List 5: Qualifications recognised for Category Ill FSPs

0 Q.l

z i! 0 ... z c c c 0 c Ill 0 c ~

0 0 ~ 'ii .'!::: Ill ~ ~ :I ~ ii "C u Ill :I .'!::: I!! !E u

.'!::: t; <C .... !E u

iii t; .5 VI iii a a .5

1 2 678 BACHELOR OF COMMERCE: ECONOMICS 8 UNIVERSITY OF JOHANNESBURG 73773 6 432 G G

685 NATIONAL DIPLOMA: ACCOUNTING 37 DURBAN UNIVERSITY TECHNOLOGY 72209 6 360 G G

BACHELOR OF COMMERCE FINANCIAL 691 MANAGEMENT 13 RAU 18974 8 160 G G

BACHELOR OF TECHNOLOGY: BUSINESS

694 ADMINISTRATION 8 UNIVERSITY OF JOHANNESBURG 73811 7 480 G G BACHELOR OF TECHNOLOGY: BUSINESS

694 ADMINISTRATION 36 CAPE PENINSULA UNIVERSITY TECHNOLOGY 78684 7 480 G G

698 BACHELOR OF COMMERCE: MANAGEMENT 15 UNIVERSITY OF WESTERN CAPE 7281 6 360 G G BACHELOR OF COMMERCE: FINANCE AND

703 MANAGEMENT 12 UNIVERSITY OF KWAZULU-NATAL 79006 6 384 G G

NATIONAL DIPLOMA: MANAGEMENT

718 (FINANCIAL PLANNING) 57 SOUTHERN BUSINESS SCHOOL 57222 6 360 G G NATIONAL ADVANCED DIPLOMA IN

719 MANAGEMENT (FINANCIAL PLANNING) 57 SOUTHERN BUSINESS SCHOOL 79586 7 120 G G MASTERS DEGREE IN BUSINESS

757 ADMINISTRATION 167 UNIVERSITY OF LUTON UNITED KINGDOM FSB0088 0 0 G G

MASTER OF BUSINESS ADMINISTRATION

758 (MAJOR IN HEALTH CARE ADMINISTRATION) 151 NATIONAL UNIVERSITY, CALIFORNIA, USA FSB0089 0 0 G G

760 BACHELOR OF COMMERCE: INFORMATICS 5 UNIVERSITY OF PRETORIA 7069 6 452 G G

Category 3 [Sub Categories Below]

3 4 5 6 7 8 9 10 11 12 13 14 G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

15 G

G

G

G

G

G

G

G

G

G

G

G

Kl G G

G

G

G

G

G

G

G

G

G

G

c:a c:a

z 9 c.> 01 01 <D c.>

(j) 0 < m JJ z ~ m z -1 (j)

~ m ::j m .... 01 )> c (j) c (/) -1 1\) 0 .... 1\)

List 5: Qualifications recognised for Category Ill FSPs

0 .! z .~ 0 c .... z c 0 c c 0 e ... ... .2 0 :s ~

"iii :!:::

3 ... ... ~ "0 ftl :::J :!::: 2! !E ... :!::: t: :,; ....

!E u iii t: -= :::J iii .5 a a

1 2

MASTER OF BUSINESS ADMINISTRATION 763 (OXFORD BROOKES UNIVERSITY) 152 OXFORD BROOKES UNIVERSITY FSB0090 0 OG G

POST GRADUATE DIPLOMA IN BUSINESS 764 ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 76924 7 160 G G

BACHELOR OF COMMERCE (HONS) IN NATIONAL UNIVERSITY OF SCIENCE AND 767 FINANCE 30 TECHNOLOGY FSB0091 0 OG G

CERTIFICATION IN INTERNATIONAL RETAIL INTERNATIONAL ACADEMY OF RETAIL

769 BANKING 153 BANKING FSB0092 0 OG G

MASTERS OF BUSINESS ADMINISTRATION (

770 Heriot-Watt University) 154 HERIOT-WAIT UNIVERSITY FSB0093 0 OG G THE INSTITUTE OF ADMIN AND COMMERCE

774 DIPLOMA IN LIFE UNDERWRITING 131 OF SOUTH AFRICA FSB0099 6 240 G G BACHELOR OF COMMERCE LOGISTICS

775 MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 73779 7 432 G G

BACHELOR OF COMMERCE IN ECONOMICS 780 AND INTERNATIONAL TRADE 17 UNIVERSITY OF NORTH WEST 72773 7 360 G G 782 BACHELOR OF SCIENCE (ECONOMICS) 157 THE UNIVERSITY OF BATH FSBOlll 0 0 G G

BACHELOR OF BUSINES SCIENCE: 784 MANAGEMENT STUDIES 9 UNIVERSITY OF CAPE TOWN 4403 8 576 G G

BACHELOR OF SCIENCE: OPERATIONS 785 RESEARCH AND INFORMATION SYSTEMS 1 UNISA 6059 7 360 G G

Category 3 (Sub Categories Below]

3 4 5 6 7 8 g 10 11 12 13 14

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G IG IG G G G i .

G G G G G G G G G G G G

IG G G G G G G G G G G G i

G G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

15 Kl

G G

G G

G G

G G

G G

G G

G G

G G G G

G G

G G

en it ~ en A 0 m JJ )> z .-i .... (11

)> c G) c en -i c en 1\) 0 .... 1\)

z 0

c.u

~

List 5: Qualifications recognised for Category Ill FSPs

0 GJ

z :e 0 .. z c c c 0 8 0 c Ill ;:: 0 0 ;:: Qj :!::: ra ;:: ;:: ::I ~ ii "1:1 u ra ::I .~ GJ

!E u :!::: t; c( ... ... !E u

iii t; .5 "' ::I iii .5 a a 1 2 3

BACHELOR OF SCIENCE: ACTUARIAL AND 787 FINANCIAL MATHEMATICS 5 UNIVERSITY OF PRETORIA FSB0182 7 360 G G G

BACHELOR OF COMMERCE: FINANCIAL 788 ACCOUNTING 5 UNIVERSITY OF PRETORIA 7059 7 479 G G G

BACHELOR OF COMMERCE HONOURS:

FINANCIAL ANALYSIS AND PORTFOLIO 789 MANAGEMENT 9 UNIVERSITY OF CAPE TOWN 19960 7 120 G G G

BACHELOR OF TECHNOLOGY IN

790 MANAGEMENT SERVICE 34 TSHWANE UNIVERSITY OF TECHNOLOGY 72428 7 480 G G G MASTER OF SCIENCE: MATHEMATICS OF

792 FINANCE 9 UNIVERSITY OF CAPE TOWN 21390 8 120 G G G 793 BACHELOR OF HEALTH SCIENCES 7 UNIVERSITY OF THE WITWATERSRAND 49915 6 360 G G G 795 BACHELOR OF LAWS 158 MAKERERE UNIVERSITY, UGANDA FSB0101 0 OG G G

BACHELOR OF BUSINESS SCIENCE IN

796 INFORMATION SYSTEMS 9 UNIVERSITY OF CAPE TOWN FSB0115 0 0 G G G BACHELOR OF ARTS (SPECIALISATION IN

799 MATHEMATICS) 28 UNIVERSITY OF HAMPSHIRE FSB0116 0 0 G G G MASTER OF SCIENCE: FINANCIAL

802 MANAGEMENT 173 UNIVERSITY OF LONDON FSB0126 0 0 G G G

803 BACHELOR OF COMMERCE: ACCOUNTING 12 UNIVERSITY OF KWAZULU-NATAL 79009 6 416 G G G BACHELOR OF TECHNOLOGY: HUMAN

804 RESOURCES MANAGEMENT 75 TECHNIKON WITWATERSRAND FSB0127 0 0 G G G ASSOCIATESHIP OF THE CHARTERED

808 INSURANCE INSTITUTE 61 CHARTERED INSURANCE INSTITUTE FSB0133 0 0 G G G

Category 3 [Sub Categories Below]

4 5 6 7 8 9 10 11 12 13 14

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

G G G G G G G G G G G

15

G

G

G

G

G

G

G

G

G

G

G

G

G

Kl

G

G

G

G

G

G

G

G

G

G

G

G

G

z 0

(A) 01 01 (() (A)

G) 0 < m ll z s:: m z -I G)

~ m :::j m .... 01 )> c G) c Ul -I 1\) 0 .... 1\)

List 5: Qu<\lifications recognised for Category Ill FSPs

0 Ill

z i! 0 c .... z c 0 c c 0 e ~ 5

0 0 .. "ii .. .. :I ~ > "1:1 ca :I i!:! ~ 2:! !E w :!:: t; ~ !E v

ii ... .5 ii Ill

a a .5

1 2 809 DIPLOMA: INSURANCE STUDIES 62 INSURANCE INSTITUTE OF SA (liSA) 20351 7 120 G G

BACHELOR OF BUSINESS ADMINISTRATION: 810 TELEMATIC 18 UNIVERSITY OF POTCHEFSTROOM 19597 6 384 G G

811 BACHELOR OF LAWS: OLD CURRICULUM 5 UNIVERSITY OF PRETORIA 6877 6 528 G G

NATIONAL DIPLOMA: RETAIL BUSINESS

812 MANAGEMENT 75 TECHNIKON WITWATERSRAND FSB0109 6 360 G G

BACHELOR OF BUSINESS ADMINISTRATION

816 HONOURS 57 SOUTHERN BUSINESS SCHOOL 71930 8 132 G G

817 BACHELOR OF BUSINESS MANAGEMENT 28 UNIVERSITY OF HAMPSHIRE FSB0187 0 0 G G

SOUTHERN ADVENTIST UNIVERSITY,

817 BACHELOR OF BUSINESS MANAGEMENT 181 COLLEGEDALE, TENNESSEE FSB0189 0 0 G G

CHARTERED INSTITUTE OF BANKERS IN

819 CHARTERED BANKER 160 SCOTLAND FSB0188 0 0 G G

BACHELOR OF COMMERCE: ECONOMICS

820 AND FINANCE 9 UNIVERSITY OF CAPE TOWN 4445 7 432 G G

Category 3 [Sub Categories Below]

3 4 5 6 7 8 9 10 11 12 13 14 G G G G G G G G G G G G

G G G G G G G G G G G G G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G G G G

G G G G G G G G G IG G G

15 Kl G G

G G G G

G G

G G

G G

G G

G G

G G

(/)

~ ~ 6 m ~ z .-1 .... 0'1 )> c G) c ~ c (/) 1\) 0 .... 1\)

CD .....

c.> (J1 (J1 co r

0 z c 0

:;:l Ill u !e "ii.i a

13

52

246 281

318

367 369

374

486

595

813

List 6: Qualifications recogDised for Category Ill FSPs for the transitional period only

Gl ';::; 0 :;:l z c c c 0 9 II) 0 0 :;:l 1 ~ :;:l :;:l :I ~ -a Category 3 [Sub Categories Below) Ill :I i I! u .... <( ..J

!E i VI v "ii.i

c

a ..5

1 2 3 4 5 6 7 8 9 10 11 12 13 14 liSA PROGRAMME IN ADVANCED

INSURANCE PRACTICE 1 UNISA 0-71536 6 120 G G G G G G G G G G G G G G ICSA PROGRAMME IN STRATEGIC

MANAGEMENT AND CORPORATE

GOVERNANCE 1 UNISA 71102 7 96- - - - - - - - - - - - -CERTIFICATE: TECHNOLOGY

MANAGEMENT AND INNOVATION 113 DA VINCI INSTITUTE 59449 5 120 G G G G G G G G G G G G G G DIPLOMA: MARKETING 3 INSTITUTE OF BANKERS 20332 5 240 G G G G G G G G G G G G G G ICSA PROGRAMME IN STRATEGIC

MANAGEMENT AND CORPORATE

GOVERNANCE 1 UNISA 7110 2 7 96 G G G G G G G G G G G G G G

CERTIFICATE IN FINANCIAL MANAGEMENT 80 LYCEUM COLLEGE FSB 019 6 60 G G G G G G G G G G G G G G PROGRAMME: RISK MANAGEMENT 1 UNISA 75949 6 108 G G G G G G G G G G G G G G ADVANCED PROGRAMME: FINANCIAL

PLANNING AND ESTATES 1 UNISA 7592 2 7 96 G G G G G G G G G G G G G G

BUSINESS MANAGEMENT DEVELOPMENT

PROGRAMME 75 TECHNIKON WITWATERSRAND FSB 064 7 OG G G G G G G G G G G G G G

FINANCIAL MANAGEMENT PROGRAMME 1 UNISA 7127 7 6 96 G G G G G G G G G G G G G G PROGRAMME IN ADVANCED BANK

MANAGEMENT 1 UNISA FSB0181 7 96 G G G G G G G G G G G G G G

15

G

G

G

G

G

G

G

G

G

G

G

Kl

G

-

G

G

G

G

G

G

G

G

G

z 0

c.> (J1 (J1 co c.>

G)

0 < m ll z s: m z -1 G)

~ m ~ m .... (J1

~ c G) c ~ J\) 0 ..... J\)

List 7: Qualifications recognised for Category IV FSPs

0 J! z :: 0 c .. z c:: ~

c:: c:: ~ t 0 I'll ;:: ;,

s ;, i ~

:: 7ii t: .5 a a .5

1 NATIONAL DIPLOMA IN FINANCIAL MARKETS 52 SGB ALL INSTITUTIONS

9 POSTGRADUATE DIPLOMA: FINANCIAL PLANNING 10 UNIVERSITY OF STELLENBOSCH

9 POSTGRADUATE DIPLOMA: FINANCIAL PLANNING 11 UNIVERSITY OF FREE STATE

9 POSTGRADUATE DIPLOMA: FINANCIAL PLANNING 25 NELSON MANDELA METROPOLITAN UNIVERSITY

11 BACHELOR OF COMMERCE: FINANCE 13 RAU

14 FURTHER EDUCATION AND TRAINING CERTIFICATE: RETAIL INSURANCE 52 SGB ALL INSTITUTIONS

14 FURTHER EDUCATION AND TRAINING CERTIFICATE: RETAIL INSURANCE 52 SGB ALL INSTITUTIONS

14 FURTHER EDUCATION AND TRAINING CERTIFICATE: RETAIL INSURANCE 52 SGB ALL INSmUTIONS

17 NATIONAL CERTIFICATE: FINANCIAL SERVICES 52 SGB ALL INSTITUTIONS

18 FURTHER EDUCATION AND TRAINING CERTIFICATE: SHORTTERM INSURANCE 52 SGB ALL INSTITUTIONS

19 FURTHER EDUCATION AND TRAINING CERTIFICATE: LONG-TERM INSURANCE 52 SGB ALL INSTITUTIONS

22 NATIONAL CERTIFICATE: WEALTH MANAGEMENT 49 INTEC COLLEGE

22 NATIONAL CERTIFICATE: WEALTH MANAGEMENT 69 INSET A

23 BACHELOR IN MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 25 NATIONAL DIPLOMA: MANAGEMENT 57 SOUTHERN BUSINESS SCHOOL 28 NATIONAL CERTIFICATE: WEALTH MANAGEMENl 69 INSET A

29 CERTIFICATE: FINANCIAL PRODUCTS 4 MILPARK BUSINESS SCHOOL

29 CERTIFICATE: FINANCIAL PRODUCTS 47 DAMELIN

30 BACHELOR OF COMMERCE: GENERAL MANAGEMENT 11 UNIVERSITY OF FREE STATE

3 BACHELOR OF COMMERCE HONOURS: BANKING 5 UNIVERSITY OF PRETORIA

34 BACHELOR OF COMMERCE: BANKING MANAGEMENT 4 MILPARK BUSINESS SCHOOL

34 BACHELOR OF COMMERCE: BANKING MANAGEMENT 47 DAME LIN 35 BACHELOR OF COMMERCE: INVESTMENT MANAGEMENT 5 UNIVERSITY OF PRETORIA 35 BACHELOR OF COMMERCE: INVESTMENT MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG

36 MASTER OF COMMERCE: INVESTMENT MANAGEMENT 13 [RAU

37 NATIONAL CERTIFICATE: BANKING SERVICES ADVICE 4[1\t11LPARK BUSINESS SCHOOL 37 NATIONAL CERTIFICATE: BANKING SERVICES ADVICE 52 SGB ALL INSTITUTIONS

38 NATIONAL DIPLOMA: FINANCIAL MARKETS 52 SGB ALL INSTITUTIONS

~ICATE: FINANCIAL PLANNING 47 DAMELIN

R MANAGEMENT PROGRAMME 5 UNIVERSITY OF PRETORIA 46 BACHELOR OF BUSINESS SCIENCE : MANAGEMENT STUDIE5 9 UNIVERSITY OF CAPE TOWN

47 DIPLOMA IN ACCOUNTING TECHNICIAN 63 ASSOCIATION OF ACCOUNTING TECHNICIANS

48 CERTIFICATE IN BANK CREDIT 4 MILPARK BUSINESS SCHOOl 50 BACHELOR OF COMMERCE HONOURS: TAXATION 13 RAU

g

~ :'i

23653

71690

48866

66096

3117

49835

49835 I 66609 66609

48783

66610

49649

57608

57608

16944 57222

57608

62809

21166

16912

7215

62812

58005 16386

3137

313S

62811

48533

23653

57998

FSB027 4403 20402 59829

3093

Category 4 [Sub 1:! ! "tl Categories f u Below)

1 Kl

6 240 G G

7 120 G G

7 160 G G

7 120 G G

6 432 G G

4 140 G G

4 140 G G 4 140 G G

2 120 G G

4 150 G G

4 140 G G 5 120G G

5 120 G G a= G G G

4 120 G G

4 120 G G

6 536 G G

7 200 G G

6 360 G G

6 363 G G

6 473 G G

7 160 G G

8 240 G G

5 131 G G 5 120 G G

~ 240 G G

120 G G 0 OG G

. 7 S76 G G 5 252 G G

5 120 G G

7 160 G G

(./)

~ ~ (./)

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(11

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1\J 0 .... 1\J

List 7: Qualifications recognised for Category IV FSPs

0 ~ 0 z c .... z c

i c c ~ t I .a u il i !5 'ii .s

5 5

51 BACHELOR OF COMMERCE: ACCOUNTING 8 UNIVERSITY OF JOHANNESBURG

51 BACHELOR OF COMMERCE: ACCOUNTING 15 UNIVERSITY OF WESTERN CAPE

54 PROGRAMME: BANKING 1 UNISA 57 MASTER OF COMMERCE IN BANKING ~OCIATION OF SOUTH AFRICA (BASAl

=:[BACHELOR OF SCIENCE' MATHEMATICAL STATIST<O OFZULULAND

ALTERNATIVE INVESTMENT SPECIALIST ALTERNATIVE INVESTMENT ANALYST ASSOCIA 63IBACHELOR OF ACCOUNTING SCIENCE 67 DOCTOR OF COMMERCE: BANKING 5 UNIVERSITY OF PRETORIA

68 CERTIFICATE IN FINANCIAL PLANNING 61 CHARTERED INSURANCE INSTITUTE 69 FURTHER EDUCATION AND TRAINING CERTIFICATE: MEDICAL CLAIMS ASSESSINE 52 SGB ALL INSTITUTIONS 76 NATIONAL CERTIFICATE IN BANKING FINANCIAL SERVICE5 47 DAMELIN 77 BACHELOR OF BUSINESS SCIENCE:ACTUARIAL SCIENCE 9 UNIVERSITY OF CAPE TOWN 77 BACHELOR OF BUSINESS SCIENCE:ACTUARIAL SCIENCE 177 UNIVERSITY OF NATAL 83 DIPLOMA IN INSURANCE(lONG TERM) 62 INSURANCE INSTITUTE OF SA (liSA) 87 BACHELOR OF ARTS 1 UNISA 87 BACHELOR OF ARTS 7 UNIVERSITY OF THE WITWATERSRAND 87 BACHELOR OF ARTS ~STITUTIONS 89 ADVANCED PROGRAMME IN BANK CREDIT 90 DOCTOR OF COMMERCE:INVESTMENT MANAGEMENT u 91 CERTIFICATE: MANAGEMENT DEVELOPMENT llJUNIVERSITY OF FREE STATE 92 MARKETING DIPLOMA ~DUATE SCHOOL OF MARKETING 94 BACHELOR OF MILITARY SCIENCE TY OF STELLENBOSCH 95 DIPLOMA IN INSURANCE(CHARTERED INSURANCE INSTITUTE) RANCE INSTITUTE OF ZIMBABWE 97 CERTIFICATE:BUSINESS MANAGEMENT 106 THE GRADUATE INSTITUTE OF MANAGEMENT AND TECHNO LOG~ 99 ASSOCIATE OF INSTITUTE OF BUILDING SOCIETI 3 INSTITUTE OF BANKERS

100 DIPLOMA IN FINANCIAL PLANNING 3 INSTITUTE OF BANKERS 100 DIPLOMA IN FINANCIAL PLANNING KAPLAN UNIVERSITY 104 HIGHER DIPLOMA IN BUSINESS MANAGEMENT 109 BACHELOR OF SOCIAL SCIENCE:ECONOMICS AND ECONOMIC HISTOR~ WAZULU-NATAL 114 BACHELOR OF LAWS RETORIA 114 BACHELOR OF LAWS IONS 116 liSA PROGRAMME IN RETIREMENT FUND MANAGEMENT 117 BACHELOR OF BUSINESS ADMINISTRATION 4 MILPARK BUSINESS SCHOOL

e "' Category 4 [Sub "ii ....

I > '6 Categories 41 ~ _, u Below]

1 Kl 3095 6 360 G G

7259 6 360 G G

~ 6 96 G G 8 300 G G 6 360 G G

0 OG 6 408 G 8 300 G G

FSB0102 0 OG G

49356 4 150 G G 57639 5 120 G G

4411 6 360 G G 16253 6 360 G G 20412 6 120 G G 14352 6 360 G G

9051 6 360 G G

g G G G

G G G G

G G FSB0103 0 0 G G 36045 6 120 G G FSB0084 5 120 G G 76970 5 240 G G

FSB0178 0 OG G FSB0104 0 OG G 2961 7 384 G G 6875

$.I G

22993 G 76511 G G 61700 )j- G

G)

~ m :IJ z s:: m z -1 G)

~

~ 01 )> c G) c (/) -1 1\) 0 _. 1\)

Ust 7: Qualifications recognised for Category IV FSPs 0 ..!! z ;!::: 0 c: .. z c:

i c: = ~ 0 .@ ... ~ ::1 ..

i • .!:::! i t; .5 a a .5

117 BACHELOR OF BUSINESS ADMINISTRATION 76 MANAGEMENT COLLEGE OF SOUTH AFRICA (MANCOSA)

119 NATIONAL DIPLOMA MANAGEMENT 34 TSHWANE UNIVERSITY OF TECHNOLOGY

I'TIONAL DIPLOMA MARKETING AND SALES MANAGEMENl 129 TECHNIKON SA MASTER OF BUSINESS ADMINISTRATION:TOURISM DEVELOPMENT 76 MANAGEMENT COLLEGE OF SOUTH AFRICA (MANCOSA) BACHELOR OF COMMERCE: LAW 10 UNIVERSITY OF STELLENBOSCH

r¥. BACHELOR OF COMMERCE : MANAGEMENT SCIENCE~ 10 UNIVERSITY OF STELLENBOSCH 1 BACHELOR OF COMMERCE 1 UNISA 1 BACHELOR OF COMMERCE 7 UNIVERSITY OF THE WITWATERSRAND 13 1 BACHELOR OF COMMERCE 11 UNIVERSITY OF FREE STATE 13 1 BACHELOR OF COMMERCE 12 UNIVERSITY OF KWAZULU-NATAL 13 1 BACHELOR OF COMMERCE 14 UNIVERSITY OF PORT ELIZABETH 13 1 BACHELOR OF COMMERCE 140 VISTA UNIVERSITY 13 2 NATIONAL BANKING CERTIFICATE: WEALTH MANAGEMENl 71 ACADEMY OF FINANCIAL MARKETS

IEEAUNG CERTIFICATE (

EALING CERTIFICATE

~ !ACI THE FINANCIAL MARKET ASSOCIATION

EAUNG CERTIFICATE IACI THE FINANCIAL MARKET ASSOCIATION ELOR OF COMMERCE HONOURS: INFORMATION SYSTEM5 UNIVERSITY OF CAPE TOWN

139 FURTHER EDUCATION AND TRAINING CERTIFICATE: BANKING 52 SGB ALL INSTITUTIONS 140 BACHELOR OF COMMERCE 11 UNIVERSITY OF FREE STATE 142 BACHELOR OF TECHNOLOGY: INTERNAL AUDITING 72 CENTRAL UNIVERSITY OF TECHNOLOGY FREE STATE 144 BACHELOR OF COMMERCE: ECONOMICS 5 UNIVERSITY OF PRETORIA 144 BACHELOR OF COMMERCE: ECONOMICS 8 UNIVERSITY OF JOHANNESBURG 144 BACHELOR OF COMMERCE: ECONOMICS 15 UNIVERSITY OF WESTERN CAPE 147 CHARTERED ACCOUNTANT: AUDITING 6 SAICA 148 POSTGRADUATE DIPLOMA: MANAGEMENT FINANCIAL ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 151 BACHELOR OF AGRICULTURAL MANAGEMENT 12 UNIVERSITY OF KWAZULU-NATAL 152 BACHELOR OF COMMERCE: BUSINESS MANAGEMENl 5 UNIVERSITY OF PRETORIA 153 BACHELOR OF COMMERCE: ECONOMICS 11 UNIVERSITY OF FREE STATE

153 BACHELOR OF COMMERCE: ECONOMICS 21 UNIVERSITY OF VENDA 154 BACCALAUREUS PROCURATIONIS 5 UNIVERSITY OF PRETORIA ~LAUREUS PROCURATIONIS 15 UNIVERSITY OF WESTERN CAPE 155ICERTIFICATE: TECHNOLOGY MANAGEMENT AND INNOVATION ~CORNERSTONE PERFORMANCE SOLUTIONS 1S6 CERTIFICATE: WEALTH MANAGEMENT GORDON INSTITUTE OF BUSINESS SCIENCE (GIBS) 157 DIPLOMA: MANAGEMENT THE INSTITUTE OF ADMIN AND COMMERCE OF SOUTH AFRICil

e i VI

62116

72610 FSB0085 36072 15594 19587 5563 9843 8543

12Dl8:

FSB012 FSB0134 FSB070 19970

20185 FSBOllO 65341 7055 73773 7263 48913 15497 2483 17043 18613 9209 72822 8011 59449 73350 35957

Category 4 [Sub .. ~ ~ Categories

Below]

1 Kl 7 360 G G

6 360 G G

6 360 G G 9 440 G G 6 369 G G

~ G G

: 536 G G G

6 384G G 6 360 G G

I 61360 G G

5 120 G G 0 OG G 0 OG G 0 OG G 7 120- G

4 120 G G

__!'! 536 G G OG G

OG G

~~ G G

7 679 G G

7 120 G G 6 384 G G

~1G G 6G G

7 476 G G 7 480 G G 7 480 G G

~~ G G

tG G 6 420 G G

(/)

~ ~ 6 m ll )> z _....,

.... 01 )> c: Gl c: ~ c: (/) 1\) 0 .... 1\)

Ust 7: Qualifications recognised for Category IV FSPs

0 Gl

z E 0 c .. z c 0 c c 0

:;::; 0 0 :;::;

"' :;::; :;::; :I

u "' :I ~ ~ u

i !E iii .5 a a .5

158 BACHELOR OF LAWS 1 UNISA

158 BACHELOR OF LAWS 5 UNIVERSITY OF PRETORIA

158 BACHELOR OF LAWS 7 UNIVERSITY OF THE WITWATERSRAND

158 BACHELOR OF LAWS 52 SGB ALL INSTITUTIONS 159 INTERNATIONAL DIPLOMA IN COMPLIANCE 116 INTERNATIONAL COMPLIANCE ASSOCIATION 164 BACHELOR OF COMMERCE: LAW 5 UNIVERSITY OF PRETORIA 164 BACHELOR OF COMMERCE: LAW 11 UNIVERSITY OF FREE STATE 165 BACHELOR OF COMMERCE: ECONOMICS AND LAW 9 UNIVERSITY OF CAPE TOWN 166 BACHELOR OF COMMERCE: ACCOUNTING 8 UNIVERSITY OF JOHANNESBURG

166 BACHELOR OF COMMERCE: ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 166 BACHELOR OF COMMERCE: ACCOUNTING 11 UNIVERSITY OF FREE STATE 166 BACHELOR OF COMMERCE: ACCOUNTING 13 RAU

166 BACHELOR OF COMMERCE: ACCOUNTING 177 UNIVERSITY OF NATAL

168 BACHELOR OF SCIENCE: GEOLOGY 14 UNIVERSITY OF PORT ELIZABETH 169 NATIONAL DIPLOMA: MARKETING 11 UNIVERSITY OF FREE STATE 169 NATIONAL DIPLOMA: MARKETING 26 PORT ELIZABETH TECHNIKON

169 NATIONAL DIPLOMA: MARKETING 34 TSHWANE UNIVERSITY OF TECHNOLOGY

169 NATIONAL DIPLOMA: MARKETING 38 MANGOSUTHU TECHNIKON 169 NATIONAL DIPLOMA: MARKETING 72 CENTRAL UNIVERSITY OF TECHNOLOGY FREE STATE

170 CHARTERED ACCOUNTANT: FINANCIAL MANAGEMENT 6 SAICA

171 POSTGRADUATE DIPLOMA: ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 174 MANAGEMENT DEVELOPMENT PROGRAMME 1 UNISA

174 MANAGEMENT DEVELOPMENT PROGRAMME 10 UNIVERSITY OF STELLENBOSCH

174 MANAGEMENT DEVELOPMENT PROGRAMME 11 UNIVERSITY OF FREE STATE

175 NATIONAL CERTIFICATE: FINANCIAL PLANNING 4 MILPARK BUSINESS SCHOOL

175 NATIONAL CERTIFICATE: FINANCIAL PLANNING 69 INSET A

176 BACHELOR OF COMMERCE: BANKING MANAGEMENT 4 MILPARK BUSINESS SCHOOL 176 BACHELOR OF COMMERCE: BANKING MANAGEMENT 47 DAME LIN 177 BACHELOR ADMINISTRATION 15 UNIVERSITY OF WESTERN CAPE 178 NATIONAL DIPLOMA: INTERNAL AUDITING 68 COMMITTEE OF TECHNIKON PRINCIPALS 179 DIPLOMA: BUSINESS MANAGEMENT 52 SGB ALL INSTITUTIONS 179 DIPLOMA: BUSINESS MANAGEMENT 165 SOUTH AFRICAN INSTITUTE OF MANAGEMENT 180 BACHELOR OF ACCOUNTANCY 16 UNIVERSITY OF DURBAN WESTVILLE 181 POSTGRADUATE CERTIFICATE: ADVANCE TAXATION 1 UNISA

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73772 4737 16910 3095

14780

17281 1327

87131

72613

72251 65306 48912

5191 FSB0163 FSB0175

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62795

57695

62812

58005 7333

2165 58341 67690

15506 14547

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1 Kl

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6 528 G G

7 480 G G 7 480 G G 0 OG G 6 424 G G 6 360 G G 6 432 G G

6 432 G G 7 432 G G 6 608 G G

6 432 G G

6 416 G G 6 360- G 6 360 G G 6 360 G G

6 360 G G

6 360 G G

6 360 G G 7 698 G G 7 120 G G 0 OG G 5 162 G G 0 OG G 6 120 G G

6 120 G G

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183 ADVANCED DIPLOMA: MANAGEMENT 4 MILPARK BUSINESS SCHOOL

186 BACHELOR OF BUSINESS MANAGEMENT AND ADMINISTRATION HONOUR~ 10 UNIVERSITY OF STELLENBOSCH 192 DIPLOMA TREASURY: INTERNATIONAL BANKING 3 INSTITUTE OF BANKERS 193 MASTER OF BUSINESS MANAGEMENT AND ADMINISTRATION 10 UNIVERSITY OF STELLENBOSCH 194 DIPLOMA: INVESTMENT MANAGEMENT 13 RAU 197 BACHELOR OF COMMERCE: ACCOUNTING SCIENCES 10 UNIVERSITY OF STELLENBOSCH 199 CERTIFICATE: LOCAL GOVERNMENT 2 INSTITUTE OF ADMINISTRATION 200 BACHELOR OF COMMERCE: MARKETING 11 UNIVERSITY OF FREE STATE 201 NATIONAL CERTIFICATE: BUSINESS STUDIES: BUSINESS MANAGEMENl 82 DEPARTMENT OF EDUCATION 203 BACHELOR OF COMMERCE MARKETING AND BUSINESS MANAGEMENl 1 UNISA 203 BACHELOR OF COMMERCE MARKETING AND BUSINESS MANAGEMENl 5 UNIVERSITY OF PRETORIA 203 BACHELOR OF COMMERCE MARKETING AND BUSINESS MANAGEMENl 8 UNIVERSITY OF JOHANNESBURG 204 BACHELOR OF ACCOUNTING HONOURS 12 UNIVERSITY OF KWAZULU-NATAL

HIGHER CERTIFICATE IN FINANCIAL MARKETS AND INSTRUMENTS (HISTORICAL 205 QUALIFICATION) 71 ACADEMY OF FINANCIAL MARKETS 206 NATIONAL CERTIFICATE: INSURANCE ADMINISTRATION 82 DEPARTMENT OF EDUCATION 209 NATIONAL CERTIFICATE: COLLECTIVE INVESTMENT SCHEM~ 52 SGB ALL INSTITUTIONS

210 NATIONAL CERTIFICATE: HEALTHCARE BENEFITS ADMINISTRATION: CLAIMS ASSESSING 52 SGB ALL INSTITUTIONS 212 NATIONAL CERTIFICATE: SHORT-TERM INSURANCE 52 SGB All INSTITUTIONS 212 NATIONAL CERTIFICATE: SHORT-TERM INSURANCE 52 SGB ALL INSTITUTIONS 214 NATIONAL CERTIFICATE: FINANCIAL SERVICES MANAGEMENl 52 SGB ALL INSTITUTIONS 218 FURTHER EDUCATION AND TRAINING CERTIFICATE: SHORTTERM INSURANCE 52 SGB ALL INSTITUTIONS 221 DIPLOMA IN BUSINESS MANAGEMENT (HISTORICAL QUALIFICATION! 47 DAMELIN

ASSOCIATESHIP CERTIFICATE: BUILDING SOCIETIES INSTITUTE OF SOUTH AFRICA 222 (HISTORICAL QUALIFICATION) 62 INSURANCE INSTITUTE OF SA {liSA) 223 NATIONAL HIGHER CERTIFICATE: BANKING 68 COMMimE OF TECHNIKON PRINCIPALS 224 NATIONAL CERTIFICATE: BANKING 52 SGB All INSTITUTIONS 225 DIPLOMA: ROAD TRANSPORT MANAGEMENT FREIGH1 13 RAU 226 liSA PROGRAMME: LIFE INSURANCE 1 UNISA 228 DIPLOMA: BANKING 1 UNISA

1229 CERTIFICATE: MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 23..! HIGHER CERTIFICATE: SHORT-TERM INSURANCE 4 MILPARK BUSINESS SCHOOL 232 HIGHER CERTIFICATE: SHORT-TERM INSURANCE 62 INSURANCE INSTITUTE OF SA (liSA)

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62270 15370 20334 19608 3139 19584 23616 16915 22452

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120639 21796 57918 48640 66610 FSB041

FSB042 1213 61589 3215 71501 14373 17001 83526 20411

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1 Kl

6 120 G G 7 150 G G

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6 386 G G 5 120 G G 6 536 G G 5 120 G G

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7 128 G G

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5 OG G 5 240 G G 5 120 G t= 5 240 G 5 120 G 5 384G G 5 120 G G 5 120 G G 5 120 G G

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0 .!! z .t:: 0 c .. z c c c 0 0 0 ; ; 0 .. ; ; :1 u .. :1 i u !E !E .t:: ;;; t; .5 ;;; a a .5

233 HIGHER CERTIFICATE: LONG-TERM INSURANCE 62 INSURANCE INSTITUTE OF SA (liSA)

234 CERTIFICATE: MANAGEMENT DEVELOPMENT 4 MILPARK BUSINESS SCHOOL

236 ADVANCED CERTIFICATE: INTERNATIONAL TRADE (EXPORTS/IMPORTS) 169 INTERNATIONAL TRADE INSTITUTE OF SOUTHERN AFRICJI

237 CERTIFICATE: PRACTICAL MANAGEMENT 170 GIMT SCHOOL OF BUSINESS (PTY) LTD

239 NATIONAL DIPLOMA: FINANCIAL SERVICES LONG TERM RISK ASSESSMENl 52 SGB ALL INSTITUTIONS

240 NATIONAL CERTIFICATE: BANKING (FINANCIAL SERVICES) 4 MILPARK BUSINESS SCHOOL

240 NATIONAL CERTIFICATE: BANKING (FINANCIAL SERVICES) 47 DAMELIN

242 NATIONAL CERTIFICATE: BANKING SERVICE ADVICE 4 MILPARK BUSINESS SCHOOL

242 NATIONAL CERTIFICATE: BANKING SERVICE ADVICE 47 DAMELIN

244 NATIONAL CERTIFICATE: GENERIC MANAGEMEN1 52 SGB ALL INSTITUTIONS

245 REGISTERED FINANCIAL PLANNER PROVIDED UNDERLYING QUALIFICATION IS ACHIEVED 46 FINANCIAL PLANNING INSTITUTE

246 CERTIFICATE: TECHNOLOGY MANAGEMENT AND INNOVATION 113 DA VINCI INSTITUTE

247 CERTIFICATE: BANK CREDIT 4 MILPARK BUSINESS SCHOOL

247 CERTIFICATE: BANK CREDIT 47 DAME LIN

249 CERTIFICATE: SALES: BANKING SERVICES 4 MILPARK BUSINESS SCHOOL

251 NATIONAL DIPLOMA: ECONOMIC MANAGEMENT ANALYSIS 68 COMMITTEE OF TECHNIKON PRINCIPALS

252 NATIONAL DIPLOMA: BANKING 68 COMMITTEE OF TECHNIKON PRINCIPALS

253 NATIONAL DIPLOMA: COST AND MANAGEMENT ACCOUNTING 37 DURBAN UNIVERSITY TECHNOLOGY

253 NATIONAL DIPLOMA: COST AND MANAGEMENT ACCOUNTING 68 COMMITTEE OF TECHNIKON PRINCIPALS

253 NATIONAL DIPLOMA: COST AND MANAGEMENT ACCOUNTING 86 VAAL UNIVERSITY OF TECHNOLOGY

254 BACHELOR OF ACCOUNTING 12 UNIVERSITY OF KWAZULU-NATAL

255 BACHELOR OF SOCIAL SCIENCE HONOURS 177 UNIVERSITY OF NATAL

256 BACHELOR OF COMMERCE: INDUSTRIAL PSYCHOLOGY 8 UNIVERSITY OF JOHANNESBURG

256 BACHELOR OF COMMERCE: INDUSTRIAL PSYCHOLOGY 13 RAU

256 BACHELOR OF COMMERCE: INDUSTRIAL PSYCHOLOGY 17 UNIVERSITY OF NORTH WEST 259 BACHELOR OF COMMERCE: BANKING 5 UNIVERSITY OF PRETORIA

259 BACHELOR OF COMMERCE: BANKING 11 UNIVERSITY OF FREE STATE

260 BACHELOR OF COMMERCE: ECONOMICS 1 UNISA 260 BACHELOR OF COMMERCE: ECONOMICS 15 UNIVERSITY OF WESTERN CAPE 262 BACHELOR OF COMMERCE: MONETARY ECONOMICS 140 VISTA UNIVERSITY 263 BACHELOR OF LAWS 5 UNIVERSITY OF PRETORIA

263 BACHELOR OF LAWS 7 UNIVERSITY OF THE WITWATERSRAND

263 BACHELOR OF LAWS 8 UNIVERSITY OF JOHANNESBURG

8

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20411

62269

24356 36047 49860

62794 57639 62811

58002/50353 59201

59234

59449 62813 59829

65170

961

977 72220 1061

72723

2549 2961

73775

3255

72773 7039

16913

5563 7263 7895 6875

9271

13783

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1 Kl

5 120 G G

5 120 G G 5 284 G G S 120 G G 5 245 G G 5 120 G G 5 120 G G 5 131 G G 5 131 G G

5 162 G G

5 120 G G 5 120 G -5 120 G G 5 120 G G 5 120 G -6 360 G G

6 360 G G

6 360 G G

6 360 G G

6 360 G G

6 384 G G 6 384 G G

6 432 G G

6 432 G G

6 360 G G

6 536 G G

6 S36 G G

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6 528 G G

7 480 G G

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263 BACHELOR OF LAWS 11 UNIVERSITY OF FREE STATE

263 BACHELOR OF lAWS 12 UNIVERSITY OF KWAZULU-NATAL 263 BACHELOR OF LAWS 13 RAU 263 BACHELOR OF LAWS 17 UNIVERSITY OF NORTH WEST

263 BACHELOR OF LAWS 20 UNIVERSITY OF LIMPOPO

263 BACHELOR OF LAWS 140 VISTA UNIVERSITY 263 BACHELOR OF LAWS 177 UNIVERSITY OF NATAL 264 BACHELOR OF COMMERCE: LAW 8 UNIVERSITY OF JOHANNESBURG

264 BACHELOR OF COMMERCE: LAW 10 UNIVERSITY OF STELLENBOSCH 265 BACHELOR OF BANKING 1 UNISA 266 BACHELOR OF COMMERCE: ACCOUNTANCY 12 UNIVERSITY OF KWAZULU-NATAL

267 BACHELOR OF SCIENCE: ACTUARIAL SCIENCE 12 UNIVERSITY OF KWAZULU-NATAL

269 BACHELOR OF COMMERCE: AGRIBUSINESS MANAGEMENT 5 UNIVERSITY OF PRETORIA 270 BACHELOR OF COMMERCE: GENERAL MANAGEMENT 11 UNIVERSITY OF FREE STATE 271 BACHELOR OF COMMERCE: AGRICULTURAL ECONOMICS 11 UNIVERSITY OF FREE STATE

273 DIPLOMA: MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE

274 BACHELOR OF COMMERCE: MANAGEMENT SCIENCES 10 UNIVERSITY OF STELLENBOSCH

275 BACHELOR OF ECONOMICS: ECONOMICS AND MANAGEMENT 10 UNIVERSITY OF STELLENBOSCH

280 DIPLOMA: ACCOUNTING AND BUSINESS ADMINISTRATION 171 ICESA CITY CAMPUS

[281 DIPLOMA: MARKETING 3 INSTITUTE OF BANKERS 1 281 DIPLOMA: MARKETING 101 IMM GRADUATE SCHOOL OF MARKETING

282 DIPLOMA: MANAGEMENT 131 THE INSTITUTE OF ADMIN AND COMMERCE OF SOUTH AFRICji 283 CERTIFICATE: BUSINESS MANAGEMENl 139 GRADUATE SCHOOL OF MANAGEMENT AND TECHNOLOGY

ASSOCIATE FINANCIAL PLANNER (AFP) PROVIDED UNDERLYING QUALIFICATION IS 287 ACHIEVED 46 FINANCIAL PLANNING INSTITUTE

288 HIGHER DIPLOMA: BANKING 4 MILPARK BUSINESS SCHOOL

288 HIGHER DIPLOMA: BANKING 47 DAME LIN

289 BACHELOR OF BUSINESS ADMINISTRATION 1 UNISA

289 BACHELOR OF BUSINESS ADMINISTRATION 52 SGB All INSTITUTIONS

291 NATIONAL DIPLOMA :MANAGEMENT 34 TSHWANE UNIVERSITY OF TECHNOLOGY

291 NATIONAL DIPLOMA :MANAGEMENT tiURI!AN UNIVERSilYTECHNOLOGY 291 NATIONAL DIPLOMA :MANAGEMENT OUTHERN BUSINESS SCHOOL 293 REGISTERED PERSONS EXAM: EQUITIES MARKEl OUTH AFRICAN INSTITUTE OF FINANCIAL MARKETS (SAIFMJ 294 REGISTERED PERSONS EXAM: BOND MARKET (COMPLIANCE) OUTH AFRICAN INSTITUTE OF FINANCIAL MARKETS (SAIFMJ

5! ~ ~

8877

73013 3403 8389 20992 13783 2863 73778 15594 14375 14779 16253 16441 16912 16927 16991 19587

19592 24326 20332 24327 35957 36045

59233 62814 59830 5561 59850 72610 72249 57222 FSB030 FSB031

Category 4 (Sub ... 1 :: -a Categories Gl ..

u Below]

1 Kl

6 480 G G

7 512 G G 7 592 G G 6 384G G 6 348 G G 6 360 G G 7 480 G G 6 448 G G 6 369 G G 6 504 G G 6 384 G G 6 384 G G 6 421 G G 6 536 G G 6 568 G G 5 240 G G 6 370 G G 6 370 G G 6 360 G G 5 240 G G 6 350 G G

G G

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6 240 G G 6 240 G G 6 384 G t= 6 360 G 6 360 G 6 360 G G

6 360 G G 6 OG G 6 OG G

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0 til

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295 REGISTERED PERSONS EXAM: BOND MARKET (TRADER) 51 SOUTH AFRICAN INSTITUTE OF FINANCIAL MARKETS (SAIFM:

296 REGISTERED PERSONS EXAM: FUTURES MARKEl 51 SOUTH AFRICAN INSTITUTE OF FINANCIAL MARKETS (SAIFM: 297 REGISTERED PERSONS EXAM: YIELD MARKET 51 SOUTH AFRICAN INSTITUTE OF FINANCIAL MARKETS (SAIFM: 298 REGISTERED PERSONS EXAM: CURRENCY DERIVATIVES MARKET (ADVICE) 51 SOUTH AFRICAN INSTITUTE OF FINANCIAL MARKETS (SAIFM: 299 REGISTERED PERSONS EXAM: CURRENCY DERIVATIVES MARKET (TRADER) 51 SOUTH AFRICAN INSTITUTE OF FINANCIAL MARKETS (SAIFM: 300 REGISTERED PERSONS EXAM: FOREX MARKEl 51 SOUTH AFRICAN INSTITUTE OF FINANCIAL MARKETS (SAIFM: 306 BACHELOR OF SCIENCE: MATHEMATICAL STATISTIC~ 21 UNIVERSITY OF VENDA 307 BACHELOR OF COMMERCE: FINANCIAL PLANNING 14 UNIVERSITY OF PORT ELIZABETH 308 BACHELOR OF TECHNOLOGY: BANKING 52 SGB ALL INSTITUTIONS 309 BACHELOR OF TECHNOLOGY: MARKETING 34 TSHWANE UNIVERSITY OF TECHNOLOGY 309 BACHELOR OF TECHNOLOGY: MARKETING 68 COMMITTEE OF TECHNIKON PRINCIPALS 310 POSTGRADUATE DIPLOMA: FINANCE BANKING AND INVESTMENT MANAGEMENT 12 UNIVERSITY OF KWAZULU-NATAL

311 BACHELOR OF COMMERCE: ACCOUNTING 9 UNIVERSITY OF CAPE TOWN 313 BACHELOR OF COMMERCE HONOURS: ACCOUNTING 13 RAU 315 BACHELOR OF COMMERCE HONOURS: INVESTMENT MANAGEMENT 13 RAU 316 BACHELOR OF BUSINESS SCIENCE: MANAGEMENT STUDIES 9 UNIVERSITY OF CAPE TOWN 318 ICSA PROGRAMME IN STRATEGIC MANAGEMENT AND CORPORATE GOVERNANCE 1 UNISA 319 BACHELOR OF COMMERCE HONOURS: BANKING 30 NATIONAL UNIVERSITY OF SCIENCE AND TECHNOLOGY 320 POSTGRADUATE CERTIFICATE: ADVANCED TAXATION 1 UNISA 321 BACHELOR OF BUSINESS SCIENCE: ECONOMICS 177 UNIVERSITY OF NATAL 322 BACHELOR OF ARTS HONOURS: INTERNATIONAL TRADE AND FINANCE 13 RAU 324 BACHELOR OF ARTS HONOURS: TRADE AND DEVELOPMENT 13 RAU 325 BACHELOR OF COMMERCE HONOURS: FINANCIAL MANAGEMENT SCIENCE~ 5 UNIVERSITY OF PRETORIA 326 BACHELOR OF COMMERCE HONOURS: AGRIBUSINESS MANAGEMENT 5 UNIVERSITY OF PRETORIA 327 BACHELOR OF MANAGEMENT LEADERSHIP 11 UNIVERSITY OF FREE STATE 328 BACHELOR OF COMMERCE HONOURS: FINANCIAL MANAGEMENT 9 UNIVERSITY OF CAPE TOWN

331 POSTGRADUATE DIPLOMA: PROFESSIONAL ACCOUNTANT IN PRACTICE 50 SOUTH AFRICAN INSTITUTE OF PROFESSIONAL ACCOUNTANTS (SAIPA) POSTGRADUATE PROFESSIONAL QUALIFICATION: PROFESSIONAL ACCOUNTANT IN

332 BUSINESS 50 SOUTH AFRICAN INSTITUTE OF PROFESSIONAL ACCOUNTANTS (SAIPA) 333 DIPLOMA: COMPANY DIRECTION 170 GIMT SCHOOL OF BUSINESS (PTY) LTD 334 POSTGRADUATE DIPLOMA: FINANCIAL PLANNING 11 UNIVERSITY OF FREE STATE 335 ADVANCED POSTGRADUATE DIPLOMA: FINANCIAL PLANNING 11 UNIVERSITY OF FREE STATE 337 BACHELOR OF COMMERCE HONOURS: FINANCIAL PLANNING 13 RAU

e i "'

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FSB 033

FSB 034 FSB 035 FSB 036 FSB 037 17398 66093 57202

72429 1325

2629

4737 3093 3137 4403

7110 2

FSB068 14547 14784

14860 15475 16400

16486

16944

19962

20391

20392 36050

48866

48867 50148

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a: "CC Categories I!! ... v Below]

1 Kl

6 OG G

6 OG G

6 OG G

6 OG G 6 OG G

6 OG G 6 408 G G 6 366 G G 7 480 G G 7 480 G G

7 480 G G

7 128 G G

7 120 G G 7 160 G G 7 160 G G 7 576 G G

7 96 G G

0 OG G 7 240 G G 7 544 G G

7 160 G G

7 160 G G 7 180 G G

7 160 G G

7 360 G G

7 120 G G

7 240 G G

7 480 G G 7 240 G G

7 160 G G 7 120 G G 7 120 G G

.... 0 0

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List 7: Qualifications recognised for category IV FSPs

0 E 0 z c ... z c 0 c c i i 0

I ;I ... l'j i ; !E ii .5 a a

338 BACHELOR OF TECHNOLOGY: INTERNAL AUDITING 72 CENTRAL UNIVERSITY OF TECHNOLOGY FREE STATE

340 CERTIFIED FINANCIAL PLANNER PROVIDED UNDERLYING QUALIFICATION ACHIEVED 46 FINANCIAL PLANNING INSTITUTE PROFESSIONAL POSTGRADUATE QUALIFICATION: COMPANY SECRETARIAL AND

341 GOVERNANCE PRACTICE 52 SGB ALL INSTITUTIONS

342 DOCTOR OF COMMERCE: INVESTMENT MANAGEMENT 13 RAU

343 MASTER OF COMMERCE: BANKING 5 UNIVERSITY OF PRETORIA 344 DOCTOR OF COMMERCE: SPECIALISATION IN INSURANCE SCIENCE 5 UNIVERSITY OF PRETORIA 346 MASTER OF BUSINESS ADMINISTRATION: TELEMATIC 18 UNIVERSITY OF POTCHEFSTROOM

349 MASTER: BUSINESS ADMINISTRATION: GENERAL 76 MANAGEMENT COLLEGE OF SOUTH AFRICA (MANCOSA)

I350IMASTER: BUSINESS ADMINISTRATION 4 MILPARK BUSINESS SCHOOL

352 ALTERNATIVE INVESTMENT SPECIALIST (CAIA) (FOREIGN QUALIFICATION) 93 CHARTERED ALTERNATIVE INVESTMENT ANALYST ASSOCIATION (CAIA)

CHARTERED INSURANCE INSTITUTE: CERTIFICATE IN INSURANCE (FOREIGN 353 QUALIFICATION) 61 CHARTERED INSURANCE INSTITUTE

354 CHARTERED INSURANCE INSTITUTE: DIPLOMA IN INSURANCE (FOREIGN QUALIFICATION) 61 CHARTERED INSURANCE INSTITUTE

CHARTERED INSURANCE INSTITUTE: ADVANCED DIPLOMA IN INSURANCE (FOREIGN 355 QUALIFICATION) 61 CHARTERED INSURANCE INSTITUTE

356 FELLOWSHIP OF THE CHARTERED INSURANCE INSTITUTE (FOREIGN QUALIFICATION) 61 CHARTERED INSURANCE INSTITUTE

357 ASSOCIATESHIP OF THE CHARTERED INSURANCE INSTITUTE (FOREIGN QUALIFICATION) 62 INSURANCE INSTITUTE OF SA {liSA) 359 INTERNATIONAL CERTIFICATE IN FINANCIAL ADVICE 176 SECURITIES AND INVESTMENT INSTITUTE 386 REGISTERED PERSONS EXAM: MONEY MARKEl 51 SOUTH AFRICAN INSTITUTE OF FINANCIAL MARKETS (SAIFMJ

387 REGISTERED PERSONS EXAM: AGRICULTURAL PRODUCTS 51 SOUTH AFRICAN INSTITUTE OF FINANCIAL MARKETS (SAIFMJ

391 BACHELOR OF BUSINESS SCIENCE: FINANCE 177 UNIVERSITY OF NATAL

397 DOCTOR OF COMMERCE: INSURANCE SCIENCE ~OF PRETORIA 405 BACHELOR OF COMMERCE: RISK MANAGEMENT OF FREE STATE

406 NATIONAL CERTIFICATE: FINANCIAL MARKETS AND INSTRUMENTI 52 SGB ALL INSTITUTIONS 407 POSTGRADUATE DIPLOMA: FINANCE BANKING AND INVESTMENT BANKING 177 UNIVERSITY OF NATAL 412 CHARTERED FINANCIAL ANALYST (CFA)(FOREIGN QUALIFICATION) 0 41 CHARTERED INSURANCE INSTITUTE (CII): FELLOWSHIP (FOREIGN QUALIFICATION) 0

!414 BACHELOR OF COMMERCE HUMAN RESOURCES MANAGEMENT S UNIVERSITY OF PRETORIA

e

I 65341

59235

60654 3133 4807 4887 19606 36078 62271

FSB002

FSB003

FSB 004

FSB 005

FSB 006

FSB 007 FSB009 = FSB038 FSB 039 14789 4887 16936 50481 2629 FSB 001 FSB006 7067

Category 4 (Sub "' 1 ' categories

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7 480 G=te

fG

G

OG G 8 360 G G 8 300 G G 8 144 G G 8 288 G G 9 200 G G 8 233 G G

0 OG G

0 OG G

0 OG G

0 OG G

0 OG G

0 OG G 0 OG G 6 OG G 6 OG G 7 576 G G 8 144 G G 6 528 G G 6 120 G G 7 128 G G 0 OS s 0 OG G 7 455 G G

Ul

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0 i 0 z s:: z 1: s:: 1: i ~ 0 .!:! ta 5 '5 := u !§ ~

:= t; ta t; .s a a .s

415 BACHELOR OF COMMERCE HONOURS: RISK MANAGEMENT AND INSURANCE 22 UNIVERSITY OF ZIMBABWE

416 NATIONAL DIPLOMA:BUSINESS MANAGEMENT 82 DEPARTMENT OF EDUCATION

417 BACHELOR OF SCIENCE:BUSINESS MATHEMATICS AND IN FORMA TIC~ 52 SGB ALL INSTITUTIONS

~BACHELOR OF COMMERCE INDUSTRIAL AND ORGANISATIONAL PSYCHOLOG) 1 UNISA 419 BACHELOR OF COMMERCE: MANAGEMENT 1 UNISA

422 BACHELOR OF AGRICULTURE HONOURS: AGRICULTURAL MANAGEMENT 11 UNIVERSITY OF FREE STATE 423 BACHELOR OF COMMERCE: INTRAPRENEURIAL MANAGEMENT UNIVERSITY OF JOHANNESBURG 425 MANAGEMENT ADVANCEMENT PROGRAMME WITS BUSINESS SCHOOL

426 BACHELOR OF COMMERCE {HONOURS) HUMAN RESOURCE MANAGEMENT UNIVERSITY OF PRETORIA

427 BACHELOR OF PHARMACY SGB ALL INSTITUTIONS

429 BACHELOR OF COMMERCE:MARKETING AND BUSINESS MANAGEMENl 47 DAMELIN

432 BACHELOR OF COMMERCE: SPORTS MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG

434 NATIONAL TEACHER'S DIPLOMA: COMMERCE 82 DEPARTMENT OF EDUCATION

435 BACHELOR OF TECHNOLOGY REAL ESTATE 1 UNISA 436 NATIONAL DIPLOMA IN COMMERCE 82 DEPARTMENT OF EDUCATION

438 BACHELOR OF COMMERCE: INDUSTRIAL COMMUNICATION 17 UNIVERSITY OF NORTH WEST

440 BACHELOR OF COMMERCE: QUANTITATIVE SCIENCES 10 UNIVERSITY OF STELLENBOSCH

441 BACHELOR OF ACCOUNTING SCIENCE HONOURS 1 UNISA 442 BACHELOR OF COMMERCE: GENERAl UNIVERSITY OF WESTERN CAPE

443 PROFESSIONAL ADVANCED QUALIFICATION: GOVERNANCE AND ADMINISTRATION 90 CHARTERED SECRETARIES SOUTHERN AFRICA

445 BACHELOR OF SCIENCE 52 SGB All INSTITUTIONS 446 CHARTERED MANAGEMENT ACCOUNTING 110 CHARTERED INSTITUTE OF MANAGEMENT ACCOUNTING (CIMAJ 447 ABSA MANAGEMENT PROGRAMME (AMP) 91 GORDON INSTITUTE OF BUSINESS SCIENCE (GIBS) 448 CERTIFICATE IN OFFSHORE FINANCE AND ADMINISTRATION 143 INSTITUTE OF CHARTERED SECRETARIES AND ADMINISTRATOR~

449 NATIONAl DIPLOMA IN PENSIONS MANAGEMENT 168 ZIMBABWE MINISTRY OF HIGHER EDUCATION AND TECHNOLOGY

450 BACHELOR OF COMMERCE: ECONOMIC SCIENCES 10 UNIVERSITY OF STELLENBOSCH 451 FELLOW OF CHARTERED INSTITUTE OF BANKERS IN SCOTLAND 160 CHARTERED INSTITUTE OF BANKERS IN SCOTLAND

453 ADVANCED EXECUTIVE PROGRAMME 1 UNISA

454 BACHELOR OF COMMERCE HONOURS DEGREE IN INSURANCE AND RISK 30 NATIONAL UNIVERSITY OF SCIENCE AND TECHNOLOGY 455 DIPLOMA: BUSINESS MANAGEMENT

1111,GLOBAL ASSOCIATION OF RISK PROFESSIONAl 458 FINANCIAL RISK MANAGER 462 BACHELOR OF TECHNOLOGY: BUSINESS ADMINISTRATION 123 BORDER TECHNIKON

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FSB 047

FSB 048

35954 5563 5563 16911 73715 FSB0153

(137

73782 FSB 051 62342

E 5669 19408

60655 35954 FSB0176 FSB 061 FSB 056 FSB 053 19586 FSB 054

!. .. ,~ 1065

Category 4 [Su~ ~ -;

3 ~ Categories Below]

1 Kl 6 OG G 0 OG G 6 360 G G 6 384 G 6 384 G 7 120 G 6 0 7 1 7 4 6 360 G G 6 472 G G 6 360 G G

8 480 G G 6 360 G G 7 512 G 6 376 G

7 120 G 6 360 G

6 120 G 6 360 G 7 OG G 5 OG G 6 OG G

5 OG G 6 380 G G

6 OG G

7 OG

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List 7: Qualifications recognised for Category IV FSPs 0 G!

z ~ 0 c z c 0 c c ,g l:l 0 :8 ... 5 l:l

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463 MASTER OF TECHNOLOGY: BUSINESS ADMINISTRATION 68 COMMITTEE OF TECHNIKON PRINCIPAlS

465 CERTIFICATE OF FINANCIAL ADVISING 161 IFS UK

466 ADVANCED DIPLOMA: TRUST AND ESTATE PlANNING 3 INSTITUTE OF BANKERS 467 ADVANCED DIPLOMA IN CREDIT 3 INSTITUTE OF BANKERS

~ANCED DIPLOMA IN FINANCIAL PlANNING 3 INSTITUTE OF BANKERS OW OF ACTUARIAL SOCIETY OF SOUTH AFRICA (FASSA) 118 ACTURIAL SOCIETY OF SOUTH AFRICA

471 ADVANCED DIPLOMA IN MARKETING 3 INSTITUTE OF BANKERS 472 DIPLOMA: CREDIT 3 INSTITUTE OF BANKERS 473 DIPLOMA: TRUST: ESTATE ADMINISTRATION 3 INSTITUTE OF BANKERS 478 PROFESSIONAL QUALIFICATION: GOVERNANCE AND ADMINISTRATION 52 SGB All INSTITUTIONS 479 PROFESSIONAL QUALIFICATION: MANAGEMENT AND ADMINISTRATION 52 SGB ALL INSTITUTIONS 482 BACHELOR OF COMMERCE: MARKETING MANAGEMENT WUNIVERSITY OF PRETORIA 484 MCCARTHY MANAGEMENT PROGRAMME 91 GORDON INSTITUTE OF BUSINESS SCIENCE (GIBS) 485 BACHELOR OF COMMERCE 12 UNIVERSITY OF KWAZULU-NATAL 487 NATIONAL DIPLOMA: COMMERCIAL PRACTICE 34 TSHWANE UNIVERSITY OF TECHNOLOGY 488 BACHELOR OF COMMERCE: COMMUNICATION MANAGEMENT 5 UNIVERSITY OF PRETORIA 489 BACHELOR OF PROCURATIONIS 11 UNIVERSITY OF FREE STATE

SAFEX JUNIOR CERTIFICATE EXAMINATION (JSE EQUITY DERIVATIVES DEALER 490 QUALIFICATION) 51 SOUTH AFRICAN INSTITUTE OF FINANCIAL MARKETS (SAIFM} 491 QUALIFIED STOCKBROKER SAIS BOARD EXAMINATION 120 SOUTH AFRICAN INSTITUTE OF STOCKBROKERS

!495 NATIONAL CERTIFICATE: FINANCIAL SERVICES WEALTH MANAGEMENT 52 SGB ALL INSTITUTIONS j503 BACHELOR OF COMMERCE: FINANCIAL MANAGEMENT 21 UNIVERSITY OF VENDA 504 MASTER OF BUSINESS ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 504 MASTER OF BUSINESS ADMINISTRATION 5 UNIVERSITY OF PRETORIA 504 MASTER OF BUSINESS ADMINISTRATION 9 UNIVERSITY OF CAPE TOWN 504 MASTER OF BUSINESS ADMINISTRATION 11 UNIVERSITY OF FREE STATE 508 POSTGRADUATE DIPLOMA: MANAGEMENT 7 UNIVERSITY OF THE WITWATERSRAND 516 BACHELOR OF SCIENCE: ECONOMICS, MATHEMATICS, STATISTIC~ 12 UNIVERSITY OF KWAZULU-NATAL 519 CERTIFICATE: WEALTH MANAGEMENT 5 UNIVERSITY OF PRETORIA 522 CERTIFICATE: FOUNDATION MANAGEMENT DEVELOPMENT PROGRAMME S UNIVERSITY OF PRETORIA 523 CERTIFICATE: MIDDLE MANAGEMENT DEVELOPMENT PROGRAMME 5 UNIVERSITY OF PRETORIA 524 CERTIFICATE: SENIOR MANAGEMENT DEVELOPMENT PROGRAMME 5 UNIVERSITY OF PRETORIA

525 BACHELOR OF PERSONNEL LEADERSHIP HONOURS 11 UNIVERSITY OF FREE STATE

526 BACHELOR OF COMMERCE HONOURS FINANCIAL MANAGEMENT 13 RAU

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I 1069

FSB67

76968 76966 76964 FSB 062 76969 20331

(0335

7099 FSB063 79006 72561 7047

18853

FSB064 FSB065 48493

22854 62271 4909 5047

16972 9267 3059 73350 67249 67189 67215 16963 18974

.. Category 4 [Sub a; ~

t "CC Categories l!! _, v Below}

1 Kl

8 120 G G 0 OG G

6 240 G G 6 240 G G

;1241

G G G

5 240 G IG 5 240 G IG

~~: G G

6 445 G G

5 120 G G 6 384 G

$ 6 360 G 6 455 G 6 480 G

~~ G G

4 140 G G

6 424 G G 8 233 G G

f::#300G G 120 G G 240 G G

8j120IG G 6 390 IG G

=t! 120G G 120 G G 120 G G

7 120 G G 8 120 G G 7 160 G G

(/)

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List 7: Qualifications recognised for CategOry IV FSPs

0 :; 0 z c ... z 1: c c i -8 0 .2 .. i !I .:!::! ... $ $

... t: ii ii I .5 a a

529 BACHELOR OF ADMINISTRATION: PUBLIC SECTOR: HUMAN RESOURCE MANAGEMENT 19 UNIVERSITY OF FORT HARE 530 NATIONAL DIPLOMA: FINANCIAL INFORMATION SYSTEMS 8 UNIVERSITY OF JOHANNESBURG 532 DIPLOMA: FINANCIAL MANAGEMENT 162 REGENT BUSINESS SCHOOL (PTY) LTD 533 CERTIFICATE: ASSOCIATE IN MANAGEMENT 9 UNIVERSITY OF CAPE TOWN 534 BACHELOR OF COMMERCE IN MARKETING AND TOURISM MANAGEMENT 17 UNIVERSITY OF NORTH WEST

AN KING 3 INSTITUTE OF BANKERS BACHELOR OF ECONOMIC SCIENCE 7 UNIVERSITY OF THE WITWATERSRAND

537 BACHELOR OF ECONOMIC SCIENCE HONOURS I 71UNIVERSITY OF THE WITWATERSRAND 538 DIPLOMA: BUSINESS INFORMATION TECHNOLOGY NESS COLLEGE S40 NATIONAL DIPLOMA: HUMAN RESOURCES MANAGEMENT OHANNESBURG 541 NATIONAL DIPLOMA: HUMAN RESOURCES MANAGEMENT 38 MANGOSUTHU TECHNIKON 541 NATIONAL DIPLOMA: HUMAN RESOURCES MANAGEMENT 52 SGB ALL INSTITUTIONS 543 ILPA 163 ILPA 549 ADVANCED DIPLOMA IN TREASURY AND INTERNATIONAL BANKING 3 INSTITUTE OF BANKERS 550 BACHELOR OF COMMERCE HONOURS DEGREE IN FINANCE ~NAL UNIVERSITY OF SCIENCE AND TECHNOLOGY

SAFEX ORDINARY CERTIFICATE EXAMINATION (JSE EQUITY DERIVATIVES DEALER 559 QUALIFICATION) TITUTE OF FINANCIAL MARKETS (SAIFM) 564 HIGHER DIPLOMA IN EDUCATION- COMMERCE I 10IUNIVERSITY OF STELLENBOSCH 573 CERTIFIED INTERNAL AUDITOR (CIA) ~OF INTERNALAUOITORS 579 BACHELOR OF COMMERCE INDUSTRIAL AND ORGANISATIONAL PSYCHOLOG~ 580 MASTER OF BUSINESS LEADERSHIP 581 NATIONAL DIPLOMA CREDIT MANAGEMENT 1 UNISA 582 CERTIFICATE: COMMERCE: FINANCIAL ACCOUNTING 49 INTEC COLLEGE 583 DIPLOMA: COST AND MANAGEMENT ACCOUNTING 2 INSTITUTE OF ADMINISTRATION 583 DIPLOMA: COST AND MANAGEMENT ACCOUNTING 52 5GB ALL INSTITUTIONS 585 BACHELOR OF COMMERCE: ENTREPRENEURSHIP 1 UNISA 589 MASTER OF SCIENCE IN INVESTMENT MANAGEMENT ~OOLLONOON 593 BACHELOR OF COMMERCE HONOURS INSURANCE AND RISK MANAGEMENT TE UNIVERSITY 594 NATIONAL DIPLOMA: RETAIL BUSINESS MANAGEMENT LA UNIVERSITY TECHNOLOGY 598 BACHELOR OF COMMERCE HONOURS NORTHWEST 600 BACCALAUREUS COMPUTATION IS 1 UNISA 601 BACHELOR OF COMMERCE HONOURS 1 UNISA 601 BACHELOR OF COMMERCE HONOURS 7 UNIVERSITY OF THE WITWATERSRAND

category 4 [Sub e t! ] i 1 Categories 0 Below]

l Kl

17240 6 384 G G 74088 6 360 G G 71779 5 240 G G 15179 5 120 G G 72773 6 360 G G

0 OG G 6 360 G G

9857 8 160 G G 35966 S 240 G G

74093 6 360 G G 72299 6 360 G G

49692 5 249 G G FSB0119 0 OG G 76963 6 240 G G FSB 069

a G

FSB081 G FSB082 G G FSB 083 G 5563 G 5789 9 360 G G 62380 6 360 G G 21166 4 120 G G 67709 6 420 G G 67694 6 240 G G 5563 6 360 G G

FSOOl~. G

FSB0132 0 G G 78666 360 G G 72758 G 5535 ~ 5687 9851 I 7I120IG G

Gl

~ m ::0 z s::: m z -1 Gl F:i m ::j m

list 7: Qualifications recognised for category IV FSPs

0 Gl

z .. 0 c .. z c 0 c c .g "" :8 .g l'J :I

l'J :I i ii t: ii tl ..5 & & .5

602 HIGHER CERTIFICATE: COMMERCE: FINANCIAL PLANNING 47 DAMELIN

603 BACHELOR OF SCIENCE (MAJOR STATISTICS) 52 SGB ALL INSTITUTIONS

604 ASSOCIATE CHARTERED INSTITUTE OF BUSINESS MANAGEMENT 128 THE CHARTERED INSTITUTE OF BUSINESS MANAGEMENT

~ACHELOR OF TECHNOLOGY: MARKETING 37 DURBAN UNIVERSITY TECHNOLOGY BACHELOR OF LAW 8 UNIVERSITY OF JOHANNESBURG

614 CERTIFICATE IN SECURITIES AND INVESTMENTS 85 CHARTERED INSTITUTE SECURITIES FOR INVESTMENT 615 DIPLOMA: FINANCIAL MANAGEMENT 138 THE CHARTERED ASSOCIATION OF CERTIFIED ACCOUNTANT~ 617 NATIONAL HIGHER CERTIFICATE: ACCOUNTANCY 37 DURBAN UNIVERSITY TECHNOLOGY

619 BACHELOR OF COMMERCE: TOURISM MANAGEMENT 5 UNIVERSITY OF PRETORIA 620 ADVANCED DIPLOMA IN BUSINESS MANAGEMENT 165 SOUTH AFRICAN INSTITUTE OF MANAGEMENT 621 NATIONAL HIGHER CERTIFICATE: ACCOUNTANCY 1 UNISA

622 NATIONAL CERTIFICATE N6 MARKETING MANAGEMENT 82 DEPARTMENT OF EDUCATION

623 BACHELOR OF TECHNOLOGY MANAGEMENT 37 DURBAN UNIVERSITY TECHNOLOGY

624 NATIONAL DIPLOMA: ACCOUNTING 37 DURBAN UNIVERSITY TECHNOLOGY

~NAL DIPLOMA: ACCOUNTING 68 COMMITTEE OF TECHNIKON PRINCIPALS LOR OF COMMERCE INSURANCE SCIENCE 5 UNIVERSITY OF PRETORIA

627 NATIONAL DIPLOMA: ADMINISTRATIVE MANAGEMENT FINANCIAl 1 UNISA 630 NATIONAL DIPLOMA TAXATION 1 UNISA 631 BACHELOR OF COMMERCE: ECONOMIC SCIENCE 10 UNIVERSITY OF STELLENBOSCH

634 BACHELOR OF COMMERCE: HUMAN RESOURCE MANAGEMENT 5 UNIVERSITY OF PRETORIA 634 BACHELOR OF COMMERCE: HUMAN RESOURCE MANAGEMENT 11 UNIVERSITY OF FREE STATE 635 NATIONAL DIPLOMA: FINANCE AND ACCOUNTING PUBLIC 38 MANGOSUTHU TECHNIKON 636 CERTIFICATE IN HUMAN RESOURCES ADMINISTRATION 49 INTEC COLLEGE 637 NATIONAL DIPLOMA: FINANCIAL ACCOUNTING 79 THE INSTITUTE OF CERTIFIED BOOKKEEPERS 639 ASSOCIATE IN MANAGEMENT 9 UNIVERSITY OF CAPE TOWN 641 CERTIFICATE: BANKING 47 DAMELIN 643 BACHELOR OF COMMERCE: LAW 7 UNIVERSITY OF THE WITWATERSRAND 653 POSTGRADUATE CERTIFICATE IN MANAGEMENT STUDIES 76 MANAGEMENT COLLEGE OF SOUTH AFRICA (MANCOSA) 662 BACHELOR OF COMMERCE HONOURS: INTERNATIONAL TRADE AND FINANCE 13 RAU 669 liSA PROGRAMME IN SHORT-TERM INSURANCE 1 UNISA 672 PRACTICAL LEGAL TRAINING COURSE 17 UNIVERSITY OF NORTH WEST 677 BACHELOR OF LAWS (LLB) 12 UNIVERSITY OF KWAZULU-NATAL 678 BACHELOR OF COMMERCE: ECONOMICS 8 UNIVERSITY OF JOHANNESBURG 685 NATIONAL DIPLOMA: ACCOUNTING 37 DURBAN UNIVERSITY TECHNOLOGY

e ~ :'i

21181

35954 FSB071 72150 13783 FSB072 FSB073 72272 7113 67689 62418 22467

72149 72209 1023 7075 62368 62415 19586 7067 16925 72295 21045 20366

15179 21164 FSB0112 57206 15415 76546 FSB0107 73013

73773 72209

Category 4 [Sub .. 1 t:

"£I categories Gl .. u Below]

1 Kl 5 160 G G

6 360 G G 0 OG G 7 480 G G 6 360 G G 0 OG G 0 OG G S 240 G G 6 426 G G 6 400 G G 5 240 G G

~~ G G

'1'!91: G G G

6 360 G G 6 360 G G

6 380 G G 7 455 G G

6 520 G G

6 3~G G

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6 432 G ~=i 6 360 G

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list 7: Qualifications recognised for tatesory IV FSPs

0 CP

z :e ~ c: ... 1:

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691 BACHELOR OF COMMERCE FINANCIAL MANAGEMENT 13 RAU

694 BACHELOR OF TECHNOLOGY: BUSINESS ADMINISTRATION 8 UNIVERSITY OF JOHANNESBURG

694 BACHELOR OF TECHNOLOGY: BUSINESS ADMINISTRATION 36 CAPE PENINSULA UNIVERSITY TECHNOLOGV 698 BACHELOR OF COMMERCE: MANAGEMENT 15 UNIVERSITY OF WESTERN CAPE 703 BACHELOR OF COMMERCE: FINANCE AND MANAGEMENT 12 UNIVERSITY OF KWAZULU-NATAL 704 HIGHER CERTIFICATE: MARKETING 01 IMM GRADUATE SCHOOL OF MARKETING 717 CERTIFICATE IN MANAGEMENT (FINANCIAL PLANNING) 57 SOUTHERN BUSINESS SCHOOL 718 NATIONAL DIPLOMA: MANAGEMENT (FINANCIAL PLANNING) 57 SOUTHERN BUSINESS SCHOOL 719 NATIONAL ADVANCED DIPLOMA IN MANAGEMENT (FINANCIAL PLANNING) 57 SOUTHERN BUSINESS SCHOOL 731 CERTIFICATE: ASSOCIATE IN MANAGEMENT 112 UCT GRADUATE SCHOOL OF BUSINESS 757 MASTERS DEGREE IN BUSINESS ADMINISTRATION 167 UNIVERSITY OF LUTON UNITED KINGDOM

758 MASTER OF BUSINESS ADMINISTRATION (MAJOR IN HEALTH CARE ADMINISTRATION) 151 NATIONAL UNIVERSITY, CALIFORNIA, USA 760 BACHELOR OF COMMERCE: INFORMATICS 5 UNIVERSITY OF PRETORIA 763 MASTER OF BUSINESS ADMINISTRATION (OXFORD BROOKES UNIVERSITY) 152 OXFORD BROOKES UNIVERSITY 764 POST GRADUATE DIPLOMA IN BUSINESS ADMINISTRATION 4 MILPARK BUSINESS SCHOOL 765 BACCALAUREUS TECHNOLOGY: HUMAN RESOURCES MANAGEMENT 1 UNISA 767 BACHELOR OF COMMERCE {HONS) IN FINANCE -NAL UNIVERSITY OF SCJENC£ AND TECHNOLOGY

CERTIFICATION IN INTERNATIONAL RETAIL BANKING NATIONAL ACADEMY OF RETAIL BANKING MASTERS OF BUSINESS ADMINISTRATION (Heriot-Watt Unlversitv) T-WATT UNIVERSITY

771 NATIONAL CERTIFICATE IN BANKING (BANKING SALES PEOPLE) 52 SGB ALL INSTITUTIONS 774 DIPLOMA IN LIFE UNDERWRITING 131 THE INSTITUTE OF ADMIN AND COMMERCE OF SOUTH AFRICJl 775 BACHELOR OF COMMERCE LOGISTICS MANAGEMENT 8 UNIVERSITY OF JOHANNESBURG 780 BACHELOR OF COMMERCE IN ECONOMICS AND INTERNATIONAL TRADE 17 UNIVERSITY OF NORTH WEST 782 BACHELOR OF SCIENCE (ECONOMICS) 157 THE UNIVERSITY OF BATH 784 BACHELOR OF BUSINES SCIENCE: MANAGEMENT STUDIES 9 UNIVERSITY OF CAPE TOWN 785 BACHELOR OF SCIENCE: OPERATIONS RESEARCH AND INFORMATION SYSTEM~ 1 UNISA 787 BACHELOR OF SCIENCE: ACTUARIAL AND FINANCIAL MATHEMATICS =ITOFP~RIA 788 BACHELOR OF COMMERCE: FINANCIAL ACCOUNTING ITY OF PRETORIA

BACHElOR OF COMMERCE HONOURS: FINANCIAL ANALYSIS AND PORTFOLIO 789 MANAGEMENT TY OF CAPE TOWN 790 BACHELOR OF TECHNOLOGY IN MANAGEMENT SERVICE E UNIVERSITY OF TECHNOLOGY 792 MASTER OF SCIENCE: MATHEMATICS OF FINANCE TY OF CAPE TOWN 793 BACHElOR OF HEALTH SCIENCES 7 UNIVERSITY OF THE WITWATERSRAND

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18974

73811 78684 7281 79006 79866

lt!= 15179 FSB0088

FSB0089 7069 FSB0090 76924

62328 FSB0091 FSB0092 FSB0093 61589 FSB0099 73779

72773 FSB0111 4403 6059

FSB0182 7059

19960 72428 21390 49915

Category 4 (Sut .t! Q; > "t:: Categories !l CP

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1 Kl

8 160 G G

7 480 G G 7 480 G G 6 360 G G 6 384 G G

'h s 6 7 120 5 120 G 0 OG G

0 OG G 6 452 G G 0 OG G

7 160 G G 7 480- G

'ffi 0 0 G

~ 120 6 240 G G 7 432 G G 7 360 G G 0 OG G 8 576 G G 7 360 G G 7 360 G G 7 479 G G

7 120 G G 7 480 G G 8 120 G G 6 360 G G

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0 Ill z i 0

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:§ :!! t! ... .5 a ... .5 a 795 BACHELOR OF LAWS 158 MAKERERE UNIVERSITY, UGANDA

796 BACHELOR OF BUSINESS SCIENCE IN INFORMATION SYSTEM~ 9 UNIVERSITY OF CAPE TOWN

799 BACHELOR OF ARTS (SPECIALISATION IN MATHEMATICS] 28 UNIVERSITY OF HAMPSHIRE

800 DIPLOMA IN BUSINESS MANAGEMENT AND ENTREPRENEURSHIP 77 INDEPENDENT INSTITUTE OF EDUCATION 802 MASTER OF SCIENCE: FINANCIAL MANAGEMENT 173 UNIVERSITY OF LONDON 803 BACHELOR OF COMMERCE: ACCOUNTING 12 UNIVERSITY OF KWA2ULU-NATAL 804 BACHELOR OFTECHNOLOGY: HUMAN RESOURCES MANAGEMENT 75 TECHNIKON WITWATERSRAND 807 BTEC NATIONAL CERTIFICATE IN BUSINESS AND FINANCE 175 BOURNEMOUTH AND POOLE COLLEGE

~E CHARTERED INSURANCE INSTITUTE 61 CHARTERED INSURANCE INSTITUTE ESTUDIES ~NCE INSTITUTE OF SA (liSA)

810 BACHELOR OF BUSINESS ADMINISTRATION: TELEMATIC ERSITY OF POTCHEFSTROOM 811 BACHELOR OF LAWS: OLD CURRICULUM 5 UNIVERSITY OF PRETORIA 812 NATIONAL DIPLOMA: RETAIL BUSINESS MANAGEMENT 75 TECHNIKON WITWATERSRAND 816 BACHELOR OF BUSINESS ADMINISTRATION HONOURS 57 SOUTHERN BUSINESS SCHOOL 817 BACHELOR OF BUSINESS MANAGEMENT 28 UNIVERSITY OF HAMPSHIRE 817 BACHELOR OF BUSINESS MANAGEMENT 181 SOUTHERN ADVENTIST UNIVERSITY, COLLEGEDALE, TENNESSEE 819 CHARTERED BANKER 160 CHARTERED INSTITUTE OF BANKERS IN SCOTLAND 820 BACHELOR OF COMMERCE: ECONOMICS AND FINANCE 9 UNIVERSITY OF CAPE TOWN

e

i FSB0101

FSB0115 FSB01l6 58671 FSB0126 79009

l

FSB0133 20351 19597 6877 FSB0109 71930 FSB0187 FSB0189

FSB0188 4445

Category 4 [Su~ .. 'ii :!::: > "1:1 Categories 41 41 .... 0 Below)

1 Kl

0 OG G 0 OG G 0 OG

f= 5 260 G 0 OG 6 416 G G 0 OG G 0 OG G 0 OG G 7 120 G G 6 384 G G 6 528 G G 6 360 G G 8 132 G G 0 OG G 0 OG

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0 z 0

c z c

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Ill

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13 USA PROGRAMME IN ADVANCED INSURANCE PRACTICE 1 UNISA 52 ICSA PROGRAMME IN STRATEGIC MANAGEMENT AND CORPORATE GOVERNANCE 1 UNISA 82 ADVANCED PROGRAMME IN FINANCIAL PLANNING AND ESTATES 1 UNISA 93 PROGRAMME IN RISK MANAGEMENT 1 UNISA

182 SAIM PROGRAMME IN BUSINESS MANAGEMENT 1 UNISA 365 CERTIFICATE OF PROFICIENCY: LONG-TERM BASIC (CATEGORY B PROGRAMME) 62 INSURANCE INSTITUTE OF SA (liSA) 366 FUNDAMENTALS OF BANKING AND RISK MANAGEMENT 1 UNISA 367 CERTIFICATE IN FINANCIAL MANAGEMENT 80 LYCEUM COLLEGE 368 PROGRAMME: BANKING 1 UNISA 369 PROGRAMME: RISK MANAGEMENT 1 UNISA 373 ADVANCED PROGRAMME: INTERNATIONAL AND CENTRAL BANKING 1 UNISA 374 ADVANCED PROGRAMME: FINANCIAL PLANNING AND ESTATES 1 UNISA 375 ADVANCED PROGRAMME: BANK CREDIT 3 INSTITUTE OF BANKERS 457 FAIS ACT FOR KEY INDIVIDUALS AND REPRESENTATIVES 8 UNIVERSITY OF JOHANNESBURG 486 BUSINESS MANAGEMENT DEVELOPMENT PROGRAMME 75 TECHNIKON WITWATERSRAND 595 FINANCIAL MANAGEMENT PROGRAMME 1 UNISA 628 FUNDAMENTALS OF BANKING 1 UNISA 813 PROGRAMME IN ADVANCED BANK MANAGEMENT 1 UNISA

g Ill

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Category4 (Sub

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1 Kl G G G G G G G G G G G -G G G G G -G -G G G G G G G G G G G G G G G G

.... 0 ())

z p w (11 (11 (0 w

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0 z c 0

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13 liSA PROGRAMME IN ADVANCED INSURANCE PRACTICE ICSA PROGRAMME IN STRATEGIC MANAGEMENT AND CORPORATE

318 GOVERNANCE 367 CERTIFICATE IN FINANCIAL MANAGEMENT 368 PROGRAMME: BANKING ~ PROGRAMME: RISK MANAGEMENT 3 MME: FINANCIAL PLANNING AND ESTATES 486 BUSINESS MANAGEMENT DEVELOPMENT PROGRAMME 595 FINANCIAL MANAGEMENT PROGRAMME 813 PROGRAMME IN ADVANCED BANK MANAGEMENT

0 z c c 0

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1 UNISA

1 UNISA 80 LYCEUM COLLEGE

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75 TECHNIKON WITWATERSRAND 1 UNISA 1 UNISA

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Category 2 [Sub Categories Below}

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