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THE FOUNDATIONAL ROLE OF EPISTEMOLOGY IN A GENERAL THEORY OF
RATIONALITY
RICHARD FOLEY
ABSTRACT
A common complaint against contemporary epistemology is that its issues are
too rarified and, hence, of little relevance for the everyday assessments wemake of each other=s beliefs. The notion of epistemic rationality focuses ona specific goal, that of now having accurate and comprehensive beliefs,whereas our everyday assessments of beliefs are sensitive to the fact that wehave an enormous variety of goals and needs, intellectual as well as non-intellectual. Indeed, our everyday assessments often have a quasi-ethicaldimension; we want to know, for example, whether someone has been responsible,or at least non-negligent, in forming opinions. Nevertheless, epistemology,properly conceived, is relevant to our commonplace intellectual concerns.Epistemic rationality is an idealized notion, but its idealized charactermakes it suitable to serve as a theoretical anchor for other notions ofrationality, including notions that are less idealized and, hence, potentiallymore directly relevant to our everyday assessments.
An unfortunate methodological assumption of much recent
epistemology is that the properties which make a belief rational
(or justified) are by definition such that when a true belief
has these properties, it is a good candidate for knowledge (with
some other condition added to handle Gettier-style
counterexamples). The assumption has the effect of detaching the
theory of rational belief from a general theory of rationality
and placing it instead in service to the theory of knowledge.
If it is stipulated that the properties which make a belief
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rational must also be properties that turn true belief into a
good candidate for knowledge, an account of rational belief can
be regarded as adequate only if it contributes to a successful
account of knowledge. The theory of rational belief is thus
divorced from everyday assessments of the rationality ofdecisions, plans, actions, and strategies, and it is even
divorced from everyday assessments of the rationality of
opinions, which tend to focus on whether individuals have been
responsible and non-negligent in forming their opinions rather
than on whether they have satisfied all the prerequisites of
knowledge.
The remedy is for epistemologists, at least at the
beginning of their enterprise, to be wary of the idea that
knowledge can be adequately understood in terms of rational
(justified) true belief plus some fillip to handle Gettier
problems. By the end of the enterprise, after accounts of
rational belief and knowledge have been independently developed,
interesting connections between the two may have emerged, but
epistemologists ought not simply assume from the start that
there is a simple, necessary tie between them. Trial
separations are often liberating for both parties, and this oneis no exception. Relaxing the tie between the two frees the
theory of knowledge from overly intellectual conceptions of
knowledge, thus smoothing the way for treatments which
adequately recognize that people are not in a position to
provide a justification, or to cite reasons, in defense of much
of what they know, and it simultaneously creates a space for the
theory of rational belief to be embedded in a general theory of
rationality.
My focus here will be on these latter benefits. The notion
of rational belief ought not be cordoned off from other notions
of rationality, as if the conditions that make a belief rational
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have little to do with the conditions that make a decision,
action, strategy, or plan rational. The way we understand the
rationality of beliefs ought to be of a piece with the way we
understand the rationality of other phenomena.
A first step towards a well-integrated theory of
rationality is to recognize that rationality is concerned with
the effective pursuit of goals. However, it is too stringent to
insist that rationality requires that one succeed in satisfying
one=s goals. Consider plans, for example. Even rational plans
sometimes turn out badly. A plan can be rational even if one=s
goals are unlikely (in an objective sense) to be achieved by the
plan, because it may be that no one could be reasonably expectedto see that the plan was likely to have unwelcome consequences.
Considerations such as these suggest a general schema of
rationality:
A plan (decision, action, strategy, belief, etc.) is rationalfor an individual if it is rational for the individual tobelieve that it will satisfy his or her goals.
An obvious drawback of this schema is that it includes areference to the notion of rational belief. It thus leaves us
within the circle of notions we wish to understand. For the
moment, however, I will set aside this problem, because there
are other questions about the schema that also need to be
addressed. For instance, for a plan (decision, action, strategy,
belief, etc.) to be rational, must it be rational to believe
that it does a better job of achieving one=s goals than any of
the alternatives, or might something less than the very best do?
As I will be using the terms,
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usage has the welcome consequence of leaving open the
possibility that several options might be rational for an
individual even though there are reasons to prefer some of the
options over others. Thus, the refined schema of rationality
is:
A plan (decision, action, strategy, belief, etc.) if it isrational for the individual to believe that it does anacceptably good job of contributing to his or her goals.
To say that a plan will do ?an acceptably good job of
contributing to one=s goals@is to say its estimated
desirability is sufficiently high, where estimated desirability
is a function of what it is rational to believe about the
probable effectiveness of the plan in promoting one=s goals and
the relative value of these goals.1 Contextual factors are also
relevant in determining whether a plan does an ?acceptably good
job.@ A plan is rational if its estimated desirability is
sufficiently high given the context, where the context is
determined by the relative desirability of the other available
options and their relative accessibility. The fewer
alternatives there are with greater estimated desirabilities,
the more likely it is that the plan in question is rational.
Moreover, if these alternatives are only marginally superior or
they cannot be readily implemented, it is all the more likely
that the plan is rational. It will be rational because it is
good enough, given the context.
The expression ?estimated desirability=is Richard Jeffrey=s; see The Logicof Decision, 2nd ed. (Chicago: University of Chicago Press, 1983).
This schema can be further refined. When we are assessing
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the rationality of a decision, strategy, etc., we can take into
consideration all of the individual=s goals or only a subset of
them. Often, we do the former. We assess what it is rational
for one to do, all things considered. Sometimes, however, our
focus is more narrow. We are interested in how effectivelysomeone is pursuing a specific type of goal. For example, we
may want to evaluate a plan exclusively with respect to goals
that concern an individual=s economic well-being. If we judge
that the plan is an effective way of promoting this subset of
goals, we can say that the plan is rational in an economic sense
for the individual. We can say this even if, with respect to
all the person=s goals, both economic and non-economic, it is
not rational to adopt the plan. Thus, the general schema ofrationality can be qualified to reflect that there are various
kinds of rationality corresponding to various kinds of goals:
A plan (decision, action, strategy, belief, etc.) is rational insense X for an individual if it is rational for the individualto believe that it does an acceptably good job of contributingto his or her goals of type X.
The distinction among different types of rationality isespecially important when it is the rationality of beliefs that
is at issue. In evaluating each other=s beliefs, we typically
focus attention on intellectual goals rather than pragmatic
ones.
For example, in assessing whether it is rational for you to
believe a hypothesis H, as a rule I am not interested in
considering whether believing H would produce economic,
psychological, or health benefits for you. More notoriously, inassessing whether it might be rational for you to believe in
God, I am unlikely to join Pascal in regarding as relevant the
possibility that you might increase your chances of salvation by
being a theist. Nevertheless, the above general schema of
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rationality implies that there is nothing in principle wrong
with evaluating beliefs in terms of how well they promote one=s
non-intellectual goals. This is an important point to which I
will return later.
A point of more immediate interest is that in their
accounts of epistemically rational belief, epistemologists have
traditionally been concerned with not just any intellectual
goal, but rather a very specific intellectual goal, that of now
having beliefs that are both accurate and comprehensive, or as
some epistemologists prefer to put it, that of now believing as
much of what is true as possible while believing as little of
what is false as possible. This goal, which I shall call
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comprehensive belief system. Despite these long-term benefits,
there is an important sense of rational belief, indeed the sense
that traditionally has been of the most interest to
epistemologists, in which it is not rational for me now to
believe P. Moreover, the point here is not affected byshortening the time period in which the benefits are
forthcoming. It would not be rational, in this sense, for me to
believe P if we were to imagine instead that believing P would
somehow improve my prospects for having accurate and
comprehensive beliefs in the coming week, or in the coming hour,
or even in the coming minute. The precise way of making this
point, in light of the above distinctions, is to say that in
such a situation, it is not rational in a purely epistemic sense
for me to believe P.
There are competing views about how this purely epistemic
sense of rational belief is best explicated. Classical
foundationalists have one view. Coherentists have another.
Probabilists, reliabilists, modest foundationalists, and virtue
theorists have yet other views. For purposes here, however, it
is not important which of these approaches is best, because my
primary concern is to illustrate how the notion of epistemicallyrational belief, whatever precise account one gives of it, plays
a crucial role in the general theory of rationality. In
particular, I will be arguing that epistemic rationality serves
as a theoretical anchor for other notions of rationality.
According to the general schema, a plan, (decision, action,
strategy, belief, etc.) is rational in sense X for an individual
if it is rational for the individual to believe that the plan
(decision, action, strategy, belief, etc.) does an acceptably
good job of promoting his or her goals of type X. This schema,
which makes use of the notion of rational belief, leaves us
within the circle of notions we wish to understand. However,
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the above accounts of epistemically rational belief standardly
do not, and should not, make use of any notion of rationality,
or any cognate of rationality (warrant, justification, etc.), in
their explications of epistemic rationality. For example,
classical foundationalists understand epistemic rationality interms of deductive relations plus direct acquaintance or
infallible belief; coherentists understand the notion in terms
of belief and deductive and probabilistic relations;
reliabilists understand the notion in terms of the propensity of
cognitive processes to generate true opinions; and so on. These
accounts make no reference to any other notion of rationality,
and thus they provide the above schema with an escape route from
circularity. In particular, with an account of epistemically
rational belief in hand, the general schema of rationality can
be further refined:
A plan (decision, action, strategy, belief, etc.) is rational insense X for an individual if it is epistemically rational forthe individual to believe that it does an acceptably good job ofcontributing to his or her goals of type X.
The refined schema illustrates how epistemic rationality
can serve as an anchor for other kinds of rationality. Moreover,
the schema is perfectly general. It applies to all phenomena
(plans, decisions, strategies, and so on) and to all forms of
rationality for these phenomena (economic rationality,
rationality all things considered, and so on). Most relevant for
my present purposes, the rationality of belief is itself an
instance of the schema. Even epistemically rational belief is an
instance. For example, inserting the epistemic goal into the
general schema for
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accurate and comprehensive beliefs.
On all the major theories of epistemically rational belief,
this instantiation of the general schema will indeed be the
case. According to coherentists, it is epistemically rational
for one to believe that believing P acceptably contributes to
the epistemic goal of one=s now having accurate and
comprehensive beliefs only when the proposed coherentist
conditions are met with respect to a proposition P, i.e., only
when P coheres appropriately with one=s other beliefs and hence
it is epistemically rational to believe that P is true.
According to reliabilists, it is epistemically rational for one
to believe that believing P acceptably contributes to theepistemic goal
only when the recommended reliabilist conditions are met with
respect to P; similarly for foundationalists, virtue theorists,
and probabilists.2 Thus, according to the above accounts, every
According to probabilists, when assessing the rationality of opinions, theprimary phenomena to be assessed are not beliefs simpliciter, but ratherdegrees of beliefs (or subjective probabilities). Nevertheless, the abovepoint holds for probabilists as well, mutatis mutandis. Only when one hasdegree of belief xin proposition P and this degree of belief meets the
recommended probabilist conditions is it epistemically rational for one tohave xdegree of belief in the proposition that this opinion contributes tothe goal of having accurate and comprehensive degrees of belief. Accuracyhere is to be construed in terms of one=s subjective degrees of beliefconforming to the objective probabilities. See Bas van Fraassen, ?Calibration:A Frequency Justification for Personal Probability,@in R.S. Cohen and L.Laudan (eds.), Physics, Philosophy, and Psychoanalysis (Dordrecht: Reidl,1983), 295-319. See also Richard Foley, Working Without a Net(New York:
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belief which is an instance of the general schema, where the
relevant goal is specified to be that of now having accurate and
comprehensive beliefs, is also a belief which satisfies the the
account=s requirements of epistemic rationality.
Oxford University Press, 1993), especially pp. 156-7.
It might be objected that goals are necessarily future
oriented, and thus it is awkward, or perhaps even senseless, to
understand the epistemic rationality of a current belief in
terms of the belief contributing, in the sense of being an
effective means, to the present tense goal of now having
accurate and comprehensive beliefs. According to this
objection, G can be a goal only if G does not currently obtain,
and correspondingly something M can be an effective means to G
only if M is an causally effective way of bringing about G at
some future time. However, I am using
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devise alternative terminology.
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rational for us to believe about the consequences of doing so.
It may be that taking the time to gather additional information
would greatly improve the quality of our beliefs, but it won=t
be rational for us to do so unless it is epistemically rational
for us to believe that the estimated benefits of gathering thisinformation are acceptably high relative to alternative ways of
spending our time. So, important as questions of intellectual
progress and improvement are, questions of the synchronic
rationality of our beliefs have a theoretical priority.
The general schema of rationality implies that the
rationality of an plan, decision, action, strategy, belief, etc.
is a matter of its being epistemically rational for one to
believe that it will do an acceptably good job of satisfying
one=s ends. Recall, however, that in applying the general
schema, we can take into consideration either all of one=s goals
or only a subset of them. This creates a risk of confusion. If
we take into consideration only economic goals, for instance, we
may judge that it is rational, in an economic sense, for one to
do X, but if we take into consideration all of one=s goals, both
economic and non-economic, we may well conclude that it is not
rational, all things considered, for one to do X.
These same possibilities for confusion arise, and indeed
arise even more acutely, when the rationality of beliefs is at
issue. Beliefs can be assessed in terms how well they promote
the epistemic goal, but as I have already observed, they can
also be assessed in terms of how well they promote other goals.
For example, inserting
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goals.
There are two notions of rational belief at work in this
characterization. The first is the anchoring notion of
epistemically rational belief, defined in terms of the epistemic
goal. The second is the derivative notion of rational belief all
things considered, defined in terms of the anchoring notion and
the complete set of one=s goals.
A common complaint against epistemology is that its issues
are too rarified to shed light on the everyday assessments we
make, and need to make, of each other=s beliefs. Our everyday
assessments have to be sensitive to the fact we have many goals,
ends, and needs, which place sharp limitations on how much time
and effort it is reasonable to spend on intellectual matters,
whereas epistemic rationality is concerned with a single
intellectual goal, that of now having accurate and comprehensive
beliefs. On the other hand, rational belief all things
considered is characterized in terms of the total constellation
of one=s goals. So, it is tempting to think that this notion
might provide a way of addressing the above complaint, but I
will be arguing that this is not in fact the case. There isnothing inherently improper in assessing beliefs in terms how
well they promote the overall collection of one=s goals, but
this way of introducing non-epistemic goals into the assessments
of beliefs is too direct and too crass to be of much interest or
general use. Our everyday assessments bring non-epistemic goals
into the evaluations of beliefs in more subtle, indirect ways,
but before explaining how, I need first to discuss why
epistemically rational belief and rational belief all thingsconsidered tend not to conflict with one another, although it is
in principle for them to do so.
It can be epistemically rational to believe that the
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overall consequences (long term as well as short term, and
pragmatic as well as intellectual) of believing P are
significantly better than those of not believing P even when it
is not epistemically rational to believe that a proposition P is
true. Thus, what it is rational to believe, all thingsconsidered, can differ from what it is epistemically rational to
believe. Conflicts of this sort rarely occur, however. In all
but a few extreme situations, the benefits that might accrue
from believing propositions that are not epistemically rational
to regard as true are outweighed by the costs associated with
the overall decline in the accuracy of one=s belief system.
To be sure, there are conceivable exceptions. If a madman
will kill my children unless I come to believe a proposition P
for which I lack evidence, then I have good reasons to find some
way of getting myself to believe P. However, it is not a simple
matter to get oneself to believe something for practical
reasons. Becoming fully convinced that there is powerful
evidence in favor of P=s truth is ordinarily sufficient to
occasion belief in P, but becoming fully convinced that there
are powerful pragmatic reasons to believe P will not
automatically occasion belief in P. Pascal did not think that
his pragmatic argument for theistic belief would directly
convince anyone to believe in God=s existence. His strategy,
rather, was to convince non-believers to manipulate their
situation so that belief would eventually become possible for
them. They might do so, he suggested, by surrounding themselves
with believers, attending religious services regularly, reading
religious literature, listening to religious music, and so on.It is no different with non-theological propositions. If one is
to come to believe P for pragmatic reasons, as opposed to
evidential reasons, one will usually need to engage in Pascalian
manipulations of one=s evidential situation, with the aim of
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altering the situation in such a way that one will ultimately
become convinced that there is after all good evidence for P=s
truth. Such manipulations require one to plot against oneself.
For example, one may have to find a way to forget or at least
to downplay one=s current evidence against P. Tampering in this
way with one=s evidential situation will produce what one would
now regard as inaccuracies in one=s beliefs system. Moreover,
because beliefs cannot be altered piecemeal, the inaccuracies
will typically extend well beyond P itself. Beliefs come in
clusters. As Peter van Inwagen once observed, one cannot
believe that the moon is made of green cheese without also
believing all sorts of other, equally astounding claims, for
example, that there are (or were) enormously large cows capableof producing prodigious quantities of milk, that there is (or
was) an immense cheese processing plant capable of turning this
milk into cheese and forming it into a huge sphere, and so on.
Getting oneself to believe a proposition P for which one lacks
evidence is not something one can do in isolation from one=s
other beliefs, It requires a project, a project which involves
altering one=s opinions towards a wide number of related
propositions as well. From one=s current perspective, such aproject will be at the expense of the overall accuracy of one=s
belief system, and because effective decision making normally
requires accurate beliefs, this in turn is likely to affect
adversely the overall success one has in promoting one=s goals.
If my children=s lives are at stake, costs such as these will
be well worth paying, but in less extreme situations, they will
not be. The costs associated with the manipulations will be
unacceptably high relative to the benefits of the resultingbelief. So, although what it is rational for one to believe,
when all one=s goals are taken into account, can in principle be
at odds with what it is epistemically rational for one to
believe, in practice this tends not to happen. There are
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pressures that tend to keep the two together.
With this conclusion in mind, reconsider the
complaint that the notion of epistemically rational belief is of
little relevance for the everyday assessments we make of eachother=s beliefs. This much is correct about the complaint:
epistemic rationality is concerned with a very specific goal,
that of now having accurate and comprehensive beliefs, whereas
our everyday assessments are sensitive to the fact that all of
us have many goals. Nevertheless, this is not so much a
criticism as an acknowledgment that epistemic rationality is an
idealized notion. This has its advantages, however. Its
idealized character makes the notion suitable as a theoretical
anchor for other notions of rationality, including notions that
are less idealized and, hence, potentially more relevant to our
everyday intellectual concerns.
The complication, as we have seen, is that the most
straightforward way of introducing a derivative notion of
rational belief is too crude to be of much relevance for our
everyday intellectual concerns. According to the general schema,
believing P is rational, all things considered (that is, whenall of the individual=s goals are taken into account), if it is
epistemically rational for him or her to believe that the
overall effects of believing P are sufficiently beneficial.
However, it is rare for epistemically rational belief and
rational belief, all things considered, to come apart in a
simple Pascalian manner. There are pressures that keep the two
from being in conflict with one another in all but unusual
circumstances. So, if non-epistemic goals, values, and needsare to be used to fashion an account of rational belief relevant
for our everyday intellectual assessments of belief, they will
have to be introduced in a more indirect way.
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A first step is to recognize that our everyday evaluations
of each other=s beliefs tend to be reason-saturated. We are
interested in whether one has been reasonably reflective,
reasonablyattentive, and reasonably cautious in forming one=s
belief. We are also interested in negative assessments, for
example, in whether one has been unreasonablycareless in
gathering evidence or unreasonablyhasty in drawing conclusions
from this evidence. The standards of reasonability and
unreasonability at work in these assessments are realistic ones.
They reflect the fact that all of us have non-intellectual
interests, goals, and needs, which impose significant
constraints on how much time and effort ought to be devoted to
intellectual inquiry and deliberation.
Only a non-idealized notion, which is sensitive to
questions of resource allocation, will be capable of capturing
the spirit of these everyday evaluations. Indeed, since we
evaluate each others' beliefs in a variety of contexts for a
variety of purposes, perhaps several notions will be needed.
Still, at least many of our daily evaluations can be understood
in terms of a pair of notions, which I will call 'responsible
belief=and
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result will be theoretically respectable accounts of responsible
and non-negligent belief, that is, accounts that make no
ineliminable use of a notion of rationality or any of its
cognates.
More specifically, I shall say that one responsibly
believes a proposition P if one believes P and one also has an
epistemically rational belief that the processes by which one
has acquired and sustained the belief P have been acceptable,
that is, acceptable given the limitations on one=s time and
capacities and given all of one=s goals. Thus, if an individual
has an epistemically rational belief that he or she has spent an
acceptable amount of time and energy in gathering and evaluatingevidence about P and has also used acceptable procedures in
gathering and processing this evidence, then the belief P is a
responsible one for the individual to have.
However, we often do not have a very good idea of how it is
that we came to believe what we do. We may not remember or
perhaps we never knew. Consequently, with respect to many of
our beliefs, we may not think that the processes which led to
them were acceptable, but by the same token we may not think,
and need not have evidence for thinking, that these processes
were unacceptable either. I shall say, under such conditions,
that the beliefs in question are non-negligent.
More exactly, one non-negligently believes a proposition P
if (a) one believes P and (b) one does not believe, and it is
not epistemically rational for one to believe, that one=s
procedures with respect to P have been unacceptable, that is,unacceptable given the limitations on time and capacities and
given all of one=s goals. For example, if an individual does not
believe, and if it is not epistemically rational for the
individual to believe, that he or she has spent an unacceptably
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small amount of time in gathering evidence or in evaluating this
evidence, or that he or she has used unacceptable procedures in
gathering and processing this evidence, then his or her belief P
is non-negligent.
The notions of responsible and non-negligent beliefs are
less idealized than the notion of epistemically rational belief.
They provide a way of acknowledging that given the relative
unimportance of some topics, the scarcity of time, and the
pressing nature of many of our non-intellectual ends, it would
be inappropriate to spend a significant amount of time gathering
information about these topics and thinking about them.
Indeed, we acquire many of our beliefs with little or no
thought. I believe that there is a table in front of me because
I see it. I don't deliberate about whether to trust my senses.
I simply believe. Most of our beliefs are acquired in an
unthinking way, Moreover, in general this is an acceptable way
to proceed. Unless there are concrete reasons for suspicion, it
is foolish to spend time and effort deliberating about what we
are inclined to believe spontaneously. It is better to keep
ourselves on a kind of automatic pilot and to make adjustmentsonly when a problem manifests itself.3 The old saw, don't try
to fix what isn't broken, is good intellectual advice as well,
and the above notions of responsible and non-negligent belief
provide the theoretical framework for recognizing the wisdom of
this proverb.
On the other hand, neither notion should be taken as an
implicit endorsement of intellectual passivity. We ordinarily
have good reasons, both intellectual and otherwise, to seek out
See Kent Bach, ?Default Reasoning,@Pacific Philosophical Quarterly65(1984), 37-58.
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people, situations and experiences that will challenge our
existing opinions. We likewise have good reasons to be vigilant
in monitoring whether our standard repertoire of intellectual
methods, practices, and skills is serving us well. However, it
is also true that any intellectual project will make use of anenormous number of opinions, skills, and habits, most of which
we must rely on without much thought. The bulk of our
intellectual proceedings has to be conducted in a largely
automatic fashion. We have no choice in this matter. Only a
fraction of our intellectual methods, practices, and faculties,
and only a fraction of the opinions they generate, can be
subject to scrutiny. Our real difficulty is to identify that
which is the most deserving of our attention.
Which issues, opinions, methods, etc. are most deserving of
our attention is not something that can be determined a priori.
We must instead look at the details of our lives and at the
relative importance of our various goals. We are constantly
confronted with potential intellectual problems. Indeed, every
new situation presents us with new challenges, if only because
we will want to know the best way to react to the situation. We
are thus bombarded with potential intellectual projects andquestions, but given the total constellation of our goals, some
of these projects are more important than others, and likewise,
given the scarcity of time, some are more pressing than others.
These are the ones most deserving of our attention and time.
Because of the relative unimportance of some topics and the
pressing nature of many of our non-intellectual ends, we can
have responsible beliefs about these topics even if we have
spent little or no time gathering evidence and deliberating
about them. Indeed, we can have responsible beliefs about them
even if we are in the possession of information which, had we
reflected upon it, would have convinced us that what we believe
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is incorrect. This is one of the ways in which responsible
belief and epistemically rational belief can come apart. Even
if an individual has evidence that makes it epistemically
irrational to believe P, he or she might nonetheless responsibly
believe P, since given the unimportance of the topic, it mightbe appropriate for him or her not to have taken the time and
effort to sift through this evidence.
Similarly, consider the logical implications of a
proposition P which is epistemically rational for an individual.
Perhaps not every implication of P will itself be epistemically
rational for the individual, since some may be too complicated
for him or her even to understand. Still, on most accounts of
epistemic rationality, a large number of these implications will
be epistemically rational for the individual. But of course, it
ordinarily won't be reasonable for him or her to try to identify
and, hence, believe all these propositions. After all, most of
the implications of P will be unimportant ones. So, this is
another of the ways in which responsible belief and
epistemically rational belief can come apart. An individual can
responsibly not believe these propositions even though they are
epistemically rational for him or her.
The lesson, obvious as soon as it is stated but not
sufficiently acknowledged in philosophical discussion of
rational belief, is that it is inappropriate for us to be
fanatical in our intellectual pursuits. Of course, it is also
inappropriate to be lackadaisical. We usually have good
reasons, intellectual and otherwise, to be active in trying to
ensure that our belief systems are both accurate and
comprehensive, but we shouldn't get carried away and spend all
of our time on intellectual matters. The unreflective life may
not be worth living, but neither is the overly reflective life.
Time is a scarce commodity, and many of our most important goals
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are not intellectual ones.
The result is a call for moderation. Being a responsible
and non-negligent believer requires one not to be slovenly in
one=s intellectual pursuits, but it doesn't normally require oneto exercise extraordinary care either. More precisely, it
doesn't require extraordinary care unless the issue itself is
extraordinarily important. The standards that one must meet if
one=s beliefs are to be responsible (or non-negligent) slide up
or down with the significance of the issue. If nothing weighty
is at stake, there won't be a point in going to great lengths to
discover the truth about the issue. Accordingly, the standards
one must meet are low. These are the kinds of cases I have beenfocusing on up until now, ones in which the standards of
responsible belief tend to be lower than those of epistemically
rational belief. On the other hand, when issues of great
consequence are at stake, the standards of responsible belief
become correspondingly high. Indeed, they can be more stringent
than those of epistemically rational belief. The more important
the issue, the more important it is to reduce the risk of error.
For example, if having inaccurate opinions about a given topic
would put people's lives at risk, one should conduct especially
thorough investigations before settling on an opinion. If one
fails to do so, the resulting beliefs will be irresponsible.
They will be irresponsible even if they are epistemically
rational.
This is possible because epistemically rational belief does
not require certainty, not even moral certainty, whereas moral
certainty sometimes is required for responsible belief. For abelief to be epistemically rational, one needs to reduce the
risks of error to an acceptable theoretical level, that is, to
an acceptable level insofar as one=s goal is to have accurate
and comprehensive beliefs. But the risks might be acceptable in
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this theoretical sense even if one=s procedures have been
unacceptably sloppy, given that people's lives are hanging in
the balance. If so, the beliefs in question will be
irresponsible despite the fact that they are epistemically
rational.
The intellectual standards it is appropriate for one to
meet vary not just with the importance of the topic at issue but
also with one=s social role. If it is your job but not mine to
keep safety equipment in good working order, the intellectual
demands upon you to have accurate beliefs about the equipment
will be more serious than those upon me. My belief that the
equipment is in good working order might be responsible even ifI have done little, if any, investigation of the matter. I need
not have tested the equipment, for example. A cursory look
might suffice for me, but this won't do for you. It would be
unreasonable for you not to conduct tests of the equipment. The
standards of responsible belief are higher for you. You need to
do more, and know more, than I in order to have a responsible
belief about this matter.
One's social role can be relevant even when the issue at
hand is primarily of theoretical interest. For example, my
responsibly believing that the principle of conservation of
energy is not violated in the beta decay of atomic nuclei is a
very different matter from a theoretical physicist responsibly
believing this. My familiarity with the issue derives mainly
from brief, popular discussions of it. This kind of appeal to
authority is presumably enough to make my belief a responsible
one, since no more can be reasonably expected of me. On theother hand, more is reasonably expected of the authorities
themselves. They are part of a community of inquirers with
special knowledge and special responsibilities, and as a result
they should be able to explain away the apparent violations in a
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detailed way.
Non-epistemic ends help prescribe what one can responsibly
(and non-negligently) believe, but not in the way that Pascal
envisioned. The idea is not they give one good reasons tobelieve a proposition for which one lacks good evidence.
Rather, they define the extent of evidence gathering and
processing that it is reasonable to engage in with respect to a
particular issue. They thus shape what it is responsible for one
to believe in an indirect way rather than a direct, Pascalian
way. They impose constraints on inquiry, but subject to these
constraints, one=s aim will be to determine which beliefs are
true, not which beliefs are useful.
This conforms to our actual intellectual practice. We
rarely engage in Pascalian deliberations. We weigh evidence in
favor and against claims, but we don't very often weigh the
practical costs and benefits of believing as opposed to not
believing a claim. On the other hand, it is altogether common
for us to weigh the costs and benefits of spending additional
time and resources in investigating an issue. In buying a used
car, for example, I will want to investigate whether the car isin good condition, but I need to make a decision about how
thoroughly to do so. Should I merely drive the car? Should I
look up the frequency of repair record for the model? Should I
ask a mechanic, or perhaps even more than one mechanic, to
inspect the car? Similarly, if I am interested in how serious a
threat global warming is, I need to decide how much time to
spend investigating the issue. Should I be content with looking
at the accounts given in newspapers, or should I take the time
to read the recent piece in Scientific American, or should I
even go to the trouble of looking up some articles in the
relevant technical journals?
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The reasonable answer to such questions is a function of how
important it is for me to have accurate opinions about the matter
in question. As the stakes go up, so too should my standards.
Thus, the standards of responsible and non-negligent belief are
different for different issues. They can even be different for aproposition and its contrary. If I am picking wild mushrooms for
your dinner tonight, the costs associated with my falsely
believing that this mushroom is poisonous are relatively
insignificant. After all, there are other mushrooms to pick and
other foods to eat. On the other hand, the costs associated with
my falsely believing that this mushroom is nonpoisonous are much
more significant. So, the standards for my responsibly believing
that the mushroom is not poisonous are higher than the standards
for responsibly believing that it is poisonous. They are higher
because there are heavy costs associated with a false negative
and only relatively negligible ones associated with a false
positive.
The notion of responsible belief provides a way of
understanding not only our everyday evaluations of beliefs, but
also our everyday evaluations of decisions and actions. The
latter evaluations, like everyday evaluations of beliefs, aresensitive to issues of resource allocation. They reflect the
fact that we do not have time to deliberate over each and every
decision. Here too we have no choice but to operate in a largely
automatic fashion. Typically, we deliberate only when there are
special reasons to do so, for example, when the issues are
especially important or when our accustomed ways of acting begin
to create unexpected problems.
However sensible this practice may be, it will sometimes
result in our doing things that we ourselves would have regarded
as unwise, had we taken more time to think about them. Even so,
we may have been acting responsibly. After all, given the
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constraints on our time and given the importance of our other
needs and goals, there may not have been any reason for us to
suspect that special care was needed, and, accordingly, we may
have responsibly believed that our actions would not lead to
unacceptable results. The notion of responsible belief thusprovides the necessary infrastructure for an account of
responsible action. At least in the most simple cases, an
individual has acted responsibly if he or she responsibly
believed that his or her action would yield acceptable results.
The importance of the notions of responsible and non-
negligent belief for our everyday purposes does not detract from
the importance of the more idealized notion of epistemically
rational belief. On the contrary, the former put us in a better
position to appreciate the significance of the latter. Our
everyday evaluations of beliefs and actions are reason-saturated;
they presuppose a notion of rationality or one of its cognates.
They thus leave us within the circle of terms for which we want a
philosophical account. The notion of epistemically rational
belief permits an escape from this circle. It provides a
theoretical anchor for understanding the everyday notions we use
to assess each other=s beliefs and actions. Epistemicrationality is thus indispensable for an adequate philosophical
understanding of these assessments. It is indispensable, in
other words, for a complete theory of rationality.
Descartes, and many of the other great epistemologists of
the modern period, regarded epistemology as the czar of the
sciences. Its role was to provide assurances of the reliability
of properly conducted inquiry and thus place science, and inquiry
in general, on a secure foundation. This conception of
epistemology is now almost universally regarded as overly
grandiose. Nonetheless, Descartes and the other great
epistemologists of the modern era were not completely mistaken.
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Epistemology does have a foundational role to play, but not that
of a guarantor of knowledge. Its role, rather, is the less
flamboyant but nonetheless theoretically crucial one of providing
a philosophically respectable foundation for a general theory of
rationality.
____________________________________________
NOTES
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((
((((There are competing views about how this purely epistemic
notion of rational belief is best explicated. Classicalfoundationalists, such as Bertrand Russell, C.I. Lewis, and
Roderick Chisholm have one view. Coherentists, such as Wilfred
Sellars, Keith Lehrer, and Laurence BonJour, have another view.
Probabilists, such as Frank Ramsey, Richard Jeffrey, and Bas van
Fraassen, have still another. Reliabilists, such as Alvin
Goldman, D.M. Armstrong, and Robert Nozick have yet another. In
addition, there are moderate foundationalists, such as Robert
Audi, Peter Klein, Ernest Sosa, and myself. For my purposes
here, however, it is not important which of these approaches is
best, since my primary concern is to illustrate how the notion of
epistemically rational belief, whatever precise account one gives
of it, plays a crucial role in the general theory of rationality.
In particular, I will be arguing that epistemic rationality
serves as a theoretical anchor for other notions of
rationality.))))
(((((More specifically, I shall say that one responsibly believes
a proposition if it is epistemically rational for one to believethat one=s procedures with respect to it have been acceptable,
that is, acceptable given the limitations on one=s time and
capacities and given all of one=s goals. Thus, if it is
epistemically rational for an individual to believe that he or
she has spent an acceptable amount of time and energy in
gathering evidence and evaluating this evidence and has used
acceptable procedures in gathering and processing this evidence,
then the belief is a responsible one for the individual to have.However, we often do not have a very good idea of how it is
that we came to believe what we do. We may not remember or
perhaps never knew. Consequently, there may not be enough
evidence for it to be epistemically rational for us to believe
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that our procedures with respect to these beliefs have been
acceptable. On the other hand, we may not have any reason to
think that our procedures have been unacceptable either. I shall
say that such beliefs are non-negligent.
More exactly, an individual non-negligently believes aproposition if it is not epistemically rational for the
individual to believe that his or her procedures with respect to
it have been unacceptable, that is, unacceptable given the
limitations on one=s time and capacities and given all of one=s
goals. For example, if it is not epistemically rational for one
to believe that one has spent an unacceptably small amount of
time in gathering evidence or in evaluating this evidence and if
it is not epistemically rational for one to believe that one has
used unacceptable procedures in gathering and processing this
evidence, then one=s belief is non-negligent.4))))
A qualification is needed, however. If you non-negligently believe that yourprocedures with respect to P have been unacceptable, then you cannot non-negligently believe P even if it is not epistemically rational for you tobelieve that these procedures have been unacceptable. Situations of this sortare a possibility because you can non-negligently believe a proposition thatisn't epistemically rational for you. Suppose that it isn't epistemicallyrational for you to believe P', where P' is the proposition that yourprocedures with respect to P have been unacceptable. This creates a
presumption that your belief P is a non-negligent, but the presumption can beoverridden. Suppose, for example, that you have reasonably reflective andthorough in thinking about P' and that as a result you have concluded that P'is true. Then this belief is non-negligent even if P' is not epistemicallyrational for you. Perhaps you would have changed your mind about P' if youhad reflected still more. Nevertheless, if you have been reasonablyreflective and thorough, your belief is still non-negligent. But if you non-negligently believe P'Ci.e., if you non-negligently believe the propositionthat your procedures with respect to P have been unacceptable Cthen it isnegligent for you to believe P .
(((????Analogous sorts of considerations suggest that your belief Qneed not be negligent even if it is epistemically rational for you to believethat your procedures with respect to Qhave been unacceptable. There is apresumption here that your belief Q is negligent, but once again thepresumption can be overridden. Let Q' be the proposition that your procedures
with respect to Qhave been unacceptable. Suppose that the evidence thatmakes Q' rational for you is complicated and that you have not reflectedenough to see why this evidence makes it likely that Q' is true. Nonetheless,given all of your ends and needs, you have been reasonably reflective, and onthe basis of this reflection you may have concluded that notQ' is true Ci.e., you have concluded that your procedures with respect to Qwereacceptably careful. Then this belief Q' is non-negligent, despite yourevidence to the contrary. But if you believe that your procedures withrespect to Qhave been acceptable and if this belief is a responsible one for
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you to have, then your belief Qis also a responsible one for you to have.Having made these qualifications, I will for the most part ignore them, sothat the main idea is not obscured.????))))
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One way to appreciate this feature of responsible belief is
to consider cases in which you have lost or forgotten the
evidence that originally made a belief rational for you. If you
no longer have this evidence, the belief may not be defensible
given your current situation. It may no longer be epistemically
rational for you. Still, you might not have a good reason to
reconsider the proposition or to try to reconstruct your evidence
for it, especially if your believing it hasn't led to any
noticeable problems. Indeed, you may not even realize that you
have lost your original evidence, and in any event, it is
unrealistic to expect you to keep track of your evidence for
everything you believe.i To be sure, some issues are so
important or so subject to public debate that you should try to
keep track of your evidence. It may even be part of your job to
keep track of the evidence with respect to some issues. But in a
great many other cases, you can responsibly continue to believe aproposition, despite the fact that you no longer have positive
evidence for it.
Of course, it will often be the case that even if you have
lost or forgotten your original evidence for a proposition, you
will not have forgotten the fact that you once did have this
evidence, and this itself may be enough to make your current
belief epistemically rational. Think, for example, of a theorem
that you remember having proved long ago. Even if you are not
now able to reconstruct the proof, you nonetheless do have
indirect evidence for its truth.
Thus, in practice, this difference between epistemically
rational belief and responsible belief may not be quite as
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dramatic as first appearances would suggest. Even so, there is a
difference, and it is theoretically important. It helps explain,
for example, a divergence in intuitions about the doctrine of
epistemic conservatism. On the one hand, there are those who
claim that the mere fact that you believe a proposition gives youa reason, albeit perhaps a weak one, to continue believing it,ii
while there are others who cannot understand why this should be
so.iii Why, they ask, should the mere fact that you believe a
proposition always give you a reason to think that it is true?
The distinction between responsible and rational belief
suggests that each side may be on to something. The opponents of
conservatism are right if the issue is one about egocentrically
rational belief. It is not conservative. The fact that you
believe a proposition is not in itself enough to give you an
egocentric reason, even a weak one, to think that what you
believe is true. After all, you can believe strange
propositions, ones that even you would regard as having nothing
to recommend them were you to reflect for even a moment.
On the other hand, responsible belief is conservative, or at
least it is more conservative than egocentrically rational
belief. It is not conservative in as strong a way as some would
wish. Believing a proposition is not enough in itself to makeyour belief a responsible one, all else being equal. But
something close to this often is the case. Most of our beliefs
are ones that we acquire without thought. We simply believe.
And most of the time, these beliefs will be responsible ones for
us to have. Moreover, it is responsible for us to continue
holding such beliefs unless there are positive reasons for not
doing so.
There is another way in which the notion of responsible
belief reflects the importance of having stable beliefs. Suppose
you irresponsibly believe a proposition. Perhaps it is rational
for you to think that you have not gathered enough evidence or
not the right kind of evidence, or alternatively it may be
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rational for for you to think that you have been sloppy in
processing your evidence. Whatever the exact problem, how does
your irresponsibility affect subsequent belief, both in the
proposition at issue and in other propositions that you might
believe as a result of it? Are they also irresponsible? Is theirresponsibility passed on from one generation of belief to
another until you have done something concrete to correct the
original difficulty Csay, gather new evidence or process more
adequately the old evidence?
Not necessarily. Once again it depends upon your situation
and the proposition in question. The key is whether or not it
continues to be egocentrically rational for you to think that you
have dealt with the proposition inadequately. Sometimes this
will continue to be the case until you have reconsidered or
re-investigated the proposition. But often enough, this won't be
necessary. Instead, the passage of time will do the work. With
time it may no longer be rational for you to think that your
treatment of the proposition has been inadequate. This might be
so simply because you no longer have evidence of your original
sloppiness. It may have been lost with time.
Thus, the notion of responsible belief, as I am
understanding it, is not equivalent to the notion of havingresponsibly acquired a belief. If the procedures that originally
led you to believe P were unreasonably sloppy, then you acquired
the belief in an irresponsible manner. Still, your current
situation might be such that you can no longer reasonably be
expected to see (or remember) that these procedures were sloppy.
If so, it can be responsible for you to go on believing P even
though the belief was originally acquired irresponsibly.
As I have said, this can be so because the evidence of
your original sloppiness has been lost with time. But it
also might be so because your overall treatment of P has
begun to look more respectable in light of the fact that
your belief P apparently has not led to any significant
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problems, theoretical or otherwise.
Consider an analogy. Despite having heard that the
magnets in telephones sometimes interfere with the proper
functioning of computers, I placed my computer close to my
telephone. This may well have been an irrational decision.Yet as time goes by without there being any difficulty, my
overall history with respect to the placement of the
computer begins to look better and better. It's not that
this history makes the original decision any more rational.
Given my perspective at that time, it probably was an
irrational decision. On the other hand, from my present
perspective, my overall treatment of this issue, which
includes not only my original decision but also my
subsequent refusals to move the computer, looks
increasingly respectable. It looks as if it will have
acceptable consequences. As far as I can tell, the
placement has not yet led to any problems, and this
increases my confidence that it is not likely to do so in
the future either.
Something similar is the case for irresponsible belief.
You may have been sloppy in acquiring a belief, but if the
belief leads to no significant difficulties or anomalies,the importance of the original sloppy treatment tends to be
diluted with time. It may be diluted not because you have
done anything positive to correct the original sloppiness
but simply because the sloppiness seems less and less
problematic when viewed in the context of your overall
history with the belief. Irresponsible beliefs tend to
become respectable with age as long as they behave
themselves and don't cause problems.
Often enough there will be something of a self-fulfilling
prophecy about this, since the irresponsible belief might
influence your other opinions in such a way as to remove
your original qualms about it. This isn't surprising,
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however. Phenomena of this sort are common enough whenever
issues of rationality are involved. For example, even if
you have irrationally opted for a plan, you can sometimes
turn it into a rational one simply by sticking with it. It
originally may have been rational for you to move to NewYork rather than California, but if the irrational decision
has already been made and you are now driving towards
California, it may now be rational for you to continue on
your way rather than turn around. Plans often have a
snowballing effect. They require you to make arrangements
for carrying them out, and these arrangements foster still
other plans and arrangements, ones that are often
complicated and costly to undo. Thus, the further you are
along on a plan, the greater will be the pressures for not
abandoning it.iv
In an analogous way, beliefs can have snowballing
effects. Just as plans tend to engender yet other plans,
so beliefs tend to engender yet other beliefs, the
collective weight of which may make it increasingly
unreasonable for you to re-consider the original beliefs,
even if they were sloppily acquired. This is especially
likely to be unreasonable if the original beliefs and theones they engendered seem to be serving you well enough.
The advantages, theoretical and otherwise, of having a
stable belief system are thus built in to the notion of
responsible belief. Not only does responsible belief tend
to be transferred from one moment to the next, but in
addition irresponsibility tends to dissipate with time.
Related considerations can be used to illustrate the
relevance for epistemology of the so-called theoretical
virtues Csimplicity, fertility, problem-solving
effectiveness, and the like. Consider simplicity, for
example. Suppose that simplicity is not a mark of truth
and that as such it cannot give you an objective reason to
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believe a hypothesis.v Suppose also that on reflection you
wouldn't take simplicity to be a mark of truth and that,
accordingly, it does not give you an egocentric reason to
believe a hypothesis either.
Even so, considerations of simplicity are likely to playa significant role in shaping what you believe. They may
not have the important positive role in theorizing that
some philosophers have ascribed to them. If you have
limited the number of hypotheses you are seriously
considering to just two and if neither is terribly complex,
then considerations of simplicity may not play much of a
role in your deliberations about the respective merits of
these two hypotheses, even if one is somewhat more simple
than the other. On the other hand, considerations of
simplicity inevitably do play a role in your theorizing,
albeit a less fine-grained one. They do so because you
have only limited cognitive abilities and only a limited
amount of time to exercise these abilities. Indeed, if a
hypothesis is complex enough, it may not be possible for
you even to understand it. So, it won't even be a
candidate for belief. It will be filtered out
automatically. But even among those hypotheses that youare able to understand, some will be so complex that it
would be impractical for you to take them seriously. It
would take far too much of your time even to deliberate
about them, much less to use them in making predictions and
constructing other hypotheses. They are so complex that
they would be of little value to you or anyone else even if
they were true. So, they too will be filtered out. You
won't take them seriously. You will simply ignore them.
This need not be a conscious policy on your part. You
need not have made a decision to follow such a procedure.
It is more likely to be a matter of your dispositions and
practices, ones to which you may have given little thought.
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But the result of these dispositions and practices is that
simple hypotheses as a group tend to get a preferential
treatment over complex hypotheses as a group. As a group,
you are disposed to take them more seriously than complex
ones, and often enough the result may be that you are moredisposed to believe them as well.
You are disposed to believe them even though, we are
assuming, the simplicity of a hypothesis does not give you
a reason to believe it insofar as your aims are purely
episemic. Nor need you have good reasons to believe these
hypotheses, all things considered C.e.g., when all of your
ends, both epistemic and non-epistemic are taken into
consideration. It may be rational, all things considered,
for you to commit yourself to their truth rather than
believe them. Nevertheless, these beliefs might still be
responsible ones for you to have.
This is so because it need not be unreasonable for you to
have dispositions or engage in practices or adopt
procedures that produce irrational beliefs. This may have
the sound of paradox, but in fact it is merely an
acknowledgment that you are operating under various
constraints Cconstraints imposed by the kind of cognitive
equipment you have and the kinds of situation in which you
find yourself, as well constraints imposed by the fact you
have many goals and only a limited amount of time and
resources to pursue them.
Let me make the point in terms of dispositions, although
it can be made for practices and procedures as well. Your
being disposed to use simplicity as an initial filter may
result in your also being disposed to believe somehypotheses that are not egocentrically rational for you.
Even so, you might not have good egocentric reasons to try
to rid yourself of this disposition. It may not be worth
the effort, especially if the disposition is a deeply
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seated one. Besides, believing as opposed to committing
yourself to these hypotheses may have few if any
disadvantages beyond the purely epistemic ones. The
irrationality here may not adversely affect your life in
any major way, and thus it may not be that big a deal Itmay be analogous to your believing that the tie that has
just been given to you really is your favorite color rather
than merely acting as if this were the case. You believe
this because you are touched by the gift, and this causes
you, at least temporarily, to ignore the fact you never buy
ties of this color for yourself. This belief may be
irrational, but you probably don't have reasons to try to
change those elements of your character that are
responsible for this irrationality. It's not worth the
effort.
Moreover, it's not just that you don't have good reasons
to rid yourself of the disposition to believe simple
hypotheses. You may not have good reasons to worry about
the resulting beliefs either, even if they are irrational.
Once again, it may not be worth the effort. It may be too
difficult and too costly to reconsider these hypotheses and
evaluate your evidence for them, especially if yourbelieving them hasn't led to any apparent difficulties.
But this is just to say that you can responsibly continue
to believe these hypotheses. It is responsible for you to
do so despite the fact that you didn't have adequate
evidence for them when you first came to believe them and
despite the fact that you still don't.
An even stronger result may be possible. It may be
positively rational for you to have a disposition to
believe rather than commit yourself to simple hypotheses.
This may be rational for you in an objective sense and an
egocentric sense as well. It may be rational for you to
have this disposition even though the beliefs themselves
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tend to be irrational, and not just irrational with respect
to your epistemic goals but also irrational, all things
considered Ci.e., when all your goals are taken into
account.
This again may have the sound of paradox, but consider ananalogy. The love you have for your family may sometimes
cause you to act wrongly. It may cause you to go too far
in your efforts to do what is best for them. The result
may be that sometimes your actions cause undue hardships
for others. You excessively favor your family's interests
over their interests. Still, it might be worse if you did
not have this strong love for your family. If you loved
them less, you perhaps wouldn't be disposed to favor them
excessively. So, it would correct this problem, but on the
other hand it might be far worse for your family. If you
loved them any less, you might carry out your
responsibilities towards them less well, and this might
lead to results that overall are much worse than those that
are produced by your being too zealous in favoring them.
Thus, it might be best for you to have this strong love for
your family. This might be best even though, given the
kind of person you are, it sometimes inclines you to actwrongly.
Similarly, given the kind of cognitive creature you are,
it might be positively desirable for you to have a
disposition to believe simple hypotheses. It might be part
of the best set of cognitive dispositions for you to have.
Any other set, or at least any other set that you are
capable of, might be worse. If you didn't have this
disposition, you wouldn't be as inclined to believe simple
hypotheses and, thus, you would avoid one kind of
irrational belief. But it might have other drawbacks.
Were you to lack this disposition, you might have to spend
more time in deliberations over whether to believe or
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merely commit yourself to hypotheses, and this might divert
your attention from other, more important matters, causing
you to make errors of judgement about them. Besides,
committing yourself to a hypothesis, as opposed to
believing it, may not be easy. It may require more effortand more monitoring than belief. The difference may not
amount to much with respect to any given hypothesis, but
when a large number of hypothesis are involved, the costs
of committing yourself to them may be considerable. If so,
it is objectively rational for you to have this disposition
to believe, despite the fact that it inclines you towards
objectively irrational beliefs.
Analogous points hold for egocentric rationality. It
might be egocentrically rational for you to have this
disposition, despite the fact that it often inclines you to
have egocentrically irrational beliefs.
Points of this general sort are enormously important for
epistemology. They mark the path towards a more realistic
epistemology, one that pays something more than lip service
to the idea that our intellectual lives are constrained by
the kind of cognitive creatures we are.
In doing so points of this sort also provide a usefulframework for thinking about the significance of recent
empirical work that has been done on irrational belief.
Much of this work seems to show that we have disturbingly
stubborn tendencies to make certain kinds of faulty
inferences C e.g., even well educated subjects tend not to
seek out relevant and readily available base rate
information. But points of the above sort hold out at
least a sliver of hope that the cognitive dispositions that
tend to produce these faulty inferences might nonetheless
be rational ones for us to have. They might be rational
because they might serve us well enough on most occasions.
Indeed, they might even be part of the best set of
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cognitive dispositions available to us. Any other
available set might have even worse failings. Or short of
this, they at least may be dispositions that it is not
rational for us to go to the trouble of extinguishing. In
our normal everyday affairs, they may not do enough harm tomake it rational for us to try to rid ourselves of them.
This is not to say that we shouldn't correct faulty
inferences when they are pointed out to us. But it is to
say it may be rational for us to put up with the
dispositions that tend to produce these faulty inferences.
But whether or not this is so is a side issue. For the
discussion here, the main importance of such points is that
they constitute the beginnnings of a possible defense for
simplicity. And similar defenses may be available for many
of the other theoretical virtues Cfertility and
problem-solving effectiveness, for example. It is not a
defense that tries to argue that simplicity really is a
mark of truth or that all of us at least implicitly treat
it as such. Nor is it a defense that ignores the
difference between belief and commitment. On the contrary,
it acknowledges that it may very well be irrational for youto believe as opposed to commit yourself to a hypothesis if
simplicity has played a significant role in selecting it.
This may be irrational not only in an epistemic sense, but
also all things considered.
The defense instead consists of arguing that the
irrationality here is of a very weak kind. A mark of its
weakness is that ordinarily you won't have adequate
reasons, objective or egocentric, to rid yourself of the
belief in the hypothesis, and likewise you ordinarily won't
have adequate reasons to rid yourself of the disposition to
acquire such beliefs. It may even be positively rational
for you to have such a disposition, despite the fact that
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it often inclines you to have irrational beliefs. It may
rational for you to be irrational in this way.
The notion of responsible beliefs provides us with a way
to recognize all of these points. Your disposition to use
simplicity as a filter and your corresponding dispositionto believe simple hypotheses can produce responsible
beliefs even if they don't produce rational beliefs. They
can do so even if you are aware of the influence of these
dispositions. For despite this, you need not have good
egocentric reasons to believe that these are unacceptable
dispositions for you to have, given all your goals and
given all the constraints you are operating under. But if
not, the beliefs you acquire as the result of these
dispositions are ones that it can be responsible for you to
have.
Three characteristics of responsible belief combine to
account for this and the other features I have been
cataloguing. First, the emphasis is upon the intellectual
procedures that led to and sustain our believing what we
do. Second, the evaluation takes into consideration not
just our epistemic ends but our other ends as well. Third,
the evaluations are negatively anchored; what matters isits not being egocentrically rational for us to think that
the procedures, habits, decisions, etc. that led to or
sustain our beliefs are unacceptable in the light of all
our goals and all of the constraints we are operating
under.
The belief system it is responsible for us to have is
thus determined by our lives in all of their fullness. It
is not a matter of what would be unacceptable were we
purely intellectual creatures, ones who had only
intellectual ends, and it is not a matter of what would be
unacceptable were we creatures who had unlimited time and
resources to pursue our ends. We are not such creatures.
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We have all sorts of ends, some simply by virtue of being
human and others by virtue of our special circumstances.
Moreover, there are strong constraints on the time and
resources we have to pursue these ends. So, choices have
to be made. The notion of responsible belief recognizesthe inevitability of such choices.
This then begins to have the appearance of what we wanted
all along: a general and theoretically respectable but
nonetheless realistic way of evaluating our beliefs. It is
the beginnings of an epistemology that matters, one that
takes into account the constraints of our intellectual
lives and the roles that we actually play in our societies
and one that thus has application to the intellectual
pursuits of real human beings.
Although this notion of responsible belief captures many
of the concerns that are present in our everyday
evaluations of beliefs, it does not capture them all. No
single notion is capable of doing that. We make such
evaluations in a number of different contexts and for a
number of different purposes, but we nonetheless tend to
express them all using the language of rationality. This
might seem to preclude a theoretically unified treatment ofrational belief, but part of my purpose has been to
illustrate this need not be so.
My strategy has been to introduce a general way of
thinking about questions of rationality of whatever sort.
All such questions concern a perspective, a set of goals,
and a set of resources. Questions of rational belief are
no different. To say that it is rational for you to
believe ___ is essentially to say that from the presupposed
perspective, believing ___ seems to be an effective way for
someone with your resources to satisfy some important goal
that you have. Different senses of rational belief result
from the fact that different goals and different
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perspective can be adopted. These constitute the basic
notions of rational belief, but once these basic notions
are in hand, they can anchor other related notions, such as
the one that I have called 'responsible belief'.
The terminology is not important, however. What isimportant is that this general approach to questions of
rationality provides a framework for understanding an
especially important kind of evaluation. It is an
evaluation that results in a favorable assessment of your
beliefs just in case it is not unreasonable by your own
lights for you to have these beliefs, where this is
essentially a matter of the three characteristics listed
above.
This notion of responsible belief, in turn, can be of use
in helping us to understand our everyday evaluations of
decisions and actions. As with our everyday evaluations of
belief, these evaluations are frequently shaped by
considerations of resource allocation. They reflect the
fact that we do not have time to deliberate over each of
our actions and decisions. Here too we have no choice but
to operate in a largely automatic fashion. We deliberate
only when there is a special reason to do so Cfor example,when the issues are especially important or when our
accustomed ways of acting have led to difficulties.
However sensible such a procedure may be, it will
sometimes result in our doing things that we ourselves
would regard as unwise, were we to take more time to think
about them. Even so, we may be acting responsibly. After
all, we might responsibly believe that our action won't
have unacceptable results. Or short of having this
positive belief, we may at least fail to believe that the
action will have unacceptable consequences, and our not
believing this may be perfectly responsible, given the
constraints on our time and given the importance of other
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needs and goals. There may be no reason for us to think
that special care is needed. In this way, responsible
belief helps us understand responsible action.
The importance of this notion of responsible belief for
our everyday purposes does not detract from the importanceof the more idealized notion of egocentrically rational
belief. On the contrary, it puts us in a position to
appreciate the latter's importance. Our everyday
evaluations tend to be reason-saturated. They themselves
make use of the notion of rationality or one of its
cognates. They thus leave us within the circle of terms
for which we want a philosophical account. This is why the
idealized notion is important. Its importance is primarily
theoretical, which is what we should have expected all
along. It provides a theoretical anchor for our egocentric
but everyday notions. Egocentric rationality is important
because it is indispensable for understanding these
notions. It is indispensable for a complete theory of
rationality.
See ?Pragmatic reasons for belief@below
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justified, rational, reasonable, or warranted.
Propositions, statements, claims, hypotheses, and theories
are also said to be justified, but these uses are best
understood as derivative; to say, for example, that a
theory is justified for an individual is to say that werethe individual to believe the theory (perhaps for the right
reasons), the individual=s belief would be justified.
Decisions, actions, policies, procedures, punishments,
laws, rules, and host of other things can be justified or
unjustified. They are justified only if there are adequate
reasons for them, and unjustified if there are not.
Epistemic justification is concerned with the justification
of beliefs, and hence with reasons for believing. However,
being epistemically justified is not simply a matter of
having adequate reasons for believing, since one can have
reasons for believing a claim that are not epistemic. If I
offer you a million dollars to b