execution by lethal injection: a quarter century of state
TRANSCRIPT
AI Index: ACT 50/007/2007 Amnesty International October 2007
Execution by lethal injection – a quarter century of state poisoning
Introduction ............................................................................................................ 1 Background ............................................................................................................ 4 Botched executions ................................................................................................ 6 Developments in the past decade: country by country ........................................ 10
USA .................................................................................................................. 10 China ................................................................................................................ 16 Guatemala ........................................................................................................ 19
Philippines ........................................................................................................ 20 Thailand ........................................................................................................... 21 Taiwan .............................................................................................................. 21
India ................................................................................................................. 22
Papua New Guinea ........................................................................................... 23 Vietnam ............................................................................................................ 24
Medical research into lethal injection executions ................................................ 24
Medical ethics of lethal injection ......................................................................... 25 International medical bodies ............................................................................ 26 National medical bodies ................................................................................... 27
Failure to implement ethical guidelines ........................................................... 31
Reasons for medical participation in executions ............................................. 32 Conclusion ........................................................................................................... 33
Appendix 1: Further reading ................................................................................ 36 Appendix 2: The introduction of lethal injection executions ............................... 38 Appendix 3: Use of organs from executed prisoners, China ............................... 39
AI Index: ACT 50/007/2007 Amnesty International October 2007
Execution by lethal injection
A quarter century of state poisoning
According to one press report, Angel Diaz “appeared to be moving 24 minutes
after the first injection, grimacing, blinking, licking his lips, blowing and
appearing to mouth words”. A second [dose] was administered to complete the
execution. Over half an hour after the execution began, a doctor wearing a blue
hood to cover his face entered the execution chamber to check Angel Diaz’s vital
signs. He returned a minute later, checked the vital signs again and nodded to a
member of the execution team. It was then announced to the witnesses that the
execution had been carried out.1
Introduction
For more than two centuries, approaches to execution have changed, from methods designed
to inflict and maximise the suffering of prisoners being judicially killed, to the functional
approach taken by the majority of modern governments which use capital punishment. These
place emphasis on the death of the prisoner rather than to exaggerate the suffering inherent in
the process of execution.2
In 18th century England, certain crimes were punished by execution by hanging, drawing
and quartering. This involved the prisoner being hung by the neck until nearly dead, having
parts of their intestines removed and burnt before them and then being beheaded and their
bodies divided into quarters for public display. Countries such as Iran and Saudi Arabia
continue to purposefully inflict suffering through especially cruel methods of executions
including stoning. In Iran, the law prescribes that “In the punishment of stoning to death, the
1 Execution of Angel Díaz, Florida, USA, December 2006. Amnesty International. Urgent Action, AI
Index: AMR 51/198/2006, 14 December 2006. (See below page 6.) 2 It should be noted that countries utilising the death penalty have become comparatively rare, with
only 23 nations carrying out executions in 2005 and 25 in 2006. (Of these 25, just six – China, Iran,
Pakistan, Iraq, Sudan and the USA – each executed more than 50 prisoners and together accounted for
91% of all recorded executions; China executes more prisoners than all other countries combined. In
addition, Saudi Arabia beheaded in public at least 39 prisoners – the only country to systematically
apply this method – and together with the remaining 18 countries accounted for only 9% of global
executions in 2006.) Statistics on the death penalty can be found at:
http://web.amnesty.org/pages/deathpenalty-index-eng
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stones should not be so large that the person dies on being hit by one or two of them, nor
should they be so small that they could not be defined as stones.” 3
However, some nations such as the United States of America (USA) and the United
Kingdom (UK) have at points sought to make methods of execution less liable to bungling or
to inflicting gratuitous suffering. In the UK in the late 19th century, a government commission
made recommendations to ensure rapid death by hanging rather than uncertain and cruel
outcomes which had prompted the inquiry in the first place. (These included prolonged death
by strangulation on the one hand and decapitation of the condemned prisoner on the other.) 4
In 1889, New York State became the first jurisdiction to introduce electrocution as a more
scientific method of execution following concerns around the number of hangings where the
prisoner took a prolonged time to die. The proposal to use electricity provoked legal wrangles
between the Edison and Westinghouse companies which promoted, respectively, direct and
alternating current. Following the first electrocution in 1890, Dr Alfred Southwick, the chair
of the commission which recommended the electric chair, was reported as saying that “we
live in a higher civilisation from this day”5 though Thomas Edison reportedly “rebuked the
doctors and said it was a mistake to have let them handle the execution”6 after more than one
charge was required to complete the execution.
Further methods of execution were introduced. Poison gas was adopted in the USA in
1921 and was eventually used by 11 states.7 Lethal injection was proposed and adopted in
1977 in Oklahoma and Texas and subsequently in other states.8
Other countries have also sought to make execution more palatable. Thailand, which had
introduced beheading as execution method in 1908, replaced it in 1934 with the alternative of
firing squad. This method was replaced, in turn, in 2003 with lethal injection.
Amnesty International opposes the death penalty without reservation as a violation of the
right to life and the right not to be exposed to torture or to cruel, inhuman or degrading
treatment. The method of execution has no bearing on this position as, in Amnesty
International’s view, the problem lies not with the method of execution but with the
punishment itself.
3 Amnesty International. Urgent Action. Iran: Fear of imminent executions by stoning. AI Index: MDE
13/006/2002. 4 Capital Sentence Committee Report, London, 1888. National Archives, HO 144/212/A48697. 5 Cited by Beichman A. The first electrocution. Commentary, 1963, 35:410-9. Citation from p.417. 6 Ibid., p.418. 7 See Bedau H. The Death Penalty in America. Third Edition. 1982. 8 For details see Denno DW. When legislatures delegate death: the troubling paradoxes behind state
uses of electrocution and lethal injection and what is says about us. Ohio State Law Journal 2002; 63:
63-128; Human Rights Watch. So Long as They Die: Lethal Injections in the United States. New York,
2006. Available at: http://hrw.org/reports/2006/us0406/
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However, lethal injection as a method of execution raises particular concerns. These
include:
Attempted diversion of attention from the cruel, inhuman and degrading nature of the
death penalty. By focusing on the presumed reduction in pain suffered during the
lethal injection execution, proponents of this method disregard the suffering inflicted
on prisoners through the entire death penalty process.
The potential for this method to cause physical suffering. A number of executions in
the USA have been botched and caused suffering, sometimes prolonged, to the victim.
In addition, a number of recent court challenges have been based on inherent potential
problems with the method, notably that inadequate anaesthetic may be delivered into
circulation and that the use of a paralysing agent in the lethal mixture could mask any
suffering caused to the prisoner during the execution since he or she would be
immobilized and unable to signal any discomfort or pain. A high degree of medical
skill would be needed to ensure avoidance of this outcome.
The involvement of health personnel in executions. Virtually all codes of professional
ethics which consider the death penalty oppose medical or nursing participation.
Despite this, many death penalty states have regulations specifying that health
professionals be present at executions9 and in some cases they have actually
participated in the execution. The medicalization of lethal injection can give the
appearance of clinical effectiveness but the only personnel who can limit the risk of
botched executions are appropriately trained medical specialists. These can be
unwilling to perform this role and are barred by professional ethics from doing so.
Amnesty International argues that every execution is a violation of fundamental human
rights. Amnesty International is therefore totally committed to ending executions whether by
lethal injection or any other method. Any potential increase in executions or lobbying for the
death penalty as a result of the use of lethal injection is of serious concern. The increased
pressure on medical professionals to participate in executions also raises serious ethical and
human rights issues. This paper reviews developments with respect to lethal injection
executions over the past decade.10 In this 25th year of lethal injection executions,11 Amnesty
International renews its call on health professionals to respect professional ethics and human
9 For a comprehensive review of the situation in US states see Denno DW. When legislatures delegate
death: the troubling paradoxes behind state uses of electrocution and lethal injection and what is says
about us. Ohio State Law Journal 2002; 63: 63-128; Denno DW. The lethal injection quandary: how
medicine has dismantled the death penalty. 76 Fordham Law Review (2007) (forthcoming). 10 For earlier Amnesty International publications on this subject see: Amnesty International, Lethal
injection: the medical technology of execution, AI Index: ACT 50/001/1998, January 1998; and
Amnesty International, Lethal injection – The medical technology of execution. Update September 1999, AI Index: ACT 50/008/1999, Available at:
http://web.amnesty.org/library/Index/ENGACT500081999. 11 The first execution by lethal injection, that of Charles Brooks, took place on 7 December 1982.
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rights and not to facilitate or participate in the taking of life in state-ordered executions.12 It
also calls for an end to the death penalty and a more human rights-affirming response to crime.
Background
Execution by lethal injection was first used in the USA. It was introduced into US state
law nearly 30 years ago and the first execution by this method was in 1982. Since that time
more than 900 prisoners have been executed by lethal injection in the USA and it has all but
replaced the alternative methods – electric chair, hanging, gassing and firing squad. (See
graph below.) Over the next 20 years it was adopted by other governments – Taiwan, China,
Guatemala, Philippines and Thailand. Other countries – India, Papua New Guinea, and
Vietnam – have discussed introducing this method of execution.
Trend in lethal injection: USA 1983-2006
0%
10%
20%
30%
40%
50%
60%
70%
80%
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100%
1983 1984 1985 1986 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006
Year
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One argument made by proponents of lethal injection is that the punishment is more
humane than alternatives. Some have argued that this makes executions by lethal injection
easier to defend and promote than other forms of execution. In practice, apart from the USA
and China, the number of such executions is very small. Four of the six countries with
legislation permitting lethal injection executions have carried out a total of only 14 executions
since 1997. The introduction of lethal injection has not led to rapid expansion in the use of the
method among countries which practice executions nor, as far as one can judge, to an increase
12 Amnesty International. Declaration on the Participation of Health Personnel in the Death Penalty,
1988; available at: http://web.amnesty.org/pages/health-ethicsdpdeclaration-eng.
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in executions in countries which have the method (though this is difficult to document).
However in the USA, lethal injection is now virtually the only method of execution and, in
China, it is a method increasingly being employed (though data is not disclosed by the
government). China, where each year the majority of the world’s executions are carried out,
uses predominantly the firing squad as a method of execution, although a serious attempt is
being made to extend the application of lethal injection.
Lethal injection raises a number of human rights challenges, notably the argument of
proponents that it is a “humane” method of execution. Further, the adoption of lethal injection
as a method of execution has resulted in health professionals -- people committed to
preserving life where possible -- becoming key participants in executions.
There is a diverse range of lethal injection execution protocols and level of physician
involvement. Just over one third of executing jurisdictions – 13 states – have formal execution
protocols though recent court litigation suggests a lack of knowledge of the procedures by
corrections staff and unreliable implementation of procedures in many cases. Twenty-seven
states make reference to the medical role in the death penalty though again the laws and the
roles expected of health personnel vary greatly.13
In lethal injection executions, prisoners are commonly injected with massive doses of three
chemicals: sodium thiopental (also known by the trade name Pentothal) to induce general
anaesthesia; pancuronium bromide to cause muscle paralysis, including of the diaphragm; and
potassium chloride to stop the heart. Doctors have expressed concern that if inadequate levels
of sodium thiopental are administered (for example, through incorrect doses of thiopental,
faulty attachment of the line, or precipitation of chemicals) proper anaesthetic depth will not
be achieved or the anaesthetic effect can wear off rapidly and the prisoner will experience
severe pain as the lethal potassium chloride enters the veins and he or she goes into cardiac
arrest. Due to the paralysis induced by pancuronium bromide, they may be unable to
communicate their distress to anyone.
Such issues have led to these chemicals – used on humans as punishment – being barred
from use on animals in euthanasia. The professional body representing the USA’s veterinary
surgeons has argued that the use of pancuronium bromide is unacceptable for euthanasia of
domestic pets. The American Veterinary Medical Association has taken the view that a
mixture for euthanasia of animals by sodium pentobarbital should not include a paralysing
agent and that humane killing of animals by potassium chloride requires prior establishment
of surgical plane of anaesthesia characterised by “loss of response to noxious stimuli”14 by a
13 These themes are discussed at length in Denno DW. The lethal injection quandary: how medicine has
dismantled the death penalty. 76 Fordham Law Review (2007) (forthcoming). 14 American Veterinary Medical Association. AVMA Guidelines on Euthanasia, June 2007, p.12. The
Guidelines were formerly the 2000 Report of the AVMA Panel on Euthanasia. JAVMA, 2001;218(5):
669-96, 1 March 2001.
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competent person.15 The use of pancuronium bromide in animal euthanasia has since been
banned in individual US states including Tennessee16. In September 2003, a new law came
into force in Texas prohibiting the use of pancuronium bromide in the euthanasia of cats and
dogs. Texas is the US state which uses lethal injection the most frequently for humans, having
executed some 400 people by this method since 1982.
Table 1: Lethal injections and total executions
Country Lethal injection executions since adoption of method (to 31 July 2007)
Total executions in same period
USA 91917 [age range of prisoner: 23 to 77 years] 1084
China Hundreds, perhaps thousands* 25-30,000*
Guatemala 3 3
Philippines 7 7
Thailand 4 4
Taiwan 0 134
*Estimates of executions in China are based on unofficial published sources and not on government data which remain secret; real figures are believed to be considerably higher.
Botched executions
Lethal injection has been promoted by its supporters as a humane form of execution. However,
like other methods, it does not always go to plan. The first execution in Guatemala took
longer than expected after health personnel involved had difficulty finding a vein. The Human
Rights Procurator, Julio Arango, who observed the execution, later stated: “I think we all have
15 Ibid. (“A combination of [barbiturate] with a neuromuscular blocking agent [of which pancuronium
is an example] is not an acceptable euthanasia agent”, report, p.90.) The AVMA issued a clarifying
statement attached to a 2007 statement of AVMA Guidelines on Euthanasia making clear that their
position on animal euthanasia did not represent a comment on lethal injection in humans. See:
http://www.avma.org/issues/animal_welfare/euthanasia.pdf (accessed 19 September 2007). 16 See Act of April 5, 2001, ch. 194, 2001 Tenn. Pub. Acts 114. Death row prisoner, Abu-Ali
Abdur’Rahman, argued that this law should prohibit his executioners using a lethal drug mix
containing pancuronium bromide. The Supreme Court of Tennessee rejected this line of argument,
noting that “The plain language in the statutory definition of a nonlivestock animal as provided in
section 39-14-201(3) does not include human beings” and thus would not apply to executions. See
Abdur’Rahman v Bresenden et al, No. M2003-01767-SC-R11-CV, 17 October 2005, p.28a; available
at: http://www.tsc.state.tn.us/opinions/tsc/capcases/Rahman/02172006/Abdur’Rahman Pet App
final.pdf . 17 Death Penalty Information Center, Washington, DC: http://www.deathpenaltyinfo.org .
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the obligation to tell what happened: his arms were bleeding heavily, I think everyone who
was there was suffering.”18
In December 2006, the botched execution of Angel Nieves Díaz in Florida, USA, led the
then state Governor, Jeb Bush, to place a moratorium on further executions. Angel Díaz, who
was sentenced to death in 1986 for a murder committed in 1979, took 34 minutes to die.
According to one press report he “appeared to be moving 24 minutes after the first injection,
grimacing, blinking, licking his lips, blowing and appearing to mouth words.”19 A second
dose of drugs was administered to complete the execution. Over half an hour after the
execution began, a doctor wearing a blue hood to cover his face entered the execution
chamber to check Angel Díaz’s vital signs. He returned a minute later, checked the vital signs
again and nodded to a member of the execution team. It was then announced to the witnesses
that the execution had been carried out.20 Dr William Hamilton, who performed a post-
execution autopsy, reported that the lethal injection catheters pierced the front and back walls
of the veins in Angel Díaz’s arms and went into underlying soft tissues. Dr Hamilton’s report
also noted that the prisoner suffered a 12 x 5 inch (30 x 13 cm) chemical burn on his right arm
and an 11 x 7 inch (27 x 18 cm) chemical burn on his left arm.21
A number of death row prisoners in Florida sought emergency legal protection following
the botched execution, seeking to have the court “declare that the State of Florida’s current
lethal injection procedures violate the Eighth Amendment to the US Constitution [prohibiting
cruel and unusual punishment] and the corresponding provision of the Florida Constitution”.22
In response to the Díaz execution, the outgoing Governor of Florida, Jeb Bush, released a
statement on 15 December 2006 stating that he had “issued Executive Order 06-260, creating
the Commission on Administration of Lethal Injection [which] is charged with reviewing the
method in which the lethal injection protocols are administered by the Department of
Corrections.” His statement continued: “I look forward to the Commission’s expeditious
review of the lethal injection protocols in Florida to ensure the method is consistent with
the Eighth Amendment of the United States Constitution and its prohibition against cruel and
unusual punishment.”23 The Commission was quickly established and reported to the
incoming Governor, Charlie Crist, on 1 March 2007. It recommended that the Department of
Corrections “consider[s] modifications to its written policies and procedures [including]
18 Amnesty International. Lethal injection – The medical technology of execution. Update September
1999. AI Index: ACT 50/008/1999, p.3. 19 Associated Press, 15 December 2006. 20 Amnesty International Urgent Action, AI Index: AMR 51/198/2006, 14 December 2006. 21 William F Hamilton MD. Post-mortem examination of the body of Angel Diaz, 14 December 2006.
The report records “zones of …fluid-filled bullae” [blisters] with “focal erythematous changes [red
inflamed area] in the surrounding skin”, p.1. 22 Lightbourne et al v. Crist et al. Emergency Petition. Supreme Court of Florida, 14 December 2006.
In September 2007, Judge Corven Angel reversed Lightbourne’s stay of execution, stating that the
execution of Angel Diaz did not involve suffering. (See below note 23) 23 Jeb Bush, Governor. Statement regarding Executive Order 06-260, Florida, 15 December 2006.
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implement[ing] a comprehensive, systematic procedure for ensuring that persons selected to
perform these official duties related to carrying out lethal injections are suitably qualified and
trained to perform the assigned duties.” 24
In a statement appended to the report, three physician members of the commission noted
that “it is of great concern to us that this task [execution] may require the use of medical
personnel” and “We know of no other occasion where the State employs the services of
individuals operating outside of the ethical boundaries of their profession. This is not a
desirable situation.”25 The Florida Department of Corrections submitted its response to the
reports recommendations to Governor Crist on 7 May 2007. In its submission the department
set out its three guiding principles:
“The Department must put foremost the objective of a humane and dignified death.
While the entire process of execution should be transparent, the concerns and emotions of
all those involved must be addressed.
Without impinging on the other principles, the execution should not be of long duration.”26
Table 2: Examples of known botched lethal injection executions in the USA since 2000
Date Name / State Details
13 Dec 2006 Angel Díaz, Florida
Injection missed vein; caused chemical burns to arms and required two injections to bring about death in 34 minutes. 27
2 May 2006 Joseph Clark , Ohio
It took 22 minutes for the execution technicians to find a vein suitable for insertion of the catheter. The vein collapsed shortly after the start of the injection and Clark’s arm began to swell. He raised his head off the gurney and said five times, “It don’t work. It don’t work.” The curtains surrounding the gurney were then closed while the technicians worked for 30 minutes to find another vein. An autopsy found 19 puncture
24 The Governor’s Commission on Administration of Lethal Injection. Final Report with Findings and
Recommendations. 1 March 2007, p.9. Available at:
http://www.law.berkeley.edu/clinics/dpclinic/Lethal%20Injection%20Documents/Florida/lethalinjectio
nfinalreport.pdf (accessed 13 March 2007) 25 Report Appendix A: The Physicians’ Statement. 26 Department of Corrections’ response to the Governor’s Commission on the Administration of Lethal
Injection’s Final Report with Findings and Recommendations, 7 May 2007, p.1. 27 In a ruling lifting a stay of execution in an unrelated case, Judge Carven D. Angel (Florida) stated,
“The court rejects the argument that the Diaz execution was ‘botched’. Inmate Diaz died within a
reasonably short time after the chemicals were injected in a manner that the court finds was painless
and humane. It was never intended that the inmate should wake up and go home.”, Florida v
Lightbourne, case 1981-170 CF; SC06-2391, Circuit Court, Fifth Judicial Circuit, Marion County,
Florida, Judicial order, 10 September 2007). Available at:
http://www.law.berkeley.edu/clinics/dpclinic/Lethal%20Injection%20Documents/Florida/Lightbourne/
09.10.07.FL.lightbourne.orderofdenial.pdf
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Date Name / State Details
marks resulting from attempts to establish an IV line.
13 Dec 2005 Stanley “Tookie” Williams
The execution team struggled to find a vein in Williams’ arm and a paramedic reportedly took 11-12 minutes to attach an IV line. The execution took more than half an hour.28
10 Dec 2001 Lloyd Lafevers, Oklahoma
LaFevers began making gasping sounds and started convulsing three minutes after the lethal injection commenced and ceased moving after the 12th convulsion. Post mortem levels of thiopental were very low.29
7 Nov 2001 Jose High, Georgia
High was pronounced dead about 69 minutes after the execution began. The execution was accomplished with one needle in High’s hand and a second needle (inserted by a physician) between his shoulder and neck – a subclavian venous catheter
28 June 2000
Bert L Hunter, Missouri
Hunter had a reaction to the lethal drugs, repeatedly coughing and gasping for air before he lapsed into unconsciousness. A witness said he suffered “violent convulsions”.
7 Dec 2000 Claude Jones, Texas
Jones was a former intravenous drug user. His execution was delayed 30 minutes while personnel struggled to insert an IV into a vein. It was eventually attached to his leg.
8 June 2000 Bennie Demps, Florida
It took 33 minutes for execution personnel to find suitable veins for the execution. “They butchered me back there,” said Demps in his final statement. “They cut me in the groin; they cut me in the leg. I was bleeding profusely.”
3 May 2000 Christina M Riggs, Arkansas
The execution was delayed for 18 minutes when prison staff couldn’t find a suitable vein in her elbows. Finally, Riggs agreed to the executioners’ requests to have the needles in her wrists.
(Table drawn substantially from Death Penalty Information Center web-site)30
The Department of Corrections agreed with the recommendations of the commission
though maintained its belief that the current drugs used for executions are appropriate and, in
particular that pancuronium bromide should continue to be used.31
Meanwhile no further executions have taken place in Florida up to time of writing (though
one is scheduled for November 2007 under the new execution protocol which has now been
adopted32).
28 See Fagan K. The execution of Stanley Tookie Williams. San Francisco Chronicle 14 December
2007. Available at http://www.sfgate.com (Accessed 21 September 2007). 29 See Declaration of Dr Mark Heath, 27 July 2006, p.8. Available at:
http://www.law.berkeley.edu/clinics/dpclinic/LethalInjectionResourcePages/resources.ca.html
(Accessed 21 September 2007). 30 Radelet ML, Some Examples of Post-Furman Botched Executions, 3 May 2006. Available at:
http://www.deathpenaltyinfo.org/article.php?scid=8&did=478 (accessed 27 October 2006). 31 Ibid. p.13. 32 Mark Dean Schwab is scheduled to be executed on 15 November 2007.
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There are numerous reasons why a lethal injection execution can be problematic and
prolonged. These include:
Execution personnel are often unqualified, untrained, and/or unfit to perform the
execution procedures
the execution team is not able to find a suitable vein (in which case a doctor may be
sought to perform an alternate procedure33)
the mixture or composition of the drugs is wrong due to mixing errors, precipitation
(clumping into particles) or other reasons
the flow blood is restricted by excessively tight restraints across the arms
the direction of flow of the injected fluid is wrong
the chemicals are injected into tissue rather than a vein, decreasing or eliminating the
intended effect (and thus causing a slower death) and possibly causing skin burns
the drugs are administered in the wrong order with the anaesthetic not being
administered first
the prisoner does not react normally to the drugs
In addition there is the possibility, currently cited in a number of legal cases in the USA,
that one of the drugs used, pancuronium bromide, could prevent the expression of pain
experienced by a prisoner should the effect of thiopental be inadequate or wear off early.
Developments in the past decade: country by country
The vast majority of executions by lethal injections have taken place in the USA (where the
number of such executions is known to be 919 as of 31 July 2007) and China (where the
number is unknown, but believed to range from hundreds to more than a thousand). Taiwan,
Guatemala, Philippines and Thailand also provide for lethal injection execution in their laws.
Between them they have carried out a total of 14 such executions, and Taiwan has not carried
out any. At least three other countries – India, Papua New Guinea, and Vietnam – are
considering introducing this method of execution. USA
In the two decades from the early 1980s until 2001, the annual percentage of executions
carried out by lethal injection rose steadily from 25 per cent of all executions (1984) to
virtually 100 per cent (2001-2006) – see Figure below. From 2002 to 2005, 99 per cent of
executions were by lethal injection. Of the 53 executions carried out in the USA in 2006, 52
33 These procedures include: surgical cut-down – a procedure allowing direct access to an underlying
vein; establishing a subclavian central venous catheter [named after the subclavian vein located below
the clavicle or collar-bone]; jugular catheter, or a percutaneous femoral line insertion near the groin.
The latter two procedures carry the risk of significant complications in a clinical setting if they are not
carried out properly.
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were by lethal injection. (One man was executed in the electric chair in Virginia on 20 July
2006 after choosing to be put to death by that method.)34
As a result of continuing protests against medical participation in executions, Illinois
barred heath professionals from participating in executions in 2003.35 Illinois law had
previously defined medical participation in lethal injection executions as not constituting the
practice of medicine and therefore outside the scope of the Medical Practice Act. The new law
states that “the Department of Corrections shall not request, require, or allow a health care
practitioner licensed in Illinois, including but not limited to physicians and nurses . . . to
participate in an execution”.36 Illinois does not currently implement the death penalty. Lethal
injection has been the subject of numerous legal challenges over the past two years resulting
at one point in temporary suspension of executions in nearly one third of states practising the
death penalty.37 Considerable attention has focused on the procedures used in implementing
lethal injection which, despite appearing to be similar in all jurisdictions, vary from state to
state.38 Court cases are proceeding in a number of jurisdictions at time of writing and
individual states are revising their procedures or undertaking inquiries into the death penalty
itself. .
Box 1: Capital cases: a ‘dysfunctional patchwork of stays and executions’
Dissenting from the refusal by his colleagues on the US Court of Appeals for the Sixth Circuit
to grant a stay of execution based on a lethal injection challenge brought by Tennessee death
row inmate, Sedley Alley, Judge Boyce Martin wrote: “[T]he dysfunctional patchwork of
stays and executions going on in this country further undermines the various states’
effectiveness and ability to properly carry out death sentences. We are currently operating
under a system wherein condemned inmates are bringing nearly identical challenges to the
lethal injection procedure. In some instances stays are granted, while in others they are not
and the defendants are executed, with no principled distinction to justify such a result”.39
34 37 of 38 states with the death penalty had adopted lethal injection as sole or optional method of
execution; the only exception is Nebraska, which only allows for the electric chair. Inmates who were
sentenced to death before the adoption of lethal injection may be allowed to “choose” their method of
execution. See: http://www.amnestyusa.org/abolish/execmethod.do. 35 Illinois Public Act 093-0379 enacted on 24 July 2003. Available at
http://www.ilga.gov/legislation/publicacts/fulltext.asp?Name=093-0379&GA=093. Illinois had also
seen an inquiry into the death penalty following the exoneration of 18 death row prisoners during the
period between 1977 and 2000 when Illinois Governor Ryan established an inquiry into the death
penalty in the state. The report of the inquiry is available at:
http://www.idoc.state.il.us/ccp/ccp/reports/index.html 36 Ibid. In February 2006, California Assembly members introduced a bill, supported by the California
Medical Society, which would prohibit physicians from attending or otherwise participating in
executions. However it did not get through the required committees and never reached the Assembly. 37 See Denno DW. The lethal injection quandary: how medicine has dismantled the death penalty, 76
Fordham Law Review (2007) (forthcoming) for detailed discussion of recent litigation. 38 See Denno DW. Ibid. 39 Alley v. Little, No. 06-5650 (6th Cir. 16 May 2006) (Martin, J, dissenting).
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It is not possible to review here all cases involving litigation over the use of the lethal
injection method of execution. The following cases illuminate some of the issues being
challenged in the courts.
Box 2: Missouri unable to comply with court order to involve doctor in execution
The State of Missouri, facing a deadline today for changing the way it executes condemned
prisoners by lethal injection, told a federal judge last night that it was simply unable to meet
his demand that the state hire a board-certified anesthesiologist to oversee executions.
The judge, Fernando J. Gaitan Jr. of the United States District Court for the Western
District of Missouri, had demanded an overhaul of the system after the doctor who now mixes
the drugs for the state described an improvised process that Judge Gaitan found so chilling
that he temporarily barred executions in Missouri.
New York Times, 15 July 200640
Michael Angelos Morales, California
In the case of Morales v Hickman, heard in California in February 2006, Judge Jeremy Fogel
conditionally rejected Michael Angelos Morales’ contention that he should not be executed by
lethal injection as it would breach his Eighth Amendment rights not to be subjected to cruel
and unusual punishment. However, Judge Fogel imposed conditions on the state of California
should it wish to go ahead with the execution. These were that the state either certify in
writing that it would use only sodium thiopental or another barbiturate or combination of
barbiturates in the execution, or that it would agree to independent verification “by a qualified
individual or individuals … that Plaintiff in fact is unconscious before either pancuronium
bromide or potassium chloride is injected.”41
Two anaesthesiologists initially agreed to assist in the execution by the triple chemical mix
but decided to withdraw from the procedure after the judge ruled that they may have to be
present in the chamber during the execution and intervene should a problem arise.42
40 In a subsequent appeal in the same case (Taylor v Crawford) the Court of Appeals for the Eighth
Circuit “conclude[d] that Missouri's written lethal injection protocol does not violate the Eighth
Amendment”, reversed the judgment of the district court and the vacated that court’s injunction.
(United States Court of Appeals for the Eighth Circuit, No 06-3651, Taylor v Crawford, 4 June 2007.
Available at
http://www.law.berkeley.edu/clinics/dpclinic/Lethal%20Injection%20Documents/Missouri/Taylor/200
7.06.04%20CA8%20Op.pdf) 41 US District Court for the Northern District of California San Jose Division, Michael Angelo Morales
v. Roderick Q. Hickman, 14 February 2006. Judge Fogel’s decision reflects the view that thiopental
administered competently could not cause pain while the other two drugs inherently cause pain or other
suffering and should only be administered during effective (surgical plane) anaesthesia. 42 At the time, the two anaesthesiologists had not been publicly identified although one was reportedly
“a chief of anesthesia, an assistant clinical professor in a volunteer faculty, a member of the California
Society of Anesthesiologists, a delegate of the American Medical Association, and is board-certified in
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Following the “walk out” by the anaesthesiologists, the authorities sought leave from the
court to proceed with the second alternative -- an injection of sodium thiopental alone. Judge
Fogel ruled that they could proceed with the execution using only sodium thiopental, but
“they may do so only if the sodium thiopental is injected in the execution chamber directly
into the intravenous cannula [flexible tube] by a person or persons licensed by the State of
California to inject medications intravenously. The dosage used shall be at least five grams of
sodium thiopental to be followed by a 20 cc saline flush …. The persons may wear
appropriate clothing to protect their anonymity.”43
At around 6 pm – 90 minutes before the re-scheduled execution – prison officials
announced that the state was unable to find a licensed medical professional to comply with
the judge’s order regarding the administration of the drug. As a result, the State agreed to
postpone the execution indefinitely.
In response to proposals for medical participation in executions, the California Medical
Association supported legislation (State Assembly Bill 1954) that would end the role of
physicians in capital punishment. However the bill did not emerge from the Committee
system and was not put to a vote.
The Morales case returned for the consideration of Judge Fogel in September 2006. A Los
Angeles Times report of the hearing suggested that testimony portrayed lethal injection
methods in California as haphazard.44 The room adjacent to the former gas chamber (where
the prisoner is strapped down for lethal injection) is often packed with state officials,
prosecutors and other government visitors, according to the report.
A nurse working in the … room said she had to pass syringes to an outstretched hand
whose owner she could not see. The same nurse said she did not know the origins of a
document with instructions for the drugs. She had simply found it “in the gas
chamber.”45
Several of the executioners (who are volunteers) had had training as registered nurses.
Following Judge Fogel’s earlier ruling, two anaesthesiologists were recruited, although they
appeared to be reluctant participants who withdrew when Judge Fogel’s ruling required that
they should intervene if there were problems with the execution. Their withdrawal illustrated
anaesthesiology”. Garman JK, “Humane execution: an oxymoron”, Stanford Hospital Medical Staff
Update, March 2006. http://med.stanford.edu/shs/update/archives/MAR2006/president.htm. 43 United States District Court for the Northern District of California San Jose Division. Michael
Angelo Morales v. Roderick Q. Hickman and others, Case Number C 06 219 JF; Case Number C 06
926 JF RS, 21 February 2006, p.3. available at: http://www.deathpenaltyinfo.org/Calif.leth.inj.order2.pdf 44 “The chaos behind California executions”, Los Angeles Times, 2 October 2006. 45 Ibid. Lethal injection executions in California have been carried out in the former lethal gas chamber.
The State of California is currently building a custom lethal injection facility to address the concerns
previously raised.
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the apparent conflict between current professional ethics and medical effectiveness in
executions
Judge Fogel delivered his 17-page judgment on 15 December 2006, ruling that
California’s application of its lethal injection death penalty procedure would violate the
Constitutional prohibition against cruel and unusual punishment. He left open the possibility
that the system could be reformed to make it compatible with the Constitution. Among the
concerns he expressed about the California system were:
Inconsistent and unreliable screening of execution team members
A lack of meaningful training, supervision and oversight of the execution team
Inconsistent and unreliable recordkeeping
Improper mixing, preparation and mixing of sodium thiopental by the execution team
Inadequate lighting, overcrowded conditions and poorly designed facilities in which
the execution team must work.46
Willie Brown, North Carolina
On 7 April 2006, Judge Malcolm J. Howard of the US District Court in Greenville, North
Carolina, ordered state officials to make certain that Willie Brown, a man scheduled for
execution, would be provided with medical personnel capable of ensuring unconsciousness
before the second and third chemicals [pancuronium bromide and potassium chloride] were
administered and of “providing appropriate medical care” if Willie Brown woke up. Brown’s
lawyers had contended that an anaesthesiologist was necessary to ensure competent
evaluation of anaesthesia. Prison officials responded to Judge Howard’s initial ruling by
ensuring that a doctor and nurse would evaluate Brown’s level of consciousness on a brain
wave monitor in a room adjacent to the execution chamber.
Willie Brown was executed by lethal injection at 2am local time on 21 April 2006 at the
Central Prison in Raleigh. The manufacturers of the monitoring instrument had said that they
did not want their device used in executions and were unaware of its intended use when they
sold one to a prison official from North Carolina less than two weeks before Brown’s
46 See the report in the Los Angeles Times, 16 December 2006, available at:
http://www.latimes.com/news/local/la-me-lethal16dec16,0,1245111.story (accessed 18 December
2006). In testimony given to the court, Dr Mark Heath listed 13 possible problems which might cause
faulty administration of sodium thiopental during an execution. (Declaration of Dr Mark Heath, United
States District Court for Northern California, Morales v Hickman, pp. 10-13, available at:
http://www.law.berkeley.edu/clinics/dpclinic/Lethal%20Injection%20Documents/California/Morales/
Morales%20Dist%20Ct.Cp/Ex%20C%20to%20TRO%20Motion%20(Heath%20Decl).pdf. Dr Heath
also stated that “The risk of improper anesthesia administration has been realized in at least one, and
possibly three California executions”, going on to provide details of these. Ibid. p.24). Criticisms
similar to those of Judge Fogel have been made in other jurisdictions.
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execution. They have since said that any prison wanting to buy such a device – for example,
for prison hospital use – must sign a declaration that it will not be used to monitor
executions.47 Subsequent litigation in North Carolina has revealed that prison officials gave
misleading information about the use of the monitoring instrument in executions and that
medical practitioners did not read the device during Brown’s execution.48
Marcus Robinson and James Edward Thomas, North Carolina
On 25 January 2007, North Carolina Superior Court Judge Donald W. Stephens blocked two
executions in that state until authorities change their practice regarding the state’s lethal
injection procedure.49 The ruling came a day before the scheduled execution of Marcus
Robinson and a week before the scheduled execution of James Edward Thomas. On 17
January, the North Carolina Medical Board, the state licensing board for doctors, had said that
medical ethics prevented a doctor from assisting in an execution and that a doctor could only
observe the execution. The state Department of Corrections responded by saying that it was
changing a doctor’s role during the execution to be simply an observer and to sign the death
certificate. Judge Stephens said that this would require approval by the Governor and the
Council of State for North Carolina and executions could not proceed in the meantime.50
Subsequently state officials of the Department of Corrections have taken legal action to
prohibit the North Carolina Medical Board from disciplining doctors under the new policy
that doctors may only observe, but not monitor, executions.51 The Department of Corrections
contended that the law specified that a doctor should be present at an execution but that the
policy of the Medical Board made it difficult to find a physician as required by the relevant
law.52 In the meantime, the state is unable to find doctors willing to participate in executions
since they may face Medical Board discipline.
Box 3: New Jersey Death Penalty Study Commission, 2006
The New Jersey Death Penalty Study Commission was created in 2006 by the New Jersey
Legislature (under Act P.L.2005, c.321, approved January 2006). 53 The Commission
47 Steinbrook R. “New technology, old dilemma – monitoring EEG activity during executions”, New
England Journal of Medicine, 2006; 354:2525-7. 48 Hill C. Deception and the death penalty. News & Observer, 22 August 2007. 49 “N.C. is 11th state to halt lethal injections”, Los Angeles Times, 26 January 2007. 50 Fayettville Observer online, 25 January 2007: http://www.fayobserver.com/article?id=252894
(accessed 13 March 2007). The Council of State comprises the Governor and nine other elected
officials. The judge’s ruling is available at:
http://www.fayobserver.com/photos/2007/01/x25decision.pdf 51 North Carolina Department of Corrections et al v North Carolina Medical Board. State of North
Carolina General Court of Justice, Superior Court Division. Available at:
http://www.law.berkeley.edu/clinics/dpclinic/Lethal%20Injection%20Documents/North%20Carolina/2
007.03.07%20Complaint%20(DOC%20v%20NC%20Med%20Bd).pdf 52 Ibid. 53 Details are available at: http://www.njleg.state.nj.us/committees/njdeath_penalty.asp
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published its findings in January 2007.54 The recommendations address precisely the
questions posed to the Commission. (They follow the questions set out below and are in
italics.) The Commission was asked to determine
whether the death penalty rationally serves a legitimate penological intent such as
deterrence; There is no compelling evidence that the New Jersey death penalty
rationally serves a legitimate penological intent
whether there was a significant difference between the cost of the death penalty and the
cost of life in prison without parole; The costs of the death penalty are greater than the
costs of life in prison without parole, but it is not possible to measure these costs with
any degree of precision
whether the death penalty is consistent with evolving standards of decency; There is
increasing evidence that the death penalty is inconsistent with evolving standards of
decency.
whether the selection of defendants in New Jersey for capital trials is arbitrary, unfair,
or discriminatory in any way and there is unfair, arbitrary, or discriminatory variability
in sentencing The available data do not support a finding of invidious racial bias in the
application of the death penalty in New Jersey.
whether there is a significant difference in the crimes of those selected for the
punishment of death as opposed to those who receive life in prison; Abolition of the
death penalty will eliminate the risk of disproportionality in capital sentencing
whether the penological interest in executing some of those guilty of murder is
sufficiently compelling that the risk of an irreversible mistake is acceptable; The
penological interest in executing a small number of persons guilty of murder is not
sufficiently compelling to justify the risk of making an irreversible mistake.
whether alternatives to the death penalty exist that would sufficiently ensure public
safety and address other legitimate social and penological interests, including the
interests of families of victims. The alternative of life imprisonment in a maximum
security institution without the possibility of parole would sufficiently ensure public
safety and address other legitimate social and penological interests, including the
interests of the families of murder victims.
China
China has executed more people than any other country in recent years. Based on available
reports, Amnesty International estimated that in 2005 at least 1,770 people were executed and
3,900 people were sentenced to death. In 2006 the reported minimum figures were
respectively 1,010 and 2,790, although the true figures are believed to be much higher.55
54 New Jersey Death Penalty Study Commission Report. January 2007. Executive Summary:
Recommendations. Available at: http://www.njleg.state.nj.us/committees/dpsc_final.pdf, accessed 17
January 2007. 55 In March 2004, Chinese legislator Chen Zhonglin estimated the figure at around 10,000 executions
per year. In early 2006, Liu Renwen, a leading Chinese abolitionist and criminal law professor,
estimated that around 8,000 people are executed per year based on information obtained from local
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Amnesty International October 2007 AI Index: ACT 50/007/2007
Until 1997, execution in China was carried out by shooting, usually at an outdoor
execution ground where it was sometimes witnessed by crowds assembled for the purpose.
However, the revised Criminal Procedure Law (CPL) which came into force on 1 January
1997 added the possibility of execution by lethal injection, and specified that execution can be
carried out at an execution ground or a designated detention site (Article 212).
Kunming City Intermediate People’s Court in Yunnan Province was reportedly the first
court in China to use the new method, doing so on 28 March 1997 against two convicts.
In 2000, a vice-president of the Supreme People’s Court stated that execution by firing
squad would continue, despite the widespread use of lethal injection.56
By 1 March 2003, this court alone (one of 18 intermediate-level courts in the province)
had reportedly ordered the execution of 112 people by means of lethal injection.57
The use of lethal injections as a method of execution has been on the increase. In January
2003, a journalist and a group of court officers from throughout Gansu province were taken
by officials of the provincial high court to a detention centre near Lanzhou for a lecture and
then to witness the execution by lethal injection of 11 convicted prisoners.58
Although execution by shooting continued to be widely used, Yunnan Province announced
on 1 March 2003 its intention to use lethal injection as the sole means of execution.59
Eighteen mobile executions vans, converted 24-seater buses, were distributed to all
intermediate courts and one high court in Yunnan province in 2003. The windowless
execution chamber at the back contains a metal bed on which the prisoner is strapped down.
Once the needle is attached by the doctor, a police officer presses a button and an automatic
syringe inserts the lethal drug into the prisoner’s vein. The execution can be watched on a
video monitor next to the driver’s seat and can be videotaped if required. In December 2003,
officials and judges. (See Amnesty International, People’s Republic of China. The Olympics countdown
– failing to keep human rights promises. AI Index: ASA 17/046/2006, 21 September 2006; available at:
http://web.amnesty.org/library/Index/ENGASA170462006.) See also Amnesty International Report
2007, entry on China. 56 Amnesty International. Executed “according to law”? The death penalty in China, AI Index: ASA
17/003/2004 [note 136]. Available at: http://web.amnesty.org/library/Index/ENGASA170032004. 57 Xinhua News Agency, cited by Amnesty International, Executed “according to law”? The death
penalty in China, AI Index: ASA 17/003/2004. 58 Amnesty International, “Chinese use mobile death vans to execute prisoners”, the Wire, May 2003,
http://web.amnesty.org/wire/May2003/China. 59 “Chinese province rules on use of lethal injection for executions”, Xinhua, 1 March 2003, (BBC
Monitoring Service).
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the Supreme People’s Court urged all courts throughout China to purchase mobile execution
chambers “that can put to death convicted criminals immediately after sentencing”.60
The number of vans now in use is not known, although a US newspaper reported in 2006
that more than 40 were deployed.61 The proportion of executions carried out by lethal
injection is also a secret.62 A researcher on the death penalty at the Chinese Academy of
Social Sciences was reported to have said that the majority of executions continue to be by
shooting although “the use of injections has grown in recent years, and may have reached 40
per cent.”63
Although China executes more prisoners than all other counties in the world combined,
there are signs of discussion, debate and reform of the death penalty in China. In 2006,
Chinese law was changed to require all death sentences to be reviewed by the Supreme Court
from 1 January 2007. Speaking in the Human Rights Council of the UN in March 2007, a
Chinese delegate, La Yifan, said:
On the question of the death penalty there is a difference of views among
members of the international community; some countries support it and some
countries are against it. Regarding this matter there is no agreed consensus.
We’re quite open to having a discussion on this matter but we are categorically
opposed to the practice of imposing one view on others …
China is a country with the rule of law. The death penalty only applies to most
heinous crimes in China, and this is entirely compatible with the provisions of
the International Covenant on Civil and Political Rights. This year, starting from
1 January, the death penalty will be reviewed in the final instance in the Supreme
Court of China. By doing so we are seeking to limit the application of death
penalty in China. I am confident that with the development and the progress in
my country the application of the death penalty will be further reduced and it will
be finally abolished.64
60 “Chinese courts purchasing mobile execution units”, AFP, 18 December 2003. 61 “China makes ultimate punishment mobile”, USA Today, 14 June 2006. Available at:
http://www.usatoday.com/news/world/2006-06-14-death-van_x.htm. 62 Also not known is the composition of the lethal chemicals used in executions, although the mix is
likely to be similar to that used in the USA. The USA Today report cited above (note 54) states that the
Chinese authorities use the same three drugs used in most of the USA – sodium thiopental,
pancuronium bromide and potassium chloride. 63 See note 54 above. 64 La Yifan, Adviser (Human Rights), Permanent Mission of the People's Republic of China to the
United Nations Office at Geneva and other International Organizations in Switzerland. Delivered in
Chinese. UN Human Rights Council, 12 March 2007. (Text as delivered in English translation by UN
interpreter.)
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Guatemala
In October 1995, Manuel Martínez Coronado was sentenced to death for the murder of seven
members of one family. In 1996, the botching of a double execution by firing squad (which
was shown on television) led to widespread public criticism and Congress approved a
measure providing for future executions to be carried out by lethal injection.65 Martínez was
executed on 10 February 1998 by lethal injection – also in front of television cameras. The
execution was prolonged and accompanied by the wailing of Martinez’s wife who, with her
three children, was present at the execution. (Witnesses reported that health personnel had
trouble finding a vein into which to insert the catheter bearing the lethal drugs. Moreover,
they were so nervous that they had been shaking badly. One report said the execution had
taken 18 minutes to complete.66)
A photograph taken at the execution showed health personnel dressed in green surgical
gowns and face-masks, as if for surgery. (See cover photo.) A further two executions were
carried out by lethal injection – those of Tomás Cerrate Hernández and Luis Amilcar Cetino
Pérez in 2000. There have been no judicial executions by any method since then.
In 2000, the Guatemalan Congress repealed Decree No 159 which gave the President the
facility to grant pardons to those on death row. From then on, a de facto moratorium has been
in place. In 2005 the Inter-American Court of Human Rights (IACHR) reinforced the de facto
moratorium by ruling that the lack of possibility of a pardon meant that the death sentences
could not be carried out.67 On 3 May 2005, a draft law was presented to Congress to abolish
the death penalty by modifying the articles of the Criminal Code that contemplate it as a
possible sentence, but this failed.
A Presidential decree issued on 1 June 2000 suspended the law which allowed those
sentenced to death to apply for clemency, amnesty or commutation of sentence and, since
then, Guatemala has not had any such procedure in place. On 15 September 2005, the Inter-
American Court of Human Rights ruled against Guatemala in the Raxcacó case68 and urged
the state to reform, among other things, its current legislation on the death penalty in order to
bring it into line with international standards. Bill 3521, currently awaiting a third reading in
the Guatemalan Congress, is the government’s response though, if adopted, it could facilitate
the re-introduction of the death penalty and place the rights of those under sentence of death
at risk.
Nineteen prisoners were on death row at time of writing, although the de facto moratorium
on executions remains in place. Six prisoners had their death sentences commuted to 50-year
65 For background see: http://web.amnesty.org/library/Index/ENGAMR340331997 66 See Amnesty International, Lethal injection – The medical technology of execution. Update
September 1999, AI Index: ACT 50/008/1999. 67 Amnesty International. Report 2006: The State of the World’s Human Rights. London, 2007, p.128. 68 Ronald Ernesto Raxcacó Reyes v. Guatemala, Case P-050/02, 15 September 2005, available at:
http://www.corteidh.or.cr/docs/casos/articulos/seriec_133_esp.pdf
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prison sentences in 2006.69 The final outcome of the 2007 election will be known in
November 2007 and key decisions about the death penalty are likely to follow.
Philippines
Between 1987 and 1993, the death penalty was prohibited in the Philippines under a
Constitutional provision introduced during the Presidency of Corazon Aquino. However with
a change in political leadership and a growing crime rate, this Constitutional provision was
overturned. A steady number of convicted prisoners were subsequently sentenced to death.
The government also replaced the former method of execution with lethal injections.
In total, seven executions were carried out between the first execution by lethal injection
of Leo Echegaray on 5 February 1999 and the suspension of executions in 2000. The fifth
person to be given a lethal injection was a man who had been granted a last-minute stay of
execution, but the telephone call to the death chamber came too late to prevent his death.
Eduardo Agbayani, was the subject of appeals to the President by the prisoner’s six daughters
and members of the Catholic Church. President Estrada decided at the last minute to grant a
stay of execution but the call from the presidential palace came too late – the lethal injection
had already commenced and two minutes after the call arrived the prisoner was dead.70
In 2000, President Joseph Estrada announced a suspension of executions to mark the
Roman Catholic Jubilee year proclaimed by Pope John Paul II. This initiated a de facto
moratorium. In December 2003, President Gloria Arroyo announced the lifting of a
moratorium on the execution of prisoners convicted of kidnapping or drug offences. However,
despite continuing government public statements about implementing the death penalty,71
there were no further executions. It was reported that 17 prisoners were listed for execution by
lethal injection as of 6 April 2006, but their names were confidential.72
On 15 April 2006, some 1,200 prisoners on death row had their sentences commuted to
life imprisonment by President Arroyo. On 6 June 2006 a joint meeting of the two houses of
the Philippines congress voted to abolish the death penalty (with immediate effect). The
69 Amnesty International Report 2007. 70 Amnesty International. Philippines: Presidential clemency came minutes too late to save Eduardo
Agbayani's life. AI Index: ASA 35/22/99, 25 June 1999. A similar case – in which a phone call saved
the prisoner’s life – occurred after the government had announced a suspension of executions. On 29
March 2000, Victor Esteban was taken to the lethal injection chamber in preparation for his execution
which had previously been scheduled for that day. He was saved after a prison chaplain made a hasty
phone call to a local radio station, whose staff contacted the President’s chief aide and stopped the
execution from going ahead. See Amnesty International. Death Penalty News, March 2000, AI Index
ASA 53/001/2000. 71 For example, when two men under sentence of death were granted a stay of execution in January
2004, President Arroyo stated she remained determined to “enforce the law”. 72 Reuters news agency, 17 April 2006.
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abolition bill was signed into law by President Arroyo on 24 June 2006.73 There have been no
signs of a return to the death penalty since.
Thailand
In October 2003, Thailand adopted lethal injection as the humane execution method to replace
firing squad. Shooting had been introduced in Thai law in 1934 as a humane replacement for
execution by beheading which had been prescribed in 1908. In 1999 – four years before the
method was first used doctors writing in the Journal of the Medical Association of Thailand
rejected medical participation in such executions.74
The first executions by lethal injection – of three men convicted of drug offences and one
convicted of murder – took place on 12 December 2003. Prison officials were reported in the
Thai press to have said that it took nearly an hour to administer the lethal drugs to the first
inmate, who was unidentified, because of problems locating his veins. The other three
prisoners reportedly took 15 minutes each while doctors, public prosecutors, police and prison
officials watched. 75
There have been no further executions as of 31 July 2007.
Around 1,000 prisoners are believed to be held under sentence of death and some 125 have
had their sentences confirmed – the final step before execution.
Taiwan
On 19 October 1992, Taiwan’s Legislative Assembly (Yuan) introduced legislation permitting
execution by injection of lethal chemicals as an alternative method to shooting. No lethal
injection executions have been carried out.76
The past decade has seen a downward trend in the number of executions (see Table 5
below) and on 27 October 2003 the presidential office and the cabinet announced they were
jointly drafting legislation to abolish the death penalty. (Two days later, however, a new draft
anti-terrorism law specified the death penalty as punishment although this was subsequently
not adopted.)
Despite repeated public commitments by the President and government ministers to move
towards abolition, the death penalty remains on the statute in Taiwan. Between 70 and 100
prisoners are believed to be held under sentence of death. Executions are by shooting, and are
carried out in the presence of “a medical team consisting of a psychiatrist, anaesthesiologist,
73 See: “Philippines stops death penalty”, BBC, 24 June 2006; http://news.bbc.co.uk/1/hi/world/asia-
pacific/5112696.stm. 74 Wilde H, Pruksapong C, Phaosavasdi S, Tannirandorn Y, Tanaepanichskul S. Physicians and the
death penalty. Journal of the Medical Association of Thailand 1999; 82(3):317-8. 75 Bangkok Post, 13 December 2003. 76 Amnesty International Report 2007. Entry on Taiwan.
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and a doctor”.77 The prisoner is shot through the heart, or through the head when there are
plans to use organs for transplantation.78
Table 5: Taiwan: execution trends: 1996-2006
Year 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006
Executions 22 38 32 24 17 10 9 7 3 3 0
Source: Taiwan Alliance to End the Death Penalty
India
Currently, Indian law provides that a sentence of death is carried out either by hanging (in
civilian cases) or by hanging or shooting (military cases).79 Indian regulations provide for a
doctor to be present at a hanging to certify the death of the condemned. The role of doctors in
executions has been the subject of ongoing concern in India.80
After reviewing historical and contemporary use of the death penalty, in October 2003 the
Law Commission of India published a report on execution methods.81 It compared hanging,
shooting, lethal injection and stated that lethal injection involved “Pain only as result of
needle prick” and that “It is being accepted now to be most civilized mode of execution of
death sentence”.82
The Law Commission recommended that the Code of Criminal Procedure should be
amended to provide lethal injection as an alternative to hanging, and that the Army, Navy and
Air Force Acts should be amended to replace hanging with lethal injection, as an alternative
to shooting.83
The only mention of medical ethics in the report is the following: “it is important to note
that the process of administering lethal injection is not regarded as a practice of medicine and
most of the states in the USA are able to overcome this issue and outside the scope of medical
77 FIDH, The death penalty in Taiwan: towards abolition? Paris: June 2006, p.35. Available at:
http://www.fidh.org/IMG/pdf/tw450a.pdf. 78 Ibid. 79 Section 354(5) of the Code of the Criminal Procedure, 1973, state Jail Manuals, and the Army Act,
Air Force Act and Navy Act. 80 Bhan A., “Killing for the state: death penalty and the medical profession: a call for action in India”,
National Medical Journal of India, 2005; 18(4):205-8; Jesani A. “Medicalisation of ‘legal’ killing:
doctors’ participation in the death penalty”. Indian Journal of Medical Ethics, 2004;1(4):104-5. 81 Law Commission of India. 187th Report on Mode of Execution of Death Sentence and Incidental
Matters. New Delhi, October 2003, p.23. Available at:
http://lawcommissionofindia.nic.in/reports/187th%20report.pdf 82 Ibid. p.43. 83 Ibid. pp. 83-85.
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ethics” [sic]. 84 The Indian Medical Association expressed strong opposition to the Law
Commission recommendation during its annual conference in Bhubeneswar, in 2004.85
At the time of writing, hanging remains the prescribed method of execution in India. Since
1995 at least 11 prisoners have been hanged, although this figure must be regarded as a
minimum – the Indian government does not publish information on the death penalty.
Calls for an end to executions in India have come from the highest level. In 2005, the
President of India, APJ Abdul Kalam, twice asked the government to pardon around 50
prisoners under sentence of death.86 In October 2005, President Kalam publicly called for the
death penalty to be discussed in Parliament and a comprehensive policy of reform drawn up.
The newly-appointed Chief Justice of India, Justice YK Saberwal, also told journalists of his
support for the abolition of the death penalty. He said that as Chief Justice he would apply it
only “in the rarest of rare cases”.87 The last execution in India took place in August 2004.
Papua New Guinea
Papua New Guinea (PNG) reintroduced the death penalty in 1991 (having abolished it in 1970)
and seven prisoners are currently under sentence of death. The last execution in PNG was
more than half a century ago.
The PNG Criminal Code provides for the death penalty (at section 599)88 and sets out
related procedures at section 614. However the prevailing view in PNG appears to be that
there is not enough detail and direction in section 614 about the procedures for carrying out
the death penalty to allow the government to proceed with executions. In 2003, the National
Executive Council asked the Minister for Justice and the Attorney General to report on what
further regulations and administrative machinery would be required to carry out executions.
At the time the Minister explained:
While death penalty is clearly defined under the Criminal Code Act and the
Defence Force Act, the administrative mechanism[s] have not been attended to
yet. Such include the place of execution, the construction of the structure to hang,
who is to be the executioner, the rights of certain persons to view the execution,
84 Ibid. p.40. 85 See Daily Excelsior, 29 December 2004. Available at:
http://www.dailyexcelsior.com/web1/04dec29/national.htm#9 86 See Amnesty International, Death penalty developments in 2005, AI Index: ACT 50/005/2006, April
2006. Available at: http://web.amnesty.org/library/Index/ENGACT500052006. 87 See Amnesty International, Death penalty news, AI Index: ACT 53/001/2006, January 2006. 88 Papua New Guinea Criminal Code 1974 (Consolidated to No 12 of 1993). Available at:
http://www.paclii.org/pg/legis/consrol_act/cc197494/. (Accessed 20 October 2006.)
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the appeal process and adequate facilities to accommodate detainees on death
row, etc.89
In the context of this lack of clarity about execution procedures, the possible introduction
of lethal injection was raised. The Minister of Justice, Bire Kimisopa, who was appointed in
2006, has said that there should be no further executions in the country.90
Vietnam
In February 2006, the Reuters news agency reported that the Police Ministry was discussing
the introduction of lethal injections as an execution method, and, in the interim, the
replacement of the human firing squad with an automated machine to reduce stress on those
carrying out the execution.91 In April 2006, the Public Security Ministry was also reported to
be examining replacement of the firing squad with either remotely-fired guns or lethal
injection to ease the burden on executioners and make for more precise executions.92
Vietnam is one of the countries thought to execute relatively high numbers of prisoners,
although it is difficult to obtain exact numbers since the government does not make figures
public. AI reported in its 2007 annual report that at least 36 death sentences were imposed and
14 executions carried out, including those of five women; the majority were for drug
trafficking offences. The true number is believed to be much higher.
Medical research into lethal injection executions By its nature the death penalty is one of the least transparent procedures implemented by a
state. In some countries no statistics or information about executions is made public or limited
and partial information is provided. Lethal injection as a method of execution appears not to
be based on solid research.93 This is perhaps not surprising since rigorous research into
methods of depriving humans of life in the most effective way would almost certainly be
unethical (unless it were based on animal studies and computer modelling). In China it was
reported that doctors carried out practical tests to establish effectiveness of lethal injection
executions though no details have been made public in line with Chinese policy not to reveal
89 “PNG studies Singapore law”. The National, 26 March 2004; cited in Amnesty International. Papua
New Guinea The state as killer? AI Index: ASA 34/001/2004, 1 April 2004. 90 “Papua New Guinea justice minister against death penalty”, Papua New Guinea Post-Courier, 13
April 2006. 91 Reuters news agency, 10 February 2006. Available at:
http://www.thanhniennews.com/politics/?catid=1&newsid=12573 92 Reported by Thanh Nien News, 8 April 2006, available at
http://www.thanhniennews.com/politics/?catid=1&newsid=14289 93 Denno DW. When legislatures delegate death: the troubling paradoxes behind state uses of
electrocution and lethal injection and what is says about us. Ohio State Law Journal 2002; 63: 63-128;
Human Rights Watch. So Long as They Die: Lethal Injections in the United States. New York, 2006.
Available at: http://hrw.org/reports/2006/us0406/
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information on the death penalty.94 One approach to researching the outcome of lethal
injection executions would be to attempt to document levels of the drugs in blood and tissue
after the death of the executed prisoner. However this requires the carrying out of post-
mortem toxicology examinations and an openness on the part of the state to evaluation of the
data. However, even then there are technical difficulties. Sodium thiopental is a difficult drug
to monitor in the body so that even when researchers obtain data, there are complex
discussions about the interpretation of this data. Early studies provoked discussion and
dispute on this point95 though more data is entering the public realm and a clearer
understanding of the underlying processes during execution may emerge.
Medical ethics of lethal injection
Lethal injection inevitably leads to this paradox: It is ethically wrong to torture inmates to
death with unskilled execution personnel, but also ethically wrong to bring skilled personnel
into the execution process. Courts in several states are currently wrestling with this
dilemma.96
The use of a medical procedure to end a prisoner’s life has been challenged on ethical
grounds by medical professional bodies, academics, NGOs and individual medical
practitioners.
At international and national level, the ethics of medical and nursing participation have
been discussed among professional organizations and there is consensus that involvement of
health professionals in carrying out an execution by lethal injection (or by any other method)
is a breach of medical ethics.97 Among bodies opposing this role for health professionals are
international associations of doctors, psychiatrists and nurses and US associations of doctors,
nurses, public health specialists, and emergency medical technicians.
“[P]hysician involvement in moderating suffering in the final minutes of the lives of the
condemned is too high a price for medicine to bear relative to the harms caused by
legitimizing the practice of execution through physician involvement.”98
94 See Amnesty International. Lethal injection: the medical technology of execution. London AI Index:
ACT 50001/1998, pp.14-15. 95 See the paper by Koniaris and colleagues and associated correspondence listed in appendix one, for
example. Research on the levels of thiopental in the blood should illuminate the potential for suffering
experienced by a prisoner during the execution process. 96 Groner JI. Lethal injection: a closer look. ABC News, 16 January 2007. 97 Critiques of lethal injection from an ethics perspective have come from Groner and LeGraw and
Grodin among others (see appendix one). 98 Caplan A. Should physicians participate in capital punishment? Mayo Clinic Proceedings
2007;82:1047-8.
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International medical bodies
The international bodies that have concluded that participation in executions is a breach of
medical ethics include:
The World Medical Association
The World Medical Association (WMA) first adopted a strong resolution against medical
participation in executions when the first lethal injection execution was scheduled in 1981.
This resolution was revised and the organization resolved in 2000 that “it is unethical for
physicians to participate in capital punishment, in any way, or during any step of the
execution process”.99
The World Psychiatric Association
The World Psychiatric Association (WPA), in its Declaration of Madrid (1996), states that
“Under no circumstances should psychiatrists participate in legally authorized executions nor
participate in assessments of competency to be executed.”100
The International Council of Nurses
The International Council of Nurses (ICN) has had a long-standing policy against the death
penalty. It states that “While ICN considers the death penalty to be unacceptable, clearly the
nurse’s responsibility to a prisoner sentenced to death continues until execution.” It continues:
ICN urges its member national nurses’ associations (NNAs) to lobby for
abolition of the death penalty; to actively oppose torture and participation by
nurses in executions; and to develop mechanisms to provide nurses with
confidential advice and support in caring for prisoners sentenced to death or
subjected to torture.101
The Standing Committee of European Doctors
The Standing Committee of European Doctors102 (Comité permanent des médecins européens,
CPME), meeting in June 2007, adopted a motion for a universal moratorium on the death
penalty. It commended the Council of the European Union for its resolution to the United
99 WMA, Resolution on Physician Participation in Capital Punishment Adopted by the 34th World
Medical Assembly Lisbon, Portugal, September 28 - October 2, 1981, and amended by the 52nd WMA
General Assembly in Edinburgh, Scotland, October 2000. 100 WPA, Declaration of Madrid, Approved by the WPA General Assembly on 25 August 1996 and
amended in Yokohama, Japan, in August 2002. Available at:
http://www.wpanet.org/generalinfo/ethic1.html 101 ICN, Torture, Death Penalty and Participation by Nurses in Executions, Adopted 1998, revised 2006.
Available at: http://www.icn.ch/pstorture.htm 102 The CPME represents all medical doctors in the European Union – approximately two million
physicians. It is body made up of the national medical associations of the European Union. It also
unites associated members (those countries that are currently negotiating with the EU) associated
organisations (specialised European medical associations) and observers. See http://www.cpme.be/
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Nations concerning the death penalty moratorium and reminded European doctors of the need
to safeguard life and not to collaborate, participate, or even be present at executions.
A regional grouping of medical associations declared in September 2004 that “the death
penalty is an unacceptable form of punishment as it violates the fundamental human right to
life”.103
National medical bodies
In many countries, national organizations of medical personnel have taken a stand against
involvement in executions. For example, the British Medical Association adopted a position
against the death penalty in July 2001.104 The national medical associations in both Guatemala
and the Philippines adopted positions against medical participation in executions at the time
of introduction of the penalty on the basis of professional ethics.105
Within the USA, several bodies have adopted positions against professional participation
in executions.
American Medical Association
The American Medical Association (AMA) policy on the death penalty provides a detailed
review of what is meant by participation in execution and states that:
An individual’s opinion on capital punishment is the personal moral decision of
the individual. A physician, as a member of a profession dedicated to preserving
life when there is hope of doing so, should not be a participant in a legally
authorized execution.106 Physician participation in execution is defined generally
as actions which would fall into one or more of the following categories: (1) an
action which would directly cause the death of the condemned; (2) an action
which would assist, supervise, or contribute to the ability of another individual to
directly cause the death of the condemned; (3) an action which could
automatically cause an execution to be carried out on a condemned prisoner.
Physician participation in an execution includes, but is not limited to, the
following actions: prescribing or administering tranquilizers and other
psychotropic agents and medications that are part of the execution procedure;
monitoring vital signs on site or remotely (including monitoring
electrocardiograms); attending or observing an execution as a physician; and
rendering of technical advice regarding execution.
103 Board of the Council of Nordic Medical Associations. Resolution, 16 September 2004. 104 The British Medical Association (BMA), at its Annual Representatives Meeting in Bournemouth,
England, in July 2001, adopted the following policy statement: “'That the BMA is opposed to the death
penalty worldwide.”' 105 See Amnesty International, Lethal injection 1999. 106 Emphasis added.
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In the case where the method of execution is lethal injection, the following
actions by the physician would also constitute physician participation in
execution: selecting injection sites; starting intravenous lines as a port for a lethal
injection device; prescribing, preparing, administering, or supervising injection
drugs or their doses or types; inspecting, testing, or maintaining lethal injection
devices; and consulting with or supervising lethal injection personnel.107
American Nurses Association
The Code of Ethics of the American Nurses Association (ANA) states that:
The obligation to refrain from causing death is longstanding and should not be
breached even when legally sanctioned. Participation in capital punishment is
inconsistent with these ethical precepts and the goals of the profession. The ANA
is strongly opposed to all forms of participation, by whatever means, whether
under civil or military legal authority. Nurses should refrain from participation in
capital punishment and not take part in assessment, supervision or monitoring of
the procedure or the prisoner; procuring, prescribing or preparing medications or
solutions; inserting the intravenous catheter; injecting the lethal solution; and
attending or witnessing the execution as a nurse. The fact that capital punishment
is currently supported in many segments of society does not override the
obligation of nurses to uphold the ethical mandates of the profession.108
American College of Physicians
The Code of Ethics of the American College of Physicians (ACP) states that “Participation by
physicians in the execution of prisoners except to certify death is unethical.”109 The ACP was
also a co-author of a 1994 study on physicians and the death penalty in the USA.110
American Public Health Association
The American Public Health Association (APHA) has adopted more than one policy
statement on the death penalty. In 1985 it resolved “that health personnel, as members of a
107 AMA. E2.06 Capital Punishment. http://www.ama-assn.org/ama/pub/category/8419.html 108 ANA, Nurses’ Participation in Capital Punishment, 8 December 1994. Available to members at:
http://www.nursingworld.org. 109 American College of Physicians. Ethics Manual. 5th Edition, 2005. Available at:
http://www.acponline.org/ethics/ethicman5th.htm 110 American College of Physicians et al. Breach of Trust: Physician Participation in Executions in the
United States. New York: Human Rights Watch, 1994. Available at:
http://hrw.org/reports/1994/usdp/index.htm
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profession dedicated to preserving life when there is hope of doing so, should not be required
nor expected to assist in legally authorized executions.”111
In 1986, the APHA resolved to:
1. Call upon the legislative branches at national and state levels to abolish capital
punishment;
2. Urge executive officials to use their power to prevent the imposition or
execution of the death sentence; and
3. Encourage professional organizations of health workers to work for the
abolition of capital punishment and to discourage their members from
participating in or contributing to the carrying out of the death penalty.112
In 2001 it resolved that:
the APHA publicly reaffirm its March 1994 collaborative statement113 to all
health professional societies and state licensing and discipline boards that health
professional participation in executions or pre-execution procedures is a serious
violation of ethical codes and should be grounds for active disciplinary
proceedings including expulsion from society membership and license
revocation.114
National Association of Emergency Medical Technicians
The professional body representing emergency medical technicians – the National
Association of Emergency Medical Technicians – adopted a position statement in 2006. This
said:
The National Association of Emergency Medical Technicians (NAEMT) is
strongly opposed to participation in capital punishment by an EMT, Paramedic
or other emergency medical professional. Participation in executions is viewed
111 APHA. Policy statement 8521. Participation of Health Professionals in Capital Punishment.
Washington DC, 1985. 112 APHA. Policy statement 8611. Abolition of the Death Penalty. Washington DC, 1986. 113 In March 1994, in response to concern about the increasing number of executions requiring health
professional participation, the APHA in collaboration with the American College of Physicians-
American Society of Internal Medicine, the AMA, and the ANA publicly stated that ethical codes of
health professions forbid participation in executions and, since these codes are integral parts of most
state medical, nursing, and other health professional practice and licensing acts, health professional
participation in executions violates state law. APHA et al. “Health care professional participation in
capital punishment: statement from professional societies regarding disciplinary action”, Press release,
23 March 1994. Published in Nation’s Health, November 1994. 114 APHA, Policy statement 200125, “Participation of Health Professionals in Capital Punishment”,
Washington DC, 2001.
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as contrary to the fundamental goals and ethical obligations of emergency
medical services.115
American Society of Anesthesiologists
Following a court ruling in Missouri which called on the participation of anaesthesiologists in
the execution process116, the president of the American Society of Anesthesiologists (ASA),
Orin Guidry MD, acknowledged that anaesthesiologists represented the only way to assure
what the court was calling for, but wrote that:
Clearly an anaesthesiologist complying with the Missouri ruling [requiring the
participation of a physician with training in the application and administration of
anesthesia] – and despite this court’s position on ethical obligations – would be
violating the AMA position which ASA has adopted. It is my belief that the
court cannot modify physicians’ ethical principles to meet its needs.117
The Society subsequently adopted a ‘Statement on Physician Nonparticipation in
Legally Authorized Executions’.118 This statement held that “Although lethal injection
mimics certain technical aspects of the practice of anesthesia, capital punishment in any
form is not the practice of medicine”; that “legal execution should not necessitate
participation by an anesthesiologist or any other physician” and that the ASA “strongly
discourages participation by anesthesiologists in executions”.119
American Psychological Association
In 2001, the American Psychological Association
115 NAEMT, “Position Statement on EMT and Paramedic Participation in Capital Punishment”,
adopted 9 June 2006. Available at: http://www.naemt.org/aboutNAEMT/capitalpunishment.htm. 116 In September 2006, the judge who called for participation by a state-certified anaesthesiologist in
lethal injection executions modified this condition, saying that while noting that a board-certified
anaesthesiologist “is preferred”, it would be acceptable for “a physician with training in the application
and administration of anesthesia to either mix the chemicals or to oversee the mixing of the chemicals
for lethal injection”. See: Kansas City Star, 13 September 2006,
http://www.kansascity.com/mld/kansascity/news/local/15503882.htm. Some anesthesiologists would
support the judge’s initial call. In September 2007 Dr David Waisel, writing in the Mayo Clinic
Proceedings (82:1073-80), argued that condemned prisoners have a right to medical assistance at the
end of their life through execution. “If one accepts the premise that physician participation will lead to
more humane executions, does the fact that death is not in the inmate’s best interest obviate a request
for relief from suffering?”, he asked. He concluded that “we should permit physician participation in
capital punishment”. 117 Guidry OF, “Observations regarding lethal injection”. See: ASA News:
http://www.asahq.org/news/asanews063006.htm. 118 Approved by the ASA House of Delegates on 18 October 2006. Available at:
http://www.asahq.org/publicationsAndServices/standards/41.pdf (accessed 13 June 2007). 119 Emphasis in original.
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Call[ed] upon each jurisdiction in the United States that imposes capital
punishment not to carry out the death penalty until the jurisdiction implements
policies and procedures that can be shown through psychological and other
social science research to ameliorate the deficiencies identified [earlier in the
resolution]120.
Failure to implement ethical guidelines
Numerous state medical societies or associations in the USA also have adopted positions
concerning medical participation in executions. While there is, by and large, consensus that
participation by health professionals in executions breaches medical ethics, there is little
commitment to take action when individuals disregard these ethical principles. To Amnesty
International’s knowledge no health professional has been disciplined by a professional body
or successfully called to account before a medical regulatory body for participation in a lethal
injection execution in breach of the professional’s applicable ethical code..
The extent to which these ethical positions have reached into the medical community is
questionable. A study published in 2001 surveyed the attitudes of 1000 AMA members and
found that, of the 413 who responded, 41 per cent were willing to undertake at least one of the
activities prohibited by the AMA guidelines. These included a significant number who
expressed willingness to inject poison into the veins of the prisoner.121 Only 3 per cent of the
survey population knew of any guidelines on this issue.122 Amnesty International knows of
few similar studies on medical attitudes in other countries.123
120 American Psychological Association. Resolution: the Death Penalty in the United States, 26 August
2001. Available online at: http://www.apa.org/pi/deathpenalty.html (accessed 11 June 2007). This
resolution does not address lethal injection specifically but rather the death penalty in the wider sense. 121 Farber NJ, Aboff BM, Weiner J et al. Physicians’ willingness to participate in the process of lethal
injection for capital punishment. Annals of Internal Medicine, 2001; 13:884–888. 122 Ibid. 123 In one of these rare studies, the attitudes of the Danish medical profession to capital punishment and
participation in executions were investigated by questionnaire. A total of 1,011 questionnaires were
sent to a representative section of Danish doctors. Out of the 591 who replied, 474 (80%) said that
capital punishment is not an acceptable form of punishment while 76 (13%) considered that capital
punishment is acceptable. Twenty doctors (3%) were willing to participate actively in executions
despite strong opposition from the Nordic Medical Associations and the World Medical Association.
Tulenius A-C, Andersen PM, Holm SA. Questionnaire investigation about the attitude of the Danish
medical profession to capital punishment. Ugeskr Læger 1989; 151: 2252-5.
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Box 4: Doctors and executions in North Carolina
Doctors in North Carolina who monitor executions are in breach of state and national medical
ethics guidelines. However, no doctor who carries out this function has been disciplined
because of a state law that protects that doctor’s identity.
According to the guidelines of the American Medical Association (AMA) and the North
Carolina Medical Society, doctors who attend executions at Central Prison in Raleigh are
allowed only to certify a condemned inmate’s death or to prescribe medication that can help
alleviate acute pain or anxiety.
But in North Carolina doctors monitor the vital signs of condemned inmates while other
employees inject the sequence of lethal drugs that kill them.
“The use of a physician's clinical skill and judgment for purposes other than promoting an
individual's health and welfare undermines a basic ethical foundation of medicine — first, do
no harm. Therefore, requiring physicians to be involved in executions violates their oath to
protect lives and erodes public confidence in the medical profession,” said Dr Priscilla Ray of
the AMA in February 2007, re-stating the AMA position.124
The North Carolina Medical Board decided in 2007 that doctors participating in executions
were in breach of medical ethics and were liable to discipline. 125
The relevance of the ethical critique has increased in the USA since the ruling in
California in the case of Michael Angelos Morales that a medical professional should
participate in an execution by lethal injection to ensure that it is carried out competently
according to medical standards. The effect of this ruling has been to strengthen the
implementation of an ethical stance against participation (although it has not put an end to
executions). The 2006 court ruling in Missouri in the case of Michael Taylor, which required
the participation of a physician with training in the application and administration of
anaesthesia, adds to concerns about a court-ordered medical role in state killing.
Reasons for medical participation in executions
While the reasons the state want to involved health personnel in executions is clear, research
into the motivation of physicians who choose to be involved in the death penalty is rare.
However, a paper by Atul Gawande in the New England Journal of Medicine in March 2006,
addressed precisely the question of why doctors participate in executions.126 The paper
contains extensive analysis of interviews he conducted with five health professionals – four
physicians and a nurse – who have assisted in 45 executions. Themes which emerged
included lack of ethical analysis regarding participation, belief that what was being carried out
reflected the law, and the view that prisoners had a right to competent treatment even as their
life was being brought to an end.
124 AMA press release, 17 February 2006. Available at: http://www.ama-
assn.org/ama/pub/category/16007.html (accessed 21 March 2007) 125 See also p.14 above. 126 Gawande A. When law and ethics collide — why physicians participate in executions. New England
Journal of Medicine, 2006; 354:1221-9.
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Dr Gawande concluded that:
The doctors’ and nurse’s arguments for competence and comfort in the execution
process do have some force. But however much they may wish to be there for an
inmate, it seems clear that the inmate is not really their patient. Unlike genuine
patients, an inmate has no ability to refuse the physicians’ “care” — indeed, the
inmate and his family are not even permitted to know the physician’s identity.
And the medical assistance provided primarily serves the government’s purposes
— not the inmate’s needs as a patient. Medicine is being made an instrument of
punishment. The hand of comfort that more gently places the IV, more carefully
times the bolus of potassium, is also the hand of death. We cannot escape this
truth.127
The secrecy involved in executions in most countries where they are carried out, including,
in the USA, secrecy mandated by court judgments, makes it difficult to see how participation
in executions could be regarded as a routine medical function. It is likely that, over time, the
tension between ethics, transparency, accountability and participation in execution will
increase the level of debate and ethical analysis within the health professions and the wider
society, though states are likely to continue to promote secrecy and unaccountability
regarding medical participation.128
Conclusion
As of 31 July 2007, 919 of the 1,084 executions carried out in the USA since the execution of
Charlie Brooks in December 1982 have been by lethal injection. This figure constitutes 85 per
cent of total executions in the USA in this period. In other jurisdictions where lethal injection
executions have been introduced, the numbers of such executions have been very small either
in percentage or absolute terms. In China the number is unknown, due to official secrecy, but
probably ranges between several hundred and more than one thousand of the tens of
thousands of executions carried out since 1997. In Guatemala, there have been three
127 Ibid. p.1229. 128 State representatives in Oklahoma and Georgia voted legislation prohibiting medical licensing
boards from punishing doctors or other certified medical professionals who participate in executions. In
Oklahoma, House Bill HB2660 passed both houses and was signed by the Governor on 10 May 2006.
A similar bill in Georgia, House Bill HB57, passed with only one dissenting vote in both houses. It was
signed by the Governor on 21 April 2006 and took effect on 1 July 2006. However there is ongoing
litigation against the Georgia medical board for failing to discipline the physician involved in the
execution of Jose High. (Arthur Zitrin v. GA Composite Board of Medical Examiners , Case No.
A07A0914, Court of Appeals of the State of Georgia.) In North Carolina, the identities of doctors and
nurses who participate in executions are kept confidential under a 2004 state law arising from a
“technical corrections” bill. The law only allows a senior resident Superior Court judge to order the
disclosure if it serves the proper administration of justice.
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executions by lethal injection since 1999; in Philippines, seven since 1999; and in Thailand,
four since 2003.
The overwhelming proportion of executions globally continue to be carried out by “old
technology” and share with lethal injection the problems inherent to the death penalty: its
cruelty; its irreversibility; the risk of executing the innocent; its selective application against
minorities and marginalized groups; and its irrelevance to effective crime control.
The challenge to medical ethics posed by lethal injection executions continues to be a
major concern to health professionals and human rights organizations. Health professional
bodies in all countries with death penalty laws should have clear principles on the question of
medical participation in execution which should be disseminated to their membership.
Professional bodies should take their own principles of ethics seriously and investigate reports
that doctors, nurses or other health workers have been participants in executions where this is
against prevailing ethics. Of course, the ethical dilemmas can be simply resolved by ending
the use of the death penalty. Amnesty International urges health professionals, and everyone
concerned with human rights, to work for the reduction of suffering for death row prisoners in
line with international standards and for the immediate cessation of executions and the
abolition in law of the death penalty.
Note As this report was going to press, court rulings bearing on lethal injection were handed down
in Tennessee and North Carolina, USA and the US Supreme Court agreed to hear an appeal
concerning the method of lethal injection execution.
Tennessee: On 19 September 2007, US District Judge, Aleta A. Trauger ruled in the appeal of
Edward J. Harbison that “the plaintiff’s pending execution under Tennessee’s new lethal
injection protocol violates the Eighth Amendment to the United States Constitution. The new
protocol presents a substantial risk of unnecessary pain" and the judge barred the state of
Tennessee from executing the prisoner. (The ruling and associated memorandum are available
at:
http://www.tnmd.uscourts.gov/files/Harbison%20DE%20147%20Memorandum%20Opinion.
pdf and http://www.tnmd.uscourts.gov/files/Harbison%20DE%20148%20Order.pdf
respectively.)
North Carolina: Superior Court judge, Donald Stephens, ruled on 21 September 2007 that the
North Carolina Medical Board can no longer hold up executions by threatening to discipline
doctors who participate in them. It is not known at time of writing if the Medical Board will
appeal (see this report, pp.15, above) [The judgement in the case of the North Carolina
Department of Correction et al v. the North Carolina Medical Board is available at:
http://www.newsobserver.com/content/media/2007/9/21/DOC092107.pdf]
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US Supreme Court: On 25 September 2007, the US Supreme Court agreed to hear the appeal
from two Kentucky death row inmates (Baze et al v. Rees et al) challenging the
constitutionality of lethal injection procedures in Kentucky. This would be the first time that
the Supreme Court has considered a direct challenge to lethal injection. It will hear oral
argument in the case in early 2008 and a decision is expected before the end of June 2008.
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Appendix 1: Further reading
Recent selected publications on medical or ethical aspects of lethal injection include:
Caplan AL. Should physicians participate in capital punishment? Mayo Clinic Proceedings 2007
82:1047-8.
Clark PA. Physician participation in executions: care giver or executioner? Journal of Law,
Medicine & Ethics 2006; 34: 95–104.
Denno DW. When legislatures delegate death: the troubling paradoxes behind state uses of
electrocution and lethal injection and what is says about us. Ohio State Law Journal 2002; 63: 63-
128.
Denno DW. The lethal injection quandary: how medicine has dismantled the death penalty. 76
Fordham Law Review (2007) (forthcoming).
Editors, PLoS Medicine. Lethal injection is not humane. PLoS Med 2007; 4(4): e171. Available at:
http://medicine.plosjournals.org/archive/1549-1676/4/4/pdf/10.1371_journal.pmed.0040171-S.pdf
Farber N, Davis EB, Weiner J, Jordan J, Boyer EG, Ubel PA. Physicians’ attitudes about
involvement in lethal injection for capital punishment. Archives of Internal Medicine, 2000 Oct
23;160(19):2912-6.
Farber NJ, Aboff BM, Weiner J, Davis EB, Boyer EG, Ubel PA. Physicians’ willingness to
participate in the process of lethal injection for capital punishment. Annals of Internal Medicine,
2001;135(10):884-8.
Gawande A. When law and ethics collide — why physicians participate in executions. New
England Journal of Medicine, 2006; 354:1221-9.
Groner JI. Lethal injection: a stain on the face of medicine. BMJ, 2002; 325:1026-1028. Available
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Groner JI. Lethal Injection and the medicalization of capital punishment in the United States.
Health and Human Rights 6(1):65-79, 2002.
Groner JI. Lethal injection: the medical charade. Ethics & Medicine 2004, 20: 25-32.
Human Rights Watch. So Long as They Die: Lethal Injections in the United States. New York,
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Koniaris LG, Zimmers TA, Lubarsky DA, Sheldon JP. Inadequate anaesthesia in lethal injection
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Koniaris LG, Sheldon JP, Zimmers TA. Can lethal injection for execution really be “fixed”?
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http://ssrn.com/abstract=995812.
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LeGraw J, Grodin M., Health professionals and lethal injection execution in the United States.
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Appendix 2: The introduction of lethal injection executions
Table 4: Chronology of the introduction of lethal injection execution laws and practice
Country Lethal injection law introduced First lethal injection execution
USA 1977 [Oklahoma, Texas] 7 December 1982 [Texas]
Taiwan 1992 None to date
China March 1996 (came into effect in January 1997)
March 1997
Guatemala 1997 10 February 1998
Philippines 1999 5 February 1999
Thailand October 2003 December 2003
Lethal injections became a legal method of execution for the first time in Oklahoma, USA, in
1977. On 11 May 1977, the state of Oklahoma introduced legislation permitting this form of
execution. From the outset, medical personnel were involved, at the behest of political
decision-makers. The methodology had been developed by the state’s medical examiner and
the then head of the Oklahoma Medical School’s Anaesthesiology Department, at the
instigation of a State Assembly member and a State Senator.129
Texas adopted similar legislation on the following day, apparently without further research,
and subsequently other states moved to legislate for lethal injection executions.
By 1981, five states in the USA had legislation permitting execution by lethal injection.
Other states introduced similar legislation, typically specifying in law or practice the use of
three chemicals: sodium thiopental, pancuronium bromide and potassium chloride.
The first lethal injection execution was carried out in Texas on 7 December 1982 when
Charles Brooks, an African American, was put to death. Two doctors were in attendance,
monitoring his death. The second such execution, also in Texas, occurred 15 months later, on
14 March 1984; two further executions by lethal injection were carried out that year in Texas
and two, including that of a woman, in North Carolina.130
129 Human Rights Watch. So Long as They Die. Lethal Injections Executions in the United States. New
York, April 2006. Available at: http://hrw.org/reports/2006/us0406/index.htm. See also Denno DW.
The lethal injection quandary: how medicine has dismantled the death penalty (1 May 2007). Fordham
Legal Studies Research Paper No. 983732. Available at SSRN: http://ssrn.com/abstract=983732.
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Appendix 3: Use of organs from executed prisoners, China
An issue linked to executions that has additional implications for human rights and medical
ethics is that of organ harvesting and commercial transplantation. Amnesty International has
been reporting the practice of harvesting organs from executed prisoners in China since
1993.131 Amnesty International’s concern about this practice was based on the link between
the transplantation and execution processes, the effect this had on the ethical practice of
medicine with prisoners, and the impact on reform of the death penalty. These concerns
remain and are intensified with the advent of lethal injection executions, given the
involvement of medical professionals in the execution process. The extent to which prisoners
can consent within an inherently coercive environment has led many medical bodies to limit
the use of consent as a measure by which the ethical acceptability of transplantation
procedures involving prisoners can be measured.132
In 1995, Amnesty International reported that the use of organs from executed prisoners
continued in China, on a large scale,133
and cited a paper suggesting that as many as 90 per
cent of organs used in transplantations in China came from executed prisoners.134
Occasional reports of the use of organs from executed prisoners continued to emerge.
In
1999 for example, Cameron and Hoffenberg cited Professor Lei Shili as informing them that
130 Those executed after Charles Brooks were: Texas: James Autry, 14 March 1984; Ronald O’Bryan,
31 March 1984; Thomas Barefoot, 30 October 1984; North Carolina: James Hutchins, 16 March 1984;
Velma Barfield, 2 November 1984. 131 Two years earlier, Amnesty International had reported the use of organs for transplantation from
executed prisoners in Taiwan: see Amnesty International, Executions and organ transplants, AI Index:
ASA 38/11/91, 8 July 1991. See also: Amnesty International. China: Victims in their thousands: the death penalty in 1992, AI Index: ASA 17/09/93. A 1994 report by Human Rights Watch provided
further evidence of the practice, including the text of a government decree on the subject “Temporary
Rules Concerning the Utilization of Corpses or Organs from the Corpses of Executed Criminals”, 9
October 1984. Appendix 2. in China: Organ Procurement and Judicial Execution in China, Human
Rights Watch, August 1994, available at: http://www.hrw.org. 132 The International Society for Heart and Lung Transplantation adopted a Statement on Transplant
Ethics in April 2007 which said inter alia: “Obtaining organs for transplantation from the bodies of
executed prisoners contravenes the principle of voluntary donation. A condemned prisoner and his
relatives cannot consent freely. Furthermore, such practices provide a perverse incentive to increase the
number of executions and it lays the judicial process open to corruption.” The statement is available at:
http://www.ishlt.org/ContentDocuments/Transplant%20ethics%20statement.doc 133 Amnesty International. China: Medical concern: the use of organs from executed prisoners, AI
Index: ASA 17/001/1995, March 1995. 134 Guttmann RD. On the use of organs from executed prisoners. Transplantation Reviews, 1992,6:189-
93. This paper recommended that executed prisoners should not be a source of organs for
transplantation, a position subsequently adopted by the Transplantation Society.
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1,600 prisoners had been the source of 3,200 kidneys in 1996.135 In 2001, US transplant
surgeon Dr Thomas Diflo said that he was seeing patients who had received transplanted
kidneys in China. He said the he was certain from his experiences, and from the testimonies
of his patients, that these organs came from executed prisoners in China.136
At an International Conference on Liver Transplants in July 2005, the Chinese Vice-
Minister of Health, Huang Jiefu, was reported to have acknowledged that the majority of
organs used for transplant in China come from executed prisoners.137 In March 2006, Chinese
transplantation specialists estimated that this may now account for as many as 99 per cent of
transplanted organs.138
In September 2006 a Chinese Foreign Ministry spokesperson, Qin Gang, was asked at a
regular press conference about organ transplantation in China and responded:
In China, the use of bodies and organs of the executed prisoners is very prudent
with relevant regulations being strictly implemented. The following terms are
requested, first, the written consent of the prisoner to be executed must be
obtained. Second, the approval of the provincial health authorities and the
people’s high court must be granted. Third, hospitals and institutions involved
must be approved by health authorities above the provincial level and their
qualification authenticated.139
Some Chinese transplant surgeons appear to be uneasy about their involvement in organ
extraction from death penalty prisoners. According to a recent media report published in April
2006, one Chinese surgeon stated:
To some extent, the doctors are part of the execution. That is too much for many
young doctors to accept ... but if you want to do the transplants you have to face
the reality. 140
Organ transplants have become a highly profitable business, particularly since the
commercialization of health care in China. There are serious concerns that the potential to
profit from such transactions, combined with apparently widespread corruption among police,
courts and hospitals, may lead to abusive practices. It may also provide an economic incentive
to retain the death penalty.
135 Cameron JS, Hoffenberg R. The ethics of organ transplantation reconsidered: paid organ donation
and the use of executed prisoners as donors. Kidney International, 1999; 55:724-32. 136 Baard E, Cooneyn R. China’s execution, Inc. Village Voice, 2-8 May 2001. Available at:
http://www.villagevoice.com/news/0118,baard,24344,1.html 137 See “Accelerating the regulation of organ transplants”, Caijing Magazine, 28 November 2005,
pp.118-120. 138 “Top surgeon says he has seen only 20 cases of voluntary donation,” South China Morning Post, 1
April 2006. 139 Press conference, 28 September 2006. See Foreign Ministry web-site:
http://www.fmprc.gov.cn/eng/xwfw/s2510/t274295.htm, accessed 10 October 2006. 140 South China Morning Post, 1 April 2006.
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Chinese transplantation websites, aimed at foreign clients in search of organ transplants,
apparently use organs from executed prisoners. For example, the Chinese Bek-
Transplant.com website openly admitted in 2006 under its “Frequently Asked Questions”
section that the organs they use come from “people that are executed in China”. This question
is no longer on the web-site.141
On 28 March 2006, the Chinese Ministry of Health released new regulations on organ
transplants which took effect on 1 July 2006.142 They ban the buying and selling of organs and
stress that organs may only be removed with the written consent of the donor. However,
medical experts have criticized them for not addressing the crux of the problem. For example,
Professor Chen Zhonghua, a transplantation specialist who reportedly helped to draft the
regulations, has stated that they only offer guidance on transplants from live donors and fail to
address key issues such as the source of organs.143 On 24 October 2006, the South China
Morning Post quoted a doctor involved in drafting the regulations as saying that he believed
that organs from executed prisoners “should be very cautiously considered and it would be
better if they were not used in the future.” However, he added that “as China cannot find a
replacement ... while the demand for organs is huge, the executed prisoners’ organs will not
be specifically banned”.
It remains unclear how well the new regulations will be enforced. International medical
standards state that organ transplants may only take place “voluntarily” and with the “free and
informed” consent of the donor. Amnesty International considers that those faced with the
trauma and anguish of imminent execution are not in a position to provide such consent. In
addition, the secrecy surrounding the application of the death penalty in China makes it
impossible to verify whether such consent was given, whatever the method of execution. Nor
has it been possible to establish the exact practice linking lethal injection and transplantation.
141 The following question and answer have now been removed from the http://www.bek-
transplant.com web-site : “Q. Do the organs come from a alive [sic] or dead donors? A. The donor
organs come from people that are executed in China.” [Accessed 3 May 2006; web-site with question
removed accessed 23 March 2007]
142 “Temporary regulations on the administration and clinical application of organ transplantation
technology”, available in Chinese at:
http://www.mol.org.cn/news/NewsList.asp?newsid=4230&boardid=14. 143 “New organ transplant rules released”, South China Morning Post, 28 March 2006.