extended essay final draft
TRANSCRIPT
EVS
EXTENDED ESSAY
Can Personal Carbon trading (PCT) be an effective solution in Reducing Greenhouse Gas (GHG) Emission in
Mumbai?
Anupriy Kanti
Candidate Number: 001425-027
Dhirubhai Ambani International School
Word count: 3936
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ABSTRACT One of the biggest unsolved crisis today is of the changing climate due to the continuous (and rising) anthropogenic input of carbon dioxide in the atmosphere. Efforts to mitigate this climate change by various governmental movements and policies around the world and within a country, state, or city do not seem to be able to counteract the problem. Mumbai local government up till now has focused on cleaning of wastes and sewages with few policy enforcements on vehicular air pollution. Mechanisms such as Kyoto and the EU ETS though manage Emission Trading between companies; their focus only is limited to the upstream users leaving a policy gap on individual emission. The current untried proposal by UK research teams of Personal Carbon Trading (PCT) of managing one’s carbon footprint is being studied upon. PCT overcomes the economical drawbacks of adapting to a lower carbon economy by inducing a behavioural change in energy usage. Thus the question comes: Can PCT be an effective solution in reducing Greenhouse Gas emission in Mumbai? The effectiveness has been assessed by taking in considering the adaptability of PCT to Mumbai’s economic structure and its acceptability. For research purpose, 5 Income Groups were formed (with Group 5 earning the highest). Survey was then taken to see CO2e (Carbon Dioxide equivalent) emission of 100 families in Mumbai from different Income Groups and their response to the scheme. It was noted that there was a trend in the Income Group and their emission level. Considering the theoretical literature and discussion of working of PCT in Mumbai, a conclusion was drawn about the scheme that it will be an effective solution to the emission problem in Mumbai. This research was evaluated for effectiveness and hurdles taking in account the unexplored parameters and assumptions.
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PAGE CONTENTS
Table of Contents ACKNOWLEDGEMENT ..................................................................................................................... 4
Introduction..................................................................................................................................... 5
Current Scenario.............................................................................................................................. 6
Carbon Trading: Global Green......................................................................................................... 8
A need for 'new thinking' ‐ Personal Carbon Trading.................................................................... 11
Personal Carbon Trading: Through Economist's eyes ................................................................... 13
Mumbai: Can it work? ................................................................................................................... 15
Working of PCT in Mumbai............................................................................................................ 20
Conclusion ..................................................................................................................................... 24
Evaluation...................................................................................................................................... 26
BIBLIOGRAPHY............................................................................................................................... 27
APPENDIX ...................................................................................................................................... 28
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ACKNOWLEDGEMENT
First and foremost I would sincerely like to thank my Environmental Systems Supervisor, Mr. Authukurala, who despite his long absence due to a bypass surgery, was able to guide me through this project. I would also like to mention my gratitude to Tina Fawcett, Head researcher in UK on Personal Carbon Trading for Data collection techniques and Colonel Prakash Tewari for helping me get in touch with the Eminent Environmentalists and Personalities in this field. Special thanks to all families for the survey and friends who assisted me while collecting data. Finally, heartfelt thanks to my father, Mr. Anurag Kanti, whose unsatisfying quench for new knowledge not only got him to help me collect literature on PCT, give guidance and complete the Essay but further encouraged me to dwell further on this area for higher studies.
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Introduction
In the daily pollution reports in Mumbai, there is indication of high level of GHG in
the air. While being concerned about the alarming increase in air pollution in
Mumbai, the concept of Personal Carbon Trading came originally in UK where the
government has started considering it very actively. The idea of bringing down
carbon footprint1 through behavioral change at an individual level seemed intriguing
and, at the same time, applicable in a metropolitan like Mumbai, thus resulting in
this research paper investigating the effectiveness of Personal Carbon Trading in
Mumbai.
1 Measure of the impact individual has on environment by his activity in terms of the amount of GHG produced measured in units of CO2e (Carbon dioxide equivalent)
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Current Scenario
“In my view, climate change is the most severe problem that we are facing today,
more serious even than the threat of terrorism”
- Sir David King, Chief Scientific Adviser, UK, 2004
For the last two decades or so, the growing evidence of the increasing anthropogenic
activities and its co‐relation to the climatic change has bought the future of the
environmental stability to an alarming concern. While some futurologists and
scientists have already predicted a foreseen ‘Armageddon’ to be occurring in matter
of few decades if the ecological health keeps deteriorating at the similar pace, others
envisage it as having a irreversible mutational effect on the environment and
inevitably, us. Both the results strongly support the possibility of environmental
degradation and the need to design a method (framework to prevent) to reduce the
risk of this phenomenon.
The most observable and significant form of this threat is the emission of
Greenhouse Gases (GHG)2 out of which Carbon Dioxide (CO2) emission has been, by
far, the largest in the atmosphere. Recent meteorological researches found the
current global concentration of CO2 to be around 380 ppm (Parts per million) in
contrast to the pre‐industrial levels of 280 ppm3 still increasing at the rate of 1.5
ppm per annum4.
This increasing in the rate of CO2 emission is primarily due to the cancerous growth
of industries that let out this gas as a waste or a by‐product leading to ongoing
numerous environmental disasters like melting glaciers, rising sea levels, change in
2 Carbon Dioxide (CO2) , Methane (CH4) , Nitrous Oxide (N2O) , and other pollutant gases 3 (Intergovernmental Panel of climatic change 2006) 4 (Siveter 2005)
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weather pattern, ecosystem and biodiversity. Furthermore, the global temperature
is on the rise, and by 2100 will rise to a level around 1.4 ºC to 5.8 ºC. The probability
of these anticipated events is becoming higher.
This alarming crisis and its potential effects have further put pressure on
Government to come up with more effective solutions. United Nation Framework
Convention on Climate Change (UNFCC) has stated their main goal is to ‘prevent
dangerous anthropogenic interference with climate system’. The Royal Commission
on Environment Pollution (RCEP) in UK had set a 60% cut target in CO2 by 2050 but it
was based on capping the level at 550 ppm which no longer appears to be a feasible
objective5.
5 (RCEP report 2000)
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Carbon Trading: Global Green
European Union (EU) further in the European Council stated its goal to capping the
global temperature rise at 2 ºC, a cap which they believed to be the upper limit6 (also
called threshold). Internationally the Kyoto Protocol was put into force on 2006 after
being sanctioned by approximately 164 countries and was used as a policy
framework in which the member nations developed ‘green’ and energy efficient
projects in developing nations to offset their own emission by funding them in
exchange of their emission entitlement. This was the first development of Carbon
Trading, a scheme in which the ‘carbon’ entitlements allocated could be traded
between the Annex I countries7.
Though pollution is an international problem, its spatial growing nature makes it
more manageable if dealt nationally (or better yet – locally). India's high
concentration of pollution is not due to the absence of a sound environmental legal
regime, however, but due to a lack of environmental enforcement at the local level.
In 1992, India signed the United Nations Framework Convention on Climate Change
as a non‐Annex I country, meaning it is not obligated to reduce its emissions of
carbon and Greenhouse gases (GHG). India ratified the agreement in 1993. While
India recognizes the importance of reducing these harmful emissions, the Indian
government also places a high priority on economic development. However,
according to report by John Llewellyn Lehman Brothers, global economist, India’s
GDP would dip by 5% for every 2°C temperature rise8. Up until now, India was not a
signatory to the Kyoto Protocol that mandates specific commitments by countries to
reduce their emissions of greenhouse gases by an average of 5.2% below 1990 levels
by the agreed 2008‐2012 time frame. Between 1990 and 2001, India's carbon
6 The limit above which the minor alterations will lead to significant climatic changes. There have been scientific claims to support this, but the exact value fluctuates in different reports. 7 OECD – mainly EU countries 8( ‘Global warming may melt Indian economy’ 2007).
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emissions increased by an astonishing 61%, a rate surpassed only by China's 111%
increase during the same time period.
Figure 1 – Graph showing India’s rising emission
I
India's carbon emissions are expected to continue to increase throughout the
decade, offsetting the planned reduction in GHGs from the European Union and
other countries that plan to implement the Protocol's emissions cut requirements.
The rise in India's carbon emissions has been exacerbated by the low energy
efficiency of coal‐fired power plants in the country. India's contribution to world
carbon emissions is expected to increase in coming years, with an estimated average
annual growth rate between 2001 and 2025 of 3.0% in the EIA International Energy
Outlook 2003 reference case (compared to 3.4% in China and 1.5% in the United
States).
The absolute increase in emissions will partially be a function of the degree to which
coal is relied upon as a major energy source. If coal consumption is substituted by oil
and natural gas consumption, India's overall carbon emissions which is rising at
alarming rate, would be reduced9.
9 Though Natural gas and oil produce CO2 gas, they are more ‘cleaner’ than coal or LPG as in the process the methane gas is converted to CO2, which is less toxic and harmful to the environment.
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The problem of pollution does not stop at the national level. Major cities like Delhi,
Chennai, Kolkata, Mumbai etc. are often the culprits of being on the higher end of
the GHG emission spectrum because of the excessive energy dependence and need
for urbanization. Though India may take pride in having a low per capita emission (>
1 CO2 tonne annually), it is amongst the highest emitters in the world.
The rising population is one cause of the rising demand for energy. The largest
growth in global GHG emissions between 1970 and 2004 has come from the energy
supply sector (an increase of 145%). The growth in direct emissions10 in this period
from transport was 120%, industry 65% and land use, land use change, and forestry
40%.
The impact of climate change and urban development in Mumbai is a key factor in
increasing the coastal risk flood and rising sea‐ level11 making Mumbai the second
most vulnerable city by 2070 after Kolkata. In the meanwhile, a survey found that
transportation sector contributes to about 60 % of air emission load in Greater
Mumbai. Vehicular traffic contributes to about 54% of NOx emissions and 24% of
Particulate matter emissions in Greater Mumbai. Also ambient air quality,
particularly in respect to PM10 and NOx exceed the National Ambient Air Quality
Standards (NAAQS) in some areas12.
10 Direct emissions in each sector do not include emissions from the electricity sector for the electricity consumed in the building, industry and agricultural sectors or of the emissions from refinery operations supplying fuel to the transport sector 11 Assuming a mean sea-level rise of 1.6 feet by 2070 12 As per the URBAIR' study of 1992 – NOx is a GHG gas with a higher GWP than Carbon.
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A need for 'new thinking' ‐ Personal Carbon Trading
It was around the beginning of May 2007 when there was scientific report released
that was having a coverage all over the television and newspapers. According to this
report, the league of scientist had claimed the earth has reached its ‘tipping point’
and if no measure taken at this point of time, the change will be out of our hand.
Furthermore, this report was followed by the UK government announcement of it
missing its current target of 20% reduction by 2008.
Unquestionably, the problem is not in the aims and the intention but in the
strategies to achieve the carbon reduction. Efforts to mitigate climate change
through managing carbon emissions are now being prompting. Although the EU ETS
does tackle the indirect emissions of individuals from electricity use (charging power
generators), this still leaves a policy gap around direct and indirect emissions from
individuals13. ‘To tackle climate change requires a major transformation in the way
everyone thinks about energy.’ Behavioural change is needed to the basic level
where one can reduce our dependence on fossil fuels and move towards a ‘low‐
carbon‐economy’ by adopting the use of ‘cleaner’ energy.
Though it is one of the (only?) best solutions presently trying to balance national
economic developments and global environmental protection, the problem with
Carbon Trading is that it differentiates responsibilities by allotting different target
ranges (like 10% in Iceland but 8% reduction in the GHG emission in EU). Accordingly,
a logical basis of deciding emission quotas could be on a per capita basis. There
needs to be a scheme that involves the individuals rather than institutions alone. But
practically speaking no scheme without incentive is going to work. There needs to be
a scheme in parallel to the Carbon Trading System.
13 (Siveter 2005)
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Such a scheme is currently being researched and proposed by various
environmental‐economist teams in UK. The scheme is the mandatory introduction of
Carbon Allowances allocated on per capita basis by the government (or the
authority) of the country (or region) annually. All individuals receive an 'average'
number of Carbon Allowances decided on the basis of nation's emission target of
that year. These Allowance (units) gives an individual right to emit GHG gases to a
certain limit and are to be surrendered along with money while purchasing fuel or
energy. Thus, the emission rights are allocated directly to the end users of energy
rather than the producers. The End‐user who emits more than the quota permits
them to (and will need additional units) can 'buy' them from the end‐users who emit
less than they are allowed to (and have surplus units). This creates a carbon market
where individuals can buy or sell carbon units similar to the trading in foreign
exchange. Hence, this 'Personal Carbon Trading' (PCT) incorporates managing one's
carbon emission, providing market signals and incentive to adapt to low carbon‐
consumption at the same time14.
While PCT may seem as economic trading scheme which has fiscal potential, there is
a deeper issue of really understanding carbon budgets and how to manage them
through the behaviour change ‐ or what is known as 'carbon literacy' and implement
them in daily life. This culture of carbon literacy and awareness will require a shift
people's thinking and encourage them to make appropriate environmental decision
due to the monetary attachment. For instance, one may decide that it is better do
without a car while going to the grocery store as it not only saves money on the fuel
but also gives a way to 'earn money' from the surplus units that that remained from
being surrendered at a fuel station.
14 (Seyfang n.d.)
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Personal Carbon Trading: Through Economist's eyes
The idea of Carbon Allowances are for intra‐nation usage, along with the
international trading of Carbon Credits to reduce the carbon emissions from the
planet to a point when nation's right to pollute would be in proportional to the size
of its population. As PCT is currently only an untested theoretical scheme, the only
criteria to assess it are against the 3 'E's ‐ Equity, Efficiency and Effectiveness.
Criteria are –
a. Equity The concept of emission rights on per capita basis seems to have an
increasing political support. This is due to the assumed fiscal progressive
nature PCT bring in theory. ‘The rich’ (who emit more than average)
would need to buy allowances from ‘the poor’ if they wish to sustain their
more carbon‐intensive lifestyles15 thus redistributing the flow of wealth.
b. Efficiency Economically, there will be no need or concern about manipulation of
carbon prices by a governmental authority – its people’s own scheme.
Thus its efficiency lies in the accurate response to market demand and in
its appeal in setting a system where financial instruments are defined in
terms of energy usage – and not price.
c. Effectiveness As it is the quantity of energy or emission that is defined and not the
prices, the carbon budget and cap is a guarantee that target for reduced
15 (Thumim n.d.)
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carbon emissions will be met. (More about effectiveness in Mumbai: Can
PCT work?)
The primary purpose PCT is ‐ a means of reducing emissions of all GHGs that are
altering the climate. Thus, there needs to be a measure of Global warming Potential
(GWP) of each gas on basis of a known and a gas with known emission effect ‐ like
CO2 (GWP of which is taken as 1). Thus all the fuels can be depicted in their carbon
rating or Carbon dioxide equivalent (CO2e). For example, the GWP for methane is
21 and for nitrous oxide is 31016
An approximate guideline for some carbon rating of main forms of energy are shown
below
Translating Emission into Fuels17
1 Kg of CO2 = 1 Carbon Unit
Fuel Carbon Unit
Natural Gas 0.2 per kWh
Petrol 2.3 per kWh
Diesel 2.8 per kWh
Grid Electricity (Thermal) 0.6 per kWh
16 (Fleming n.d.) 17 (Fleming n.d.)The quantities in the table need to be used with caution as the table is modified to suit Indian forms of fuel consumption.
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Mumbai: Can it work?
Now one very innovative question comes in the mind. Can PCT work in Mumbai? Can
it bring down the unhampered emission that the local government has failed to
curb? The question may initially seem as a far‐fetched or a new way of trying to look
for a solution.
The collection and transportation of the huge amount of waste is a matter of
concern for Municipal Corporation of Greater Mumbai (MCGM). So far there have
been no other official steps taken except ‘Pollution under Control (PUC) certificates’
given to vehicles annually only after meeting emission standards.
However, taking in account of the rising CO2 concentration levels (approx. 380 ppm
at present); the current measures taken by the Mumbai government has been
inadequate to cap emission
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Figure 2 – Survey to see the variation of emission by different families
As earlier mentioned, 60% of air emission in Mumbai is due to the Transportation.
On basis of that, a survey was taken during this research on the transportation usage
of families from various sectors and its correlation with the amount of CO2 gas
emitted individually. The result of the survey18 is to a small extent surprising as it
shows a huge variation in the CO2 emission through transports only between the
people. This is to say that there seems to be the deviation from the mean average
emission (red line) is large.
18 The result is shown by the graph. Vehicular emission of 85 families (numbered from 1 to 85) was taken by calculating the average emission of a day and then deducing the annual emission by private transport. As the survey was based on an interview rather than actual testing, the statistics should be dealt with caution.
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For research purpose, the families that were surveyed were categorized in 5 Income
Groups as follows:
Income group Income range per annum
Group 1 < Rs 50000
Group 2 Rs 50000 ‐ Rs 250000
Group 3 Rs 250000 ‐ Rs 1000000
Group 4 Rs 1000000 ‐ Rs 2500000
Group 5 > Rs 2500000
Another survey was done to observe the trend in emission by each group:
Figure 3 – Survey to see the amount of emission by each Group
There is logic in believing that there is a relation between the social strata and the
level of CO2 emitted by them ‐ i.e. the richer the one is, the more one can afford
energy (fuels, private transport etc.) and thus more one pollutes. This trend is seen
in Mumbai, which is a Metropolitan city amassing of people from different Income
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Groups, where the emission by using energy is correlated to the income of the
family. However, the problem with this trend is that there is an uneven distribution
when individual emission is taken within each group:
Figure 4 – Survey to see the emission per capita in each Group
Clearly it is the Income Group 5 that seems to have the highest emitting levels per
person while the Income Group 1's emission per person is very low (this is also due
to the fact, that there are more people in Group 1 thus the average emission per
person is lesser).
This uneven growing pattern is due to the unrestricted allowance of emission. The
main problem that is caused due to this is that majority of the people do not keep an
account on their carbon footprint and thus on the effect on the environment as
there is no law imposing to curb this.
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Considering these pattern, it can be seen how important it is to reduce individual
carbon footprint. The British government has already been 'invoking moral duty and
placing the responsibility for reducing emissions on the purchasing behaviour of
individuals19. But a city like Mumbai, as a financial capital of India, needs to do this
while taking in the economic concerns as moving to a low‐carbon‐economy can be
costly. The moral concern for a beneficial environment has become a hindrance for
modern economic development. ‘People's consumption pattern and the trend is an
integral part of their socio‐economic sphere’20 and this sphere needs to be
fundamentally reconstructed if the consumption patterns have to become more
conducive to the environment ‐ i.e. there needs to be a unique balance between the
two concerns. This is where the concept of PCT can help Mumbai.
19 (ET ‐ Pollu‐shun 2007) 20 (Pollu-shun 2007)
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Working of PCT in Mumbai
While, analogous to its international counterpart, PCT has an advantage of reaching
out to all the income and occupational sectors. The general working of PCT as earlier
discussed can be modified to fit Mumbai's economic structure. Following up on the
UK's and the survey conducted for this research, each individual should be allowed
to emit some amount (that is to say, they have a right to use fuel to a certain
degree). The amount can be decided by the government by having a target GHG
emission annually and dividing it by the number of people in Mumbai.
So to have a general idea,
If the GHG emission level in the Mumbai that should be allowed is kept
approximately 20,000,000 tonnes of CO2e
And the approximate population is 13,300,000
Then emission allowed per capita‐ 20,000,000 / 13,300,000 = 1.5038 tonnes of CO2e
The allocation of these 'Carbon permits' by the local government to the people can
be done on the basis of registrations that can be possible at public places ‐ Post‐
office, nationalized banks, municipal offices etc.
Each individual in Mumbai then has a right to emit up to 1.5 tonnes of CO2e per
annum and is given an equal number of ‘permits’ with each permit allowing certain
amount of GHG (1 Kg of CO2e) to be emitted. The total number of ‘permits’ issued
by the local government would have to be such that it does not allow emission to
exceed a certain limit and thus would cap the emission at that level. Every time one
has to make a carbon related purchase, they have to surrender the required number
depending on the carbon usage (GWP of the good) alongside money. In effect, due
to varying individuals’ need for energy, there will be individuals who would emit
more than allowed (Group 5) and would need to buy permits from those who emit
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less via a Carbon market which will be set up by the concerning government body to
make the transaction.
Figure 5 - Structure of Personal Carbon Trading 21
This Carbon Market is a Market maker (see above chart) which would get units
(permits) initially by bidding on the limited number of units the government auctions
and by buying from below‐limit emitters. The market would buy these units at a low
price and sell it to individuals (and organizations) who need more permits at a higher
price, thus becoming a centre for all the ‘trading’. Being similar to the working of a
bank, this can be done through computers, where one can have a ‘carbon’ account
to electronically make all the transactions. Thus, carbon units can be surrendered in
two ways –
1. Either units can surrendered by the means of a permit ‘card’
2. Or units can be surrendered by direct debit thorough the carbon account.
21(Tyndall n.d.).
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At the point of purchase, the permits are to be surrendered to the Energy Retailers.
If one does not have sufficient permits, one can pay purely be cash depending on
their market value at that time. Energy Retailer would provide the units need to
cover the purchase and charge the customer for them22.
For accounting purpose, the units would be passed up the supply chain and then
through the Primary Suppliers, be surrendered back to the Government.
To see the actual working, we envisage an example ‐
So if an individual (A) get 50 litres of petrol filled in car at petrol pump, he pays the
regular amount (Rs 51.5/ litre × 50) and 100 permits (1 litre produces approximately
2 Kg of CO2e, thus 2 × 50 = 100). If he does not have permits with him at that
moment, he can electronically pay through the permit card which could be swiped to
deduct from his account. But if he was in shortage of carbon units (perhaps being an
above‐limit emitter) he would have to buy those number of permits from the Carbon
Market, which could have bought those number of permits from another individual
(B) who perhaps recently installed Eco‐friendly CFL bulbs in his residence, thus selling
some of his permits that he saved.
Though this is an oversimplified situation, one must remember that the crucial point
here is that while the whole city has to manage within the limit set by the concerning
government. When A needs extra permits, he buys it from B (via Market) who had
more than need. Thus, the scheme makes the above‐limit emitters pay for the extra
pollution that they cause while rewarding the below‐limit emitters for being helpful
to the environment. This will create an incentive for both – for instance, A may
decide to be more economical in his fuel consumption (or perhaps change his mode
of transport) while B would decide to lower his carbon footprint and switching to a
solar powered water‐heater. By allowing to manage within the carbon allowance,
22 (Tyndall n.d.)
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PCT encourages adaption towards a lower carbon economy and reducing energy
demand through conservation and efficiency measure23.
23 (Seyfang n.d.)
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Conclusion
The main purpose of Personal Carbon Trading is to reduce emission of the
Greenhouse gases that is affecting the climate. To achieve that economical usage of
energy is very important but it cannot be a sustainable way of reducing GHG if
individuals are forced to reduce energy use through sanctions and taxes. It is only
possible on a long term basis by bringing ‘behavioral change’ through incentives for
restructuring their way of living for the better. As seen by the income group survey,
where the average emission per capita of Group 5 was disproportionately higher
than the other Groups, there is an immediate need for a policy like this to be
implemented. The rationale of PCT offers intangible benefits surrounding personal
involvement, responsibility and a shared sense of common purpose24.
Though this may seem far‐fetched due the complexity and sophistication of the
scheme to reach out to remote suburban parts and slums of Mumbai, one must
remember that with right enforcement and technical support, Personal Carbon
Trading can be put in use in the same fashion as credit cards. In a recent article the
demand forecast for credit card in India shows highest geographical distribution at
61.6% from the rural class25. This shows that people even from lower economic and
educational strata are not hesitant to use a modern techno‐financial instrument, if it
is to their economic benefit. PCT, if driven by ‘smart card’, is likely to be as
acceptable as credit card across various income groups if they understand benefits of
lowering carbon footprints and associated economic gains.
24 (Siveter 2005) 25 (Invest India Income and Saving Survey 2007)
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Figure 6 – Survey to see the views of the families on PCT
Here, the result of the survey shows that out of 100 families, 43 wanted would
except this scheme wholeheartedly. The purpose of the research was only to
examine whether or not PCT would be effective solution in reducing emission in
Mumbai. With proposal of the scheme to give surety in reduction and by the
response seen from the above survey26, it can be deduced PCT can be very effective
if implemented correctly.
Thus by effective usage of PCT, Mumbai’s emission level can be reduced. Hence PCT
not only prevents further pollution but may also reduce it to a safer level.
26 The survey was done on basis of interviews. Interview questions have been added in the appendix.
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Evaluation
The hurdle of this research lies in the fact that PCT is yet an untested scheme to
confirm the effectiveness. PCT can be seen a having a tremendous effect in the
emission pattern because theoretically on the long run, it succeeds in changing
individuals’ way of thinking about energy and induces a behavioural change in daily
energy consumption. Though it can assure of definite reduction in emission, due to
current lack of literature and research, it is difficult to estimate about the extent to
which it can be effective as the implementation of it needs to be considered not only
at individual level but also at the political level. Furthermore, there needs to be an
understanding of the aim and working of the scheme for it to work. The awareness
of PCT should reach the grassroots level in order to cap the rising emission in
Mumbai.
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BIBLIOGRAPHY " ‘Global warming may melt Indian economy’ ." Economic Times, 2007. Fleming, David. ‘Energy and Common purpose: Descending the Energy Staircase with Tradable Energy Quotas' . The Lean Economy Connection. Intergovernmental Panel of climatic change. "Fourth Assessment." 2006. "Invest India Income and Saving Survey 2007." Economic Times, 2007. "Pollu-shun." Economic times, 2007. "RCEP report." 2000. Seyfang, Gill. Personal Carbon Trading: Lessons from Complemebtary Currencies. Scheme policy, Centre of Social and Economic Research on the Global Environment. Siveter, Robert. Feasibility and Effectiveness of Personal Carbon Trading . PhD Thesis, Centre of Environment Policy, 2005. "4.2.4 Distributional impact, equity and justice." In A Rough Guide To Individual Carbon Trading, by Simon Roberts and Joshua Thumim. "Domestic Tradable Quotas." In Decarbonising UK- Energy for a Climate Conscious Future, by Tyndall.
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APPENDIX
TABLE TO SHOW THE NUMBER, NAME OF A MEMBER AND THEIR EMISSION THROUGH TRANSPORTATION AND ELECTRICITY CONSUMPTION
Family number
Name of a member from the family
Income group
Amount of Carbon emitted in tonnes in a day
by transport
Amount of Carbon emitted in tonnes
per annum by transport
Approximate electricity
consumption in the current
month
Average electricity
consumption per annum
Amount of Carbon
emitted in tonnes by electricity
Total Carbon
emitted in tonnes per annum
1 Akansh 4 0.01086 3.9639 348 4176 2.54736 6.51126
2 Allauki 4 0.00691 2.52215 367 4404 2.68644 5.20859
3 Kirtika 4 0.00299 1.09135 368 4416 2.69376 3.78511
4 Shalin 4 0.00979 3.57335 362 4344 2.64984 6.22319
5 Mou 5 0.03678 13.4247 850 10200 6.222 19.6467
6 Shashwata 4 0.01493 5.44945 401 4812 2.93532 8.38477
7 Elaisha 5 0.04313 15.74245 970 11640 7.1004 22.84285
8 Anupriy 4 0.01447 5.28155 427 5124 3.12564 8.40719
9 Jaidev 4 0.015 5.475 358 4296 2.62056 8.09556
10 Parth 4 0.01853 6.76345 300 3600 2.196 8.95945
11 Siddharth 5 0.02588 9.4462 1017 12204 7.44444 16.89064
12 Karan 5 0.02152 7.8548 703 8436 5.14596 13.00076
13 Niraj 4 0.00204 0.7446 365 4380 2.6718 3.4164
14 Nikunj 4 0.00493 1.79945 386 4632 2.82552 4.62497
15 Deep 3 0.00657 2.39805 229 2748 1.67628 4.07433
16 Harpreet 3 0.00493 1.79945 313 3756 2.29116 4.09061
17 Jayesh 2 0.00674 2.4601 296 3552 2.16672 4.62682
18 Neela 3 0.00657 2.39805 355 4260 2.5986 4.99665
19 Harshal 3 0.00958 3.4967 390 4680 2.8548 6.3515
20 Heenaa 2 0.00144 0.5256 237 2844 1.73484 2.26044
21 Xavier 2 0.00256 0.9344 233 2796 1.70556 2.63996
22 Joshi 4 0.01479 5.39835 435 5220 3.1842 8.58255
23 Indrajeet 2 0.00329 1.20085 273 3276 1.99836 3.19921
24 Mahil 2 0.00184 0.6716 253 3036 1.85196 2.52356
25 Mahsaleen 3 0.00184 0.6716 317 3804 2.32044 2.99204
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26 Sunni 4 0.01438 5.2487 369 4428 2.70108 7.94978
27 Anish 3 0.01102 4.0223 423 5076 3.09636 7.11866
28 Mohan 2 0.00418 1.5257 225 2700 1.647 3.1727
29 Ismail 2 0.00184 0.6716 245 2940 1.7934 2.465
30 Jeetika 3 0.00288 1.0512 209 2508 1.52988 2.58108
31 Gurani 2 0.0043 1.5695 237 2844 1.73484 3.30434
32 Bali 3 0.00674 2.4601 301 3612 2.20332 4.66342
33 Jhunjhunwala 2 0.00246 0.8979 248 2976 1.81536 2.71326
34 Tushar 4 0.00639 2.33235 501 6012 3.66732 5.99967
35 Jugnu 2 0.00209 0.76285 245 2940 1.7934 2.55625
36 Munhi 4 0.00986 3.5989 327 3924 2.39364 5.99254
37 Jyotika 3 0.00584 2.1316 281 3372 2.05692 4.18852
38 Malkani 4 0.00288 1.0512 387 4644 2.83284 3.88404
39 Kamlesh 2 0.0051 1.8615 240 2880 1.7568 3.6183
40 Sammi 3 0.00383 1.39795 244 2928 1.78608 3.18403
41 Kandpile 4 0.00958 3.4967 470 5640 3.4404 6.9371
42 Kapil 2 0.00647 2.36155 217 2604 1.58844 3.94999
43 Asturi 3 0.00598 2.1827 387 4644 2.83284 5.01554
44 Kothari 4 0.0137 5.0005 391 4692 2.86212 7.86262
45 Rishad 4 0.00538 1.9637 344 4128 2.51808 4.48178
46 Kishor 2 0.00314 1.1461 231 2772 1.69092 2.83702
47 Lassi 3 0.00164 0.5986 321 3852 2.34972 2.94832
48 Lokmanya 2 0.00394 1.4381 158 1896 1.15656 2.59466
49 Vivek 3 0.00368 1.3432 217 2604 1.58844 2.93164
50 Madhu 2 0.00382 1.3943 198 2376 1.44936 2.84366
51 Nanad 2 0.00657 2.39805 250 3000 1.83 4.22805
52 Madhulika 2 0.00164 0.5986 244 2928 1.78608 2.38468
53 Pande 4 0.01278 4.6647 601 7212 4.39932 9.06402
54 Thomas 4 0.02004 7.3146 450 5400 3.294 10.6086
55 Leonar 2 0.00345 1.25925 212 2544 1.55184 2.81109
56 Jaideep 4 0.00866 3.1609 325 3900 2.379 5.5399
57 Vohra 4 0.01438 5.2487 458 5496 3.35256 8.60126
58 Jaishree 3 0.01245 4.54425 300 3600 2.196 6.74025
59 Jitendra 3 0.01602 5.8473 334 4008 2.44488 8.29218
60 Sinha 2 0.00383 1.39795 243 2916 1.77876 3.17671
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61 Maulin 2 0.00762 2.7813 253 3036 1.85196 4.63326
62 Patnan 4 0.00975 3.55875 317 3804 2.32044 5.87919
63 Maya 2 0.00575 2.09875 199 2388 1.45668 3.55543
64 Geeta 2 0.00472 1.7228 223 2676 1.63236 3.35516
65 Kamal 2 0.00389 1.41985 237 2844 1.73484 3.15469
66 Usmanbhai 4 0.01065 3.88725 532 6384 3.89424 7.78149
67 Daraksha 2 0.00288 1.0512 215 2580 1.5738 2.625
68 Mahesh 4 0.01 3.65 373 4476 2.73036 6.38036
69 Laksa 4 0.01643 5.99695 373 4476 2.73036 8.72731
70 Milind 2 0.0046 1.679 214 2568 1.56648 3.24548
71 Ravikant 2 0.00575 2.09875 269 3228 1.96908 4.06783
72 Monica 4 0.01889 6.89485 423 5076 3.09636 9.99121
73 Lily 2 0.00736 2.6864 224 2688 1.63968 4.32608
74 Arora 3 0.00329 1.20085 302 3624 2.21064 3.41149
75 Ivan 5 0.0473 17.2645 698 8376 5.10936 22.37386
76 Mukhi 3 0.00418 1.5257 278 3336 2.03496 3.56066
77 Anuradha 3 0.01278 4.6647 237 2844 1.73484 6.39954
78 Prasad 2 0.00383 1.39795 198 2376 1.44936 2.84731
79 Shubham 2 0.00256 0.9344 221 2652 1.61772 2.55212
80 Agnijeet 5 0.02419 8.82935 890 10680 6.5148 15.34415
81 Neelu 3 0.00945 3.44925 324 3888 2.37168 5.82093
82 Binish 2 0.0186 6.789 184 2208 1.34688 8.13588
83 Aditya 2 0.00418 1.5257 230 2760 1.6836 3.2093
84 Rashmi 3 0.01278 4.6647 323 3876 2.36436 7.02906
85 Nigha 2 0.00383 1.39795 200 2400 1.464 2.86195
86 Sanjeev 1 ‐ ‐ 171 2052 1.25172 1.25172
87 Harun 1 ‐ ‐ 209 2508 1.52988 1.52988
88 Kaanta 1 ‐ ‐ 107 1284 0.78324 0.78324
89 Laksmi 1 ‐ ‐ 125 1500 0.915 0.915
90 Vaishali 1 ‐ ‐ 205 2460 1.5006 1.5006
91 Chhotu 1 ‐ ‐ 92 1104 0.67344 0.67344
92 Mupan 1 ‐ ‐ 189 2268 1.38348 1.38348
93 Warsha 1 ‐ ‐ 148 1776 1.08336 1.08336
94 Tannu 1 ‐ ‐ 240 2880 1.7568 1.7568
95 Peepu 1 ‐ ‐ 300 3600 2.196 2.196
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96 Kendhra 1 ‐ ‐ 126 1512 0.92232 0.92232
97 Vishal 1 ‐ ‐ 135 1620 0.9882 0.9882
98 Chandra 1 ‐ ‐ 181 2172 1.32492 1.32492
99 Samir 1 ‐ ‐ 210 2520 1.5372 1.5372
100 Faizan 1 ‐ ‐ 54 648 0.39528 0.39528
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TABLE TO SHOW THE NUMBER OF FAMILY, NAME OF A MEMBER, NAME OF THE CAR MODEL AND THEIR EMISSION BY EACH CAR
Family no.
Name of a member Car Mileage Daily Driven Amount of litre consummed
Amount of CO2 released (Kg)
1 Akansh Swift 9 42.5 4.722222222 10.8611111
2 Allauki Innova 12.5 17.5 3.92
Swing 10 13 1.3 2.99
3 Kirtika Zen 12.5 20 1.6 3.68
4 Shalin Camry 9 12 1.333333333 3.06666667
Octavia 8.55 25 2.923976608 6.7251462
5 Mou Innova 12.5 100 22.4
Maruti 16 100 6.25 14.375
6 Shashwata City 11.5 50 4.347826087 10
Indigo 14 30 2.142857143 4.92857143
7 Elaisha Carolla 8 100 12.5 28.75
Fusion 8 50 6.25 14.375
8 Anupriy Optra 8 45 5.625 12.9375
Alto 15 10 0.666666667 1.53333333
9 Jaidev City 11.5 75 6.52173913 15
10 Parth Swift 9 50 5.555555556 12.7777778
Ikon 8 10 1.25 2.875
Zen 8 10 1.25 2.875
11 Siddharth Ikon 8 50 6.25 14.375
Ikon 8 10 1.25 2.875
Zen 8 10 1.25 2.875
Zen 8 20 2.5 5.75
12 Karan Carolla 8 50 6.25 14.375
Accent 9 20 2.222222222 5.11111111
Esteem 11.3 10 0.884955752 2.03539823
13 Niraj Innova 12.5 10 0.8 1.84
City 11.5 1 0.086956522 0.2
14 Nikunj Indica 14 10 0.714285714 1.64285714
Indigo 14 20 1.428571429 3.28571429
15 Deep Optra 7 20 2.857142857 6.57142857
16 Harpreet Optra 7 15 2.142857143 4.92857143
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17 Jayesh Swift 9 10 1.111111111 2.55555556
City 11 20 1.818181818 4.18181818
18 Neela Indigo 14 40 2.857142857 6.57142857
19 Harshal Innova 12 50 4.166666667 9.58333333
20 Heenaa Optra 8 5 0.625 1.4375
21 Xavier Swift 9 10 1.111111111 2.55555556
22 Joshi Swing 10 50 5 11.5
Optra 7 10 1.428571429 3.28571429
23 Indrajeet Indica 14 20 1.428571429 3.28571429
24 Mahil Innova 12.5 10 0.8 1.84
25 Mahsaleen Innova 12.5 10 0.8 1.84
26 Sunni Optra 8 50 6.25 14.375
27 Anish Maruti 16 25 1.5625 3.59375
Maruti 16 25 1.5625 3.59375
Swift 9 15 1.666666667 3.83333333
28 Mohan City 11 20 1.818181818 4.18181818
29 Ismail Innova 12.5 10 0.8 1.84
30 Jeetika Optra 8 10 1.25 2.875
31 Gurani City 11.5 10 0.869565217 2
Swing 10 10 1 2.3
32 Bali Swift 9 10 1.111111111 2.55555556
City 11 20 1.818181818 4.18181818
33 Jhunjhunwala Indigo 14 15 1.071428571 2.46428571
34 Tushar Swift 9 5 0.555555556 1.27777778
Swift 9 20 2.222222222 5.11111111
35 City 11 10 0.909090909 2.09090909
36 Munhi Optra 7 5 0.714285714 1.64285714
Indigo 14 50 3.571428571 8.21428571
37 Zen 12.5 20 1.6 3.68
Maruti 16 15 0.9375 2.15625
38 Malkani Optra 8 10 1.25 2.875
39 Kamlesh Zen 12 1 0.083333333 0.19166667
Zen 12.5 10 0.8 1.84
Alto 15 20 1.333333333 3.06666667
40 Sammi Swing 10 10 1 2.3
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Alto 15 10 0.666666667 1.53333333
41 Kandpile Zen 12 50 4.166666667 9.58333333
42 Kapil Swing 10 25 2.5 5.75
Maruti 16 5 0.3125 0.71875
43 Asturi Zen 12.5 20 1.6 3.68
Swing 10 10 1 2.3
44 Kothari Zen 12.5 5 0.4 0.92
Swift 9 50 5.555555556 12.7777778
45 Rishad Octavia 8.55 20 2.339181287 5.38011696
46 Kishor City 11 15 1.363636364 3.13636364
47 Lassi Maruti 16 10 0.625 1.4375
City 11.5 1 0.086956522 0.2
48 Lokmanya Indigo 14 10 0.714285714 1.64285714
Swing 10 10 1 2.3
49 Vivek Zen 12.5 20 1.6 3.68
50 Madhu City 11.5 15 1.304347826 3
Indigo 14 5 0.357142857 0.82142857
51 Nanad Indigo 14 20 1.428571429 3.28571429
Optra 7 10 1.428571429 3.28571429
52 Madhulika Optra 7 5 0.714285714 1.64285714
53 Pande Swift 9 50 5.555555556 12.7777778
54 Thomas City 11 20 1.818181818 4.18181818
Indigo 14 10 0.714285714 1.64285714
Optra 8 5 0.625 1.4375
Swift 9 50 5.555555556 12.7777778
55 Leonar Swing 10 15 1.5 3.45
56 Jaideep Optra 7 20 2.857142857 6.57142857
City 11 10 0.909090909 2.09090909
57 Vohra Maruti 16 100 6.25 14.375
58 Jaishree City 11.5 10 0.869565217 2
Esteem 11 50 4.545454545 10.4545455
59 Jitendra Indigo 14 10 0.714285714 1.64285714
Optra 9 20 2.222222222 5.11111111
60 Sinha Optra 9 15 1.666666667 3.83333333
61 Maulin City 11 5 0.454545455 1.04545455
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Optra 7 20 2.857142857 6.57142857
62 Patnan Indigo 14 10 0.714285714 1.64285714
Innova 12.5 5 0.4 0.92
Maruti 16 50 3.125 7.1875
63 Maya Optra 8 20 2.5 5.75
64 Geeta Zen 12 15 1.25 2.875
Zen 12.5 10 0.8 1.84
65 Kamal Alto 15 1 0.066666667 0.15333333
Swing 10 10 1 2.3
Maruti 16 10 0.625 1.4375
66 Usmanbhai Zen 12.5 40 3.2 7.36
Indigo 14 20 1.428571429 3.28571429
67 Daraksha Optra 8 10 1.25 2.875
68 Mahesh City 11.5 50 4.347826087 10
69 Laksa Indigo 14 100 7.142857143 16.4285714
70 Milind Swing 10 20 2 4.6
71 Ravikant Zen 12.5 50 4 9.2
City 11.5 100 8.695652174 20
72 Monica Optra 7 50 7.142857143 16.4285714
Indigo 14 15 1.071428571 2.46428571
73 Lily Indigo 14 20 1.428571429 3.28571429
74 Arora Optra 8 100 12.5 28.75
75 Ivan Zen 12 10 0.833333333 1.91666667
Optra 7 100 14.28571429 32.8571429
Swing 10 10 1 2.3
Swift 9 40 4.444444444 10.2222222
76 Mukhi City 11 20 1.818181818 4.18181818
77 Anuradha Swift 9 50 5.555555556 12.7777778
78 Prasad Camry 9 15 1.666666667 3.83333333
79 Shubham Swift 9 10 1.111111111 2.55555556
80 Agnijeet City 11 100 9.090909091 20.9090909
Optra 7 10 1.428571429 3.28571429
81 Neelu Indigo 14 40 2.857142857 6.57142857
Maruti 16 20 1.25 2.875
82 Binish City 11 50 4.545454545 10.4545455
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Optra 8 15 1.875 4.3125
Zen 12 20 1.666666667 3.83333333
83 Aditya City 11 20 1.818181818 4.18181818
84 Rashmi Swift 9 50 5.555555556 12.7777778
85 Nigha Swift 9 15 1.666666667 3.83333333
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INCOME GROUP DETAILS AND RESULT OF THE SURVEY
Income group
Income range per annum Total Carbon emitted by the
Group
Average emission by a family in the Group
Average emission per capita in the Group
Group 1 < Rs 50000 18.24144 1.216096 0.304024
Group 2 Rs 50000 ‐ Rs 250000 45.30517 3.02034467 0.353947
Group 3 Rs 250000 ‐ Rs 1000000 70.16877 4.677918 0.87711
Group 4 Rs 1000000 ‐ Rs 2500000 96.02507 6.40167133 0.889121
Group 5 > Rs 2500000 110.09896 18.3498267 4.587457
TOTAL 339.83941 6.73317133 1.402332
DETAILS OF THE EMISSION IN EACH GROUP
Group 1
Group 2
Group 3
Group 4
Group 5
1.25172 4.62682 4.07433 6.51126 19.6467
1.52988 2.26044 4.09061 5.20859 22.84285
0.78324 2.63996 4.99665 3.78511 16.89064
0.915 3.19921 6.3515 6.22319 13.00076
1.5006 2.52356 2.99204 8.38477 22.37386
0.67344 3.1727 7.11866 8.40719 15.34415
1.38348 2.465 2.58108 8.09556
1.08336 3.30434 4.66342 8.95945
1.7568 2.71326 4.18852 3.4164
2.196 2.55625 3.18403 4.62497
0.92232 3.6183 5.01554 8.58255
0.9882 3.94999 2.94832 7.94978
1.32492 2.83702 2.93164 5.99967
1.5372 2.59466 6.74025 5.99254
0.39528 2.84366 8.29218 3.88404
4.22805 3.41149 6.9371
2.38468 3.56066 7.86262
2.81109 6.39954 4.48178
3.17671 5.82093 9.06402
4.63326 7.02906 10.6086
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3.55543 5.5399
3.35516 8.60126
3.15469 5.87919
2.625 7.78149
3.24548 6.38036
4.06783 8.72731
4.32608 9.99121
2.84731
2.55212
8.13588
3.2093
2.86195
TOTAL 18.24144 45.30517 70.16877 96.02507 110.099
AVERAGE 0.304024 0.353947 0.87711 0.889121 4.587457
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Interview questions asked to the families Q1. Are you familiar with the ideas of Personal Carbon Trading scheme? (If not, then it was explained briefly to them) Q2. Do you think this scheme feasible? Q3. Do you think it will be more beneficial to Mumbai than Carbon Tax? Q4. According to you, how many citizen/people are going to actively participate in this? Q5. What, according to you, are its weakness and its strength? Q6. Do you think it is a good way to reduce personal emission in the long run? Q7. Do you think that public/business class will accept it?