food packaging — the role of additives.pdf

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    Food pa cka ging the role of

    additives

    A w ide range of addit ives is available for enhancing the per-

    form ance and appearance of food packaging as well as

    impro ving the processing of the comp ound . Legislation gov-

    erning products coming into contact with food and drink is

    cont inual ly under review throughout the world.John Murphy

    takes a look at plastics additives in food packaging.

    The requirements o f packaging for food-

    stuffs includi ng drinks) app ly across all

    the materia ls used in the compou nd, espe-

    cially stabilizers, pigments, processing aids

    and lubricants. While it is necessary to

    ensure tha t a l l the ingredients in the com -

    pou nd are comple te ly safe for use in con-

    tac t with food, this may dis trac t a t tent ion

    from their poss ible inf luence on the

    processabil i ty of the compound.

    Especially in the food packaging sector,

    plast ics comp oun ds for f i lm, sheet / ther-

    m oform ing a nd in je c tion m ould ing a re

    expected today to run a t ever-higher

    speeds, with no sticking or faults.

    Processing aids and antistats are therefore

    much to the fore a lso - an d the ir behav-

    iour in contact with foodstuffs is critical.

    The ingredients used in products coming

    into contac t with food and dr ink have

    been regula ted for man y years but , with

    new materials particularly additives) con-

    s tantly be ing introduced, and a lso with a

    growing unders tandin g of what ac tua l ly

    constitutes a hazard, the legislation is

    under continuous revis ion.

    Toxic i ty is probably the longest and best-

    researched se ctor of plastics additives,

    w i th e x te ns ive doc um e nta t ion on both

    sides of the Atlantic . For as long as

    research has been carr ied out , there has

    been an argument as to which is be t te r

    to legis late : the inherent conten t o f a

    c om po und, or the e xt r a c ta b i l ity of

    potentia l ly hazardous substances .

    Legis la tors have tended towards control-

    l ing the inhe re nt c onte n t of a c om p ound

    though, by the same token, glass should

    be excluded as a packaging mater ia l ,

    s ince i t conta ins lead) . But the point is

    tha t the lead cannot be extrac ted, and

    the point is now being accepted when

    drawing up new legis la t ion.

    For many years the effective international

    control has been the US Food and Drug

    Adminis tra t ion FDA) and most plast ics

    and additives are tested to these standards.

    In Europe, there is extensive national leg-

    is lat ion and one o f the most inf luentia l

    bodies has been the G erman Federa l

    Health Minis try Bundesgesundheitsamt -

    BGA) which is f requently c i ted in mater i-

    al specifications.

    The European Union legis la t ion goes

    back to the 1990 Direc t ive

    90/128/EEC

    which was originally a positive list of

    a u thoriz e d m onom e rs . The Com m iss ion

    is now publis hing its first list of additives

    Plastics Additives Compo unding February 2

    8

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    that will require testing for migration in

    food-contact applications in a new

    Directive. Th e listed additives will need to

    be tested to show that the plastics com-

    pounds in w hich they are used comply

    wit h EC legislation for materials in con-

    tact with food, an d the process of listing

    restricted additives will be conti nued by

    means of amendments to the 1990

    Directive.

    An im portan t and positive aspect of the

    programm e will be the use of amend -

    ments to introduce new concepts which

    should m ake future testing m ore effec-

    tive, such as food consu mpti on factors,

    and m igration modelling and functional

    barriers.

    It is almost impossible to presen t an

    exhaustive list of additives t hat have been

    accepted by the various aut horities for use

    in contact wi th food. The following are

    guidelines:

    S t a b i l i z e r s l a n t i o x i d a n t s

    Phosphite/phosphonites

    are generally

    regarded as the most effective stabilizers

    during processing, protecting bo th the

    polymer and the p rimary antioxidant.

    Hydrolyticallystable phosphites are the

    mo st freq uently-use d processing stabilizer

    in high-p erforma nce additive systems.

    For applications in contact wit h food,

    FDA and B GA regulations recommen d

    liquid antioxidants based on Vita min E.

    These have been developed as paten ted

    systems and also open up new areas of

    application, in polyolefins and

    polyurethane foam systems.

    Develo pmen t in recent years has cen-

    tered on technical improvement of the

    product, and easier handling an d disper-

    sion. The main technical objectives have

    been a m ore durable effect at lower

    dosage levels, with good retention of

    colour and transparency when required.

    Improv emen t of toxicological properties,

    for food-con tact and medical applica-

    tions has also been a continu ing aim of

    developers. For improved handling, pel-

    letized and liquid systems have been

    introduced, and there is a general trend

    towards greater use o f masterbatch. The

    most expensive stabilizers are organotin

    stabilizers. Lead compounds are the

    cheapest.

    Am ong recent developments are systems

    with better colour fidelity and handling

    properties. Typical is Dover's Doverphos

    HiPure 4 - a high-purity tris-nonylphenyl

    phosphite (TNPP) processing and heat

    stabilizer, whic h is claime d to reduce over-

    all costs. Wi th 0.1 residual nony l phe-

    nol, it is FDA-approved for food-co ntact

    applications and is also used in medicals,

    colour-critical polyolefins and styrenic

    block copolymers. It is effective also in

    acrylics, elastomers, nylon, polycarbonate,

    polyurethanes, polystyrene, PVC, ABS

    and PET.

    A solid phosphite antioxidant has been

    developed introduced by GE Specialty

    Chemicals, in its Ultra nox range.

    Designed to meet the dem and for a high

    activity stabilizer wit h superior hy drocar-

    bon stability and improved handling char-

    acteristics, it is based on b utyl ethy l

    propane diol chemistry, rather than the

    usual pentaerythritol. It has been granted

    FDA approval for food contact in certain

    applications and is expected to find appli-

    cations in polyolefins, styrenics, PVC,

    engineering thermoplastics, elastomers

    and adhesives.

    l as t i c i ze rs

    Polymeric plasticizers (usually polyesters,

    based on adipic acid) extend the life of

    PVC end-products considerably. They

    slow down migration, extraction and

    9

    volatility. Molecular weight has a signifi-

    cant influence on performance but other

    factors also determ ine characteristics a nd

    performance. Typical applications include

    coated fabrics, protective clothing, electri-

    cal tapes, con veyor belting, food wrap-

    ping, lami nated films, adhesive-coated

    films, heat-resistant cables, oil-resistant

    cables, oil a nd petrol hose, refrigerator

    gaskets and roofi ng membranes.

    Esters of fatt y acids and m onocarboxylic

    acids - can be used as viscosity depres-

    sants for PVC pastes and also as second-

    ary plasticizers for plasticized PVC com-

    pounds. The y are in liquid form. Advice

    should be sought on food-contact

    approval. Stearic acid esters are used as

    plasticizers and processing agents for vari-

    ous plastics and also as lubricants for

    polystyrene. The y are semi-solid a nd have

    general food-co ntact approval.

    Sebacates an d adipates - these provide

    good lo w tempe rature plasticizers for

    PVC, in liquid form , with fairly general

    food-c ontact approval. Di -butyl sebacate

    is a highl y efficient prim ary plasticizer for

    low temperature applications, used in

    films and containers for packaging.

    Epoxid ized grades (soya bean oil, linseed

    oil) - used asstabilizin g plasticizers wit h

    properties o f migratio n resistance, in PVC

    compounds, alkyd resins and chlorinated

    paraffins, and as pigme nt dispersing

    agents in plasticized PVC . Alkyl epoxy

    stearate plasticizers are used as low viscosi

    lastics

    Additives Compounding February 2

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      dd i t i v e s

    i. stabilisers, especially in PV C pastes,

    with some grades providing good low

    temperature properties. They are in liquid

    form. Soya bean versions have widespread

    approval for food contact. Advice should

    be sought for other types.

    Co l o u r a n t s

    Colouran ts are necessary materials in

    mos t forms of packaging, and th ey are

    critical to extraction and toxicity.

    Fortunately, this has been known rig ht

    from the beginning, an d there are pig-

    ments w ith satisfactory performance

    that are accepted for food-con tact

    applications.

    Dyes are transparent and give bright

    colours in light. M ost have relatively poo r

    light-fastness an d lim ited hea t stability,

    but will tend to retain their colour better

    than pigment systems. This is because,

    wit h all colourants, it is the surface layer

    tha t is affected by exterior con dition s such

    as light and , wh ile dyes will similarly suf-

    fer fading on the surface, thei r transparen-

    cy gives a real depth o fcol our unaffected

    by surface influences. D yes can also be

    subject to migration ofcolour, w hich is

    the subject of legislation for critical prod-

    ucts, such as food-con tact applications

    and toys.

    Thermochrom ic and photochromic pig-

    men ts are micro-encapsulated liquid crys-

    tal systems, giving precise colour-changes

    at specific temperatures, or whe n exposed

    to light. The y are particularly interesting

    for food/pharm aceutic al packaging, giving

    an in dicato r of storage or co oking state.

    Therm ochromi c pigments change colour

    with temperature, and there are com-

    pounds and masterbatches for injection,

    blow moulding or extrusion. The pig-

    ments comply with FDA food contact

    regulations a nd can be used for novelty

    products and for products requiring warn-

    ing indicators, such as baby bottles, ther-

    mom eters and kettles. Possible colour

    changes are: green t o yellow, mage nta to

    blue an d colou red to colourless. Typical

    ranges include Hanna/Victor's

    Cham eleon organic pigment concentrate

    for polyolefins and styrenics, with co lour

    changes activated in 10°C bands, from

    -25 to +58°C, a nd a range from Sibner

    Hegner, which changes from coloured to

    colourless at 5-15°C or 65-75°C.

    Intelligent heat protection

    for food

    products is offered by a pigme nt system

    developed by Sachtleben Chemie,

    Germany. It can be incorporated in plas-

    tic films and food packaging, to control

    the temperature in heat-sensitive prod-

    ucts. Visible light is kept away and heat

    may escape unham pered from the pack-

    age. The product is said to be of interest

    for projects sponsored by the W orld

    Health Organization, aimed at prolong-

    ing the preservation of foodstuffs in

    developing countries, and for disaster

    relief operations.

    High

    colour strength:

    Recen t develop-

    ment of pigments with very high colour

    strength, for use to give opacity in thin-

    wall packaging, have taken place with

    the needs of food packaging in mind.

    For example, BASF's range of azoic yel-

    lows (Paliotol) allows bright tints to be

    produced, resistant to heat and light and

    suitable for food contact. The families of

    Paliotol yellows based on isoindoline,

    and reds based on perylene, can be used

    in polyolefins and also in the more tech-

    nical plastics. A new mixed-phase rutile

    yellow pigment (introduced by Bayer:

    Light fast Yellow 62R) differs from con-

    ventional chrom e rutile yellows by high-

    er tinting strength, better hidin g power

    and gloss promotion, suitable for light-

    fast, water-stable and heat-stable pig-

    ment ation o f plastics and coatings and

    satisfying purity requirements for food-

    cont act applications.

    A novel blue-shade red azo pigm ent,

    Engelto ne 1 115 (Engelhard) is an alterna-

    tive to high perform ance organics, com-

    plying with FDA lim its for food contact

    and comparable in he at stability with

    man y high performance bright reds, such

    as DPPs (up to 300°C i n ABS) - which it

    could replace, wit h up to 50 savings.

    P roces s i ng a id s l ub r i c an t s

    a n d an t i s t a t s

    Milliken's nucleating technology for PP,

    Millad, is approved for PP compou nds

    for food contact by the US FD A, the

    Canadian HPB (Health Protection

    Plastics Additives Comp ounding

    February 2

    2

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      d d i t i v e s

    ' I n t e l li gen t ' p igm ent s y s tems

    P igment d i s pers an t s

    Processing a ids:

    F l u o r o p o l y m e r s

    Nuc lea t i ng agen t s

    indica t ing s tora ge o r coo k ing s tate, . . . . .. .. .

    D e v e l o p e d b y S a ch d e b e n C h e m l e ; c a n b e i n c o r p o r a t e d i n fo o d p a c ka g in g t o c o n t r o l ~ e

    t e m p e r a t u r e o f h e a t- s en s it iv e p r o d u c t s : u n d e r s t u d y b y W o r l d H e a l t h O r g a n i z a t i o n .

    L o w m o l e c u la r w e i g h t i o n o m e r s p r o m o t e g o o d p i g m e n t di s p e rs i on a n d c o m e w i t h i n t h e

    r e g u l a ti o n s o f m a n y c o u n t r i e s f o r c o l o u r c o n c e n t r a t e s i n fo o d c o n t a c t .

    M o s t fl u o r o p o l y m e r p r o c e s s in g a id s c o m p l y w i t h i n d i r e c t fo o d c o n t a c t r e g u l a t io n s a n d

    c an be us ed in PP and PE.

    M i l li k en 's M i l lad i s w ide l y approv ed f o r PP c omp oun ds f o r f o od c on t ac t app l ic a t ions .

    2

    P l a st ic s A d d i t iv e s C o m p o u n d i n g February 2

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      dd i t i v e s

    board) and the German BGA

    (Bundesgesundheitsamt).

    Most fluoro polym er processing aids,

    which are used in film processing to

    reduce die build-up and improve output

    of film, will comp ly with regulations for

    indirect food contact and f ood regulations

    for PP and PE.

    Dyn ama r PPA from D yne on is a process-

    ing additive for blown film that improves

    thermoplastic processing witho ut altering

    the existing physical properties. The

    c o r n

    pan y says that it can re duce significantly

    die build-up and has good thermal stabili-

    ty in h igh tempera ture processing.

    Apparent melt viscosity is lowered allow-

    ing fabricators to use high viscosity, high

    molecular weight in cast and blown films

    and blow m ouldin g applications.

    Low molecular weight ionomers th at are

    used to prom ote good p igmen t dispersion

    com e within the regulations of many

    countries for colour concentrates in food

    con tact applications.

    Am ong o ther additives, Colloids has a

    range o f masterbatches for high slip, anti-

    block and high clarity that are suitable fo r

    food contact. G E Silicones' Tospearl fine

    particle silicone anti-bl ockin g additive,

    improving film clarity and abrasion resist-

    ance is also approved for food contact.

    Sodium sulphonate (Chem stat PS- 101,

    from Chemax Inc) is recommended for

    use in polystyrene, where US FDA

    approval is required. It is used as a 50%

    active masterbatch or a 30% blend of

    sodium alkyl sulphonate an d glycol

    monostea rate in LD PE carrier.

    Pure Eze (from Slide Products) is a white

    oil-based release agent th at is suitable fo r

    foo d applications.

    n f o r m a t i o n s o u r c es

    The re is a wealth of information , from

    national plastics federations and from the

    EU, and a valuable source of information

    on this subject is the UK packaging and

    prin ting research association Pira.

    A comprehensive database on all forms

    of chemical legislation in 25 c ountries

    has been published as a CD- RO M by the

    United Nations Economic Commission

    for Europe (UN/ECE). It covers 15 sec-

    tors of the industry, including materials

    in contact with foodstuffs, and transport

    and labelling of dangerous chemicals.

    Over 600 text summaries are given, with

    full references to the original legislative

    acts. The acts themselves are also

    'chained' so that amend ments can be

    found with the act itself. The database

    can be searched by country, keyword,

    and reference to act or date, with sum-

    maries and titles in the original language,

    as well as in English.

    Including Directives of the Eu ropean

    Com munity , the database is intended to

    provide useful inform ation and guidelines

    for countries w orldwide that still have lit-

    tle or no legislation contr olling chemicals.

    It also provides manufacturers, traders,

    legislators and lawyers with instan t access

    to inform ation that is normally difficult

    to obtain.

    The CD -RO M costs US 250, and can be

    ordered through the usual U N publica-

    tions sales agencies, or direct fro m the

    UN sales offices in the USA (New York)

    or Euro pe (Geneva). •

    PlasticsAdditives Compounding February 2