foreign direct investment in the united states. transactions...overview of foreign direct investment...

FOREIGN DIRECT INVESTMENT IN THE

UNITED STATES

1983 Transactions

^ T E S O* *

U.S. DEPARTM ENT OF C O M M E R C E International Trade Adm inistration

Septem ber 1984

Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis

FOREIGN DIRECT INVESTMENT IN THE UNITED STATES

1983 Transactions

U.S. DEPARTMENT OF COMMERCE Office of Trade & Investment Analysis

International Trade Administration

September 19 84

For sale by the Superintendent of Documents. U.S. Government Printing Office, Washington, D.C. 20402


Preface

This report covering 1983 is one of an series of annual publications on foreign direct investment transactions in the United States.These reports have been prepared by the Office of Trade and Investment Analysis and its predecessors, the Office of International Investment and the Office of Foreign Investment in the Un i ted S t a t e s .

The transactions listings in this publication are arranged by primary industry of the U.S. company owned/controlled by foreign investors (Appendix A), and by source country (Appendix B). Later this year, the Office of Trade & Investment Analysis will publish a comprehensive set of listings of all transactions identified during the period 1974-83. This listing will be arranged by source country, industry of U.S. company, and state location.


FOREIGN DIRECT INVESTMENT TRANSACTIONS IN THE UNITED STATES

1983 TRANSACTIONS

Page

INTRODUCTION.................................................................. 1

OVERVIEW OF FOREIGN DIRECT INVESTMENTIN THE UNITED STATES, 1983 ................................................. 4

INVESTMENT BY SOURCE C O U N T R Y ................. .............................5

INVESTMENT BY INDUSTRY.....................................................11

MODE OF INVESTMENT TRANSACTION...........................................25

LOCATION OF INVESTMENT BY S T A T E ......................................... 26

MAJOR SECTORAL DEVELOPMENTS.............................................. 30

PENDING TRANSACTIONS....................................................... 39

APPENDICES

A: Listing of Transactions byStandard Industrial Classification (SIC)..............42

B: Listing of Transactions bySource Co un tr y.............................................. 66

C: Description of Key T e rm s............................................. 85


L i s t o f Summary T a b l e sPage

Table I Source Countries - Completed Cases - 1 9 8 3 ............. 7

Table II Number of Identified Completed Transactions, bySource Country, 1980 - 1983.............................. 10

Table III Direct Investment Distribution by Industry Subsectorof U.S. Affiliate - Completed Transactions - 1983...12

Table IV Number of Completed Transactions by Industry Sector,1980 - 19 83.................................................. 16

Table V Foreign Direct Investments by Country of ForeignOrigin According to Investments Mode, 1 9 8 3........... 25

Table VI State Location of Foreign Ventures, 1983..............27

Table VII Source Countries - Pending Cases - 19 83....... ....... 40


Page

Figure 1 Total Number of Foreign Direct InvestmentTransactions, 1977 - 19 83 ................................ 4

Figure 2 Number of Investments by Major Source Country,1 9 8 3 ............................................................ 5

Figure 3 Number of Investments by Industry, 1983............... 1 1

Figure 4 Number of Investments by State, 1983.................. 26

Figure 5 Number of Investments in the Oil and GasExtraction Industry, 1979 - 83 .........................31

Figure 6 Number of Investments in Food Industry, 1979 - 83...32

Figure 7 Number of Investments in Chemical Industry,1979 - 8 3 .................................................... 33

Figure 8 Number of Investments in Petroleum Refiningand Related Products Industry, 1979-83................ 34

Figure 9 Number of Investments in Electrical andElectronics Industry, 1979 - 8 3 ....................... 35

Figure 10 Number of Investments in Financial Sector, ..1979 - 8 3 .................................................... 36

Figure 11 Number of Investments in Real Property Sector,1979 - 1983 ..................................................38

Figure 12 Number of Investments, Pending, 1983..................39

L i s t o f F i g u r e s


INTRODUCTION

The purpose of this report is to identify specific foreign direct investment transactions in the United States during 1983, analyze recent trends in such investments, and provide data and related information on significant transactions. The report incorporates information obtained in carrying out responsibilities assigned to the Secretary of Commerce by Executive Order 11858, dated May 7, 1975. Specifically, the Secretary of Commerce is responsible for "the obtainment, consolidation, and analysis of information on foreign investment in the United States."

Foreign direct investment, as used in this report, means the direct or indirect ownership of 10 percent or more of the voting securities of an incorporated business enterprise, or an equivalent interest in an unincorporated business enterprise, or a 10 percent or more interest in real property transactions.

Transactions values, as used in this report, refer to the reported total cost of the investment — or the estimated proportion of the investment if a joint venture — regardless of the source or timing of funds. These values are intended to identify the relative size of various transactions and, in the aggregate, indicate trends in investment activity.

The data and other information contained in this report represent a compilation and distillation of material from genera I Iy-avaiIabIe public sources, transaction participants, and miscellaneous contacts. A major portion of the data and information was derived from public secondary sources such as newspapers, magazines, and business and trade journals, as well as from the public files of Federal regulatory agencies.

The primary Federal agency sources for publicly available data are the Securities and Exchange Commission (SEC), the Federal Trade Commission (FTC), and the Federal Reserve Board (FRB). Much of the data obtained from Federal regulatory agencies originated from report series that differ widely in frequency and content. These reports are, in most cases, filed in response to general regulatory responsibilities of the various agencies, rather than for the specific purpose of providing data on foreign investment. Other investment transaction and related data collected by the federal government are not available for this report, since much of that information is business confidential and is collected strictly to facilitate federal regulatory responsibilities or to provide aggregate data for macro-economic analysis purposes.

1


It should be noted that the aggregate data in this report are not strictly comparable to the other major statistical series on foreign direct investment in the United States published by the Commerce Department's Bureau of Economic Analysis (BEA). The BEA aggregate dollar value data on new investments, published annually since 1979, are based on individual firm responses to mandatory reporting requirements (including strict confidentiality provisions protecting the identity of individual reporters). These BEA data are thus likely to provide more comprehensive coverage for the types of transactions included in BEA's reporting requirements.

On the other hand, the data in this report not only identify individual transactions, but include a broader range of investment transactions than the BEA data — for instance, plant expansions, equity increases, and certain types of real estate investments.’ Consequently, the two data series are not comparable, although there has been significant correlation in the movement of the overall series over the last several years.

While every effort was made to verify the information obtained from public sources, the U.S. Department of Commerce is not responsible for any inaccuracies or gaps in information presented in this report. Transaction values for many investments are not publicly available. Nevertheless, experience has shown that value and other data for the large majority of major investments is identified in the monitoring process.

Copies of this report are available from the Office of Trade and Investment Analysis, Room 2217, International Trade Administration, U.S. Department of Commerce, Washington, D.C. 20230, and from the Superintendent of Documents, U.S. Government Printing Office, Washington, D.C. 20402.

2


Related preliminary data published by the Department of Commerce's Bureau of Economic Analysis (BEA) confirms this decline in direct investment activity. (See Introduction for discussion of differences between BEA data and that presented in this publication.) The BEA data show that the number of investment acquisitions and establishment of new businesses declined from 1108 in 1982 to 629 in 1983, while investment outlays dropped from $10.8 billion to $7.0 billion. These 1982 figures in turn reflected a drop from 1981, when 1332 transactions were reported to BEA, with investment outlays of $23.2 billion. (Additional details regarding these data are available in the May issue of the Survey of Current Bus i ness, a monthly journal of the Bureau of Economic Analysis).

The decline in 1983 foreign direct investment transactions in the United States was consistent with international economic trends during the year. Although U.S. economic activity picked up as the recession abated, foreign economic recovery has been slower. This continued sluggish economic activity, coupled with significant idle industrial capacity, was a major disincentive to new investment. Relatively high interest rates increased the attractiveness of investment in financial instruments versus direct investment, and substantially increased the costs of borrowing to finance new investment. Additionally, the strengthening of the dollar vis-a-vis other major currencies increased the foreign currency costs of foreign investments in the United States. These factors apparently lowered investments in the United States despite the depressed prices of equity shares and assets in U.S. firms resulting from the recess ion.

3


OVERVIEW OF FOREIGN DIRECT INVESTMENT IN THE UNITED STATES. 1983

The Office of Trade and Investment Analysis (OTIA) identified from public sources 751 completed foreign investment transactions during 1983. Values were reported for 382 of these individual transactions, for a total of $9.8 billion. Appendices A and B contain listings of all the transactions identified during 1983.

The number of completed 1983 transactions identified is 17.7 percent lower than the 913 identified in 1982, and the lowest since 1978 (figure 1). The value of identified transactions was also lower — about 30 percent less than the 1982 total. This is a substantial decline compared to 1981, when 1203 transactions were identified, with values known for 570 totalling $27.2 billion.

As in earlier years, a few large transactions accounted for the majority of the total 1983 value, although there were no $1 billion or larger transactions as in some earlier years. In 1983, twenty- six transactions over $100 mi I I ion each had a combined value of $5.1 billion, 52 percent of the total reported value.

FIGURE 1

H0

0F1NVE3TnENT9

TOTAL NUMBER OF FOREIGN DIRECT INVESTMENTS,1977-1983

4


INVESTMENT BY SOURCE COUNTRY

The major industrialized countries, traditionally the source of most direct investment activity in the United States, retained that role in 1983. Seven nations — Canada, France, Germany, Japan, the Netherlands, Switzerland, and the United Kingdom — accounted for 556 transactions, or 70 percent of the total identified, slightly less than the comparable percentage for 1982. The aggregate value of these transactions ($8.1 billion), while nearly 35 percent lower than the 1982 value ($11.0 billion), represented more than 83 percent of total 1983 identified values.

Both in terms of numbers of investments and overall value, the United Kingdom was the primary source country in 1983 (see Table 1). Twenty-one percent of all transactions (159) originated in the United Kingdom, with 88 identified values totalling $3.2 billion. Japan was the second largest source country in terms of numbers of transactions, with 105, with 39 values identified totalling $742 million. Canada, while third in the number of transactions with 97, was actually second in terms of value, with $2.1 billion accounted for by 58 transactions. Canada was followed by West Germany (72), France (48), the Netherlands (47). and the Netherlands Antilles (46). (See Figure 1).

FIGURE 2HUMBER OF INVESTMENTS BY MAJOR SOURCE COUNTRY* 1983

ALL OTHERS 29.69*223

NETHERLANDS 6.26* 47

FRANCE 6.39*

GERMANY 9.39* 72

CANADA 12.92* 97

U.K 21.17* 1S9

JAPAN 13.98* 189

5Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis

Table I shows the number of completed transactions with identified values for 1983. while Table II provides 1980 - 83 transaction counts for major investor countries and reveals the continuing dominance of the major industrialized countries (also our largest trading partners) as sources of foreign direct investment in the Un i ted St ates.

6


REPORT PERIOD ; 01/83 - 12/83TABLE I. SOURCE COUNTRIES - COMPLETED CASES - 1983

NUMBER NUMBER CASES/ VALUEOF CASES VALUE KNOWN ($ MILLION)

TOTAL 751 382 9,794.3

PRINCIPAL SOURCE COUNTRIES 556 270 8,146.8

CANADA 97 58 2,068;8FRANCE 48 20 443.8GERMANY, FEDERAL REP 72 25 205.7JAPAN 105 39 741 .9NETHERLANDS 47 26 1,188.8SWITZERLAND 28 14 275.4UNITED KINGDOM 159 88 3,222.4

OTHER EUROPE 74 28 388.4

AUSTRIA 2 2 132.3BELGIUM 8 3 27. 1DENMARK 4 1 3.0FINLAND 6 1 12.0GREECE 2 2 29.0IRELAND 5 2 0.6ITALY 10 2 37. 1LUXEMBOURG 1 1 5.0MONACO 1 1 1 .6NORWAY 7 3 62.4PORTUGAL 2 2 27.4SPAIN 1 1 2.0SWEDEN 23 5 33.9UNSPECIFIED 2 2 15.0

OPEC COUNTRIES 18 10 570.5

KUWAIT 2 0 0.0NIGERIA 1 0 0.0SAUDI ARABIA 6 3 470.8VENEZUELA 9 7 99.7


REPORT PERIOD s 01/83 - 12/83TABLE I. SOURCE COUNTRIES - COMPLETED CASES - 1983

NUMBER OF CASES

NUMBER CASES/ VALUE KNOWN

VALUE ($ MILLION)

OTHER MIDDLE EAST 7 2 12.4

ISREALLEBANONQATARUNSPECIFIED

4111

0110

0.06.46.00.0

OTHER ASIA AND PACIFIC 34 19 236.5

AUSTRALIACHINACHINA(TAIWAN)HONG KONG

00 INDIAINDONESIAKOREA, REPUBLIC OF NEW ZEALAND PHILIPPINES SINGAPORE THAILAND

8 4 142. 12 1 2.01 0 0.0

1 1 7 38.01 0 0.01 0 0.04 2 17.11 1 0.21 1 11.03 2 20.61 1 5.5

OTHER WESTERN HEMISPHERE 58 50 312.5

BAHAMAS, THE 1 01

0.0 7. 1a r\BERMUDA 1

BRAZIL 1 01

0 . U1 .5A ACOLUMBIA 1

MEXICO 2 0 u . u

NETHERLANDS ANTILLES 46 42 286.312.6C APANAMA 5 5

1PERU 1 a . U


REPORT PERIOD : 01/83 - 12/83TABLE I. SOURCE COUNTRIES

NUMBER OF CASES

ALL OTHER COUNTRIES

SOUTH AFRICA

UNKNOWN

VO

COMPLETED CASES - 1983

NUMBER CASES/ VALUEVALUE KNOWN ($ MILLION)

127.2

3 127.2

0 0.0


Table II

Number of Identified Completed Transactions By Source Country, 1980 - 1983

Source Country 1980 1981 1982 1983

TOTAL#1199 100.0

#1203 100.0

#913 100.0

#751 100.0

Canada 253 21 .1 291 24.2 161 17.6 97 12.9

France 52 4.3 64 5.3 52 5.7 48 6.4

Germany, F.R. 171 14.3 91 7.6 66 7.2 72 9.6

Japan 101 8.4 129 10.7 143 15.7 105 14.0

Nether 1ands 63 5.3 58 4.8 46 5.0 47 6.3

Swi tzer1 and 48 4.0 36 3.0 21 2.3 28 3.7

Un i ted K i ngdom 185 15.4 182 15.1 180 19.7 159 20.9

A 11 others 326 27 .2 352 29.3 244 26.8 195 26.0

10


INVESTMENT BY INDUSTRY

Until 1982, investment transactions in the real property sector outnumbered those in the manufacturing sector. In 1983, however, the manufacturing sector occupied first place position with 254 recorded transactions, as compared with 161 transactions for the real property sector.

Of the 254 manufacturing transactions in 1983, values were identified for 120 totalling $3.2 billion; of the 161 in real property, 122 values totalled $2.6 billion. Together, these two sectors accounted for 55 percent of the number of transactions, and 59 percent of the identified value. (Figure 3 and Tables III and IV detail the breakdown by industry sector.)

FIGURE 3NUMBER OF INVESTMENTS BY INDUSTRY, 1983

ALL OTHERS 32.36% 243

1 1


REPORT PERIOD 01/83 - 12/83TABLE III

DIRECT INVESTMENT DISTRIBUTION BY INDUSTRY SUBSECTOR OFU.S. AFFILIATE - COMPLETED TRANSACTIONS - 1983

C L A S S = N O T R E A L P R O P E R T Y S E C T O R = A A G R I C U L T U R E , F O R E S T R Y , A N D F I S H I N G

fV>

S I C N UM B E R N U M B E R C A S E S / V A L U EN U MB E R OF C A S E S V A L U E KNOWN ( $ M I L L I O N )

0 7 A G R I C U L T U R A L S E R V I C E S 1 0

____ _ _ _ ______ ___ /■* i » C C -klAT d p A I D D A D C D T V : r T A D — a M i n i INo

S I C N U MB E R N U M B E R C A S E S / V A L U EN UM B E R OF C A S E S V A L U E KNOWN ( $ M I L L I O N )

1 0 M E T A L M I N I N G 7 5 1 9 0 . 31 2 B I T U M I N O U S C O A L A N D L I G N I T E M I N I N G 1 1 1 0 . 01 3 O I L A N D GA S E X T R A C T I O N 4 1 2 7 1 0 4 2 . 81 4 N O N M E T A L L I C M I N E R A L S , E X C E P T F U E L S 2 1 1 3 . 0

S E C T O R 5 1 3 4 1 2 5 6 . 1

_ n ACC — Kir\T D P A I D D D DP D TX / c c n ' r t

S I C N U M B E R N UM B E R C A S E S / V A L U EN UMB E R OF C A S E S V A L U E KNOWN ( $ M I L L I O N )

1 5 G E N E R A L B U I L D I N G C O N T R A C T O R S 2 01 6 H E A V Y C O N S T R U C T I O N C O N T R A C T O R S 2 1 9 . 51 7 S P E C I A L T R A D E . C O N T R A C T O R S 1 1 0 . 1

S E C T O R 5 2 9 . 6

__ _ n i ACC —M HT DPAI D D H D C D T V c c r T r m - n ut iliiica n ti id r mnL. A ^ C) ** INU 1 K u A L r K U r !■ *\ I Y uuL 1 V

S I C N U M B E R N U MB E R C A S E S / V A L U EN U MB E R OF C A S E S V A L U E KNOWN ( $ M I L L I O N )

2 0 F O O D A N D K I N D R E D P R O D U C T S 1 4 8 4 5 5 . 82 2 T E X T I L E M I L L P R O D U C T S 2 02 3 A P P A R E L A N D O T H E R T E X T I L E P R O D U C T S 2 1 0 . 22 4 L U M B E R A N D WOOD P R O D U C T S 2 0 .2 5 F U R N I T U R E A N D F I X T U R E S 1 1 0 . 52 6 P A P E R A N D A L L I E D P R O D U C T S 1 1 6 1 0 4 . 62 7 P R I N T I N G A N D P U B L I S H I N G 1 4 3 1 6 2 . 02 8 C H E M I C A L S A N D A L L I E D P R O D U C T S 50 27 548.92 9 P E T R O L E U M A N D C O A L P R O D U C T S 1 3 7 698. 13 0 R U B B E R A N D M I S C . P L A S T I C S P R O D U C T S 1 1 5 9 5 . 33 1 L E A T H E R A N D L E A T H E R P R O D U C T S 1 1 5 . 03 2 S T O N E , C L A Y , A N D G L A S S P R O D U C T S 1 6 7 2 9 5 . 13 3 P R I M A R Y M E T A L I N D U S T R I E S 8 8 1 4 6 . 43 4 F A B R I C A T E D M E T A L P R O D U C T S 1 1 4 5 7 . 83 5 M A C H I N E R Y , E X C E P T E L E C T R I C A L 3 6 1 7 1 1 2 . 43 6 E L E C T R I C A N D E L E C T R O N I C E Q U I P M E N T 3 2 1 2 3 2 6 . 1


REPORT PERIOD : 01/83 - 12/83TABLE III


C L A S S = N O T R E A L P R O P E R T Y S E C T O R = D M A N U F A C T U R I N G

S I CN U MB E R

N U M B E R OF C A S E S

N U M B E R C A S E S / V A L U E KNOWN

V A L U E( $ M I L L I O N )

3 7 T R A N S P O R T A T I O N E Q U I P M E N T3 8 I N S T R U M E N T S A N D R E L A T E D P R O D U C T S3 9 M I S C E L L A N E O U S M AN U F A C T U R I N G I N D U S T R I E S

1 1 1 5

4

1 2 4 . 4 6 7 . 8 1 .0

S E C T O R 2 5 4 120 3 2 0 1 . 4

C L A S S = N O T R E A L P R O P E R T Y S E C T O R = E T R A N S P O R T A T I O N , C O M M U N I C A T I O N S , U T I L .

S I CN U MB E R

4 0 R A I L R O A D T R A N S P O R T A T I O N 4 2 T R U C K I N G A N D W A R E H O U S I N G 4 4 W A T E R T R A N S P O R T A T I O N4 6 P I P E L I N E S , E X C E P T N A T U R A L GA S4 7 T R A N S P O R T A T I O N S E R V I C E S4 8 C O M M U N I C A T I O N4 9 E L E C T R I C , G A S , A N D S A N I T A R Y S E R V I C E S

N UMB E R OF C A S E S

1472312


1312212


1 .0 5 7 . 4 2 1 . 3 3 0 . 3

2 . 3 7 5 . 0

6 . 9

S E C T O R 20 12 1 9 4 . 2

------------------------------------------------------------------------------------------------------------- C L A S S = N 0 T R E A L P R O P E R T Y S E C T O R = F W H O L E S A L E T R A D E ---------------------------------------------------LaJ

S I C N U M B E R N U M B E R C A S E S / V A L U EN U M b ER OF C A S E S V A L U E KNOWN ( $ M I L L I O N )

5 0 W H O L E S A L E T R A D E - D U R A B L E GOOD S 6 5 1 3 6 3 . 95 1 W H O L E S A L E T R A D E - N O N D U R A B L E G O OD S 2 8 4 1 0 6 . 3

S E C T O R 9 3 1 7 1 7 0 . 2

--------------------------------------------------- C L A S S = N O T R E A L P R O P E R T Y

S I CN U MB E R

5 2 B U I L D I N G M A T E R I A L S & G A R D E N S U P P L I E S5 3 G E N E R A L M E R C H A N D I S E S T O R E S5 4 F OO D S T O R E S5 5 A U T O M O T I V E D E A L E R S & S E R V I C E S T A T I O N S5 6 A P P A R E L A N D A C C E S S O R Y S T O R E S5 7 F U R N I T U R E A N D H OME F U R N I S H I N G S S T O R E S5 8 E A T I N G A N D D R I N K I N G P L A C E S5 9 M I S C E L L A N E O U S R E T A I L

S E C T O R = G R E T A I L T R A D E

N U MB E R N U M B E R C A S E S / V A L U EOF C A S E S V A L U E KNOWN ( $ M I L L I O N )

2 03 07 3 2 4 . 01 1 6 . 0

1 5 04 09 3 1 6 . 39 2 5 . 6

S E C T O R 5 0 9 5 1 . 9Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis

REPORT PERIOD : 01/83 - 12/83TABLE III

CLASS=NOT REAL PROPERTY SECTOR=H FINANCE, INSURANCE, AND REAL ESTATE


SIC NUMBER NUMBER CASES/ VALUENUMBER OF CASES VALUE KNOWN ($ MILLION)

60 BANKING 36 28 1658.561 CREDIT AGENCIES OTHER THAN BANKS 5 0 9

62 SECURITY,COMMODITY BROKERS & SERVICES 1 063 INSURANCE CARRIERS 1 1 38.065 REAL ESTATE 7 0 .67 HOLDING AND OTHER INVESTMENT OFFICES 1 1 9 66.6

SECTOR 61 38 1763.1

C CTTHD — T CPDV/ TTCC---------------------- ILAoo-NU 1 KtAL rKUrtK 1 Y 1 UK•1 j CHV1 Lto

SIC NUMBER NUMBER CASES/ VALUENUMBER OF CASES VALUE KNOWN ($ MILLION)

70 HOTELS AND OTHER LODGING PLACES 8 3 44.672 PERSONAL SERVICES 4 4 166.873 BUSINESS SERVICES 24 13 210.275 AUTO REPAIR, SERVICES, AND GARAGES 3 0 .79 AMUSEMENT 8. RECREATION SERVICES 2 1 3.080 HEALTH SERVICES 1 1 3.589 MISCELLANEOUS SERVICES 9 5 85. 1

SECTOR 51 27 513.2

CLASS=NOT REAL PROPERTY SECT0R=96

SICNUMBER

NUMBER OF CASES


SICNUMBER

NUMBER OF CASES


VALUE($ MILLION)

96 ADMINISTRATION OF ECONOMIC PROGRAMS 3 0

------------ CLASS=NOT REAL PROPERTY SECTOR=J NONCLASSIFIABLE ESTABLISHMENTS

VALUE($ MILLION)

99 NONCLASSIFIABLE ESTABLISHMENTS 6.0CLASS 590 260 7165.7


REPORT PERIOD 01/03 - 12/83TABLE III

DIRECT INVESTMENT DISTRIBUTION BY INOUSTRV SUBSECTOR OFU.S. AFFILIATE - COMPLETED TRANSACTIONS - 1983

CLASS=REAL PROPERTY SECTOR=L REAL PROPERTY

SIC NUMBER NUMBER CASES/NUMBER OF CASES VALUE KNOWN

* REAL PROPERTY 161 122

751 382

LD

VALUE(S MILLION)

2628.6

9794.3


REPORT PERIOD : 01/83 - 12/83TABLE IV

DIRECT INVESTMENT DISTRIBUTION BY INDUSTRY GROUP OF U.S. AFFILIATE AND COUNTRY OF FOREIGN PARENTCOMPLETED TRANSACTIONS — 1983

AGRICULTURE, FORESTRY, AND FISHING

TOTAL CANADA FRANCE GERMANYNETHER- SWITZER- UNITED

JAPAN LANDS LAND KINGDOMALL

OTHER

AGRICULTURAL SERVICESTOTAL NUMBER OF CASES NUMBER CASES -- VALUE KNOWN VALUE ($ MILLIONS)

TOTAL NUMBER OF CASES NUMBER CASES — VALUE KNOWN VALUE (S MILLIONS)

MINING

METAL MININGTOTAL NUMBER OF CASES 7 2 0 0 0 0 1 2 2

NUMBER CASES -- VALUE KNOWN 5 2 0 0 0 0 0 2 1VALUE ($ MILLIONS) 190.3 102.0 0 0 0 0 0 69.4 18.9

BITUMINOUS COAL AND LIGNITE MININGTOTAL NUMBER OF CASES 1 0 0 0 0 0 0 1 0NUMBER CASES — VALUE KNOWN 1 0 0 0 0 0 0 1 0VALUE ($ MILLIONS) 10.0 0 0 0 0 0 0 10.0 0

OIL AND GAS EXTRACTIONTOTAL NUMBER OF CASES 41 6 1 0 O i l 1 14 8

NUMBER CASES — VALUE KNOWN 27 5 1 0 0 7 0 9 5VALUE ($ MILLIONS) 1042.8 93.3 33.2 0 0 220.9 0 651.9 43.5

NONMETALLIC MINERALS, EXCEPT FUELSTOTAL NUMBER OF CASES 2 1 0 0 1 0 0 0 0NUMBER CASES — VALUE KNOWN 1 1 0 0 0 0 0 0 0VALUE ($ MILLIONS) 13.0 13.0 0 0 0 0 0 0 0

TOTAL NUMBER OF CASES 51 9 1 0 1 1 1 2 17 10NUMBER CASES -- VALUE KNOWN 34 8 1 0 0 7 0 1 2 6VALUE ($ MILLIONS) 1256.1 208.3 33.2 0 0 220.9 0 731.3 62.4

CONSTRUCTION

GENERAL BUILDING CONTRACTORS TOTAL NUMBER OF CASES NUMBER CASES — VALUE KNOWN VALUE ($ MILLIONS)




T O T A L C A N AD A F R A N C E G E R M A N Y J A P A NN E T H E R

L A N D SS W I T Z E R

L A N DUNITED

KINGDOM

H E A V Y C O N S T R U C T I O N C O N T R A C T O R S T O T A L N U M B E R OF C A S E S N U M B E R C A S E S — V A L U E KNOWN V A L U E ( $ M I L L I O N S )

21

9 . 5

S P E C I A L T R A D E C O N T R A C T O R S T O T A L N U M B E R OF C A S E S N U MB E R C A S E S — V A L U E KNOWN V A L U E ( $ M I L L I O N S )

11

0 . 1

T O T A L N U MB E R OF C A S E S N U MB E R C A S E S — V A L U E KNOWN V A L U E ( $ M I L L I O N S )

52

9 . 6

M A N U F A C T U R I N G

F OOD A N D K I N D R E D P R O D U C T S T O T A L N U M B E R OF C A S E S N U M B E R C A S E S — V A L U E KNOWN V A L U E ( $ M I L L I O N S )

1 48

4 5 5 . 8

21

200.0

33

5 . 4

11

1 6 . 4

11

6.042

2 2 8 . 0

T E X T I L E M I L L P R O D U C T S T O T A L N UM B E R OF C A S E S N U MB E R C A S E S - - V A L U E KNOWN V A L U E ( $ M I L L I O N S )

A P P A R E L AN D O T H E R T E X T I L E P R O D U C T S T O T A L N UM B E R OF C A S E S N U M B E R C A S E S - - V A L U E KNOWN V A L U E ( $ M I L L I O N S )

21

0.2

11

0.2

L U M B E R A ND WOOD P R O D U C T S T O T A L N UM B E R OF C A S E S N U MB E R C A S E S — V A L U E KNOWN V A L U E ( $ M I L L I O N S )

F U R N I T U R E A N D F I X T U R E S T O T A L N UM B E R OF C A S E S N UMB E R C A S E S - - V A L U E KNOWN V A L U E ( $ M I L L I O N S )

11

0.5

ALLOTHER

11

9 . 5

11

0 . 1

32

9 . 6

200

100

000

000

11

0.5




NETHER- SWITZER- UNITED TOTAL CANADA FRANCE GERMANY JAPAN LANDS LAND KINGDOM

PAPER AND ALLIED PRODUCTS TOTAL NUMBER OF CASES NUMBER CASES — VALUE KNOWN VALUE ($ MILLIONS)

1 1 6

104.6

65

104. 1

PRINTING AND PUBLISHING TOTAL NUMBER OF CASES NUMBER CASES -- VALUE KNOWN VALUE ($ MILLIONS)

143

162.0

41

100.032

62.0

CHEMICALS AND ALLIED PRODUCTS TOTAL NUMBER OF CASES NUMBER CASES -- VALUE KNOWN VALUE ($ MILLIONS)

5027

548.9

41

0.4

75

133.7

74

112.0

52

27.0

1613

250.5

PETROLEUM AND COAL PRODUCTS TOTAL NUMBER OF CASES NUMBER CASES — VALUE KNOWN VALUE ($ MILLIONS)

1 3 7

698. 1

33

15. 1

32

562.2

31

1 19.0

RUBBER AND MISC. PLASTICS PRODUCTS TOTAL NUMBER OF CASES NUMBER CASES — VALUE KNOWN VALUE ($ MILLIONS)

1 1 5

95.3

11

52.0

41

15.0

00

31

25.0

LEATHER AND LEATHER PRODUCTS TOTAL NUMBER OF CASES NUMBER CASES — VALUE KNOWN VALUE ($ MILLIONS)

11

5.0

11

5.0

STONE, CLAY, AND GLASS PRODUCTS TOTAL NUMBER OF CASES NUMBER CASES — VALUE KNOWN VALUE ($ MILLIONS)

167

295. 1

11

23.4

42

42.7

41

3.0

52

220.0

PRIMARY METAL INDUSTRIES TOTAL NUMBER OF CASES NUMBER CASES ~ VALUE KNOWN VALUE ($ MILLIONS)

88

146.4

33

114. 1

22

7.3

00

11

10.0

FABRICATED METAL PRODUCTS TOTAL NUMBER OF CASES NUMBER CASES — VALUE KNOWN VALUE ($ MILLIONS)

1 14

57.8

21

0.9

11

25.0

11

2.0

31

29.9

ALLOTHER

31

0.5

200

62

25.3

31

1.8

32

3.3

000

11

6.0

11

8.0

30

0




TOTAL CANADA FRANCE GERMANY JAPANNETHERLANDS

SWITZERLAND

UNITEDKINGDOM

ALLOTHER

MACHINERY, EXCEPT ELECTRICALTOTAL NUMBER OF CASES 36 2 1 6 3 0 2 8 14NUMBER CASES — VALUE KNOWN 17 0 1 4 3 0 1 5 3VALUE ($ MILLIONS) 112.4 0 7.2 29.6 22.5 0 0.4 37.6 15. 1

ELECTRIC AND ELECTRONIC EQUIPMENTTOTAL NUMBER OF CASES 32 4 3 6 5 1 1 8 4NUMBER CASES — VALUE KNOWN 12 1 1 3 1 1 0 3 2VALUE ($ MILLIONS) 326. 1 1 .0 0.2 65.4 8.6 200.0 0 27. 1 23.8

TRANSPORTATION EQUIPMENTTOTAL NUMBER OF CASES 1 1 1 1 1 6 0 0 0 2NUMBER CASES — VALUE KNOWN 7 1 1 1 3 0 0 0 1VALUE ($ MILLIONS) 1 24.4 5.0 100.0 4.8 13.2 0 0 0 1 .4

INSTRUMENTS AND RELATED PRODUCTSTOTAL NUMBER OF CASES 15 1 1 2 4 1 2 2 2NUMBER CASES -- VALUE KNOWN 5 0 1 1 2 0 0 1 0VALUE ($ MILLIONS) 67.8 0 5.0 1 1.5 7.8 0 0 43.5 0

MISCELLANEOUS MANUFACTURNG INDUSTRIESTOTAL NUMBER OF CASES 4 1 0 0 1 1 0 1 0NUMBER CASES — VALUE KNOWN 1 1 0 0 0 0 0 0 0VALUE ($ MILLIONS) 1 .0 1 .0 0 0 0 0 0 0 0

TOTAL NUMBER OF CASES 254 34 21 32 36 14 12 57 48NUMBER CASES — VALUE KNOWN 120 19 13 12 19 6 4 32 15VALUE ($ MILLIONS) 3201.4 569. 1 296. 1 115.4 253.5 795.6 33.4 1052.6 85.7

RANSPORTATION, COMMUNICATIONS, UTIL.

RAILROAD TRANSPORTATIONTOTAL NUMBER OF CASES 1 0 0 0 0 0 1 0 0NUMBER CASES — VALUE KNOWN 1 0 0 0 0 0 1 0 0VALUE ($ MILLIONS) 1.0 0 0 0 0 0 1.0 0 0

TRUCKING AND WAREHOUSINGTOTAL NUMBER OF CASES 4 0 0 0 0 0 1 1 2NUMBER CASES — VALUE KNOWN 3 0 0 0 0 0 0 1 2VALUE ($ MILLIONS) 57.4 0 0 0 0 0 0 0.8 56.6


REPORT PERIOD 01/83 - 1 2/83TABLE IV




OTHER

WATER TRANSPORTATIONTOTAL NUMBER OF CASES NUMBER CASES — VALUE KNOWN VALUE ($ MILLIONS)

71

21.3

11

21.3

PIPE LINES, EXCEPT NATURAL GAS TOTAL NUMBER OF CASES NUMBER CASES -- VALUE KNOWN VALUE ($ MILLIONS) 30

11

0.1

11

30.2

TRANSPORTATION SERVICES TOTAL NUMBER OF CASES NUMBER CASES -- VALUE KNOWN VALUE ($ MILLIONS)

11

2.0

11

0.3

COMMUNICATIONTOTAL NUMBER OF CASES NUMBER CASES -- VALUE KNOWN VALUE ($ MILLIONS)

11

75.0

11

75.0

ELECTRIC, GAS, AND SANITARY SERVICES TOTAL NUMBER OF CASES NUMBER CASES -- VALUE KNOWN VALUE ($ MILLIONS)

22

6.9

00

22

6.9

TOTAL NUMBER OF CASES NUMBER CASES — VALUE KNOWN VALUE ($ MILLIONS)

2012

194.2

11

21 .3

21

2.0

31

0. 1

21

1 .0

32

31 .0

86

138.8

WHOLESALE TRADE

WHOLESALE TRADE - DURABLE GOODS TOTAL NUMBER OF CASES NUMBER CASES — VALUE KNOWN VALUE (S MILLIONS)

6513

63.9

1 1 2

9.5

286

22.4

134

30.0

61

2.0

WHOLESALE TRADE - NONDURABLE GOODS TOTAL NUMBER OF CASES NUMBER CASES — VALUE KNOWN VALUE ($ MILLIONS)

284

106.3

41

0.2

10'l

5.0

21

100.0

61

1 . 1




T O T A L C A NA D A F R A N C E G E R M A N Y J A P A NN E T H E R

L A N D SS W I T Z E R

L A N DUNITED

KINGDOMALL

OTHER

T O T A L N U M B E R OF C A S E S N U MB E R C A S E S - - V A L U E KNOWN V A L U E ( $ M I L L I O N S )

9 317

1 7 0 . 2

51

0.2

1 3 3 82 7

) . 5 2 7 . 4

1 55

1 3 0 . 0

122

3 . 1

R E T A I L T R A D E

B U I L D I N G M A T E R I A L S & G A R D EN S U P P L I E S T O T A L N UM B E R OF C A S E S N U MB E R C A S E S — V A L U E KNOWN V A L U E ( $ M I L L I O N S )

20

G E N E R A L M E R C H A N D I S E S T O R E S T O T A L N UM B E R OF C A S E S N U MB E R C A S E S - - V A L U E KNOWN V A L U E ( $ M I L L I O N S )

FOOD S T O R E ST O T A L N UM B E R OF C A S E S N U MB E R C A S E S — V A L U E KNOWN V A L U E ( $ M I L L I O N S )

73

2 4 . 0

11

1 .0

11

2.0

21

21 .0

A U T O M O T I V E D E A L E R S & S E R V I C E S T A T I O N S T O T A L N U MB E R OF C A S E S N U MB E R C A S E S — V A L U E KNOWN V A L U E ( $ M I L L I O N S )

11

6.011

6.0

A P P A R E L A N D A C C E S S O R Y S T O R E S T O T A L N U MB E R OF C A S E S N U MB E R C A S E S — V A L U E KNOWN V A L U E ( $ M I L L I O N S )

1 500

F U R N I T U R E A N D HOME F U R N I S H I N G S S T O R E S T O T A L N U MB E R OF C A S E S NU MB E R C A S E S - - V A L U E KNOWN V A L U E ( $ M I L L I O N S )

E A T I N G A N D D R I N K I N G P L A C E S T O T A L N U MB E R OF C A S E S N U MB E R C A S E S - - V A L U E KNOWN V A L U E ( $ M I L L I O N S )

93

16.3

11

4 . 3

52

12.0






JAPAN LANDS LAND KINGDOM

MISCELLANEOUS RETAILTOTAL NUMBER OF CASES NUMBER CASES -- VALUE KNOWN VALUE ($ MILLIONS)

92

5.6


509

51 .9 10

70

103

14.0

132

27.0

rv>ro

FINANCE, INSURANCE, AND REAL ESTATE

BANKINGTOTAL NUMBER OF CASES 36 1 2 0 2 1 2 6NUMBER CASES — VALUE KNOWN 28 0 2 0 2 1 1 5VALUE ($ MILLIONS) 1658.5 0 18.0 0 335.0 8.0 3.0 434.0

CREDIT AGENCIES OTHER THAN BANKSTOTAL NUMBER OF CASES 5 2 0 0 1 0 0 1NUMBER CASES -- VALUE KNOWN 0 0 0 0 0 0 0 0VALUE ($ MILLIONS) 0 0 0 0 0 0 0 0

SECURITY,COMMODITY BROKERS & SERVICESTOTAL NUMBER OF CASES 1 0 1 0 0 0 0 0NUMBER CASES -- VALUE KNOWN 0 0 0 0 0 0 0 0VALUE ($ MILLIONS) 0 0 0 0 0 0 0 0

INSURANCE CARRIERSTOTAL NUMBER OF CASES 1 0 0 0 0 1 0 0NUMBER CASES — VALUE KNOWN 1 0 0 0 0 1 0 0VALUE ($ MILLIONS) 38.0 0 0 0 0 38.0 0 0

REAL ESTATETOTAL NUMBER OF CASES 7 1 1 1 1 0 0 3NUMBER CASES — VALUE KNOWN 0 0 0 0 0 0 0 0VALUE ($ MILLIONS) 0 0 0 0 0 0 0 0

HOLDING AND OTHER INVESTMENT OFFICESTOTAL NUMBER OF CASES 11 4 0 0 0 2 0 4NUMBER CASES — VALUE KNOWN 9 4 0 0 0 2 0 2VALUE ($ MILLIONS) 66.6 25.6 0 0 0 8.7 0 29.7

ALLOTHER

Z1

0.7

81

0.7

2217

860.5

100

000

000

000

11

2.6


REPORT PERIOD 01/83 - 12/83TABLE IV

DIRECT INVESTMENT DISTRIBUTION BY INDUSTRY GROUP OF U.S. AFFILIATE AND COUNTRY OF FOREIGN PARENT COMPLETED TRANSACTIONS — 1983

TOTAL CANADA FRANCE GERMANY JAPANNETHER- SWITZER- LANDS LAND

UNITEDKINGDOM

ALLOTHER

TOTAL NUMBER OF CASES NUMBER CASES -- VALUE KNOWN VALUE ($ MILLIONS)

6138

1763.1

84

25.6

42

18.0

42

335.0

44

54.7

21

3.0

147

463.7

24 18

863. 1

SERVICES

HOTELS AND OTHER LODGING PLACES TOTAL NUMBER OF CASES NUMBER CASES -- VALUE KNOWN VALUE ($ MILLIONS)

83

44.6

21

1 . 1

42

43.5

PERSONAL SERVICESTOTAL NUMBER OF CASES NUMBER CASES — VALUE KNOWN VALUE ($ MILLIONS)

44

166.8

11

142.7

33

24. 1

BUSINESS SERVICESTOTAL NUMBER OF CASES NUMBER CASES — VALUE KNOWN VALUE ($ MILLIONS)

2413

2 1 0 . 2

11

5.0

11

0. 1

41

8.5

11

23.0

33

36.9

53

103.0

52

33. 1

AUTO REPAIR, SERVICES, AND GARAGES TOTAL NUMBER OF CASES NUMBER CASES -- VALUE KNOWN VALUE ($ MILLIONS)

AMUSEMENT & RECREATION SERVICES TOTAL NUMBER OF CASES NUMBER CASES — VALUE KNOWN VALUE ($ MILLIONS)

21

3.0

11

3.0

HEALTH SERVICESTOTAL NUMBER OF CASES NUMBER CASES — VALUE KNOWN VALUE ($ MILLIONS)

11

3.5

00

MISCELLANEOUS SERVICES TOTAL NUMBER OF CASES NUMBER CASES — VALUE KNOWN VALUE ($ MILLIONS)

95

85. 1

11

50.0

11

3.0

11

1 .9

11

23.0

51

7.2


REPORT PERIOD 01/03 - 12/03TABLE IV




OTHER


5127

513.2

63

146.8

42

55.0

21

0. 1

52

1 1 .5

22

24.9

65

61 .0

159

173.6

1 1 3

40.3

96

ADMINISTRATION OF ECONOMIC PROGRAMS TOTAL NUMBER OF CASES NUMBER CASES -- VALUE KNOWN VALUE ($ MILLIONS)


NONCLASSIFI ABLE ESTABLISHMENTS


11

6.0

11

6.0

REAL PROPERTY


161122

2628.6

3019

1087.3

42

41.5

1610

80.7

85

98.5

96

92.6

43

177.0

2318

607.2

6759

443.8

GRAND TOTAL


751382

9794.3

9758

2068.8

4820

443.8

7225

205.7

105 39

741 .9

47 26

1 188.8

2814

275.4

15988

3222.4

195112

1647.5


MODE OF INVESTMENT TRANSACTION

Foreign direct investment transactions in the Unted States take several major forms, referred to in this report as "modes". The modes are: acquisitions/mergers, equity increases, joint ventures, new plants, plant expansions, real estate, and other types (such as branches, sales and distribution outlets, warehouses, etc.) Appendix C defines these and other terms used in the report.

Acquisition and merger transactions were the most frequent made with 192 transactions identified during the year (table V). They were followed by real property with 161 transactions. Together these two modes included 253 transactions, 33.7 percent of the total 751 transactions.

Table V

Foreign Direct Investment by Country ofForeign Origin according to Investment Mode

Completed Transactions, 1983

CountryTOTAL Acq/Merg Eq Inc J/V New Pit Pit Exp R.E. Othei

TOTAL 751 192 39 38 II !Z 161 196

Canada 97 34 4 5 8 8 29 9

France 48 8 4 0 12 2 5 17

Germany 72 11 2 7 6 8 16 22

Japan 105 9 2 5 16 10 9 54

Netherlands 47 17 3 3 4 4 9 7

Switzerland 28 9 3 0 3 2 6 5

UnitedKingdom 159 64 11 7 13 8 25 31

AllOthers 195 40 10 11 16 5 62 51


LOCATION OF INVESTMENT BY STATE

Most states attracted at least one foreign direct investment during 1983 (Table VI). Once again, however, investment transact ions were concentrated in a few larger states. New York (125), California (112), Florida (92) and Texas (48) together accounted for just over 50 percent of the 1983 identified transactions.

FIGURE 4HUMBER OF INVESTMENTS 8Y STATE* 1983

HEM YORK le.&C

ALL OTHERS 43.82% 34S

By dollar value, a similar picture emerged. California was the largest recipient with $2.3 billion, followed by New York, $1.5 bill'ion, Texas, $0.8 billion, Georgia, $0.7 billion, and Pennsylvania and Florida with $0.5 billion.

2 6Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis

REPORT PERIOD : 01/83 - 12/83TABLE VI - STATE LOCATION OF FOREIGN VENTURES

TOTAL

STATES

r\>

NUMBER OF CASES

751

NUMBER CASES/VALUE KNOWN

382

UNKNOWN 4 0

ALABAMA 5 4

ALASKA 9 8

ARIZONA 6 2

ARKANSAS 0 0

CALIFORNIA 112 55

COLORADO 14 6

CONNECTICUT 13 8

DELAWARE 5 1

DIST.-COLUMBIA 8 3

FLORIDA 92 68

GEORGIA 26 16

GUAM 0 0

HAWAII 1 1

IDAHO 0 0

ILLINOIS 24 6

INDIANA 4 2

IOWA 2 1

KANSAS 0 0

VALUE ($ MILLION)

9.794.3

0.0

1 19.9

506.5

22.4

0.0

2,297.0

33.7

147.5

3.0

85.0

462.3

666.3

0.0

6.0

0.0

102.2

46.0

9.5

0.0


REPORT PERIOD 01/83 - 12/83TABLE VI - STATE LOCATION OF FOREIGN VENTURES

NUMBER NUMBER CASES/ VALUEOF CASES VALUE KNOWN ($ MILLION)

STATES

KENTUCKY 4 2 25.5

LOUISIANA 16 9 436.6

MAINE 2 2 1.2

MARYLAND 22 14 155.4

MASSACHUSETTS 31 17 318.6

MICHIGAN 10 6 21 . 1

MINNESOTA 3 1 9.5

MISSISSIPPI 3 2 5.4

MISSOURI 6 5 67.7

MONTANA 2 2 102.0

NEBRASKA 3 2 53.5

NEVADA 3 0 0.0

NEW HAMPSHIRE 2 1 2.0

NEW JERSEY 27 19 429.4

NEW MEXICO 3 2 74.6

NEW YORK 125 47 1 ,452.6

NORTH CAROLINA 10 5 56.3

NORTH DAKOTA 1 0 0.0

OHIO 11 4 141 .8


PORT PERIOD : 01/03 - 12/83TABLE VI - STATE LOCATION OF FOREIGN VENTURES

NUMBER NUMBER CASES/ VALUEOF CASES VALUE KNOWN (* MILLION)

STATES

OKLAHOMA 7 3

OREGON 1 1

PENNSYLVANIA 26 12

PUERTO RICO 0 0

RHODE ISLAND 4 3

SOUTH CAROLINA 3 2

SOUTH DAKOTA 0 0

TENNESSEE 12 5

TEXAS 48 15

UTAH 2 0

VERMONT 1 1

VIRGIN ISLANDS 0 0

VIRGINIA 18 9

WASHINGTON 10 4

WEST VIRGINIA 2 2

WISCONSIN 8 4

WYOMING 0 0

176.5

25.0

504.4

0.0

14.0

22.2

0.0

92.6

708.8

0.0

1 . 0

0.0

182. 1

27.9

12.0

167.3

0.0


MAJOR SECTORAL DEVELOPMENTS

The following sections focus on major investment transaction trends in the more active sectors during 1983. Investment activity by section and major source country appears in Table VII.

Oil and Gas Extraction (SIC 13) - As oil consumption in the United States continued to decline, foreign investors reduced their spending in the U.S. oil and gas extraction sector in 1983. OTIA identified 41 completed 1983 transactions, 27 of which had a total value of $1.0 billion. This was a 16 percent decrease from 1982 in number of transactions and almost a 50 percent decrease in total v a I u e .

Three transactions accounted for more than three-quarters of the 1983 total value figure. The largest transaction was the drilling of the Mukluk well at Mukluk Island, Alaska by Standard Oil Co. (Ohio) which is 53 percent owned by British Petroleum Co. PLC.Sohio, with 10 partners in this $1.6 billion venture, holds a 31.4 percent interest in the well. Other foreign-held partners include Shell Oil Co. with a 14 percent interest, British Petroleum Co. with a 7 percent interest and Societe Nationale Elf Aquitaine S.A. with a 0.3 percent interest. The foreign share of what has been called the most expensive oil well ever drilled is $423.8 million.

The second largest transaction was the acquisition by Sohio, bidding alone and in partnership, of 47 oil leases in the Gulf of Mexico in a transaction valued at $192.9 million. Shell Oil Co.. also bidding alone and with partners, acquired leases on 60 blocks in the Gulf of Mexico in a transaction valued at $187.9 million in the third largest transaction. Shell Oil is 69 percent held by the Royal Dutch Shell Group of the Netherlands

The majority of transactions in this sector were acquisitions (26), and more than half of the acquisitions were oil and gas leases (15). Joint ventures (7) and new wells (4) were also identified.


While investors from nine countries were active in the U.S. oil and gas extraction sector in 1983, more than 75 percent of the trasactions were made by firms from the United Kingdom (14), the Netherlands (11), and Canada (6). Ten of the transactions were made by two companies with foreign government ownership. The British Petroleum Co. PLC, 39 percent held by the Government of the United Kingdom, investing through Sohio and Britoil PLC, 49 percent held by the British Government, accounted for 9 transactions. Elf Aquitaine Inc., 67 percent held by the Government of France through Societe National Elf Aquitaine S.A., accounted for one transaction.

FIGURE 5NUMBER OF INVESTMENTS IN OIL t GAS EXTRACTION SECTOR, 1979-83

N0

OFCA3ES

Food & Kindred Products (SIC 2 0 ) - The number of foreign direct investments in the food and kindred products industry increased minimally for 1983 with a total of 16 completed transactions and a totcM value of $455.8 million identified. This compares to 1982 totals of 15 transactions and a dollar value of only $206.8 million.

Acquisitions, 11 in all, were the primary mode of investment for this industry, representing 69 percent of all investments.


Two significant transactions totalling $415 million accounted for 91 percent of the total value for the industry. In the largest foreign direct investment transaction in the foods industry for 1983, Rowntree MacKintosh PLC of York, England acquired the 57-year old Tom's Foods Division from General Mills for $215 million. Tom's Foods, based in Columbus, Georgia manufactures, distributes and sells, under Tom's trademark, a variety of snack foods including nuts, potato chips, baked goods, and candy. The products are distributed in retail outlets and vending machines mainly throughout southeastern and southwestern states. Rowntree is a fast growing confectionery manufacturer with some interests in grocery products and engineering. The Joseph Rowntree Trusts have a 12.7 percent interest in MacKintosh.

The Coca-Cola Company (Atlanta, Georgia) sold its wine business, called the Wine Spectrum, to Joseph E. Seagram & Sons Inc., New York, for more than $200 million. The Wine Spectrum includes Sterling and Monterey Vineyards in California and Taylor Wine Company, Hammondsport. New York. This acquisition made Seagram the nation's second-Iargest wine maker. Seagram is a leading producer and marketer of distilled spirits and wines. The Seagram Company Ltd', of Montreal is controlled by the Bronfman family.

FIGURE «NUMBER OF INVESTMENTS IN FOOD INDUSTRY, 1979-83

23 » ..... . 1 1 .... .

1979 1981 19831988 1982

YEARS

32


Chemical and Allied Products (SIC 2 8 ) - Foreign direct investment in the chemical and a I I i ed produc ts Tndustry products industry increased in 1983, both in number of transactions identified and dollar value known. During this period there were 50 transactions with values known for 27 totalling nearly $541.0 million. While this is a 25 percent increase in the number of transactions identified over 1982, it is less than a 10 percent increase in the value known for the same period.

The principal foreign investor countries remained the source of 92 percent of the investment in this sector with the United Kingdom accounting for 16 transactions, Japan (7), France (6), Switzerland (5), and Canada and Germany (4 each). Most often they established their own facilities, with 21 new plants. Other forms of investments were acquisitions/mergers 13, and plant expansions 11.

With the exception of California, with 8 transactions, there was little locational concentration, as foreigners invested in another 19 states. There were also no transactions valued at more than $100 million dollars as there have been in the past. Two investments were of moderate dollar value. L'Air Liquide, a French industrial gas manufacturer, increased its interest in Liquid Air Corp. from approximately 57 percent to 78 percent for $70.0 million, and Schering-Plough Corp. sold its paints and home products subsidiary— DAP Inc.— to the British Beecham Group for $70.0 million.

FIGURE 7

Ha

oF

CASC3

YEARS

HUMBER OF INVESTMENTS IN CHEMICAL INDUSTRY* 197S-S3 69 I


Petroleum Refining and Related Industries (SIC 2 9 ) - Although a slump iQ demand for energy continued to curtail oil production, foreign investment in petroleum refining and related industries in 1983 almost tripled over the previous year. Thirteen completed transactions were identified and seven of them had a total value of $698.1 mi I I i o n .

Two transactions accounted for almost 97 percent of this value. The largest was a $555.2 plant expansion by Shell Oil Co. at its Carson. California petroleum refinery. Shell Oil is 69.4 percent owned by the Royal Dutch Shell Group of the Netherlands. The second largest transaction was Airco Inc.'s construction of a $119 million needle coke facility in Sead rift. Texas. Needle coke is a raw material used in graphite electrode manufacturing. Airco Inc.. based in Montvale, New Jersey, is a subsidiary of BOC International Ltd., a British holding company with interests in chemicals and industrial equ i pmen t .

OTIA identified investments from six countries in the U.S. petroleum refining and related products sector in 1983, with investors from Canada, the Netherlands, and the United Kingdom the most prominent. The major European oi I firms — The British Petroleum Co. PLC, Petrofina S.A., The Royal Dutch Shell Group, and The Total Group — accounted for over half of the transactions in this sector.

Eleven of the 13 transactions identified were in the oil refining subsector where refinery utilization rates have been at record low levels during the past few years as consumer demand has continued to fall. This pattern continued in 1983 as U.S. refineries operated at about 70 percent of capacity with several companies either selling off or closing down plants. U.S. subsidiaries of foreign oil companies invested primarily in new plants (8) in 1983. These investments reflected the shakeout and adjustment this industry is presently undergoing as oil producers invest heavily to adjust refinery capacity so that product yield will reflect changing consumer demands. FIGURES

NUMER OF INUESTHEHT3 IN PETROLEUM INOUSTRV, 1979-93 29

Q

0 12 F

CAS 8E3

4

8


Electrical & Electronic Machinery. Equipment, and Supplies (SIC 3 6 )- Electric and electronic equipment continues to be one of the primary industries for foreign investors. The number of identified completed transactions was 34. both for 1982 and 1983. Values for 14 of the 1983 transactions amounted to $407.1 million, compared to a total value of only $196 million in 1982.

The majority of the completed electric and electronic equipment transactions were acquisitions (14). New plants and other forms of investment had 6 transactions each, followed by 3 plant expansions,3 equity increases and 2 joint ventures.

The principal source countries (United Kingdom 10, West Germany 6, Japan 5. Canada 4, and France 3) accounted for 82 percent or 28 of the 34 total completed transactions identified in the electric and electronics industry.

As in 1982, more than half of the foreign direct investments took place in four states — 6 in Massachusetts, 5 each in Florida and California and 4 in New York.

Philips GIoeiIampenfabrieken NV was the most significant investor in the electric and electronics industry. After antitrust review by the Justice Department, North American Philips Corp., a New York-based affiliate of Philips NV of the Netherlands, acquired Westinghouse Electric C o r p s lightbulb business for $200 million. Westinghouse, headquartered in Pittsburgh. Pennsylvania, has 10 light bulb plants located throughout the U.S. and one in Mexico.The plants, which employ about 6.000 people, produce an assortment of lightbulbs for the consumer, industrial, and automotive markets. Philips, a holding company with interests in electronics and appliances, is controlled by the Philips Family.

FIGURE 9HUMBER OP INVESTMENTS IN ELECTRICAL AND ELECTRONICS INDUSTRY* 1979-03

HO

OF

CASE3

1980

YEARS

35


Banking (SIC 60) — During 1983, 36 completed banking transactions were identified, twenty-eight of which had reported values totalling $860.5 million. This number of transactions represented a slight decline from 39 in 1982. Value, however, declined by nearly 30 percent from 1982.

Most of the banking investments were made in New York, California, and Florida, accounting for over 90 percent of the total and maintaining their respective rankings from the previous year. The foreign banks' predominant choice as "home state" (a choice required by the International Banking Act of 1978) remained New York.

During 1983, investors from the United Kingdom (6), Hong Kong (5), and Venezuela (4) accounted for more than 40 percent of the completed banking transactions. In the previous year, Brazil,France, and Italy accounted for the major share of foreign banking investments here. Investors from the United Kingdom reestablished their importance as investors in the U.S. financial sector, and investors from Hong Kong increased their investments, reflecting concern over the future of the British Crown Colony. Banking investments from these countries suggest a desire to establish a firm financial presence in the United States under relatively non-restrictive regulatory legislation. For the last two years, the majority of banking investments were in agencies, branches. Edge Act companies, and Agreement Corporations. Foreign investors may purchase more U.S. banks if a lower dollar makes banking assets more attract ive.

FIGURE 10HUMBER OP INVESTMENTS IN FINANCIAL SECTORt 1979-83

H0

0F

CA8E3

36


During 1983, three major transactions were identified. The first was National Commercial Bank's (Saudi Arabia) establishment of a new branch in New York City, with U.S. assets of $461 million. The second was Mitsui Trust and Banking Co., Ltd.'s (Japan) establishment of a new agency in Los Angeles, with U.S. assets of $325 million. The last was Saudi International Bank's (Saudi Arabia) establishment of a new branch in New York City for $207 million. One significant foreign banking transaction not complete at yearend 1983 was Mitsubishi Bank, Ltd.'s (Japan) acquisition of 70 percent of Bank of California for $190 million. Bank of California is already 30 percent owned by Edmond de Rothschild of Fr an ce.

37


Real Property — During 1983, 161 commercial real estate investments which involved foreign investors in the purchase and development of U.S. re*al property were identified. Of these, 122 transactions had known values totalling $2.6 billion. Seven of the 122 had values in excess of $100 million. (Purchases of agricultural land and of individual residential units are not included in this report).

Over the last five years, foreign real estate transactions climbed rapidly to a high of 464 transactions with $7.4 billion in identified value in 1981, and then dropped off equally rapidly to 161 transactions and only $2.6 billion identified value in 1983.

Many reasons can be advanced to explain the rapid rise and fall, and there are in fact different reasons for the successful completion of each transaction. The reasons given below do not cover the entire universe, and readers will be aware of others.

The rise was undoubtedly aided partly by an undervalued dollar from 1978 through most of 1980. Prosperity abroad, the perceived political and economic stability of the United States, the relatively inexpensive nature of U.S. commercial real estate and the availability of a large number of newly-built prime properties contributed further. Additional factors included liberalized capital flow requirements, banking practices of some countries that permitted extensive borrowing for real estate purchases and development, the influx of flight capital, and modest prevailing interest rates.

Much of the decline of foreign investment after 1981 stemmed from a reversal of these same forces. The broad recession and attendant very high interest rates were prime contributors, together with a decline in the availability of prime properties (because of fierce competition) and shelving of building plans (because of the high cost of borrowing for construction).

FIGURE 11

HO

0FCA3ES

(WNBER OF INVESTMENTS IN REAL PROPERTY SECTOR*1979-1983 38A I 111

YEARS


PENDING TRANSACTIONS

While 751 completed transactions were identified during 1983, another 256 cases were pending at the end of the year. Estimated values were available for 112 of these pending transctions, with an aggregate total of $9.3 billion.

Of this total, nearly 43 percent was accounted for by three large potential transactions: Australia's Brokers Hill Proprietary Co. Ltd. is reportedly interested in acquiring certain operations of Utah International, Inc. for $2.4 billion; Southern Pacific Petroleum NL, also Australian, is considering construction of a new oil shale mine and processing plant at a cost of $1.0 billion; and Oxford Properties of Canada is planning construction of multi-use development, Citicorp Plaza, California, for $600 million.

A further 37 percent, $3.5 billion, was accounted for by 20 transactions ranging in value from $50 to 500 million. The remaining 20 percent, $1.8 billion, was spread among 233 smaller transact ions.

All pending transactions are identified in the listings contained in the Appendices, and are displayed by Source Country in Table VII wh i ch foilows.

FIGURE 12NUMBER Of TRANSACTIONS PENDING. 1983


REPORT PERIOD : 01/83 - 12/83 TABLE VII SOURCE COUNTRIES - PENDING CASES - 1983G R O U P = P R I N C I P A L S O U R CE C O U N T R I E S

C O U N T R Y

C A N A D AF R A N C EG E R M A N Y , F E D E R A L R E P J A P A NN E T H E R L A N D S S W I T Z E R L A N D U N I T E D K I N G D O M

N U M B E R OF C A S E S

4 3 9

2 3 68 2 5 1 1 2 9

N UM B E R C A S E S / V A L U E KNOWN

1 73 6

201 8

4 1 7


1 9 6 0 . 5 3 2 . 8 6 1 . 9

1 4 6 2 . 6 6 7 6 . 1

7 6 . 65 1 5 . 6

G R O U P 2 0 8 8 5 4 7 8 6 . 1

G R O U P = O T H E R E U R O P E

o

C O U N T R Y NU MB E R N U MB E R C A S E S / V A L U EOF C A S E S V A L U E KNOWN ( $ M I L L I O N )

A U S T R I A 1 0B E L G I U M 2 1 1 6 . 0F I N L A N D 3 0G R E E C E 1 0I R E L A N D 1 1 8 0 . 0I T A L Y 5 1 1 0 . 0S WED E N 6 3 1 1 2 . 7

G R OU P 1 9 6 2 1 8 . 7

G R O U P = O P E C C O U N T R I E S

C O U N T R Y N U M B E R OF C A S E S



K U W A I TS A U D I A R A B I A V E N E Z U E L A

G R O U P

2 0 . 51 6 5 . 3

1 8 5 . 8

G R O U P = O T H E R A S I A A N D P A C I F I C

C O U N T R Y

A U S T R A L I AH ON G KONGK O R E A , R E P U B L I C OFNEW Z E A L A N DS I N G A P O R E

N UMB E R OF C A S E S

61411

N UM B E R C A S E S / V A L U E KNOWN

40211


3 5 0 3 . 0

2 3 . 0 3 . 0

12.0

GROUP 13 8 3541.0


T A B L E VII S O U R C E C O U N T R I E S - P E N D I N G CA SE S - 1983REPORT PERIOD : 01/83 - 12/83

G R 0 U R = 0 T H E R W E S T E R N H E M I S P H E R E

C O U N T R Y N UM B E R N U M B E R C A S E S / V A L U EOF C A S E S V A L U E KNOWN ( $ M I L L I O N )

A R G E N T I N A 1 1 2 0 0 . 0B E R M U D A 1 1 3 4 . 0N E T H E R L A N D S A N T I L L E S 4 3 6 8 . 1

G R O U P 6 5 3 0 2 . 1

------------------------------------------------------ G R O U P = A L L O T H E R C O U N T R I E S -----------------------------------------

C O U N T R Y N U M B E R N U MB E R C A S E S / V A L U EOF C A S E S V A L U E KNOWN ( $ M I L L I O N )

L I B E R I A 1 1 2 0 6 . 0S O U T H A F R I C A 1 1 4 0 . 0U N S P E C I F I E D 2 1 8 . 0

GR O U P 4 3 2 5 4 . 0

2 5 6 1 1 2 9 2 8 7 . 7


APPENDIX A.

LISTING OF INVESTMENT TRANSACTIONS

by

STANDARD INDUSTRIAL CLASSIFICATION (SIC)

42


S.I.C. Lookup TableSIC Description

Agriculture01 Agricultural Production - Crops02 Agricultural Production - Livestock07 Agricultural Services08 Forestry09 Fishing, Hunting § Trapping

Mining10 Metal Mining11 Anthracite Mining12 Bituminous Coal § Lignite Mining13 Oil § Gas Extraction14 Non-Metallic Minerals, exc Fuel

Construction15 General Building Contractors16 Heavy Construction Contractors17 Special Trade Contractors

Manufacturing20 Food § Kindred Products21 Tobacco Manufactures22 Textile Mill Products23 Apparel § Other Textile Products24 Lumber § Wood Products25 Furniture § Fixtures26 Paper § Allied Products27 Printing § Publishing28 Chemicals § Allied Products29 Petroleum § Coal Products30 Rubber § Misc. Plastics Products31 Leather § Leather Products32 Stone, Clay § Glass Products33 Primary Metal Industries34 Fabricated Metal Products35 Machinery exc. Electrical36 Electric § Electronic Equipment37 Transportation Equipment38 Instruments § Related Products39 Misc. Manufactures


S.I.C Lookup Table ContinuedTransportation § Public Utilities

40 Railroad Transportation41 Local § Interurban Passenger Transit42 Trucking § Warehouse43 U.S. Postal Service44 Water Transportation45 Transportation by Air46 Pipe Lines, exc. Natural Gas47 Transportation Services48 Communication49 Electric, Gas § Sanitary Services

Wholesale Trade50 Wholesale Trade - Durable Goods51 Wholesale Trade - Nondurable Goods

Retail Trade52 Building Materials § Garden Supplies53 General Merchandise Stores54 Food Stores55 Automotive Dealers § Service Stations56 Apparel § Accessory Stores57 Furniture § Home Furnishings Stores58 Eating § Drinking Places59 Miscellaneous Retail

Finance, Insurance § Real Estate60 Banking61 Credit Agencies Other Than Banks62 Security, Commodity Brokers63 Insurance Carriers64 Insurance Agents, Brokers65 Real Estate66 Combined Real Estate/Insurance67 Holding § Other Investment Offices

Services70 Hotels § Other Lodging72 Personal Services73 Business Services75 Auto Repair Services, etc.76 Misc. Repair Services78 Motion Pictures79 Amusement § Recreation Services80 Health Services81 Legal Services82 Educational Services83 Social Services84 Museums, Botonical Gardens, etc.86 Membership Organizations88 Private Households89 Miscellaneous Services

Puiblic Administration91-97 Administration

Non-Classifiable Establishments99 ^on-Classifiable Establishments"


Nationality Lookup Table

AR ArgentinaAS AustraliaAU AustriaBA BahrainBO BermudaBE BelgiumBR BrazilCA CanadaCl ChileCJ Cayman IslandsCO ColumbiaDA DenmarkIR IrelandEG EgyptFI FinlandFR FranceGE Germany, Fed. Rep.GI GibraltarGJ GrenadaGV GuineaHK Hong KongIN IndiaIR IranIS IsraelIT ItalyJA JapanKS KoreaKU KuwaitLS LiechtensteinLY LibyaMX MexicoNA Netherlands AntillesNL NetherlandsNO NorwayPM PanamaSA Saudi ArabiaSN SingaporeSO South AfricaSP SpainSW SwedenSY SyriaSZ SwitzerlandTC United Arab EmiratesTD Trinidad and TobagoTH ThailandTW China, TaiwanUK United KingdomVE VenezuelaVI Virgin Islands, British


List of Investment Type

AM - Acquisition/Merger JV - Joint Venture RE - Real Estate NP - New plant PE - Plant Expansion OT - OtherEl - Equity Increase

46


SICSUMMARY REPORT

FOREIGN DIRECT INVESTMENT IN THE UNITED STATES1983

SIC US FIRM NAME LOCATION FOREIGN INVESTOR NAT TYPE VALUE STATUS

0161 KAIYOBOKUJO CORP. PA KAIYOBOKUJO CORP. JA NP PENDING0253 SUN VALLEY POULTRY GREENBRIER CO WV SUN VALLEY POULTRY UK NP 9 PENDING0783 GARDENS FLAUDERDALE FL PINES, RICARDO VE AM COMPLETE1021 CHINO MINES CO. HURLEY NM UNITED KINGDOM,GOVERNMENT OF UK PE 68.6 COMPLETE102.1 CITIES SERVICE CO’S COPPER OPERATIONS MIAMI AZ OPPENHEIMER, HARRY F. SO AM 18.9 COMPLETE1041 ALHAMBRA MINES INC. RENO NV MOPPERT, HANS EET AL SZ AM . COMPLETE104 1 GOLD LEASES JUNEAU AK KHASHOGGI ^AMILY SA AM COMPLETE1041 GOLD MINE EXPANSION WENATCHEE WA ASAMERA INC. ET AL CA OT 30.0 PENDING1041 MONTANA TUNNELS MINING PROJECT HELENA MT CENTENNIAL MINERALS LTD. CA JV 22.0 COMPLETE1041 PLACER-AMEX INC. WHITEHALL MT NORANDA MINES LTD. CA NP 80.0 COMPLETE1044 GULF RESOURCES & CHEMICAL CORP. HOUSTON TX CLORE, ALAN UK El 0.8 COMPLETE1044 SILVER LEACHING MINE NV LODESTAR ENERGY INC. CA AM . PENDING1044 VETA GRANDE MINE & MILL PROPERTY GARDNERVILLE NV UNIDENTIFIED KUWAITI, INVESTORS ET AL KU AM 9.5 PENDING1061 CALIFORNIA NICKEL CORP. CRESCENT CITY CA NI-CAL DEVELOPMENTS LTD. CA NP 300.0 PENDING1061 OCEAN MINERALS CO. MOUNTAIN VIEW CA '"ROYAL DUTCH SHELL GROUP ET AL NL JV # PENDING1211 AMAX’S COAL RESERVES & MINING JV WV PETROFINA SA BE AM 16.0 PENDING1211 ASHLAND COAL CO’S COAL MINE WV SVENSKA KOLKONSORTIUM SW AM 45.0 PENDING1211 BEASLEY ENERGY INC. COLUMBUS OH CAMPBELL RESOURCES INC. CA AM PENDING1211 PBS COAL INC. PA BURNETT & HALLAMSHIRE HOLDINGS PLC UK AM 10.0 COMPLETE1211 SOUTHERN APPALACHIAN COAL CO. CHARLESTON WV WEST GERMANY, GOVT. OF ET AL GE AM , PENDING121 1 US STEEL CO’S COAL MINES (2) & PLANT PA BRONFMAN FAMILY CA AM . PENDING121 1 UTAH INT’L INC.’S BUSINESSES NM BROKEN HILL PROPRIETARY CO. LTD, AS AM 2400.0 P E N D I N G131 1 AMCANA OIL CORP. TULSA OK IMPERIAL CONTINENTAL GAS ASSOCIATION uk: AM 5. 1 COMPLETE1311 AMERADA PETROLEUM CORP.’S PROPERTIES UNITED KINGDOM,GOVT OF UK AM . COMPLETE1311 AMINOIL USA - SHELL JOINT VENTURE OK ROYAL DUTCH SHELL GROUP NL JV COMPLETE131 1 BEAUFORT SEA OIL LEASES (2) AK BRONFMAN FAMILY CA AM 0.2 COMPLETE1311 BEAUFORT SEA OIL/GAS LEASES (4) AK UNITED KINGDOM,GOVT. OF UK AM 1.0 COMPLETE1311 BRANTLEY - JACKSON FIELD TX THOMSON FAMILY CA AM 6.5 COMPLETE1311 CITIES OFFSHORE PRODUCTION CO. LOS ANGELES CA CANADIAN OCCIDENTAL PETROLEUM LTD. CA AM 66.4 COMPLETE1311 GLOBAL NATURAL RESOURCES CORP. HOUSTON TX GLOBAL NATURAL RESOURCES PROPERTIES PLC UK OT COMPLETE


131131131131131131131131131131131131131131131131131131131131131131131131131131131131131131131131131131131131131131131131131131131131131131131131131131131131131

SICSUMMARY REPORT


US FIRM NAME LOCATION FOREIGN INVESTOR NAT TYPE

GULF OF MEXICO OIL LEASES (34)GULF OF MEXICO OIL LEASES (47)GULF OF MEXICO OIL LEASES (60)HAMILTON BROS. PETROLEUM CORP.HAMILTON OIL CORP.HART EXPLORATION & PRODUCTION CO.J.D. ALLEN INDUSTRIES INC.MID-ATLANTIC OIL LEASES (1)MID-ATLANTIC OIL LEASES (11)MID-ATLANTIC OIL LEASES (2)MUKLUK WELLNAT. PET. RESERVE OIL/GAS LEASE* TRACT 1 BARROW NAT. PET. RESERVE OIL/GAS LEASE, TRACT 6 BARROW NAT. PETROLEUM RESERVE OIL/GAS LEASES BARROW NAT’ L PETROLEUMN OIL/GAS LEASES BARRONNEW OIL WELLS (3-5)OIL DRILLING PROJECT OIL LEASES OIL LEASESOIL SHALE MINE & PROCESSING PLANT OIL WELLOIL WELL GALVESTON ClOIL WELL EXPANSION TULARE LAKEOIL/GAS LEASE OIL/GAS LEASE OIL/GAS LEASES OIL/GAS LEASES OIL/GAS LEASES OIL/GAS LEASES (26)OVERTHRUST RESOURCES LTD.: DENVERPHILLIPS PETROLEUM*S OIL SHALE LEASES RAN ENERGY INC HOUSTONSHALE GAS WELL DRILLING VENTURESHELL CALIFORNIA PRODUCTION INC. HUNTINGTONSHELL OIL CO’S WELL SHELL OIL’S FOR PROJECT DENVER CITYSHELL WESTERN EXPLORATION, PROD. INC. HOUSTON SHELL’S ISLAND PROSPECT WELL SOHIO PETROLEUM - WEYERHAUSER JVSOHIO’S NEWI OIL WELLST. GEORGE BASIN OIL LEASE (1)ST. GEORGE BASIN OIL LEASE(1)ST. GEORGE BASIN OIL LEASESST. GEORGE BASIN OIL LEASES (2)ST. GEORGE BASIN OIL LEASES (2)ST. GEORGE BASIN OIL LEASES (3)ST. GEORGE BASIN OIL LEASES (4)ST. GEORGE BASIN OIL LEASES (4)ST. GEORGE BASIN OIL LEASES (5)ST. GEORGE BASIN OIL LEASESd)TERTIARY OIL RECOVERY PROJECTTETON ENERGY CO’S OIL PROPERTIESTRINITY RESOURCES INC. HOUSTON

LA BRONFMAN FAMILY CA AMLA UNITED KINGDOM,GOV’T. OF UK AMLA ROYAL DUTCH SHELL GROUP NL AMCO AB VOLVO sw ElCO HAMILTON OIL GREAT BRITAIN PLC UK JVCO HAMBROS PLC UK ElOK CLARION FINANZ sz AMNJ ROYAL DUTCH SHELL GROUP NL AMNJ ROYAL DUTCH SHELL GROUP NL AMNJ UNITED KINGDOM,GOVT. OF UK AMAK UNITED KINGDOM,GOVT. OF UK OTAK ROYAL DUTCH SHELL GROUP NL AMAK ROYAL DUTCH SHELL GROUP NL AMAK ROYAL DUTCH SHELL GROUP NL AMAK ROYAL DUTCH SHELL GROUP NL AMNJ ROYAL DUTCH SHELL GROUP NL OTMS INTER-OCEANIC OIL & GAS CORP. ET AL CA OTAK FRANCE, GOVT. OF FR AMAK UNITED KINGDOM,GOVT. OF UK JVKY SOUTHERN PACIFIC PETROLEUM NL AS NPNJ ROYAL DUTCH SHELL GROUP NL OTTX CLORE, ALAN UK OTCA NGVA, AN ALBERTA CORP, CA OTNC ROYAL DUTCH SHELL GROUP NL AMLA KUWAIT, GOVT. OF KU AMLA UNITED KINGDOM,GOVT. OF UK AMLA ROYAL DUTCH SHELL GROUP NL AMAK ROYAL DUTCH SHELL GROUP NL AMLA ROYAL DUTCH SHELL GROUP NL AMCO UNIDENTIFIED CANADIAN INVESTORS ET AL CA AMKY SOUTHERN PACIFIC PETROLEUM N.L. AS AMTX FIRST HOUSTON OIL & MINERALS LTD. CA ElWV DET NORSKE OLJESELSKAP A.S . NO JVCA ROYAL DUTCH SHELL GROUP NL OTNJ ROYAL DUTCH SHELL GROUP NL OTTX ROYAL DUTCH SHELL GROUP NL PETX ROYAL DUTCH SHELL GROUP NL OTAK ROYAL DUTCH SHELL GROUP NL OTOK UNITED KINGDOM,GOVT. OF UK JVTX UNITED KINGDOM,GOVT. OF UK OTAK ROYAL DUTCH SHELL GROUP NL AMAK ROYAL DUTCH SHELL GROUP NL AMAK ROYAL DUTCH SHELL GROUP NL AMAK UNITED KINGDOM,GOVT OF UK AMAK ROYAL DUTCH SHELL GROUP NL AMAK UNITED INGDOM, GOVT. OF UK AMAK UNITED KINGDOM,GOVT. OF UK AMAK ROYAL DUTCH SHELL GROUP NL AMAK ROYAL DUTCH SHELL GROUP NL AMAK ROYAL DUTCH SHELL GROUP NL AMAK UNITED KINGDOM,GOVERNMENT iOF UK JVCO UK TEMPERANCE & GENL PROVIDENT INSTITUT. UK AMTX UNIDENTIFIED INVESTORS UN AM

DENVER DENVER ENGLEWOOD OKLAHOMA CITY


SICSUMMARY REPORT



1311 TRITON ENERGY CORP. DALLAS TX CRUSADER OIL NL ET AL AS AM 24.6 COMPLETE1311 WASSON FIELD PROJECT DENVER CO ROYAL DUTCH SHELL GROUP NL PE 411.0 PENDING1321 NGL-CONOCO NAT. GAS PROD. PLANT MUSTANG OK BRONFMAN FAMILY CA JV 1.4 COMPLETE1381 AMERICAN WELL SERVICING CORP. DALLAS TX CALAND HOLDINGS BV ET AL NO AM 4.9 COMPLETE1381 HUGHES TOOL-DRILLING MUD JV OKLA CITY OK FLICK, FRIEDRICH KARL GE JV PENDING1381 TOWNER PETROLEUM CO. LORRAIN OH ZILKA, SELIM K ET AL UK AM 25.5 COMPLETE1381 TRANSCONTINENTAL ENERGY CORP. SHREVEPORT LA UNICORP CANADA CORP. CA AM COMPLETE1382 AMERICAN FRONTIER EXPLORATION INC. DENVER CO GOLDBERG, ABRAHAM ET AL AS AM COMPLETE1382 ENERGY MINERALS DENVER CO WEEKS PETROLEUM LTD. BD El 34.0 PENDING1382 ENERGY MINERALS CORP. DENVER CO WEEKS PETROLEUM LTD. BD AM 7. 1 COMPLETE1382 EXCEL ENERGY CORP. DENVER CO VITOL TRADING TRUST NV NA El 4.4 COMPLETE1382 UNIVERSAL FUELS CO. DENVER CO H.P. BRAUNER LTD. ET AL UK AM COMPLETE1389 ARGOSY OFFSHORE LTD. LAFAYETTE LA WILHELM WILHELMSEN NO JV COMPLETE1423 GENSTAR STONE PRODUCTS CO. FREDERICK MD GENSTAR LTD. CA PE 13.0 COMPLETE1474 PQ CORP'S SODIUM LEASES WY FRANCE, GOVERNMENT OF FR AM PENDING1475 WATSON PHOSPHATE MINE FT MEADE FL ZEN-NOH JA AM COMPLETE1531 MCINERNEY PACE INC. HOUSTON TX MC INERNEY PROPERTIES LTD. El JV COMPLETE1542 SCHAL ASSOCIATES CHICAGO IL TARMAC PLC UK OT # COMPLETE1622 HAZAMA-GUMI LOS ANGELES CA HAZAMA-GUMI LTD. JA OT COMPLETE1629 GREEN CONSTRUCTION CO~ ~DES MOINES IA LEIGHTON HOLDINGS LTD. AS AM 9.5 COMPLETE1711 AMERICAN HOME SHIELD CORP. DUBLIN CA FENWICK INC. N.V. NA El 0.1 COMPLETE2013 GOL-PAK CORP. ONEIDA NY BAT INDUSTRIES PLC UK AM COMPLETE2022 BIO-ISOLATES INC. WYOMING COUN PA BIO-ISOLATES LTD. AS NP PENDING2026 CROWLEY FOODS INC. BINGHAMTON NY KONINKLIJKE WESSANEN NV NL AM 16.4 COMPLETE2031 HARDEE’S FOOD COOKESVILL E TN BAT INDUSTRIES PLC UK NP 13.0 COMPLETE2033 DORIC FOODS CORP. MT. DORA FL CHARTERHOUSE GROUP PLC (THE) UK AM COMPLETE2037 STOUFFER FOODS CORP. SPRINGVILLE UT NESTLE SA sz NP 3.6 PENDING2052 MOTHER’S CAKE & COOKIE CO. OAKLAND CA GROUPE GENERALE BISCUIT SA FR AM COMPLETE2065 BEATRICE FOODS CANDY OPERATIONS CHICAGO IL HUHTAMAEKI OY FI AM COMPLETE2065 GENERAL MILLS DONRUSS CO. MEMPHIS TN HUHTAMAEKI OY FI AM COMPLETE2065 LEAF CONFECTIONERY INC. CHICAGO IL HUHTAMAEKI OY FI AM COMPLETE2084 COCA-COLA’S WINE SPECTRUM ATLANTA GA BRONFMAN FAMILY CA AM 200.0 COMPLETE2084 WINE CONSORTIUM TRUTH OR CONS NM UNIDENTIFIED EUROPEAN INVESTORS SZ NP 6.0 COMPLETE2086 COKE & SEAGRAMS JV NEW YORK NY BRONFMAN FAMILY CA JV COMPLETE2087 INTL FLAVORS * FRAGRANCES INC. PLANT TETERBORO NJ TAKASAGO PERFUMERY CO. LTD. JA AM 3.0 COMPLETE2091 KIBUN CO. SEATTLE WA KIBUN CO. LTD. JA NP 7.0 PENDING2091 YUASA FUNASHOKYU SEATTLE WA YUASA FUNASHOKU CO. LTD JA NP PENDING2099 FUJI FOODS GREENSBORO NC SEIBU GROUP (THE) JA NP 2.0 COMPLETE2099 GENERAL MILLS’ TOM’S FOODS DIV. COLUMBUS GA JOSEPH ROWNTREETRUSTS UK AM 215.0 COMPLETE2099 MERIT GROUP’S (THE) VINEGAR DIV. LOS ANGELES CA NAKANO VINEGAR CO. JA AM 0.4 COMPLETE2231 APPLETON MILLS APPLETON WI VOITH GMBH JM GE AM COMPLETE2288 AMERICAN ENKA CO. CENTRAL SC AKZO N.V. NL PE PENDING2292 FAB INDUSTRIES INC. NEW YORK NY ETERNITY LTD. BF AM . COMPLETE2321 YAMATO ENTERPRISES INC. NEW YORK NY YAMATO INTL. INC. JA OT COMPLETE2339 GEIGER OF AUSTRIA INC. MIDDLEBURY VT GEIGER AU PE PENDING2399 SCHMID FLAGS INC. RICHMOND VA FAHNEN-SCHMID GE OT 0.2 COMPLETE2439 BERG INDUSTRIES MORRISTOWN TN BERG INDUSTRIES GE NP COMPLETE2499 HYUNDAI WOOD INDUSTRIAL CO. DALLAS TX HYUNDAI GROUP KS NP , PENDING2499 NEW MEXICO WOOD PRODUCTS VELARDE NM UNIDENTIFIED INVESTORS JA JV . COMPLETE2542 LYON METAL PRODUCTS INC AURORA IL AMERICAN VALUES NV NA El 0.5 COMPLETE2599 TYSON METAL PRODUCTS INC. PITTSBURGH PA SFEC SA FR AM PENDING2621 CAROLINA FOREST INDUSTRIES BENNETSVILLE SC STORA KOPPERBERGS BERGSKAGS AB SW NP . PENDING2621 CROWN ZELLERBACH’S MILL & ASSETS PORT TOWNSFND WA G. HAINDL’SCHE PAPIERFABRIKEN KG GE AM . COMPLETE

49


SIC US FIRM NAME

2621 SCOTT PAPER CO.2621 SCOTT PAPER CO.2621 SCOTT PAPER CO.2641 INVENTING OF AMERICA INC.2647 DAFOE & DAFOE INC.2647 SCOTT PAPER CO.2651 SMURFIT DIAMOND PKGING CORP 2653 ALTON PACKACKING CORP.2653 INT’L POP DISPLAY & PACKAGING CORP.2653 MACMILLAN BLOEDEL INC.2654 COMBIBLOC INC.2711 AMERICAN BANKER INC.27 11 CHICAGO SUN-TIMES 2711 HOUSTON POST, THE 2711 NIHON KEIZAI SHIMBUN AMERICA INC.27 11 NIHON KEIZAI SHIMBUN AMERICA INC.27 11 SUN NEWSPAPER2711 THE CHINA DAILY2721 FEDERAL PUBLICATIONS INC.2721 HP PUBLISHING CO. INC.2721 INTERAVIA (USA) INC.2721 MANAGEMENT TECHNOLOGY2721 MEREDITH/BURDA2721 PC WEEK2721 PURCHASING WORLD2721 WORLD OF SPORT2721 13-30 GROUP2731 REDGATE PUBLISHING CO. INC.2741 NAT’L STANDARDS ASSOCIATION INC,2751 GRALLA PUBLICATIONS INC.2752 EASYFIND INTERNATIONAL INC.2753 TICOR PRINT NETWORK 2813 AIRCO INC.2813 AIRCO INC.2813 AIRCO INC.2813 AIRCO INC.2813 AIRCO INC.2813 AIRCO INC.2813 AIRCO INDUSTRIAL GASES 2813 LIQUID AIR CORP.2816 SHELL CHEMICAL CO.2819 ALLIED COLLOIDS INC.2819 KATALISTIKS INTL INC.2819 NORTH AMERICA SILICA CO.2819 OCCIDENTAL CHEM. CO PLANT 2821 BADISCHE CORP.2821 HIMONT INC.2833 TAP2834 A .C. BIOTECHNICS INC.2834 CIBA GEIGY CORP.2834 CIBA-GEIGY CORP.2834 ERBRAMONT NV2834 GLAXO INC.

SICSUMMARY REPORT


LOCATION FOREIGN INVESTOR NAT TYPE VALUE STATUS

PHILADELPHIA PA BRONFMAN FAMILY(EDWARD & PETER) CA El 28.0 COMPLETEMOBILE AL BRONFMAN, EDWARD S PETER CA PE 69.9 COMPLETEMARINETTE WI BRONFMAN, PETER* EDWARD CA PE 0.8 COMPLETEASTON PA BONNIER FAMILY SW OT COMPLETESAN DIEGO CA DAFOE & DAFOE INC. CA NP . COMPLETEHATTIESBURG MS BRONFMAN, PETER& EDWARD CA NP 4.8 COMPLETELOCKLAND OH SMURFIT FAMILY El El . COMPLETEFRANKLIN KY SMURFIT FAMILY El NP 0.5 COMPLETEFAIRFIELD NJ SHROTER & BAKE GE JV . COMPLETEMAGNOLIA MS BRIT COL. RESOURCES INVESTMENT CORP CA PE 0.6 COMPLETECOLUMBUS OH ROECHLING INDUS. VERWALTUNG GMBH GE JV . PENDINGNE W YORK NY THOMSON FAMILY CA AM 58.0 PENDINGCHICAGO IL MURDOCH, K. RUPERT AS AM 90.0 PENDINGHOUSTON TX MACLEAN-HUNTER HOLDINGS LTD. CA AM 100.0 COMPLETENEW YORK NY NIHON KEIZAI SHIMBUN INC. JA OT . COMPLETESAN FRANCISCO CA NIHON KEIZAI SHIMBUN INC. JA NP COMPLETEDALLAS TX MACLEAN HUNTER HOLDINGS LTD. CA OT , PENDINGNEW YORK NY CHINA, GOVT. OF CH NP . COMPLETEWASHINGTON DC DICKINSON TRUSTLTD. UK AM . COMPLETENEW YORK NY MACLEAN HUNTER HOLDINGS LTD. CA AM . COMPLETEWASHINGTON DC INTERAVIA SA SZ OT . COMPLETENORWALK CT THOMSON FAMILY CA OT . PENDINGDES MOINES IA BURDA GMBH GE PE COMPLETENEW YORK NY MARKT UND TECHNIK VERLAG. MBH GE JV COMPLETEBARRINGTON IL THOMSON FAMILY CA AM . COMPLETEYARDLEY PA TALBOTT, JOHN NZ NP 3.0 PENDINGKNOXVILLE TN HARMSWORTH, VERE & FAMILY UK El . PENDINGVERO BEACH FL THOMSON FAMILY CA AM . COMPLETEBETHESDA MD VNU NV NL AM PENDINGNEW YORK NY UNITED NEWSPAPERS PLC UK AM 44^0 COMPLETEATLANTA GA EASYFIND INTERNATIONAL AS OT COMPLETELOS ANGELES CA CAMELLIA INVESTMENTS LTD. UK AM 18.0 COMPLETEAIKEN SC BOC INT’L PLC UK NP 15.0 COMPLETESACRAMENTO CA BOC INT’L PLC UK PE 12.0 COMPLETECLAYMONT DE BOC INT’L PLC UK PE 3.0 COMPLETESANTA FE SPRI CA BOC INT’L PLC UK PE 6.0 COMPLETECITY OF INDUS CA BOC INT’L PLC UK PE 15.0 COMPLETEDAGGETT CA BOC INT’L PLC UK PE 40.0 COMPLETESOUTHBEND IN BOC GROUP PLC UK NP 8.0 COMPLETESAN FRANSISCO CA L’AIR LIQUIDE SA FR El 70.0 COMPLETEGEISMAR LA ROYAL DUTCH SHELL GROUP NL PE . COMPLETESUFFOLK VA ALLIED COLLOIDS GROUP PLC UK NP 8.0 COMPLETESAVANNAH GA ENGLISH CHINA CLAY PLC UK NP 17.0 COMPLETE

DEGUSSA AG GE JV COMPLETECOLUMBUS MS KEM NOBLE AB SW AM . COMPLETEFREEPORT TX BASF AG GE NP . COMPLETEWILMINGTON DE MONTEDISON S.P.A. IT JV COMPLETECHICAGO IL TAKEDA CHEMICALS IND. JA NP , COMPLETEWOODBURY NY ALFA-LAVAL SW NP COMPLETEDURHAM NC CIBA GEIGY LTD. SZ NP 7.0 COMPLETEMCINTOSH AL CIBA-GEIGY LTD. SZ PE 20.0 COMPLETEWILMINGTON DE MONTEDISON SPA IT NP COMPLETEDURHAM NC GLAXO HOLDINGS PLC UK NP 40.0 COMPLETE


SICSUMMARY REPORT



2834 HELVOET PHARMA INC. BURLINGTON NJ HELVOET PHARMA BE NP 0.3 COMPLETE2834 ICI AMERICA (STUART PHARM DIV) NEWARK DE ICI LTD. UK PE COMPLETE2834 OTSUKA PHARMACEUTICAL CO. ROCKVILLE MD OTSUKA PHARMACEUTICAL CO. LTD. JA NP 7!o COMPLETE2834 SYNCOR INTL. CORP. SYLMAR CA FRANCE, GOVT. OF FR AM 24.2 COMPLETE2834 ZOECON CORP. PALO ALTO CA SANDOZ LTD. SZ AM COMPLETE2842 OXFORD CHEMICALS GROUP CHICAGO IL MOLSON COS. LTD. CA AM COMPLETE2844 CHARLES BLAIR INT*L INC. NEW YORK NY ULTRA GLOW COSMETICS INC. CA AM COMPLETE2844 DIANE VON FURSTENBERG COSMETICS & FRAGRA NEW YORK NY BEECHAM GROUP PLC UK AM COMPLETE2861 MATHESON GAS PRODUCTS UNIT SECAUCUS NJ NIPPON SANSO KK JA AM COMPLETE2865 AMERICAN PETROFINA INC. CARVILLE LA PETROFINA SA BE PE 25! 0 COMPLETE2865 DAP INC. TIPP CITY OH BEECHAM GROUP PLC UK AM 70.0 COMPLETE2865 DUPONT PIGMENTS DIV NEWPORT DE CIBA GEIGY LTD. SZ AM COMPLETE2865 HYDRO-SHUR COATINGS HOUSTON TX FRANCE, GOVT. OF FR NP COMPLETE2865 SODYECO INC. CHARLOTTE NC SANDOZ LTD. SZ AM COMPLETE2869 BASF WYANDOTTE CORP. GEISMAR LA BASF AG GE PE COMPLETE2869 E.I. DUPONT DE NEMOURS MEMPHIS TN BRONFMAN FAMILY CA NP COMPLETE2869 HYSOL GRAFIL WINDSOR LOCKS CT COURTAULDS PLC UK JV 12!5 COMPLETE2869 KANEKA TEXAS CORP. PASADENA TX KANEGAFUCHI CHEMICAL IND. JA NP 20.0 COMPLETE2869 M&T CHEMICALS INC. MOBILE AL FRANCE, GOVT. OF FR NP 10.0 COMPLETE2873 SDS BIOTECH CORP. PAINESVILLE OH SHOWA DENKO KK JA JV 35.0 COMPLETE2875 AFMR CHRISFIELD MD COMPOST TECH JA NP COMPLETE2879 NIPPON SODA CO. HOUSTON TX NIPPON SODA CO. LTD. JA NP PENDING2891 CHOMERICS INC. WOBURN MA SHAW INDUSTRIES LTD. CA AM 0! 4 COMPLETE2899 BIOKYOWA INC. ST. LOUIS MO KYOWA HAKKO KOGYO JA NP 50.0 COMPLETE2899 CHROMALLOY WATER TREATMENT DIV. LOS ANGELES CA PORTALS HOLDING PLC UK AM 4.0 COMPLETE2899 METCO AMERICA INC. AXIS AL FRANCE, GOVT. OF FR NP 20.0 COMPLETE2899 RHONE-POULENC INC. COLUMBIA SC RHONE-POULENC FR NP COMPLETE2899 S.H. MACK AND CO. INC. ST. CHARLES IL FLICK, FRIEDRICH K GE AM COMPLETE2899 ZIMMITE CORP. CLEVELAND OH PORTALS HOLDINGS PLC UK AM COMPLETE2911 AMERICAN PETROFINA INC. DALLAS TX PETROFINA SA BE NP COMPLETE2911 BP OIL CO. MARCUS HOOK PA UNITED KINGDOM,GOVT. OF UK NP COMPLETE2911 CONOCO INC. LAKE CHARLES LA BRONFMAN FAMILY CA PE 0^6 COMPLETE2911 CONOCO INC. WESTLAKE LA BRONFMAN FAMILY CA NP 0.3 COMPLETE2911 EDGINGTON OIL CO. LONG BEACH CA KHASHOGGI FAMILY SA AM COMPLETE2911 GHR ENERGY COfS OIL REFINERY GOOD HOPE LA VENEZUELA, GOVT. OF VE AM PENDING2911 MACMILLAN RING-RFFREE OIL CO. INC. NEW YORK NY HENDRICKX, HUBERT BE El r.8 COMPLETE2911 SHELL OIL CO. HOLLY BEACH LA ROYAL DUTCH SHELL GROUP NL NP 7.0 COMPLETE2911 SHELL OIL CO. CARSON CA ROYAL DUTCH SHELL GROUP NL PE 555.2 COMPLETE2911 SHELL OIL CO. CORTEZ CO ROYAL DUTCH SHELL GROUP NL NP COMPLETE2911 STANDARD OIL CO. (OHIO) LIMA OH UNITED KINGDOM,GOVT. OF UK NP COMPLETE2911 TOTAL PETROLEUM INC. ALMA MI FRANCE, GOVT OF FR NP COMPLETE2913 LIQUID AIR PRODUCTS KANAWHA CITY WV L * AIR LIQUIDE SA FR NP 915 COMPLETE2999 AIRCO INC. SEADRIFT TX BOC INTERNATIONAL LTD. UK NP 119.0 COMPLETE2999 SYNTHETIC FUELS PLANT PITTSBURG CA CANADA (ALBERTA), GOVT. OF CA JV 14.2 COMPLETE3011 FIRESTONE TIRE & RUBBER CO'S PLANT LAVERGNE TN BRIDGESTONE TIRE CO. LTD. JA AM 52.0 COMPLETE2221 UNITED MERCHANTS & MANUFACTURERS INC. NEW YORK NY RUSKIN, UZI NA AM COMPLETE3069 JUNGFER SEPARATORS INC. BALTIMORE MD AKKUMULATORENFABRICK AU NP 0! 3 COMPLETE3079 AMERICAN HOECHST CORP. CHESAPEAKE VA HOECHST AG GE NP 3.0 PENDING3079 DARENTH AMERICAS SALISBURY MD DARENTH PLC UK JV COMPLETE3079 EMSER INDUSTRIES INC. SUMTER SC EMS-CHEMIE HOLDING AG SZ PE PENDING3079 KLOECKNER-PENTAPLAST OF AMER. GORDONSVILLE VA INTL. INDUSTRIEELE BELEGING NL PE 151 0 COMPLETE3079 RICHDEL INC. CARSON CITY NV CHARTERHOUSE GROUP PLC UK AM COMPLETE3079 RIMFORM INDUSTRIES INC. HOLLAND MI 35 NL NP COMPLETE

51


SICSUMMARY REPORT


SIC US FIRM NAME LOCATION

3079 SCHURPACK INC. ST. JOSEPH MO3079 SUSQUEHANNA CORP DENVER CO3079 SUSQUEHANNA CORP. DENVER CO3079 TENSAR CORP. MORROW GA3143 BARRETT SHOE STORES MARLOW HGTS. MD3149 GROWHILL INC LOS ANGELES CA3171 DECEMBRE/MARIMEKKQ OY TUSCALOSSA AL3221 WINE CONSORTIUM CONSEQUENCES NM3229 CORNING GLASS WORKS PLANT DANVILLE KY3229 DURAND GLASS MFG. CO. MILLVILLE NJ3229 SCHOTT AMERICA YONKERS NY3229 TECHNOLOGY GLASS CORP. SUNNYVALE CA3231 NORTON CO'S SAFETY PRODUCTS DIV. WORCESTER MA3231 PHOTON POWER INC. EL PASO TX3241 LAFARGE CORP. DALLAS TX3241 LEHIGH PORTLAND CEMENT CO. ALLENTOWN PA3241 LONE STAR NORTHWEST PROCEEDS SEATTLE WA3241 LONE STAR'S CATSKILL CEMENT PLANT CATSKILL NY3241 MARTIN MARIETTA'S CEMENT PLANTS TULSA OK3241 QUAZITE CORP HOUSTON TX3251 BLUE CIRCLE ARIZONA PHOENIX AZ3251 CENTURY REDI-MIX TEMPE AZ3251 REDI-MIX GLENDALE AZ3253 CISA AMERICA CORP. MACON GA3264 DIAMONITE PRODUCTS MFG INC SHREVE OH3264 INTERPACE CORP. PARSIPPANY NJ3272 PRECON INC CONYERS GA3296 CERTAIN-TEED CORP. VALLEY FORGE PA3312 CHAPPARAL STEEL CO. INC MIDLOTHIAN TX3312 COVENTRY LAKE CORP. LAKE WALES FL3312 FAIRLESS STEEL PLANT PHILADELPHIA PA3312 KAISER STEEL CORP'S PROPERTIES FONTANA CA3312 LACLEDE STEEL CO. ST. LOUIS MO3312 TAMCO CA3321 OLYMPIC FOUNDRY CO'S ASSETS SEATTLE WA3341 REFINEMET'S NON-PRECIOUS METALS BUSINESS WOONSOCKET RI3355 ALCAN ALUMINUM CORP. SEDALIA MO3355 COPPERWELD CORP. OSWEGO NY3357 CHESTER CABLE CORP. CHESTER NY3357 HILEX CORP. BATTLE CREEK MI3361 HUNTER DOUGLAS METAALS INC. MAYWOOD NJ3412 INLAND STEEL CONTAINER CO. ALSIP IL3423 SANDVIK STEEL INC. CLARK'S SMT PA3429 DOVRE INC. AURORA IL3433 ENERRON CORP. CHICAGO IL3433 SUNMASTER CORP. CORNING NY3442 HEROAL KANSAS CITY MO3442 KOMCRAFT INC. SADDLEBROOK NJ3442 MICHIGAN GENERAL CORP. DALLAS TX3443 AMER. PRESCISION INDUSTRIES INC.-DELTA J BUFFALO NY3443 GOTAVERKEN ENERGY SYSTEMS INC CHARLOTTE NC3443 UNION METAL MFG. CO'S DIVISION CANTON. OH3494 BTR VALVE GROUP BEDFORD NH

1983

FOREIGN INVESTOR NAT TYPE VALUE STATUS

BRDR SCHUR INTL A/S DA NP 3.0 COMPLETENEFIBOUV BV NL AM . COMPLETENEFIBOUW B.V. NL AM . COMPLETENETLON LTD. ET AL UK NP 25.0 COMPLETEBATA LTD. CA OT 5.0 COMPLETENARA SPORTS CO LTD. JA NP . PENDINGDECEMBRE/MARIMEKKQ OY FI NP PENDINGUNIDENTIFIED EUROPEAN GROUP SZ NP PENDINGNV PHILIPS GLQEILAMPENFABRIKEN NL AM PENDINGDURAND & CIE FR PE 2.0 COMPLETECARL-ZEISS-STUFFING GE PE 3.0 COMPLETEDEMETRON GMBH GE AM COMPLETESIEBE GORMAN HOLDINGS PLC UK AM 50.0 COMPLETEFRANCE, GOVT. OF FR El . COMPLETELAFARGE COPPEE SA FR NP . COMPLETEHEIDELBERGER ZEMENT AG GE PE . COMPLETEADELAIDE BRIGHTON CEMENT HOLDING AS JV 13.0 PENDINGHOLDERBANK FINANCIERE GLARUS SZ AM 30.0 PENDINGBLUE CIRCLE IND/CEMENT HOLDING UK AM 170.0 COMPLETEROYAL DUTCH SHELL GROUP NL JV . COMPLETEBLUE CIRCLE INDUSTRIES PLC UK OT . COMPLETEBLUE CIRCLE INDUSTRIES PLC UK AM COMPLETEBLUE CIRCLE INDUSTRIES PLC UK AM . COMPLETEGRUPPO ARISTON IT NP 10.0 PENDINGFLICK, FRIEDRICH K. GE AM COMPLETEBRONFMAN, EDGAR CA AM 23.4 COMPLETEINCENTIVE AB SW NP 6.0 COMPLETEFRANCE, GOVT. OF FR El 40.7 COMPLETECO-STEE~L INTERNATIONAL LTD. CA PE 100.0 COMPLETEDUNLOP LTD. UK NP 10.0 COMPLETEUNITED KINGDOM,GOVT. OF UK AM 100.0 PENDINGCRA LTD. AS AM PENDINGIVANIER FAMILY CA El 10. 1 COMPLETETOKYO STEEL MFG CO. ET AL JA PE 7.0 COMPLETEDOBNEY FOUNDREY LTD. CA AM PENDINGBOLIDEN AB SW AM 8.0 COMPLETEALCAN ALUMINIUM LTD. CA PE 4.0 COMPLETEFRANCE, GOVERNMENT OF FR NP 3.8 COMPLETEFRANCE, GOV'T OF FR PE 3.5 COMPLETENIPPON CABLE SYSTEM INC. JA PE . PENDINGHUNTER DOUGLAS NV~ NL NP PENDINGVAN LEER GROEP STICHTING BV NL AM . PENDINGSANDVIK AB SW PE # COMPLETEDOVRE NV BE NP COMPLETEIMARFLEX JA JV , PENDINGSOLARTECH LTD. CA AM COMPLETEHEROAL GE NP . COMPLETESCHMID, OTTO GE PE 0.9 COMPLETEGOLDSMITH, JAMES UK AM COMPLETEDELTA RESEARCH CO. LTD. JA JV PENDINGSVENSK VARV AB SW OT COMPLETEPETTITJEAN SA FR AM # PENDINGBTR PLC UK OT . COMPLETE

52


SICSUMMARY REPORT



3494 DYKA USA MACON GA DUKA HOLDING BV NL PE 2.0 COMPLETE3494 SARCO CO. INC. ALLENTOWN PA SPIRAX-SARCO ENGINEERING LTD. UK AM 29.9 COMPLETE3494 TUBE TURNS INC. LOUISVILLE KY SUMITOMO METALS INDUSTRIES CO. LTD. JA AM PENDING3496 ATR WIRE CO DANVILLE KY TOKYO ROPE MFG. CO. LTD. ET. AL. JA PE 25.0 COMPLETE3499 BESPAK INC. CARY NC BESPAK PLC UK NP 6.9 PENDING3499 SUMITOMO METAL MINING CO.TS PLANT SILICON VAL. CA SUMITOMO METAL MINING CO. LTD. JA AM PENDING3511 WARNER-ISHI CORP. SHELBYVILLE IL IHHI-ISHIKAWAJIMA-HARIMA JA NP . PENDING3519 BRIGGS & LOMBARDINI MILWAUKEE WI LOMBARDINI FABRICA ITALINI MOTORI SPA IT JV PENDING3523 GIFFORD-HILL & CO.'S PLANT GRAND ISLE NE MISTSUBISHI CORP. JA AM 3.5 COMPLETE3524 AMERICAN HONDA MOTOR CO. SWEPSONVILLE NC HONDA MOTOR CO. LTD. JA NP 10.0 PENDING3531 WIBAU , INC. SAVANNAH GA WIBAU AG GE OT PENDING3532 OWENS MFG. CO. BRISTOL VA DOWTY GROUP PLC UK AM COMPLETE3532 PENN MACHINE CO. JOHNSTOWN PA SENIOR ENGINEERING GROUP PLC UK AM COMPLETE3536 ROBBINS $ MYERS' MATERIALS HANDLING DIV. DAYTON OH HOLDING MANUTAS OY FI AM PENDING3537 SCOPE INC. RESTON VA ROONEY, PATRICKJ. CA AM COMPLETE3537 VALMET AUTOMATION SEATTLE WA VALMET OY FI OT COMPLETE3541 HIRATA CORP. OF AMERICA INDIANAPOLIS IN HIRATA INDUSTRIAL MACHINERIES CO. LTD. JA OT PENDING3541 NORD GEAR WAUNAKEE WI GETRIEBEBEAU NORD GE NP . PENDING3542 CL-SIMON INC. KANSAS CITY MO EMPAIN SCHNEIDER FR NP PENDING3542 IHHI DECATUR IL ISHIKAWAJIMA-HARIMA HEAVY INp. CO. LTD. JA NP 10.0 PENDING3545 DIAMANT BOART USA INC. CONROE TX SIBEKA SOC. DENTREPRISE ET D'INVES BE NP . COMPLETE3545 NGK SPARK PLUG MFG (USA) INC. IRVINE CA NGK SPARK PLUG CO. LTD. JA PE 9.0 COMPLETE3546 BOLTON-EMERSON/IGGESUND INC. IGGESUNDS BRUK AB SW JV COMPLETE3546 STIHL INC. VIRGINIA BEA. VA STIHL FAMILY GE PE 10.3 COMPLETE3549 CLAUSING CORP. OSHTEMO MI 600 GROUP PLC (THE) UK El 0.5 COMPLETE3551 FRESCO SYSTEM USA INC. W. ROCKHILL PA GOGLIO LUIGI MILANO SPA IT NP 7.1 COMPLETE3551 SALTON INC. BRONX NY MARLEY PLC UK AM PENDING3552 BROMMA INC. NEW MILFORD CT NORDSTJERNAN SW OT COMPLETE3552 NATIONAL MINE SERVICE CO. PITTSBURGH PA ANDERSON STRATHCLYDE PLC UK AM 32. 1 COMPLETE3552 OSKAR DILO CHARLOTTE NC DILO FAMILY GE NP . PENDING3554 APPLETON MACHINE CO. (THE) APPLETON WI OY WARTSILA AB FI AM # COMPLETE3554 ESCHER WYSS MANCHESTER MIDDLETON OH SULZER BROTHERS LTD. SZ El COMPLETE3554 MAGNA GRAPHICS CORP. OCONTOFALLS WI KUWAIT, GOVT. OF KU AM COMPLETE3554 MBO AMERICA W. SPRINGS IL MBO BINDER & CO. GE OT COMPLETE3555 COMPUGRAPHIC CORP. WILMINGTON MA BAYER AG GE El 16 17 COMPLETE3555 SANTEC CORP. AMHERST NH CHINA, GOVT. OFCHINA CH AM 2.0 COMPLETE3559 BAUSCH & STROBEL CLINTON CT BAUSCH & STROBEL MASCH. GMBH GE NP PENDING3559 EBARA-DOE, ET AL JOINT VENTURE IN EBARA CORP. JA JV 2.5 PENDING3559 GOLDSWORTHY ENGINEERING, INC. TORRANCE CA FRANCE, GOVT. OF FR AM 7.2 COMPLETE3559 MAILLEFER CO. S. HADLEY MA MAILLEFER SA SZ PE 0.4 COMPLETE3559 TEXAS GROUND CONTROL ELECTRONICS INC. HOUSTON TX HALL, K. CA NP COMPLETE3569 AERO SYSTEMS ENGINEERING INC. ST. PAUL MN FFV FORETAGEN AB SW El COMPLETE3569 DOBOY PACKAGING MACHINERY DIV. CHICAGO IL SIG(SCHWEIZERISCHE IND. GESELL) SZ AM PENDING3569 HAGGLUND PRODUCTS INC. WOODLANDS TX WALLENBERG FAMILY SW NP COMPLETE3569 RMH AUTOMATION LTD. THERESA WI RMH AUTOMATION LTD. CA NP 0.2 PENDING3569 ROLL DIVISION (RODNEY HUNT CO.) ORANGE MA SCAPA GROUP PLC UK AM 0.5 COMPLETE3572 SPIRALUX S. MOUNTAIN AL SPIRALUX LTD. UK NP 2.0 PENDING3573 FRANKLIN COMPUTER CORP . CHERRY HILL NJ UNIDENTIFIED GR AM 6.0 COMPLETE3573 G & S SYSTEMS INC. N. BILLERICA MA DICKINSON TRUST UK AM 1.5 COMPLETE3573 HI-TEK CORP. GARDEN GROVE CA MINEBEA CO.,LTD. JA AM 10.0 COMPLETE3573 OHIO SCIENTIFIC INC. AURORA OH AB FANNYUDDE SW AM COMPLETE3573 OSBORNE COMPUTER CORP. HAYWARD CA CA LANPAR TECHNOLOGIES' INC. CA AM PENDING3573 PAPST MECHATRONIC CORP. NEWPORT RI PAPST MOTOREN KG GE PE 2.5 COMPLETE

53


SICSUMMARY REPORT



3573 RODIME CO. .W. PALM BEACH FL3573 SCITEX DEVELOPMENT CORP.,INC. BEDFORD MA3574 RICOH CORP. FAIRFIELD NJ 3576 METRAMATIC CORP. LANDING NJ 3576 NATIONAL CONTROLS, INC. SANTA ROSA CA 3579 SAVIN CORP. VALHALLA NY 3582 PASSAT CORP. NAUGATUCK CT 3585 HOSHIZAKI AMERICA, INC. PEACHTREE GA 3589 GOLD STAR OF AMERICA INC. HUNTSVILLE AL 3599 MANNESMANN DEMAG WEAN PITTSBURGH PA 3610 E.I. DUPONT NEMOURS CO. RESCH. TRI PA NC 3612 NECO CORP. BARABOO MI 3612 PAUWELS-CHANCE INC. WASHINGTON MO 3612 RTE-ASEA CORP. WAUKESHA WI 3612 TALEMA ELECTRONICS, INC. ROLLA MO 3612 TEMPO INSTRUMENTS & CONTROLS CORP. COMMACK NY 36 13 HIROSE ELCTRICE (USA) INC. CHATSWORTH CA 3621 IMC MAGNETICS CORP. JERICHO NY 3621 INDUSTRIAL COMMUTATOR CO. MARYVILLE TN3621 SIEMENS-ALLIS INC. PALMETTO FL3622 TELEFLEX INC. ROYERSFORD PA3623 OTC AMERICA CHARLOTTE NC 3629 NIHON RADIATOR CO. SHELBYVILLE TN3635 VORWERK INTL. INC. ALTAMONTE SPR FL3636 REECE CORP. WALTHAM MA 3641 WESTINGHOUSE ELECTRIC'S LIGHT PITTSBURGH PA 3643 INTERMAGNETICS GENERAL CORP. GUILDERLAND NY 3643 NAVTEC INC. BOSTON MA 3647 NORTH AMERICA LIGHTING, INC. FLORA IL 3651 CBS-SONY INC. TERRE HAUTE IN 3651 MEDIA HOME ENTERTAINMENT LOS ANGELES CA 3651 SAMSUNG ELECTRONICS ROXBURY TNSHP NJ3651 WATANABLE INSTRUMENTS CORP. OF AMERICA IRVINE CA3652 AGFA TAPE INC. BROWNSBORO AL 3661 DIGITAL PRODUCTS CORP. FT. LAUDERDAL FL 3661 LYNCH COMMUNICATION SYSTEMS RENO NV 3661 MITEL INC. BOCA RATON FL3661 NORTHERN TELECOM INC. NASHVILLE TN3662 FUJITSU AMERICA INC. DALLAS TX 3662 FUJITSU LTD. CHICAGO IL 3662 FUJITSU LTD. MINNEAPOLIS MN 3662 FUJITSU LTD. ATLANTA GA 3662 GATM BROOKSVILLE FL 3662 GOULD’S DISTRIBUTION 8 CONTROLS DIV. ROLLING MEAD. IL 3662 MATSUSHITA COMMUNICATION INDUS. CO. PR 3662 MEGAPULSE INC. BEDFORD MA 3662 NIPPON ELECTRIC CO. CA 3662 NORTON TELECOMMUNICATIONS BOCA RATON FL 3662 SUMITOMO ELECTRIC INDUSTRIES RESCH. TRIAN. NC 3672 INTERACTION SYSTEMS, INC. NEWTONVILLE MA 3672 MITSUBISHI-WESTINGHOUSE HORSEHEADS NY3672 RCA CORP.,S PLANT HORSEHEADS NY3673 SCIENTIFIC-ATLANTA INC. ATLANTA GA

RODIME PLC UK NP . COMPLETESCITEX CORP. LTD. IS OT . COMPLETERICOH CO. LTD. JA OT . PENDINGGEI INTERNATIONAL PLC UK AM 3.0 COMPLETERAMSAY, PAUL J. AS AM . COMPLETECANADA, GOVT. OF CA El 30.0 PENDINGPASSAT MASCHINEBAU GMBH GE NP 0. 1 COMPLETEHOSHIZAKI ELECTRIC CO., LTD. JA NP . PENDINGLUCKY GROUP LTD. (THE) KS PE 10.0 PENDINGMANNESMANN AG GE JV . COMPLETEBRONFMAN FAMILY CA NP . PENDINGHAMMOND MFG. CO. LTD. CA AM . COMPLETEPAUWELS INTL. NV BE JV PENDINGWALLENBERG FAMILY SW El 11 COMPLETETALEMA ELECTRONICS GE NP 0. 1 PENDINGBOWTHORPE HOLDINGS PLC UK AM 6.5 COMPLETEHIROSE ELECTRIC CO. JA PE . PENDINGMINEBEA CO. JA El 8.6 COMPLETEINDUSTRIAL COMMUTATOR CO. LTD. CA NP . PENDINGSIEMENS AG GE NP 50.0 COMPLETETHORMAEHLEN,A. 1 NEKOUIAN-FAITH,M GE AM 0.4 COMPLETEOSAKA TRANSFORMER CO. LTD. JA OT COMPLETENISSAN MOTOR CO., LTD. JA PE . COMPLETEVORWERK S CO. GE OT . COMPLETECAMELLIA INVESTMENTS LTD. UK El 0.6 COMPLETEPHILIPS FAMILY NL AM 200 .0 COMPLETEKEEVIL TRUST CA AM COMPLETELEWMAR INC. UK AM COMPLETEKOITO MFG. CO., LTD. JA JV COMPLETESONY CORP. JA NP 20.0 PENDINGHERON INTL PLC UK AM * COMPLETESAMSUNG ELECTRONICS CO. LTD. KS NP 13.0 PENDINGWATANABLE INSTRUMENTS CORP. JA NP , COMPLETEBAYER AG GE NP . PENDINGFMG TELECOMPUTER LTD. CA AM 1.0 COMPLETEFRANCE, GOVT. OF FR El , PENDINGM.C.J. COWPLAND& T.H. MATTHEWS CA PE . COMPLETEBELL CANADA CA OT 25.0 PENDINGFUJI ELECTRIC CO. LTD. JA NP . PENDINGFUJI ELECTRIC CO. LTD. JA OT . PENDINGFUJI ELECTRIC CO. LTD. JA OT . PENDINGFUJI ELECTRIC CO. LTD. JA OT . PENDINGG.A.T.M. GE NP PENDINGSIEMENS AG GE AM . PENDINGMATSUSHITA ELECTRIC INDUST. CO. JA NP . PENDINGRACAL ELECTRONICS PLC UK AM 20.0 COMPLETENIPPON ELECTRIC CO. LTD. JA PE . PENDINGNORTON TELECOMMUNICATIONS UK OT COMPLETESUMITOMO ELECTRIC IND. LTD. JA NP 60.0 PENDINGHATVANCY, BELA R. UK AM , PENDINGMITSUBISHI ELECTRIC CORP. JA JV 122.0 PENDINGMITSUBISHI ELECTRIC CORP. JA AM 29.0 PENDINGPLESSEY CO. LTD. (THE) UK AM 48.0 COMPLETE54


SICSUMMARY REPORT


SIC US FIRM NAME LOCATION

3674 ASEA-HAFO SAN DIEGO CA3674 DISER INC. OREM UT3674 GRACE-DYNAMIT NOBEL SILICON CO. NEW YORK NY3674 MICROPAC INDUSTRIES INC. GARLAND TX3674 MITSUBISHI ELECTRIC CORP DURHAM COUNTY NC3674 SOLAREX VENTURE CORP. GAITHERSBURG MD3674 TEXET CORP. DALLAS TX3674 VARIAN ASSOC'S TUBE DIV. PALO ALTO CA3674 XICOR INC. MILPITAS CA3679 BASF SYSTEMS CORP. BEDFORD MA3679 DALE ELECTRONICS COLUMBUS NE3679 DATAPOWER INC. SANTA ANA CA3679 HONEYWELL/ERICSSON DEVELOP. CO. ANAHEIM CA3679 NORTHERN TELECOM, INC. RESCH TRIAN. NC3679 SILTEC CORP. MENLO PARK CA3679 TELECTRO SYSTEMS CORP. CORONA NY3693 BURDICK CORP. MILTON WI3693 CGR MEDICAL CORP. USA COLUMBIA MD3699 ACORN COMPUTERS CORP. WOBURN MA3711 GENERAL MOTORS/TOYOTA MOTORS JV FREMONT CA3711 HINO TRUCK CO JACKSONVILLE FL3711 MACK TRUCKS INC. ALLENTOWN PA3711 VOLVO OF AMERICA CORP. CHESAPEAKE VA3714 AMERICAN HONDA MOTORS ALPHARETTA GA3714 BOSCH, ROBERT CORP. FARMINGTON HI MI3714 CALSONIC INC. SHELBYVILLE TN3714 ELECTRIC WHEEL CO. QUINCY IL3714 IHI DECATUR IL3714 IZUMI CORP. YAPHANK NY3714 JIDOSHA DENKI KOGYO CO. TN3714 MARADE INDUSTRIES WESTMINISTER MD3714 MIKUNI BERKELEY R 4 D CORP BERKELEY CA3714 MUSASHI INC. BATTLE CREEK MI3714 NIPPONDENSO CO. LOS ANGELES CA3728 HYSOL GRAFIL SACRAMENTO CA3732 HARDING SAFETY INC. MOBILE AL3743 HITACHI/C. ITOH HOUSTON TX3751 HONDA OF AMERICA MFG INC. MARYSVILLE OH3751 SUZUKI MOTOR CO. BLOOMINGTON MN3811 MITSUBISHI ELECTRIC CHICAGO IL3822 RANCO INC DUBLIN IN3823 FLUID OPERATIONS & EQPT. INC. NO. CHILI NY3823 SHIMADZU SCIENTIFIC INSTRUMENTS COLUMBIA MD3824 MARQUARDT CO. VAN NUYS CA3825 EUR-CONTROL USA, INC. WA 3825 GENERAL ELEC. CORP,fS INSTRUMENT DIV. FAIRFIELD CT 3829 BOLT, BERANEK & NEWMAN*S INSTRUMENTS COR CAMBRIDGE MA 3832 BALZERS OPTICAL GROUP MARLBOROUGH MA 3832 KAPTRON INC. PALO ALTO CA 3832 VALTEC INC. W. BAYLSTON MA 3841 AMERICAN DIAGNOSTICS CORP NEWPORT BC CA 3841 AMICON CORP. LEXINGTON MA 3841 INSPIRON, DIV. OF C.R. BRAD INC. CA

1983

FOREIGN INVESTOR NAT TYPE VALUE STATUS

WALLENBERG FAMILY SW OT COMPLETEDISER CORP. SZ OT COMPLETEF L I C K , FRIEDRICH K. GE OT COMPLETEFRIEDRICH & HEINZ W. HEMPEL GE AM COMPLETEMITSUBISHI ELECTRIC CORP.,LTD. JA NP 29.0 PENDINGMOTEURS LEROY SOMER SA FR NP 0.2 COMPLETEFINANCIERE DE PARIS ET DES PAYS-BAS SA FR NP COMPLETETHORN EMI PLC UK AM COMPLETESOC. GENERALE DE C*HORLOGERIE SZ AM PENDINGBASF AG GE PE 15.0 COMPLETETHYSSEN-BORNEMISZA FAMILY NA AM 57.0 PENDINGLISSMANN, DIETER GE AM 2.0 PENDINGERICSSON TELEFON AB LM SW JV COMPLETEBELL CANADA CA PE 16.0 PENDINGFRANCE, GOVT. OF FR AM 7.8 PENDINGNEW DIMENSION RESOURCES LTD. CA AM PENDINGHOLDING MANUTAS OY FI AM 12.0 COMPLETEFRANCE, GOVT. OF FR NP COMPLETEACORN COMPUTERS LTD. UK NP 9 COMPLETETOYOTA MOTORS CO. LTD. JA JV 150.0 PENDINGHINO MOTOR CO. LTD JA NP COMPLETEFRANCE, GOV’T OF FR El 100.0 COMPLETEVOLVO AB SW PE 1.4 COMPLETEHONDA MOTORS CO. LTD. JA NP 10.0 COMPLETEBOSCH FAMILY GE NP 4.8 COMPLETENISSAN MOTOR CO. LTD. JA NP 12.0 COMPLETETITAN PROFORM CO. LTD. CA AM PENDINGISHIKAWAJIMA-HARIMA HEAVY INDUS. JA NP 5.0 PENDINGISUMI MOTOR CO. LTD. JA PE COMPLETEJIDOSHA DENKI KOGYA CO. LTD. JA NP # PENDINGMAGNA INTL INC. CA NP 5.0 COMPLETEMIKUNI CORP JA NP 0.2 COMPLETEMUSASHI PRECISION IND. CO. LTD. JA NP COMPLETETOYOTA MOTOR CO. LTD. JA NP PENDINGCOURTAULDS PLC UK JV 4.0 PENDINGHARDING A/S NO NP COMPLETEHITACHI LTD./ITOH C. & CO. LTD. JA NP PENDINGHONDA MOTOR LTD. JA PE 30.0 PENDINGSUZUKI MOTOR CO.,LTD. JA JV PENDINGMITSUBISHI ELECTRIC CORP. JA NP PENDINGVORWERK & CO KG GE El COMPLETEALPHA-LAVAL AB SW AM COMPLETESHIMADZU SEISAKUSHO LTD. JA PE 2.0 COMPLETEINTL SIGNALS CONTROLS GROUP PLC UK AM 43.5 COMPLETEBONNIERFOREFAGEN AB SW NP COMPLETEYOKOGAWA ELECTRIC HAKUSHIN ELECTRIC JA AM 5.8 COMPLETEVIBROMETER INTL AG SZ AM . COMPLETEOERLIKON-BURHLE KONZEN SZ NP COMPLETEEXTENDICARE LTD. CA AM COMPLETENV PHILIPS NL El COMPLETEROCHE/SAPAC GROUP SZ AM 13.0 PENDINGFLICK, FRIEDRICH K GE AM 11.5 COMPLETEFLICK, FRIEDRICH K GE AM 6.2 PENDING

55


SICSUMMARY REPORT



3841 NIDEK CO. PALO ALTO CA8351 CHILDREN'S WORLD INC EVERG~REEN CO386 1 BOLMET INC DAYVILLE CT3861 CANON USA NEW YORK NY3911 APPENZELLER, HANS NEW YORK NY3915 FENDT FINDING CO. HATFIELD PA3949 NORTHLAND PRODUCTS INC RICHFORD VT3951 PILOT CORP OF AMERICA TRUMBALL CT4011 CHICAGO MILWAUKEE CORP. CHICAGO IL4213 JACKY MAEDER BOSTON MA4225 CONDOMINIUM WAREHOUSE MIAMI FL4225 INDUSTRIAL WAREHOUSES (3) MIAMI FL4225 WAREHOUSE AND OFFICE LAND MIAMI FL4226 OUTERBRIDGE TERMINAL INC'S PORT SITE PERTH AMBOY NJ 4463 CONSOLIDATION COAL SALES CO. BALTIMORE MD 4463 DOMINION TERMINAL ASSOCIATES NORFOLK VA 4463 HORNE BROS. SHIPYARD NEWPORT NEWS VA 4463 JACINTQPORT TERMINAL HOUSTON TX 4463 SALEN DRY CARGO INC. NEW YORK NY 4463 SHIPPERS STEVEDORING CO. HOUSTON TX 4463 SOUTHLAND OIL CO’S TERMINAL SAVANNAH GA 4463 TOKAI SHIPPING LINE IMP/EXP SVC TACOMA WA 4469 DRYDOCK FACILITY PORT EVERGLAD FL 4469 MAERSK LINE HAMPTON ROADS VA 4511 AMERICA WEST AIRLINES INC. TEMPE AZ 46 12 KUPARUK TRANSPORTATION CO. KUPARUK RIVER AK 46 19 DOMINION RESOURCES/AT MASSEY JV HAMPTON ROADS VA 4712 BARY-SCHENKER INT’L INC. RIVERPORT KY 4712 NIPPON EXPRESS USA SEATTLE WA 4712 WTC INC. TORRANCE CA 4789 NO. AM. CAR CORP'S TERMINAL SERVICES DIV CHICAGO IL 4789 ONTARIO LOCOMOTIVE & INDUS. RR SUPPLY CO NIAGARA FALLS NY 4899 GENERAL INSTRUMENT CORP’S JV4899 INTERAMERICAN SATELLITE NEWS AMERICA JV CA4899 MKT RAILROAD-CABLE I WIRELESS JV TX4941 CONSUMERS WATER CO. PORTLAND ME4953 ENVIRONMENTAL SYSTEMS CORP. MUSKEGON MI4953 ETICAM CORP. LINCOLN RI5012 AMERICAN MAN CORP. LOS ANGELES CA5012 APTCO AUTO AUCTIONS INC. TAYLOR MI5012 MAZDA MOTORS OF AMERICA JACKSONVILLE FL5012 NISSAN MOTOR CORP. SMYRNA TN5012 NISSAN MOTOR CORP. BALTIMORE MD5012 RENAULT/JEEP SPORTS INC. SOUTHFIELD MI5012 SAAB-SCANIA OF AMERICA ORANGE CT5012 SUBARU ATLANTIC INC "SALVAGE MD50 12 SUBARU OF AMERICA GARDEN GROVE CA5012 TOYOTA MOTOR SALES USA LONG BEACH CA5012 VOLVO WHITE INC. GREENSBORO NC5012 WESTERN STAR BELLEVUE WA5013 GLOBAL PARTS INC JACKSONVILLE FL5013 MERCEDES-BENZ OF NO. AMERICA FRANKLIN TOWN NJ5013 MERCEDES-BENZ OF NO. AMERICA HARTFORD MD

NIDEK CO. JA NP COMPLETEGRAND METROPOLITAN PLC UK El . COMPLETELA COMPAGNIE FINANCIERE FR NP 5.0 COMPLETECANON INC. JA PE , COMPLETEAPPENZELLER, HANS NL NP COMPLETECHARTERHOUSE GROUP PLC UK AM . COMPLETEPEARSON FOREST PRODUCTS CA AM 1.0 COMPLETEPILOT PEN CO JA NP . COMPLETECIE DE BANQUE ET D'INVESTISSMENTS SZ El 1.0 COMPLETEJACKY MAEDER AG SZ OT . COMPLETEMACKWOOD CORP. N.V. ET AL NA OT 1.1 PENDINGRADWIN INVESTMENTS LTD. UK AM 0.8 COMPLETEVENFLO CORP. NV NA AM 1.6 COMPLETESTOLT TANKER & TERMINALS (HOLDINGS) SA NO AM 55.0 COMPLETEBRONFMAN FAMILY CA OT 21.3 COMPLETEWEST GERMANY, GOVT. OF GE JV COMPLETEUNIDENTIFIED INVESTOR UN AM PENDINGFURNESS NV NL AM COMPLETESALENINVEST AB SW JV COMPLETEFURNESS NV NL AM COMPLETEPANOCEAN STORAGE AND TRANSPORT LTD. UK AM 10.0 PENDINGTOKAI SHIPPING CO. LTD. JA OT COMPLETEFROEILAND, TERJE GE OT 50.0 PENDINGA.P. MOLLER GROUP DA OT COMPLETEGLOBE INVESTMENT TRUST PLC UK El 3.0 PENDINGUNITED KINGDOM,GOVT. OF UK JV 30.2 COMPLETEROYAL DUTCH SHELL GROUP NL JV 0.1 COMPLETEDEUTSCHE BUNDESBAHN GE OT PENDINGNIPPON EXPRESS CO. LTD. JA NP 2.0 COMPLETEMACFARLANE, ROGER I. ET AL SO El 0.3 COMPLETEPOWELL DUFFRYN PLC UK AM . COMPLETEONTARIO LOCOMOTIVE $ INDUS. RR SUPPLY CO CA NP 0.3 PENDINGGENERAL ELECTRIC CO. PLC UK JV . PENDINGMURDOCH, K. RUPERT AS JV 75.0 COMPLETECABLE * WIRELESS PLC UK JV . PENDINGBRIERLY INVESTMENTS LTD. NZ El 0.2 COMPLETEBOFORS AB SW JV 6.7 COMPLETEGOEMA INDUSTRIES GE NP . PENDINGHANIEL, JACOBI * FAMILY GE OT COMPLETEBRITISH CAR AUCTION GROUP PLC UK AM 6.5 COMPLETETOYO KOYGO CO. LTD. JA OT 7.0 COMPLETENISSAN MOTOR CO. LTD. JA OT 13.0 COMPLETENISSAN MOTOR CO., LTD. JA OT PENDINGFRANCE, GOV’T OF FR OT COMPLETESAAB-SCANIA AB SW NP 3.4 PENDINGFUJI HEAVY INDUSTRIES JA OT COMPLETEFUJI HEAVY INDUSTRIES JA OT . COMPLETETOYOTA MOTOR CO. LTD. JA OT 1.0 COMPLETEVOLVO AB SW OT . PENDINGWESTERN STAR TRUCKS INC. CA OT . PENDINGTHYSSEN-BETE. GMBH GE OT 0.5 COMPLETEDEUTSCHE BANK/MERCEDES HOLDINGS GE OT . COMPLETEDEUTSCHE BANK/MERCEDES AUTO. HOLDINGS GE OT 9.0 COMPLETE


SICSUMMARY REPORT


SIC US FIRM NAME

5014 BRIDGESTONE TIRE CO OF AMERICA5014 TIRE MASTERS INC.5039 KUROSAKI CO.5041 DAIWA GOLF CO.5041 IBERIA CYCLE CORP.5041 MIYATA BICYCLES OF AMERICA 5041 MOLTEN RUBBER INDUSTRY CO 5043 KONISHIROKU PHOTO IND. USA INC.5043 METEOR SIEGEN5051 ASSOC. MINERALS * METALS’S STEEL OPS. 5051 FD METALS 5051 MCL CO. LTD.5051 MITSUI TUBE PRODUCTS INC.5051 OTTO WASTE INDUSTRIES INC.5051 TUBEMEUSE INC5051 VDN AMERICA5063 ALARM SUPPLY CO. INC.5063 ARBCO ELECTRONICS INC.5063 ARCOM INC.5063 ATE SALES 5063 CORADIAN CORP.5063 FUJISOKU OF AMERICA CORP.5063 ONO SOKKI CO LTD 5063 PHILIPS PERIPHERALS 5063 RACAL-MILGO INC.5063 RACAL-MILGO, INC.5063 RACAL-MILGO,INC.5063 SEIKO EG & G CO 5063 SUMITOMO ELECTRIC USA 5063 TELECOM PLUS INTL INC.5063 THOMSON-CSF5063 YOKOGAWA CORP. OF AMERICA5064 MITSUBISHI ELECTRIC CORP.5065 ALPS ELECTRIC (USA) INC.5065 CENTEL FINANCIAL SYSTEMS 5065 HYUNDAI CORP.5065 MATSUSHITA ELECTRIC CORP. OF AMERICA 5065 MITSUI/KANDA 5065 UNIDEN CORP.5072 SIMA INTERNATIONAL 5081 CIE TERMINALS INC.5081 COMPUTER MART INC.5081 DAVID JAMISON CARLYLE CORP.5081 SEILLAC CO.5081 SORD COMPUTER5081 TERMINAL DISPLAY SYSTEMS INC.5081 TRW-FUJITSU CO.5082 SAPPORO BREWERIES LTD.5082 WAKITA USA5084 ALSTHOM-ATLANTIQUE 5084 AURELIA CORP. OF AMERICA 5084 GALLUS INC.5084 GALLUS INC.

LOCATION

TORRANCESAN JOSECLEVELANDGARDENAMIAMINEW YORKLOS ANGELESENGLEWOOD CLIDALLASNEW YORKBALTIMORE CITCARSONHOUSTONBOCA RATONHOUSTONPROVIDENCELIVONIAVAN NUYSFORT WORTHSUNNYVALEALBANYARLINGTON HTSCHICAGOSAN FRANCISCOHOUSTONMEMPHISSAN FRANCISCOWELLESEYNEW YORKLONG ISLANDWHITE PLAINSHOUSTONATLANTASAN JOSENEW YORKSUNNYVALE

DALLAS

KNOXVILLE IRVINE CA COLORADO SPR. CULVER CITY

LOS ANGELES DALLAS LOS ANGELES LOS ANGELES LOS ANGELES COMPTON GARDEN CITY DALLAS CHICAGO

FOREIGN INVESTOR

CA BRIDGESTONE TIRE CO. LTD.CA KENNING MOTOR GROUP OH KUROSAKI REFRACTORIES CO. LTD.CA DAIWA SPORTING GOODS CO. LTD FL IBERIA CYCLE CORP.NY MIYATA INDUSTRY/TOYODA TSUSHO LTD.CA MOLTEN RUBBER INDUSTRY CO. LTD.NJ KONISHIROKU PHOTO IND CO LTD TX METEOR SIEGEN APPARATEBAU GMBH NY MACSTEEL MD F.D. METALS LTD.CA MCL CO. LTD .TX MITSUI & CO. LTD.FL OTTO, WILLYTX COCKERILL SAMBRE GROEPRI METALLGESELLSCHAFT AGMI HAWLEY GROUP PLCCA IMPERIAL CHEMICAL INDUSTRIES PLCTX PROVINCE OF ALBERTACA SEMIPRO TRADING CO., LTDNY FUJI ELECTRIC CO. LTD.IL FUJISOKU ELECTRONIC CO. LTD.IL ONO SOKKI CO LTDCA PHILIPS GLOEILAMPENFABRIEKEN NVTX RACAL ELECTRONICSTN RACAL ELECTRONICS PLCCA RACAL ELECTRONICS PLCMA DAINI SEIKOSHA CO. LTDNY SUMITOMO ELECTRIC INDUSTRIES LTD.NY RANK ORGANIZATION PLC (THE)NY FRANCE, GOVT. OFTX YOKOGAWA ELECTRIC / HOKUSHIN ELECTRIC GA MITSUBISHI ELECTRIC CORP.CA ALPS ELECTRIC CO. LTD.NY BRITISH TELECOM PLC CA HYUNDAI CORP.WA MATSUSHITA ELECTRIC INDUS. CO. LTD.TX MITSUI & CO. LTD.CA UNIDEN CORP.TN SIMA INTERNATIONAL CA C. ITOH * CO. LTD.CO VOLKSWAGENWERKE AG CA LEX SERVICE PLC CA SEILLAC CO. LTD.CA SORD COMPUTER SYSTEM INC.TX TERMINAL DISPLAY SYSTEMS LTD.:CA FUJI ELECTRIC CO. LTD.CA SAPPORO BREWERIES LTD.CA WAKITA $ CO. LTD.CA FRANCE, GOVT. OF NY 0.M .C .S.A . SPA TX RUESCH FERD. AG IL RUESCH FERD. AG

NAT TYPE VALUE

JA OTUK AM 6! 0JA OTJA PESP OT 2.0JA OT 0.5JA OT #JA OTGE OTSO AMUK OT #JA OTJA OT *GE OTBE OTGE OTUK AM 2.5UK AMCA JVHK AMJA AM 0.8JA OT 0.1JA OTNL OTUK OTUK OTUK OTJA JV #JA PEUK El 15.0FR OT %JA OTJA OTJA OT 8.3UK JVKS OT 9JA OT %JA OTJA OTFR OTJA OTGE AMUK ElJA OTJA OTUK OTJA ElJA OTJA OT 0. 1FR OTIT OT ,SZ OTSZ OT .

COMPLETECOMPLETEPENDINGCOMPLETE

COMPLETECOMPLETECOMPLETECOMPLETEPENDINGCOMPLETECOMPLETECOMPLETECOMPLETECOMPLETECOMPLETECOMPLETECOMPLETECOMPLETE

COMPLETECOMPLETECOMPLETECOMPLETECOMPLETECOMPLETECOMPLETECOMPLETECOMPLETECOMPLETEPENDINGPENDINGCOMPLETEPENDINGPENDINGPENDINGPENDINGCOMPLETECOMPLETECOMPLETECOMPLETEPENDINGCOMPLETECOMPLETECOMPLETECOMPLETEPENDINGCOMPLETECOMPLETEPENDINGPENDING


SICSUMMARY REPORT



5084 GALLUS INC, LOS ANGELES CA RUESCH FERD. AG SZ OT PENDING5084 HERBERT KANNEGIESSER CORP. BEL AIR MD KANNEGIESSER FAMILY GE OT 0 6 PENDING5084 HITACHI CONSTRUCTION MACHINERY CO. LOUISVILLE KY HITACHI LTD. JA OT COMPLETE5084 HITACHI CONSTRUCTION MACHINERY CO. SALT LAKE CIT UT HITACHI LTD. JA OT COMPLETE5084 INDEX INC. SHELTON CT INDEX-WERKE KG GE OT COMPLETE5084 KITAMURA MACHINERY CO. IL KITAMURA MACHINERY CO. LTD. JA OT PENDING5084 KOSAN CRISPLANT FREDERICK MD KOSAN AS DA OT COMPLETE5084 MACHINERY DISTRIBUTION INC. CHICAGO IL MITSUBISHI HEAVY INDUSTRIES LTD. JA OT COMPLETE5084 METALRAX LTD. CHICAGO IL METALRAX GROUP PLC UK OT COMPLETE5084 MITSUI ZOSEN (U.S.A.) INC. NEW YORK NY MITSUI ENGINEERING & SHPBLDG. CO. LTD. JA OT COMPLETE5084 NANKAI KOGYO CO. GRAND PRAIRIE TX NANKAI KOGYO CO. LTD. JA OT COMPLETE5084 OMC PACKAGING SYSTEMS PISCATAWAY NJ OMORI MACHINERY CO. LTD. JA JV PENDING5084 ORIENTAL MOTOR USA CORP. NY ORIENTAL MOTOR CO. LTD. JA OT COMPLETE5084 SEIKA SANGYO CO. LOS ANGELES CA SEIKA SANGYO CO. LTD. JA OT PENDING5084 TOYAMA MACHINE WORKS LTD. IL TOYAMA MACHINE WORKS LTD. JA OT PENDING5084 TRAUB AUTOMATICS INC. HAUPPAUGE NY HERMANN TRAUB GMBH & CO. MASCH. GE OT COMPLETE5084 TRAUB AUTOMATICS INC. DALLAS TX HERMANN TRAUB GMBH I CO. MASCH GE OT PENDING5084 TRAUB AUTOMATICS INC. LOS ANGELES CA HERMANN TRAUB GMBH & CO. MASCH. GE OT PENDING5084 TRAUB AUTOMATICS INC. DETROIT MI HERMANN TRAUB GMBH & CO. MASCH. GE OT PENDING5084 TRAUB AUTOMATICS INC. ATLANTA GA HERMANN TRAUB GMBH & CO. MASCH. GE OT PENDING5084 TRAUB AUTOMATICS INC. CHICAGO IL HERMANN TRAUB GMBH * CO. MASCH. GE OT PENDING5084 WHITE CONSOLIDATED'S SARCO DIV. FRANKLIN PK IL SPIRAX-SARCO ENGINEERING PLC UK AM 29 9 PENDING5086 MORI SEIKI CO. USA DALLAS TX MORI SEIKI CO. LTD. JA PE PENDING5087 WESTERN GENERAL ENTERPRISES INC. BREA CA THOMAS TILLING PLC UK AM COMPLETE5088 ALPIA INC. MIDLOTHIAN VA ALPIA SA fc JENDAL SA FR OT COMPLETE5088 NISSHO IWAI AEROSPACE AMERICA NEW YORK NY NISSHO IWAI CO. LTD. JA OT PENDING5088 TACTICAL DEFENSE SYSTEMS WEST CHESTER PA MESSERSCHMITIT-BOELKOW BLOHM GE OT COMPLETE511 1 W.H. SMITH PAPER CORP. ALBANY NY ROLLAND INC. CA AM COMPLETE5112 MBO BINDER & CO. OF AMERICA CHICAGO IL MBO BINDER * CO. GE JV COMPLETE5113 KANZAKI PAPER MANUFACTURING CO. NEW YORK NY KANZAKI PAPER MANUFACTURING CO. LTD. JA OT COMPLETE5113 NISHIKI CO. SAN FRANCISCO CA NISHIKI CO. LTD. JA OT PENDING5113 NISHIKI CO, NEW YORK NY NISHIKI CO. LTD. JA OT COMPLETE5113 SMURFIT USA INC. NEW YORK NY SMURFIT FAMILY El OT COMPLETE5122 MEDISCIENCE INC. NEW YORK NY GRAY, LEONARD CA AM 0 2 COMPLETE5133 TOYOMENKA INC. NEW YORK NY TOYO MENKA KAISHA LTD. JA OT COMPLETE5137 MURJANI INT’L INC NEW YORK NY MURJANI, MOHAN B IN PE COMPLETE5137 NIKKY INTL AMERICA INC. NEW YORK NY NISHIKI CO. LTD. JA OT COMPLETE5137 WELLSTRONG INTL INC. EDISON NJ WELLSTRONG INTL INC. HK OT COMPLETE5141 KOKUBU LAMBERT SACRAMENTO CA KOKUBU & CO. LTD. JA JV PENDING5146 SN INTL. SEATTLE WA SHIN NISHOKU JA OT COMPLETE5148 FISHER BROTHERS SALES INC. FORT LEE NJ FISHER BROTHERS CANADA LTD. CA OT PENDING5149 EBARA FOODS LOS ANGELES CA EBARA FOODS INDUSTRY CO. JA OT PENDING516 1 BOFORS NOBEL CHEMATUR GREENSBORO NC BOFORS AB SW OT COMPLETE5161 DAINIPPON INK * CHEMICALS FORT LEE NJ DAINIPPON INK & CHEMICALS JA OT 5 0 COMPLETE5161 EVAL CO. OF AMERICA OMAHA NE KURARAY CO. LTD. JA JV COMPLETE5161 LOMAS MINERALS & CHEMICALS CO. MACON GA 35 CA OT COMPLETE5161 MARUZEN OIL CO. OF USA NEW YORK NY MARUZEN OIL CO. LTD. JA PE COMPLETE5161 PURAC INC. ARLINGTON HGT IL CENTRALE SUIKERMAATSCHAPPIJ NL OT COMPLETE5172 PITTSTON PETROLEUM INC. GREENWICH CT ULTRAMAR PLC UK AM 100 0 COMPLETE5172 SATNORTH HOUSTON TX FRANCE, GOV’T. OF FR OT COMPLETE5181 KIRIN USA NEW YORK NY KIRIN BREWERY CO. LTD. JA OT COMPLETE5181 PATRIZIER PIL CLEARWATER FL PATRIZIER BRAEU AG GE OT COMPLETE5182 AMERICAN CLASSICS WINE CO. CA BRONFMAN FAMILY(EDGAR) CA OT COMPLETE


SICSUMMARY REPORT



5182 PREMIUM WINE IMPORTS-CHEVALIER CORP. ETABLISSEMENTS SA FR OT . COMPLETE5191 HAZERA SEEDS LTD. SAN FRANCISCO CA HAZERA J.T. HAMASHBTR SEED COOP LTD. IS OT COMPLETE5191 INTERSTATE SEED CO. FARGO ND VANDERHAVE SEED CO. NL AM COMPLETE5191 MAGNOLIA SEED HARDWARE & IMPLEMENT CO. DALLAS TX CHARTERHOUSE GROUP PLC UK AM . COMPLETE5199 KEN CARTER INDUSTRIES INC. CARLSTADT NJ SAMMISA CO. LTD. KS PE 1. 1 COMPLETE5199 MEGA SPORTS HAZELWOOD PA TOSHIKU LTD. JA OT . COMPLETE5211 MR GOODBUYS CORP PHILADELPHIA PA VENDEX INTL BV NL AM COMPLETE5211 TUCSON SAND & SOIL TUCSON AZ BLUE CIRCLE INDUSTRIES PLC UK AM . COMPLETE5311 ARMANI’S DEPT. STORE NEW YORK NY ARMANI, GIORGIO IT OT # COMPLETE5311 BATUS INC LOUISVILLE KY BAT INDUSTRIES PLC UK OT PENDING5311 GIMBELS EAST NEW YORK NY BAT INDUSTRIES PLC UK PE COMPLETE5399 WAREHOUSE CLUB INC. NEW YORK NY FLICK, FRIEDRICH K GE AM COMPLETE5411 BASIC STORES BOWIE MD GOLDSMITH, SIR JAMES UK OT . COMPLETE5411 FOOD LION INC PR. GEORGES VA DELHAIZE LE LION BE OT COMPLETE5411 FOOD-VALUE STORES FRESNO CA WADA FAMILY JA OT PENDING5411 HANNAFORD BROTHERS CO S. PORTLAND ME SOBEY FAMILY CA El 1.0 COMPLETE5411 SHAWS SUPERMARKET INC. BRIDGEWATER MA SAINSBURY, J. LTD. UK AM 21.0 COMPLETE5411 SUPER PLUS STORES BOSTON MA TENGELMANN FAMILY GE OT COMPLETE5411 SUPER PLUS STORES FL TENGELMANN FAMILY GE OT COMPLETE5411 YAOHAN DEPT. STORES FRESNO CA WADA FAMILY JA OT 2.0 COMPLETE5531 INTERSTATE WAREHOUSE INC. HA KENNING MOTOR GROUP LTD. UK AM 6.0 COMPLETE5541 YAJIMA OIL CO OF AMERICA HONOLULU HA YAJIMA SEKIYU K.K. JA PE . PENDING56 11 UOMO, JERRI NEW YORK NY UOMO, JERRI IT OT COMPLETE5621 BOUTIQUE LANVIN NEW YORK NY LANVIN FAMILY FR OT COMPLETE5621 GIVENCHY INC. USA NEW YORK NY HOUSE OF GIVENCHY FR OT COMPLETE5621 KARL LAGERFELD WOMEN’S INC. NEW YORK NY LAGERFELD, KARL FR OT . COMPLETE5621 KENZO NEW YORK NY KENZO, TAKEDA JA OT COMPLETE5621 MATSUDA BOUTIQUE NEW YORK NY MATSUDA MITSUHIRO JA OT COMPLETE5621 RYKIEL, SONIA NEW YORK NY RYKIEL, SONIA FR OT COMPLETE5621 SAKS FIFTH AVENUE NEW ORLEANS LA BAT INDUSTRIES PLC UK OT . COMPLETE5631 JOSEPH TRICOT BOUTIQUE NEW YORK NY ETTEDGUI, JOSEPH UK OT COMPLETE5631 MISSONI’S NEW YORK NY MISSONI, TAI & ROSITA IT OT COMPLETE5631 SUNG, ALFRED WASHINGTON DC SUNG, ALFRED CA OT COMPLETE5651 ALVARO CLEMENTS CLOTHING CORAL GABLES FL CLEMENTS, ALVARO VE OT COMPLETE5651 ITOKIN, LTD. NEW YORK NY ITOKIN, LTD. JA OT 2. 1 PENDING5651 SAKS FIFTH AVE. DALLAS TX BAT INDUSTRIES PLC UK OT COMPLETE5651 SAKS FIFTH AVENUE SAN DIEGO CA BAT INDUSTRIES PLC UK OT COMPLETE5651 WATERS & WATERS WASHINGTON DC ROSEN, HARRY CA JV PENDING5661 JOURDAN, CHARLES CHEVY CHASE MD JOURDAN FAMILY FR OT COMPLETE5719 CHANNEL HOME CENTER ANNAPOLIS MD FLICK, FRIEDRICH K GE OT COMPLETE5719 CHANNEL HOME CENTER ALEXANDRIA VA FLICK, FRIEDRICH K GE OT COMPLETE5721 HOUSE WORKS NEW ORLEANS LA FLICK, FRIEDRICH K GE OT COMPLETE5722 NEC HOME ELECTRONICS USA SYMRNA TN NIPPON ELECTRIC CO. LTD. JA OT COMPLETE5812 BENIHANA OF TOKYO FORT LAUDERDA FL AOKI, ROCKY H. JA AM 7. 1 PENDING5812 BILTMORE RESTAURANT CORAL GABLES FL FRENCH FAMILY, UNIDENTIFIED FR AM COMPLETE5 8 12 CERYNA NEW YORK NY CERYNA JA OT COMPLETE5812 DDL FOODSHOW NEW YORK NY DINO DELAURENTIIS IT OT COMPLETE5812 KAPOK TREE INNS CORP. CLEARWATER FL ELMONT INDUSTRIES LTD. CA AM 4.3 COMPLETE5812 KOMODA HOLDINGS, INC. BOCA RATON FL KOMODA HOLDINGS, INC. JA OT 2.0 COMPLETE5812 KYOTARU CO. LTD. HA KYOTARU CO. LTD. JA OT PENDING5812 SERYNA INTL INC NEW YORK NY SERYNA INTL JA OT 10.0 COMPLETE5812 SHAKESPEARE’S TAVERN ORLANDO FL BRITISH CO. UK OT COMPLETE5812 SUNTORY INTL BOSTON MA SUNTORY LTD JA OT COMPLETE


SIC US FIRM NAME

5812 TAKESUSHI RESTAURANT5812 UMBERTO1S5931 BLAHNIK, MANOLO5942 KIBBUTZ STORE INC5943 PINEIDER INC.5944 BULGARI JEWELRY IRRESISTIBLE5944 ONWARD KASHIYAMA USA5945 REDIFFUSION VIDEO LEASING5946 NIPPON KOGAKU USA INC5947 BECK, LUDWIG5948 ASPREY & CO.5962 HDR INC.5984 PARGAS INC.5999 CPU COMPUTER CORP5999 MICROAGE COMPUTER STORES60 ALGEMENE BANK NEDERLAND NV60 BANCA DELLA SVIZZERA ITALIANA60 BANCA INT'L. DE COSTA RICA SA60 BANCO DE CREDITO DEL PERU60 BANCO DO ESTADO DO PANAMA SA60 BANCO LATINO INTERNATIONAL60 BANCO MERCANTILE Y AGRICULTURA CO60 BANCO TOTTA * ACORES60 BANK NEGARA INDONESIA 194660 BANK OF CREDIT * COMMERCE INTfL.60 BANQUE PARIBAS60 BANQUE PARIBAS (SUISSE)60 CREDITANSTALT-BANKVEREIN60 DOHA BANK, LTD.60 FIRST NAT’L BANK OF MARYLAND60 FUJI BANK INT’L., INC.60 HANG SENG BANK, LTD.60 HILL SAMUEL INT * L. BANKING CORP.60 HONG KONG * SHANGHAI BANKING CORP.60 INDOSUEZ BANK INT* L.60 KA WAH BANK, LTD.60 KOREA EXCHANGE BANK60 LLOYDS BANK INTfL., LTD.60 LLOYDS BANK INT'L., LTD.60 MIDLAND BANK60 MITSUI TRUST & BANKING CO., LTD.60 MONTE DEI PASCHI DI SIENA60 NANYANG COMMERCIAL BANK, LTD.60 NAT' L. BANK OF CANADA60 NAT'L. COMMERCIAL BANK60 NEDBANK, LTD.60 SAUDI INT'L. BANK60 SHANGHAI COMMERCIAL BANK, LTD.60 SUNWEST BANK'S 5 BRANCHES60 UNITED BANK FOR AFRICA, LTD.60 UNITED BANK OF KUWAIT, LTD.60 VALLEY FIDELITY BANK & TRUST CO.60 VENEZUELAN AMERICAN BANKING COP.

SICSUMMARY REPORT


LOCATION FOREIGN INVESTOR NAT TYPE VALUE STATUS

WASHINGTON DC MATSUMOTO, HIRO JA OT . COMPLETESAN FRANCISCO CA UMBERTO, MENGHI CA OT . PENDINGNEW YORK NY BLAHNIK, MANOLO UK OT . COMPLETENEW YORK NY KIBBUTZ ARTZI/HASHOMER HATZAIR IS OT COMPLETENEWYORK NY PINEIDER ITALY IT OT PENDINGBEVERLY HILLS CA BULGARI BROTHERS IT OT • PENDINGNEW YORK NY KASHIYAMA CO LTD. JA OT , COMPLETEBOSTON MA BRITISH ELECTRIC TRACTION CO. PLC UK OT . COMPLETENEW YORK NY NIPPON KOGAKU KK JA PE , PENDINGNEW YORK NY BECK, LUDWIG GE OT COMPLETENEW YORK NY ASPREY FAMILY UK OT COMPLETERENO NV BOUYGUES SA FR AM COMPLETEWALDORF MD BELZBERG FAMILY CA AM 4.9 COMPLETEBOSTON MA CISNEROS RENDILES FAMILY VE AM 0.7 COMPLETEPHOENIX AZ BEDENEDETTI FAMILY IT AM . PENDINGSEATTLE WA ALGEMENE BANK NEDERLAND NV NL OT 8.0 COMPLETENEW YORK NY BANCA DELLA SVIZZERA ITALIANA SZ OT COMPLETEMIAMI FL BANCA INT'L. DE COSTA RICA SA PM OT 1.0 COMPLETENEW YORK NY BANCO DE CREDITO DEL PERU PE OT 5.0 COMPLETENEW YORK NY BANCO DO ESTADO DO PANAMA SA BR OT COMPLETEMIAMI FL BANCO LATINO INTERNATIONAL VE OT 23.0 COMPLETEMIAMI FL BANCO MERCANTILE Y AGRICULTURA CO. VE OT 7.0 COMPLETESAN FRANCISCO CA BANCO TOTTA & ACORES PO OT 27.0 COMPLETENEW YORK NY BANK NEGARA INDONESIA ID OT . COMPLETELOS ANGELES CA BANK OF CREDIT & COMMERCE INT'L. LU OT 5.0 COMPLETEMIAMI FL BANQUE PARIBAS FR OT 15.0 COMPLETENEW YORK NY BANQUE PARIBAS (SUISSE) SZ OT 3.0 COMPLETENEW YORK NY CREDITANSTALT-BANKVEREIN AU OT 132.0 COMPLETENEW YORK NY DOHA BANK, LTD. QA OT 6.0 COMPLETEBALTIMORE MD ALLIED IRISH BANKS, LTD. El AM 80.0 PENDINGSAN FRANCISCO CA FUJI BANK INT'L., INC. JA OT 10.0 COMPLETENEW YORK NY HANG SENG BANK, LTD. HK OT 7.0 COMPLETENEW YORK NY HILL SAMUEL INT'L. BANKING CORP. UK OT 5.0 COMPLETENEW YORK NY HONG KONG & SHANGHAI BANKING CORP. HK OT COMPLETEHOUSTON TX INDOSUEZ BANK INT'L. FR OT 3.0 COMPLETENEW YORK NY KA WAH BANK, LTD. HK OT 3.0 COMPLETENEW YORK NY KOREA EXCHANGE BANK KS OT 16.0 COMPLETELOS ANGELES CA LLOYDS BANK INT'L., LTD. UK OT 27.0 COMPLETESAN FRANCISCO CA LLOYDS BANK INT'L., LTD. UK OT 31.0 COMPLETENEW YORK NY MIDLAND BANK UK OT 164.0 COMPLETELOS ANGELES CA MITSUI TRUST 4 BANKING CO., LTD. JA OT 325.0 COMPLETENEW YORK NY MONTE DEI PASCHI DI SIENA IT OT 30.0 COMPLETESAN FRANCISCO tA NANYANG COMMERCIAL BANK, LTD. HK OT 6.0 COMPLETECHICAGO IL NAT'L. BANK OF CANADA CA OT COMPLETENEW YORK NY NAT'L. COMMERCIAL BANK SA OT 46 1.0 COMPLETENEW YORK NY NEDBANK, LTD. SO OT 108.0 COMPLETENEW YORK NY SAUDI INT'L. BANK UK OT 207 .0 COMPLETENEW YORK NY SHANGHAI COMMERCIAL BANK, LTD. HK OT 20.0 COMPLETETUSTIN CA BANQUE NATIONALE DE PARIS FR AM 15.0 PENDINGNEW YORK NY UNITED BANK FOR AFRICA, LTD. NI OT 9 COMPLETENEW YORK NY UNITED BANK OF KUWAIT, LTD. UK OT # COMPLETEKNOXVILLE TN KAMAL ADHAM, FAISAL SAUD AL-FULAIJ,ET. A SA El 20.3 PENDINGNEW YORK NY MENDOZA GROUP VE OT 3.5 COMPLETE

60


SICSUMMARY REPORT



602 BANK OF CALIFORNIA NA CA602 BEVERLY HILLS BANCORP. LOS ANGELES CA6 1 CFB VENTUZE CASITAL CORP. SAN FRANCISCO CA61 FLORIDA CAPITAL CORP. FL61 GARDNER & PRESTON MASS, INC. BOSTON MA61 WALTER E. HELLER'S 2 SUB.'S CHICAGO IL612 PERMIAN S & L A KERMIT TX612 SANTA CLARA FEDERAL S * L A SANTA CLARA CA612 WESTERN FINANCIAL S & L A ORANGE CA612 WOMEN'S FEDERAL SAVINGS BANK CLEVELAND OH6221 WIART-TERME (NEW YORK) NEW YORK NY63 EXCELSIOR INSURANCE CO. SYRACUSE NY63 MIDWESTERN UNITED LIFE INSURANCE CO. IN6531 AUGUSTE THOUARD NEW YORK NY6531 BLUE RIDGE REAL ESTATE CO. BLAKESLEE PA6531 BLUE RIDGE REAL ESTATE CO. PA6531 LEHNDORF~F BABSON REAL ESTATE BOSTON MA6531 MITSUI DEVELOPMENT NEW YORK NY6531 MORGUARD REALTY ADVISORS SEATTLE WA6531 STRUTT AND PARKER NEWPORT BEACH CA6711 LONDON AND HARTFORD CO. HARTFORD CT6711 MARINE CORP. MILWAUKEE WI6799 COMMONWEALTH REALTY TRUST LAWRENCEVILLE NJ6799 FEDERAL REALTY INVEST. TRUST CHEVY CHASE MD6799 FEDERAL REALTY INVESTMENT TRUST CHEVY CHASE MD6799 INSTITUTIONAL INVESTORS CORP. NEW YORK NY6799 INSTITUTIONAL INVESTORS CORP. NEW YORK NY6799 NEW PLAN REALTY TRUST NEW YORK NY6799 OLD DOMINION REIT RICHMOND VA6799 RAMPAC OAKLAND CA6799 REIT OF AMERICA BOSTON MA6799 SAN FRANSISCO REIT SAN FRANSISCO CA6799 TOWERMARC MEMPHIS TN7011 CAMELOT HOTEL/CASINO ATLANTIC CITY NJ7011 FOUR SEASONS CLIFF HOTEL SAN FRANCISCO CA7011 GARDEN CITY HOTEL LONG ISLAND NY7011 HOTEL IRVING TX7011 HOTEL IBIS ATLANTA GA7011 L'HOTEL SOFITEL HOUSTON TX7011 PICKWICK HOTEL SAN FRANCISCO CA7011 PLAZA HOTEL ROCHESTER NY7011 SKAKET BEACH MOTEL ORLEANS MA7011 STOUFFER HOTEL RANCHO MIRAGE CA7011 SUNSHINE INN HOTEL LOS ANGELES CA7011 TREADWAY INN NEWPORT RI7011 TRUSTHOUSE FORTE NEW YORK NY7213 TEITLER LINEN SERVICE NEW YORK NY7213 UNITED SERVICES CO.'S LAUNDRY DIV. YOUNGSTOWN OH7218 PRATHERS INC. FORT MYERS NY7299 UNICARE SERVICES INC. MILWAUKEE WI7311 BACKUS ADVERTISING INC. MIAMI FL7311 MCCAFFREY & MCCALL INC. NEW YORK NY7321 FCA INTL, LTD. NEW YORK NY

MITSUBISHI BANK, LTD. JA AM 282.0 PENDINGBALOYAN, SIRAK M. MX AM COMPLETEBANK OF TOKYO, LTD. JA OT COMPLETESTOCKHOLM SW AM PENDINGINVESTMENT GROUP COMPANIES UK AM PENDINGFUJI BANK JA AM 425.0 PENDINGUNIDENTIFIED INVESTORS MX AM COMPLETEUNIDENTIFIED INVESTORS CA AM COMPLETEUNIDENTIFIED INVESTORS CA AM COMPLETEUNIDENTIFIED INVESTORS UK AM COMPLETECOMPAGNIE DEW COMMISSIONAIRES FR OT COMPLETENATIONALE-NEDERLANDEN NV NL AM 19.0 PENDINGNATIONALE-NEDERLANDEN NV NL AM 38.0 COMPLETEAUGUSTE THOUARD FR OT # COMPLETESCOTTISH AND MERCANTILE INV. UK AM # COMPLETEDAYTON CONSOLIDATED TRUST UK AM COMPLETELEHNDORFF GE JV COMPLETEMITSUI DEVELOPMENT CO. JA RE COMPLETEMORGUARD GROUP CA OT 9 COMPLETESTRUTT AND PARKER UK OT COMPLETEGUINESS PEAT UK JV COMPLETEBAKHSH, ABDULLAH TAHA SA AM 20.0 PENDINGBRITISH COMMONWEALTH SHIPPING CO. UK El m COMPLETESIAM LTD. NL El 4.2 COMPLETECOFINTAB B.V. NL El 4.5 COMPLETEHESS INTNTL CORP. CA AM 4.6 COMPLETEMANN, GEORGE S. CA AM 4.6 COMPLETEMERCHANT NAVY OFFICERS PENSION UK El 22.2 COMPLETEROTHMANS INTL PLC UK AM 4.6 PENDINGPENSION FUND GROUP UK El 7.5 COMPLETEMANN, GEORGE S. CA AM 14.6 COMPLETEMANN, GEORGE S. CA El 1.8 COMPLETEAGGAD, OMAR SA AM 2.6 COMPLETESOUTH AFRICAN BREWERIES LTD. SO RE 40.0 PENDINGGROSVENOR PROPERTIES LTD UK AM 40.0 COMPLETETRUSTHOUSE FORTE UK RE * COMPLETEIBIS-SPHERE FR RE PENDINGIBIS-SPHERE CORP. FR RE 10.0 PENDINGNOVOTEL GROUP FR RE COMPLETELIM, O.K. HK AM # COMPLETENESTLE S.A. SZ RE # COMPLETEMUSKAT, RICHARD SZ RE 1.1 COMPLETENESTLE SA SZ RE 30.0 PENDINGSUNSHINE INTNTL. DEV. INC. JA RE 13.5 PENDINGGREENALL-WHITELY GROUP UK RE 3.5 COMPLETETRUSTHOUSE FORTE UK OT . COMPLETEBRITISH ELECTRIC TRACTION PLC UK AM 1.8 COMPLETEBRITISH ELECTRIC TRACTION PLC UK AM 11.3 COMPLETEBRITISH ELECTRIC TRACTION PLC UK AM 11.0 COMPLETEEXTENDICARE LTD. CA AM 142.7 COMPLETESAFFER, CRAVIT, & FREEDMAN CA AM COMPLETESAATCHI & SAATCHI PLC UK AM 15.5 COMPLETEFCA INTL, LTD. CA OT . COMPLETE


SICSUMMARY REPORT



7333 OMNIBUS COMPUTER GRAPHICS NEW YORK NY7339 TOYOTA MOTOR CO. USA TORRANCE CA7349 OXFORD SECURITY SERVICES ATLANTA GA7372 COMPUTER CORP. OF AMERICA CAMBRIDGE MA7372 FINANCIAL SOFTWARE OF AMERICA WINTER PARK FL7372 NISSHO IWAI CORP LOS ANGELES CA7372 OPEN SYSTEMS INC. MINNEAPOLIS MN7372 TCR, INC. FORT WAYNE IN7372 THE CONTINUUM CO INC AUSTIN TX7372 US BS INC LOS ANGELES CA7372 WYLY CORP. DALLAS TX7374 ANACONDA-ERICSSON INFORMATION SYSTEM GARDEN GROVE CA7374 WHARTON ECONOMETRICS INC. PHILADELPHIA PA7379 BOLT, BERANEK S NEWMAN INC. CAMBRIDGE MA7379 DATRONIC RENTAL CORP. CHICAGO IL7391 COMPOSITE TECHNOLOGY CORP TROY MI7393 PUROLATOR ARMOURED INC. PISCATAWAY NJ7394 GLASROCK MEDICAL SERVICES DIV. ATLANTA GA7395 BERKEY PHOTO INC. WHITE PLAINS NY 7395 NORITSU AMERICA BUENA PARK CA 7397 DET NORSKE VERITAS TEANECK HJ 7399 COLNAGHI USA NEW YORK NY 7399 OVERSEA COURIER SERVICE CAMBRIDGE MA 7399 SALES OFFICE LOS ANGELES CA 7399 TELERATE SYSTEMS INC NEW YORK NY 7399 UNIVERSAL MONEY CENTERS INC KANSAS CITY MO 7512 DC RENT-A-CAR WASHINGTON DC 7512 SANGATE CORP. NEW YORK NY 7538 NEOPLAN USA LAMAR CO 7941 ST. LOUIS BLUES ST. LOUIS MO 7948 WATKINS GLEN GRAND PRIX TRACK WATKINS GLEN NY 7999 BRITISH TOURIST INFO CENTER NEW YORK NY 7999 GALERIE MAEGHT LELONG NEW YORK NY 8081 TRIZEC CORP WINTER PARK FL 8111 STIKEMAN ELLIOTT NEW YORK NY 8611 COMMEREX ATLANTA GA 8911 COMMERCIAL TESTING ft ENGINEERING CO STAMFORD CT 8911 ENVIROMENTAL PLANNING & RESEARCH SAN FRANCISCO CA 8911 FARED DRILLING TECHNOLOGY INC. DENVER CO 8911 HALL ENGINEERING MOOREHEAD KY 8911 HELMICK & LUTZ CO. MINNEAPOLIS MN 8911 HENNINGSON, DURHAM, RICHARDSON OMAHA NE 8911 MARIMEKKO STAMFORD CT 8911 SIRRINE, J. E. CO. GREENSVIL“LE SC 8911 STUDIO CASTORE INC. HOUSTON TX 8922 SHOWA UNIVERSITY RESEARCH INST. ST. PETERSBUR FL 9611 CANADIAN TRADE OFFICE SAN FRANCISCO CA 9611 CANADIAN TRADE OFFICE PHILADELPHIA PA 9611 CANADIAN TRADE OFFICE BOSTON MA 9611 CCNAA INVESTMENT & TRADE AGENCY NEW YORK NY 9611 KOREAN TRADE CENTER MARIETTA GA 9611 KOREAN TRADE CENTER CHICAGO IL 9999 DALLAS AUTO AUCTION CORP. GRAND PAIRIE TX

OMNIBUS COMPUTER GRAPHICS CA OT COMPLETETOYOTA MOTOR CO. LTD. JA OT COMPLETEHAWLEY GROUP PLC UK AM . COMPLETEEXTENDICARE, LTD. CA AM 40.0 PENDINGHAEFNER, WALTER SZ AM 3.4 COMPLETENISSHO IWAI CO. LTD JA OT . PENDINGHAEFNER, WALTER SZ AM 9.5 COMPLETEROVSING A/S CHRISTAIN DA JV . COMPLETEAMEV NV NL AM 23.0 COMPLETEJAPAN SOFT BANK JA OT . COMPLETEHAEFNER, WALTER SZ El 24.0 COMPLETETELEFON AB LM ERICSSON SW JV . COMPLETEFRANCE, GOVT. OF FR AM 5.0 COMPLETESOROS OVERSEAS/ SCHLUMBERGER NA OT . PENDINGROGAN, KEVIN El El 0.1 COMPLETEFLICK, FRIEDRICH K GE AM 0.1 COMPLETEMAYNE NICKLESS LTD. AS AM 33.0 COMPLETEBOC INTL LTD UK AM 85.0 COMPLETENIMSLO INTL PLC UK El 10.0 PENDINGNORITSU KOKI CO LTD JA OT 8.5 COMPLETEDET NORSKE VERITAS NO NP . COMPLETECOLNAGHIv S UK OT COMPLETEOVERSEA COURIER SERVICE CO. LTD. JA OT . COMPLETEKEIO PLAZA HOTEL JA OT COMPLETEEXCO SECURITIES LTD UK El 2.5 COMPLETEMCFLIKER, HENRYR. CA AM 0.6 COMPLETEKENNING MOTOR GROUP LTD. UK AM COMPLETEBRITISH CAR AUCTION GROUP PLC UK AM , COMPLETENEOPLAN FAMILY GE OT COMPLETECANADIAN BUSINESSMEN CA AM 13.0 PENDINGBRITISH CAR AUCTION GROUP UK AM PENDINGUK, GOVT OF UK OT 3.0 COMPLETEGALERIE MAEGHT LELONG FR OT . COMPLETETRIZEC CORP LTD CA NP 3.5 COMPLETESTIKEMAN ELLIOTT CA OT . PENDING13 UNIDENTIFIED COMPANIES NL PE 2.0 PENDINGSOC GENERALE DE SURVEILLANCE HOLDING SZ AM 23.0 COMPLETEPHARAON, GAITH R. SA AM . COMPLETEHOOGOVENS GROEP BV NL AM 1.9 COMPLETEHALL ENGINEERING HOLDINGS PLC UK NP 9.0 PENDINGSTEAM USERS ASSN. SW AM COMPLETEBOUYGUES, FRANCIS FR AM 50.0 COMPLETEMARIMEKKO OY FI OT COMPLETEPHARAON, GAITH R SA AM 7.2 COMPLETECASTORE, ITALO D. IT NP COMPLETESHOWA UNIVERSITY JA OT 3.0 COMPLETEONTARIO, GOVT. OF CA OT . PENDINGONTARIO, GOVT. OF CA OT . PENDINGONTARIO, GOVT. OF CA OT . PENDINGCHINA (TAIWAN),GOVT. OF TW OT . COMPLETESOUTH KOREA, GOVT. OF KS OT COMPLETESOUTH KOREA, GOV'T OF THE REP. OF KS OT . COMPLETEBRITISH AUCTIONS GROUP PLC UK AM 6.0 COMPLETE

62


SICSUMMARY REPORT


SIC US FIRM NAME LOCATION • FOREIGN INVESTOR NAT TYPE VALUE STATUS

KKKK NEW ORLEANS LA AMINVEST NA RE COMPLETEKKKK OFFICE BLDG BUENA PARK CA NORITSU KOKI CO. JA RE S . 5 COMPLETEKKKK AMERICAN FIRE AND CASUALTY BLDG. ORLANDO FL NERI UN RE COMPLETEKKKK ANCHOR BAY CLUB HALLANDALE FL FIRST TSAKOS CORP. GR RE 23.0 COMPLETEKKKK APARTMENT BLDG NEW YORK NY DORE N.V. NA RE 1.4 COMPLETEKKKK APARTMENT BLDG LAKE CLARKE FL BERG, HEINZ GE RE 2 . 0 COMPLETEKKKK APARTMENT BLDG ~NEW YORK NY UNIDENTIFIED INVESTOR NA RE 1.4 COMPLETEKKKK APARTMENT BLDG. MIAMI FL SILVAL CORP. N. V. NA RE 1.3 COMPLETEKKKK APARTMENT BLDG. DADE CO FL ALWINTON CORP. N.V. NA RE 0 . 8 COMPLETEKKKK APARTMENTS HIALEAH FL MANDAREE INVESTMENTS N.V. NA RE 0 . 8 COMPLETEKKKK BAY VIEUI RESERVE ORLANDO FL FRANKFURTER B.A.G. GE RE COMPLETEKKKK BAYBROOK COMMUNITY HOUSTON TX COVENTRY DEVELOPMENT CO. GR RE PENDINGKKKK BLUESTONE TRUST ORLANDO FL GENSTAR LTD. CA RE PENDINGKKKK BROADVIEUI PLAZA ATLANTA GA NORO GROUP OF COMPANIES NL RE 2 1 0 COMPLETEKKKK BUSINESS PARK HOUSTON TX SEA CONTAINERS GROUP UK RE 70.0 COMPLETEKKKK BUSINESS PARK GWINNETT GA DUNNING COMMERCIAL DEVELOPMENTS UK RE 1 0 . 0 COMPLETEKKKK CALIFORNIA PLAZA LOS ANGELES CA CADILLAC FAIRVIEW CORP., LTD CA RE 205.0 PENDINGKKKK CENTER CITY TOWER PITTSBURGH PA BRITISH PENSION FUNDS UK RE 16.2 COMPLETEKKKK CENTURY EAST APTS FT. LAUDERDAL FL HOFMAN, FRANK-DIETER GE RE 1 . 0 COMPLETEKKKK CHANCERY WASHINGTON DC FRANCE, GOV'T OF FR RE 32.0 COMPLETEKKKK CHARLOTTE PLAZA CHARLOTTE NC PGGM NA RE COMPLETEKKKK CHATEAU MONTAGNE APTS ATLANTA GA KAUSSEN, GT. GE RE 6 ! 4 COMPLETEKKKK CHERRY HILL PLANTATION RICHMOND HILL GA PHARAON, GHAITH SA RE 125.0 PENDINGKKKK CHIMNEY ROCK CENTRAL HOUSTON TX CHARLES CHURCH DEVELOPMENTS LTD UK RE 200 .0 COMPLETEKKKK CITICORP CENTER ATLANTA GA MORAINE INVESTMENTS NA RE 45.0 COMPLETEKKKK CITICORP PLAZA LOS ANGELES CA OXFORD PROPERTIES, INC. CA RE 600.0 PENDINGKKKK CLIFF HOUSE APTS ATLANTA GA KAUSSEN, GT. GE RE 1.4 COMPLETEKKKK COLUMBIA MALL DECATUR GA CADILLAC FAIRVIEW CA RE COMPLETEKKKK COMMERCIAL PROPERTY DADE CO FL VISLEROA CORP. S. A. ET AL PM RE 3! 6 COMPLETEKKKK COMMERCIAL SITE SEATTLE WA UNAM INVESTMENT CORP NA RE 12.9 COMPLETEKKKK COMMERCIAL SITE RIVIERA BEACH FL FINEXEN SA PM RE 0.6 COMPLETEKKKK CONDOMINIUM NEW YORK NY NISSHO IWAI CORP. JA RE PENDINGKKKK CONDOMINIUM FT. LAUDERDAL FL RICH VIEW LTD. CA RE o!s COMPLETEKKKK CONDOMINIUM DADE CO. FL VALINVEST N.V. NA RE 3. 1 COMPLETEKKKK CORPORATE POINTE CULVER CITY CA BRAMALEA LTD. CA RE 4.0 COMPLETEKKKK CROWN HILL CENTER LOS ANGELES CA RICHFIELD INTL LAND INVEST CO. HK RE PENDINGKKKK DEER CROSS SQUARE SHOPPING CTR. LONG ISLAND NY DEERARA S.A. PM RE 1.7 COMPLETEKKKK DEMONET BLDG. WASHINGTON DC VIKING GROUP UK RE 1 0 . 0 COMPLETEKKKK DENVER CONVENTION CENTER DENVER CO SOCMA CORP. AR RE 2 0 0 . 0 PENDINGKKKK DIXON LANDING BUSINESS PARK MILPITAS CA CADILLAC FAIRVIEW CORP. LTD. CA RE 85.0 COMPLETEKKKK EL CAMINO INUDSTRIAL PARK SAN DIEGO CA GEORGE WIMPEY LTD. UK RE COMPLETEKKKK ENDOWOOD PLAZA TOWSON MD BRAMALEA LTD CA RE 9!o COMPLETEKKKK FAIRFAX EXECUTIVE PARK FAIRFAX VA BUVERMO MANAGEMENT INC. NL RE COMPLETEKKKK FIRST COLONY HOUSTON TX ROYAL DUTCH SHELL PENSION FUND NL RE PENDINGKKKK FOUR PENN CENTER PHILADELPHIA PA SINGAPORE, GOVT. OF SN RE COMPLETEKKKK FULTON FEDERAL S*L BLDG ATLANTA GA TAYLOR WOODROW PROPERTY CO. UK RE COMPLETEKKKK GATEWAY III LOS ANGELES CA CADILLAC FAIRVIEW CA RE 30.0 COMPLETEKKKK GRAND CYPRESS ORLANDO FL PENSION FUND PGGM NL RE COMPLETEKKKK GWINNETT PLACE ATLANTA GA CADILLAC FAIRVIEW CA RE COMPLETEKKKK HEALY BLDG. ATLANTA GA KAUSSEN, GT. GE RE COMPLETEKKKK HOLMBY BLDG. LOS ANGELES CA SAMUEL PROPERTIES PLC UK RE 3.3 COMPLETEKKKK HORTON SHOPPING PLAZA CENTER SAN DIEGO CA TRIZEC CORP LTD CA RE 140.0 COMPLETEKKKK HOWE ARDEN CENTER SACRAMENTO CA UNIDENTIFIED SN RE 1 2 . 0 PENDING


SICSUMMARY REPORT



xxxx HUCKLEBERRY ORLANDO FL TRADERS GROUP CA RE 350.0 PENDINGx x x x INDEPENDENCE BAY BROWARD FL OLYMPIA AND YORK DEVELOPMENT CA RE 133.0 PENDINGx x x x INDEPENDENCE PLACE PHILADELPHIA PA CADILLAC FAIRVIEW CORP., LTD CA RE . COMPLETEx x x x INVESTMENT PROPERTIES NORTHGLENN CO INDIVIDUAL INVESTORS GE RE 6.0 COMPLETEx x x x KENT CENTRE SHOPPING CENTER PUTNAM NY UNIDENTIFIED GROUP GE RE 1.5 COMPLETEx x x x LAFAYETTE PLACE BOSTON MA MONDEV INTERNATIONAL, LTD. CA RE 130.0 COMPLETEx x x x LAKE LOTUS CLUB ALTAMONTE SP FL AZORIUM DEV. * CONST. CO., LTD. IS RE . COMPLETEx x x x LAKE MINNEWASKA NEW PLATZ NY AOKI CONSTRUCTION CO. JA RE . COMPLETEx x x x LAKE NONA ORLANDO FL SUNLEY HOLDINGS LTD ET AL UK RE 70.0 PENDINGx x x x LAKESIDE TAMPA FL TAYLOR, WOODROW UK RE 10.0 COMPLETEx x x x LAND DADE CO FL CONTINENTAL FARMS INC. N.V. NA RE 0.7 COMPLETEx x x x LAND BOCA RATON FL TAISA CORP. N.V. NA RE 0.6 COMPLETEx x x x LAND CORAL SPRINGS FL STAN VINE CONSTRUCTION INC. CA RE 0.8 COMPLETEx x x x LAND DADE CO FL CONTINENTAL FARMS INC. N.V. NA RE 0.7 COMPLETEx x x x LAND DADE CO FL INTER SEVEN INC NA RE 0.8 COMPLETEx x x x LAND OCEANSIDE CA UNITED OCEAN RESOURCES INC TH RE 5.5 COMPLETEx x x x LAND MIAMI FL DIDSBURY CORP N.V. NA RE 3.8 COMPLETEx x x x LAND PALM BEACH FL EUROPEAN AMERICAN DESIGN NV NA RE 0.7 COMPLETEx x x x LAND COCONUT GROVE FL PORTON HOLDINGS NV NA RE 1.4 COMPLETEx x x x LAND (0.5 ACRES) CORAL GABLES FL KONDRA PROPERTIES NV NA RE 2.0 COMPLETEx x x x LAND (13 ARCRES) MARGATE FL BROADFIELD N.V. NA RE 0.7 COMPLETEx x x x LAND (148 ACRES) BOCA RATON FL ZANTOUT, RAFIC A. LE RE 6.4 COMPLETEx x x x LAND (16.8 ACRES) SAN JOSE CA GROSVENOR INTL UK RE 8.0 COMPLETEx x x x LAND (176 ACRES) CHARLOTTE NC OATFIELD N.V. NA RE 2.5 COMPLETEx x x x LAND (2.5 ACRES) DADE CO. FL LEMERY CORP NV NA RE 0.9 COMPLETEx x x x LAND (3.1 ACRES DADE CO. FL GONRE NA RE 0.6 COMPLETEx x x x LAND (3.5 ARCES) ATLANTA GA KAN AM REALTY INTNTL GE RE . COMPLETEx x x x LAND (3.7 ARCES) COCONUT FL GROVE GATE N.V. NA RE 4.5 COMPLETEx x x x LAND (41.4 ACRES) COCONUT CREEK FL WAVELAND N.V. MN RE 1.6 COMPLETEx x x x MADISON CIRCLE OFFICE BLDG. MIAMI FL LIMESTOCK N.V. NA RE 17.0 COMPLETEx x x x MERIDIAN SAN DIEGO CA JIL ASSOCIATES JA RE 25.0 COMPLETEx x x x METRO PLAZA SILVER SPRING MD CARUSCAM CORP. CA RE 70.0 COMPLETEx x x x MICHAEL LAURIE AND PARTNERS NEW YORK NY MICJHAHAEL LAURIE AND PARTNERS UK RE COMPLETEx x x x MICROSOFT BLDG BELLVIEW WA U.S. PROPERTY TRUST UK RE 5.0 COMPLETEx x x x MILAM BLDG SAN ANTONIO CA URBAN HOLDINGS LTD. CA RE 8.0 COMPLETEx x x x MONADNOCK BLDG SAN FRANSISCO CA CAMPEAU CORP. CA RE . COMPLETEx x x x MORRIS PLAN BLDG SAN FRANSISCO CA NEKIR ESTABLISHMENT SZ RE . COMPLETExxxx MULTI-USE DEVELOPMENT ORLANDO FL AOKI CONSTRUCTION CO. JA RE 250.0 PENDINGxxxx NORTH RIDGE SHOPPING PLAZA OAKLAND PK FL CHAMA INVESTMENTS NA RE 6.2 COMPLETExxxx NORTHPARK MALL RIDGELAND MA CADILLAC FAIRVIEW CA RE 25.0 COMPLETExxxx OFF-PRICE FASHION CENTER DOWNERS GROVE IL KAN AM INTL GE RE . COMPLETExxxx OFFICE BLDG LOS ANGELES CA HERON INTERNATIONAL UK RE 16. 1 COMPLETExxxx OFFICE BLDG DADE CO FL RICHARD N.V. NA RE 6.0 COMPLETExxxx OFFICE BLDG MIAMI FL FLENSBURG CO. N.V. NA RE 12.0 COMPLETExxxx OFFICE BLDG NEW YORK NY SMS SZ RE 27.0 COMPLETExxxx OFFICE BLDG ORLANDO FL EAGLEBROOK CORP. CA RE 1.6 COMPLETExxxx OFFICE BLDG SAN DIEGO CA MANFACTURERS LIFE INS. CO. CA RE 92.0 COMPLETExxxx OFFICE BLDG DENVER CO DOVER PARK DEV.CO. LTD. CA RE 13.3 COMPLETExxxx OFFICE BLDG. DALLAS TX NORAM DEVELOPMENT CORP. CA RE PENDINGxxxx OFFICE BLDG. NJ SINGAPORE, GOVT. OF SN RE 10.3 COMPLETExxxx OFFICE BLDG. BOSTON MA SUNLEY HOLDING LTD. UK RE 9.6 COMPLETExxxx OFFICE BLDG. MIAMI FL DAVIMARY INC. PM RE 5.7 COMPLETExxxx OFFICE BLDG. LAUDERDALE FL LAUDERSEA PROPERTIES INC., N.V. NA RE 1.6 COMPLETE

64


SICSUMMARY REPORT



XX XX OFFICE BLDG. MINNEAPOLIS MN OXFORD DEVELOPMENT CORP. CA RE 100.0 PENDINGXX XX OFFICE BLDG. NEW BRUNSWICK NJ SINGAPORE, GOVT. SN RE 10.3 COMPLETEXX XX OFFICE BLDG. ARLINGTON VA N.H.P. INC. NL RE 28.8 COMPLETEXX XX OFFICE BLDG NE$ YORK NY KUWAIT, GOV 1T OF KU RE COMPLETEXX XX OFFICE BLDGS. (2) SAN FRANSISCO CA GROSVENOR INTL UK RE 100 I 0 COMPLETEXX XX OFFICE BUILDING DADE CO. FL SECANT CORP N.V. NA RE 6.5 COMPLETEXX XX ONE FINANCIAL PLAZA SPRINGFIELD MA OLYMPIA AND YORK CA RE COMPLETEX X X * ONE POST ST. SAN FRANCISCO CA GROSVENOR INTL LTD. UK RE COMPLETExx x x ONE WILSHIRE BLVD LOS*" ANGELES CA MITSUI REAL ESTATE DEV. CO. LTD. JA RE COMPLETExxxx PACWEST CENTER PORTLAND OR MITSUBISHI REALESTATE JA RE 25.0 COMPLETEx x x x PARAGON CENTER FT. LAUDERDAL FL PINES , RICARDO VE RE 30.0 COMPLETEXX X X PARK CENTRAL MALL PHOENIX AZ LEHNDORFF GROUP GE RE 3.5 COMPLETExxxx PARK MEADOWS DENVER CO TRIZEC CORP. LTD. CA RE PENDINGxxxx PHILIPPINE AIRLINES BLDG SAN FRANSISCO CA UNIDENTIFIED INVESTOR RP RE 111 0 COMPLETExxxx POMEROY PLAZA PARSIPPANY NY AITKEN HUME UK RE 8.0 COMPLETExxxx PRINCETON PARK CORPORATE CENTER PRINCETON NJ OLYMPIA*" AND YORK CA RE 250.0 COMPLETExxxx RED BUSH PLAZA MILFORD CT GOMES C. PO RE 0.4 COMPLETExxxx RESEARCH PARK CUPERTINO CA GROSVENOR INTL LTD. UK RE 50.0 COMPLETExxxx RESIDENTIAL DEVELOPMENT DADE CO. FL MARKHAM CORP. N.V. NA RE COMPLETExxxx RESIDENTIAL DEVELOPMENT MEMPHIS TN MEGA INVESTMENTS CA RE 10.0 PENDINGxxxx RESIDENTIAL DEVELOPMENT POMPANO BEACH FL COBRA INTERNATIONAL NV NA RE 2.0 COMPLETExxxx ROYAL EXECUTIVE PA4KRLK RYE NY LADBROKE CP. PLC UK RE CCMPLETExxxx ROYCE CO. LOS ANGELES CA A .E. LEPAGE CA AM COMPLETExxxx RUTHERFORD B. HAYES BLDG ARLINGTON VA KLM PENSION FUNDS NL RE 28! 8 COMPLETExxxx SAID LAKE HOTEL 0RLAND~0 FL PROPINVEST N~. V. SZ RE 50.0 COMPLETExxxx SANTA CLARA TRADE & CONF. CENTER SANTA CLARA CA CAMPEAU CORP. CA RE 50.0 PENDINGxxxx SARASOTA QUAY SARASOTA FL TRANSOL GROUP NL RE 25.0 COMPLETExxxx SHOPPING CENTER DADE CO FL ZIEBMAN, ALDEN M. CA RE 1.4 COMPLETExxxx SHOPPING CENTER POMPANO FL CHAI INVESTMENTS CO. N.V. NA RE 1.6 COMPLETExxxx SHOPPING CENTER DADE CO FL TROPICAL CENTER NV NA RE 1. 9 COMPLETExxxx SHOPPING MALL MIAMI FL UNIDENTIFIED INVESTOR VE RE 4.0 COMPLETExxxx SILVER SANDS NEW SMYRNA FL F. SELMER A/S NO RE COMPLETExxxx SOLANO BUSINESS PARK FAIRFIELD CA GROVENSOR INTL LTD. CA RE COMPLETExxxx SOUTH HILLS MALL POUGH KEEPSIE NY SARA CREEK PROPERTIES CO. NL RE 7.*3 COMPLETExxxx THE ATRIUM ROSSLYN VA NORTHKEY PLAZA N.V. NA RE 89.5 COMPLETExxxx THE BUSINESS PARK/ATLANTA ATLANTA GA DUNNING COMMERCIAL DEVELOPMENTS UK RE 20.0 COMPLETExxxx THE ENCLAVES HIGHLAND BEAC FL GREENWIN GROUP CA RE COMPLETExxxx THE PRINCESS HUTCHISON FL FERRET SAVINEL GP FR RE COMPLETExxxx THE SAVOY NAPLES FL CORPAN CORP NV NA RE 25.0 COMPLETExxxx TRANS PACIFIC CENTER OAKLAND CA DARTON, LTD. LI RE 206 .0 PENDINGxxxx TRANS POTOMAC PLAZA ALEXANDRIA VA PENSION FUNDS PGGM NL RE COMPLETExxxx UNIVERSITY TOWNE CENTER SAN DIEGO CA CARMA DEVELOPERS CA RE 2o !o COMPLETExxxx WAREHOUSE BROWARD FL RIVERSANT CORP NV NA RE 1.7 COMPLETExxxx WEST BLDG. SAN FRANSISCO CA KINOKUNIYA BOOK-STORE CO. LTD. JA RE 5.0 COMPLETExxxx WORLD SAVINGS CENTER LOS ANGELES CA OLYMPIA AND YORK CA RE 26.7 COMPLETExxxx YORKE DOWNS APT ATLANTA GA KAUSSEN, GT. GE RE 12.5 COMPLETExxxx 10 SOUTH LASALLE ST. CHICAGO IL FIDINAM SZ RE 100.0 COMPLETExxxx 1101 BRICKELL AVE MIAMI FL BANCO INDUSTRILA DE VENEZUELA VE RE 31.5 COMPLETExxxx 1180 AVENUE OF THE AMERICAS NEW YORK NY GREYCOAT CITY OFFICES PLC UK RE 26.0 COMPLETExxxx 1223 MICHIGAN AVE. CHICAGO IL INVESTOR GROUP HK RE 0.5 COMPLETExxxx 1333 NEW HAMPSHIRE AVE. WASHINGTON DC LEHNDORFF GROUP GE RE 43.0 COMPLETExxxx 141 FULTON ST. MANHATTAN NY EVERGREEN-FULTGN CORP. HK RE 0.5 COMPLETExxxx 1700 MARKET ST. PHILADELPHIA PA ASAHI MUTUAL LIFE INS. CO. JA RE 35.0 COMPLETE


LIST

APPENDIX 8.

F INVESTMENT TRANSACTIONS

by

SOURCE COUNTRY

66


1983 FOREIGN INVESTMENTS

NATION US FIRM NAME TS

ARGENTINA DENVER CONVENTION CENTER COAUSTRALIA AMERICAN FRONTIER EXPLORATION INC. COAUSTRALIA BIO-ISOLATES INC. PAAUSTRALIA CHICAGO SUN-TIMES ILAUSTRALIA EASYFIND INTERNATIONAL INC. GAAUSTRALIA GREEN CONSTRUCTION CO~ IAAUSTRALIA INTERAMERICAN SATELLITE NEWS AMERICA JV CAAUSTRALIA KAISER STEEL CORP1S PROPERTIES CAAUSTRALIA LONE STAR NORTHWEST PROCEEDS WAAUSTRALIA NATIONAL CONTROLS, INC. CAAUSTRALIA OIL SHALE MINE & PROCESSING PLANT KYAUSTRALIA PHILLIPS PETROLEUM’S OIL SHALE LEASES KYAUSTRALIA PUROLATOR ARMOURED INC. NJAUSTRALIA TRITON ENERGY CORP. TXAUSTRALIA UTAH INT’L INC.’S BUSINESSES NMAUSTRIA CREDITANSTALT-BANKVEREIN NYAUSTRIA GEIGER OF AUSTRIA INC. VTAUSTRIA JUNGFER SEPARATORS INC. MDBAHAMAS, THE FAB INDUSTRIES INC. NYBELGIUM AMAX’S COAL RESERVES & MINING JV WVBELGIUM AMERICAN PETROFINA INC. LABELGIUM AMERICAN PETROFINA INC. TXBELGIUM DIAMANT BOART USA INC. TXBELGIUM DOVRE INC. ILBELGIUM FOOD LION INC VABELGIUM HELVOET PHARMA INC. NJBELGIUM MACMILLAN RING-RFFREE OIL CO. INC. NYBELGIUM PAUWELS-CHANCE INC. MOBELGIUM TUBEMEUSE INC TXBERMUDA ENERGY MINERALS COBERMUDA ENERGY MINERALS CORP. COBRAZIL BANCO DO ESTADO DO PANAMA SA NYCANADA ALCAN ALUMINUM CORP. MOCANADA AMERICAN BANKER INC. NYCANADA AMERICAN CLASSICS WINE CO. CACANADA ARCOM INC. TXCANADA BACKUS ADVERTISING INC. FLCANADA BARRETT SHOE STORES MDCANADA BEASLEY ENERGY INC. OHCANADA BEAUFORT SEA OIL LEASES (2) AKCANADA BLUESTONE TRUST FLCANADA BRANTLEY - JACKSON FIELD TXCANADA CALIFORNIA NICKEL CORP. CACANADA CALIFORNIA PLAZA CACANADA CANADIAN TRADE OFFICE CACANADA CANADIAN TRADE OFFICE PACANADA CANADIAN TRADE OFFICE MACANADA CHAPPARAL STEEL CO. INC TXCANADA CHARLES BLAIR INT’L INC. NYCANADA CHOMERICS INC. MACANADA CITICORP PLAZA CACANADA CITIES OFFSHORE PRODUCTION CO. CACANADA COCA-COLA’S WINE SPECTRUM GACANADA COKE & SEAGRAMS JV NYCANADA COLUMBIA MALL GACANADA COMPUTER CORP. OF AMERICA MA

FOREIGN INVESTOR TY VALUE STATUS

SOCMA CORP. RE 200.0 PENDINGGOLDBERG, ABRAHAM ET AL AM COMPLETEBIO-ISOLATES LTD. NP PENDINGMURDOCH, K. RUPERT AM 90.0 PENDINGEASYFIND INTERNATIONAL OT COMPLETELEIGHTON HOLDINGS LTD. AM 9.5 COMPLETEMURDOCH, K. RUPERT JV 75.0 COMPLETECRA LTD. AM . PENDINGADELAIDE BRIGHTON CEMENT HOLDING JV 13.0 PENDINGRAMSAY, PAUL J. AM . COMPLETESOUTHERN PACIFIC PETROLEUM NL NP 1000.0 PENDINGSOUTHERN PACIFIC PETROLEUM N.L. AM . COMPLETEMAYNE NICKLESS LTD. AM 33.0 COMPLETECRUSADER OIL NL ET AL AM 24.6 COMPLETEBROKEN HILL PROPRIETARY CO. LTD. AM 2400.0 PENDINGCREDITANSTALT-BANKVEREIN OT 132.0 COMPLETEGEIGER PE # PENDINGAKKUMULATORENFABRICK NP 0.3 COMPLETEETERNITY LTD. AM COMPLETEPETROFINA SA AM 16.0 PENDINGPETROFINA SA PE 25.0 COMPLETEPETROFINA SA NP COMPLETESIBEKA SOC. DENTREPRISE ET D’INVES NP COMPLETEDOVRE NV NP COMPLETEDELHAIZE LE LION OT . COMPLETEHELVOET PHARMA NP 0.3 COMPLETEHENDRICKX, HUBERT El 1.8 COMPLETEPAUWELS INTL. NV JV PENDINGCOCKERILL SAMBRE GROEP OT COMPLETEWEEKS PETROLEUM LTD. El 34! 0 PENDINGWEEKS PETROLEUM LTD. AM 7.1 COMPLETEBANCO DO ESTADO DO PANAMA SA OT COMPLETEALCAN ALUMINIUM LTD. PE 4! 0 COMPLETETHOMSON FAMILY AM 58.0 PENDINGBRONFMAN FAMILYCEDGAR) OT COMPLETEPROVINCE OF ALBERTA JV . COMPLETESAFFER, CRAVIT, & FREEDMAN AM COMPLETEBATA LTD. OT 5.0 COMPLETECAMPBELL RESOURCES INC. AM PENDINGBRONFMAN FAMILY AM

CMO

COMPLETEGENSTAR LTD. RE PENDINGTHOMSON FAMILY AM 6.5 COMPLETENI-CAL DEVELOPMENTS LTD. NP 300 .0 PENDINGCADILLAC FAIRVIEW CORP., LTD RE 205.0 PENDINGONTARIO, GOVT. OF OT PENDINGONTARIO, GOVT. OF OT # PENDINGONTARIO, GOVT. OF OT PENDINGCO-STEE~L INTERNATIONAL LTD. PE 100.0 COMPLETEULTRA GLOW COSMETICS INC. AM COMPLETESHAW INDUSTRIES LTD. AM 0.4 COMPLETEOXFORD PROPERTIES, INC. RE 600.0 PENDINGCANADIAN OCCIDENTAL PETROLEUM LTD. AM 66.4 COMPLETEBRONFMAN FAMILY AM 200.0 COMPLETEBRONFMAN FAMILY JV # COMPLETECADILLAC FAIRVIEW RE COMPLETEEXTENDICARE, LTD. AM 4o !o PENDING

SIC

X X X X1382202227112752162948993312324 1357613111311739313111211602339306922921211286529113545342954112834291136125051138213826033552711518250637311314312111311xxxx13111061xxxx961196119611331228442891xxxx131120842086xxxx7372

67




CANADA CONDOMINIUM FLCANADA CONOCO INC. LACANADA CONOCO INC. LACANADA CONSOLIDATION COAL SALES CO. MDCANADA CORPORATE POINTE CACANADA DAFOE & DAFOE INC. CACANADA DIGITAL PRODUCTS CORP. FLCANADA DIXON LANDING BUSINESS PARK CACANADA E.I. DUPONT DE NEMOURS TNCANADA E.I. DUPONT NEMOURS CO. NCCANADA ELECTRIC WHEEL CO. ILCANADA ENDOWOOD PLAZA MDCANADA FCA INTL, LTD. NYCANADA FISHER BROTHERS SALES INC. NJCANADA GATEWAY III CACANADA GENSTAR STONE PRODUCTS CO. MDCANADA GOLD MINE EXPANSION WACANADA GULF OF MEXICO OIL LEASES (34) LACANADA GWINNETT PLACE GACANADA HANNAFORD BROTHERS CO MECANADA HORTON SHOPPING PLAZA CENTER CACANADA HOUSTON POST, THE TXCANADA HP PUBLISHING CO. INC. NYCANADA HUCKLEBERRY FLCANADA INDEPENDENCE BAY FLCANADA INDEPENDENCE PLACE PACANADA INDUSTRIAL COMMUTATOR CO. TNCANADA INSTITUTIONAL INVESTORS CORP. NYCANADA INSTITUTIONAL INVESTORS CORP. NYCANADA INTERMAGNETICS GENERAL CORP. NYCANADA INTERPACE CORP. NJCANADA KAPOK TREE INNS CORP. FLCANADA KAPTRON INC. CACANADA LACLEDE STEEL CO. MOCANADA LAFAYETTE PLACE MACANADA LAND FLCANADA LOMAS MINERALS & CHEMICALS CO. GACANADA MACMILLAN BLOEDEL INC. MSCANADA MANAGEMENT TECHNOLOGY CTCANADA MARADE INDUSTRIES MDCANADA MEDISCIENCE INC. NYCANADA METRO PLAZA MDCANADA MILAM BLDG CACANADA MITEL INC. FLCANADA MONADNOCK BLDG CACANADA MONTANA TUNNELS MINING PROJECT MTCANADA MORGUARD REALTY ADVISORS WACANADA NATf L. BANK OF CANADA ILCANADA NECO CORP. WICANADA NGL-CONOCO NAT. GAS PROD. PLANT OKCANADA NORTHERN TELECOM INC. TNCANADA NORTHERN TELECOM, INC. NCCANADA NORTHLAND PRODUCTS INC VTCANADA NORTHPARK MALL MACANADA OFFICE BLDG FLCANADA OFFICE BLDG CA


RICH VIEW LTD. RE 0.5 COMPLETEBRONFMAN FAMILY PE 0.6 COMPLETEBRONFMAN FAMILY NP 0.3 COMPLETEBRONFMAN FAMILY OT 21.3 COMPLETEBRAMALEA LTD. RE 4.0 COMPLETEDAFOE & DAFOE INC. NP . COMPLETEFMG TELECOMPUTER LTD. AM 1.0 COMPLETECADILLAC FAIRVIEW CORP. LTD. RE 85.0 COMPLETEBRONFMAN FAMILY NP . COMPLETEBRONFMAN FAMILY NP PENDINGTITAN PROFORM CO. LTD. AM PENDINGBRAMALEA LTD RE 9.0 COMPLETEFCA INTL, LTD. OT . COMPLETEFISHER BROTHERS CANADA LTD. OT PENDINGCADILLAC FAIRVIEW RE 30.0 COMPLETEGENSTAR LTD. PE 13.0 COMPLETEASAMERA INC. ET AL OT 30.0 PENDINGBRONFMAN FAMILY AM 18.8 COMPLETECADILLAC FAIRVIEW RE COMPLETESOBEY FAMILY El 1.0 COMPLETETRIZEC CORP LTD RE 140.0 COMPLETEMACLEAN-HUNTER HOLDINGS LTD. AM 100.0 COMPLETEMACLEAN HUNTER HOLDINGS LTD. AM COMPLETETRADERS GROUP RE 350.0 PENDINGOLYMPIA AND YORK DEVELOPMENT RE 133.0 PENDINGCADILLAC FAIRVIEW CORP., LTD RE COMPLETEINDUSTRIAL COMMUTATOR CO. LTD. NP PENDINGHESS INTNTL CORP. AM 4.6 COMPLETEMANN, GEORGE S. AM 4.6 COMPLETEKEEVIL TRUST AM COMPLETEBRONFMAN, EDGAR AM 23.4 COMPLETEELMONT INDUSTRIES LTD. AM 4.3 COMPLETEEXTENDICARE LTD. AM COMPLETEIVANIER FAMILY El 10.1 COMPLETEMONDEV INTERNATIONAL, LTD. RE 130.0 COMPLETESTAN VINE CONSTRUCTION INC. RE 0.8 COMPLETE35, OT COMPLETEBRIT COL. RESOURCES INVESTMENT CORP PE 0.6 COMPLETETHOMSON FAMILY OT PENDINGMAGNA INTL INC. NP 5.0 COMPLETEGRAY, LEONARD AM 0.2 COMPLETECARUSCAM CORP. RE 70.0 COMPLETEURBAN HOLDINGS LTD. RE 8.0 COMPLETEM.C.J. COWPLAND& T.H. MATTHEWS PE COMPLETECAMPEAU CORP. RE COMPLETECENTENNIAL MINERALS LTD. JV 22.0 COMPLETEMORGUARD GROUP OT COMPLETENAT1L. BANK OF CANADA OT COMPLETEHAMMOND MFG. CO. LTD. AM COMPLETEBRONFMAN FAMILY JV 1.4 COMPLETEBELL CANADA OT 25.0 PENDINGBELL CANADA PE 16.0 PENDINGPEARSON FOREST PRODUCTS AM 1.0 COMPLETECADILLAC FAIRVIEW RE 25.0 COMPLETEEAGLEBROOK CORP. RE 1.6 COMPLETEMANFACTURERS LIFE INS. CO. RE 92.0 COMPLETE

SIC

xxxx291129114463xxxx26473661xxxx286936103714xxxx73215148xxxx142310411311xxxx5411xxxx27112721xxxxxxxxxxxx36216799679936433264581238323312xxxxxxxx51612653272137145122xxxxxxxx3661xxxx104165316036121321366136793949xxxxxxxxxxxx

6 8Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis

1983

NATION US FIRM NAME

CANADA OFFICE BLDGCANADA OFFICE BLDG.CANADA OFFICE BLDG.CANADA OIL DRILLING PROJECTCANADA OIL WELL EXPANSIONCANADA OLYMPIC FOUNDRY COfS ASSETSCANADA OMNIBUS COMPUTER GRAPHICSCANADA ONE FINANCIAL PLAZACANADA ONTARIO LOCOMOTIVE & INDUS. RR SUPPLYCANADA OSBORNE COMPUTER CORP.CANADA OVERTHRUST RESOURCES LTD.:CANADA OXFORD CHEMICALS GROUPCANADA PARGAS INC.CANADA PARK MEADOWSCANADA PLACER-AMEX INC.CANADA PRINCETON PARK CORPORATE CENTERCANADA PURCHASING WORLDCANADA RAN ENERGY INCCANADA REDGATE PUBLISHING CO. INC.CANADA REIT OF AMERICACANADA RESIDENTIAL DEVELOPMENTCANADA RMH AUTOMATION LTD.CANADA ROYCE CO.CANADA SAN FRANSISCO REITCANADA SANTA CLARA FEDERAL S & L ACANADA SANTA CLARA- TRADE S CONF. CENTERCANADA SAVIN CORP.CANADA SCOPE INC.CANADA SCOTT PAPER CO.CANADA SCOTT PAPER CO.CANADA SCOTT PAPER CO.CANADA SCOTT PAPER CO.CANADA SHOPPING CENTERCANADA SILVER LEACHING MINECANADA SOLANO BUSINESS PARKCANADA ST. LOUIS BLUESCANADA STIKEMAN ELLIOTTCANADA SUN NEWSPAPERCANADA SUNG, ALFREDCANADA SUNMASTER CORP.CANADA SYNTHETIC FUELS PLANTCANADA TELECTRO SYSTEMS CORP.CANADA TEXAS GROUND CONTROL ELECTRONICS INC.CANADA THE ENCLAVESCANADA TRANSCONTINENTAL ENERGY CORP.CANADA TRIZEC CORPCANADA UMBERTO'SCANADA UNICARE SERVICES INC.CANADA UNIVERSAL MONEY CENTERS INCCANADA UNIVERSITY TOWNE CENTERCANADA US STEEL CO'S COAL MINES (2) & PLANTCANADA W.H. SMITH PAPER CORP.CANADA WATERS & WATERSCANADA WESTERN FINANCIAL S & L ACANADA WESTERN STARCANADA WORLD SAVINGS CENTER

INVESTMENTS

TS SIC FOREIGN INVESTOR TY VALUE STATUS

CO xxxx DOVER PARK DEV.CO. LTD. RE 13.3 COMPLETETX xxxx NORAM DEVELOPMENT CORP. RE PENDINGMN xxxx OXFORD DEVELOPMENT CORP. RE 100 I 0 PENDINGMS 1311 INTER-OCEANIC OIL & GAS CORP. ET AL OT PENDINGCA 1311 NOVA, AN ALBERTA CORP, OT . PENDINGWA 3321 DOBNEY FOUNDREY LTD. AM # PENDINGNY 7333 OMNIBUS COMPUTER GRAPHICS OT . COMPLETEMA xxxx OLYMPIA AND YORK RE COMPLETENY 4789 ONTARIO LOCOMOTIVE & INDUS. RR SUPPLY CO NP 0.3 PENDINGCA 3573 LANPAR TECHNOLOGIES INC. AM PENDINGCO 1311 UNIDENTIFIED CANADIAN INVESTORS ET AL AM PENDINGIL 2842 MOLSON COS. LTD. AM COMPLETEMD 5984 BELZBERG FAMILY AM 4! 9 COMPLETECO xxxx TRIZEC CORP. LTD. RE PENDINGMT 1041 NORANDA MINES LTD. NP 80.’ 0 COMPLETENJ xxxx OLYMPIA"' AND YORK RE 250.0 COMPLETEIL 2721 THOMSON FAMILY AM COMPLETETX 1311 FIRST HOUSTON OIL & MINERALS LTD. El PENDINGFL 2731 THOMSON FAMILY AM COMPLETEMA 6799 MANN, GEORGE S. AM 14.*6 COMPLETETN xxxx MEGA INVESTMENTS RE 10.0 PENDINGWI 3569 RMH AUTOMATION LTD. NP 0.2 PENDINGCA xxxx A.E. LEPAGE AM COMPLETECA 6799 MANN, GEORGE S. El 1.8 COMPLETECA 612 UNIDENTIFIED INVESTORS AM COMPLETECA xxxx CAMPEAU CORP. RE 50 ‘.0 PENDINGNY 3579 CANADA, GOVT. OF El 30.0 PENDINGVA 3537 ROONEY, PATRICKJ. AM COMPLETEPA 2621 BRONFMAN FAMILYCEDWARD & PETER) El 28! 0 COMPLETEAL 2621 BRONFMAN, EDWARD & PETER PE 69.9 COMPLETEMS 2647 BRONFMAN, PETERS EDWARD NP 4.8 COMPLETEWI 2621 BRONFMAN, PETER* EDWARD PE 0.8 COMPLETEFL xxxx ZIEBMAN, ALDEN M. RE 1.4 COMPLETENV 1044 LODESTAR ENERGY INC. AM PENDINGCA xxxx GROVENSOR INTL LTD. RE COMPLETEMO 7941 CANADIAN BUSINESSMEN AM 13^0 PENDINGNY 8111 STIKEMAN ELLIOTT OT # PENDINGTX 2711 MACLEAN HUNTER HOLDINGS LTD. OT PENDINGDC 5631 SUNG, ALFRED OT COMPLETENY 3433 SOLARTECH LTD. AM COMPLETECA 2999 CANADA (ALBERTA), GOVT. OF JV 14^2 COMPLETENY 3679 NEW DIMENSION RESOURCES LTD. AM PENDINGTX 3559 HALL, K. NP . COMPLETEFL xxxx GREENWIN GROUP RE COMPLETELA 1381 UNICORP CANADA CORP. AM COMPLETEFL 8081 TRIZEC CORP LTD NP 3! 5 COMPLETECA 5812 UMBERTO, MENGHI OT PENDINGWI 7299 EXTENDICARE LTD. AM 142#.7 COMPLETEMO 7399 MCFLIKER, HENRYR. AM 0.6 COMPLETECA xxxx CARMA DEVELOPERS RE 20.0 COMPLETEPA 1211 BRONFMAN FAMILY AM . PENDINGNY 5111 ROLLAND INC. AM COMPLETEDC 5651 ROSEN, HARRY JV PENDINGCA 612 UNIDENTIFIED INVESTORS AM COMPLETEWA 5012 WESTERN STAR TRUCKS INC. OT PENDINGCA xxxx OLYMPIA AND YORK RE 26.7 COMPLETE69




CANADA 1999 BRYAN ST. TOWER TXCANADA 333 BUSH ST CACANADA 400 S. HOPE ST. CACANADA 601 S. MAIN BLDG OKCHINA SANTEC CORP. NHCHINA THE CHINA DAILY NYCHINA(TAIWAN) CCNAA INVESTMENT & TRADE AGENCY NYCOLOMBIA 280 ARAGON AVE FLDENMARK KOSAN CRISPLANT MDDENMARK MAERSK LINE VADENMARK SCHURPACK INC. MODENMARK TCR, INC. INFINLAND APPLETON MACHINE CO. (THE) WIFINLAND BEATRICE FOODS CANDY OPERATIONS ILFINLAND BURDICK CORP. WIFINLAND DECEMBRE/MARIMEKKO OY ALFINLAND GENERAL MILLS DONRUSS CO. TNFINLAND LEAF CONFECTIONERY INC. ILFINLAND MARIMEKKO CTFINLAND ROBBINS * MYERSf MATERIALS HANDLING DIV. OHFINLAND VALMET AUTOMATION WAFRANCE ALPIA INC. VAFRANCE ALSTHOM-ATLANTIQUE CAFRANCE AUGUSTE THOUARD NY,FRANCE BANQUE PARIBAS FLFRANCE BILTMORE RESTAURANT FLFRANCE BOLMET INC CTFRANCE BOUTIQUE LANVIN NYFRANCE CERTAIN-TEED CORP. PAFRANCE CGR MEDICAL CORP. USA MDFRANCE CHANCERY DCFRANCE CHESTER CABLE CORP. NYFRANCE CL-SIMON INC. MOFRANCE COPPERWELD CORP. NYFRANCE DURAND GLASS MFG. CO. NJFRANCE GALERIE MAEGHT LELONG NYFRANCE GIVENCHY INC. USA NYFRANCE GOLDSWORTHY ENGINEERING, INC. CAFRANCE HDR INC. NVFRANCE HENNINGSON, DURHAM, RICHARDSON NEFRANCE HOTEL TXFRANCE HOTEL IBIS GAFRANCE HYDRO-SHUR COATINGS TXFRANCE INDOSUEZ BANK INT1L. TXFRANCE JOURDAN, CHARLES MDFRANCE KARL LAGERFELD WOMEN’S INC. NYFRANCE L1 HOTEL SOFITEL TXFRANCE LAFARGE CORP. TXFRANCE LIQUID AIR CORP. CAFRANCE LIQUID AIR PRODUCTS WVFRANCE LYNCH COMMUNICATION SYSTEMS NVFRANCE M&T CHEMICALS INC. ALFRANCE MACK TRUCKS INC. PAFRANCE METCO AMERICA INC. ALFRANCE MOTHER’S CAKE I COOKIE CO. CAFRANCE OIL LEASES AK


OLYMPIA AND YORK RE COMPLETECAMPEAU CORP RE 180! 0 COMPLETEOLYMPIA AND YORK RE . COMPLETETHOMSON '"FAMILY RE . COMPLETECHINA, GOVT. OFCHINA AM 2.0 COMPLETECHINA, GOVT. OF NP . COMPLETECHINA (TAIWAN),GOVT. OF OT . COMPLETECOLUMBIA, GOVT. OF RE 1.5 COMPLETEKOSAN AS OT . COMPLETEA.P. MOLLER GROUP OT COMPLETEBRDR SCHUR INTL A/S NP 3.0 COMPLETEROVSING A/S CHRISTAIN JV . COMPLETEOY WARTSILA AB AM COMPLETEHUHTAMAEKI OY AM PENDINGHOLDING MANUTAS OY AM 12.0 COMPLETEDECEMBRE/MARIMEKKO OY NP PENDINGHUHTAMAEKI OY AM COMPLETEHUHTAMAEKI OY AM COMPLETEMARIMEKKO OY OT COMPLETEHOLDING MANUTAS OY AM PENDINGVALMET OY OT COMPLETEALPIA SA & JENDAL SA OT COMPLETEFRANCE, GOVT. OF OT . COMPLETEAUGUSTE THOUARD OT . COMPLETEBANQUE PARIBAS OT 15.0 COMPLETEFRENCH FAMILY, UNIDENTIFIED AM . COMPLETELA COMPAGNIE FINANCIERE NP 5.0 COMPLETELANVIN FAMILY OT . COMPLETEFRANCE, GOVT. OF El 40.7 COMPLETEFRANCE, GOVT. OF NP COMPLETEFRANCE, GOV’T OF RE 32.0 COMPLETEFRANCE, GOV’T OF PE 3.5 COMPLETEEMPAIN SCHNEIDER NP PENDINGFRANCE, GOVERNMENT OF NP 3.8 COMPLETEDURAND & CIE PE 2.0 COMPLETEGALERIE MAEGHT LELONG OT COMPLETEHOUSE OF GIVENCHY OT COMPLETEFRANCE, GOVT. OF AM 7.2 COMPLETEBOUYGUES SA AM COMPLETEBOUYGUES, FRANCIS AM 50.0 COMPLETEIBIS-SPHERE RE . PENDINGIBIS-SPHERE CORP. RE 10.0 PENDINGFRANCE, GOVT. OF NP # COMPLETEINDOSUEZ BANK INT’L. OT 3.0 COMPLETEJOURDAN FAMILY OT COMPLETELAGERFELD, KARL OT COMPLETENOVOTEL GROUP RE COMPLETELAFARGE COPPEE SA NP COMPLETEL’AIR LIQUIDE SA El 70.0 COMPLETEL’AIR LIQUIDE SA NP 9.5 COMPLETEFRANCE, GOVT. OF El # PENDINGFRANCE, GOVT. OF NP 10.0 COMPLETEFRANCE, GOV’T OF El 100.0 COMPLETEFRANCE, GOVT. OF NP 20.0 COMPLETEGROUPE GENERALE BISCUIT SA AM COMPLETEFRANCE, GOVT. OF AM 33.2 COMPLETE

SIC

xxxxxxxxxxxxxxxx355527119611xxxx50844469307973723554206536933171206520658911353635375088508465316058123861562132963693xxxx335735423355322979995621355959628911701170112865605661562170113241281329133661286937 11289920521311

70




FRANCE PHOTON POWER INC. TXFRANCE PQ CORP'S SODIUM LEASES WY FRANCE PREMIUM WINE IMPORTS-CHEVALIER CORP.FRANCE RENAULT/JEEP SPORTS INC. MIFRANCE RHONE-POULENC INC. SCFRANCE RYKIEL, SONIA NYFRANCE SATNORTH TXFRANCE SILTEC CORP. CAFRANCE SIMA INTERNATIONAL TNFRANCE SOLAREX VENTURE CORP. MDFRANCE SUNWEST BANK'S 5 BRANCHES CAFRANCE SYNCOR INTL. CORP. CAFRANCE TEXET CORP. TXFRANCE THE PRINCESS FLFRANCE THOMSON-CSF NYFRANCE TOTAL PETROLEUM INC. MIFRANCE TYSON METAL PRODUCTS INC. PAFRANCE UNION METAL MFG. CO'S DIVISION OHFRANCE WHARTON ECONOMETRICS INC. PAFRANCE WIART-TERME (NEW YORK) NYFRANCE 400 WASHINGTON ST. MAFRANCE 680 KINDERKAMACK RD. NJGERMANY, FEDERAL REP AGFA TAPE INC. ALGERMANY, FEDERAL REP AMERICAN HOECHST CORP. VAGERMANY, FEDERAL REP AMERICAN MAN CORP. CAGERMANY, FEDERAL REP AMICON CORP. MAGERMANY, FEDERAL REP APARTMENT BLDG FLGERMANY, FEDERAL REP APPLETON MILLS WIGERMANY, FEDERAL REP BADISCHE CORP. TXGERMANY, FEDERAL REP BARY-SCHENKER INT'L INC. KYGERMANY, FEDERAL REP BASF SYSTEMS CORP. MAGERMANY, FEDERAL REP BASF WYANDOTTE CORP. LAGERMANY, FEDERAL REP BAUSCH & STROBEL CTGERMANY, FEDERAL REP BAY VIEW RESERVE FLGERMANY, FEDERAL REP BECK, LUDWIG NYGERMANY, FEDERAL REP BERG INDUSTRIES TNGERMANY, FEDERAL REP BOSCH, ROBERT CORP. MIGERMANY, FEDERAL REP CENTURY EAST APTS FLGERMANY, FEDERAL REP CHANNEL HOME CENTER MDGERMANY, FEDERAL REP CHANNEL HOME CENTER VAGERMANY, FEDERAL REP CHATEAU MONTAGNE APTS GAGERMANY, FEDERAL REP CLIFF HOUSE APTS GAGERMANY, FEDERAL REP COMBIBLOC INC. OHGERMANY, FEDERAL REP COMPOSITE TECHNOLOGY CORP MIGERMANY, FEDERAL REP COMPUGRAPHIC CORP. MAGERMANY, FEDERAL REP COMPUTER MART INC. COGERMANY, FEDERAL REP CROWN ZELLERBACH'S MILL & ASSETS WAGERMANY, FEDERAL REP DATAPOWER INC. CAGERMANY, FEDERAL REP DIAMONITE PRODUCTS MFG INC OHGERMANY, FEDERAL REP DOMINION TERMINAL ASSOCIATES VAGERMANY, FEDERAL REP DRYDOCK FACILITY FLGERMANY, FEDERAL REP ETICAM CORP. RIGERMANY, FEDERAL REP GATM FLGERMANY, FEDERAL REP GLOBAL PARTS INC FLGERMANY, FEDERAL REP GOULD'S DISTRIBUTION S CONTROLS DIV. ILGERMANY, FEDERAL REP GRACE-DYNAMIT NOBEL SILICON CO. NY


FRANCE, GOVT. OF El COMPLETEFRANCE, GOVERNMENT OF AM PENDINGETABLISSEMENTS SA OT COMPLETEFRANCE, GOV'T OF OT # COMPLETERHONE-POULENC NP COMPLETERYKIEL, SONIA OT COMPLETEFRANCE, GOV'T. OF OT COMPLETEFRANCE, GOVT. OF AM 7.8 PENDINGSIMA INTERNATIONAL OT COMPLETEMOTEURS LEROY SOMER SA NP 0.2 COMPLETEBANQUE NATIONALE DE PARIS AM 15.0 PENDINGFRANCE, GOVT. OF AM 24.2 COMPLETEFINANCIERE DE PARIS ET DES PAYS-BAS SA NP COMPLETEFERRET SAVINEL GP RE # COMPLETEFRANCE, GOVT. OF OT # COMPLETEFRANCE, GOVT OF NP COMPLETESFEC SA AM # PENDINGPETTITJEAN SA AM PENDINGFRANCE, GOVT. OF AM 5.0 COMPLETECOMPAGNIE DEW COMMISSIONAIRES OT COMPLETEBANQUE INDOSUEZ RE # COMPLETECREDIT LYONNALS RE 9.5 COMPLETEBAYER AG NP PENDINGHOECHST AG NP 3.0 PENDINGHANIEL, JACOBI & FAMILY OT COMPLETEFLICK, FRIEDRICH K AM 11.5 COMPLETEBERG, HEINZ RE 2.0 COMPLETEVOITH GMBH JM AM COMPLETEBASF AG NP COMPLETEDEUTSCHE BUNDESBAHN OT # PENDINGBASF AG PE 15.0 COMPLETEBASF AG PE COMPLETEBAUSCH & STROBEL MASCH. GMBH NP PENDINGFRANKFURTER B.A.G. RE COMPLETEBECK, LUDWIG OT . COMPLETEBERG INDUSTRIES NP . COMPLETEBOSCH FAMILY NP 4.8 COMPLETEHOFMAN, FRANK-DIETER RE 1.0 COMPLETEFLICK, FRIEDRICH K OT COMPLETEFLICK, FRIEDRICH K OT # COMPLETEKAUSSEN, GT. RE 6.4 COMPLETEKAUSSEN, GT. RE 1.4 COMPLETEROECHLING INDUS. VERWALTUNG GMBH JV PENDINGFLICK, FRIEDRICH K AM o! 1 COMPLETEBAYER AG El 16.7 COMPLETEVOLKSWAGENWERKE AG AM . COMPLETEG. HAINDL'SCHE PAPIERFABRIKEN KG AM COMPLETELISSMANN, DIETER AM 2.0 PENDINGFLICK, FRIEDRICH K. AM COMPLETEWEST GERMANY, GOVT. OF JV COMPLETEFROEILAND, TERJE OT 50.0 PENDINGGOEMA INDUSTRIES NP # PENDINGG.A.T.M. NP # PENDINGTHYSSEN-BETE. GMBH OT 0.5 COMPLETESIEMENS AG AM PENDINGFLICK, FREIDRICH K. OT COMPLETE

SIC

32311474518250122899562151723679507236746028343674x x x x506329112599344373746221x x x xx x x x365230795012384 1x x x x223128214712367928693559x x x x5947243937 14x x x x57195719x x x xx x x x26547391355550812621367932644463446949533662501336623674



NATION US FIRM NAME TS SIC FOREIGN INVESTOR TY VALUE STATUS

GERMANY, FEDERAL REP HEALY BLDG.GERMANY, FEDERAL REP HERBERT KANNEGIESSER CORP.GERMANY, FEDERAL REP HEROALGERMANY, FEDERAL REP HOUSE WORKSGERMANY, FEDERAL REP HUGHES TOOL-DRILLING MUD JVGERMANY, FEDERAL REP INDEX INC.GERMANY, FEDERAL REP INSPIRON, DIV. OF C.R. BRAD INC.GERMANY, FEDERAL REP INT9L POP DISPLAY « PACKAGING CORP.GERMANY, FEDERAL REP INVESTMENT PROPERTIESGERMANY, FEDERAL REP KENT CENTRE SHOPPING CENTERGERMANY, FEDERAL REP KOMCRAFT INC.GERMANY, FEDERAL REP LAND (3.5 ARCES)GERMANY, FEDERAL REP LEHIGH PORTLAND CEMENT CO.GERMANY, FEDERAL REP LEHNDORF~F BABSON REAL ESTATEGERMANY, FEDERAL REP MANNESMANN DEMAG WEANGERMANY, FEDERAL REP MBO AMERICAGERMANY, FEDERAL REP MBO BINDER $ CO. OF AMERICAGERMANY, FEDERAL REP MERCEDES-BENZ OF NO. AMERICAGERMANY, FEDERAL REP MERCEDES-BENZ OF NO. AMERICAGERMANY, FEDERAL REP MEREDITH/BURDAGERMANY, FEDERAL REP METEOR SIEGENGERMANY, FEDERAL REP MICROPAC INDUSTRIES INC.GERMANY, FEDERAL REP NEOPLAN USAGERMANY, FEDERAL REP NORD GEARGERMANY, FEDERAL REP NORTH AMERICA SILICA CO.GERMANY, FEDERAL REP OFF-PRICE FASHION CENTERGERMANY, FEDERAL REP OSKAR DILOGERMANY, FEDERAL REP OTTO WASTE INDUSTRIES INC.GERMANY, FEDERAL REP PAPST MECHATRONIC CORP.GERMANY, FEDERAL REP PARK CENTRAL MALLGERMANY, FEDERAL REP PASSAT CORP.GERMANY, FEDERAL REP PATRIZIER PILGERMANY, FEDERAL REP PC WEEKGERMANY, FEDERAL REP RANCO INCGERMANY, FEDERAL REP S.H. MACK AND CO. INC.GERMANY, FEDERAL REP SCHMID FLAGS INC.GERMANY, FEDERAL REP SCHOTT AMERICAGERMANY, FEDERAL REP SIEMENS-ALLIS INC.GERMANY, FEDERAL REP SOUTHERN APPALACHIAN COAL CO.

GA **** KAUSSEN, GT. REMD 5084 KANNEGIESSER FAMILY OTMO 3442 HEROAL NPLA 5721 FLICK, FRIEDRICH K OTOK 1381 FLICK, FRIEDRICH KARL JVCT 5084 INDEX-WERKE KG OTCA 3841 FLICK, FRIEDRICH K AMNJ 2653 SHROTER S BAKE JVCO xxxx INDIVIDUAL INVESTORS RENY xxxx UNIDENTIFIED GROUP RENJ 3442 SCHMID, OTTO PEGA xxxx KAN AM REALTY INTNTL REPA 3241 HEIDELBERGER ZEMENT AG PEMA 6531 LEHNDORFF JVPA 3599 MANNESMANN AG JVIL 3554 MBO BINDER & CO. OTIL 5112 MBO BINDER & CO. JVNJ 5013 DEUTSCHE BANK/MERCEDES HOLDINGS F OT MD 5013 DEUTSCHE BANK/MERCEDES AUTO. HOLDINGS OTIA 2721 BURDA GMBH PETX 5043 METEOR SIEGEN APPARATEBAU GMBH OTTX 3674 FRIEDRICH & HEINZ W. HEMPEL AMCO 7538 NEOPLAN FAMILY OTWI 3541 GETRIEBEBEAU NORD NP

2819 DEGUSSA AG JVIL xxxx KAN AM INTL RENC 3552 DILO FAMILY NPFL 5051 OTTO, WILLY OTRI 3573 PAPST MOTOREN KG PEAZ xxxx LEHNDORFF GROUP RECT 3582 PASSAT MASCHINEBAU GMBH NPFL 5181 PATRIZIER BRAEU AG OTNY 2721 MARKT UND TECHNIK VERLAG. MBH JVIN 3822 VORWERK * CO KG ElIL 2899 FLICK, FRIEDRICH K AMVA 2399 FAHNEN-SCHMID OTNY 3229 CARL-ZEISS-STUFFING PEFL 3621 SIEMENS AG NPWV 1211 WEST GERMANY, GOVT. OF ET AL AM

0.6

6.2

9.0

GERMANY, FEDERAL REP STIHL INC. VA 3546 STIHL FAMILY PE 10.GERMANY, FEDERAL REP SUPER PLUS STORES MA 5411 TENGELMANN FAMILY OT .GERMANY, FEDERAL REP SUPER PLUS STORES FL 541 1 TENGELMANN FAMILY OT .GERMANY, FEDERAL REP TACTICAL DEFENSE SYSTEMS PA 5088 MESSERSCHMITIT-BOELKOW BLOHM OT .GERMANY, FEDERAL REP TALEMA ELECTRONICS, INC. MO 3612 TALEMA ELECTRONICS NP 0.GERMANY, FEDERAL REP TECHNOLOGY GLASS CORP. CA 3229 DEMETRON GMBH

l-FAITfUMAM .

GERMANY, FEDERAL REP TELEFLEX INC. PA 3622 THORMAEHLEN,A. & NEKOUIAh AM 0.GERMANY, FEDERAL REP TRAUB AUTOMATICS INC. NY 5084 HERMANN TRAUB GMBH & CO. MASCH. OT .GERMANY, FEDERAL REP TRAUB AUTOMATICS INC. TX 5084 HERMANN TRAUB GMBH & CO. MASCH OT .GERMANY, FEDERAL REP TRAUB AUTOMATICS INC. CA 5084 HERMANN TRAUB GMBH & CO. MASCH. OT .GERMANY, FEDERAL REP TRAUB AUTOMATICS INC. MI 5084 HERMANN TRAUB GMBH & CO. MASCH. OT .GERMANY, FEDERAL REP TRAUB AUTOMATICS INC. GA 5084 HERMANN TRAUB GMBH & CO. MASCH. OT .GERMANY, FEDERAL REP TRAUB AUTOMATICS INC. IL 5084 HERMANN TRAUB GMBH * CO. MASCH. OT .GERMANY, FEDERAL REP VDN AMERICA RI 5051 METALLGESELLSCHAFT AG OT .GERMANY, FEDERAL REP VORWERK INTL. INC. FL 3635 VORWERK & CO. OT •GERMANY, FEDERAL REP WAREHOUSE CLUB INC. NY 5399 FLICK, FRIEDRICH K AM .GERMANY, FEDERAL REP WIBAU, INC. GA 3531 WIBAU AG OT .

COMPLETE PENDING COMPLETE COMPLETE PENDING COMPLETE PENDING COMPLETE COMPLETE COMPLETE COMPLETE COMPLETE COMPLETE COMPLETE COMPLETE COMPLETE COMPLETE COMPLETE COMPLETE

. COMPLETE

. COMPLETE

. COMPLETE

. COMPLETE

. PENDING

. COMPLETE

. COMPLETE

. PENDING

. COMPLETE2.5 COMPLETE3.5 COMPLETE 0.1 COMPLETE. COMPLETE . COMPLETE . COMPLETE . COMPLETE

0.2 COMPLETE 3.0 COMPLETE

50.0 COMPLETE . PENDING

COMPLETE COMPLETE COMPLETE

1 PENDING COMPLETE

COMPLETEPENDINGPENDINGPENDINGPENDINGPENDINGCOMPLETECOMPLETECOMPLETEPENDING




GERMANY, FEDERAL REP YORKE DOWNS APT GAGERMANY, FEDERAL REP 1333 NEW HAMPSHIRE AVE. DCGERMANY, FEDERAL REP 240 STOCKTON S. CAGERMANY, FEDERAL REP 715 EAST L . A. AVE CAGERMANY, FEDERAL REP 800 PEACHTREE ST. GAGREECE ANCHOR BAY CLUB FLGREECE BAYBROOK COMMUNITY TXGREECE FRANKLIN COMPUTER CORP . NJHONG KONG ATE SALES CAHONG KONG CROWN HILL CENTER CAHONG KONG HANG SENG BANK, LTD. NYHONG KONG HONG KONG & SHANGHAI BANKING CORP. NYHONG KONG KA WAH BANK, LTD. NYHONG KONG NANYANG COMMERCIAL BANK, LTD. CAHONG KONG PICKWICK HOTEL CAHONG KONG SHANGHAI COMMERCIAL BANK, LTD. NYHONG KONG WELLSTRONG INTL INC. NJHONG KONG 1223 MICHIGAN AVE. ILHONG KONG 141 FULTON ST. NYHONG KONG 85 CHAMBERS ST. NYINDIA MURJANI INT'L INC NYINDONESIA BANK NEGARA INDONESIA 1946 NYIRELAND ALTON PACKACKING CORP. KYIRELAND DATRONIC RENTAL CORP. ILIRELAND FIRST NAT'L BANK OF MARYLAND MDIRELAND MCINERNEY PACE INC. TXIRELAND SMURFIT DIAMOND PKGING CORP OHIRELAND SMURFIT USA INC. NYISRAEL HAZERA SEEDS LTD. CAISRAEL KIBBUTZ STORE INC NYISRAEL LAKE LOTUS CLUB FLISRAEL SCITEX DEVELOPMENT CORP.,INC. MAITALY ARMANI'S DEPT. STORE NYITALY AURELIA CORP. OF AMERICA NYITALY BRIGGS & LOMBARDINI WIITALY BULGARI JEWELRY IRRESISTIBLE CAITALY CISA AMERICA CORP. GAITALY DDL FOODSHOW NYITALY ERBRAMQNT NV DEITALY FRECO SYSTEM USA INC. PAITALY HIMONT INC. DEITALY MICROAGE COMPUTER STORES AZITALY MISSONI'S NYITALY MONTE DEI PASCHI DI SIENA NYITALY PINEIDER INC. NYITALY STUDIO CASTORE INC. TXITALY UOMO, JERRI NYJAPAN OFFICE BLDG CAJAPAN AFMR MDJAPAN ALPS ELECTRIC (USA) INC. CAJAPAN AMER. PRESCISION INDUSTRIES INC.-DELTA J NYJAPAN AMERICAN HONDA MOTOR CO. NCJAPAN AMERICAN HONDA MOTORS GAJAPAN ATR WIRE CO KYJAPAN BANK OF CALIFORNIA NA CAJAPAN BENIHANA OF TOKYO FL


KAUSSEN, GT. RE 12.5 COMPLETELEHNDORFF GROUP RE 43. 0 COMPLETELEHNDORFF GP. RE # COMPLETEGOEBELLS, PHILLIP RE 3 . 4 COMPLETEKAUSSEN, GT. RE # COMPLETEFIRST TSAKOS CORP. RE 23. 0 COMPLETECOVENTRY DEVELOPMENT CO. RE PENDINGCOMPLETE AM 6. 0 COMPLETESEMIPRO TRADING CO., LTD AM COMPLETERICHFIELD INTL LAND INVEST CO. RE PENDINGHANG SENG BANK, LTD. OT 7 . 0 COMPLETEHONG KONG & SHANGHAI BANKING CORP. OT . COMPLETEKA WAH BANK, LTD. OT 3. 0 COMPLETENANYANG COMMERCIAL BANK, LTD. OT 6. 0 COMPLETELIM, O.K. AM COMPLETESHANGHAI COMMERCIAL BANK, LTD. OT 20. 0 COMPLETEWELLSTRONG INTL INC. OT COMPLETEINVESTOR GROUP RE 0 . 5 COMPLETEEVERGREEN-FULTON CORP. RE 0 . 5 COMPLETEINVESTOR GROUP RE 1.0 COMPLETEMURJANI, MOHAN B PE COMPLETEBANK NEGARA INDONESIA OT . COMPLETESMURFIT FAMILY NP 0 . 5 COMPLETEROGAN, KEVIN El 0. 1 COMPLETEALLIED IRISH BANKS, LTD. AM 80 . 0 PENDINGMC INERNEY PROPERTIES LTD. JV COMPLETESMURFIT FAMILY El COMPLETESMURFIT FAMILY OT COMPLETEHAZERA J.T. HAMASHBTR SEED COOP LTD. OT COMPLETEKIBBUTZ ARTZI/HASHOMER HATZAIR OT COMPLETEAZORIUM DEV. & CONST. CO., LTD. RE COMPLETESCITEX CORP. LTD. OT COMPLETEARMANI, GIORGIO OT COMPLETEO.M.C.S.A. SPA OT # COMPLETELOMBARDINI FABRICA ITALINI MOTORI SPA JV PENDINGBULGARI BROTHERS OT PENDINGGRUPPO ARISTON NP 1 o ! o PENDINGDINO DELAURENTIIS OT . COMPLETEMONTEDISON SPA NP COMPLETEGOGLIO LUIGI MILANO SPA NP 7.1 COMPLETEMONTEDISON S.P.A. JV # COMPLETEBEDENEDETTI FAMILY AM PENDINGMISSONI, TAI & ROSITA OT COMPLETEMONTE DEI PASCHI DI SIENA OT 30. 0 COMPLETEPINEIDER ITALY OT PENDINGCASTORE, ITALO D. NP COMPLETEUOMO, JERRI OT COMPLETENORITSU KOKI CO. RE 8 . 5 COMPLETECOMPOST TECH NP COMPLETEALPS ELECTRIC CO. LTD. OT 8 . 3 PENDINGDELTA RESEARCH CO. LTD. JV PENDINGHONDA MOTOR CO. LTD. NP 10.0 PENDINGHONDA MOTORS CO. LTD. NP 1.0 COMPLETETOKYO ROPE MFG. CO. LTD. ET. AL. PE 25. 0 COMPLETEMITSUBISHI BANK, LTD. AM 282. 0 PENDINGAOKI, ROCKY H. AM 7.1 PENDING

SIC

xxxxxxxxxxxxxxxxxxxxxxxxxxxx35735063xxxx606060607011605137xxxxxxxxxxxx513760265373796015312651511351915942xxxx35735311508435195944325358122834355128215999563160594389115611xxxx2875506534433524371434966025812




JAPAN BIOKYOWA INC. MOJAPAN BRIDGESTONE TIRE CO OF AMERICA CAJAPAN CALSONIC INC. TNJAPAN CANON USA NYJAPAN CBS-SONY INC. INJAPAN CERYNA NYJAPAN CFB VENTUZE CASUAL CORP. CAJAPAN CIE TERMINALS INC. CAJAPAN CONDOMINIUM NYJAPAN CORADIAN CORP. NYJAPAN DAINIPPON INK & CHEMICALS NJJAPAN DAIWA GOLF CO. CAJAPAN EBARA FOODS CAJAPAN EBARA-DOE, ET AL JOINT VENTURE INJAPAN ENERRON CORP. ILJAPAN EVAL CO. OF AMERICA NEJAPAN FIRESTONE TIRE & RUBBER COfS PLANT TNJAPAN FOOD-VALUE STORES CAJAPAN FUJI BANK INT'L., INC. CAJAPAN FUJI FOODS NCJAPAN FUJISOKU OF AMERICA CORP. ILJAPAN FUJITSU AMERICA INC. TXJAPAN FUJITSU LTD. ILJAPAN FUJITSU LTD. MNJAPAN FUJITSU LTD. GAJAPAN GENERAL ELEC. CORPUS INSTRUMENT DIV. CTJAPAN GENERAL MOTORS/TOYOTA MOTORS JV CAJAPAN GIFFORD-HILL & CO.'S PLANT NEJAPAN GROUIHILL INC CAJAPAN HAZAMA-GUMI CAJAPAN HI-TEK CORP. CAJAPAN HILEX CORP. MIJAPAN HINO TRUCK CO FLJAPAN HIRATA CORP. OF AMERICA INJAPAN HIROSE ELCTRICE (USA) INC. CAJAPAN HITACHI CONSTRUCTION MACHINERY CO. KYJAPAN HITACHI CONSTRUCTION MACHINERY CO. UTJAPAN HITACHI/C. ITOH TXJAPAN HONDA OF AMERICA MFG INC. OHJAPAN HOSHIZAKI AMERICA, INC. GAJAPAN IHHI ILJAPAN IHI ILJAPAN IMC MAGNETICS CORP. NYJAPAN INTL FLAVORS * FRAGRANCES INC. PLANT NJJAPAN ITOKIN, LTD. NYJAPAN IZUMI CORP. NYJAPAN JIDOSHA DENKI KOGYO CO. TNJAPAN KAIYOBOKUJO CORP. PAJAPAN KANEKA TEXAS CORP. TXJAPAN KANZAKI PAPER MANUFACTURING CO. NYJAPAN KENZO NYJAPAN KIBUN CO. WAJAPAN KIRIN USA NYJAPAN KITAMURA MACHINERY CO. ILJAPAN KOKUBU LAMBERT CAJAPAN KOMODA HOLDINGS, INC. FL


KYOWA HAKKO KOGYO NP 50.0 COMPLETEBRIDGESTONE TIRE CO. LTD. OT . COMPLETENISSAN MOTOR CO. LTD. NP 12.0 COMPLETECANON INC. PE COMPLETESONY CORP. NP 20.0 PENDINGCERYNA OT COMPLETEBANK OF TOKYO, LTD. OT # COMPLETEC. ITOH & CO. LTD. OT v COMPLETENISSHO IWAI CORP. RE PENDINGFUJI ELECTRIC CO. LTD. AM 0.8 COMPLETEDAINIPPON INK & CHEMICALS OT 5.0 COMPLETEDAIWA SPORTING GOODS CO. LTD PE COMPLETEEBARA FOODS INDUSTRY CO. OT PENDINGEBARA CORP. JV 2.5 PENDINGIMARFLEX JV PENDINGKURARAY CO. LTD. JV COMPLETEBRIDGESTONE TIRE CO. LTD. AM 52.0 COMPLETEWADA FAMILY OT PENDINGFUJI BANK INTfL., INC. OT 10.0 COMPLETESEIBU GROUP (THE) NP 2.0 COMPLETEFUJISOKU ELECTRONIC CO. LTD. OT 0.1 COMPLETEFUJI ELECTRIC CO. LTD. NP # PENDINGFUJI ELECTRIC CO. LTD. OT PENDINGFUJI ELECTRIC CO. LTD. OT PENDINGFUJI ELECTRIC CO. LTD. OT . P E N D I N GYOKOGAWA ELECTRIC HAKUSHIN ELECTRIC AM 5.8 COMPLETETOYOTA MOTORS CO. LTD. JV 150.0 PENDINGMISTSUBISHI CORP. AM 3.5 COMPLETENARA SPORTS CO LTD. NP PENDINGHAZAMA-GUMI LTD. OT # COMPLETEMINEBEA CO.,LTD. AM 10.0 COMPLETENIPPON CABLE SYSTEM INC. PE PENDINGHINO MOTOR CO. LTD NP COMPLETEHIRATA INDUSTRIAL MACHINERIES CO. LTD. OT PENDINGHIROSE ELECTRIC CO. PE PENDINGHITACHI LTD. OT COMPLETEHITACHI LTD. OT COMPLETEHITACHI LTD./ITOH C. ft CO. LTD. NP # PENDINGHONDA MOTOR LTD. PE 30.0 PENDINGHOSHIZAKI ELECTRIC CO., LTD. NP PENDINGISHIKAWAJIMA-HARIMA HEAVY IND. CO. LTD. NP 10.0 PENDINGISHIKAWAJIMA-HARIMA HEAVY INDUS. NP 5.0 PENDINGMINEBEA CO. El 8.6 COMPLETETAKASAGO PERFUMERY CO. LTD. AM 3.0 COMPLETEITOKIN, LTD. OT 2.1 PENDINGISUMI MOTOR CO. LTD. PE # COMPLETEJIDOSHA DENKI KOGYA CO. LTD. NP PENDINGKAIYOBOKUJO CORP. NP PENDINGKANEGAFUCHI CHEMICAL IND. NP 20.0 COMPLETEKANZAKI PAPER MANUFACTURING CO. LTD. OT COMPLETEKENZO, TAKEDA OT COMPLETEKIBUN CO. LTD. NP 7.0 PENDINGKIRIN BREWERY CO. LTD. OT # COMPLETEKITAMURA MACHINERY CO. LTD. OT PENDINGKOKUBU ft CO. LTD. JV PENDINGKOMODA HOLDINGS, INC. OT 2.0 COMPLETE

SIC

289950143714386136515812615081xxxx506351615041514935593433516130115411602099506336623662366236623825371135233149162235733357371135413613508450843743375135853542371436212087565137143714016128695113562120915181508451415812

74



NATION US FIRM NAME TS SIC FOREIGN INVESTOR TY VALUE STATUS

JAPAN KONISHIROKU PHOTO IND. USA INC. NJ 5043 KONISHIROKU PHOTO IND CO LTD OT • COMPLETEJAPAN KUROSAKI CO. OH 5039 KUROSAKI REFRACTORIES CO. LTD. OT • PENDINGJAPAN KYOTARU CO. LTD. HA 5812 KYOTARU CO. LTD. OT • PENDINGJAPAN LAKE MINNEUIASKA NY xxxx AOKI CONSTRUCTION CO. RE • COMPLETEJAPAN MACHINERY DISTRIBUTION INC. IL 5084 MITSUBISHI HEAVY INDUSTRIES LTD. OT • COMPLETEJAPAN MARUZEN OIL CO. OF USA NY 5161 MARUZEN OIL CO. LTD. PE • COMPLETEJAPAN MATHESON GAS PRODUCTS UNIT NJ 2861 NIPPON SANSO KK AM • COMPLETEJAPAN MATSUDA BOUTIQUE NY 5621 MATSUDA MITSUHIRO OT # COMPLETEJAPAN MATSUSHITA COMMUNICATION INDUS. CO. PR 3662 MATSUSHITA ELECTRIC INDUST . CO. NP # PENDINGJAPAN MATSUSHITA ELECTRIC CORP. OF AMERICA UIA 5065 MATSUSHITA ELECTRIC INDUS. CO. LTD. OT PENDINGJAPAN MAZDA MOTORS OF AMERICA FL 5012 TOYO KOYGO CO. LTD. OT 7.0 COMPLETEJAPAN MCL CO. LTD. CA 5051 MCL CO. OT COMPLETEJAPAN MEGA SPORTS PA 5199 TOSHIKU LTD. OT COMPLETEJAPAN MERIDIAN CA xxxx JIL ASSOCIATES RE 25.0 COMPLETEJAPAN MERIT GROUP*S (THE) VINEGAR DIV. CA 2099 NAKANO VINEGAR CO. AM 0.4 COMPLETEJAPAN MIKUNI BERKELEY R & D CORP CA 3714 MIKUNI CORP NP 0.2 COMPLETEJAPAN MITSUBISHI ELECTRIC IL 3811 MITSUBISHI ELECTRIC CORP. NP # PENDINGJAPAN MITSUBISHI ELECTRIC CORP NC 3674 MITSUBISHI ELECTRIC CORP.,LTD. NP 29.0 PENDINGJAPAN MITSUBISHI ELECTRIC CORP. GA 5064 MITSUBISHI ELECTRIC CORP. OT # LENDINGJAPAN MITSUBISHI-UIESTINGHOUSE NY 3672 MITSUBISHI ELECTRIC CORP. JV 122.0 PENDINGJAPAN MITSUI DEVELOPMENT NY 6531 MITSUI DEVELOPMENT CO. RE COMPLETEJAPAN MITSUI TRUST & BANKING CO., LTD. CA 60 MITSUI TRUST & BANKING CO. , LTD. OT 325.0 COMPLETEJAPAN MITSUI TUBE PRODUCTS INC. TX 5051 MITSUI * CO. LTD. OT COMPLETEJAPAN MITSUI ZOSEN (U.S.A.) INC. NY 5084 MITSUI ENGINEERING * SHPBLDG. CO. LTD. OT # COMPLETEJAPAN MITSUI/KANDA TX 5065 MITSUI & CO. LTD. OT PENDINGJAPAN MIYATA BICYCLES OF AMERICA NY 5041 MIYATA INDUSTRY/TOYODA TSUSHO LTD. OT 0.5 COMPLETEJAPAN MOLTEN RUBBER INDUSTRY CO CA 5041 MOLTEN RUBBER INDUSTRY CO. LTD. OT COMPLETEJAPAN MORI SEIKI CO. USA TX 5086 MORI SEIKI CO. LTD. PE # PENDINGJAPAN MULTI-USE DEVELOPMENT FL xxxx AOKI CONSTRUCTION CO. RE 250.0 PENDINGJAPAN MUSASHI INC. MI 3714 MUSASHI PRECISION IND. CO. LTD. NP COMPLETEJAPAN NANKAI KOGYO CO. TX 5084 NANKAI KOGYO CO. LTD. OT COMPLETEJAPAN NEC HOME ELECTRONICS USA TN 5722 NIPPON ELECTRIC CO. LTD. OT COMPLETEJAPAN NEW MEXICO MOOD PRODUCES NM 2499 UNIDENTIFIED INVESTORS JV ' m COMPLETEJAPAN NGK SPARK PLUG MFG (USA) INC. CA 3545 NGK SPARK PLUG CO. LTD. PE 9.0 COMPLETEJAPAN NIDEK CO. CA 3841 NIDEK CO. NP # COMPLETEJAPAN NIHON KEIZAI SHIMBUN AMERICA INC. NY 2711 NIHON KEIZAI SHIMBUN INC. OT COMPLETEJAPAN NIHON KEIZAI SHIMBUN AMERICA INC. CA 2711 NIHON KEIZAI SHIMBUN INC. NP COMPLETEJAPAN NIHON RADIATOR CO. TN 3629 NISSAN MOTOR CO., LTD. PE COMPLETEJAPAN NIKKY INTL AMERICA INC. NY 5137 NISHIKI CO. LTD. OT COMPLETEJAPAN NIPPON ELECTRIC CO. CA 3662 NIPPON ELECTRIC CO. LTD. PE PENDINGJAPAN NIPPON EXPRESS USA UA 4712 NIPPON EXPRESS CO. LTD. NP 2.#0 COMPLETEJAPAN NIPPON KOGAKU USA INC NY 5946 NIPPON KOGAKU KK PE PENDINGJAPAN NIPPON SODA CO. TX 2879 NIPPON SODA CO. LTD. NP PENDINGJAPAN NIPPONDENSO CO. CA 3714 TOYOTA MOTOR CO. LTD. NP PENDINGJAPAN NISHIKI CO. CA 5113 NISHIKI CO. LTD. OT PENDINGJAPAN NISHIKI CO, NY 5113 NISHIKI CO. LTD. OT . # COMPLETEJAPAN NISSAN MOTOR CORP. TN 5012 NISSAN MOTOR CO. LTD. OT 13.0 COMPLETEJAPAN NISSAN MOTOR CORP. MD 5012 NISSAN MOTOR CO., LTD. OT

*PENDING

JAPAN NISSHO IUIAI AEROSPACE AMERICA NY 5088 NISSHO IUIAI CO. LTD. OT PENDINGJAPAN NISSHO IUIAI CORP CA 7372 NISSHO IUIAI CO. LTD OT PENDINGJAPAN NORITSU AMERICA CA 7395 NORITSU KOKI CO LTD OT 8.5 COMPLETEJAPAN NORTH AMERICA LIGHTING, INC. IL 3647 KOITO MFG. CO., LTD. JV

*COMPLETE

JAPAN OMC PACKAGING SYSTEMS NJ 5084 OMORI MACHINERY CO. LTD. JV PENDINGJAPAN ONE WILSHIRE BLVD CA xxxx MITSUI REAL ESTATE DEV. CO . LTD. RE COMPLETEJAPAN ONO SOKKI CO LTD IL 5063 ONO SOKKI CO LTD OT COMPLETEJAPAN ONWARD KASHIYAMA USA NY 5944 KASHIYAMA CO LTD. OT COMPLETE




JAPAN ORIENTAL MOTOR USA CORP. NYJAPAN OTC AMERICA NCJAPAN OTSUKA PHARMACEUTICAL CO. MDJAPAN OVERSEA COURIER SERVICE MAJAPAN PACWEST CENTER ORJAPAN PILOT CORP OF AMERICA CTJAPAN RCA CORP.,S PLANT NYJAPAN RICOH CORP. NJJAPAN SALES PFFOCE CAJAPAN SAPPORO BREWERIES LTD. CAJAPAN SDS BIOTECH CORP. OHJAPAN SEIKA SANGYO CO. CAJAPAN SEIKO EG * G CO MAJAPAN SEILLAC CO. CAJAPAN SERYNA INTL INC NYJAPAN SHIMADZU SCIENTIFIC INSTRUMENTS MDJAPAN SHOWA UNIVERSITY RESEARCH INST. FLJAPAN SN INTL. WAJAPAN SORD COMPUTER CAJAPAN SUBARU ATLANTIC INC MDJAPAN SUBARU OF AMERICA CAJAPAN SUMITOMO ELECTRIC INDUSTRIES NCJAPAN SUMITOMO ELECTRIC USA NYJAPAN SUMITOMO METAL MINING CO.'S PLANT CAJAPAN SUNSHINE INN HOTEL CAJAPAN SUNTORY INTL MAJAPAN SUZUKI MOTOR CO. MNJAPAN TAKESUSHI RESTAURANT DCJAPAN TAMCO CAJAPAN TAP ILJAPAN TOKAI SHIPPING LINE IMP/EXP SVC WAJAPAN TOYAMA MACHINE WORKS LTD. ILJAPAN TOYOMENKA INC. NYJAPAN TOYOTA MOTOR CO. USA CAJAPAN TOYOTA MOTOR SALES USA CAJAPAN TRW-FUJITSU CO. CAJAPAN TUBE TURNS INC. KYJAPAN UNIDEN CORP. CAJAPAN US BS INC CAJAPAN WAKITA USA CAJAPAN WALTER E. HELLER'S 2 SUB.'S ILJAPAN WARNER-ISHI CORP. ILJAPAN WATANABLE INSTRUMENTS CORP. OF AMERICA CAJAPAN WATSON PHOSPHATE MINE FLJAPAN WEST BLDG. CAJAPAN YAJIMA OIL CO OF AMERICA HAJAPAN YAMATO ENTERPRISES INC. NYJAPAN YAOHAN DEPT. STORES CAJAPAN YOKOGAWA CORP. OF AMERICA TXJAPAN YUASA FUNASHOKYU WAJAPAN 1700 MARKET ST. PAJAPAN 611 WEST 6TH ST CAKOREA, REPUBLIC OF GOLD STAR OF AMERICA INC. ALKOREA, REPUBLIC OF HYUNDAI CORP. CAKOREA, REPUBLIC OF HYUNDAI WOOD INDUSTRIAL CO. TXKOREA, REPUBLIC OF KEN CARTER INDUSTRIES INC. NJ


ORIENTAL MOTOR CO. LTD. OT COMPLETEOSAKA TRANSFORMER CO. LTD. OT COMPLETEOTSUKA PHARMACEUTICAL CO. LTD. NP 7 0 COMPLETEOVERSEA COURIER SERVICE CO. LTD. OT PENDINGMITSUBISHI REALESTATE RE 25 0 COMPLETEPILOT PEN CO NP COMPLETEMITSUBISHI ELECTRIC CORP. AM 29 0 PENDINGRICOH CO. LTD. OT PENDINGKEIO PLAZA HOTEL OT COMPLETESAPPORO BREWERIES LTD. OT COMPLETESHOWA DENKO KK JV 35 0 COMPLETESEIKA SANGYO CO. LTD. OT PENDINGDAINI SEIKOSHA CO. LTD JV COMPLETESEILLAC CO. LTD. OT PENDINGSERYNA INTL OT 10 0 COMPLETESHIMADZU SEISAKUSHO LTD. PE 2 0 COMPLETESHOWA UNIVERSITY OT 3 0 COMPLETESHIN NISHOKU OT COMPLETESORD COMPUTER SYSTEM INC. OT COMPLETEFUJI HEAVY INDUSTRIES OT COMPLETEFUJI HEAVY INDUSTRIES OT COMPLETESUMITOMO ELECTRIC IND. LTD. NP 60 0 PENDINGSUMITOMO ELECTRIC INDUSTRIES LTD. PE COMPLETESUMITOMO METAL MINING CO. LTD. AM PENDINGSUNSHINE INTNTL. DEV. INC. RE 13 5 PENDINGSUNTORY LTD OT COMPLETESUZUKI MOTOR CO.,LTD. JV PENDINGMATSUMOTO, HIRO OT COMPLETETOKYO STEEL MFG CO. ET AL PE 7 0 COMPLETETAKEDA CHEMICALS IND. NP COMPLETETOKAI SHIPPING CO. LTD. OT COMPLETETOYAMA MACHINE WORKS LTD. OT PENDINGTOYO MENKA KAISHA LTD. OT COMPLETETOYOTA MOTOR CO. LTD. OT COMPLETETOYOTA MOTOR CO. LTD. OT 1 0 COMPLETEFUJI ELECTRIC CO. LTD. El COMPLETESUMITOMO METALS INDUSTRIES CO. LTD. AM PENDINGUNIDEN CORP. OT PENDINGJAPAN SOFT BANK OT COMPLETEWAKITA & CO. LTD. OT 0 1 PENDINGFUJI BANK AM 425 0 PENDINGIHHI-ISHIKAWAJIMA-HARIMA NP PENDINGWATANABLE INSTRUMENTS CORP. NP COMPLETEZEN-NOH AM COMPLETEKINOKUNIYA BOOK-STORE CO. LTD. RE 5 0 COMPLETEYAJIMA SEKIYU K.K. PE PENDINGYAMATO INTL. INC. OT COMPLETEWADA FAMILY OT 2 0 COMPLETEYOKOGAWA ELECTRIC / HOKUSHIN ELECTRIC OT COMPLETEYUASA FUNASHOKU CO. LTD NP PENDINGASAHI MUTUAL LIFE INS. CO. RE 35 0 COMPLETEMITSUI REAL ESTATE DEV. CO. LTD. RE COMPLETELUCKY GROUP LTD. (THE) PE 10 0 PENDINGHYUNDAI CORP. OT PENDINGHYUNDAI GROUP NP PENDINGSAMMISA CO. LTD. PE 1 1 COMPLETE

SIC

5084362328347399xxxx3951367235747399508228735084506350815812382389225146508150125012366250633499701158123751581233122833446350845133733950125081349450657372508261351136511475xxxx55412321541150632091xxxxxxxx3589506524995199

76


1983

NATION US FIRM NAME

KOREA, REPUBLIC OFKOREA, REPUBLIC OFKOREA, REPUBLIC OFKOREA, REPUBLIC OFKUWAITKUWAITKUWAITKUWAITLEBANONLIBERIALUXEMBOURGMEXICOMEXICOMONACONETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDSNETHERLANDS

KOREA EXCHANGE BANK KOREAN TRADE CENTER KOREAN TRADE CENTER SAMSUNG ELECTRONICS MAGNA GRAPHICS CORP.OFFICE BLDG-""OIL/GAS LEASEVETA GRANDE MINE & MILL PROPERTY LAND (148 ACRES)TRANS PACIFIC CENTERBANK OF CREDIT & COMMERCE INT1L.BEVERLY HILLS BANCORP.PERMIAN S & L A LAND (41.4 ACRES)ALGEMENE BANK NEDERLAND NV AMERICAN ENKA CO.AMINOIL USA - SHELL JOINT VENTURE APPENZELLER, HANS BROADVIEW PLAZA COMMEREXCORNING GLASS WORKS PLANT CROWLEY FOODS INC.DOMINION RESOURCES/AT MASSEY JV DYKA USAEXCELSIOR INSURANCE CO.FAIRFAX EXECUTIVE PARK FARED DRILLING TECHNOLOGY INC.FEDERAL REALTY INVEST. TRUST FEDERAL REALTY INVESTMENT TRUST FIRST COLONY GRAND CYPRESSGULF OF MEXICO OIL LEASES (60)HUNTER DOUGLAS METAALS INC.INLAND STEEL CONTAINER CO.INTERSTATE SEED CO.JACINTOPORT TERMINAL KLOECKNER-PENTAPLAST OF AMER. MID-ATLANTIC OIL LEASES (1)MID-ATLANTIC OIL LEASES (11)MIDWESTERN UNITED LIFE INSURANCE CO.MR GOODBUYS CORPNAT. PET. RESERVE OIL/GAS LEASE, TRACT NAT. PET. RESERVE OIL/GAS LEASE, TRACT i NAT. PETROLEUM RESERVE OIL/GAS LEASES NAT * L PETROLEUMN OIL/GAS LEASES NAT'L STANDARDS ASSOCIATION INC,NEW OIL WELLS (3-5)OCEAN MINERALS CO.OFFICE BLDG.OIL WELL OIL/GAS LEASE OIL/GAS LEASES OIL/GAS LEASES OIL/GAS LEASES (26)PHILIPS PERIPHERALS PURAC INC.

INVESTMENTS

TS SIC

NY 60GA 96 11IL 96 1 1NJ 3651WI 3554NY xxxxLA 1311NV 1044FL xxxxCA xxxxCA 60CA 602TX 612FL xxxxWA 60SC 2288OK 1311NY 391 1GA xxxxGA 86 1 1KY 3229NY 2026VA 4619GA 3494NY 63VA xxxxCO 891 1MD 6799MD 6799TX xxxxFL xxxxLA 1311NJ 336 1IL 3412ND 5191TX 4463VA 3079NJ 1311NJ 131 1IN 63PA 5211AK 131 1AK 1311AK 131 1AK 131 1MD 2741NJ 1311CA 106 1VA xxxxNJ 13 1 1NC 1311LA 131 1AK 131 1LA 131 1CA 5063IL 5161

KOREA EXCHANGE BANK SOUTH KOREA, GOVT. OF SOUTH KOREA, GOV *T OF THE REP. OF SAMSUNG ELECTRONICS CO. LTD.KUWAIT, GOVT. OF KUWAIT, GOV’T OF KUWAIT, GOVT. OFUNIDENTIFIED KUWAITI, INVESTORS ET AL ZANTOUT, RAFIC A.DARTON, LTD.BANK OF CREDIT & COMMERCE INT1L. BALOYAN, SIRAK M.UNIDENTIFIED INVESTORS WAVELAND N.V.ALGEMENE BANK NEDERLAND NV AKZO N.V.

APPENZELLER, HANS NORO GROUP OF COMPANIES 13 UNIDENTIFIED COMPANIES NV PHILIPS GLOEILAMPENFABRIKEN KONINKLIJKE WESSANEN NV ROYAL DUTCH SHELL GROUP DUKA HOLDING BV NATIONALE-NEDERLANDEN NV BUVERMO MANAGEMENT INC.HOOGOVENS GROEP BV SIAM LTD.COFINTAB B.V.ROYAL DUTCH SHELL PENSION FUND PENSION FUND PGGM ROYAL DUTCH SHELL GROUP HUNTER DOUGLAS NV~VAN LEER GROEP STICHTING BV VANDERHAVE SEED CO.FURNESS NVINTL. INDUSTRIEELE BELEGING ROYAL DUTCH SHELL GROUP ROYAL DUTCH SHELL GROUP NATIONALE-NEDERLANDEN NV VENDEX INTL BV ROYAL DUTCH SHELL GROUP ROYAL DUTCH SHELL GROUP ROYAL DUTCH SHELL GROUP ROYAL DUTCH SHELL GROUP VNU NVROYAL DUTCH SHELL GROUP ~ROYAL DUTCH SHELL GROUP ET AL N.H.P. INC.ROYAL DUTCH SHELL GROUP ROYAL DUTCH SHELL GROUP ROYAL DUTCH SHELL GROUP ROYAL DUTCH SHELL GROUP ROYAL DUTCH SHELL GROUP PHILIPS GLOEILAMPENFABRIEKEN NV CENTRALE SUIKERMAATSCHAPPIJ

77

TY VALUE STATUS

OT 16.0 COMPLETEOT COMPLETEOT COMPLETENP 13.0 PENDINGAM COMPLETERE COMPLETEAM 11.0 PENDINGAM 9.5 PENDINGRE 6.4 COMPLETERE 206.0 PENDINGOT 5.0 COMPLETEAM COMPLETEAM COMPLETERE 1.6 COMPLETEOT 8.0 COMPLETEPE PENDINGJV . COMPLETENP COMPLETERE 2.0 COMPLETEPE 2.0 PENDINGAM . PENDINGAM 16.4 COMPLETEJV 0. 1 COMPLETEPE 2.0 COMPLETEAM 19.0 PENDINGRE . COMPLETEAM 1.9 COMPLETEEl 4.2 COMPLETEEl 4.5 COMPLETERE . PENDINGRE COMPLETEAM 187.9 COMPLETENP . PENDINGAM . PENDINGAM COMPLETEAM COMPLETEPE 15.0 COMPLETEAM 0.6 COMPLETEAM 7.4 COMPLETEAM 38.0 COMPLETEAM . COMPLETEAM 0.2 PENDINGAM 0.2 PENDINGAM 1.0 PENDINGAM 0.2 PENDINGAM . PENDINGOT 103.5 PENDINGJV PENDINGRE 28.8 COMPLETEOT 16. 1 PENDINGAM 4.8 COMPLETEAM 3. 1 COMPLETEAM 1. 1 COMPLETEAM 65.6 PENDINGOT . COMPLETEOT . COMPLETE




NETHERLANDS QUAZITE CORP TXNETHERLANDS RIMFORM INDUSTRIES INC. MINETHERLANDS RUTHERFORD B. HAYES BLDG VANETHERLANDS SARASOTA QUAY FLNETHERLANDS SHELL CALIFORNIA PRODUCTION INC. CANETHERLANDS SHELL CHEMICAL CO. LANETHERLANDS SHELL OIL CO. LANETHERLANDS SHELL OIL CO. CANETHERLANDS SHELL OIL CO. CONETHERLANDS SHELL OIL COfS WELL NJNETHERLANDS SHELL OIL'S FOR PROJECT TXNETHERLANDS SHELL WESTERN EXPLORATION, PROD. INC. TXNETHERLANDS SHELL'S ISLAND PROSPECT WELL AKNETHERLANDS SHIPPERS STEVEDORING CO. TXNETHERLANDS SOUTH HILLS MALL NYNETHERLANDS ST. GEORGE BASIN OIL LEASE (1) AKNETHERLANDS ST. GEORGE BASIN OIL LEASEC1) AKNETHERLANDS ST. GEORGE BASIN OIL LEASES AKNETHERLANDS ST. GEORGE BASIN OIL LEASES (2) AKNETHERLANDS ST. GEORGE BASIN OIL LEASES (4) AKNETHERLANDS ST. GEORGE BASIN OIL LEASES (5) AKNETHERLANDS ST. GEORGE BASIN OIL LEASESd) AKNETHERLANDS SUSQUEHANNA CORP CONETHERLANDS SUSQUEHANNA CORP. CONETHERLANDS THE CONTINUUM CO INC TXNETHERLANDS TRANS POTOMAC PLAZA VANETHERLANDS VALTEC INC. MANETHERLANDS WASSON FIELD PROJECT CONETHERLANDS WESTINGHOUSE ELECTRIC'S LIGHT PANETHERLANDS 24 OLD KINGS HIGHWAY CTNETHERLANDS ANTILLES LANETHERLANDS ANTILLES AMERICAN HOME SHIELD CORP. CANETHERLANDS ANTILLES APARTMENT BLDG NYNETHERLANDS ANTILLES APARTMENT BLDG NYNETHERLANDS ANTILLES APARTMENT BLDG. FLNETHERLANDS ANTILLES APARTMENT BLDG. FLNETHERLANDS ANTILLES APARTMENTS FLNETHERLANDS ANTILLES BOLT, BERANEK & NEWMAN INC. MANETHERLANDS ANTILLES CHARLOTTE PLAZA NCNETHERLANDS ANTILLES CITICORP CENTER GANETHERLANDS ANTILLES COMMERCIAL SITE WANETHERLANDS ANTILLES CONDOMINIUM FLNETHERLANDS ANTILLES CONDOMINIUM WAREHOUSE FLNETHERLANDS ANTILLES DALE ELECTRONICS NENETHERLANDS ANTILLES EXCEL ENERGY CORP. CONETHERLANDS ANTILLES LAND FLNETHERLANDS ANTILLES LAND FLNETHERLANDS ANTILLES LAND FLNETHERLANDS ANTILLES LAND FLNETHERLANDS ANTILLES LAND FLNETHERLANDS ANTILLES LAND FLNETHERLANDS ANTILLES LAND FLNETHERLANDS ANTILLES LAND (0.5 ACRES) FLNETHERLANDS ANTILLES LAND (13 ARCRES) FLNETHERLANDS ANTILLES LAND (176 ACRES) NCNETHERLANDS ANTILLES LAND (2.5 ACRES) FL


ROYAL DUTCH SHELL GROUP JV . COMPLETE35 NP COMPLETEKLM PENSION FUNDS RE 28.8 COMPLETETRANSOL GROUP RE 25.0 COMPLETEROYAL DUTCH SHELL GROUP OT . COMPLETEROYAL DUTCH SHELL GROUP PE . COMPLETEROYAL DUTCH SHELL GROUP NP 7.0 COMPLETEROYAL DUTCH SHELL GROUP PE 555.2 COMPLETEROYAL DUTCH SHELL GROUP NP . COMPLETEROYAL DUTCH SHELL GROUP OT . COMPLETEROYAL DUTCH SHELL GROUP PE 4.1 PENDINGROYAL DUTCH SHELL GROUP OT . COMPLETEROYAL DUTCH SHELL GROUP OT 16.0 COMPLETEFURNESS NV AM . COMPLETESARA CREEK PROPERTIES CO. RE 7.3 COMPLETEROYAL DUTCH SHELL GROUP AM 0.4 PENDINGROYAL DUTCH SHELL GROUP AM 3.5 PENDINGROYAL DUTCH SHELL GROUP AM 3.5 PENDINGROYAL DUTCH SHELL GROUP AM 35.6 PENDINGROYAL DUTCH SHELL GROUP AM 1.8 PENDINGROYAL DUTCH SHELL GROUP AM 1.4 PENDINGROYAL DUTCH SHELL GROUP AM 7.0 PENDINGNEFIBOUV BV AM . COMPLETENEFIBOUW B.V. AM . COMPLETEAMEV NV AM 23.0 COMPLETEPENSION FUNDS PGGM RE COMPLETENV PHILIPS El COMPLETEROYAL DUTCH SHELL GROUP PE 411.0 PENDINGPHILIPS FAMILY AM 200.0 COMPLETETOK NV RE 0.7 COMPLETEAMINVEST RE . COMPLETEFENWICK INC. N.V. El 0.1 COMPLETEDORE N.V. RE 1.4 COMPLETEUNIDENTIFIED INVESTOR RE 1.4 COMPLETESILVAL CORP. N. V. RE 1.3 COMPLETEALWINTON CORP. N.V. RE 0.8 COMPLETEMANDAREE INVESTMENTS N.V. RE 0.8 COMPLETESOROS OVERSEAS/ SCHLUMBERGER OT . PENDINGPGGM RE . COMPLETEMORAINE INVESTMENTS RE 45.0 COMPLETEUNAM INVESTMENT CORP RE 12.9 COMPLETEVALINVEST N.V. RE 3. 1 COMPLETEMACKWOOD CORP. N.V. ET AL OT 1. 1 PENDINGTHYSSEN-BORNEMISZA FAMILY AM 57.0 PENDINGVITOL TRADING TRUST NV El 4.4 COMPLETECONTINENTAL FARMS INC. N.V. RE 0.7 COMPLETETAISA CORP. N.V. RE 0.6 COMPLETECONTINENTAL FARMS INC. N.V. RE 0.7 COMPLETEINTER SEVEN INC RE 0.8 COMPLETEDIDSBURY CORP N.V. RE 3.8 COMPLETEEUROPEAN AMERICAN DESIGN NV RE 0.7 COMPLETEPORTON HOLDINGS NV RE 1.4 COMPLETEKONDRA PROPERTIES NV RE 2.0 COMPLETEBROADFIELD N.V. RE 0.7 COMPLETEOATFIELD N.V. RE 2.5 COMPLETELEMERY CORP NV RE 0.9 COMPLETE

SIC

32413079X X X XX X X X1311281629112911291113111311131113114463x x x x1311131113111311131113111311307930797372X X X X383213113641xxxxxxxx1711xxxxxxxxxxxxxxxxxxxx7379xxxxxxxxxxxxxxxx422536791382xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx

78




NETHERLANDS ANTILLES LAND (3.1 ACRES FLNETHERLANDS ANTILLES LAND (3.7 ARCES) FLNETHERLANDS ANTILLES LYON METAL PRODUCTS INC ILNETHERLANDS ANTILLES MADISON CIRCLE OFFICE BLDG. FLNETHERLANDS ANTILLES NORTH RIDGE SHOPPING PLAZA FLNETHERLANDS ANTILLES OFFICE BLDG FLNETHERLANDS ANTILLES OFFICE BLDG FLNETHERLANDS ANTILLES OFFICE BLDG. FLNETHERLANDS ANTILLES OFFICE BUILDING FLNETHERLANDS ANTILLES RESIDENTIAL DEVELOPMENT FLNETHERLANDS ANTILLES RESIDENTIAL DEVELOPMENT FLNETHERLANDS ANTILLES SHOPPING CENTER FLNETHERLANDS ANTILLES SHOPPING CENTER FLNETHERLANDS ANTILLES THE ATRIUM VANETHERLANDS ANTILLES THE SAVOY FLNETHERLANDS ANTILLES UNITED MERCHANTS * MANUFACTURERS INC. NYNETHERLANDS ANTILLES WAREHOUSE FLNETHERLANDS ANTILLES WAREHOUSE AND OFFICE LAND FLNETHERLANDS ANTILLES 2100 PONCE DE LEON DRIVE FLNETHERLANDS ANTILLES 2300 DIANA DRIVE FLNETHERLANDS ANTILLES 2519 GALIANO ST. FLNETHERLANDS ANTILLES 3150 SW THIRD AVE FLNETHERLANDS ANTILLES 3250 S.W. 3RD AVE. FLNETHERLANDS ANTILLES 8455 S. DIXIE HGWY FLNEW ZEALAND CONSUMERS WATER CO. MENEW ZEALAND WORLD OF SPORT PANIGERIA UNITED BANK FOR AFRICA, LTD. NYNORWAY AMERICAN WELL SERVICING CORP. TXNORWAY ARGOSY OFFSHORE LTD. LANORWAY DET NORSKE VERITAS NJNORWAY HARDING SAFETY INC. ALNORWAY OUTERBRIDGE TERMINAL INC'S PORT SITE NJNORWAY SHALE GAS WELL DRILLING VENTURE WVNORWAY SILVER SANDS FLPANAMA BANCA INT'L. DE COSTA RICA SA FLPANAMA COMMERCIAL PROPERTY FLPANAMA COMMERCIAL SITE FLPANAMA DEER CROSS SQUARE SHOPPING CTR. NYPANAMA OFFICE BLDG. FLPERU BANCO DE CREDITO DEL PERU NYPHILIPPINES PHILIPPINE AIRLINES BLDG CAPORTUGAL BANCO TOTTA & ACORES CAPORTUGAL RED BUSH PLAZA CTQATAR DOHA BANK, LTD. NYSAUDI ARABIA CHERRY HILL PLANTATION GASAUDI ARABIA EDGINGTON OIL CO. CASAUDI ARABIA ENVIROMENTAL PLANNING & RESEARCH CASAUDI ARABIA GOLD LEASES AKSAUDI ARABIA MARINE CORP. WISAUDI ARABIA NAT T L. COMMERCIAL BANK NYSAUDI ARABIA SIRRINE, J. E. CO. SCSAUDI ARABIA TOWERMARC TNSAUDI ARABIA VALLEY FIDELITY BANK & TRUST CO. TNSINGAPORE FOUR PENN CENTER PASINGAPORE HOWE ARDEN CENTER CASINGAPORE OFFICE BLDG. NJ

SIC FOREIGN INVESTOR TY VALUE STATUS

xxxx GONRE RE 0.6 COMPLETExxxx GROVE GATE N.V. RE 4.5 COMPLETE2542 AMERICAN VALUES NV El 0.5 COMPLETExxxx LIMESTOCK N.V. RE 17.0 COMPLETExxxx CHAMA INVESTMENTS RE 6.2 COMPLETExxxx RICHARD N.V. RE 6.0 COMPLETExxxx FLENSBURG CO. N.V. RE 12.0 COMPLETExxxx LAUDERSEA PROPERTIES INC., N.V. RE 1.6 COMPLETExxxx SECANT CORP N.V. RE 6.5 COMPLETExxxx MARKHAM CORP. N.V. RE COMPLETExxxx COBRA INTERNATIONAL NV RE 2 .* 0 COMPLETExxxx CHAI INVESTMENTS CO. N.V. RE 1.6 COMPLETExxxx TROPICAL CENTER NV RE 1.9 COMPLETExxxx NORTHKEY PLAZA N.V. RE 89.5 COMPLETExxxx CORPAN CORP NV RE 25.0 COMPLETE3041 RUSKIN, UZI AM . COMPLETExxxx RIVERSANT CORP NV RE U COMPLETE4225 VENFLO CORP. NV AM 1.6 COMPLETExxxx NEW MEADOW CORP. N.V. RE 6.0 COMPLETExxxx SACKVILLE GROUP NV RE 0.9 COMPLETExxxx FLENSBURG CO. N.V. RE 10.0 PENDINGxxxx LONGFIELD NV RE 6.6 COMPLETExxxx LONGFIELD N.A. RE 6.6 COMPLETExxxx LARISTAN PROPERTIES N.V. RE 2.0 COMPLETE4941 BRIERLY INVESTMENTS LTD. El 0.2 COMPLETE2721 TALBOTT, JOHN NP 3.0 PENDING60 UNITED BANK FOR AFRICA, LTD. OT COMPLETE1381 CALAND HOLDINGS BV ET AL AM 4! 9 COMPLETE1389 WILHELM WILHELMSEN JV COMPLETE7397 DET NORSKE VERITAS NP COMPLETE3732 HARDING A/S NP COMPLETE4226 STOLT TANKER & TERMINALS (HOLDINGS) SA AM 55! 0 COMPLETE1311 DET NORSKE OLJESELSKAP A.S. JV 2.5 COMPLETExxxx F. SELMER A/S RE . COMPLETE60 BANCA INT'L. DE COSTA RICA SA OT 1.0 COMPLETExxxx VISLEROA CORP. S. A. ET AL RE 3.6 COMPLETExxxx FINEXEN SA RE 0.6 COMPLETExxxx DEERARA S.A. RE 1.7 COMPLETExxxx DAVIMARY INC. RE 5.7 COMPLETE60 BANCO DE CREDITO DEL PERU OT 5.0 COMPLETExxxx UNIDENTIFIED INVESTOR RE 11.0 COMPLETE60 BANCO TOTTA & ACORES OT 27.0 COMPLETExxxx GOMES C. RE 0.4 COMPLETE60 DOHA BANK, LTD. OT 6.0 COMPLETExxxx PHARAON, GHAITH RE 125.0 PENDING2911 KHASHOGGI FAMILY AM COMPLETE8911 PHARAON, GAITH R. AM COMPLETE1041 KHASHOGGI FAMILY AM COMPLETE671 1 BAKHSH, ABDULLAH TAHA AM 2o!o PENDING60 NAT'L. COMMERCIAL BANK OT 46 1.0 COMPLETE891 1 PHARAON, GAITH R AM 7.2 COMPLETE6799 AGGAD, OMAR AM 2.6 COMPLETE60 KAMAL ADHAM, FAISAL SAUD AL-FULAIJ,ET. A El 20.3 PENDINGxxxx SINGAPORE, GOVT. OF RE COMPLETExxxx UNIDENTIFIED RE 12 I 0 PENDINGxxxx SINGAPORE, GOVT. OF RE 10.3 COMPLETE




SINGAPORE OFFICE BLDG. NJSOUTH AFRICA ASSOC. MINERALS & METALS’S STEEL OPS. NYSOUTH AFRICA CAMELOT HOTEL/CASINO NJSOUTH AFRICA CITIES SERVICE CO’S COPPER OPERATIONS AZSOUTH AFRICA NEDBANK, LTD. NYSOUTH AFRICA WTC INC. CASPAIN IBERIA CYCLE CORP. FLSWEDEN A.C. BIOTECHNICS INC. NYSWEDEN AERO SYSTEMS ENGINEERING INC. MNSWEDEN ANACONDA-ERICSSON INFORMATION SYSTEM CASWEDEN ASEA-HAFO CASWEDEN ASHLAND COAL CO’S COAL MINE WVSWEDEN BOFORS NOBEL CHEMATUR NCSWEDEN BOLTON-EMERSON/IGGESUND INC.SWEDEN BROMMA INC. CTSWEDEN CAROLINA FOREST INDUSTRIES SCSWEDEN ENVIRONMENTAL SYSTEMS CORP. MISWEDEN EUR-CONTROL USA, INC. WASWEDEN FLORIDA CAPITAL CORP. FLSWEDEN FLUID OPERATIONS & EQPT. INC. NYSWEDEN GOTAVERKEN ENERGY SYSTEMS INC NCSWEDEN HAGGLUND PRODUCTS INC. TXSWEDEN HAMILTON BROS. PETROLEUM CORP. COSWEDEN HELMICK * LUTZ CO. MNSWEDEN HONEYWELL/ERICSSON DEVELOP. CO. CASWEDEN INVENTING OF AMERICA INC. PASWEDEN OCCIDENTAL CHEM. CO PLANT MSSWEDEN OHIO SCIENTIFIC INC. OHSWEDEN PRECON INC GASWEDEN REFINEMET’S NON-PRECIOUS METALS BUSINESS RISWEDEN RTE-ASEA CORP. WISWEDEN SAAB-SCANIA OF AMERICA CTSWEDEN SALEN DRY CARGO INC. NYSWEDEN SANDVIK STEEL INC. PASWEDEN VOLVO OF AMERICA CORP. VASWEDEN VOLVO WHITE INC. NCSWITZERLAND ALHAMBRA MINES INC. NVSWITZERLAND AMERICAN DIAGNOSTICS CORP CASWITZERLAND BALZERS OPTICAL GROUP MASWITZERLAND BANCA DELLA SVIZZERA ITALIANA NYSWITZERLAND BANQUE PARIBAS (SUISSE) NYSWITZERLAND BOLT, BERANEK & NEWMAN’S INSTRUMENTS COR MASWITZERLAND CHICAGO MILWAUKEE CORP. ILSWITZERLAND CIBA GEIGY CORP. NCSWITZERLAND CIBA-GEIGY CORP. ALSWITZERLAND COMMERCIAL TESTING * ENGINEERING CO CTSWITZERLAND DISER INC. UTSWITZERLAND DOBOY PACKAGING MACHINERY DIV. ILSWITZERLAND DUPONT PIGMENTS DIV DESWITZERLAND EMSER INDUSTRIES INC. SCSWITZERLAND ESCHER WYSS MANCHESTER OHSWITZERLAND FINANCIAL SOFTWARE OF AMERICA FLSWITZERLAND GALLUS INC. TXSWITZERLAND GALLUS INC. ILSWITZERLAND GALLUS INC. CASWITZERLAND INTERAVIA (USA) INC. DC


SINGAPORE, GOVT. RE 10.3 COMPLETEMACSTEEL AM . COMPLETESOUTH AFRICAN BREWERIES LTD. RE 40.0 PENDINGOPPENHEIMER, HARRY F. AM 18.9 COMPLETENEDBANK, LTD. OT 108.0 COMPLETEMACFARLANE, ROGER I. ET AL El 0.3 COMPLETEIBERIA CYCLE CORP. OT 2.0 COMPLETEALFA-LAVAL NP . COMPLETEFFV FORETAGEN AB El . COMPLETETELEFON AB LM ERICSSON JV . COMPLETEWALLENBERG FAMILY OT . COMPLETESVENSKA KOLKONSORTIUM AM 45.0 PENDINGBOFORS AB OT . COMPLETEIGGESUNDS BRUK AB JV COMPLETENORDSTJERNAN OT . COMPLETESTORA KOPPERBERGS BERGSKAGS AB NP . PENDINGBOFORS AB JV 6.7 COMPLETEBONNIERFOREFAGEN AB NP COMPLETESTOCKHOLM AM PENDINGALPHA-LAVAL AB AM . COMPLETESVENSK VARV AB OT . COMPLETEWALLENBERG FAMILY NP COMPLETEAB VOLVO El 64.3 PENDINGSTEAM USERS ASSN. AM COMPLETEERICSSON TELEFON AB LM JV . COMPLETEBONNIER FAMILY OT . COMPLETEKEM NOBLE AB AM COMPLETEAB FANNYUDDE AM COMPLETEINCENTIVE AB AM 6.0 COMPLETEBOLIDEN AB AM 8.0 COMPLETEWALLENBERG FAMILY El 1 1.8 COMPLETESAAB-SCANIA AB NP 3.4 PENDINGSALENINVEST AB JV . COMPLETESANDVIK AB PE . COMPLETEVOLVO AB PE 1.4 COMPLETEVOLVO AB OT . PENDINGMOPPERT, HANS EET AL AM COMPLETEROCHE/SAPAC GROUP AM 13.0 PENDINGOERLIKON-BURHLE KONZEN NP COMPLETEBANCA DELLA SVIZZERA ITALIANA OT . COMPLETEBANQUE PARIBAS (SUISSE) OT 3.0 COMPLETEVIBROMETER INTL AG AM COMPLETECIE DE BANQUE ET D’INVESTISSMENTS El 1.0 COMPLETECIBA GEIGY LTD. NP 7.0 COMPLETECIBA-GEIGY LTD. PE 20.0 COMPLETESOC GENERALE DE SURVEILLANCE HOLDING AM 23.0 COMPLETEDISER CORP. OT . COMPLETESIG(SCHWEIZERISCHE IND. GESELL) AM PENDINGCIBA GEIGY LTD. AM . COMPLETEEMS-CHEMIE HOLDING AG PE PENDINGSULZER BROTHERS LTD. El . COMPLETEHAEFNER, WALTER AM 3.4 COMPLETERUESCH FERD. AG OT . PENDINGRUESCH FERD. AG OT . PENDINGRUESCH FERD. AG OT PENDINGINTERAVIA SA OT . COMPLETE

SIC

X X XX5051701110216047125041283435697374367412115161354635522621495338256138233443356913118911367926412819357332723341361250124463342337 1150121041384138326060382940112834283489113674356928653079355473725084508450842721

80




SWITZERLAND J.D. ALLEN INDUSTRIES INC. OKSWITZERLAND JACKY MAEDER MASWITZERLAND LONE STAR’S CATSKILL CEMENT PLANT NYSWITZERLAND MAILLEFER CO. MASWITZERLAND MORRIS PLAN BLDG CASWITZERLAND OFFICE BLDG NYSWITZERLAND OPEN SYSTEMS INC. MNSWITZERLAND PLAZA HOTEL NYSWITZERLAND SAID LAKE HOTEL FLSWITZERLAND SKAKET BEACH MOTEL MASWITZERLAND SODYECO INC. NCSWITZERLAND STOUFFER FOODS CORP. UTSWITZERLAND STOUFFER HOTEL CASWITZERLAND WINE CONSORTIUM NMSWITZERLAND WINE CONSORTIUM NMSWITZERLAND WYLY CORP. TXSWITZERLAND XICOR INC. CASWITZERLAND ZOECON CORP. CASWITZERLAND 10 SOUTH LASALLE ST. ILTHAILAND LAND CAUNITED KINGDOM ACORN COMPUTERS CORP. MAUNITED KINGDOM AIRCO INC. SCUNITED KINGDOM AIRCO INC. CAUNITED KINGDOM AIRCO INC. DEUNITED KINGDOM AIRCO INC. CAUNITED KINGDOM AIRCO INC. CAUNITED KINGDOM AIRCO INC. CAUNITED KINGDOM AIRCO INC. TXUNITED KINGDOM AIRCO INDUSTRIAL GASES INUNITED KINGDOM ALARM SUPPLY CO. INC. MIUNITED KINGDOM ALLIED COLLOIDS INC. VAUNITED KINGDOM AMCANA OIL CORP. OKUNITED KINGDOM AMERADA PETROLEUM CORP.'S PROPERTIESUNITED KINGDOM AMERICA WEST AIRLINES INC. AZUNITED KINGDOM APT CO AUTO AUCTIONS INC. MIUNITED KINGDOM ARBCO ELECTRONICS INC. CAUNITED KINGDOM ASPREY « CO. NYUNITED KINGDOM BASIC STORES MDUNITED KINGDOM BATUS INC KYUNITED KINGDOM BEAUFORT SEA OIL/GAS LEASES (4) AKUNITED KINGDOM BERKEY PHOTO INC. NYUNITED KINGDOM BESPAK INC. NCUNITED KINGDOM BLAHNIK, MANOLO NYUNITED KINGDOM BLUE CIRCLE ARIZONA AZUNITED KINGDOM BLUE RIDGE REAL ESTATE CO. PAUNITED KINGDOM BLUE RIDGE REAL ESTATE CO. PAUNITED KINGDOM BP OIL CO. PAUNITED KINGDOM BRITISH TOURIST INFO CENTER NYUNITED KINGDOM BROOKHAVEN GAUNITED KINGDOM BTR VALVE GROUP NHUNITED KINGDOM BUSINESS PARK TXUNITED KINGDOM BUSINESS PARK GAUNITED KINGDOM UNITED KINGDOM UNITED KINGDOM

CENTEL FINANCIAL SYSTEMS CENTER CITY TOWER CENTURY REDI-MIX

NYPAAZCOUNITED KINGDOM CHILDREN'S WORLD INC


CLARION FINANZ AM COMPLETEJACKY MAEDER AG OT # COMPLETEHOLDERBANK FINANCIERE GLARUS AM 30.0 PENDINGMAILLEFER SA PE 0.4 COMPLETENEKIR ESTABLISHMENT RE COMPLETESMS RE 27.0 COMPLETEHAEFNER, WALTER AM 9.5 COMPLETENESTLE S.A. RE COMPLETEPROPINVEST N~.V. RE 50.0 COMPLETEMUSKAT, RICHARD RE 1. 1 COMPLETESANDOZ LTD. AM . COMPLETENESTLE SA NP 3.6 PENDINGNESTLE SA RE 30.0 PENDINGUNIDENTIFIED EUROPEAN GROUP NP . PENDINGUNIDENTIFIED EUROPEAN INVESTORS NP 6.0 COMPLETEHAEFNER, WALTER El 24.0 COMPLETESOC. GENERALE DE C'HORLOGERIE AM . PENDINGSANDOZ LTD. AM # COMPLETEFIDINAM RE 100.0 COMPLETEUNITED OCEAN RESOURCES INC RE 5.5 COMPLETEACORN COMPUTERS LTD. NP COMPLETEBOC INT'L PLC NP 15^0 COMPLETEBOC INT'L PLC PE 12.0 COMPLETEBOC INT'L PLC PE 3.0 COMPLETEBOC INT'L PLC PE 6.0 COMPLETEBOC INT'L PLC PE 15.0 COMPLETEBOC INT'L PLC PE 40.0 COMPLETEBOC INTERNATIONAL LTD. NP 119.0 COMPLETEBOC GROUP PLC NP 8.0 COMPLETEHAWLEY GROUP PLC AM 2.5 COMPLETEALLIED COLLOIDS GROUP PLC NP 8, 0 COMPLETEIMPERIAL CONTINENTAL GAS ASSOCIATION AM 5. 1 COMPLETEUNITED KINGDOM,GOVT OF AM COMPLETEGLOBE INVESTMENT TRUST PLC El 3^0 PENDINGBRITISH CAR AUCTION GROUP PLC AM 6.5 COMPLETEIMPERIAL CHEMICAL INDUSTRIES PLC AM . COMPLETEASPREY FAMILY OT COMPLETEGOLDSMITH, SIR JAMES OT COMPLETEBAT INDUSTRIES PLC OT PENDINGUNITED KINGDOM,GOVT. OF AM i.’o COMPLETENIMSLO INTL PLC El 10.0 PENDINGBESPAK PLC NP 6.9 PENDINGBLAHNIK, MANOLO OT COMPLETEBLUE CIRCLE INDUSTRIES PLC OT COMPLETESCOTTISH AND MERCANTILE INV. AM . COMPLETEDAYTON CONSOLIDATED TRUST AM COMPLETEUNITED KINGDOM,GOVT. OF NP COMPLETEUK, GOVT OF OT 3!o COMPLETEEUROPEAN FERRIES RE 18.0 COMPLETEBTR PLC OT COMPLETESEA CONTAINERS GROUP RE 7o !o COMPLETEDUNNING COMMERCIAL DEVELOPMENTS BRITISH TELECOM PLC

REJV

10.0 COMPLETECOMPLETEBRITISH PENSION FUNDS

BLUE CIRCLE INDUSTRIES PLCREAM

16.2 COMPLETECOMPLETECOMPLETEGRAND METROPOLITAN PLC El *

SIC

131 142 1332413559x x x xx x x x7372701 1x x x x70 1 12865203770 1132212084737236742834x x x xx x x x36992813281328132813281328132999281350632819131 1131 1451 1501250635948541 1531 1131 1739534995931325165316531291 17999x x x ~3494x x x xx x x x5065x x x x32513851




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CHARLES CHURCH DEVELOPMENTS LTD RE 200 .0 COMPLETEUNITED KINGDOM,GOVERNMENT OF PE 68.6 COMPLETEPORTALS HOLDING PLC AM 4.0 COMPLETE600 GROUP PLC (THE) El 0.5 COMPLETECOLNAGHI’S OT . COMPLETEBRITISH COMMONWEALTH SHIPPING CO. El COMPLETEDUNLOP LTD. NP 10.0 COMPLETEBRITISH AUCTIONS GROUP PLC AM 6.0 COMPLETEBEECHAM GROUP PLC AM 70.0 COMPLETEDARENTH PLC JV COMPLETELEX SERVICE PLC El COMPLETEKENNING MOTOR GROUP LTD. AM COMPLETEVIKING GROUP RE 10.0 COMPLETEBEECHAM GROUP PLC AM COMPLETECHARTERHOUSE GROUP PLC (THE) AM COMPLETEGEORGE WIMPEY LTD. RE . COMPLETEUNITED KINGDOM,GOVT. OF AM 100.0 PENDINGF.D. METALS LTD. OT PENDINGDICKINSON TRUSTLTD. AM . COMPLETECHARTERHOUSE GROUP PLC AM . COMPLETEGROSVENOR PROPERTIES LTD AM 40.0 COMPLETETAYLOR WOODROW PROPERTY CO. RE COMPLETEDICKINSON TRUST AM 1.5 COMPLETETRUSTHOUSE FORTE RE COMPLETEINVESTMENT GROUP COMPANIES AM . PENDINGGENERAL ELECTRIC CO. PLC JV . PENDINGJOSEPH ROWNTREETRUSTS AM 215.0 COMPLETEBAT INDUSTRIES PLC PE . COMPLETEBOC INTL LTD AM 85.0 COMPLETEGLAXO HOLDINGS PLC NP 40.0 COMPLETEGLOBAL NATURAL RESOURCES PROPERTIES PLC OT . COMPLETEBAT INDUSTRIES PLC AM . COMPLETEUNITED NEWSPAPERS PLC AM 44.0 COMPLETEUNITED KINGDOM,GOV’T. OF AM 192.9 COMPLETECLORE, ALAN El 0.8 COMPLETEHALL ENGINEERING HOLDINGS PLC NP 9.0 PENDINGHAMILTON OIL GREAT BRITAIN PLC JV . PENDINGBAT INDUSTRIES PLC NP 13.0 COMPLETEHAMBROS PLC El 1.0 COMPLETEHILL SAMUEL INT’L. BANKING CORP. OT 5.0 COMPLETESAMUEL PROPERTIES PLC RE 3.3 COMPLETECOURTAULDS PLC JV 12.5 COMPLETECOURTAULDS PLC JV 4.0 PENDINGICI LTD. PE COMPLETERADWIN INVESTMENTS LTD. AM 0.8 COMPLETEHATVANCY, BELA R. AM PENDINGKENNING MOTOR GROUP LTD. AM 6.0 COMPLETEETTEDGUI, JOSEPH OT . COMPLETEENGLISH CHINA CLAY PLC NP 17.0 COMPLETEUNITED KINGDOM,GOVT. OF JV 30.2 COMPLETESUNLEY HOLDINGS LTD ET AL RE 70.0 PENDINGTAYLOR, WOODROW RE 10.0 COMPLETEGROSVENOR INTL RE 8.0 COMPLETELLOYDS BANK INT’L., LTD. OT 27 .0 COMPLETELLOYDS BANK INT’L., LTD. OT 31.0 COMPLETEGUINESS PEAT JV . COMPLETE

SIC

x x x x10212899354973996799331299992865307950817512x x x x28442033x x x x33125051272139157011x x x x35737011614899209953117394283413112013275113111044891113112031131160x x x x286937282834422536725531563128194612x x x xx x x xx x x x60606711

8 2




UNITED KINGDOM MAGNOLIA SEED HARDWARE & IMPLEMENT CO. TXUNITED KINGDOM MARQUARDT CO. CAUNITED KINGDOM MARTIN MARIETTA'S CEMENT PLANTS OKUNITED KINGDOM MCCAFFREY I MCCALL INC. NYUNITED KINGDOM MEDIA HOME ENTERTAINMENT CAUNITED KINGDOM MEGAPULSE INC. MAUNITED KINGDOM METALRAX LTD. ILUNITED KINGDOM METRAMATIC CORP. NJUNITED KINGDOM MICHAEL LAURIE AND PARTNERS NYUNITED KINGDOM MICHIGAN GENERAL CORP. TXUNITED KINGDOM MICROSOFT BLDG WAUNITED KINGDOM MID-ATLANTIC OIL LEASES (2) NJUNITED KINGDOM MIDLAND BANK NYUNITED KINGDOM MKT RAILROAD-CABLE & WIRELESS JV TXUNITED KINGDOM MUKLUK WELL AKUNITED KINGDOM NATIONAL MINE SERVICE CO. PAUNITED KINGDOM NAVTEC INC. MAUNITED KINGDOM NEW PLAN REALTY TRUST NYUNITED KINGDOM NO. AM. CAR CORP'S TERMINAL SERVICES DIV ILUNITED KINGDOM NORTON CO'S SAFETY PRODUCTS DIV. MAUNITED KINGDOM NORTON TELECOMMUNICATIONS FLUNITED KINGDOM OFFICE BLDG CAUNITED KINGDOM OFFICE BLDG. MAUNITED KINGDOM OFFICE BLDGS. (2) CAUNITED KINGDOM OIL LEASES AKUNITED KINGDOM OIL WELL TXUNITED KINGDOM OIL/GAS LEASES LAUNITED KINGDOM OLD DOMINION REIT VAUNITED KINGDOM ONE POST ST. CAUNITED KINGDOM OWENS MFG. CO. VAUNITED KINGDOM OXFORD SECURITY SERVICES GAUNITED KINGDOM PBS COAL INC. PAUNITED KINGDOM PENN MACHINE CO. PAUNITED KINGDOM PITTSTON PETROLEUM INC. CTUNITED KINGDOM POMEROY PLAZA NYUNITED KINGDOM PRATHERS INC. NYUNITED KINGDOM RACAL-MILGO INC. TXUNITED KINGDOM RACAL-MILGO, INC. TNUNITED KINGDOM RACAL-MILGO,INC. CAUNITED KINGDOM RAMPAC CAUNITED KINGDOM REDI-MIX AZUNITED KINGDOM REDIFFUSION VIDEO LEASING MAUNITED KINGDOM REECE CORP. MAUNITED KINGDOM RESEARCH PARK CAUNITED KINGDOM RICHDEL INC. NVUNITED KINGDOM RODIME CO. FLUNITED KINGDOM ROLL DIVISION (RODNEY HUNT CO .) MAUNITED KINGDOM ROYAL EXECUTIVE PA4KRLK NYUNITED KINGDOM SAKS FIFTH AVE. TXU N I T E D K I N G D O M SAKS FIFTH AVENUE CAUNITED KINGDOM SAKS FIFTH AVENUE LAUNITED KINGDOM SALTON INC. NYUNITED KINGDOM SANGATE CORP. NYUNITED KINGDOM SARCO CO. INC. PAUNITED KINGDOM SAUDI INT'L. BANK NYUNITED KINGDOM SCHAL ASSOCIATES IL


CHARTERHOUSE GROUP PLC AM COMPLETEINTL SIGNALS CONTROLS GROUP PLC AM 43! 5 COMPLETEBLUE CIRCLE IND/CEMENT HOLDING AM 170.0 COMPLETESAATCHI & SAATCHI PLC AM 15.5 COMPLETEHERON INTL PLC AM COMPLETERACAL ELECTRONICS PLC AM 20.0 COMPLETEMETALRAX GROUP PLC OT COMPLETEGEI INTERNATIONAL PLC AM 3.0 COMPLETEMICJHAHAEL LAURIE AND PARTNERS RE COMPLETEGOLDSMITH, JAMES AM COMPLETEU.S. PROPERTY TRUST RE 5.0 COMPLETEUNITED KINGDOM,GOVT. OF AM 0.6 COMPLETEMIDLAND BANK OT 164.0 COMPLETECABLE & WIRELESS PLC JV PENDINGUNITED KINGDOM,GOVT. OF OT 423.8 COMPLETEANDERSON STRATHCLYDE PLC AM 32. 1 COMPLETELEWMAR INC. AM COMPLETEMERCHANT NAVY OFFICERS PENSION El 22.2 COMPLETEPOWELL DUFFRYN PLC AM COMPLETESIEBE GORMAN HOLDINGS PLC AM 50.0 COMPLETENORTON TELECOMMUNICATIOONS OT COMPLETEHERON INTERNATIONAL RE 16. 1 COMPLETESUNLEY HOLDING LTD. RE 9.6 COMPLETEGROSVENOR INTL RE 100.0 COMPLETEUNITED KINGDOM,GOVT. OF JV 1.0 COMPLETECLORE, ALAN OT PENDINGUNITED KINGDOM,GOVT. OF AM 1.0 COMPLETEROTHMANS INTL PLC AM 4.6 PENDINGGROSVENOR INTL LTD. RE COMPLETEDOWTY GROUP PLC AM COMPLETEHAWLEY GROUP PLC AM COMPLETEBURNETT & HALLAMSHIRE HOLDINGS PLC AM 10.0 COMPLETESENIOR ENGINEERING GROUP PLC AM COMPLETEULTRAMAR PLC AM 100.0 COMPLETEAITKEN HUME RE 8.0 COMPLETETHE BRITISH ELECTRIC TRACTION CORP AM 11.0 COMPLETERACAL ELECTRONICS OT . COMPLETERACAL ELECTRONICS PLC OT # COMPLETERACAL ELECTRONICS PLC OT COMPLETEPENSION FUND GROUP El 7.5 COMPLETEBLUE CIRCLE INDUSTRIES PLC AM COMPLETEBRITISH ELECTRIC TRACTOR CO PLC OT . COMPLETECAMELLIA INVESTMENTS LTD. El 0.6 COMPLETEGROSVENOR INTL LTD. RE 50.0 COMPLETECHARTERHOUSE GROUP PLC AM . COMPLETERODIME PLC NP COMPLETESCAPA GROUP PLC AM 0.5 COMPLETELADBROKE CP. PLC RE COMPLETEBAT INDUSTRIES LTD. OT COMPLETEBAT INDUSTRIES PLC OT COMPLETEBAT INDUSTRIES PLC OT # COMPLETEMARLEY PLC AM PENDINGBRITISH CAR AUCTION GROUP PLC AM COMPLETESPIRAX-SARCO ENGINEERING LTD. AM 29.9 COMPLETESAUDI INT'L. BANK OT 207.0 COMPLETETARMAC PLC OT . COMPLETE

SIC

51913824324173113651366250843576xxxx3442xxxx13116048991311355236436799478932313662xxxxxxxxxxxx131 1131113116799xxxx35327349121135325172xxxx72185063506350636799325159453636xxxx307935733569xxxx565156515621355175123494601542




UNITED KINGDOM SCIENTIFIC-ATLANTA INC. GAUNITED KINGDOM SHAKESPEARE’S TAVERN FLUNITED KINGDOM SHAWS SUPERMARKET INC. MAUNITED KINGDOM SOHIO PETROLEUM - WEYERHAUSER JV OKUNITED KINGDOM SOHIO’S NEW OIL WELL TXUNITED KINGDOM SOUTHLAND OIL CO’S TERMINAL GAUNITED KINGDOM SPIRALUX ALUNITED KINGDOM ST. GEORGE BASIN OIL LEASES (2) AKUNITED KINGDOM ST. GEORGE BASIN OIL LEASES (3) AKUNITED KINGDOM ST. GEORGE BASIN OIL LEASES (4) AKUNITED KINGDOM STANDARD OIL CO. (OHIO) OHUNITED KINGDOM STRUTT AND PARKER CAUNITED KINGDOM SUN VALLEY POULTRY WVUNITED KINGDOM TEITLER LINEN SERVICE NYUNITED KINGDOM TELECOM PLUS INTL INC. NYUNITED KINGDOM TELERATE SYSTEMS INC NYUNITED KINGDOM TEMPO INSTRUMENTS I CONTROLS CORP. NYUNITED KINGDOM TENSAR CORP. GAUNITED KINGDOM TERMINAL DISPLAY SYSTEMS INC. TXUNITED KINGDOM TERTIARY OIL RECOVERY PROJECT AKUNITED KINGDOM TETON ENERGY CO’S OIL PROPERTIES COUNITED KINGDOM THE BUSINESS PARK/ATLANTA GAUNITED KINGDOM TICOR PRINT NETWORK CAUNITED KINGDOM TIRE MASTERS INC. CAUNITED KINGDOM TOWNER PETROLEUM CO. OHUNITED KINGDOM TREADWAY INN RIUNITED KINGDOM TRUSTHOUSE FORTE NYUNITED KINGDOM TUCSON SAND & SOIL AZUNITED KINGDOM UNITED BANK OF KUWAIT, LTD. NYUNITED KINGDOM UNITED SERVICES CO.’S LAUNDRY DIV. OHUNITED KINGDOM UNIVERSAL FUELS CO. COUNITED KINGDOM VARIAN ASSOC’S TUBE DIV. CAUNITED KINGDOM WATKINS GLEN GRAND PRIX TRACK NYUNITED KINGDOM WESTERN GENERAL ENTERPRISES INC. CAUNITED KINGDOM WHITE CONSOLIDATED’S SARCO DIV. ILUNITED KINGDOM WOMEN’S FEDERAL SAVINGS BANK OHUNITED KINGDOM ZIMMITE CORP. OHUNITED KINGDOM 1180 AVENUE OF THE AMERICAS NYUNITED KINGDOM 13-30 GROUP TNUNITED KINGDOM 32 OLD SLIP ST. NYUNSPECIFIED AMERICAN FIRE AND CASUALTY BLDG. FLUNSPECIFIED HORNE BROS. SHIPYARD VAUNSPECIFIED TRINITY RESOURCES INC. TXUNSPECIFIED 199 POMEROY RD. NJUNSPECIFIED 90 1 THREADNEEDLE ST. TXVENEZUELA ALVARO CLEMENTS CLOTHING FLVENEZUELA BANCO LATINO INTERNATIONAL FLVENEZUELA BANCO MERCANTILE Y AGRICULTURA CO FLVENEZUELA CPU COMPUTER CORP MAVENEZUELA GARDENS FLVENEZUELA GHR ENERGY CO’S OIL REFINERY LAVENEZUELA PARAGON CENTER FLVENEZUELA SHOPPING MALL FLVENEZUELA VENEZUELAN AMERICAN BANKING COP. NYVENEZUELA 1101 BRICKELL AVE FL


PLESSEY CO. LTD. (THE) AM 48.0 PENDINGBRITISH CO. OT , COMPLETESAINSBURY, J. LTD. AM 21.0 COMPLETEUNITED KINGDOM,GOVT. OF JV . COMPLETEUNITED KINGDOM,GOVT. OF OT . COMPLETEPANOCEAN STORAGE AND TRANSPORT LTD. AM 10.0 PENDINGSPIRALUX LTD. NP 2.0 PENDINGUNITED KINGDOM,GOVT OF AM 1.2 PENDINGUNITED INGDOM, GOVT. OF AM 2.4 PENDINGUNITED KINGDOM,GOVT. OF AM 1.3 PENDINGUNITED KINGDOM,GOVT. OF NP . COMPLETESTRUTT AND PARKER OT COMPLETESUN VALLEY POULTRY NP , PENDINGBRITISH ELECTRIC TRACTION PLC AM 1.8 COMPLETERANK ORGANIZATION PLC (THE) El 15.0 COMPLETEEXCO SECURITIES LTD El 2.5 COMPLETEBOWTHORPE HOLDINGS PLC AM 6.5 COMPLETENETLON LTD. ET AL NP 25.0 COMPLETETERMINAL DISPLAY SYSTEMS LTD . • OT . COMPLETEUNITED KINGDOM,GOVERNMENT OF JV 198.8 PENDINGUK TEMPERANCE * GENL PROVIDENT INSTITUT. AM 14.5 PENDINGDUNNING COMMERCIAL DEVELOPMENTS RE 20.0 COMPLETECAMELLIA INVESTMENTS LTD. AM 18.0 COMPLETEKENNING MOTOR GROUP AM 6.0 COMPLETEZILKA, SELIM K ET AL AM 25.5 COMPLETEGREENALL-WHITELY GROUP RE 3.5 COMPLETETRUSTHOUSE FORTE OT COMPLETEBLUE CIRCLE INDUSTRIES PLC AM COMPLETEUNITED BANK OF KUWAIT, LTD. OT . COMPLETEBRITISH ELECTRIC TRACTION PLC AM 11.3 COMPLETEH.P. BRAUNER LTD. ET AL AM COMPLETETHORN EMI PLC AM . COMPLETEBRITISH CAR AUCTION GROUP AM PENDINGTHOMAS TILLING PLC AM . COMPLETESPIRAX-SARCO ENGINEERING PLC AM 29.9 PENDINGUNIDENTIFIED INVESTORS AM COMPLETEPORTALS HOLDINGS PLC AM . COMPLETEGREYCOAT CITY OFFICES PLC RE 26.0 COMPLETEHARMSWORTH, VERE & FAMILY El PENDINGHRO LTD RE 27.0 COMPLETENERI RE COMPLETEUNIDENTIFIED INVESTOR AM PENDINGUNIDENTIFIED INVESTORS AM 8.0 PENDINGUNIDENTIFIED RE 8.0 COMPLETEUNIDENTIFIED RE 7.0 COMPLETECLEMENTS, ALVARO OT COMPLETEBANCO LATINO INTERNATIONAL OT 23.0 COMPLETEBANCO MERCANTILE Y AGRICULTURA CO. OT 7.0 COMPLETECISNEROS RENDILES FAMILY AM 0.7 COMPLETEPINES, RICARDO AM . COMPLETEVENEZUELA, GOVT. OF AM PENDINGPINES , RICARDO RE 30.0 COMPLETEUNIDENTIFIED INVESTOR RE 4.0 COMPLETEMENDOZA GROUP OT 3.5 COMPLETEBANCO INDUSTRILA DE VENEZUELA RE 31.5 COMPLETE

SIC

3673581254111311131144633572131 113111311291165310253721350637399361230795081131 11311xxxx275350141381701170115211607213138236747948508750846122899XX XX2721xxxxxxxx44631311xxxxxxxx56516060599907832911xxxxxxxx60xxxx

84


APPENDIX C

DESCRIPTION OF KEY TERMS

Acquisition — a transaction in which title to stock or assets of the U.S. target is secured by another person or enterprise. The substantive result is that one party obtains ownership of another.

Agencies — foreign financial intermediaries operating in the United States primarily financing international transactions, but prohibited from accepting domestic deposits.

Branches — foreign financial intermediaries (integral parts of the foreign parent banks) which can accept domestic deposits.

Development — realty investments that involve construction (as opposed to purchase.)

Equity Increase — a rise in the percentage of equity securities held, or an equivalent increase in percentage ownership, by a foreign investor.

Foreign Direct Investment — the direct or indirect ownership by a foreign entity of 10 percent or more of the voting securities of an incorporated business enterprise, or an equivalent interest in an unincorporated business enterprise, and a 10 percent or more interest in real property.

Joint Venture — a transaction in which two or more parties establish a new corporation to which each contributes according to the provisions of the joint venture agreement.

Merger — a transaction which results in the dissolution of the acquired business enterprise, into either another already existing or into a reorganized (but not always renamed) company.

New Plant — a new operating facility, established either in conjunction with an existing foreign-owned productive enterprise or as a completely new venture.

Plant Expansion — an addition to the capacity of an existing foreign-owned operating facility.

Purchases — used herein to describe realty transactions, specifically the acquisition of real property.

Standard Industrial Classification (SIC) — categorizes U.S. industries in a numerical classification series, in accordance with the composition and structure of the domestic economy.

Subsidiaries — separate legal entities either owned or controlled by foreign investors but permitted to do business in the United States under state and/or federal authority.

Transaction Value — the reported total cost of the investment, or the estimated proportion of the investment if a joint venture, regardless of the source or timing of funds.

* U.S. GOVERNEMNT PRINTING OFFICE: 1984-420-997:10037
