ft. lauderdale-q4 2010 report
TRANSCRIPT
![Page 1: Ft. Lauderdale-Q4 2010 Report](https://reader031.vdocuments.us/reader031/viewer/2022012318/551ece644979592e5b8b4814/html5/thumbnails/1.jpg)
2424
N. F
eder
al H
ighw
ay, S
uite
257
, Boc
a R
aton
, FL
334
31
ph
561.
394.
3399
f
ax 5
61.3
94.3
382
ww
w.s
axen
awhi
te.c
om
Fo
urt
h Q
ua
rte
r 2
01
0
Se
lect
In
ve
sto
r M
on
ito
rin
g R
ep
ort
Pre
pa
red
fo
r
Fo
rt L
au
de
rda
le P
oli
ce a
nd
Fir
efi
gh
ters
Re
tire
me
nt
Sy
ste
m
![Page 2: Ft. Lauderdale-Q4 2010 Report](https://reader031.vdocuments.us/reader031/viewer/2022012318/551ece644979592e5b8b4814/html5/thumbnails/2.jpg)
2424
N. F
eder
al H
ighw
ay, S
uite
257
, Boc
a R
aton
, FL
334
31
ph
561.
394.
3399
f
ax 5
61.3
94.3
382
ww
w.s
axen
awhi
te.c
om
S
ELE
CT
INV
ES
TO
R M
ON
ITO
RIN
G R
EP
OR
T –
Q4
2010
F
ort L
aude
rdal
e P
olic
e an
d F
irefig
hter
s R
etire
men
t S
yste
m
Bel
ow p
leas
e fin
d yo
ur fu
nd’s
det
aile
d po
rtfo
lio m
onito
ring
repo
rt fo
r th
e fo
urth
fina
ncia
l qua
rter
of 2
010.
As
alw
ays,
you
r re
port
incl
udes
two
char
ts.
Firs
t you
will
find
a c
hart
del
inea
ting
clas
s ac
tion
secu
ritie
s fr
aud
law
suits
firs
t fil
ed d
urin
g th
e fo
urth
qua
rter
of 2
010,
whe
ther
by
Sax
ena
Whi
te o
r by
oth
er la
w fi
rms.
Thi
s ch
art c
onta
ins
a co
lum
n en
title
d “E
st. C
lass
Per
iod
Gai
n (L
oss)
”. T
his
sign
ifies
that
we
have
rev
iew
ed y
our
posi
tions
in th
e se
curit
ies
of th
e de
fend
ant c
ompa
ny p
rior
to th
e tim
e th
e al
lege
d fr
aud
bega
n, r
evie
wed
all
trad
ing
in s
uch
secu
ritie
s du
ring
the
perio
d of
th
e fr
aud
(the
“cl
ass
perio
d”),
and
cal
cula
ted
any
loss
es y
our
fund
may
hav
e su
ffere
d on
a “
first
-in-f
irst-
out”
or
FIF
O
basi
s.1 T
he s
econ
d ch
art b
elow
con
tain
s a
list o
f set
tled
case
s in
whi
ch th
ere
are
open
dea
dlin
es fo
r th
e fil
ing
of c
laim
s fo
rms.
Thi
s ch
art a
gain
con
tain
s a
colu
mn
entit
led
“Est
imat
ed G
ain
(Los
s)”,
and
we
have
aga
in r
evie
wed
you
r po
sitio
ns in
th
e se
curit
ies
of th
e de
fend
ant c
ompa
ny a
nd c
alcu
late
d an
y lo
sses
you
r fu
nd m
ay h
ave
suffe
red
on a
“fir
st-in
-firs
t-ou
t”
basi
s Y
ou w
ill n
otic
e th
at w
e ha
ve a
dded
an
addi
tiona
l col
umn
labe
led
“Elig
ibili
ty”
in b
oth
port
ions
of t
he r
epor
t. T
here
ar
e fo
ur p
ossi
ble
clas
sific
atio
ns o
f the
fund
’s e
ligib
ility
to p
artic
ipat
e in
a n
ew o
r se
ttled
act
ion:
Li
kely
- T
he fu
nd h
ad o
ne o
r m
ore
purc
hase
tran
sact
ions
for
an im
pact
ed s
ecur
ity d
urin
g th
e cl
ass
perio
d.
Pos
sibl
e -
The
fund
had
act
ivity
oth
er th
an p
urch
ases
for
an im
pact
ed s
ecur
ity d
urin
g th
e cl
ass
perio
d.
Not
Lik
ely
- T
he fu
nd h
ad n
o ac
tivity
for
an im
pact
ed s
ecur
ity d
urin
g th
e cl
ass
perio
d.
1 A
s a
gene
ral m
atte
r, w
e m
ust a
dvis
e yo
u th
at o
ur c
alcu
latio
ns a
re b
ased
on
the
trad
ing
reco
rds
prov
ided
to u
s by
you
r cu
stod
ial b
ank,
whi
ch
date
bac
k on
ly to
01/
06/2
004.
In
mak
ing
thes
e ca
lcul
atio
ns, a
nd p
rovi
ding
you
this
info
rmat
ion,
we
have
rel
ied
on th
e ac
cura
cy a
nd c
ompl
eten
ess
of th
ose
reco
rds.
![Page 3: Ft. Lauderdale-Q4 2010 Report](https://reader031.vdocuments.us/reader031/viewer/2022012318/551ece644979592e5b8b4814/html5/thumbnails/3.jpg)
2424
N. F
eder
al H
ighw
ay, S
uite
257
, Boc
a R
aton
, FL
334
31
ph
561.
394.
3399
f
ax 5
61.3
94.3
382
ww
w.s
axen
awhi
te.c
om
Unk
now
n -
The
re is
not
eno
ugh
data
for
the
fund
load
ed in
to th
e m
onito
ring
syst
em to
det
erm
ine
whe
ther
the
fund
w
as im
pact
ed b
y a
case
or
settl
emen
t. P
leas
e co
ntac
t you
r pr
ior
cust
odia
n to
obt
ain
the
nece
ssar
y da
ta.
Bas
ed o
n th
e da
ta in
our
pos
sess
ion,
whi
ch is
lim
ited
by th
e sc
ope
of th
e da
ta a
vaila
ble
from
the
curr
ent c
usto
dial
ba
nk, w
e so
met
imes
can
not a
scer
tain
with
com
plet
e ce
rtai
nty
the
fund
’s p
ositi
on in
an
actio
n. F
or th
is r
easo
n, th
e “E
ligib
ility
” cl
assi
ficat
ions
pro
vide
the
fund
with
mor
e in
form
atio
n th
an o
ur p
rior
repo
rts
in e
valu
atin
g th
e pr
obab
ility
of
elig
ibili
ty.
Alth
ough
pre
sent
ed in
bot
h th
e ne
w a
ctio
ns a
nd s
ettle
d ac
tions
cha
rts,
this
cla
ssifi
catio
n is
of m
ost v
alue
to th
e fu
nds
in th
e se
ttled
cas
es c
onte
xt b
ecau
se y
our
cust
odia
l ban
k ca
n se
arch
its
arch
ives
(or
that
of y
our
prio
r cu
stod
ian)
to
insu
re th
at th
ey fi
le th
e ne
cess
ary
clai
m fo
rm.
To
the
exte
nt th
ere
have
bee
n an
y im
min
ent d
eadl
ines
for
case
s in
whi
ch
your
fund
has
suf
fere
d a
loss
, and
whi
ch d
eadl
ines
wou
ld h
ave
expi
red
befo
re y
our
rece
ipt o
f thi
s re
port
, we
have
alre
ady
cont
acte
d yo
u an
d/or
you
r cu
stod
ial b
ank.
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Q4, 2010 Securities Class Action
New Action Eligibility Report
Fort Lauderdale Police and Fire Retirement System
Company
Ticker (Security ID)
Class Period
Lead Plaintiff
Deadline
Eligibility
Est. Class Period
Gain(Loss)
Alternate Energy Holdings, Inc.
AEHI (02147K105, B1FJ6Y4,
US02147K1051)
09/20/06 - 12/14/10
03/08/11
Not Likely
AspenBio Pharm
a, Inc.
APPY (045346103, 2980069, B00M102,
US0453461032)
02/22/07 - 07/19/10
11/30/10
Not Likely
Capella Education Company
CPLA (139594105, B0GWDP5, B1HLG48,
US1395941057)
02/16/10 - 08/13/10
01/04/11
Not Likely
China Education Alliance, Inc.
CEU (16938Y207, B00LDD6, B1XH2Y2,
US16938Y2072)
03/31/09 - 11/29/10
01/31/11
Not Likely
China Green Agriculture, Inc.
CGA (16943W105, 2271149, B3KFYN6,
US16943W1053)
11/12/09 - 09/01/10
12/14/10
Not Likely
Devry, Inc.
DV (2267609, 251893103, B0181D2,
US2518931033)
10/25/07 - 08/13/10
12/31/10
Likely
($21,075.28)
Dynavox, Inc.
DVOX (26817F104, B5VHFH6, B692H18,
US26817F1049)
04/19/10 - 09/30/10
12/13/10
Not Likely
FalconStor Software, Inc.
FALC (2629759, 306137100, 5828111,
US3061371007)
02/05/09 - 09/29/10
11/30/10
Not Likely
Genoptix, Inc.
GXDX (37243V100, B28G0Z8, B29LH17,
US37243V1008)
07/31/09 - 06/15/10
02/04/11
Not Likely
$0.00
Gentiva Health Services, Inc.
GTIV (2561022, 37247A102, B1HK300,
US37247A1025)
07/31/08 - 07/20/10
01/07/11
Likely
$109,255.28
Geron Corporation
GERN (2370381, 374163103,
US3741631036)
07/30/10 - 12/06/10
02/21/11
Not Likely
Green Bankshares, Inc.
GRNB (2964438, 394361208, B012KM6,
US3943612081)
01/19/10 - 11/09/10
01/18/11
Not Likely
![Page 5: Ft. Lauderdale-Q4 2010 Report](https://reader031.vdocuments.us/reader031/viewer/2022012318/551ece644979592e5b8b4814/html5/thumbnails/5.jpg)
ITT Educational Services, Inc.
ESI (2452375, 45068B109, B1HJ56,
US45068B1098)
10/23/08 - 08/13/10
01/03/11
Likely
$85,609.59
Lender Processing Services, Inc.
LPS (52602E102, B39TRZ2, B4W7WD3,
US52602E1029)
07/29/09 - 10/04/10
01/24/11
Not Likely
$0.00
MELA Sciences, Inc. f/k/a Electro-Optical
Services, Inc.
MELA (285192100, 55277R100, B0G0TV7,
US2851921005, US55277R1005)
02/13/09 - 11/16/10
01/21/11
Not Likely
Mecox Lane Lim
ited
MCOX (58403M102, B4MY278,
US58403M1027)
10/21/10 - 11/29/10
02/01/11
Not Likely
Meta Financial Group, Inc.
CASH (2420316, 59100U108,
US59100U1088)
05/14/09 - 10/15/10
12/21/10
Not Likely
National Lampoon Inc.
NLMP (2420963, 636637100,
US6366371002)
03/01/08 - 12/15/08
02/07/11
Not Likely
Principal Funds, Inc.
(2277330, 2277341, 2295848, 2296302,
2317708, 2322650, 2322661, 2442666,
2442707, 74254T120, 74254T138,
74254T146, 74254T161, 74254T179,
74254T195, 74254T245, 74254T252,
74254T278, 74254T344, 74254T369,
74254T385, 74254T427, 74254T476,
74254T484, 74254T518, 74254T534,
74254T559, 74254T575, 74254T591,
74254T625, 74254U101, 74254U309,
74254U507, 74254U523, 74254U531,
74254U614, 74254U622, 74254U655,
74254U663, 74254U671, 74254U689,
74254U697, 74254U705, 74254U713,
74254U739, 74254U747, 74254U762,
74254U788, 74254V174, 74254V182,
74254V216, 74254V224, 74254V323,
74254V349, 74254V356, 74254V372,
74254V380, 74254V414, 74254V422,
74254V448, 74254V455, 74254V471,
74254V489, 74254V513, 74254V521,
74254V547, 74254V554, 74254V562,
74254V612, 74254V638, 74254V646,
74254V661, 74254V679, 74254V695,
74254V745, 74254V752, 74254V778,
74254V786, 74254V794, 74254V802,
74254V828, 74254V836, 74254V844,
74254V869, 74254V877, 742553472,
742553498, B0BWJ74, B0BWJ85,
B0BWJZ2, B0BWM20, B0BX6B0,
B0BYVL8, B0BYVZ2, B0C9DT4, B0C9J52,
B0C9J63, B0C9J74, B0C9JD0, B0C9QQ2,
B1N94S6, B1N94Z3, B1N95R2, B1NPN10,
B1NPN98, B1NPNB0, B1NPNF4, B1NPNK9,
B1NPNM1, B1NPNN2, B1NPNP4,
B1NPNZ4, B1NXKF7, B1NXKG8,
B1NXKK2, B1NXKM4, B1NXKP7,
03/01/09 - 12/01/10
01/31/10
Not Likely
![Page 6: Ft. Lauderdale-Q4 2010 Report](https://reader031.vdocuments.us/reader031/viewer/2022012318/551ece644979592e5b8b4814/html5/thumbnails/6.jpg)
B1NXKV3, B1NXKX5, B1NXKY6, B1NXL65,
B1P1758, B4MX7C5, B4R4NX6,
US74254T1209, US74254T1381,
US74254T1464, US74254T1613,
US74254T1795, US74254T1951,
US74254T2454, US74254T2520,
US74254T2785, US74254T3445,
US74254T3692, US74254T3858,
US74254T4278, US74254T4765,
US74254T4849, US74254T5184,
US74254T5341, US74254T5598,
US74254T5754, US74254T5911,
US74254T6257, US74254U1016,
US74254U3095, US74254U5074,
US74254U5231, US74254U5314,
US74254U6148, US74254U6221,
US74254U6551, US74254U6635,
US74254U6718, US74254U6890,
US74254U6973, US74254U7054,
US74254U7138, US74254U7393,
US74254U7476, US74254U7625,
US74254U7880, US74254V1742,
US74254V1825, US74254V2161,
US74254V2245, US74254V3235,
US74254V3490, US74254V3565,
US74254V3722, US74254V3805,
US74254V4142, US74254V4225,
US74254V4480, US74254V4555, ...)
PrivateBancorp., Inc.
PVTB (2486578, 742962103, B616W80,
US7429621037)
11/02/07 - 10/23/09
12/21/10
Not Likely
RINO International Corporation
RINO (2043177, 766883102,
US7668831024)
05/15/08 - 11/19/10
01/14/11
Not Likely
Regions Financial Corporation
RF (7591EP100, B01R311, B01SFL8,
US7591EP1005)
02/27/08 - 01/19/09
12/20/10
Likely
($1,127.42)*
Smart Technologies, Inc.
SMT (83172R108, B3XPF74,
CA83172R108)
07/14/10 - 12/03/10
02/01/11
Not Likely
Solarwinds, Inc.
SWI (83416B109, B4MTR12, B4NH5Y4)
02/08/10 - 07/21/10
12/14/10
Not Likely
$0.00
St. Joe Company
JOE (2768663, 4642602, 790148100,
B52T979, US7901481009)
02/19/08 - 10/12/10
01/03/11
Not Likely
Strayer Education
STRA (2853417, 863236105, B012NZ0,
US8632361056)
11/01/07 - 10/13/10
12/14/10
Likely
$6,739.48
The W
ashington Post Company
WPO (2942003, 939640108,
US9396401088)
07/31/09 - 08/13/10
12/27/10
Not Likely
$0.00
Vivus, Inc.
VVUS (2934657, 5377817, 928551100,
US9285511005)
09/09/09 - 07/15/10
01/03/11
Not Likely
![Page 7: Ft. Lauderdale-Q4 2010 Report](https://reader031.vdocuments.us/reader031/viewer/2022012318/551ece644979592e5b8b4814/html5/thumbnails/7.jpg)
Wilmington Trust Corporation
WL (2968537, 971807102, 971807AB8,
971807AC6, B3Q5WH0, US9718071023,
US971807AB87, US971807AC60,
US971807AD44)
04/18/08 - 11/01/10
01/18/11
Not Likely
$0.00
World W
ide Childcare Corp.
WWCC.PK (12614L106, 2616740,
2827779, 45926S104, 98154Y103,
B1XLLC5, US98154Y1038)
01/01/00 - 12/10/10
02/07/11
Unknown
![Page 8: Ft. Lauderdale-Q4 2010 Report](https://reader031.vdocuments.us/reader031/viewer/2022012318/551ece644979592e5b8b4814/html5/thumbnails/8.jpg)
Q4, 2010 Securities Class Action
Settlement Eligibility Report
Fort Lauderdale Police and Fire Retirement System
Company
Security ID
Class Period
Settlement
Amount
Claims
Deadline
Eligibility
Estimated
Gain(Loss)
Abercrombie & Fitch Co.
002896108, 002896207, 002896AA6,
2004185, 5643187, US0028962076
06/02/05-08/16/05
$12,000,000.00
11/03/10
Possible
$0.00
Affiliated Computer Services, Inc.
008190100, 2034524, B015GL6,
US0081901003
09/27/09-02/05/10
$69,000,000.00
10/23/10
Likely
$0.00
Apple Computer Inc.
037833100, 037833183, 2046251,
4033819, 5889936, 6046848, B011001,
B0YQ5W0, B1G5CJ8, US0378331005
08/24/01-06/29/06
$16,500,000.00
03/15/11
Likely
$61,927.87*
Bank of America
0443713, 060505104, 2295677, 5860618,
6101855, B043LP6, US0605051046
01/16/09-01/16/09
$150,000,000.00
11/12/10
Possible
$0.00*
222372104, 222372AJ3, 22237LNR9,
22237LPA4, 22237LPM8, 22237UAF9,
222388209, 22238HAC4, 22238HAD2,
22238HAE0, 22238HAF7, 22238HAG5,
22238HAH3, 22238HAK6, 22238HAM2,
22238HAN0, 22238HAR1, 22238HAS9,
22238HAU4, 22238HAV2, 22238HAW0,
22238HAX8, 22238HAY6, 22238HAZ3,
22238HBA7, 22238HBB5, 22238HBC3,
22238HBD1, 22238HBE9, 22238HBF6,
22238HBG4, 22238HBH2, 22238HBJ8,
22238HBK5, 22238HBM1, 22238HBP4,
22238HBR0, 22238HBT6, 22238HBV1,
22238HBX7, 22238HBZ2, 22238HCD0,
22238HCF5, 22238HCH1, 22238HCK4,
22238HCL2, 22238HCM0, 22238HCN8,
22238HCP3, 22238HCQ1, 22238HCR9,
22238HCS7, 22238HCT5, 22238HCU2,
22238HCV0, 22238HCW8, 22238HCX6,
22238HCY4, 22238HCZ1, 22238HDA5,
22238HDB3, 22238HDC1, 22238HDD9,
22238HDE7, 22238HDF4, 22238HDG2,
22238HDH0, 22238HDJ6, 22238HDK3,
22238HDL1, 22238HDM9, 22238HDN7,
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Countrywide Financial Corp.
22238HDP2, 22238HDQ0, 22238HDR8,
22238HDS6, 22238HDT4, 22238HDU1,
22238HDV9, 22238HDW7, 22238HDX5,
22238HDY3, 22238HDZ0, 22238HEA4,
22238HEB2, 22238HEC0, 22238HED8,
22238HEE6, 22238HEF3, 22238HEG1,
22238HEH9, 22238HEJ5, 22238HEK2,
22238HEL0, 22238HEM8, 22238HEN6,
22238HEP1, 22238HEQ9, 22238HER7,
22238HES5, 22238HET3, 22238HEU0,
22238HEV8, 22238HEW6, 22238HEX4,
22238HEY2, 22238HEZ9, 22238HFA3,
22238HFB1, 22238HFC9, 22238HFD7,
22238HFE5, 22238HFF2, 22238HFG0,
22238HFH8, 22238HFJ4, 22238HFK1,
22238HFL9, 22238HFM7, 22238HFN5,
22238HFP0, 22238HFQ8, 22238HFR6,
22238HFS4, 22238HFT2, 22238HFU9,
22238HFV7, 22238HFW5, 22238HFX3,
22238HFY1, 22238HFZ8, 22238HGA2,
22238HGB0, 22238HGC8, 22238HGD6,
22238HGE4, 22238HGF1, 22238HGG9,
22238HGH7, 22238HGJ3, 22238HGK0,
22238HGL8, 22238HGM6, 22238HGN4,
22238HGP9, 22238HGQ7, 22238HGR5,
22238HGS3, 22238HGT1, 22238HGU8,
22238HGV6, 22238HGW4, 22238HGX2,
22238HGY0, 22238HGZ7, 22238HHA1,
22238HHB9, 22238HHC7, 22238HHD5,
22238HHE3, 22238HHF0, 22238HHG8,
22238HHH6, 2229676, 2691394, 5965483,
B00JX41, B02V077, B08F556, B0C1FZ0,
B0V90T4, B11Y5L3, B156441, B16J018,
B189YZ8, B19G7F9, B1YHH57, B1YKD70,
B29NFN1, B3Q87B8, CA22237UAF99,
US2223721042, US22237LNR95,
US22237LPA43, US22237LPM80,
US22238HAC43, US22238HAD26,
US22238HAE09, US22238HAG56,
US22238HAH30, US22238HAK68,
US22238HAM25, US22238HAN08,
US22238HAR12, US22238HAS94,
US22238HAU41, US22238HAV24,
US22238HAW07, US22238HAX89,
US22238HAY62, US22238HAZ38,
US22238HBA77, US22238HBB50,
US22238HBC34, US22238HBD17,
US22238HBE99, US22238HBF64,
US22238HBG48, US22238HBJ86,
US22238HBK59, US22238HBM16,
US22238HBP47, US22238HBR03,
US22238HBT68, US22238HBV15,
US22238HBX70, US22238HBZ29,
US22238HCD08, US22238HCF55,
US22238HCH12, US22238HCK41,
US22238HCL24, US22238HCM07,
US22238HCN89, US22238HCP38,
US22238HCQ11, US22238HCR93,
US22238HCS76, US22238HCT59,
03/12/04-03/07/08
$624,000,000.00
02/14/11
Likely
NC
![Page 10: Ft. Lauderdale-Q4 2010 Report](https://reader031.vdocuments.us/reader031/viewer/2022012318/551ece644979592e5b8b4814/html5/thumbnails/10.jpg)
US22238HCU23, US22238HCV06,
US22238HCW88, US22238HCX61,
US22238HCY45, US22238HCZ10,
US22238HDA59, US22238HDB33,
US22238HDC16, US22238HDD98,
US22238HDE71, US22238HDF47,
US22238HDG20, US22238HDH03,
US22238HDJ68, US22238HDK32,
US22238HDL15, US22238HDM97,
US22238HDN70, US22238HDP29,
US22238HDQ02, US22238HDR84,
US22238HDS67, US22238HDT41,
US22238HDU14, US22238HDV96,
US22238HDW79, US22238HDX52,
US22238HDY36, US22238HDZ01,
US22238HEA41, US22238HEB24,
US22238HEC07, US22238HED89,
US22238HEE62, US22238HEF38,
US22238HEG11, US22238HEH93,
US22238HEJ59, US22238HEK23,
US22238HEL06, US22238HEM88,
US22238HEN61, US22238HEP10,
US22238HEQ92, US22238HER75,
US22238HES58, US22238HET32,
US22238HEU05, US22238HEV87,
US22238HEW60, US22238HEX44,
US22238HEY27, US22238HEZ91,
US22238HFA32, US22238HFB15,
US22238HFC97, US22238HFD70,
US22238HFE53, US22238HFF29,
US22238HFG02, US22238HFH84,
US22238HFJ41, US22238HFK14,
US22238HFL96, US22238HFM79,
US22238HFP01, US22238HFQ83,
US22238HFR66, US22238HFS40,
US22238HFT23, US22238HFU95,
US22238HFV78, US22238HFW51,
US22238HFX35, US22238HFY18,
US22238HFZ82, US22238HGA23,
US22238HGB06, US22238HGC88,
US22238HGD61, US22238HGE45,
US22238HGF10, US22238HGG92,
US22238HGH75, US22238HGJ32,
US22238HGK05, US22238HGL87,
US22238HGM60, US22238HGN44,
US22238HGP91, US22238HGR57,
US22238HGS31, US22238HGT14,
US22238HGU86, US22238HGV69,
US22238HGW43, US22238HGX26,
US22238HGY09, US22238HGZ73,
US22238HHA14, US22238HHC79,
US22238HHD52, US22238HHE36,
US22238HHF01, US22238HHG83,
US22238HHH66
Dollar General Corp.
2272205, 256669102, 256669AA0,
256669AC6, 256677105, 256678103,
5456114, 9A9998633, B59CWY9, B5B1S13,
06/16/98-01/14/02
$11,740,824.00
04/02/11
Unknown
$0.00*
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US256669AA08, US256669AC63,
US2566771059, US2566781033
Gilead Sciences, Inc.
2369174, 375558103, 5748617, 7234222,
B0ZYRQ1, B2RFJQ
0, US3755581036
07/14/03-10/28/03
$8,250,000.00
12/06/10
Unknown
$0.00
Goldman Sachs Group
2407966, 38141G104, 5682049, B043LS9,
US38141G1040
07/01/99-05/07/02
$29,000,000.00
01/14/11
Unknown
$0.00
Jakks Pacific Inc.
2478854, 47012E106, B1HKGD4,
US47012E1064
12/03/99-10/19/04
$3,925,000.00
11/18/10
Unknown
$0.00
Kinder Morgan, Inc.
2484088, 49455P101, US49455P1012
05/29/06-05/30/07
$200,000,000.00
12/17/10
Likely
($1,713.81)*
Maxim
Integrated Products, Inc.
2573760, 4374819, 5456932, 57772K101,
B0110K1, B10LT80, US57772K1016
04/29/03-01/17/08
$173,000,000.00
11/24/10
Likely
($312,343.66)*
Micron Technology Inc.
2588184, 5061381, 595112103, B043L23,
US5951121038
02/24/01-09/18/02
$42,000,000.00
02/28/11
Unknown
$0.00
National City Corporation
2620547, 635405103, US6354051038
01/05/07-08/25/08
$11,000,000.00
01/31/11
Likely
$0.00
New Century Financial Corp.
64352D200, 6435EV108, 6435EV207,
B032YT9, B06GTS2, B1CGF85, B1CH737,
US64352D2009, US6435EV1082,
US6435EV2072
05/05/05-03/13/07
$124,827,088.00
12/15/10
Not Likely
$0.00
Red Hat Inc.
2447218, 4378770, 5753633, 756577102,
US7565771026
12/17/02-07/12/04
$20,000,000.00
10/20/10
Unknown
$0.00
TETRA Technologies, Inc.
2884280, 88162F105, US88162F1057
05/03/06-10/16/07
$8,250,000.00
10/29/10
Likely
($3,209.00)
The Cooper Companies Inc.
216648402, 2222631, 5634233,
US2166484020
07/28/04-11/21/05
$27,000,000.00
12/23/10
Not Likely
$0.00
The PMI Group, Inc.
2704032, 4633639, 69344M101,
US69344M1018
11/02/06-03/03/08
$31,250,000.00
12/21/10
Likely
($399,547.64)
Toll Brothers, Inc.
2896092, 889478103, B012S11, B29NFX1,
US8894781033
12/09/04-11/08/05
$25,000,000.00
03/16/11
Not Likely
$0.00
UTStarcom, Inc.
2557139, 5919822, 918076100, B06KFL9,
ED5919821, LMB06KFL5, NA2557133,
NAB1G5FL9, NC8672312, US9180761002
02/21/03-07/23/07
$2,900,000.00
03/03/11
Likely
($2,401.00)
* The loss calculation for this class action m
ay be incorrect due to incomplete transactional data.
NC indicates the gain/loss could not be computed.