. pylori-negative patients. In H. pylori-positive subjects, the presence of

highly active inflammation in erosions seemed to pose a risk of chronicity or

recurrence of erosions after 19 years. These findings may help in understanding

the pathogenesis of gastric erosions and in identifying factors affecting their

prognosis.

A positive correlation in the intensity of inflammation was observed between

erosion and the surrounding mucosa. This suggests that well-known factors

affecting the intensity of gastritis, such as polymorphisms in the host genes

regulating the mucosal immune system and the virulence of H. pylori strain, can

similarly influence the extent of inflammation in the erosions and the surrounding

mucosa (Koivurova et al. 2003, Suerbaum & Josenhans 2007). These factors still

do not explain the observation that there was a difference between the

inflammation activity at the erosion and in the surrounding mucosa. Two potential

mechanisms exist that could explain why more severe inflammation occurred in

the mucosa of erosion samples than in the surrounding mucosa. First, during the

development of the erosion, the local inflammatory response is secondarily

enhanced by the response to tissue destruction (Tarnawski 2005). Second, there

could be pre-existing structural or functional abnormalities present at the site of

erosion, even before the development of the erosion, which either evoke intense

local inflammation or become manifest in their own right.

In the erosion samples of H. pylori-positive patients, high HSV antibody

titres were associated with higher neutrophil scores than patients with low titres,

but no such difference was seen in the background antral mucosa. Accordingly,

HSV infection seems to associate with focally enhanced inflammation in the

antral mucosa. One possible explanation is that infection of autonomic ganglia

interferes with the mucosal innervation, and, then due to insufficient anti-

inflammatory neural signalling, this evokes intense focal inflammation and then

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erosion (Borovikova et al. 2000, Croen et al. 1987, Gallowitsch-Puerta & Pavlov

2007, Gesser & Koo 1997). This is speculative, as the presence of a ganglial HSV

infection was not studied in the current study.

In the erosion samples in H. pylori-positive patients, NSAID users had more

intensive infiltration of neutrophils compared to nonusers. This indicates that the

use of an NSAID may worsen pre-existent inflammation and supports the

importance of neutrophils in the development NSAID related gastric lesions

(Wallace et al. 1990). In H. pylori-negative patients, NSAID users showed

significantly less foveolar hyperplasia in the erosions than nonusers, i.e. these

drugs might suppress the regenerative capacity of the epithelium (Leung et al. 2000).

At the initial visit, H. pylori-positive patients, chronic/recurrent antral

erosions showed higher scores of neutrophils compared to non-chronic/non-

recurrent erosions. This suggests that highly active inflammation in the erosion

either predisposes an individual to recurrence or impedes healing of the erosions.

In conclusion, antral erosions with strong neutrophilic reaction associate with

a tendency for chronicity/recurrence. This study revealed that the use of NSAIDs

and seropositivity for HSV are associated with focally highly active inflammation

in the region of erosion in H. pylori-positive subjects. This supports the role of

these factors in the pathogenesis of gastric erosions, emphasizing the importance

of local regulation of inflammation and the role of neutrophils in the pathogenetic

cascade leading to erosions.

6.4 Progression of gastritis in patients with chronic or recurrent

gastric erosions

In patients with and without gastric erosions, the cross-sectional and longitudinal

results indicate that the features and evolution of gastritis are different. The main

factor affecting gastric histology in both the cross-sectional and dynamic respects

was H. pylori infection. In H. pylori-negative subjects chronic gastritis was absent

in most cases regardless of the erosion status, and there was no association with

NSAID use or histological reactive gastritis.

In H. pylori-positive erosion patients, the body mucosa initially showed some

features indicative of less intensive inflammation than controls. These patients

showed a trend towards a lower degree of atrophy and significantly fewer

neutrophilic leucocytes in the body than controls. Miyake et al. (2005) found that

the mean activity score of the corpus was significantly higher in those ulcer

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patients that developed gastric erosion after H. pylori eradication compared to

those who did not develop erosion. In the current study, patients with erosion and

controls exhibited no significant differences in activity score of the corpus in

those, which developed gastric erosion at the follow-up visit (data not shown).

Stolte et al. (1999) examined H. pylori-infected subjects and noted that patients

with complete erosion show more active and severe antral gastritis than subjects

without erosions, while no differences were seen in the body mucosa. These

findings in subjects with gastric erosions are in agreement with the results of

Stolte et al. in pointing to the importance of antral predominance of H. pylori gastritis, although the current study did not detect significant differences in the

antral mucosa.

The evolution of gastritis revealed differences, with the severity of antral

gastritis increasing in the erosion patients, and body gastritis with atrophic

changes in the controls. In subjects with erosions, these differences could be

related to the low prevalence of autoimmune-mediated gastric body destruction,

as shown by the infrequent occurrence of parietal cell antibodies.

The clinical importance of the topographic types of gastritis lies in the pattern

of complications associated with each type as shown by previous studies

(Sipponen 2001). Atrophy and other features of inflammation are associated with

each pattern and this may have prognostic significance. Accordingly, antrum

predominant gastritis is associated with the risk of peptic ulcer disease and antral

atrophy, and in addition, intestinal metaplasia and more severe activity in the

antrum compared to body mucosa (Sipponen 2001). This pattern of antral gastritis

reveals marked degenerative and regenerative alterations in the surface epithelium

(Sipponen 2001). In patients with duodenal ulcer, follow-up studies have shown

that this antral predominant pattern can remain stable for up to 32 years without

the development of body atrophy (Valle et al. 1996). On the other hand, patients

with gastric ulcer are suffering from a more progressive form of body gastritis

than non-ulcer subjects (Valle et al. 1996). It has been estimated that the

prevalence of body atrophic gastritis shows an annual increase of about 1 to 3%

(Correa et al. 1990, Ihamäki et al. 1985, Kuipers et al. 1995, Villako et al. 1991).

In H. pylori-positive patients with gastric erosions, the pattern and dynamics

of gastritis share several features in common with the antrum predominant

gastritis associated with the peptic ulcer risk described in other studies (Sipponen

2001, Valle et al. 1996). At follow-up, 17% of the subjects in the erosion group

had peptic ulcer or scar, all being H. pylori-positive. Originally, the features of

gastritis in this subgroup that developed ulcer did not differ from other patients

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with erosions, but during the follow-up, an increase in the activity of antrum

gastritis was seen. This suggests that in this subgroup the evolution of gastritis is

even more antrum predominant than in erosion patients that do not develop ulcer.

The reasons for the variation in outcomes of H. pylori infection are not clear.

Differences in the genetically determined host response, such as interleukin-1

polymorphism, and virulence of H. pylori strain might be factors that determine

why some individuals infected with H. pylori develop gastric cancer or duodenal

ulcer, while others do not (Blaser et al. 1995, El-Omar et al. 2000, Garcia-

Gonzalez et al. 2001, Nomura et al. 2002). Based on morphological and

immunological observations of gastritis in H. pylori-positive patients observed in

this study, those genotypes that associate with body-predominant gastritis might

protect from erosions. Since erosive oesophagitis in H. pylori-negative subjects

has been associated with the same pro-inflammatory genotypes as those

associated with body predominant gastritis, similar genotypes might be involved

in promoting erosions in H. pylori-negative subjects (Koivurova et al. 2003).

The detailed pathogenesis of endoscopically visible erosions has not been

clarified. Evidence for epithelial defects and degeneration outside of endoscopic

erosions, such as microscopic erosions seen as single-cell dropouts in biopsy

specimen and epithelial cell tufting, could associate with the endoscopically

visible erosions in the same gastric region (Chan et al. 1991, Leung et al. 1992).

Most macroscopic erosions were located in the antral mucosa, but the occurrence

and extent of microscopic erosions or epithelial tufting did not associate with the

presence of endoscopically visible erosions. In addition, both epithelial tufting

and microerosions in the body mucosa were more abundant in the controls than in

patients with erosions. Altogether, this suggests that microerosions and epithelial

tufting are more related to the topographic type of H. pylori gastritis than to the

development of erosions.

This study provides evidence for the importance of the topographic

phenotype of H. pylori-associated gastritis in the development of gastric erosions.

In addition, the development of an autoimmune reaction against body mucosa and

the development of atrophic changes associate with a low prevalence of erosions.

These findings pointing to the importance of gastric acid secretion are in

agreement with reports indicating that after eradication of H. pylori, the increased

risk of gastric erosions can be controlled by acid suppression therapy (Miyake et al. 2002).

In conclusion, the current study indicates that H. pylori-positive subjects with

gastric erosion exhibit dynamic characteristics of gastritis of duodenal ulcer

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phenotype and that the development of body predominant gastritis is rare. This

highlights the importance of H. pylori infection and acid in the pathogenesis of

gastric erosions in H. pylori-positive patients. Histological gastritis was virtually

absent in H. pylori-negative patients with gastric erosions, and other pathogenetic

factors need to be considered.

6.5 Clinical outcome of patients with gastric erosion

The results of nearly twenty years of follow-up show that in more than one third

of the cases, erosions are chronic or recurrent, and peptic ulcers develop in about

every sixth patient with erosions. Apart from the increased peptic ulcer risk in

erosion patients infected with H. pylori, gastric erosions do not seem to be

associated with an increased risk of local complications or other types of

morbidity as compared to dyspeptic patients without erosions. Therefore, these

results support the view that gastric erosions are often chronic or recurrent, but

nonetheless a clinically harmless condition, except for the significantly elevated

risk of peptic ulcer disease.

The finding of the high prevalence of persistent or recurrent erosions is in

agreement with previous follow-up studies of shorter duration. One publication

with about a six-year follow-up stated that erosions were detectable in 34% of

cases (Karvonen & Lehtola 1984).

Bleeding is an important complication of gastric erosions (Laine & Weinstein

1988, Silverstein et al. 1981). In this study, erosion patients reported no clinical

history of GI bleeding during the follow-up. In addition, no differences between

the groups, or between patients with and without concurrent erosion were seen in

blood haemoglobin concentrations at the follow-up visit, indicating that clinically

significant bleeding is rare. However, no subjects with haemorrhagic erosions

(type III) were available for follow-up, and these individuals are possibly more

prone to bleed significantly, and the long-term outcome of these types of lesions

remains unknown. Furthermore, without constant monitoring for occult faecal

blood, the occurrence of slight or temporary bleeding cannot be excluded.

The type of erosion seems to be rather stable, as about 70% of erosions

presented with the original type erosion. The erosion type had changed in about

30% of the cases, but the number of cases is too small to allow a proper analysis

of evolutionary sequences. The type of erosions changed in only about 5% of

cases in an earlier follow-up for a maximum of six years (Karvonen & Lehtola

1984).

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78

None of subjects in this study had peptic ulcer at the initial visit; this was one

of the exclusion criteria. At the follow-up, 17% (9/52) of patients in the erosion

group had developed an active ulcer or scar. They were all H. pylori-positive and

most (67%; 6/9) had recently used NSAID medications. This suggests that

erosions, especially in H. pylori-positive patients or in patients using NSAIDs, are

associated with a significant risk of peptic ulcer. The presence of erosions showed

no significant association with H. pylori infection, and this seemed to indicate that

H. pylori does not play any major role in the pathogenesis of chronic or recurrent

gastric erosions. However, erosion patients presenting with concurrent peptic

ulcer disease were initially excluded and this may have caused exclusion of the

kinds of erosions which are with more evidently associated etiologically with H. pylori. Another factor explaining the absence of any association with H. pylori might be the high prevalence of this infection and in this respect there was no

difference between the groups, which is likely related to the high prevalence of

infection in the Finnish population almost 30 years ago (Kosunen et al. 1997). As

the prevalence of H. pylori ulcers has become less common, the NSAID-induced

ulcers have become proportionally more common. Nonetheless, the results of the

current study favour eradication of H. pylori in patients with gastric erosions.

Four subjects (two patients and two controls) that originally were categorised

as H. pylori-negative, converted to being positive during the follow-up. This H. pylori finding may have been a false negative in the initial visit, or new, true

infection finding in the follow-up visit. A false negative finding can be due to acid

suppression therapy, use of antibiotics, atrophy of gastric mucosa or possibly

from poorly preserved histological samples. At the time of the initial visit, there

were only limited possibilities to receive acid suppression therapy; according to

study protocol two of these 4 subjects had used an antacid within one month

before the initial visit but none had used any antibiotics in that time period. One

control subject showed atrophy in both antral and corpus mucosa, but

interestingly, all the four subjects were suffering from chronic gastritis, which in

turn may point to the possibility of false negative finding. H. pylori is commonly

acquired in childhood (Rowland et al. 2006). A finding of an H. pylori infection

that has been apparently first acquired in adulthood, should be interpreted with

caution as has been proposed in the literature (Weck & Brenner 2011). Re-

infection with H. pylori in adulthood occurs in a minority of subjects after

eradication of H. pylori; one potential re-infection mechanism is that H. pylori spreads from the oral cavity where H. pylori have been detected (Rasmussen et al. 2010). At the time of initial endoscopy, disinfection of the endoscope was done

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79

manually, and endoscopic transmission cannot be excluded (Wu et al. 1996).

Overall, the suspicion must be that these were false negative findings.

It is not known for sure whether gastric erosions are related to symptoms.

Originally in this study, all patients and controls were examined for dyspeptic

symptoms or upper abdominal pain. At the initial visit, upper abdominal pain was

slightly more often experienced by the patients than the controls. However at the

follow-up visit, the prevalence of symptoms was similar (70% in both groups).

Furthermore at the follow-up visit, no differences in the pattern of symptoms

between the groups or any relationship to concurrent erosions could be seen.

Lehmann et al. (2000) examined asymptomatic volunteers and detected an 8%

gastric erosion prevalence. These observations indicate that the gastric erosions

may be asymptomatic or related with dyspeptic symptoms or pain, but the

symptom pattern does not help in the identification of the subject with erosions or

erosions with a tendency towards chronicity or recurrence.

No difference in overall mortality was seen between the patients in the

erosion group and controls after 16 years of follow-up. No deaths were related to

gastric erosions. However, significantly fewer erosion patients had diagnosed

malignancies than the controls. In both groups there were different types of

malignancies without there being any characteristic pattern. No conclusions about

the clinical significance or mechanisms of the observed negative association

between erosions and malignancy may be drawn, because of the low number of

patients, although one factor may be a protective effect of NSAID use.

In conclusion, this long-term follow-up study found that a significant

proportion of gastric erosions are chronic or recurrent. The occurrence of chronic

or recurrent gastric erosions is a condition, which is mainly without any major

local or systemic consequences as revealed by the clinical history of the subjects.

However, nearly 20% of patients with erosions will develop a peptic ulcer, and

patients with erosions should be examined for potential causes, such as H. pylori infection or use of NSAIDs, and treated accordingly.

6.6 Future aspects

One future challenge will be to confirm that an HSV infection is indeed

responsible for chronic/recurrent gastric erosions. If samples from the deep nerve

ganglia could be taken, culturing HSV or assaying it by PCR or immunological

methods might permit identification. These results need to be validated, for

example, by examining the occurrence of HSV in subjects known to either have

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80

or not have ulcers as well as individuals without previously any known upper

gastric diseases.

From a pathogenetic point of view, it would be beneficial to understand how

the presence of H. simplex can enhance the formation of erosions. Possible

mechanisms might include a modification of mucosal immune activity or acid

secretion.

The necessity of treatment and if need, what is optimal treatment of erosions

are unresolved issues. In cases where the role of HSV is confirmed, studies of the

efficiency of antiviral treatment are warranted.

Erosions are etiologically heterogeneous. New knowledge of etiological

factors should be incorporated into the erosion classification. In addition, the

endoscopical and pathological criteria for diagnosis and classification should be

renewed to include relevant etiological and prognostic aspects. Furthermore, the

differential diagnosis of ulcers and erosions should be emphasized. It is probable

that some lesions classified as ulcers probably are erosions. New endoscopical

methods like high definition endoscopy and endoscopical ultrasound might well

provide useful information to enable a more precise differentiation between ulcers

and erosions. Simply magnifying endoscope is unlikely to be valuable in

distinguishing erosions from ulcers, as in the present study, the criteria for

distinguishing erosions from ulcers is based on the known fact that when the

lesion is pinched, an erosion can be lifted outwards, but not an ulcer. In addition,

it also based on the fact that an erosion does not interrupt the passage of the

peristaltic wave.

Non-invasive markers should be developed. Initially they would be used for

research purposes, but subsequently they might be able to separate ulcers and

erosions correctly without the need for biopsy.

Finally, the clinical value of erosion is that it is benign, and it must be

distinguished from ulcers, and also an erosion finding be an indication for

eradication of infection in H. pylori-positive subjects.

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81

7 Conclusions

1. Gastric erosions are chronic/recurrent in one third of cases after nearly twenty

years of follow-up.

2. The association of high titres of HSV antibodies with chronic/recurrent

erosions suggests that a significant proportion of chronic/recurrent gastric

erosions are related to HSV infection, but not to H. pylori infection or to the

use of NSAIDs.

3. Focally enhanced inflammation is a characteristic of gastric erosions. Its

association with high HSV titres or use of NSAID suggests that these factors

could participate in the pathogenesis of gastric antral erosions. Active

inflammation in the erosions predicts their chronicity or recurrency, as do

high HSV antibody titres. Gastritis in H. pylori-positive subjects with gastric

erosions shows an evolution towards antral predominance. In contrast, body

predominance, including the development of atrophic changes, is rare.

Accordingly, patients with erosions share the characteristics of the gastritis

encountered in the duodenal ulcer phenotype. These findings emphasize the

importance of H. pylori and gastric acid in the pathogenesis of

chronic/recurrent gastric erosions in H. pylori-positive patients.

4. Chronic or recurrent erosions are mostly without serious complications.

However, H. pylori-positive patients exhibiting erosions do seem to exhibit a

significantly elevated risk to develop a peptic ulcer.

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Original publications

This thesis is based on the following original articles, which are referred to in the

text by their Roman numerals.

I Toljamo K, Niemelä S, Karttunen TJ, Karttunen R, Karvonen A-L, Piiparinen H & Lehtola J (2002) The role of Herpes simplex and Helicobacter pylori infection in the etiology of persistent or recurrent gastric erosions: a follow-up study. Dig Dis Sci 47(4): 818–822.

II Toljamo K, Niemelä S, Karvonen A-L, Karttunen R & Karttunen TJ (2011) Histopathology of gastric erosions. Association with etiological factors and chronicity. Helicobacter 16(6): 444–451.

III Toljamo K, Niemelä S, Karvonen A-L & Karttunen TJ (2005) Evolution of gastritis in patients with gastric erosions. Scand J Gastroenterol 40(11): 1275–1283.

IV Toljamo K, Niemelä S, Karttunen TJ, Karvonen A-L & Lehtola J (2006) Clinical significance and outcome of gastric mucosal erosions: a long-term follow-up study. Dig Dis Sci 51(3): 543–547.

The original articles have been reprinted with the permission from the copyright

holders: Springer Science + Business Media, license number 2781251140036 (I)

and 2781250718516 (IV), John Wiley & Sons Singapore Pte. Ltd (II) and Informa

Healthcare (III).

Original publications are not included in the electronic version of the dissertation.

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Page 97: Gastric erosions – clinical significance and pathology : a long-term

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GASTRIC EROSIONS – CLINICAL SIGNIFICANCE AND PATHOLOGYA LONG-TERM FOLLOW-UP STUDY

UNIVERSITY OF OULU GRADUATE SCHOOL;UNIVERSITY OF OULU, FACULTY OF MEDICINE,INSTITUTE OF CLINICAL MEDICINE, DEPARTMENT OF INTERNAL MEDICINE;INSTITUTE OF DIAGNOSTICS, DEPARTMENT OF PATHOLOGY