a 2

iur,.-.11 . Robt11 9 u s Disuict Court. s c

4. T11Jt (An.c.lc J U Judgrs in dic:ak acti'\ or sa:uor swus. S . ReponT}-p< (cbcd: appropruotc 1)-p<)

u

(5 U .S . C. app. §§ 101-111)

3

6 Reporting PalOd

1213112004

8 . On lhe ba. .. i. s oflhc mfo rmalion conta.i n l.!d rn c his Repo n and any

s

where you hive no reportable in.formation. Si.Jn on last p11t "" . 7 ··· . .._ . .,.-, ---· :--:: .·

Officer /Director

NAM£ OF ORGANIZA TIONIEl:ffiTY

Harwell Farms and ln,•e stment l nc.

H ruwtll Propc. n.ie.s , Inc.

H 111Well Development Co. , T nc.

PARTIES

7 j;;-· -

' · ·- t i I"--> r .. - --

'.:"" ' I' .! .->

> ' • • ..

" ' - .., '-'I

r

,.. , ....,,

f ... i1 '• ... ...... '! - ;. '!

· . -·

'

··:.,

designated files ex-lnin& at th< time of my dcpanurc (June 25, 2004) for my interest 1n my former la"· practice.

3.

fttport Rtquired by lhf: EthitsA0-10 FINANCIAL DISCLOSURE REPORT

in Covtr111nen1 Act of J978Rtv. 1/2004 FOR CALENDAR YEAR 2004

I. Pason RcPontD.I (Last n me, Firsc. name, Middle 1n1lJaJ) Coun Of Orgaruzacion Datt ofRcpon

S/1112005

maglSU'attJUdJd 1nd 1c full· or p11t·time)

Article Ill J d&•. Acuvc o-- Date

0 Wn.i G> """",] 0 nn.i

11112004

"'

7. Chambers or Office Addrl!$S

401 \V. Evon Strecl

McMillan Federal Bldg.

flon:occ. SC 29501

modifications pcrutining thereto, it i.s, 1n n1y opinion, 1n compliance

with applicable laws and rcgulntions.

Reviewing Officer O:ue

IMPORTANT NOTES· The instructions accompanying thiJ form must be follo'<'°'ed. Complete a.II parts, c:.hcck1n1 the NONE box for eaieh p3tt

I. POSITIONS. (Rlpcwtiftg individual on1y. sec pp. 9.13 or min& UUIJUC!ions)

C NONE · <N• rqioru1>1e positions.)

POSITK>N

I.

2. omoc:r/Oircctor

Offictr/Dircctor

4. Tnu1cc Trust #L

5. Cu.stodian Custodial Account# I

6. Custodi"" Custod1aJ Accoun1 •2

IL AGREEMENTS. (Reporting iodividuai ooly.soo pp. 1•-16 orming instructions>

0 NONE · (No rcp ol1llble>srccmen1s.)

AND TERMS

I. 719104 Ballenger, Barth & Hoefer, LLP, my former law pa tners and I have agreed that I will be paid 25% of the contingentfees gcner11.tcd on spcclliealJy

2

Name o r P erson Rcpon1ng

H urwcll, R o ben B

2004

2004

SOURCE AND TY!'C

U .S 01sttic:c Court

Harwell , Ballenge r , B a n h & Hoefor , LLP

57,430.00

208,455.00

SOURCE ANO IDE

DESCRIPTION

FINANCIAL DISCLOSURE REPORT

m. NON-INVESTMENT INCOME. (Reporting individual 1111d spousc; S«pp. 17-24orr.1o1181ns1rucuon1l

A. Filer's on-Investment income

0 NONE · (No rq>o<Uble noo·inV<Slm<"1 oncomc )

I.

2

3. 2004 Ballenger, Barth&. Hocrer, LLP (per aarcemen1 for interest in law fim1·See Pan II

Oatc of Report

l/1112005

GROSS ll\COME

(youl'S,not J 'J)

55,825.00

B. Spouse's Non-Investment Income -(lfyou wm: mamcd durin&1111y pomon of the r<porting)ut, please compktt ll11s secto0n. Dollar 11mo1mt ""' mruored exe<p< ror hononriL)

liZJ N0NE · (No rcponablc noo-in,.eslmcDl income )

) .

(Includes lhosc to spouse Ind dependentcltddn:n. Sec pp. 2S-27 of msuua1ons)

0 NONE · (No sucll rq>onablc rcimbul$Cll1<1l1')

I,

SOURCE

SC 1"rinJ Lawyers Associalion Aug S·8, 2004, Hilton Head Island.SC ..attended S.C. Trial l,a\\'YCll Assoc Convcntjon (lodaina)

QFBCR!fYOQN

PCOG. LLClnote & mtg./limited liabilicy

VAUJECODE

FINANCIAL DISCLOSURE REPORT Name of Pers.ori Reponing Date ofReport

Harwell, Roben B s11 inoos

V. GIFTS. (lncludc:s those co spouse and dependent childreo. See pp. 28-J I of inslructions.)

NONE (No such rcpon"1>lc gifts.) -

SOURCE pt;SCR!l'JJON

I.

VJ. LIABILITIES. (Includes moseor spouse and d<PMdent ehi!dren. See PP 32-34 orinsuuctions.l

0 NONE - (Noreponablc liabilities.)

CREDfTOR

I. First Reliance )

N ame o f Person Reporting.

Harwe ll, Roben B

Date o f Repo rt

511112005

A.

I. Charles Sch wab/S we ep Acc t

2. Common\V B

J . Commo n \VF'C

4 . Common AL V (X)

5 . Common R& H (X)

6 . Comm onTSFQ

7. B B&T AccJS

8 . First Rcliance Accts

9 . Han. , e u Farms & Investment 12112% 12 13 1104

10. Harwen P'ro-perties, lnc. J 2 112% 12131104 compi l ed

J I. llruwcll Oc.,.cl Co .• J ne. 12 112% compiled 1 213 1/04 $S2M

) 2. PCDG, LLC(I O %) 1998 & 2000 $ 32,000

Charles Schwab IRA #I

· C Mh fund

-DFA Intl Small Co Pon

16 . -DFA Val u e Ill Pon

17. · DFA Large C ap I ntl Port

-DFA Lwge C ap Value Ill Pon

( Sro Col wm1 C2)

F

v c lJqck V "llluo:

B

0

0

v

(I ) (2)

Alll<lWll Type

interest

O h r idend

Dh·i dend

Dividend

Di vidend

B Dividend

E Interest

c Jnreresc

None

F Dis tribu1ion

Oistributio-n

None

B Dividend

• O W..

reporting pcti c.d

( 1 ) (2) (1) ll no • cmpl from dis ek'l!ntrc

( J ) (4 )

V lue Oain M<d>Od bu>·· sclJ, Code?

rne r aer. I (A-' "

T

J T

J T

L

0 T

N T

K u See a dditional

K u See a dditiona l notes (I)

Sec add iti onal

K R Sec a ddit ional

M T

c D E

w ,... £ 1lmated

FINANCIAL DISCLOSURE REPORT

Pagel ofS

VII. INVESTMENTS and TRUSTS ••income. value. trllllscatioos (mcludes those of the spouse Md depeudem cl1ild:rcn. See pp. 34· S1 or fibns ins1nic1io1ts..}

Oescnp<ioo of Asseu (induding trust assets)

Place (X)'' after each amt exe*"P' from pnor disclosure

u. lnwntie during

reportfoc pcOOd

(e.g. Cod<l div. nmt. or (A ·HJ inl,)

c. Gross va)

Value Co6c2 (J-P)

ue ai eod of

Va

<.:IX.le> (Q-\V)

o. 1'ran3:)CltOlU du1intt 1q1ortlnJi. pcnod

(2) Type. (e,g. Date:

Month· Cade Oaf \)·P)

1'<!dem ioo)

(S)

lden111yof bvytrfi.ellcr (ifpri\'Atc l1i\nS;1>!tion)

DNONE (J'-'o reportable iocome. ll$.$Cls. or trannC1ions)

c

A

M

K

T

T

JA

A

A

T

compiled SJ IM notes (I)

S21M

B L u notes (1)

13.

notes (1)

14.

15.

1 8.

I. Income/Gain Codes· A ... S l,000 or leM -s1,oo•..S2.soo = 12.;-01.s .ooo ... SS,00 I ·5 I 5,000 = Sll.001 ·SlO.OOO

(Ste: Cotumn$ 61 and 04) • SS0,(101- 100,000 ... $100.001-Sl,OOO,OOO Hl =l-1,il00.001.S.S,OClO,OOO H2 - t\!c,:m,: 1h 11 SS,000,0(lfJ

2. Value Codes: s "'SIS,000 or le:;s K = Sll,001-$50,000 L =S50,00l-SIOO.()()(} M r. SlOO.OOl ·S?..�C>.000

(Sec:Coli Cl and 03) N • S25-0,000-SSCIO,Ot>O - ssoo.001.s1.ooo.ooo Pl =SJ.000.UOl·SS.OOO.ClOI) Pl .., S .000,0(11.$25,000, 000

n =s2s.ooo.001.s.<o,ooo,ooo P' = St.it!rc: th:l.P $50,000,CICIO

3. Vatu..-f\{i:tllOd ('odes Q =-AppraiS;1! R ,..Cost (Real !::state Only) s -/\$St$$mcr'll T =C<!:s;?ifM.arke1

A.

) 9 . -DFA US Larae C o l ns tl lndex Port

20 . ·DF A US S mall C up Port

2 1. ·DFA US Small Ca p Value

22 Charles Seh"'lb IRA 12

23 . .Cash fund

24. -DFA Ind Small Co Port

2 ; , -DPA In Val ue 111 Po n

26 . -DFA Laig c Cop Intl Pon

27. -DPA Larae Cap Value Ill

28. -DPA US Lg.Co. Inst Index Po n

29 · DFA US Small Cap Port

J O . -DFA US Small Cap Value

31. Cllatlcs Schwa b IRA# J

n . .Cash fund

33 . -DPA U S S mall C op Pon

34. Tru sl # 1

JS. - BB&T Corp

36 -VangUllfd Jhort·tmn tnoswy

1.naimtKimi Ccdiu A B

f

(Seoo Col u 1nn C2) u .. Book V 31ue v

Nome or P erson R epontng

f laiwell , Robert B

a. c.

- - _ .......

(I) (2) Cl) (2)

......... . °fll" 1•1 Code I

oit)

c Oivtdcnd N T

D1v1dend K

c Dividend M T

c

D.

Date of Report

$111/lOOS

(I) If llQC exempt front dudo:sur c

(l) ()) ( 4 ) o.c. V.tluc Gm

bu) , 1en, Code2 Code merger, Doy I (A·

'"

S ee additional

D e

.. Otltc:r \\' = l:: stit::uLted

FINANCIAL DISCLOSURE REPORT

Page 2 of S

VII. INVESTMENTS and TRUSTS

of-,........,.,.,. ......)

Place "(X)• after taelll Wtc tulUpt '""'m. pnor di"b111"C

I •SJ.000 or less

(Sc ui.-tu w 04) -SW,OOl-SI00,000 0

l. Vaf1110CJdU -Sl,,000 or less <

(Sec Colum°' Cl 111)Cf 03) N "'$l56,DC)()..$.S00,000 0

P3 •S2S,OOO.OOl·S:;o.ooo.ooo

l v :1.11� t.4cthl>d C<.1d1t11 Q Appr;n I R

lllCOllW.... Grou \U.Jt M �aid ol

VL'u< v.iuo div TCl\1 or Code2 ?>.kthcd

(A ·H) ll·P) Codd CQ·W)

A T

•ROOl·Sl.500 •Sl.501-S�.OOO -SI00,001·$1,000,000 HI •SJ.OOO.OOl·SS.000,000

• Sl!,OOl·SS0.000 L •SS0,001-SIOO.(l(}(I

•SS00,001-SI ,000,DOO Pl • Sl.000.001-Sl.000,000

TnlllACIMJnt ._.., rrpol1.Jq pcnod

(S)T)'P': (c I tclcnritY or

MOQ!h• buyer/seller

(J·P) (1fpno;;tt�rcdcm1ma"l lnl\s.KU<lnl

noll:s(3)

• ss.001-m.ooo .. Sl5.001-S50.000 tu - MOR <bar:. SS.000)000

M • SI00,00I·SlS0,000

li'2 • s .ooo.01H.,2,,ooo,ooo 1'4 .. sri-i«e than S>0.000,QOO

•Cost (R..I Et1•1c 00\l)') s ,,. Assii:S$RX:lll ,. Ciljt\/Maiktl

A.

37 RIC!ll .. d County Zeto Iii/OS

31 Bcr1tclcyC.O SCZcro6/l/l2

39. C lc.nisoo Uni versity, SC Zero 5/111 0

40 P ·icdmont Mun. Power Zero 111 /0 8

41 Piedmon1 Mun.PowtT Z<ro l/l/13

42 Piedmont Mun. Pov.10t Zero V i m

0 P.edmont Mun. Power Zero 111/l J

44. Piedmon t Mun . Power Zero J/l/I S

4 S. Richland C.O. SC Zero 811/09

46. Rlchlllld Co. SC Zero 1/1 .97

47 . SC Zao 111112

4 8 . Th 1ec Rivers Solid Zero t /l/09

49. Three Rivers Solid Zero I/Ill I

so. Th= R iven Solid Zero 1/ l/12

SI . Tluu RJ\-.n Solid Zero 111113

l2 OF A TL' Man U S Mktwdc

l3. Rene a! Propeny #I, N Myn le ll cach, SC (2003, $238,600)

54. Rcnt•I Propeny #2, Snowshoe, W . VA (2003

I .... .....a- Colca: A B

C oditt.

( St e Column C:!) *' Oo<ik Val;w

Name of Person RePClf'tifl&

H arn-ell , Robert. 8

8. reporritt.g

ptJlt,ld

(I) ( 2)

Type

in•)

B lnic-rcst

c Interest

B lmercs1

l nlerest

I nterest

lnDCrcst

lntcrat

c ln1e 1 cst

B ln1cres t

lntem l

ln!trcst

[ftt(rCSt

B ln tc rcSI

B lnttfCSI

B lnttrcs.1

Di>·id<nd

D Rent

D Rent

c.

Rpor1lRI pe riod II) 12)

L T

L T

L T

J T

T

K T

K T

L T

L T

T

T

T

K T

K T

K T

K

M R

M R

c

D.

Date of Rcpon Sil 11200S

( I) It no1 exempt lrom 41Mctor:i11c (2 ) (J ) ( 4 ) ( $ )

Type: ( eJ . V11hic On.in tiuy, sell , Cock2

I ( A -"'

Sec ditionaJ no ec •2

S<c oddrtional

Sec addit i onal

Sec •dditlo naJ nOICS (S)

D E

= O ther = Esu mat cd

FINANCIAL DISCLOSURE REPORT

Page 3 ofS

VII. TNVESTMENTS and TRUSTS

Ots1.'1'1p<IOl'l of Assets (uxfud1A¥trust assc:CJ)

Pl1Mic (X)" fter cad! Hc:I e:oi:crnpl ft'om prior dlSCIQ$UfC

Sl7S.OOO)

•Sl,OOOor l<w (S.. Coei.-s Bl .id D4) F : $50.001-\100.000 0

l ValU. J a $1$,000 orln.1 K (Sc•ColumnsCl and Ol) N -Sll0.000..1500.000 0

PJ. .. s2s,OOO,OOl ·S.S0,0001000 3. VJilu" Mclhocl Cl)de11 Q =Appr111YI R

u v

ltlcome diriQc

""''"'"' (c I Code I div rcnl oc (A ·HJ

A

A

A

A

A

c

A

A

•Sl.<JOl-SUOO

... SJ00,001·,1.000,000 • Stl,OOl·SS0,000 • SS00,001-Sl.000,000

G10;9.1 \� ac end of

vu.. Value Codd Mc:lh.ocl (l·P) C00•3

CQ-W)

J

J

L

K

T

•S�l-S .000

HJ - Sl,000.00!"5j,OOO.OOO

t •.Sj0,001-SlOO,OOO

Pl • .11,000,001-JS,OOO.OOO

Tf'M..<Qctions ch::Ji:IF �01 pcnod

Oii.t�: lde1.0I)' of Mooth- coo, b\lycrl llcr

�r;tr. Doy (J-P) (1fprw1lcrcdcmpUOl'I) UV1511Clt0n)

no1c •2

note #4

• SS.OOl-SIS,000 •Sll.001-Sj0.000

Hl -MOR da.all SJ.000,0C'lO M "'SIOO.OOl·S.?S0,000 Pl -s .ooo.001-s2s.ooo,ooo

.. •SMwt lh:m $,0,000,000 = Co6t (Rea.IUtn•c Only) s • A.sscssm«1t

.,. ... 0.JthlM11rkt1 w

/\.

SS. Davi d W . I larwell & Sons Prop . LP (Ch ell)' Grove

S6. ($243,000 UllC rerum 2004)

S1. Aormoc , SC (25 % purchase o f prC:VIOUI

SI. panncr'sontct<tl }

59. Ccll<s• Fll nd ,.

60 . .Colle1< &.ind Fund

61. · Bank of America Stmlc gic Grow th

62. ·t..iid Cap Brown Port Class A

63. -Small Co Pon Cius A

64 . · Bond Pon Cl ass

6S. Ccll<s< Fllnd 12

66 .Collcic &.ind Fund

67. ·Bink or Nncrlca Stmcgic Gro"'1h

6 8 . -Small Co Pon CIOM A

69. .. oond Pon Clan

1 0. - M i d Cap G rowlh Pon Cl,.s A

71. """ " Flo..,,ce, SC 1999 S l2S. 000

n . CUsoodial Aed f l "(X)"

B

Name of Pers no RepC'lfting

U arwc\I , Robcn B

B . c.

_ ,...... -ponod

11) (2) ( I) (2)

-· T> ...

ait. )

None u

A Ren I

A Omckod T

A Drv1dtnd K T

None R

D1v1dcnd l T

c

Oat c o r Repon

511112005

(I) 11 .. ftoin ddciosutt

(l) ()) (') ($) 11 .... v.i .. Ga:.n tCer:ccy-of

Codcl Code mcrp;r , °"' I (A· 1 editm l) l I OR) "'

See ad di1 ional

Sell 9-22 L E B allenger,

D E

U - Boo k Valoc V • 0Lh e 1 \\t • Esl1m:11e d

1

FINANCIAL DISCLOSURE REPORT Page 4 of 5

of-<.......i.s-->

PllCt ixr after t•b as.setC..1;tmpl l'tocll ""°' d11doMire

Beaol\ SC 49%

l. tncomo'Oain Codiu A •$1,000«kH

(.SCc-C°oflloMlll 81 Md 1>4} t' - SJO,OOl·SI00,000 0

2. Valu C'odl."I • SIS,000 orLeu K

(Sc:'-' CoJ11mnt Cl 11Def 03) Ii ... s25o,ooo.s oo.ooo 0

b:lcmwd111., Gross' . aid ol

l•• Va.'uc \'ai!Jt Cade! di., ter1 or Code 2 �{cthod (A•H) (J.P) CadeJ

(Q.W)

M

I(

M

A

-1 1.00 • .s2..100 • S2..$01-SS.000

.. jJOO,OOl·Sl,000,000 HI •$1,000.00J-$,,000,000

-IU,001-SlO.OOO L ""$50,001-1100.000

• Slll0,001 ·I I .OO<l,Cl<IQ Pl • Sl.000.001-Sl.OOO.OOO

D. TIUYCtlCU du1llf rcport111C pcnod

Type (CJ. buy,ae.11, Mond>· >'Cflscll«

(J·P) (ifpriv:ue crarua.ction)

notes (1)

Barth &

• u.001.m.ooo • SIS.001-S;-0.000

HJ -Mu10 t"-" $.).000,000

M • Sl00.001-Sll0.000

Pl • SS,000,00l·llS,000,000

P'.\ - S2S,CI00,00l·S .ooo.ooo

Q • Appr<n.s.1

=$Mon: d·.an S 0.000,000

l. Vnh•'-' Mc1hod C'ol.1M

(S<c Cohin1r1 Q) R • C.O.t (Rql E o111 Only) S -AU1.�,"'1mt'.nt T Caj:l1/Marlce

Name of Person Reporting

Han\·en , Robcn B

D a te o f R eport

511112005

VII. INVESTMENTS and TRUSTS ·· inco me. va t ••. tnl\SC."'••1 f include; mosc of the spou;e and depend••• c1 11 1 <1ren. see pp. l •·S1 offiLing u.sm lioos. J

o.

reporting pern,d

(I ) (2) (I) ( 2) ( I) 11 t 1 01 exe1np1 ti'om d1M:loso r c

(l) ( 4 ) (5) 1 v .i.,.

di\•. rai\.iX b uy, s e U , Code 2 i 1 ll .)

7 3 . - Common T SF O

7 4 , Cus 1 0<l i al Acct #2 " (X)" Div idend J T

7 5 . -Common TSFG

A ll c D E

f G

)( L M

C m t{

.

(S e C olutnt1 C:?J u = Book Value v = Ocher w = Estimated

FINANCIAL DISCLOSURE REPORT

Page S of S

A.

Description <>f A$5Ct.s (Including tru$l aS$cts)

Pl1 ee "(X)" aft� each aue1 exempt ftoot priOJdi$l;IO�•ltC

o. Income durmg

""""'"' iype. (t. . Code I (A·H)

c. Orou \·a.Jue llt end of reportins period

Value Value Cod<2 �1cthod

Cod.el(J-P) (Q-\V)

Tr:uumclioru dw-mg reporting period

Type (e.g.

merger. 1cdernpcion)

\2) Oa.1it": tdcnlily of G-i.i.n t-.fomb- bllY\-"T/$C::lh:r Code Duy td'privateI (A•(J•P)

U\ 1T;i.ru111;.;1i()n)

A

I. Jncome!Oai'.n COOe.>t.. =$1 ,000 or Jess • Sl ,(X>l -S2.SOO - S2,.501-S5,000 ... SS,OOl-SlS,000 -SIS.OOJ.$50,IJ<lO

($ccC1>lumnsBI lllld ) ... SS0.001-SJOO,OOO -i100,oo,.$1,ooo, ooo HI • $l,<lOO.(ltlJ·S5,000,000 H2 -MOf<: 1ban SS,000,()()()

2. Vl.11,91.: ('odes: -'Sl5,000orkss =Sl5,00l·SS0,000 =SSO,OOl·SIOO,OOCI -=.$100.0014250.000

{St:c olu ns Cl and 03) • S250,000-$500,000 0 = S500.00l·$1.000,000 P l = Sl,OOO.<lCll·SS,000,000 P'2 :: .S5.000.1)0l·S2$,000,000

Pl =S2l . 000.00J .SS0,000.000 P< • Sf>.it111c: thit!l SS0,000,0('10

J. V"lue Method Codes Q =APP1<1isal R = Cos1 (Real EStl)te Only) s -t\S&tssmem , . .. Ca$hiM.arkC1

Nam e of P erson Report i n g

Harwell, R ob< n B

i i

FINANCIAL DISCLOSURE REPORT

VTll. ADDITIONAL INFORMATION OR EXPLANATIONS

(I) Ch"nacs in value were due lo Lhis years rcporung being completed b)'CPA

Dateor Repon

51\ 111005

(2) Re-issued existingbond into two bonds on 9129/04.

(3) Inadvertentlyomitted in l st ng of MSCU in prcviou.s year's reporting.

(4) lnadvenenUy reponcd as maturil)' d&1e of 21111 s inmlMl of lfl/IS

(S) ln<rtM< mvaloc doc fO $58,000 in tmplO\crntnlS.

FINANCIAL DISCLOSURE REPORT Namcorre�n Rcponing

Harwell, Roben B

IX. CERTIFlCATION.

Date ofReport

511112005

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory prov isions pennitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance witl1 the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

S ignature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office ofthe United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544