family size and the quality of children
TRANSCRIPT
DEMOGRAPHY© Volume 18,Number 4 November 1981
FAMILY SIZE AND THE QUALITY OF CHILDREN*
Judith BlakeSchool of Public Health and Department of Sociology, University of California, LosAngeles, California 90024
Abstract-If couples decide to have fewer children in order to achievehigher "quality" offspring, are they correct in assuming that the quality ofchildren bears an important and inverse relation to family size? If they arecorrect, how does number of children operate to affect individual quality?This research (using U.S. whites primarily) takes educational attainment(among adults) and college plans (among youngsters) as the principalindicators of quality, but also directs some attention to measures ofintelligence. The analysis supports the "dilution model" (on average, themore children the lower the quality of each child) and indicates that onlychildren do not suffer from lack of siblings, and that other last-borns arenot handicapped by a "teaching deficit." Number of siblings (relative toother background variables) is found to have an important detrimentalimpact on child quality-an impact compounded by the fact that, whencouples are at a stage in life to make family-size decisions, most background factors (however important to the quality of their children) are nolonger readily manipulable. A special path analysis of college plans amongboys uses a modification ·of Sewell's Wisconsin Model as its base. Theresults show that number of siblings is a negative influence on interveningvariables affecting college plans. In general, the research documents theunfavorable consequences for individual siblings of high fertility, even in acountry that is (at least for whites) as socially, economically, and politically advantaged as the United States.
Many of us have spent the preponderance of our careers studying the determinantsiof human fertility. In so far as wehave been concerned about fertility decision-making within unions in modernsocieties, we have reasoned that thenumber or quantity of children competeswith two other utilities for the resourcesat a couple's disposal-the nonchild utilities, cars, houses, vacations, etc. onwhich the couple could focus its consumption, and the quality of children tobe produced. We have debated about therealism of these decisionmaking modelsand how they should be specified-what
*Presented as the Presidential Address to the Population Association of America at its annual meeting in Washington, D.C., March, 1981.
the ingredients should be and what goeswhere in the chain of casuality.
Today, I will not be concerned withwhether these models bear much of arelationship to how couples really thinkin making family-size decisions. Nor,will I discuss whether consumption alternatives to children are what principallydrive couples in their family-size decisions. What I do want to deal with is theassumption that people have fewer children in order to have higher quality ones.And, I want to turn things around a bitand ask the following question: If this isone of the things that people have inmind when they curtail their fertility, canthey be shown, on average, to be on theright track? For research purposes, thisquestion can be broken down into three
421
1. Is the relation of family size to childquality inverse?
2. Is family size important for the quali-ty of children?
3. If it is important, what does it affect?
My research on these questions has involved secondary analyses of many largescale surveys that have included numberof siblings as a variable. These surveyshave never before been analyzed fromthis point of view. Here I will give youselected results-it is impossible to dis-
DEMOGRAPHY, volume 18, number 4, November 1981
the dilution model takes no account ofinversely related to the influence of reproduction on the par-
ents' life chances. Parents' socio-eco-nomic status is assumed to be uninfluenced by reproduction. It maybe dividedamong offspring, but it is not changed bythem. An additional possible feedbackthat the dilution model leaves out is thatsocialization of siblings by each othermay be indispensible to producing highquality children. Siblings-just a few,maybe even just one-may themselvesbe a condition of child quality, We knowthat most people believe this to be thecase-they believe that the only child isdisadvantaged because of a lack of siblings with whom to interact (Blake, 1981;Falbo, 1977; Thompson, 1974). However, our concern here is not what peoplebelieve, but whether they are correct.
Finally, the parental dilution modelhas nothing to say about possible birthorder effects. Within any family size,does it matter whether you are first,second, and so on? Logically, the modelimplies that child quality would go downwith each successive child, but the rateof decline would taper off after the second child, because each succeeding oneexperiences proportionately less of aloss. However, if there are feedbackeffects-if older children become pseudo-parents, and/or if sib-socializationis anecessary condition of child quality,then quality might not decline with birthorder.
I shall now tum to my attempt toanswer the three questions raised earlier:
422subsidiary ones:
1. Is family sizechild quality?
2. Is family size an important influenceon child quality?
3. And, finally, if family size is important, what does it affect?What are themechanisms by which it operates?
I will take a moment for some conceptual orientation. Why would anyonethink that the quality of children is inversely related to their quantity? Theobvious answer is some form of the"dilution" model of parental inputs. Inconsidering this, we need to specify,albeit schematically, just what it is thatparents put in once the child has beenborn. We can say that parents provideenvironments or settings-types ofhomes, necessities of life, cultural objects (like books, pictures, music, and soon). They also provide opportunitiesspecific chances to engage the outsideworld or, as kids say, "to get to dothings." Finally, they provide personalattention, intervention, and teaching (either directly or by example)-what hasbeen called "treatments" (Spaeth,1976).
The dilution model says, "The morechildren, the more these resources aredivided (even taking account of economies of scale) and, hence, the lower thequality of the output." It is understoodthat by child "quality" we mean someobjective measure of human capital suchas educational or occupational attainment. No judgement is being made aboutthe intrinsic "worth" of one person overanother.
We must note as well that the dilutionmodel assumes that the casual arrows allgo in one direction-from the parents tothe children. The model does not assumeany feedback effects from children during the childrearing process. For example, it does not allow for the assumptionthat parents may create junior executives out of older children-pseudo-parents on whom they can rely. Moreover,
Family Size and the Quality of Children
cuss all of the surveys in detail, or all ofthe results of anyone analysis. Theanalyses are for whites only, because ofinteractions by race. The principal surveys to be discussed are:
1. The National Opinion Research Center, General Social Survey, 1972-1980(pooled), approximately 8,000 menand women.
2. The 1970 National Fertility Study,approximately 4,000 women, plusdata on approximately 4,000 husbands.
3. The 1960 Growth of American Families Study, approximately 2,600women.
4. The 1955 Growth of American Families Study, approximately 2,350women.
5. A longitudinal study of 10th-gradeboys, Youth in Transition, approximately 2,000 boys.
In the studies of adults, the indicatorof quality is "total years of educationachieved." For the 10th-grade boys, thedependent variable is "college plans."The independent variables, in addition tonumber of siblings, are indicators of therespondents' parents' socio-economicstatus, whether they were Catholic ornon-Catholic, Southern background,community size, respondent's age, andwhether the family was broken or intactwhen the respondent was growing up.Although these background variablesrepresent important controls, they donot, unfortunately, take full account ofpotentially negative selective influenceson respondents from one-child families.This family-size has not been a populargoal for couples, hence one would expect some disproportionate negative selection into it-some children are singletons because their defects led the parentsto decide to stop reproduction, or because the parents themselves had physical or psychological problems inimical toparenthood, or even because the parentsdid not get along well although theystayed together. Hence, we suspect that
423any given sample of only children includes some disproportionate effects ofnegative selection which, although unmeasured, should not be assumed to bean effect of number of siblings per se.
THE NATURE OF THE RELATIONSHIP
Let us tum first to the nature of therelation between family size and totalyears of education among adults. Fromhere on out I shall call family size "sibsize" since our point of reference is theoffspring, and its quality, as it is affectedby the number of its siblings. Does sibsize bear an inverse relation to totalyears of education? Our regression analyses (Figure 1) of the survey data amongboth men and women indicate, for eachsurvey, that the relation is, indeed, inverse.
The only child does about equally wellas those from two-child families, or justslightly better, but beyond the two-childfamily, performance starts to drop off. Ibelieve that these results give quite consistent support to the dilution model.
Although, in this research, our "childquality" outcome variable is educationalattainment, we have necessarily paid attention to research on the relation ofsibsize to cognitive ability or intelligence. This is because intelligence isobviously an important influence on educational attainment, and because a recent challenge to the pure dilution model, by Robert Zajonc, has related to ameasure of intelligence (Zajonc and Markus, 1975; Zajonc, 1976).
Considering intelligence for a moment,large-scale studies of school children inFrance (Institut National d'Etudes Demographiques, 1973), Scotland (ThePopulation Investigation Committee andthe Scottish Council for Reserch in Education, 1949), and England (Douglas,1964; Eysenck and Cookson, 1970; Marjoribanks, 1974) all suggest that, evenwithin social class levels, an inverse relation exists between sibsize and a varietyof measures of cognitive ability. Thesedata thus support, for intelligence, the
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Family Size and the Quality of Children
same kind of dilution effect that we haveseen to operate further down the chain ofcausality for educational attainment.
A notable exception to this supporthas been suggested by Zajonc in hisinterpretation of intelligence tests on almost 400,000 Dutch males-survivors ofthe birth cohorts of 1944-47 in Holland(Zajonc, 1976). Zajonc emphasizes thatthe last child, and, by extension, the onlychild (who is the last child in a one childfamily), shows up poorly in those datawhen they are disaggregated by birth order. The data interpreted by Zajonc arefrom an article by Belmont and Marolla(1973) which, in tum, represented a reanalysis of a study by Stein, Susser,Saenger, and Marolla (1972; 1975).
As can be seen from Figure 2 the onlychild does only slightly better than thelast child in a three-child family, andwithin each family size, the results forthe last child take a sharp drop.
Zajonc believes that these data pointto the existence of a "teaching deficit"affecting last-born children-they haveno younger sibling to teach and, hence,their own learning is impaired (Zajonc,1976; Zajonc and Markus, 1975; Zajonc,Markus and Markus, 1979). In effect,Zajonc is saying that the dilution model,although in the main correct, requires usto take account of sib-socialization if it isto fit the Dutch data. Siblings do notmerely dilute parental resources; theyare resources for each other.
Before considering the Dutch case inmore detail, we should note that the poorshowing for the only and last child inthose data stands in marked contrast tothe results of other large surveys. Forexample, the French (Figure 3)and Scottish (Figure 4) surveys of school children, disaggregated by birth order, showthe only child to be highlyfavored and, ifanything, indicate an advantage for lastborn children.
However, these results are for youngchildren-in Scotland the children were11, and in France they ranged from 6 to14. Hence, it can be argued that the data
425
suffer from an age-truncation bias. Forexample, when l l-year-olds are sampled, last-borns will naturally do betterthan first-borns in large families becauselast-born children in such families donot necessarily come from close-spacedsibsizes, but first-borns of that age mustcome from tightly spaced sibs.
For this reason, it is important tointroduce additional data that are lesssubject to such bias. The Youth in Transition data set, mentioned earlier, ishelpful here. The Youth in Transitionwhite, American youngsters are aged 15and 16. Moreover, if we concentrate onsmall-to-moderate families, there is noreason to expect particular effects ofspacing, since American women havespaced their children relatively closelyeven when they had only two. The results in Figure 5 come from our MultipleClassification Analysis which controlsfor parents' socio-economic backgroundand family intactness. It is evident thatthe same pattern exists as may be seen inthe Scottish and French data. Only children perform in a manner similar tothose from two-child families, and lastborn children also appear to be relativelyadvantaged.
Another large study of Americanyoungsters by Hunter Breland (1974) isof interest here. Breland analyzed theNational Merit Scholarship QualificationTest scores for all participants tested in1965. Apparently no information wasavailable on parents' SES, race, or intactness of marriage, but it was possibleto tabulate the scores by family size andbirth order. There is a clear and statistically significant negative relation ofscores with family size, except that, asmight be expected without controls forrace, socio-economic status, or familyintactness, the only child does not do aswell as first and second-borns from twoand three-child families. However, thereis no evidence of a sharp drop-off inperformance for the last child (Breland,1974, p. 1013).
Finally, since birth order as well as
426
2.5DEMOGRAPHY, volume 18, number 4, November 1981
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Family Size and the Quality of Children 427
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sibsize is available in the 1970 NationalFertility Study of adults, my MultipleClassification Analysis of this data setconsiders total years of education byboth sibsize and birth order, controlling
for all of the background variables mentioned already. Figure 6 is for whitefemale respondents and Figure 7 is fortheir husbands.
Again, we see a very different pattern
428 DEMOGRAPHY, volume 18, number 4, November 1981
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Family Size and the Quality of Children
108
from the Dutch data, and an analogousone to the results for youngsters. Singletons are close to those from two-childfamilies, and last-borns frequently dobetter than middle children and sometimes better than first-borns. Birth order is not, however, an important variable in our regressions.
429
These findings suggest that we need toreconsider the Dutch data insofar aspossible, since an analysis of almost400,000 cases cannot be ignored. In doing so, it is necessary to go back to theoriginal study of the young Dutchmenfrom which the results used by Belmontand Marolla, and then, derivatively, byZajonc, were generated.
The original research (Stein, Susser,Saenger and Marolla, 1975) was not concerned with the relation of intelligence tofamily size and birth order, nor were thedata tabulated in this fashion. Rather, itwas designed to analyze the effects ofmaternal malnutrition during pregnancyon the subsequent intellectual development of the children born to motherswho had suffered starvation during the1944-45 famine in parts of Holland. Thestudy design focused on famine and nonfamine geographical areas of the country, and on whether the children hadbeen carried, or born, during variousphases of the famine and post-famineperiod. The original analysis found nomeasurable effects of prenatal malnutrition on the intelligence of the survivingDutch men tested 18 or so years later.Then Belmont and Marolla (and laterZajonc) decided to use the Dutch datafor a very different problem-the relation of intelligence to family size andbirth order.
However, these data had unrecognized defects for research on intelligenceby family size and birth order. This cohort of almost 400,000 men (born between 1944-1947) turns out to be a demographically skewed sample of birthsand survivors-biases that related particularly to being an only and last-bornchild. The 1944-1945 famine drasticallyaffected conceptions and, thereby, thesubsequent birth rate in starvation areasof Holland (Smith, 1947a and 1947b;Stein, Susser, Saenger and Marolla,1975). Only-child and last-child situawere thus created among those coupleswho were most severely affected by starvation. Furthermore, very high rates of
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Figure 5.-Scores on Quick Test ofIntelligence bySibsize (Family Size) and Birth Order among 191210th-Grade Boys. Results by Sibsize and BirthOrder Have Been Adjusted, through MultipleClassification Analysis, for an Index of the Parents'Socioeconomic Status, Catholic-NonCatholic Religion, Community Size, and Whether the Respondent's Parents' Marriage Was Intact. Analysis bythe Author is Based on a Tape of the University ofMichigan, Youth in Transition Survey, see Ac-
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Family Size and the Qualityof Children
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Based on Tapes from the University of Wisconsin, see Acknowledgments.
IS SIBSIZE AN IMPORTANT INFLUENCEON CHILD QUALITY?
The family-size decisionmaking modelunder discussion assumes not only thatincreasing sibsize is a negative influenceon the quality of children, but that it is animportant influence. Does sibsize actually have an important effect on childquality outcomes? An answer to thisquestion also comes from my regressionanalyses of the surveys of adults discussed so far-the National Opinion Research Center, General Social Survey1972-1980; the 1970 National FertilityStudy; and the Growth of AmericanFamilies Studies for 1955 and 1960. Totalyears of education achieved was the dependent variable (indicating "quality")and sibsize, parents' socio-economic status, Catholic-nonCatholic religionSouthern-nonSouthern background, respondent's age, community size, andwhether the family was intact when therespondent was growing up were thepredictors. In all of these studies, sibsizeand father's socio-economic status werethe principal variables influencing therespondent's educational attainment. Inmost cases, the relative influence of sibsize, as shown by the beta coefficients,was equal to, in one case greater than,and in one case slightly less than ourindicator offather's SES.
In terms of standardized coefficients,what this means is that, other thingsbeing equal, every increase in a standardunit of sibsize must be offset by anincrease in a standard unit of father'sSES, if the person's educational attainment is not to decline. Put in terms ofactual metrics instead of standardizedcoefficients-numbers of children andpoints on the occupational scale for fathers-in the NORC 1972-1980 data, given an average score on all other variables
432 DEMOGRAPKY, volume 18, number 4, November 1981
infant and child mortality at this time, not suggest that last-borns on averagetogether with high stillbirth rates, also suffer from the lack of siblings to teach,helped determine that children would or from anything else that is very influengrow up as singletons and last-borns- tial (Blake, 1981; Claudy, Farrell, andagain particularly in those families worst Dayton, 1979;Falbo, 1977; Falbo, 1978).hit by the famine. Children carried during the famine were selectively subject tomortality, and those born during it werefatally vulnerable (Smith, 1947a and1947b; Stein, Susser, Saenger and Marolla, 1975). Finally, the joint probabilityof survival of the parents decreased,since the death rate rose among adults aswell. This effect was gravest where people were hit worst by the famine.
In sum, only and last-born children inthis cohort of young Dutch men appearto have been negatively selected-s-onaverage they were more likely to cornefrom families that suffered the worst.That is how, in part, many of thembecame singletons and last-borns-theirparents had acute fecundity problemsdue to starvation, or their newly bornsiblings were stillbirths or died in infancy, and/or their parents were widowed,or they themselves were totally orphaned. As a consequence of the selective influence of deprivation on theseyoung people during infancy, they, likeother youngsters who have sufferedacute starvation, were more prone tocognitive deficiencies. In substantiationof this interpretation, we may note thatBelmont documents higher levels ofmental retardation and need for psychiatric care among singletons and lastborns of all families in this study, although she does not interpret this finding(Belmont, 1977).
I would conclude, therefore, that theanomaly of marked intellectual deficiencies among singletons and last-bornsfound in the Dutch data does not requirea substantive revision of the dilutionmodel. We do not need to revise it toinclude a sib-socialization componentat least on the basis of these results.Rather, most studies find only childrento be either advantaged, or no differentfrom those in two-child families, and do
Family Size and the Quality of Children
in the model, a white male with nosiblings would graduate from high schoolif his father scored 17 on the DuncanOccupational Prestige Scale, but if hehad four siblings his father would haveneeded a score of 37 in order for the sonto achieve high-school graduation. It isworth noting that, in the OccupationalChanges in a Generation analyses byFeatherman and Hauser, the coefficientsshowing the relative importance of sibsize and father's occupational status (inrelation to respondent's educational attainment) are similar to our analyses(Featherman and Hauser, 1978, pp. 242243).
There thus seems to be little questionthat, among whites, even when majorcultural, period, and socio-economicbackground variables are taken into account, increasing sibsize is an importantnegative influence on a person's educatonal attainment. Moreover, our resultssuggest strongly that there is no familysize that is too small for the productionof quality. The only child, pronatalistideology to the contrary notwithstanding, is shown in study after study to be asadvantaged, or more so, as children fromtwo-child families, and clearly more advantaged than children from larger sibsizes.
Hence, we seem to have an answer totwo of our questions. If people believethat they can trade off child quantity forchild quality they are, indeed, on theright track; and sibsize is an importantinfluence on the quality of children. Infact, sibsize is more important than ourregression coefficients indicate. This isbecause, at the time of the onset ofchildbearing (at the time when familysize decisions are most crucial), a coupIe's family size is still a decision variable, whereas a major share of the socioeconomic status they will transmit totheir offspring has been determined. So,choosing their family size is a way inwhich all parents can still affect the quality of their children, regardless of therelative importance of their socio-eco-
433
nomic position which is, or rapidly onthe way to becoming, a fait accompli.
THE INFLUENCE OF SIBSIZE ONINTERVENING VARIABLES
Although it is important to establishthe nature of the relation between sibsizeand a child's educational attainment, andit is also necessary to assure oneself thatsibsize is not a relatively trivial influenceon achievement, a primary focus of ourinterest is in specifyingjust what it is thatsibsize affects. In what manner doessibsize impinge on variables interveningbetween parental background and educational outcomes?
Fortunately, there is a distinguishedresearch literature documenting suchvariables. This work, pioneered by William Sewell and various colleagues (Sewell and Shah, 1967; Sewell and Shah,1968a; Sewell and Shah, 1968b; Sewell,Haller, and Portes, 1969; Sewell, Haller,and Ohlendorf, 1970; Sewell, 1971; Sewell and Hauser, 1972; Sewell and Hauser,1975: Sewell, Hauser, and Featherman,1976; Sewell and Hauser, 1980) has notuntil very recently (Sewell, Hauser, andWolf, 1980) included sibsize as a predictor. However, the basic "Wisconsinmodel" has shown the significance ofspecifying the influence of parental background (occupational and/or educationalachievement) on intervening variablessuch as perceived parental pressure foracademic achievement, child's ability,and child's grades as these impinge onthe child's educational aspirations (and,ultimately, on educational attainment).
I have adapted the Wisconsin model toinclude sibsize and to disaggregate "settings" (a 19-item index of the culturaland physical richness of the home environment) from an overall parental socioeconomic index. The purpose here is toattempt to measure how parents' socioeconomic level is actually expressed inthe home environment, and takes advantage of a critique of the Wisconsin modelby Joe Spaeth (1976). The parents' levelof social status is indicated by their edu-
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.:c 5!! = a a- f D e.. ~. 9.. 2 0:: a; :I t VI
.r:o.
w '"
Tab
lel.
-Co
rrel
atio
nM
atri
x.V
aria
bles
inPa
thA
naly
sis
ofY
outh
inT
rans
ition
10th
Gra
deB
oys
Xl
X 2X 3
X 4X 5
X 6X 7
PA
RE
NT'
SED
UC
ATIO
NX
l1.
0000
c m
SIB
SIZ
EX 2
-0.1
558
1.00
00~ 0 0
SETT
ING
SX 3
0.32
82-0
.129
91.
0000
~ "V
X 40.
2056
1.00
00:::I
:TR
EATM
ENTS
0.22
79-0
.163
8.:< <
0.19
980.
2133
1.00
000
AB
ILIT
YX 5
0.32
59-0
.209
6C 3 CD
SAVE
DM
ONEY
X 60.
1950
-0.2
014
0.21
410.
1400
0.13
051.
0000
... !D
0.20
82-0
.156
50.
1468
0.21
620.
3881
0.20
021.
0000
:::sG
RADE
SX 7
c 3 a-CO
LLEG
EPL
ANS
Y0.
2806
-0.1
623
0.22
480.
3644
0.32
060.
1792
0.32
51CD .. ~ Z ~ CD 3 a- CD .. ... -0 G
O ...
"TI
Tab
le2.
-Dec
ompo
siti
onof
Eff
ects
ina
Path
Mod
elof
Col
lege
Plan
s:10
thG
rade
Boy
s,Y
outh
inD
Tra
nsiti
on~o -< '"
DEPE
NDEN
TPR
EDET
ERM
INED
TOTA
LIN
DIRE
CTEF
FECT
SVI
ADI
RECT
N°
CDVA
RIAB
LEVA
RIAB
LEEF
FECT
X 2X 3
X 4X 5
X 6X 7
EFFE
CTD :::
ID
.. -::rSI
BSI
ZEX 2
PARE
NT'S
EDX
l-.
1558
-.15
58CD
----
----
----
() cSE
TTIN
GSX 3
PARE
NT'S
EDXl
.328
2.0
126
----
----
--.3
156
a ~oSI
BSIZ
EX 2
-.08
07-.
0807
0--
----
----
--- n
TREA
TMEN
TSX 4
PARE
NT'S
EDXl
.227
9.0
205
.207
4:.
----
----
--a:: .. CD
SIBS
IZE
X 2-.
1315
-.13
15:::
I--
----
----
--A
BILI
TYX 5
PARE
NT'S
EDXl
.325
6.0
251
.023
4.0
243
----
--.2
528
SIB
SIZE
X 2-.
1627
---.
0060
-.01
54--
----
-.14
13
SETT
INGS
X 3.0
744
----
----
----
.074
4
TREA
TMEN
TSX 4
.117
3--
----
----
--.U
73
GRAD
ESX 7
PARE
NT'S
EDXl
.208
2.0
198
.017
7.0
324
.082
6--
--.0
557
SIB
SIZE
X 2-.
1272
---.
0046
-.02
05-.
0462
----
-.05
59
SETT
INGS
X 3.0
560
----
--.0
243
----
.031
7
TREA
TMEN
TSX 4
.156
4--
----
.038
3--
--.U
81
ABIL
ITY
X 5.3
267
----
----
----
.326
7~ w "00
1
Tab
le2.
-(C
onti
nued
)
.a:..
w 00
DEPE
NDEN
TVA
RIAB
LEPR
EDET
ERM
INED
VARI
ABLE
TOTA
LEF
FECT
X 2X 3
INDI
RECT
EFFE
CTS
VIA
X 4X 5
X 6X 7
DIRE
CTEF
FECT
COLL
EGE
PLAN
SY
C mPA
RENT
'SED
Xl.2
806
.018
9.0
314
.060
7.0
499
.005
2.0
094
.105
1~ 0
SIB
SIZE
X 2-.
1215
-.00
80-.
0385
-.02
79-.
0077
-.00
95-.
0299
C)
--~ ."
SETT
INGS
X 3.0
991
----
--.0
146
.007
3.0
054
.071
3% .:< <
TREA
TMEN
TSX 4
.293
1--
----
.023
1.0
028
.020
1.2
471
0 C 3A
BILI
TYX 5
.197
3.0
012
.055
6.1
405
CD--
----
--... !JO
MONE
YSA
VEL)
X 6.0
504
----
----
----
.050
4:;, c 3
GRAD
ESX 7
.169
9.1
699
rr--
----
----
--CD .. ~ Z 0 < CD 3 rr CD .. ... -0 00 ...
Family Size and the Quality of Children
cational attainment. "Treatments" is ameasure of the youngster's perception ofactive personal encouragement by parents for college attendance. The child'sability is indicated by a combined indexof cognitive achievement tests, andgrades are those for the previous year. Ihave also included a variable relating towhether the youngster said he had or hadnot saved money, on the assumption thatthis should have a relationship to thedependent variable, college plans. Thedata base is the University of Michiganstudy of 10th-grade boys, Youth in Transition.
The schematic path diagram in Figure8 indicates the main features of the theoretical model. My hypothesis is that theoverall importance of sibsize inheres virtually entirely in its indirect effects onthe intervening variables. In otherwords, there seems to be no theoreticalreason why sibsize should have a directeffect on educational aspirations (or, forthat matter, on educational attainment).In the model, parents' educational leveland sibsize are predetermined. Thehome environment (settings) and thechild's perception of parental encouragement to go on to college (treatments) areassumed to be antecedent to ability,money saved, and grades. My reason forplacing perception of parental encouragement prior to ability is that I thinkparental encouragement doubtless materially affects measured ability, and although encouragement is also assuredlystimulated by ability, it probably is influenced more by nonobjective factors thanby testing results. Hence, in a recursivemodel, I think it can be argued that oneerrs less than by assuming that encouragement depends on whether the child isof a certain demonstrable level of intelligence.
Figure 9 shows the path diagram, Table 1 (the correlation matrix), and Table2 (the decomposition of effects in theoverall path analysis). A number ofpoints are worth noting here. First,among the intervening variables, "treat-
439
ments" has the most important total anddirect effect on college plans. Second, ofthe two predetermined variables assumed to influence treatments (parents'education and sibsize), sibsize has a negative influence on "treatments" that isalmost half as large as the positive effectof parents' educational level (coefficientfor sibsize is - .0385 and for parents'education level, .0607). Third, the nextmost important intervening variable isability and, in this case, too, sibsize has anegative effect that is almost half as greatas the positive effect of parents' educationallevel (the coefficient for sibsize is- .0279and for parents' educational levelit is .0499). Sibsize also has a negativeeffect on ability that is slightly largerthan the positive effect of "treatments."For the remaining variables, sibsize hassome negative effects on every variablein the model.
Interestingly, the analysis suggeststhat "settings"-cultural and physicaladvantages in the home-are not nearlyas important for academic aspirations asis the child's perception of academicencouragement by parents-"treatments." This indicates that parents cannot very successfully offset the negativeeffect of sibsize on "treatments" by simply providing "settings." In effect, children are more motivated by parentalattention, interaction and encouragement, than by passive environments ofcultural and material "advantage." Insofar as increasing sibsize dilutes thatuniquely important personal input, it hasa major negative consequence for whichit is apparently difficult to compensate.
Subsequent to this analysis, WilliamSewell, in a personal communication,has called my attention to the 18-yearfollow-up.study of the original Wisconsinhigh school seniors on which most of hiselaboration of the Wisconsin model wasbased (Sewell, Hauser, and Wolf, 1980).This follow-up analysis includes sibsizefor the first time and involves a considerable expansion of the original model. Ofinterest, here, however, is the fact that,
440 DEMOGRAPHY, volume 18, number 4, November 1981
with regard to college plans as a dependent variable, the results are very similarto our path analysis of the Youth inTransition data (Sewell, Hauser, andWolf, 1980, p. 566). Parental encouragement is the most important influence inthe Wisconsin data on men, and amongthe predetermined variables affecting parental encouragement, sibsize ranksclose to father's occupational status inimportance (the coefficient for sibsize is- .106 and for father's occupational status it is .150).
SOME IMPLICATIONS OF THISRESEARCH
Since my discussion is a brief previewof an extensive research undertaking, letme close now with some selected conclusions about and implications of the workoutlined here.
First, I think it documents that, insofar as people generally think in terms of adilution model, they are right. Moreover,at least with regard to the variables studied here, there seems to be, on average,no important positive feedback from thesocialization by siblings of each other.That is, neither do last-boms suffer fromnot having a sibling to teach, nor do theygain in important ways from having olderbrothers and sisters. This is suggested bythe fact that the regressions we did oneach sibsize separately, which includedbirth order as a variable, indicated that itwas the least important predictor in theequations and, frequently, not even statistically significant. These results, forintelligence and educational attainment,appear to extend to other dependentvariables in our work such as life satisfaction, social adjustment, alienation andoccupation achievement (Blake, 1981).
Findings may be different where siblings in the same family are studied. But,the information so far available on unrelated people implies that the effect ofsibsize far transcends any effects of birthorder, and that unless one had some verycogent theoretical reasons for studyingbirth order, the empirical results would
hardly spur one on. Reviews of some ofthe problems involved in research on theeffects of birth order may be found inAdams, 1972; Clausen, 1965; Schooler,1972;and Terhune, 1974.
Second, by extension, our researchindicates that the only child is not disadvantaged because of the absence ofbrothers and sisters. Although singletonsdo not show up in all of the studies asmore advantaged than children fromtwo-child families, and sometimes theyappear to do slightly less well, I personally believe that this is because of selection, as I have already discussed. In allstudies (with adequate controls) but theDutch one, only children do very wellindeed and, typically, surpass those fromfamilies of more than two siblings. Theseresults thus suggest that, if couples wishto have only one child, it seems reasonable to expect no deleterious consequences. Indeed, my work on educational level is further bolstered by separateanalyses of other characteristics of theonly child (Blake, 1981;Claudy, Farrell,and Dayton, 1979; Falbo, 1977 and1978).
Third, these findings imply that people's family-size decisions, in the context of the typical life cycle, are the mostimportant of the background influenceson child quality we have studied. Notonly can sibsize be shown to competestrongly with parental SES on a statistical basis, but we must remember that, bythe time couples are deciding how manychildren they want, their socio-economicstatus is typically no longer very readilyaffected by choice. Equally, if we consider other variables in our model, although one is better off having had Jewish than Catholic parents when it comesto educational attainment, such religiousdifferences are not readily rearranged asa couple is about to embark upon reproduction. A young Catholic couple normally does not have the option of suddenly taking on all the unmeasuredcharacteristics associated with beingJewish. This couple does have the choiceof not having six children, however.
Family Size and the Quality of Children
Fourth, our model of the interveningvariables that sibsize affects indicatesthat it may not be so easy to avoid thenegative consequences of large families,even if one is well-off. On average, children from large families have less ability,lower grades, and apparently receiveless academic encouragement from theirparents, even when parental backgroundand "advantages" in the home are controlled. Large families are considerablymore deleterious to a child's educationalattainment than are broken homes, suggesting that, on average, a simple nostrum of familistic traditionalism-stablemarriages and high fertility-is not theticket to producing quality offspring.
It is interesting to ask why the effect ofbroken homes is not greater, if the dilution model is valid. One reason may bethat, although a mate (typically a husband, since most children of brokenhomes were with their mothers) presumably contributes to the personal interventions and treatments that are so important in childbearing, he also makesdemands himself. He is a diluter of amother's attention and personal resources, as well as a contributor to childrearing. Moreover, a certain amount ofthe theoretical advantage of unbrokenhomes may be drained off in negotiationand transaction costs between the parents as they attempt to cope with childrearing jointly. It may thus be that theadvantages of single parenthood partiallyoffset the disadvantages, whereas on average there appear to be no similarlyoffsetting compensations in the case oflarge versus small families.
Finally, although it is inappropriate toextrapolate the conclusions of this research to developing countries where thefamily structures are so different fromour own, it seems inconceivable that theresults are totally irrelevant either. ThefindingsI have discussed relate to a periodwhen, for whites at least, the UnitedStates was the most open, richest, andsociologically and politically advantagedcountry in the world. Yet, even underthese relatively ideal conditions, coming
441
from a large family had negative effectsonthe quality of the people we have studied.It is hard to imagine that, in countriesmuch less favored, differences in kinshipstructure can offset the deleterious impacton human capital of large family size.Hence, one practical advantage of research such as this may be to add to theall-too-modest empirical literature on theindividual consequences of high fertilitya literature that will not necessarily influence the bulk of people in developingcountries, but may have some effect ontheir policy-makers. Personally, I doubtwhether, on average, any country, or anyethnic or racial group, can meet the human capital demands of the modem worldand simultaneously maintain a statisticalnorm of large families.
ACKNOWLEDGMENTS
The research on which this paper isbased began as a result of work on theonly child funded by NICHHD contractHD82802. The research has also beenfunded, in part, by the Fred H. BixbyFoundation through the instrumentalityofthe Fred H. Bixby Chair. I am gratefulto Sandra Rosenhouse and Jorge DelPinal for help with data processing andstatistical analysis, and to Elizabeth Stephenson of the Data Archives Library,Institute for Social Science Research atUCLA for her assistance in acquiringand making available the data tapes ofthe 1955 and 1960 Growth of AmericanFamilies Studies and the 1970 NationalFertility Study; and to the Inter-University Consortium for Political and SocialResearch (based at the University ofMichigan) for the data tapes of the National Opinion Research Center, GeneralSocial Survey 1972-1980 in OSIRIS format, as well as for the tapes of thelongitudinal survey, Youth in Transition.
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442 DEMOGRAPHY, volume 18, number 4, November 1981
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