extended to august 17, 2015...

Form 990-PFDepartment of the Treasury

EXTENDED TO AUGUST 17, 2015Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation► Do not enter social security numbers on this form as it may be made public.

Information about Form 990-PF and its separate instructions is at www.lrs.gov/form2014

For calendar vear2014 or tax year beainnina . and endina

C

Name ofJoundatlon A Employer identification number

THE STOTSENBERG FOUNDATION 95-4265406Number and street (or P 0 box number if mail is not delivered to street address ) Room/suite B Telephone number

40836 CALLE BANDIDO 800-331-8128City or town, state or province, country, and ZIP or foreign postal code C If exemption application is pending , check here

MURRIETA CA 92562G Check all that apply: Initial return initial return of a former public charity D 1. Foreign organizations, check here ►

Final return Amended return

D Address chan g e Name change2. Foreign organizations meeting the 85% test,

check here and attach computation

H Check type of organization: ® Section 501(c)(3) exempt private foundation E If private foundation status was terminated0 Section 4947 ( a )( 1 ) nonexem pt charitable trust 1 Other taxable p rivate foundation under section 507(b)(1)(A), check here

Fair market value of all assets at end of year J Accounting method: ® Cash Accrual F If the foundation is in a 60-month termination(from Part I/, col. (c), line 16) 0 Other (specify) under section 507(b)(1)(B), check here

$ 1 6 4 2 4 3 8 . (Part 1, column (d) must be on cash basis.)Part I Analysis of Revenue and Expenses (a) Revenue and (b ) Net investment (c) Adjusted net (d) Disbursements

(The total of amounts in columns (b) , (c), and (d) may notnecessarily equal the amounts in column (a)) expenses p er books income income for charitable purposes

(cash basis only)

1 Contributions, gifts, grants, etc., received N/A2 Check lithe toundahonIs not required to attach Sch B

3 interest on savings and temporarycash investments 137. 137. STATEMENT 1

4 Dividends and interest from securities 31 , 243. 31 , 243. STATEMENT 25a Gross rentsb Net rental income or (loss)

6a Net gain or Boss) from sale of assets not on line 10 -290 , 948.7 Gross sales price for allE_ b assets on line ea 5,058,718 .

' > 7 Capital gain net income (from Part IV, line 2) 0

8 Net short -term capital gain CDO I' l,9 Income modifications 0O

l

Gross sales less returns10 a and allowances

b Less Cost of goods sold

c Gross profit or (loss)

11 Other income 4 , 000. 0. STATEMENT 3

12 Total . Add lines 1 throu g h 11 -255 , 568. 31 , 380 .13 Compensation of officers , directors , trustees , etc 48 , 000. 0• 48 , 000.14 Other employee salaries and wages

15 Pension plans, employee benefitsN

16a Legal fees

a b Accounting fees STMT 4 8 , 000. 0. 8 , 000.W c Other professional fees

17 Interest

18 Taxes STMT 5 3 , 894. 1 , 229. 908.19 Depreciation and depletion

E 20 Occupancy

< 21 Travel, conferences, and meetings

22 Printing and publications

23 Other expenses STMT 6 437. 53. 384.24 Total operating and administrative

a expenses . Add lines 13 through 23 60 , 331. 1 , 282. 57 , 292.0 25 Contributions, gifts, grants paid 524 , 300. 524 , 300.

26 Total expenses and disbursements.

Add lines 24 and 25 584 631. 1 , 282. 581 592.27 Subtract line 26 from line 12:

a Excess of revenue over expenses and disbursements -840 , 199 .b Net investment income (if negative, enter -0-) 30 , 098. 1C Adjusted net income (if neg at i ve, enter -0-) N /A

112a14 LHA For Paperwork Reduction Act Notice , see instructions Form WWU-I P (2014)

2 \11290716 756912 8176F 2014.03020 THE STOTSENBERG FOUNDATION 8176F_1

Form 990-PF 2014 THE STOTSENBERG FOUNDATION 9 b- 4 A b b 4 U b Pag e 2

Balance Sheets Attached schedules and amounts in the description Beginning of year End o f yearPart II column should be for end -of-year amounts only t V lM kF(a ) Book Val ue (b) Book Valu e air ar e(c) uea

1 Cash - nop-Interest-bearing

2 ^awngs and temporary cash investments 9 , 347. 50 , 362. 50 , 362.3 Accounts receivable ►

Less: allowance for doubtful accounts ►4 Pledges receivable ►

Less: allowance for doubtful accounts ►5 Grants receivable

6 Receivables due from officers, directors, trustees, and other

disqualified persons

7 Other notes and loans receivable ►

Less: allowance for doubtful accounts ►. 8 Inventories for sale or use

9 Prepaid expenses and deferred charges

10a Investments - U.S. and state government obligations

b Investments - corporate stock

c Investments - corporate bonds

11 Investments - land, buildings , and equipment basis ►

less accumulated depreciation ►

12 Investments - mortgage loans

13 Investments - other $TMT 8 598 394. 1 , 549 , 073. 1 , 592 , 076.14 Land, buildings, and equipment: basis ►

Less accumulated depreciation ► 975 , 000. 0. 0.15 Other assets (describe ► ) 900 000. 0. 0.16 Total assets (to be completed by all filers - see the

instructions. Also see p a g e 1 Item I 2 1 482 , 741. 1 1 599 , 435. 1 1 642 , 438.17 Accounts payable and accrued expenses

18 Grants payable

19 Deferred revenue

20 Loans from officers, directors, trustees , and other disqualified persons

m 21 Mortgages and other notes payable

J 22 Other liabilities (describe ► ) 104. 0.

23 Total liabilit ies ( add lines 17 throu g h 22 ) 104. 0.

Foundations that follow SFAS 117, check here ► 0and complete lines 24 through 26 and lines 30 and 31.

24 Unrestricted

v 25 Temporarily restricted

ca 26 Permanently restricted

r_ Ef]Foundations that do not follow SFAS 117, check here lip.

' L and complete lines 27 through 31.

0 27 Capital stock, trust principal, or current funds 2 , 482 , 637 . 1 , 5 9 9 4 3 5.

28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 . 0.

a 29 Retained earnings, accumulated income, endowment, or other funds 0 . 0.

41 30 Total net assets or fund balances 2 , 482 637 . 1 , 599 , 435.

31 Total liabilities and net assets/fund balances 2 4 8 2 7 41 . 1 , 599 , 435. 1

Part III Analysis of Changes in Net Assets or Fund Balances

1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30

(must agree with end-of-year figure reported on prior year's return)

2 Enter amount from Part I, line 27a

3 Other increases not included in line 2 (itemize) ►

4 Add lines 1, 2, and 3

111 2,482,637.12 -840,199.

1,65 Decreases not included in line 2 (itemize) ► SEE STATEMENT 7

6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b). line 30Form 990-PF (2014)

42351111-24-14

311290716 756912 8176F 2014. 03020 THE STOTSENBERG FOUNDATION 8176F_1

Form 990-PF (2014 THE STOTSENBERG FOUNDATION 95-4265406 Part IV Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate,2-story brick warehouse; or common stock, 200 shs. MLC Co.)

(b How acquired

B - Donation

(c) Date acquired(mo., day, yr.)

(d) Date sold(mo., day, yr.)

is SA E OF MALIBU PROPERTY 01 / 03 14b NET GAINS FROM SCHWAB ACCOUNT Pc DISALLOWED WASH SALES LOSSESd

e

(e) Gross sales price (f) Depreciation allowed(or allowable)

(g) Cost or other basisplus expense of sale

(h) Gain or (loss)(e) plus (f) minus (g)

a 1 , 691 , 851. 2 , 036 , 333. -344 , 482.b 3 , 366 , 867. 3 , 319 , 433. 47 , 434.C 6 , 100.d

eComplete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) Gains (Col. (h) gain minus

(i) F.M.V. as of 12/31/69(j) Adjusted basisas of 12/31/69

(k) Excess of col. (i)over col. (1), if any

c ol. (k), but not less than -0-) orLosses (from col. (h))

a -344 , 482.b 47 , 434.C 6 , 100.d

e

2 Capital gain net income or (net capital loss)If gain, also enter in Part I, line 7If (loss), enter -0- in Part I, line 7 2 -290 , 948.

3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):If gain, also enter in Part I, line 8, column (c).If ( loss ), enter -0- in Part I line 8 3 N /A

Part V Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940( d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? 0 Yes ® No

If 'Yes ° the foundation does not qualify under section 4940( e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see the instructions before making any entries.

(a)Base period years

Calendar year ( or tax year beg innin g m

(b)qualifying distributionsAdjusted

(c)Net value of noncharitable-use assets

( d )Distribution ratio

(col. (b) divided by col. (c))

2013 538 236. 2 , 541 , 958. .2117412012 584 736. 3 , 189 , 176. .1833502011 784 439. 3 , 786 , 465. .2071692010 630 487. 3 , 741 , 081. .1685312009 384 201. 4 , 134 104. .092935

2 Total of line 1, column (d) 2 . 8 6 3 7 2 6

3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5,

the foundation has been in existence if less than 5 years

or by the number of yea rs

3 .172745

4 Enter the net value of noncharitable-use assets for 2014 from Part X, line 5 4 1 , 451 , 867.

5 Multiply line 4 by line 3 5 250 , 803.

6 Enter 1% of net investment income (1% of Part I, line 27b) 6 301.

7 Add lines 5 and 6 7 251 , 104.

8 Enter aualifvina distributions from Part XII, line 4 8 581 , 592.

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1 b, and complete that part using a 1% tax rate.

See the Part VI instructions.

423521 11 -24-14 Form 990-PF (2014)


orm 990-PF (2014 ) Tki.6 5'1'U'1'S1JNt3r:.K(. r'UUNL)A'1'lUN 7 Z) - Ilik Z 0 D I& u 0 rage 4

Part VI Excise Tax Based on Investment Income (Section 4940(a), 4940 (b), 4940(e), or 4948 - see instructions)

1 a Exempt operating foundations described in section 4940(d)(2), check here ►0 and enter "N/A' on line 1.

Date of rulmg,or determination letter: ( attach copy of letter if necessary - see instructions)

b Domestic foundations that meet the section 4940(e) requirements in Part V, check here ►® and enter 1% 1 301.of Part I, line 27b

c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b).

2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0.

3 Add lines 1 and 2 3 301.

4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0.

5 Tax based on investment income . Subtract line 4 from line 3. If zero or less, enter -0- 5 301.

6 Credits/Payments:

a 2014 estimated tax payments and 2013 overpayment credited to 2014 6a

b Exempt foreign organizations - tax withheld at source 6b

c Tax paid with application for extension of time to file (Form 8868) 6c

d Backup withholding erroneously withheld 6d

7 Total credits and payments. Add lines 6a through 6d 7 0.

8 Enter any penalty for underpayment of estimated tax. Check here L if Form 2220 is attached 8

9 Tax due . If the total of lines 5 and 8 is more than line 7, enter amount owed ► 9 301.

10 Overpayment . If line 7 is more than the total of lines 5 and 8, enter the amount overpaid ► 10

Do-11 Enter the amount of line 10 to be: Credited to 2015 estimated tax Refunded 11

Part VII-A Statements Regarding Activities

Is During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate or intervene in Yes No

any political campaign? la X

b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see instructions for the definition)? lb X

If the answer is "Yes" to la or 1b, attach a detailed description of the activities and copies of any materials published or

distributed by the foundation in connection with the activities.

c Did the foundation file Form 1120-POL for this year? 1c X

d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

( 1 ) On the foundation. ► $ 0 . (2) On foundation managers. " $ 0.

e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation

managers. ► $ 0.

2 Has the foundation engaged in any activities that have not previously been reported to the IRS? 2 X

If "Yes," attach a detailed descnption of the activities.

3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or

or other similar instruments*? If "Yes, " attach a conformed copy of the changesbylaws 3 X,

4a Did the foundation have unrelated business gross income of $1,000 or more during the year? 4a X

b If "Yes; has it filed a tax return on Form 990 -T for this year? N/A 4b

or substantial contraction during the year?dissolutiontermination5 Was there a liquidation 5 X,, ,

If "Yes," attach the statement required by General Instruction T.

6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

• By language in the governing instrument, or

• By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law

remain in the governing instrument? 6 X

7 Did the foundation have at least $5,000 in assets at any time during the year? If "Yes, " complete Part ll, col (c), and Part XV 7 X

8a Enter the states to which the foundation reports or with which it is registered (see instructions) ►

b If the answer is 'Yes' to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate)

of each state as required by General Instruction G9 If "No," attach explanation 8b X

9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(l)(3) or 4942(I)(5) for calendar

year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV)? If "Yes," complete Part XIV 9

n no any ne.rcnnc hernme substantial contributors durmo the tax vear9 if "Yes ." attach a schedule listing their names and addresses 10

Form 990-PF (2014)

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511290716 756912 8176F 2014.03020 THE STOTSENBERG FOUNDATION 8176F_1

corm 990-PF 2014 '1'litS 5'1'U'1'SMNBMKCi r'UUNIJA'1'lUN 7 D- 4 Z o D' u o ra e 5

Part VII-A Statements Regarding Activities (continued)

11 At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the meaning of

section 512(12)(13)? If 'Yes,' attach schedule (see instructions) 11 X

12 Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had advisory privileges?

If 'Yes; attach statement (see instructions) 12 X

13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? 13 X

Website address ► N/A

14 The books are in care of ► HENRY STOTSENBERG Telephone no. ► 9 51- 4 61- 2 0 4 2

t-ocatedat" 40836 CALLE BANDIDO, MURRIETA, CA ZIP+4 "92562

15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here ►0and enter the amount of tax-exempt interest received or accrued during the year ► 15 N /A

16 At any time during calendar year 2014, did the foundation have an interest in or a signature or other authority over a bank, Yes No

securities, or other financial account in a foreign country? 16

See the instructions for exceptions and filing requirements for FinCEN Form 114, (formerly TD F 90-22.1). If "Yes," enter the name of the

Part VII- B Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. Yes No

la During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person'? Yes No

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person? Yes No

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified persons Yes ® No

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ® Yes 0 No

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person) 0 Yes ® No

(6) Agree to pay money or property to a government official? ( Exception . Check "No"

if the foundation agreed to make a grant to or to employ the official for a period after

termination of government service , if terminating within 90 days. ) Yes ® No

b If any answer is 'Yes' to la(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53 . 4941(d )- 3 or in a current notice regarding disaster assistance (see instructions)

Organizations relying on a current notice regarding disaster assistance check here ►c Did the foundation engage in a prior year in any of the acts described in la, other than excepted acts, that were not corrected

before the first day of the tax year beginning in 20149

Taxes on failure to distribute income ( section 4942 ) ( does not apply for years the foundation was a private operating foundation

defined in section 4942 (l )(3) or 4942(l)(5)):

a At the end of tax year 2014, did the foundation have any undistributed income (lines 6d and 6e, Part XI II) for tax year ( s) beginning

before 2014? Yes ® No

If 'Yes,' list the years►b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942 ( a)(2) (relating to incorrect

valuation of assets ) to the year ' s undistributed income? ( If applying section 4942 ( a)(2) to all years listed, answer "No' and attach

statement - see instructions.) N/A

c If the provisions of section 4942 ( a)(2) are being applied to any of the years listed in 2a , list the years here.

3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time

during the year? 0 Yes No

b If "Yes; did it have excess business holdings in 2014 as a result of (1) any purchase by the foundation or disqualified persons after

May 26, 1969; (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose

of holdings acquired by gift or bequest; or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C,

Form 4720, to detenmmne if the foundation had excess business holdings in 2014) N/A

4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that

had not been removed from ieooardv before the first day of the tax year beginning in 2014?

42354111-24-14

1c

14a l IX

611290716 756912 8176F 2014. 03020 THE STOTSENBERG FOUNDATION

Form 990-PF (2014)

8176F_1

Part VII-B I Statements Regardinq Activities for Which Form 4720 May Be Required (continued)5a During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? Yes ® No

(2) Influence the outcome of any specific public election (see section 4955); or to carry on, directly or indirectly,

any voter registration drive9 0 Yes No

(3) Provide a grant to an individual for travel, study, or other similar purposes? Yes ® No

(4) Provide a grant to an organization other than a charitable, etc., organization described in section

4945(d)(4)(A)7 (see instructions) 0 Yes ® No

(5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for

the prevention of cruelty to children or animals? Yes No

b If any answer is 'Yes' to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described in Regulations

section 53.4945 or in a current notice regarding disaster assistance (see instructions)? N/A 5b

Organizations relying on a current notice regarding disaster assistance check here ►c If the answer is 'Yes" to question 5a(4), does the foundation claim exemption from the tax because it maintained

expenditure responsibility for the grant? N/A 0 Yes No

If "Yes," attach the statement required by Regulations section 53.4945-5(d).

6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract? Yes ® No

b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? 6b X

If "Yes" to 6b, file Form 8870.

7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? 0 Yes ® No

b If'Yes"did the foundation receive any p roceeds or have an y net income attributable to the transaction? N /A 7bPart VIII Information About Officers, Directors , Trustees , Foundation Managers , Highly

Paid Employees, and Contractors1 List all officers , directors , trustees, foundation managers and their compensation.

(a) Name and address(b) Title, and average

hours week devotedp erto position

(c) Compensation(If not paid ,enter -0 -)

(dI Contributions toe p oyee benefit plans

and deterredcompensation

(e) Expenseaccoun t , otherallowances

HENRY STOTSENBERG , JR - RESIDENT AND DIRECTOR40836 CALLE BANDIDOMURIETTA , CA 92562 10.00 24 , 000. 0. 0.PAULINE STOTSENBERG SECRETARY AND DIRECTOR40836 CALLE BANDIDOMURIETTA , CA 92562 10.00 24 , 000. 0. 0.

2 Compensation of five highest-paid employees (other than those included on line 1). If none, enter "NONE."

(a) Name and address of each employee paid more than $50,000(b) Title, and average

hours per weekdevoted to position

(c) Compensation(d) Cantribubonsto

e p andedeferredfans

compensabon

(e)Expenseaccount, otherallowances

NONE

Total number of other employees paid over $50,000 Mo. 1 0Form 990-PF (2014)

42355111-24-14

7


Form 990-PF 2014 THE STOTSENBERG FOUNDATION 95-4265406 Pa e 7Part VIII Information About Officers , Directors , Trustees , Foundation Managers , Highly

Paid Employees, and Contractors (continued)

3 Five highest-paid independent contractors for professional services. If none , enter "NONE."

(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Co mpen sation

Total number of others receiving over $50,000 for professional services 10.1 0Part X-A Summary of Direct Charitable Activities

List the foundation's four largest direct charitable activities during the tax year. Include relevant statistical information such as thenumber of organizations and other beneficiaries served, conferences convened, research papers produced, etc.

Expenses

1

SEE STATEMENT 9 524 300.

2

3

4

Part IX-B I Ri.mmnrv of Prnnram_Rai 1tpd Invpstmantc

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount

1 N /A

2

All other program-related investments. See instructions.

3

Total. Add lines 1 through 3 0 .

Form 990-PF (2014)

42358111-24-14

811290716 756912 8176F 2014.03020 THE STOTSENBERG FOUNDATION 8176F1

Form 990-PF ( 2014 ) THE STOTSENBERG FOUNDATION 95-4265406

Part XMinimum Investment Return (AII domestic foundations must complete this part Foreign foundations, see instructions)

1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc., purposes:

a Average monthly fair market value of securities

b Average of monthly cash balances

c Fair market value of all other assets

d Total (add lines la, b, and c)

e Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) le

2 Acquisition indebtedness applicable to line 1 assets

3 Subtract line 2 from line 1d

4 Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see instructions)

5 Net value of noncharitable - use assets . Subtract line 4 from line 3. Enter here and on Part V, line 4

1a 1 ldb s51.

1b 287 626.is

id 1 , 473 , 977.

2 0.3 1 , 473 , 977.4 22 , 110.5 1,451,867.

Part XI Distributable Amount (see instructions) (Section 4942(l)(3) and (j)(5) private operating foundations and certain

foreign organizations check here ► 0 and do not complete this part.)

1 Minimum investment return from Part X, line 6 1 72 , 593.2a

b

c

Tax on investment income for 2014 from Part VI, line 5 2a

Income tax for 2014. (This does not include the tax from Part VI.) 2b

Add lines 2a and 2b

301.

2c 301 .

3 Distributable amount before adjustments. Subtract line 2c from line 1 3 72 , 292 .

4 Recoveries of amounts treated as qualifying distributions 4 0 .

5 Add lines 3 and 4 5 72 , 292 .

6 Deduction from distributable amount (see instructions) 6 0 .

7 Distributable amount as ad usted. Subtract line 6 from line 5. Enter here and on Part XIII , line 1 7 72 , 292 .Part XII

Qualifying Distributions (see instructions)

1 Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

a Expenses, contributions, gifts, etc. - total from Part I, column (d), line 26 1 a 581 , 592.

b Program-related investments - total from Part IX-B lb 0.

2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc., purposes 2

3 Amounts set aside for specific charitable projects that satisfy the:

a Suitability test (prior IRS approval required) 3a

b Cash distribution test (attach the required schedule) 3b

4 Qualifying distributions . Add lines la through 3b. Enter here and on Part V, line 8, and Part XI II, line 4 4 581 , 592.

5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b 5 301.6 Adjusted qualifying distributions . Subtract line 5 from line 4 6 581 , 291.

Note . The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the section

4940(e) reduction of tax in those years.

Form 990-PF (2014)

42357111-24-14


Form 990-PF (2014) THE STOTSENBERG FOUNDATION 95-4265406 Pace 9

Part XIII Undistributed Income (see instructions)

1 Distributable amount for 2014 from Part XI,

line 7

2 Undistributed income , if any, as of the end of 2014

a Enter amount for 2013 only

b Total for prior years:

3 Excess distributions carryover, if any, to 2014:

a From 2009 177 , 984.bFrom 2010 445 289.cFrom 2011 602 506.it From 2012 425 277.e From 2013 411 , 860.f Total of lines 3a through e

4 Qualifying distributions for 2014 from

Part X11, line 4: 110- $ 581,592.

a Applied to 2013, but not more than line 2a

b Applied to undistributed income of prior

years (Election required - see instructions)

c Treated as distributions out of corpus

(Election required - see instructions)

d Applied to 2014 distributable amount

e Remaining amount distributed out of corpus

5 Excess distributions carryover applied to 2014(If an amount appears in column (d), the same amount

must be shown in column (a) )

6 Enter the net total of each column asindicated below:

a Corpus Add lines 3f , 4c, and 4e Subtract line 5

b Prior years' undistributed income. Subtract

line 4b from line 2b

c Enter the amount of prior years'undistributed income for which a notice ofdeficiency has been issued, or on whichthe section 4942(a) tax has been previouslyassessed

d Subtract line 6c from line 6b. Taxable

amount - see instructions

e Undistributed income for 2013. Subtract line

4a from line 2a. Taxable amount - see instr.

f Undistributed income for 2014. Subtract

lines 4d and 5 from line 1. This amount must

be distributed in 2015

7 Amounts treated as distributions out of

corpus to satisfy requirements imposed by

section 170(b)(1)(F) or 4942(g)(3) (Election

may be required - see instructions)

8 Excess distributions carryover from 2009

not applied on line 5 or line 7

9 Excess distributions carryover to 2015.

Subtract lines 7 and 8 from line 6a

10 Analysis of line 9:

a Excess from 2010 445 , 289.b Excess from 2011 602 , 506.c Excess from 2012 425 , 277.d Excess from 2013 411 , 860.e Excess from 2014 509 , 300.

11-24-14

11290716 756912 8176F

(a) (b) (c) (d)Corpus Years prior to 2013 2013 2014

72 , 292.

0.

0.

2 , 062 , 916.

0.

0.

0.72 , 292.

509 300.0. 0.

2 , 572 , 216.

0.

0.

0.

0.

0.

0.

177 984.

2 , 394 , 232.

Form 990-PF (2014)

102014.03020 THE STOTSENBERG FOUNDATION 8176F1

Form 990-PF (2014 10

Part XIV I Private Operating Foundations (see instructions and Part VII-A, question 9) N/A1 a If the foundation has received a ruling or determination letter that it is a private operating

foundation, and the ruling is effective for 2014 , enter the date of the ruling ►b Check box to indicate whether the foundation is a p rivate op eratin g foundation described in section 0 4942 (l)( 3 ) or

2 a Enter the lesser of the adjusted net Tax year Prior 3 years

income from Part I or the minimum (a) 2014 ( b) 2013 ( c) 2012 (d) 2011

investment return from Part X for

each year listed

b 85% of line 2a

c Qualifying distributions from Part XII,

line 4 for each year listed

d Amounts included in line 2c not

used directly for active conduct of

exempt activities

e Qualifying distributions made directly

for active conduct of exempt activities.

Subtract line 2d from line 2c3 Complete 3a, b, or c for the

alternative test relied upon:a "Assets" alternative test - enter:

(1) Value of all assets

(2) Value of assets qualifyingunder section 4942(I)(3)(B)(i)

b "Endowment' alternative test - enter2/3 of minimum investment returnshown in Part X, line 6 for each yearlisted

c 'Support' alternative test - enter:

(1) Total support other than grossinvestment income (interest,dividends, rents, payments onsecurities loans (section512(a)(5)), or royalties)

(2) Support from general publicand 5 or more exemptorganizations as provided insection 4942(I)(3)(B)(m)

(3) Largest amount of support from

(e) Total

an exempt organization

( 4 ) Gross investment income

Part XV Supplementary Information (Complete this part only if the foundation had $5 ,000 or more in assetsat any time during the year-see instructions.)

1 Information Regarding Foundation Managers:

a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any taxyear (but only if they have contributed more than $5,000). (See section 507(d)(2).)

NONE

b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership orother entity) of which the foundation has a 10% or greater interest.

NONE

2 Information Regarding Contribution , Grant , Gift, Loan, Scholarship , etc., Programs:Check here ►0 if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If

the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d.

a The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

SEE STATEMENT 10b The form in which applications should be submitted and information and materials they should include:

c Any submission deadlines:

d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors:

423801 11-24-14 Form 990-PF (2014)


11

3 Grants and Contributions Paid Durina the Year or Anoroved for Future Payment

Recipient If recipient is an individual,show any relationship to Foundation Purpose of grant or

,Name and address (home or business) any foundation manageror substantial contributor

status ofrecipient

contribution Amount

a Paid dunng the year

THE STOTSENBERG PROJECT

40836 CALLE BANDIDO

MURRIETA CA 92562

ONE PUBLIC CHARITY EDUCATION OR GENERAL

SUPPORT24 300 ,

Total ► 3a 524 300 ,

b Approved for future payment

NONE

Total ► 3b 1 0-Form 990-PF (2014)

42361111-24-14


Form 990-PF (2014) THE STOTSENBERG FOUNDATION 95-4265406

Part XVI-A Analysis of Income -Producing Activities

Enter ,

1 Pro

a

b

c

d

e

f

9

2 Me

3 Int

my

4 Div

5 Net

a

b

6 Net

pro

7 0th

8 Gay

tha

9 Net

10 Gr

11 0th

a

b

c

d

e

12 Su

13 Total . Add line 12, columns (b), (d), and (e) 13 -255,568.

(See worksheet in line 13 instructions to verify calculations.)

Part XVI -B Relationship of Activities to the Accomplishment of Exempt Purposes

Line No . Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of

the foundation's exempt purposes (other than by providing funds for such purposes).

11 2012 OVERPAYMENT WAS TO BE APPLIED TO 2013 AND THEREAFTER , BUT WAS11 INSTEAD REFUNDED BY THE INTERNAL REVENUE SERVICE

423°1111-24-14

Iross amounts unless otherwise indicated Unrelated business income Exclu ded by section 512 , 513, or 514 (e).

gram service revenue:

(a)Businesscode

(b)Amount

Ex9„_S1°coda

(d)Amount

Related or exemptfunction income

Fees and contracts from government agencies

mbership dues and assessments

rest on savings and temporary cash

estments 14 137.idends and interest from securities 14 31 , 243.rental income or (loss) from real estate:

Debt-financed property

Not debt-financed property

rental income or (loss) from personal

perty

er investment income

n or (loss) from sales of assets othern inventory 18 -290 , 948.income or (loss) from special events

ss profit or (loss) from sales of inventory

er revenue:

IRS EXCISE TAX REFUND 4 , 000.

total. Add columns (b) , (d), and (e) 0. - 2 5 9 5 6 8.

B

o

b 4 0 0 0.

Form 990-PF (2014)


Form 990-PF 2014 THE STOTSENBERG FOUNDATION 95-4265406 Part XVII Information Regarding Transfers To and Transactions and Relationships With Noncharitable

Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of Yes NO

the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

a Transfers from the reporting foundation to a noncharitable exempt organization of.

(1) Cash 1a 1 X

(2) Other assets la ( 2 ) X

b Other transactions:

(1) Sales of assets to a noncharitable exempt organization 1b 1 X

(2) Purchases of assets from a noncharitable exempt organization 1b 2 X

(3) Rental of facilities, equipment, or other assets 1b 3 X

(4) Reimbursement arrangements 1b ( 4 ) X

(5) Loans or loan guarantees lb ( 5 )1 X

(6) Performance of services or membership or fundraising solicitations lb ( 6 )1

c Sharing of facilities, equipment, mailing lists, other assets, or paid employees 1c X

d If the answer to any of the above is 'Yes, complete the following schedule. Column (b) should always show the fair market value of the goods, other assets,

or services given by the reporting foundation. If the foundation received less than fair market value in any transaction or sharing arrangement, show in

(a) Name of organization (b) Type of organization (c) Description of relationship

N/A

Under penalties o erfury, I declare that I have examined this return , including accompanying schedules and statements , and to the best of my knowledge- ay

and belief, it cone d c m late Declaration of re arer (other than taxpayer ) is based n all information of which re arer has any knowledgearetu the th

7thpress hisprepar

Sign p p p p p y g return with er

Here

Signet f o(ficer or trustee Dat

Print/Type preparer's name reparer's signature

PAULA G VOORHEES,Paid CPA ^6,

APreparer Firm's name ► PAULA G VOORHEES?7Use Only

Firm's address ► 11845 W. OLYMPIC BLVD

42382211-24-14

11290716 756912 8176F 2014.03020

2a Is the foundation directly or indirectly affiliated with , or related to , one or more tax-exempt organizations described

in section 501(c) of the Code ( other than section 501(c )( 3)) or in section 527? 0 Yes ® No

h If "Vac ° emmnlete the fnllnwinn cnhalidp.

.THE STOTSENBERG FOUNDATION 95-4265406

FORM 990-PF INTEREST ON SAVINGS AND TEMPORARY CASH INVESTMENTS STATEMENT 1

SOURCE

INTERNAL REVENUE SERVICESCHWAB

TOTAL TO PART I, LINE 3

(A) (B)REVENUE NET INVESTMENTPER BOOKS INCOME

104. 104.33. 33.

FORM 990-PF DIVIDENDS AND INTEREST FROM SECURITIES STATEMENT 2

SOURCE

SCHWAB - LLC

TO PART I, LINE 4

GROSSAMOUNT

31,243.

31,243.

CAPITALGAINS

DIVIDENDS

0.

0.

(C)ADJUSTED

NET INCOME

137. 137.

(A) (B) (C)REVENUE NET INVEST- ADJUSTEDPER BOOKS MENT INCOME NET INCOME

31,243. 31,243.

31,243. 31,243.

FORM 990-PF OTHER INCOME STATEMENT 3

DESCRIPTION

(A)REVENUEPER BOOKS

IRS EXCISE TAX REFUND 4,000.

TOTAL TO FORM 990-PF, PART I, LINE 11 4,000.

0.

FORM 990-PF ACCOUNTING FEES STATEMENT 4

(A) (B)EXPENSES NET INVEST-

DESCRIPTION PER BOOKS MENT INCOME

ACCOUNTING FEES ANDBOOKKEEPING 8,000.

TO FORM 990-PF, PG 1, LN 16B 8,000.

(B) (C)NET INVEST- ADJUSTEDMENT INCOME NET INCOME

0.

0.

(C)ADJUSTEDNET INCOME

(D)CHARITABLEPURPOSES

8,000.

0. 8,000.

15 STATEMENT(S) 1, 2, 3, 4


.THE STOTSENBERG FOUNDATION 95-4265406

FORM 990-PF TAXES STATEMENT 5

DESCRIPTION

PROPERTY TAXSTATE FILING FEES - LLCCALIFORNIA FRANCHISE TAXFOREIGN TAX WITHHELDPAYROLL TAXNET FEDERAL EXCISE TAXREFUNDEDOTHER TAXES AND FEES

(A) (B)EXPENSES NET INVEST-PER BOOKS MENT INCOME

11.20.

800.1,218.

908.

882.55.

(C)ADJUSTED

NET INCOME

11. 0.0. 0.0. 0.

1,218. 0.0. 908.

0. 0.0. 0.

TO FORM 990-PF, PG 1, LN 18 3,894. 1,229. 908.

FORM 990-PF OTHER EXPENSES STATEMENT 6

DESCRIPTION

DIRECTORS EXPENSESOFFICE EXPENSEINVESTMENT FEESMALIBU PROPERTYREIMBURSEMENTSDUES AND SUBSCRIPTIONS

TO FORM 990-PF, PG 1, LN 23

(A) (B) (C) (D)EXPENSES NET INVEST- ADJUSTED CHARITABLE

PER BOOKS MENT INCOME NET INCOME PURPOSES

19. 0. 19.260. 0. 260.590. 590. 0.

-537. -537. 0.105. 0. 105.

437. 53. 384.

FORM 990-PF OTHER DECREASES IN NET ASSETS OR FUND BALANCES STATEMENT 7

DESCRIPTION

DECREASE IN FAIR MARKET VALUE OF SECURITIES PURCHASED

TOTAL TO FORM 990-PF, PART III, LINE 5

(D)CHARITABLEPURPOSES

AMOUNT

43,003.

43,003.

16 STATEMENT (S) 5, 6, 7


THE STOTSENBERG FOUNDATION 95-4265406

FORM 990-PF OTHER INVESTMENTS STATEMENT 8

DESCRIPTIONVALUATION FAIR MARKETMETHOD BOOK VALUE VALUE

STOTSENBERG LLC - DISREGARDED COSTENTITY 1,549,073. 1,592,076.

TOTAL TO FORM 990-PF, PART II, LINE 13 1,549,073. 1,592,076.

FORM 990-PF SUMMARY OF DIRECT CHARITABLE ACTIVITIES STATEMENT 9

ACTIVITY ONE

DIRECTLY MENTOR AND SUPPORT THE YOUNG MUSICIAN COMMUNITY INLOS ANGELES. DIRECT MENTORING OF HIGH SCHOOL GIRLS IN THEEDUCATION AND STUDY OF THE PROPER TREATMENT OF HORSESINCLUDING ASSISTING THE STOTSENBERG PROJECT WITH ITSLECTURESAT THE VETERINARY SCHOOLS AT MAJOR UNIVERSITIESAND WORKING WITH VARIOUS OTHER EQUESTRIAN NON-PROFITORGANIZATIONS.

EXPENSES

TO FORM 990-PF, PART IX-A, LINE 1 524,300.

17 STATEMENT(S) 8, 9

11290716 756912 8176F 2014.03020 THE STOTSENBERG FOUNDATION 8176F__1

.THE 'STOTSENBERG FOUNDATION 95-4265406

FORM 990-PF GRANT APPLICATION SUBMISSION INFORMATION STATEMENT 10

PART XV, LINES 2A THROUGH 2D

NAME AND ADDRESS OF PERSON TO WHOM APPLICATIONS SHOULD BE SUBMITTED

HENRY STOTSENBERG40836 CALLE BANDIDOMURRIETA, CA 92562

TELEPHONE NUMBER

800-331-8128

FORM AND CONTENT OF APPLICATIONS

LETTER WITH PROOF OF 501(C)(3) STATUS, CURRENT BUDGET AND PRIOR YEAR

FINANCIAL STATEMENTS

ANY SUBMISSION DEADLINES

NONE

RESTRICTIONS AND LIMITATIONS ON AWARDS

NONE

18 STATEMENT(S) 10


Stotsenberg LLCAverage Fair Market Value

For Year Ended December 31, 2014

Year To Date

Month Amount Total

January 611,602.00 611,602.00

February 1,263,681.00 1,263,681.00

March 1,612,277.40 1,612,277.40

April 1,213,845.40 1,213,845.40

May 919,317.50 919,317.50

June 960,341.00 960,341.00

July 1,337,926.50 1,337,926.50

August 927,204.00 927,204.00

September 1,222,076.00 1,222,076.00

October 1,600,301.00 1,600,301.00

November 1,519,321.00 1,519,321.00

December 1,048,314.50 1,048,314.50

14,236,207.30

Average FMV of Investments $ 1,186,350.61

Stotsenberg FoundationAverage Monthly CashFor Year Ended December 31, 2014

Month

JanuaryFebruaryMarchAprilMayJuneJulyAugustSeptemberOctoberNovemberDecember

Average Monthly Cash

Year To DateS F Amount LLC Amount Total

560,543.02 597,772.07 1,158,315.09209,212.49 247,772 07 456,984.56149,155.32 247,722.07 396,877.39144,099.65 247,722.07 391,821.7226,671.37 222,722.07 249,393.4422,004.70 152,722.07 174,726.7754,590.51 72,722.07 127,312.5849,908.84 27,722.07 77,630.9135,227.17 27,722 07 62,949.241,257.83 37,702.07 38,959.905,305.50 27,702.07 33,007.57

50,532.10 233,002.07 283,534.17

3,451,513.34

$ 287,626.11

Name uv.c. I,c.c âô,•...^ ••^.cc..^ LOSWEISIS eow. vain/LOSS 1^11 Ix1 1-Z'. %., ) -%-, -

ANADARKO PETROLEUM CORP 6/17/2014 216 $23,107 42 $18,333 85 $4,77357 2604% 54 , 773 57 2604% NoANADARKO PETROLEUM CORP 6/17/2014 200 $21 , 391 74 $16,975 .79 $4,415.95 2601% $4,415 95 2601% NoANADARKO PETROLEUM CORP 6/17/2014 100 $ 10,697 26 $8,487 90 $2,209 36 26.03% 52,209.36 26 03% NoANADARKO PETROLEUM CORP 6/17/2014 100 $10,697 86 $8,48789 $2,209 97 2604% $2,209 .97 26 04% NoANADARKO PETROLEUM CORP 6/17/2014 100 $10,697 26 $8,48789 $2,209 37 2603% 52,209 37 25 03%' tduANADARKO PETROLEUM CORP 6/17/2014 100 $ 10,69686 $9,48790 $2,20896 26 02% $2,208 96 26 02% NoANADARKO PETIROIEUM CORP 6/17/2014 100 $ 10,696 .86 $8,48790 $2,208 96 2602% $2,208 96 26 02% NoANADARKO PETROLEUM CORP 6/17/2014 84 $8,985 54 $7,129 83 $ 1,855.71 26 03% $ 1,855 71 26 03% NoBOEING CO 9/5/2014 550 $68,342 63 $70,353 32 ($ 2,010 69) -2 86% ( $2,010 69) -2 86% NoBOEING CO 9/5/2014 200 $24 ,847 26 $25 , 583 98 ($736.72 ) -2 88% ($736 72) -2 88% NoCELGENE CORP 4/30/2014 800 $116,79647 $116,75420 $42.27 004% $42.27 0.04% NoCONSOLIDATED EDISON INC 7/2/2014 700 $ 39,214 57 $38,261 27 $953 . 30 249% $953 . 30 2.49% NoCONSOLIDATED EDISON INC 7/2/2014 300 $16,807.44 $ 16,397 .68 $409 .76 2.50% 5409 76 2 50% NoCOSTCO WHSL CORP NEW 5/7/2014 180 $20,123 79 $ 19,950.41 $173.38 087% $ 17338 0 87% NoCUMMINS INC 3/17/2014 40 $5,695 . 12 $5,15686 $538.26 10 44% $53826 10 44% NoCUMMINS INC 4/24/2014 360 $53,341 87 $46,405 .29 56,936 58 14 95% $6,936 .58 14 95% NoDOW CHEMICAL COMPANY 8/20/2014 3,300 $175 , 915 02 $170, 14563 $5,76939 3 39% 55,769 39 3 39% NoDOW CHEMICAL COMPANY 8/20/2014 300 515,99198 515,673 79 $318.19 203% $31819 2 03% NoDOW CHEMICAL COMPANY 8/20/2014 200 $ 10,66171 $ 10,449 . 19 $212 52 203% $212.52 2 03% NoDOW CHEMICAL COMPANY 8/20/2014 100 $5,33266 . $5,224 59 5107 07 205% $107.07 2 05% NoDOW CHEMICAL COMPANY 8/20/2614 100 $5,332 16 $5,22280 $10936 2 09% $ 10936 2 09% NoEATON CORP PLC F 11/7/2014 300 $20,528 90

1$21,732 15 ( 51,203 25 ) -5.54% ($1,203 25) -5 54% No

EATON CORP PLC F 12/23/2014 800 $5S,84921 $57,562 78 ($1,713S7 ) -299% ($1,713 . 57) -2.98% NoEATON CORP PLC F 12/23/2014 200 $13,966.30 $14,390 69 ($424 39) -2.95% ($424 39) -2 95% NoEXPRESS SCRIPTS HLDG CO 4/21/2014 500 $35, 772 51 $40 ,032 45 ( 54,259 94) -10 64% ($4,259 94) -10.64% NoEXPRESS SCRIPTS HLDG CO 4/21/2014 500 $35,776.01 $38,727 98 ($ 2,367 48) -6 11% ($2,367 48) -6 11% Yes --EXPRESS SCRIPTS HLOG CO 4/21/2014 301 $21 ,540.77 $23,314 .24 $000 000% $000 0 .00% YesEXPRESS SCRIPTS HLDG CO 4/21/2014 99 $7,08266 $7,668 14 ($585 48 ) -7 64% (5585 . 48) -7.64% NoFACEBOOK INC CLASS A 8/20/2014 400 $29,872 .79 $23 , 999 20 55,873.59 2447% $5,873 59 24.47% NoFREEPORT MCMORAN INC 10/15/2014 3,675 $109,763 24

5136,519 66 ($26,856 42 ) -19 66% ($26,856 . 42) -19 66% NoFREEPORT MCMORAN INC 10/15/2014 1,225 $36, 587.75 $46,965 37 ($ 10,377 62 ) -22 10% ($ 10,377 62 ) - 22.10% NoFREEPORT MCMORAN INC 10/15/2014 100 $ 2,98775 $3,57489 ($58714) -16 42% ($587 14) - 16 42% No

GENERAL ELECTRIC COMoANV 8i20/2014 1,700 S",790 64 S42,56668 $2,22396 522% $2,22396 5 22% NoGENERAL ELECTRIC COMPANY 8/20/2014 1,300 $34,256.86 $33 ,518 42 $738 44 220% $738.44 2 20% NoGOLDMAN SACHS GROUP INC 4/11/2014 100 $15,34428 $17,21574 $000 000% 50 .00 000% Yes -GOLDMAN SACHS GROUP INC 4/11/2014 100 $15,345 19 $17,215 74 $0.00 000% $000 0 00% Yes -GOLDMAN SACHS GROUP INC 8/14/2014 850 $146,04417 5145, 786 33 $257.84 018% 525784 0 18% NoHARTFORD FINL SVCS GRP 6/26/2014 1.100 $ 39,40776 $36 ,842 26 $2 56550 6 96% $2,565 50 6 96% NoH I7.C^ i.vc S =^ zq i vx 7 wN3'i

b, 6Si •G

,

71/(/6;.y7

^^) / -î•^^~7^ L/ 7y "J:)

- ,s t^t^•.,^cl^

ct;1^3 H

5 jK Y97.77 3-1/7

i ? y^/

HARTFORD FINL SVCS GRP 6/26/2014 200 $7,165.25 $6,698.89 5466.36 6.96% $466 36 6 96% No

LAM RESEARCH CORPORATION 2/27/2014 200 $10,494 87 510,037.79 $457.08 4 55% $457.08 4.SS% No

LAM RESEARCH CORPORATION 2/28/2014 200 $10,34487 $10,037.79 $307.08 3.06% $30709 3 06% No

LAM RESEARCH CORPORATION 3/4/2014 500 $25,647 59 $25,103.68 $543.91 2 17Y 5543 91 2 17% No

LAM RESEARCH CORPORATION 3/4/2014 100 $5,129 72 $5,02069 $109.03 217% $109-03 2 17% No

LEAR CORPORATION 12/23/2014 1,000 $97,718.89 $87,784,65 $9,934.24 11.32% S9,934.24 11.32% No

MACYS INC 11/7/2014 700 $41,189.24 $40,50826 $69098 1.68% $680.98 168% No

MACYS INC 11/7/2014 100 $5,884 57 $5,786.90 $9767 1.69% $9767 1.69% NoMACYS INC 11/7/2014 100 $5,885.17 $5,786.89 $98.28 170% S9828 1.70% No

MACYS INC 11/7/2014 100 $5,98507 $5,78690 $98.17 1.70% S98 17 1.70% NO

MACYS INC 11/11/2014 100 $5,849.69 $5,59128 $25841 4.62% 525841 4 62% No

MACYS INC 11/11/2014 100 $5,85060 $5,591.27 $25933 4.64% $259 33 4.64% No

MARATHON OIL CORP 7/30/2014 2,000 $79,311.30 $72,805.15 $6,506.15 894% $6,506.15 8.94% No

NATIONAL OILWELL VARCO 4/3/2014 200 $15,68510 $14 849.19 $835 91 5 63% 5835.91 5.63% No

NATIONAL OILWELL VARCO 4/14/2014 800 563,658.44

,

$59,396.76 $4,261.68 7 17% 54,26168 7.17% No

NIKE INC CLASS 8 3/11/2014 200 $15,827 37 $14,766.99 51,060.38 7 18% $1,060 38 7.18% No

NIKE INC CLASS 8 6/19/2014 1,700 $128,162 77 $124,473-78 $3,69099 2 97% $3,690.99 2.97% NoNIKE INC CLASS B 6/19/2014 200 $15,079.17 $14,766.99 S31219 2 11% $31218 2.11% NoNIKE INC CLASS B 6/19/2014 96 $7,237.14 57,08816 514898 2.10% $148.98 2.10% NoNIKE INC CLASS B 6/19/2014 4 $301.61 $295.34 $627 2 12% $6.27 2.12% No

NOBLE ENERGY INC -- 3/5/2014 500 $34,570 45 $32,685.15 51,885 30 5 77% 51,88S30 5.77% NoNOBLE ENERGY INC 3/28,12014 400 $28,380.21} $26,149.03 $2,231 18 8 53% $2,231.18 8-53% NoNOBLE ENERGY INC 3/28/2014 100 $7,095.25 $6,537.26 5557 99 854% 5557 99 8.54% No

NOBLE ENERGY INC 4/4/2014 700 S49,959 34 $45,760.30 $4,19904 9.18% $4,19904 9.18% NoNOBLE ENERGY INC 4/4/2014 200 $14,274 69 $13,073.52 $1,201 17 9.19% $1,201.17 9.19% NoNOBLE ENERGY INC 4/4/2014 100 $7,137.24 $6,537 26 $59998 918% 559998 9 18% No

NOBLE ENERGY INC 8/20/2014 1,600 $2.22,574.181 $101,305 89 $10,268.29 10 14% $10,268.29 10.14% No

ORACLE CORPORATION 8/20/2014 2,000 582,463.07 $80,862.95 $1,600 12 1 98% S1,60012 1.98% No

ORACLE CORPORATION 8/20/2014 1,500 $61,853.29 560,39140 $1,46189 2 42% $1,461 89 2.42% No

PROCTER & GAMBLE 5/21/2014 895 $72,039 69 568,394.96 53,644.73 5 33% $3,644 73 5 33% No

PROCTER & GAMBLE 5/21/2014 105 $8,45148 58,023.99 S42749 533% 5427 49 5.33% No

SERVICE NO iNC 5/7/2014 1,000 546,225 01 $54,489.26 (58.264 2SI -1517% (58.264 25) -15.17% No

SERVICE NOW INC 5/7/2014 500 $23,107 01 $27,242 99 ($4,13599) -1518% ($4.13598) -15 18% No

STARBUCKS CORP 12/17/2014 495 $39,520.95 $37,082 38 $2,43857 6 58% S2,43857 6 58% No

STARBUCKS CORP 12/17/2014 200 $15,970 06 514,983.59 S98647 658% 5986 47 6 S8% No

STARBUCKS CORP 12/17/2014 200 $15,96986 $14,99359 598627 6 58% 5986 27 6 58% No

STARBUCKS CORP 12/17/2014 100 $7,985 02 q7 491 Rn 5493 22 6 58% 5493 22 6 58% No

STARBUCKS CORP 12/17/2014 5 S399 25 $37459 $24 66 658% $2466 6 58% No

SUNTRUST BANKS INC 10/6/2014 2,316 $87,562.89 S86,57948 $98341 1.14% $98341 1 14% No

SUNTRUST BANKS !NC 10/6/2014 1,484 $56,091 94555,046 72 51,045 22 1.90% 51,045 22 190% No

U S BANCORP DEL NEW 8/19/2014 2,000 $83,609 20 581,368 55 $2,2406S 2 75% $2,24065 2 75% No

UNITED PARCEL SERVICE B CLASS 8 8/20/2014 500 549,435 46 S48,07345 $1,36201 283% $1,362 01 2 83% No

UNITED TECHNOLOGIES CORP 12/18/2014 686 $79,312 91 S76,04169 53,271 22 4 30% S3.27122 4 30% No

UNITED TECHNOLOGIES CORP 12/18/2014 414 $47,859 42 544,55164 S3,30778 7 42% $3,30778 7 42% No

UNITED TECHNOLOGIES CORP 12/18/2014 200 $23,120 89 521,277 18 52,843 71 867% S1,84371 8 67% No

UNITED TECHNOLOGIES CORP

VALE SA ADR F SPONSORED ADR 1 ADR REP 1 ORD

VALE SA ADR F SPONSORED AOR I ADR REP 1 ORD

VALE SA ADR F SPONSORED ADR I ADR REP 1 ORD

Wr1OLE FOODS MARKET INC

YUM BRANDS INC

YUM BRANDS INC

YUM BRANDS INC

YUM BRANDS INC

YUM BRANDS INC

YUM BRANDS INC

YUM BRANDS INC

12/18/2014 200 $23,120 70 $22,169.59 S95111 4.29% $951 11 4.29% No4/21/2014 4,000 $55,073 83 $57,008 55 ($ 1,93472) -3.39% ($ 1,934 72) -3.39% No8/20/2014 3,000 $42 , 12812 $40,895 95 $1,232.17 3 01% $1,22322.17 3.01% No12/22/2014 4,000 $32,214 34 $52,477.35 ($20,263 01 ) -38.61% ($20,263 01) -38 .61% No4/30/2014 1,000 $48,98997 $48,186.75 $80322 167% $803 22 1 67% No4/16/2014 1 ,700 $129,895.69 $122 ,40466 $7 ,491.03 6 12% 57,49103 6 12% No4/16/2014 500 $38,213 12 $37,632.58 $58054 1 .54% $58054 1.54% No4/16/2014 200 $ 15,28504 $14 ,65074 $63430 4.33% $634.30 4.33% No4/16/2014 200 $15,285 04 $15,053.39 $231 65 1.54% $23165 1 54% No4/16/2014 100 $7,643S2 $7,526 70 $11682 1 . 55% $116.82 1.55% No4/16/2014 100 $7,643 .62 $7,526 69 $ 116.93 1.55% $11693 1.55% No4/16/2014 100 $7,64302 $7,52669 $ 116 33 1 .55% $11633 1 55% No

$3,366,867 32 $3,319,433 39 553,533 90 1.61% $53 ,533 90 1.61%$3,366, 867.32 $3,319,433 39 $53 ,53390 $53,533 90

Total Gain Loss using above figures 547,433.93

Form 8868 I Application for Extension of Time To File an I(Rev January 2014) Exempt Organization Return OMB No. 1545-1709

Department of the Treasury I ► File a separate application for each return.

Internal Revenue Service ► Information about Form 8868 and its instructions is at www.1rs.gov1form8868

• If you are filing for an Automatic 3-Month Extension , complete only Part I and check this box ► LxJ

• If you are filing for an Additional (Not Automatic) 3-Month Extension, complete only Part 11 (on page 2 of this form).

Do not complete Part ll unless you have already been granted an automatic 3-month extension on a previously filed Form 8868.

Electronic filing (6-file) . You can electronically file Form 8868 if you need a 3-month automatic extension of time to file (6 months for a corporation

required to file Form 990-T), or an additional (not automatic) 3-month extension of time. You can electronically file Form 8868 to request an extension

of time to file any of the forms listed in Part I or Part II with the exception of Form 8870, Information Return for Transfers Associated With Certain

Personal Benefit Contracts, which must be sent to the IRS in paper format (see instructions) For more details on the electronic filing of this form,

visit www ns ov/efile and click on a-file for Charities & Nonprofits

Part I Automatic 3-Month Extension of Time. Only submit original (no copies needed).

A corporation required to file Form 990-T and requesting an automatic 6-month extension - check this box and completePart I only - -- - ► El

All other corporations (including 1120-C filers), partnerships, REMICs, and trusts must use Form 7004 to request an extension of timeto file income tax returns G..a..- .:.........L-

Type or Name of exempt organization or other filer, see instructions Employer identification number (EIN) or

print

THE STOTSENBERG FOUNDATION 95-4265406File by thedue date for Number, street, and room or suite no. If a P.O. box, see instructions. Social security number (SSN)riling your

return See 4 0 8 3 6 CALLE BANDIDOinstructions City, town or post office, state, and ZIP code. For a foreign address, see instructions.

MURRIETA, CA 92562

Enter the Return code for the return that this application is for (file a separate application for each return) 0 4

Application

Is For

Return

Code

Application

Is For

Return

Code

Form 990 or Form 990-EZ 01 Form 990-T (corporation ) 07

Form 990-BL 02 Form 1041-A 08

Form 4720 (individual) 03 Form 4720 (other than individual) 09

Form 990-PF 04 Form 5227 10

Form 990-T (sec. 401 a or 408(a) trust) 05 Form 6069 11

Form 990-T (trust other than above) 06 Form 8870 12

HENRY STOTSENBERG• The books are In the care of ► 4 0 8 3 6 CALLE BANDIDO - MURRIETA , CA 9 2 5 6 2

Telephone No.► 951 - 461-2042 Fax No. ►• If the organization does not have an office or place of business in the United States , check this box - ► El

• If this is for a Group Return , enter the organization ' s four digit Group Exemption Number (GEN) . If this is for the whole group, check this

box ► 0 . If it is for part of the group , check this box ►0 and attach a list with the names and EINs of all members the extension is for.

1 I request an automatic 3-month (6 months for a corporation required to file Form 990-T) extension of time until

AUGUST 15, 2015 , to file the exempt organization return for the organization named above. The extension

is for the organization 's return for:

►® calendar year 2 014 or► El tax year beginning , and ending

2 If the tax year entered in line 1 is for less than 12 months , check reason : El Initial return 0 Final return

El Change in accountin g period

3a If this application is for Forms 990-BL , 990-PF , 990-T, 4720, or 6069, enter the tentative tax, less any

nonrefundable credits . See instructions. 3a 0 .

b If this application is for Forms 990-PF , 990-T , 4720, or 6069, enter any refundable credits and

estimated tax payments made . Include any prior year overpayment allowed as a credit . 3I $ 3,639.

c Balance due. Subtract line 3b from line 3a Include your payment with this form, if required,

Caution . If you are going to make an electronic funds withdrawal (direct debit) with this Form 8868, see Form 8453-EO and Form 8879-EO for payment

instructions.

LHA For Privacy Act and Paperwork Reduction Act Notice, see instructions . Form 8868 (Rev. 1.2014)42384105-01-14


extended to august 17, 2015...

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