food packaging — the role of additives.pdf
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Food pa cka ging the role of
additives
A w ide range of addit ives is available for enhancing the per-
form ance and appearance of food packaging as well as
impro ving the processing of the comp ound . Legislation gov-
erning products coming into contact with food and drink is
cont inual ly under review throughout the world.John Murphy
takes a look at plastics additives in food packaging.
The requirements o f packaging for food-
stuffs includi ng drinks) app ly across all
the materia ls used in the compou nd, espe-
cially stabilizers, pigments, processing aids
and lubricants. While it is necessary to
ensure tha t a l l the ingredients in the com -
pou nd are comple te ly safe for use in con-
tac t with food, this may dis trac t a t tent ion
from their poss ible inf luence on the
processabil i ty of the compound.
Especially in the food packaging sector,
plast ics comp oun ds for f i lm, sheet / ther-
m oform ing a nd in je c tion m ould ing a re
expected today to run a t ever-higher
speeds, with no sticking or faults.
Processing aids and antistats are therefore
much to the fore a lso - an d the ir behav-
iour in contact with foodstuffs is critical.
The ingredients used in products coming
into contac t with food and dr ink have
been regula ted for man y years but , with
new materials particularly additives) con-
s tantly be ing introduced, and a lso with a
growing unders tandin g of what ac tua l ly
constitutes a hazard, the legislation is
under continuous revis ion.
Toxic i ty is probably the longest and best-
researched se ctor of plastics additives,
w i th e x te ns ive doc um e nta t ion on both
sides of the Atlantic . For as long as
research has been carr ied out , there has
been an argument as to which is be t te r
to legis late : the inherent conten t o f a
c om po und, or the e xt r a c ta b i l ity of
potentia l ly hazardous substances .
Legis la tors have tended towards control-
l ing the inhe re nt c onte n t of a c om p ound
though, by the same token, glass should
be excluded as a packaging mater ia l ,
s ince i t conta ins lead) . But the point is
tha t the lead cannot be extrac ted, and
the point is now being accepted when
drawing up new legis la t ion.
For many years the effective international
control has been the US Food and Drug
Adminis tra t ion FDA) and most plast ics
and additives are tested to these standards.
In Europe, there is extensive national leg-
is lat ion and one o f the most inf luentia l
bodies has been the G erman Federa l
Health Minis try Bundesgesundheitsamt -
BGA) which is f requently c i ted in mater i-
al specifications.
The European Union legis la t ion goes
back to the 1990 Direc t ive
90/128/EEC
which was originally a positive list of
a u thoriz e d m onom e rs . The Com m iss ion
is now publis hing its first list of additives
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that will require testing for migration in
food-contact applications in a new
Directive. Th e listed additives will need to
be tested to show that the plastics com-
pounds in w hich they are used comply
wit h EC legislation for materials in con-
tact with food, an d the process of listing
restricted additives will be conti nued by
means of amendments to the 1990
Directive.
An im portan t and positive aspect of the
programm e will be the use of amend -
ments to introduce new concepts which
should m ake future testing m ore effec-
tive, such as food consu mpti on factors,
and m igration modelling and functional
barriers.
It is almost impossible to presen t an
exhaustive list of additives t hat have been
accepted by the various aut horities for use
in contact wi th food. The following are
guidelines:
S t a b i l i z e r s l a n t i o x i d a n t s
Phosphite/phosphonites
are generally
regarded as the most effective stabilizers
during processing, protecting bo th the
polymer and the p rimary antioxidant.
Hydrolyticallystable phosphites are the
mo st freq uently-use d processing stabilizer
in high-p erforma nce additive systems.
For applications in contact wit h food,
FDA and B GA regulations recommen d
liquid antioxidants based on Vita min E.
These have been developed as paten ted
systems and also open up new areas of
application, in polyolefins and
polyurethane foam systems.
Develo pmen t in recent years has cen-
tered on technical improvement of the
product, and easier handling an d disper-
sion. The main technical objectives have
been a m ore durable effect at lower
dosage levels, with good retention of
colour and transparency when required.
Improv emen t of toxicological properties,
for food-con tact and medical applica-
tions has also been a continu ing aim of
developers. For improved handling, pel-
letized and liquid systems have been
introduced, and there is a general trend
towards greater use o f masterbatch. The
most expensive stabilizers are organotin
stabilizers. Lead compounds are the
cheapest.
Am ong recent developments are systems
with better colour fidelity and handling
properties. Typical is Dover's Doverphos
HiPure 4 - a high-purity tris-nonylphenyl
phosphite (TNPP) processing and heat
stabilizer, whic h is claime d to reduce over-
all costs. Wi th 0.1 residual nony l phe-
nol, it is FDA-approved for food-co ntact
applications and is also used in medicals,
colour-critical polyolefins and styrenic
block copolymers. It is effective also in
acrylics, elastomers, nylon, polycarbonate,
polyurethanes, polystyrene, PVC, ABS
and PET.
A solid phosphite antioxidant has been
developed introduced by GE Specialty
Chemicals, in its Ultra nox range.
Designed to meet the dem and for a high
activity stabilizer wit h superior hy drocar-
bon stability and improved handling char-
acteristics, it is based on b utyl ethy l
propane diol chemistry, rather than the
usual pentaerythritol. It has been granted
FDA approval for food contact in certain
applications and is expected to find appli-
cations in polyolefins, styrenics, PVC,
engineering thermoplastics, elastomers
and adhesives.
l as t i c i ze rs
Polymeric plasticizers (usually polyesters,
based on adipic acid) extend the life of
PVC end-products considerably. They
slow down migration, extraction and
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volatility. Molecular weight has a signifi-
cant influence on performance but other
factors also determ ine characteristics a nd
performance. Typical applications include
coated fabrics, protective clothing, electri-
cal tapes, con veyor belting, food wrap-
ping, lami nated films, adhesive-coated
films, heat-resistant cables, oil-resistant
cables, oil a nd petrol hose, refrigerator
gaskets and roofi ng membranes.
Esters of fatt y acids and m onocarboxylic
acids - can be used as viscosity depres-
sants for PVC pastes and also as second-
ary plasticizers for plasticized PVC com-
pounds. The y are in liquid form. Advice
should be sought on food-contact
approval. Stearic acid esters are used as
plasticizers and processing agents for vari-
ous plastics and also as lubricants for
polystyrene. The y are semi-solid a nd have
general food-co ntact approval.
Sebacates an d adipates - these provide
good lo w tempe rature plasticizers for
PVC, in liquid form , with fairly general
food-c ontact approval. Di -butyl sebacate
is a highl y efficient prim ary plasticizer for
low temperature applications, used in
films and containers for packaging.
Epoxid ized grades (soya bean oil, linseed
oil) - used asstabilizin g plasticizers wit h
properties o f migratio n resistance, in PVC
compounds, alkyd resins and chlorinated
paraffins, and as pigme nt dispersing
agents in plasticized PVC . Alkyl epoxy
stearate plasticizers are used as low viscosi
lastics
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dd i t i v e s
i. stabilisers, especially in PV C pastes,
with some grades providing good low
temperature properties. They are in liquid
form. Soya bean versions have widespread
approval for food contact. Advice should
be sought for other types.
Co l o u r a n t s
Colouran ts are necessary materials in
mos t forms of packaging, and th ey are
critical to extraction and toxicity.
Fortunately, this has been known rig ht
from the beginning, an d there are pig-
ments w ith satisfactory performance
that are accepted for food-con tact
applications.
Dyes are transparent and give bright
colours in light. M ost have relatively poo r
light-fastness an d lim ited hea t stability,
but will tend to retain their colour better
than pigment systems. This is because,
wit h all colourants, it is the surface layer
tha t is affected by exterior con dition s such
as light and , wh ile dyes will similarly suf-
fer fading on the surface, thei r transparen-
cy gives a real depth o fcol our unaffected
by surface influences. D yes can also be
subject to migration ofcolour, w hich is
the subject of legislation for critical prod-
ucts, such as food-con tact applications
and toys.
Thermochrom ic and photochromic pig-
men ts are micro-encapsulated liquid crys-
tal systems, giving precise colour-changes
at specific temperatures, or whe n exposed
to light. The y are particularly interesting
for food/pharm aceutic al packaging, giving
an in dicato r of storage or co oking state.
Therm ochromi c pigments change colour
with temperature, and there are com-
pounds and masterbatches for injection,
blow moulding or extrusion. The pig-
ments comply with FDA food contact
regulations a nd can be used for novelty
products and for products requiring warn-
ing indicators, such as baby bottles, ther-
mom eters and kettles. Possible colour
changes are: green t o yellow, mage nta to
blue an d colou red to colourless. Typical
ranges include Hanna/Victor's
Cham eleon organic pigment concentrate
for polyolefins and styrenics, with co lour
changes activated in 10°C bands, from
-25 to +58°C, a nd a range from Sibner
Hegner, which changes from coloured to
colourless at 5-15°C or 65-75°C.
Intelligent heat protection
for food
products is offered by a pigme nt system
developed by Sachtleben Chemie,
Germany. It can be incorporated in plas-
tic films and food packaging, to control
the temperature in heat-sensitive prod-
ucts. Visible light is kept away and heat
may escape unham pered from the pack-
age. The product is said to be of interest
for projects sponsored by the W orld
Health Organization, aimed at prolong-
ing the preservation of foodstuffs in
developing countries, and for disaster
relief operations.
High
colour strength:
Recen t develop-
ment of pigments with very high colour
strength, for use to give opacity in thin-
wall packaging, have taken place with
the needs of food packaging in mind.
For example, BASF's range of azoic yel-
lows (Paliotol) allows bright tints to be
produced, resistant to heat and light and
suitable for food contact. The families of
Paliotol yellows based on isoindoline,
and reds based on perylene, can be used
in polyolefins and also in the more tech-
nical plastics. A new mixed-phase rutile
yellow pigment (introduced by Bayer:
Light fast Yellow 62R) differs from con-
ventional chrom e rutile yellows by high-
er tinting strength, better hidin g power
and gloss promotion, suitable for light-
fast, water-stable and heat-stable pig-
ment ation o f plastics and coatings and
satisfying purity requirements for food-
cont act applications.
A novel blue-shade red azo pigm ent,
Engelto ne 1 115 (Engelhard) is an alterna-
tive to high perform ance organics, com-
plying with FDA lim its for food contact
and comparable in he at stability with
man y high performance bright reds, such
as DPPs (up to 300°C i n ABS) - which it
could replace, wit h up to 50 savings.
P roces s i ng a id s l ub r i c an t s
a n d an t i s t a t s
Milliken's nucleating technology for PP,
Millad, is approved for PP compou nds
for food contact by the US FD A, the
Canadian HPB (Health Protection
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d d i t i v e s
' I n t e l li gen t ' p igm ent s y s tems
P igment d i s pers an t s
Processing a ids:
F l u o r o p o l y m e r s
Nuc lea t i ng agen t s
indica t ing s tora ge o r coo k ing s tate, . . . . .. .. .
D e v e l o p e d b y S a ch d e b e n C h e m l e ; c a n b e i n c o r p o r a t e d i n fo o d p a c ka g in g t o c o n t r o l ~ e
t e m p e r a t u r e o f h e a t- s en s it iv e p r o d u c t s : u n d e r s t u d y b y W o r l d H e a l t h O r g a n i z a t i o n .
L o w m o l e c u la r w e i g h t i o n o m e r s p r o m o t e g o o d p i g m e n t di s p e rs i on a n d c o m e w i t h i n t h e
r e g u l a ti o n s o f m a n y c o u n t r i e s f o r c o l o u r c o n c e n t r a t e s i n fo o d c o n t a c t .
M o s t fl u o r o p o l y m e r p r o c e s s in g a id s c o m p l y w i t h i n d i r e c t fo o d c o n t a c t r e g u l a t io n s a n d
c an be us ed in PP and PE.
M i l li k en 's M i l lad i s w ide l y approv ed f o r PP c omp oun ds f o r f o od c on t ac t app l ic a t ions .
2
P l a st ic s A d d i t iv e s C o m p o u n d i n g February 2
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dd i t i v e s
board) and the German BGA
(Bundesgesundheitsamt).
Most fluoro polym er processing aids,
which are used in film processing to
reduce die build-up and improve output
of film, will comp ly with regulations for
indirect food contact and f ood regulations
for PP and PE.
Dyn ama r PPA from D yne on is a process-
ing additive for blown film that improves
thermoplastic processing witho ut altering
the existing physical properties. The
c o r n
pan y says that it can re duce significantly
die build-up and has good thermal stabili-
ty in h igh tempera ture processing.
Apparent melt viscosity is lowered allow-
ing fabricators to use high viscosity, high
molecular weight in cast and blown films
and blow m ouldin g applications.
Low molecular weight ionomers th at are
used to prom ote good p igmen t dispersion
com e within the regulations of many
countries for colour concentrates in food
con tact applications.
Am ong o ther additives, Colloids has a
range o f masterbatches for high slip, anti-
block and high clarity that are suitable fo r
food contact. G E Silicones' Tospearl fine
particle silicone anti-bl ockin g additive,
improving film clarity and abrasion resist-
ance is also approved for food contact.
Sodium sulphonate (Chem stat PS- 101,
from Chemax Inc) is recommended for
use in polystyrene, where US FDA
approval is required. It is used as a 50%
active masterbatch or a 30% blend of
sodium alkyl sulphonate an d glycol
monostea rate in LD PE carrier.
Pure Eze (from Slide Products) is a white
oil-based release agent th at is suitable fo r
foo d applications.
n f o r m a t i o n s o u r c es
The re is a wealth of information , from
national plastics federations and from the
EU, and a valuable source of information
on this subject is the UK packaging and
prin ting research association Pira.
A comprehensive database on all forms
of chemical legislation in 25 c ountries
has been published as a CD- RO M by the
United Nations Economic Commission
for Europe (UN/ECE). It covers 15 sec-
tors of the industry, including materials
in contact with foodstuffs, and transport
and labelling of dangerous chemicals.
Over 600 text summaries are given, with
full references to the original legislative
acts. The acts themselves are also
'chained' so that amend ments can be
found with the act itself. The database
can be searched by country, keyword,
and reference to act or date, with sum-
maries and titles in the original language,
as well as in English.
Including Directives of the Eu ropean
Com munity , the database is intended to
provide useful inform ation and guidelines
for countries w orldwide that still have lit-
tle or no legislation contr olling chemicals.
It also provides manufacturers, traders,
legislators and lawyers with instan t access
to inform ation that is normally difficult
to obtain.
The CD -RO M costs US 250, and can be
ordered through the usual U N publica-
tions sales agencies, or direct fro m the
UN sales offices in the USA (New York)
or Euro pe (Geneva). •
PlasticsAdditives Compounding February 2