financial disclose eport ro rquird y lb• ethis...ne of \ rcing ource and ype .: or reot grss in!me...
TRANSCRIPT
.
i
Batbd.ale, Rhea H U . S. CL or Apps. S lll Cin:uit
4. Tille <Article Ill Judges indlcateactivc orscnior 5 . RcponType (clleck appropriate ! ypc )
(S U.S. C. •pp.§§ 101 -11 1 )
61 1snoos
6. Reporti ng P¢ri od
1
12/31fl004
& . On the basis of the inform::ation contained in this Report and any g
IMPORT ANT
NAME OFORGANIZAIIONIE1''TITY
PARTIES ANP TERMS
c::i r.n C")
)> ...,,_ .....
Q ri1 . -=-
1'11
/
FINANCIAL DISCLOSURE REPORT Repo" Required by lb• Ethics
isl CovcnuneQt Actor 1978 A0-10
Rev.1n004 FOR CALENDAR YEAR 2004
I. Person Reporting (Last name. Fi name. Middle initial) 2. C.ourt orOrganint on ,
magislratc judges indicate fuJI-or part-time) Q Nominalion. Date
U. S. Circuit Judge(Aetivo)
3. Dale or Report
11/2004
toQ fnhia:I @Annual 0 .,...
7. Chambers orOffice Addrus
245 E. capitolSu.ct modifications pcrtlioin thereto, it is. in my opinion. in c:ompUancc with a-pplfcablc laws and qulations.
Room200
Jldcson, Mism.ippi 39201 ReviewingOfficer Date
NOTES: The insuuc<ioM &1XOmp<nyingthb !Orm must bo followed. C<>mpk<call!'°"" �ingthe NONE box for eodl port .where you have no reportableinfon:nation. Sign on Jut pa:ge.
L POSIDONS. · (Reportini: individuolonly;secpp. 9-13orfiling instnlCOons)
li!l NONE - (Norcpo.Ub1c positions.)
POSITTON
I.
2.
3.
4.
...... = =
:::0 '--
n AGREEJ\fENTS. (RcportingindiW!ualonly;sccpp.14-l6ormmainmuclionsl .-..., = m o- ::?.:• <')% C)
NONE - <No rq>o.ublc ••"""""..._> c:l> N rnC> -::o::=
fTI£? o:> <
I.
Name of Pctsoc\ Rcponing
,
SOURCE AND TYPE
O.u: or Report
GROSS INCX!ME
Do ...
SOURCE AND TYPE
• The EYCl)'dlly Gourmet, Inc. ·port time ala
SOURCE
U•iwmty of Alabaml Law Scllool
FINANCIAL DISCLOSURE REPORT
llarbdale, R.licsa H
fil NON-INVE51MENT INCOME. (Rcportlag individu:al and spouse: sec pp. 17·24 of'f'iling instruction&)
6/IS/200S
()'oul'1.. DOC &pousc's)
B. Spouse's No•-lnvestment lncome(IF,YCU were married during lrlY portion oflhe rq>O<ting year,please complclcthis section. __ required Cxcq>I fir llonoruia.) '
D NONE • (No rqionablc non-investment inoomc.)
,t - •
:
IV. REIMBURSEl\1ENTS -tnu\sponation. loclai"" food, mtcnainmcnl
(Includesthose to spouse and dcpmdentchildr=. See pp. 2S-27 or insbUdions.)
0 NONE . <No such repon.hlc '"imh""""""'ts.>
I.
,
pescsrmoN
A. Filer's Non-Investment Income
lilt NONE (Noreponablcnon-inYCSlmmtinoomc.) ·
I.
I.
GlF IS.
DESCRIPTION
DESCRIPTION VALl/t;COOE K
li2l NONE - (Hosuchrqiorttb1cgit1s.)
SOURCE
FINANCIAL DISCLOSURE REPORT
Barlc.sdalc, Rhcsa H
V. (Includes thott to spowcand dependent chndn:n. Sex: pp. 28-31 of inwuetion )
I.
,. . -·
VL LIABll.JTIES. (Include&dlote of-and dcpcndc:ntehildr<:n. Sex: pp. 32-34 of instructions.)
0 NONE - <No Tq>0<1able liabilio > , -
Q!ED!TQR I. FirstConwnercial Bank
2. MBNA
3. a...e
O.te of Report
611512005
J
'Name a( Person Rcponing
Barl<sdalc. Rh<oa H
Date ofRcp<M1
6fl.51200S
-VIL INVEST1'1ENTS and TRUSTS - 1acion"11: , ,....,!IC. t de>m (mcludes 1llosc oft.he $p('IU$C and dcPl!'fldcnJ dtilcS<cn. Sec pp. J.4..SI orf'il ilmructioos.J
"""'1inc period
c. 0. i
rtponing period
(I) (2) ( I) ( 1) ( ) ) lrno l C:lt.Cmp\ fromd
I.
2.
3.
•-
s.
6.
7.
It
9.
)0.
II.
12.
13.
14.
IS.
16.
ExccaliYc Oaks, Ltd. (Soc Section VIII)
Pocan Lane Apes. Ltd. (Sec Section VU!)
UBS FilL Srv. Rosourc:c Mgmt Aa:t. (Sec Section
RHB ,IR,A:UBS rm. Srv. R.trmot Moy Fd. (Soc Scciion VIII)
RHB IRA: Amer. Fds OIOW1h Fund or Amer. Mut. Fund CA
Time Woroer Inc. Cmn. SIL
AIM Scl. Equity Fund a A
Amer. Fds Growth Fund or Amer. MUI. Fund Cl A
IUjB IRA : T""" WatD1:Jt, Inc. Czm. SI"-
Picltwicl: Group. LP.
17. -IRA: UBS Fin. Srv. Rtmnt Moy Fund (Sec Sccnoa VUI)
18. ; Aim Blue Clip Fund C B
Type
int.)
None
J
A Dividond
J
A Dividend K
None
A K
L
None M
J
Nooe · J
M�hod
R
T
T
T
T
T
T
T
T
T
(2) Type , .... °"'"'
Monlh-0.,.
n l
Foreclosur 03/03
03/01
(3) ( 4 ) (5) Val...e Gain ••
Cod<2 C4dc · ... (J - P) I
Ml
J A
-FINANCIAL DISCLOSURE REPORT
Page I of4
Dacriprioo o( "'(illC'luding tnlSI USCU)
B. Jncomc durin; Gross Vllue • end of Ttansacbons dur na reporting period
Pl#Ce -cxr after each .Net exempt trompriordilclosu.rc
VIII) :
·
Amount c.... va1,. Codcl dlY. ft:M. or Cod<l (A-.H) (J-P)
A
J
A
K
Value
C4dcl (Q-W)
buy.Kil ..._.
c
Sell
ldcntil)'O(
(A- (i(privaic &nnAction)
L •�ait1 Codes: A • Sl.000 « lrss B •Sl.001-$2..SOCI c •$1J01-S:S.DOO D -ss.oot..SIS.000 E .. SIS.CJOl.S.SO.OOI•
tSecColumn.s.BlandCMt f •SS0,001-.1100.000 G •SIOO.OOl-Sl.000..000 HI -Sf..()()0.001..S.S.000.000 H2 •Mon.: 1bn SS.000.000
2. Vatur: (Ades;; J •$1.S.000 or less K -SJS,OOl-S50.000 •S50,00l-SIOO,OOO M •$100.00t-S25<).000
(S«C'.olutmSC"l•D3) N -szso. ssoo.ooo 0 • SSOOJIOt-S 1.000.000 r1 -s1.ooo.001- .ooo.ooo P2 -s.s.ooo.001..s2S.OOO.COO
P • S?S.000,001..SSO.OOO.OOO Pol • SM0tt th3ll s.50.000.000
.l. Value Metliod Ccxb Q ·A��I 1t ·<'°"(Real Esw..:Onlyl S •ASsesSmn1t T •C.ash/M:lrltet
(!-."t' Colu1rioC2J ll = Boo1:: Valui:- v = ()1h:r \\' • fu.tim;.i.tcd
I I r r r r I
A.
Name orPer1on Rcponing
Barlcsdale, Rhcsa H
.. c. o.
Dall: orRcport
611512005
n:pott in; period ..,.,,,;ng period
(I) ( ? ) (II C l) ( I) If "°' exempt from d*1na'n::
( 2) (l) ( 4) (S) Tn>< Value Type (e.g. Value Gain buy. sett. ('odol inL)
19.
20.
21. Ama. Fds I.lo. Fund of America Cl A A Dividaod
22.
23.
24. UBS Global Equity Fund Cl B None
15 . RHB IRA; UBS Global Equity Fd Cl B None·
26. d A Dividend
TT.
28.
29.
30.
I.
32.
33.
34.
36.
Edell 8 ;..clcnce Crm Stk
RHB IRA: Aim Select Equity Fund Cl B
f!deo Bioscience Om Sile.
IRA: Thne Worocr, Inc. Crm Set.
-IRA: Aim Select Equity Fund Cl B
.
Nooe
Nooe
N-
None
.
None
MC1hod ('ode2 Codcl ....
reckmpOon)
J T
J T
J T
K T
. . .. . -
J T
Sell 03.l:ll J
J T
J T
Sell 03.l:ll J
. .
Cod< ) ( A• Hl
'
·FINANCIAL DISCLOSURE REPORT
Page2 of4
Incomedarin1 Gnm vaJ11e al aid of Tr:ansac:tions dllri1tg n:poni1t1 pieriod Dcsc:ripclot1 or A»d•
( l.cludif\S trustlSMlll)
Pbcc•(X)" after ach UICI ucmpt f.n>mprior lld::lostlrc
A.....,I (<.g. Value Dale ldcnt:hyofdiv. ttnL CW
(A·H)
.
BlRk Amer. Fd.s OroW1h Fun or Am. Mut. A
35.
' ..
('ad< 2 Mooth-(J.P) Day (l•P)
CQ-W)
' -·
l>uycr/sdlcr(ifprt'vale tn�ion)
I. l aill Codes: A • S LOOCI or IC"A 8 •Sl,001-S!SOO C -SS.OOO D •$..'i,001..SIS,000 F. •$15.001-SSO,OOO
JSecColunmsBI aod 041 f cl.S0.,001..SI00.000 G • S I00.00I..S1.000.000 Ill •Sl.000.001..U.000.000 H2 •Morc:thanSS.000.000
2. V alYC (".Olb;; K •SIS,001-SS0.000 l •SS<>,OOl·SI00.000 M •SJ00.001-$2$0,000
( Colurm!i C'I and 03) N ...S?.SO.CXX).SSOO,IXXJ 0 • SS00.001-S 1,000.000 PJ • Sl.000..001�.000.000 f"2 cSS.OOO.OOl-S25.000.0CJO
1•.t • Sll,000.001 .SS0.000..CIOO p..: •SMoredlan SS0.000.i.JO
. ValUC" ko.tcthoJ C!Kb 0 • Appraisial T • CashfN.atlu:t
fStt Cc umn C°2) 1J • OU!\t Value \\' • Esum:ncd
•S't-50f
N ame of Ptr$0n kcporting
Barksdale, Rhcsa H
0.. b: of Report
6/1512005
· Ill. IN'VESTMENTS and TRUSTS -- inoomi:. wJue. rr.in$t io ns ( ilkiudcs rh oseofW .rpou1e andd cpcnde7!1 childrm. Sec pp. J4-S7 or fiJiog insuuc'Cions. >
A.
37.
38. U BS Fin. 5"' Resouro: Mgmt Aa:t. (See Section . I
39.
40.
41.
42.
43. RHB IRA: Aim Ba$ i c Value Fund 0 B
44. -RA: Aim Basic Value Fund 0 B .
45. Amd. Fds llalacced Fund Cl A
46 . -Fds Capilal Inc. Builden Fuod Cl A
47. Amtx. Fds Inc. Fund or America 0 A
48. Fm Ccr1m"'cial Bani: Ono Stk
49. RHB I RA: Aim Capilll Dov . Fd Cl B
so. AIM Copitll Dev. Fd Cl A
S I . Amtx. Fds Clpilll Wo<ld Owth &: Inc. Fd Cl A .
52. MetLife Vlliable FlexlDle Ufe Ins. (See Section Vlll)
SJ. • Zenith Equity
54 . • Mdlife SIOCI<. Index
, ..
8. c.
n:ponins period rcportin.a period
(I) (2) (I) Cl)
Amount Type v ..... Codc2 Mahocl
int.) CodcJ
Dividend J
None J T
None T
Dividend L T
c Di K T
c Dmdcod L T
None K T
A Dividend J T
B DMderld J T
B Dividend K T
None
D.
(I) Ir no1 cxempc &om discloisure
Type (e. g.. buy.sd
K>n)
Buy
Sell
Buy
Buy
Buy
(2) DalO<
03/01
0 3/01
03/01
03/01
03/01
. .
( 3) Value
Codc2 (J·I')
J
K
J
J
K
(<) (5) c.io Code I (A· " '
.
B
= A5Sll..m: .. -"' Ap;w:ii�l
-$'-JO I -'$.000
FINANCIAL DISCLOSURE REPORT
Page3 of4
Oexriptioo or Assets (ilduding1NSI as:setS)
Place '"(XJ" af\cr cacti asset eaetnpt liomprior"
- VII )
-
..
t.ncomcduring Ctoss vaNc 111t end of
ee,.. v.i.., Code I div. tent. rK (A·H) (J·P)
IQ-W)
A T
-
J
c
L T
·.
Tl'WflaWons during �lng period
""""'"·
. -··
MoolO·
Day
Identity of ....,..,...... cirpri"* b'lnsacdonl
I. lnaimd(iaiin Coda: A - Sl.000 or ln:s 8 ..S 1.00 I ..$2.SOO c D -S..".001..SIS.OOO E •SIS.O<ll ..S.S0.,000
1Scc Columm. Bl and 04) F • S.W.001-$100.000 c; -s J 00.00l-S1.000.000 HI • Sl.OOO.OOl·SS.000.000 H2 -= More tban iS.000.000
2. Value C.odC'S: l = $1S.000orkss K cSJ5.00l..S50.000 L - S.50.001 ..S:I00,000 M • SI 00,001.$250.000
(SttColumm. C'I aad OJ) II =S:?S0.000-S.SOU.OOO 0 ""S.SOO.OOl..S1.CXJO.OOO Pl •SI ,OOO.OOl·S:S.000.000 P2 -s.s.om.oo 1-Sl:S.000.(X)()
PJ = S'lS.OOO.OCU-$$0..00l>.(J()O •• • SMorc W11: SS0.000.000
). V:iJue M<:tlllod C"odes Q k =C't�(R4'ill �1a1c: Unlyl s T • C:ash/�tark.ei
CSee ll,.Ulttl ("2) ,, .. llol>l V2luc • °""' \\' = E:stinlol�-C
Barlcsdalc, RhC$I H O;,.t.e of R q>c>rt
6/ISl200S
'\ru... INVESTL\1E.NTS and TRUSTS - i:fl(X)nle., v;).ruc:. !nn11C1 rions ( includes those of the- ll Jl'OUSC' ad dcpc1tdcttt childrci. S« pp. 34-$7 or GJing insb'uC'tinns,J
SS.
S6.
S7.
sa.
S9.
60 .
61.
62.
63.
A.
ng
- MFS Tcal Raum
- Fidelity VIP Eq Inc
- SSR LO Cap GR
MassMutual Flexible Variable Ufe Ins.
- Oppenheimer Globol Securities
- Fiddity VIP Con!nf\md
- T. Rowe Price Equity Income
- Funds Growth Income
.
a. c. D.
n:potting period rtponfng period
(I) ( 2 ) (I) fl) (I ) ii' aoc exempt from di (ll (3) (4) (SJ
Type Type « ·=· Vallie Codc2 Code (J-P) I (A·
N one J T 12121 1
'
... -
.. ('.ashft .. rtct
:r.'INANClALDlSCLOSURE REPORT
Page4of4 N.amc or Pc.n;on Report.inc:
l>cscriptionof Assets
(itieludi tNst asst:U)
Plooe9(X)"aftereach 1sse1 eitempC frocv prior discJosuR
-MMLEquiiy
Income Jurins Gross vilQC atendof T.......aiOftS dllritlg ""'°""" J><riod
A"'°""' (e.g. Value v.iue Dai.: GUn Identity or CodeI div, n:nL or Codc:2 Mahod buy, sell, Month- lcr (A·H) m1.> (J.P) C4*J ""'l:". Day (ifprivate
(Q.W) ion) H\ tra.n,_tioo)
.• ...
Buy
I. lncutndGaiwl('oclcs: A -SJ.OOOorkss H • $1.001-U.SOO c •$2.501-SS.OOO D • $$.001.SIS.OOO E • s1s,001.sso.ooo
tSceCol.unwasOI :indl)q) F =S.'\O,OOl·SI00.000 G .s.$100,0UJ.$1. 000.000 111 •St,OOO.,OOl-SS.000..000 H2 • More ih.'lfl SS.00 0.000
L • $$0.00l·SIOO.OOO M • $100,001-lliO.OOO 2. Valtac C'.oi.1d: J •SIS·.000(11' K c SIS.001-$.S0.000
-s�.001.11.0l)()J)l>O Pl c Sl.OU0.001...SS,CXI0.000 P:? • SS.000.001..SlS.000.000 (Stt C'olutn11$ Cl and 0.\) N = S:?SO.OOO-SS00.000 0 P:.l • S'.!:5.000,00l ·SS0,000.0UO f"4 =SMorc than SS0.000.000
J. Valut' �lethodC'adcs 0 =-Appntsal " -c·Ml <1ot�"\'11 Esta-.: OnJYl s =Allscsstn.•n1 T
f:-.tt ( 't'llunn C'2) U =lklot v a.lue \" = ()t)11,., \\' ao. (;$1insatcd
6.'l S
Name of Person Reporting Date of RcponFINANCIAL DISCLOSURE REPORT
Barksdale, Rllcsa H
(lotiicatc part of Report.) vm. ADDmONAL lNFORMATION OR EXPIANATIONS
Continuation of Section Vil:
l!J<cculivc Oeb, Lid. ·Two offlCC buildings; Jacbon,M�i; I!ISS; $25,000; wu limited por1Der
Pecan Lane Apanmcnls, Lid. -Inverness,Misslssipp 1984; $13,980
"RMB IRA •• Rhcsa H. Borbclalc IRA .nib UBS ruwicial ScMces; Jacbon. Mississippi
-IRA11 --...riRA with UBS Financial Services; Jackson. Mississippi
MetLifepolky dale.is 03/28/97; not • .,..., previously ohny need IO Rpoll
, . . .....
: .
·.
I certify that all information given above (including information pertaining to my spouse 8!'<f minor or dependent clu1dicn, ifany) is accurate, true, and complete to lhe best of my knowledge and belief, and lhat'l!ny information not reported was
.withheld because it met applicable statutory provisions pennitting non-disclosure.
I further certify that earned income from outside employment and honoraria and lhe acceptance of gifts which have been reported arc in compliance with the provisions of 5 U.S.C. § 501 el seq., S U.S.C. § 7353, and Judicial Conference regulations .
FCNAI'lCIAL DISCLOSURE REPORT tl••neofPcnoa Rq><><ting
Bubdale, Rhesa H . . .
IX. CERTIFlCATION.
6/IS/2005
Si
.. . .•..
NOm ANY IND 0 KNOWINGLY AND WILFULLY FALSIFIES ORF AILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
. . ..... . ..
FILING INSTRUCTIONS
Mail sigJ1ed original and 3 additional copiesto:
Committee oo Financial Disclosure .. Administrative Office ofthe United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544