forms 3, 4 and 5 filer demonstration command financial

21
Forms 3, 4 and 5 Filer Demonstration Command Financial

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Page 1: Forms 3, 4 and 5 Filer Demonstration Command Financial

Forms 3, 4 and 5 FilerDemonstration

Command Financial

Page 2: Forms 3, 4 and 5 Filer Demonstration Command Financial

Thank you for considering our Forms 3, 4 and 5 Filer.

The following is a brief description of its important

features, along with a demonstration of its use.

Page 3: Forms 3, 4 and 5 Filer Demonstration Command Financial

Forms 3, 4 and 5 Filer provides a fast, easy,

affordable and secure internet solution for filing Forms 3, 4 and 5.

Page 4: Forms 3, 4 and 5 Filer Demonstration Command Financial

Advantages of using Forms 3, 4 and 5 Filer

•User-friendly, intuitive WYSIWYG online interface

•Save a file and go back to it later without transmitting

•“Save As” feature copies a filing to create a new filing

•Retrieve previously filed Forms 3, 4 and 5 from the SEC

•Easily retrieve “test” and “live” filing status

•Pay “per use” or purchase a subscription

Page 5: Forms 3, 4 and 5 Filer Demonstration Command Financial

Advantages of using Forms 3, 4 and 5 Filer

• Easily book mark pages with notes (ex: Mike Smith’s holdings)

• Error checking feature shows exact error

• Create printable versions

• 128-bit SSL security

• Customer service support

Page 6: Forms 3, 4 and 5 Filer Demonstration Command Financial

Here is a brief outline of

Forms 3, 4 and 5 Filer

Page 7: Forms 3, 4 and 5 Filer Demonstration Command Financial

Log In

Page 8: Forms 3, 4 and 5 Filer Demonstration Command Financial
Page 9: Forms 3, 4 and 5 Filer Demonstration Command Financial

Sample Form

Page 10: Forms 3, 4 and 5 Filer Demonstration Command Financial

Ex: Mike Smith’s Holdings or Filing I’m working on

Page 11: Forms 3, 4 and 5 Filer Demonstration Command Financial

Save As Feature

Page 12: Forms 3, 4 and 5 Filer Demonstration Command Financial

Error Checking Feature

Page 13: Forms 3, 4 and 5 Filer Demonstration Command Financial

The file retrieval feature works as follows:

Page 14: Forms 3, 4 and 5 Filer Demonstration Command Financial
Page 15: Forms 3, 4 and 5 Filer Demonstration Command Financial

Follow the instructions listed below to Upload file

4- Save the file with the .xml suffix to your desktop.

Page 16: Forms 3, 4 and 5 Filer Demonstration Command Financial

If you don’t have the file located on your computer, search www.sec.gov under Search for Company Filings

Page 17: Forms 3, 4 and 5 Filer Demonstration Command Financial

Search for desired file and click on html version.Save the file with the .xml suffix to your desktop.

Page 18: Forms 3, 4 and 5 Filer Demonstration Command Financial

Browse to your form, select it and

click the Upload File button.

any ownership report

Page 19: Forms 3, 4 and 5 Filer Demonstration Command Financial

Your Uploaded file will now be listed on your account page along with your other Forms 3, 4 and 5

Page 20: Forms 3, 4 and 5 Filer Demonstration Command Financial

The fees for Forms 3, 4 and 5 Filer are:

• $50 per filing, paid per use

or

• 50 filings for $1,750

with advanced payment

• Unlimited filings for $3,800/year

with advanced payment

Please contact your Account Representative

Page 21: Forms 3, 4 and 5 Filer Demonstration Command Financial

Click here to register

Forms 3, 4 and 5 Filer

If you have any questions, please contact your Account Representative