fact sheet - october 2020 - cover
TRANSCRIPT
THEMATIC FUNDS
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INDEX
MARKET OUTLOOKEquityDebt
67
EQUITYTata Large Cap FundTata Multicap FundTata Large & Mid Cap FundTata Equity P/E FundTata Mid Cap Growth FundTata India Tax Savings FundTata Small Cap FundTata Focused Equity FundTata Index Fund - Nifty PlanTata Index Fund - Sensex PlanTata Nifty Exchange Traded FundTata Nifty Private Bank Exchange Traded Fund
89
10111213141516171819
2021222324252627
HYBRID
3435363738394041
Tata Hybrid Equity Fund Tata Equity Savings Fund Tata Balanced Advantage FundTata Arbitrage FundTata Multi Asset Opportunities Fund
2829
30 - 313233
DEBTTata Dynamic Bond FundTata Medium Term FundTata Income FundTata Short Term Bond FundTata Treasury Advantage FundTata Money Market FundTata Ultra Short Term Fund Tata Banking & PSU Debt Fund
LIQUID4243
Tata Liquid Fund Tata Overnight Fund
GILT44Tata Gilt Securities Fund
SOLUTIONS45464748
49 - 6465 - 68
69
Tata Retirement Savings Fund - ProgressiveTata Retirement Savings Fund - ModerateTata Retirement Savings Fund - ConservativeTata Young Citizens’ FundSCHEMES PERFORMANCEDIVIDEND / BONUS HISTORYHOW TO READ FACT SHEET
Tata Ethical FundTata Banking & Financial Services FundTata Digital India FundTata India Consumer FundTata India Pharma & Healthcare FundTata Resources & Energy FundTata Infrastructure FundTata Quant Fund
Name of the Schemes Investment Objective Riskometer
Tata Dynamic Bond Fund
Tata Gilt Securities Fund
Tata Income Fund
Tata Medium Term Fund
Investment Objective: Short Term to Medium Capital Appreciation.
Investment in Debt / Money Market Instruments / Government Securities
Investment Objective: Long Term Capital Appreciation & Regular Income.
Investment predominantly in Government Securities.
Investment Objective: Long Term Capital Appreciation & Regular Income.
Investment in Debt/Money Market instruments/Government Securities.
Investment Objective: Income/Capital Appreciation over medium term.
Investment in Debt / Money Market Instruments / Government Securities.
Tata Banking & PSU Debt Fund
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RISKOMETER
Name of the Schemes Investment Objective: Regular Fixed Income for Short Term. Riskometer
Name of the Schemes Investment Objective: Regular Fixed Income for Short Term. Riskometer
Tata Liquid Fund
Investment in Money Market instruments.
Tata Treasury Advantage Fund Investment in Debt & Money Market instruments
Tata Money Market Fund
Tata Ultra Short Term Fund
Investment in Debt & Money Market instruments
Tata Overnight Fund
Investment Objective: The investment objective of the Scheme is to generate returns through investment in Debt & Money Market instruments such that the Macaulay duration of the portfolio is between 3 months - 6 months.
Tata Arbitrage Fund Investment Objective: The investment objective of the Scheme is to seek to generate reasonable returns by investing predominantly in arbitrage opportunities in the cash and derivatives segments of the equity markets and by investing balance in debt and money market instruments. There is no assurance that the objective of the Scheme will be realised and the Scheme does not assure or guarantee any returns.
The objective of the scheme is to seek to generate returns commensurate with low risk and providing high level of liquidity, through investments made primarily in overnight securities having maturity of 1 business day. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.The scheme does not assure or guarantee any returns.
Tata Short Term Bond Fund Investment Objective: Regular Fixed Income for Short Term.Investment in Debt/Money market instruments /Government Securities.
Investment Objective: The investment objective of the scheme is to generate reasonable income, with low risk and high level of liquidity from a portfolio of predominantly debt & money market securities issued by Banks, Public Sector Undertakings (PSUs), Public Financial Institutions (PFIs) and Municipal Bonds. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.
Name of the Schemes Investment Objective: Long Term Capital Appreciation Riskometer
Tata Hybrid Equity Fund
Tata Large & Mid Cap Fund
Tata Equity P/E Fund
Tata Mid Cap Growth Fund
Tata Large Cap Fund
Tata Retirement Savings Fund
- Moderate Plan
Tata Equity Savings Fund
Tata Retirement Savings Fund- Progresive Plan
Long Term Capital Appreciation.Investment predominantly in equity & equity related instruments (65% - 80%) & someportion (between 20% to 35%) in fixed income instruments.
Investment in equity and equity related instruments of well researched value and growthoriented companies across all market capitalization.
Investment (minimum 70%) in equity & equity related instruments of companies whoserolling P/E is lower than rolling P/E of BSE Sensex.
Investment predominantly in equity & equity related instruments of growth oriented midcap companies.
Investment predominantly in equity & equity securities related securities of large capcompanies.
A predominantly equity oriented (between 65%-85%) savings scheme which providestool for retirement planning to individual investors.
Predominantly investing in equity and equity related instruments, equity arbitrageopportunities and debt and money market instruments.
An equity oriented (between 85%-100%) savings scheme which provides tool forretirement planning to individual investors.
An equity linked savings scheme (ELSS) Investing predominantly in Equity & Equityrelated instruments.
Investment Objective: Long Term Capital Appreciation & Current Income.Long Term Capital Appreciation by investing predominantly in equity & equity relatedinstruments.
Investment Objective: Long Term Capital Appreciation & Current Income.A debt oriented (between 70%-100%) savings scheme which provides tool for retirementplanning to individual investors.
Tata India Tax Savings Fund
Tata Young Citizens Fund
Tata Retirement Savings Fund
- Conservative Plan
Tata Multicap Fund Investment Objective: The investment objective of the Scheme is to generate capital appreciation over medium to long term. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.
Tata Small Cap Fund Investment Objective: The investment objective of the scheme is to generate long term capital appreciation by predominantly investing in equity & equity related instruments of small cap companies.
Tata Balanced Advantage Fund Investment Objective: The investment objective of the Scheme is to provide capital appreciation and income distribution to the investors by using equity derivatives strategies, arbitrage opportunities and pure equity investments.
Tata Focused Equity Fund Investment Objective: The investment objective of the scheme is to generate long term capital appreciation by investing in equity & equity related instruments of maximum 30 stocks across market caps. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.
Tata Index Fund - Nifty Plan Investment Objective: The investment objective of the Scheme is to reflect/mirror the market returns with a minimum tracking error. The scheme does not assure or guarantee any returns.
Tata Index Fund - Sensex Plan Investment Objective: The investment objective of the Scheme is to reflect/mirror the market returns with a minimum tracking error. The scheme does not assure or guarantee any returns.
Tata Nifty Exchange Traded Fund Investment Objective: The investment objective of the scheme is to provide returns that is closely correspond to the total returns of the securities as represented by the Nifty 50 index, subject to tracking error. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.
Tata Multi Asset Opportunities Fund Investment Objective: The investment objective of the scheme is to generate long term capital appreciation. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.
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RISKOMETER
*Investors should consult their financial advisors if in doubt about whether the product is suitable for them.
Tata Banking & Financial ServicesFund
Tata India Consumer Fund
Tata Digital India Fund
Primarily focuses on investment in at least 80% of its net assets in equity/equity relatedinstruments of the companies in the Banking and Financial Services sector in India.
Primarily focuses on investment in at least 80% of its net assets in equity/equity relatedinstruments of the companies in the Consumption Oriented sectors in India.
Primarily focuses on investment in at least 80% of its net assets in equity/equity relatedinstruments of the companies in the Information Technology sector in India.
Tata India Pharma & HealthcareFund
Primarily focuses on investment in at least 80% of its net assets in equity/equity relatedinstruments of the companies in the Pharma & Healthcare sectors in India.
Tata Resources & Energy Fund Primarily focuses on investment in at least 80% of its net assets in equity/equity relatedinstruments of the companies in the Resources & Energy sectors in India.
Tata Infrastructure Fund Investment Predominantly in equity / equity related instruments of the companies in theInfrastructure sector in India.
Name of the Schemes Investment Objective: Long Term Capital Appreciation. Riskometer
Tata Ethical Fund Investment in equity and equity related instruments of Shariah Principles compliantcompanies and in other instruments allowed under Shariah principles.
Tata Nifty Private Bank Exchange Traded Fund
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RISKOMETER
The investment objective of the scheme is to provide returns that is closely correspond to the total returns of the securities as represented by the Nifty Private Bank index, subject to tracking error. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.
Tata Quant Fund The investment objective of the scheme is to generate medium to long-term capital appreciation by investing in equity and equity related instruments selected based on a quantitative model (Quant Model).However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.
The Macro picture
October 2020 September 2020
WPICPI Index of Industrial ProductionRepo rateMarginal Standing Facility Rate
1.32% (September 2020)7.34% (September 2020)
-8% (August 2020)4.0% (as on October 31, 2020)
4.25% (as on October 31, 2020)
0.16% (August 2020)6.69% (August 2020)-10.39% (July 2020)
4.0% (as on September 30, 2020)4.25% (as on September 30, 2020)
Source: RBI, MOSPI
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MARKET OUTLOOKEquity market
Disclaimer: The views expressed are in no way trying to predict the markets or to time them. The views expressed are for information purpose only and do not construe to be any investment, legal or taxation advice. Please consult your Financial/Investment Adviser before investing. The views expressed may not reflect in the scheme portfolios of Tata Mutual Fund. This note has been prepared using information believed to be accurate at the time of its use.
October 2020 ended with strong positive performance driven by extremely strong quarterly performance by corporate India. BSE Sensex was up by 4.1%, and the Nifty by 3.5%. The broader market; the BSE Midcap & the BSE Small Cap were up with a performance of 1.4% and 0.1% respectively. In terms of sectors; IT, Banks, Power, and Realty were the major outperformers whilst all other sectors underperformed the BSE Sensex. FIIs were net buyers during the month, with net inflows to the tune of ~USD 2.7 bn. Net equity selling by domestic institutions in the market were ~USD 2.4 bn.
September was a strong month for Banks and IT sectors. Monthly collections efficiency for Banks is reported to be in excess of 93%, very close to pre covid levels, resulting in some amount of stock up move during the month. Real Estate was another sector which saw sharp recovery in volumes/units sold in the residential segment leading to positive performance for the sector during the month.
Inflation: India’s Wholesale Price Inflation (WPI) Index came in at 1.32% YoY during the current month as compared to 0.16% for the previous month on account of benign core inflation.
The Consumer Price Inflation index came at 7.34% YoY in the current month as compared to 6.93% in the previous month on benign core inflation and rising fruits and vegetable inflation.
Inflation is likely to fall with food inflation expected to come down going forward.
Growth: India’s Real Gross Domestic Product (GDP) degrew at -23.9% YoY in Q1 FY21, degrowth was lower than expected inspite of severe lockdown of economic activity and disruption to normal life during the quarter. Private consumption degrew -27% YoY for the quarter. The gross fixed capital formation growth dipped to (~-47.1% YoY).
Other macro developments (fiscal deficit and household savings)
India’s fiscal deficit for FY20 was at 4.6% against the earlier budgeted 3.8% – Covid-19 has impacted tax revenues for the government in Q4FY20 significantly leading to a slip in the deficit numbers. With the spread of COVID-19 and the resultant shutdown of economic activity, FY21 budget deficit is likely to rise substantially in a range of 7%-9% (recovery in GDP growth is faster than expected).
FY20 net household financial savings rate improved to 7.7% from 7.2% in FY19 (revised up from the previously reported 6.5%).
Market Outlook: Q2FY21 earnings season is in full progress with 129 BSE 500 companies having reported as of October 2020 end. It is heartening to note that the recovery in business activity is being reflected in the financials being reported till now in a very strong manner. Sales growth stands at 1.7%, much stronger than expected by consensus, more importantly, EBIDTA margins have rebounded sharply at probably an all time high with an increase of 938 bps (ex financials and Oil and Gas) reporting an EBIDTA growth of 76.5% for the quarter and a profit after tax growth of 120%.
Another way to dissect the Q2FY21 performance would be to track the MSCI India Index, a key barometer being tracked by FIIs. Approximately 40% of MSCI India companies have reported their numbers for the quarter and PAT growth is running at 17%, higher by 9% compared to consensus expectations. We are seeing consensus earnings expectations being upgraded across the board after probably a gap of 10+ years.
Corporate India, as we have discussed in the past monthly commentaries, is delivering better on cost savings, working capital management, balance sheet improvement and strong rebound in return ratios. Overall management commentary remains on the cautiously optimistic side with a consensus that if demand outlook remains as strong then profit growth is likely to shoot up on a sustainable basis.
We feel very optimistic on FY22 compared to earlier and hence our outlook for the equity markets remain positive going forward.
Index NameReturn in %As on
30-Oct-20 30-Sep-20 31-Oct-19 1 Month 1 Year116423961414905148884910
175172738924076141671092319258210598208
1212617291804
112483806814705148674782
178762435524278138341105119799199808304
1224216531671
118774012914864135584984
189463392526893188231224613229153929305
1573519872063
3.54.11.40.12.7
-2.012.5-0.82.4
-1.2-2.75.4
-1.2-0.94.67.9
-2.0-1.30.39.8
-1.5-7.5
-19.3-10.5-24.7-10.845.636.8
-11.8-22.9-12.9-12.5
Nifty 50S&P BSE SensexS&P BSE MID CAPS&P BSE SMALL CAPS&P BSE 200S&P BSE AUTOS&P BSE BankexS&P BSE Consumer DurableS&P BSE Capital GoodS&P BSE FMCGS&P BSE Health CareS&P BSE ITS&P BSE METALS&P BSE Oil & GasS&P BSE Power IndexS&P BSE Realty
Index NameReturn in %As on
30-Oct-20 30-Sep-20 31-Oct-19 1 Month 1 Year
6018116427758
239013234
14978116362942850143130
209172344
1706711244
2285819
5849112487908
214523111
15027106222984250053081
199512243
1698311773
2125823
6139118778450
300663430
16486135163232051703323
155592501
168197878269
5745
2.93.5
-1.911.4
3.9-0.39.5
-1.40.21.64.84.50.5
-4.57.7
-0.1
-2.0-2.0-8.2
-20.5-5.7-9.1
-13.9-8.9-3.0-5.834.4-6.31.5
42.7-15.2
1.3
Nifty 200Nifty 50Nifty AutoNifty BankNifty CommoditiesNifty EnergyNifty Financial ServicesNifty FMCGNifty India ConsumptionNifty InfrastructureNifty ITNifty MetalNifty Midcap 100Nifty PharmaNifty RealtyNifty Smallcap 100
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MARKET OUTLOOK
Disclaimer: The views expressed are in no way trying to predict the markets or to time them. The views expressed are for information purpose only and do not construe to be any investment, legal or taxation advice. Please consult your Financial/Investment Adviser before investing. The views expressed may not reflect in the scheme portfolios of Tata Mutual Fund. This note has been prepared using information believed to be accurate at the time of its use.
Debt market
31-10-20 30-09-20
10 Year Benchmark Yield (s.a)10 Year AAA (PSU) (ann)5 Year AAA (PSU) (ann)3 Year AAA (PSU) (ann)1 Year AAA (PSU) (ann)3 Month T Bill3 Month CD6 Month CD9 Month CD12 Month CD10 Year AAA Spread5 Year AAA Spread
5.886.425.454.854.003.183.223.423.603.750.540.28
6.016.585.885.134.233.263.353.553.803.950.570.49
Change (bps)
-13-16-43-28-23-08-13-13-20-20-03-21
Benchmark 10-year yields ended month at 5.88% remaining range bound from 5.85% to 6.00%. 5-year segment specially in corporate bonds saw a good month as spread compared over G-sec 5years benchmark. 5 years G-sec dropped down to 5.17-18% yield from 5.38-39% levels whereas good name PSUs came to around 5.45% yield from 5.88% levels. MFs focused buying of 3-years segment continued and segment saw 25-30 bps rate decrease in the month. On back of lesser borrowing in 3M to 1Yr segment in T-bill rate of shorter tenure also reduced by 8-20 bps respectively.
Consumer price index (CPI) accelerated to 7.34 per cent in the month of September as against 6.69 per cent in August mainly on account of rising food prices. Inflation figures in September remained above the Reserve Bank of India comfort level (4% +/- 2%). Rate of price rise in the food basket was 10.68% in September compared to 9.05% in August. Although the government has eased some lockdown restrictions to help revive the economy, supply chain disruptions have shown little sign of abating as the virus continues to spread rapidly in India. Inflation has been above the tolerance band for several months, the MPC judges that the underlying factors are essentially supply shocks which should dissipate over the ensuing months as the economy unlocks, supply chains are restored, and activity normalizes
As per the monetary policy minutes which was released in the month, the monetary policy members stated the yield curve is very steep and it needs to be bought down. This along with accommodative monetary policy stance for the current year and next financial year bode well for the market. We have also seen RBI coming and intervening in the government securities market whenever the ten-year yield has come to 5.90 % levels. This is the support which RBI is giving through its actions to keep the interest rates from moving up.
CPI inflation is projected at 6.8 per cent for Q2:2020-21, at 5.4-4.5 per cent for H2:2020-21 and 4.3 per cent for Q1:2021-22, with risks broadly balanced. Real GDP growth in 2020-21 is expected to be negative at (-)9.5 per cent, with risks tilted to the downside: (-)9.8 per cent in Q2:2020-21; (-)5.6 per cent in Q3; and 0.5 per cent in Q4. Real GDP growth for Q1:2021-22 is placed at 20.6 per cent. Our view is inflation may be higher in the coming months as the world economy is stocking food items due to second wave of COVID fears and all High Frequency indicators like toll collections, GST, tractor and auto sales are at pre covid levels or close to pre covid levels. Negative GDP growth will be restricted to 7 % instead of 9.5 % projected by RBI.
During the month RBI announced OMO twice of 20,000crs each and bought almost entire amount both the times. RBI announced few special measures as well in the monetary policy meeting.
On Tap TLTRO:
It has been decided to conduct on tap TLTRO with tenors of up to three years for a total amount of up to ₹1,00,000 crore at a floating rate linked to the policy repo rate. The scheme will be available up to March 31, 2021 with flexibility with regard to enhancement of the amount and period after a review of the response to the scheme. Liquidity availed by banks under the scheme has to be deployed in corporate bonds, commercial papers, and non-convertible debentures issued by the entities in specific sectors over and above the outstanding level of their investments in such instruments as on September 30, 2020. The liquidity availed under the scheme can also be used to extend bank loans and advances to these sectors.
OMO in SDL: First time ever
To improve liquidity and facilitate efficient pricing, it has been decided to conduct open market operations (OMOs) in SDLs as a special case during the current financial year. The OMOs would be conducted for a basket of SDLs comprising securities issued by states.
Systemic liquidity (net) during the month of October remained positive and closed at positive 4.51 lakh crores compared to positive 3.30 lakh crores at the beginning of the month. Going forward the liquidity is expected to remain positive on back of government spending in effort to revive the economy and comparatively less borrowing in shorter segment.
We feel these measures by RBI will restrict the upward movement in yields. RBI is protecting the 10-year yields at 5.90 % levels and the 40-year yields at 6.80 % levels. The trajectory of CPI inflation will become important now for the long- term yields to come down, if the Indian economy does not have a second wave of covid infections, then food inflation may come down with the arrival of rabi crops. This could be positive for bonds as with RBI OMO yields should come down. The short-end of the yield curve is expected to be protected due to accommodative monetary policy pursued by RBI.
Mutual Fund Investments are subject to market risks, read all Scheme related documents carefully.
OPEN ENDED EQUITY & HYBRID FUNDS SNAPSHOT AS ON 31st OCTOBER 2020
Fund Name Nature Sub Nature Launch Date Benchmark Name Fund Manager Min
Investment Exit LoadExpense Ratio
Regular Direct
Tata Arbitrage Fund
An open ended scheme investing in arbitrage opportunities.
Arbitrage Fund 18-Dec-18 Nifty 50 Arbitrage
Index Sailesh Jain 5,000 0.25 % -30 Days 1.13 0.38
Tata Balanced Advantage Fund
An open ended dynamic asset allocation fund.
Dynamic Asset
Allocation or Balanced Advantage
28-Jan-19 CRISIL Hybrid 35+65 - Aggressive Index
Rahul Singh, Sailesh Jain, Akhil
Mittal5,000 1% - 365 Days
Nil - upto 12% of Initial Investments 2.24 0.81
Tata Banking & Financial Services Fund
An open ended equity scheme investing in Banking & Financial Services Sector
Sectoral 28-Dec-15 Nifty Financial Services TRI
Sonam Udasi, Amey Sathe 5,000 1% - 365 Days
Nil - upto 12% of Initial Investments 2.60 1.08
Tata Digital India Fund
An open ended equity scheme investing in Information Technology Sector
Sectoral 28-Dec-15 S&P BSE IT TRI Meeta Shetty, Rahul Singh 5,000 1% - 365 Days
Nil - upto 12% of Initial Investments 2.54 1.07
Tata Equity P/E Fund
An open ended equity scheme following a value investment strategy
Value Fund 29-Jun-04 S&P BSE Sensex TRI Sonam Udasi, Amey Sathe 5,000 1% - 12 Months.
Nil - upto 12% of Initial Investments 1.95 0.78
Tata Equity Savings Fund
An open-ended scheme investing in equity, arbitrage and debt.
Equity Savings 27-Apr-00 NIFTY Equity Savings
Index
Sailesh Jain, Murthy
Nagarajan5000 0.25% - 90 Days
Nil - upto 12% of Initial Investments 2.29 1.18
Tata Ethical Fund An open ended equity scheme following Shariah principles Thematic 24-May-96 Nifty 500 Shariah TRI
Ennette Fernandes,
Rupesh Patel5,000 1% - 365 Days
Nil - upto 12% of Initial Investments 2.49 1.32
Tata Hybrid Equity Fund
An open ended hybrid scheme investing predominantly in equity & equity related instruments.
Aggressive Hybrid Fund 08-Oct-95 Crisil Hybrid 25+75 -
Aggressive Index
Chandraprakash Padiyar, Murthy
Nagarajan, Satish Chandra Mishra
5,000 1% - 365 days 1.98 0.96
Tata Index Fund - Nifty Plan
An open ended equity scheme tracking Nifty 50 Index Index Funds 25-Feb-03 Nifty 50 TRI Sonam Udasi 5,000 0.25% - 7 days 0.50 0.05
Tata Index Fund - Sensex Plan
An open ended equity scheme tracking S & P BSE Sensex Index Funds 25-Feb-03 S&P BSE Sensex TRI Sonam Udasi 5,000 0.25% - 7 days 1.00 0.05
Tata India Consumer Fund
An open ended equity scheme investing in Consumption Oriented Sector
Sectoral 28-Dec-15 Nifty India Consumption TRI
Sonam Udasi, Ennette
Fernandes5,000 1% - 365 Days
Nil - upto 12% of Initial Investments 2.26 0.87
Expense ratio excludes Borrowing cost
Mutual Fund Investments are subject to market risks, read all Scheme related documents carefully.
Fund Name Nature Sub Nature Launch Date Benchmark Name Fund Manager Min
Investment Exit LoadExpense Ratio
Regular Direct
Tata India Pharma & Healthcare Fund
An open ended equity scheme investing in Pharma and Healthcare Services Sector
Sectoral 28-Dec-15 Nifty Pharma TRI Meeta Shetty, Rahul Singh 5,000 1% - 365 Days
Nil - upto 12% of Initial Investments 2.64 1.20
Tata India Tax Savings Fund
An open ended equity linked savings scheme with a statutory lock in of 3 years and tax benefit
ELSS 31-Mar-96 S&P BSE Sensex TRIRupesh
Patel, Ennette Fernandes
500 Nil (Compulsory lock-in period for 3 years) 2.07 0.72
Tata Infrastructure Fund
An open ended equity scheme investing in Infrastructure sector. Sectoral 31-Dec-04 S&P BSE India
Infrastructure TRIAbhinav Sharma,
Rupesh Patel 5,000 1% - 365 Days Nil - upto 12% of Initial Investments 2.55 1.84
Tata Large & Mid Cap Fund
An open-ended equity scheme investing in both large cap & mid cap stocks.
Large & Mid Cap Fund 25-Feb-93 Nifty LargeMidcap
250 TRI
Chandraprakash Padiyar, Meeta
Shetty5,000 1% - 365 days 2.19 1.13
Tata Large Cap Fund
An open-ended equity scheme predominantly investing in large cap stocks.
Large Cap Fund 07-May-98 S&P BSE Sensex TRI
Rupesh Patel, Ennette
Fernandes5,000 1% - 365 days 2.50 1.70
Tata Mid Cap Growth Fund
An open-ended equity scheme predominantly investing in mid cap stocks.
Mid Cap Fund 01-Jul-94 Nifty Midcap 100 TRI
Rupesh Patel, Ennette
Fernandes5,000 1% - 365 days 2.40 1.21
Tata Multicap Fund
An open ended equity scheme investing across large cap, mid cap, small cap stocks
Multi Cap Fund 06-Sep-18 S&P BSE 500 TRI Sonam Udasi,
Abhinav Sharma 5,000 1% - 12 Months Nil - upto 12% of Initial Investments 2.18 0.83
Tata Nifty Exchange Traded Fund
An open ended Exchange Traded Fund tracking Nifty 50 Index.
ETFs - Others 01-Jan-19 Nifty 50 TRI Sailesh Jain
50,000 units and
in multiples thereof
Nil NA 0.07
Tata Nifty Private Bank Exchange Traded Fund
An Open-Ended Exchange Traded Fund replicating/ tracking -Nifty Private Bank Index
ETFs - Others 30-Aug-19 Nifty Private Bank
TRI Sailesh Jain
15,000 units and
in multiples thereof
Nil NA 0.13
Tata Resources & Energy Fund
An open ended equity scheme investing in Resources and Energy Sector
Sectoral 28-Dec-15 Nifty Commodities TRI
Satish Chandra Mishra, Rahul
Singh5,000 1% - 365 Days
Nil - upto 12% of Initial Investments 2.52 1.10
Tata Retirement Savings Fund-Moderate Plan
An open ended retirement solution oriented scheme having a lock-in of 5 years or till retirement age (whichever is earlier)
Retirement Fund 01-Nov-11 Crisil Hybrid 25+75 -
Aggressive Index
Sonam Udasi, Murthy
Nagarajan, Ennette
Fernandes
5,000
1) Nil – If redemption or switch out on or after attainment of retirement age i.e. 60years.2) Nil – In case of Auto switch out of units on occurrence of Auto switch trigger event.3 ) 1% – Post Lock in period of 60 months If redeemed within 1 month
2.20 0.83
Expense ratio excludes Borrowing cost
OPEN ENDED EQUITY & HYBRID FUNDS SNAPSHOT AS ON 31st OCTOBER 2020
Mutual Fund Investments are subject to market risks, read all Scheme related documents carefully.
Fund Name Nature Sub Nature Launch Date Benchmark Name Fund Manager Min
Investment Exit LoadExpense Ratio
Regular Direct
Tata Retirement Savings Fund-Conservative Plan
An open ended retirement solution oriented scheme having a lock-in of 5 years or till retirement age (whichever is earlier)
Retirement Fund 01-Nov-11
CRISIL Short Term Debt Hybrid 75+25
Fund Index
Sonam Udasi, Murthy
Nagarajan, Ennette
Fernandes
5,000
1) Nil – If redemption or switch out on or after attainment of retirement age i.e. 60years.2) Nil – In case of Auto switch out of units on occurrence of Auto switch trigger event.3 ) 1% – Post Lock in period of 60 months If redeemed within 1 month
2.22 1.05
Tata Retirement Savings Fund-Progressive Plan
An open ended retirement solution oriented scheme having a lock-in of 5 years or till retirement age (whichever is earlier)
Retirement Fund 01-Nov-11 S&P BSE 200 TRI
Sonam Udasi, Murthy
Nagarajan, Ennette
Fernandes
5,000
1) Nil – If redemption or switch out on or after attainment of retirement age i.e. 60years. 2) Nil – In case of Auto switch out of units on occurrence of Auto switch trigger event.3 ) 1% – Post Lock in period of 60 months If redeemed within 1 month.
2.37 0.84
Tata Small Cap Fund
An open-ended Equity Scheme predominantly investing in small cap stocks
Small cap Fund 12-Nov-18 Nifty Smallcap 100
TRI
Chandraprakash Padiyar, Satish
Chandra Mishra5,000 1% - 12 Months
Nil - upto 12% of Initial Investments 2.46 1.00
Tata Young Citizens Fund
An open ended fund for investment for children having a lock-in for at least 5 years or till the child attains age of majority (whichever is earlier)
Childrens Fund 14-Oct-95 S&P BSE 200 TRI
Akhil Mittal, Amey Sathe, Rahul Singh
500
Compulsory Lock-in Option 5 years or till the child attains age of majority (whichever is earlier). 1% - If redeemed before child attains 18 years of age.
2.52 1.72
Tata focused equity fund
An Open Ended Equity Scheme investing in maximum 30 stocks across market caps (i.e. Multi Cap)
Focused 05-Dec-19 S&P BSE 200 TRI Rupesh Patel 5000 1% - 365 Days Nil - upto 12% of Initial Investments 2.14 0.52
Tata Multi Asset Opportunities Fund
An Open Ended Scheme investing in equity, debt & exchange traded commodity derivatives
Multi Asset Allocation 12-Mar-20
CRISIL Short Term Bond Fund Index,I
Comdex composite index,S&P BSE 200
TRI
Rahul Singh (Equity), Murthy
Nagarajan (Fixed Income),
Aurobinda Prasad Gayan (Commodities) & Sailesh Jain
(Equity Arbitrage)
Rs 5,000/- and in
multiple of Re.1/-
thereafter
• Exit Load is Nil, if the withdrawal amount or switched out amount is not more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment. • Exit load is 1% of the applicable NAV if the withdrawal amount or switched out amount is more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment. • No Exit load will be charged for redemption or switch out after expiry of 365 days from the date of allotment
2.50 0.90
Tata Quant FundAn Open Ended Equity Scheme following quant based investing theme
Thematic 22-Jan-20 S&P BSE 200 TRI Sailesh Jain
Rs 5,000/- and in
multiple of Re.1/-
thereafter
1% - 365 Days Nil - upto 12% of Initial Investments 2.56 0.89
Expense ratio excludes Borrowing cost
OPEN ENDED EQUITY & HYBRID FUNDS SNAPSHOT AS ON 31st OCTOBER 2020
Scheme Scheme Category
Recommended Investment
Horizon
Month end AUM (Rs Crs)
YTM (%) Macaulay Duration
Modified Duration (Years)
Avg. Portfolio Maturity (Years)
Expense Ratio
Exit LoadRegular Direct
Tata Overnight Fund Overnight Fund 1 day to 7 days 1,536 3.11% 4 Days 4 Days 4 Days 0.21 0.11 NIL
Tata Liquid Fund Liquid Fund 1 day to 3 months 15,958 3.33% 36 Days 36 Days 36 Days 0.32 0.21
1 day - 0.0070% of redemption proceeds 2 days - 0.0065% of redemption proceeds 3 days - 0.0060% of redemption proceeds 4 days - 0.0055% of redemption proceeds 5 days - 0.0050% of redemption proceeds 6 days - 0.0045% of redemption proceeds 7 days or more - Nil
Tata Ultra Short Term Fund
Ultra Short Duration Fund
1 month to 3 months 277 3.77% 5.02
Months4.96
Months5.07
Months 1.02 0.22 NIL
Tata Treasury Advantage Fund
Low Duration Fund
3 months to 1 year 1,617 4.03% 10.33
Months10.00
Months10.80
Months 0.53 0.35 NIL
Tata Money Market Fund Money Market Fund
3 months to 1 year 1,093 3.59% 4.57
Months4.56
Months4.57
Months 0.43 0.22 NIL
Tata Short Term Bond Fund
Short Duration Fund 1 year to 3 years 3,333 5.00% 2.83 Years 2.72 Years 3.54 Years 1.23 0.28 NIL
Tata Medium Term Fund Medium Duration Fund 3 years and more 69 6.33% 3.47 Years 3.30 Years 4.45 Years 1.40 0.40 1% - 365 Days
Nil - upto 12% of Initial Investments
Tata Income Fund Medium to Long Duration Fund 3 years and more 54 6.20% 5.30 Years 5.00 Years 7.82 Years 1.94 1.09 1.00% Upto 365 Days
Tata Dynamic Bond Fund Dynamic Bond 3 years and more 251 6.03% 5.89 Years 5.69 Years 8.26 Years 1.41 0.16 0.50% Upto 30 Days
Tata Gilt Securities Fund Gilt Fund
3 years and more, tactical play for a shorter duration on clarity on the
direction
192 5.97% 8.38 Years 8.12 Years 14.16 Years 1.49 0.79 Nil
Tata Banking & PSU Debt Fund
Banking & PSU Fund Above 3 years 408 5.61% 3.05 Years 2.90 Years 4.09 Years 0.71 0.21 Nil
Note: YTM is without NCA adjustment
Expense ratio excludes Borrowing cost
Mutual Fund Investments are subject to market risks, read all Scheme related documents carefully.
OPEN ENDED DEBT FUNDS SNAPSHOT AS ON 31st OCTOBER 2020
Tax Reckoner 2020-21Snapshot of Tax rates specific to Mutual Funds
The rates are applicable for the financial year 2020-21 as perthe Finance Act,2020
Income-tax implications on income in respect of units of Mutual Fund
Type of Investor Withholding tax rate
Resident 10%*
NRI 20%**
The Finance Act, 2020 abolished income distribution tax and instead introduced taxing of income from mutual fund units in the hands of the unit holders.
* Tax not deductible if dividend income in respect of units of a mutual fund is below Rs. 5,000 in a financial year. Further, as per press release issued by Central Board of Direct Taxes on 13May 2020, the said rate of 10% has been reduced to 7.5% for the period 14 May 2020 to 31 March 2021.However, this reduced rate is yet to be ratified by the Government.** The base tax is to be further increased by surcharge at the rate of:• 37% on base tax where total income exceeds Rs. 5 crore;• 25% where total income exceeds Rs. 2 crore but does not exceed Rs. 5 crore;• 15% where total income exceeds Rs. 1 crore but does not exceed Rs. 2 crore; and• 10% where total income exceeds Rs. 50 lakhs but does not exceed Rs. 1 croreFurther, “Health and Education Cess”is to be levied at 4% on aggregate of base tax and surcharge.
Capital Gains Taxation
Individual/ HUF$ Domestic Company@ NRI$
Equity Oriented Schemes Long Term Capital Gains (units held for more than 12 months) Short Term Capital Gains (units held for 12 months or less)
Long term capital gains 10%* 10%* 10%*
Short term capital gains 15% 15% 15%
Other Than Equity Oriented Schemes Long Term Capital Gains (units held for more than 36 months) Short Term Capital Gains (units held for 36 months or less)
Long term capital gains 20%& 20%& Listed - 20%&
Unlisted - 10%**
Short term capital gains 30%^ 30%/25%^^/22%^^^/15%^^^^ 30%^
Tax deductible at source (Applicable to NRI Investors) #
Short term capital gains $ Long term capital gains$
Equity oriented schemes 15% 10%*
Other than equity oriented schemes 30%^ 10%** (for unlisted) & 20%& (for listed)
* Income-tax at the rate of 10% (without indexation benefitand foreign exchange fluctuation) to be levied on long-term capital gains exceeding Rs. 1 lakhprovided transfer of such units is subject to Securities Transaction Tax (‘STT’).
$ Surcharge to be levied at: 37% on base tax where specifiedincome exceeds Rs. 5 crore; 25% where specified income exceeds Rs. 2 crore but does not exceed Rs. 5 crore; 15%where total income exceeds Rs. 1 crorebut does not exceed Rs. 2 crore; and 10% where total income exceeds Rs. 50 lakhs but does not exceed Rs. 1 crore. Specified income – Total income excluding income by way of dividend or income under the provisions of section 111A and 112A of the Income-tax Act, 1961 (‘the Act’). Further, Health and Education Cess to be levied at the rate of 4% on aggregate of base tax and surcharge.@ Surcharge at 7% on base taxis applicablewhere total income of domestic corporate unit holders exceeds Rs 1 crore but does not exceed 10 crores and at 12% where
total income exceeds 10 crores. However, surcharge at flat rate of 10 percent to be levied on base tax for the companies opting for lower rate of tax of 22%/15%. Further,“Health and Education Cess” to be levied at the rate of 4% on aggregate of base tax and surcharge.
# Short term/ long term capital gain tax (along with applicable Surcharge and Health and Education Cess) will be deducted at the time of redemption of units in case of NRI investors.
& After providing indexation.** Without indexation.^ Assuming the investor falls into highest tax bracket.^^ If total turnover or gross receipts inthe financial year 2018-19does not exceed Rs. 400crores.^^^ This lower rate is optional and subject to fulfillment of certain conditions as provided in section 115BAA.^^^^ This lower rate is optional for companies engaged in manufacturing business (set-up & registered on or after 1 October 2019) subject to fulfillment of certain conditions
as provided in section 115BAB.
Mutual Fund investments are subject to market risks, read all scheme related documents carefully.
Further, the domestic companies are subject to minimum alternate tax (except for those who opt for lower rate of tax of 22%/15%) not specified in above tax rates.
Transfer of units upon consolidation of mutual fund schemesof two or more schemes of equity oriented fund or two or more schemes of a fund other than equity oriented fund in accordance with SEBI (Mutual Funds) Regulations, 1996is exempt from capital gains.
Transfer of units upon consolidation of plans within mutual fund schemes in accordance with SEBI (Mutual Funds) Regulations, 1996 is exempt from capital gains.
Relaxation to non-residents from deduction of tax at higher rate(except income distributed by mutual fund / dividend income on shares) in the absence of PAN subject to them providing specified information and documents.
Bonus Stripping: The loss due to sale of original units in the schemes, where bonus units are issued, will not be available for set off; if original units are: (A) bought within three months prior to the record date fixed for allotment of bonus units; and (B) sold within nine months after the record date fixed for allotment of bonus units. However, the amount of loss so ignored shall be deemed to be the cost of purchase or acquisition of such unsold bonus units.
1. Income Tax Rates
Option A
For Individuals, Hindu Undivided Family, Association of Persons, Body of Individuals and Artificial juridical persons
Total Income Tax Rates
Up to Rs. 2,50,000(a) (b) NIL
Rs. 2,50,001 to Rs. 5,00,000(d) (e) 5%
Rs. 5,00,001 to Rs. 10,00,000(d) 20%
Rs. 10,00,001 and above(c)(d) 30%
(a) In case of a resident individual of the age of 60 years or above but below 80 years, the basic exemption limit is Rs.300,000.
(b) In case of a resident individual of age of 80 years or above, the basic exemption limit is Rs 500,000.
(c) Rate of surcharge:
37% on base tax where specified income exceeds Rs. 5 crore;
25% where specified income exceeds Rs. 2 crore but does not exceed Rs. 5 crore
15% where total income exceeds Rs. 1 crore but does not exceed Rs. 2 crore;and
10% where total income exceeds Rs 50 lakhs but does not exceed Rs. 1 crore.
Specified income – Total income excluding income by way of dividend or income under the provisions of section 111A and 112A of the Act.
Marginal relief for such person is available.
(d) Health and Education cess @ 4% on aggregate of base tax and surcharge.
(e) Individuals having total income not exceeding Rs. 500,000 can avail rebate of lower of actual tax liability or Rs. 12,500.
Option B
The Finance Act, 2020 provides for New Personal Tax Regime:
Total Income Tax Rates
Up to 2,50,000 Nil
From 2,50,001 to 5,00,000 5%
From 5,00,001 to 7,50,000 10%
From 7,50,001 to 10,00,000 15%
From 10,00,001 to 12,50,000 20%
From 12,50,001 to 15,00,000 25%
From 15,00,001 and above 30%
For adopting Option B, most of the deductions/exemptions such as section 80C, 80D, etc. are to be foregone. The aforesaid regime is optional. Accordingly, Individuals and HUFs have the option to be taxed under either of the options. Option B once exercised can be changed in subsequent years (not applicable for business income).
2. Securities Transaction Tax (STT)
STT is levied on the value of taxable securities transactions as under:
Transaction Rates Payable by
Purchase/Sale of equity shares (delivery based) 0.1% Purchaser/Seller
Purchase of units of equity oriented mutual fund Nil Purchaser
Sale of units of equity oriented mutual fund (delivery based) 0.001% Seller
Sale of equity shares, units of business trust, units of equity oriented mutual fund (non-delivery based) 0.025% Seller
Sale of an option in securities 0.05% Seller
Sale of an option in securities, where option is exercised 0.125% Purchaser
Sale of a futures in securities 0.01% Seller
Sale of units of an equity oriented fund to the Mutual Fund 0.001% Seller
Sale of unlisted equity shares and units of business trust under an initial offer 0.2% Seller
3. Special rates for non-residents as per domestic provisions
(1) The following incomes in the case of non-resident are taxed at special rates on gross basis:
Transaction Rates(a)
Dividend 20%
Interest received on loans given in foreign currency to Indian concern or Government of India (not being interest referred to in section 194LB or section 194LC)
20%
Income received in respect of units purchased in foreign currency of specified Mutual Funds / UTI 20%
Royalty or fees for technical services(b) 10%
Interest income from a notified infrastructure debt fund, specified loan agreement, specified long-term bonds,rupee denominated bonds(c) and business trust
5%
Interest on FCCB, Dividend on GDRs 10%
(a) These rates will be further increased by applicable surcharge and health and education cess.
(b) In case the non-resident has a Permanent Establishment (PE) in India and the royalty/fees for technical services paid is effectively connected with such PE, the same is taxable at 40% (plus applicable surcharge and health and education cess) on net basis.
(c) Interest payable to a non-resident in respect of monies borrowed by any Indian company or business trust from a source outside India by way of issue of rupee denominated bond during the period 17 September 2018 to 31 March 2019 is exempt from tax.
(2) Tax on non-resident sportsmen or sports association on specified income @20% plus applicable surcharge and health and education cess.
4. Capital Gains
Transaction Short-term capital gains(a) Long-term capital gains(a)(b)
Sale transactions of equity shares/ unit of an equity oriented fund which attract STT 15% 10%*
Sale transaction other than mentioned above:
Individuals (resident and non-residents) Progressive slab rates
20% / 10%(b)Firms 30%
Resident companies 30%/25%(d)/ 22%(e)/15%(f)
Overseas financial organizations specified in section115AB 40% (corporate) 30% (noncorporate)
10%
FIIs 30% 10%
Foreign companies other than ones mentioned above 40% 20% / 10%(C)
Local authority 30%20% / 10%
Co-operative society rates Progressive slab or 20%(g)
*Income-tax at the rate of 10% to be levied on long-term capital gains exceeding Rs. 1 lakh (without indexation benefit and foreign exchange fluctuation).
(a) These rates will further increase by applicable surcharge &health and education cess.
(b) Income-tax rate of 20% with indexation and 10% without indexation.
(c) Long term capital gains arising to a non-resident from transfer of unlisted securities or shares of a company, not being a company in which the public are substantially interested, subject to 10 per cent tax (without benefit of indexation and foreign currency fluctuation).
(d) If total turnover or gross receipts inthe financial year 2018-19 does not exceed Rs. 400 crores.
(e) This lower rate is optional and subject to fulfillment of certain conditions as provided in section 115BAA.
(f) This lower rate is optional for companies engaged in manufacturing business (set-up & registered on or after 1 October 2019) subject to fulfillment of certain conditions as provided in section 115BAB.
(g) The Finance Act, 2020 provides fornew optional tax regime for co-operative societies. Thus, co-operative societies have the option to be taxed at progressive slab rates or 20% subject to fulfillment of certain conditions as provided in section 115BAD.
5. Personal Income-tax Scenario
IndividualTotal Income
475,000 825,000 1,000,000 1,200,000 1,500,000 5,650,000 11,150,00021,150,000
#51,150,000
#
Tax in FY 2020-21 (Option A)*
NIL*** 49,400 85,800 132,600 226,200 1,673,100 3,722,550 7,946,250 21,532,290
Tax in FY 2020-21 (Option B) **
NIL*** 50,700 78,000 119,600 195,000 1,638,780 3,686,670 7,907,250 21,489,546
Additional Tax burden/ (Savings) in Option B
- 1,300 (7,800) (13,000) (31,200) (34,320) (35,880) (39,000) (42,744)
Additional Tax burden/ (Savings) (%) in Option B
- 2.63% (9.09%) (9.80%) (13.79%) (2.05%) (0.96%) (0.49%) (0.20%)
Resident senior citizen (age of 60 years but below 80 years)
Total Income
475,000 825,000 1,000,000 1,200,000 1,500,000 5,650,000 11,150,000 21,150,000 #
51,150,000 #
Tax in FY 2020-21 (Option A) *
NIL*** 46,800 83,200 130,000 223,600 1,670,240 3,719,560 7,943,000 21,528,728
Tax in FY 2020-21 (Option B) **
NIL*** 50,700 78,000 119,600 195,000 1,638,780 3,686,670 7,907,250 21,489,546
Additional Tax burden/ (Savings) in Option B
- 3,900 (5,200) (10,400) (28,600) (31,460) (32,890) (35,750) (39,182)
Additional Tax burden/ (Savings) (%) in Option B
- 8.33% (6.25%) (8.00%) (12.79%) (1.88%) (0.88%) (0.45%) (0.18%)
Resident senior citizen (age 80 years and above)
Total Income
475,000 825,000 1,000,000 1,200,000 1,500,000 5,650,000 11,150,000 21,150,000 #
51,150,000 #
Tax in FY 2020-21 (Option A) *
NIL*** 36,400 72,800 119,600 213,200 1,658,800 3,707,600 7,930,000 21,514,480
Tax in FY 2020-21 (Option B) **
NIL*** 50,700 78,000 119,600 195,000 1,638,780 3,686,670 7,907,250 21,489,546
Additional Tax burden/ (Savings) in Option B
- 14,300 5,200 - (18,200) (20,020) (20,930) (22,750) (24,934)
Additional Tax burden/ (Savings) (%) in Option B
- 39.29% 7.14% - (8.54%) (1.21%) (0.56%) (0.29%) (0.12%)
* For purpose of tax calculation under Option A, adhoc deduction of INR 150,000 has been claimed. The ad hoc deduction is only illustrative in nature. Basis actual deduction, the tax amount will vary.
** For purpose of tax calculation under Option B, no exemption/ deductions have been claimed.
*** NIL tax on account of rebate under section 87A.
# If the said taxable income includes income by way of dividend or capital gains under section 111A and section 112A of the Act, then enhanced surcharge of 37% and 25% would not be applicable and accordingly effective tax rate would be lower.
Disclaimer : The information set out above is included for general information purposes only and does not constitute legal or tax advice. In view of the individual nature of the tax consequences, each investor is advised to consult his or her own tax consultant with respect to specific tax implications arising out of their participation in the Scheme. Income Tax benefits to the mutual fund & to the unit holder is in accordance with the prevailing tax laws as certified by the mutual funds tax consultant. Any action taken by you on the basis of the information contained herein is your responsibility alone. Tata Mutual Fund will not be liable in any manner for the consequences of such action taken by you. The information contained herein is not intended as an offer or solicitation for the purchase and sales of any schemes of Tata Mutual Fund.
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
Market Capitalisation wise Exposure
Large Cap
Mid Cap
Small Cap
Market Capitalisation is as per list provided by AMFI.
8
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
DATE OF ALLOTMENT
May 07,1998
FUND MANAGER
NAV
FUND SIZE
Rs. 730.90 (Rs. in Cr.)
MONTHLY AVERAGE AUM
Rs. 742.17 (Rs. in Cr.)
TURN OVER
Portfolio Turnover (Total)Portfolio Turnover (Equity component only)
60.91%59.31%
EXPENSE RATIO**
DirectRegular
1.702.50
VOLATILITY MEASURES^ FUND BENCHMARK
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
21.200.081.001.000.50
NA
21.31-0.010.990.96
-0.05-0.54
MINIMUM INVESTMENT /MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter. ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not Applicable
Exit Load :
PORTFOLIO
Company name No. of Shares
Market ValueRs. Lakhs
% of Assets
98.69
2.932.10
9.447.954.933.643.18
4.07
2.621.981.901.51
2.37
1.36
1.75
11.812.161.54
36000022000
58300014800001905000540000150000
65000
375000700004000050000
90000
283200
4500
420000445000600000
72132.11
2138.401532.33
6900.105810.483605.212659.502321.10
2973.13
1917.941449.911389.301105.75
1731.20
991.20
1280.32
8628.901577.301125.90
SIP - If you had invested INR 10000 every month1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)
Total Value as on Oct 31, 2020 (Rs.)
Returns
Total Value of B: S&P BSE Sensex TRI
B: S&P BSE Sensex TRI
(Inception date :07-May-1998) (First Installment date : 01-Jun-1998)
120,000
125,107
8.02%
131,285
17.98%
360,000
364,148
0.75%
401,115
7.16%
600,000
655,690
3.51%
760,695
9.43%
840,000
1,009,934
5.19%
1,170,597
9.33%
1,200,000
1,775,641
7.61%
2,049,191
10.32%
2,690,000
21,659,364
15.93%
15,877,946
13.74%
Company name
PharmaceuticalsCipla Ltd.Cadila Healthcare Ltd.Dr Reddys Laboratories Ltd.Sun Pharmaceutical Industries Ltd.PowerTata Power Company Ltd.SoftwareInfosys Ltd.Tata Consultancy Services Ltd.Oracle Financials Services Soft Ltd.Wipro Ltd.Telecom - ServicesBharti Airtel Ltd.
29000027000022000
220000
2500000
6550009500050000
300000
800000
2188.051127.791075.501024.65
1303.75
6946.932531.611571.801022.10
3470.00
2.991.541.471.40
1.78
9.503.462.151.40
4.75
Other Equities^RepoPortfolio TotalNet Current LiabilitiesNet Assets
731.96995.51
73127.62-38.04
73089.58
1.001.36
100.05-0.05
100.00
Top 10 Holdings Equity Sector Allocation
NAV Movement
Primarily invests in equity and equity related instruments of large market cap companies.
To provide income distribution and / or medium to long term capital gains while at all times emphasising the importance of capital appreciation. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.
Rupesh Patel (Managing Since 18-Jun-18 and overall experience of 20 years)
BENCHMARK
S&P BSE Sensex TRI
ASSISTANT FUND MANAGER
Ennette Fernandes (Managing Since 18-Jun-18 and overall experience of 11 years)
Direct - GrowthDirect - DividendReg - GrowthReg - Dividend
::::
230.621252.3860
210.287645.8691
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
For calculation methodology please refer to Pg 64
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
1) On or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment: NIL2) On or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment: 1%3) Redemption after expiry of 365 days from the date of allotment: NIL (w.e.f 5th November, 2018)
Equity & Equity Related TotalAutoMahindra & Mahindra Ltd.Maruti Suzuki India Ltd.BanksHDFC Bank Ltd.ICICI Bank Ltd.State Bank Of IndiaAxis Bank Ltd.Kotak Mahindra Bank Ltd.CementUltratech Cement Ltd.Consumer Non DurablesDabur India Ltd.Hindustan Unilever Ltd.Britannia Industries Ltd.Asian Paints (India) Ltd.FinanceHousing Development Finance Corporation Ltd.Housing Development Finance Corporation Ltd. Warrants 3Industrial Capital GoodsHoneywell Automation India Ltd.Petroleum ProductsReliance Industries Ltd.Bharat Petroleum Corporation Ltd.Hindustan Petroleum Corporation Ltd.
Issuer NameReliance Industries Ltd.Infosys Ltd.HDFC Bank Ltd.ICICI Bank Ltd.State Bank Of IndiaBharti Airtel Ltd.Ultratech Cement Ltd.Axis Bank Ltd.Tata Consultancy Services Ltd.Kotak Mahindra BankTotal
% to NAV11.819.509.447.954.934.754.073.643.463.18
62.73
^ Exposure less than 1% has been clubbed under Other Equities
No. of Shares
Market ValueRs. Lakhs
% of Assets
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49 - 64.*B: BenchmarkSource: MFI Explorer
94.16%
5.84%
0.00%
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
Tata Large Cap Fund(An open-ended equity scheme predominantly investing in large cap stocks.)
32.86%16.52%
15.50%8.02%
7.41%5.02%4.75%
4.07%1.78%1.75%
0.95%0.05%
0.00% 8.00% 16.00% 24.00% 32.00% 40.00%
Financial ServicesIT
Oil & GasConsumer Goods
PharmaAutomobile
TelecomCement & Cement Products
PowerIndustrial Manufacturing
MetalsMedia & Entertainment
70
82
94
106
118
130
Oct-17 Oct-18 Oct-19 Oct-20
Tata Large Cap Fund - Reg - Growth S&P BSE Sensex TRI
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
Market Capitalisation wise Exposure
Large Cap
Mid Cap
Small Cap
Market Capitalisation is as per list provided by AMFI.
SIP - If you had invested INR 10000 every month
1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)
Total Value as on Oct 31, 2020 (Rs.)
Returns
Total Value of B: S&P BSE 500 TRI
B: S&P BSE 500 TRI
Total Value of AB: S&P BSE Sensex TRI
AB: S&P BSE Sensex TRI
(Inception date :06-Sep-2018) (First Installment date : 01-Oct-2018)
120,000
129,350
14.83%
131,757
18.75%
131,285
17.98%
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
250,000
271,833
7.96%
269,701
7.19%
272,200
8.09%
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NameReliance Industries Ltd.HDFC Bank Ltd.ICICI Bank Ltd.Infosys Ltd.Dr. Reddys Labaratories Ltd.Hindustan Unilever Ltd.HCL Technologies Ltd.Pfizer Ltd.United Spirits Ltd.MRF Ltd.Total
% to NAV8.456.896.504.734.304.003.732.612.522.46
46.19
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49 - 64.B: BenchmarkSource: MFI Explorer
64.55%
26.24%
9.21%
PORTFOLIO
Company name No. of Shares
Market ValueRs. Lakhs
% of Assets
97.58
1.28
2.46
6.896.50
1.16
2.06
2.202.081.951.40
4.002.522.331.991.48
2.151.381.18
1.43
1.28
2.111.36
31000
6332
9800002785000
9000
18600
52500037550
281000108000
325000840000794500154000485000
612000575000160000
703000
392000
16153542000
164175.01
2159.20
4135.00
11598.7910933.91
1952.51
3473.62
3704.143491.893275.762353.91
6731.734236.123915.693349.122496.05
3609.272319.261977.60
2403.91
2157.57
3549.252288.33
Company name
Other Equities^TrepsRepoPortfolio TotalCash / Net Current AssetNet Assets
10317.143248.91138.40
167562.32687.32
168249.64
6.131.920.08
99.580.42
100.00
Equity & Equity Related TotalAutoMaruti Suzuki India Ltd.Auto AncillariesMRF Ltd.BanksHDFC Bank Ltd.ICICI Bank Ltd.CementShree Cement Ltd.Commercial Services3M India Ltd.Consumer DurablesVoltas Ltd.Dixon Technologies (India) Ltd.Titan Company Ltd.Johnson Controls - Hitachi Air Conditioning India Ltd.Consumer Non DurablesHindustan Unilever Ltd.United Spirits Ltd.Tata Consumer Products Ltd.Jubilant Foodworks Ltd.Kansai Nerolac Paints Ltd.FinanceHDFC Life Insurance Co. Ltd.ICICI Prudential Life Insurance Company Ltd.ICICI Lombard General Insurance Co. Ltd.Healthcare ServicesNarayana Hrudayalaya Ltd.Industrial ProductsGrindwell Norton Ltd.PesticidesPi Industries Ltd.Bayer Cropscience Ltd.
8.45
4.302.612.411.951.861.311.081.01
1.49
4.733.732.011.961.37
692000
14800088000
451000340000135000
42800435000225000
51900
750000745000127000
9300073200
14217.14
7235.204386.764060.803279.643122.692200.281817.001697.63
2515.07
7954.506272.533384.363300.522301.12
Petroleum ProductsReliance Industries Ltd.PharmaceuticalsDr Reddys Laboratories Ltd.Pfizer Ltd.Natco Pharma Ltd.Alembic Pharmaceuticals Ltd.Ipca Laboratories Ltd.Procter & Gamble Health Ltd.Cadila Healthcare Ltd.Cipla Ltd.RetailingIndiamart Intermesh Ltd.SoftwareInfosys Ltd.HCL Technologies Ltd.Tata Consultancy Services Ltd.Info Edge (India) Ltd.Oracle Financials Services Soft Ltd.
^ Exposure less than 1% has been clubbed under Other Equities
No. of Shares
Market ValueRs. Lakhs
% of Assets
As on 31st October 2020
INVESTMENT STYLE
DATE OF ALLOTMENT
September 06,2018
NAV
FUND SIZE
Rs. 1682.50 (Rs. in Cr.)
MONTHLY AVERAGE AUM
Rs. 1721.44 (Rs. in Cr.)
TURN OVER
Portfolio Turnover (Total)Portfolio Turnover (Equity component only)
98.50%93.78%
EXPENSE RATIO**
DirectRegular
0.832.18
VOLATILITY MEASURES^ FUND BENCHMARK
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
24.360.041.001.000.27
NA
20.310.070.820.940.470.16
MINIMUM INVESTMENT /MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and in multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not Applicable
Exit Load :
Primarily focuses on investing in equity and equity related instruments of well researched companies across market capitalization.
INVESTMENT OBJECTIVE
The investment objective of the Scheme is to generate capital appreciation over medium to long term. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.
FUND MANAGER
Sonam Udasi (Managing Since 17-Aug-18 and overall experience of 23 years)
ASSISTANT FUND MANAGER
Abhinav Sharma (Managing Since 01-Nov-19 and overall experience of 14 years)
BENCHMARK
S&P BSE 500 TRI
Direct - DividendDirect - GrowthRegular - DividendRegular - Growth
::::
11.608711.608711.145811.1458
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020 For calculation methodology please refer to Pg 64
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
1) Redemption/Switch-out/SWP/STP on or before expiry of 12 Months from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment - NIL2) Redemption/Switch-out/SWP/STP on or before expiry of 12 Months from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment - 1%3) Redemption/Switch-out/SWP/STP after expiry of 12 Months from the date of allotment - NIL (w.e.f. 03 June, 2019)
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, whereverapplicable.
9
Tata Multicap Fund(An open ended equity scheme investing across large cap, mid cap, small cap stocks)
22.74%19.06%
17.48%14.78%
8.45%3.74%3.47%
2.06%1.43%1.28%1.16%0.97%0.95%
0.00% 6.00% 12.00% 18.00% 24.00%
Consumer GoodsFinancial Services
PharmaIT
Oil & GasAutomobile
Fertilisers & PesticidesServices
Healthcare ServicesIndustrial Manufacturing
Cement & Cement ProductsTelecom
Chemicals
60
72
84
96
108
120
Sep-18 May-19 Feb-20 Oct-20
Tata Multicap Fund - Reg - Growth S&P BSE 500 TRI
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 49 - 64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
Market Capitalisation wise Exposure
Large Cap
Mid Cap
Small Cap
Market Capitalisation is as per list provided by AMFI.
10
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
PORTFOLIO
Company name No. of Shares
Market ValueRs. Lakhs
% of Assets
159413.83
2089.55
1930.50
5986.15
3415.04
14468.90
11189.10
5469.33
5106.42
2968.20
2561.47
2262.25
2019.70
2192.06
7528.73
3805.71
2614.06
2382.00
3660.52
2388.62
6804.50
1685.20
3976.13
95.66
1.25
1.16
3.59
2.05
8.68
6.71
3.28
3.06
1.78
1.54
1.36
1.21
1.32
4.52
2.28
1.57
1.43
2.20
1.43
4.08
1.01
2.39
30000
325000
1402074
521500
1222500
2850000
2890000
330000
180000
56000
166000
200000
235832
1149600
2303000
131800
115000
190300
165000
3522000
222000
234000
Company name No. of Shares
Market ValueRs. Lakhs
% of Assets
Other Equities^TrepsRepoPortfolio TotalNet Current LiabilitiesNet Assets
1890.737197.58135.44
166746.85-106.15
166640.70
1.134.310.08
100.05-0.05
100.00
SIP - If you had invested INR 10000 every month1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)
Total Value as on Oct 31, 2020 (Rs.)
Returns
Total Value of B: Nifty Large Midcap 250 TRI
B: Nifty Large Midcap 250 TRI
Total Value of AB: S&P BSE Sensex TRI
AB: S&P BSE Sensex TRI
(Inception date :25-Feb-1993) (First Installment date : 01-Mar-1993)
360,000
392,563
5.71%
385,542
4.51%
401,115
7.16%
120,000
129,642
15.31%
132,705
20.30%
131,285
17.98%
600,000
711,497
6.76%
718,346
7.14%
760,695
9.43%
840,000
1,129,314
8.32%
1,162,241
9.13%
1,170,597
9.33%
1,200,000
2,089,567
10.69%
2,152,888
11.25%
2,049,191
10.32%
2,420,000
15,960,847
16.25%
4,992,083
11.63%
11,918,034
13.92%
Primarily focuses on investing in equity and equity related instruments of well researched value and growth oriented Large & Mid Cap Companies.
To provide income distribution and / or medium to long term capital gains while at all times emphasizing the importance of capital appreciation. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.
Equity & Equity Related Total
Auto
Maruti Suzuki India Ltd.
Mahindra & Mahindra Ltd.
Auto Ancillaries
Sundram Fasteners Ltd.
Tube Investments Of India Ltd..
Banks
HDFC Bank Ltd.
ICICI Bank Ltd.
State Bank Of India
Kotak Mahindra Bank Ltd.
Cement
ACC Ltd.
Ultratech Cement Ltd.
Chemicals
Basf India Ltd.
Solar Industries India Ltd.
Construction Project
Larsen & Toubro Ltd.
Consumer Non Durables
Varun Beverages Ltd.
ITC Ltd.
Akzo Nobel India Ltd.
Hindustan Unilever Ltd.
Finance
Housing Development Finance Corporation Ltd.
Sundaram Finance Ltd.
Gas
Gujarat State Petronet Ltd.
Industrial Capital Goods
Thermax Ltd.
Industrial Products
Aia Engineering Ltd.
^ Exposure less than 1% has been clubbed under Other Equities
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NameReliance Industries Ltd.HDFC Bank Ltd.ICICI Bank Ltd.P.i. Industries Ltd.Varun Beverages Ltd.Bharti Airtel Ltd.Tata Consultancy Services Ltd.Gujarat State Petronet Ltd.Sundaramfastners Ltd.Natco Pharma Ltd.Total
% to NAV10.118.686.715.504.524.294.084.083.593.30
54.86
Pesticides
Pi Industries Ltd.
Petroleum Products
Reliance Industries Ltd.
Pharmaceuticals
Natco Pharma Ltd.
Syngene International Ltd.
Divi Laboratories Ltd.
Services
Quess Corp Ltd.
Software
Tata Consultancy Services Ltd.
Infosys Ltd.
Oracle Financials Services Soft Ltd.
Telecom - Services
Bharti Airtel Ltd.
416867
820000
609904
943146
90000
489385
255000
350000
63000
1650000
9159.40
16846.90
5491.58
5045.36
2827.85
2003.05
6795.37
3712.10
1980.47
7156.88
5.50
10.11
3.30
3.03
1.70
1.20
4.08
2.23
1.19
4.29
57.84%
38.64%
3.53%
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
VOLATILITY MEASURES^ FUND BENCHMARK
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
22.880.021.001.000.12
NA
21.550.030.920.960.230.10
DATE OF ALLOTMENT
February 25,1993
FUND MANAGER
NAV
Direct - GrowthDirect - DividendReg - GrowthReg - Dividend
::::
232.656945.5662
214.876834.6882
FUND SIZE
Rs. 1666.41 (Rs. in Cr.)
TURN OVER
Portfolio Turnover (Total)Portfolio Turnover (Equity component only)
30.17%26.90%
MINIMUM INVESTMENT/ MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter. ADDITIONAL INVESTMENT/ MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not ApplicableExit Load :
Chandraprakash Padiyar (Managing Since 3-Sep-18 and overall experience of 20 years)
ASSISTANT FUND MANAGER
Meeta Shetty (Managing Since 1-Nov-19 and overall experience of 14 years)
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
1) On or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment: NIL2) On or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment: 1%3) Redemption after expiry of 365 days from the date of allotment: NIL (w.e.f 5th November, 2018)
For calculation methodology please refer to Pg 64
MONTHLY AVERAGE AUM
Rs. 1671.20 (Rs. in Cr.)
EXPENSE RATIO**
DirectRegular
1.132.19
BENCHMARK
Nifty Large Midcap 250 TRI
Tata Large & Mid Cap Fund(An open-ended equity scheme investing in both large cap & mid cap stocks.)
25.37%14.19%
10.11%8.05%8.02%
7.49%5.50%
4.29%4.21%
3.32%2.57%
1.32%1.20%
0.00%
0.00% 6.00% 12.00% 18.00% 24.00% 30.00%
Financial ServicesOil & Gas
Consumer GoodsAutomobile
PharmaIT
Fertilisers & PesticidesTelecom
Industrial ManufacturingCement & Cement Products
ChemicalsConstruction
ServicesMedia & Entertainment
60
72
84
96
108
120
Oct-17 Oct-18 Oct-19 Oct-20
Tata Large & Mid Cap Fund - Reg - GrowthNifty Large Midcap 250 TRI
PharmaceuticalsAlembic Pharmaceuticals Ltd.Dr Reddys Laboratories Ltd.Cipla Ltd.SoftwareInfosys Ltd.HCL Technologies Ltd.Oracle Financials Services Soft Ltd.Wipro Ltd.
Market Capitalisation wise Exposure
Large Cap
Mid Cap
Small Cap
Market Capitalisation is as per list provided by AMFI.
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
VOLATILITY MEASURES^ FUND BENCHMARK
11www.tatamutualfund.com TATA MUTUAL FUND
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
DATE OF ALLOTMENT
June 29, 2004
FUND MANAGER
NAV
Direct - GrowthDirect - Dividend (Trigger Option A 5%)Direct - Dividend (Trigger Option B 10%)Reg - GrowthReg - Dividend (Trigger Option A 5%)Reg - Dividend (Trigger Option B 10%)
145.318362.616861.9368
135.410559.374957.0006
FUND SIZE
Rs. 4426.79 (Rs. in Cr.)
TURN OVER
Portfolio Turnover (Total)Portfolio Turnover (Equity component only)
77.80%68.41%
MINIMUM INVESTMENT/ MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not Applicable
Exit Load :
PORTFOLIO
Company name No. of Shares
Market ValueRs. Lakhs
% of Assets
420200.17
11180.849382.43
13029.307137.945248.65
30772.3028306.46
17314.50
4855.59
5101.13
19416.887338.485067.174826.97
33412.0611409.524808.044718.00
8352.735889.23
8946.40
7431.00
37391.90
94.92
2.532.12
2.941.611.19
6.956.39
3.91
1.10
1.15
4.391.661.141.09
7.552.581.091.07
1.891.33
2.02
1.68
8.45
931000325000
19952653000
3300000
26000007210000
1050000
26000
723000
117500001679287233000979400
1737000927000389000800000
10250002550000
2120000
3000000
1820000
Company name
1350000262000
1300000
32400003520000304000
2390000
13022.1012808.269808.50
34363.4429636.649556.548142.73
2.942.892.22
7.766.692.161.84
Other Equities^RepoPortfolio TotalCash / Net Current AssetNet Assets
11524.4418753.52
438953.693724.91
442678.60
2.604.22
99.140.86
100.00
SIP - If you had invested INR 10000 every month1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)
Total Value as on Oct 31, 2020 (Rs.)
Returns
Total Value of B: S&P BSE Sensex TRI
B: S&P BSE Sensex TRI
(Inception date :29-Jun-2004) (First Installment date : 01-Jul-2004)
120,000
131,067
17.62%
131,285
17.98%
360,000
373,132
2.34%
401,115
7.16%
600,000
695,892
5.87%
760,695
9.43%
840,000
1,158,017
9.02%
1,170,597
9.33%
1,200,000
2,223,682
11.86%
2,049,191
10.32%
1,960,000
6,707,789
13.69%
5,417,119
11.44%
Primarily invests at least 70% of the net assets in equity shares whose rolling P/E ratio on past four quarter earnings for individual companies is less than rolling P/E of the S&P BSE SENSEX stocks.
The investment objective of the Scheme is to provide reasonable and regular income and/or possible capital appreciation to its Unitholder. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJensonPE
21.200.081.001.000.50
NA27.55
21.32-0.030.960.90
-0.16-0.6327.54
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020 For calculation methodology please refer to Pg 64
1) On or before expiry of 12 months from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment: NIL2) On or before expiry of 12 months from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment: 1% 3) Redemption after expiry of 12 months from the date of allotment: NIL (w.e.f. 3rd May, 2019)
Equity & Equity Related TotalAutoEscorts Ltd.Bajaj Auto Ltd.Auto AncillariesMRF Ltd.Ceat Ltd.Exide Industries Ltd.BanksHDFC Bank Ltd.ICICI Bank Ltd.CementACC Ltd.Commercial Services3M India Ltd.Consumer DurablesVoltas Ltd.Consumer Non DurablesITC Ltd.Radico Khaitan Ltd.Jubilant Foodworks Ltd.Tata Consumer Products Ltd.FinanceHousing Development Finance Corporation Ltd.Muthoot Finance Ltd.ICICI Lombard General Insurance Co. Ltd.HDFC Life Insurance Co. Ltd.GasMahanagar Gas Ltd.Petronet Lng Ltd.Media & EntertainmentSun Tv Network Ltd.PesticidesRallis India Ltd.Petroleum ProductsReliance Industries Ltd.
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NameReliance Industries Ltd.Infosys Ltd.HDFC Ltd.HDFC Bank Ltd.HCL Technologies Ltd.ICICI Bank Ltd.ITC Ltd.ACC Ltd.Alembic Pharmaceuticals Ltd.MRF Ltd.Total
% to NAV8.457.767.556.956.696.394.393.912.942.94
57.97
^ Exposure less than 1% has been clubbed under Other Equities
No. of Shares
Market ValueRs. Lakhs
% of Assets
70.95%
22.78%
6.27%
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 49-64.*B: BenchmarkSource: MFI Explorer
BENCHMARKS&P BSE Sensex TRI
MONTHLY AVERAGE AUM
Rs. 4533.00 (Rs. in Cr.)
EXPENSE RATIO**
DirectRegular
0.781.95
::::::
Sonam Udasi (Managing Since 1-Apr-16 and overall experience of 23 years)
ASSISTANT FUND MANAGERAmey Sathe (Managing Since 18-Jun-18 and overall experience of 13 years)
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
Tata Equity P/E Fund(An open ended equity scheme following a value investment strategy)
Mutual Fund investments are subject to market risks, read all scheme related documents carefully
27.10%19.45%
11.66%10.39%
9.43%8.05%
3.91%2.02%1.68%
1.10%0.13%
0.00% 6.00% 12.00% 18.00% 24.00% 30.00%
Financial ServicesIT
Oil & GasAutomobile
Consumer GoodsPharma
Cement & Cement ProductsMedia & EntertainmentFertilisers & Pesticides
ServicesIndustrial Manufacturing
60
74
88
102
116
130
Oct-17 Oct-18 Oct-19 Oct-20
Tata Equity P/E Fund - Reg - GrowthS&P BSE Sensex TRI
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
Market Capitalisation wise Exposure
Large Cap
Mid Cap
Small Cap
Market Capitalisation is as per list provided by AMFI.
13.64%
67.87%
18.49%
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
12
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not Applicable
Exit Load :
PORTFOLIO
Company name No. of Shares
Market ValueRs. Lakhs
% of Assets
85896.93
2527.971010.66
1845.221738.431160.351137.37
1562.01
3586.481881.011163.24
1045.82
1578.461078.82
4021.643476.801091.85
3262.132036.901852.40
2867.762186.001834.501472.35
2372.801729.681159.20
98.19
2.891.16
2.111.991.331.30
1.79
4.102.151.33
1.20
1.801.23
4.603.971.25
3.732.332.12
3.282.502.101.68
2.711.981.33
33000075000
47000011770002300000
652350
7200
160000155500115189
5600
630500601854
570000265000150000
150000102700200000
233000800000
1500000322000
800000430000600000
Company name
130000105000120000
25500020000
7000009000038000
362500160000
4600000540000
45100085000
161000145000
1880.711784.161348.62
5602.861089.68
2235.802081.791894.281815.401543.36
2398.901685.88
2974.571641.99
2469.901999.12
2.152.041.54
6.401.25
2.562.382.172.081.76
2.741.93
3.401.88
2.822.29
Other Equities^RepoPortfolio TotalNet Current LiabilitiesNet Assets
770.062734.44
88631.37-1153.1887478.19
0.883.13
101.32-1.32
100.00
An equity scheme with focus towards mid cap stocks.
To provide income distribution and / or medium to long term capital gains. Investments would be focused towards mid-cap stocks. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
For calculation methodology please refer to Pg 64
1) On or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment: NIL2) On or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment: 1%3) Redemption after expiry of 365 days from the date of allotment: NIL (w.e.f 5th November, 2018)
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NameP.i. Industries Ltd.Voltas Ltd.Navin Fluorine International Ltd.Bata India Ltd.Jubilant Foodworks Ltd.Trent Ltd.Muthoot Finance Ltd.Amara Raja Batteries Ltd.Tata Elxsi India Ltd.Tata Power Company Ltd.Total
% to NAV6.404.604.103.973.733.403.282.892.822.74
37.93
Equity & Equity Related TotalAuto AncillariesAmara Raja Batteries Ltd.Balkrishna Industries Ltd.BanksICICI Bank Ltd.City Union Bank Ltd.Federal Bank Ltd.Rbl Bank Ltd.CementShree Cement Ltd.ChemicalsNavin Fluorine International Ltd.Vinati Organics Ltd.Solar Industries India Ltd.Commercial Services3M India Ltd.ConstructionKnr Constructions Ltd.Brigade Enterprises Ltd.Consumer DurablesVoltas Ltd.Bata India Ltd.Havells India Ltd.Consumer Non DurablesJubilant Foodworks Ltd.Akzo Nobel India Ltd.United Breweries Ltd.FinanceMuthoot Finance Ltd.Cholamandalam Investment & Finance Co Ltd.Mahindra And Mahindra Financial Services Ltd.Can Fin Homes Ltd.GasGujarat Gas Ltd.Indraprastha Gas Ltd.Gujarat State Petronet Ltd.
Industrial ProductsSupreme Industries Ltd.Aia Engineering Ltd.Astral Poly Technik Ltd.PesticidesPi Industries Ltd.Bayer Cropscience Ltd.PharmaceuticalsLaurus Labs Ltd.Ipca Laboratories Ltd.Pfizer Ltd.Eris Lifesciences Ltd.Alembic Pharmaceuticals Ltd.PowerTata Power Company Ltd.Torrent Power Ltd.RetailingTrent Ltd.V-Mart Retail Ltd.SoftwareTata Elxsi Ltd.Mphasis Ltd.
^ Exposure less than 1% has been clubbed under Other Equities
No. of Shares
Market ValueRs. Lakhs
% of Assets
SIP - If you had invested INR 10000 every month
1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)
Total Value as on Oct 31, 2020 (Rs.)
Returns
Total Value of B: Nifty Midcap 100 TRI
B: Nifty Midcap 100 TRI
Total Value of AB: Nifty 50 TRI
AB: Nifty 50 TRI
(Inception date :01-Jul-1994) (First Installment date : 01-Jul-1994)
120,000
133,840
22.17%
133,813
22.13%
130,967
17.46%
360,000
410,365
8.70%
364,399
0.79%
393,126
5.81%
600,000
759,437
9.37%
648,942
3.10%
737,016
8.16%
840,000
1,271,399
11.64%
1,060,938
6.57%
1,136,876
8.51%
1,200,000
2,606,196
14.83%
1,954,750
9.43%
1,982,854
9.70%
2,000,000
7,941,010
14.57%
5,745,231
11.71%
5,557,721
11.07%
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performace refer pages 49-64*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, whereverapplicable.
VOLATILITY MEASURES^ FUND BENCHMARK
DATE OF ALLOTMENT
July 1, 1994
FUND MANAGER
NAV
Direct - GrowthDirect - DividendReg - GrowthReg - Dividend
::::
159.750352.7364
148.797141.1583
FUND SIZE
Rs. 874.78 (Rs. in Cr.)
TURN OVER
Portfolio Turnover (Total)Portfolio Turnover (Equity component only)
29.56%29.56%
Rupesh Patel (Managing Since 27-Jun-17 and overall experience of 20 years )
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
27.43-0.031.001.00
-0.26NA
24.490.050.850.920.420.57
BENCHMARK
Nifty Midcap 100 TRI
ASSISTANT FUND MANAGEREnnette Fernandes (Managing Since 18-Jun-18 and overall experience of 11 years)
MONTHLY AVERAGE AUM
Rs. 872.84 (Rs. in Cr.)
EXPENSE RATIO**
DirectRegular 1.21
2.40
Tata Mid Cap Growth Fund(An open-ended equity scheme predominantly investing in mid cap stocks.)
23.27%16.28%
11.82%7.65%7.58%
6.01%5.73%
5.11%4.67%
4.05%3.04%
1.79%1.20%
0.00% 6.00% 12.00% 18.00% 24.00% 30.00%
Consumer GoodsFinancial Services
PharmaFertilisers & Pesticides
ChemicalsOil & Gas
Industrial ManufacturingIT
PowerAutomobile
ConstructionCement & Cement Products
Services
50
64
78
92
106
120
Oct-17 Oct-18 Oct-19 Oct-20
Tata Mid Cap Growth Fund - Reg - DividendNifty Midcap 100 TRI
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, whereverapplicable.
Market Capitalisation wise Exposure
Large Cap
Mid Cap
Small Cap
Market Capitalisation is as per list provided by AMFI.
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
VOLATILITY MEASURES^ FUND BENCHMARK
21.200.081.001.000.50
NA
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
22.330.001.000.900.01
-0.49
13
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
DATE OF ALLOTMENT
March 31,1996
FUND MANAGER
NAV
Direct- DividendReg - DividendDirect- GrowthReg- Growth
::::
FUND SIZE
Rs. 2117.46 (Rs. in Cr.)
TURN OVER
Portfolio Turnover (Total)Portfolio Turnover (Equity component only)
39.66%37.11%
MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT
Rs. 500/- and in multiples of Rs. 500/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 500/- and multiples of Rs. 500/- thereafter.
LOAD STRUCTURE
Entry Load : Not Applicable
Exit Load :
PORTFOLIO
Company name No. of Shares
Market ValueRs. Lakhs
% of Assets
No. of Shares
Market ValueRs. Lakhs
% of Assets
209051.40
5940.00
17753.2516096.6010077.56
7141.255880.12
5717.562928.76
2151.97
3625.05
5101.154374.413804.803683.17
6089.304167.902606.12
9040.69
26503.053898.952852.28
6284.105658.754607.36
98.73
2.81
8.387.604.763.372.78
2.701.38
1.02
1.71
2.412.071.801.74
2.881.971.23
4.27
12.521.841.35
2.972.672.18
1000000
1500000410000053250001450000
380000
12500013500
177900
390000
233955620000290000506000
280000120000131400
470000
129000011000001520000
200000750000920000
Company name
800000
400000
1970000255000
2100000
3341.60
2638.20
20893.822146.97
9108.75
1.58
1.25
9.871.01
4.30
Other Equities^TrepsRepoPortfolio TotalNet Current LiabilitiesNet Assets
4937.912899.02103.80
212054.22-307.97
211746.25
2.331.370.05
100.15-0.15
100.00
An equity linked tax savings scheme (ELSS) that aims to provide medium to long term capital gains along with income tax benefit under Section 80C of the Income Tax Act.
To provide medium to long term capital gains along with income tax relief to its Unitholders, while at all times emphasising the importance of capital appreciation. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.
Rupesh Patel (Managing Since 1-Apr-15 and overall experience of 20 years)
100.960753.698119.623418.1324
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
For calculation methodology please refer to Pg 64
Nil (Compulsory lock-in period for 3years)
Equity & Equity Related TotalAutoMahindra & Mahindra Ltd.BanksHDFC Bank Ltd.ICICI Bank Ltd.State Bank Of IndiaAxis Bank Ltd.Kotak Mahindra Bank Ltd.CementUltratech Cement Ltd.Shree Cement Ltd.ChemicalsVinati Organics Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer DurablesAmber Enterprises India Ltd.Voltas Ltd.Bata India Ltd.Havells India Ltd.Consumer Non DurablesJubilant Foodworks Ltd.Britannia Industries Ltd.Akzo Nobel India Ltd.FinanceHousing Development Finance Corporation Ltd.Petroleum ProductsReliance Industries Ltd.Bharat Petroleum Corporation Ltd.Hindustan Petroleum Corporation Ltd.PharmaceuticalsDivi Laboratories Ltd.Cipla Ltd.Eris Lifesciences Ltd.
Cadila Healthcare Ltd.RetailingTrent Ltd.SoftwareInfosys Ltd.HCL Technologies Ltd.Telecom - ServicesBharti Airtel Ltd.
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NameReliance Industries Ltd.Infosys Ltd.HDFC Bank Ltd.ICICI Bank Ltd.State Bank Of IndiaBharti Airtel Ltd.HDFC Ltd.Axis Bank Ltd.Divi Laboratories Ltd.Jubilant Foodworks Ltd.Total
% to NAV12.529.878.387.604.764.304.273.372.972.88
60.92
82.63%
11.30%
6.07%
SIP - If you had invested INR 10000 every month1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)
Total Value as on Oct 31, 2020 (Rs.)
Returns
Total Value of B: S&P BSE Sensex TRI
B: S&P BSE Sensex TRI
(Inception date :31-Mar-1996) (First Installment date : 01-Jul-1996)
120,000
126,906
10.90%
131,285
17.98%
360,000
372,140
2.17%
401,115
7.16%
600,000
689,360
5.50%
760,695
9.43%
840,000
1,135,999
8.49%
1,170,597
9.33%
1,200,000
2,154,588
11.27%
2,049,191
10.32%
2,840,000
31,864,365
17.20%
18,125,459
13.49%
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 49-64.*B: BenchmarkSource: MFI Explorer
^ Exposure less than 1% has been clubbed under Other Equities
BENCHMARK
S&P BSE Sensex TRI
ASSISTANT FUND MANAGER
Ennette Fernandes (Managing Since 18-Jun-18 and overall experience of 11 years)
MONTHLY AVERAGE AUM
Rs. 2138.62 (Rs. in Cr.)
EXPENSE RATIO**
DirectRegular
0.722.07
Tata India Tax Savings Fund (An open ended equity linked savings scheme with a statutory lock in of 3 years and tax benefit)
31.16%15.70%15.33%
10.88%9.39%
4.30%4.08%3.73%
3.12%1.02%
0.00% 8.00% 16.00% 24.00% 32.00% 40.00%
Financial ServicesOil & Gas
Consumer GoodsIT
PharmaTelecom
Cement & Cement ProductsAutomobile
ConstructionChemicals
70
82
94
106
118
130
Oct-17 Oct-18 Oct-19 Oct-20
Tata India Tax Savings Fund - Reg - DividendS&P BSE Sensex TRI
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
Market Capitalisation wise Exposure
Large Cap
Mid Cap
Small Cap
Market Capitalisation is as per list provided by AMFI.
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
14
As on 31st October 2020
INVESTMENT STYLE
DATE OF ALLOTMENT
November 12,2018
FUND MANAGER
PORTFOLIO
64853.31
1307.36
4309.57
765.17
3067.15
3290.89
1459.01
1457.01
1934.40
2975.03
2906.05
1417.92
1197.33
1019.61
1309.80
2318.40
1924.00
2429.42
91.12
1.84
6.06
1.08
4.31
4.62
2.05
2.05
2.72
4.18
4.08
1.99
1.68
1.43
1.84
3.26
2.70
3.41
Name of the Instrument No. of Shares Market ValueRs. Lakhs
% to Assets
Other Equities^TrepsRepoPortfolio TotalNet Current LiabilitiesNet Assets
1986.116197.91
215.5171266.73
-93.8771172.86
2.798.670.30
100.09-0.09
100.00
SIP - If you had invested INR 10000 every month1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: Nifty Smallcap 100 TRIB: Nifty Smallcap 100 TRITotal Value of AB: Nifty 50 TRIAB: Nifty 50 TRI(Inception date :12-Nov-2018) (First Installment date : 01-Dec-2018)
120,000133,99722.43%
140,34333.04%
130,96717.46%
NANANANANANANA
NANANANANANANA
NANANANANANANA
NANANANANANANA
230,000252,538
9.69%247,422
7.52%246,859
7.28%
An equity scheme with focus towards small cap stocks
INVESTMENT OBJECTIVE
The investment objective of the scheme is to generate long term capital appreciation by predominantly investing in equity and equity related instruments of small cap companies. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The Scheme does not assure or guarantee any returns.
Chandraprakash Padiyar (Managing Since 19-Oct-18 and overall experience of 20 years)
Equity & Equity Related Total
Auto
Force Motors Ltd.
Auto Ancillaries
Tube Investments Of India Ltd..
Ceat Ltd.
Cement
Ramco Industries Ltd.
Chemicals
Basf India Ltd.
Fine Organic Industries Ltd.
Navin Fluorine International Ltd.
Consumer Durables
Greenply Industries Ltd.
Consumer Non Durables
Akzo Nobel India Ltd.
Radico Khaitan Ltd.
S H Kelkar And Company Ltd.
Bajaj Consumer Care Ltd.
Vst Industries Ltd.
Finance
Bse Ltd.
Gas
Gujarat State Petronet Ltd.
Healthcare Services
Healthcare Global Enterprises Ltd.
Industrial Capital Goods
Honda India Power Products Ltd.
V
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NameTube Investments Of India Ltd.Saregama India Ltd.Basf India Ltd.Rallis India Ltd.Redington (india) Ltd.Quess Corp Ltd.Ramco Industries Ltd.Akzo Nobel India Ltd.Radico Khaitan Ltd.Honda India Power Products Ltd.Total
% to NAV6.065.214.624.564.554.544.314.184.083.41
45.52
127206
658100
70000
1621545
241480
55000
65000
2400000
150000
665000
1663248
642000
30000
265491
1200000
1602000
246267
2220.52
2058.45
1747.52
1711.54
895.36
3707.81
724.46
3244.87
1640.67
3233.41
1926.39
3238.75
1429.33
3.12
2.89
2.46
2.40
1.26
5.21
1.02
4.56
2.31
4.54
2.71
4.55
2.01
Industrial Products
Elantas Beck India Ltd.
Finolex Industries Ltd.
Mahindra Cie Automotive Ltd.
Polycab India Ltd.
Timken India Ltd.
Media & Entertainment
Saregama India Ltd.
Entertainment Network ( I ) Ltd.
Pesticides
Rallis India Ltd.
Power
India Grid Trust - Inv-It
Services
Quess Corp Ltd.
Software
Kpit Technologies Ltd.
Transportation
Redington (India) Ltd.
Transport Corporation Of India Ltd.
101672
394000
1270000
185895
83000
560812
502400
1310000
1503684
789986
2045000
2500000
637100
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.
^ Exposure less than 1% has been clubbed under Other Equities
For scheme performance refer pages 49-63.*B: BenchmarkSource: MFI Explorer
0.00%
17.90%
82.10%
Company Name No. of SharesMarket Value
Rs. Lakhs% of
Assets
Tata Small Cap Fund(An open-ended Equity Scheme predominantly investing in small cap stocks)
VOLATILITY MEASURES^ FUND BENCHMARK
NAV
Direct - DividendDirect - GrowthRegular - DividendRegular - Growth
::::
11.364411.364410.940510.9405
FUND SIZE
Rs. 711.73 (Rs. in Cr.)
TURN OVER
Portfolio Turnover (Total)Portfolio Turnover (Equity component only)
15.51%15.51%
MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and in multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not ApplicableExit Load :
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
36.160.011.001.000.14
NA
26.730.050.710.970.550.30
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020 For calculation methodology please refer to Pg 64
1) Redemption/Switch-out/SWP/STP on or before expiry of 12 Months from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment - NIL2) Redemption/Switch-out/SWP/STP on or before expiry of 12 Months from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment - 1%3) Redemption/Switch-out/SWP/STP after expiry of 12 Months from the date of allotment - NIL (w.e.f. 03 June, 2019)
BENCHMARKNifty Smallcap 100 TRI
ASSISTANT FUND MANAGERSatish Chandra Mishra (Managing Since 1-Nov-19 and overall experience of 14 years)
MONTHLY AVERAGE AUM
Rs. 710.87 (Rs. in Cr.)
EXPENSE RATIO**DirectRegular
1.002.46
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
17.20%15.54%
11.88%8.97%8.72%
6.23%4.56%4.31%
3.60%3.26%
2.70%2.31%
1.84%
0.00% 4.00% 8.00% 12.00% 16.00% 20.00%
Consumer GoodsIndustrial Manufacturing
ServicesAutomobileChemicals
Media & EntertainmentFertilisers & Pesticides
Cement & Cement ProductsIT
Oil & GasHealthcare Services
EnergyFinancial Services
50647892
106120
Nov-18 Jul-19 Mar-20 Oct-20
Tata Small Cap Fund - Reg - Growth Nifty Smallcap 100 TRI
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
Market Capitalisation wise Exposure
Large Cap
Mid Cap
Small Cap
Market Capitalisation is as per list provided by AMFI.
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
15
As on 31st October 2020
INVESTMENT STYLE
DATE OF ALLOTMENT
December 05,2019
FUND MANAGER
PORTFOLIO
127781.91
3564.00
12427.28
10737.61
7191.50
4432.50
5580.34
2751.29
4784.45
4631.85
3694.95
5578.30
3912.30
2966.00
6921.18
15614.20
3190.05
97.13
2.71
9.45
8.16
5.47
3.37
4.24
2.09
3.64
3.52
2.81
4.24
2.97
2.25
5.26
11.87
2.42
Name of the Instrument Market ValueRs. Lakhs
% to Assets
Treps
Repo
Portfolio Total
Net Current Liabilities
Net Assets
3998.65
52.40
131832.96
-279.71
131553.25
3.03
0.04
100.20
-0.20
100.00
SIP - If you had invested INR 10000 every month1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: S&P BSE 200 TRIB: S&P BSE 200 TRITotal Value of AB: S&P BSE Sensex TRIAB: S&P BSE Sensex TRI(Inception date :05-Dec-2019) (First Installment date : 01-Jan-2020)
NANANANANANANA
NANANANANANANA
NANANANANANANA
NANANANANANANA
NANANANANANANA
100,000108,92920.51%
111,48226.66%
111,48026.65%
Primarily focuses on investing in equity and equity related instruments of well researched companies across market capitalization.
INVESTMENT OBJECTIVE
The investment objective of the scheme is to generate long term capital appreciation by investing in equity & equity related instruments of maximum 30 stocks across market caps. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.
Rupesh Patel (Managing Since 15-Nov-19 and overall experience of 20 years)
Equity & Equity Related Total
Auto
Mahindra & Mahindra Ltd.
Banks
HDFC Bank Ltd.
ICICI Bank Ltd.
State Bank Of India
Axis Bank Ltd.
Cement
Ultratech Cement Ltd.
Consumer Durables
Voltas Ltd.
Consumer Non Durables
Jubilant Foodworks Ltd.
Kansai Nerolac Paints Ltd.
Ferrous Metals
Tata Steel Ltd.
Finance
Housing Development Finance Corporation Ltd.
Multi Commodity Exchange Of Ind Ltd.
Gas
Gujarat Gas Ltd.
Pesticides
Pi Industries Ltd.
Petroleum Products
Reliance Industries Ltd.
Bharat Petroleum Corporation Ltd.
V
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NameReliance Industries Ltd.Infosys Ltd.HDFC Bank Ltd.ICICI Bank Ltd.Bharti Airtel Ltd.State Bank Of IndiaP.i. Industries Ltd.HDFC Ltd.Ultratech Cement Ltd.Jubilant Foodworks Ltd.Total
% to NAV11.8710.00
9.458.165.615.475.264.244.243.64
67.94
600000
1050000
2735000
3800000
900000
122000
389950
220000
900000
900000
290000
230000
1000000
315000
760000
900000
4079.32
2634.30
2565.30
13151.44
7373.75
3.10
2.00
1.95
10.00
5.61
Pharmaceuticals
Divi Laboratories Ltd.
Alkem Laboratories Ltd.
Cipla Ltd.
Software
Infosys Ltd.
Telecom - Services
Bharti Airtel Ltd.
129830
100000
340000
1240000
1700000
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.
For scheme performance refer pages 49-63.*B: BenchmarkSource: MFI Explorer
79.68%
17.26%
3.06%
Company Name No. of Shares No. of SharesMarket Value
Rs. Lakhs% of
Assets
Tata Focused Equity Fund(An Open Ended Equity Scheme investing in maximum 30 stocks across market caps (i.e. Multi Cap))
VOLATILITY MEASURES^ FUND BENCHMARK
NAV
Direct - DividendDirect - GrowthRegular - DividendRegular - Growth
::::
9.66029.66029.47809.4780
FUND SIZE
Rs. 1315.53 (Rs. in Cr.)
TURN OVER
Portfolio Turnover (Total)Portfolio Turnover (Equity component only)
27.21%27.21%
MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and in multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not ApplicableExit Load :
Std. Dev (Annualised)
Sharpe Ratio
Portfolio Beta
R Squared
Treynor
Jenson
35.53
0.00
1.00
1.00
0.01
NA
35.84
-0.04
1.00
0.99
-0.38
-0.39
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020 For calculation methodology please refer to Pg 64
• Exit Load is Nil, if the withdrawal amount or switched out amount is not more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.• Exit load is 1% of the applicable NAV if the withdrawal amount or switched out amount is more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.• No Exit load will be charged for redemption or switch out after expiry of 365 days from the date of allotment.
BENCHMARKS&P BSE 200 TRI
MONTHLY AVERAGE AUM
Rs. 1330.85 (Rs. in Cr.)
EXPENSE RATIO**DirectRegular
0.522.14
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
^ Exposure less than 1% has been clubbed under Other Equities
33.66%16.55%
10.00%9.25%
7.05%5.61%5.26%
4.24%2.81%2.71%
0.00% 8.00% 16.00% 24.00% 32.00% 40.00%
Financial ServicesOil & Gas
ITConsumer Goods
PharmaTelecom
Fertilisers & PesticidesCement & Cement Products
MetalsAutomobile
60708090
100110
Dec-19 Mar-20 Jul-20 Oct-20
Tata Focused Equity Fund - Reg - GrowthS&P BSE 200 TRI
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
Market Capitalisation wise Exposure
Large Cap
Mid Cap
Small Cap
Market Capitalisation is as per list provided by AMFI.
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
16
As on 31st October 2020
INVESTMENT STYLE
DATE OF ALLOTMENT
February 25, 2003
FUND MANAGER
PORTFOLIO
7000.73
128.58
78.19
725.61
375.78
317.87
166.55
100.70
72.59
158.88
259.35
200.64
137.93
84.78
481.60
120.75
930.42
82.96
99.33
1.82
1.11
10.30
5.33
4.51
2.36
1.43
1.03
2.25
3.68
2.85
1.96
1.20
6.83
1.71
13.20
1.18
Company Name No. of Shares Market ValueRs. Lakhs
% to Assets
Other Equities^Reconstitued PortfolioEquity & Equity RelatedTrading Suspended Due To Lock-In Of SharesYes Bank Ltd. (Locked-In)
RepoPortfolio TotalNet Current LiabilitiesNet Assets
1292.70
0.00
83.04
7083.77
-36.00
7047.77
8249
18.34
0.00
1.18100.51
-0.51100.00
SIP - If you had invested INR 10000 every month1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: Nifty 50 TRIB: Nifty 50 TRI(Inception date :25-Feb-2003) (First Installment date : 01-Apr-2003)
120,000130,09616.04%
130,96717.46%
360,000388,188
4.96%393,126
5.81%
600,000720,727
7.27%737,016
8.16%
840,0001,098,185
7.54%1,136,876
8.51%
1,200,0001,870,923
8.60%1,982,854
9.70%
2,110,0005,921,224
10.74%6,759,983
12.02%
An index fund that seeks to track returns by investing in Nifty 50 Index stocks and aims to achieve returns of the stated index, subject to tracking error.
INVESTMENT OBJECTIVE
The investment objective of the Scheme is to reflect/mirror the market returns with a minimum tracking error. The scheme does not assure or guarantee any returns.
Sonam Udasi (Managing Since 1-Apr-16 and overall experience of 23 years)
Equity & Equity Related Total
Auto
Maruti Suzuki India Ltd.
Mahindra & Mahindra Ltd.
Banks
HDFC Bank Ltd.
ICICI Bank Ltd.
Kotak Mahindra Bank Ltd.
Axis Bank Ltd.
State Bank Of India
Cement
Ultratech Cement Ltd.
Construction Project
Larsen & Toubro Ltd.
Consumer Non Durables
Hindustan Unilever Ltd.
ITC Ltd.
Asian Paints (India) Ltd.
Nestle India Ltd.
Finance
Housing Development Finance Corporation Ltd.
Bajaj Finance Ltd.
Petroleum Products
Reliance Industries Ltd.
Pharmaceuticals
Dr Reddys Laboratories Ltd.
V
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NameReliance Industries Ltd.HDFC Bank Ltd.Infosys Ltd.HDFC Ltd.Tata Consultancy Services Ltd.ICICI Bank Ltd.Kotak Mahindra BankHindustan Unilever Ltd.ITC Ltd.Axis Bank Ltd.Total
% to NAV13.2010.30
7.756.835.595.334.513.682.852.36
62.40
1846
13164
61308
95715
20542
33818
53208
1587
17093
12521
121419
6237
494
25037
3649
45287
1697
545.89
393.92
127.53
71.05
146.46
7.75
5.59
1.81
1.01
2.08
Software
Infosys Ltd.
Tata Consultancy Services Ltd.
HCL Technologies Ltd.
Wipro Ltd.
Telecom - Services
Bharti Airtel Ltd.
51470
14782
15147
20853
33766
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.
^ Exposure less than 1% has been clubbed under Other Equities
For scheme performance refer pages 49-64.*B: BenchmarkSource: MFI Explorer
100.00%
0.00%
0.00%
Company Name No. of SharesMarket Value
Rs. Lakhs% of
Assets
Tata Index Fund - Nifty Plan(An open ended equity scheme tracking Nifty 50 Index)
VOLATILITY MEASURES^ FUND BENCHMARK
NAV
Direct - GrowthRegular - Growth
::
75.345870.6427
FUND SIZE
Rs. 70.48 (Rs. in Cr.)
TURN OVER
Portfolio Turnover (Total)Portfolio Turnover (Equity component only)
33.83%33.82%
MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter
TRACKING ERROR
0.87%
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and in multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not ApplicableExit Load :
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
21.190.061.001.000.34
NA
20.670.050.981.000.28
-0.06^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020 For calculation methodology please refer to Pg 64
BENCHMARKNifty 50 TRI
MONTHLY AVERAGE AUM
Rs. 67.64 (Rs. in Cr.)
EXPENSE RATIO**DirectRegular
0.050.50
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
0.25% of the applicable NAV, if redeemed on or before 7 days from the date of allotment.
Note: As per the guidance issued by AMFI vide correspondence 35P/MEM-COR/57/2019-20,any realization of proceeds from the locked-in shares of Yes Bank Ltd. (which is 3 years from the commencement of the Revival scheme i.e March 13,2020) shall be distributed (post conclusion of the lock in period) among the set of investors existing in the unit holders’ register / BENPOS as on end of March 13, 2020.For further details refer our website
https://www.tatamutualfund.com/docs/default-source/statutory-disclosures/valuation-current-update/valuation-update-17-03-2020.pdf?sfvrsn=aa8cd899_2
35.26%17.14%
14.91%11.44%
5.46%3.67%
2.25%2.21%2.17%2.08%1.69%
0.55%0.49%
0.00% 8.00% 16.00% 24.00% 32.00% 40.00%
Financial ServicesIT
Oil & GasConsumer Goods
AutomobilePharma
ConstructionCement & Cement Products
MetalsTelecom
PowerServices
Fertilisers & Pesticides
708294
106118130
Oct-17 Oct-18 Oct-19 Oct-20
Tata Index Fund - Nifty Plan - Reg Nifty 50 TRI
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
Market Capitalisation wise Exposure
Large Cap
Mid Cap
Small Cap
Market Capitalisation is as per list provided by AMFI.
TRACKING ERROR
0.88%
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
17
As on 31st October 2020
INVESTMENT STYLE
DATE OF ALLOTMENT
February 25, 2003
FUND MANAGER
PORTFOLIO
3047.00
64.41
39.32
356.03
192.93
135.88
92.74
50.11
35.81
79.76
34.29
131.18
99.61
70.13
41.88
244.59
58.12
464.12
35.36
97.95
2.07
1.26
11.44
6.20
4.37
2.98
1.61
1.15
2.56
1.10
4.22
3.20
2.25
1.35
7.86
1.87
14.92
1.14
Name of the Instrument Ratings Market ValueRs. Lakhs
% to NAV
Other Equities^
Repo
Portfolio Total
Net Current Liabilities
Net Assets
165.21
95.89
3142.89
-31.97
3110.92
5.31
3.08
101.03
-1.03
100.00
SIP - If you had invested INR 10000 every month1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: S&P BSE Sensex TRIB: S&P BSE Sensex TRI(Inception date :25-Feb-2003) (First Installment date : 01-Apr-2003)
120,000130,31316.40%
131,28517.98%
360,000396,229
6.33%401,115
7.16%
600,000744,491
8.57%760,695
9.43%
840,0001,131,177
8.37%1,170,597
9.33%
1,200,0001,925,540
9.15%2,049,191
10.32%
2,110,0005,923,382
10.74%7,164,459
12.59%
An index fund that seeks to track returns by investing in S&P BSE SENSEX Index stocks and aims to achieve returns of the stated index, subject to tracking error.
INVESTMENT OBJECTIVE
The investment objective of the Scheme is to reflect/mirror the market returns with a minimum tracking error. The scheme does not assure or guarantee any returns.
Sonam Udasi (Managing Since 1-Apr-16 and overall experience of 23 years)
Equity & Equity Related Total
Auto
Maruti Suzuki India Ltd.
Mahindra & Mahindra Ltd.
Banks
HDFC Bank Ltd.
ICICI Bank Ltd.
Kotak Mahindra Bank Ltd.
Axis Bank Ltd.
State Bank Of India
Cement
Ultratech Cement Ltd.
Construction Project
Larsen & Toubro Ltd.
Consumer Durables
Titan Company Ltd.
Consumer Non Durables
Hindustan Unilever Ltd.
ITC Ltd.
Asian Paints (India) Ltd.
Nestle India Ltd.
Finance
Housing Development Finance Corporation Ltd.
Bajaj Finance Ltd.
Petroleum Products
Reliance Industries Ltd.
Pharmaceuticals
Sun Pharmaceutical Industries Ltd.
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NameReliance Industries Ltd.HDFC Bank Ltd.Infosys Ltd.HDFC Ltd.Tata Consultancy Services Ltd.ICICI Bank Ltd.Kotak Mahindra BankHindustan Unilever Ltd.ITC Ltd.Axis Bank Ltd.Total
% to NAV14.9211.44
9.057.866.376.204.374.223.202.98
70.61
926
6621
30084
49147
8780
18834
26477
783
8580
2944
6330
60281
3169
244
12721
1757
22592
7591
281.65
198.21
66.13
36.10
73.43
9.05
6.37
2.13
1.16
2.36
Software
Infosys Ltd.
Tata Consultancy Services Ltd.
HCL Technologies Ltd.
Tech Mahindra Ltd.
Telecom - Services
Bharti Airtel Ltd.
26556
7438
7843
4437
16936
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.
^ Exposure less than 1% has been clubbed under Other Equities
For scheme performance refer pages 49-64.*B: BenchmarkSource: MFI Explorer
100.00%
0.00%
0.00%
Company Name No. of SharesMarket Value
Rs. Lakhs% of
Assets
Tata Index Fund - Sensex Plan(An open ended equity scheme tracking S & P BSE Sensex)
VOLATILITY MEASURES^ FUND BENCHMARK
NAV
Direct - GrowthReg - Growth
::
102.000598.1323
FUND SIZE
Rs. 31.11 (Rs. in Cr.)
TURN OVER
Portfolio Turnover (Total)Portfolio Turnover (Equity component only)
28.12%28.12%
MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and in multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not ApplicableExit Load :
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
21.200.081.001.000.50
NA
20.590.070.971.000.44
-0.05^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020 For calculation methodology please refer to Pg 64
BENCHMARKS&P BSE Sensex TRI
MONTHLY AVERAGE AUM
Rs. 30.51 (Rs. in Cr.)
EXPENSE RATIO**DirectRegular
0.051.00
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
0.25% of the applicable NAV, if redeemed on or before 7 days from the date of allotment
37.87%18.71%
15.38%12.12%
4.18%2.56%2.36%
1.77%1.15%1.14%0.70%
0.00% 8.00% 16.00% 24.00% 32.00% 40.00%
Financial ServicesIT
Oil & GasConsumer Goods
AutomobileConstruction
TelecomPower
Cement & Cement ProductsPharmaMetals
8090
100110120130
Oct-17 Oct-18 Oct-19 Oct-20
Tata Index Fund - Sensex Plan - RegS&P BSE Sensex TRI
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 49 - 64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
Market Capitalisation wise Exposure
Large Cap
Mid Cap
Small Cap
Market Capitalisation is as per list provided by AMFI.
18
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
PORTFOLIO
Company name No. of Shares
Market ValueRs. Lakhs
% of Assets
21200.46
390.68
246.15
2181.26
1124.93
962.64
492.65
315.11
215.48
481.26
216.40
784.28
618.66
429.63
251.76
1443.26
368.79
2811.17
251.72
217.63
1648.36
1185.03
392.34
215.99
215.39
99.64
1.84
1.16
10.25
5.29
4.52
2.32
1.48
1.01
2.26
1.02
3.69
2.91
2.02
1.18
6.78
1.73
13.21
1.18
1.02
7.75
5.57
1.84
1.02
1.01
5609
41440
184298
286534
62210
100031
166506
4711
51776
18563
37864
374379
19427
1467
75031
11145
136830
5149
46727
155418
44469
46599
63395
26484
Company name No. of Shares
Market ValueRs. Lakhs
% of Assets
Other Equities^Reconstitued PortfolioEquity & Equity RelatedTrading Suspended Due To Lock-In Of SharesYes Bank Ltd. (Locked-In)RepoPortfolio TotalNet Current LiabilitiesNet Assets
3296.29
0.0097.87
21298.33-21.37
21276.96
31269
15.49
0.000.46
100.10-0.10
100.00
SIP - If you had invested INR 10000 every month1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)
Total Value as on Oct 31, 2020 (Rs.)
Returns
Total Value of B: Nifty 50 TRI
B: Nifty 50 TRI
(Inception date :01-Jan-2019) (First Installment date : 01-Feb-2019)
NA
NA
NA
NA
NA
120,000
130,998
17.51%
130,967
17.46%
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
210,000
225,014
7.77%
224,988
7.76%
Exchange Traded Fund tracking Nifty 50 Index.
The investment objective of the scheme is to provide returns that is closely correspond to the total returns of the securities as represented by the Nifty 50 index, subject to tracking error. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.
Equity & Equity Related Total
Auto
Maruti Suzuki India Ltd.
Mahindra & Mahindra Ltd.
Banks
HDFC Bank Ltd.
ICICI Bank Ltd.
Kotak Mahindra Bank Ltd.
Axis Bank Ltd.
State Bank Of India
Cement
Ultratech Cement Ltd.
Construction Project
Larsen & Toubro Ltd.
Consumer Durables
Titan Company Ltd.
Consumer Non Durables
Hindustan Unilever Ltd.
ITC Ltd.
Asian Paints (India) Ltd.
Nestle India Ltd.
Finance
Housing Development Finance Corporation Ltd.
Bajaj Finance Ltd.
Petroleum Products
Reliance Industries Ltd.
Pharmaceuticals
Dr Reddys Laboratories Ltd.
Sun Pharmaceutical Industries Ltd.
Software
Infosys Ltd.
Tata Consultancy Services Ltd.
HCL Technologies Ltd.
Wipro Ltd.
Tech Mahindra Ltd.
443.60 2.08102270
Telecom - Services
Bharti Airtel Ltd.
^ Exposure less than 1% has been clubbed under Other Equities
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NameReliance Industries Ltd.HDFC Bank Ltd.Infosys Ltd.HDFC Ltd.Tata Consultancy Services Ltd.ICICI Bank Ltd.Kotak Mahindra BankHindustan Unilever Ltd.ITC Ltd.Axis Bank Ltd.Total
% to NAV13.2110.257.756.785.575.294.523.692.912.32
62.29
100.00%
0.00%
0.00%
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
VOLATILITY MEASURES^ FUND BENCHMARK
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
24.730.061.001.000.44
NA
25.370.061.001.000.440.00
DATE OF ALLOTMENT
January 01, 2019
FUND MANAGER
NAV
Direct - Growth : 119.0777
FUND SIZE
Rs. 212.77 (Rs. in Cr.)
TURN OVER
Portfolio Turnover (Total)Portfolio Turnover (Equity component only)
43.75%43.75%
MINIMUM INVESTMENT/ MULTIPLES FOR NEW INVESTMENT
50,000 units and in multiples thereof
ADDITIONAL INVESTMENT/ MULTIPLES FOR EXISTING INVESTORS
50,000 units and in multiples thereof
LOAD STRUCTURE
Entry Load : Not ApplicableNilExit Load :
Sailesh Jain (Managing Since 17-Dec-18 and overall experience of 17 years)
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
For calculation methodology please refer to Pg 64
MONTHLY AVERAGE AUM
Rs. 214.13 (Rs. in Cr.)
EXPENSE RATIO**
DirectRegular
0.07NA
BENCHMARK
Nifty 50 TRI
Tata Nifty Exchange Traded Fund(An open ended Exchange Traded Fund tracking Nifty 50 Index.)
Note: As per the guidance issued by AMFI vide correspondence 35P/MEM-COR/57/2019-20,any realization of proceeds from the locked-in shares of Yes Bank Ltd. (which is 3 years from the commencement of the Revival scheme i.e March 13,2020) shall be distributed (post conclusion of the lock in period) among the set of investors existing in the unit holders’ register / BENPOS as on end of March 13, 2020.For further details refer our website
https://www.tatamutualfund.com/docs/default-source/statutory-disclosures/valuation-current-update/valuation-update-17-03-2020.pdf?sfvrsn=aa8cd899_2
35.13%17.19%
14.94%11.64%
5.63%3.70%
2.26%2.26%2.14%2.08%1.61%
0.54%0.52%
0.00% 8.00% 16.00% 24.00% 32.00% 40.00%
Financial ServicesIT
Oil & GasConsumer Goods
AutomobilePharma
ConstructionMetals
Cement & Cement ProductsTelecom
PowerServices
Fertilisers & Pesticides
70
80
90
100
110
120
Jan-19 Aug-19 Mar-20 Oct-20
Tata Nifty Exchange Traded Fund Nifty 50 TRI
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 49 - 64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
Market Capitalisation wise Exposure
Large Cap
Mid Cap
Small Cap
Market Capitalisation is as per list provided by AMFI.
19
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
PORTFOLIO
Company name No. of Shares
Market ValueRs. Lakhs
% of Assets
1128.38
300.69
228.87
193.18
178.77
87.83
46.59
29.05
26.70
20.76
15.94
99.73
26.58
20.23
17.07
15.80
7.76
4.12
2.57
2.36
1.83
1.41
25406
58296
12484
36298
14995
16097
19665
52919
11906
52080
Company name No. of Shares
Market ValueRs. Lakhs
% of Assets
Other Equities^Reconstitued PortfolioEquity & Equity RelatedTrading Suspended Due To Lock-In Of SharesYes Bank Ltd. (Locked-In)Portfolio TotalCash / Net Current AssetNet Assets
0.00
0.001128.38
3.081131.46
38064
0.00
0.0099.730.27
100.00
SIP - If you had invested INR 10000 every month1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)
Total Value as on Oct 31, 2020 (Rs.)
Returns
Total Value of B: Nifty Private Bank TRI
B: Nifty Private Bank TRI
Total Value of AB: Nifty 50 TRI
AB: Nifty 50 TRI
(Inception date: 30-Aug-2019) (First Installment date : 01-Oct-2019)
NA
NA
NA
NA
NA
NA
NA
120,000
120,684
1.06%
120,947
1.47%
130,967
17.46%
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
130,000
128,900
-1.46%
129,221
-1.03%
141,340
15.35%
Exchange Traded Fund replicating / tracking Nifty Private Bank Index.
The investment objective of the scheme is to provide returns that is closely correspond to the total returns of the securities as represented by the Nifty Private Bank index, subject to tracking error. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.
Equity & Equity Related Total
Banks
HDFC Bank Ltd.
ICICI Bank Ltd.
Kotak Mahindra Bank Ltd.
Axis Bank Ltd.
Indusind Bank Ltd.
Bandhan Bank Ltd.
City Union Bank Ltd.
Federal Bank Ltd.
Rbl Bank Ltd.
IDFC First Bank Ltd.
^ Exposure less than 1% has been clubbed under Other Equities
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NameHDFC Bank Ltd.ICICI Bank Ltd.Kotak Mahindra BankAxis Bank Ltd.Indusind Bank Ltd.Bandhan Bank Ltd.City Union Bank Ltd.Federal Bank Ltd.Rbl Bank Ltd.IDFC First Bank Ltd.Total
% to NAV26.5820.2317.0715.807.764.122.572.361.831.41
99.73
91.81%
8.19%
0.00%
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
VOLATILITY MEASURES^ FUND BENCHMARK
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
45.80-0.061.001.00
-0.85NA
47.48-0.061.011.00
-0.88-0.03
DATE OF ALLOTMENT
August 30, 2019
FUND MANAGER
NAV
Direct - Growth : 133.4941
FUND SIZE
Rs. 11.31 (Rs. in Cr.)
TURN OVER
Portfolio Turnover (Total)Portfolio Turnover (Equity component only)
47.93%47.93%
MINIMUM INVESTMENT/ MULTIPLES FOR NEW INVESTMENT
15000 Units and in multiples thereof
ADDITIONAL INVESTMENT/ MULTIPLES FOR EXISTING INVESTORS
15000 Units and in multiples thereof
LOAD STRUCTURE
Entry Load : Not ApplicableNilExit Load :
Sailesh Jain (Managing Since 16-Aug-19 and overall experience of 17 years)
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
For calculation methodology please refer to Pg 64
MONTHLY AVERAGE AUM
Rs. 11.18 (Rs. in Cr.)
EXPENSE RATIO**
DirectRegular
0.13NA
BENCHMARK
Nifty Private Bank TRI
Tata Nifty Private Bank Exchange Traded Fund(An Open-Ended Exchange Traded Fund replicating/ tracking -Nifty Private Bank Index)
Note: As per the guidance issued by AMFI vide correspondence 35P/MEM-COR/57/2019-20,any realization of proceeds from the locked-in shares of Yes Bank Ltd. (which is 3 years from the commencement of the Revival scheme i.e March 13,2020) shall be distributed (post conclusion of the lock in period) among the set of investors existing in the unit holders’ register / BENPOS as on end of March 13, 2020.For further details refer our website
https://www.tatamutualfund.com/docs/default-source/statutory-disclosures/valuation-current-update/valuation-update-17-03-2020.pdf?sfvrsn=aa8cd899_2
99.73%
0.00% 25.00% 50.00% 75.00% 100.00%
Financial Services
50
64
78
92
106
120
Sep-19 Jan-20 Jun-20 Oct-20
Tata Nifty Private Bank Exchange Traded FundNifty Private Bank TRI
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
Market Capitalisation wise Exposure
Large Cap
Mid Cap
Small Cap
Market Capitalisation is as per list provided by AMFI.
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
VOLATILITY MEASURES^ FUND BENCHMARK
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
17.360.061.001.000.30
NA
16.600.040.940.960.18
-0.12
20
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
DATE OF ALLOTMENT
May 24,1996
FUND MANAGER
NAV
Direct - GrowthDirect - DividendReg - GrowthReg - Dividend
::::
189.9377104.2929176.1479
71.8948
FUND SIZE
Rs. 633.81 (Rs. in Cr.)
TURN OVER
Portfolio Turnover (Total)Portfolio Turnover (Equity component only)
36.01%36.01%
MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not Applicable
Exit Load :
PORTFOLIO
Company name
60295.24
876.34
1139.96895.12
1896.351064.77
840.39
1317.30763.14678.67655.88
3272.652069.971415.361389.561289.18
646.66
1179.01
1051.54854.13795.69651.15
95.13
1.38
1.801.41
2.991.68
1.33
2.081.201.071.03
5.163.272.232.192.03
1.02
1.86
1.661.351.261.03
31300
267000116849
115000410000
4500
11300035000
326600380000
15800042000064000
27000065000
280000
93000
3700007600055000
150000
Company name No. of Shares
Market ValueRs. Lakhs
% of Assets
No. of Shares
Market ValueRs. Lakhs
% of Assets
50200030000
8300093750
145000160000
6670002650004650002350008600070000
98800
1243.45659.16
2186.472168.531318.411207.20
7074.207061.853915.071911.261319.33965.09
730.13
1.961.04
3.453.422.081.90
11.1611.146.183.022.081.52
1.15
Other Equities^Portfolio TotalCash / Net Current AssetNet Assets
5.9895.134.87
100.00
3792.2760295.243086.21
63381.45
SIP - If you had invested INR 10000 every month1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)
Total Value as on Oct 31, 2020 (Rs.)
Returns
Total Value of B: Nifty 500 Shariah TRI
B: Nifty 500 Shariah TRI
Total Value of AB: Nifty 50 TRI
AB: Nifty 50 TRI
(Inception date :24-May-1996) (First Installment date : 01-Sep-1996)
120,000
134,888
23.90%
141,677
35.30%
130,967
17.46%
360,000
404,527
7.73%
426,468
11.33%
393,126
5.81%
600,000
723,349
7.42%
796,184
11.27%
737,016
8.16%
840,000
1,117,711
8.03%
1,271,409
11.64%
1,136,876
8.51%
1,200,000
2,060,625
10.43%
2,341,755
12.83%
1,982,854
9.70%
2,900,000
32,147,345
16.75%
4,091,848
12.17%
17,871,404
12.97%
An equity scheme which invests primarily in equities of Shariah compliant companies and other instrument if allowed under Shariah principles.
To provide medium to long- term capital gains by investing in Shariah compliant equity and equity related instruments of well-researched value and growth - oriented companies. Tata Ethical Fund aims to generate medium to long term capital growth by investing in equity and equity related instruments of shariah compliant companies.
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
Ennette Fernandes (Managing Since 20-Apr-20 and overall experience of 11 years) & Rupesh Patel (Managing Since 20-Apr-20 and overall experience of 20 years)
For calculation methodology please refer to Pg 64
• Exit Load is Nil, if the withdrawal amount or switched out amount is not more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.• Exit load is 1% of the applicable NAV if the withdrawal amount or switched out amount is more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.• No Exit load will be charged for redemption or switch out after expiry of 365 days from the date of allotment.
Equity & Equity Related TotalAutoHero Motocorp Ltd.Auto AncillariesSundram Fasteners Ltd.Amara Raja Batteries Ltd.CementACC Ltd.Ambuja Cements Ltd.Commercial Services3M India Ltd.Consumer DurablesTitan Company Ltd.Amber Enterprises India Ltd.Orient Electric Ltd.Century Plyboards (India) Ltd.Consumer Non DurablesHindustan Unilever Ltd.Tata Consumer Products Ltd.Asian Paints (India) Ltd.Kansai Nerolac Paints Ltd.Akzo Nobel India Ltd.GasPetronet Lng Ltd.Industrial Capital GoodsSiemens Ltd.Industrial ProductsCarborundum Universal Ltd.Astral Poly Technik Ltd.Supreme Industries Ltd.Cummins India Ltd.
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NameInfosys Ltd.Tata Consultancy Services Ltd.HCL Technologies Ltd.Hindustan Unilever Ltd.Alkem Laboratories Ltd.Ipca LabsTata Consumer Products Ltd.Tech Mahindra Ltd.ACC Ltd.Asian Paints (India) Ltd.Total
% to NAV11.1611.146.185.163.453.423.273.022.992.23
52.02
PesticidesRallis India Ltd.Pi Industries Ltd.PharmaceuticalsAlkem Laboratories Ltd.Ipca Laboratories Ltd.Lupin Ltd.Cipla Ltd.SoftwareInfosys Ltd.Tata Consultancy Services Ltd.HCL Technologies Ltd.Tech Mahindra Ltd.Tata Elxsi Ltd.Mphasis Ltd.Textile ProductsK.P.R. Mill Ltd.
^ Exposure less than 1% has been clubbed under Other Equities
61.56%
25.90%
12.54%
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 49 - 64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer
BENCHMARK
Nifty 500 Shariah TRI
MONTHLY AVERAGE AUM
Rs. 634.87 (Rs. in Cr.)
EXPENSE RATIO**
DirectRegular
1.322.49
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
Tata Ethical Fund(An open ended equity scheme following Shariah principles)
35.10%23.03%
10.86%9.44%
4.67%4.59%
3.00%1.97%
1.33%1.15%
0.00% 8.00% 16.00% 24.00% 32.00% 40.00%
ITConsumer Goods
PharmaIndustrial Manufacturing
Cement & Cement ProductsAutomobile
Fertilisers & PesticidesOil & GasServicesTextiles
70
82
94
106
118
130
Oct-17 Oct-18 Oct-19 Oct-20
Tata Ethical Fund - Reg - GrowthNifty 500 Shariah TRI
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
Market Capitalisation wise Exposure
Large Cap
Mid Cap
Small Cap
Market Capitalisation is as per list provided by AMFI.
SIP - If you had invested INR 10000 every month
1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)
Total Value as on Oct 31, 2020 (Rs.)
Returns
Total Value of B: Nifty Financial Services TRI
B: Nifty Financial Services TRI
Total Value of AB: Nifty 50 TRI
AB: Nifty 50 TRI
(Inception date :28-Dec-2015) (First Installment date : 01-Jan-2016)
120,000
122,060
3.21%
121,421
2.21%
130,967
17.46%
360,000
364,413
0.79%
368,298
1.49%
393,126
5.81%
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
580,000
672,905
6.09%
700,463
7.75%
706,020
8.08%
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NameHDFC Bank Ltd.ICICI Bank Ltd.HDFC Ltd.Kotak Mahindra BankAxis Bank Ltd.HDFC Life Insurance Co. Ltd.HDFC Asset Management Company Ltd.Sbi Cards & Payment Services Ltd.City Union Bank Ltd.Muthoot Finance Ltd.Total
% to NAV21.4214.2412.0411.267.215.283.633.443.192.60
84.31
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49 - 64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer
89.26%
7.52%
3.22%
PORTFOLIO
Company name No. of Shares
Market ValueRs. Lakhs
% of Assets
93.73
21.4214.2411.267.213.191.37
12.04
5.283.633.442.602.54
2.311.651.55
9030001809000363000730000
1076990887500
312200
44700080500
214771105500102600
1950002700000167000
46759.50
10687.467102.135617.063595.251590.71682.04
6005.32
2636.181811.411717.631298.491268.14
1151.57822.15773.96
Company name
TrepsRepoPortfolio TotalNet Current LiabilitiesNet Assets
2599.13606.01
49964.64-76.18
49888.46
5.181.21
100.12-0.12
100.00
Equity & Equity Related TotalBanksHDFC Bank Ltd.ICICI Bank Ltd.Kotak Mahindra Bank Ltd.Axis Bank Ltd.City Union Bank Ltd.Dcb Bank Ltd.FinanceHousing Development Finance Corporation Ltd.HDFC Life Insurance Co. Ltd.HDFC Asset Management Company Ltd.Sbi Cards And Payment Services Ltd.Muthoot Finance Ltd.ICICI Lombard General Insurance Co. Ltd.Max Financial Services Ltd.IDFC Ltd.ICICI Securities Ltd.
^ Exposure less than 1% has been clubbed under Other Equities
No. of Shares
Market ValueRs. Lakhs
% of Assets
As on 31st October 2020
INVESTMENT STYLE
DATE OF ALLOTMENT
December 28,2015
NAV
FUND SIZE
Rs. 498.88 (Rs. in Cr.)
MONTHLY AVERAGE AUM
Rs. 486.09 (Rs. in Cr.)
TURN OVER
Portfolio Turnover (Total)Portfolio Turnover (Equity component only)
42.89%42.89%
EXPENSE RATIO**
DirectRegular
1.082.60
VOLATILITY MEASURES^ FUND BENCHMARK
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
27.820.061.001.000.46
NA
26.380.020.910.930.13
-0.30
MINIMUM INVESTMENT /MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and in multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not Applicable
Exit Load :
Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Banking and Financial Services sector in India.
INVESTMENT OBJECTIVEThe investment objective of the scheme is to seek long term capital appreciation by investing atleast 80% of its net assets in equity/equity related instruments of the companies in the Banking and Financial Services sector in India.
FUND MANAGER
Sonam Udasi (Managing Since 1-Apr-16 and overall experience of 23 years)
ASSISTANT FUND MANAGER
Amey Sathe (Managing Since 18-Jun-18 and overall experience of 13 years)BENCHMARK
Nifty Financial Services TRI
Direct - DividendDirect - GrowthRegular - DividendRegular - Growth
::::
19.285619.285616.400317.8132
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
For calculation methodology please refer to Pg 64
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
• Exit Load is Nil, if the withdrawal amount or switched out amount is not more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.
• Exit load is 1% of the applicable NAV if the withdrawal amount or switched out amount is more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.
• No Exit load will be charged for redemption or switch out after expiry of 365 days from the date of allotment.
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, whereverapplicable.
21
Tata Banking & Financial Services Fund(An open ended equity scheme investing in Banking & Financial Services Sector)
93.73%
0.00% 20.00% 40.00% 60.00% 80.00% 100.00%
Financial Services
70
86
102
118
134
150
Oct-17 Oct-18 Oct-19 Oct-20
Tata Banking And Financial Services Fund - Reg - GrowthNifty Financial Services TRI
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
Market Capitalisation wise Exposure
Large Cap
Mid Cap
Small Cap
Market Capitalisation is as per list provided by AMFI.
SIP - If you had invested INR 10000 every month
1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)
Total Value as on Oct 31, 2020 (Rs.)
Returns
Total Value of B: S&P BSE IT TRI
B: S&P BSE IT TRI
Total Value of AB: S&P BSE Sensex TRI
AB: S&P BSE Sensex TRI
(Inception date :28-Dec-2015) (First Installment date : 01-Jan-2016)
120,000
161,085
69.41%
166,836
79.92%
131,285
17.98%
360,000
509,253
23.90%
546,597
29.12%
401,115
7.16%
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
580,000
965,374
21.27%
1,028,600
24.00%
728,680
9.39%
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NameInfosys Ltd.Tata Consultancy Services Ltd.HCL Technologies Ltd.Persistent Systems Ltd.Tech Mahindra Ltd.Wipro Ltd.Mindtree Ltd.Birlasoft Ltd.Tata Elxsi India Ltd.Kpit Technologies Ltd.Total
% to NAV26.8012.289.037.586.816.395.193.533.032.50
83.14
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49 - 64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer
67.37%
10.67%
21.96%
PORTFOLIO
Company name No. of Shares
Market ValueRs. Lakhs
% of Assets
91.96
26.8012.289.037.586.816.395.193.533.032.501.871.801.671.561.27
1585000289000673000410363525000
1176000245000
1240000124000
166500018000082000
15000005850025400
57679.85
16810.517701.425666.324754.674269.834006.633252.622216.501902.281568.431174.141130.531050.00975.40798.47
Company name
Other Equities^TrepsRepoPortfolio TotalCash / Net Current AssetNet Assets
402.104198.59128.52
62006.96718.27
62725.23
0.646.730.21
98.901.10
100.00
Equity & Equity Related TotalSoftwareInfosys Ltd.Tata Consultancy Services Ltd.HCL Technologies Ltd.Persistent Systems Ltd.Tech Mahindra Ltd.Wipro Ltd.Mindtree Ltd.Birlasoft Ltd.Tata Elxsi Ltd.Kpit Technologies Ltd.Just Dial Ltd.Mphasis Ltd.Firstsource Solutions Ltd.L&T Technology Services Ltd.Oracle Financials Services Soft Ltd.
^ Exposure less than 1% has been clubbed under Other Equities
No. of Shares
Market ValueRs. Lakhs
% of Assets
As on 31st October 2020
INVESTMENT STYLE
DATE OF ALLOTMENT
December 28,2015
NAV
FUND SIZE
Rs. 627.25 (Rs. in Cr.)
MONTHLY AVERAGE AUM
Rs. 603.96 (Rs. in Cr.)
TURN OVER
Portfolio Turnover (Total)Portfolio Turnover (Equity component only)
45.01%43.13%
EXPENSE RATIO**
DirectRegular
1.072.54
VOLATILITY MEASURES^ FUND BENCHMARK
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
22.780.321.001.002.07
NA
23.010.280.970.931.87
-0.20
MINIMUM INVESTMENT /MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and in multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not Applicable
Exit Load :
Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Information Technology sector in India.
INVESTMENT OBJECTIVEThe investment objective of the scheme is to seek long term capital appreciation by investing atleast 80% of its net assets in equity/equity related instruments of the companies in Information Technology Sector in India.However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.The Scheme does not assure or guarantee any returns.
FUND MANAGER
Meeta Shetty (Managing Since 20-Apr-20 and overall experience of 14 years) & Rahul Singh (Managing Since 20-Apr-20 and overall experience of 25 years)
BENCHMARK
S&P BSE IT TRI
Direct - DividendDirect - GrowthRegular - DividendRegular - Growth
::::
21.708021.708019.981119.9811
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
For calculation methodology please refer to Pg 63
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
• Exit Load is Nil, if the withdrawal amount or switched out amount is not more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.• Exit load is 1% of the applicable NAV if the withdrawal amount or switched out amount is more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.• No Exit load will be charged for redemption or switch out after expiry of 365 days from the date of allotment.
**Note: The rates specified are actual month end expenses charged as on Sep 30, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, whereverapplicable.
22
Tata Digital India Fund(An open ended equity scheme investing in Information Technology Sector)
91.96%
0.00% 20.00% 40.00% 60.00% 80.00% 100.00%
IT
100
128
156
184
212
240
Oct-17 Oct-18 Oct-19 Oct-20
Tata Digital India Fund - Reg - GrowthS&P BSE IT TRI
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
Market Capitalisation wise Exposure
Large Cap
Mid Cap
Small Cap
Market Capitalisation is as per list provided by AMFI.
SIP - If you had invested INR 10000 every month
1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)
Total Value as on Oct 31, 2020 (Rs.)
Returns
Total Value of B: Nifty India Consumption TRI
B: Nifty India Consumption TRI
Total Value of AB: Nifty 50 TRI
AB: Nifty 50 TRI
(Inception date :28-Dec-2015) (First Installment date : 01-Jan-2016)
120,000
128,151
12.90%
126,234
9.82%
130,967
17.46%
360,000
376,964
3.02%
379,549
3.47%
393,126
5.81%
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
580,000
718,548
8.81%
680,066
6.53%
706,020
8.08%
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NameHindustan Unilever Ltd.Dabur India Ltd.Tata Consumer Products Ltd.Maruti Suzuki India Ltd.Titan Company Ltd.Jubilant Foodworks Ltd.Voltas Ltd.ITC Ltd.United Spirits Ltd.Nestle India Ltd.Total
% to NAV9.556.946.715.945.835.114.744.464.284.22
57.78
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49 - 64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer
60.29%
26.87%
12.84%
PORTFOLIO
Company name No. of Shares
Market ValueRs. Lakhs
% of Assets
97.36
5.943.05
3.10
5.834.742.611.761.481.30
9.556.946.715.114.464.284.224.154.113.573.101.52
98000292000
5450
5750007730003230095500
13000068500
53000015600001565000270000
310000097500028300
928000213500118000814895727500
111922.35
6825.853506.77
3559.03
6703.065453.903003.672025.081705.601493.57
10977.897978.627713.105871.835122.754916.934856.734775.954721.554098.443561.091752.55
Company name
Other Equities^TrepsRepoPortfolio TotalNet Current LiabilitiesNet Assets
3280.151099.632848.13
115870.11-916.41
114953.70
2.850.952.46
100.77-0.77
100.00
Equity & Equity Related TotalAutoMaruti Suzuki India Ltd.Escorts Ltd.Auto AncillariesMRF Ltd.Consumer DurablesTitan Company Ltd.Voltas Ltd.Dixon Technologies (India) Ltd.Whirlpool Of India Ltd.Bata India Ltd.Amber Enterprises India Ltd.Consumer Non DurablesHindustan Unilever Ltd.Dabur India Ltd.Tata Consumer Products Ltd.Jubilant Foodworks Ltd.ITC Ltd.United Spirits Ltd.Nestle India Ltd.Kansai Nerolac Paints Ltd.Asian Paints (India) Ltd.Britannia Industries Ltd.Radico Khaitan Ltd.CCL Products India Ltd.
^ Exposure less than 1% has been clubbed under Other Equities
No. of Shares
Market ValueRs. Lakhs
% of Assets
1.141.11
1.03
3.70
20000037642
280000
644000
1309.801279.34
1181.60
4247.50
Varun Beverages Ltd.Vst Industries Ltd.Media & EntertainmentSun Tv Network Ltd.RetailingTrent Ltd.
As on 31st October 2020
INVESTMENT STYLE
DATE OF ALLOTMENT
December 28, 2015
NAV
FUND SIZE
Rs. 1149.54 (Rs. in Cr.)
MONTHLY AVERAGE AUM
Rs. 1160.95 (Rs. in Cr.)
TURN OVER
Portfolio Turnover (Total)Portfolio Turnover (Equity component only)
54.37%52.20%
EXPENSE RATIO**
DirectRegular
0.872.26
VOLATILITY MEASURES^ FUND BENCHMARK
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
17.860.021.001.000.12
NA
18.440.020.990.910.09
-0.04
MINIMUM INVESTMENT /MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and in multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not Applicable
Exit Load :
Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Consumption Oriented sectors in India.
INVESTMENT OBJECTIVE
The investment objective of the scheme is to seek long term capital appreciation by investing atleast 80% of its assets in equity/equity related instruments of the companies in the Consumption Oriented sectors in India.However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.The Scheme does not assure or guarantee any returns.
FUND MANAGER
Sonam Udasi (Managing Since 1-Apr-16 and overall experience of 23 years)
ASSISTANT FUND MANAGER
Ennette Fernandes (Managing Since 18-Jun-18 and overall experience of 11 years)
BENCHMARK
Nifty India Consumption TRI
Direct - DividendDirect - GrowthRegular - DividendRegular - Growth
::::
19.371219.371216.463517.8973
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
For calculation methodology please refer to Pg 64
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
• Exit Load is Nil, if the withdrawal amount or switched out amount is not more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.• Exit load is 1% of the applicable NAV if the withdrawal amount or switched out amount is more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.• No Exit load will be charged for redemption or switch out after expiry of 365 days from the date of allotment
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, whereverapplicable.
23
Tata India Consumer Fund(An open ended equity scheme investing in Consumption Oriented Sector)
84.25%
12.08%
1.03%
0.00% 18.00% 36.00% 54.00% 72.00% 90.00%
Consumer Goods
Automobile
Media & Entertainment
708090
100110120
Oct-17 Oct-18 Oct-19 Oct-20
Tata India Consumer Fund - Reg - GrowthNifty India Consumption TRI
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
Market Capitalisation wise Exposure
Large Cap
Mid Cap
Small Cap
Market Capitalisation is as per list provided by AMFI.
SIP - If you had invested INR 10000 every month
1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)
Total Value as on Oct 31, 2020 (Rs.)
Returns
Total Value of B: Nifty Pharma TRI
B: Nifty Pharma TRI
Total Value of AB: Nifty 50 TRI
AB: Nifty 50 TRI
(Inception date :28-Dec-2015) (First Installment date : 01-Jan-2016)
120,000
154,395
57.41%
151,932
53.05%
130,967
17.46%
360,000
519,683
25.38%
459,241
16.48%
393,126
5.81%
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
580,000
841,187
15.41%
698,728
7.65%
706,020
8.08%
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NameDr. Reddys Labaratories Ltd.Sun Pharmaceutical Industries Ltd.Cipla Ltd.Divi Laboratories Ltd.Ipca LabsNarayana Hrudayalaya Ltd.Lupin Laboratories Ltd.Laurus Labs Ltd.Syngene International Ltd.Procter & Gamble Health Ltd.Total
% to NAV13.859.088.748.218.206.055.215.054.003.78
72.17
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49 - 64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer
55.55%
21.40%
23.05%
PORTFOLIO
Company name No. of Shares
Market ValueRs. Lakhs
% of Assets
95.52
6.053.141.881.39
13.859.088.748.218.205.215.054.003.783.653.232.242.181.911.23
6267205250029000
410000
10030069010041000092500
1254262030005600002650002600049000
44500088000
100000670002850
33809.96
2143.071112.71666.09492.41
4903.323214.143093.452906.402901.231845.781788.641417.621336.621290.811142.98792.35772.65675.83436.00
Company name
Other Equities^
Repo
Portfolio Total
Cash / Net Current Asset
Net Assets
877.86
1566.92
35376.88
19.78
35396.66
2.48
4.42
99.94
0.06
100.00
Equity & Equity Related TotalHealthcare ServicesNarayana Hrudayalaya Ltd.Apollo Hospitals Enterprise Ltd.Dr. Lal Path Labs Ltd.Healthcare Global Enterprises Ltd.PharmaceuticalsDr Reddys Laboratories Ltd.Sun Pharmaceutical Industries Ltd.Cipla Ltd.Divi Laboratories Ltd.Ipca Laboratories Ltd.Lupin Ltd.Laurus Labs Ltd.Syngene International Ltd.Procter & Gamble Health Ltd.Alkem Laboratories Ltd.Indoco Remedies Ltd.Natco Pharma Ltd.Aurobindo Pharma Ltd.J.B.Chemicals & Pharmaceuticals Ltd.Abbott India Ltd.
No. of Shares
Market ValueRs. Lakhs
% of Assets
As on 31st October 2020
INVESTMENT STYLE
DATE OF ALLOTMENT
December 28, 2015
NAV
FUND SIZE
Rs. 353.97 (Rs. in Cr.)
MONTHLY AVERAGE AUM
Rs. 349.37 (Rs. in Cr.)
TURN OVER
Portfolio Turnover (Total)Portfolio Turnover (Equity component only)
58.89%58.89%
EXPENSE RATIO**
DirectRegular
1.202.64
VOLATILITY MEASURES^ FUND BENCHMARK
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
26.760.061.001.000.43
NA
19.900.190.690.861.580.79
MINIMUM INVESTMENT /MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and in multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not Applicable
Exit Load :
Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Pharma & Healthcare sectors in India.
INVESTMENT OBJECTIVE
The investment objective of the scheme is to seek long term capital appreciation by investing atleast 80% of its net assets in equity/equity related instruments of the companies in the pharma & healthcare sectors in India.However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.The Scheme does not assure or guarantee any returns.
FUND MANAGER
Meeta Shetty (Managing Since 20-Apr-20 and overall experience of 14 years) & Rahul Singh (Managing Since 20-Apr-20 and overall experience of 25 years)
BENCHMARK
Nifty Pharma TRI
Direct - DividendDirect - GrowthRegular - DividendRegular - Growth
::::
14.523014.523013.398513.3985
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
For calculation methodology please refer to Pg 64
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
• Exit Load is Nil, if the withdrawal amount or switched out amount is not more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.• Exit load is 1% of the applicable NAV if the withdrawal amount or switched out amount is more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.• No Exit load will be charged for redemption or switch out after expiry of 365 days from the date of allotment
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, whereverapplicable.
24
Tata India Pharma & Healthcare Fund(An open ended equity scheme investing in Pharma and Healthcare Services Sector)
82.07%
13.45%
0.00% 18.00% 36.00% 54.00% 72.00% 90.00%
Pharma
Healthcare Services
60
82
104
126
148
170
Oct-17 Oct-18 Oct-19 Oct-20
Tata India Pharma And Healthcare Fund - Reg - GrowthNifty Pharma TRI
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
Market Capitalisation wise Exposure
Large Cap
Mid Cap
Small Cap
Market Capitalisation is as per list provided by AMFI.
SIP - If you had invested INR 10000 every month
1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)
Total Value as on Oct 31, 2020 (Rs.)
Returns
Total Value of B: Nifty Commodities TRI
B: Nifty Commodities TRI
Total Value of AB: Nifty 50 TRI
AB: Nifty 50 TRI
(Inception date :28-Dec-2015) (First Installment date : 01-Jan-2016)
120,000
136,670
26.87%
131,847
18.90%
130,967
17.46%
360,000
414,095
9.31%
356,747
-0.59%
393,126
5.81%
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
580,000
709,926
8.31%
617,137
2.53%
706,020
8.08%
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NameReliance Industries Ltd.Ultratech Cement Ltd.Chemcon Speciality Chemicals Ltd.Jindal Steel & Power Ltd.BpclTata Steel Ltd.H.p.c.l.ACC Ltd.Hindalco Industries Ltd.Ambuja Cements Ltd.Total
% to NAV8.188.136.995.335.174.363.983.943.623.45
53.15
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49 - 64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer
53.73%
20.74%
25.53%
PORTFOLIO
Company name No. of Shares
Market ValueRs. Lakhs
% of Assets
95.75
8.133.943.452.30
6.992.762.682.671.45
5.334.361.861.84
2.602.59
2.562.452.35
2.19
67009000
50000400
6400014000450038004000
105000400004000013500
1350060000
500004000022000
100000
3608.87
306.46148.41129.8586.78
263.42103.92100.87100.8054.51
201.08164.2269.9269.49
98.0897.56
96.6092.3888.50
82.45
Company name
RepoPortfolio TotalCash / Net Current AssetNet Assets
135.443744.31
24.883769.19
3.6399.380.62
100.00
Equity & Equity Related TotalCementUltratech Cement Ltd.ACC Ltd.Ambuja Cements Ltd.Shree Cement Ltd.ChemicalsChemcon Speciality Chemicals Ltd.Deepak Nitrite Ltd.Navin Fluorine International Ltd.Fine Organic Industries Ltd.Basf India Ltd.Ferrous MetalsJindal Steel & Power Ltd.Tata Steel Ltd.Mishra Dhatu Nigam Ltd.Tata Metaliks Ltd.FertilisersCoromandel International Ltd.Chambal Fertiliser & Chemicals Ltd.GasGujarat State Petronet Ltd.Petronet Lng Ltd.Indraprastha Gas Ltd.Minerals/MiningNMDC Ltd.
No. of Shares
Market ValueRs. Lakhs
% of Assets
3.621.61
3.213.01
8.185.173.98
2.272.21
80000200000
550025000
150005500080000
50000160000
136.5260.70
120.85113.31
308.18194.95150.12
85.5083.44
Non - Ferrous MetalsHindalco Industries Ltd.National Aluminium Co. Ltd.PesticidesPi Industries Ltd.Upl Ltd.Petroleum ProductsReliance Industries Ltd.Bharat Petroleum Corporation Ltd.Hindustan Petroleum Corporation Ltd.PowerPower Grid Corporation Of India Ltd.Tata Power Company Ltd.
As on 31st October 2020
INVESTMENT STYLE
DATE OF ALLOTMENT
December 28, 2015
NAV
FUND SIZE
Rs. 37.69 (Rs. in Cr.)
MONTHLY AVERAGE AUM
Rs. 38.01 (Rs. in Cr.)
TURN OVER
Portfolio Turnover (Total)Portfolio Turnover (Equity component only)
91.61%91.61%
EXPENSE RATIO**
DirectRegular
1.102.52
VOLATILITY MEASURES^ FUND BENCHMARK
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
23.74-0.081.001.00
-0.52NA
21.41-0.010.860.90
-0.040.41
MINIMUM INVESTMENT /MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and in multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not Applicable
Exit Load :
Primarily focuses on investment in at least 80% of its net assets in equity/equity related instruments of the companies in the Resources & Energy sectors in India.
INVESTMENT OBJECTIVE
The investment objective of the scheme is to provide long term capital appreciation by investing atleast 80% of it’s net assets in equity/equity related instruments of the companies in the Resources& Energy sectors in India.However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.The Scheme does not assure or guarantee any returns.
FUND MANAGER
Satish Chandra Mishra (Managing Since 20-Apr-20 and overall experience of 14 years) & Rahul Singh (Managing Since 20-Apr-20 and overall experience of 25 years)
BENCHMARK
Nifty Commodities TRI
Direct - DividendDirect - GrowthRegular - DividendRegular - Growth
::::
18.002618.002615.183416.5510
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
For calculation methodology please refer to Pg 64
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
• Exit Load is Nil, if the withdrawal amount or switched out amount is not more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.• Exit load is 1% of the applicable NAV if the withdrawal amount or switched out amount is more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.• No Exit load will be charged for redemption or switch out after expiry of 365 days from the date of allotment
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, whereverapplicable.
25
Tata Resources & Energy Fund(An open ended equity scheme investing in Resources and Energy Sector)
^ Exposure less than 1% has been clubbed under Other Equities
24.69%
20.81%
17.82%
16.54%
11.40%
4.48%
0.00% 6.00% 12.00% 18.00% 24.00% 30.00%
Oil & Gas
Metals
Cement & Cement Products
Chemicals
Fertilisers & Pesticides
Power
50
62
74
86
98
110
Oct-17 Oct-18 Oct-19 Oct-20
Tata Resources & Energy Fund - Reg - GrowthNifty Commodities TRI
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
Market Capitalisation wise Exposure
Large Cap
Mid Cap
Small Cap
Market Capitalisation is as per list provided by AMFI.
26
VOLATILITY MEASURES^ FUND BENCHMARK
INVESTMENT STYLE
INVESTMENT OBJECTIVE
DATE OF ALLOTMENT
December 31, 2004
FUND MANAGER
NAV
Direct - GrowthDirect - DividendReg - GrowthReg - Dividend
::::
50.475526.449648.417722.9750
FUND SIZE
Rs. 410.32 (Rs. in Cr.)
TURN OVER
Portfolio Turnover (Total)Portfolio Turnover (Equity component only)
47.02%47.02%
MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not Applicable
Exit Load :
PORTFOLIO
Company name No. of Shares
Market ValueRs. Lakhs
% of Assets
40181.59
947.40
2483.711572.851566.55
2068.32765.40633.20
3899.25731.36
1282.67
923.74
1810.13771.16
1610.04875.83
3000.681604.041376.001121.90941.18432.54
1992.87
97.93
2.31
6.053.833.82
5.041.871.54
9.501.78
3.13
2.25
4.411.88
3.922.13
7.313.913.352.732.291.05
4.86
1200000
543007250
95000
826170427000400000
419500225000
58000
225000
450000260000
12700098000
26700094400
25000010400025000
180000
97000
Company name No. of Shares
Market ValueRs. Lakhs
% of Assets
SIP - If you had invested INR 10000 every month1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)
Total Value as on Oct 31, 2020 (Rs.)
Returns
Total Value of B: S&P BSE India Infrastructure TRI
B: S&P BSE India Infrastructure TRI
Total Value of AB: Nifty 50 TRI
AB: Nifty 50 TRI
(Inception date :31-Dec-2004) (First Installment date : 01-Feb-2005)
120,000
120,918
1.43%
116,951
-4.70%
130,967
17.46%
360,000
331,257
-5.33%
288,322
-13.91%
393,126
5.81%
600,000
581,940
-1.20%
491,482
-7.81%
737,016
8.16%
840,000
914,471
2.40%
728,274
-4.05%
1,136,876
8.51%
1,200,000
1,531,195
4.77%
1,225,080
0.41%
1,982,854
9.70%
1,890,000
3,099,236
5.98%
1,646,284
1.35%
4,609,148
10.50%
Primarily focuses on equity / equity related instruments of the companies in the Infrastructure sector in India.
Abhinav Sharma (Managing Since 20-Apr-20 and overall experience of 14 years) & Rupesh Patel (Managing Since 20-Apr-20 and overall experience of 20 years)
To provide income distribution and / or medium to long term capital gains by investing predominantly in equity / equity related instruments of the companies in the infrastructure sector. The scheme does not assure or guarantee any returns.
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
24.73-0.191.001.00
-1.33NA
22.91-0.090.870.89
-0.680.56
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020For calculation methodology please refer to Pg 64
• Exit Load is Nil, if the withdrawal amount or switched out amount is not more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.• Exit load is 1% of the applicable NAV if the withdrawal amount or switched out amount is more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.• No Exit load will be charged for redemption or switch out after expiry of 365 days from the date of allotment.
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NameLarsen & Toubro Ltd.Astral Poly Technik Ltd.Ultratech Cement Ltd.Knr ConstructionBharti Airtel Ltd.Reliance Industries Ltd.Power Grid Corporation Of India Ltd.Indraprastha Gas Ltd.Siemens India Ltd.Aia Engineering Ltd.Total
% to NAV9.507.316.055.045.024.864.564.413.923.91
54.58
PowerPower Grid Corporation Of India Ltd.Tata Power Company Ltd.Torrent Power Ltd.Telecom - ServicesBharti Airtel Ltd.TransportationInterglobe Aviation Ltd.
10930002350000340000
475000
75000
1869.031225.531061.48
2060.31
982.13
4.562.992.59
5.02
2.39
Other Equities^RepoPortfolio TotalCash / Net Current AssetNet Assets
572.29466.61
40648.20383.92
41032.12
1.391.13
99.060.94
100.00
^ Exposure less than 1% has been clubbed under Other Equities
52.56%
29.85%
17.59%
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 49-64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer
BENCHMARK
S&P BSE India Infrastructure TRI
MONTHLY AVERAGE AUM
Rs. 408.87 (Rs. in Cr.)
EXPENSE RATIO**DirectRegular
1.842.55
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
As on 31st October 2020
Tata Infrastructure Fund(An open ended equity scheme investing in Infrastructure sector.)
Equity & Equity Related TotalAutoAshok Leyland Ltd.CementUltratech Cement Ltd.Shree Cement Ltd.ACC Ltd.ConstructionKnr Constructions Ltd.Brigade Enterprises Ltd.Dlf Ltd.Construction ProjectLarsen & Toubro Ltd.Kec International Ltd.Consumer Non DurablesAsian Paints (India) Ltd.Ferrous MetalsTata Steel Ltd.GasIndraprastha Gas Ltd.Gujarat Gas Ltd.Industrial Capital GoodsSiemens Ltd.Abb India Ltd.Industrial ProductsAstral Poly Technik Ltd.Aia Engineering Ltd.Grindwell Norton Ltd.Timken India Ltd.Schaeffler Ltd.Ador Welding Ltd.Petroleum ProductsReliance Industries Ltd.
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
26.72%20.14%
13.70%11.15%
10.13%5.02%
3.24%3.13%
2.39%2.31%
0.00% 6.00% 12.00% 18.00% 24.00% 30.00%
Industrial ManufacturingConstruction
Cement & Cement ProductsOil & Gas
PowerTelecom
MetalsConsumer Goods
ServicesAutomobile
40
56
72
88
104
120
Oct-17 Oct-18 Oct-19 Oct-20
Tata Infrastructure Fund - Reg - GrowthS&P BSE India Infrastructure TRI
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
Market Capitalisation wise Exposure
Large Cap
Mid Cap
Small Cap
Market Capitalisation is as per list provided by AMFI.
27
VOLATILITY MEASURES^ FUND BENCHMARK
INVESTMENT STYLE
INVESTMENT OBJECTIVE
DATE OF ALLOTMENT
January 22, 2020
FUND MANAGER
NAV
Direct - DividendDirect - GrowthRegular - DividendRegular - Growth
::::
8.10238.10237.97867.9786
FUND SIZE
Rs. 92.10 (Rs. in Cr.)
TURN OVER
Portfolio Turnover (Total)Portfolio Turnover (Equity component only)
503.75%380.05%
MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs.1000/-& in multiples of Re.1/-thereafter.
LOAD STRUCTURE
Entry Load : Not Applicable
Exit Load :
PORTFOLIO
Company name Market ValueRs. Lakhs
% ofAssets
9136.52
296.63
313.46
317.23286.97286.55269.67
291.14
311.31284.78263.87
290.37282.63
325.71299.58
341.49317.59311.93278.34
346.43334.79234.16
% toNAV
10275
480
4091499143
56798946043
1342
674341343039956
1914513645
46969110201
40293914403213506593843
2732637461
823
99.20
3.22
3.40
3.443.123.112.93
3.16
3.383.092.86
3.153.07
3.543.25
3.713.453.393.02
3.763.632.54
SIP - If you had invested INR 10000 every month1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)
Total Value as on Oct 31, 2020 (Rs.)
Returns
Total Value of B: S&P BSE 200 TRI
B: S&P BSE 200 TRI
Total Value of AB: S&P BSE Sensex TRI
AB: S&P BSE Sensex TRI
(Inception date :22-Jan-2020) (First Installment date : 01-Feb-2020)
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
90,000
91,141
3.11%
101,702
33.97%
101,774
34.19%
Primarily focuses on investing in equity and equity related instruments following quant based investing theme.
Sailesh Jain (Managing Since 28-Jan-20 and overall experience of 17 years)
The investment objective of the scheme is to generate medium to long-term capital appreciation by investing in equity and equity related instruments selected based on a quantitative model (Quant Model).However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
35.530.011.001.000.13
NA
36.92-0.210.940.91
-2.39-2.35
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020 For calculation methodology please refer to Pg 64
• Exit Load is Nil, if the withdrawal amount or switched out amount is not more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.• Exit load is 1% of the applicable NAV if the withdrawal amount or switched out amount is more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.• No Exit load will be charged for redemption or switch out after expiry of 365 days from the date of allotment.
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NamePower Grid Corporation Of India Ltd.Castrol India Ltd.Torrent Power Ltd.Siemens India Ltd.Gail (india) Ltd.Abb India Ltd.Shriram Trans. Fin. Co. Ltd.Nhpc Ltd.Adani Gas Ltd.Au Small Finance BankTotal
% to NAV4.014.013.873.763.713.633.543.513.453.44
36.93
RepoPortfolio TotalNet Current LiabilitiesNet Assets
1.71100.91
-0.91100.00
158.179294.69
-84.239210.46
40.48%
59.52%
0.00%
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 49-64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer
BENCHMARK
S&P BSE 200 TRI
MONTHLY AVERAGE AUM
Rs. 93.27 (Rs. in Cr.)
EXPENSE RATIO**DirectRegular
0.892.56
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
As on 31st October 2020
Tata Quant Fund(An Open Ended Equity Scheme following quant based investing theme)
Equity & Equity Related TotalAutoBajaj Auto Ltd.Auto AncillariesMRF Ltd.BanksAu Small Finance Bank Ltd.Bandhan Bank Ltd.Federal Bank Ltd.Indusind Bank Ltd.CementShree Cement Ltd.Consumer DurablesRajesh Exports Ltd.Whirlpool Of India Ltd.Relaxo Footwears Ltd.Consumer Non DurablesColgate-Palmolive India Ltd.Hindustan Unilever Ltd.FinanceShriram Transport Finance Co Ltd.Nippon Life India Asset Management Ltd.GasGail ( India ) Ltd.Adani Gas Ltd.Petronet Lng Ltd.Gujarat Gas Ltd.Industrial Capital GoodsSiemens Ltd.Abb India Ltd.Honeywell Automation India Ltd.
Company name Market ValueRs. Lakhs
% ofAssets
304.36288.74240.45
301.54
369.57
369.60356.10323.18
298.35
% toNAV
68912569214151
350831
324187
216139114063
1628107
13320
3.303.132.61
3.27
4.01
4.013.873.51
3.24
Industrial ProductsSrf Ltd.Astral Poly Technik Ltd.Aia Engineering Ltd.OilOil India Ltd.Petroleum ProductsCastrol India Ltd.PowerPower Grid Corporation Of India Ltd.Torrent Power Ltd.Nhpc Ltd.RetailingAvenue Supermarts Ltd.
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
Growth option: Rs 5,000/- and in multiple of Re.1/- thereafterDividend (payout): Rs 5,000/- and in multiple of Re.1/- thereafter
20.85%
19.39%
18.99%
18.80%
11.39%
6.62%
3.16%
0.00% 6.00% 12.00% 18.00% 24.00%
Oil & Gas
Financial Services
Industrial Manufacturing
Consumer Goods
Power
Automobile
Cement & Cement Products
60708090
100110
Jan-20 Apr-20 Jul-20 Oct-20
Tata Quant Fund - Reg - Growth S&P BSE 200 TRI
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
Name of the Instrument Ratings Market ValueRs. Lakhs
% to NAV
Debt InstrumentsGovernment SecuritiesGOI - 5.77% (03/08/2030)GOI - 7.27% (08/04/2026)GOI - 6.19% (16/09/2034)GOI - 7.16% (20/09/2050)GOI - 6.18% (04/11/2024)GOI - 7.95% (28-8-2032)GOI - 7.57% (17/06/2033)GOI - 6.45% (07/10/2029)
17576.907003.753196.643020.791066.06
907.91569.76554.58448.66
SOVSOVSOVSOVSOVSOVSOVSOV
5.542.211.010.950.340.290.180.170.14
Market Capitalisation wise Exposure (Equity component only)
Large Cap
Mid Cap
Small Cap
Market Capitalisation is as per list provided by AMFI.
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
28
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
DATE OF ALLOTMENT
October 8, 1995
FUND MANAGER
PORTFOLIO
240222.69
4752.003621.88
3674.61
28405.2023226.2214004.50
7891.74
4345.35
5825.18
4554.55
8058.277849.387145.99
9233.04
7761.74
3772.09
3244.39
29790.25
4502.00
15722.6212727.20
3992.37
9542.5016579.62
75.78
1.501.14
1.16
8.967.334.422.49
1.37
1.84
1.44
2.542.482.25
2.91
2.45
1.19
1.02
9.40
1.42
4.964.011.26
3.015.23
Name of the Instrument Ratings Market ValueRs. Lakhs
% to NAV
TrepsRepoPortfolio TotalCash / Net Current AssetNet Assets
3098.96114.68
315312.971700.81
317013.78
0.970.04
99.460.54
100.00
SIP - If you had invested INR 10000 every month1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: Crisil Hybrid 25+75 - Aggressive IndexB: Crisil Hybrid 25+75 - Aggressive IndexTotal Value of AB: S&P BSE Sensex TRIAB: S&P BSE Sensex TRI(Inception date :08-Oct-1995) (First Installment date : 01-Feb-1996)
120,000125,956
9.38%130,91917.38%
131,28517.98%
360,000370,556
1.89%402,886
7.45%401,115
7.16%
600,000650,966
3.22%747,307
8.72%760,695
9.43%
840,0001,020,213
5.47%1,171,278
9.34%1,170,597
9.33%
1,200,0001,891,342
8.81%2,048,781
10.32%2,049,191
10.32%
2,970,00027,591,145
15.22%7,865,826
12.22%20,396,778
13.33%
Invests 65% to 80% investment in Equity & equity related instruments & 20% to 35% in debt & money market instruments. For taxation purpose, it is treated as an equity scheme. (Monthly Income is not assured and is subject to availability of distributable surplus.)
The investment objective of the Scheme is to provide income distribution and or capital appreciation over medium to long term. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.
Chandraprakash Padiyar (Managing Since 3-Sep-18 and overall experience of 20 years) (Equity) & Murthy Nagarajan (Managing since 1-Apr-17 and overall experience of 24 years) (Debt)
ASSISTANT FUND MANAGERSatish Chandra Mishra (Managing Since 1-Nov-19 and overall experience of 14 years)
Equity & Equity Related TotalAutoMahindra & Mahindra Ltd.Maruti Suzuki India Ltd.Auto AncillariesBosch Ltd.BanksHDFC Bank Ltd.ICICI Bank Ltd.State Bank Of IndiaKotak Mahindra Bank Ltd.CementUltratech Cement Ltd.ChemicalsBasf India Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer Non DurablesVarun Beverages Ltd.ITC Ltd.Hindustan Unilever Ltd.FinanceHousing Development Finance Corporation Ltd.GasGujarat State Petronet Ltd.Industrial ProductsFinolex Industries Ltd.PesticidesPi Industries Ltd.Petroleum ProductsReliance Industries Ltd.PharmaceuticalsNatco Pharma Ltd.SoftwareTata Consultancy Services Ltd.Infosys Ltd.Oracle Financials Services Soft Ltd.Telecom - ServicesBharti Airtel Ltd.Other Equities^
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NameReliance Industries Ltd.HDFC Bank Ltd.ICICI Bank Ltd.Tata Consultancy Services Ltd.State Bank Of IndiaInfosys Ltd.Bharti Airtel Ltd.HDFC Ltd.Varun Beverages Ltd.Kotak Mahindra BankTotal
% to NAV9.408.967.334.964.424.013.012.912.542.49
50.03
GOI - 5.09% (13/04/2022)GOI - 8.30% (02/07/2040)GOI - 8.13% (22/06/2045)GOI - 7.68% (15/12/2023)SDL Tamilnadu 8.14% (27/05/2025)GOI - 7.26% (14/01/2029)SDL Maharashtra 7.33% (13/09/2027)GOI - 6.57% (05/12/2033)GOI - 7.17% (08/01/2028)Non-Convertible Debentures/Bonds/Zcb09.65 % Green Infra Wind Energy Ltd. (Part Of Sembcorp Industries Which Is Part Of Temasek Group)07.55 % Rec Ltd.09.05 % Punjab National Bank (Basel III Tier II Bonds)07.41 % Nabha Power Ltd. (A Larsen & Toubro Group Company)07.25% Punjab National Bank (Basel III Tier II Bonds)09.75% Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group)07.44% Bank Of Baroda (Basel III Tier II Bonds)07.13% Nhpc Ltd.07.70% Tata Steel Ltd.07.42% Power Finance Corporation07.95% Sikka Ports And Terminals Ltd. (Mukesh Ambani Group)09.05% Punjab National Bank (Basel III Tier II Bonds)08.25% Bharti Telecom Ltd.07.90% India Infradebt Ltd.07.25% Nuvoco Vistas Corporation Ltd.07.70% Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group)07.00% H.P.C.L.08.70% Reliance Industries Ltd.05.50% Indian Oil Corp Ltd.08.75% LIC Housing Finance Ltd.Aditya Birla Finance Ltd. - Zcb08.23 % Housing & Urban Development Corporation Ltd.08.81 % Hdb Financial Services Ltd.09.45 % State Bank Of India (Basel II Tier II Bonds)08.45 % Rec Ltd.Privately Placed/Unlisted08.00 % Ongc Petro-Additions Ltd.Money Market InstrumentsHero Fincorp Ltd. - CPTreasury Bill 364 Days (07/10/2021)Margin DepositsCASH AS MARGIN
314.17204.70105.24
82.1553.5431.5913.79
2.061.51
41367.576866.17
4713.842623.033112.65
2842.782836.75
2629.652616.932225.101701.331608.89
1530.001523.19
616.27601.16528.38
521.17516.33499.98402.83323.23316.05113.42
77.3021.14
7538.097538.094894.082471.922422.16500.00500.00
SOVSOVSOVSOVSOVSOVSOVSOVSOV
IND AA
CRISIL- AAACRISIL- AA+
ICRA- AAA(CE)
IND- AAACRISIL- AAA
CRISIL- AAAICRA- AAACARE- AA
CRISIL- AAACRISIL- AAA
CARE- AACRISIL- AA+CRISIL- AAA
CRISIL- AACRISIL- AAA
CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA
ICRA- AAAICRA- AAA
CRISIL- AAACRISIL- AAACRISIL- AAA
ICRA- AAA(CE)
CRISIL- A1+SOVRN SOV
80000052000
31650
240000059160007400000
510000
95000
427442
490000
12304584750000
345000
480000
4017464
722000
147660
1450000
500000
5900001200000
127000
2200000
0.100.060.030.030.020.010.000.000.00
13.052.17
1.490.830.98
0.900.89
0.830.830.700.540.51
0.480.480.190.190.17
0.160.160.160.130.100.100.040.020.012.382.381.540.780.760.160.16
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.
^ Exposure less than 1% has been clubbed under Other Equities
For scheme performance refer pages 49-61.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer
78.11%
14.73%
7.16%
Company Name No. of SharesMarket Value
Rs. Lakhs% of
Assets
Tata Hybrid Equity Fund (An open ended hybrid scheme investing predominantly in equity & equity related instruments.)
VOLATILITY MEASURES^ FUND BENCHMARK
NAV
Direct - GrowthDirect - DividendDirect - Monthly DividendReg - GrowthReg - DividendReg - Monthly Dividend
: 226.651069.310059.0952
211.198863.101553.8067
: : :
:
FUND SIZE
Rs. 3170.14 (Rs. in Cr.)
TURN OVERPortfolio Turnover (Total)Portfolio Turnover (Equity component only)
118.67%10.39%
MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and multiples of Re. 1/- thereafter. LOAD STRUCTURE
Entry Load : Not ApplicableExit Load :
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
16.010.141.001.000.64
NA
15.68-0.030.960.97
-0.12-0.73
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020 For calculation methodology please refer to Pg 64
1) On or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment: NIL2) On or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment: 1%3) Redemption after expiry of 365 days from the date of allotment: NIL (w.e.f 5th November, 2018)
BENCHMARKCrisil Hybrid 25+75 - Aggressive Index
MONTHLY AVERAGE AUM
Rs. 3242.12 (Rs. in Cr.)
EXPENSE RATIO**DirectRegular
0.961.98
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
Portfolio Macaulay DurationModified DurationAverage Maturity
: 3.06 Years2.94 Years4.66 Years
5.96%
::
:* Computed on the invested amount for debt portfolio.
Gross Yield to Maturity (For Debt Component)*- Excluding Net Current Assets
26.11%11.85%
10.23%7.27%
5.27%3.01%
2.47%2.38%
1.81%1.49%1.44%1.42%
1.02%
0.00% 6.00% 12.00% 18.00% 24.00% 30.00%
Financial ServicesOil & Gas
ITConsumer Goods
AutomobileTelecom
ChemicalsIndustrial Manufacturing
Cement & Cement ProductsServices
ConstructionPharma
Fertilisers & Pesticides
708294
106118130
Oct-17 Oct-18 Oct-19 Oct-20
Tata Hybrid Equity Fund - Reg - GrowthCrisil Hybrid 25+75 - Aggressive Index
1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
* Computed on the invested amount for debt portfolio.
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
VOLATILITY MEASURES^ FUND BENCHMARK
29
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
DATE OF ALLOTMENT
April 27, 2000
FUND MANAGER
NAV
Monthly DividendGrowthPeriodic DividendDirect - GrowthDirect - Monthly DividendDirect - Periodic Dividend
13.451734.809916.706237.632615.356818.4200
FUND SIZE
Rs. 92.32 (Rs. in Cr.)
MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not Applicable
Exit Load :
PORTFOLIO% toNAVCompany name
Predominantly investing in equity and equity related instruments, equity arbitrage opportunities and debt and money market instruments.
The investment objective of the scheme is to provide long term capital appreciation and income distribution to the investors by predominantly investing in equity and equity related instruments, equity arbitrage opportunities and investments in debt and money market instruments. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.
Sailesh Jain (Managing Since 9-Nov-18 and overall experience of 17 years) (for equity portfolio) & Murthy Nagarajan (Managing since 1-Apr-17 and overall experience of 24 years) (for Debt Portfolio)
::::::
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
7.540.191.001.000.42
NA
7.160.020.880.930.06
-0.32
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
Growth Option: Rs 5,000/- and in multiple of Re.1/- thereafterDividend Option : Rs 5,000/- and in multiple of Re.1/- thereafter
For calculation methodology please refer Pg 64
1) Redemption/Switch-out/SWP/STP on or before expiry of 90 days from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment - NIL2) Redemption/Switch-out/SWP/STP on or before expiry of 90 days from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment - 0.25%3) Redemption/Switch-out/SWP/STP after expiry of 90 days from the date of allotment - NIL(w.e.f. 03 June, 2019)
Portfolio Macaulay DurationModified DurationAverage Maturity
Gross Yield to Maturity (For Debt Component)*- Excluding Net Current Assets
:::
:
0.47 Years0.45 Years0.52 Years
69.0834.37
1.110.60
4.123.071.070.84
1.190.45
0.70
0.920.84
1.460.85
0.35
2.290.340.21
0.70
2.930.27
0.780.28
0.540.490.28
2.942.53
1.88
0.35
Equity & Equity Related TotalUnhedge PositionsAutoMahindra & Mahindra Ltd.Maruti Suzuki India Ltd.BanksHDFC Bank Ltd.ICICI Bank Ltd.State Bank Of IndiaKotak Mahindra Bank Ltd.CementUltratech Cement Ltd.ACC Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer DurablesTitan Company Ltd.Voltas Ltd.Consumer Non DurablesHindustan Unilever Ltd.Tata Consumer Products Ltd.Ferrous MetalsJindal Steel & Power Ltd.FinanceHousing Development Finance Corporation Ltd.ICICI Prudential Life Insurance Company Ltd.Cholamandalam Investment & Finance Co Ltd.PesticidesUpl Ltd.Petroleum ProductsReliance Industries Ltd.Reliance Industries Ltd. (Partly Paidup) (Rights 02062020)PharmaceuticalsDivi Laboratories Ltd.Sun Pharmaceutical Industries Ltd.PowerTorrent Power Ltd.NTPC Ltd.Power Grid Corporation Of India Ltd.SoftwareInfosys Ltd.Tata Consultancy Services Ltd.Telecom - ServicesBharti Airtel Ltd.TransportationAdani Ports And Special Economic Zone Ltd.
-34.75
-5.04
-4.66
-4.36
34.725.04
4.66
4.35
Hedge PositionsDivi Laboratories Ltd.Divi Laboratories Ltd.- FutureHindustan Petroleum Corporation Ltd.Hindustan Petroleum Corporation Ltd.- FutureBharti Airtel Ltd.Bharti Airtel Ltd.- Future
Company name % toNAV
% to NAVDerivative
Tata Consultancy Services Ltd.Tata Consultancy Services Ltd.- FutureAxis Bank Ltd.Axis Bank Ltd.- FutureReliance Industries Ltd.Reliance Industries Ltd.- FutureICICI Bank Ltd.ICICI Bank Ltd.- FutureSbi Life Insurance Company Ltd.Sbi Life Insurance Company Ltd.- FutureHindalco Industries Ltd.Hindalco Industries Ltd.- FutureMaruti Suzuki India Ltd.Maruti Suzuki India Ltd.- FutureITC Ltd.ITC Ltd.- FutureTech Mahindra Ltd.Tech Mahindra Ltd.- FutureDr Reddys Laboratories Ltd.Dr Reddys Laboratories Ltd.- FutureBajaj Auto Ltd.Bajaj Auto Ltd.- FutureHero Motocorp Ltd.Hero Motocorp Ltd.- FutureMahindra & Mahindra Ltd.Mahindra & Mahindra Ltd.- Future
-4.24
-3.40
-2.93
-2.70
-2.19
-1.99
-1.28
-0.86
-0.42
-0.27
-0.23
-0.09
-0.09
4.24
3.39
2.92
2.69
2.19
1.99
1.28
0.86
0.42
0.26
0.23
0.09
0.09
Name of the Instrument Ratings % toNAV
Debt InstrumentsNon-Convertible Debentures/Bonds/Zcb09.75 % Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group)06.40 % NabardEdelweiss Rural & Corporate Services Ltd. - ZcbJm Financial Asset Reconstruction Company Ltd. - ZcbEdelweiss Retail Finance Ltd. - Zcb08.32 % Reliance Industries Ltd.Margin DepositsRbl Bank Ltd.HDFC Bank Ltd.Federal Bank Ltd.
11.046.15
2.251.250.660.620.11
12.998.673.241.08
CRISIL- AAA
CRISIL- AAACRISIL AA
CRISIL- AA-CRISIL AA
CRISIL- AAA
Total stock in Portfolio 37:
BENCHMARK
NIFTY Equity Savings Index (w.e.f. Jun 3, 2019)
MONTHLY AVERAGE AUM
Rs. 92.91 (Rs. in Cr.)
TURN OVER
Portfolio Turnover (Total) Portfolio Turnover (Equity component only)
824.38%239.21%
EXPENSE RATIO**DirectRegular
1.182.29
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
Tata Equity Savings Fund (An open-ended scheme investing in equity, arbitrage and debt)
SIP - If you had invested INR 10000 every month
Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: NIFTY Equity Savings IndexB: NIFTY Equity Savings IndexTotal Value of AB: Nifty 50 TRIAB: Nifty 50 TRI(Inception date :27-Apr-2000) (First Installment date : 01-May-2000)
120,000125,617
8.84%126,98011.01%
130,96717.46%
360,000386,834
4.73%402,111
7.32%393,126
5.81%
600,000676,958
4.77%730,016
7.78%737,016
8.16%
840,0001,004,663
5.04%1,113,309
7.92%1,136,485
8.50%
1,200,0001,599,434
5.61%1,862,019
8.51%1,981,790
9.69%
2,460,0004,831,526
6.14%3,807,437
8.56%11,466,742
13.25%
For scheme performance refer pages 49-64.*B: Benchmark; AB: Additional BenchmarkSource: MFI Explorer
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.
6.45%
RepoPortfolio TotalCash / Net Current AssetNet Assets
6.0199.130.87
100.00Company name % toNAV
% to NAVDerivative
Market Capitalisation wise Exposure (Equity component only)
Large Cap
Mid Cap
Small Cap
Market Capitalisation is as per list provided by AMFI.
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NameHDFC Bank Ltd.ICICI Bank Ltd.Infosys Ltd.Reliance Industries Ltd.Tata Consultancy Services Ltd.Housing Development Finance Corporation Ltd.Bharti Airtel Ltd.Hindustan Unilever Ltd.Ultratech Cement Ltd.Mahindra & Mahindra Ltd.Total
% to NAV4.123.072.942.932.532.291.881.461.191.11
23.50
93.05%
6.95%
0.00%
20.20%10.78%
10.13%6.36%6.22%
4.93%3.41%
2.34%1.64%
1.31%0.70%0.70%
0.35%
0.00% 4.00% 8.00% 12.00% 16.00% 20.00% 24.00%
Financial ServicesOil & Gas
ITPharma
TelecomConsumer Goods
AutomobileMetals
Cement & Cement ProductsPower
Fertilisers & PesticidesConstruction
Services
9098
106114122130
Oct-17 Oct-18 Oct-19 Oct-20
Tata Equity Savings Fund - Reg - Mthly DividendNIFTY Equity Savings Index
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
% toNAV
Company name
66.9947.56
1.01
3.062.591.77
1.20
1.05
1.06
1.55
1.01
1.16
3.741.19
1.071.02
3.321.831.02
2.8416.06
Equity & Equity Related TotalUnhedge PositionsAutoMahindra & Mahindra Ltd.BanksICICI Bank Ltd.HDFC Bank Ltd.State Bank Of IndiaCementUltratech Cement Ltd.Consumer DurablesAmber Enterprises India Ltd.Consumer Non DurablesTata Consumer Products Ltd.FinanceHousing Development Finance Corporation Ltd.GasGujarat State Petronet Ltd.PesticidesPi Industries Ltd.Petroleum ProductsReliance Industries Ltd.Bharat Petroleum Corporation Ltd.PowerTata Power Company Ltd.Power Grid Corporation Of India Ltd.SoftwareInfosys Ltd.HCL Technologies Ltd.Persistent Systems Ltd.Telecom - ServicesBharti Airtel Ltd.Other Equities^
Company name % toNAV
% to NAVDerivative
United Spirits Ltd.United Spirits Ltd.- FutureUpl Ltd.Upl Ltd.- FutureBharat Forge Ltd.Bharat Forge Ltd.- FutureNMDC Ltd.NMDC Ltd.- Future
-0.22
-0.18
-0.11
-0.07
0.22
0.18
0.11
0.07
-19.45
-1.99
-1.55
-1.43
-1.22
-1.03
-0.86
-0.85
-0.83
-0.81
-0.81
-0.79
-0.73
-0.68
-0.67
-0.60
-0.46
-0.44
-0.42
-0.38
-0.35
-0.32
-0.31
-0.28
-0.27
-0.26
-0.26
-0.26
19.431.99
1.55
1.43
1.21
1.03
0.86
0.85
0.83
0.82
0.81
0.79
0.73
0.68
0.67
0.60
0.46
0.44
0.42
0.38
0.35
0.32
0.31
0.28
0.27
0.26
0.26
0.26
Hedge PositionsICICI Bank Ltd.ICICI Bank Ltd.- FutureHousing Development Finance Corporation Ltd.Housing Development Finance Corporation Ltd.- FutureTata Consultancy Services Ltd.Tata Consultancy Services Ltd.- FutureReliance Industries Ltd.Reliance Industries Ltd.- FutureBharti Airtel Ltd.Bharti Airtel Ltd.- FutureTata Motors Ltd.Tata Motors Ltd.- FutureHindustan Petroleum Corporation Ltd.Hindustan Petroleum Corporation Ltd.- FutureState Bank Of IndiaState Bank Of India.- FutureLarsen & Toubro Ltd.Larsen & Toubro Ltd.- FutureDivi Laboratories Ltd.Divi Laboratories Ltd.- FutureAdani Ports And Special Economic Zone Ltd.Adani Ports And Special Economic Zone Ltd.- FutureInfosys Ltd.Infosys Ltd.- FutureSbi Life Insurance Company Ltd.Sbi Life Insurance Company Ltd.- FutureTata Consumer Products Ltd.Tata Consumer Products Ltd.- FutureNTPC Ltd.NTPC Ltd.- FutureGrasim Industries Ltd.Grasim Industries Ltd.- FutureSun Pharmaceutical Industries Ltd.Sun Pharmaceutical Industries Ltd.- FutureTech Mahindra Ltd.Tech Mahindra Ltd.- FutureMaruti Suzuki India Ltd.Maruti Suzuki India Ltd.- FutureUltratech Cement Ltd.Ultratech Cement Ltd.- FutureMahindra & Mahindra Ltd.Mahindra & Mahindra Ltd.- FutureHindustan Unilever Ltd.Hindustan Unilever Ltd.- FutureITC Ltd.ITC Ltd.- FutureBajaj Auto Ltd.Bajaj Auto Ltd.- FutureLupin Ltd.Lupin Ltd.- FutureBharat Petroleum Corporation Ltd.Bharat Petroleum Corporation Ltd.- FutureBerger Paints India Ltd.Berger Paints India Ltd.- Future
Company name % toNAV
% to NAVDerivative
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
30
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
DATE OF ALLOTMENTJanuary 28,2019
FUND MANAGER
PORTFOLIO
Dynamically investing in equity and equity related instruments, equity arbitrage opportunities and debt and money market instruments.
The investment objective of the Scheme is to provide capital appreciation and income distribution to the investors by using equity derivatives strategies, arbitrage opportunities and pure equity investments. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.
Rahul Singh (Managing Since 09-Jan-19 and overall experience of 25 years), Sailesh Jain (Managing Since 09-Jan-19 and overall experience of 17 years), Akhil Mittal (Managing Since 09-Jan-19 and overall experience of 19 years)
Tata Balanced Advantage Fund(An open ended dynamic asset allocation fund.)
VOLATILITY MEASURES^ FUND BENCHMARK
NAVDirect - DividendDirect - GrowthRegular - DividendRegular - Growth
11.769511.769511.403211.4032
::::
FUND SIZERs. 1172.11 (Rs. in Cr.)
TURN OVERPortfolio Turnover (Total)Portfolio Turnover (Equity component only)
557.02%143.82%
MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORSRs. 1,000/- and in multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not Applicable
Exit Load :
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
13.910.151.001.000.61
NA
13.350.100.810.960.49
-0.10^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020 For calculation methodology please refer to Pg 64
1) Redemption/Switch-out/SWP/STP on orbefore expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment - NIL. 2) Redemption/Switch-out/SWP/STP on or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment - 1%.3) Redemption / Switch-out/SWP/STP after expiry of 365 days from the date of allotment - NIL. (w.e.f. 03 June, 2019)
BENCHMARKCRISIL Hybrid 35+65 - Aggressive Index
MONTHLY AVERAGE AUMRs. 1152.04 (Rs. in Cr.)
EXPENSE RATIO**DirectRegular
0.812.24
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
Portfolio Macaulay DurationModified DurationAverage Maturity
Total stock in Portfolio
: 1.10 Years1.06 Years1.31 Years
3.30%
60
::
:* Computed on the invested amount for debt portfolio.
Gross Yield to Maturity (For Debt Component)*- Excluding Net Current Assets
Debt InstrumentsGovernment SecuritiesGOI - 7.68% (15/12/2023)GOI - 5.22% (15/06/2025)GOI - 8.13% (21/09/2022)GOI - 6.97% (06/09/2026)SDL Maharashtra 8.46% (03/03/2021)SDL Odisha 8.48% (24/02/2021)SDL Gujarat 8.51% (17/02/2021)Non-Convertible Debentures/Bonds/Zcb06.44 % Indian Oil Corp Ltd.05.47 % Power Finance Corporation06.65 % Motherson Sumi Systems Ltd.07.20 % HDFC Ltd.07.13 % Nhpc Ltd.06.50 % NabardSundaram Fin Ltd. - Zcb06.67 % HDFC Life Insurance Co. Ltd.06.59 % Indian Railways Finance Corporation Ltd.10.21 % Bajaj Finance Ltd. (Tier II Bonds - Subordinated Debt)07.55 % Rec Ltd.07.65 % Jamnagar Utilities & Power Pvt. Ltd. (Mukesh Ambani Group)07.00 % HDFC Ltd.06.22 % HDFC Ltd.08.39 % Nabard08.20 % HDFC Ltd.07.65 % Indian Railways Finance Corporation Ltd.07.47 % Power Finance Corporation07.35 % Power Finance Corporation06.90 % Rec Ltd.08.75 % HDFC Ltd.09.84 % Iot Utkal Energy Services Ltd. (Indan Oil Ltd. Is Both The Off-Taker And Major Shareholder Of Sponsor IOT)07.18 % Rec Ltd.09.75 % Rec Ltd.07.73 % Power Finance CorporationMoney Market InstrumentsHDFC Securities Ltd. - CPMargin DepositsHDFC Bank Ltd.Rbl Bank Ltd.Bank Of BarodaFederal Bank Ltd.Variable MarginMutual Fund UnitsTata Medium Term Fund
Name of the Instrument Ratings % toNAV
4.691.391.280.920.460.430.170.04
15.932.662.151.891.790.890.890.880.850.530.46
0.450.45
0.440.440.260.260.110.100.090.090.090.07
0.040.040.022.122.127.283.740.640.171.111.620.570.57
SOVSOVSOVSOVSOVSOVSOV
CRISIL- AAACRISIL- AAA
IND AAACRISIL- AAA
ICRA- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA
CRISIL- AAACRISIL- AAA
CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA
CRISIL- AAACRISIL- AAACRISIL- AAA
CRISIL- A1+
TrepsRepoPortfolio TotalCash / Net Current AssetNet Assets
2.220.10
99.900.10
100.00
^Exposure less than 1% has been clubbed under Other Equities
The Scheme has unhedged Future exposure to Nifty 50. Please refer to Monthly Portfolio as on 31st October 2020 on our website:www.tatamutualfund.com
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully 31
Tata Balanced Advantage Fund(An open ended dynamic asset allocation fund.)
SIP - If you had invested INR 10000 every month
1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)
Total Value as on Oct 31, 2020 (Rs.)
Returns
Total Value of B: CRISIL Hybrid 35+65 - Aggressive Index
B: CRISIL Hybrid 35+65 - Aggressive Index
Total Value of AB: S&P BSE Sensex TRI
AB: S&P BSE Sensex TRI
(Inception date :28-Jan-2019) (First Installment date : 01-Feb-2019)
120,000
129,198
14.59%
130,655
16.95%
131,285
17.98%
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
210,000
229,020
9.83%
230,810
10.74%
226,921
8.75%
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly
investment of equal amounts invested on the 1st day of every month has been considered.
For scheme performance refer pages 49-64.
*B: Benchmark
Source: MFI Explorer
Market Capitalisation wise Exposure (Equity component only)
Market Capitalisation is as per list provided by AMFI.
V
Top 10 Holdings Equity Sector Allocation
NAV Movement
Large Cap
Mid Cap
Small Cap
Issuer Name
Reliance Industries Ltd.
Infosys Ltd.
ICICI Bank Ltd.
Bharti Airtel Ltd.
HDFC Bank Ltd.
HCL Technologies Ltd.
State Bank Of India
Housing Development Finance Corporation Ltd.
Ultratech Cement Ltd.
Bharat Petroleum Corporation Ltd.
Total
% to NAV
3.74
3.32
3.06
2.84
2.59
1.83
1.77
1.55
1.20
1.19
23.09
72.13%
19.02%
8.85%
15.50%9.93%
8.27%6.97%
5.58%3.87%
3.29%3.24%
2.71%2.55%2.42%
0.92%0.79%
0.53%0.43%
0.00% 4.00% 8.00% 12.00% 16.00% 20.00%
Financial ServicesIT
Oil & GasConsumer Goods
PharmaTelecom
PowerAutomobile
Cement & Cement ProductsConstruction
Fertilisers & PesticidesIndustrial Manufacturing
ServicesMetals
Healthcare Services
80
88
96
104
112
120
Jan-19 Aug-19 Mar-20 Oct-20
Tata Balanced Advantage Fund - Reg - Growth CRISIL Hybrid 35+65 - Aggressive Index
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49-64.*B: BenchmarkSource: MFI Explorer
Hedge PositionsBharti Airtel Ltd.Housing Development Finance Corporation Ltd.Reliance Industries Ltd.Sun Pharmaceutical Industries Ltd.State Bank Of IndiaICICI Bank Ltd.Maruti Suzuki India Ltd.Axis Bank Ltd.Tata Consultancy Services Ltd.Tata Consumer Products Ltd.ITC Ltd.Adani Ports And Special Economic Zone Ltd.Lupin Ltd.Tata Steel Ltd.Bajaj Auto Ltd.Tata Motors Ltd.HDFC Bank Ltd.Tech Mahindra Ltd.Aurobindo Pharma Ltd.Ultratech Cement Ltd.NTPC Ltd.Dabur India Ltd.Nestle India Ltd.Divi Laboratories Ltd.United Spirits Ltd.Hindalco Industries Ltd.Hindustan Petroleum Corporation Ltd.Britannia Industries Ltd.HDFC Life Insurance Co. Ltd.Pidilite Industries Ltd.Bajaj Finserv Ltd.Marico Ltd.Sbi Life Insurance Company Ltd.Jsw Steel Ltd.Dr Reddys Laboratories Ltd.Cipla Ltd.Godrej Consumer Products Ltd.Dlf Ltd.Infosys Ltd.Tata Power Company Ltd.Coal India Ltd.Upl Ltd.Bharat Petroleum Corporation Ltd.Shree Cement Ltd.Larsen & Toubro Ltd.Colgate-Palmolive India Ltd.Biocon Ltd.Escorts Ltd.NMDC Ltd.MRF Ltd.United Breweries Ltd.Torrent Pharmaceuticals Ltd.Srf Ltd.Titan Company Ltd.Hindustan Unilever Ltd.Mahindra & Mahindra Ltd.HCL Technologies Ltd.Mahanagar Gas Ltd.Steel Authority India Ltd.Info Edge (India) Ltd.Muthoot Finance Ltd.Power Finance Corporation Ltd.Federal Bank Ltd.Berger Paints India Ltd.L&T Finance Holdings Ltd.Hero Motocorp Ltd.Ambuja Cements Ltd.Zee Entertainment Enterprises Ltd.Page Industries Ltd.Power Grid Corporation Of India Ltd.Jubilant Foodworks Ltd.
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
-65.70-2.41-2.18-2.00-1.94-1.91-1.85-1.85-1.73-1.68-1.67-1.51-1.36-1.32-1.28-1.25-1.25-1.20-1.18-1.17-1.16-1.10-1.08-1.04-1.04-1.03-1.01-0.99-0.97-0.96-0.93-0.93-0.82-0.81-0.78-0.78-0.78-0.77-0.76-0.76-0.72-0.72-0.71-0.70-0.65-0.63-0.62-0.61-0.57-0.56-0.55-0.53-0.49-0.49-0.44-0.44-0.44-0.43-0.40-0.38-0.36-0.35-0.35-0.35-0.33-0.32-0.30-0.21-0.19-0.19-0.19-0.18
65.612.412.172.001.941.901.851.851.731.681.671.511.361.321.281.251.251.191.181.161.161.091.081.041.041.021.010.990.970.950.930.930.830.810.780.780.770.770.760.760.720.720.700.700.650.640.620.600.570.560.550.530.490.490.440.440.440.430.400.380.360.350.350.350.330.320.300.210.190.190.190.18
-0.17-0.16-0.15-0.15-0.14-0.14-0.13-0.10-0.09-0.08-0.08-0.07-0.06-0.05-0.05-0.05-0.05-0.04-0.04-0.03-0.03-0.03-0.03-0.03-0.02-0.02-0.02-0.02-0.02-0.02-0.01-0.01-0.010.00
0.160.160.150.150.140.140.130.100.090.080.080.070.060.050.050.050.050.040.040.030.030.030.030.030.020.020.020.020.020.020.010.010.010.00
Apollo Tyres Ltd.Bharat Electronics Ltd.Exide Industries Ltd.Interglobe Aviation Ltd.Mahindra And Mahindra Financial Services Ltd.National Aluminium Co. Ltd.ICICI Prudential Life Insurance Company Ltd.Sun Tv Network Ltd.Bharat Forge Ltd.Torrent Power Ltd.Vodafone Idea Ltd.Havells India Ltd.Ashok Leyland Ltd.Tvs Motor Company Ltd.Tata Chemicals Ltd.Vedanta Ltd.ACC Ltd.Glenmark Pharmaceuticals Ltd.LIC Housing Finance Ltd.Shriram Transport Finance Co Ltd.Gmr Infrastucture Ltd.The Ramco Cements Ltd.Container Corporation Of India Ltd.Cadila Healthcare Ltd.Indraprastha Gas Ltd.Manappuram Finance Ltd.Indian Oil Corporation Ltd.Asian Paints (India) Ltd.Amara Raja Batteries Ltd.Cummins India Ltd.Eicher Motors Ltd.Bosch Ltd.Motherson Sumi Systems Ltd.ICICI Lombard General Insurance Co. Ltd.
Company name % toNAV
% to NAVDerivative
Company name % toNAV
% to NAVDerivative
TrepsRepoPortfolio TotalCash / Net Current LiabilitiesNet Assets
4.530.21
100.07-0.07
100.00
Name of the Instrument Ratings % toNAV
Debt InstrumentsGovernment SecuritiesGOI - 6.84% (19/12/2022)GOI - 5.09% (13/04/2022)Non-Convertible Debentures/Bonds04.95 % HDFC Ltd.07.00 % HDFC Ltd.07.61 % Housing & Urban Development Corporation Ltd.08.60 % LIC Housing Finance Ltd.07.39 % LIC Housing Finance Ltd.08.20 % HDFC Ltd.06.99 % Rec Ltd.07.62 % Housing & Urban Development Corporation Ltd.07.40 % Power Finance Corporation06.32 % Rec Ltd.08.75 % LIC Housing Finance Ltd.08.45 % Sikka Ports And Terminals Ltd. (Mukesh Ambani Group)08.50 % Rec Ltd.07.90 % India Infradebt Ltd.07.24 % LIC Housing Finance Ltd.Margin DepositsCorporation BankAxis BankHDFC Bank Ltd.Punjab National BankRbl Bank Ltd.Bank Of BarodaAu Small Finance Bank Ltd.Federal Bank Ltd.Union Bank Of IndiaVariable Margin
1.321.110.217.621.060.870.660.660.660.650.630.440.430.430.250.230.220.220.22
20.770.980.135.811.150.670.012.236.861.801.14
SOVSOV
CRISIL- AAACRISIL- AAA
ICRA- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA
ICRA- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA
Market Capitalisation wise Exposure
Large Cap
Mid Cap
Small Cap
Market Capitalisation is as per list provided by AMFI.
Portfolio Macauley DurationModified DurationAverage Maturity
: 0.30 Years0.29 Years0.30 Years
5.15%
::
:* Computed on the invested amount for debt portfolio.
Gross Yield to Maturity (For Debt Component)*- Excluding Net Current Assets
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
32
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
DATE OF ALLOTMENTDecember 18,2018
FUND MANAGER
PORTFOLIO
SIP - If you had invested INR 10000 every month1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: Nifty 50 Arbitrage IndexB: Nifty 50 Arbitrage IndexTotal Value of AB: Nifty 50 TRIAB: Nifty 50 TRI(Inception date :18-Dec-2018) (First Installment date : 01-Jan-2019)
120,000123,070
4.80%121,368
2.13%130,96717.46%
NANANANANANANA
NANANANANANANA
NANANANANANANA
NANANANANANANA
220,000231,421
5.40%227,260
3.44%235,907
7.50%
The scheme invests in equity and equity related instruments that tries to take advantage of the difference in prices of a security in the cash segment and derivatives segment by turning market volatility to its advantage.
The investment objective of the Scheme is to seek to generate reasonable returns by investing predominantly in arbitrage opportunities in the cash and derivatives segments of the equity markets and by investing balance in debt and money market instruments. There is no assurance that the objective of the Scheme will be realised and the Scheme does not assure or guarantee any returns.
Sailesh Jain (Managing Since 10-Dec-18 and overall experience of 17 years)
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NameBharti Airtel Ltd.Housing Development Finance Corporation Ltd.Reliance Industries Ltd.Sun Pharmaceutical Industries Ltd.State Bank Of IndiaICICI Bank Ltd.Maruti Suzuki India Ltd.Axis Bank Ltd.Tata Consultancy Services Ltd.Tata Consumer Products Ltd.Total
% to NAV2.412.172.001.941.901.851.851.731.681.67
19.18
91.35%
8.44%
0.21%
Tata Arbitrage Fund(An open ended scheme investing in arbitrage opportunities.)
VOLATILITY MEASURES^ FUND BENCHMARK
NAVDirect - GrowthDirect - Monthly DividendRegular - GrowthRegular - Monthly Dividend
11.280710.816011.123510.6406
::::
FUND SIZERs. 2380.97 (Rs. in Cr.)
TURN OVERPortfolio Turnover (Total) Portfolio Turnover (Equity component only)
1797.08%536.62%
MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORSRs. 1,000/- and in multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not Applicable
Exit Load :
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
0.910.371.001.000.10
NA
0.940.720.590.450.330.14
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
For calculation methodology please refer to Pg 64
0.25 % of the applicable NAV, if redeemed/switched out/withdrawn on or before expiry of 30 Days from the date of allotment.
BENCHMARKNifty 50 Arbitrage Index
MONTHLY AVERAGE AUMRs. 2229.44 (Rs. in Cr.)
EXPENSE RATIO**DirectRegular
0.381.13
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
Total stock in Portfolio 105
13.27%11.51%
8.18%6.66%
4.90%4.41%
4.13%2.48%
2.09%2.08%
1.54%1.43%
0.98%0.75%0.70%
0.29%0.19%
0.00% 4.00% 8.00% 12.00% 16.00%
Financial ServicesConsumer Goods
PharmaAutomobile
MetalsIT
Oil & GasTelecom
Cement & Cement ProductsPower
ServicesConstruction
ChemicalsIndustrial Manufacturing
Fertilisers & PesticidesMedia & Entertainment
Textiles
100104108112116120
Dec-18 Aug-19 Mar-20 Oct-20
Tata Arbitrage Fund - Reg - GrowthNifty 50 Arbitrage Index
Portfolio Macauley DurationModified DurationAverage Maturity
: 2.07 Years2.02 Years2.57 Years
4.74%
::
:* Computed on the invested amount for debt portfolio.
Gross Yield to Maturity (For Debt Component)*- Excluding Net Current Assets
Total stock in Portfolio 64
Market Capitalisation wise Exposure
Large Cap
Mid Cap
Small Cap
Market Capitalisation is as per list provided by AMFI.
SIP - If you had invested INR 10000 every month1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: 65% S&P BSE 200 TRI + 15% CRISIL Short Term Bond Fund Index + 20% iCOMDEX Composite IndexB: 65% S&P BSE 200 TRI + 15% CRISIL Short Term Bond Fund Index + 20% iCOMDEX Composite IndexTotal Value of AB: S&P BSE Sensex TRIAB: S&P BSE Sensex TRI(Inception date :04-Mar-20) (First Installment date : 01-Apr-2020)
NANANANA
NA
NANA
NANANANA
NA
NANA
NANANANA
NA
NANA
NANANANA
NA
NANA
NANANANA
NA
NANA
70,00077,00933.26%78,728
42.27%
81,22055.95%
V
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NameReliance Industries Ltd.Infosys Ltd.ICICI Bank Ltd.HDFC Bank Ltd.Bharti Airtel Ltd.HDFC Ltd.HCL Technologies Ltd.Ultratech Cement Ltd.Power Grid Corporation Of India Ltd.Dr. Reddys Labaratories Ltd.Total
% to NAV5.814.414.323.803.262.372.212.141.601.48
31.40
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 49-64.*B: BenchmarkSource: MFI Explorer
69.58%
20.05%
10.37%
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
% ofAssets
No. ofShares
Market ValueRs. Lakhs
Company name Company name
97000
474000138300268000
2020026600
25933
59000
210000
26200101000
245000
271000
5310035000
2590010300
121900138000
13050
4035001050000
17900011300044600
323800
13660
28910.28
576.18
1860.921636.85507.19
923.96438.63
581.30
548.41
628.53
519.64497.78
469.18
440.65
1021.41432.60
569.07561.19
2504.44489.14
637.97
689.99547.58
1898.47951.40516.76
1404.48
504.916551.65
67.08
1.34
4.323.801.18
2.141.02
1.35
1.27
1.46
1.211.16
1.09
1.02
2.371.00
1.321.30
5.811.14
1.48
1.601.27
4.412.211.20
3.26
1.1715.20
Equity & Equity Related TotalAutoMahindra & Mahindra Ltd.BanksICICI Bank Ltd.HDFC Bank Ltd.State Bank Of IndiaCementUltratech Cement Ltd.ACC Ltd.ChemicalsNavin Fluorine International Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer DurablesCrompton Greaves Consumer Electricals Ltd.Consumer Non DurablesAkzo Nobel India Ltd.Tata Consumer Products Ltd.Ferrous MetalsJindal Steel & Power Ltd.FertilisersChambal Fertiliser & Chemicals Ltd.FinanceHousing Development Finance Corporation Ltd.ICICI Lombard General Insurance Co. Ltd.PesticidesPi Industries Ltd.Bayer Cropscience Ltd.Petroleum ProductsReliance Industries Ltd.Bharat Petroleum Corporation Ltd.PharmaceuticalsDr Reddys Laboratories Ltd.PowerPower Grid Corporation Of India Ltd.Tata Power Company Ltd.SoftwareInfosys Ltd.HCL Technologies Ltd.Persistent Systems Ltd.Telecom - ServicesBharti Airtel Ltd.TransportationBlue Dart Express Ltd.Other Equities^
% toNAV
% to NAVDerivative
Commodity & Exchange Traded Commodity DerivativesCommodities PhysicalNickel (1500 Kgs) CommoditySilver (30 K CommodityListed On Commodity Exchanges (Quantity In Lots)Nickel (1500 Kgs) Commodity December 2020 FutureNickel (1500 Kgs) Commodity November 2020 FutureNickel (1500 Kgs) Commodity November 2020 FutureSilver (30 K Commodity December 2020 FutureAluminium (5 Mt-5000 Gms) Commodity December 2020 FutureCastor Seed Deesa (10 Mt-100Qtls) Commodity December 2020 FutureCotton Seed Oil Cake Akola (10 Mt 100 Qtls) Comm December 2020 FutureCotton Seed Oil Cake Akola (10 Mt 100 Qtls) Comm January 2021 FutureCopper (2500 Kgs) Commodity December 2020 FutureCopper (2500 Kgs) Commodity November 2020 FutureCrude Palm Oil Kandla(10 Mt 10000 Kgs) Commodity December 2020 FutureCrude Palm Oil Kandla(10 Mt 10000 Kgs) Commodity November 2020 FutureCrude Oil (100 Barrels) Commodity December 2020 FutureCrude Oil (100 Barrels) Commodity November 2020 FutureCrude Oil (100 Barrels) Commodity November 2020 FutureGold (1 Kg-1000 Gms) Commodity December 2020 FutureGold (1 Kg-1000 Gms) Commodity February 2021 FutureGold Mini (100 Grams) Commodity December 2020 FutureGold Mini (100 Grams) Commodity December 2020 FutureGold Mini (100 Grams) Commodity January 2021 FutureGuar Gum Jodhpur (5 Mt - 50 Qtls) Commodity November 2020 FutureGuar Seed10 Jodhpur (10 Mt 100 Qtls) Commodity December 2020 FutureKapas Rajkot (200 Mounds Of 20Kg Each) Commodity April 2021 FutureLead (5 Mt 5000 Gms) Commodity November 2020 FutureSoyabean Indore (10 Mt 100 Qtls) Commodity December 2020 FutureSoyabean Indore (10 Mt 100 Qtls) Commodity January 2021 FutureSoyabean Indore (10 Mt 100 Qtls) Commodity November 2020 FutureSoy Oil Indore (5 Mt 5000Kgs) Commodity December 2020 FutureSoy Oil Indore (5 Mt 5000Kgs) Commodity January 2021 FutureTurmeric Nizamabad (5 Mt - 50 Qtls) Commodity November 2020 Futurea
-0.44-1.19-9.96
-0.04
-0.49
-0.11-0.06
-0.35
-0.02
-0.22
16.38
1.439.96
0.44
0.020.050.04
0.49
0.11
0.060.122.240.240.060.35
0.150.050.050.09
0.020.05
0.220.14
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
33
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
DATE OF ALLOTMENTMarch 04, 2020
FUND MANAGER
PORTFOLIO
Fund invests in a mix of equity and equity related instruments, Fixed Income and Commodities & Exchange traded Commodity derivatives.
The investment objective of the scheme is to generate long term capital appreciation. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.
Rahul Singh (Equity) (Managing Since 12-Mar-20 and overall experience of 25 years), Sailesh Jain (Equity Arbitrage) (Managing Since 12-Mar-20 and overall experience of 17 years), Murthy Nagarajan (Fixed Income) (Managing Since 12-Mar-20 and overallexperience of 24 years) and Aurobinda Prasad Gayan (Commodities) (Managing Since 12-Mar-20 and overall experience of 15 years)
Tata Multi Asset Opportunities Fund(An Open Ended Scheme investing in equity, debt & exchange traded commodity derivatives)
VOLATILITY MEASURES^ FUND BENCHMARK
NAVDirect - DividendDirect - GrowthRegular - DividendRegular - Growth
11.226711.226711.087111.0871
::::
FUND SIZERs. 430.97 (Rs. in Cr.)
TURN OVERPortfolio Turnover (Total) Portfolio Turnover (Equity component only)
278.81%56.43%
MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT
Growth option: Rs 5,000/- and in multiple of Re.1/- thereafterDividend (payout): Rs 5,000/- and in multiple of Re.1/- thereafter
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORSRs.1000/-& in multiples of Re.1/-thereafter.
LOAD STRUCTURE
Entry Load : Not Applicable
Exit Load :
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
15.180.801.001.003.47
NA
11.510.850.830.843.39
-0.07
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
For calculation methodology please refer to Pg 64
• Exit Load is Nil, if the withdrawal amount or switched out amount is not more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.
• Exit load is 1% of the applicable NAV if the withdrawal amount or switched out amount is more than 12% of the original cost of investment on or before expiry of 365 days from the date of allotment.
• No Exit load will be charged for redemption or switch out after expiry of 365 days from the date of allotment
BENCHMARK65% S&P BSE 200 + 15% CRISIL Short Term Bond Fund Index + 20% iCOMDEX Composite Index
MONTHLY AVERAGE AUMRs. 432.31 (Rs. in Cr.)
EXPENSE RATIO**DirectRegular
0.902.50
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
Debt InstrumentsGovernment SecuritiesGOI - 5.77% (03/08/2030)GOI - 7.27% (08/04/2026)Non-Convertible Debentures/Bonds08.50 % Nabard06.40 % NabardMargin DepositsHDFC Bank Ltd.
Name of the Instrument Ratings Market ValueRs. Lakhs
3917.881963.481954.40850.57538.93311.64
1335.001335.00
% toNAV
9.094.564.531.971.250.723.103.10
SOVSOV
CRISIL- AAACRISIL- AAA
TrepsRepoPortfolio TotalNet Current LiabilitiesNet Assets
7.550.19
105.35-5.35
100.00^Exposure less than 1% has been clubbed under Other Equities
14.85%9.08%
7.93%5.29%5.25%
3.66%3.65%
3.26%3.16%
2.08%2.05%
1.77%1.75%
1.27%1.17%
0.87%
0.00% 4.00% 8.00% 12.00% 16.00%
Financial ServicesIT
Oil & GasConsumer Goods
PharmaPower
Fertilisers & PesticidesTelecom
Cement & Cement ProductsAutomobileChemicals
MetalsHealthcare Services
ConstructionServices
Industrial Manufacturing
8090
100110120130
Mar-20 May-20 Aug-20 Oct-20
Tata Multi Asset Opportunities Fund - Reg - Growth65% S&P BSE 200 TRI + 15% CRISIL Short Term Bond Fund Index + 20% iCOMDEXComposite Index
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
VOLATILITY MEASURES^ FUND BENCHMARK
34
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
Portfolio Macaulay DurationModified DurationAverage Maturity
:::
:
5.89 Years5.69 Years8.26 Years
Gross Yield to Maturity (For Debt Component)*- Excluding Net Current Assets 6.03%
MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not Applicable
Exit Load :
PORTFOLIO
Name of the Instrument
16304.2510325.804463.581502.69
12.185518.471574.831039.06
1000.01558.52525.93
512.34
203.44
93.7410.60
2512.702512.70
64.8941.1017.765.980.05
21.966.274.14
3.982.222.09
2.04
0.81
0.370.04
10.0010.00
SOVSOVSOVSOV
ICRA- AAAIND AAA
CRISIL- AAACRISIL- AAACRISIL- AAA
CRISIL- AAA
CRISIL- AAA
CRISIL- AAACRISIL- AAA
ICRA- AAA(CE)
Name of the Instrument RatingsRs. Lakhs
% to NAV
Repo
Portfolio Total
Cash / Net Current Asset
Net Assets
272.85
24608.28
517.67
25125.95
1.09
97.94
2.06
100.00
SIP - If you had invested INR 10000 every month
1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)
Total Value as on Oct 31, 2020 (Rs.)
Returns
Total Value of B: CRISIL Composite Bond Fund Index
B: CRISIL Composite Bond Fund Index
Total Value of AB: CRISIL 10 Year Gilt Index
AB: CRISIL 10 Year Gilt Index
(Inception date :03-Sep-2003) (First Installment date : 01-Oct-2003)
120,000
125,777
9.15%
127,589
12.07%
125,137
8.12%
360,000
406,842
8.13%
426,664
11.39%
417,962
9.97%
600,000
719,564
7.22%
765,715
9.71%
737,228
8.19%
840,000
1,097,184
7.52%
1,182,933
9.63%
1,129,252
8.33%
1,200,000
1,815,174
8.03%
1,944,363
9.34%
1,806,726
7.94%
2,050,000
4,055,139
7.49%
4,370,404
8.26%
3,901,001
7.08%
[ICRA]AAA mfs rating by ICRA$
Aims to create a liquid portfolio of good quality debt as well as Money Market Instruments so as to provide reasonable returns and liquidity.
To provide reasonable returns and high level of liquidity by investing in debt instruments including bonds, debentures and Government securities; and money market instruments such as treasury bills, commercial papers, certificates of deposit, including repos in permitted securities of different maturities, as permitted by regulation so as to spread the risk across different kinds of issuers in the debt markets. The investment objective is to create a liquid portfolio of good quality debt as well as Money Market Instruments so as to provide reasonable returns and liquidity to the Unitholders.
Std. Dev (Annualised)Portfolio BetaR SquaredTreynorJenson
3.371.001.000.36
NA
2.690.720.800.34
-0.01
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
* Computed on the invested amount for debt portfolio.
For calculation methodology please refer Pg 64
0.50% of NAV if redeemed on or before expiry of 30 days from the date of allotment (w.e.f 15th November, 2017).
Debt InstrumentsGovernment SecuritiesGOI - 6.45% (07/10/2029)GOI - 5.77% (03/08/2030)GOI - 6.22% (16/03/2035)GOI - 7.37% (16/04/2023)Non-Convertible Debentures/Bonds07.13 % Nhpc Ltd.07.18 % Canara Bank (Basel III Tier II Bonds)06.67 % HDFC Life Insurance Co. Ltd.08.70 % LIC Housing Finance Ltd.07.44 % Bank Of Baroda (Basel III Tier II Bonds)06.98 % National Highways Authority Of India06.24 % State Bank Of India (Basel III Tier II Bonds)07.10 % Power Finance Corporation09.25 % India Infradebt Ltd.Privately Placed/Unlisted08.00 % Ongc Petro-Additions Ltd.
Market ValueRatingsRs. Lakhs
% to NAV
Market Value
Maturity Ladder
Composition by Ratings Instrument Wise Composition
NAV Movement
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 49-64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer
DATE OF ALLOTMENT
September 03,2003
FUND MANAGER
NAV
Direct - GrowthDirect - DividendReg - GrowthReg - Dividend
34.488420.475731.815018.3384
FUND SIZE
Rs. 251.26 (Rs. in Cr.)
MONTHLY AVERAGE AUM
Rs. 253.08 (Rs. in Cr.)
EXPENSE RATIO**
DirectRegular
Akhil Mittal (Managing Since 26-Jun-14 and overall experience of 19 years)
BENCHMARK
CRISIL Composite Bond Fund Index
0.161.41
::::
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
Tata Dynamic Bond Fund(An open ended dynamic debt scheme investing across duration)
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
64.89%
21.96%
10.00%3.15%
SOV
A1+ / AAA
AAA(CE)
Cash & Cash Equivalents 64.89%
31.96%
3.15%
Government Securities
Ncd - Non Convertible Deb
Cash & Cash Equivalents
11.09%
0.46%
4.20%
74.17%
8.02%
2.06%
0.00% 20.00% 40.00% 60.00% 80.00%
0 - 1 Yrs
1 - 3 Yrs
3 - 7 Yrs
7 - 10 Yrs
Abv 10 Yrs
Cash & Others
90
100
110
120
130
140
Oct-17 Oct-18 Oct-19 Oct-20
Tata Dynamic Bond Fund - Reg - GrowthCRISIL Composite Bond Fund Index
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
MAIN PORTFOLIO
Name of the Instrument RatingsRs. Lakhs
% to NAV
Market Value Name of the Instrument RatingsRs. Lakhs
% to NAV
Market Value
Debt InstrumentsGovernment SecuritiesGOI - 6.68% (17/09/2031)GOI - 5.22% (15/06/2025)GOI - 6.18% (04/11/2024)Non-Convertible Debentures/Bonds09.65 % Green Infra Wind Energy Ltd. (Part Of Sembcorp Industries Which Is Part Of Temasek Group)07.97 % LIC Housing Finance Ltd.07.42 % Power Finance Corporation06.90 % Rec Ltd.07.90 % India Infradebt Ltd.08.00 % Ongc Petro-Additions Ltd.07.25 % Nuvoco Vistas Corporation Ltd.08.35 % Indian Railways Finance Corporation Ltd.07.70 % Tata Steel Ltd.07.20 % Sikka Ports And Terminals Ltd. (Mukesh Ambani Group)06.65 % Motherson Sumi Systems Ltd.07.25 % Punjab National Bank (Basel III Tier II Bonds)Privately Placed/Unlisted08.30 % Sbi Cards & Payment Services Ltd.Money Market InstrumentsTata Teleservices (Maharashtra) Ltd. - CPL&T Infrastucture Finance Co Ltd. - CP
SOVSOVSOV
IND AA
CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA
ICRA- AAA(CE)CRISIL- AA
CRISIL- AAA
CARE- AACRISIL- AAA
IND AAAIND AAA
CRISIL- AAA
CRISIL- A1+ICRA- A1+
1239.68730.11300.64208.93
4554.59490.44
430.68425.33415.16410.85409.02400.77391.34
362.23313.49
302.22203.06
422.17422.17296.66198.9897.68
18.0510.634.383.04
66.327.14
6.276.196.045.985.965.845.70
5.274.56
4.402.96
6.156.154.322.901.42
RepoPortfolio TotalNet Current LiabilitiesNet Assets
364.796877.89
-9.826868.07
5.32100.15
-0.15100.00
Portfolio TotalCash / Net Current AssetNet Assets
150.000.00
150.00
100.000.00
100.00
SEGREGATED PORTFOLIO (No. 1)
Name of the Instrument RatingsRs. Lakhs
% to NAV
Market Value Name of the Instrument RatingsRs. Lakhs
% to NAV
Market Value
Debt InstrumentsNon-convertible Debentures/bonds08.90 % Dewan Housing Fin Corporation Ltd. $$
CARE- D150.00150.00
100.00100.00
Main PortfolioSegregated Portfolio
Rs. 63.76 (Rs. in Cr.)Rs. 1.50 (Rs. in Cr.)
::
Main PortfolioSegregated Portfolio
Rs. 68.68 (Rs. in Cr.)Rs. 1.50 (Rs. in Cr.)
::
NANA
Segregated Portfolio0.401.40
Main Portfolio
Segregated PortfolioMain Portfolio
(Below information is applicable for the Main Portfolio)
VOLATILITY MEASURES^ FUND BENCHMARK
Std. Dev (Annualised)Portfolio BetaR SquaredTreynorJenson
2.901.001.000.36
NA
9.250.680.49
-0.18-0.37
35
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
DATE OF ALLOTMENT
November 11,2002
FUND MANAGER
NAV
Direct - GrowthDirect - BonusReg - GrowthReg - Dividend
0.83730.38310.78530.3582
30.072213.984127.841812.6797
MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not ApplicableExit Load :
The aim of the Fund Manager is to identify and allocate the assets of the scheme between various fixed income securities with the objective of generate reasonable returns at moderate risk. The security will be identified based on various parameters such as issuer's credit rating history, financial track record of the issuer, corporate governance track record of the issuer, liquidity of the security, maturity of the security, interest rate scenario etc. Depending upon prevailing market conditions & interest rate scenario, the portfolio duration and average maturity can be increased or decreased within the range of three to seven years. In case of a rising interest rate environment the duration/average maturity of the fund may be reduced whereas in a falling interest rate scenario the holding in medium/long securities may be maximized.
The investment objective of the scheme is to generate income and capital appreciation over a medium term. However, there can be no assurance that the investment objective of the scheme will be realized.
Abhishek Sonthalia (Managing Since 06-Feb-20 and overall experience of 12 years) & Murthy Nagarajan (Managing Since 06-Feb-20 and overall experience of 24 years)
FUND SIZE
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
For calculation methodology please refer Pg 64
1) On or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is not more than 12% of the original cost of investment: NIL2) On or before expiry of 365 days from the date of allotment: If the withdrawal amount or switched out amount is more than 12% of the original cost of investment: 1%3) Redemption after expiry of 365 days from the date of allotment: NIL (w.e.f 5th November, 2018) Maturity Ladder - Main Portfolio
Composition by Ratings - Main Portfolio Instrument Wise Composition - Main Portfolio
NAV Movement - Main Portfolio
Portfolio Macaulay DurationModified DurationAverage Maturity
:
:
3.47 Years3.30 Years4.45 Years
Gross Yield to Maturity (For Debt Component)*- Excluding Net Current Assets 6.33%
::
BENCHMARK
Crisil Medium Term Debt Index
MONTHLY AVERAGE AUM
EXPENSE RATIO**
DirectRegular**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
Tata Medium Term Fund(An open ended medium term debt scheme investing in instruments such that the Macaulay duration of the portfolio is between 3 years and 4 years.)
Not Applicable for Segregated PortfolioPlease refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
*Computed on the invested amount for debt portfolio.
(Number of Segregated portfolios in the scheme 1)
$$ - The long term rating of Dewan Housing Finance Corporation Ltd.(DHFL) has been downgraded to Default category . The securities of DHFL has been valued in accordance with the price provided by the valuation agencies. A segregated portfolio had been created post approval of Trustees. Net Current Assets include receivables due from DHFL.
72.46%
18.05%
5.17% 4.32%
Ncd - Non Convertible Deb
Government Securities
Cash & Cash Equivalents
Commercial Papers
9.63%
40.11%
24.84%
14.93%
10.63%
-0.14%
-5.00% 6.00% 17.00% 28.00% 39.00% 50.00%
0 - 1 Yrs
1 - 3 Yrs
3 - 7 Yrs
7 - 10 Yrs
Abv 10 Yrs
Cash & Others
90
100
110
120
130
140
Oct-17 Oct-18 Oct-19 Oct-20
Tata Medium Term Fund - Reg - GrowthCrisil Medium Term Debt Index
52.58%
18.25%
18.05%
5.96%5.17%
A1+ / AAA
AA+ / AA
SOV
AAA(CE)
Cash & Cash Equivalents
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
VOLATILITY MEASURES^ FUND BENCHMARK
36
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
DATE OF ALLOTMENT
April 28, 1997
FUND MANAGER
NAVDirect - GrowthDirect - Half Yearly DividendDir- DividendReg - GrowthReg - Half Yearly DividendReg- Dividend
::::::
69.329516.176439.466664.896614.965637.6810
FUND SIZE
Rs. 53.68 (Rs. in Cr.)
MINIMUM INVESTMENT/ MULTIPLES FOR NEW INVESTMENT
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load ::
Not ApplicableExit Load
PORTFOLIO
Name of the Instrument
492.62410.2580.162.21
3876.94565.12565.03
531.29525.93
525.71
523.59335.11305.16
527.71527.71
9.187.641.490.04
72.2310.5310.53
9.909.80
9.79
9.756.245.69
9.839.83
Name of the Instrument RatingsRs. Lakhs
% to NAV
Repo
Portfolio Total
Cash / Net Current Asset
Net Assets
298.55
5195.82
171.76
5367.58
5.58
96.82
3.18
100.00
SIP - If you had invested INR 10000 every month
1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)
Total Value as on Oct 31, 2020 (Rs.)
Returns
Total Value of B: Crisil Medium to Long Term Debt Index
B: Crisil Medium to Long Term Debt Index
Total Value of AB: CRISIL 10 Year Gilt Index
AB: CRISIL 10 Year Gilt Index
(Inception date :28-Apr-1997) (First Installment date : 01-Aug-1997)
120,000
127,891
12.55%
128,058
12.83%
125,137
8.12%
360,000
419,026
10.14%
429,066
11.77%
417,962
9.97%
2,790,000
7,276,234
7.50%
9,428,042
9.36%
4,718,463
6.98%
1,200,000
1,842,830
8.32%
1,970,919
9.59%
1,806,726
7.94%
840,000
1,124,452
8.21%
1,192,435
9.85%
1,129,252
8.33%
600,000
739,740
8.32%
770,438
9.96%
737,228
8.19%
An income scheme with exposure to rated debt instruments with medium to long term maturity.
The investment objective of the Scheme is to provide income distribution/capital appreciation over medium to long term.
Akhil Mittal (Managing Since 26-Jun-14 and overall experience of 19 years)
Half Yearly Dividend Plan, Periodic Dividend Plan, Growth Plan, Bonus Plan: Rs. 5,000/- and in multiples of Re. 1/- thereafter. Quarterly Dividend Plan: Rs. 10,000/- and in multiples of Re. 1/- thereafter.
Std. Dev (Annualised)Portfolio BetaR SquaredTreynorJenson
3.601.001.000.35
NA
3.150.830.900.370.02
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
1% if redeemed before expiry of 365 days from the date of allotment(w.e.f. 1st July, 2014)
Market ValueRatingsRs. Lakhs
% to NAV
Market Value
Debt InstrumentsGovernment SecuritiesGOI - 5.77% (03/08/2030)GOI - 7.69% (17/06/2043)GOI - 6.84% (19/12/2022)Non-Convertible Debentures/Bonds09.10 % Power Finance Corporation08.55 % Indian Railways Finance Corporation Ltd.07.32 % NTPC Ltd.07.44 % Bank Of Baroda (Basel III Tier II Bonds)07.35 % National Highways Authority Of India07.55 % Rec Ltd.08.70 % LIC Housing Finance Ltd.06.24 % State Bank Of India (Basel III Tier II Bonds)Privately Placed/Unlisted08.30 % Sbi Cards & Payment Services Ltd.
SOVSOVSOV
CRISIL- AAACRISIL- AAA
CRISIL- AAACRISIL- AAA
CRISIL- AAA
CRISIL- AAACRISIL- AAACRISIL- AAA
CRISIL- AAA
Maturity Ladder
Composition by Ratings Instrument Wise Composition
NAV Movement
For calculation methodology please refer Pg 64 Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49-64. *B: Benchmark, AB: Additional Benchmark Source: MFI Explorer
Portfolio Macaulay DurationModified DurationAverage Maturity
:: :
:
5.30 Years5.00 Years7.82 Years
Gross Yield to Maturity (For Debt Component)*- Excluding Net Current Assets 6.20%
BENCHMARK
Crisil Medium to Long Term Debt Index
MONTHLY AVERAGE AUM
Rs. 52.26 (Rs. in Cr.)
EXPENSE RATIO**
DirectRegular
1.091.94
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
Tata Income Fund (An open ended medium term debt scheme investing in instruments such that the Macaulay duration of the portfolio is between 4 year and 7 years)
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
*Computed on the invested amount for debt portfolio.
[ICRA]AAA mfs rating by ICRA$
82.06%
9.18%
8.76%
A1+ / AAA
SOV
Cash & Cash Equivalents
82.06%
9.18%
8.76%
Ncd - Non Convertible Deb
Government Securities
Cash & Cash Equivalents
5.56%
9.87%
0.00%
79.87%
1.49%
3.20%
0.00% 30.00% 60.00% 90.00%
0 - 1 Yrs
1 - 3 Yrs
3 - 7 Yrs
7 - 10 Yrs
Abv 10 Yrs
Cash & Others
90
100
110
120
130
140
Oct-17 Oct-18 Oct-19 Oct-20
Tata Income Fund - Reg - GrowthCrisil Medium to Long Term Debt Index
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
VOLATILITY MEASURES^ FUND BENCHMARK
Std. Dev (Annualised)Portfolio BetaR SquaredTreynorJenson
1.701.001.000.37
NA
3.251.010.260.19
-0.19
37
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
DATE OF ALLOTMENT
August 8, 2002
FUND MANAGER
NAV
Direct - GrowthDirect - Monthly DividendDirect -DividendReg - GrowthReg - Monthly DividendReg -Dividend
::::::
39.990818.164821.220937.620217.004919.9604
FUND SIZE
Rs. 3333.27 (Rs. in Cr.)
MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not Applicable
Exit Load :
PORTFOLIO
Name of the Instrument
119197.6844920.0833544.7512095.2111499.505712.112540.172440.152150.391587.091071.46568.57521.51342.08204.16
0.45126882.17
12759.9712568.3910037.078000.086740.905383.215373.155278.535229.675188.224911.33
4733.373660.233381.052612.60
2582.732536.212524.812496.782421.842155.932121.362097.002060.781694.35
35.7613.4810.063.633.451.710.760.730.650.480.320.170.160.100.060.00
38.073.833.773.012.402.021.611.611.581.571.561.47
1.421.101.010.78
0.770.760.760.750.730.650.640.630.620.51
SOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOV
CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA
ICRA- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA
CRISIL- AAACRISIL- AAACRISIL- AAA
ICRA- AAA
CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA
ICRA- AAACRISIL- AAACRISIL- AAA
Name of the Instrument Ratings Market ValueRs. Lakhs
% to NAV
TrepsRepoPortfolio TotalCash / Net Current AssetNet Assets
23792.00252.09
325412.187914.78
333326.96
7.140.08
97.632.37
100.00
SIP - If you had invested INR 10000 every month1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: Crisil Short Term Bond Fund IndexB: Crisil Short Term Bond Fund IndexTotal Value of AB: CRISIL 1 Year T-Bill IndexAB: CRISIL 1 Year T-Bill Index(Inception date :08-Aug-2002) (First Installment date : 01-Sep-2002)
120,000
126,351
10.07%
126,541
10.37%
123,569
5.62%
360,000
405,283
7.87%
417,027
9.82%
399,222
6.85%
600,000
711,676
6.77%
749,441
8.85%
711,720
6.78%
840,000
1,074,801
6.94%
1,146,159
8.74%
1,075,208
6.95%
1,200,000
1,758,816
7.43%
1,886,163
8.76%
1,725,149
7.06%
2,180,000
4,589,387
7.63%
4,812,829
8.09%
4,090,498
6.51%
[ICRA]AAA mfs rating by ICRA$
A debt scheme that invests in short term debt instruments having high level of liquidity.
The investment objective is to generate regular income/appreciation over a short term period. There can be no assurance that the investment objective of the Scheme will be realised.
Murthy Nagarajan (Managing Since 1-Apr-17 and overall experience of 24 years) & Abhishek Sonthalia (Managing Since 06-Feb-20 and overall experience of 12 years)
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
For calculation methodology please refer Pg 64
Nil (w.e.f 24th January, 2019)
Ratings Market ValueRs. Lakhs
% to NAV
Composition by Ratings Instrument Wise Composition
NAV MovementMaturity Ladder
Debt InstrumentsGovernment SecuritiesGOI - 6.18% (04/11/2024)GOI - 7.32% (28/01/2024)GOI - 6.19% (16/09/2034)GOI - 7.68% (15/12/2023)GOI - 5.22% (15/06/2025)GOI - 5.77% (03/08/2030)GOI - 7.57% (17/06/2033)GOI - 7.27% (08/04/2026)GOI - 6.79% (15/05/2027)GOI - 6.97% (06/09/2026)GOI - 7.26% (14/01/2029)GOI - 6.68% (17/09/2031)GOI - 7.17% (08/01/2028)GOI - 5.79% (11/05/2030)SDL Tamilnadu 8.18% (19/12/2028)Non-Convertible Debentures/Bonds07.42 % Power Finance Corporation04.95 % HDFC Ltd.05.78 % Chennai Petroleum Corporation Ltd.06.67 % HDFC Life Insurance Co. Ltd.06.64 % Mangalore Refinery & Petrochemicals Ltd.07.50 % Nhpc Ltd.07.60 % Grasim Industries Ltd.07.40 % LIC Housing Finance Ltd.Reliance Industries Ltd. - Frb06.44 % Indian Oil Corp Ltd.07.20 % Sikka Ports And Terminals Ltd. (Mukesh Ambani Group)07.44 % Bank Of Baroda (Basel III Tier II Bonds)07.09 % Rec Ltd.09.25 % Reliance Industries Ltd.06.99 % Housing & Urban Development Corporation Ltd.08.37 % Nabard08.71 % Hdb Financial Services Ltd.05.69 % Rec Ltd.05.45 % NTPC Ltd.08.10 % Tata Capital Housing Finance Ltd.07.70 % Larsen & Toubro Ltd.07.35 % HDFC Ltd.07.13 % Nhpc Ltd.07.47 % Power Finance Corporation08.24 % Power Grid Corporation Of India Ltd.
06.40 % Nabard07.55 % Rec Ltd.06.85 % Power Grid Corporation Of India Ltd.06.09 % Housing & Urban Development Corporation Ltd.08.75 % HDFC Ltd.07.75 % India Infradebt Ltd.08.24 % India Infradebt Ltd.09.25 % India Infradebt Ltd.07.65 % Indian Railways Finance Corporation Ltd.07.24 % Indian Railways Finance Corporation Ltd.09.84 % Iot Utkal Energy Services Ltd. (Indan Oil Ltd. Is Both The Off-Taker And Major Shareholder Of Sponsor IOT)08.70 % Reliance Industries Ltd.08.80 % Power Grid Corporation Of India Ltd.08.35 % Indian Railways Finance Corporation Ltd.08.50 % Nabard08.37 % India Infradebt Ltd.07.90 % India Infradebt Ltd.08.27 % National Highways Authority Of IndiaPrivately Placed/Unlisted08.00 % Ongc Petro-Additions Ltd.08.30 % Sbi Cards & Payment Services Ltd.08.10 % Sbi Cards & Payment Services Ltd.Money Market InstrumentsAxis Bank Ltd. - CDTreasury Bill 182 Days (31/12/2020)HDFC Securities Ltd. - CPSbi Global Factors Ltd. - CP
CRISIL- AAACRISIL- AAACRISIL- AAA
ICRA- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA
CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA
ICRA- AAA(CE)CRISIL- AAACRISIL- AAA
CRISIL- A1+SOVRN SOV
CRISIL- A1+CRISIL- A1+
1558.211058.901053.811029.61711.74511.99510.88349.91274.08268.92239.07
196.20130.62111.81107.79103.6582.1733.25
32250.6416282.269076.616891.77
23037.609643.584974.214963.263456.55
0.470.320.320.310.210.150.150.100.080.080.07
0.060.040.030.030.030.020.019.684.882.722.076.912.891.491.491.04
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 49-63*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer
Portfolio Macaulay DurationModified DurationAverage Maturity
:::
:
2.83 Years2.72 Years3.54 Years
Gross Yield to Maturity (For Debt Component)*- Excluding Net Current Assets 5.00%
BENCHMARK
Crisil Short Term Bond Fund Index
MONTHLY AVERAGE AUM
Rs. 3255.14 (Rs. in Cr.)
EXPENSE RATIO**DirectRegular
0.281.23
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
Tata Short Term Bond Fund(An open ended short term debt scheme investing in instruments such that the Macaulay duration of portfolio is between 1 year and 3 years.)
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
*Computed on the invested amount for debt portfolio.
NoteSundry Debtors: Rs 170 crs. due against redemption of Commercial Paper of Infrastructure Leasing & Financial Services Ltd matured respectively on 26/09/2018 & on 27/11/2018 , the same is not included in the above portfolio statement.
48.28%
37.25%
9.59%4.88%
A1+ / AAA
SOV
Cash & Cash Equivalents
AAA(CE)
46.17%
35.76%
9.59%
2.89%2.53% 1.57% 1.49% 0.00%
Ncd - Non Convertible Deb
Government Securities
Cash & Cash Equivalents
Certificate Of Deposit
Commercial Papers
Floating Rate Bonds
Treasury Bills
State Development Loans
21.78%20.07%
45.00%6.26%
4.52%2.37%
0.00% 10.00% 20.00% 30.00% 40.00% 50.00%
0 - 1 Yrs1 - 3 Yrs3 - 7 Yrs
7 - 10 YrsAbv 10 Yrs
Cash & Others
9098
106114122130
Oct-17 Oct-18 Oct-19 Oct-20
Tata Short Term Bond Fund - Reg - GrowthCrisil Short Term Bond Fund Index
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
(Below information is applicable for the Main Portfolio)
NANA
Segregated Portfolio0.350.53
Main PortfolioDirectRegular
Rs. 1674.37 (Rs. in Cr.)Rs. 11.92 (Rs. in Cr.)
::
Main PortfolioSegregated Portfolio
Main PortfolioSegregated Portfolio
Rs. 1617.35 (Rs. in Cr.)Rs. 11.92 (Rs. in Cr.)
::
SegregatedPortfolio
MainPortfolio
MAIN PORTFOLIO
Name of the Instrument RatingsRs. Lakhs
% to NAV
Market Value Name of the Instrument RatingsRs. Lakhs
% to NAV
Market Value
Debt InstrumentsGovernment SecuritiesGOI - 8.13% (21/09/2022)SDL Odisha 6.94% (26/07/2021)SDL Odisha 8.48% (24/02/2021)SDL Andhra Pradesh 7.56% (14/02/2021)SDL Andhra Pradesh 9.12% (23/05/2022)SDL Maharashtra 8.46% (03/03/2021)SDL Maharashtra 7.62% (14/03/2021)SDL Punjab 7.75% (13/07/2021)Non-Convertible Debentures/Bonds/Zcb06.32 % Rec Ltd.07.27 % Power Finance Corporation07.33 % Sundaram Fin Ltd.07.40 % Power Finance Corporation07.22 % LIC Housing Finance Ltd.06.55 % Mahindra & Mahindra Financial Services Ltd.06.22 % HDFC Ltd.Sundaram Fin Ltd. - Zcb06.55 % NTPC Ltd.06.72 % Power Finance Corporation06.19 % Indian Railways Finance Corporation Ltd.06.99 % Rec Ltd.07.06 % HDFC Ltd.08.43 % Kotak Mahindra Prime Ltd.08.71 % Hdb Financial Services Ltd.06.65 % Motherson Sumi Systems Ltd.08.65 % Power Finance Corporation08.23 % Housing & Urban Development Corporation Ltd.Bajaj Housing Finance Ltd. - Zcb07.62 % Housing & Urban Development Corporation Ltd.07.28 % HDFC Ltd.07.10 % Power Finance Corporation07.60 % National Highways Authority Of India08.27 % Rec Ltd.06.59 % Indian Railways Finance Corporation Ltd.08.50 % Nhpc Ltd.06.50 % Nabard07.03 % LIC Housing Finance Ltd.
SOVSOVSOVSOVSOVSOVSOVSOV
CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACARE- AAA
CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA
IND AAACRISIL- AAA
ICRA- AAACRISIL- AAA
ICRA- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA
ICRA- AAACRISIL- AAACRISIL- AAA
29132.409117.147675.075078.373540.801071.581017.121015.62616.70
65577.154102.893624.853622.753609.063607.943581.533065.902807.122604.392595.462584.912583.192577.682573.452564.322518.542218.172107.001909.761574.261570.641562.371151.381052.201043.06532.59519.14515.69
18.015.644.753.142.190.660.630.630.38
40.552.542.242.242.232.232.211.901.741.611.601.601.601.591.591.591.561.371.301.180.970.970.970.710.650.640.330.320.32
TrepsRepoPortfolio TotalNet Current LiabilitiesNet Assets
4998.3292.93
170123.52-8388.27
161735.25
2.750.05
104.84-4.84
100.00
08.68 % Power Grid Corporation Of India Ltd.09.40 % L&T Housing Finance Ltd.09.48 % Rec Ltd.08.75 % HDFC Ltd.09.75 % Rec Ltd.08.60 % Nabard07.73 % Housing & Urban Development Corporation Ltd.10.25 % Sikka Ports And Terminals Ltd. (Mukesh Ambani Group)Privately Placed/Unlisted08.00 % Ongc Petro-Additions Ltd.Money Market InstrumentsReliance Industries Ltd. - CPIndusind Bank Ltd. - CDTreasury Bill 364 Days (25/03/2021)NABARD - CDAxis Bank Ltd. - CDTata Motors Finance Ltd. - CPNetwork 18 Media & Investments Ltd. - CPTata Teleservices (Maharashtra) Ltd. - CPIDFC First Bank Ltd. - CDNABARD - CDHDFC Ltd. - CPStdchtd Inv & Loans (India) Ltd. - CPAdani Ports & Special Economic Zone Ltd. - CPDeutsche Investment India Pvt Ltd. - CPTata Power Company Ltd. - CPBank Of Baroda - CDReliance Industries Ltd. - CPL&T Infrastucture Finance Co Ltd. - CPBirla Group Holdings Private Ltd. - CPBank Of Baroda - CD
CRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA
ICRA- AAA
CRISIL- AAA
ICRA- AAA(CE)
CRISIL- A1+CRISIL- A1+SOVRN SOV
CRISIL- A1+CRISIL- A1+CRISIL- A1+
ICRA- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+
ICRA- A1+CRISIL- A1+CRISIL- A1+
IND A1+CRISIL- A1+
ICRA- A1+CRISIL- A1+
IND A1+
502.53279.82156.12101.6852.8442.1240.84
20.96
2512.702512.70
67810.028889.214939.434935.734872.984821.794796.993954.943482.152484.882482.332473.392472.612468.972458.452454.972450.822446.432441.981990.16491.81
0.310.170.100.060.030.030.03
0.01
1.551.55
41.935.503.053.053.012.982.972.452.151.541.531.531.531.531.521.521.521.511.511.230.30
Cash / Net Current AssetNet Assets
535.001192.00
44.88100.00
SEGREGATED PORTFOLIO (No. 1)Name of the Instrument Ratings
Rs. Lakhs% to NAV
Market Value Name of the Instrument RatingsRs. Lakhs
% to NAV
Market Value
Debt InstrumentsNon-convertible Debentures/bonds08.90 % Dewan Housing Fin Corporation Ltd. $$
Portfolio Total
CARE- D657.00657.00
657.00
55.1255.12
55.12
VOLATILITY MEASURES^ FUND BENCHMARK
38
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
DATE OF ALLOTMENT
September 06,2005
FUND MANAGER
NAV
Direct - GrowthDirect - DividendDirect - Weekly DivDirect - Daily DividendReg - GrowthReg - DividendReg - Weekly DivReg - Daily Dividend
31.467019.953310.930510.863931.121619.744410.929310.8631
3070.62261948.84451008.35601003.53163029.81111922.60091008.34691003.5288
FUND SIZE
MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not ApplicableExit Load :
[ICRA]AA+mfs rating by ICRA$
The Scheme will invest in various money market and fixed income securities with objective of providing liquidity and generating reasonable returns with lower interest rate risk. The average maturity of the portfolio shall be between three months to one year
The investment objective of the scheme is to generate regular income & capital appreciation by investing in a portfolio of debt & money market instruments with relatively lower interest rate risk. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The Scheme does not assure or guarantee any returns.
Std. Dev (Annualised)Portfolio BetaR SquaredTreynorJenson
0.811.001.000.34
NA
3.320.830.510.22
-0.10
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
For calculation methodology please refer Pg 64
Maturity Ladder - Main Portfolio
Composition by Ratings - Main Portfolio Instrument Wise Composition - Main Portfolio
NAV Movement - Main Portfolio
NIL
Portfolio Macaulay DurationModified DurationAverage Maturity
:::
:
10.33 Months10.00 Months10.80 Months
Gross Yield to Maturity (For Debt Component)*- Excluding Net Current Assets 4.03%
BENCHMARK
Crisil Low Duration Debt Index
MONTHLY AVERAGE AUM
EXPENSE RATIO**
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
Tata Treasury Advantage Fund(An open ended low duration debt scheme investing in instruments such that the Macaulay duration of portfolio is between 6 months and 12 months.)
Akhil Mittal (Managing Since 26-Jun-14 and overall experience of 19 years) & Abhishek Sonthalia (Managing Since 06-Feb-20 and overall experience of 12 years)
Not Applicable for Segregated Portfolio
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
* Computed on the invested amount for debt portfolio. $$ - The long term rating of DEWAN HOUSING FINANCE CORPORATION LTD.(DHFL) has been downgraded to Default category . The securities of DHFL has been valued in accordance with the price provided by the valuation agencies. A segregated portfolio had been created post approval of Trustees.
(Number of Segregated portfolios in the scheme 1)
79.42%
21.06%
1.55% -2.03%A1+ / AAA
SOV
AAA(CE)
Cash & Cash Equivalents
39.18%
24.94%
13.94%
12.38%
5.64%3.05%
2.92% -2.05%Ncd - Non Convertible Deb
Commercial Papers
Certificate Of Deposit
State Development Loans
Government Securities
Treasury Bills
Zero Coupon Bonds
Cash & Cash Equivalents
4.38%5.53%
30.20%24.32%
32.05%7.34%
1.37%0%
-5.19%
-10.00% 0.00% 10.00% 20.00% 30.00% 40.00%
0 - 1 Mths1 - 3 Mths3 - 6 Mths
6 - 12 Mths1 - 2 Yrs2 - 3 Yrs3 - 5 Yrs
Abv 5 YrsCash & Others
100
106
112
118
124
130
Oct-17 Oct-18 Oct-19 Oct-20
Tata Treasury Advantage Fund - Reg - GrowthCrisil Low Duration Debt Index
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
VOLATILITY MEASURES^ FUND BENCHMARK
39
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
DATE OF ALLOTMENT
May 22, 2003
FUND MANAGER
NAV
Direct - GrowthDirect - Daily DividendReg - GrowthReg - Daily Dividend
::::
3608.24891114.52003582.03011114.5200
0.220.43
FUND SIZE
Rs. 1092.94 (Rs. in Cr.)
MONTHLY AVERAGE AUM
Rs. 762.30 (Rs. in Cr.)
EXPENSE RATIO**
DirectRegular
MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not Applicable
Exit Load :
PORTFOLIO
Treps
Repo
Portfolio Total
Net Current Liabilities
Net Assets
10696.40
137.41
114673.18
-5379.42
109293.76
10.22
0.13
105.36
-5.36
100.00
SIP - If you had invested INR 10000 every month
1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)
Total Value as on Oct 31, 2020 (Rs.)
Returns
Total Value of B: Crisil Money Market Index
B: Crisil Money Market Index
Total Value of AB: CRISIL 1 Year T-Bill Index
AB: CRISIL 1 Year T-Bill Index
(Inception date :22-May-2003) (First Installment date : 01-Jun-2003)
120,000
124,182
6.60%
123,488
5.49%
123,569
5.62%
360,000
392,257
5.67%
398,622
6.75%
399,235
6.85%
600,000
689,322
5.50%
715,479
6.98%
711,819
6.78%
840,000
1,036,519
5.92%
1,086,715
7.25%
1,075,794
8.72%
1,200,000
1,686,852
6.63%
1,781,170
7.67%
1,727,613
10.03%
2,090,000
4,014,716
7.04%
4,223,744
7.56%
3,834,574
7.18%
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49-64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer
[ICRA]A1+mfs rating by ICRA$
The investment objective is to generate returns with reasonable liquidity to the unitholders by investing in money market instruments.
A money market scheme (liquid fund category) that invests 100% of its net assets in Money market securities.
Amit Somani (Managing Since 16-Oct-13 and overall experience of 19 years)
BENCHMARK
Crisil Money Market Index
Std. Dev (Annualised)Portfolio BetaR SquaredTreynorJenson
0.411.001.000.29
NA
3.64-1.030.01
-0.110.41
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
For calculation methodology please refer to Pg 64
Debt Instruments
Government Securities
GOI - 7.00% (21/01/2021)
GOI - 7.80% (11/04/2021)
SDL Tamilnadu 8.50% (17/02/2021)
SDL Andhra Pradesh 8.51% (17/02/2021)
Money Market Instruments
Treasury Bill 364 Days (18/03/2021)
ICICI Bank Ltd. - CD
Network 18 Media &
Investments Ltd. - CP
Reliance Retail Ventures Ltd. - CP
Tata Motors Finance Ltd. - CP
Power Finance Corporation - CP
Axis Bank Ltd. - CD
Sundaram Home Finance Ltd. - CP
Tata Teleservices (Maharashtra)
Ltd. - CP
Small Indust Devlop Bank Of
India - CD
HDFC Securities Ltd. - CP
Stdchtd Inv & Loans (India) Ltd. - CP
Indusind Bank Ltd. - CD
SOV
SOV
SOV
SOV
SOVRN SOV
ICRA- A1+
ICRA- A1+
CRISIL- A1+
CRISIL- A1+
CRISIL- A1+
CRISIL- A1+
CRISIL- A1+
CRISIL- A1+
CRISIL- A1+
CRISIL- A1+
CRISIL- A1+
CRISIL- A1+
33958.59
23692.79
10191.72
43.64
30.44
69880.78
6420.24
4963.02
4943.68
4935.41
4879.89
4868.08
4821.79
3458.72
2487.25
2483.89
2481.63
2472.61
2469.71
31.07
21.68
9.33
0.04
0.03
63.94
5.87
4.54
4.52
4.52
4.46
4.45
4.41
3.16
2.28
2.27
2.27
2.26
2.26
Adani Ports & Special Economic
Zone Ltd. - CP
Deutsche Investment India Pvt
Ltd. - CP
Tata Power Company Ltd. - CP
HDFC Ltd. - CP
L&T Infrastucture Finance
Co Ltd. - CP
L&T Finance Ltd. - CP
Tata Teleservices (Maharashtra)
Ltd. - CP
Sbi Global Factors Ltd. - CP
ICRA- A1+
CRISIL- A1+
CRISIL- A1+
CRISIL- A1+
ICRA- A1+
CRISIL- A1+
CRISIL- A1+
CRISIL- A1+
2468.97
2458.45
2454.97
2450.12
2441.98
2440.87
1998.12
1481.38
2.26
2.25
2.25
2.24
2.23
2.23
1.83
1.36
Composition by Ratings
Maturity Ladder NAV Movement
Instrument Wise Composition
Name of the Instrument Ratings Market ValueRs. Lakhs
% to NAV
Name of the Instrument Ratings Market ValueRs. Lakhs
% to NAV
Portfolio Macaulay DurationModified DurationAverage Maturity
:::
:
4.57 Months4.56 Months4.57 Months
Gross Yield to Maturity (For Debt Component)*- Excluding Net Current Assets 3.59%
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
Tata Money Market Fund(An open ended debt scheme investing in money market instruments.)
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
*Computed on the invested amount for debt portfolio.
Nil (w.e.f 24th January, 2019)
Note: Sundry Debtors: Rs 50 crs. due against redemption of Commercial Paper of Infrastructure Leasing & Financial Services Ltd matured on 29/10/2018 , the same is not included in the above portfolio statement.
58.06%
36.95%
4.99%
A1+ / AAA
SOV
Cash & Cash Equivalents
44.58%
31.00%
13.49%
5.87%4.99%0.07%
Commercial Papers
Government Securities
Certificate Of Deposit
Treasury Bills
Cash & Cash Equivalents
State Development Loans
11.74%33.04%
40.10%20.04%
0.00%0.00%0.00%0%
0.00% 10.00% 20.00% 30.00% 40.00% 50.00%
0 - 1 Mths1 - 3 Mths3 - 6 Mths
6 - 12 Mths1 - 2 Yrs2 - 3 Yrs3 - 5 Yrs
Abv 5 Yrs
90
98
106
114
122
130
Oct-17 Oct-18 Oct-19 Oct-20
Tata Money Market Fund - Reg - GrowthCrisil Money Market Index
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully 40
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and in multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not Applicable
Exit Load : Nil
PORTFOLIO
Name of the Instrument Name of the Instrument RatingsRs. Lakhs
% to NAV
TrepsRepoPortfolio TotalCash / Net Current AssetNet Assets
6297.88208.59
26755.59975.09
27730.68
23.830.79
97.642.36
100.00
SIP - If you had invested INR 10000 every month
1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: Crisil Ultra Short Term Debt IndexB: Crisil Ultra Short Term Debt IndexTotal Value of AB: CRISIL 1 Year T-Bill IndexAB: CRISIL 1 Year T-Bill Index(Inception date :22-Jan-2019) (First Installment date : 01-Feb-2019)
120,000123,178
5.00%123,923
6.19%123,569
5.62%
NANANANANANANA
NANANANANANANA
NANANANANANANA
NANANANANANANA
210,000220,740
5.59%222,836
6.68%222,195
6.34%
Maturity Ladder
Composition by Ratings Instrument Wise Composition
NAV Movement
The Scheme will invest in various money market and fixed income securities with objective of providing liquidity and generating reasonable returns with lower interest rate risk. The average maturity of the portfolio shall be between three months to six months.
The investment objective of the Scheme is to generate returns through investment in Debt & Money Market instruments such that the Macaulay duration of the portfolio is between 3 months - 6 months. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
For calculation methodology please refer Pg 64
Market ValueRatingsRs. Lakhs
% to NAV
Market Value
Debt InstrumentsGovernment SecuritiesSDL Maharashtra 8.60% (20/07/2021)SDL Odisha 8.48% (24/02/2021)SDL Punjab 7.75% (13/07/2021)Non-Convertible Debentures/Bonds08.39 % Nabard08.25 % Bharti Telecom Ltd.06.60 % Rec Ltd.07.22 % LIC Housing Finance Ltd.08.44 % Rec Ltd.Money Market InstrumentsTreasury Bill 364 Days (25/03/2021)L&T Infrastucture Finance Co Ltd. - CPAxis Bank Ltd. - CDTata Teleservices (Maharashtra) Ltd. - CPTata Motors Finance Ltd. - CPReliance Jio Infocomm Ltd. - CPHDFC Ltd. - CPNetwork 18 Media & Investments Ltd. - CPReliance Industries Ltd. - CPBirla Group Holdings Private Ltd. - CPNABARD - CD
SOVSOVSOV
CRISIL- AAACRISIL- AA+CRISIL- AAACRISIL- AAACRISIL- AAA
SOVRN SOVICRA- A1+
CRISIL- A1+CRISIL- A1+
CRISIL- A1+CRISIL- A1+CRISIL- A1+
ICRA- A1+
CRISIL- A1+CRISIL- A1+CRISIL- A1+
2750.251034.80944.58770.87
3266.361031.381015.46515.74515.42188.36
14232.512467.871953.581928.721492.35
1439.10991.77989.36988.74
987.69497.54495.79
9.923.733.412.78
11.783.723.661.861.860.68
51.328.907.046.965.38
5.193.583.573.57
3.561.791.79
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49 - 64. *B: Benchmark Source: MFI Explorer
VOLATILITY MEASURES^ FUND BENCHMARK0.441.001.000.27
NA
Std. Dev (Annualised)Portfolio BetaR SquaredTreynorJenson
0.561.100.850.20
-0.08
DATE OF ALLOTMENT
January 22,2019
FUND MANAGER
NAV
Direct - GrowthDirect - Monthly DividendDirect - Weekly DividendRegular - GrowthRegular - Monthly DividendRegular - Weekly Dividend
11.256711.258510.405011.129411.132110.3780
FUND SIZE
Rs. 277.31 (Rs. in Cr.)
BENCHMARK
Crisil Ultra Short Term Debt Index
Akhil Mittal (Managing Since 11-Jan-19 and overall experience of 19 years)
MONTHLY AVERAGE AUM
Rs. 237.62 (Rs. in Cr.)
EXPENSE RATIO**DirectRegular
0.221.02
Portfolio Macaulay DurationModified DurationAverage Maturity
Gross Yield to Maturity (For Debt Component)*- Excluding Net Current Assets
: ::
:
5.02 Months4.96 Months5.07 Months
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
Tata Ultra Short Term Fund(An open ended ultra-short term debt scheme investing in instruments such that the Macaulay duration of the portfolio is between 3 months and 6 months.)
::::::
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
*Computed on the invested amount for debt portfolio.
3.77%
[ICRA]A1+mfs rating by ICRA$
50.54%
26.98%
18.82%
3.66%
A1+ / AAA
Cash & Cash Equivalents
SOV
AA+ / AA
33.68%
26.98%
11.78%
9.92%
8.90%
8.74% Commercial Papers
Cash & Cash Equivalents
Ncd - Non Convertible Deb
State Development Loans
Treasury Bills
Certificate Of Deposit
25.26%8.96%
28.45%29.42%
4.40%0.00%0.00%0%
0.00% 10.00% 20.00% 30.00%
0 - 1 Mths1 - 3 Mths3 - 6 Mths
6 - 12 Mths1 - 2 Yrs2 - 3 Yrs3 - 5 Yrs
Abv 5 Yrs
100
104
108
112
116
120
Jan-19 Aug-19 Mar-20 Oct-20
Tata Ultra Short Term Fund - Reg - GrowthCrisil Ultra Short Term Debt Index
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
VOLATILITY MEASURES^ FUND BENCHMARK
41
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
DATE OF ALLOTMENT
October 10,2019
FUND MANAGER
NAVDirect - DividendDirect - GrowthRegular - DividendRegular - Growth
::::
11.152411.152411.089811.0898
FUND SIZE
Rs. 407.57 (Rs. in Cr.)
MINIMUM INVESTMENT/ MULTIPLES FOR NEW INVESTMENT
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and in multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load ::
Not ApplicableExit Load
PORTFOLIO
Name of the Instrument
7604.197103.64500.55
29811.973183.04
2629.65
2604.392147.342075.291956.81
1830.94
1681.841595.001580.71
1569.811548.551109.08999.95938.75
789.19
547.92523.43
500.28
1.94
1.341.28
1.23
18.6617.431.23
73.157.81
6.45
6.395.275.094.80
4.49
4.133.913.88
3.853.802.722.452.30
Name of the Instrument RatingsRs. Lakhs
% to NAV
TrepsRepoPortfolio TotalNet Current LiabilitiesNet Assets
5198.2597.87
42712.27-1955.1340757.14
13.330.25
105.38-5.38
100.00
SIP - If you had invested INR 10000 every month
1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)
Total Value as on Oct 31, 2020 (Rs.)
Returns
Total Value of B: CRISIL Banking and PSU Debt Index
B: CRISIL Banking and PSU Debt Index
Total Value of AB: CRISIL 10 Year Gilt Index
AB: CRISIL 10 Year Gilt Index
(Inception date :10-Oct-2019) (First Installment date : 01-Nov-2019)
120,000
126,833
10.85%
126,563
10.41%
125,137
8.12%
NA
NA
NA
NA
NA
NA
NA
120,000
126,833
10.85%
126,563
10.41%
125,137
8.12%
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
Debt Fund predominantly investing in debt instruments of Banks, Public Sector Undertakings, Public Financial Institutions and Municipal Bonds.
The investment objective of the scheme is to generate reasonable income, with low risk and high level of liquidity from a portfolio of predominantly debt & money market securities issued by Banks, Public Sector Undertakings (PSUs), Public Financial Institutions (PFIs) and Municipal Bonds. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.
Amit Somani (Managing Since 06-Sep-19 and overall experience of 19 years)
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
Std. Dev (Annualised)Portfolio BetaR SquaredTreynorJenson
2.351.001.000.18
NA
3.261.070.660.480.31
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
Nil
Market ValueRatingsRs. Lakhs
% to NAV
Market Value
Debt InstrumentsGovernment SecuritiesGOI - 6.18% (04/11/2024)GOI - 4.48% (02/11/2023)Non-Convertible Debentures/Bonds08.85 % HDFC Bank Ltd. (Basel III Tier I Bonds)07.44 % Bank Of Baroda (Basel III Tier II Bonds)06.55 % NTPC Ltd.08.00 % Ongc Petro-Additions Ltd.06.44 % Indian Oil Corp Ltd.09.20 % ICICI Bank Ltd. (Basel III Tier I Bonds)06.24 % State Bank Of India (Basel III Tier II Bonds)09.34 % Rec Ltd.07.42 % Power Finance Corporation06.85 % Power Grid Corporation Of India Ltd.07.13 % Nhpc Ltd.06.35 % Exim08.65 % Power Finance Corporation05.50 % Indian Oil Corp Ltd.06.59 % Indian Railways Finance Corporation Ltd.
SOVSOV
CRISIL- AA+
CRISIL- AAA
CRISIL- AAAICRA- AAA(CE)
CRISIL- AAAICRA- AA+
CRISIL- AAA
CRISIL- AAACRISIL- AAACRISIL- AAA
ICRA- AAACRISIL- AAACRISIL- AAACRISIL- AAACRISIL- AAA
09.56 % State Bank Of India (Basel III Tier I Bonds)08.49 % NTPC Ltd.09.15 % ICICI Bank Ltd. (Basel III Tier I Bonds)07.74 % State Bank Of India (Basel III Tier I Bonds)
CRISIL- AA+
CRISIL- AAACRISIL- AA+
CRISIL- AA+
Maturity Ladder
Composition by Ratings Instrument Wise Composition
NAV Movement
For calculation methodology please refer Pg 64
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 49-64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer
Portfolio Macaulay DurationModified DurationAverage Maturity
:: :
:
3.05 Years2.90 Years4.09 Years
Gross Yield to Maturity (For Debt Component)*- Excluding Net Current Assets 5.61%
BENCHMARK
CRISIL Banking and PSU Debt Index
MONTHLY AVERAGE AUM
Rs. 366.82 (Rs. in Cr.)
EXPENSE RATIO**
DirectRegular
0.210.71
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
Tata Banking & PSU Debt Fund(An open ended debt scheme predominantly investing in debt instruments of Banks, Public Sector Undertakings, Public Financial Institutions and Municipal Bonds)
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
*Computed on the invested amount for debt portfolio.
50.82%
18.66%
17.06%
8.19%5.27%
A1+ / AAA
SOV
AA+ / AA
Cash & Cash Equivalents
AAA(CE) 73.15%
18.66%
8.19%
Ncd - Non Convertible Deb
Government Securities
Cash & Cash Equivalents
12.99%
13.79%
47.46%
13.50%
17.06%
-4.80%
-10.00% 0.00% 10.00% 20.00% 30.00% 40.00% 50.00%
0 - 1 Yrs
1 - 3 Yrs
3 - 7 Yrs
7 - 10 Yrs
Abv 10 Yrs
Cash & Others
90
96
102
108
114
120
Oct-19 Feb-20 Jun-20 Oct-20
Tata Banking & PSU Debt Fund - Reg - GrowthCRISIL Banking and PSU Debt Index
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
VOLATILITY MEASURES^ FUND BENCHMARK
Std. Dev (Annualised)Portfolio BetaR SquaredTreynorJenson
The investment objective is to generate reasonable returns with high liquidity to the unitholders.
Amit Somani (Managing Since 16-Oct-13 and overall experience of 19 years) & Abhishek Sonthalia (Managing Since 06-Feb-20 and overall experience of 12 years)
42
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
DATE OF ALLOTMENT
September 01,2004
FUND MANAGER
Crisil Liquid Fund IndexBENCHMARK
NAV
Direct - GrowthDirect - Daily DividendReg - GrowthReg - Daily Dividend
::::
3206.00471001.51873185.02551001.5157
FUND SIZE
Rs. 15958.33 (Rs. in Cr.)
MONTHLY AVERAGE AUM
Rs. 16735.58 (Rs. in Cr.)
EXPENSE RATIO**
DirectRegular
MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not Applicable
Exit Load :
PORTFOLIO
188345.73124009.09
64336.647512.717512.71
1386304.1687156.2184612.4074993.4874832.0871393.6153851.2849952.5049948.2549629.8544851.0539957.5239933.0839905.4834975.4034797.2130639.1729942.2529852.4627956.5725488.8324964.2324942.8022427.7819986.0619982.4419980.4419946.6019932.9219896.5817929.4914989.4914969.16
11.807.774.030.470.47
86.875.465.304.704.694.473.373.133.133.112.812.502.502.502.192.181.921.881.871.751.601.561.561.411.251.251.251.251.251.251.120.940.94
TrepsRepoPortfolio TotalCash / Net Current AssetNet Assets
10596.43153.23
1592912.262920.68
1595832.94
0.660.01
99.810.19
100.00
SIP - If you had invested INR 10000 every month1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: Crisil Liquid Fund IndexB: Crisil Liquid Fund IndexTotal Value of AB: CRISIL 1 Year T-Bill IndexAB: CRISIL 1 Year T-Bill Index(Inception date :01-Sep-2004) (First Installment date : 01-Oct-2004)
120,000122,711
4.20%122,966
4.60%123,607
5.60%
360,000392,524
5.69%394,159
5.97%399,351
6.84%
600,000701,889
6.20%705,273
6.40%711,992
6.77%
840,0001,063,805
6.64%1,068,540
6.76%1,076,035
8.71%
1,200,0001,743,610
7.25%1,743,530
7.25%1,727,974
10.03%
1,930,0003,658,455
7.49%3,588,438
7.27%3,400,209
7.44%
[ICRA]A1+mfs rating by ICRA$
A high liquidity income scheme that aims to generate reasonable returns.
0.421.040.890.21
-0.03
0.381.001.000.24
NA
0.210.32
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
For calculation methodology please refer to Pg 64
Name of the Instrument RatingsRs. Lakhs
% toNAV
Market Value Name of the Instrument RatingsRs. Lakhs
% toNAV
Market Value
Debt InstrumentsGovernment SecuritiesGOI - 7.00% (21/01/2021)GOI - 8.12%(10/12/2020)Non-Convertible Debentures/Bonds07.40 % HDFC Ltd.Money Market InstrumentsTreasury Bill 91 Days (17/12/2020)Treasury Bill 182 Days (24/12/2020)Reliance Industries Ltd. - CPNTPC Ltd. - CPLarsen & Toubro Ltd. - CPTreasury Bill 182 Days (03/12/2020)Treasury Bill 182 Days (12/11/2020)EXIM - CPHDFC Ltd. - CPNTPC Ltd. - CPSteel Authority Of India Ltd. - CPReliance Retail Ventures Ltd. - CPL&T Finance Ltd. - CPHDFC Ltd. - CPTreasury Bill 91 Days (07/01/2021)Treasury Bill 91 Days (14/01/2021)Indian Oil Corp Ltd. - CPBirla Group Holdings Private Ltd. - CPTreasury Bill 182 Days (19/11/2020)Treasury Bill 182 Days (06/11/2020)Titan Company Ltd. - CPKotak Mahindra Prime Ltd. - CPBajaj Finance Ltd. - CPIndian Oil Corp Ltd. - CPLIC Housing Finance Ltd. - CPAditya Birla Housing Finance Ltd. - CPTata Motors Finance Ltd. - CPTreasury Bill 91 Days (10/12/2020)Adani Ports & Special Economic Zone Ltd. - CPTata Teleservices Ltd. - CPReliance Industries Ltd. - CPKotak Securities Ltd. - CP
Axis Bank Ltd. - CD Axis Bank Ltd. - CD Tata Teleservices (Maharashtra) Ltd. - CP Treasury Bill 91 Days (05/11/2020) Nlc India Ltd. - CP Axis Bank Ltd. - CD Tv18 Broadcast Ltd. - CP Bajaj Finance Ltd. - CP Axis Bank Ltd. - CD Tata Teleservices (Maharashtra) Ltd. - CP Bharat Heavy Electricals Ltd. - CP Godrej Industries Ltd. - CP Treasury Bill 182 Days (07/01/2021) Axis Bank Ltd. - CD Treasury Bill 182 Days (10/12/2020) ICICI Bank Ltd. - CD Mangalore Refinery & Petrochemicals Ltd. - CP Network 18 Media & Investments Ltd. - CP Treasury Bill 182 Days (14/01/2021) NABARD - CD HDFC Securities Ltd. - CP Treasury Bill 91 Days (03/12/2020) ICICI Bank Ltd. - CD Tata Teleservices Ltd. - CP Treasury Bill 91 Days (26/11/2020)
Composition by Ratings
Maturity Ladder NAV Movement
Instrument Wise Composition
SOVSOV
CRISIL- AAA
SOVRN SOVSOVRN SOV
CRISIL- A1+CRISIL- A1+CRISIL- A1+SOVRN SOVSOVRN SOV
CRISIL- A1+CRISIL- A1+CRISIL- A1+CARE- A1+
CRISIL- A1+CRISIL- A1+CRISIL- A1+SOVRN SOVSOVRN SOV
CRISIL- A1+CRISIL- A1+SOVRN SOVSOVRN SOV
CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+
ICRA- A1+CRISIL- A1+SOVRN SOVICRA- A1+
CRISIL- A1+CRISIL- A1+CRISIL- A1+
14939.0312437.3510247.48
9996.559991.269986.219970.989967.019936.417992.467497.976490.845965.244995.264983.234982.694971.154969.494968.024967.704960.502493.122483.72
994.90498.92
0.940.780.640.630.630.630.620.620.620.500.470.410.370.310.310.310.310.310.310.310.310.160.160.060.03
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 49-64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer
CRISIL- A1+CRISIL- A1+CRISIL- A1+SOVRN SOVCARE- A1+
CRISIL- A1+ICRA- A1+
CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+CRISIL- A1+SOVRN SOV
CRISIL- A1+SOVRN SOVICRA- A1+ICRA- A1+ICRA- A1+
SOVRN SOVCRISIL- A1+CRISIL- A1+SOVRN SOVICRA- A1+
CRISIL- A1+SOVRN SOV
Portfolio Macaulay DurationModified DurationAverage MaturityGross Yield to Maturity (For Debt Component)*
- Excluding Net Current Assets 3.33%
: ::
:
36 Days36 Days36 Days
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
Tata Liquid Fund(An open-ended liquid Scheme)
*Computed on the invested amount for debt portfolio.
1 day - 0.0070% of redemption proceeds2 days - 0.0065% of redemption proceeds3 days - 0.0060% of redemption proceeds4 days - 0.0055% of redemption proceeds5 days - 0.0050% of redemption proceeds6 days - 0.0045% of redemption proceeds7 days or more - Nil
59.56%
39.58%
0.86%
A1+ / AAA
SOV
Cash & Cash Equivalents
55.04%27.78%
11.80%4.06% 0.85%0.47%
Commercial Papers
Treasury Bills
Government Securities
Certificate Of Deposit
Cash & Cash Equivalents
8.07%
17.09%
26.51%
30.46%
17.69%
0.18%
0.00% 10.00% 20.00% 30.00% 40.00%
1 - 7 Days
Abv 7 - 15 Days
Abv 15 - 30 Days
1 - 2 Mths
2 - 3 Mths
Cash & Others
100
106
112
118
124
130
Oct-17 Oct-18 Oct-19 Oct-20
Tata Liquid Fund - Reg - GrowthCrisil Liquid Fund Index
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
RepoPortfolio TotalCash / Net Current AssetNet Assets
153337.15153337.15
249.60153586.75
99.8599.850.15
100.00
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
VOLATILITY MEASURES^ FUND BENCHMARK
Std. Dev (Annualised)Portfolio BetaR SquaredTreynorJenson
Amit Somani (Managing Since 25-Mar-19 and overall experience of 19 years)
43
As on 31st October 2020
INVESTMENT STYLE
DATE OF ALLOTMENT
March 27,2019
FUND MANAGER
Crisil Overnight Index
BENCHMARK
NAV
Direct - DividendDirect - GrowthRegular - DividendRegular - Growth
::::
1000.00001072.43501000.00001070.6813
FUND SIZE
Rs. 1535.87 (Rs. in Cr.)
MONTHLY AVERAGE AUM
Rs. 1885.99 (Rs. in Cr.)
EXPENSE RATIO**
DirectRegular
MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not Applicable
Exit Load : Nil
PORTFOLIO
SIP - If you had invested INR 10000 every month
1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: Crisil Overnight IndexB: Crisil Overnight IndexTotal Value of AB: CRISIL 1 Year T-Bill IndexAB: CRISIL 1 Year T-Bill Index(Inception date :27-Mar-2019) (First Installment date : 01-Apr-2019)
120,000122,098
3.24%122,176
3.37%123,607
5.60%
NANANANANANANA
NANANANANANANA
NANANANANANANA
NANANANANANANA
190,000195,911
3.72%196,103
3.84%199,873
6.21%
Investment in overnight securities having maturity of 1 day.
INVESTMENT OBJECTIVE
The objective of the scheme is to seek to generate returns commensurate with low risk and providing high level of liquidity, through investments made primarily in overnight securities having maturity of 1 business day. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any returns.
0.340.991.000.07
-0.01
0.351.001.000.08
NA
0.110.21
Portfolio Macaulay DurationModified DurationAverage MaturityGross Yield to Maturity (For Debt Component)*
- Excluding Net Current Assets 3.11%
: ::
:
4 Days4 Days4 Days
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
For calculation methodology please refer to Pg 64
Name of the Instrument RatingsRs. Lakhs
% toNAV
Market Value Name of the Instrument RatingsRs. Lakhs
% toNAV
Market Value
Maturity Ladder
NAV MovementInstrument Wise Composition
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 49-64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
Tata Overnight Fund(An Open-ended Debt Scheme investing in overnight securities.)
*Computed on the invested amount for debt portfolio.
100.00%
Cash & Cash Equivalents
99.84%
0.00%
0.00%
0.00%
0.00%
0.16%
0.00% 25.00% 50.00% 75.00% 100.00%
1 - 7 Days
Abv 7 - 15 Days
Abv 15 - 30 Days
1 - 2 Mths
2 - 3 Mths
Cash & Others
100
102
104
106
108
110
Mar-19 Oct-19 Apr-20 Oct-20
Tata Overnight Fund - Reg - Growth Crisil Overnight Index
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully 44
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
DATE OF ALLOTMENT
September 6, 1999
FUND MANAGER
NAV
Direct - GrowthDirect - DividendReg -GrowthReg -Dividend
::::
FUND SIZE
Rs. 191.93 (Rs. in Cr.)
MONTHLY AVERAGE AUM
Rs. 190.99 (Rs. in Cr.)
EXPENSE RATIO**
DirectRegular
MINIMUM INVESTMENT/ MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/ MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not Applicable
Exit Load :
PORTFOLIO
Name of the Instrument Ratings Market ValueRs. Lakhs
% to NAV
Debt InstrumentsGovernment SecuritiesGOI - 5.77% (03/08/2030)GOI - 7.16% (20/09/2050)GOI - 6.19% (16/09/2034)GOI - 6.68% (17/09/2031)SDL Maharashtra 9.39% (20/11/2023)SDL Maharashtra 9.79% (25/09/2023)SDL Goa 9.77 % (26/02/2024).SDL Maharashtra 8.62% (20/02/2023)SDL Haryana 9.71% (12/03/2024)SDL Andhra Pradesh 9.48% (26/03/2024)GOI - 7.95% (28-8-2032)GOI 8.24% 15/02/2027GOI - 7.57% (17/06/2033)
18068.975257.104264.223587.163441.94561.68245.11217.07211.8998.2360.2355.9540.6627.73
94.1427.3922.2218.6917.932.931.281.131.100.510.310.290.210.14
SOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOVSOV
Name of the Instrument RatingsRs. Lakhs
% to NAV
Repo
Portfolio Total
Cash / Net Current Asset
Net Assets
854.14
18923.11
270.34
19193.45
4.45
98.59
1.41
100.00
SIP - If you had invested INR 10000 every month
1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)
Total Value as on Oct 31, 2020 (Rs.)
Returns
Total Value of B: Crisil Dynamic Gilt Index
B: Crisil Dynamic Gilt Index
Total Value of AB: CRISIL 10 Year Gilt Index
AB: CRISIL 10 Year Gilt Index
(Inception date :06-Sep-1999) (First Installment date : 01-Oct-1999)
120,000
125,589
8.85%
127,053
11.20%
125,137
8.12%
360,000
416,038
9.65%
425,839
11.25%
417,962
9.97%
600,000
736,791
8.16%
760,267
9.42%
737,228
8.19%
840,000
1,129,065
8.32%
1,174,129
9.42%
1,129,252
8.33%
1,200,000
1,861,867
8.51%
1,926,945
9.17%
1,806,726
7.94%
2,530,000
6,184,842
7.77%
6,670,488
8.38%
4,719,428
6.99%
A debt scheme that invests in Government securities to generate reasonable returns emphasising the importance of captial preservation.
The investment objective of the Scheme is to generate medium to long term capital appreciation and income distribution by investing predominantly in Government Securities.
Murthy Nagarajan (Managing Since 14-Sep-19 and overall experience of 24 years)
BENCHMARK
Crisil Dynamic Gilt Index
66.317518.692361.919217.1847
VOLATILITY MEASURES^ FUND BENCHMARK
Std. Dev (Annualised)Portfolio BetaR SquaredTreynorJenson
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
For calculation methodology please refer to Pg 64
Composition by Ratings
Maturity Ladder
Instrument Wise Composition
NAV Movement
Market Value
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.
4.791.150.930.25
-0.15
For scheme performance refer pages 49-64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer
3.701.001.000.38
NA
Nil (w.e.f. 2nd November, 2018)
Portfolio Macaulay DurationModified DurationAverage Maturity
:::
8.38 Years8.12 Years
14.16 Years
Gross Yield to Maturity (For Debt Component)*- Excluding Net Current Assets : 5.97%
0.791.49
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
Tata Gilt Securities Fund(An Open-Ended Debt Scheme investing predominantly in Government Securities across maturity)
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
*Computed on the invested amount for debt portfolio.
94.14%
5.86%
SOV
Cash & Cash Equivalents
86.88%
7.26%5.86%
Government Securities
State Development Loans
Cash & Cash Equivalents
4.45%
2.38%
5.09%
27.39%
59.28%
1.41%
0.00% 10.00% 20.00% 30.00% 40.00% 50.00% 60.00%
0 - 1 Yrs
1 - 3 Yrs
3 - 7 Yrs
7 - 10 Yrs
Abv 10 Yrs
Cash & Others
90
98
106
114
122
130
Oct-17 Oct-18 Oct-19 Oct-20
Tata Gilt Securities Fund - Reg - GrowthCrisil Dynamic Gilt Index
1) Nil – If redemption or switch out on or after attainment of retirement age i.e. 60 years.2) Nil – In case of Auto switch out of units on occurrence of Auto switch trigger event.3 )Exit load will be 1% after the completion of 60 months lock-in period , If redeemed within 1 monthThe above condtions applicable (w.e.f. 3rd May, 2019)
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
VOLATILITY MEASURES^ FUND BENCHMARK
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
20.530.030.930.930.17
-0.06
21.260.041.001.000.23
NA
45
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
DATE OF ALLOTMENTNovember 1, 2011
FUND MANAGER
NAV
Direct - GrowthReg - Growth
: 35.400031.2987:
FUND SIZE
Rs. 829.02 (Rs. in Cr.)
TURN OVER
Portfolio Turnover (Total)Portfolio Turnover (Equity component only)
77.24%75.84%
MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and multiples of Re. 1/- thereafter.
LOAD STRUCTUREEntry Load : Not Applicable
Exit Load :
PORTFOLIO
Company name
79298.64
1044.77
1005.67
5716.555390.40
989.40
1325.95
1620.391599.481121.761093.60
850.02
3235.371823.551665.721631.061209.431016.46
1775.151476.961215.111050.60
871.24
1732.711196.47
95.65
1.26
1.21
6.906.50
1.19
1.60
1.951.931.351.321.03
3.902.202.011.971.461.23
2.141.781.471.271.05
2.091.44
15000
1540
4830001373000
60000
7100
1390001720085500
15500039000
156200370000
100800075000
235000232600
301000120000
5400085000
216000
7886021960
333000
706004100066794
16000041100
131000200000110000
25320
360000345000
610004900043000
6841.49
3451.392043.831545.011543.361291.381179.52
835.40829.95
1227.01
3818.162904.731625.561540.361526.05
8.25
4.162.471.861.861.561.421.011.00
1.48
4.613.501.961.861.84
Company name
A Fund that aims to provide an investment tool for retirement planning to suit the risk profile of the investor.
To provide a financial planning tool for long term financial security for investors based on their retirement planning goals. However, there can be no assurance that the investment objective of the fund will be realized, as actual market movements may be at variance with anticipated trends.
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
For calculation methodology please refer to Pg 64
No. of Shares Rs. Lakhs
% of Assets
Market ValueNo. of Shares Rs. Lakhs
% of Assets
Market Value
Equity & Equity Related TotalAutoMaruti Suzuki India Ltd.Auto AncillariesMRF Ltd.BanksHDFC Bank Ltd.ICICI Bank Ltd.CementACC Ltd.Commercial Services3M India Ltd.Consumer DurablesTitan Company Ltd.Dixon Technologies (India) Ltd.Bata India Ltd.Voltas Ltd.Johnson Controls - Hitachi Air Conditioning India Ltd.Consumer Non DurablesHindustan Unilever Ltd.Tata Consumer Products Ltd.ITC Ltd.Jubilant Foodworks Ltd.Kansai Nerolac Paints Ltd.Radico Khaitan Ltd.FinanceHDFC Life Insurance Co. Ltd.Muthoot Finance Ltd.HDFC Asset Management Company Ltd.ICICI Lombard General Insurance Co. Ltd.ICICI Prudential Life Insurance Company Ltd.PesticidesPi Industries Ltd.Bayer Cropscience Ltd.
Petroleum ProductsReliance Industries Ltd.PharmaceuticalsDr Reddys Laboratories Ltd.Pfizer Ltd.Ipca Laboratories Ltd.Alembic Pharmaceuticals Ltd.Divi Laboratories Ltd.Natco Pharma Ltd.Cadila Healthcare Ltd.Cipla Ltd.RetailingIndiamart Intermesh Ltd.SoftwareInfosys Ltd.HCL Technologies Ltd.Tata Consultancy Services Ltd.Oracle Financials Services Soft Ltd.Info Edge (India) Ltd.
5437.623198.92127.53
82625.09276.44
82901.53
6.563.840.15
99.640.36
100.00
Other Equities^TrepsRepoPortfolio TotalCash / Net Current AssetNet Assets
^ Exposure less than 1% has been clubbed under Other Equities
Market Capitalisation wise Exposure
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NameReliance Industries Ltd.HDFC Bank Ltd.ICICI Bank Ltd.Infosys Ltd.Dr. Reddys Labaratories Ltd.Hindustan Unilever Ltd.HCL Technologies Ltd.Pfizer Ltd.Tata Consumer Products Ltd.HDFC Life Insurance Co. Ltd.Total
% to NAV8.256.906.504.614.163.903.502.472.202.14
44.63
Large Cap
Mid Cap
Small Cap
1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
SIP - If you had invested INR 10000 every month
Total Amount Invested (Rs.)
Total Value as on Oct 31, 2020 (Rs.)
Returns
Total Value of B: S&P BSE 200 TRI
B: S&P BSE 200 TRI
Total Value of AB: S&P BSE Sensex TRI
AB: S&P BSE Sensex TRI
(Inception date :01-Nov-2011) (First Installment date : 01-Dec-2011)
1,070,000
1,878,615
12.23%
1,711,028
10.23%
1,730,753
10.48%
120,000
130,307
16.39%
131,321
18.04%
131,285
17.98%
360,000
392,896
5.77%
389,599
5.20%
401,115
7.16%
600,000
746,048
8.65%
727,665
7.65%
760,695
9.43%
840,000
1,227,990
10.67%
1,141,944
8.63%
1,170,597
9.33%
NA
NA
NA
NA
NA
NA
NA
67.21%
26.88%
5.92%
Sonam Udasi (Managing Since 1-Apr-16 and overall experience of 23 years) (Equity) & Murthy Nagarajan (Managing since 1-Apr-17 and overall experience of 24 years) (Debt)
ASSISTANT FUND MANAGEREnnette Fernandes (Managing Since 18-Jun-18 and overall experience of 11 years)
BENCHMARKS&P BSE 200 TRI
MONTHLY AVERAGE AUM
Rs. 837.53 (Rs. in Cr.)
EXPENSE RATIO**
DirectRegular 0.84
2.37
Tata Retirement Savings Fund - Progressive Plan(An open ended retirement solution oriented scheme having a lock-in of 5 years or till retirement age (whichever is earlier))
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered For scheme performance refer pages 49-64.*B: Benchmark Source: MFI Explorer
Market Capitalisation is as per list provided by AMFI.
22.07%21.83%
17.23%14.73%
8.25%3.53%3.28%
1.60%1.19%0.97%0.97%
0.00% 6.00% 12.00% 18.00% 24.00%
Financial ServicesConsumer Goods
PharmaIT
Oil & GasFertilisers & Pesticides
AutomobileServices
Cement & Cement ProductsTelecom
Chemicals
70
80
90
100
110
120
Oct-17 Oct-18 Oct-19 Oct-20
Tata Retirement Savings Fund - Progressive Plan - RegS&P BSE 200 TRI
Equity & Equity Related TotalAutoMaruti Suzuki India Ltd.Auto AncillariesMRF Ltd.BanksHDFC Bank Ltd.ICICI Bank Ltd.Commercial Services3M India Ltd.Consumer DurablesDixon Technologies (India) Ltd.Titan Company Ltd.Bata India Ltd.Voltas Ltd.Consumer Non DurablesHindustan Unilever Ltd.Tata Consumer Products Ltd.ITC Ltd.Jubilant Foodworks Ltd.Kansai Nerolac Paints Ltd.Radico Khaitan Ltd.FinanceHDFC Life Insurance Co. Ltd.Muthoot Finance Ltd.HDFC Asset Management Company Ltd.ICICI Lombard General Insurance Co. Ltd.PesticidesPi Industries Ltd.Bayer Cropscience Ltd.Petroleum ProductsReliance Industries Ltd.PharmaceuticalsDr Reddys Laboratories Ltd.Pfizer Ltd.Alembic Pharmaceuticals Ltd.Ipca Laboratories Ltd.Divi Laboratories Ltd.Natco Pharma Ltd.RetailingIndiamart Intermesh Ltd.
1) Nil – If redemption or switch out on or after attainment of retirement age i.e. 60 years.2) Nil – In case of Auto switch out of units on occurrence of Auto switch trigger event.3 )Exit load will be 1% after the completion of 60 months lock-in period , If redeemed within 1 monthThe above condtions applicable (w.e.f. 3rd May, 2019)
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
Market Capitalisation wise Exposure (Equity component only)
Large Cap
Mid Cap
Small Cap
Market Capitalisation is as per list provided by AMFI.
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
VOLATILITY MEASURES^ FUND BENCHMARK
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
17.310.031.000.930.14
-0.50
16.010.141.001.000.64
NA
46
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
DATE OF ALLOTMENTNovember 1, 2011
FUND MANAGER
NAV
Direct - GrowthReg - Growth
: 35.977232.3292:
FUND SIZE
Rs. 1189.01 (Rs. in Cr.)
TURN OVER
Portfolio Turnover (Total)Portfolio Turnover (Equity component only)
89.03%70.61%
0.832.20
MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load : Not Applicable
Exit Load :
PORTFOLIO
Company name
98599.31
1295.52
1306.07
7006.626560.35
1718.13
2092.341981.781495.681481.66
3935.472252.322189.561979.021564.541311.00
2164.381842.511552.641359.60
2104.921550.61
8361.82
4223.792592.171929.201888.411580.451449.64
1494.02
82.93
1.09
1.10
5.895.52
1.45
1.761.671.261.25
3.311.891.841.661.321.10
1.821.551.311.14
1.771.30
7.03
3.552.181.621.591.331.22
1.26
18600
2000
5920001671000
9200
22500170000114000210000
190000457000
132500091000
304000300000
36700014970069000
110000
9580028460
407000
8640052000
2000008164050300
161000
30830
Company name No. of Shares
Market ValueRs. Lakhs
% of Assets
SIP - If you had invested INR 10000 every month
Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: Crisil Hybrid 25+75 - Aggressive IndexB: Crisil Hybrid 25+75 - Aggressive IndexTotal Value of AB: S&P BSE Sensex TRIAB: S&P BSE Sensex TRI(Inception date :01-Nov-2011) (First Installment date : 01-Dec-2011)
A Fund that aims to provide an investment tool for retirement planning to suit the risk profile of the investor.
To provide a financial planning tool for long term financial security for investors based on their retirement planning goals. However, there can be no assurance that the investment objective of the fund will be realized, as actual market movements may be at variance with anticipated trends.
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
For calculation methodology please refer to Pg 64
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NameReliance Industries Ltd.HDFC Bank Ltd.ICICI Bank Ltd.Infosys Ltd.Dr. Reddys Labaratories Ltd.Hindustan Unilever Ltd.HCL Technologies Ltd.Pfizer Ltd.Tata Consumer Products Ltd.ITC Ltd.Total
% to NAV7.035.895.523.923.553.313.042.181.891.84
38.17
SoftwareInfosys Ltd.HCL Technologies Ltd.Tata Consultancy Services Ltd.Info Edge (India) Ltd.Oracle Financials Services Soft Ltd.Other Equities^
440000430000740005400060050
4666.643620.391971.991916.431887.73
12271.91
3.923.041.661.611.59
10.32
No. of Shares
Market ValueRs. Lakhs
% of Assets
120,000130,10516.06%
130,91917.38%
131,28517.98%
360,000393,961
5.95%402,886
7.45%401,115
7.16%
600,000736,104
8.11%747,307
8.72%760,695
9.43%
840,0001,214,612
10.36%1,171,278
9.34%1,170,597
9.33%
NANANANANANANA
1,070,0001,885,593
12.31%1,726,570
10.42%1,730,753
10.48%
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.For scheme performance refer pages 49-64. *B: Benchmark, AB: Additional Benchmark Source: MFI Explorer
Name of the Instrument Ratings Market ValueRs. Lakhs
% toNAV
Debt InstrumentsGovernment SecuritiesGOI - 7.27% (08/04/2026)GOI - 6.79% (26/12/2029)GOI - 7.16% (20/09/2050)GOI - 7.26% (14/01/2029)Non-Convertible Debentures/Bonds07.13 % Nhpc Ltd.07.41 % Nabha Power Ltd. (A Larsen & Toubro Group Company)07.42 % Power Finance Corporation06.09 % Housing & Urban Development Corporation Ltd.09.10 % Shriram Trans. Fin. Co. Ltd.08.22 % ICICI Home Finance Co.Ltd.08.20 % Power Grid Corporation Of India Ltd.08.81 % Small Indust Devlop Bank Of IndiaPrivately Placed/Unlisted08.00 % Ongc Petro-Additions Ltd.08.10 % Sbi Cards & Payment Services Ltd.
SOVSOVSOVSOV
ICRA- AAAICRA- AAA(CE)
CRISIL- AAAICRA- AAA
CRISIL- AA+CRISIL- AAACRISIL- AAACRISIL- AAA
ICRA- AAA(CE)CRISIL- AAA
7730.574343.122105.001066.06216.39
8004.992616.932075.10
1595.001544.42
59.4051.0641.9521.13
925.35502.54422.81
6.503.651.770.900.186.732.201.75
1.341.30
0.050.040.040.020.780.420.36
RepoPortfolio TotalCash / Net Current AssetNet Assets
2181.82117442.04
1458.50118900.54
1.8398.771.23
100.00
^ Exposure less than 1% has been clubbed under Other Equities
66.75%
27.13%
6.12%
Sonam Udasi (Managing Since 1-Apr-16 and overall experience of 23 years) (Equity) & Murthy Nagarajan (Managing since 1-Apr-17 and overall experience of 24 years) (Debt)
ASSISTANT FUND MANAGEREnnettee Fernandes (Managing Since 18-Jun-18 and overall experience of 11 years)
BENCHMARK
Crisil Hybrid 25+75 - Aggressive Index
MONTHLY AVERAGE AUM
Rs. 1202.29 (Rs. in Cr.)
EXPENSE RATIO**DirectRegular
Tata Retirement Savings Fund - Moderate Plan(An open ended retirement solution oriented scheme having a lock-in of 5 years or till retirement age (whichever is earlier))
19.27%19.03%
14.88%12.65%
7.03%3.07%2.93%
1.45%1.00%0.82%0.79%
0.00% 4.00% 8.00% 12.00% 16.00% 20.00% 24.00%
Consumer GoodsFinancial Services
PharmaIT
Oil & GasFertilisers & Pesticides
AutomobileServices
Cement & Cement ProductsTelecom
Chemicals
708294
106118130
Oct-17 Oct-18 Oct-19 Oct-20
Tata Retirement Savings Fund - Moderate Plan - RegCrisil Hybrid 25+75 - Aggressive Index
*Computed on the invested amount for debt portfolio.
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully
1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
VOLATILITY MEASURES^ FUND BENCHMARK
Std. Dev (Annualised)Portfolio BetaR SquaredTreynorJenson
6.291.010.910.17
-0.25
5.581.001.000.42
NA
1.052.22
47
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
DATE OF ALLOTMENTNovember 01, 2011
FUND MANAGER
NAVDirect - GrowthReg - Growth
: 24.624422.2415:
FUND SIZE
Rs. 152.10 (Rs. in Cr.)
MONTHLY AVERAGE AUM
Rs. 149.93 (Rs. in Cr.)
EXPENSE RATIO**
DirectRegular
MINIMUM INVESTMENT/MULTIPLES FOR NEW INVESTMENT
Rs. 5,000/- and in multiples of Re. 1/- thereafter.
ADDITIONAL INVESTMENT/MULTIPLES FOR EXISTING INVESTORS
Rs. 1,000/- and multiples of Re. 1/- thereafter.
LOAD STRUCTURE
Entry Load Not Applicable
Exit Load
PORTFOLIO
Company name
4406.46
414.24291.70
171.92
365.70
180.88
208.94159.97
2613.11
28.97
2.721.92
1.13
2.40
1.19
1.371.05
17.18
Name of the Instrument
RepoPortfolio TotalCash / Net Current AssetNet Assets
1259.4614886.42
323.1215209.54
8.3597.94
2.06100.00
SIP - If you had invested INR 10000 every month
Total Amount Invested (Rs.)
Total Value as on Oct 31, 2020 (Rs.)
Returns
Total Value of B: CRISIL Short Term Debt
Hybrid 75+25 Fund Index
B: CRISIL Short Term Debt Hybrid 75+25 Fund Index
Total Value of AB: CRISIL 10 Year Gilt Index
AB: CRISIL 10 Year Gilt Index
(Inception date :01-Nov-2011) (First Installment date : 01-Dec-2011)
1,070,000
1,596,786
8.75%
1,653,787
9.51%
1,546,313
8.06%
A Fund that aims to provide an investment tool for retirement planning to suit the risk profile of the investor
To provide a financial planning tool for long term financial security for investors based on their retirement planning goals. However, there can be no assurance that the investment objective of the fund will be realized, as actual market movements may be at variance with anticipated trends.
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020 For calculation methodology please refer to Pg 64
No. of Shares Rs. Lakhs
% of Assets
Market Value RatingsRs. Lakhs
% toNAV
Market Value
Equity & Equity Related TotalBanksHDFC Bank Ltd.ICICI Bank Ltd.Consumer Non DurablesHindustan Unilever Ltd.Petroleum ProductsReliance Industries Ltd.PharmaceuticalsDr Reddys Laboratories Ltd.SoftwareInfosys Ltd.HCL Technologies Ltd.Other Equities^
3500074300
8300
17800
3700
1970019000
NAV Movement
Instrument Wise Composition
^ Exposure less than 1% has been clubbed under Other Equities
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered. For scheme performance refer pages 49-63*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer
120,000
127,223
11.47%
128,365
13.32%
125,137
8.12%
360,000
403,095
7.51%
414,483
9.40%
417,962
9.97%
600,000
725,606
7.55%
753,981
9.09%
737,228
8.19%
840,000
1,123,608
8.19%
1,163,155
9.16%
1,129,252
8.33%
NA
NA
NA
NA
NA
NA
NA
Composition by Ratings
Maturity Ladder
7396.572700.151085.78
965.18621.20563.87560.03509.59390.77
1823.931063.33
537.48
185.9637.16
48.6317.75
7.146.354.083.713.683.352.57
11.996.993.53
1.220.24
Debt InstrumentsGovernment SecuritiesGOI - 7.32% (28/01/2024)GOI - 7.27% (08/04/2026)GOI - 6.84% (19/12/2022)GOI 8.24% 15/02/2027GOI - 7.73% (19/12/2034)GOI - 8.20% (24/09/2025)GOI - 7.80% (11/04/2021)SDL Maharashtra 8.44% (26/11/2024)Non-Convertible Debentures/Bonds/Zcb07.42 % Power Finance Corporation09.95 % Food Corporation Of India Ltd.08.37 % NabardAditya Birla Housing Finance Ltd. - Zcb
SOVSOVSOVSOVSOVSOVSOVSOV
CRISIL- AAACRISIL- AAA(CE)
CRISIL- AAAICRA- AAA
1) Nil – If redemption or switch out on or after attainment of retirement age i.e. 60 years.2) Nil – In case of Auto switch out of units on occurrence of Auto switch trigger event.3 )Exit load will be 1% after the completion of 60 months lock-in period , If redeemed within 1 monthThe above condtions applicable (w.e.f. 3rd May, 2019)
::
Sonam Udasi (Managing Since 1-Apr-16 and overall experience of 23 years) (Equity) & Murthy Nagarajan (Managing since 1-Apr-17 and overall experience of 24 years) (Debt)
ASSISTANT FUND MANAGER
Ennette Fernandes (Managing Since 18-Jun-18 and overall experience of 11 years)
BENCHMARKCRISIL Short Term Debt Hybrid 75+25 Fund Index
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
Tata Retirement Savings Fund - Conservative Plan(An open ended retirement solution oriented scheme having a lock-in of 5 years or till retirement age (whichever is earlier))
Portfolio Macaulay DurationModified DurationAverage MaturityGross Yield to Maturity (For Debt Component)*
- Excluding Net Current Assets
: 2.96 Years2.87 Years3.62 Years
4.71%
: :
:
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
48.63%
28.97%
10.41%
8.46%3.53%
SOV
Equity
Cash & Cash Equivalents
A1+ / AAA
AAA(CE)
46.06%
28.97%
11.75%
10.41%2.57%0.24%
Government Securities
Equity Shares
Ncd - Non Convertible Deb
Cash & Cash Equivalents
State Development Loans
Zero Coupon Bonds
13.10%
9.88%
42.22%
0.00%
3.71%
31.10%
0.00% 10.00% 20.00% 30.00% 40.00% 50.00%
0 - 1 Yrs
1 - 3 Yrs
3 - 7 Yrs
7 - 10 Yrs
Abv 10 Yrs
Cash & Others
90
98
106
114
122
130
Oct-17 Oct-18 Oct-19 Oct-20
Tata Retirement Savings Fund - Reg - Conservative PlanCRISIL Short Term Debt Hybrid 75+25 Fund Index
www.tatamutualfund.com TATA MUTUAL FUNDMutual Fund investments are subject to market risks, read all scheme related documents carefully 48
As on 31st October 2020
INVESTMENT STYLE
INVESTMENT OBJECTIVE
DATE OF ALLOTMENTOctober 14, 1995
FUND MANAGER
NAVDirectReg
: 28.849426.6981:
FUND SIZE
Rs. 186.30 (Rs. in Cr.)
TURN OVER
Portfolio Turnover (Total)Portfolio Turnover (Equity component only)
56.30%55.45%
MINIMUM INVESTMENT/ MUL TIPLES FOR NEW INVESTMENTRs. 500/- and in multiples of Rs. 500/- thereafter.
ADDITIONAL INVESTMENT/ MUL TIPLES FOR EXISTING INVESTORSRs. 500/- and in multiples of Rs. 500/- thereafter.LOAD STRUCTURE
Entry Load : Not ApplicableExit Load :
PORTFOLIO
17992.20
502.84
1646.321087.50719.54364.45196.32
280.33269.87
186.75
241.67
431.33250.75
413.13405.97278.37246.43241.66211.81
225.23
515.51
385.24333.72259.49208.04
96.57
2.70
8.845.843.861.961.05
1.501.45
1.00
1.30
2.321.35
2.222.181.491.321.301.14
1.21
2.77
2.071.791.391.12
770
1391002770004650074000
605000
170005900
1000
26000
3700011500
2500001960012800500005530042000
31000
26800
31300270004400030000
6300080000
5900
84000
1312009600
1040052000
8750032000
1000002570021500
147000
146000
253.42237.28
321.46
1725.78
548.02469.31326.77242.19
928.03852.75340.70297.77285.43262.76
633.28
1.361.27
1.73
9.26
2.942.521.751.30
4.984.581.831.601.531.41
3.40
SIP - If you had invested INR 10000 every month1 Year 3 Year 5 Year 7 Year 10 Year Since Inception
Total Amount Invested (Rs.)Total Value as on Oct 31, 2020 (Rs.)ReturnsTotal Value of B: S&P BSE 200 TRIB: S&P BSE 200 TRITotal Value of AB: S&P BSE Sensex TRIAB: S&P BSE Sensex TRI(Inception date :14-Oct-1995) (First Installment date : 01-Feb-1996)
120,000131,99719.14%
131,32118.04%
131,28517.98%
360,000384,241
4.28%389,599
5.20%401,115
7.16%
600,000668,570
4.28%727,665
7.65%760,695
9.43%
840,0001,019,151
5.44%1,141,944
8.63%1,170,597
9.33%
1,200,0001,730,203
7.11%2,029,598
10.14%2,049,191
10.32%
2,970,00014,056,337
10.96%20,437,846
13.35%20,383,895
13.33%
For scheme performance refer pages 49-64.*B: Benchmark, AB: Additional BenchmarkSource: MFI Explorer
An equity-oriented scheme that aims to create long term wealth through quality companies providing long term growth opportunities. The debt portion aims to generate regular income through quality debt securities.
The investment objective of the Scheme is to generate long term capital growth. However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved. The scheme does not assure or guarantee any return.
^Risk-free rate based on the FBIL Overnight MIBOR rate of 3.48% as on Oct 29, 2020 For calculation methodology please refer to Pg 64
Compulsory Lock-in Option: 5 years or till the child attains age of majority (whichever is earlier). If redeemed before child attains 18 years of age, Exit load is 1% (Effective from May 3, 2018)
Top 10 Holdings Equity Sector Allocation
NAV Movement
Issuer NameReliance Industries Ltd.HDFC Bank Ltd.ICICI Bank Ltd.Infosys Ltd.Tata Consultancy Services Ltd.Kotak Mahindra BankBharti Airtel Ltd.Cadila Healthcare Ltd.HDFC Ltd.MRF Ltd.Total
% to NAV9.268.845.844.984.583.863.402.942.772.70
49.17
Equity & Equity Related TotalAuto AncillariesMRF Ltd.BanksHDFC Bank Ltd.ICICI Bank Ltd.Kotak Mahindra Bank Ltd.Axis Bank Ltd.Karur Vysa Bank Ltd.CementACC Ltd.Ultratech Cement Ltd.Commercial Services3M India Ltd.Construction ProjectLarsen & Toubro Ltd.Consumer DurablesTitan Company Ltd.Amber Enterprises India Ltd.Consumer Non DurablesITC Ltd.Hindustan Unilever Ltd.Jubilant Foodworks Ltd.Tata Consumer Products Ltd.Radico Khaitan Ltd.United Spirits Ltd.FertilisersCoromandel International Ltd.FinanceHousing Development Finance Corporation Ltd.Muthoot Finance Ltd.ICICI Lombard General Insurance Co. Ltd.HDFC Life Insurance Co. Ltd.Shriram Transport Finance Co Ltd.
GasIndraprastha Gas Ltd.Gujarat Gas Ltd.PesticidesBayer Cropscience Ltd.Petroleum ProductsReliance Industries Ltd.PharmaceuticalsCadila Healthcare Ltd.Dr Reddys Laboratories Ltd.Divi Laboratories Ltd.Sun Pharmaceutical Industries Ltd.SoftwareInfosys Ltd.Tata Consultancy Services Ltd.Wipro Ltd.Persistent Systems Ltd.Mindtree Ltd.Birlasoft Ltd.Telecom - ServicesBharti Airtel Ltd.
Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been considered.
364.98685.09
18677.29-46.89
18630.40
Other Equities^RepoPortfolio TotalNet Current LiabilitiesNet Assets
1.963.66
100.23-0.23
100.00
^ Exposure less than 1% has been clubbed under Other Equities
Large Cap
Mid Cap
Small Cap
79.78%
11.24%
8.97%
Market Capitalisation wise Exposure (Equity component only)
Company name No. of Shares Market ValueRs. Lakhs
% of Assets
Company name No. of Shares Market ValueRs. Lakhs
% of Assets
VOLATILITY MEASURES^ FUND BENCHMARK
Std. Dev (Annualised)Sharpe RatioPortfolio BetaR SquaredTreynorJenson
18.91-0.020.860.94
-0.12-0.30
21.260.041.001.000.23
NA
Akhil Mittal (Managing Since 30-Jul-15 and overall experience of 19 years) (Debt), Amey Sathe (Managing Since 20-Apr-20 and overall experience of 13 years) (Equity) & Rahul Singh (Managing Since 20-Apr-20 and overall experience of 25 years) (Equity)
BENCHMARKS&P BSE 200 TRI
MONTHLY AVERAGE AUM
Rs. 187.77 (Rs. in Cr.)
EXPENSE RATIO**DirectRegular
1.722.52
**Note: The rates specified are actual month end expenses charged as on Oct 31, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, proportionate charge (out of maximum 30 bps on daily average net assets allowed) in respect sales beyond T-30 cities assets, wherever applicable.
Tata Young Citizens’ Fund(An open ended fund for investment for children having a lock-in for at least 5 years or till the child attains age of majority (whichever is earlier))
Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable
Market Capitalisation is as per list provided by AMFI.
31.67%15.93%
14.28%11.90%
8.51%3.40%2.95%2.93%2.70%
1.30%1.00%
0.00% 8.00% 16.00% 24.00% 32.00% 40.00%
Financial ServicesIT
Consumer GoodsOil & Gas
PharmaTelecom
Cement & Cement ProductsFertilisers & Pesticides
AutomobileConstruction
Services
60
72
84
96
108
120
Oct-17 Oct-18 Oct-19 Oct-20
Tata Young Citizens Fund - Reg S&P BSE 200 TRI
SCHEME PERFORMANCE
www.tatamutualfund.com TATA MUTUAL FUND 49Note: * Benchmark;# Additional benchmark; Amount in rupees denotes Value of Standard Investment of Rs. 10,000. Refer to page number 58 for disclaimer on scheme performance.
Lumpsum Performance of Open Ended SchemesLumpsum Performance of schemes managed by Abhinav Sharma
Tata Infrastructure FundS&P BSE India
Infrastructure TRI*Nifty 50 TRI#
Period Return % Rs. Return % Rs. Return % Rs.1 Year -13.13% 8,687 -21.50% 7,850 -0.98% 9,9023 Year -6.25% 8,239 -14.48% 6,254 5.37% 11,6985 Year 2.69% 11,420 -0.96% 9,527 8.98% 15,378Since Inception 10.47% 48,418 NA NA 12.89% 68,231Inception date: 31-Dec-04 Managing since: 20-Apr-20
Tata Multicap Fund S&P BSE 500 TRI* S&P BSE Sensex TRI
Period Return % Rs. Return % Rs. Return % Rs.1 Year -0.74% 9,926 0.19% 10,019 -0.11% 9,9893 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 5.17% 11,146 0.20% 10,043 2.88% 10,629Inception date: 06-Sep-18 Managing since: 01-Nov-19
Lumpsum Performance of schemes managed by Akhil Mittal
Lumpsum Performance of schemes managed by Amey Sathe
Tata Balanced Advantage Fund
CRISIL Hybrid 35+65 - Aggressive Index*
S&P BSE Sensex TRI#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 6.61% 10,661 5.60% 10,560 -0.11% 9,9893 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 7.76% 11,403 9.48% 11,725 7.57% 11,367Inception date: 28-Jan-19 Managing since: 09-Jan-19
Tata Dynamic Bond Fund CRISIL CompositeBond Fund Index* Crisil 10 Yr Gilt Index#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 8.98% 10,896 12.05% 11,201 8.90% 10,8873 Year 6.48% 12,069 8.98% 12,940 7.54% 12,4335 Year 7.15% 14,127 9.14% 15,491 7.93% 14,647Since Inception 6.97% 31,815 7.11% 32,521 6.01% 27,247Inception date: 3-Sep-03 Managing since: 26-Jun-14
Tata TreasuryAdvantage Fund## &
CRISIL Low DurationDebt Index* Crisil 1 Yr T-Bill Index#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 7.64% 10,762 7.50% 10,748 6.23% 10,6213 Year 5.68% 11,801 7.86% 12,547 6.89% 12,2125 Year 6.55% 13,733 7.98% 14,680 6.80% 13,896Since Inception 7.59% 30,298 7.71% 30,842 6.33% 25,348Inception date: 06-Sep-05 Managing since: 26-Jun-14
The creation of Segregrated Portfolio 1 in the scheme has impacted the NAV of the scheme to the extent of (-1.66% ) of NAV on 14th June 2019; & Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020
Tata Income Fund CRISIL Medium to LongTerm Debt Index* Crisil 10 Yr Gilt Index#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 12.09% 11,205 12.91% 11,288 8.90% 10,8873 Year 7.29% 12,349 9.15% 13,000 7.54% 12,4335 Year 7.65% 14,460 9.32% 15,616 7.93% 14,647Since Inception 8.28% 64,897 10.50% 104,603 NA NAInception date: 28-Apr-97 Managing since: 26-Jun-14
TataYoung Citizens Fund S&P BSE 200 TRI* S&P BSE Sensex TRI#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 2.64% 10,264 -0.17% 9,983 -0.11% 9,9893 Year 0.38% 10,114 3.96% 11,235 7.33% 12,3635 Year 4.73% 12,602 8.99% 15,386 9.62% 15,834Since Inception 11.70% 160,188 11.82% 164,482 11.79% 163,339Inception date: 14-Oct-95 Managing since: 30-Jul-15
(Manages debt portfolio)
Tata Banking AndFinancial Services Fund$
Nifty FinancialServices TRI* Nifty 50 TRI#
Period Return % Rs. Return % Rs. Return % Rs.1 Year -11.86% 8,814 -13.68% 8,632 -0.98% 9,9023 Year 1.16% 10,351 4.90% 11,542 5.37% 11,6985 Year NA NA NA NA NA NASince Inception 12.66% 17,813 11.82% 17,181 9.68% 15,648Inception date: 28-Dec-15 Managing since: 18-Jun-18
Note: $Amey Sathe is the Assistant Fund Manager
Tata Equity P/E Fund$ S&P BSE Sensex TRI*
Period Return % Rs. Return % Rs. Return % Rs.1 Year -1.18% 9,882 -0.11% 9,989 NA NA3 Year -0.75% 9,777 7.33% 12,363 NA NA5 Year 10.03% 16,133 9.62% 15,834 NA NASince Inception 17.28% 135,410 15.36% 103,398 NA NAInception date: 29-Jun-04 Managing since: 18-Jun-18
Tata Ultra Short Term Fund
Crisil Ultra Short Term Debt Index*
CRISIL 1 Year T-Bill Index#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 5.21% 10,520 6.41% 10,640 6.23% 10,6213 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 6.23% 11,129 7.20% 11,309 6.96% 11,266Inception date: 22-Jan-19 Managing since: 11-Jan-19
Tata Young Citizens Fund S&P BSE 200 TRI* S&P BSE Sensex TRI#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 2.64% 10,264 -0.17% 9,983 -0.11% 9,9893 Year 0.38% 10,114 3.96% 11,235 7.33% 12,3635 Year 4.73% 12,602 8.99% 15,386 9.62% 15,834Since Inception 11.70% 160,188 11.82% 164,482 11.79% 163,339Inception date: 14-Oct-95 Managing since: 20-Apr-20
Note: $Amey Sathe is the Assistant Fund Manager
Tata Treasury Advantage Fund (Segregated Portfolio 1) &
Crisil Low Duration Debt Index*
CRISIL 1 Year T-Bill Index#
Period Return % Rs. Return % Rs. Return % Rs.1 Year -30.77% 6,930 7.50% 10,748 6.23% 10,6213 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception -24.82% 6,755 7.97% 11,113 6.65% 10,926Inception date: 15-Jun-19 Managing since: 14-Jun-19
& Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020
SCHEME PERFORMANCE
www.tatamutualfund.com TATA MUTUAL FUND 50Note: * Benchmark;# Additional benchmark; Amount in rupees denotes Value of Standard Investment of Rs. 10,000. Refer to page number 58 for disclaimer on scheme performance.
Lumpsum Performance of Open Ended Schemes
Tata Money Market FundCrisil Money
Market Index*Crisil 1 Yr T-Bill Index#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 6.65% 10,663 5.83% 10,582 6.23% 10,6213 Year 4.89% 11,538 7.11% 12,285 6.89% 12,2125 Year 5.81% 13,261 7.19% 14,152 6.80% 13,893Since Inception 6.94% 32,236 7.17% 33,473 6.08% 27,996Inception date: 22-May-03 Managing since: 16-Oct-13
Tata Corporate Bond Fund (Segregated Portfolio 1)
Crisil Corporate Bond Composite Index*
CRISIL 1 Year T-Bill Index#
Period Return % Rs. Return % Rs. Return % Rs.1 Year -15.19% 8,485 12.28% 11,224 6.23% 10,6213 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception -15.43% 7,942 12.14% 11,706 6.65% 10,926Inception date: 15-Jun-19 Managing since: 14-Jun-19
Tata Banking & PSU Debt Fund
CRISIL Banking and PSU Debt Index*
CRISIL 10 Year Gilt Index#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 9.94% 10,991 10.41% 11,038 8.90% 10,8873 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 10.30% 11,090 10.70% 11,132 9.03% 10,955Inception date: 10-Oct-19 Managing since: 06-Sep-19
Lumpsum Performance of schemes managed by Amit Somani
Tata Overnight Fund Crisil Overnight Index*CRISIL 1 Year T-Bill
Index#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 3.62% 10,363 3.74% 10,375 6.22% 10,6233 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 4.36% 10,707 4.46% 10,723 6.71% 11,095Inception date: 27-Mar-19 Managing since: 25-Mar-19
Tata Liquid Fund& Crisil Liquid Fund Index* Crisil 1 Yr T-Bill Index#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 4.66% 10,467 4.97% 10,498 6.22% 10,6233 Year 6.29% 12,010 6.50% 12,083 6.89% 12,2145 Year 6.67% 13,817 6.77% 13,877 6.79% 13,896Since Inception 7.42% 31,850 7.02% 29,967 6.23% 26,594Inception date: 01-Sep-04 Managing since: 16-Oct-13
&Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020
Tata Small Cap Fund Nifty Smallcap 100 TRI* Nifty 50 TRI#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 5.67% 10,567 2.35% 10,235 -0.98% 9,9023 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 4.68% 10,940 -2.59% 9,496 6.75% 11,372Inception date: 12-Nov-18 Managing since: 19-Oct-18
Tata Hybrid Equity Fund Crisil Hybrid 25+75- Aggressive Index* S&P BSE Sensex TRI#
Period Return % Rs. Return % Rs. Return % Rs.1 Year -2.62% 9,738 4.12% 10,412 -0.11% 9,9893 Year 0.76% 10,229 5.78% 11,836 7.33% 12,3635 Year 4.57% 12,507 9.46% 15,722 9.62% 15,834Since Inception 14.62% 306,679 NA NA 11.76% 162,594Inception date: 08-Oct-95 Managing since: 03-Sep-18
(Manages equity portfolio)
TataLarge & Mid Cap Fund
Nifty Large Midcap 250 TRI* S&P BSE Sensex TRI#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 0.47% 10,047 2.22% 10,222 -0.11% 9,9893 Year 3.61% 11,122 2.13% 10,653 7.33% 12,3635 Year 7.52% 14,376 9.13% 15,487 9.62% 15,834Since Inception 11.71% 214,877 NA NA 11.60% 209,005Inception date: 25-Feb-93 Managing since: 03-Sep-18
Lumpsum Performance of schemes managed by Chandraprakash Padiyar
Lumpsum Performance of schemes managed by Ennette Fernandes
Tata Ethical Fund Nifty 500 Shariah TRI* Nifty 50 TRI#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 6.77% 10,677 14.09% 11,409 -0.98% 9,9023 Year 4.17% 11,303 5.74% 11,823 5.37% 11,6985 Year 5.95% 13,356 11.05% 16,900 8.98% 15,378Since Inception 15.50% 339,232 NA NA 11.52% 143,793Inception date: 24-May-96 Managing since: 20-Apr-20
TataIndia Tax Savings Fund$ S&P BSE Sensex TRI*
Period Return % Rs. Return % Rs. Return % Rs.1 Year -5.34% 9,466 -0.11% 9,989 NA NA3 Year 0.94% 10,285 7.33% 12,363 NA NA5 Year 8.17% 14,816 9.62% 15,834 NA NASince Inception 17.75% 556,734 12.30% 173,787 NA NAInception date: 31-Mar-96 Managing since: 18-Jun-18
TataIndia Consumer Fund$
Nifty IndiaConsumption TRI* Nifty 50 TRI#
Period Return % Rs. Return % Rs. Return % Rs.1 Year -1.61% 9,839 -1.99% 9,801 -0.98% 9,9023 Year 2.80% 10,862 3.40% 11,056 5.37% 11,6985 Year NA NA NA NA NA NASince Inception 12.77% 17,897 8.50% 14,847 9.68% 15,648Inception date: 28-Dec-15 Managing since: 18-Jun-18
Tata Large Cap Fund$ S&P BSE Sensex TRI*
Period Return % Rs. Return % Rs. Return % Rs.1 Year -8.28% 9,172 -0.11% 9,989 NA NA3 Year 0.46% 10,140 7.33% 12,363 NA NA5 Year 5.41% 13,015 9.62% 15,834 NA NASince Inception 18.57% 461,233 12.46% 140,488 NA NAInception date: 07-May-98 Managing since: 18-Jun-18
Note: $Ennette Fernandes is the Assistant Fund Manager
SCHEME PERFORMANCE
www.tatamutualfund.com TATA MUTUAL FUND 51Note: * Benchmark;# Additional benchmark; Amount in rupees denotes Value of Standard Investment of Rs. 10,000. Refer to page number 58 for disclaimer on scheme performance.
Lumpsum Performance of Open Ended SchemesLumpsum Performance of schemes managed by Ennette Fernandes (Contd.)
Tata Retirement SavingsFund - Conservative Plan$
CRISIL Short Term DebtHybrid 75+25 Fund Index*
Crisil 10 Yr Gilt Index#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 7.18% 10,716 8.72% 10,870 8.90% 10,8873 Year 5.44% 11,722 7.95% 12,578 7.54% 12,4335 Year 8.11% 14,772 9.01% 15,395 7.93% 14,647Since Inception 9.29% 22,241 9.75% 23,097 8.11% 20,178Inception date: 01-Nov-11 Managing since: 18-Jun-18
Tata Retirement SavingsFund - Progressive Plan$ S&P BSE 200 TRI* S&P BSE Sensex TRI#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 1.07% 10,107 -0.17% 9,983 -0.11% 9,9893 Year 3.21% 10,996 3.96% 11,235 7.33% 12,3635 Year 10.57% 16,536 8.99% 15,386 9.62% 15,834Since Inception 13.51% 31,299 11.24% 26,089 11.06% 25,711Inception date: 01-Nov-11 Managing since: 18-Jun-18
Lumpsum Performance of schemes managed by Meeta Shetty
TataLarge & Mid Cap Fund
Nifty Large Midcap 250 TRI* S&P BSE Sensex TRI#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 0.47% 10,047 2.22% 10,222 -0.11% 9,989
3 Year 3.61% 11,122 2.13% 10,653 7.33% 12,363
5 Year 7.52% 14,376 9.13% 15,487 9.62% 15,834
Since Inception 11.71% 214,877 NA NA 11.60% 209,005
Inception date: 25-Feb-93 Managing since: 01-Nov-19
Tata Digital India Fund S&P BSE IT TRI* S&P BSE Sensex TRI#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 33.79% 13,379 39.77% 13,977 -0.11% 9,989
3 Year 25.33% 19,686 29.14% 21,537 7.33% 12,363
5 Year NA NA NA NA NA NA
Since Inception 15.36% 19,981 16.54% 20,987 10.48% 16,207
Inception date: 28-Dec-15 Managing since: 20-Apr-20
Tata India Pharma AndHealthcare Fund Nifty Pharma TRI* Nifty 50 TRI#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 47.08% 14,708 43.72% 14,372 -0.98% 9,902
3 Year 15.70% 15,490 5.55% 11,759 5.37% 11,698
5 Year NA NA NA NA NA NA
Since Inception 6.23% 13,398 -0.73% 9,653 9.68% 15,648
Inception date: 28-Dec-15 Managing since: 20-Apr-20
Lumpsum Performance of schemes managed by Murthy Nagarajan
Tata Equity Savings Fund NIFTYEquity Savings Index* Nifty 50 TRI#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 2.93% 10,293 5.20% 10,520 -0.98% 9,902
3 Year 3.83% 11,195 6.75% 12,166 5.37% 11,698
5 Year 5.20% 12,886 7.94% 14,661 8.98% 15,378
Since Inception 6.86% 39,013 NA NA 12.35% 109,048
Inception date: 27-Apr-00 Managing since: 01-Apr-17
(Manages debt portfolio)
Tata Gilt Securities Fund Crisil Dynamic Gilt Index*
CRISIL 10 Year GiltIndex#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 9.16% 10,913 11.52% 11,149 8.90% 10,887
3 Year 7.01% 12,251 8.85% 12,894 7.54% 12,433
5 Year 7.81% 14,566 8.85% 15,286 7.93% 14,647
Since Inception 9.00% 61,920 9.30% 65,673 NA NA
Inception date: 06-Sep-99 Managing since: 14-Sep-19
Tata Hybrid Equity Fund CRISIL Hybrid 25+75- Aggressive Index* S&P BSE Sensex TRI#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year -2.62% 9,738 4.12% 10,412 -0.11% 9,989
3 Year 0.76% 10,229 5.78% 11,836 7.33% 12,363
5 Year 4.57% 12,507 9.46% 15,722 9.62% 15,834
Since Inception 14.62% 306,679 NA NA 11.76% 162,594
Inception date: 08-Oct-95 Managing since: 01-Apr-17
(Manages debt portfolio)
TataMedium Term Fund## &
CRISIL Medium TermDebt Index* Crisil 10 Yr Gilt Index#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 11.56% 11,153 12.59% 11,255 8.90% 10,887
3 Year 1.51% 10,461 9.12% 12,991 7.54% 12,433
5 Year 4.11% 12,232 9.26% 15,576 7.93% 14,647
Since Inception 5.86% 27,842 NA NA 6.58% 31,456
Inception date: 11-Nov-02 Managing since: 06-Feb-20The creation of Segregrated Portfolio 1 in the scheme has impacted the NAV of the scheme to the extent of (-5.15% ) of NAV on 14th June 2019.&Murthy Nagarajan is the Co-Fund Manager since Feb 6, 2020
Tata Retirement SavingsFund - Moderate Plan$
Crisil Hybrid 25+75- Aggressive Index*
S&P BSE Sensex TRI#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 3.05% 10,305 4.12% 10,412 -0.11% 9,9893 Year 3.62% 11,125 5.78% 11,836 7.33% 12,3635 Year 9.75% 15,933 9.46% 15,722 9.62% 15,834Since Inception 13.92% 32,329 11.08% 25,758 11.06% 25,711Inception date: 01-Nov-11 Managing since: 18-Jun-18
Tata Mid Cap Growth Fund
Nifty Midcap 100 TRI* Nifty 50 TRI#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 5.61% 10,561 2.38% 10,238 -0.98% 9,9023 Year 4.67% 11,469 -3.55% 8,973 5.37% 11,6985 Year 9.19% 15,531 6.33% 13,595 8.98% 15,378Since Inception 11.89% 193,074 NA NA 10.01% 123,623Inception date: 01-Jul-94 Managing since: 18-Jun-18
SCHEME PERFORMANCE
www.tatamutualfund.com TATA MUTUAL FUND 52Note: * Benchmark;# Additional benchmark; Amount in rupees denotes Value of Standard Investment of Rs. 10,000. Refer to page number 58 for disclaimer on scheme performance.
Lumpsum Performance of Open Ended SchemesLumpsum Performance of schemes managed by Murthy Nagarajan (Contd.)
Tata Short TermBond Fund&
Crisil Short TermBond Fund Index*
Crisil 1 Yr T-Bill Index#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 9.66% 10,963 9.97% 10,994 6.23% 10,621
3 Year 5.79% 11,837 8.54% 12,785 6.89% 12,212
5 Year 6.57% 13,751 8.46% 15,011 6.80% 13,896
Since Inception 7.54% 37,621 7.45% 37,052 6.11% 29,471
Inception date: 08-Aug-02 Managing since: 01-Apr-17&Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020
Tata Retirement SavingsFund- Conservative Plan
CRISIL Short Term DebtHybrid 75+25 Fund Index*
CRISIL 10 Year Gilt Index#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 7.18% 10,716 8.72% 10,870 8.90% 10,887
3 Year 5.44% 11,722 7.95% 12,578 7.54% 12,433
5 Year 8.11% 14,772 9.01% 15,395 7.93% 14,647
Since Inception 9.29% 22,241 9.75% 23,097 8.11% 20,178
Inception date: 01-Nov-11 Managing since: 01-Apr-17
Lumpsum Performance of schemes managed by Rupesh Patel
Tata Large Cap Fund S&P BSE Sensex TRI*
Period Return % Rs. Return % Rs. Return % Rs.
1 Year -8.28% 9,172 -0.11% 9,989 NA NA
3 Year 0.46% 10,140 7.33% 12,363 NA NA
5 Year 5.41% 13,015 9.62% 15,834 NA NA
Since Inception 18.57% 461,233 12.46% 140,488 NA NA
Inception date: 07-May-98 Managing since: 18-Jun-18
TataMid Cap Growth Fund Nifty Midcap 100 TRI* Nifty 50 TRI#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 5.61% 10,561 2.38% 10,238 -0.98% 9,902
3 Year 4.67% 11,469 -3.55% 8,973 5.37% 11,698
5 Year 9.19% 15,531 6.33% 13,595 8.98% 15,378
Since Inception 11.89% 193,074 NA NA 10.01% 123,623
Inception date: 01-Jul-94 Managing since: 27-Jun-17
TataIndia Tax Savings Fund S&P BSE Sensex TRI*
Period Return % Rs. Return % Rs. Return % Rs.
1 Year -5.34% 9,466 -0.11% 9,989 NA NA
3 Year 0.94% 10,285 7.33% 12,363 NA NA
5 Year 8.17% 14,816 9.62% 15,834 NA NA
Since Inception 17.75% 556,734 12.30% 173,787 NA NA
Inception date: 31-Mar-96 Managing since: 01-Apr-15
Tata Infrastructure Fund$ S&P BSE IndiaInfrastructure Index TRI* Nifty 50 TRI#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year -13.13% 8,687 -21.50% 7,850 -0.98% 9,902
3 Year -6.25% 8,239 -14.48% 6,254 5.37% 11,698
5 Year 2.69% 11,420 -0.96% 9,527 8.98% 15,378
Since Inception 10.47% 48,418 NA NA 12.89% 68,231
Inception date: 31-Dec-04 Managing since: 20-Apr-20$Rupesh Patel is the co-fund manager
Tata Ethical Fund$ Nifty 500 Shariah TRI* Nifty 50 TRI#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 6.77% 10,677 14.09% 11,409 -0.98% 9,902
3 Year 4.17% 11,303 5.74% 11,823 5.37% 11,698
5 Year 5.95% 13,356 11.05% 16,900 8.98% 15,378
Since Inception 15.50% 339,232 NA NA 11.52% 143,793
Inception date: 24-May-96 Managing since: 20-Apr-20$Rupesh Patel is the co-fund manager
Tata Medium Term Fund (Segregated Portfolio 1)&
Crisil Medium Term Debt Index*
CRISIL 10 Year Gilt Index#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year -40.09% 6,000 12.59% 11,255 8.90% 10,887
3 Year NA NA NA NA NA NA
5 Year NA NA NA NA NA NA
Since Inception -31.12% 5,988 12.79% 11,801 9.70% 11,358
Inception date: 15-Jun-19 Managing since: 06-Feb-20&Murthy Nagarajan is the Co-Fund Manager since Feb 6, 2020
Tata Retirement SavingsFund - Moderate Plan
CRISIL Hybrid 25+75- Aggressive Index*
S&P BSE Sensex TRI#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 3.05% 10,305 4.12% 10,412 -0.11% 9,989
3 Year 3.62% 11,125 5.78% 11,836 7.33% 12,363
5 Year 9.75% 15,933 9.46% 15,722 9.62% 15,834
Since Inception 13.92% 32,329 11.08% 25,758 11.06% 25,711
Inception date: 01-Nov-11 Managing since: 01-Apr-17
Tata Retirement SavingsFund - Progressive Plan S&P BSE 200 TRI* S&P BSE Sensex TRI#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 1.07% 10,107 -0.17% 9,983 -0.11% 9,989
3 Year 3.21% 10,996 3.96% 11,235 7.33% 12,363
5 Year 10.57% 16,536 8.99% 15,386 9.62% 15,834
Since Inception 13.51% 31,299 11.24% 26,089 11.06% 25,711
Inception date: 1-Nov-11 Managing since: 01-Apr-17
(Manages debt portfolio)
SCHEME PERFORMANCE
www.tatamutualfund.com TATA MUTUAL FUND 53Note: * Benchmark;# Additional benchmark; Amount in rupees denotes Value of Standard Investment of Rs. 10,000. Refer to page number 58 for disclaimer on scheme performance.
Lumpsum Performance of Open Ended SchemesLumpsum Performance of schemes managed by Sailesh Jain
Lumpsum Performance of schemes managed by Satish Chandra Mishra
Tata Small Cap Fund Nifty Smallcap 100 TRI* Nifty 50 TRI#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 5.67% 10,567 2.35% 10,235 -0.98% 9,9023 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 4.68% 10,940 -2.59% 9,496 6.75% 11,372Inception date: 12-Nov-18 Managing since: 01-Nov-19
Tata Hybrid Equity Fund Crisil Hybrid 25+75- Aggressive Index* S&P BSE Sensex TRI#
Period Return % Rs. Return % Rs. Return % Rs.1 Year -2.62% 9,738 4.12% 10,412 -0.11% 9,9893 Year 0.76% 10,229 5.78% 11,836 7.33% 12,3635 Year 4.57% 12,507 9.46% 15,722 9.62% 15,834Since Inception 14.62% 306,679 NA NA 11.76% 162,594Inception date: 08-Oct-95 Managing since: 01-Nov-19
Tata Resources& Energy Fund Nifty Commodities TRI* Nifty 50 TRI#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 10.49% 11,049 -4.11% 9,589 -0.98% 9,9023 Year 0.76% 10,229 -5.50% 8,440 5.37% 11,6985 Year NA NA NA NA NA NASince Inception 10.96% 16,551 8.72% 14,994 9.68% 15,648Inception date: 28-Dec-15 Managing since: 20-Apr-20
Lumpsum Performance of schemes managed by Sonam Udasi
Tata Equity P/E Fund S&P BSE Sensex TRI*
Period Return % Rs. Return % Rs. Return % Rs.1 Year -1.18% 9,882 -0.11% 9,989 NA NA3 Year -0.75% 9,777 7.33% 12,363 NA NA5 Year 10.03% 16,133 9.62% 15,834 NA NASince Inception 17.28% 135,410 15.36% 103,398 NA NAInception date: 29-Jun-04 Managing since: 01-Apr-16
Tata Index Fund- Nifty Plan Nifty 50 TRI*
Period Return % Rs. Return % Rs. Return % Rs.1 Year -1.98% 9,802 -0.98% 9,902 NA NA3 Year 4.63% 11,454 5.37% 11,698 NA NA5 Year 8.04% 14,725 8.98% 15,378 NA NASince Inception 14.79% 114,733 16.14% 141,055 NA NAInception date: 25-Feb-03 Managing since: 01-Apr-16
Tata Index Fund- Sensex Plan
S&P BSE Sensex TRI*
Period Return % Rs. Return % Rs. Return % Rs.1 Year -1.02% 9,898 -0.11% 9,989 NA NA3 Year 6.63% 12,123 7.33% 12,363 NA NA5 Year 8.72% 15,195 9.62% 15,834 NA NASince Inception 14.79% 114,699 16.87% 157,681 NA NAInception date: 25-Feb-03 Managing since: 01-Apr-16
Tata Banking AndFinancial Services Fund
NiftyFinancial Services TRI* Nifty 50 TRI#
Period Return % Rs. Return % Rs. Return % Rs.1 Year -11.86% 8,814 -13.68% 8,632 -0.98% 9,9023 Year 1.16% 10,351 4.90% 11,542 5.37% 11,6985 Year NA NA NA NA NA NASince Inception 12.66% 17,813 11.82% 17,181 9.68% 15,648Inception date: 28-Dec-15 Managing since: 01-Apr-16
Tata Nifty Private Bank Exchange Traded Fund
Nifty Private Bank TRI* Nifty 50 TRI#
Period Return % Rs. Return % Rs. Return % Rs.1 Year -20.47% 7,953 -19.92% 8,008 -0.98% 9,9023 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception -10.43% 8,790 -11.54% 8,663 5.86% 10,689Inception date: 30-Aug-19 Managing since: 16-Aug-19
Tata Balanced Advantage Fund
CRISIL Hybrid 35+65 - Aggressive Index*
S&P BSE Sensex TRI#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 6.61% 10,661 5.60% 10,560 -0.11% 9,9893 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 7.76% 11,403 9.48% 11,725 7.57% 11,367Inception date: 28-Jan-19 Managing since: 09-Jan-19
Tata Arbitrage FundNifty 50 Arbitrage
Index*Nifty 50 TRI#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 5.15% 10,515 2.62% 10,262 -0.98% 9,9023 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 5.86% 11,123 4.66% 10,889 4.86% 10,927Inception date: 18-Dec-18 Managing since: 10-Dec-18
Tata Equity Savings Fund NIFTYEquity Savings Index* Nifty 50 TRI#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 2.93% 10,293 5.20% 10,520 -0.98% 9,9023 Year 3.83% 11,195 6.75% 12,166 5.37% 11,6985 Year 5.20% 12,886 7.94% 14,661 8.98% 15,378Since Inception 6.86% 39,013 NA NA 12.35% 109,048Inception date: 27-Apr-00 Managing since: 09-Nov-18
Tata Nifty Exchange Traded Fund
Nifty 50 TRI*
Period Return % Rs. Return % Rs. Return % Rs.1 Year -1.04% 9,896 -0.98% 9,902 NA NA3 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 4.90% 10,915 4.92% 10,919 NA NAInception date: 01-Jan-19 Managing since: 17-Dec-18
SCHEME PERFORMANCE
www.tatamutualfund.com TATA MUTUAL FUND 54Note: * Benchmark;# Additional benchmark; Amount in rupees denotes Value of Standard Investment of Rs. 10,000. Refer to page number 58 for disclaimer on scheme performance.
Lumpsum Performance of Open Ended SchemesLumpsum Performance of schemes managed by Sonam Udasi (Contd.)
Tata Retirement SavingsFund - Conservative Plan
CRISIL Short Term DebtHybrid 75+25 Fund Index*
Crisil 10 Yr Gilt Index#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 7.18% 10,716 8.72% 10,870 8.90% 10,8873 Year 5.44% 11,722 7.95% 12,578 7.54% 12,4335 Year 8.11% 14,772 9.01% 15,395 7.93% 14,647Since Inception 9.29% 22,241 9.75% 23,097 8.11% 20,178Inception date: 01-Nov-11 Managing since: 01-Apr-16
(Manages equity portfolio)
Tata Balanced Advantage Fund
CRISIL Hybrid 35+65 - Aggressive Index* S&P BSE Sensex TRI#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 6.61% 10,661 5.60% 10,560 -0.11% 9,989
3 Year NA NA NA NA NA NA
5 Year NA NA NA NA NA NA
Since Inception 7.76% 11,403 9.48% 11,725 7.57% 11,367
Inception date: 28-Jan-19 Managing since: 09-Jan-19
Lumpsum Performance of schemes managed by Rahul Singh
Tata Digital India Fund$ S&P BSE IT TRI* S&P BSE Sensex TRI#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 33.79% 13,379 39.77% 13,977 -0.11% 9,989
3 Year 25.33% 19,686 29.14% 21,537 7.33% 12,363
5 Year NA NA NA NA NA NA
Since Inception 15.36% 19,981 16.54% 20,987 10.48% 16,207
Inception date: 28-Dec-15 Managing since: 20-Apr-20$Rahul Singh is the co-fund manger
Tata Resources & Energy Fund$ Nifty Commodities TRI* Nifty 50 TRI#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 10.49% 11,049 -4.11% 9,589 -0.98% 9,902
3 Year 0.76% 10,229 -5.50% 8,440 5.37% 11,698
5 Year NA NA NA NA NA NA
Since Inception 10.96% 16,551 8.72% 14,994 9.68% 15,648
Inception date: 28-Dec-15 Managing since: 20-Apr-20
$Rahul Singh is the co-fund manger
Tata India Pharma And Healthcare Fund$ Nifty Pharma TRI* Nifty 50 TRI#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 47.08% 14,708 43.72% 14,372 -0.98% 9,902
3 Year 15.70% 15,490 5.55% 11,759 5.37% 11,698
5 Year NA NA NA NA NA NA
Since Inception 6.23% 13,398 -0.73% 9,653 9.68% 15,648
Inception date: 28-Dec-15 Managing since: 20-Apr-20$Rahul Singh is the co-fund manager
Tata Young Citizens Fund$ S&P BSE 200 TRI* S&P BSE Sensex TRI#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 2.64% 10,264 -0.17% 9,983 -0.11% 9,989
3 Year 0.38% 10,114 3.96% 11,235 7.33% 12,363
5 Year 4.73% 12,602 8.99% 15,386 9.62% 15,834
Since Inception 11.70% 160,188 11.82% 164,482 11.79% 163,339
Inception date: 14-Oct-95 Managing since: 20-Apr-20
$Rahul Singh is the co-fund manager
Tata India Consumer Fund
Nifty IndiaConsumption TRI*
Nifty 50 TRI#
Period Return % Rs. Return % Rs. Return % Rs.1 Year -1.61% 9,839 -1.99% 9,801 -0.98% 9,9023 Year 2.80% 10,862 3.40% 11,056 5.37% 11,6985 Year NA NA NA NA NA NASince Inception 12.77% 17,897 8.50% 14,847 9.68% 15,648Inception date: 28-Dec-15 Managing since: 01-Apr-16
Tata Multicap Fund S&P BSE 500 TRI* S&P BSE Sensex TRI#
Period Return % Rs. Return % Rs. Return % Rs.1 Year -0.74% 9,926 0.19% 10,019 -0.11% 9,9893 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 5.17% 11,146 0.20% 10,043 2.88% 10,629Inception date: 06-Sep-18 Managing since: 17-Aug-18
Tata Retirement SavingsFund - Moderate Plan
Crisil Hybrid 25+75- Aggressive Index* S&P BSE Sensex TRI#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 3.05% 10,305 4.12% 10,412 -0.11% 9,9893 Year 3.62% 11,125 5.78% 11,836 7.33% 12,3635 Year 9.75% 15,933 9.46% 15,722 9.62% 15,834Since Inception 13.92% 32,329 11.08% 25,758 11.06% 25,711Inception date: 01-Nov-11 Managing since: 01-Apr-16
Tata Retirement SavingsFund - Progressive Plan
S&P BSE 200 TRI* S&P BSE Sensex TRI#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 1.07% 10,107 -0.17% 9,983 -0.11% 9,9893 Year 3.21% 10,996 3.96% 11,235 7.33% 12,3635 Year 10.57% 16,536 8.99% 15,386 9.62% 15,834Since Inception 13.51% 31,299 11.24% 26,089 11.06% 25,711Inception date: 01-Nov-11 Managing since: 01-Apr-16
(Manages equity portfolio)
SCHEME PERFORMANCE
www.tatamutualfund.com TATA MUTUAL FUND 55Note: * Benchmark;# Additional benchmark; Amount in rupees denotes Value of Standard Investment of Rs. 10,000. Refer to page number 58 for disclaimer on scheme performance.
Lumpsum Performance of Open Ended SchemesLumpsum Performance of schemes managed by Abhishek Sonthalia
Tata Treasury Advantage Fund&
Crisil Low Duration Debt Index*
CRISIL 1 Year T-Bill Index#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 7.64% 10,762 7.50% 10,748 6.23% 10,621
3 Year 5.68% 11,801 7.86% 12,547 6.89% 12,212
5 Year 6.55% 13,733 7.98% 14,680 6.80% 13,896
Since Inception 7.59% 30,298 7.71% 30,842 6.33% 25,348
Inception date: 06-Sep-05 Managing since: 06-Feb-20&Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020
Tata Treasury Advantage Fund (Segregated Portfolio 1)&
Crisil Low Duration Debt Index*
CRISIL 1 Year T-Bill Index#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year -30.77% 6,930 7.50% 10,748 6.23% 10,621
3 Year NA NA NA NA NA NA
5 Year NA NA NA NA NA NA
Since Inception -24.82% 6,755 7.97% 11,113 6.65% 10,926
Inception date: 15-Jun-19 Managing since: 06-Feb-20&Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020
Lumpsum Performance of Close Ended SchemesLumpsum Performance of schemes managed by Akhil Mittal
Tata FMP - Series 54- Scheme A
CRISIL CompositeBond Fund Index*
Crisil 10 Yr Gilt Index#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 8.01% 10,799 12.05% 11,201 8.90% 10,8873 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 9.20% 12,399 11.49% 13,045 10.93% 12,886Inception date: 21-May-18 Managing since: 11-May-18
Tata FMP - Series 55- Scheme A
Crisil MediumTerm Debt Index*
CRISIL 10 Year Gilt Index#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 8.05% 10,803 12.59% 11,255 8.90% 10,8873 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 9.33% 12,360 11.43% 12,930 11.27% 12,888Inception date: 15-Jun-18 Managing since: 07-Jun-18
Tata FMP - Series 53- Scheme B
CRISIL CompositeBond Fund Index*
Crisil 10 Yr Gilt Index#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 7.71% 10,769 12.05% 11,201 8.90% 10,8873 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 8.21% 12,274 10.63% 13,001 10.22% 12,875Inception date: 26-Mar-18 Managing since: 21-Mar-18
Tata FMP - Series 53- Scheme A
CRISIL CompositeBond Fund Index* Crisil 10 Yr Gilt Index#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 7.72% 10,770 12.05% 11,201 8.90% 10,8873 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 8.28% 12,307 10.58% 12,999 10.03% 12,830Inception date: 22-Mar-18 Managing since: 15-Mar-18
Tata FMP- Series 55 - Scheme F
Crisil Medium TermDebt Index*
CRISIL 10 Year Gilt Index#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 7.03% 10,701 12.59% 11,255 8.90% 10,8873 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 3.95% 10,887 11.56% 12,713 11.37% 12,667Inception date: 20-Aug-18 Managing since: 09-Aug-18
Tata FMP - Series 55- Scheme B
Crisil MediumTerm Debt Index*
CRISIL 10 Year Gilt Index#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 8.02% 10,800 12.59% 11,255 8.90% 10,8873 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 8.61% 12,131 11.47% 12,892 11.46% 12,890Inception date: 28-Jun-18 Managing since: 14-Jun-18
Tata FMP - Series 55- Scheme D
Crisil MediumTerm Debt Index*
CRISIL 10 Year Gilt Index#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 8.23% 10,821 12.59% 11,255 8.90% 10,8873 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 8.78% 12,102 11.45% 12,788 11.08% 12,692Inception date: 24-Jul-18 Managing since: 16-Jul-18
Tata FMP - Series 55- Scheme E
Crisil MediumTerm Debt Index*
CRISIL 10 Year Gilt Index#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 7.54% 10,752 12.59% 11,255 8.90% 10,8873 Year NA NA NA NA NA NA5 Year NA NA NA NA NA NASince Inception 4.27% 10,987 11.48% 12,773 11.13% 12,684Inception date: 30-Jul-18 Managing since: 20-Jul-18
Tata Liquid Fund& Crisil Liquid Fund Index*CRISIL 1 Year T-Bill
Index#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 4.66% 10,467 4.97% 10,498 6.22% 10,6233 Year 6.29% 12,010 6.50% 12,083 6.89% 12,2145 Year 6.67% 13,817 6.77% 13,877 6.79% 13,896Since Inception 7.42% 31,850 7.02% 29,967 6.23% 26,594Inception date: 01-Sep-04 Managing since: 06-Feb-20
&Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020
Tata Medium Term Fund& Crisil Medium Term Debt Index*
CRISIL 10 Year Gilt Index#
Period Return % Rs. Return % Rs. Return % Rs.1 Year 11.56% 11,153 12.59% 11,255 8.90% 10,8873 Year 1.51% 10,461 9.12% 12,991 7.54% 12,4335 Year 4.11% 12,232 9.26% 15,576 7.93% 14,647Since Inception 5.86% 27,842 NA NA 6.58% 31,456Inception date: 11-Nov-02 Managing since: 06-Feb-20
& Murthy Nagarajan is the Co-Fund Manager since Feb 6, 2020
Tata Medium Term Fund (Segregated Portfolio 1)&
Crisil Medium Term Debt Index*
CRISIL 10 Year Gilt Index#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year -40.09% 6,000 12.59% 11,255 8.90% 10,887
3 Year NA NA NA NA NA NA
5 Year NA NA NA NA NA NA
Since Inception -31.12% 5,988 12.79% 11,801 9.70% 11,358
Inception date: 15-Jun-19 Managing since: 06-Feb-20&Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020
Tata Short Term Bond Fund&
Crisil Short Term Bond Fund Index*
CRISIL 1 Year T-Bill Index#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 9.66% 10,963 9.97% 10,994 6.23% 10,621
3 Year 5.79% 11,837 8.54% 12,785 6.89% 12,212
5 Year 6.57% 13,751 8.46% 15,011 6.80% 13,896
Since Inception 7.54% 37,621 7.45% 37,052 6.11% 29,471
Inception date: 08-Aug-02 Managing since: 06-Feb-20&Abhishek Sonthalia is the Co-Fund Manager since Feb 6, 2020
SCHEME PERFORMANCE
www.tatamutualfund.com TATA MUTUAL FUND 56Note: * Benchmark;# Additional benchmark; Amount in rupees denotes Value of Standard Investment of Rs. 10,000. Refer to page number 58 for disclaimer on scheme performance.
Tata FMP - Series 56 - Scheme D
Crisil Medium Term Debt Index*
CRISIL 10 YearGilt Index#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 9.49% 10,946 12.59% 11,255 8.90% 10,887
3 Year NA NA NA NA NA NA
5 Year NA NA NA NA NA NA
Since Inception 10.28% 12,185 12.48% 12,679 11.87% 12,542
Inception date: 23-Oct-18 Managing since: 12-Oct-18
Tata FMP -Series 56 - Scheme C
Crisil MediumTerm Debt Index*
CRISIL 10 YearGilt Index#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 9.08% 10,906 12.59% 11,255 8.90% 10,887
3 Year NA NA NA NA NA NA
5 Year NA NA NA NA NA NA
Since Inception 10.38% 12,247 12.49% 12,731 12.14% 12,650
Inception date: 11-Oct-18 Managing since: 03-Oct-18
Tata FMP - Series 56 - Scheme F
Crisil Medium Term Debt Index*
CRISIL 10 Year Gilt Index#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 9.69% 10,966 12.59% 11,255 8.90% 10,887
3 Year NA NA NA NA NA NA
5 Year NA NA NA NA NA NA
Since Inception 11.03% 12,228 12.46% 12,535 11.48% 12,325
Inception date: 27-Nov-18 Managing since: 19-Nov-18
Lumpsum Performance of Close Ended SchemesLumpsum Performance of schemes managed by Akhil Mittal (contd.)
TataValue Fund Series - 2 S&P BSE 200 TRI* S&P BSE Sensex TRI#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year -3.58% 9,642 -0.17% 9,983 -0.11% 9,989
3 Year NA NA NA NA NA NA
5 Year NA NA NA NA NA NA
Since Inception -1.54% 9,657 1.56% 10,352 3.65% 10,837
Inception date: 03-Aug-18 Managing since: 13-Jul-18
TataValue Fund Series - 1 S&P BSE 200 TRI* S&P BSE Sensex TRI#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year -4.09% 9,591 -0.17% 9,983 -0.11% 9,989
3 Year NA NA NA NA NA NA
5 Year NA NA NA NA NA NA
Since Inception -0.31% 9,929 3.65% 10,858 5.14% 11,217
Inception date: 16-Jul-18 Managing since: 22-Jun-18
Lumpsum Performance of schemes managed by Sonam Udasi
Tata FMP- Series 55 - Scheme G
Crisil MediumTerm Debt Index*
CRISIL 10 Year Gilt Index#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 8.75% 10,873 12.59% 11,255 8.90% 10,887
3 Year NA NA NA NA NA NA
5 Year NA NA NA NA NA NA
Since Inception 9.68% 12,222 11.64% 12,703 11.60% 12,693
Inception date: 28-Aug-18 Managing since: 14-Aug-18
Tata FMP -Series 55 - Scheme I
Crisil Medium TermDebt Index*
CRISIL 10 YearGilt Index#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 8.97% 10,894 12.59% 11,255 8.90% 10,887
3 Year NA NA NA NA NA NA
5 Year NA NA NA NA NA NA
Since Inception 10.12% 12,282 12.18% 12,775 12.50% 12,854
Inception date: 12-Sep-18 Managing since: 03-Sep-18
Tata FMP -Series 56 - Scheme A
Crisil Medium TermDebt Index*
CRISIL 10 YearGilt Index#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 8.55% 10,853 12.59% 11,255 8.90% 10,887
3 Year NA NA NA NA NA NA
5 Year NA NA NA NA NA NA
Since Inception 10.22% 12,266 12.58% 12,824 12.52% 12,809
Inception date: 24-Sep-18 Managing since: 12-Sep-18
Tata FMP -Series 56 - Scheme B
Crisil Medium TermDebt Index*
CRISIL 10 YearGilt Index#
Period Return % Rs. Return % Rs. Return % Rs.
1 Year 8.13% 10,811 12.59% 11,255 8.90% 10,887
3 Year NA NA NA NA NA NA
5 Year NA NA NA NA NA NA
Since Inception 8.81% 11,928 12.47% 12,780 12.20% 12,718
Inception date: 28-Sep-18 Managing since: 21-Sep-18
SCHEME PERFORMANCE
www.tatamutualfund.com TATA MUTUAL FUND 57Note: * Benchmark;# Additional benchmark; Amount in rupees denotes Value of Standard Investment of Rs. 10,000. Refer to page number 58 for disclaimer on scheme performance.
SIP Performance of schemes managed by Amey Sathe
SIP Performance of Open Ended SchemesSIP Performance of schemes managed by Abhinav Sharma
Tata Treasury Advantage Fund
(Segregated Portfolio 1)
Crisil Low Duration Debt Index*
CRISIL 1 Year T-Bill Index#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 -26.67% 102,098 7.56% 124,788 5.62% 123,569
3 Year NA NA NA NA NA NA NA
5 Year NA NA NA NA NA NA NA
Since Inception 160,000 -27.19% 129,048 7.68% 168,582 6.02% 166,733
Inception date: 15-Jun-19 First Installment date: 01-Jul-19 Managing since: 14-Jun-19
Tata Ultra Short Term Fund
Crisil Ultra Short Term Debt Index*
CRISIL 1 Year T-Bill Index#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 5% 123,178 6.19% 123,923 5.62% 123,569
3 Year NA NA NA NA NA NA NA
5 Year NA NA NA NA NA NA NA
Since Inception 210,000 5.59% 220,740 6.68% 222,836 6.34% 222,195
Inception date: 22-Jan-19 First Installment date: 01-Feb-19 Managing since: 11-Jan-19
TataYoung Citizens Fund S&P BSE 200 TRI* S&P BSE Sensex
TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 19.14% 131,997 18.04% 131,321 17.98% 131,285
3 Year 360,000 4.28% 384,241 5.20% 389,599 7.16% 401,115
5 Year 600,000 4.28% 668,570 7.65% 727,665 9.43% 760,695
Since Inception 2,970,000 10.96% 14,056,337 13.35% 20,437,846 13.33% 20,383,895
Inception date: 14-Oct-95 First Installment date: 01-Feb-96 Managing since: 30-Jul-15
Tata Banking andFinancial Services Fund
Nifty FinancialServices TRI* Nifty 50 TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 3.21% 122,060 2.21% 121,421 17.46% 130,967
3 Year 360,000 0.79% 364,413 1.49% 368,298 5.81% 393,126
5 Year NA NA NA NA NA NA NA
Since Inception 580,000 6.09% 672,905 7.75% 700,463 8.08% 706,020
Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 18-Jun-18
TataEquity P/E Fund
S&P BSE Sensex TRI*
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 17.62% 131,067 17.98% 131,285 NA NA
3 Year 360,000 2.34% 373,132 7.16% 401,115 NA NA
5 Year 600,000 5.87% 695,892 9.43% 760,695 NA NA
Since Inception 1,960,000 13.69% 6,707,789 11.44% 5,417,119 NA NA
Inception date: 29-Jun-04 First Installment date: 01-Jul-04 Managing since: 18-Jun-18
TataInfrastructure Fund
S&P BSE IndiaInfrastructure TRI*
Nifty 50 TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 1.43% 120,918 -4.70% 116,951 17.46% 130,967
3 Year 360,000 -5.33% 331,257 -13.91% 288,322 5.81% 393,126
5 Year 600,000 -1.20% 581,940 -7.81% 491,482 8.16% 737,016
Since Inception 1,890,000 5.98% 3,099,236 1.35% 1,646,284 10.50% 4,609,148
Inception date: 31-Dec-04 First Installment date: 01-Feb-05 Managing since: 20-Apr-20
Tata Multicap Fund S&P BSE 500 TRI*S&P BSE Sensex
TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 14.83% 129,350 18.75% 131,757 17.98% 131,285
3 Year NA NA NA NA NA NA NA
5 Year NA NA NA NA NA NA NA
Since Inception 250,000 7.96% 271,833 7.19% 269,701 8.09% 272,200
Inception date: 06-Sep-18 First Installment date: 01-Oct-18 Managing since: 01-Nov-19
SIP Performance of schemes managed by Akhil Mittal
Tata Balanced Advantage Fund
CRISIL Hybrid 35+65 - Aggressive Index*
S&P BSE Sensex TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 14.59% 129,198 16.95% 130,655 17.98% 131,285
3 Year NA NA NA NA NA NA NA
5 Year NA NA NA NA NA NA NA
Since Inception 210,000 9.83% 229,020 10.74% 230,810 8.75% 226,921
Inception date: 28-Jan-19 First Installment date: 01-Feb-19 Managing since: 09-Jan-19
TataDynamic Bond Fund
CRISIL Composite Bond Fund Index*
Crisil 10 Yr GiltIndex#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 9.15% 125,777 12.07% 127,589 8.12% 125,137
3 Year 360,000 8.13% 406,842 11.39% 426,664 9.97% 417,962
5 Year 600,000 7.22% 719,564 9.71% 765,715 8.19% 737,228
Since Inception 2,050,000 7.49% 4,055,139 8.26% 4,370,404 7.08% 3,901,001
Inception date: 03-Sep-03 First Installment date: 01-Oct-03 Managing since: 26-Jun-14
Tata Income Fund CRISIL Medium toLong Term Debt Index*
Crisil 10 Yr Gilt Index#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 12.55% 127,891 12.83% 128,058 8.12% 125,137
3 Year 360,000 10.14% 419,026 11.77% 429,066 9.97% 417,962
5 Year 600,000 8.32% 739,740 9.96% 770,438 8.19% 737,228
Since Inception 2,790,000 7.50% 7,276,234 9.36% 9,428,042 6.98% 4,718,463
Inception date: 28-Apr-97 First Installment date: 01-Aug-97 Managing since: 26-Jun-14
Tata Treasury Advantage Fund##
CRISIL Low DurationDebt Index*
Crisil 1 Yr T-BillIndex#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 7.91% 125,003 7.56% 124,788 5.62% 123,569
3 Year 360,000 5.78% 392,897 8.09% 406,608 6.85% 399,222
5 Year 600,000 6.05% 698,891 7.93% 732,535 6.78% 711,720
Since Inception 1,810,000 7.51% 3,292,059 8.02% 3,434,467 6.72% 3,084,816
Inception date: 06-Sep-05 First Installment date: 01-Oct-05 Managing since: 26-Jun-14
SCHEME PERFORMANCE
www.tatamutualfund.com TATA MUTUAL FUND 58Note: * Benchmark;# Additional benchmark; Amount in rupees denotes Value of Standard Investment of Rs. 10,000. Refer to page number 58 for disclaimer on scheme performance.
SIP Performance of schemes managed by Amey Sathe (Contd.)
Tata Young Citizens Fund
S&P BSE 200 TRI*S&P BSE Sensex
TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 19.14% 131,997 18.04% 131,321 17.98% 131,285
3 Year 360,000 4.28% 384,241 5.20% 389,599 7.16% 401,115
5 Year 600,000 4.28% 668,570 7.65% 727,665 9.43% 760,695
Since Inception 2,970,000 10.96% 14,056,337 13.35% 20,437,846 13.33% 20,383,895
Inception date: 14-Oct-95 First Installment date: 01-Feb-96 Managing since: 20-Apr-20
Tata Banking & PSU Debt Fund
CRISIL Banking and PSU Debt Index*
CRISIL 10 Year Gilt Index#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 10.85% 126,833 10.41% 126,563 8.12% 125,137
3 Year NA NA NA NA NA NA NA
5 Year NA NA NA NA NA NA NA
Since Inception 120,000 10.85% 126,833 10.41% 126,563 8.12% 125,137
Inception date: 10-Oct-19 First Installment date: 01-Nov-19 Managing since: 06-Sep-19
Tata Corporate Bond Fund (Segregated Portfolio 1)
Crisil Corporate Bond Composite Index*
CRISIL 1 Year T-Bill Index#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 -20.64% 106,309 12.79% 128,038 5.62% 123,569
3 Year NA NA NA NA NA NA NA
5 Year NA NA NA NA NA NA NA
Since Inception 160,000 -19.13% 138,336 12.52% 173,977 6.02% 166,733
Inception date: 15-Jun-19 First Installment date: 01-Jul-19 Managing since: 14-Jun-19
SIP Performance of schemes managed by Amit Somani
TataMoney Market Fund
Crisil MoneyMarket Index*
Crisil 1Yr T-Bill Index#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 6.60% 124,182 5.49% 123,488 5.62% 123,569
3 Year 360,000 5.67% 392,257 6.75% 398,622 6.85% 399,235
5 Year 600,000 5.50% 689,322 6.98% 715,479 6.78% 711,819
Since Inception 2,090,000 7.04% 4,014,716 7.56% 4,223,744 7.18% 3,834,574
Inception date: 22-May-03 First Installment date: 01-Jun-03 Managing since: 16-Oct-13
Tata Liquid Fund Crisil Liquid FundIndex*
Crisil 1 Yr T-BillIndex#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 4.20% 122,711 4.60% 122,966 5.60% 123,607
3 Year 360,000 5.69% 392,524 5.97% 394,159 6.84% 399,351
5 Year 600,000 6.20% 701,889 6.40% 705,273 6.77% 711,992
Since Inception 1,930,000 7.49% 3,658,455 7.27% 3,588,438 7.44% 3,400,209
Inception date: 01-Sep-04 First Installment date: 01-Oct-04 Managing since: 16-Oct-13
Tata Overnight Fund Crisil Overnight Index*
CRISIL 1 Year T-Bill Index#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 3.24% 122,098 3.37% 122,176 5.60% 123,607
3 Year NA NA NA NA NA NA NA
5 Year NA NA NA NA NA NA NA
Since Inception 190,000 3.72% 195,911 3.84% 196,103 6.21% 199,873
Inception date: 27-Mar-19 First Installment date: 01-Apr-19 Managing since: 25-Mar-19
SIP Performance of schemes managed by Chandraprakash Padiyar
TataHybrid Equity Fund
Crisil Hybrid 25+75- Aggressive Index*
S&P BSE Sensex TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 9.38% 125,956 17.38% 130,919 17.98% 131,285
3 Year 360,000 1.89% 370,556 7.45% 402,886 7.16% 401,115
5 Year 600,000 3.22% 650,966 8.72% 747,307 9.43% 760,695
Since Inception 2,970,000 15.22% 27,591,145 12.22% 7,865,826 13.33% 20,396,778
Inception date: 08-Oct-95 First Installment date: 01-Feb-96 Managing since: 03-Sep-18
Tata Large & Mid Cap Fund
Nifty Large Midcap 250 TRI*
S&P BSE Sensex TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 15.31% 129,642 20.30% 132,705 17.98% 131,285
3 Year 360,000 5.71% 392,563 4.51% 385,542 7.16% 401,115
5 Year 600,000 6.76% 711,497 7.14% 718,346 9.43% 760,695
Since Inception 2,420,000 16.25% 15,960,847 11.63% 4,992,083 13.92% 11,918,034
Inception date: 25-Feb-93 First Installment date: 01-Mar-93 Managing since: 03-Sep-18
Tata Small Cap Fund Nifty Smallcap 100 TRI* Nifty 50 TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 22.43% 133,997 33.04% 140,343 17.46% 130,967
3 Year NA NA NA NA NA NA NA
5 Year NA NA NA NA NA NA NA
Since Inception 230,000 9.69% 252,538 7.52% 247,422 7.28% 246,859
Inception date: 12-Nov-18 First Installment date: 01-Dec-18 Managing since: 19-Oct-18
SCHEME PERFORMANCE
www.tatamutualfund.com TATA MUTUAL FUND 59Note: * Benchmark;# Additional benchmark; Amount in rupees denotes Value of Standard Investment of Rs. 10,000. Refer to page number 58 for disclaimer on scheme performance.
SIP Performance of schemes managed by Ennette Fernandes
Tata Large &Mid Cap Fund
Nifty Large Midcap 250 TRI*
S&P BSE Sensex TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 15.31% 129,642 20.30% 132,705 17.98% 131,285
3 Year 360,000 5.71% 392,563 4.51% 385,542 7.16% 401,115
5 Year 600,000 6.76% 711,497 7.14% 718,346 9.43% 760,695
Since Inception 2,420,000 16.25% 15,960,847 11.63% 4,992,083 13.92% 11,918,034
Inception date: 25-Feb-93 First Installment date: 01-Mar-93 Managing since: 01-Nov-19
SIP Performance of schemes managed by Meeta Shetty
Tata Digital India Fund S&P BSE IT TRI* S&P BSE Sensex
TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 69.41% 161,085 79.92% 166,836 17.98% 131,285
3 Year 360,000 23.90% 509,253 29.12% 546,597 7.16% 401,115
5 Year NA NA NA NA NA NA NA
Since Inception 580,000 21.27% 965,374 24% 1,028,600 9.39% 728,680
Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 20-Apr-20
Tata India PharmaAnd Healthcare Fund Nifty Pharma TRI* Nifty 50 TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 57.41% 154,395 53.05% 151,932 17.46% 130,967
3 Year 360,000 25.38% 519,683 16.48% 459,241 5.81% 393,126
5 Year NA NA NA NA NA NA NA
Since Inception 580,000 15.41% 841,187 7.65% 698,728 8.08% 706,020
Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 20-Apr-20
Tata India Tax Savings Fund
S&P BSE Sensex TRI*
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 10.90% 126,906 17.98% 131,285 NA NA
3 Year 360,000 2.17% 372,140 7.16% 401,115 NA NA
5 Year 600,000 5.50% 689,360 9.43% 760,695 NA NA
Since Inception 2,840,000 17.20% 31,864,365 13.49% 18,125,459 NA NA
Inception date: 31-Mar-96 First Installment date: 01-Jul-96 Managing since: 18-Jun-18
Tata Large Cap Fund S&P BSE Sensex TRI*
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 8.02% 125,107 17.98% 131,285 NA NA
3 Year 360,000 0.75% 364,148 7.16% 401,115 NA NA
5 Year 600,000 3.51% 655,690 9.43% 760,695 NA NA
Since Inception 2,690,000 15.93% 21,659,364 13.74% 15,877,946 NA NA
Inception date: 07-May-98 First Installment date: 01-Jun-98 Managing since: 18-Jun-18
Tata Mid Cap Growth Fund
Nifty Midcap 100 TRI*
Nifty 50 TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 22.17% 133,840 22.13% 133,813 17.46% 130,967
3 Year 360,000 8.70% 410,365 0.79% 364,399 5.81% 393,126
5 Year 600,000 9.37% 759,437 3.10% 648,942 8.16% 737,016
Since Inception 2,000,000 14.57% 7,941,010 11.71% 5,745,231 11.07% 5,557,721
Inception date: 01-Jul-94 First Installment date: 01-Jul-94 Managing since: 18-Jun-18
Tata Retirement Savings Fund- Moderate Plan
Crisil Hybrid 25+75- Aggressive Index*
S&P BSE Sensex TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 16.06% 130,105 17.38% 130,919 17.98% 131,285
3 Year 360,000 5.95% 393,961 7.45% 402,886 7.16% 401,115
5 Year 600,000 8.11% 736,104 8.72% 747,307 9.43% 760,695
Since Inception 1,070,000 12.31% 1,885,593 10.42% 1,726,570 10.48% 1,730,753
Inception date: 01-Nov-11 First Installment date: 01-Dec-11 Managing since: 18-Jun-18
Tata Retirement Savings Fund - Progressive Plan S&P BSE 200 TRI* S&P BSE Sensex
TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 16.39% 130,307 18.04% 131,321 17.98% 131,285
3 Year 360,000 5.77% 392,896 5.20% 389,599 7.16% 401,115
5 Year 600,000 8.65% 746,048 7.65% 727,665 9.43% 760,695
Since Inception 1,070,000 12.23% 1,878,615 10.23% 1,711,028 10.48% 1,730,753
Inception date: 01-Nov-11 First Installment date: 01-Dec-11 Managing since: 18-Jun-18
Tata Retirement Savings Fund - Conservative Plan
CRISIL Short Term Debt Hybrid 75+25 Fund Index*
Crisil 10 Yr Gilt Index#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 11.47% 127,223 13.32% 128,365 8.12% 125,137
3 Year 360,000 7.51% 403,095 9.40% 414,483 9.97% 417,962
5 Year 600,000 7.55% 725,606 9.09% 753,981 8.19% 737,228
Since Inception 1,070,000 8.75% 1,596,786 9.51% 1,653,787 8.06% 1,546,313
Inception date: 01-Nov-11 First Installment date: 01-Dec-11 Managing since: 18-Jun-18
Tata Ethical FundNifty 500 Shariah
TRI*Nifty 50 TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 23.90% 134,888 35.30% 141,677 17.46% 130,967
3 Year 360,000 7.73% 404,527 11.33% 426,468 5.81% 393,126
5 Year 600,000 7.42% 723,349 11.27% 796,184 8.16% 737,016
Since Inception 2,900,000 16.75% 32,147,345 12.17% 4,091,848 12.97% 17,871,404
Inception date: 24-May-96 First Installment date: 01-Sep-96 Managing since: 20-Apr-20
Tata India Consumer Fund
Nifty IndiaConsumption TRI*
Nifty 50 TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 12.90% 128,151 9.82% 126,234 17.46% 130,967
3 Year 360,000 3.02% 376,964 3.47% 379,549 5.81% 393,126
5 Year NA NA NA NA NA NA NA
Since Inception 580,000 8.81% 718,548 6.53% 680,066 8.08% 706,020
Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 18-Jun-18
SCHEME PERFORMANCE
www.tatamutualfund.com TATA MUTUAL FUND 60Note: * Benchmark;# Additional benchmark; Amount in rupees denotes Value of Standard Investment of Rs. 10,000. Refer to page number 58 for disclaimer on scheme performance.
SIP Performance of schemes managed by Murthy Nagarajan
TataEquity Savings Fund
NIFTY Equity Savings Index*
Nifty 50 TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 8.84% 125,617 11.01% 126,980 17.46% 130,967
3 Year 360,000 4.73% 386,834 7.32% 402,111 5.81% 393,126
5 Year 600,000 4.77% 676,958 7.78% 730,016 8.16% 737,016
Since Inception 2,460,000 6.14% 4,831,526 8.56% 3,807,437 13.25% 11,466,742
Inception date: 27-Apr-00 First Installment date: 01-May-00 Managing since: 01-Apr-17
TataGilt Securities Fund
Crisil DynamicGilt Index*
CRISIL 10Year Gilt Index#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 8.85% 125,589 11.20% 127,053 8.12% 125,137
3 Year 360,000 9.65% 416,038 11.25% 425,839 9.97% 417,962
5 Year 600,000 8.16% 736,791 9.42% 760,267 8.19% 737,228
Since Inception 2,530,000 7.77% 6,184,842 8.38% 6,670,488 6.99% 4,719,428
Inception date: 06-Sep-99 First Installment date: 01-Oct-99 Managing since: 14-Sep-19
Tata Medium Term Fund (Segregated Portfolio 1)
Crisil Medium Term Debt Index*
CRISIL 10 Year Gilt Index#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 -30.43% 99,418 13.42% 128,422 8.12% 125,137
3 Year NA NA NA NA NA NA NA
5 Year NA NA NA NA NA NA NA
Since Inception 160,000 -32.25% 123,163 13.20% 174,728 8.22% 169,190
Inception date: 15-Jun-19 First Installment date: 01-Jul-19 Managing since: 06-Feb-20
Tata Retirement SavingsFund - Progressive Plan
S&P BSE 200 TRI* S&P BSE Sensex TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 16.39% 130,307 18.04% 131,321 17.98% 131,285
3 Year 360,000 5.77% 392,896 5.20% 389,599 7.16% 401,115
5 Year 600,000 8.65% 746,048 7.65% 727,665 9.43% 760,695
Since Inception 1,070,000 12.23% 1,878,615 10.23% 1,711,028 10.48% 1,730,753
Inception date: 01-Nov-11 First Installment date: 01-Dec-11 Managing since: 01-Apr-17
TataHybrid Equity Fund
Crisil Hybrid 25+75- Aggressive Index*
S&P BSE Sensex TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 9.38% 125,956 17.38% 130,919 17.98% 131,285
3 Year 360,000 1.89% 370,556 7.45% 402,886 7.16% 401,115
5 Year 600,000 3.22% 650,966 8.72% 747,307 9.43% 760,695
Since Inception 2,970,000 15.22% 27,591,145 12.22% 7,865,826 13.33% 20,396,778
Inception date: 08-Oct-95 First Installment date: 01-Feb-96 Managing since: 01-Apr-17
Tata Retirement SavingsFund - Conservative Plan
CRISIL Short Term DebtHybrid 75+25 Fund Index* Crisil 10 Yr Gilt Index#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 11.47% 127,223 13.32% 128,365 8.12% 125,137
3 Year 360,000 7.51% 403,095 9.40% 414,483 9.97% 417,962
5 Year 600,000 7.55% 725,606 9.09% 753,981 8.19% 737,228
Since Inception 1,070,000 8.75% 1,596,786 9.51% 1,653,787 8.06% 1,546,313
Inception date: 01-Nov-11 First Installment date: 01-Dec-11 Managing since: 01-Apr-17
Tata Medium Term Fund## &
Crisil Medium TermDebt Index*
Crisil 10 Yr Gilt Index#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 12.16% 127,648 13.42% 128,422 8.12% 125,137
3 Year 360,000 3.07% 377,222 11.51% 427,437 9.97% 417,962
5 Year 600,000 3.11% 649,092 9.92% 769,670 8.19% 737,228
Since Inception 2,140,000 5.77% 3,685,962 9.28% 4,297,990 6.99% 4,161,038
Inception date: 11-Nov-02 First Installment date: 01-Jan-03 Managing since: 06-Feb-20
Tata Short TermBond Fund
Crisil Short TermBond Fund Index* Crisil 1 Yr T-Bill Index#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 10.07% 126,351 10.37% 126,541 5.62% 123,569
3 Year 360,000 7.87% 405,283 9.82% 417,027 6.85% 399,222
5 Year 600,000 6.77% 711,676 8.85% 749,441 6.78% 711,720
Since Inception 2,180,000 7.63% 4,589,387 8.09% 4,812,829 6.51% 4,090,498
Inception date: 08-Aug-02 First Installment date: 01-Sep-02 Managing since: 01-Apr-17
Tata Retirement SavingsFund - Moderate Plan
Crisil Hybrid 25+75- Aggressive Index*
S&P BSE Sensex TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 16.06% 130,105 17.38% 130,919 17.98% 131,285
3 Year 360,000 5.95% 393,961 7.45% 402,886 7.16% 401,115
5 Year 600,000 8.11% 736,104 8.72% 747,307 9.43% 760,695
Since Inception 1,070,000 12.31% 1,885,593 10.42% 1,726,570 10.48% 1,730,753
Inception date: 01-Nov-11 First Installment date: 01-Dec-11 Managing since: 01-Apr-17
SIP Performance of schemes managed by Rupesh Patel
Tata Ethical Fund Nifty 500 Shariah TRI* Nifty 50 TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 23.90% 134,888 35.30% 141,677 17.46% 130,967
3 Year 360,000 7.73% 404,527 11.33% 426,468 5.81% 393,126
5 Year 600,000 7.42% 723,349 11.27% 796,184 8.16% 737,016
Since Inception 2,900,000 16.75% 32,147,345 12.17% 4,091,848 12.97% 17,871,404
Inception date: 24-May-96 First Installment date: 01-Sep-96 Managing since: 20-Apr-20
Tata India Tax Savings Fund
S&P BSE Sensex TRI*
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 10.90% 126,906 17.98% 131,285 NA NA
3 Year 360,000 2.17% 372,140 7.16% 401,115 NA NA
5 Year 600,000 5.50% 689,360 9.43% 760,695 NA NA
Since Inception 2,840,000 17.20% 31,864,365 13.49% 18,125,459 NA NA
Inception date: 31-Mar-96 First Installment date: 01-Jul-96 Managing since: 01-Apr-15
SCHEME PERFORMANCE
www.tatamutualfund.com TATA MUTUAL FUND 61Note: * Benchmark;# Additional benchmark; Amount in rupees denotes Value of Standard Investment of Rs. 10,000. Refer to page number 58 for disclaimer on scheme performance.
SIP Performance of schemes managed by Rupesh Patel (Contd.)
Tata Large Cap FundS&P BSE Sensex
TRI*
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 8.02% 125,107 17.98% 131,285 NA NA
3 Year 360,000 0.75% 364,148 7.16% 401,115 NA NA
5 Year 600,000 3.51% 655,690 9.43% 760,695 NA NA
Since Inception 2,690,000 15.93% 21,659,364 13.74% 15,877,946 NA NA
Inception date: 07-May-98 First Installment date: 01-Jun-98 Managing since: 18-Jun-18
Tata Mid Cap Growth Fund
Nifty Midcap 100 TRI*
Nifty 50 TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 22.17% 133,840 22.13% 133,813 17.46% 130,967
3 Year 360,000 8.70% 410,365 0.79% 364,399 5.81% 393,126
5 Year 600,000 9.37% 759,437 3.10% 648,942 8.16% 737,016
Since Inception 2,000,000 14.57% 7,941,010 11.71% 5,745,231 11.07% 5,557,721
Inception date: 01-Jul-94 First Installment date: 01-Jul-94 Managing since: 27-Jun-17
TataInfrastructure Fund
S&P BSE India Infrastructure TRI*
Nifty 50 TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 1.43% 120,918 -4.70% 116,951 17.46% 130,967
3 Year 360,000 -5.33% 331,257 -13.91% 288,322 5.81% 393,126
5 Year 600,000 -1.20% 581,940 -7.81% 491,482 8.16% 737,016
Since Inception 1,890,000 5.98% 3,099,236 1.35% 1,646,284 10.50% 4,609,148
Inception date: 31-Dec-04 First Installment date: 01-Feb-05 Managing since: 20-Apr-20
SIP Performance of schemes managed by Sailesh Jain
Tata Arbitrage Fund Nifty 50 Arbitrage Index* Nifty 50 TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 4.80% 123,070 2.13% 121,368 17.46% 130,967
3 Year NA NA NA NA NA NA NA
5 Year NA NA NA NA NA NA NA
Since Inception 220,000 5.40% 231,421 3.44% 227,260 7.50% 235,907
Inception date: 18-Dec-18 First Installment date: 01-Jan-19 Managing since: 10-Dec-18
TataEquity Savings Fund
NIFTY Equity Savings Index* Nifty 50 TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 8.84% 125,617 11.01% 126,980 17.46% 130,967
3 Year 360,000 4.73% 386,834 7.32% 402,111 5.81% 393,126
5 Year 600,000 4.77% 676,958 7.78% 730,016 8.16% 737,016
Since Inception 2,460,000 6.14% 4,831,526 8.56% 3,807,437 13.25% 11,466,742
Inception date: 27-Apr-00 First Installment date: 01-May-00 Managing since: 09-Nov-18
Tata Nifty Exchange Traded Fund Nifty 50 TRI*
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 17.51% 130,998 17.46% 130,967 NA NA
3 Year NA NA NA NA NA NA NA
5 Year NA NA NA NA NA NA NA
Since Inception 210,000 7.77% 225,014 7.76% 224,988 NA NA
Inception date: 01-Jan-19 First Installment date: 01-Feb-19 Managing since: 17-Dec-18
Tata Balanced Advantage Fund
CRISIL Hybrid 35+65 - Aggressive Index*
S&P BSE Sensex TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 14.59% 129,198 16.95% 130,655 17.98% 131,285
3 Year NA NA NA NA NA NA NA
5 Year NA NA NA NA NA NA NA
Since Inception 210,000 9.83% 229,020 10.74% 230,810 8.75% 226,921
Inception date: 28-Jan-19 First Installment date: 01-Feb-19 Managing since: 09-Jan-19
SIP Performance of schemes managed by Satish Chandra Mishra
TataHybrid Equity Fund
Crisil Hybrid 25+75- Aggressive Index*
S&P BSE Sensex TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 9.38% 125,956 17.38% 130,919 17.98% 131,285
3 Year 360,000 1.89% 370,556 7.45% 402,886 7.16% 401,115
5 Year 600,000 3.22% 650,966 8.72% 747,307 9.43% 760,695
Since Inception 2,970,000 15.22% 27,591,145 12.22% 7,865,826 13.33% 20,396,778
Inception date: 08-Oct-95 First Installment date: 01-Feb-96 Managing since: 01-Nov-19
Tata Resources &Energy Fund
Nifty Commodities TRI* Nifty 50 TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 26.87% 136,670 18.90% 131,847 17.46% 130,967
3 Year 360,000 9.31% 414,095 -0.59% 356,747 5.81% 393,126
5 Year NA NA NA NA NA NA NA
Since Inception 580,000 8.31% 709,926 2.53% 617,137 8.08% 706,020
Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 20-Apr-20
Tata Nifty Private Bank Exchange Traded Fund
Nifty Private Bank TRI* Nifty 50 TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.
1 Year 120,000 1.06% 120,684 1.47% 120,947 17.46% 130,967
3 Year NA NA NA NA NA NA NA
5 Year NA NA NA NA NA NA NA
Since Inception 130,000 -1.46% 128,900 -1.03% 129,221 15.35% 141,340
Inception date: 30-Aug-19 First Installment date: 01-Oct-19 Managing since: 16-Aug-19
SCHEME PERFORMANCE
www.tatamutualfund.com TATA MUTUAL FUND 62Note: * Benchmark;# Additional benchmark; Amount in rupees denotes Value of Standard Investment of Rs. 10,000. Refer to page number 58 for disclaimer on scheme performance.
SIP Performance of schemes managed by Satish Chandra Mishra (Contd.)
Tata Banking AndFinancial Services Fund
Nifty FinancialServices TRI*
Nifty 50 TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 3.21% 122,060 2.21% 121,421 17.46% 130,9673 Year 360,000 0.79% 364,413 1.49% 368,298 5.81% 393,1265 Year NA NA NA NA NA NA NASince Inception 580,000 6.09% 672,905 7.75% 700,463 8.08% 706,020Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 01-Apr-16
Tata Equity P/E Fund S&P BSE Sensex TRI*
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 17.62% 131,067 17.98% 131,285 NA NA3 Year 360,000 2.34% 373,132 7.16% 401,115 NA NA5 Year 600,000 5.87% 695,892 9.43% 760,695 NA NASince Inception 1,960,000 13.69% 6,707,789 11.44% 5,417,119 NA NAInception date: 29-Jun-04 First Installment date: 01-Jul-04 Managing since: 01-Apr-16
Tata Index Fund- Nifty Plan Nifty 50 TRI*
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 16.04% 130,096 17.46% 130,967 NA NA3 Year 360,000 4.96% 388,188 5.81% 393,126 NA NA5 Year 600,000 7.27% 720,727 8.16% 737,016 NA NASince Inception 2,110,000 10.74% 5,921,224 12.02% 6,759,983 NA NAInception date: 25-Feb-03 First Installment date: 01-Apr-03 Managing since: 01-Apr-16
Tata Index Fund- Sensex Plan
S&P BSE Sensex TRI*
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 16.40% 130,313 17.98% 131,285 NA NA3 Year 360,000 6.33% 396,229 7.16% 401,115 NA NA5 Year 600,000 8.57% 744,491 9.43% 760,695 NA NASince Inception 2,110,000 10.74% 5,923,382 12.59% 7,164,459 NA NAInception date: 25-Feb-03 First Installment date: 01-Apr-03 Managing since: 01-Apr-16
Tata IndiaConsumer Fund
Nifty IndiaConsumption TRI* Nifty 50 TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 12.90% 128,151 9.82% 126,234 17.46% 130,9673 Year 360,000 3.02% 376,964 3.47% 379,549 5.81% 393,1265 Year NA NA NA NA NA NA NASince Inception 580,000 8.81% 718,548 6.53% 680,066 8.08% 706,020Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 01-Apr-16
Tata Multicap Fund S&P BSE 500 TRI*S&P BSE Sensex
TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 14.83% 129,350 18.75% 131,757 17.98% 131,2853 Year NA NA NA NA NA NA NA5 Year NA NA NA NA NA NA NASince Inception 250,000 7.96% 271,833 7.19% 269,701 8.09% 272,200Inception date: 06-Sep-18 First Installment date: 01-Oct-18 Managing since: 17-Aug-18
Tata Retirement Savings Fund - Conservative Plan
CRISIL Short Term DebtHybrid 75+25 Fund Index*
Crisil 10 Yr Gilt Index#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 11.47% 127,223 13.32% 128,365 8.12% 125,1373 Year 360,000 7.51% 403,095 9.40% 414,483 9.97% 417,9625 Year 600,000 7.55% 725,606 9.09% 753,981 8.19% 737,228Since Inception 1,070,000 8.75% 1,596,786 9.51% 1,653,787 8.06% 1,546,313Inception date: 01-Nov-11 First Installment date: 01-Dec-11 Managing since: 01-Apr-16
Tata Retirement Savings Fund - Moderate Plan
CRISIL Hybrid 25+75 - Aggressive Index*
S&P BSE Sensex TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 16.06% 130,105 17.38% 130,919 17.98% 131,2853 Year 360,000 5.95% 393,961 7.45% 402,886 7.16% 401,1155 Year 600,000 8.11% 736,104 8.72% 747,307 9.43% 760,695Since Inception 1,070,000 12.31% 1,885,593 10.42% 1,726,570 10.48% 1,730,753Inception date: 01-Nov-11 First Installment date: 01-Dec-11 Managing since: 01-Apr-16
Tata Retirement Savings Fund - Progressive Plan S&P BSE 200 TRI* S&P BSE Sensex TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 16.39% 130,307 18.04% 131,321 17.98% 131,2853 Year 360,000 5.77% 392,896 5.20% 389,599 7.16% 401,1155 Year 600,000 8.65% 746,048 7.65% 727,665 9.43% 760,695Since Inception 1,070,000 12.23% 1,878,615 10.23% 1,711,028 10.48% 1,730,753Inception date: 01-Nov-11 First Installment date: 01-Dec-11 Managing since: 01-Apr-16
Tata Balanced Advantage Fund
CRISIL Hybrid 35+65 - Aggressive Index*
S&P BSE Sensex TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 14.59% 129,198 16.95% 130,655 17.98% 131,2853 Year NA NA NA NA NA NA NA5 Year NA NA NA NA NA NA NASince Inception 210,000 9.83% 229,020 10.74% 230,810 8.75% 226,921Inception date: 28-Jan-19 First Installment date: 01-Feb-19 Managing since: 09-Jan-19
SIP Performance of schemes managed by Rahul Singh
Tata Digital India Fund
S&P BSE IT TRI*S&P BSE Sensex
TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 69.41% 161,085 79.92% 166,836 17.98% 131,2853 Year 360,000 23.90% 509,253 29.12% 546,597 7.16% 401,1155 Year NA NA NA NA NA NA NASince Inception 580,000 21.27% 965,374 24% 1,028,600 9.39% 728,680Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 20-Apr-20
SIP Performance of schemes managed by Sonam Udasi
Tata Small Cap FundNifty Smallcap 100
TRI*Nifty 50 TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 22.43% 133,997 33.04% 140,343 17.46% 130,9673 Year NA NA NA NA NA NA NA5 Year NA NA NA NA NA NA NASince Inception 230,000 9.69% 252,538 7.52% 247,422 7.28% 246,859Inception date: 12-Nov-18 First Installment date: 01-Dec-18 Managing since: 01-Nov-19
SCHEME PERFORMANCE
www.tatamutualfund.com TATA MUTUAL FUND 63Note: * Benchmark;# Additional benchmark; Amount in rupees denotes Value of Standard Investment of Rs. 10,000. Refer to page number 58 for disclaimer on scheme performance.
SIP Performance of schemes managed by Abhishek Sonthalia
SIP Performance of schemes managed by Rahul Singh (Contd.)
Tata Young Citizens Fund
S&P BSE 200 TRI*S&P BSE Sensex
TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 19.14% 131,997 18.04% 131,321 17.98% 131,2853 Year 360,000 4.28% 384,241 5.20% 389,599 7.16% 401,1155 Year 600,000 4.28% 668,570 7.65% 727,665 9.43% 760,695Since Inception 2,970,000 10.96% 14,056,337 13.35% 20,437,846 13.33% 20,383,895Inception date: 14-Oct-95 First Installment date: 01-Feb-96 Managing since: 20-Apr-20
Tata Liquid Fund Crisil Liquid Fund Index*
CRISIL 1 Year T-Bill Index#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 4.20% 122,711 4.60% 122,966 5.60% 123,6073 Year 360,000 5.69% 392,524 5.97% 394,159 6.84% 399,3515 Year 600,000 6.20% 701,889 6.40% 705,273 6.77% 711,992Since Inception 1,930,000 7.49% 3,658,455 7.27% 3,588,438 7.44% 3,400,209Inception date: 01-Sep-04 First Installment date: 01-Oct-04 Managing since: 06-Feb-20
Tata Medium Term Fund
Crisil Medium Term Debt Index*
CRISIL 10 Year Gilt Indexa
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 12.16% 127,648 13.42% 128,422 8.12% 125,1373 Year 360,000 3.07% 377,222 11.51% 427,437 9.97% 417,9625 Year 600,000 3.11% 649,092 9.92% 769,670 8.19% 737,228Since Inception 2,140,000 5.77% 3,685,962 9.28% 4,297,990 6.99% 4,161,038Inception date: 11-Nov-02 First Installment date: 01-Jan-03 Managing since: 06-Feb-20
Tata Short Term Bond Fund
Crisil Short Term Bond Fund Index*
CRISIL 1 Year T-Bill Index#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 10.07% 126,351 10.37% 126,541 5.62% 123,5693 Year 360,000 7.87% 405,283 9.82% 417,027 6.85% 399,2225 Year 600,000 6.77% 711,676 8.85% 749,441 6.78% 711,720Since Inception 2,180,000 7.63% 4,589,387 8.09% 4,812,829 6.51% 4,090,498Inception date: 08-Aug-02 First Installment date: 01-Sep-02 Managing since: 06-Feb-20
Tata Treasury Advantage Fund
Crisil Low Duration Debt Index*
CRISIL 1 Year T-Bill Index#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 7.91% 125,003 7.56% 124,788 5.62% 123,5693 Year 360,000 5.78% 392,897 8.09% 406,608 6.85% 399,2225 Year 600,000 6.05% 698,891 7.93% 732,535 6.78% 711,720Since Inception 1,810,000 7.51% 3,292,059 8.02% 3,434,467 6.72% 3,084,816Inception date: 06-Sep-05 First Installment date: 01-Oct-05 Managing since: 06-Feb-20
Tata Medium Term Fund (Segregated
Portfolio 1)
Crisil Medium Term Debt Index*
CRISIL 10 Year Gilt Index#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 -30.43% 99,418 13.42% 128,422 8.12% 125,1373 Year NA NA NA NA NA NA NA5 Year NA NA NA NA NA NA NASince Inception 160,000 -32.25% 123,163 13.20% 174,728 8.22% 169,190Inception date: 15-Jun-19 First Installment date: 01-Jul-19 Managing since: 06-Feb-20
Tata Treasury Advantage Fund (Segregated
Portfolio 1)
Crisil Low Duration Debt Index*
CRISIL 1 Year T-Bill Index#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 -26.67% 102,098 7.56% 124,788 5.62% 123,5693 Year NA NA NA NA NA NA NA5 Year NA NA NA NA NA NA NASince Inception 160,000 -27.19% 129,048 7.68% 168,582 6.02% 166,733Inception date: 15-Jun-19 First Installment date: 01-Jul-19 Managing since: 06-Feb-20
Tata Resources & Energy Fund
Nifty Commodities TRI* Nifty 50 TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 26.87% 136,670 18.90% 131,847 17.46% 130,9673 Year 360,000 9.31% 414,095 -0.59% 356,747 5.81% 393,1265 Year NA NA NA NA NA NA NASince Inception 580,000 8.31% 709,926 2.53% 617,137 8.08% 706,020Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 20-Apr-20
Tata India Pharma And Healthcare Fund
Nifty Pharma TRI* Nifty 50 TRI#
Period Amt. Invested Return % Rs. Return % Rs. Return % Rs.1 Year 120,000 57.41% 154,395 53.05% 151,932 17.46% 130,9673 Year 360,000 25.38% 519,683 16.48% 459,241 5.81% 393,1265 Year NA NA NA NA NA NA NASince Inception 580,000 15.41% 841,187 7.65% 698,728 8.08% 706,020Inception date: 28-Dec-15 First Installment date: 01-Jan-16 Managing since: 20-Apr-20
64www.tatamutualfund.com TATA MUTUAL FUND
SCHEME PERFORMANCE
Scheme NameScheme Name Index Name Since Inception
Tata Large & Mid Cap Fund - Reg - Growth S&P BSE Sensex TRIAs TRI data is not available since Since Inception of the scheme, benchmark performance is calculated using composite CAGR of S&P BSE Sensex PRI values from date 25-Feb-1993 to date 19-Aug-1996 and TRI values since date 19-Aug-1996
Tata Hybrid Equity Fund - Reg - Growth S&P BSE Sensex TRIAs TRI data is not available since Since Inception of the scheme, benchmark performance is calculated using composite CAGR of S&P BSE Sensex PRI values from date 06-Oct-1995 to date 19-Aug-1996 and TRI values since date 19-Aug-1996
Tata Young Citizens Fund - Reg S&P BSE 200 TRIAs TRI data is not available since Since Inception of the scheme, benchmark performance is calculated using composite CAGR of S&P BSE 200 PRI values from date 13-Oct-1995 to date 01-Aug-2006 and TRI values since date 01-Aug-2006
Tata Ethical Fund - Reg - Growth Nifty 50 TRIAs TRI data is not available since Since Inception of the scheme, benchmark performance is calculated using composite CAGR of Nifty 50 PRI values from date 24-May-1996 to date 30-Jun-1999 and TRI values since date 30-Jun-1999
Tata India Tax Savings Fund - Reg - Dividend S&P BSE Sensex TRIAs TRI data is not available since Since Inception of the scheme, benchmark performance is calculated using composite CAGR of S&P BSE Sensex PRI values from date 29-Mar-1996 to date 19-Aug-1996 and TRI values since date 19-Aug-1996
Tata Mid Cap Growth Fund - Reg - Dividend Nifty 50 TRIAs TRI data is not available since Since Inception of the scheme, benchmark performance is calculated using composite CAGR of Nifty 50 PRI values from date 01-Jul-1994 to date 30-Jun-1999 and TRI values since date 30-Jun-1999
• The Std. Dev., Sharpe Ratio, Jensen’s Alpha, Treynor, Portfolio Beta & R-squared are based on one month return calculated using last 3 years data.•
Price/Earning Ratio, Price/Book Value Ratio, are based on the historical earnings and accounting numbers, and have been computed only for the invested portion of the portfolio.
• Portfolio turnover has been computed as the ratio of the lower value of average purchase and average sales to the average net assets in the past one year (For schemes that have not completed one year, since
inception is considered)• Cash & Cash Equivalents includes CBLO, REPO, Fixed Deposits and Cash & Bank Balance.
Past performance may or may not be sustained in future.• After payment of dividend the NAV will fall to the extent of dividend payout and statutory levy, if any. (Unit face value - ` 10/-).• Pursuant to allotment of bonus units, the NAV of the scheme would fall in proportion to the bonus units allotted & as a result the total value of units held by investor would remain the same.
$-ICRA’s mutual fund rating methodology is based on evaluating the inherent credit quality of the fund’s portfolio. As a measure of the credit quality of a debt fund’s assets. ICRA uses the concept of ‘credit scores’. These scores are based on ICRA’s estimates of credit risk associated with each exposure of the portfolio taking into account its maturity. To quantify the credit risk scores, ICRA uses its database of historical default rates for various rating categories for various maturity buckets. The credit risk ratings incorporate ICRA’s assessment of a debt fund’s published investment objectives and policies, its management characteristics, and the creditworthiness of its investment portfolio. ICRA reviews relevant fund information on an ongoing basis to support its published rating opinions. If the portfolio credit score meets the benchmark of the assigned rating during the review, the rating is retained. In an event that the benchmark credit score is breached, ICRA gives a month’s time to the debt fund manager to bring the portfolio credit score within the benchmark credit score. If the debt fund manager is able to reduce the portfolio credit score within the benchmark credit score, the rating is retained. If the portfoliostill continues to breach the benchmark credit score, the rating is revised to reflect the change in credit quality.
Disclaimer:
1) Scheme returns in terms of CAGR are provided for past 1 year, 3 years, 5 years and since inception.
2) Point-to-point returns on a standard investment of Rs. 10,000/- are in addition to CAGR for the schemes.
3) Different plans shall have a different expense structure. The performance details provided herein are of regular plan growth option except for Tata India Tax Savings Fund , TATA Mid Cap Growth Fund & TATA Equity Savings Fund where performance details given is for regular plan dividend option.
4 ) NA stands for schemes in existance for more than 1 year but less than 3 years or 5 years, or instances where benchmark data for for corresponding period not available. 5) Period for which schemes performance has been provided is computed basis last day of the month - ended preceding the date of adversiment. 6) Past performance may or may not be sustained in future. For computation of since inception returns the allotment NAV has been taken as Rs. 10.00 (Except for Tata Liquid Fund, Tata Treasury Advantage Fund, Tata Corporate Bond Fund & Tata Money Market Fund where NAV is taken as Rs. 1,000). *All payouts during the period have been reinvested in the units of the scheme at the then prevailing NAV. Load is not considered for computation of returns. While calculating returns dividend distribution tax is excluded. Schemes in existence for less than 1 year, performance details for the same are not provided.
7) For Benchmark Indices Calculations , Total Return Index(TRI) has been used. Where ever TRI not available Composite CAGR has been disclosed .Please refer Disclaimer sheet for composite CAGR disclosure
8) ##The Scheme Returns are inclusive of the impact of Segregation of portfolio in the respective schemes.
NA - data are not available for the period
65
DIVIDEND / BONUS HISTORY
Past performance may or may not be sustained in future.• After payment of dividend the NAV will fall to the extent of dividend payout and statutory levy, if any. (Unit face value - ` 10/-).• Pursuant to allotment of bonus units, the NAV of the scheme would fall in proportion to the bonus units allotted & as a result the total value of units held by investor would remain the same.
Tata Equity P/E Fund
(Before 30th September 2009)
Date of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10
Reg. Reg. NAV Direct Direct NAV
23-09-2004 0.50 11.444925-03-2008 0.50 31.1969
(After Split under Dividend Option w.e.f. 1st Oct. 2009 - Dividend Trigger Option A (5%))
26-11-2009 1.80 39.853515-01-2010 1.50 41.214827-08-2010 1.50 41.042603-09-2010 1.00 40.427611-10-2010 1.75 43.092510-01-2011 1.75 38.162713-04-2011 1.50 36.978911-07-2011 1.50 34.372408-11-2011 1.25 30.713620-01-2012 1.00 27.937316-04-2012 1.00 29.145211-07-2012 1.00 27.399812-10-2012 0.40 28.660411-01-2013 0.50 29.9969 0.50 30.001428-05-2013 0.50 27.0385 0.50 27.093230-09-2013 0.25 24.9834 0.25 25.100224-10-2013 0.32 26.5125 0.32 26.649110-01-2014 0.35 27.7315 0.35 27.922509-04-201411-07-201416-10-201412-01-201517-04-201511-07-201617-08-201614-10-201603-11-201608-02-201715-02-201713-04-201721-07-201717-10-201718-01-2018
0.350.400.500.500.600.60
2.42
1.101.201.201.251.35
31.135238.298040.464946.116247.364448.8502
53.5858
53.202357.424959.321562.445163.2670
0.350.400.500.500.600.602.50
1.051.06
1.201.201.251.35
31.405538.298040.983446.790048.153250.043252.7728
52.130954.3130
57.940360.002263.316364.3214
(After Split under Dividend Option w.e.f. 1st Oct. 2009 - Dividend Trigger Option B (10%))
15-01-2010 3.00 43.170327-08-2010 1.50 41.502311-10-2010 3.50 44.682513-04-2011 3.00 38.589802-02-2012 2.25 32.122316-04-2012 2.00 30.79530-08-2012 1.00 28.129412-10-2012 0.80 29.361928-01-2013 0.80 30.1694 0.80 30.177309-04-2014 0.75 32.8529 0.75 33.122329-05-201411-07-201420-10-201412-01-201501-08-201613-02-201701-05-201707-11-2017
0.800.950.951.004.753.051.101.20
37.361139.090441.109146.607151.190451.8642
54.5858*58.7785
0.800.950.951.004.603.051.101.20
37.709939.496941.641045.917652.371453.5812
56.6123*61.3106
Date of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10
Reg. Reg. NAV Direct Direct NAV
27-04-2005 1.50 16.762617-01-2006 1.00 21.908501-06-2007 3.00 31.581617-04-2009 2.00 22.965609-07-2010 2.00 38.293602-03-2012 2.50 35.784922-02-2013 3.00 37.1119 3.00 37.134227-01-201419-01-201518-03-201617-02-201716-02-2018
2.004.003.353.704.00
36.771449.591142.665046.086349.3188
2.004.002.154.004.00
37.029650.292144.139649.953654.3209
02-12-2004 2.00 17.362025-03-2004 1.50 15.173807-01-2004 2.00 17.763303-12-2003 1.50 17.510230-09-2003 2.50 16.1903
www.tatamutualfund.com TATA MUTUAL FUND
Tata Large Cap Fund
15-06-1999 1.60 14.393130-12-1999 10.00 24.81319-07-2000 2.00 14.2437
*as on 28 April, 2017
Tata India Tax Savings Fund
Date of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10
Reg. Reg. NAV Direct Direct NAV
15-06-1999 2.00 16.89114-01-2000 2.00 41.49210-12-2003 1.00 23.97720-10-2005 10.10 40.192314-12-2007 3.00 63.722804-09-2009 3.00 44.4002
22-01-2010 5.00 46.98123-12-2011 2.00 41.071108-02-2012 1.50 43.244503-12-2012 1.50 47.443923-12-201319-12-201406-02-201526-02-201617-03-201721-03-201825-03-201925-03-2020
2.002.752.859.009.00
10.0010.003.70
48.718168.675070.707361.835172.385873.961267.097543.2975
2.00
2.009.007.501.00
48.9612
69.009692.820099.055097.3232
Bonus HistoryBonus Units in March’ 2000 01:01
Bonus HistoryBonus Units in March’ 2000 01:02
Tata Ethical Fund
Date of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10
Reg. Reg. NAV Direct Direct NAV
09-08-1999 1.00 13.398507-03-2000 2.50 29.709323-01-2004 1.50 16.660217-11-2006 2.50 41.843220-07-2007 2.00 49.394121-09-2007 4.00 49.7288
31-07-2009 2.00 36.70722-10-2010 5.00 50.587326-04-2012 2.00 40.100607-12-2012 1.00 44.87721-03-201405-12-201430-12-201529-12-201725-01-2019
3.005.504.756.355.50
52.613668.559166.838280.254767.4621
104.154993.4907
3.005.50
05-11-201304-12-201306-01-2014
0.2300 46.0275 0.2300 46.30880.2000 45.7847 0.2000 46.08230.2500 47.1149 0.2500 47.5278
05-02-201405-03-201403-04-201405-05-201404-06-201403-07-201405-08-201403-09-201430-09-201403-11-201403-12-201405-01-201504-02-201503-03-201501-04-201505-05-201503-06-201503-07-201505-08-201503-09-201501-10-201503-11-201509-12-2015
0.2000 45.4166 0.2000 45.84040.2000 47.378 0.2000 47.84590.2500 49.2444 0.2500 49.74250.2500 49.7024 0.2500 50.23740.30000.30000.30000.35000.30000.30000.30000.30000.30000.47000.48000.46000.46000.45000.46000.46000.44000.45000.4300
55.811359.410558.793761.484561.792863.573566.869867.005869.815972.646071.505768.995167.639069.175770.708966.604567.102166.687764.1480
0.30000.30000.30000.35000.30000.30000.30000.30000.30000.47000.48000.46000.46000.45000.46000.46000.44000.45000.4300
56.436760.118459.535762.284862.625464.460467.829468.001370.884873.783072.661570.144068.792870.401371.993667.840068.360467.969665.4071
04-01-201603-02-201601-03-2016
0.41000.39000.3900
65.562461.775759.3893
0.41000.39000.3900
66.867363.027560.6055
04-04-201603-05-201602-06-201604-07-201604-08-201601-09-201607-10-201603-11-201609-12-201606-01-201707-02-201710-03-201717-04-201705-05-201702-06-201707-07-201704-08-201708-09-201706-10-201703-11-201730-11-201710-01-201805-02-201805-03-201803-04-201804-05-201804-06-201804-07-201806-08-201804-09-201804-10-201801-11-201804-12-201803-01-201904-02-201905-03-201904-04-2019
0.41000.42000.42000.40000.42000.44000.49000.49000.46000.45000.47000.47000.46000.46000.46000.46000.47000.46000.45000.46000.46000.70000.72000.67000.64000.67000.65000.65000.65000.65000.62000.60000.60000.60000.60000.57000.4000
62.749562.858564.461465.910667.854468.940169.314367.365264.829164.102766.898565.941468.347168.718468.828668.795969.885668.745468.210769.924268.502370.542768.449666.099565.674666.053864.416463.474964.860464.412159.608959.077760.638359.577358.748358.211960.0092
0.41000.42000.42000.40000.42000.44000.49000.49000.46000.45000.47000.47000.46000.46000.46000.46000.47000.46000.45000.46000.46000.70000.72000.67000.64000.67000.65000.65000.65000.65000.62000.60000.60000.60000.60000.57000.4000
64.058164.192165.850967.355769.368370.526270.990069.059266.537565.853868.797867.883670.441870.873171.054471.117472.344471.287170.829172.710771.328673.597671.527169.192368.873069.395067.795166.919368.509768.152963.187962.734864.518663.502562.740062.281564.3178
03-10-2013 0.2500 44.5623 0.2500 44.8567
66
DIVIDEND / BONUS HISTORY
Past performance may or may not be sustained in future.• After payment of dividend the NAV will fall to the extent of dividend payout and statutory levy, if any. (Unit face value - ` 10/-).• Pursuant to allotment of bonus units, the NAV of the scheme would fall in proportion to the bonus units allotted & as a result the total value of units held by investor would remain the same.
www.tatamutualfund.com TATA MUTUAL FUND
Dividend Option
Date of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10
Reg. Reg. NAV Direct Direct NAV
15-02-2012 3.00 53.687705-03-2013 5.50 56.8898 5.50 56.934221-03-201413-02-201508-03-201610-02-201709-02-201815-03-201920-03-2020
3.258.605.756.306.755.854.95
58.746187.081967.025079.102280.761674.856245.5456
3.258.605.756.306.755.854.95
59.276788.317268.481981.316184.321179.789749.5874
24-04-2009 1.00 32.522719-03-2010 3.00 50.937
13-07-2007 2.00 42.753307-12-2007 1.00 52.4219
Tata Hybrid Equity Fund
15-07-1999 1.25 12.902703-04-2000 2.50 20.006209-09-2003 1.25 19.008411-03-2004 1.50 22.669112-01-2005 3.00 24.755401-12-2006 4.00 40.5078
Tata Hybrid Equity Fund
Monthly Dividend Option
Date of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10
Reg. Reg. NAV Direct Direct NAV
Monthly Dividend Option
Date of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10
Reg. Reg. NAV Direct Direct NAV
13-09-2010 0.5173 53.163808-10-201012-11-201010-12-201014-01-201111-02-201111-03-201108-04-201113-05-201110-06-201108-07-201112-08-201109-09-201114-10-201111-11-201109-12-201113-01-201210-02-201209-03-201213-04-201211-05-201208-06-201213-07-201210-08-201214-09-201212-10-201209-11-201214-12-2012
0.5329 53.95290.5482 54.01930.5300 50.83910.5135 49.19850.4804 46.22260.4697 46.62440.4835 48.80050.4705 47.99530.4770 47.49980.4795 48.15930.8000 45.50270.8000 44.52550.2500 43.6410.3000 43.71910.3000 41.60130.3000 41.41990.3000 44.15510.3000 44.34620.3000 43.97820.3000 42.27650.3000 42.68310.3000 44.16810.3000 44.55140.3000 45.76620.3500 46.84670.3500 46.64360.3500 47.8167
13-08-2010 0.1000 51.3412
14-01-201308-02-201305-03-201303-04-201303-05-201305-06-2013
0.3500 48.4127 0.3500 48.44040.3500 46.4548 0.3500 46.49360.3500 45.3818 0.3500 45.43220.3500 44.7321 0.3500 44.73210.3500 45.7388 0.3500 45.83460.3500 46.1426 0.3500 46.2644
03-07-201305-08-201304-09-2013
0.3500 44.5114 0.3500 44.64940.3500 42.8851 0.3500 43.07350.2500 41.9112 0.2500 42.1607
03-05-201903-06-201904-07-201905-08-2019
0.40000.41000.41000.4000
60.262361.964861.099756.9666
0.40000.41000.41000.4000
64.669266.581065.738461.3766
67www.tatamutualfund.com TATA MUTUAL FUND
DIVIDEND / BONUS HISTORY
Past performance may or may not be sustained in future.• After payment of dividend the NAV will fall to the extent of dividend payout and statutory levy, if any. (Unit face value - ` 10/-).• Pursuant to allotment of bonus units, the NAV of the scheme would fall in proportion to the bonus units allotted & as a result the total value of units held by investor would remain the same.
Tata Infrastructure Fund
Date of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10
Reg. Reg. NAV Direct Direct NAV
07-07-2005 0.45 11.42310-11-2006 1.50 22.0409-03-2007 2.00 19.054614-09-2007 2.00 24.072611-03-2008 1.00 24.678725-09-2009 1.00 30.998423-03-201009-03-201511-03-201603-03-201723-02-2018
0.602.301.752.252.50
1.752.502.50
22.287129.967522.993727.294930.6214
25.263730.382134.2323
Tata Large & Mid Cap Fund (Data provided since 2005)
Date of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10
Reg. Reg. NAV Direct Direct NAV
11-05-2005 1.00 15.818329-11-2005 1.00 20.13520-03-2006 5.00 25.229912-04-2006 1.00 21.12905-05-2006 1.00 21.437529-06-2007 1.00 23.304930-11-2007 1.00 31.151726-06-2009 1.50 18.997426-03-2010 2.00 24.174722-06-2010 0.50 22.075730-09-2010 1.00 23.989931-12-2010 0.50 22.491
Tata Equity Savings Fund (Data provided since 2008)
Monthly Dividend Option
Date of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10
Reg. Reg. NAV Direct Direct NAV
16-01-2008 0.0468 12.195514-02-2008 0.0452 11.996217-03-2008 0.0499 11.87315-04-2008 0.0452 11.891115-05-2008 0.0468 11.919316-06-2008 0.0499 11.7853
15-01-2009 0.0595 12.028416-02-2009 0.0384 11.863816-03-2009 0.0336 11.92415-04-2009 0.0432 12.310114-05-2009 0.0418 12.278115-06-2009 0.0614 12.444616-07-2009 0.0447 12.438714-08-2009 0.0557 12.397415-09-2009 0.0614 12.415614-10-2009 0.0418 12.347816-11-2009 0.0475 12.426715-12-2009 0.0418 12.39615-01-2010 0.0447 12.487815-02-2010 0.0447 12.317115-03-2010 0.0403 12.280915-04-2010 0.0448 12.334914-05-2010 0.0419 12.326615-06-2010 0.0462 12.322915-07-2010 0.0505 12.334816-08-2010 0.0462 12.27215-09-2010 0.0433 12.332914-10-2010 0.0419 12.30515-11-2010 0.0400 12.309415-12-2010 0.0433 12.169717-01-2011 0.0400 12.133515-02-2011 0.0419 12.0581
14-11-2008 0.0230 11.399915-12-2008 0.0595 12.004
29-10-2008 0.0187 11.290114-10-2008 0.0348 11.4095
18-08-2008 0.0515 11.652315-09-2008 0.0336 11.6441
13-03-201815-06-2018
1.4000.9500
33.373831.5371
1.40000.9500
42.342540.5604
1.40 44.3907
12-02-201620-01-201715-12-2017
2.352.501.40
27.740031.497435.3947
23-03-2012 1.00 19.954507-03-201430-01-2015
1.202.75
24.058834.9030
1.202.75
24.206235.4231
Tata Mid Cap Growth FundDate of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10
Reg. Reg. NAV Direct Direct NAV
16-09-2004 0.80 13.921125-08-2006 2.00 24.546523-03-2007 10.00 26.73116-11-2007 2.00 25.276321-12-2007 3.00 23.546114-05-2010 2.00 18.405528-11-201321-11-201430-12-201521-12-201718-01-2019
1.002.752.503.803.20
19.35834.788136.385449.187239.0353
1.00
0.253.803.20
19.4794
40.450559.137148.0546
15-03-2012 0.042 12.181716-04-2012 0.0463 12.226315-05-2012 0.042 12.187915-06-2012 0.0449 12.243716-07-2012 0.0449 12.319216-08-2012 0.0449 12.39817-09-2012 0.0463 12.502115-10-2012 0.0405 12.620415-11-2012 0.0449 12.620517-12-2012 0.0463 12.749315-01-2013 0.056 12.9512
15-12-2011 0.0434 11.970016-01-2012 0.0463 12.035615-02-2012 0.0434 12.2860
17-10-2011 0.0463 11.902415-11-2011 0.042 11.8737
15-09-2011 0.058 12.002316-08-2011 0.0463 12.0332
16-06-2011 0.0434 11.91315-07-2011 0.0434 12.0924
15-03-2011 0.0337 11.99615-04-2011 0.0598 12.102616-05-2011 0.0449 11.9725
Monthly Dividend Option
Date of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10
Reg. Reg. NAV Direct Direct NAV
03-09-201903-10-201904-11-201904-12-201903-01-202003-02-202003-03-202023-04-202006-05-202004-06-202003-07-202004-08-202003-09-202005-10-2020
0.40000.40000.40000.40000.40000.40000.40000.20000.20000.20000.21000.23000.23000.2200
56.039657.432159.100959.471459.028857.372555.422947.515846.817049.249551.553552.905553.975453.5828
0.40000.40000.40000.40000.40000.40000.40000.20000.20000.20000.21000.23000.23000.2200
60.457962.045663.940464.429464.037362.329360.294151.774351.049453.765856.347057.897459.142058.7867
68www.tatamutualfund.com TATA MUTUAL FUND
DIVIDEND / BONUS HISTORY
Past performance may or may not be sustained in future.• After payment of dividend the NAV will fall to the extent of dividend payout and statutory levy, if any. (Unit face value - ` 10/-).• Pursuant to allotment of bonus units, the NAV of the scheme would fall in proportion to the bonus units allotted & as a result the total value of units held by investor would remain the same.
Monthly Dividend Option
Date of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10
Reg. Reg. NAV Direct Direct NAV
15-05-2014 0.0513 12.839112-06-201415-07-201412-08-201415-09-201416-10-201413-11-201414-01-201512-02-201512-03-201515-04-201514-05-201512-06-201515-07-201507-10-201603-11-201609-12-201606-01-201707-02-201710-03-201717-04-201705-05-201702-06-201707-07-201704-08-201708-09-201706-10-201703-11-201730-11-201710-01-201805-02-201805-03-201803-04-201804-05-201804-06-2018
0.04780.05630.04780.05810.05090.04460.04780.04620.04460.05410.04590.04590.05220.10000.10000.10000.10000.10000.10000.07500.07500.07500.08500.08500.08500.08500.08500.08500.08500.09000.09000.08200.08300.0830
13.141313.082713.060213.254813.292713.522613.842214.027114.042114.041313.844113.673013.825314.728014.611214.490814.430014.562114.471614.625914.647714.601814.600614.581414.553614.484714.435814.378014.409214.227314.118214.095614.096413.9992
0.04780.05630.04780.05810.05090.04460.04780.04620.04460.05410.04590.04590.05220.10000.10000.10000.10000.10000.1000
0.07500.08500.08500.08500.0850
0.09000.08200.08300.0830
13.143013.094
13.079213.281313.330413.570413.905814.101414.126114.122213.934313.767313.928115.032314.932014.827814.780214.932114.8550
15.180615.196015.193515.183915.1268
15.168915.167915.189015.1041
12-03-2014 0.0461 12.669415-04-2014 0.0581 12.6933
13-02-2014 0.0496 12.551115-01-2014 0.0513 12.7377
14-02-2013 0.058 12.856914-03-2013 0.0541 12.821115-04-2013 0.0523 12.801315-05-2013 0.0576 13.169514-06-2013 0.0513 13.057115-07-2013 0.0529 12.969416-08-2013 0.0546 12.406616-09-2013 0.0529 12.564115-10-2013 0.0496 12.7097
Quarterly Dividend Option
Date of Declaration of dividend
Reg. Reg. NAV Direct Direct NAV
16-12-201617-03-201715-06-2017
0.30000.30000.2200
14.663014.776314.8165
0.30000.30000.2200
15.405815.574115.6701
Dividend p.u. (`) on Face Value of ` 10
Monthly Dividend Option
Date of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10
Reg. Reg. NAV Direct Direct NAV
04-06-202003-07-202004-08-202003-09-202005-10-2020
0.04200.04300.04500.04500.0450
0.04500.04500.0450
12.791013.012013.226013.438813.3633
15.046215.302915.2381
Tata Young Citizens’ FundBonus History
Bonus Units in March’ 1999 01:03Bonus Units in March’ 2000 01:02Bonus Units in Nov’ 2003 01:04Bonus Units in Nov’ 2007 01:02Bonus Units in Nov’ 2010 01:03Bonus Units in Nov’ 2011 01:05
Tata Banking & Financial Services FundDate of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10
Reg. Reg. NAV Direct Direct NAV
19-01-2018 1.40 17.5941
Tata India Consumer FundDate of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10
Reg. Reg. NAV Direct Direct NAV
19-01-2018 1.45 18.0181
Tata Resources & Energy FundDate of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10
Reg. Reg. NAV Direct Direct NAV
19-01-2018 1.30 16.0031
Tata Arbitrage FundDate of Declaration of dividend Dividend p.u. (`) on Face Value of ` 10
Reg. Reg. NAV Direct Direct NAV
19-06-201922-07-201916-08-201919-09-201922-10-201920-11-201920-12-201921-01-202018-02-202020-03-2020
0.03000.03000.04000.04000.04000.04000.05000.04000.06000.1000
10.344810.372110.392710.402510.410310.416910.422410.411410.421010.4373
0.03000.03000.04000.04000.04000.04000.05000.04000.06000.1000
10.379110.414110.440410.458410.474310.487910.500510.497210.513410.5376
04-07-201806-08-201804-09-201804-10-201801-11-201804-12-201803-01-201904-02-201905-03-201904-04-201903-05-201903-06-201904-07-201905-08-201903-09-201903-10-201904-11-201904-12-201903-01-202003-02-202003-03-202023-04-202006-05-2020
0.08300.08300.08300.08000.08000.08000.08000.08000.08000.08000.08000.08100.08100.07000.07000.07000.07000.07000.07000.07000.07000.04000.0420
13.889714.091914.082313.437613.414313.624213.521913.531013.524513.759713.728313.931213.894313.462213.368113.484913.690813.712913.714313.575913.411712.568012.4994
0.08300.08300.08300.0800
0.08000.08000.08000.08000.08000.08000.08100.08100.07000.07000.07000.07000.07000.07000.07000.0700
15.004015.242015.249914.5698
14.892214.800414.829814.844615.123515.109715.355115.337114.882514.798414.948615.199015.245015.268015.135814.9729
69www.tatamutualfund.com TATA MUTUAL FUND
HOW TO READ A FACT SHEET
SCHEDULE 3
Fund Manager: An employee of the asset management company such as a mutual fund or life insurer, who manages investments of the scheme. He is usually part of a larger team of fund managers and research analysts.
Application Amount for Fresh Subscription: This is the minimum investment amount for a new investor in a mutual fund scheme.
Minimum Additional Amount: This is the minimum investment amount for an existing investor in a mutual fund scheme.
Yield to Maturity: The Yield to Maturity or the YTM is the rate of return anticipated on a bond if held until maturity. YTM is expressed as an annual rate. The YTM factors in the bond’s current market price, par value, coupon interest rate and time to maturity.
SIP: SIP or systematic investment plan works on the principle of making periodic investments of a fixed sum. It works similar to a recurring bank deposit. For instance, an investor may opt for an SIP that invests Rs 500 every 15th of the month in an equity fund for a period of three years.
NAV: The NAV or the net asset value is the total asset value per unit of the mutual fund after deducting all related and permissible expenses. The NAV is calculated at the end of every business day. It is the value at which the investor enters or exits the mutual fund.
Benchmark: A group of securities, usually a market index, whose performance is used as a standard or benchmark to measure investment performance of mutual funds, among other investments. Some typical benchmarks include the Nifty, Sensex, BSE200, BSE500, 10-Year Gsec.
Entry Load: A mutual fund may have a sales charge or load at the time of entry and/or exit to compensate the distributor/agent.
Entry load is charged at the time an investor purchases the units of a mutual fund. The entry load is added to the prevailing NAV at the time of investment. For instance, if the NAV is Rs. 100 and the entry load is 1%, the investor will enter the fund at Rs 101.
Exit Load: Exit load is charged at the time an investor redeems the units of a mutual fund. The exit load is reduced from the prevailing NAV at the time of redemption The investor will receive redemption proceeds at net value of NAV less Exit Load. For instance, if the NAV is Rs 100 and the exit load is 1%, the investor will receive Rs 99.
Modified Duration: Modified duration is the price sensitivity and the percentage change in price for a unit change in yield.
Standard Deviation: Standard deviation is a statistical measure of the range of an investment’s performance. When a mutual fund has a high standard deviation, its means its range of performance is wide, implying greater volatility.
Sharpe Ratio: The Sharpe Ratio, named after its founder, the Nobel Laureate William Sharpe, is a measure of risk-adjusted returns. It is calculated using standard deviation and excess return to determine reward per unit of risk.
Beta: Beta is a measure of an investment’s volatility vis-à-vis the market. Beta of less than 1 means that the security will be less volatile than the market. A beta of greater than 1 implies that the security’s price will be more volatile than the market.
AUM: AUM or assets under management refers to the recent / updated cumulative market value of investments managed by a mutual fund or any investment firm.
Holdings: The holdings or the portfolio is a mutual fund’s latest or updated reported statement of investments/securities. These are usually displayed in terms of percentage to net assets or the rupee value or both. The objective is to give investors an idea of where their money is being invested by the fund manager.
Nature of Scheme: The investment objective and underlying investments determine the nature of the mutual fund scheme. For instance, a mutual fund that aims at generating capital appreciation by investing in stock markets is an equity fund or growth fund. Likewise, a mutual fund that aims at capital preservation by investing in debt markets is a debt fund or income fund. Each of these categories may have sub-categories.
Rating Profile: Mutual funds invest in securities after evaluating their creditworthiness as disclosed by the ratings. A depiction of the mutual fund in various investments based on their ratings becomes the rating profile of the fund. Typically, this is a feature of debt funds.
R-Squared: R-squared measures the relationship between a portfolio and its benchmark. It is simply a measure of the correlation of the portfolio’s returns to the benchmark’s returns.
Treynor Ratio: Treynor Ratio is a measurement of efficiency utilizing the relationship between annualized risk-adjusted return and risk. Unlike Sharpe Ratio, Treynor Ratio utilizes “market” risk (beta) instead of tatal risk (standard deviation).
Jensen Alpha: A measure of the difference between a fund’s actual returns and its expected performance, given its level of risk as measured by beta. Jensen’s Alpha is equivalent to the alpha derived from regressing the same or portfolio’s returns in excess of the risk free rate against the market return in excess of the risk free rate.