financial disclosure report in govenment act …...18. -westen asset money mkt a lnt./div. j t 19....

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' AO JO

Rev. 112011

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT in Government Act of 1978

FOR CALENDAR YEAR 2010 (5 U.S.C. app. §§ 101-111)

1. Person Reporting (last name, first, middle initial)

CECCHI, CLAIRE C.

2. Court or Organization

US DISTRICT COURT-NJ

3. Date of Report

05/I0/2011

4. Title (Article III judges indicate active or senior status;

magistrate judges indicate full- or part-time)

US MAGISTRATE JUDGE

5a. Report Type (check appropriate type)

D Nomination, Date

D Initial [{] Annual

Sb. D Amended Report

D Final

6. Reporting Period

OI/OI/20IO

to

12/31/2010

7. Chambers or Office Address

Martin Luther King Jr Fed Bldg

50 Walnut Street Newark, NJ 07102

8. On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance

with applicable laws and regulations.

Reviewing Officer Date

IMPORT ANT NOTES: The instr11ctions accompanying this form m11st be followed. Complete all parts,

checking the NONE box/or each part where yo11 have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)

NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

l.

2.

3.

4.

5.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

[{] NONE (No reportable agreements.)

PARTIES AND TERMS

I.

2.

3.

Cecchi, Claire C.

Gd

3.

5.

FINANCIAL DISCLOSURE REPORT

of16

Name of Person Reporting

CECCHI, CLAIRE C.

Date of Report

05/10/2011

Ill. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME

(yours, not spouse's)

I.

2.

4.

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

I. 2010 CARELLA, BYRNE, CECCHI, BRODY, OLSTEIN & AGNELLO - WAGES

2.

3.

4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[{] NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I.

2.

3.

4.

11'1


of16


CECCHI, CLAIRE C.

Date of Report

05/10/201 I

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)

DESCRIPTION VALUE

) .

NONE (No reportable gifts.)

SOURCE

2.

3.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

0 NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I. Bank of America 401kloan K

2. Citibank Unsecured credit lines 0

3. American Express Credit Card K

4.

5.

(1) (2) (4) (5)


of16


CECCHI, CLAIRE C.

Date of Report

05/10/2011

VII. INVESTMENTS and TR u STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(!) (I) (2) (2) (3) Place " (X)" after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

transaction)(Q-W)

I. Bank of America - Checking accounts A Interest J T

2. Citibank - Checking accounts A Interest N T

3. Morgan Stanley Bank - Cash A Interest J T

4. Northwestern Mutual Ins Cash Value A Interest L T

5. Guardian Whole Life A Interest J T

6. 401(k) #I - Lines 7 & 8

7. - Davis NY Venture Fund A Dividend K T

8. - American Funds-American Growth Fund A Dividend K T

9. SEP #I -Lines 10 & II

10. - Morgan Stanley-Liquid Asset Fund A Dividend J T

11. - Morgan Stanley Bank (Cash account) A Dividend K T

12. 401(k) #2 -Lines 13 & 14

13. - Columbia Core Bond Z c Dividend L T

14. - Columbia Large Cap Growth Z A Dividend M T

15. Carella, Byrne, Cecchi, Brody, Olstein & None P l w Agnello, PC

16. Mark Pharmaceutical (Unlisted Security) None J T

17. Brokerage #I -Lines 18 -186

I. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c=$2,501 -$5,000 0=$5,001 -$15,000 E=$15,00l -$50,000

(Sec Columns Bl and 04) F =$50,001 - $I 00,000 G=$I 00,00 I - $1,000,000 HI =$1,000,00 t - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 -SI00,000 M =$!00,001 -$250,000

(Sec Columns Cl and DJ) N =$250,001 -$500,000 0 =$500,00 I -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

PJ =$25,000,00 I -$50.000,000 P4 =More than $50,000,000

J. Value Method Codes Q=Appraisal R =Cost (Real Estate On ly) S =Assessment T =Cash Market

(Sec Column Cl) U =Book Value V =Other W =Estimated

B.

(1) (5)

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

of16 05/10/2011CECCHI, CLAIRE C.

VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those of spouse and dependent children; see PP· J4-6o of filing instructions.) -


A. c. D.



(I) (2) (1) (2) (2) (3) (4) Place "(X)"' after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity of


(Q-W) transaction)

18. - Western Asset Money Mkt A lnt./Div. J T

19. - Vanguard Total Stock Market etf A Dividend M T Buy 09/21/10 M

20. - Blackrock High Yield Bond Port A Int./Div. K T Buy 05/20/10 K

21. - Lazard Emerging Markets Equity Port A Int./Div. K T Buy 05/20/10 K

22. - Principal FDS-Pref Sec Cl I A Int./Div. K T Buy 05/20/10 K

23. - Prudential Short-term Corp Bond Fund A Int./Div. K T Buy 05/20/10 K

24. -Thornburg International Value Fund A lnt./Div. K T Buy 05120110 K

25. Apple Inc None Buy 05/20/10 J

26. Sold 09/21/10 J A

27. Allegheny Tech None Buy 05/20/10 J

28. Sold 09/21/10 J

29. A very Dennison Corp None Buy 06/14/10 J

30. Sold 09/21/10 J A

31. Sothebys Delaware None Buy 05/20/10 J

32. Sold 09/21/10 J A

33. Bristol Myers Squibb Co None Buy 05/20/10 J

34. Sold 09/21/10 J A

I. Income Gain Codes: A =$1,000 or less D =$1,001 -$2,500 C =$2,50 I -$5,000 D =$5,001 -$15,000 E =$15,001 - $50,000

(Sec Columns DI and D4) F =$50.001 -$100,000 G =$100,001-$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15.000 or less K =$15,001 • $50,000 L =$50,001 -$100,000 M =$100,00 I - $250,000

(Sec Columns CI and DJ) N =$250.001 - $500,000 0 =$500,00 I - $1,000,000 P l =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

PJ =$25.000,001 -$50. 000.000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V=Othcr W =Estimated


of16


CECCHI, CLAIRE C.

Date of Report

05/10/2011

VII. INVESTMENTS and TRUSTS income, vatue, transactions (1nc1ut1es those of spouse ant1 t1epent1ent chilt1ren; see PP· 34-60 of filing instructions.) -


A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period ofreporting period

(1) (2) (!) (2) ( l ) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of


(Q-W) transaction)

35. Borgwamer Inc. None Buy 05/20/10 J

36. Sold 09/21110 J A

37. Continental Airlines Inc None Buy 05/20/10 J

38. Sold 09/21/10 J A

39. Cooper Industries Pie None Buy 05/20/10 J

40. Sold 09/21/10 J A

41. Carnival Corp None Buy 05/20/10 J

42. Sold 09/21/10 J

43. CemerCorp None Buy 05/20/10 J

44. Sold 07/26/10 J

45. Church & Dwight Co Inc None Buy 05/20/10 J

46. Sold 08/20/10 J

47. Chicos Fas Inc None Buy 05/20/10 J

48. Sold 07/20/10 J

49. Clean Harbors Inc None Buy 05/20/10 J

50. Sold 09/21/10 J A

51. Compass Minerals Intl Inc None Buy 05/20/10 J

1. Income Gain Codes: A=S1,000 orlcss B =S 1.00 I -S2,500 C=$2,501-$5,000 D=$5,00l -$15,000 E 415,001 -S50.000

(Sec Columns BI and 04) F =$50,001 -S 100,000 G •SI00,001 -Sl,000,000 HI =$1,000,00 l -$5,000,000 H2 =More than $5,000,000

2. Value Codes J=SI 5,000 or less K =$15,001 -$50,000 L=$50,001 -$100,000 M=$100,001 -$250,000

(Sec Columns C I and DJ) N=$250,001 - $500,000 0=$500,001-$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

PJ =$25,000,00 I -$50,000.000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T=Cash Market

(Sec Column C2) U =Book Value v 00thcr W=Estimated

• •

of16

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

CECCHI, CLAIRE C.

Date of Report

05/10/2011

VII. INVESTMENTS and TRUSTS income, vatue, transactions (Inctudes those of spouse and dependent children; see PP· 34-60 of filing instructions.) -


A. B. c. D.



(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity of


(Q-W) transaction)

52. Sold 09/21/10 J

53. Cree Inc None Buy 05/20/10 J

54. Sold 08/12/10 J

55. Cisco Sys Inc None Buy 05/20/10 J

56. Sold 09/21/10 J

57. Cognizant Tech Solutions CLA None Buy 05/20/10 J

58. Sold 09/21/10 J A

59. Crown Holdings Inc None Buy 07/13/10 J

60. Sold 09/21/10 J A

61. Walt Disney Co None Buy 05/20/10 J

62. Sold 09/21/10 J A

63. Discovery Communications Inc None Buy 05/20/10 J

64. Sold 09/21/10 J A

65. Dolby Laboratories Inc None Buy 06/03/10 J

66. Sold 09/21/10 J

67. Digital Realty TR Inc None Buy 05/20/10 J

68. Sold 09/21/10 J A

I. Income Gain Codes: A =$ 1.000 or less B =$ 1.00 I • $2.500 C =$2,50 I • $5,000 D =$5,001 -$15,000 E=$15,00l -$50.000

(Sec Columns BI and 04) F =$50.00 I • $I 00.000 G =$ I00.00 I • $1,000.000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15.000 orless K =$15.001 -$50.000 L =$50.001 • $100,000 M =$100,001 -$250,000

(Sec Columns CI and DJ) N =$250.001 $500,000 0 =$500.001 • s 1.000.000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 - $25,000,000

P3 °$25,000,001. $50.000.000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R 'Co>l(Rcal Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U z:nook Value V 00ther W =Estimated


of16 CECCHI, CLAIRE C. 05/10/2011

VII. INVE s TMENT s and TR us TS income, value, transactions (Includes those of spouse and dependent children; see PP• 34-60 of filing instructions.) -


A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period

(includingtrust assets) repo rting period of repo rting period

(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

69. Dow Chemical Co None Buy

70. Sold

71. Drearnworks Animation Inc CL A None Buy

72. Sold

73. Ebay Inc None Buy

74. Sold

75. Proshares Ultrashort MSC! None Buy

76. Sold

77. Eastman Che mical Co None Buy

78. Sold

79. Proshares Ultra Short MSC! None Buy

80. Sold

81. Expeditors Intl of Wash Inc None Buy

82. Sold

83. FMC Technologies Inc None Buy

84. Sold

85. Market Vectors Gold Miners None Buy

05/20/10 J

09/21/10 J A

05/20/10 J

09/21/10 J

05/20/10 J

09/21/10 J A

05/20/10 J

06/04/10 J

05/20/10 J

06/23/10 J A

05/20/10 J

06/04/10 J

08/05/10 J

09/21/10 J A

05/20/10 J

09/21/10 J A

05/20/10 J

I. Income Gain Codes: A =S 1.000 or less B=Sl.001-$2,500 C =$2.50 I -$5,000 D =$5,001 -$15,000 E =$15,001 -$50.000

(Sec Columns Bl and 04) F =$50.001-$100.000 G =$100.00I -Sl.000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,0110 or less K =$15,00 I -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000

(Sec Columns Cl and DJ) N =$250.001 • $500,000 0 =$500,00 I -S 1,000.000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25.000.001 • $50.000.000 P4 =More than $50,000,000

3. Value Method Codes Q =Arrrai 11 R =Cost (Kcal Estate Only) S =Assessment T =Cash Markel

(Sec Column Cl) U -=Oook Value V =Other W =Estimated

(I) (2) (5)


of16


CECCHI, CLAIRE C.

Date of Report

05/10/2011

VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1ut1es those of spouse ant1 t1epent1ent chi1t1ren; see PP. 34-60 of filing instructions.J -


A. 8. c. D.



(2) (I) (2) (I) (4)(3) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A·H) (ifprivate

(Q-W) transaction)

86. Sold 07/16/10 J A

87. Greenhill & Co Inc None Buy 05/20/10 J

88. Sold 09/21/10 J A

89. Givaudan SA-CHF None Buy 05/20/10 J

90. Sold 09/21/10 J A

91. Hasbro Inc None Buy 05120110 J

92. Sold 09121110 J A

93. Intl Flavors & Fragrances Inc None Buy 05120110 J

94. Sold 08/02/10 J A

95. Infosys Technologie SP ADR None Buy 05/20/10 J

96. Sold 09/21/10 J A

97. ITC Holdings Corp None Buy 09109110 J

98. Sold 09/21110 J

99. J Crew Group Inc None Buy 05120110 J

100. Sold 07121110 J

I 0 I. Johnson Controls Inc None Buy 05120110 J

102. Sold 09/2 )/) 0 J A

I. Income Gain Codc'i: A =Sl ,000 or less ll =Sl,001 • S2,500 C =$2,501 - S5,000 D =$5,001 -$15,000 E =$15,001 • S50,000

(Sec Columns Bl and 04) F =$50,001 • $100,000 G =$100,001-Sl,OOO.OOO HI =$1,000,001 • $5,000,000 H2 =More than $5,000,000

2. Value Codes J =Sl l,000 or less K =Sll.001 • $50,000 L =$50,001 • $100,000 M =$100,001 • $250,000

(Sec Columns Cl and 03) N =$250.001. $500,000 0 =$500.00 I • S 1,000,000 Pl =$1,000,001 • Sl,000,000 P2 =$5,000,001. $25,000,000

P3 =$25,000.001 · $50.000.000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cos! (Real Est:ole Only) S =Assessment T =Cash Markel

(Sec Column Cl) U =Book Value V •Other W =Estimated

(2)

{Q-W)

(3)


of16


CECCHI, CLAIRE C.

Date of Report

05/10/2011

VII. INVESTMENTS and TRUSTS income, vatue, transactions <Inctudes those of spouse and dependent children; see PP· 34-60 of filing instructions.) -


A. B. c. D.


{including trust assets) reporting period of reporting period

(1) (2) (I ) (I ) (2) (4) (5) Place "(X)" after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

transaction)

103. Kraft Foods Inc Class A None Buy

104. Sold

105. Lockheed Martin Corp None Buy

106. Sold

107. Lazard Emerging Mkts Equity None Buy

108. Sold

109. McDonalds Corp None Buy

110. Sold

111. Microchip Technology Inc None Buy

112. Sold

113. Monster Worldwide Inc None Buy

114. Sold

115. Nextera Energy Inc None Buy

116. Sold

I I 7. National Fuel Gas Co None Buy

I 18. Sold

119. Nalco Holding Company None Buy

05/20/10 J

09/21/10 J A

05/20/10 J

09/21/10 J

05/20/10 J

09/21/10 J A

08/20/10 J

09/21/10 J A

05/20/10 J

09/21/10 J A

05/20/10 J

09/21/10 J

09/09/10 J

09/21/10 J

05120110 J

09/21/10 J

05/20/10 J

1. Income Gain Codes: A =S1,000 orlcss B =Sl.001 -S2,500 C =S2,50 I -$5,000 D=S5,00l -$l5,000 E =$15,001 -$50.000

(Sec Columns BI and 04) F =$50,001 -SI00.000 G =$100.001 - $1,000,000 HI =$1.000,001 -$5,000,000 H 2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,00 I -$50.000 L =$50,001 -$100.000 M =$100,001 -$250,000

(Sec Columns CI and DJ) N =$250,001 - $500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

PJ =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Apprai<al R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Flook Vuluc Y =Other W =Estimated

(1) (2) (2) (3) (4)


of 16 CECCHI, CLAIRE C. 05/10/2011

VII. INVESTMENTS and TRUSTS -income, value, transa ctions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)


A. B. c. D.


(including trust assets ) reporting period of reporting period

(1) (2) (I) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller {A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

120. Sold 09/21/10 J A

121. National Oilwell Varco Inc None Buy 05/20/10 J

122. Sold 08/25/10 J A

123. Novo-Nordisk AS ADR None Buy 06/15/10 J

124. Sold 09/21/10 J A

125. Novozymes A/S-Unspon ADR None Buy 08/05/10 J

126. Sold 09121110 J

127. NYSE Euronext None Buy 05/20/10 J

128. Sold 09/21/10 J A

129. Owens Coming Inc None Buy 05/20/10 J

130. Sold 09/21/10 J

131. Plexus Corp None Buy 05/20/10 J

132. Sold 09/21/I 0 J

133. Philip Morris Int') Inc None Buy 08/12/10 J

134. Sold 09/21/10 J A

135. Perrigo Company None Buy 05/20/10 J

136. Sold 09/21/10 J A

I. Income Gain Codes: A =$1,000 or less B =Sl.001 • $2,500 C =$2,50 I -$5,000 D =$5,00 I - $15,000 E =$15,00 I - $50,000

(Sec Columns BI and 04) F •$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =S 15,00 I - $50,000 L =$50,001. $!00,000 M =$ I00,001 -$250,000

(Sec Columns Cl and 03) N =$250,001 • $500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I • $25,000,000

PJ =$25,000,00 I • $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S ""Assessment T =Cash Market

(Sec Column Cl) U •nook Value V =Other W =Estimated

A.

(2)


of16


CECCHI, CLAIRE C.

Date of Report

05/10/2011

VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.) -


Description of Assets

B. c. D.

Income during Gross value at end Transactions during reporting period


(1) (1) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

Code I exempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) (A-H) (if private or int.) (J-P) Code 3 redemption) (J-P)

transaction)(Q-W)

137. Phillips Van Heusen Corp Del None Buy 09/20/10 1

138. Sold 09/21/10 1

13 9. Proshort Ultrashort None Buy 08/12/10 J

140. Sold 09/21/10 1

141. Regal Beloit Corp None Buy 05/20/10 1

142. Sold 09/21/10 1 A

143. Doctor Reddy's Laboratory None Buy 05/20/10 J

144. Sold 09/21/10 1 A

145. Robert Halflntemational Inc None Buy 05/20/10 1

146. Sold 09/21/10 1

147. Polo Ralph Lauren Corp CLA None Buy 05/20/10 1

148. Sold 09/21/10 1

149. Roper Industries Inc None Buy 05/20/10 J

150. Sold 09/21110 1 A

151. Radioshack Corp None Buy 05/20/10 1

152. Sold 09/21/10 J A

153. Saic Inc None Buy 05/20/10 J

I. Income Gain Codes: A =SI ,000 or Jess B =$ 1,00 I • $2,500 C =$2,50 I -$5,000 D =$5,001 - $15,000 E =$15,001. $50,000

(Sec Columns BI and 04) F =$50,00 I • SI 00,000 G =$I 00,00 I • S 1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$I l,000 or Jess K =$ 15,001 • $50,000 L =$50,001 • $!00,000 M 4!00,001 -$250,000

(Sec Columns CI and 03) N =$250,001 • $500,000 0 =$500,00 I • SI ,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25,000,001 • $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column CZ) U "'Book Vuluc V "'Other W =Estimated

(2)


of16


CECCHI, CLAIRE C.

Date of Report

05/10/2011

VII. INVESTMENTS and TRUSTS - income, varue, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)


A. B. c. D.



(I) (2) (I) (2) {I) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mrnldcl/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

154. Sold 09/21/10 J

155. Proshares Ultrashore S&P 500 None Buy 05/20/10 J

156. Sold 09/21/10 J

157. The Shaw Group Inc None Buy 06/22/10 J

158. Sold 09/21/10 J

l 59. Stericycle Inc None Buy 05/20/10 J

160. Sold 09/2\/10 J A

161. Transdigm Group Inc None Buy 05/20/10 J

162. Sold 09/21/10 J A

163. Teva Phannaceutical Inds None Buy 05/20/10 J

164. Sold 09/2I/10 J A

165. Treehouse Foods Inc None Buy 06/15/10 J

166. Sold 09/21/10 J

167. Tata Motors Ltd None Buy 05/20/10 J

168. Sold 09/21110 J A

169. Pro shares Ultrashort None Buy 05/20/10 J

170. Sold 09/13/10 J

I. Income Gain Codes: A =SI ,000 or less B =SI.001 • $2,500 c =$2,501 -$5,000 D =$5,001 - $15,000 E =$15,001 • $50,000

(Sec Columns Bl and 04) F =$50.00 I -$I 00,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes l=Sl5,000orlcs. K =Sl5,00l -S50,000 L=$50,001 -S 100,000 M =$100,001-$250,000

(Sec Columns Cl and DJ) N =$250,001 · $500,000 0 =$500.001 -Sl,000,000 Pl =$1,000,001. $5,000,000 P2 =$5,000,00 I -$25,000,000

PJ =$25,000.00 I • $50.000.000 P4 =More than $50,000,000

3. Value Mc1hod Codes Q =Appraisal R ""(o!\I (Real Estate Only) S =Assessment T =Cash Market

(Sec Column Cl) U :i:fiook Value V =Oth<'r W =Estimated


of16


CECCHI, CLAIRE C.

Date of Report

05/10/2011

VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.; -


A. 8. c. D.



(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type(e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell; mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

171. Tyco Intl Ltd CHF None Buy 05/20/10 J

172. Sold 09/21/10 J A

173. Verisk Analytics Inc CJ A None Buy 05120110 J

174. Sold 09/21/10 J

175. Wabtec None Buy 05/20/10 J

176. Sold 09/21/10 J A

177. WebMD Health Corp None Buy 05/20/10 J

178. Sold 09/21/10 J A

179. Whole Foods Mkt Inc None Buy 07/15/10 J

180. Sold 09/21/10 J

181. Whirlpool Corp None Buy 05/20/10 J

182. Sold 07/06/10 J

183. Waste Mgmt Inc Del None Buy 07/01/10 J

184. Sold 09/21/10 J A

185. Wynn Resorts Ltd None Buy 09/03/10 J

186. Sold 09/21/10 J A

187. Trust I-See Note in Part VIII None J T

I. Income: Gain Codes: A $"$1,000 or h:ss B =Sl.001 -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 -$50,000

(Sec Colunms BI and 04) F =$50.001 -$100,000 G =$I 00,00 I - S 1,000.000 HI =Sl.000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,01)() or less K =$15,001 -$50.000 L =$50,00 I - $ I00,000 M =$100,001 - $250,000

(Sec Columns CJ and DJ) N =$250.001 - $500,000 0 =$500.001 -Sl,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

1'3 =$25,()()(),()()1 -$51l.000.000 l'4 =More than $50.000.000

l Value Method ('odes Q =Appraisal R •Cost (Real Estate Only) S =Assessment T """Cash Market

(Sec Column Cl) U z-Hook Valui.: V =Other W =Estimated


of16 05/I 0/20 1 1 CECCHI, CLAIRE C.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofreport.)

PART VII. INVESTMENTS AND TRUSTS:

s trustee of trust which as of report date had no value. Line 187. Trust I


of16 CECCHI, CLAIRE C. 05/10/2011

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory

provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in

compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: s/ CLAIRE C. CECCHI

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

financial disclosure report in govenment act …...18. -westen asset money mkt a lnt./div. j t 19....

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