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COVID-19 Serology IMPLEMENTATION, CLINICAL UTILITY, AND OUTSTANDING QUESTIONS Christopher W Farnsworth DEPARTMENT OF PATHOLOGY & IMMUNOLOGY DIVISION OF LABORATORY MEDICINE

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Page 1: External Cardinal Health PPT 2020 - Standard (June 2020) · 2020. 8. 25. · SARS-CoV-2 infection. •Positive results may be due to past or present infection with non-SARS-CoV-2

COVID-19 SerologyIMPLEMENTATION, CLINICAL UTILITY, AND OUTSTANDING QUESTIONS

Christopher W Farnsworth

DEPARTMENT OF PATHOLOGY & IMMUNOLOGY

DIVISION OF LABORATORY MEDICINE

Page 2: External Cardinal Health PPT 2020 - Standard (June 2020) · 2020. 8. 25. · SARS-CoV-2 infection. •Positive results may be due to past or present infection with non-SARS-CoV-2

2 © 2020 Cardinal Health. All Rights Reserved.

Disclosures – Research Funding

Abbott DiagnosticsNowDiagnosticsBeckman Coulter

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3 © 2020 Cardinal Health. All Rights Reserved.

Learning Objectives

1) Understand how to validate COVID-19 serological assays

2) Describe the shortcomings associated with COVID-19 serological testing

3) List the proposed utilities of serological testing for COVID-19

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4 © 2020 Cardinal Health. All Rights Reserved.

Severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2)

• Single Stranded RNA virus closely related to other coronaviruses

• Alphacoronaviruso 229E and NL63

• Betacoronaviruso OC43 and HKU1

o SARS-CoV (2002)

o MERS-CoV (2012)

o SARS-CoV-2

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COVID-19 cases worldwide

US Prevalence~1.64%

as of

8/17/20

https://coronavirus.jhu.edu/map.html

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6 © 2020 Cardinal Health. All Rights Reserved.

Current testing for SARS-CoV-2

• Molecular TestingoPreferred method for diagnosis of SARS-CoV-2

o Tests for the presence of viral RNA

o Some issues with sensitivity

o Supply chain and reagent shortages

• Antigen TestingoCurrently 2 available

oDetect nucleocapsid protein from nasal or NP swab

o Sensitivity ~ 80% relative to PCR

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Current testing for SARS-CoV-2

• Serologyo Tests for the presence of antibodies to SARS-CoV-2

oOriginally > 200 tests available in the US

oRequire Emergency Use Authorization

oCurrently 35 tests with EUA

oPerformance- highly variable

Page 8: External Cardinal Health PPT 2020 - Standard (June 2020) · 2020. 8. 25. · SARS-CoV-2 infection. •Positive results may be due to past or present infection with non-SARS-CoV-2

8 © 2020 Cardinal Health. All Rights Reserved.

COVID-19 Serology and PCR proposed kinetics

https://www.siemens-healthineers.com/en-us/laboratory-diagnostics/assays-by-diseases-conditions/infectious-disease-assays/cov2g-assay

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9 © 2020 Cardinal Health. All Rights Reserved.

COVID-19 Serology Timeline

December 31st- Wuhan China reports first cases

January 12th- first sequence released

January 21- February 23rd-First known cases spread to the US

~March- First known lateral flow test is marketed in the US

May 4thEUA Required in the US

Late April- High throughput assays released

Page 10: External Cardinal Health PPT 2020 - Standard (June 2020) · 2020. 8. 25. · SARS-CoV-2 infection. •Positive results may be due to past or present infection with non-SARS-CoV-2

10 © 2020 Cardinal Health. All Rights Reserved.

Emergency Use Authorization and Serology

Allows for the use of unapproved medical devices to be used in an emergency

https://www.fda.gov/emergency-preparedness-and-response/mcm-legal-regulatory-and-policy-framework/emergency-use-authorization

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11 © 2020 Cardinal Health. All Rights Reserved.

Originally, serologic assays did not require an EUA

Why? They weren’t meant to be diagnostic

They were meant to be used in high complexity labsMainly for seroprevalence / study purposes

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But early serological assays did not deliver!

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Early studies demonstrated numerous false positives

Jeffrey D. Whitman et al. Test performance evaluation of SARS-CoV-2 serological assaysBiorxiv. 2020.

Assay 1

Assay 2

Assay 3

Assay 4

Assay 5

Assay 6

Assay 7

Assay 8

Assay 9

Assay 10

False

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Manufacturer validations pre-EUA

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The FDA reversed course on EUA for serology

• May 4th, 2020 new guidance:o Manufacturers must submit validation data for EUA w/in 10 days from

o FDA provided specific performance threshold requirements

30 confirmed SARS-CoV-2 Ab positive samples/Ab type

80 Ab negative and/or pre-COVID-19 samples (10 HIV positive)

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EUA also required the following language

• Negative results do not preclude acute SARS-CoV-2 infection. If acute infection is suspected, direct testing for SARS-CoV-2 is necessary.

• Results from antibody testing should not be used to diagnose or exclude acute SARS-CoV-2 infection.

• Positive results may be due to past or present infection with non-SARS-CoV-2 coronavirus strains, such as coronavirus HKU1, NL63, OC43, or 229E.

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So what does a positive result mean?

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Classes of antibodies detected by anti-SARS-COV-2 assays

IgGIgAIgM

Total Ab

Jorden MA et al. MMWR 2020;69:680-84.

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Variations in design of serological SARS-CoV-2 assays

https://www.economist.com/briefing/2020/03/12/understanding-sars-cov-2-and-the-drugs-that-might-lessen-its-power

Spike Protein• S1• S2• Receptor Binding Domain

Nucleocapsid

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How do SARS-CoV-2serological assays generally work

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How do SARS-CoV-2serological assays generally work

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Types of assays:

Lateral FlowELISA CLIA

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Validating new SARS-CoV-2 serological assays

1. Analytic measuring range

2. Precision

3. Interferences

4. Accuracy

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1) Analytic measuring range

• Only necessary for quantitative assays

• Must show accuracy and precision across reportable range

• Likely don’t correlate between assays

Nea

t1:

21:

41:

81:

161:

321:

64

1:12

8

0

2

4

6

8

Dilution

Sig

nal

Assay 1 (Nucleocapsid)

Ass

ay 2

(S

pik

e)Tang MS et al. Clin Chem. 2020;hvaa1200.

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26 © 2020 Cardinal Health. All Rights Reserved.

2) Precision

0.07

0.08

0.09

0.10

0.11

Rati

o

40

50

60

70

Rati

o

1.0

1.2

1.4

1.6

Rati

o

Negative QC

QC Pool

Positive QC

• Test intra-assay and inter-assay

• Sources of imprecision• Timing, temperature, reagent etc

• Ideally test at or near the cutoff

Tang MS et al. Clin Chem. 2020;hvaa1200.

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3) Interferences

• Effects of other compounds that impact measurement of analyte

• Ie. hemoglobin, triglycerides, bilirubin

• Perform near the cutoff for positive

• Labs may use data from manufacturers

Tang MS et al. Clin Chem. 2020;hvaa1200.

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4) Accuracy

• Extent to which a method compares to a reference method• Ideally RT-PCR confirmed SARS-CoV-2 infection

Theel ES et al. JCM. 2020;58:e01243-20.https://www.siemens-healthineers.com/en-us/laboratory-diagnostics/assays-by-diseases-conditions/infectious-disease-assays/cov2g-assay

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Basic lab statistics: sensitivity and specificity

No Infection Infection

Antibody (-)

Antibody (+)

True neg.

False pos.

False neg.

True pos.

sensitivity = # true positives

# true positives + # false negatives

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30 © 2020 Cardinal Health. All Rights Reserved.

Basic lab statistics: sensitivity and specificity

No Infection Infection

Antibody (-)

Antibody (+)

True neg.

False pos.

False neg.

True pos.

sensitivity = 90

90+10

90

1098

2

= 90%

Page 31: External Cardinal Health PPT 2020 - Standard (June 2020) · 2020. 8. 25. · SARS-CoV-2 infection. •Positive results may be due to past or present infection with non-SARS-CoV-2

31 © 2020 Cardinal Health. All Rights Reserved.

Basic lab statistics: sensitivity and specificity

No Infection Infection

Antibody (-)

Antibody (+)

True neg.

False pos.

False neg.

True pos.

Specificity = # true negatives

# true negatives + # false positives

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32 © 2020 Cardinal Health. All Rights Reserved.

Basic lab statistics: sensitivity and specificity

No Infection Infection

Antibody (-)

Antibody (+)

True neg.

False pos.

False neg.

True pos.

Specificity = 98

98+2

90

1098

2

= 98%

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Sample of sensitivity and specificity analysis

Specificity (neg/total)

Assay 1Assay 2

Theel ES et al. JCM. 2020;58:e01243-20.Tang MS. Clin Chem. 2020;hvaa1200.

Assay 3

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Sample of sensitivity and specificity analysis

Tang MS et al. Clin Chem. 2020;hvaa1200.

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Sensitivity will vary based on how it is calculated

Expected low sensitivity

early in disease

Overestimated sensitivity

early in disease

Tang MS, et al. Clin Chem. 2020;hvaa120. doi:10.1093/clinchem/hvaa120

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So what matters the most, sensitivity or specificity?

It depends on what you want to use it for!

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Proposed Utilities for SARS-CoV-2 serology:

1) Diagnosis

2) Identifying Convalescent plasma donors

3) Population screening

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Validation will depend on clinical use

1) Diagnosis • Requires an assay that can detect Ig early after infection

2) Identifying Convalescent plasma donors

3) Population screening

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Diagnosis is attractive, because testing supplies are scarce

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Low Sensitivity <7d from symptom onset

0

2

4

6

8

Rati

o

Assay 1

0

1

2

3

4

5

10

20

30

Rati

o

Assay 2

0

2

4

6

8

10

Rati

o

Assay 3

Sensitivity = 18% 25% 9%

Tang MS, Clin Chem. 2020;hvaa120. doi:10.1093/clinchem/hvaa120

<7d

Page 41: External Cardinal Health PPT 2020 - Standard (June 2020) · 2020. 8. 25. · SARS-CoV-2 infection. •Positive results may be due to past or present infection with non-SARS-CoV-2

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Serology should not be used for acute diagnosis!

FDA: “Do not use serological (antibody) tests as the sole basis to diagnose COVID-19 but instead as information about whether a person may have been exposed.”

IDSA: “Antibody tests may be better suited for public health surveillance and vaccine development than for diagnosis.”

WHO: “Serologic tests cannot be used to diagnose acute infection with the COVID-19 virus.”

https://www.fda.gov/medical-devices/letters-health-care-providers/important-information-use-serological-antibody-tests-covid-19-letter-health-care-providersIDSA COVID-19 Antibody Testing Primer Updated: May 4, 2020https://www.who.int/news-room/q-a-detail/q-a-serology-and-covid-19

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Utility in symptomatic patients outside of PCR windowSerology helpful for dx?

At Wash U- 10 patients have been positive by serology but negative by PCR

IDSA COVID-19 Antibody Testing Primer Updated: May 4, 2020https://healthcare-in-europe.com/en/news/sars-cov-2-igg-antibody-test-receives-fda-emergency-use-authorization.html

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Validation will depend on clinical use

1) Diagnosis • Requires an assay that can detect Ig early after infection

2) Identifying Convalescent plasma donors• Positive result must be highly associative with protection or at least

neutralizing titers

3) Population screening

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Use of serology to identify convalescent plasma donors

Joyner MJ. medrxiv 2020. https://pubmed.ncbi.nlm.nih.gov/32817978/

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Use of serology to identify convalescent plasma donors

Acu

te In

fect

ion

Conva

lesc

ent D

onors

0

2

4

6

8

Rati

o (

Sig

nal to

cu

toff

)Potentially Ideal donors

Not clear?

Not ideal plasma donors

Farnsworth Lab internal Data

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Validation will depend on clinical use

1) Diagnosis • Requires an assay that can detect Ig early after infection

2) Identifying Convalescent plasma donors• Positive result must be associated with protection

3) Population screening• Must have high specificity with high confidence

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Positive predictive value, it’s a matter of the stats!

• No Infection Infection

Antibody (-)

Antibody (+)

True neg.

False pos.

False neg.

True pos. 198,00040,000

760,000 2,00 0

Specificity = 760,000

800,000

Sensitivity =198,000

200,000

TN

TN + FP

TP

TP + FN

= 95%

= 99%

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Positive predictive value, it’s a matter of the stats!

• No Infection Infection

Antibody (-)

Antibody (+)

True neg.

False pos.

False neg.

True pos. 198,00040,000

760,000 2,00 0

Positive predictive value = # true positive

# true positive + # false positives

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Positive predictive value, it’s a matter of the stats!

• No Infection Infection

Antibody (-)

Antibody (+)

True neg.

False pos.

False neg.

True pos. 198,00040,000

760,000 2,00 0

Positive predictive value = 198,000

198,00+40,000= 83.2%

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Positive predictive value is impacted by prevalence

Sensitivity 99%Population 1,000,000

Specificity TP FP PPV

99.5% 198,000 4,000 98.0%

95% 198,000 40,000 83.2%

Disease

No disease

200,000 Cases

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Positive predictive value is impacted by prevalence

Sensitivity 99%Population 1,000,000

Specificity TP FP PPV

99.5% 198,000 4,000 98.0%

95% 198,000 40,000 83.2%

Disease

No disease

200,000 Cases

Specificity TP FP PPV

99.5% 19,800 4,000 83.2%

95% 19,800 40,000 33.3%

20,000 Cases

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Prevalence will vary by location!

Missouri Prevalence

2.0%

0.2%Specificity TP FP PPV

99.5% 1,980 4,980 39.8%

0.2% prevalence

Assumes sensitivity 99%, population of 1,000,0000

https://coronavirus.jhu.edu/map.html

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Confidence in your specificity matters!

~2.4 % prevalence of antibodies in 3,000 screened patients,

~10 fold higher than the prevalence at the time in Santa Clara

Test Specificity of 99.5% (95 CI 98.3-99.9%)

How they got this specificity: 30 samples of their own + 369 from manufacturer

If specificity closer to 98%, prevalence would be <1%

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Use test with high specificity or orthogonal approach! “In most of the country…. the prevalence of SARS-CoV-2 antibody is expected to be low, ranging from <5% to 25%, so that testing at this point might result in relatively more false-positive results and fewer false-negative results”

Prevalence of COVID-19 in the population

PPV for one test(SE=90%, SP=99.8%)

2% 90.2%

5% 95.9%

10% 98.0%

30% 99.5%

Prevalence of COVID-19 in the population

PPV for one test(SE=90%, SP=95%)

PPV for two orthogonal tests(SE=90%, SP=95%)

2% 26.9% 86.9%

5% 48.6% 94.5%

10% 66.7% 97.3%

30% 88.5% 99.3%

https://www.cdc.gov/coronavirus/2019-ncov/lab/resources/antibody-tests-guidelines.html#table1

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How are physicians using serology?

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How physicians are using serology at our hospital?

2.0%

0.2%

Time From Symptom Onset

N (%)

<3 days 18 (3%)

3-7 days 21 (4%)

8-13 days 8 (1%)

>14 days 423 (76%)

Never symptomatic 87 (16%)

Total 557

Ordering Patterns over Thirty Days of Testing

Prevalence Studies

In-patient

Out-patient

Mostly outpatients seeing PCPs

~70%~20%

~10%

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I have antibodies to SARS-CoV-2, am I immune?

In the future, this may potentially be used tohelp determine, together with other clinicaldata, whether these individuals may be lesssusceptible to infection. At this time, it isunknown for how long antibodies persistfollowing infection and if the presence ofantibodies confers protective immunity.

https://www.fda.gov/medical-devices/coronavirus-covid-19-and-medical-devices/faqs-testing-sars-cov-2#serology

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Macaques protected from reinfection by SARS-CoV-2

Chandrashekar A, et. al. Science. 2020. DOI: 10.1126/science.abc4776

An

tib

od

y Ti

ter

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Durability of antibody response is undefined

https://www.thelancet.com/journals/laninf/article/PIIS1473-3099(20)30517-X/fulltext

Seow J et al. medrxIV. 2020. https://www.medrxiv.org/content/10.1101/2020.07.09.20148429v1.full.pdf

But clearly decreases with time

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Using SARS-CoV as a surrogate for SARS-CoV-2 antibodies?

Antibodies stick around for a while

Lin Q et al.,Journal of Microbiology, Immunology and Infection, https://doi.org/10.1016/j.jmii.2020.03.0

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Antibodies types and protection• Antibodies can be binding or neutralizing

o Binding (non-neutralizing) Abs

– Produced at high levels,

– unable to independently prevent infection

– Bind and flag pathogen as ‘invader’

– Good markers of prior infection

o Neutralizing Abs (NAbs)

– NAbs bind virus leading to loss of infectivity and blocking viral

entry into host cells

– Function independent of other immune system components

• Commercially available assays do not distinguish NAbs from non-NAbs

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Assays for neutralizing antibodies are laborious

https://bio-protocol.org/e2855

-5 -4 -3 -2 -10

50

100

150

Log10[sera dilution]

% R

ela

tive In

fecti

on

SARS-CoV-2 Infected

Negative Control

-5 -4 -3 -2 -10

50

100

150

Log10[sera dilution]

% R

ela

tive In

fecti

on

SARS-CoV-2 Infected

Negative Control

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Neutralizing antibodies are present after SARS-CoV-2 infection

Pre-

2019

3-7d

8-13d

14-2

0d

21+d

1.0

1.5

2.0

2.5

3.0

3.5

1/L

og

10 p

lasm

a d

ilu

tio

ns (

EC

50)

1/L

og

10

pla

sm

a d

ilu

tio

n (

EC

50)

Tang MS et al. biorxiv. https://www.biorxiv.org/content/10.1101/2020.07.01.182220v1

No Yes

1.0

1.5

2.0

2.5

3.0

3.5

1/L

og

10 p

lasm

a d

ilu

tio

n (

EC

50)

No Yes

1.0

1.5

2.0

2.5

3.0

3.5

1/L

og

10 p

lasm

a d

ilu

tio

n (

EC

50)

No Yes

1.0

1.5

2.0

2.5

3.0

3.5

1/L

og

10 p

lasm

a d

ilu

tio

n (

EC

50)

No Yes

1.0

1.5

2.0

2.5

3.0

3.5

1/L

og

10 p

lasm

a d

ilu

tio

n (

EC

50)

No Yes

0

2

4

6

8

10

30

60

90

120

Rati

o

No Yes

0

2

4

6

8

10

30

60

90

120

Rati

o

No Yes

0

2

4

6

8

10

30

60

90

120

Rati

o

No Yes

0

2

4

6

8

10

30

60

90

120

Rati

o

No Yes

0

2

4

6

8

Rati

o

No Yes

0

2

4

6

8

Rati

o

No Yes0

2

4

6

8

Rati

o

No Yes

0

2

4

6

8

Rati

o

No Yes

0

2

4

6

8

10

Rati

o

No Yes

0

2

4

6

8

10

Rati

o

No Yes

0

2

4

6

8

10

Rati

o

No Yes

0

2

4

6

8

10

Rati

o

Neutralizing Roche Abbott EUROIMMUN

AK

I C

ard

iac In

jury

In

tub

ate

d D

eath

No Yes

1.0

1.5

2.0

2.5

3.0

3.5

1/L

og

10 p

lasm

a d

ilu

tio

n (

EC

50)

No Yes

1.0

1.5

2.0

2.5

3.0

3.5

1/L

og

10 p

lasm

a d

ilu

tio

n (

EC

50)

No Yes

1.0

1.5

2.0

2.5

3.0

3.5

1/L

og

10 p

lasm

a d

ilu

tio

n (

EC

50)

No Yes

1.0

1.5

2.0

2.5

3.0

3.5

1/L

og

10 p

lasm

a d

ilu

tio

n (

EC

50)

No Yes

0

2

4

6

8

10

30

60

90

120

Rati

o

No Yes

0

2

4

6

8

10

30

60

90

120

Rati

o

No Yes

0

2

4

6

8

10

30

60

90

120

Rati

o

No Yes

0

2

4

6

8

10

30

60

90

120

Rati

o

No Yes

0

2

4

6

8

Rati

o

No Yes

0

2

4

6

8

Rati

o

No Yes0

2

4

6

8

Rati

o

No Yes

0

2

4

6

8

Rati

o

No Yes

0

2

4

6

8

10

Rati

o

No Yes

0

2

4

6

8

10

Rati

o

No Yes

0

2

4

6

8

10

Rati

o

No Yes

0

2

4

6

8

10

Rati

o

Neutralizing Roche Abbott EUROIMMUN

AK

I C

ard

iac In

jury

In

tub

ate

d D

eath

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Worse outcomes associated with higher neutralizing titer

Klein SL et al. JCI 2020, https://doi.org/10.1172/JCI142004.

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People with less severe disease have reduced antibodies

Long Q. Nature Medicine 2020; doi: 10.1038/s41591-020-0965-6. Seow J et al. medrxIV. 2020. https://www.medrxiv.org/content/10.1101/2020.07.09.20148429v1.full.pdf

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Ab’s to SARS-CoV-2 does not equate to neutralizing Ab’s

Long QS, Nature Medicine 2020;26:1200-04. https://www.cdc.gov/mmwr/volumes/69/wr/mm6923e4.htm

Outbreak on USS Roosevelt228 were serological positives

135 (59.7%) had neutralizing Abs

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1.0 1.5 2.0 2.5 3.0 3.5

0

2

4

6

8

Ab

bo

tt (

Rati

o)

1.0 1.5 2.0 2.5 3.0 3.5

0

2

4

6

8

10

30

60

90

120

Ro

ch

e (

Rati

o)

1.0 1.5 2.0 2.5 3.0 3.5

0

2

4

6

8

10

1/Log10 plasma dilutions (EC50)

EU

RO

IMM

UN

(R

ati

o)

Poor correlation between serological and neutralizing assays

Dilution: 32 64 128 256

Positive cutoff

Co

mm

erci

al A

ssay

(S

ig/C

uto

ff)

0 20 40 60 80 100

0

20

40

60

80

100

EUROIMMUN

100% - NPA%

PP

A%

AUC = 0.90 (0.83-0.97)

Tang MS et al. biorxiv. https://www.biorxiv.org/content/10.1101/2020.07.01.182220v1

Neutralizing Antibodies(1 /Log10 Plasma Dil)

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Take home:

• Previous infection seems to provide some amount of protection

• Unclear how long protection lasts

• Unclear degree of protection from mild and asymptomatic infections

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Conclusions

1) Validation of SARS-CoV-2 serological assays requires:• Precision, interferences, linearity, comparisons

2) Some (but not all) serological assays suffer from poor specificity

3) The clinical utility of serology is still relatively unknown, but numerous ongoing utilities for translational research and may be pivotal in the future

4) Proposed utilities include acute diagnosis, seroprevalence, and identifying convalescent plasma donors

5) Assay selection and validation will depend on the planned use

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Questions?

Thank you to Dr. Neil Anderson and Dr. Mei San Tang for shared figures