from bench science to systems change · children’s services,3(2), 53-61. bumbarger, b., perkins,...
TRANSCRIPT
From Bench Science to Systems Change: Reconciling Evidence-based Practice with
Practice-based Evidence
Brian Bumbarger & Stephanie Bradley
PRC Seminar
January, 2013
Investigators and Authors:
Brian Bumbarger Mark Greenberg
Mark Feinberg Brittany Rhoades
Louis Brown Wayne Osgood
Michael Cleveland Damon Jones
Jennifer Sartorious Julia Moore
Brendan Gomez Richard Puddy
Stephanie Bradley Elizabeth Campbell
Collaborative Policy Innovators:
Mike Pennington Clay Yeager
James Anderson Keith Snyder
The EPISCenter and research described here are supported by grants from the Pennsylvania Commission on Crime
and Delinquency. Special thanks to the staff of the Office of Juvenile Justice and Delinquency Prevention (OJJDP)
2
We know a great deal about how youth problems develop, and how to effectively prevent them (& reduce prevalence)
• Known risk & protective factors
• Multiple domains of influence (community, family, school, peer, individual)
• Multifinality and equifinality
(a public health approach to public safety)
• Different trajectories (early vs. late starters)
• Criminogenic impact of intervention
From Lists to Improved Public Health…
• Synthesis and translation of research to practice, (and practice to research)
• EBP dissemination, selection, and uptake
• Ensuring sufficient implementation quality and fidelity
• Understanding adaptation and preventing program drift
• Measuring and monitoring implementation and outcomes
• Policy, systems, and infrastructure barriers
• Coordination across multiple programs and developmentally
• Sustainability in the absence of a prevention infrastructure
Bumbarger, B. and Perkins, D. (2008). After Randomized Trials: Issues related to dissemination of evidence-based interventions. Journal of Children’s Services,3(2), 53-61. Bumbarger, B., Perkins, D., and Greenberg, M. (2009). Taking Effective Prevention to Scale. In B. Doll, W. Pfohl, & J. Yoon (Eds.)
Handbook of Youth Prevention Science. New York: Routledge.
Moving From Prevention Science . . .
Problem Response
Define the
Problem
Identify Risk
& Protective
Factors
Develop &
Test
Interventions
Implement &
Evaluate
Programs
…To Prevention Service
Provide
Technical
Assistance
Set & Collect
Performance
Measures
Monitor Quality
of Program
Implementation
Assess
Public Health
Impact
Response
Pennsylvania’s EBP Dissemination Model
• Prevent dependency, delinquency, and ATOD use to the greatest
degree possible (primary prevention)
• Intervene effectively with youth for whom primary prevention is not
sufficient
• Allow communities flexibility to select strategies that best meet local
needs
• Create community-level infrastructure for strategic prevention
planning and coordination
• Provide accountability and use scarce resources efficiently
ULTIMATELY….
• To “move the needle” on key indicators of (behavioral)
health at the POPULATION level 9
Intermediary and State-level Prevention Support System
Support to Community Prevention Coalitions
Improve Quality of Local Innovative
Programs and Practices
Support to
Evidence-based
Programs
Multi-Agency Steering Committee
(Justice, Welfare, Education, Health)
The EPISCenter is a project of the Prevention Research Center, College of Health and Human Development, Penn State University, and is funded by the Pennsylvania Commission on Crime and Delinquency and the Pennsylvania Department of Public Welfare
as a component of the Resource Center for Evidence-Based Prevention and Intervention Programs and Practices.
A unique partnership between policymakers, researchers, and communities to bring science to bear on issues of public health and
public safety
The Menu of EBPs in This Project*
• Olweus Bullying Prevention Program (OBPP)
• Promoting Alternative Thinking Strategies (PATHS)
• Big Brothers Big Sisters of America (BBBS)
• Multidimensional Treatment Foster Care (MTFC)
• Strengthening Families Program 10-14 (SFP)
• Project Towards No Drug Abuse (Project TND)
• Life Skills Training (LST)
• Incredible Years (IYS)
• Functional Family Therapy (FFT)
• Multisystemic Therapy (MST)
• Aggression Replacement Training (ART)
Multifinality: There are known risk
factors, each of which is associated
with a range of poor outcomes
Equifinality: Poor outcomes are
associated with a combination of risk
factors and developmental pathways
Creating Fertile Ground for EBPs Risk-focused Prevention Planning
(the Communities That Care model)
Collect local data on
risk and protective
factors
Use data to
identify priorities
Select and implement
evidence-based program that
targets those factors
Re-assess risk
and protective
factors
Form local coalition
of key stakeholders
Leads to community
synergy and
focused resource allocation
Pennsylvania’s CTC coalitions 2012
Improve Quality of Juvenile Justice Programs and
Practices
Support to
Evidence-based
Programs
Multi-Agency Steering Committee
(Justice, Welfare, Education, Health)
Support to Community Prevention Coalitions
Creating “fertile ground” for EBP
selection and adoption
Intermediary and State-level Prevention Support System
Improve Quality of Juvenile Justice Programs and
Practices
Support to
Evidence-based
Programs
Multi-Agency Steering Committee
(Justice, Welfare, Education, Health)
Support to Community Prevention Coalitions
Ensuring high-quality implementation and
sustainability
Intermediary and State-level Prevention Support System
Pennsylvania’s EBP dissemination in 1999…
Pennsylvania’s EBP dissemination in 2012…
Measuring Population-level Impact
• Cross-sectional quasi-experimental study of
98,000 students in 147 communities
• Used propensity score matching to minimize potential
selection bias
• Found youth in CTC communities reported lower rates of
risk factors, substance use, and delinquency than youth
in similar non-CTC communities (7x as many as by
chance)
• Communities using EBPs showed better outcomes on
twice as many R/P factors and behaviors (14x as many
as by chance)
-20
-10
0
10
20
30
40
-10.8
33.2
-10.8
16.4
Delinquency AcademicPerformance
Nega vePeerInfluence SchoolEngagement
5 year Longitudinal Study of PA Youth
% Change of CTC/EBP Youth Over
Comparison Group
419 age-grade cohorts over a 5-year period:
youth in CTC communities using EBPs had significantly lower rates of delinquency,
greater resistance to negative peer influence,
stronger school engagement and better academic achievement
Feinberg, M.E., Greenberg, M.T., Osgood, W.O., Sartorius, J., Bontempo, D.E. (2010). Can Community Coalitions Have a
Population Level Impact on Adolescent Behavior Problems? CTC in Pennsylvania, Prevention Science.
Impact on Juvenile Court Placement Rates: Comparison of Placement Rates for Counties* With and Without an EBI
9.07
9.76
10.05
10.53
9.89
8.70
7.79 7.78
7.00
7.50
8.00
8.50
9.00
9.50
10.00
10.50
11.00
2007 2008 2009 2010
No EBI
AdoptedEBI
Bumbarger, B. K., Moore, J., & Rhoades, B. (2010). Impact of evidence-based interventions on delinquency placement rates.
Presentation at 2011 Society for Prevention Research annual meeting. Washington, DC.
24
Justice Reinvestment Realized
Pennsylvania’s EBP dissemination in 2012…
26
Programs/services can be placed along a continuum of confidence based on their evidence or theory
How confident are we that this program or practice is a good use of resources AND improves outcomes for children and families?
Very Confident
Evidence-based “This program has been rigorously evaluated and shown to work”
Research-based “This program is based on sound theory informed by research”
Promising Approaches “We really think this will work… but we need time to prove it”
Best Practices “We’ve done it and we like it”
EFFECTIVE HARMFUL
Iatrogenic (Harmful) “This program has been rigorously evaluated and shown to be harmful”
Ineffective “This program has been evaluated and shown to have no positive or negative effect”
Promising Ineffective unknown Very
Confident
*Bumbarger & Rhoades, 2012
Improve Quality of Juvenile Justice Programs and
Practices
Support to
Evidence-based
Programs
Multi-Agency Steering Committee
(Justice, Welfare, Education, Health)
Support to Community Prevention Coalitions
Developing “practice-based evidence”
Intermediary and State-level Prevention Support System
• Theoretically-based
• Demonstrated effects
(confidence)
• Sponsored lists
– E.g., Blueprints
• Funding requirements
• Not an EBP for every community need/context
• Many
programs/services already in widespread use
• Some of those may be effective
• Local expertise/fit
A 2-pronged approach…
Promoting Evidence-based Programs
Developing Practice-based Evidence
Background
• More than one way to establish “evidence-based practice”:
1. Model program implementation
2. Evaluation of local program
3. Meta-analysis of research on program “types”
Background
• Generic intervention types abundant in juvenile justice
• Research shows some types effective at reducing recidivism
• Main disadvantage of generic programs is they…
“lack the specificity that comes with the protocol for a
model program and the associated training and support
systems that are also often available from the developer”
(p. 3).
Howell, J.C., & Lipsey, M. W. (2012) Research-based guidelines for juvenile justice programs.
Justice Research and Policy, (14) 1, p.1-18.
Integrated Meta-analysis of Program Types
• Mark Lipsey, Peabody Research Institute, Vanderbilt Univ.
• 548 studies - program impact on recidivism
• Juveniles aged 12-21, in programs to reduce delinquency
• Most effective program types? Characteristics of them?
Lipsey, M. W. (2009). The primary factors that characterize effective interventions with juvenile
offenders: A meta-analytic overview. Victims and Offenders (4), 124-147.
Meta-analysis Results
Howell, J.C., & Lipsey, M. W. (2012) Research-based guidelines for juvenile justice programs.
Justice Research and Policy, (14) 1, p.1-18.
Meta-analysis Results
• Four factors most strongly related to recidivism reduction:
• Program type: therapeutic vs. control-oriented
• Quality of service delivery: clear protocol, monitoring,
staff training
• Amount of service: duration and total contact hours
• Risk: greater impact with higher risk youth
Service/program groups (35pts):
1. Individual counseling, job-
training
2. Community service, remedial
academics
3. Family couns., social skills
training, challenge programs
4. Group counseling, mentoring,
contingency mgmt
5. Cognitive-behavioral therapy
Amount of Service (20pts):
% of youth meeting targets for
1. Duration (10pts)
2. Contact Hours (10pts)
Example: Mentoring
Target weeks: 26
Target hours: 78
Quality of Service Delivery (20pts):
1. Written Program Protocol
2. Staff Training
3. Staff Supervision
4. Response to Drift
Youth Level of Risk (25pts):
% of youth served at target risk
Youth Level of Service (YLS)
42 item, interview-based
Risk factors assessed:
• Prior & current offenses
• Family circumstances/Parenting
• Education/Employment
• Peer Relations
• Substance Use
• Leisure/Recreation
• Personality/Behavior
• Attitudes/Orientation
SPEP Score Validity
*Quality of service delivery not scored in this sample.
Howell, J.C., & Lipsey, M. W. (2012) Research-based guidelines for juvenile justice programs.
Justice Research and Policy, (14) 1, p.1-18.
Advantages
• Utilizes wider research base, and broadens scope of
vetted programs
• e.g., literature on “social skills training”
• e.g., other mentorship models, beyond BBBS
• Fills practical and political gap between “model
programs” and everything else
• Not a model program for every need
• Potential for significant public health impact
• Creates new possibilities in program research and
development
• Moving beyond the binary mode of “on-the-list” or not
Limitations
• Scoring is intensely qualitative, time consuming
• e.g., 53.5 man hours (2-3 staff, 3-4 days)
• What’s “behind the curtain”?
• Confusion around what “evidence-based” means now…
• Field just getting comfortable with vetted lists
EPISCenter’s Role
• “Ride along” with Berks & Lehigh during pilot phase
• How well does SPEP work in PA context?
• Prepare for later statewide rollout
• Develop infrastructure and streamline processes from
pilot phase to scale-up
• Facilitate the process of scoring across PA counties
(probably in phases/cohorts)
• Develop and support Program Improvement Plans
• Collect lessons learned and facilitate CQI of SPEP in PA
EPISCenter’s Role
• Main disadvantage of generic programs is they…
“lack the specificity that comes with the protocol for a
model program and the associated training and support
systems that are also often available from the developer”
(p. 3).
Howell, J.C., & Lipsey, M. W. (2012) Research-based guidelines for juvenile justice programs.
Justice Research and Policy, (14) 1, p.1-18.
40
Thank You!
Evidence-based Prevention and Intervention Support Center
Prevention Research Center, Penn State University
206 Towers Bldg.
University Park, PA 16802
(814) 863-2568
www.episcenter.psu.edu