exhibits 1 through 11 of the modified report of …...5. loan payable principal accrued interest...

EXHIBIT

INDEX

Case: 1:12-cv-07127 Document #: 219 Filed: 12/05/13 Page 2 of 126 PageID #:6160

Exhibit Index

Exhibit No. Description

Exhibit 1 Schedule of investments in feeder funds of Bernard L. Madoff Investment

Securities, at cost, net of subsequent receipts & supporting attachments

Exhibit 2 Summary of purchase of Phi R(Squared) series structured notes

Exhibit 3 Email correspondence from Folio Administrators Ltd. (Folio) on February

6, 2009 citing the authority given by Battoo to release information of the

bank and custodian statements of BC Capital Group International Ltd. at

EFG Private Bank

Exhibit 4 Authorization resolutions in December 2010 by directors of Phi R

(Squared) Investment Fund SPC Ltd. authorizing Folio to accept any

investment instructions or invoice payment approval received from Battoo

Exhibit 5 Authorization resolution dated December 2, 2010 by directors of

FuturesOne Innovative Fund SPC Ltd. authorizing Folio to accept any



FuturesOne Diversified Fund SPC Ltd. authorizing Folio to accept any



FuturesOne Diversified Fund Ltd. authorizing Folio to accept any


Exhibit 8 Authorization resolution dated February 11, 2011 by director of Phi

R(Squared) Master Series Investments Ltd. approving and accepting

investment redemption dealing date as advised by Battoo

Exhibit 9 Email correspondence from Battoo on October 5, 2011 to Folio

authorizing investment redemption

Exhibit 10 Email correspondence from Battoo on May 31, 2012 to Folio authorizing

and requesting to transfer money for the accounts of Anchor Fund

Exhibit 11 Email correspondence from Battoo on May 8, 2012 to Folio requesting to

transfer money for FuturesOne Diversified Fund Ltd. Class F1

Page 1 of 6


EXHIBIT 1


HEDGE FUNDS OPERATED/CONTROLLED BY NIKOLAI SIMON BATTOO

("Battoo Funds")

SCHEDULE OF INVESTMENTS IN FEEDER FUNDS OF BERNARD L. MADOFF INVESTMENT

SECURITIES LLC, AT COST, NET OF SUBSEQUENT RECEIPTS

(Expressed in U.S. Dollars)

Battoo Funds Amounts Exhibits

1. Anchor Hedge Fund Limited Class A Subfund

2. Anchor Hedge Fund Limited Class B Subfund

3. Anchor Hedge Fund Limited Class E Subfund

4. Anchor Hedge Fund Limited Class G Subfund

$25,297,331.86

807,894.87

2,824,861.29

15,223,963.32

18,004,487.45

36,479,339.07

1-2

1-3

1-4

1-5

1-6

5. FuturesOne Diversified Fund Ltd. Class L Subfund

6. Galaxy Fund Inc. Class C Subfund

Total $98,637,877.86


T7 VT TTHTT 1 1 111)11 1™1

(Anchor Hedge Fund

Limited Class A

Subfund)


ANCHOR HEDGE FUND LIMITED CLASS A SUBFUND (the "Fund")

SCHEDULE OF PAYMENTS TO FEEDER FUNDS OF BERNARD L. MADOFF INVESTMENT

SECURITIES LLC ("Madoff Feeder Funds") (See Attachment 1)

Dates Madoff Feeder Funds Amounts Attachments

12/31/07 Audited balance sheet at 12/31/07 19,465,736.00 2

02/26/08 Galaxy Fund, Inc. Class C, to purchase

Santa Clara Class A shares 1,000,049.16 3&3A


Santa Clara Class A shares 2,000,049.74 4&4A


345.616868 shares of Santa Clara Class A 1,000,046.07 5, 5A, 5B & 5C


678.563767 shares of Santa Clara Class A 2,000,044.15 6, 6A, 6B & 6C

09/01/10 Receipt from Santa Clara Class D (168,593.26) 7

Claim amount $25,297,331.86

Page 1 of 1


Exhibit 1-1

(Anchor Hedge Fund Limited

Class A Subfund)

Attachment 1

(Redemption Suspension

Notice)


AWchbr Hedge F'und Limited

December 22*d, :2008

Re: Anchor Hedge Fund Limited 6las$A|the "Fund")

DearSb^rejipJitfep:

c 'ojt<re^$irtptipns.

SelaQtFuncI Clashes K and I, Galaxy Fund Glass C, Santa 6larS#t)iid.-Santa

Clara U Fund aWSanla Bai'bara Holdings which implement their Fund's strategies through

Bernard L. Madpff investment Securities LLC, an SEC registered broker dealer. .

On DBp£mfc>er .i ll ̂ 2008, BemardMadoff was arrested find charged with securities fraud in a

ponzl $ch£ftoi=!r

'%$ 'tanfewfr lb imWotptff m

*f iiM'ltspiiil##*! m m *V

Pi rafeMptes k

?tes MmfMmm&mm it^priks wwhtitt

IjNMHftftGli W&&- Wb fli ^fern dNfanbtf & M^'.feeteaisfil

immrn •.&&, rn fesMii'tM; mm m mw¥ *»i

iWWM

mum hmganA

Wm mdmtimx tisH&ASStt'Wgtf «*

«ms|J k^^sr$i$l. '

M tfffî3jt! Jjjr WlietHret SPilli bd anymmw- %»» «®'

urtejypi^ RiMSr ̂ ^ftêjSF-you^praigffJias theaiiiiiafiîpVipiv^?,

HfUVATE & CONFIDENTIAL STRICTLY APPLICABLE TO FOREIGN (NON-US) ENTITIES

C/o Fotip. Chambers, PP Box 800, Road Town, Tartola, BVT CFTC-BATTOO-0000515

Pbonte ( 284) 494 70(55 Fas; (284) 494-8356 Email: [email protected]


Exhibit 1-1 / A T TT "1 • i i "w* 9 9


Class A Subfund)

Attachment 2

(Audited 2007 Financial

Statements)


ANCHOR HEDGE FUND LIMITED

Class A Subfund

(An individual reporting entity of Anchor Hedge Fund Limited)

TABLE OF CONTENTS

4ft r

INDEPENDENT AUDITORS' REPORT •t a.

CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR, ENDED DECEMBER 31,

2007 ? X *'

Consolidated statement of financial position

Consolidated income statement a #;

Consolidated statement of changes in|net afsets attributable to holders of redeemable

shares

Consolidated statement of cash flows

%#• m..

Notes to consolidated financial sfatemShts w

Ijl

w

Page

1 - 2

3

4

5

6

7 - 1 6

L 002294



Class A Subfund


CONSOLIDATED STATEMENT OF FINANCIAL POSITION

AT DECEMBER 31. 2007

(Expressed in United States dollars)

Note 2007 2006

ASSETS

Current assets

Financial assets at fair value through profit or loss

Other receivables

Due from broker

Cash and cash equivalents

Total current assets .

LIABILITIES

Current liabilities

Loan payable

Due to related parties

Accounts payable

Redemptions payable

Subscriptions received in advance

Total current liabilities (excluding netassets

$26,871,724 ' '£S\

% 30

O , 28,790,461

/ y . L#' §

attributable to holders of redeer^|Sle sti|res)

/ i' NET ASSETS ATTRIgjtlfABL^O HOLDERS OF

REDEEMABLE SHADES

NET ASSET VALUE pifliiEdEEMABLE SHARE

Based on 13,877.88 (2006 -11,692.88) Class A shares outstanding

APPROVED BY:

5,375,616

170,786

85,892

1,126,285

191,702

$ 21,413,045

4,847

67,201

923,716

22,408,809

5,241,860

146,990

55,023

113,168

6,950,281 5,557,041

$21,840,180 $ 16,851,768

$ 1,573.74 $ 1,441.20

/oiM

Director Date

See notes to financial statements

-3-

L 002297



Class A Subfund


NOTES TO CONSOLIDATED FINANCIAL STATEMENTS

FOR THE YEAR ENDED DECEMBER 31. 2007

(Expressed in United Stated dollars)

3. SIGNIFICANT ACCOUNTING POLICIES (continued)

Income and expense recognition

The Subfund is responsible for all its operating expenses including fees and expenses of the service

providers, legal, accounting, auditing, regulatory costs and all other operating and investment costs

such as brokerage commissions and custodial fees. The Subfund is responsible for all expenses

associated with its organisation and initial offering of shares.

Interest income is recorded on the accrual basis, by reference to the principal outstanding and at the

effective interest rate applicable, which is the rate that exactly discounts esfiW|teali||ure cash receipts

through the expected life of the financial asset to that asset's net c^r{ying-|"mjin^ t '

Expenses are recorded on the accrual basis as they are incurred. ' It?"

Taxation s.

Under the current laws of the British Virgin Islands, the Subfund has no taxation liabilities. The Subfund

intends to conduct its affairs such that it will not be subject to income taxes in any jurisdiction other

than withholding taxes where applicable. Accordingly. no provision has been made for income taxes in

these consolidated financial statements. H ^ ,

4.

% i %

FINANCIAL ASSETS AT FAIR VALUt THR^UGHpROFIT OR LOSS

It

2007 2006

Held for trading

Investment funcf#^

Cost, Fair Value Cost Fair Value

f "Ik *

1, #19,465,736 $ 26,871,724 $ 16,343,125 $ 21,413,045

til As of December 31,20|7, approximately 1.41 % (2006 - 0.85%) of the Subfund's investments are with

related party Irirafflftgrrfands.

5. LOAN PAYABLE

Principal

Accrued interest

2007

5,000,000

375,616

$ 5,375,616

2006

5,000,000

241,860

$ 5,241,860

The Subfund's loan is held with Fortis Bank (Channel Islands) Limited. It is a drawdown facility up to a

maximum of $5,500,000 which accrued interest at a rate of 6.50% (2006 - 5.50%) during the year and

is secured by the assets of the Subfund. Interest is charged on a monthly basis and the loan facility is

renegotiated on an annual basis. This facility is used for leveraging the Fund's portfolio held with Fortis

Bank (Channel Islands) Limited.

-11-

L 002305


Exhibit 1-1


Class A Subfund)

Attachment 3


30 CM 2008

30 04 2008

30 04 2008

28 04 2008

11 04 2008

11 04 2008

04 04 2008

01 04 2008

31 03 2008

28 03 2008

27 03 2008

06 03 2008

04 03 2008

29 02 2008

27 02 2008

26 02 2008

26 02 2008

26 02 2008

26 02 2008

26 02 2008

26 02 2008

26 02 2008

25 02 2008

25 02 2008

ANCHOR HOLDINGS LLC B/ERBANK, FLORIDA

FT0812105065 INCOMING TRANSFER ANCHOR HOLDINGS LLC EVERBANK, FLORIDA

FT0812105131 INCOMING TRANSFER ANCHOR HOLDINGS LLC

! .1209-' • 10331 CORRECTION OF CREDIT INTEREST

FT0811905100 INCOMING TRANSFER ANGLO IRISH BANK (SUISSE) ANGLO IRISH BA

FT0810205061 INCOMING TRANSFER ANCHOR HLDGS LLC B/ERBANK '

,1209-' "0331 CORRECTION OF CREDIT INTEREST

FT0809505017 OUTGOING SWIFT TRANSFER GALAXY FUND INC CLASS C/ "8476 ,

FT0809205028 INCOWBNG TRANSFER ANCHOR HOLDINGS LLC EVERBANK, FLORIDA

1209-: 0331 CREDIT INTER®!

9851011001 DEBIT - ACCOUNT JOIIRNAL TRANSFER;' I0.446

FT0808705069 INCOMING TRANSFER HSBC PRIVATE BANK (SUISSE) HSBC PRIVATE

FT0806605052 TRANSFFR

•2970 '

FT0806305041 INCOMING TRANSFER ANCHOR HOLDINGS LLC EVERBANJK, FLORIDA

FT0806005150 OUTGOING SWIFT TRANSF™ FOLD ADMIN LTD 0801 /,

9851002006 CREDIT - ACCOUNT JOI IRNAL SUBSCRIPTION:EFGCI. 5930

FT0805705012 OUTGOING SWIFT TRANSFER GALAXY FUND INC CLASS C

FT0805705014 OUTGOING SWIFT TRANSFER FOLD CORPORATE SERVICES LTD /" .2002

FT0805705064 OUTGOING SWIFT TRANSFER FOLD CORPORATE SERVICES LTD, .12002

FT0805705075 TRANSFER CA-USD/ANCHOR HEDGE FUND CLASS C

FT0805705125 TRANSFER CA-USD'ANCHOR HEDGE CLASS G/BNK-USD

FT0805705074 TRANSFER CA-USD/ANCHOR HBDGE FUND CLASS B

FT0805705076 TRANSFER CA-USD/ANCHOR HEDGE FD a E/BNK-GBP

FT0805605018 OUTGOING SWIFT TRANSFER ANCHOR HOLDINGS LLC //I '0225 •

9851004002 CRBXT - ACCOUNT JOURNAL SUBSCRIPTON: EFGCI )6040

30 04 2008

31 03 2008

01 04 2008

28 04 2008

1,512,414.00 5,469,577.25

915,844.82 3,957,163.25

51.51 3,041,318.43

920,000.00 3,041,266.92

28 03 2008 915,844.82 2,121,266.92

01 04 2008 206.07 1,205,422.10

07 04 2008 2,000,049.74 1,205,215.03

01 04 2008 74,726.00 3,205,265.77

01 04 2008 11.969.47 3,130,539.77

28 03 2008 550.00 3,118,570.30

31 03 2008 2,000,000.00 3,119,120.30

06 03 200S 4,284.34 1,119,120.30

03032008 84,100.00 1,114,835.96

03 03 2008 8,298.65

27 02 2008

28 02 2008 1,000,049.16

26 02 2008 3,399.16

26 02 2008 3,749.16

26 02 2008

26 02 2008

26 02 2008

26 02 2008

25 02 2008 1,130,618.09

28 02 2008

1,030,735.96

500,000.00 1,039,034.61

539,034.61

1,539,083.77

1,542,482.93

740.00 1,546,232.09

740.00 1,545,492.09

740.00 1,544,752.09

740.00 1,544,012.09

1,543,272.09

741,350.00 2,673,890.18

https://secure.efgba nk.com/internet/cashAccountMvtsRlter.do7ctxId =4&ctxCommand=DISPLAY&templ... 4/5


Exhibit 1-1


Class A Subfund)

Attachment 3A

(GL sheet showing purpose

for the $1,000,049.16 payment

to Galaxy Fund Inc. Class C

on 02/26/08)


GL MOVEMENTS BETWEEN OATES 2/1/2008 AND 2/29/2008

Anchor Hedge Fund Ltd, Class A

Value Date Description TrRef Batch fiCY Transaction Ldoai Currency Value Date Description No Ccy Amount Equivalent

GL Sub Class: 100 Bank accounts

02/01/2008Opening balance USD 1,876,849.24 1,676,848.24

02/01/200808-02-01 Subln advance funds recevied 9559 USD 372,924.00 372.924.00

02/05/2008 3fti Party banKcfiaraes 9870 USP >35,00 -35.00

02/15/2008Pyt of Fees 9671 Usb -117,198,06 -117,198.06

02/25/20'08Pyt of redemptions 9579 USD -1,130,818.09 -1,1.30.81 fi.09

02/25/2008 08-03-01 Sub In advance S672 uso 741,350.85 741,350.00

0Z/2B/2Q08Funds to Galaxy O for swap of Santa CIara A sfis 9078 USD -1,000,049.10 -1,000,049,18

02/25/2008Funds retevied (torn sfiare classes for* fees paid 9675 USD ' 2,960.00 2,960,00

02/26/2008Anchor Fund annual fees 9875 USD -3,749.16 -3,749,18

02/28/2008pyt of fees for Anchor A Investment mn US0 -3,399.18 -3.399.18

02/27/200808-03r01 Sub in advance 9670 USB 500,000.00 500,000.00

02/29/2008Pyt of Admin Fees 8, Exp 9077 USD -8,298.65 -8,298.65

TistaltOr USD tmmm

Total for 100

QLSiib Glass: 260 Pending investments

02/26/20.08Funds to Galaxy 5? for swap' of Santa Clara Ashs 9676 USJ2 '1,000,000.00 1,000,000,00

Totalfor USO

Total for 260

GLSub Class: S250 Cost of investment- mutual funds

02/01/2008Opening balance USD 16,947,339.74 18,947,339,74

ToWfor USD vopayuum vqj«ejBSJ%

Total for S2S0

GL Sub Class: S390 App/depr settled mutual funds

02/01/20080p«ining balance USD 4^607,668.47 4,807,66847

02/29/2008Unrealized p/1 settled mutual funds S421B USD. 49,84^,46 -89,84146

02/29/2008Unr6allzed p/1 settled mutual funds S421.8 USD -7,1.02.34 -r,102.34

Q2/29/2fiD8Unrealfced p/1 settled mutual fends S4217 USO -724.28: -724,28

02/29/20.08Unrsaffzed p/1 s.e<tted mutual fends S12878 USD -6.08.32 -808.32

02/29/2008Unreallzed p/I, settled mutual fUrids 55456 USP -259.84 *259,84;

02/29/2008Unrea(ized p/1'settled mutual funds S6553 USD -72.31 -72.31

02/29/2008UnreaDzed p/t settled mutual funds S421J8 USB -30.26 -30.26

02/29/2Q08 Unrealized p/I settled mutual funds 84211 USD -26,70 -28.70

OZ/29/200BUnreallzed p/I settled mutual funds S12876 USQ 824.79 324,79

Totalfor USD

Total (or S390 HM

GLSub Glass: 490 Receivable - general

02/GT/Z008. Opening balance USD 435.513.39 435,513.39

02/zs/2008Pyt or redemptions 9679 USD 4,284.34 4,284,34

02/26/2008Py! of fees for Anchor A Investment 9673 USD 3,350.00 3,350.00

Total for USD W&tXI

Totalfor 490 'I i wi 11 ni

GL Sub Class: 3600 Management fee payable

o2/Qi/SO'0BQpsWngbalanc0 use -71,874.85 -71,874.85

O2/15/2Q08Pyt of Qtr 4 Mgmf fee 9671 USO 53,249.72 53,249.72

02/29/2008Management fee accrual USD -18,818.15 -18,818,15

Tbfa/for USD «IW

Totalfor S60Q

GLSub Class: S610 Incentive fee accrued

02/29/200SReclassificaUon of Incentive fees, calculated 9651' USD -10,346.39 -10,348.39

02/2972008 Perf0rmanee fee accrual USD 10;346.39 10,34659

Totalfor USD M M

Totalfor SO}0 JB

GLSub Class: 3511 incentive fee payabie

02/01/2008Opertlng balance; USD -85,140.54 -86,140.54

02/15/2008Pyt ef Qtr 4 Perf fee 9371 USD 83,8159.12' '83,899.12

02/29/20&SRe6la5sifieatl.cn of Incentive "fees calculated 9S81 USO 10,346.39 10,346,39

Totalfor USO -wmM. •nmm

Totalfor SCI1 4N|MGJB

9/17/2012 11:21:07 PFS-PAXUS Page 1 of 5

Confidential pursuant to Securities Exchange Act s.24{<0* SEC-SCB-E-0089692


Exhibit 1-1


Class A Subfund)

Attachment 4


9/7/12

30 04 200S

Private Area

ANCHOR HOLDINGS LLC EVERBANK, FLORIDA

FT0812105065 INCOMING TRANSFER ANCHOR HOLDINGS LLC EVERBANK, FLORIDA

FT0812105131 30 04 2008 INCOMING TRANSFER

ANCHOR HOLDINGS LLC

30 04 2008 1209-: 0331 CORRECTION OF CREDIT INTEREST

FT0811905100 28 04 200S INCOMING TRANSFER

ANGLO IRISH BANK (SUISSE) ANGLO IRISH BA


ANCHOR HLDGS LLC EVERBANK

11 04 2008 : • 1209-: 0331 CORRECTION OF CREDIT INTEREST

31 03 2008

FT0809505017 04 04 2008 OUTGOING SWIFT TRANSFER

GALAXY FUND INC CLASS C, 58476


ANCHOR HOLDINGS LLC EVERBANK, FLORIDA

I209-: 10331 CREDIT INTEREST

9851011001 28 03 2008 DEBIT - ACmUNT JO" 'RWA I

TRANSFER: I0.446:

FT0808705069 27 03 2008 INCOMING TRA NSFER

HSBC PRIVATE BANK (SUISSE) HSBC PRIVATE

FT0806605052 06 03 2008 Tt?ANSFFR

, I2970


ANCHOR HOLDINGS LLC EVERBANJK, FLORIDA

FT0806005150 29 02 2008 OUTGOING SWIFT TRANSFFR

FOLIO ADMIN LTD '0801 f

9851002006 27 02 2008 CREDIT-ACCOUNT JOURNAL

SUBSCRIPTION: EFGQ / '•5930


GALAXY FUND INC CLASS C .


FOLD CORPORATE SERVICES LTD/2000192002


FOLIO CORPORATE SERVICES LTD ' J2002

FT0805705075 26 02 2008 TRANSFER

CA-USD/ANCHOR HEDGE FUND CLASS C

FT0805705125 26 02 2008 TRANSFER

CA-USD/ANCHOR HEDGE CLASS G/BNK-USD

FT0805705074 26 02 2008 TRANSFER

CA-USD/ANCHOR HEDGE FUND CLASS B

FT0805705076 26 02 2008 TRANSFER

CA-USD/ANCHOR HEDGE FD a E/BNK-GBP


ANCHOR HOLDINGS LLC II I0225


SUBSCRIPTON:EFGCI 6040

30 04 2008

31 03 2008

01 04 2008

28 04 2008

1,512,414.00 5,469,577.25

915,844.82 3,957,163.25

51.51 3,041,318.43

920,000.00 3,041,266.92

28 03 2008 915,844.82 2,121,266.92

01 04 2008 206.07 1,205,422.10

07 04 2008 2,000,049.74 1,205,216.03

01 04 2008

01 04 2008

28 03 2008

31 03 2008

06 03 2008

03 03 2008

03 03 2008

27 02 2008

28 02 2006 1,000,049.16

26 02 2008 3,399.16

26 02 2008 3,749.16

26 02 2008

74,726.00 3,205,265.77

11,969.47 3,130,539.77

550.00 3,118,570.30

2,000,000.00 3,119.120.30

4,234.34 1,119,120.50

84,100.00 1,114,835.96

S.298.65

26 02 2008

26 02 2008

26 02 2008

25 02 2008 1,130,618.09

28 02 2008

1,030,735.96

500,000.00 1,039,034.61

539,034.61

1,539,083.77

1,542,482.93

740.00 1,546,232,09

740.00 1,545,492.09

740.00 1,544,752.09

740.00 1,544,012.09

1,543,272.09

741,350.00 2,673,890.18

https://secure.efgba ntc.com/inte rnet/cashAccountMvts Filter. do?ctxId=48trtxCommand=DISPLAY&tem p|... 4/5


Exhibit 1-1


Class A Subfund)

Attachment 4A

(GL sheet showing purpose

for the $2,000,049.74 payment

to Galaxy Fund Inc. Class C

on 04/04/08)


GL MOVEMENTS BETWEEN DATES 4/1/2008 AND 4/30/2008

Anchor Hedge Fund Ltd. Class A

Value Oafs Description Tr Ref Batch CCY Transaction Local Currency Value Oafs Description NH Ccy Amount Equivalent:


(M/Ql/20DBOpen!ng balance USD 3,130.539.77 3,130,539.77

04/01 /ZOOBReclassification of fends due to Redemptions 10850 usp 4.404,555.81 4,404,555.81

04/01S008Rede8m shareu Sharif premium R25494. USD -4,124,345.99 -4,124,345.99

04/01/2008Redoem share - sham premium R27773 USD -180,502,41 -180,502.41

04/01/2008Redeem share - share premium R27771 USD -99.879.70 -i99.879.70

Q4/Q1/20D8RBdeern shares - par value R2S494 USD -25.94 -25.94

04/01/200BRedeem shares - par vate R27773 USD -1.14 -1,14

04/01/2008 R6deerti; shares - par value R27771 USD -.63 -.63.

04/01/200B08-D4-.01 SUB W advance 10843' USD 74,726.00 74,726.00

04/04/20'ty8Fufids lo Galaxy S for Santa Clara Transfer , . 10544 USB "SjQ'OO.,049.74 -2,000,049.74

M/11 /§658(50-04-0i Sub. in advance 10845 USD 915,844.82 915,844.82

D4^1i/2CC®CorTBtiion ef Credit Interest 1.084® USD Z0B.07 206.07

O4/28/20D8D8-O5-.01 gill? In Btjvanc® 10847 USD 920,000.00 920,000,00

04/30/200808-05-01 Sub M advance 10849 USD 1,512,414.00 1,512,414.00

Total for USt)

'TeMfor iOO >M|̂ I mm mm

GLSljb QISsjs; S250 dojstof ihvSiWMitft - mutual fund*

04/0l/2()0BOperiing baiarise Usb 20,073,598.26 20,073^598.26

total for Ust> dmtoua

total for S250 mmmjm

GL Sub Class: .8390 App/depf settled mutual funds

04/01/2008 Opening balance USB 4,473,707.94 4,473,707.94

04/30/20OBUnrealized p/l settled mutual funds S4211 USB 449.45 449,45

04/3O/2<3QflUnrea|izad p/I settled mutual fends 84210 USD 529.43 529,43

04/30/2008Unreaflzed P/I s.ettted mutual funds S5553 USD 1,217.20 1,217.20

04/30/2008Unrealized p/l satttod mutual funds :S54S6 USD 4,373.57 4,373,57

04/30/2dC8Unreafizi!d p/l settled mutual fends 850202: Usb 10,761.39 10,761.^9

04/30/2008tlni8ali7.ed p/l settled mutual fends S4217 USB 12,185.89 12,1B'6.89

04/30/2008Unrealized p/l settled mutugl fends S4218: USD 1B,078.66 18,078.68

O4/30/Z0.08UnreaJfzed p/|s,ett)©d mutual fends §12578 USB 4S,3389k60 48,389.90

04/30/2008Unrettlteed p/l settled mutual fUrtds S59212; usp 111,7-55.78 111.755,78

O4/30/2OO8Unreaffeed p/l settled mutual fends 64210 USD 434,999.71 434,999.71

total for US& 4*1*44141 total for 5390

GL sub Class: 490 Receivable - geriaftii

O4/0'l/20'08C!pefilng balance USB 438,863.39 438,863.39

total for USD «IKUH total for 49Q •swwuw

GLSub Class; 8&00 Mafiafleitiefit fee payable

04/01/ZOOBOpenlns balance USB -67,301.45 -57,391.48

04/30/2008 Management fao accrual USD -19.223,49 -19,223.49

total for USD -WIW *SBI IB— WW V MPV i'mUH V tota/for S600

GLSub Class: S610 Incentive fee accrued

04/30/200BP8rfomisnpe fae gcpruat USD -61,042.14 -61,842,14

04/30/2Q08AnchCr A recisaificatidp of Incentive fee 10852 USD 61,642.14 61,642.14

Jotalfot USD JBB JOB

total tor S610 JH GL Sub Class: 3511 Incentive feje payable

04/01/2008'Openihg balance USD .15,685,01 -15,666,91

O4/30/2008ArtBhW A rBBlsalfioatlorr of incentive fee 10852 USD -61,642.14 ^31^42.14

total for USD •WJWJSS

total for S8M •mmm

GLSub Class: 660 Administration fee fixed expense: payable

04/0'i720'08dpefiing bala/ica USD -150.06 -150.00

-JSO.&A 04/30/20D8Adm?n Expense Flsced Accrual USD -5G,DQ;

-150.00

-JSO.&A

total for USD -Wdfll •fiBUH total for 6SO rKMJBB

9/17/2012 11:41:3$ PFS^PAXUS Pegs 1 of 5

Confidential pursuant to Securities Exchange Act 8.24(d), SEC-SCB-E-0089735


Exhibit 1-1


Class A Subfund)

Attachment 5


9/7/12 Private Area

05 12 2003 TRANSFER CA-USD/ANCf-IOR HEDGE FD CL BBNK-GBP BALA


ANCHOR HOLDINGS LLC EVERBANK

FT0833305045 28 '11 2008 TRANSFER

>5930 ' ;

FT0833305047 28 11 2008 TRANSFER

9550 •'

FT0833305049 28 11 2008 TRANSFFR

:6040 •' .


DELOITTE AND TOUCHE, 8VI /; 15393


ANCHOR A INVESTMENT LTD l< I2652 I


HSBC PRIVATE BANK (SUISSE) SA HSBC PRIVA


ANCHOR HOLDINGS LLC EVERBANK, JACKSONVIL

FT0829505146 21 10 2008 TRANSFER

CA-USD/ANCHOR HEDGE FD a BBNK-GBP

FTQBZ870S004 13 10 2008 TRANSFER

CA-USD'FUTURESONE DIVERSIFIED FUND

9851001001 10 10 2006 D®rT - ACCOUNT JOURNAL

Q3 2008 CUSTODY FEE


APPLBY HUNTER BAILHACHE/' .7608


GALAXY FUND INC CLASS C I8476 '


CITCO GLOBAL CUSTODY CITCO BANKING CORP


CITCO GLOBAL CUSTODY CITCO BANKING CORP


ANCHOR HOLDING LLC EFG PRIVATE BANK WALT

7558201209-20080930 CREDIT INTEREST -


ANCHOR HOLDINGS LLC //' >0225 "

FT0824205030 " 29 08 2008 OUTGOING SWIFT TRANSFER

FOLIO ADMINISTRATORS LIMITED / '2005

FT0824205055 29 08 2008 TRANSFER .


FT0824205053 29 08 2008 TRANSFER

CA-USD/ANCHOR HEDGE FDCL BBNK-GBP

FT0824205043 29 08 2008 INCOMNG TRANSFER



GALAXY FUND INC CLASS C 8476

' 71001

30 09 2008

05 12 2008 189,654.72

01 12 2008

28 11 2008

2811 2008

2811 2008

28 11 2008 62,288.55

1011 2008 2,000,039.34

7,012,368.46

595,144.50 7,202,023.18

15,062,50 6.606,876.68

13,062.50 6,591,816.18

15,062.50 6,578,753,68

6,563,691.18

6,625,979.73

0311 2008

03 11 2008

2,000,000.00 8,626,019.07

21 10 2008 600,000.00

282,850.00 6,626,019.07

6,343,169.07

13 10 2008 2,000,000.00 6,943,169.07

15 10 2008 9,984.17

06 10 2008 218.88

03 10 2008 2,000,044.15

4,943,165.07

4,953,153.24

4,953,372.12

02 10 2008

02 10 2008

2,000,000.00 6,953,416.27

2,500,000.00 4,953,416.27

30 09 2008 531,484.50 2,453,416.27

01 10 2008 7,338.00 1,921,931.77

29 08 2008 94,654.76 1,914,593,77

29 08 2008 19,037.75

29 08 2008

29 08 2008

29 08 2008

27 08 2008 1,000,046.07

2,009,248.53

5,555AO 2,028,285.28

5,756.30 2,022,730.88

80,222.00 2,016,974.58

1,936,752.58

https://secure.efgbank,com/internet/cashAccountMvtsFilter.do?ctxId=4&ct)(Command=DISPlAY8!templ... 2/5


Exhibit 1-1


Class A Subfund)

Attachment 5A

(GL sheet showing a

$1,000,000 open settlement for

a mutual fund buy at

08/01/08)


GL MOVEMENTS BETWEEN DATES 8/1/2008 AND 8/31/2008

Aneiibr Hedge Fund Ltd, Class A

Valuo Oafs Description TrRef Batch COY Transaction Local Currency Valuo Oafs Description No Ccy Amount Equivalent


08/01/20D8Qpening balance USD 1,602.267.50 1,602,267.50

08/01/2008Mutual fund buy open settlement mm USD -1,000.0.00.00 -1,000,000.00

08/bl/2008Redeem stlare«Share premium R31895 USD -231,345.71 -231,345.71

08/01/2008Redeem shares - par value Ft3i69S USD -1.38 -1,48'

08/31/2008 subscription pending & 61AM commission received 12829 USB 80,222.00 80,222.00

08/31/2OD8fund Iransfsrfrom AnchorTa Hyposwtss 12827 USD 231,347.09 231,347,03

OB/31 /2008subscription 8i SIAM commission received 12828 USD 445,880.00 445,880.00

08/31/2008subsi?rlption received dtco 12322 USD 1,440,000.00 1,440,000.00

08/31/2008paid inoehtlve & management fees 2Q 12821 USD -161,445.97 -161,446.97

08/31/2008redemptlon received 12823 USD -94,654.78 -94,654.76

08/31/2QOBpsld admin fees & miso 12-818 USD -7,728.05 -7,726.05

06/31 COOBcomsclion credit interest 12819 USD -1,035.40 -1,035.40

0.8/3.1/200Bpakl execution of certified register & courier 1281S USD -297.4.8 -297.48

08/3l/2008Bank charge of investment to Santa Clara Fund 12839 USD -46.07 -48.07

08/31/2008neverse EFG amount received on May 12820 UsD -388,575.00 -388,575.00

Total for USD

i i

Total for i00 immzr GL sub Class: 3250 Costoflhvestmeht - mutual funds

oMH/20'DSdpenlng balance USD 20,073,598.28 20,073,598.26

08/01/20D8Mutualfund buy open settlement . SI0038 USD 1,000,000.03 1,000,000.00

Total for USO rs4Kst»8J®e S3PWS8UW

Total for S250

GL Sub Class; S390 Appftfepr settled mufuaf funds

08/01/20080ponmg balance USD 0.1 D1,171.23 8,101,17123

08/3fi2008Unrealfced pA settled mutual funds S421'1 USD 415,37 415.37

08/31/200BUr(realized p/l Settled mutual funds S4216 USD 453.79 453.79

08/31/200BUnreateecf p/i settled mutual funds S5553 Usb 1,124.92 1,124.92

OB/31 /206HUnrsalized p/l settled mutual funds S5458 USD 4,041.98 4,04-1.98

08/31/2008Unrealteed p/l settled mutual Itmds S59202 USD 9,421.46 9,421.45

0.8/31/20.08UnrealIzed p/I settled mutual funds S421? USD 10,668.59 10,668,59

08/31 /2008Unrealized p/l settled mutual NridS S4218 USD 14,931.78 14,931.78

08/31/2008Unrealized p/l settled mutual funds S7O03S USD 18,671.74 18,671.74

OB/31/2O08Unrealfeed p/l settled mutual tods S12878 USD 40,859.13 40.859.13

08/31 /2O08Unraalked pi/l settled mutual funds S59212 USD 97,714,81 .97,714.01

08/31 /2008Unrealfeed p/l settled mutual funds S4210 USD 380,343.31 380.343.31

Total for USD wmjrnzt *mmm Tofalfot S39C1

GLSub Class; 499 Receivable > general

08/01/20080penlng balance USD 600,529.04 500,529.04

Total for USD GHIBSUM Baq^sBUH

Total for 490 ISlH&fftf

GL Sub class: 484 Subscriptions Receivable

08/31/2008 fund redemption pending 12825 USD 2,000,000.00 2,000,000.00

Totalfor USD

Total for 484 WMumm GLSub Class: S60q Management fee payable

os/01/2008openirvg Balance USD *86,125.10: -86,125.10

08/3i/2008Managemenl fee accrual USD -26,463.47 -26,463.47

08/31/2068peid incentive- & management fees 2Q 12821 USD 63,292.98 63.292.9S

Total for USO -4U0SJSR

Totalfor S600 •vymm GL Sub Class; 6610 Incentive fee accrued

Q8/31/20dSPerfarrnar]Cs fee accrual USD -54,294.85 -54,294.85

08/3,1/20.08rec|ass Incentive account 12844 USD 54,294.85 •54,294.85

Totalfor USD M m Totalfor S810 M

GL Sub Class; S611 Incentive fee payable

O8/Oi/2OO8Op0fimg balance USD -182,995.62 -152,995.62

9/1.7/2012 1.2:08:23 PFS-PAXUS: Page 1 of 5

Confidential pursuant to Securities Exchange Act 8.24(d). SEC-SCB-E-0089823


Exhibit 1-1


Class A Subfund, the "Fund")

Attachment 5B

(A Fund's record showing a

purchase of 345.616868 shares

in Santa Clara — A for

$1,000,000 on 08/01/08)


TC43&3Z&aaS3B!

Confidential pursuant to SecurHles Exchange Act s.24(d}.

mmm PSp^ffH

S EC-S C8-E-0089813


Exhibit 1-1


Class A Subfund)

Attachment 5C

(A record of Galaxy Fund, Inc.

Class C showing a sale of

345.616868 shares in Santa

Clara — A for $1,000,000 on

08/01/08)


jftfggu wn&sBi fe tmmm

fiflssa® mam

Confidential pursuant to Securities Exchange Act s.24(d}.

PRNW

SEC-SCB-E-0100469


Exhibit 1-1


Class A Subfund)

Attachment 6


9/7/12 Private Area

05 12 2003 TRANSFER CA-USD/ANCHOR HEDGE FD CL E'BNK-GBP BALA

FT0833605102 01 12 200S INCOMING TRA NSFER


FT0833305045 28 '11 2008 TRANSFER

.5930 ' ,

FT0833305047 28 11 2008 TRANSFER

•9550 •'

FT0833305049 28 11 2008 -rRANSFFP

:.6040 " .


DELOfTTE AND TOUCHE, BVI /: I5393


ANCHOR A INVESTMENT LTD ft 12652 t

FT0830805122 03 11 2008 INCOMING TRANSFER •

HSBC FWVATE BANK (SUISSE) SA HSBC PRIVA


ANCHOR HOLDINGS LLC B/ERBANK, JACKSONVIL

FT0829505146 21 10 2008 TRANSFER

CA-USD/ANCHOR HEDGE FD a E'BNK-GBP

FT0828705004 13 10 2008 TRANSFER

CA-USD/FUTURESONE DIVERSIFIED FUND

9851001001 10 10 2008 Dffirr - ACCOUNT JOURMA L

Q3 2008 CUSTODY FEE

FT082B005036 06 10 2008 OUTGOING SWIFT TRANSFER

APPLBY HUNTER BAILHACHE/' i7808

FT0827705027 03 10 2008 OUTGOING SWJFT TRANSFER

GALAXY FUND INC CLASS C S8476 '


CtTCO GLOBAL CUSTODY QTCO BANKING CORP


CTTCO GLOBAL CUSTODY C1TCO BANKING CORP

FTD827405052 30 09 2008 INCOMING TRANSFER

ANCHOR HOLDING LLC EFG PRIVATE BANK WALT

I1209-. '0930 CREDIT INTEREST

05 12 2008 189,654.72

30 09 2008


ANCHOR HOLDINGS LLC //' >0225 "


FOLD ADMINISTRATORS LMTED / '2005

FT0824205055 29 08 2008 TRANSFER


FT0824205053 29 08 2008 TRANSFER




FT0824005017 27 08 2008 OUTGOING SWIFT TRANS FER

GALAXY FUND INC CLASS C 8476

01 12 2008

28 11 2008

28 11 2008

28 11 2008

2B 11 2008 62,288.55

1011 2008 2,000,039.34

0311 2008

0311 2003

21 10 2008 600,000.00

1310 2008

15 10 2008 9,984.17

0610 2008 218.88

03 10 2008 2,000,044.15

02 10 2008

02 10 2008

30 09 2008

01 10 2008

29 08 2008 94,654.76

29 08 2008 19,037.75

29 08 2008

29 08 2008

29 03 2008

27 08 2008 1,000,046.07

7,012,368.46

595,144.50 7,202,023.18

15,062,50 6,606,878.68

13,062.50 6,591,816.18

15,062.50 6,578,753.68

6,563,691.18

6,625,970.73

2,000,000.00 8,626,019.07

282,850,00 6,626,019.07

6,343,169.07

2,000,000.00 6,943,169.07

4,943,16S.07

4,953,153.24

4,953,372.12

2,000,000.00 6,953,416.27

2,500,000.00 4,953,416.27

531,484.50 2,453,416.27

7,338.00 1,921,931.77

1,914,593.77

2,009,248.53

5,555.40 2,028,286.28

5,756.30 2,022,730.88

80,222.00 2,016,974.58

1,936,752.58

https://secure.efgbank.com/intemet/cashAccountMvtsFilter.do?cti<Id=4SictxCommand=DEPLAYfiitempl.. 2/5


https://secure.efgbank.com/intemet/cashAccountMvtsFilter.do?cti%3cId=4SictxCommand=DEPLAYfiitempl

Exhibit 1-1


Class A Subfund)

Attachment 6A

(GL sheet showing a

$2,000,000 open settlement for

a mutual fund buy at

09/01/08)


GL MOVEMENTS BETWEEN BATES 9/1/2008 AND 9/30/2008

Anchor Hedge Fund jLtd. Class A

Value Dafe' Description TrRef Balcft edY Transaction Local Currentjy Value Dafe' Description Nd Ccy Amount Equivalent

OL Sub Class: 100 Bank accounts

09/G1/2Q090penIng balance USD 1,914,593,77 1,914,593.77

09/01/20.08Mutua1 fund buy open settlement . S73590 USD -2,000,0.00.00 -2,000,000.00

09/01/2008Redeem share«share premium R33400 USD -816.546.11 -816,546.11

09/01/200BR6de8m shares - par value Ft33400 USD 4.78 -4.78

O9/24/200BRedeem shares - par valuff R3-3399 USB -8.67 -8.57

09/24/20D8RBdsem shares - parvalua R33558 USD -8.57 -8.57

09/24/200BRedeem share- share premium R33399> USD -1,462,554.25 -1,452,554,25

09/24/2008Redeem share * share premium R33528 MSP -1,462,554.25 -1,462,554.25

09/30/2008pending investment 13560 USD ZjOOO^OD.OO: 2,O00,OOO.DD

0"9/30/20'08shares transfer 13540 USD 3,741,678.53 3,741,878.53

G9/3O/2OO0eredlt Merest 13398 USB 7,338.00 7,338.00

09/30/20Qflsutjscrtplian funds received 13541 USD 531,484.50 531.404.50

Tata/for USD

Total for 160 m

GLSub Class: S2S0 Cost of investment -mutual funds

QB/Qt/ZOOBOpening balance USD. 21;,ff?3,.5.98;2« 2^73,598,26

.Q9/01/2008Mtrt.ua.l fund buy ppep settlement . _ 573550 USP 2,000,050.00 2,000,000,00

Totelfor USD '

Total for SS50

GLSiib Class: S390 App/depr settled mutual funds

09/0l/20080penitig balance USD 6,579,817.31 6,679,817.31

o6/3Q/20'08Unreafeed p/I settled mirtual futids 64211 USB 212.25 212.25

09/30/200SUnr9afeed p/I settled mutual funds S4216 use 303.29 393.29

B9/3Q/2O08Unrealtead p/I settled mutual funds •SS5S3 USD 574.81 574.81

C9/30/2008,Unreg,fced p/I settled mutual funds S5455 USD 2,055.39 2,065,39

09/30/20osunfeaiiz%d p/i settled mutual funds SS9202 USD 4,321.00 4,321.00

09/30/2008Unrea)ized p/I settled mutual funds S4217 Usb 4,892.97 4,892.97

09/30/2008UnreaIlzed p/lsetttod mutual funds S7003B USD 8,583.49 «,S63.4t

Q9/3Q/2008,Unraaltzed p/I settled mutual funds 84218: USD 1&108.5T 13,108.57

09/3.0/2Q08Unrealized p/I s.ejtled mutual fends S73590 USD 16,813.05 •16,813,05

p9/30/2Q08Unrspi;Bd p/I settled mutual funds S12878 MSP 37,274.63 37,274,83

09/30/2dQ8Unreateed p/I settled mutual funds S59212 usb 82,413.34 82,413.34

09/30/20'08UnreBlIxed p/l settled mutual funds 64210 USD 242,938.83 242,938.53

Total for USD WW ** WeM MM JH

Wat for S390 IJKUIUi

GLSub Class: 490 Receivable - general

09/01/2008Opening balance USD 500,529.04 500,529.04

Total for USD KRiHUff lauassji

Total for 490 •oqynuw

GLSub Class: 484 Subscriptions Receivable

09/01/2d.080ponlng balance USD 2,00.0,00(5.00 2,003,0(30.00

Totalfyr USD

TotafW 464

xsunw iununffli

QL Sub Class: S600 Management fee payable

O9/O1/2O0BOpening balance USB -48,295.59 -49,295,59

09/30/20P8ManaSem6pJ fee acetyl usp -26.786.76 -26,786.76

Totalpr USD t&ymam SByBJB

Total for SB60 -J^aKL*

GLSub Class; S610 Incentive fee accrued

09/St>/2008retiass incentive account 13543 USD -109,183.05 -109,183,05

6g/3b/2008perfomianco fee atswual Usb 46,530.49 -36,530.49

09/30/2008 Per. fee Irrevocably accrued USD 145,713.54 145,713.54

rote/tor USD m m

Total for $610 M

GIL Sub Class; Sell Incentive fee payable

09/01/2008Opening balance U$0 -189,183.06 -WASSM

09/30/200Breclass Incentive account 13543 USD 108,183.00 miB3,05

9/17/2012 12:09:13 PFS»PAXUS Page 1 of S.

Confidential pursuant to Securities Exchange Act s.24(d). SEC-SCB-E-0089845


Exhibit 1-1


Class A Subfund, the "Fund")

Attachment 6B

(A Fund's record showing a

purchase of 678.563767 shares

in Santa Clara — A for

$2,000,000 on 09/01/08)


V THt «®E NtaSar -OT®r iMfMCJl 3ft

*»BS{HaSSS»S?C

Confidential pursuant to Securities Exchange Act s.24[d).

Rgp^Sf*

SEC-SCB-E-Q08S835


Exhibit 1-1


Class A Subfund)

Attachment 6C

(A record of Galaxy Fund, Inc.

Class C showing a sale of

678.5638 shares in Santa Clara

- A for $2,000,000 on

09/01/08)


Exhibit 1-1


Class A Subfund)

Attachment 7

(1 page)


9851004004 01 09 2010 CREDIT - ACCOUNT JOURNAL

FINAL DIST SANTA CLARA CLASS D

9851002001 11 08 2010 DEBIT - ACCOUNT JOURNAL

2ND QUARTER 2010 CUSTODY FEES


FOLIO A DMINISTRATORS LTD / J5393

FT1015905051 08 06 2010 TRANSFER

(9550

FTC 015905052 08 06 2010 TRANSFCD

:9170 '

FT1015905049 08 06 2010 TRANSFER

i5930 ' .

9851001001 04 05 2010 DEBIT- ACCOUNT JOURNAL

GFSC J7612

FT1011205025 22 04 2 010 OUTGOING SWIFT TFA NSFER

CONYERS DILL AND PEARMAN / 35393

9851010001 20 04 2010 DEBIT-ACCOUNT JOURNAL

1ST QTR 2010 CUSTODY FEE


CONY ERS DLL AND PEA RMAN / 15393

FT1004905002 18 02 2010 TRANSFER



FOLD ADMINISTRATORS LTD, . 5393

FT1004805038 17 02 2010 TRANSFER

CA-USD/ANCHOR HEDGE FUND CLASS C

FT1004805039 17 02 2010 TRANSFER



FOLD CORPORATE SERVICES LTD /' 2002

FT1002205052 22 01 2010 ^NSFER

9550

FT1002205053 22 01 2010 TRANSFER

' 9170 "

FT1002205050 22 01 2010 TRANSFER

5930 '•


CONYERS DLL A ND PEARMAN / J5393


4TH QUARTS:? CUSTODY F^S

01 09 2010

18 08 2010 1,162.94

08 06 2010 12,035.27

08 06 2010

08 06 2010

08 06 2010

02 02 2010 401.20

23 04 2010 1,046.56

23 04 2010 693.45

17 03 2010 7,461.38

18 02 2010

18 02 2010 12,039.45

18 02 2010

18 02 2010

22 01 2010 10,503.17

22 01 2010

22 01 2010

22 01 2010

13 01 2010 3,604.54

12 01 2010 1,145.17

168,593.26 2,005,525.72

1,836,933.46

1,838,096.40

3,000.00 1,850,132.67

3,000.00 1,847,132.67

3,000.00 1,844,132.67

1,841,132.67

1,841,533.87

1,842,580.43

1,843,273.8

3,000.00 1,850,735.26

1,847,735.26

3.000.00 1,859,774.71

3,000.00 1,856,774.71

1,853,774.71

1,862.50 1,864.277.!

1,862.50 1,862,415.38

4,875.00 1,660,552.88

1,855,677.88

1,859,282.42

» Return to the list

All figures and estimates herein reflect our best efforts and judgment as of the date of this report and are subject to change at all timeswithout notice, This document is published for informational purposes only Nothing contained herein is intended to be, norshaifltbe construed as an offer or solicitation to buy or sell any financial instrument.

The Bank accepts no liability whatsoever for any direct or consequential loss or damage arising from any unauthorized use of this document or Its contents.

https://secure.efgba nk.com/internet/cashAccountMvts Filter.do?ctx!d=7&ctxCommand=DISPlAY6>templ., 2/3


T7YT TTTETT 1 1 Ajj.Z\JL A JL J3 A A 1

(Anchor Hedge Fund

Limited Class B

Subfund)


ANCHOR HEDGE FUND LIMITED CLASS B SUBFUND (the "Fund")

SCHEDULE OF SHAREHOLDINGS IN FEEDER FUNDS OF BERNARD L. MADOFF

INVESTMENT SECURITIES LLC ("Madoff Feeder Funds") AT AUGUST 31, 2008

AND SUBSEQUENT RECEIPTS

Dates Description of Transactions Amounts Attachments Notes

08/31/08 Cost of holdings in shares of Edison Fund Ltd.

at August 31, 2008 $945,013.53 1 to

Less subsequent receipts:

06/30/09 Edison A4 L (19,262.44) 7

06/30/09 Edison A3 USD L (8,058.05) 7

07/31/09 Edison Class A2 L (10,249.75) 7

12/15/09 Edison Fund Class A2 (1,742.72) 8

12/15/09 Edison Fund Class A3 (1,365.97) 8

12/22/09 Edison Fund Ltd (3,225.44) 8

12/31/09 Edison A2 NL2 (1,663.22) 8

12/31/09 Edison A3 NL2 (1,303.31) 8

12/31/09 Edison A4 NL2 (3,139.26) 8

02/08/10 Edison Fund Ltd A4 (3,287.74) 9

02/08/10 Edison Fund Limited A3 (1,339.54) 9

02/08/10 Edison A2 (1,709.25) 9

04/29/10 Edison USD L Distribution (10,309.63) 9

05/25/10 Edison Fund Limited (6,942.07) 9


08/03/10 Edison NL1 Dist (13,392.91) 10


05/11/11 Edison CL A Ser 2,3,4, USD-N (12,268.90) 12

Claim amount $807,894.87

See the accompanying notes.

Page 1 of 1



NOTES TO SCHEDULE OF SHAREHOLDINGS IN FEEDER FUNDS OF BERNARD L. MADOFF

INVESTMENT SECURITIES LLC ("Madoff Feeder Funds") AT AUGUST 31, 2008 AND

SUBSEQUENT RECEIPTS

1. The Fund commenced its trading on March 1, 2003 and its investments included Madoff Feeder Funds. As

Madoff was arrested on December 11, 2008, the Fund issued a redemption suspension notice on December

18, 2008. See Attachment 1,

2. The initial audited financial statements of the Fund covered the period from September 16, 2002 to December

31, 2003, in which a list of investments was provided. See Attachment 2. No lists of investments were

provided in all subsequent audited financial statements.

3. Three of the Madoff Feeder Funds held by the Fund at December 31, 2003 as shown under Attachment 2 are

summarized as follows:

Nos. of Average Cost

Shares Cost per Share (a) (b) (b)/(a)

Edison Fund Ltd.:

Class D 16.6060 $247,500.00 $ 14,904.25

Class E 13.1160 200.00Q.00 15,248.55

Class G 17.0910 275,000.00 16,090.34

4. Under Attachment 3 is a Securities Position of the Fund at December 31, 2007 which includes the following:

Nos. of

Shares

Edison Fund Ltd.:

Class A series 2 16.6061



Total 60.6420

It is obvious that Class D became Class A series 2, Class E became Class A series 3, Class G became Class A

series 4, and additional shares of Class G were purchased between December 31, 2003 and December 1, 2007.

As no books and records of the Fund are available to the Receiver prior to December 1, 2007, the unit cost of

$16,090.34 at December 31, 2003 is applied to these newly-acquired shares.

Page 1 of 3





SUBSEQUENT RECEIPTS

5. Under Attachment 4 is a document entitled Securities Transactions of the Fund in June 2008. Under Attachment

5 is a document entitled Securities Position of the Fund at June 30, 2008 which includes the following:

Nos. of

Shares

Edison Fund Ltd.:

Class A series 2 USD - L 9.3845

Class A series 2 USD - N 2.8255

Class A series 2 USD - N2 1.1163


Subtotal 16.6061





Subtotal 13.1156





Subtotal 30.9203

Total 60.6420

It is obvious that each series of Class A was further broken down into subfunds of L, N, N2 and N3 in June

2008.

6. Under Attachment 6 is a Securities Position of the Fund at August 31, 2008 which is the last one available to the

Receiver. The Fund's holdings in shares of Edison Fund Ltd, at August 31, 2008 remained the same as that at

June 30, 2008. The Receiver reviewed the bank records of the Fund subsequent to August 31, 2008 and

confirmed that no further purchase of shares in Edison Fund Ltd. was made.

Based on the above, the cost of shares in Edison Fund Ltd. held by the Fund at August 31, 2008 is computed

as follows:

Page 2 of 3





SUBSEQUENT RECEIPTS

Nos. of Cost

Shares per Share Extensions (a) (b) (a)x(b)

Edison Fund Ltd.:

Class A series 2 USD - L 9.3845 $ 14,904.25 $139,868.95

Class A series 2 USD - N 2.8255 14,904.25 42,111.96

Class A series 2 USD - N2 1.1163 14,904.25 16,637.62


Class A series 3 USD - L 7.4120 15,248.55 113,022.26








Total 60.6420 $945,013.53

Page 3 of 3


Exhibit 1-2


Class B Subfund)

Attachment 1


Notice)


December 18, iWti

•Re:, AtfehorvHedgfe' Ettftd-fctnHrflat^lEfasseR B &E ftlie "Fund") - • • • • • • • , . a i » y t f ; a X a W t t £ W S g S > 1 ' " * ' * '

Dear Sri/Madam:

The Board t>f the 'FOOcJ has -noted. {hat a slga^teaat proportipn of tlie underlying assets of tlie

' Fend now foreseeable ftiWre.

•In .fS$ ajgSrt/yqd the- immediate- Suspeiis^w fef all redemption

Hgftts "

In addition, the 'ôarctpi-Bpases' a ftmjtoRtMt Ifrelc-tip of the Fund coratnen&tôn approval of a

75% majority of Ure holders of OlasffB'tfija KSfoaS (the "Requisite ConfjarttrV nftd expiring on

D'ecerrtbsr 3 V, '

touring feU iftffttMieta will pot bfefiarmft^jfiffgdeep from tlie

its inffcstmwfl $?i«ofive and. seek to

fcsdircS $&l^l^ptH^'fewslêrfod therefore, wîwông other things,

(i)riiU0w^f&(i-fe(t^,to .fcfBM new iftoc-need for the Fund a "fire or forced

teller* $lfifez •flljjj' mriaiijcet 'jdsyentttitt v^htdK ityftufd- 'tindonbtwily and prejudice tlm

itfî §y$^s£$l5Jt®iRt reduction of the v$M pf the Fund; and

{afJ%&S®a3t, e.BSfetel'te Aftpor Hedge Fuiid MaTft$$*fijent Lirtiited (the

chopjpy Waters m jysooperatlve basis

to mkInto '

Cot53<îenft^ fife and $i8 tovjfsfef^ tamger believe that ffio fSffiporary Lack-Up

Periods. c.urrtmfl'y iho ttMcounft ftf? ifiii Bund and its sIiafelioldtfBS,

'Given thiss thtf iSo.afd.'fe'iSib^ OTtfitVltg JSj: Shtftôftter consideration an e$i$6t of tbe director

resotall 0TtRdated*D6Ceri$.ber' tft, 2GQ8 fo 'afacni-^be Articles ofAssooiatior^tiTg ̂ Articles") of the

Fund, (such amendrnebt b'ci'ag &vbje^ 'to otrtaifilng' the Requisite Cons^fi|j> to implement tlie

Temporary I,ocft4Up Period. ' •

Weihcrebyretfiiest that* all shareholders' vote'o'ri Qtc proposed amend me#. to the Articles by

, executing end ciatlfig'ifta .attached Wrtttea Gorênt where indicated and rtofiitng to the Board,

no la'tsrthan t2?Qt) p.Jti. fli'ST), Dtttii3in6W'H-2008'by facsimile at-t-1 (SP) 494-8356 and by

cdurierto;

(K'OM-US) uNtrrrES

Qj!ofcplt'o' Cli!Bnboft;J?© iKrotfJOlJiJfctjad Town, Tcirroln, BYI *

Hmn«r.'( Ffc*/ WO Email; info@fo1londmirrêiii CFTC-BATTOO-0000519


Exhibit 1-2


Class B Sub fund)

Attachment 2

(Audited Average Cost and

Numbers of Shares of

Investments in Edison Fund

Limited at 12/31/03)

(2 pages)


CD 0 N3 to -4 01


Consolidated Statement of Net Assets and Shareholders' Interests At 31 December 2003 Expressed in U.S. Dollars and Euros

Note

Assets


Available-for-sale investments

Other receivables

Receivable from overpayment of share redemption

Total assets

Liabilities

Accrued expenses

Subscriptions in advance

Sales commission payable

Loan payable

Loan interest payable

Total liabilities

Net assets

Shareholders' interests

Common share capital

Participating share capital

Participating share premium

Retained earnings

Total shareholders' interests

Number of shares

2003

Common

uss

2003

Class A

USS

2003

Class 6

USS

94,538

3,520,130

142

2003

Class £

Euro

163,807

1,981,038

2003

Class 1

USS

99,907

1,205,761

— S 5,018,697 S 3.496.100 € 2,099.789 S

100.000 4,590.894 3.266.018 1,966.486

Net asset value per share $

3

$ 1,093.19 $ 1,070.45 € 1.067.79 $



Consolidated Statement of Available-For-Sale Investments

At 31 December 2003 Expressed in U.S. Dollars and Euros ____

Class A


Investment funds

Primero Fund Limited

Galaxy Fund, Inc. - Class C

Total available-for-sale investments

Class B


Investment funds

Dennli Partners, L.P.

Edison Fund Limited - Class D

Edison Fund Limited - Class E

Edison Fund Limited - Class G

Fairfax Fund Limited - Class D

Fairfax Fund Limited - Class E

Fairfax Fund Limited - Class G

Futures One Diversified Fund Ltd.

Galaxy Fund, Inc. - CFSC Galaxy Fund, Inc. - Class B2

No. of

Shares

54,863.650

2,980.103

No. of

Shares

Average cost

1,320,015

3.871.208

M irag|k

J,091

-

1^' Jt.521

Is#®4-569

19.180

* 259.767

238.966

§•250,000

247,500

200,000

275,000

247,500

200,000

275,000

922,751

300,000

298,500


Class E

Available-for-sale investmentf

Investment funds

Aspect Diversified®und - ClaSs: B

Edison Fund Limi&r Class l|jf

Edison Fund Limited^gJasslS


Fairfax Fund Limited - Class G Quadriga Hedge Fund - Class A


Class I


Investment funds

Galaxy Fund, Inc. - Class A


1,807.7971 1,205,761

Fair

value

1,381,180

4,297,369

5.19,1,223 $ 5,678,549

Fair value

254,560

305,972

241,659

314,903

298,510 238,900

313,971

914,302

300,000

337,353

$ 3,216,251 $ 3,520,130

No. of Average Fair Shares cost value

789.936 100,000 103,806

15.161 240,000 280,130

30.483 500,000 563,249

47.898 240,000 278,992

96.777 500,000 553,420

8,316.040 194,000 201,441

e 1,774,000 e 1,981,038


1,205.761

U05,761 $ 1,205,761

8


Exhibit 1-2


Class B Subfund)

Attachment 3

(Securities Position

at 12/31/07)

(1 page)


Exhibit 1-2


Class B Subfund)

Attachment 4

(Securities Transactions

in 06/08)

(1 page)


M 3 I s f

is

m

P

Mi «* e

V"

,3S

3

a.


Exhibit 1-2


Class B Subfund)

Attachment 5


at 06/30/08)

(1 page)


«>. «p.

i n i 1 1 1 i i 1 1 s S O f i e J c i J i f

llllllllll

S S p p u S

€ fi. a a s s i


Exhibit 1-2


Class B Subfund)

Attachment 6


at 08/31/08)

(1 page)


13 £

iff »V

u u

t i i 11 ¥ 1 f § if £ f i f s s I 8 i i

f ̂ 1 q 1 s ; I I | $ § a s § | ^ § 1 1 1 & £ «r T-^ •£»' &

* a ® S S 5 ̂S S fc S3 S S ̂8 § s§ ̂ 1 1 s. 5?, § ? — -= —; -: ^ — «,,- ..*> .3 _: fci- ^ m -•» m to to wv io vx -co jp *H »

Sw •?» _ 3 w

• j s g f S f 3 g ? £

3 •f

3 8 3? g I ? g $ -g * a •« v. , fil ,T- N. , ->. v, --. T-, '"«t " '

g s a s g s g s f e a r v a

«• • • -

8 £

P

CD

ir?i

0

3 •b c 3 LL

<XJ CB

1 I c <

nj *«3. py en iof w 2 Z 2 J Z Z 2 ̂ J 3? at 2 < <


Exhibit 1-2


Class B Subfund)

Attachment 7

(1 page)


9/7/12 Private Area

23 10 20D9 TRANSFER037 23 10 2009 193,946.48 464,224.46

J6040

9851008001 03 10 2009 DEBrr-ACCOUNT JOURNAL 14 10 2009 7,745.56 270,277.98

3RD QUARTER CUSTODY FEES

FT0927105116 28 09 2009 TRANSFER 28 09 2009 4,268.20 278,023.54

CA-USD/ANCHORB' 0640

9851010001 24 09 2009 DEBIT-ACCOUNT JOURNAL 24 09 2009 200,550.00 282,291.74

INV:QUANT?TAHVE GLBL 3X FUND LTD

9851012002 23 09 2009 CREDIT-ACCOUNT JOURNAL 23 09 2009 199,450.00 482,841.74

SALERG NIEDERHOFFER CORR CL B

FT0925805046 15 09 2009 TRANSFER 15 09 2009 800,000.00 283,391.74

CA-USD/ANCHOR B . .. . 0640'

FT0925705118 14 09 2009 CHARGES 14 09 2009 19,000.00 1,083,391.74

FACILITY MANAGEMENT FEE RE LOAN FACILITY .

FT0925705072 14 09 2009 OUTGOING SWIFTTRANSFER 15 09 2009 34,423.45 1,102,391.74

FOLIO ADMINISTRATORS LTD CLIENT ACCOUNT

9851002002 11 09 2009 CREDIT-ACCOUNT JOURNAL 10 09 2009 23,834.80 1,136,615.19

SALE BLACK R1VB* GLBL SERV

FT0924505093 02 09 2009 OUTGOING SWIFTTRANSFER 02 09 2009 9,654.69 1,112.980.39

CONYERS DILL AND PEARMAN / 15393

FT0924005033 28 08 2009 TRANSFER 28 08 2009 4,172.08 1,122,635.08

CA-USD'ANCHOR B, 0640/

9851003002 11 08 2009 CREDIT - ACCOUNT JOURNAL 10 08 2009 205,720.08 1,126,807.16

SALE 500 GALAXY SPEC SIT II

9851005002 11 08 2009 CREDIT - ACCOUNT JOURNAL 10 08 2009 205.720.08 921,087.08

SALE500 GALAXY SPECIAL SfT I

9851022001 05 08 2009 DEBIT-ACCOUNT JOURNAL 12 0 8 2009 8,184.83 715,367.00

Q2 09 CUSTODY FEE


EDISON CLASS A2L

FT0921105035 30 07 2009 TRANSFER 30 0 7 2009 2,316.25 713,302.08

CA-USD'ANCHOR HEDGE FUND CLASS A

FT0921105056 30 07 2009 TRANSFER 30 07 2009 6,000.00 715,616.33


FT0921005041 29 07 2009 TRANSFER 29 07 2009 204,652.81 721,618.33

CA-UStyANCHOR B 0640(

FX0919005006 09 07 2009 CURRENCY PURCHASE 09 07 2009 1,000,000.00 926,271.14

USD/EUR

FT0918705047 06 07 2009 OUTGOING SWIFTTRANSFER 06 0 7 2009 5,596.28 1,926,271.14

OGIER130018/RFB/lf ' )0633

FT0918705094 06 07 2009 TFJANSFER 06 07 2009 13,562.49 1,931,867.42


FT0918405046 03 07 2009 TRANSFER 03 07 2009 500.00 1,945,429.91


9851013001 30 06 2009 CREDIT-ACCOUNT JOURNAL 25 06 2009 19,262,44 1,945,929.91

PART SALE-EDISON A4 L

9851013002 30 06 2009 CREDIT - ACCOUNT JOURNAL 25 0 6 2009 8,058.05 1,926,637.47

PART SALE'EDfSON A3 USD L

https://seajre.efgbankcom/internet/cashAccountMvtsRlter.do?ctxId=27aictxCommand=DBPLAY8itemp... 2/4


https://seajre.efgbankcom/internet/cashAccountMvtsRlter.do?ctxId=27aictxCommand=DBPLAY8itemp

Exhibit 1-2


Class B Subfund)

Attachment 8

(1 page)


EFG © Bank

Detailed valuation

Transaction Begin !01.01.2009

date End |31.12.2009

Amount Minimum Q

Maximum f™

Period [ Ail periods""

Credit/Debit

l» Show results] j* Clear filters]

Results

Account number: IBAN;

"TH Transaction

J&.it description

Closing balance: USD 20,804,43

Transaction Transaction

date


EDISON A2NL2

9851004002 31 12 2009 CREDIT -ACCOUNT JOURNAL .. EDISON A3 NL2

9851003002. 31 12 2009 CREDIT - ACCOUNT JOURNA L

EDISON A4NL2

FT0936405005 30 12 2009 TRANSFER

CA-USCVANCHOR B INV 0640


EDISON FUND LTD" 0805

FT0935005018 16 12 2009 TRANSFER

CA-USD/ANCHOR HEDGE FUND CLASS A

9851004002 15 12 2009 CREDTT - ACCOUNT JOURNA L

EDISON FUND CLA2


EDfSON FUND CL A3

FT0934905029 15 12 2009 TRANSFER


FT0933405071 30 11 2009 TRANSFER

CA-USD/ANCHOR B INV ,0640/

9851004002 13 11 2009 CREDTT - ACCOUNT JOURNAL

SALE'GPS INCOME FUNDS

9851005002 13 11 2009 CREDTT - ACCOUNT JOURNA L

SALEGPS INCOME FUND

FT0930805054 04 11 2009 TRANSFER

CA-USD/ANCHOR EINV 0639/ ___

FT0930105127 28 10 2009 TRANSFER

CA-USD/ANCHOR B INV 0640/ "

Value date Debit Credit Balance

2412 2009 1,663.22 220,111.84

24 12 2009

'24 12 2009

14 12 2009

14 12 2009

1512 2009

13 11 2009

28 10 2009

1,303.31 218,448.62

3,139.26 217,145.31

30 12 2009 9,214.84

2212 2009

16 12 2009 3,215.00

30 11 2009 792,019.91

13 11 2009

3,559.57

28 10 2009 2,379.90

214,006.05

3,225.44 223,220.69

219,995.45

1,742.72 223,210.45

1,365.97 221,467.73

29,355.42 220,101.76

190,746.34

232,351.15 982,766.25

297,130.11 750,415.10

453,284.99

461,844.56

https://seaire.efgbank.Com/intemet/C35hAccountMvtsFilter.do?ctxId=27&ctxCommand=DlSPLAY8!temp... 1/4


https://seaire.efgbank.Com/intemet/C35hAccountMvtsFilter.do?ctxId=27&ctxCommand=DlSPLAY8!temp

Exhibit 1-2


Olsiss 13 Sut}£utid ̂

Attachment 9

(1 page)


9851002002 27 05 2010 CREDIT - ACCOUNT JOURNAL 27 05 2010 6,376.33 494,106.08

EDISON FUND LIMITED

9851004002 2505 2010 CREDIT-ACCOUNT JOURNAL 25052010 6,342.07 487,729.75

EDISON FUND LIMITED

9851002001 04 05 2010 DEBIT - ACCOUNT JOURNAL 02 0 2 2010 401.20 480,787.68

QFSCINV 7612


EDISON USD L DISTRIBUTION

FT1011105197 2104 2010 TRANSFER 21 04 2010 852.04 470,879.25

CA-EUR/ANCHOR HEDGE FD CLE/. .

9851010002 2004 2010 DEBIT-ACCOUNT JOURNAL 23 04 2010 6,776.08 471,731.29



INCOMING FUNDS GPS

9851003002 13 04 2010 CREDIT - ACCOUNT JOURNAL 12 04 2010 12,255.32 462,842.63

INCOMING FUNDS GPS

FT1009105157 01 04 2010 TRANSFER 0104 2010 6,771.17 450,587.31

CA-USD/ANCHOR B INV 06401

FT1008405115 25 03 2010 TRANSFER 25 03 2010 8,678.34 457,358.48

CA-USEVEFG OFFSHORE OFFICE /BNK-'

FT1006105052 02 03 2010 TRANSFER 01 03 2010 8,579.72 466,036.82

CA-USD/ANCHOR B INV 0640' ....

FT1005405126 23 02 2010 TRANSFER 23 02 2010 1,227,168.00 474,616.54

CA-USD/ANCHOR B INV 0640

FT1005405129 23 02 2010 TRANSFER 23 02 2010 132,283.88 1,701,784.54

CA-USD/ANCHOR HEDGE FD a E/'

FT1004905002 18 02 2010 TRANSFER 1802 2010 3,000.00 1,569,500.66



SALETITAN GLOBAL RETURN CLASS M1

9851002002 05 02 2010 CREDrr-ACCOUNT JOURNAL 05 02 2010 51,385.49 1,279,000.66

SHAKTI FUND LIMITED

9851003002 08 02 2010 CREDIT -ACCOUNT JOURNAL 05 02 2010 23,650.45 1,227.615.17

SHAKTI FUND

9B51004002 08 02 2010 CREDIT - ACCOUNT JOURMAL 05 02 2010 3,287.74 1,203,964.72

EDISON FUND LTD A4


EDISON FUND LIMITED A3

985100B002 08 02 2010 CREDTT-ACCOUNT JOURNAL 05022010 1,709.25 1,199,337,44

EDISON A2 '

FT1003905012 08 02 2010 TRANSFPf 08 02 2010 1,000,000.00 1,197,628.19

2970

FT1003205090 01 022010 TRANSFER 01 022010 10,119.19 197,628.19

CA-USD/ANCHOR B INV 0640/

FT1002205050 22 01 2010 TRANSFER 22 01 2010 4,875.00 207,747.38


9851010002 06 01 2010 DffilT-ACCOUNT JOURNAL 12 01 2010 7,489.46 212,622.38

4TH QUARTER CUSTODY FEES

https://secure.efgbank.com/internet/cashAccountMvtsFllter.do?ctxId=28&ctxCommand=DEPLAY&temp... 3/4


https://secure.efgbank.com/internet/cashAccountMvtsFllter.do?ctxId=28&ctxCommand=DEPLAY&temp

Exhibit 1-2


Class B Subfund)

Attachment 10

(1 page)


9/7/12 Private Area

22 11 2010 9851009003 CREDIT - ACCOUNT JOURNAL SALEQUANT GLBL 3X FUND


FEE SALE QUANT 3X FUND

FT1032305025 19 112010 TRANSFER

CA-USD/ANCHOR B INV 0640,.


SALE-TITAN GLBL RET FD OS LTD


FtEV; FUTURESONE DtV SFC


SALEFUTURESONE DIVERSIFIED SPC A

FT1030805102 04 11 2010 TRANSFER

CA-USD/ANCHOR B INV 0S40/; .1

FT1030805049 04 11 2010 TRANSFFR

' 2498

9851001002 03 11 2010 CROT"-ACCOUNT JOURNAL

SALEFUTURESONE DIV FD SEG PORT A

FT1030605038 02 11 2010 TRANSFER

CA-USD/ANCHOR B INV '0640/ I '

FT1030505162 01112010 TRANSFER

CA-USD/ANCHOR B INV 10640/BNK-USD

FT1029905182 26 10 2010 TRANSFER



3RD QUARTER 2010 CUSTODY FEE

FT1027405198 01 10 2010 TRANSFER

CA-USD/ANCHOR B INV 0640/1

FT1026305158 20 09 2010 TRANSFER

CA-USD/ANCHOR HHDGE FUND CLASS A

FT1025305053 10 09 2010 TRANSFER

CA-USWANCHOR HEDGE FUND CLASS A


5190 LOAN FACILITY

FX1022505023 17 08 2010 CURRENCY SALE

EUR/USD



FT1022205028 10 08 2010 TRANSFER

i6040

9851002002 03 08 2010 CREDIT- ACCOUNT JOURNAL

HDiSON NL1 DISTJULY 10

FT1018205089 01 07 2010 TRANSFER


FT1016905084 18 06 2010 TRANSFER '

CA-USD/ANCHOR B INV 0640;

FT1015905049 08 06 2010 TRANSFER

CA-USD/ANCHOR HEDGE FUND CUSS A

https://secure.efgbank.com/intemet/cashAccountMvtsnlter.do?ct)dd=2BSictxCDmmand=DISPLAY&temp...

2211 2010

22 11 2010

18 11 2010

08 11 2010

03 11 2010

04 11 2010

04 11 2010

04 11 2010

03 11 2010

01 11 2010

01 11 2010

2610 2010

15 102010

01 10 2010

20 09 2010

10 09 2010

03 08 2010

17 08 2010

18 08 2010

10 08 2010

29 07 2010

01 07 2010

01 07 2010

08 06 2010

500.00

70,000.00

350,000.00

925.00

510,000.00

157,307.51 248,594.87

90,687.36

91,187.36

70,160.22 161,187.36

91,027.14

441,027.14

6,060.99

6,060.99

10,626.01

1,071.38

3,500.00

1,862.50

350,000.00

10,879.78

20,365.22

20,365.22

3,000.00

441,952.14

350,000.00 951,952.14

50,000.00 601,952,14

6,060.99 251,952.14

245,891.15

251,952.14

258,013.13

268,642.14

269,713.52

273,213.52

275,076.02

86,072.08 625,076.02

539,003.94

86,115.17 549,883.72

13,392.91 463,768.55

450,375.64

470,740.86

491,106.08

2/4


https://secure.efgbank.com/intemet/cashAccountMvtsnlter.do?ct)dd=2BSictxCDmmand=DISPLAY&temp

Exhibit 1-2


Class B Subfund)

Attachment 11

(1 page)


EFG © Bank

Detailed valuation

- i Iters

T rans action Begin 101101.2010

date Period f /sj| periods

End |31.12.2010

Amount Minimumf

T'| Transaction

description

~j Credit/Debit [ Both

Maximum

|» Show resultsj |?.CjearJi(ters|

Results

Account number: IB AN:

Transaction

date Transaction

FT1036405101 30 12 2010 -TRANSFER


FT1036305133 29 12 2010 TRANSFER

CA-USD'ANCHOR B INV 0640/! -


EDISON FUND LIMITED

FT1035405209 20 12 2010 TRANSFER

• :.S040 , ' "

FT1033505091 01 12 2010 TRANSFER

CA-USDfANCHOR B INV -,0640'"

FT1033005026 26 11 2010 TRANSFER

CMJSD/ANCHORBINV >0640/i

9851005001 24 11 2010 DEBrt- ACCOUNT JOURNAL

SALE ROY G NIED CLASS B

9851006001 24 11 2010 DEBrr - ACCOUNT JOURNA L

LOAN FACILfTY " -5190

FT1032B05102 24 11 2010 TRANSFco

J2498 1

FT1032805103 24 11 2010 TRANSFER

CA-EUR/ANCHOR HEDGE FUND CLASS B

FT1032805104 24 11 2010 TRANSFER

' 5040 '


SALE:FUTURESONE CW FUNDSPCA


LOAN FY MT TO', ,5190

FT1032705033 23 11 2010 INCOMNG TRANSFER

ROY G NIEDERHOFFER NEGATIVE CORRELATION

Closing balance: USD 20,804,43

ill


30 1 2 2010 1,250.00 1 80,980.53

29 12 2010 150,000.00

20 12 2010

20 12 2010

01 12 2010 4,465.43

25 11 2010

182,230.53

31,482.13 332,230.53

99,293.64 300,748.40

201,454.76

150,399.32 205,920.19

24 11 2010 550.00

24 11 2010 153,399.32

24 11 2010

55,520.87

56,070.87

24 11 2010

24 11 2010

24 11 2010 1,250.00

24 11 2010 842,000.00

23 11 2010

600,000.00 209,470.19

26,188.15 -390,529.81

23,987.85 -416,717,96

-440,705.81

-439.455.B1

153,949.32 402,544.19

https://secure.efgbank.com/lnternet/cashAccountMvtsFilter,do?d)!ld=28&ctxCommand=DBPLAYSitemp... 1/4


https://secure.efgbank.com/lnternet/cashAccountMvtsFilter,do?d)!ld=28&ctxCommand=DBPLAYSitemp

Exhibit 1-2


Class B Subfund)

Attachment 12

(1 page)


9/7/12 Private Area

13 06 2011 FT1116405155 TRANSFER CA-USD/ANCHOR B INV 10640/BNK-USD

FT1113805061 18 05 2011 TRANSFER


FT1113605214 16 05 2011 TRANSFER

6040

FT1113305067 13 05 2011 TRANSFER


FT1113305210 13 05 2011 TRANSFER

CA-USD/ANCHOR B INV .0640/

FT1113205003 12 05 2011 TRANSFER

CA-USD/ANCHOR B INV ,0640'

FT1113205226 12 05 2011 TRANSFER

>6040 "


BSTR EDISON CL A SER 2,3,4 USD-N


ANCHOR CLASS E CUSTODY FEES Q1

FT1112305124 03 05 2011 TRANSFER

CA-USD/ANCHOR B INV ' 0640/I '•

9851003003 28 04 2011 DEBIT - ACCOUNT JOURNA L

ANCHOR CLASS B CUSTODY FES Q1


DISTRIBUTION PROCEEDS SHAKT1 FUND

FT1110105114 11 04 2011 TRANSFER

CA-USCfANCHOR B IWV 0640/


FOLIO CORPORATE SERVICES LTD 12002

FT1108905048 30 03 2011 TRANSFER


FT1108305093 24 03 2011 TRANSFFR

'2498

FT1107605095 17 03 2011 OUTGOING SWIFT TRA NSFER

EFG OFFSHORE LTD /, 19461'

FT1107005081 11 03 2011 TRANSFER


FT1106605002 07 03 2011 TRANSFER

CA-USCVANCHOR B INV 0640/

FT1106305056 04 03 2011 TRANSFER

CA-USD/ANCHOR B INV D640/S

FT1106205068 03 03 2011 TRANSFER


FT1105605074 25 02 2011 TRANSFER

CA-USD/ANCHOR B INV ' 0640/I

FT1105405011 23 02 2011 TRANSFER

2498 .

FT1104905213 18 02 2011 TRANSFER


13 06 2011

18 05 2011

16 05 2011

13 05 2011

13 05 2011

11 05 2011

12 05 2011

11 05 2011

06 05 2011

03 05 2011

27 04 2011

28 04 2011

11 04 2011

06 04 2011

30 03 2011

24 03 2011

17 03 2011

11 03 2011

04 03 2011

04 03 2011

03 03 2011

25 02 2011

23 02 2011

18 02 2011

204.46

50,000.00

3,422.68

15,000.00

528.91

60,208.35

60,412.81

35,464.00 110,412.81

74,948.81

78,371.49

93,371.49

1,395.81

32,636.39 93,900.40

' 12,268.90 61,264.01

48,995.1-1

144,000.00

9,314.08

714.93

2,749.03

55,000.00

9,076.60

171.69

467.73

585,000.00

1,437.50

467.82

468.09

50.390.92

194,390.92

146,845.71 203,705.00

56,859.29

57,574.22

60,323.25

55,296.32 115,323.25

60,026.93

69,103.53

69,275.22

69,742.95

654,742.95

656,180.45

497,666.89 656,648.27

158,981.38

https://secure.efgbank.com/internet/cashAccountMvtsRlter.da7ctxIdB298ictxComiTiandsDISPLAY8itBmp... 2/3


https://secure.efgbank.com/internet/cashAccountMvtsRlter.da7ctxIdB298ictxComiTiandsDISPLAY8itBmp

)

EXHIBIT 1-3

(Anchor Hedge Fund

Limited Class E

Subfund)


ANCHOR HEDGE FUND LIMITED CLASS E SUBFUND (the "Fund")

SCHEDULE OF SHAREHOLDINGS IN FEEDER FUNDS OF BERNARD L. MADOFF

INVESTMENT SECURITIES LLC ("Madoff Feeder Funds") AT AUGUST 31, 2008

AND SUBSEQUENT RECEIPTS

Amounts

Original In Terms

Dates Description of Transactions Currencies of USD Attachments Notes

(Note 7)

08/31/08 Cost of holdings in shares of Edison Fund Ltd.

at August 31, 2008

Less subsequent receipts:

In Euros:

06/30/09 Edison A4 EURO L

06/30/09 Edison A3 L EUR

01/08/10 Edison A3 EUR L

01/08/10 Edison EUR A3 NL2

01/08/10 Edison EUR A3 NL

01/08/10 Edison EUR A4 NL2

01/08/10 Edison EUR A4L

01/08/10 Edison EUR A4 NL

05/18/10 Edison EUR L April 10 Dist

06/02/10 Edison L Distribution

06/02/10 Edison Nl Distribution

08/03/10 Edison NL1 Dist July 10

12/20/10 Edison Fund Limited

05/11/11 Edison Fund CL A Ser 4 EUR-N

11/15/11 Edison LNL1,NL2

04/10/12 Edison Fund Distribution

In USD:

06/30/09 Edison A4L

12/15/09 Edison Fund CL A4

12/22/09 Edison Fund Ltd

12/31/09 Edison A4NL2

04/29/10 Edison Distribution

05/25/10 Edison NL1 Distribution


08/03/10 Edison NL1 Dist July 10


05/11/11 Edison Fund CL A SER 4 USD-N

11/11/11 Distr Edison Fnd Liqud, NL1, NL 2

04/02/12 Edison Distr CLNL1.NL3

Claim amount

$3,416,998.34 1 to 6 1 to 6

€ (76,543.65) (107,482.59) 7

€ (8,324.40) (11,689.12) 7

€ (1,375.37) (1,969.39) 8

€ (1,402.99) (2,008.94) 8

€ (1,605.52) (2,298.94) 8

€ (12,843.71) (18,390.91) 8

€ (12,593.97) (18,033.31) 8

€ (14,675.79) (21,014.26) 8

€ (19,807.71) (24,363.48) 9

€ (13,376.01) (16,512.68) 9

€ (20,183.59) (24,890.40) 9

€ (35,059.50) (45,875.36) 9

€ (70,992.35) (93,141.96) 9

€ (21,302.98) (30,239.58) 10

6 (68,898.11) (93,956.35) 10

6 (31,607.57) (41,330.06) 11

$ (8,507.44) (8,507.44) 12

$ (1,443.00) (1,443.00) 13

$ (1,415.27) (1,415.27) 13

$ (1,376.91) (1,376.91) 13

$ (2,315.33) (2,315.33) 14

$ (1,547.14) (1,547.14) 14

$ (1,418.25) (1,418.25) 14

$ (3,018.15) (3,018.15) 14

$ (6,655.72) (6,655.72) 14

$ (2,797.93) (2,797.93) 15

$ (5,502.73) (5,502.73) 15

$ (2,941.83) (2,941.83) 16

$2,824,861.29

See the accompanying notes.





SUBSEQUENT RECEIPTS

1. The Fund commenced its trading on April 28, 2003 and its investments included Madoff Feeder Funds. As

Madoff was arrested on December 11, 2008, the Fund issued a redemption suspension notice on December

18, 2008. See Attachment 1.

2. The initial audited financial statements of the Fund covered the period from September 16, 2002 to December

31, 2003, in which a list of investments was provided. See Attachment 2. No lists of investments were

provided in all subsequent audited financial statements.

3. Two of the Madoff Feeder Funds held by the Fund at December 31, 2003 as shown under Attachment 2 and

the conversion of Euros into USD are summarized as follows:

Nos. of

Shares (a)

Average

Cost

in Euros (b)

Cost

per Share

in Euros (b)/(a)

Ex- Cost

change per Share

Rate in USD

Edison Fund Ltd.:

Class E

Class G

15.1610 €240,000.00 € 15,830.09

30.4830 500,000.00 16,402.59

1.2580 $19,914.25

1.2580 20,634.45

4. Under Attachment 3 is a Securities Position of the Fund at December 31, 2007 which includes the following:

Nos. of

Shares

EUR:

Edison - Euro Class A3

Edison - Euro Class A4

15.1605

137.1360

USD-

Edison Fund Ltd, Class A series 4 13.8294

It is obvious that Euro Class E became Euro Class A3. Upon review of shares held by Anchor Hedge Fund

Limited Class B Subfund, it is concluded that Euro Class G became Euro Class A4 and USD Class A series 4

was also connected to Class G. As the cost information for these additional shares acquired between

December 31, 2003 and December 31, 2007 is not available, the unit cost of $20,634.45 at December 31,

2003 is applied to these newly-acquired shares.

Page 1 of 3




INVESTMENT SECURITIES LLC ("Matjoff Feeder Funds") AT AUGUST 31, 2008 AND

SUBSEQUENT RECEIPTS

5. Under Attachment 4 is a Securities Transactions of the Fund in June 2008. Under Attachment 5 is a Securities

Position of the Fund at June 30, 2008 which includes the following:

Nos. of

Shares

Edison - EUK:

Class A3 L 8.5675

Class A3 N • 2.5795

Class A3 N2 1.0192

Class A3 N3 2.9943

Total 15.1605

Class A4 L 77.4988

Class A4N 23.3336

Class A4N2 9.2183

Class A4 N3 27.0853

Total 137.1360

Edison - USA:





Total 13,8294

Combined 166.1259

It is obvious that each class/series was further broken down into subfunds of L, N, N2 and N3 in June 2008.

6. Under Attachment 6 is a Securities Position of the Fund at August 31, 2008 which is the last one available to

the Receiver. The Fund's holdings in shares of Edison Fund Ltd. at August 31, 2008 remained the same as

that at June 30, 2008. The Receiver reviewed the bank records of the Fund subsequent to August 31, 2008

and confirmed that no further purchase of shares in Edison Fund Ltd. was made.

Based on the above, the cost of shares in Edison Fund Ltd. held by the Fund at August 31, 2008 is computed

as follows:

Page 2 of3





SUBSEQUENT RECEIPTS

Cost

Nos. pf per Share Extensions

Shares in USD in USD (a) (b) (a)x{b)

Edison - EUR:

Class A3 L 8,5675 $ 19,914.25 $ 170,615.37

Class A3 N 2.5795 19,914.25 51,368.82

Class A3 N2 1.0192 19,914.25 20,296.61

Class A3 N3 2.9943 19,914.25 59,629.25

Class A4 L 77.4988 20,634.45 1,599,145.27

Class A4 N 23.3336 20,634.45 481,476.05

Class A4 N2 9.2183 20,634.45 190,214.57

Class A4 N3 27.0853 20,634.45 558,890.32

Edison - USA:





Total 166.1259 $3,416,998.34

7. For receipts subsequent to August 31, 2008, Euros were converted into USD using the exchange rates at the

dates of transactions.

Page 3 of 3


Exhibit 1-3


Class E Subfund)

Attachment 1


Notice)


December 18,

•Re:. AiVc'horvHetJgt? JB..^jg 01»6 "Ftmd"')

bear Sif/Madam?

Tho fioqrd of flio-FtJQct ta-aofed' {hat n slgatjloant proportipn of the utidar^dng assets of tiie 1 Fond aft! now ffllqai#utl<i 'foreseeable futute.'

•In this t£prd> the-immediate'tepsftgliw &f all redemption

fights f#tf7{h«?nJn$ "

In additten, thoârcfcprop:«5«r a IWnjsofttM IfrelMip of tho Fund oornmenSEtôn approval of a

75% majority of the holders of tnaSff'lS'atid ESteesS (the "Reauialte Conpertffl- nftd expiring on

IDecettfbftr 31, 251-0 ̂ tHo ""

timing Afaf fWteb ifawahS^W will pet tofaratfti^^gcteegn ftom the

KM# its fwtsbneiji ahdsMk to

f<sdte SfeJiiuiîBy^SslfeS.. tiis1jwnpraJ5'tatifei^vPeriod thereforo, wfj| iCffipng other things,

new for th6 Funfl .* "fire or forced

Seller* $tf&g HlacM •jdswfum V^ht^nl 'tindonbtodly find mdkfof'ly prejudice tho

'inferca.tsf-:omffidhota^ !%oijg& a. reduction of the v$M of tho Fund; and

OB?fhte?tte Fhjdge Fund Malfl^Rjent Limited (the

choppy fyatersmflôoperative basis .

Jo maxtetee shitrsReM^âl^f."'

CcTOeljtferitty, Ilfo ^BtrdnSI afid 'fh© taffliger believe ttot th'O f|®iporury Lock-Up

Period-Is cyrwtifty Jhe teTcourtftJ fejfa.$l5g"n; ft?r j£s. Fund and its 'sliafelioldfi®,

Given this> thc;;Boafd.'1m'rc:by stiftitMttf % sb$t!$ioftter cousideratloix an of the director

resotatlo.rts-datediDeceiTj.'ber'Hli 20Q8 to ataerciiithsArtictes of Association.^^ ̂ Articles") of the

Fund, (such amcmdtneht b'oihg sU'fcjtot "to otrtaittlng' the Requisite Consd8|j> to implomonl- tho

Temporary LocMJp Period. ' •

We-ihcCBbyretffl^t that all sbafehoid« vcJt&'ott fye proposed amendment; to the Articles by

. executing told aating ihesattacKed Wtt®.Consent where indicated and resuming to the Bonrd,

no JaKjflfaW <p,i» CESTlj, ftMta^<^(Z0Q8>by facsimile at+1 494-8356 and by

courier to;

si'iiirriSvyi|^c^t^'oir.^{EtRN (HQN-USJ IWITTES

Gffo^Dlln ^liinnliBi'fiJ?© ©fflf^flOi-Road Town, Tottola, BVI •

Em*!); info@rolloadmi».wt(i

CFTC-BATTOO-OOOQ519


Exhibit 1-3


Class E SnbfiinH) A. Kjr m m «w •^rw~ •**. ^ S- A A S

Attachment 2

(Audited Average Cost and

Numbers of Shares of

Investments in Edison Fund

Limited at 12/31/03)

(2 pages)


o o N> ro -4 CD


Consolidated Statement of Net Assets and Shareholders' Interests At 31 December 2003 Expressed in U.S. Dollars and Euros

Note 2003

Common uss

Assets


Available-far-sale investments

Other receivables

Receivable from overpayment of share redemption

Total assets

Liabilities

Accrued expenses

Subscriptions in advance

Sales commission payable

Loan payable

Loan interest payable

Total liabilities

Net assets

Shareholders' interests

Common share capital

Participating share capital

Participating share premium

Retained earnings

Total shareholders9 interests

Number of shares

Net asset value per share

2003

Class A

tJSS

182

4,847

— 28,824

*T 74'250

V 4'875

S-& 769,000 16.040

2003

Class B

USS

2003

Class E

Euro

142

41,190

74,250

3,270

dlo!

2003

Class 1

USS

228,108 94,538 163,807 99,907

5,678,549 3,520,130 1,981,038 1,205,761

— 5,911,686 3.614,810 2,144,845 1,305.668

28,867 5,668

— 1,262,000

16,189 38,000

45,056 1,305,668

4

4

4

4

—* $ ,• j#f)l8A#7 $ 3,496,100 € 2,099,789 $ —

* l* iff

z •^ssg

4^ f

32 20 —

4,683,527 ^ 3,247,494 1,946,574 —

— 335,124 248,574 153,195 —

— s 5,018,697 $ 3,496.100 € 2,099,789 S —

100.000 4,590.894 3,266.018 1,966.486

— $ 1,093.19 $ 1,070.45 € 1,067.79 S —



Consolidated Statement of Available-For-Sale Investments

At 31 December 2003 Expressed in U.S. Dollars and Euros

Class A


Investment funds

Primero Fund Limited

Galaxy Fund, Inc. - Class C


Class B


Investment funds

Denali Partners, L.P.

Edison Fund Limited - Class D

Edison Fund Limited - Class E

Edison Fund Limited - Class G

Fairfax Fund Limited - Class D



Futures One Diversified Fund Ltd.

Galaxy Fund, Inc. - CFSC

Galaxy Fund, Inc. - Class B2


Class E

Available-for-sale investment?

Investment funds M Aspect Diversified||und - Cla;

Edison Fund Limitefl- Class

Edison Fund Limited^Qsuasg1



Quadriga Hedge Fund - Class A


No. of Shares

54,863.650

2,980.103

No. of Shares

^^#4.569 if ' j 9. igo

259.767

238.966

Average Fair cost value

1,320,015 1,381,180

3,871,208 4,297,369

i 5,18,1,223 $ 5,678,549

Fair

/-je«-%

§ # if •tv. M 3t "

value

i -

t • *%250,ooo 254,560

247,500 305,972

200,000 241,659 r 275,000 314,903

247,500 298,510

200,000 238,900

275,000 313,971

922,751 914,302

300,000 300,000

298,500 337,353

$ 3,216,251 $ 3,520,130


789.936 100,000 103,806

15.161 240,000 280,130

30.483 500,000 563,249

47.898 240,000 278,992

96.777 500,000 553,420

8,316.040 194,000 201,441

e 1,774,000 e 1,981,038

Class I No. of Average Fair Shares cost value


Investment funds

Galaxy Fund, Inc. - Class A 1,807.7971 1,205,761 1,205,761

Total availabie-for-sale investments $ 1,205,761 $ 1,205,761 '

8


Exhibit 1-3


Class E Subfund)

Attachment 3


at 12/31/07)

(1 page)


% V

cp

¥


Exhibit 1-3


Class E Subfund)

Attachment 4


in 06/08)

(1 page)


Exhibit 1-3


Class E Subfund)

Attachment 5


at 06/30/08)

(1 page)


SECURITIES POSITION As of ; 6/30/2008

ArtcHot' Hedge Fund Ltd, CHS E

Security «ettted Urissttted Tata! Siartcet PHoe PL Market Value Local CCy Eq. % of Total

e&Grsufl( -<Û> Position: Long - EUR

Security Type; Fund inveafttent

TamtfrJJStiS* USB-Fti# me&me/tt Total Of LOrQ -USD.

TMMmxtt om/ifPenPAkTS. -Wig T<*sS for ALL COVffFSiPAflTS - Sfiprt

TOtSl rot- <ALt>£A GTOLp; ALorta

TWa/ftr *Ai±> £A swap-stxxi Gtxtpany TMrortonifpxmsm

Gtmpatiytottilforshorl pdstffbrts

Ed iso n - Euro Ctass A3 U EUR Bs&m 0:000000 B.SB7&H ?7^6.3;.soaô0 239,580.75 23B.58l0.75 Hdfeon -Eurp CiaSS A31) EUR 25795®! 13:000000: 2579500 19.326.791400 49,853,46 49,853.46 Ellison-Euro Class A3 N2 1.619.2BB flioooooo 1.tM 9»W 2S„A5i72J«XJ 28,3565.7 28,3585:7 EdBsan -Euro CSaSS AiN5 EUR Z.9W3SS 0,000000 zssma 26.139.142(400 7B588.44 78^68.44 Edison jEij ft) Class Ml EM* 0:000000 77.408600 sritîtasm 2,167,t«5,^ zisr,m^t Bjtspn - Eyro eiift 000000Q fttetsm 18.328:791400 433,663.® 4S0M9M Eflissn - Bifg Class A4.N2 EUR 9518300 0.000000 9518300 25,861.72=1300 238,401/12 238.401.1Z

Edison - Bin! Cfass A4N3 EUR nmm 0.000000 Z7jS5S» $,139.145i?M& 70758$ .64 707.98154

FuturefeBte Drv-ClSaSE EUR 4,210.034000 0:000000 4,210.034000 1 ,027.940000 4;327^62:35 4,327,682^5

mat foe idng * Fund irtattstmint j lapar' ububjbI I U • i I TOtHSHrLAna-EUfi | •̂apnsa Wufl

PBSttiflii: Loh&h USD Security Type: Cqaity

Galaxy Sfisc&t Stuatisns ll USD SOOJXJQOQQ 0:000000 50QJDOOOQQ 581.88:1300 290545,75 184^384:63 Galaxy Sfisc&t Stuatisns ll

Tot&lorinng- USD ~0£f#ty |

Security Type: Fund srrvssf inert Anchor-A USD 457.773599 0:000000 457J7359S 135037(3000 755,591.49 478,071.17

Anchor-C q 2,4Wi2281«> OJ300000 2.464mw. 1_38i7«l3QO 2,120,143.93

Bfet* River Rost Fund Lid. USD SGQJDQCKXHI 0;OOOOOQ' 500.000000 1.371:96-3100 663,99855 434,039.58

BJis6n Fund Class A senes;4iJH3 *L ysp 7815300 0,000000 7515306 28.067^03800 227,17159 143,733.81

Bfisiofl Fumi<Sa$sA Sart8s4tlS0 - N uso 2.3531OS 0,000000 2.353100 20.078.377400 47546.43 29,883.34

EdSfin Fund Cli&sA sefi€54USD - N 2 USD D5296flQ 0:000000 0.028600 26,882.022700 24,98053 15.811.15

Estsen Funt) -ji;} USD 2.7S1400 0.000000 1731466 27.170172BSOO 74514.15 48,g56.i'i

HifureSSheDNGjasSA USD 46 £03347 o:oooooo' 46.803347 74,852585600: 3^93,975.89 2,210,67758

FvUiresonsDwGtassG uses ssgiasss 0.000000 s&.mm i.i7s.wm m,SSfi-7S 408.S58.42

Oalfl^-./'aiittmfS.Brtes 1 USD « 7.942900 0:000000: 417.942900 1.487.361700 621J33Z58 393^13.67

GatrayS t£q 495.498200 oaooooo 48S.4g©t>0 748,178600 228^02.77

GPS InoomePund. (Cayman) efcosA partes.? uso 543550050 0.000000 643500000 560.670000 304555.94 182,695.95

GPS Ift&fto Furttl glaymarOCKMA SSffeiB uso 0,500000 482,366606 535.010000 258,035,32 163581.83 768378,63 MBIennium-Globa! ©nwajng Crsdjf Fund USD .8,^09,6$ 0®6 0.000000 S,669.S606SB 143280000 1^2,15S£2 163581.83 768378,63

MilteflMUfnStoM High YKM F<jta.L£mred USD tîzflseflso 0.000000 1,012.000600 564.470000 842,185.84 596^18.72

1.4S1«%

02500% C.1575% 0.4675®

2.6853%

1.-4249%

4:281 S%

2&88S8%

2,8574%

12.8718%

2.5542%

o:ssffi%

0.1767%

0.0945%

05807%

13:2129%

2-4443&

2.3508%

1.1517%

<5,8768%

4:7730% 3:5629%

mm mm

W7/SB1S 1e':3Sl:3l

Confidential pursuant to Securities Exchange Act s.24[d).

FfSrpAXUS PageH ofl

SEC-SCB-E-0090790


Exhibit 1-3


Class E Subfund)

Attachment 6


at 08/31/08)

(1 page)


tf!

o> a 9 1

*,S!!fl|S , Sj £$* |.'I8S.STT § a ^ s f i s I S e " " <xJ hv h> rt. .<& X *1' "V s? s a £ f "1 " •S.;

£j fs $ % $ g 3 I ^ ® <5 S i O 46; ©

'Q it. fs it ? «* *, §; *§,.

se SR

., „ „ .. .$1 f r i « t - i 0 0 o o » o J N

Gsifr I? « 3 * « S, $ S g * S? 8f *T«? -=• - - - 5S.12JS 55

bJ *q. ui r « «• n' mB - 9 3 3

of

5 ? S 3 $ C S S ? ̂ § a s 3 3 5 : 3 : | 8 S a f ^ a s S f I £ g .S 11 «\ «$ 5l «l *i to <» ^ r-„ «1 cX f* «l »l

S'iS'f *'**S'fcg'£8l8:$S <jf n r-

EL

a F

5 £

„ . „, .. .. ? 8 t § s a ? « ® ® » • ? 5 •" •

Jrt»sf$£ as' « £

• ™ « § 1,1 R: ® w Si ||

n 1 Si § 1 j

k .ft

d. ts £> d •£?• Q Q ci $

.. <5 s ^ ^ <e! y ® « ^ pi ft ,-g ,o» ;f- p

iL

I

I ... „ , ,fflS 8 i •3' ^3'D3'333:

LU

3

T* •c. 3 IL J"U OI

I f 3 A

_r .z § I J z S r

*S

o _ e e I e e 3 fl j3 <3 fid

8 ts

Q 00 D

uTi

^ «&

i


Exhibit 1-3


Class E Subfund)

Attachment 7

(1 page)


EFG Bank

Detailed valuation

T rans action Begin j01.01.2009

date End ST^riooi

Amount Minimum[

Maximum!

[» ShowTesuits! [* QearTilters)

Account number:

Credit/Debit Both

IB AN:

Period All periods __ jijsf Transaction

description

Closing balance: EUR 30,662.00

Transaction

date Transaction

FT0928205098 09 10 2009 TRANSFER

CA-USWANCHOR HEDGE FD a E/BNK-GBP


3RD QUA RTER CUSTODY FFFR

FT0927105118 28 09 2009 TRANSFER

CA-USD/ANCHOR HEDGE FD CL E/BNK-GBP

FT092710S117 28 09 2009 TRANSFER

CA-HJR/ANCHOR E NV 0639

FT0926405001 21 09 2009 SWIFT CHARGES

NOS-EUR/EFG PRIVATE BANK LONDON

FT0926405017 21 09 2009 TRANSFER

CA-USD/A NCHOR HEDGE FD a E/BNK-GBP



FT0925905066 16 09 2009 TRANSFER


FT0925705119 14 09 2009 CHARGES

FACILITY MANAGEMENT FEE RE LOAN FACILITY

FT0924005032 28 08 2009 TRANSFER

CA-EUR/ANCHOR EINV 0639/


Q2 09 CUSTODY FEE

FT0921005040 29 07 2009 TRANSFER

CA-&JR/ANCHOR EINV 0639/'


PART SALE EDISON A4 EURO L

9851010002 . 30 06 2009 CREDIT - ACCOUNT JOURNAL

mRTSALEEDISON A3 L EUR


09 10 2009 542.64 0.D0

14 10 2009

28 09 2009

16 09 2009

16 09 2009

12 08 2009

30 06 2009

542.64

28 09 2009 6,481.20

89.06

16 09 2009 44,558.01

16 09 2009

14 09 2009 27,098.31

28 08 2009 6,438.67

695.35

29 07 2009 8,854.23

30 06 2009

-542.64

6,481.20 0.00

-6,481.20

0.00

89.06 89.06

0.00

2,776.52 44,558.01

41,781.49

68,879.80

75,318.47

76,013.82

76,543.65 84,868.05

8,324.40 8,324.40

https://secure.efgbankcom/intemet/cashAccountMvtsl:ilter.do?ctxId=6&ctxCommand=DISPLAY&templ... 1/2


https://secure.efgbankcom/intemet/cashAccountMvtsl:ilter.do?ctxId=6&ctxCommand=DISPLAY&templ

Exhibit 1-3


Class E Subfund)

Attachment 8

(1 page)


20 04 2010 DEBIT - ACCOUNT JOURNAL 1ST QTR 2010 CUSTODY FEE

FT1001205084 12 01 2010 TRANSFER

CA-USD/ANCHOR HEDGE FDCL BBMK-GBP


EDISON A 3 EUR L .


EDISON EUR A3 NL2


EDISON EUR A3 NL

9851015002 08 012010 CREDIT-ACCOUNT JOURNAL

EDISON EURA4 NL2


B3ISON EURA4L

9851017002 no n4 i^ocr-irr A/^r'/MiKPr irM fDKiA I UU U t tu I U 1 • nVAA-'Ul'J I vlUUI \IV\U

EDISON EURA4 NL

9851011001 OS 01 2010 DEBIT - ACCOUNT JOURNAL


23 04 2010 627.33

12 01 2010 43,986.65

07 01 2010

07 01 2010

07 01 2010

07 01 2010

07 01 2010

12 01 2010

-627.33

0.00

510.70

1,375.37 43,986.65

1,402.99 42,611.28

1,605.52 41,208.29

12,843.71 39,602.77

12,593.97 26,759.06

14 675.79 14 165.09

-510.70

» Return to the lis

All figures and estimates herein reflect our best efforts and Judgment as of the date of this report and are subject to change at all times without notice. This document is published for informational purposes only Nothing contained herein is Intended to be, nor shalilt be construed as an offer or solicitation to buy or sell any financial instrument.

The Bank accepts no liability whatsoever for any direct or consequential loss or damage arising from any unauthorized use of this document or Its contents. •

https://secure.efgbanlccom/lntemet/cashAccountMvtsFilter.do?ctxId=78(ctxCommand=DISPLAY&templ.. 2/2


https://secure.efgbanlccom/lntemet/cashAccountMvtsFilter.do?ctxId=78(ctxCommand=DISPLAY&templ

Exhibit 1-3


Class E Subfund)

Attachment 9

(1 page)


9/10/12

Detailed valuation

T rans action Begin j01.Q1.2010

dale EndliTizioTo

Amount Minimum (_

Maximum f

j» Show results' [* Clear filters]

Results Account number: IBAN:

Private Area

EFG © Bank

Peri0d 1^1 periods

Credit/Debit Both

Transaction

description

J3


Transaction

date Transaction


.. EDISON FUND LIMITED

FX1035405037 20 12 2010 CURRENCY FURCHASE

EUR / USD

FT1028405138 11 10 2010 TRANSFER

CA-USD'ANCHOR HEDGE FD CL B

9851004001 08 10 2010 DEBfT-ACCOUNT JOURNAL


FT1022405131 12 08 2010 TRANSF™

5930

9851003001 11 082010 DGBrT - ACCOUNT JOURNAL

2ND QUARTS? 2010 CUSTODY FEES

FT1022205029 10 08 2010 TRANSFER

CA-EUR/ANCHOR HEDGE FUND CLASS B


EDISON NL1 DISTJULY 10

1309-'. 10630 DEBITINTEREST


EDISON L DISTRIBUTION


EDISON N1 DISTRIBUTION

FT1014105059 21 05 2010 TRANSFER

CA-EUR/ANCHOR EINV 0639, _

9851005002 18 05 2010 CREDTT-ACCOUNT JOURNAL

EDISON EUR L APRIL 10 DIST

FT1011105197 21 04 2010 TRANSFER

CA-USD'ANCHOR HEDGE FUND CLASS B

. M001

30 06 2010

Value date

2012 2010

Debit Credit Balance

20 12 2010 70,992.35

15 102010

15 102010 1,019.14

12 08 2010

18 08 2010 1,094.87

10 08 2010 68,597.09

21 04 2010

70,992.35

1,019.14

1,094.87

0.00

-70,992.35

0.00

-1,019.14

0.00

-1,094.67

0,00

29 07 2010 35,059.50 68,597.09

01 07 2010 22.01 33,537.59

27 05 2010 13,376.01 33,559.60

25 05 2010 20,183.59 20,183,59

21 05 2010 19,807.71

30 05 2010

0.00

19,807.71 19,807.71

627,33 0.00

https;//secure.efgbank.com/lntemet/cashAccountMvtsRlter.do?ctxId=78ict>:Command=DISPlAY&templ... 1/2


Exhibit 1-3


Class E Subfund)

Attachment 10

(1 page)


EFG y Bank

Detailed valuation

Transaction BeainP1.01.20iT

date End i31?12.2011

j Period

s

All periods "~1T| Transaction |

description

Amount Minimum T ~] Credit/Debit Both "is; MwmA&iiim »

Maximum

Show results |* Clear filters

Accountnumber: < IBAN:

Transaction

date Transaction

30 06 2011

FX1131905018 17 112011 CURRENCY PURCHASE

EUR/USD

8300001002 15 112011 CREDTT-ACCOUNT JOURNAL

DISTRIFO 756040 EDISON L.NL1 ,NL2

1309-' 0630 CREDfT IMTEREST

FT1113205152 12 05 2011 TRANSFER

CA-USD/ANCHOR HBDGE FD CL B.

8300001002 11 05 2011 CREDIT - ACCOUNT JOURNA L

DISTR EDISON FUND CL A

FT1101105126 11012011 TRANSFER

" 5930' "

9B51009001 10 01 2011 DEBIT- ACCOUNT JOURNAL

4TH QUARTER CUSTODY FEE 2010


[§


1711 2011 68,898.11 0.19

14 11 2011 68,898.11 68,898.30

01 07 2011 0.19 0.19

12 05 2011 21,302.98 0.00

11 05 2011 21,302.95 21,302.98

11 01 2011 969.87 0.00

12 01 2011 969.87 -969,87

!» Return to thelistj

All figures and estimates herein reflect our best efforts and judgment as of the date of this report and are subject to change at all times without notice. This document is published forinfomiational purposes only Nothing contained herein Isinlended to be, nor shall it be construed as an offer or solicitation to buy or sell any financial instrument.

The Bank accepts no liability whatsoever for any direct or consequential loss or damage arising from any unauthorized use of this document or its contents.

*::FG Bsni'

https://secure.efgbankcom/intemet/casliAccouiitMvtsFilter.do?ctx]d-8&ctxCQmmand=DISPLAY&templ... 1/1


https://secure.efgbankcom/intemet/casliAccouiitMvtsFilter.do?ctx%5dd-8&ctxCQmmand=DISPLAY&templ

Exhibit 1-3


Class E Subfund)

Attachment 11

(1 page)


9/10/12 Private Area

Detailed valuation

f ittei's

Transaction Begin i01.01.2012 date "

End [10.09.2012

Amount Minimum

Maximum

|» Show results] Fciear fBtersl

Account number:

Banl< IV

IBAN:1

Transaction _ .. Transaction

date


Q2 12 CUST FEES CB00004


EDISON FUND DISTRIBUTION

Period [AIJj>eriods

1 i

r~ i

Credit/Debit Both

Transaction

description

Value date

27 07 2012

10 04 2012


II


945.76 30,662,00

31,607.57 31,607.76

|»Retuimloth^

All figures and estimates herein reflect our best efforts and judgment as of the date of this report and are subject to change at all times without notice. This document is published for informational purposes only Nothing contained herein is intended to be, nor shall it be construed as an offer or solicitation to buy or sell any financial instrument.

The Bank accepts no liability whatsoever for any direct or consequential loss or damage arising from any unauthorized use of tliisdocument orits contents.

https://secure.efgba nk.com/ internet/cashAccountMvtsFilter.do?ctxId=98ictxCommand=DISPlAY&templ... 1/1


Exhibit 1-3


Class E Subfund)

Attachment 12

(1 page)


9/10/12

30 06 2009

Private Area

9851013003 CREDIT - ACCOUNT JOURNAL PART SALE: EDISON A4L

FT0918005107 29 06 2009 TRANSFER

CA-EUR/ANCHOR HEDGE FD CL E/BNK-USD

FT0917005069 19 06 2009 TRANSFER

CA-EUR/ANCHOR HEDGE FD CL OTNK-USD


SALE 10PCT JOLLY ROGER OFFSHORE

FT0915305099 02 06 2009 TRANSFER



MILLENNIUM 1 ST CASH DISTTCI

FT0908905107 30 03 2009 TRANSFER


FT090S605032 27 03 2009 TRANSFER


FT0908505037 26 03 2009 TRANSFER

CA-USD/EFG OFFSHORE OFFICE /BNK-GBP

FT0905805128 27 02 2009 TRANSFER



COURIER REVISED GENERAL PROXY


COURIER RE MILLENIUM SPECIAL PROXY


TRANSFER VARIOUS POSmONS

FT0903705055 06 02 2009 TRANSFER


FT0902905078 29 01 2009 TRANSFER


FT0902705016 27 01 2009 TRANSFER


FT0900905086 09 01 2009 TRANSFER


FT0900505140 05 01 2009 TRANSFER

CA-EUR/ANCHOR HEDGE FDCL E/BNK-USD

25 06 2009

29 06 2009 14,625.85

05 06 2009 3.021.21

09 06 2009

27 05 2009 13,586.39

29 04 2009

30 03 2009 789,340.97

27 03 2009 15,736.85

26 03 2009 4,181.78

27 02 2009 12,72183

26 02 2009

24 02 2009

50.00

50.00

30 01 2009 1,791.00

06 02 2009 6,903.78

28 01 2009 16,123.41

27 01 2009 2,091.67

09 01 2009 7,522.37

05 01 2009 832.44

8,507.44 77,595.19

69.087.75

83,713.60

49,460.83 86,734.81

37,273.98

50,860.37 50,860.37

0.00

789,340.97

805,077.82

809,259.60

821,981.43

822,031.43

822,081.43

823,872.43

830,776.21

846,899.62

848,991.29

856,513.66

j»]Return_to_the list)

All figures and estimates herein reflect our best efforts and Judgment as of the date of this report and are subject to change at all times without notice. This document is published for informational purposes only Nothing contained herein is intended to be, nor shall it be construed as an offer or solicitation to buy or sell any financial instalment.

The Bank accepts no liability whatsoever for any direct or consequential loss or damage arising from any unauthorized use of this document or its contents.

https://secure.efgbank.com/internet/cashAccountMvtsFilter.do?ctxId=50&ctxCommand=DlSPLAY&temp... 2/2


https://secure.efgbank.com/internet/cashAccountMvtsFilter.do?ctxId=50&ctxCommand=DlSPLAY&temp

Exhibit 1-3


Class E Subfund)

Attachment 13

(1 page)


EFG Bank

Detailed valuation Filters

Transaction Begin jp-Toi .2009

date "" End j~31~ 12.2009"

Amount Minimum[

Maximum! *

|» Show results] [x Clear filters]

Resylts

Account number:

Period

Credit/Debit

All periods

IBAN

Both

B Transaction

description

Closing balance: USD 2,941.83

![

Transaction

date Transaction


EDISON A4 NL2


EDISON FUND LTD ;• i08Q5

9851003002 15 122009 CREDIT-ACCOUNT JOURNAL

EDISON FUND CL A4

FT0929605037 23 10 2009 TRANSFER


9851006002 • 20 10 2009 CREDIT - ACCOUNT JOURNA L

3RD DIST MILLENIUM GLB HI YLD LIQ

FTO928205098 09 10 2009 TRANSFB*

CA-EUR/ANCHOR HEDGE FD CL BP

FT0927105118 28 09 2009 TRANSFER

CA-EUR/ANCHOR HEDGE FD a B,

FT0926405017 21 09 2009 TRANSFER

CA-EUR/ANCHOR HEDGE FD a B

FT0925905066 16 09 2OD9 TRANSFER


9851005002 11 092009 CRBDIT-ACCOUNT JOURNAL

SALEBLACK RIVER GLBL SERV

FT0921105062 30 07 2009 TRANSFER

CA-USD/ANCHOR HEDGE FUND CUSS A


2ND CASH DISTRI MILLENNIUM GLOBAL

FT0918705095 06 07 2009 TRANSFER


FT0918405051 03 07 2009 TRANSFER



2412 2009 1,376.91 4,235.18

22 12 2009 1,415.27 2,858.27

14 1 2 2009 1,443.00 1,443.00

2310 2009 193,946.48

2010 2009

0910 2009

16 09 2009

809.68

28 09 2009 9,612.62

132.39

16 09 2009 4,133.72

10 09 2009

30 07 2009 1,000.00

24 07 2009

06 07 2009 5,000.00

03 07 2009 500.00

0.00

57,989.37 193,946.48

135,957.11

136,766.79

146,379.41

146,511.80

16,474.82 150,645.52

134,170.70

63,075.51 135,170.70

72,095.19

77,095.19

https://secure.efgbank.com/internet/cashAccountMvtsFilter.do7ctxIds508ictxCommandsDISPLAYatetnp.., 1/2


https://secure.efgbank.com/internet/cashAccountMvtsFilter.do7ctxIds508ictxCommandsDISPLAYatetnp

Exhibit 1-3


Class E Subfund)

Attachment 14

(1 page)


EFG © Bant

Detailed valuation

Transaction Beciinf01.01.2010

date ' " ~ End

Amount Minimum!

Maximum f

31.12.2010

» Show results * Clear filters

Period

Credit/Debit

All periods Transaction ["_

description

Both

Resyits

Account number; IBAN; Closing balance: USD 2,941.83

Transaction _ .. T-: Transaction date


EDISON FUND LlMfTED

FT1035405209 20 12 2010 TRANSFER

CA-USD/ANCHOR HHX3E FUND CLASS B

FX1035405037 20 12 2010 CURRENCY SALE

EUR/USD

FT1032805104 24 11 2010 TRANSFER


FT1028405138 11 10 2010 TRANSFER

CA-EUR/ANCHOR HEDGE FD a E'

9851007002 05 102010 CREDO" - ACCOUNT JOURNAL

MLLENUIM DISTRIBUTION

FT1022205028 10 08 2010 TRANSFER



HDISONNL1 DISTJULY 10


B3ISON FUND LIMITED .


EDISON NL1 DISTRIBUTION


EDISON DISTRIBUTION


CASH DISTRIBUTION BUTTERFIELD TST

FT1005405129 23 02 2010 TRANSFER



MILLENIUM GLBL HIGH YLD FUND

Value date

20 12 2010


6,655.72

20 12 2010 99,293.64

20 12 2010

24 11 2010 23,987.85

15 10 2010 1,443.06

04 10 2010

10 08 2010 86,115.17

29 07 2010

27 05 2010

25 05 2010

26 04 2010

22 04 2010

23 02 2010 132,283.88

01 02 2010

0.00

-6,655.72

92,637,92 92,637.92

0.00

23,987.85

25,430.91 25,430.91

0.00

3,018.15 86,115.17

1,418.25 83,097.02

1,547.14 81,678.77

2,315.33 80,131.63

77,816.30 77,816.30

0.00

65,618.41 132,283.8

https://secure.efgba nk.com/inte rnet/cashAccountMvtsFilter.do?ctxId=518ictxCommand=DKPLAY&temp... 1/2


Exhibit 1-3


Class E Subfund)

Attachment 15

(1 page)


EFC ._r © Bank

Detailed valuation

» Show results! Rctear filters!

Results

Account number: IBAN: Closing balance: USD 2,941.83

Transaction

date Transaction Value date Debit Credit Balance

FT1133305140 29 11 2011 TRANSFER

CA-USD/ANCHQR HEDGE FUND CLASS B

FX1131905018 17 11 2011 CURRENCY SALE

EUR/USD


DISTR EDISON FND LIQUID, NL 1.NL2

FT1113605214 16 05 2011 TRANSFER



DISTR NO 7 SPHERQNVEST GLOBAL

FT1113205152 12 05 2011 TRANSFER


FT1113205226 12 05 2011 TRANSFER


8300002002 11 05 2011 CREDIT - ACCOUNT!" JOURNAL

DISTR EDISON FUND CL A SER

2911 2011 98,708.09

17 11 2011

09 11 2011

16 05 2011 35,464.00

28 04 2011

12 05 2011

12 05 2011 32,636.39

11 05 2011

0.00

93,205.36 98,708.09

5,502.73 5,502.73

0.00

35,464.00 35,464.00

29.838.46 0.00

-29,838.46

2,797.93 2,797.93

Return to the list;

All figures and estimates herein reflect our best efforts and Judgment as of the dale of this report and are subject to change at all times without notice. This document is publislied for Informational purposes only Nothing contained herein isintendedto be. nor shall it be construed as an offer or solicitation to buy or sell any financial instrument.

The Bank accepts no liability whatsoever for any direct or consequential loss or damage arising from any unauthorized use of this document or Its contents.

1/1


Exhibit 1-3


Class E Subfund)

Attachment 16

(1 page)


EFG Bank

Detailed valuation

Transaction Begin joTjoiioiF i Perio(J lygj periods

d ate End |T"aoa20i2 "}

Amount Minimum f ! Credit/Debit

Maximum! " |

Closing balance: USD 2,941.83

H


30 03 2012 2,941.83 2,941.83

[^Return to thelistj

Transaction

description

|» Show results] |* Gear filters!

BesySts

.Account number: IB.AN:

Transaction _ . "7~. Transaction date


EDISON DISTR CL NL1, NL3

All figures and estimates herein retted our best efforts and judgment as of the data of this report and are subject to change at all times without notice. This document is published for informational purposes only Nothing contained herein is intended to be, nor shall it be construed as an offer or solicitation to buy or sell any financial instalment.

The Bank accepts no liability whatsoever for any direct or conssquential loss or damage arising from any unauthorized use of this document or its contents.

https://secure.efgbank.com/internet/cashAccountMvtsFIIter.do?ctxId=53B!ctxCommand=DISPLAY&temp... 1/1


https://secure.efgbank.com/internet/cashAccountMvtsFIIter.do?ctxId=53B!ctxCommand=DISPLAY&temp

17 YT TTRTT 1 A TjjcV ,1. XXJJX JL •

(Anchor Hedge Fund

Limited Class G

Subfund)


ANCHOR HEDGE FUND LIMITED CLASS G SUBFUND (the "Fund")

SCHEDULE OF PAYMENTS TO A FEEDER FUND OF BERNARD L. MADOFF INVESTMENT

SECURITIES LLC ("Madoff Feeder Fund") AND A SUBSEQUENT RECEIPT

Madoff Amounts Paid

Dates Feeder Fund (Received) Attachments Notes

02/20/08 Santa Clara II Class C $ 3,900,550.00 1 & 2 1 & 2

02/25/08 Santa Clara II Fund 12,800,550.00 1 & 3 1 & 3

Subtotal 16,701,100.00 4 & 5 4 & 5

09/01/10 Receipt from Santa Clara C (1,477,136.68) 6

Claim amount $15,223,963.32

Notes:

1. A bank record under Attachment 1 shows that the Fund paid $3,900,550 to Santa Clara II

Class C on February 20, 2008 and $12,800,550 to Santa Clara II Fund on February 25, 2008.

2. Under Attachment 2 is a document entitled Securities Transactions of the Fund for the month

of February 2008, which shows an acquisition of 2865.2426 shares in Santa Clara II Fund

Class C ("Santa Clara II - C") by the Fund for $3,900,000 on February 1, 2008.

3. Under Attachment 3 is a document entitled Securities Transactions of the Fund for the month

of March 2008, which shows an acquisition of 9384.248158 shares in Santa Clara II - C by

the Fund for $12,800,000 on March 1, 2008.

4. Under Attachment 4 is a document entitled Securities Position of the Fund at October 31, 2008

which shows that the Fund was holding 12,249.490758 (i.e., 2865.2426 + 9384.248158)

shares in Santa Clara II - C.

5. Under Attachment 5 is the Balance Sheet of the Fund at October 31, 2008 (last one available

to the Receiver), which shows a "Cost of investment - mutual funds" in the amount of

$16,700,000.00. In substance, this balance matches the one shown on the schedule above.


Exhibit 1-4


Class G Subfund)

Attachment 1

(1 page)


EFG © Bank

Detailed valuation f- ? jr5'.<c~ p'ti

T rans action Begin g0.02.2008 Period

date End!3l12.2008~

TodosTos piriodofVI Transaction —_—, w description

Amount Minimum!

Maximum j

Credit/Debit I TgJos"

|» Show resuitsj * Clear filters

Rftsy iv's

Account number: I BAN: Closing balance: USD 114,278.14

Transaction _ .. Transaction

date

9851007001 17 12 2008 DffilT - ACCOUNT JOURNA L

SALESANTA CLARA CLASS C


FOLD ADMINISTRATORS LTD CLIENT ACC /

FT0834005086 05 12 2008 TRANSFER

CA-USD/ANCHOR HBX3E FUND CLASS A

9851001009 10 10 2008 CEBIT - ACCOUNT JOURNAL

Q3 2008 CUSTODY FEE

FT0824205055 29 08 2008 TRANSFER

CA-USCVANCHOR HEDGE FUND CLASS A

FT0822105013 03 08 2008 OUTGOING SWIFT TRA NSFER



CUSTODY FEE Q2 2008


FOLD ADMINISTRATORS LTD r -: J5393


FOLD ADMINISTRATORS LTD CLIENT ACC


FOLIO ADMIN LTD 30801

FT0805705125 26 02 2008 TRANSFER



INVESTSANTA CLARA I! FU ND


OXFORD FUND LTD • ,0031


PRFYMNT SANTA CLARA II CLASS C


17 12 2008 550.00 157,519.81

0512 2008 47,972.60

05 12 2008 5,902.88

1510 2008 7,303.38

29 08 2008 5,555.40

08 08 2008 45,092.52

15 07 2008 6,413.25

20 06 2008 2,860.01

27 05 2008 17,640.61

03 03 2008 1,349.54

26 02 2008 740.00

28 02 2008 12,800,550.00

158,069.81

206,042.41

211,945.29

219,248.67

224,804.07

269,896.59

276,308.84

279,169.85

296,810.46

298,160.00

298,900.00

22 02 2008 13,000,000.00 13,099,450.00

21 02 2008 3,900,550.00 99,450,00

https://secure.efgba nk.com/internet/cashAccountMvts Fllter.do?ctxId=4&ctxConnmand=DISPLAY&templ... 1/2


Exhibit 1-4


Class G Subfund)

Attachment 2


in 02/08)

(1 page)


OWgNDEISaHH

Confidential pursuant to Securifica Exchange Act s.Z4(d].

mmm mqitapi

SEC-SCB-E-00909D2


Exhibit 1-4


Class G Subfund)

Attachment 3


in 03/08)

(1 page)


•frB^Haagg Prosi IM. Qa»fl Xndi !»•

jmm Warn

€«ar BtaJ^P&eHwfiisi PSL £»r

• l»l»

RenMtee*ibae4

8MMB AS <ife£«te&t -CIO08flB>

i •wiHinf-aRB W*«fa •

WftrtHlMan twtjKawJ

#» urn

*&a$42&BSHB

Confidential pursuant to Securities Exchange Act s.24(dj.

PTS9WKS pqpxm*.

SEC-SC8-E-OOSOSZZ


Exhibit 1-4


Class G Subfund)

Attachment 4


at 10/31/08)

(1 page)


Exhibit 1-4


Class G Subfund)

Attachment 5

(Balance Sheet

at 10/31/08)

(1 page)


BALANCE BdEETKS DF BBTOBBI1 ffl4 SMS WUM

AfififBTH

RBffl 8$S8 •>—r _ j * • i > * jy.it—a_

M99BR 9C Hfffiiiil nErV" nBiluHI ulnvro

mmotiBS

HfontanlbapBpffiEi

SKKMhaOBSR, EWPTCW,

flSfflKT iffflSS FSM H8 OBIS*#

AEETj!#S$8Ti8t#i

iWittft wf wit f A wff i mffir.

STTCSBRS H6&&61

Confidential pursuant to Securities Exchange Act 8.24(d).

PWP3CCDH PWtlHfl

SEC-SCB-E-0091055


Exhibit 1-4


Class G Subfund)

Attachment 6

(1 page)


EFG Bank

Detailed valuation niters

Transaction Begin j01.01.2010

dale End|31_.1_2;2qio"

Amount Minimum!

Maxim umf

Period

Credit/Debit

All periods

Both

J Transaction

^ description

il

i» Show results} Fciear filters]

Results Account number: IBAN: Closing balance: USD 114,278.14

Transaction

date Transaction Value date Debit Credit Balance

FT1036405107 30 12 2010 TRANSFER




FT1D26305160 20 09 2010 TRANSFER


FT1025305055 10 09 2010 TRANSFER



FINAL DIST SANTA CLARA C

9851002004 11 0B 2010 DEBIT- ACCOUNT JOURNAL


FT1015905052 08 06 2010 TRANSFER


9851010004 20 04 2010 DffilT-ACCOUNT JOURNAL


FT1004B05039 17 02 2010 TRANSFER


FT1002205053 22 01 2010 TRANSFER

CA-USWANCHOR HEDGE FUND CLASS A


4TH QUARTS? CUSTODY FEES

3012 2010 1,250.00

15 10 2010 391.20

20 09 2010 3,500.00

10 09 2010 1,862.50

1,602,485.81

1,603,735.81

1,604,127.01

1,607,627.01

01 09 2010 1,477,136.68 1,609,489.51

18 08 2010 84.96 132,352.63

132,437.79

23 04 2010 51.20 135,437.79

135,488.99

138,488.99

12 01 2010 54.60 140,351.49

08 06 2010 3,000.00

18 02 2010 3,000.00

22 01 2010 1,862.50

}».Return tojhe listj

All figures and estimates herein reflect our best efforts and judgment as of the date of this report and are subject to change at all times without notice. This document is published forlnforniationai purposes only Nothing contained herein Is intended to be, norshallit be con^rued as an offer or solicitation to buy or sell any financial instalment.

https://secure.efgbantccom/intemet/ca5hAccountMvtsFilter.do?cWd=6&!ctxCommand=DISPLAYB!templ... 1/2


https://secure.efgbantccom/intemet/ca5hAccountMvtsFilter.do?cWd=6&!ctxCommand=DISPLAYB!templ

Exhibit 1-5

(FuturesOne Diversified Fund

Ltd. Class L Subfund)

Attachtnent 1

(1 page)

Case: 1:12-cv-07127 Document #: 217-2 Filed: 12/04/13 Page 3 of 63 PageID #:5804

9/11/12 Private Area

EFGSBank

Detailed valuation

Transaction date

r--··-·-·'·-·------~ Transaction 1 ! des cri p ti 011 .... - .. ···-·-·•••m-··--··-·---.. ·-·-.. ""'"""-·--·---····

--~-aj

l>.~--~-~~~-.. E-~~~~- [~ ... ~~--!~~if~

Account number: !BAN: Closing balance: USO 1,596,300.83

~ !::;saction Transaction Value date Debit Credit Balance

9851006001 17 12 2008 DEBIT - ACCOUNT JOURNAL 1712 2008 550.00 89,220.87

SALE: SANTA CLARA D CLASS C

Ff0834005063 05 12 2008 OUTGOING SWIFT TRANSFER

FOLIO ADMINISTRATORS LID CLIENT ACC 0512 2008 56.459.17 89,770.87

Ff0834005090 05 12 2008 TRANSFER 0512 2008 6,792.80 146,230.04

CA-USD/FLITURESONE DNERSIFJED FUND 9851010001

16 10 2008 DEBIT - ACCOUNT JOURNAL 03 CUSTODY FEES 2008

10 10 2008 8,595.58 153,022.84

Ff0824205058 29 08 2008 TRANSFER 29 08 2008 6,450.97 161,618.42

CA-USD/FUTURESONE DNERSIFIED FUND Ff0822605019

13 08 2008 OUTGOING SWIFT TRANSFER 13 08 2008 53,051.96 168,069.39 FOLIO ADMINISTRATORS LID CLIENT ACC 9851007003

03 07 2008 DEBIT-ACCOUNT JOURNAL 15 07 2008 7,543.27 221, 121.35 CUSTODY FEE 02 2008 Ff0815605037

04 06 2008 TRANSFER CA-USD/FUTURESONE ON FD C.'

04 06 2008 2,060.45 228,664.62

FT0814805025 27 05 2008 OUTGOING SWIFT TRANSFER 27 05 2008 16,818.91 230,725.07

FOLIO ADMINISTRATORS LID CLIENT ACC FT0806005057

29 02 2008 OUTGOING SWIFT TR.A.NSFFR 29 02 2008 1,349.77 247,543.98 FOLIO A DMIN L TC \0801 FT0805705084

26 02 2008 TRANSFER 26 02 2008 556.25 248,893.75 CA-USD/FUTURESONE DNERSIFIED FUND 9851003001

25 02 2008 DEBIT-ACCOUNT JOURNAL 28 02 2008 19,750,550.00 249,450.00 INVEST:SANTA CLARA I FUND FT0805305022

22 02 2008 INCOMING TRANSFER 22 02 2008 20,000,000.00 20,000,000.00 OXFORD FUND l TD .QQ31

https:/ I se cure.ef gba nk. com/inte met/ cashAccountMvtsRlte r.do ?ctxld=34&ctxC om ma nd=DIS PLA Y&te mp ... 1/2


Exhibit 1-5



Attachtnent 2


at 03/31/08)

(1 page)


N Lil = ~ en =

I n11 " ~ ) tJ

~ UJ Cl)

i fl (

u I I I ~ lh

I I ,. I I I II

~

J t.

~ t ~ N

f in

~ .. II Cll i:: Ill

'fi ~

a

I Cll

I ~ B

t. 11 II

Cl)

s = Ill

I :I f! :I =-"i :;:I i:: II "C

15 ~ tJ


Exhibit 1-5 (FuturesOne Diversified Fund


Attachnient 3

(Balance Sheet

at 03/31/08)

(1 page)


~ JJfftiQiCllPl.EUJ R.lNJ1. J. TJJ.-ltt\Wlt

MLANDBIHBET IA It.Fl MARCH ft,.llllUI

UJllllt1mlli ..... Jld larl papfJW ~MDllllMMVBlllD M.mWt••tmn m,..._ ~~ ~ ....... llAHdla.9 .. pqiabte Ulln:a ....... ~e...--

llfWIElaJJJDI DllU~

~- ... Fa:t.lm'ftmlQRI-

~"""' ..,..~

ao111•D1111 uu W& 'JlllDU,

CtJnfldentlal pursuant to Securities Exchange Act s.24[d).

?Ml1tf'1

SEC-SCB-E-00940'19


Exhibit 1-5 (FuturesOne Diversified Fund


Attachnient 4 (Securities Position

at 10/31/08)

(1 page)


,.... ... ... c:n =

I ! II ~ 9

~

j (.)

~ (.)

"' LI.I Cl)

t!"

I f j I (

I I I I I' I I

I

I I I I I I ~ ~

..J

I • ! ~ ...

N

l gj

:ii u

h1 en

I I: Ill ~

~ UI

i u

iJ i u

Cl)

I f h s 'E Ill

I ::I

I !!! ::I Cl.

I iii ':P c u

"Cl

~ 0

(.)


Exhibit 1-5

(FuturesOne Diversified Fund Ltd. Class L Subfund)

Attachtnent 5

(Balance Sheet

at 10/31/08)

(1 page)


l. i!ill Jllkit liMMdlt tm Ill linlJlulmm ... mnmaf 1bldl. •llrwrallad nmbll lmda

l.l14llll.1mlJ blllpnarf laa~ MmniritliftrM WMllllltlldU M+tiarlMdmtt ,..,....

.-.~ ~WIMllftJf llNB1wllm ~· Ulln:alrlll ..... ..,.e..l oall

Confidential pursuant to Securities Exchange Act s.24(d).

~~

...,.~

~,.,,. Ull\M ~

UPf1 ~ ~ ~

SEC-SCB-E-0094114


Exhibit 1-5



Attachtnent 6

(1 page)


EFGSBank

Detailed valuation

Transaction date

Amount Minim um '----------·---------·--' Maximum

Ix aear filters) l ....... ----··-··-··--·-··-··--'

Account number: IBA"!:

=saction Transaction

9851006002 08102010 DEBIT-ACCOUNT JOURNAL


FT1027405149 01 10 2010 TRANSFER

CA.-USD/FUTURESONE CL LPAM/E

FT1027405162 01 10 2010 TRANSFER

CA-USD/FtJrURESONE CL LPAMfl

9851006004 01 09 2010 CREDIT-ACCOUNTJOURN.A.L

FINAL DIST SANTA CLARA. C 9851002009

11 08 2010 DEBIT - ACCOUNT JOURNAL 2ND QUARTER 2010 CUSTODY FEES FT1015905059

08 06 2010 TRANSFER CA-USD/FUTURESONE DIV FD C1'


1 ST QTR 2010 CUSTODY FEE

FT1004805043 17 02 2010 TRANSFER

CA-USD/FUTURESONE DIV FD G'! FT1001505025

15 01 2010 TRANSFER CA-USD/FtJrURESONE DIVERSIFIED FUND



Value date

15 10 2010

04 10 2010

04 10 2010

01 09 2010

18 08 2010

08 06 2010

23 04 2010

18 02 2010

15 01 2010

12 01 2010

Transaction des cri p tio n ,_ ............................................... ·-······-·····-·-·······-·-··········

Closing balance: USO 1 ,596,300.83

~


396.67 1,793,397.93

3,500.00 1,793,794.60

255.55 1 ,797,294.60

1.i46,062.55 1,797,550.15

33.83 51,487.60

3,000.00 51 ,521 .43

21.23 54,521.43

6,000.00 54,542.66

745.00 60,542.66

23.50 61,287.66

All figures and estimates herein reflect our best efforts and judgment as of the date of this report and are subject to change at all times v.tithout notice. This document is published for infonnational purposes only Nothing contained herein is intended to be, nor shalrit be construed as an offer or solicitation to buy or sell any financial instrument.

The Bank accepts no liability whatsoever for any direct or consequential loss or damage a1isng from any unauthorized use of this document or its contents.

https://secure.efgbankcom/intemet/cashAccountMvtsFilter.do?ctxld=36&ctxCommand=DISPLA Y&temp .. 1/2


EXHIBIT 1-6 (Galaxy Fund, Inc.

Class C Subfund)


GALAXY FUND INC. CLASS C SUBFUND (the "Fund")

INVESTMENTS IN FEEDER FUNDS OF BERNARD L. MADOFF INVESTMENT SECURITIES LLC ("Madoff Feeder Funds") HELD AT SEPTEMBER 30, 2008

Investments Held

Alpha Prime - B, Santa Barbara Holdings Ltd. - Class D and Santa Clara - A

Note:

Cost, at 09/30/08

$ 36,4 79,339.07

Attachments

1 to 12

Note

1. The books of the Fund for the period from December 1, 2007 to September 30, 2008 show that all investments are in MadoffFeeder Funds. Also, two line items are shown on the balance sheets of the Fund for the investments, one for the original cost of the investments and the other one for the markup to market. For example, investments of the Fund at September 30, 2008 are shown on the balance sheet as follows (see Attachment 12):

Cost of investment - mutual funds App/depr settled mutual funds

Investments, at market

$36,479,339.07 9,531,978.23

$46,011,317.30

Therefore, the original cost of the Fund's investments in Madoff Feeder Funds held at September 30, 2008 was $36,479,339.07.


Exhibit 1-6

(Galaxy Fund Inc.

Class C Subfund)

Attachtnent 1

(Summary of Investments in

Madoff Feeder Funds)


GA

LA

XY

FU

ND

IN

C.

CL

AS

S C

SU

BF

UN

D

SU

MM

AR

Y O

F I

NV

ES

TM

EN

TS

IN F

EE

DE

R F

UN

DS

OF

BE

RN

AR

D L

. M

AD

OF

F I

NV

ES

TM

EN

T S

EC

UR

ITIE

S L

LC (

"Ma

do

ff F

ee

de

r F

un

ds"

)

(Pre

pare

d b

y th

e R

ece

ive

r B

ase

d o

n R

evi

ew

of t

he

Re

de

mp

tion

Su

spe

nsi

on

No

tice

an

d th

e B

oo

ks a

s p

er

the

Att

ach

ed

)

12/3

1/07

01

/31/

08

02/2

9/08

03

/31/

08

04/3

0/08

05

/31/

08

06/3

0/08

07

/31/

08

08/3

1/08

09

/30/

08

INV

ES

TM

EN

TS

IN

MA

DO

FF

F

EE

DE

R F

UN

DS

: In

vest

men

ts, a

t cos

t $5

7,46

3,06

5.66

$4

6,72

3,46

0.88

$4

6,72

3,46

0.88

$4

2,05

8,03

8.64

$4

2,05

8,03

8.64

$4

2,05

8,03

8.64

$4

2,05

8,03

8.64

$4

2,05

8,03

8.64

$4

1,28

5,56

5.93

$3

6,47

9,33

9.07

A

djus

tmen

ts to

mar

ket

9,37

0,61

6.78

7,

739,

176.

05

7,72

1,86

6.18

7,

016,

478.

09

8,03

6, 1

16.8

0 8,

868,

287.

34

8, 7

52,0

51.4

8 9,

646,

130

.53

10,2

71,4

81.0

9 9,

531,

978.

23

Inve

stm

ents

, at

mar

ket

$66,

833,

682.

44

$54,

462,

636.

93

$54,

445,

327.

06

$49,

074,

516.

73

$50,

094,

155.

44

$50,

926,

325.

98

$50,

810,

090.

12

$51,

704,

169.

17

$51,

557,

047.

02

$46,

011,

317.

30

MA

DO

FF

FE

ED

ER

FU

ND

S:

Alp

ha P

rim

e -

B

$ 9,

588,

277.

05

$ 9,

681,

635.

65

$ 9,

681,

635.

68

$ 7,

204,

911.

07

$ 7,

281,

257.

49

$ 7,

350,

833.

46

$ 7,

350,

833.

46

$ 7,

422,

941.

46

$ 7,

491,

911.

95

$ 4,

533,

363.

46

FM

G-K

3,

669,

756.

21

San

ta B

arba

ra H

oldi

ngs

Ltd

.-C

lass

D

11,4

40,9

87.7

8 11

,586

,404

.17

11,5

90,0

32.0

5 11

,620

,069

.36

11,8

80,4

05.7

0 12

,080

,374

.36

12,0

43,1

43.3

0 12

,258

,545

.71

12,4

63,2

05.5

1 12

,635

,581

.50

San

ta C

lara

-A

42

, 134

,661

.38

33,1

94,5

97.1

2 33

, 173

,659

.36

30,2

49,5

36.2

8 30

,932

,492

.24

31,4

95,1

18.1

5 31

,416

,113

.35

32,0

22,6

81.9

8 31

2601

,929

.55

28,8

42,3

72.3

3

Tot

al, a

t mar

ket

$66,

833,

682.

42

$54,

462,

636.

94

$54,

445,

327.

09

$49,

074,

516.

71

$50,

094,

155.

43

$50,

926,

325.

97

$50,

810,

090.

11

$51,

704,

169.

15

$51,

557,

047.

01

$46,

011,

317.

29

NU

MB

ER

S O

F S

HA

RE

S:

Alp

ha P

rim

e -

B:

Beg

inni

ng o

f per

iod

7,41

5.29

8097

7,

415.

2980

97

7,41

5.29

8097

7,

415.

2980

97

5,50

4.42

8096

5,

504.

4280

96

5,50

4.42

8096

5,

504.

4280

96

5,50

4.42

8096

5,

504.

4280

96

Red

empt

ions

in

the

peri

od

--

-{l

,910

.870

001)

-

--

--

{2,2

04.1

4820

7)

End

of p

erio

d 7,

415.

2980

97

7,41

5.29

8097

7,

415.

2980

97

5,50

4.42

8096

5,

504.

4280

96

5,50

4.42

8096

5,

504.

4280

96

5,50

4.42

8096

5,

504.

4280

96

3,30

0.27

9889

FM

G-K

:

Beg

inni

ng o

f per

iod

2,92

9.17

1687

2,

929.

1716

87

Red

empt

ions

in

the

peri

od

-(2

,929

.171

687)

End

of p

erio

d 2,

929.

1716

87

San

ta B

arba

ra H

oldi

ngs

Ltd

.-

Cla

ss D

:

Beg

inni

ng o

f per

iod

10,0

02.4

3376

0 10

,002

.433

760

10,0

02.4

3376

0 10

,002

.433

760

10,0

02.4

3376

0 I 0

,002

.433

760

10,0

02.4

3376

0 10

,002

.433

760

10,0

02.4

3376

0 10

,002

.433

760

Red

empt

ions

in th

e pe

riod

End

of p

erio

d 10

,002

.433

760

10,0

02.4

3376

0 10

,002

.433

760

10,0

02.4

3376

0 10

,002

.433

760

10,0

02.4

3376

0 10

,002

.433

760

10,0

02.4

3376

0 10

,002

.433

760

10,0

02.4

3376

0

San

ta C

lara

-A

: B

egin

ning

of p

erio

d 15

,668

.720

165

15,6

68. 7

2016

5 12

,173

.119

044

12, 1

73.1

1904

4 11

,067

.579

046

11,0

67.5

7904

6 11

,067

.579

046

11,0

67.5

7904

6 11

,067

.579

046

10, 7

21.9

6217

8 R

edem

ptio

ns in

the

per

iod

-{3

,495

.601

121)

-

{l,1

05.5

3999

8)

--

--

{345

.616

868)

{1

,017

.845

650)

End

of p

erio

d 15

,668

.720

165

12, 1

73.1

1904

4 12

, 173

.119

044

11,0

67.5

7904

6 11

,067

.579

046

11,0

67.5

7904

6 11

,067

.579

046

11,0

67.5

7904

6 10

, 721

.962

178

9,70

4.11

6528


Exhibit 1-6

(Galaxy Fund Inc.

Class C Subfund)

Attachtnent 2

(Redemption Suspension Notice)


~ 1~ALAX= ~F·· ~;.-r:·aH~ ·-91.:.v,.,.... . ··. 1; fil·1l!V~lil,,

December 18, 2008

Dear Shareholder,

Re: Galaxy Fund Inc Share Class C Cthe "Fund")

Suspension of Detenrilnatlon of the net asset value (the "Net Asset Value'? and consequent suspension of redemptions. . . .

· The Fund invests substantially all Its assets In various underlying funds Jncludlng Santa Clara I Fund, Alpha Prime and Santa Barbara Holding that Implement thefr Fund's strategres through Bernard L Madoff lnvesbnent Securities LLC, an SEC registered broker dealer.

On December 11lh 2008, Bernard Medoff was arrested and charged with securities frau~ In a ponzl scheme ..

The dl~ectors have carefully considered the steps to take Jn furtherance of the best Interests of the Fund and Its shareholders. Under the Company's Articles of Assbclatlon, the directors may at any time suspend the de.termlnatfon of Net Asset Value for the whole or any part of any .period during which any breakdown occurs in the means of communication nonnally employed In determining the price or value of any of the Company's investments or of current prices Jn any market and when for any other reason the prices or values of any Investments owned by the Company cannot reasonably be properly BQd accurately ascertained~

The dln~ctors befleve that In view of the potential losses of Bernard L Madoff lnvesbnent Securities LLC., the Jnvastments owned by the Fund cannot reasonably be promptly and accurately asoertafned.

The directors have therefore determined that It is In best Interests of the Company to suspend effective <m .. P~qemb~r .18" _20081 the determination of the Net Asset Value per share of the Fund. No shares of the Fund shall be re.deemed during the period when the Net Asset Value of such shares Is suspended.

At this stage it Is extremely difficult to predfot whether lhere wlll be any recovery from the underlying Funds. We will keep you appraised as the situation evolves •.

. Yours faitlifully.

Galaxy Fund Inc

PRIVATE & CONFIDENTIAL ~RICTLY APPLICABLE TO FOREIGN (NON-US) ENTITIES

C/o Folio Chambers, PO Box 800, Road '!'own, Tortol~ BV1 Phone: ( 284) 494 7065 Fax: (284) 494 8356 Emllil: [email protected]

CFTC-BA lT00-0000521.


Exhibit 1-6

(Galaxy Fund Inc.

Class C Subfund)

Attachtnent 3

(Investments in Madoff

Feeder Funds, 12/31/07)

(2 pages)


JllDI IMlml' ilmhaO n tom d.- r.m:dm41rmdl A .... rntWmulaflmll

L1ldillLllml a.4cm1111,... Mle'.llllltlt M DIM llllMf Mlllt Muliatudlm m Jll&lflb1ll Audi fWtl\vlill :armmmt .. Jlllllll



~

I Hll I I 1 nn


Exhibit 1-6

(Galaxy Fund Inc.

Class C Subfund)

Attachlllent 4



(3 pages)


MEITI Jll!tll lltlmtfl Am m ttmmlD1L~ mnfrd·fD•

l.JldinUTIBI WT?mlil+w+ MJ:di&ihdm Ill Pad mpma pripltitl MmtuW•Jdllimlm,.,mll ilrMlfilB.,.... .....,.plf'IJll ?lnd·1•n1 PmillP



I ~ Hiii 1111 i f Hi - I Hi.

B!

I H11f (' l ~ "· I Jill ttJ

I UI

LI = c:: .. ts x w


I P II • !~

1~ II

r n 111 I r H 1 1 n I 1 i!

11 11 1

ii i~sd Jll 11111 111! n lid u

' '· 11111


Exhibit 1-6

(Galaxy Fund Inc.

Class C Subfund)

Attachtnent 5 (Investments in Madoff

Feeder Funds, 02/29 /08)

(2 pages)


Al.Ell Jlllftl lfll1lfll .-m ltMafaxm- mcfad('fumll AN111f1nftildmulatbll

Llldt.lL.tl'a .. , ...... f19111*1 MmlffiWWWMllM MllM.,_ M1d14t1111UmlmlJll'jlllfl .... Rmll.,.v. mmtMillft .. JllUlll

~---

Confidential pursuant to Securities Exchange Act s.24(d). SEC-SCB-E-01 00410


I I Hiii 1111 I HI

i ] ~

I HI

I HI

Ill = c:: • ]


Exhibit 1-6

(Galaxy Fund Inc.

Class C Subfund)

Attachtnent 6



(3 pages)


:UABil.l11m "'lf\lllM.,_. ~l'.ill lllldllipma&P19fl2lll iMtuitdl'hidlto lil:ll,.... iBMIRIR ....... ....,.~

..... Pm!DJlr

~~t

•llllfJml lld.-.. c


1.1111 UD.1111• ~ lil11UJ'&8 IDDJSIW.~ll

... "Jllll?IMi ... ,. . ~-'lfT*

SEC-SCB-E-0100419


I ~ 11111 1111 I 'H ~ h1 ti !I ..

- I HI

u c:» c: " ]


I t~ HIUI I F.

-I j~

P HHli r 111111111

I r UHll :b

I I

I ! I I

I I '9J

1_·;!~!! ==w~ !-! !1-!

uu11h_ .. 1. 1_·

~1. ~) hH1


Exhibit 1-6

(Galaxy Fund Inc.

Class C Subfund)

Attachtnent 7



(2 pages)


rAl.tf.all ....... ml m lttwllfnm- mt'lfl:lt(•fmtdl

~--·Bftlii JUEdual lmlfl PlllDllll ii .....

lJAlillun:Em D' • M ltllll+ ~ ... .., ........... Mi:rdutdr111itilam ,..all

--All&~ iklfaftm - pllll\ifJfl 1Jnl tllfital PaD.llP



I ~ Hiii 1111 I nl

ii ] n - I HI

I HI

u Cll = ]


Exhibit 1-6

(Galaxy Fund Inc.

Class C Subfund)

Attachnient 8



(2 pages)


Muiuta'hdilall!lll,.,.ill ilMfBI.,.....

llmflflnpt1iul ~



I ~ 11111 1111 i f HI ~

I HI

I HI I

.s

I i u

"Q

= c: = u


Exhibit 1-6

(Galaxy Fund Inc.

Class C Subfund)

Attachtnent 9 (Investments in Madoff


(2 pages)


rAIETI Jlftlllftlmfll ... llf lnwfmwl .. nmfurd'frmda ~IXlllmdlmda ,..... ....... UldilIUllBI Df HMI N+ llMll+ ~Bmlladmpna~ MuiuWra!lta lllul JflllUllll ... RIB. ...

•flfrdlm m prrplJll 1fllilu'ndin PlrDl&P

~IKllf'r.JIJt

•mr:Jmr11 l!d.-..a


Lllll ~mtf.T.14-

~ lk.l'IUtlld'I

TaJJ&~•

SEC-SCB-E-0100447


I i ~

I I

~ le 11!11 1111 if iH f ]

t HI tr!

IHIJJ J •. I I

IHf n· 11 ~

I HI

I UI I iS8

i ~-1 ~ 41 ~JI ~ ~ 10 I J 11li l f J. IU

i ,..., I

I

al ... ... = = 9 ~ m u c.::i u LI.I (/)

.., Cll =

~


Exhibit 1-6

(Galaxy Fund Inc.

Class C Subfund)

Attachlllent 10


Feeder Funds, 07 /31/08)

(2 pages)


Allm11t Jll!llllfllllm illlll rl. lmauafluad-· nmfmtHrmdl ~rmtmilmll ...... iii .....

UAlillUTl&I .....,,.. ... ~ .. llnd...-PIJll* Muimd•llftm .. ,.,.ill ... fllB. flllllllilll ....... JilllllifJfl ....... Prmmflr

~~t G11ur·JStm11 lil.llliltrll D


J.all ~allt'J.'l

~M ..... ~~·

SEC-SCB-E-0100456


I ~ 11111 1111 I HI

·~ ~ ~

I HI

I UI

i ~.1 i ~ ~JI ~ i; 111.,. I 11(. 1 I.I Id


Exhibit 1-6

(Galaxy Fund Inc.

Class C Subfund)

Attachtnent 11



(3 pages)


AEUM Jlllftll IMmll r1m1 m lbwtum. .. mfmil''fumlr

llldillll'tlm .... , .... ,..,. MmmllMt llMl llt llll!Ml MB Mtdntib•llm IJlll )lllfSll:fll Audfffm..~ :mmwlll'll .. Jlllllll llaBnptllaa ~


LllJI ~

'4i ... .,. ..

~-Ulll ~ .. ~

1&11!11» lfT.-1--

~-

SEC-SCB-E-0100465


I I Hill 1111 I HI

i ~ ~

I HI n!

I Ill) U ' I d1~f I I .·.

I I Ill

I HI I


Exhibit 1-6

(Galaxy Fund Inc.

Class C Subfund)

Attachtnent 12



(3 pages)


MLDr~Dm.G AMI~

~-QP~--~ led; a:aaila 1iitllll~~IAB

"•1!111l'Dllrd ml ftJmil ?14111 ~ flldhw

l.JMILMlll

·····-~ Mufulab6rtla~JEJ iMI

~-....... Jlmll~ Q....,MIH18 ltataaqum~

~•DllPllTM.w ralllu'?'wW J.S QIM;

, ....... ,.... ~

~·f.11)8• ... UIJlll• ..,,... t1JlllM ~u•


I ~ IHI • r1 ~ I I

(

I Iii 1 tu; I I IU J

I I I HI

I IH

i I• ~ ti I - IJ .. I 11 · .r

I. l"d. i Ill


&I Cll c::

]


exhibits 1 through 11 of the modified report of …...5. loan payable principal accrued interest...

Documents