evaluation of spinal kinematics

177
Evaluation of Spinal Kinematics Using the ~astrak"" During the Trunk Velocity Test Marcio A. Marqal A thesis submitted to the School of Physical and Hcalth Education in partial fulfillment of the requirements for the Degree of Doctor of Philosophy Queen's University Kingston, Ontario, Canada August, 1999

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Page 1: Evaluation of Spinal Kinematics

Evaluation of Spinal Kinematics Using the ~astrak""

During the Trunk Velocity Test

Marcio A. Marqal

A thesis submitted to the School of Physical and Hcalth

Education in partial fulfillment of the requirements for the

Degree of Doctor of Philosophy

Queen's University

Kingston, Ontario, Canada

August, 1999

Page 2: Evaluation of Spinal Kinematics

National Library ($1 of Canada Bibliotheque nationate du Canada

Acquisitions and Acquisitions et Bibliographic Services services bibliographiques

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The author retains ownership of the L'auteur conserve la propriete du copyright in this thesis. Neither the droit d'auteur qui protege cette these. thesis nor substantial extracts from it Ni la these ni des extraits substantiels may be printed or otherwise de celle-ci ne doivent eve imprimes reproduced without the author's ou autrement reproduits sans son permission. autorisation.

Page 3: Evaluation of Spinal Kinematics

Abstract

Objective tests for low back pain have been used for clinical screening, as a

quantitative indicator of treatment progress, and even as an indicator of readiness to

return to work. (Triano & Schultz, 1987; Binkely, 1999). In 1988, Marras and Wongsanl

reported that the tnmk's angular wlocitp awing unloaded dynamic activity could bd i i 4

to discriminate between healthy and low back pain (LBP) subjects. In further studics.

using the Lumbar Motion Monitor (LMM), these findings were confirmed and. in

addition the trunk's angular acceleration was reported to be another important measure

(Marras et al., 1993; Marras et al., 1994).

The Polhemus ~ a s t r a k ~ ~ electro-magnetic motion tracking system is a device for

the measurement of the three-dimensional position and orientation of sensors in spacc. Its

use in understanding the kinematics of the spine has advantage over the LMM, since i t

allows the investigator to assess the thoracic, thoracolumbar, lumbar and sacral regions at

the same time. The aim of this thesis was to study the reliability and repeatability of thc

trunk velocity test using the ~ a s t r a k ' ~ and the applicability of this device in the

assessment of the spinal kinematics of healthy and low back pain subjects d u r i n ~ lhc

trunk velocity test.

The trunk velocity test using the ~ a s t r a k ~ ~ proved to be reliably, repeatable and

was also capable of measuring spinal motion statically in all planes and dynamically

motion in flexion. Kinematic values recorded using ~as t rak '~ ' showed excellent

agreement with the values published in the literature. A free test protocol was compared

to a restricted test protocol during the trunk velocity test. The former was suggested as a

Page 4: Evaluation of Spinal Kinematics

standard since i t can be used with devices other than the LMM and allowcd thc subjects

perform the trunk velocity test using their total spinal range of motion.

The trunk velocity test was performed by 30 healthy and 44 LBP subjects, who

were divided into moderate low back pain (MLBP) and severe low back pain (SLBP)

subgroups. The results showed that the kinematic variables for the thoracic,

thoracolumbar, and lumbar segments, and sacral angle obtained through the trunk

velocity test were significantly different between the severe low back pain group and the

healthy and also between the severe low back pain and the moderate low back p u n

subgroups. The thoracic peak velocity and peak acceleration variables were significant

different between the two subgroups of LBP. The thoracic peak velocity was also the

only variable sensitive to identify differences in subjects who developed LBP in a

longitudinal study.

The present series of studies assessing spinal kinematics showed that the

~ a s t r a k ~ ~ devise and the trunk velocity test are promising in clinical and industnal

settings. The thoracic segment was responsible for important results suggesting that more

studies should be canied out to investigate potential informations that could be extracted

from this segment to better understand the complexity of the low back pain problem.

Page 5: Evaluation of Spinal Kinematics

References

1. Binkely JM: Measurement of functional status,progress,and outcome in orthopaedic clinical practice. Orthopaedic Practice 1 1 : 14-2 1. 1999.

2. Marras WS, Wongsam PE: Flexibility and velocity of the normal and impaired lumbar spine. Archives of Physical Medicitre Reliabilitatiorl 6 7 2 13-2 17. 1986.

3. Marras WS, Parnianpour M, Ferguson SA, Kim JY, Crowell RR, Simon SR: Quantification and ilassifiiatiol~ of low back disorders based on trunk motion. European Jozrrnal of Physical Medicine Reabilitorio?l 3:2 1 8-235. 1 993.

I. Marras WS, Parnianpour M, Kim JY, Ferguson SA, Crowell RR, Simon SR: Thc effect of task asymmetry, age and gender on dynamic trunk motion characteristics during repetitive trunk motion characteristics during repetitive trunk flexion and extension in a large normal population. IEEE Trunsuctiorls or1 Rehabilitariori Erigineering 2 : 1 37- 1 46, 1 994.

5 . Triano JJ, Schultz AB: Correlation of objective measure of trunk motion and muscle function with low-back disability ratings. Spiw 1 2:56 1-565, 1987.

Page 6: Evaluation of Spinal Kinematics

Acknowledgments

I wish to acknowledge the support and encouragement of my advisor. Dr. Joan

Stevenson, whose positive outlook made this project possible. I appreciate her friendship

and kindness during the years I have lived in Kingston.

I recognize the assistance of my co-supervisor, Dr. Pat Costigan, for his critical

input and hendly guidance, especially during the writing process of this thesis.

Endless thanks to my wife, Claudia, for her endless encouragement and time in

helping me accomplish this dissertation. Her constant love and support inspired me to

keep going. I also extend my appreciation to my children, Bruno and Julia. Despite their

young age. they were capable of understanding the demands on Daddy and showed

patience in dealing with the countless hours without Daddy's attention.

Appreciation is also extended to Dr. Bill Pearce, who developed the analysis

software used in this research project.

I would like to express my gratitude to Wayne Albert, whose constant friendship.

interest and available time helped me in the completion of this work.

I also acknowledge the volunteers, specifically the employees from Dupont

(Kingston) Inc. and members of the Kingston Community, who donated their time to

make this study possible.

A special thanks to my parents, who went above the call of duty to provide rnc

with the best in education and always showing their support for me in many ways.

Page 7: Evaluation of Spinal Kinematics

My thanks to CAPES (Coordena~lo de Aperfei~oamento de Pessoal de Nivcl

Superior) for their financial support, without which this opportunity ro study abroad

would not have been possible.

Page 8: Evaluation of Spinal Kinematics

Co- Authorship

It is the intent that, aside fiom the introduction, each chapter will be published as

3 paper in a refereed journal. The following is the list of the proposed papers to bc

published. Paper 4 makes use of data collected during the Dupont longitudinal back pain

study, which was ssupportcd by Satural Science d Enginrering Research Counc~i of

Canada.

1. Marqal MA, Costigan PA, Stevenson J. Reliability and repeatability of the trunk

velocity test using ~ a s t r a k ~ ~ . To be submitted to Spine.

2. Marqal MA, Costigan PA, Stevenson J . Trunk velocity test: comparative study

between ~astrak'~ and Lumbar Motion Monitor. To be submitted to Clinical

Biomechanics.

3. Marpl MA, Stevenson J, Costigan PA. The use of the trunk velocity test in healthy

and low back pain subjects. To be submitted to Journal of Physical Therapy.

3. Mar@ MA, Stevenson J, Costigan PA. The use of the trunk velocity test in an

industrial population. To be submitted to Spine

Page 9: Evaluation of Spinal Kinematics

Table of Contents

Abstract .................................... .. ........................................................ 1

Acknowledgments ............................................................................... itr

Co- Authorship ................................. .. ..... vi

Table of Contents ................................................................................... vii

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . List of Tables ..., I

List of Figures ............................... .. ................................................... x i i

Chapter 1 : introduction ....................................................................... 1

............................................. Epidemiology and costs of low back pain problems 1

Contributing factors to LBP ........................................................................ 4

Individztnl risk factors ........................................................................... 4

....................................................................... Occtcpationui risk factors 7

........................................................ Clinical aspects of the low back pain 1 1

Rationale .......................................................................................... 13

Thesis outline and purpose ....................................................................... 1 5

References .......................................................................................... 16

Chapter 2: ~ a s t r a k ~ ~ Reliability and Repeatability of Kinematics Variables from

Spinal Segments During the Truo k Velocity Test ....................................... 24

Introduction ......................................................................................... 24

Methods ......................... .. ................................................................. 2 7

Equipment set-up ............................................................................... 27

Subjects ........................................................................................... 2 8

Test protocols ........................ .. ........................................................ - 3 0

Datu Analysis: .................................................................................... 31

Results .............................................................................................. 35

Descriptive data .............................................................................. 3 5

Repeatability .................... .. ............................................................ 3 6

vii

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Refiu hilit! . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . -3 O

Discussion .............................. .... ..... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . -42

Descriptive data .,.............................................................................. .-I2

Repearabili~ ........................................ a 7

Refiahiliiy .................................................................................... A 8

Conclusion ......................................................................................... 52

References ...................................... .. 3

Chapter 3: Trunk velocity test: comparative study between ~astrak'" and

......................................................................... Lumbar Motion Monitor 58

Introduction .......................................................................................... 58

Mct hods ............................................................................................ -60

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Equipment set-up u~td attuchme)~r bo

.................................................................................. Testing protocol 62

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Strrlll, I : Compartsor~ of protocols usirlg LMM 64

........................................ Stl& 2: Conpvison between ~ostrak"' m d L MM 66

Data Analysis ...................................................................................... 66

............................................................................................. Results -68

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Study I : Comparison ofprotocols using LMM 68

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Study 2: ~orn~ar i son between FastrakrM and LMM 69

Discussion .......................................................................................... 73

.............................................. Stuctv I : Comparjson of protocols using L MM 73

...................................... Study 2: Comparisorr between FastrakTM a d LMM 51

Conclusion .................................... .. ................................................. 84

References ......................................................................................... -85

Chapter 4: The use of the trunk velocity test in healthy and low back

.................................................. pain subjects .................................. 87

........................................................................................ Introduction 87

............................................................................................ Methods -91

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Strhjec~ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 91

Questionnaire and Pain Scale ...................................... 9 2

Trunk Velocity Test ............................................................................ 92

Duta Anolysis ................................................................................. 93

Results .............................................................................................. 94

Discussion ........................................................................................ 100

Conclusion ........................................................................................ 103

References ................................................................ 14U

Chapter 5:Queen's-Dupont study: the use of the trunk velocity test in a

longitudinal study .......................... .. ................................................ 108

Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 108

Methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 !(I

Trwk Velocity Test ........................................................................... l l t

L)isability Qrtestiorlnaire ................... .. .......................................... i l l

Dnto Awl-vsis ................................................................................ -113

Results ............................. .. ........................................................... 115

Discussion ........................................................................................ 116

Conclusion ........................................................................................ 124

References ........................................................................................ 126

Chapter 6: General Discussion and Conclusion .......................................... 129

Biomechanics of the spine during ihe trunk velocity resr ............................... 131

....................................... Comparison between healthy and SLBP subjects 132

.............................. Comparison between healthy. MLBP and SLBP subjects 135

.................................... Kinematic variables as predictors of LBP disability 1 38

....................................................................................... Sitmntuly 1 3 9

...................................................................................... Conclusions -139

.................................................................................. Future Research 140

References ....................................... .. !

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Appendices

................................................................... Appendix 1 : Consent Form I ...A I

Appendix 2: Consent Form 11 ...................... .. ......................................... A2

.................................................... Appendix 3: Multiple Regression Analysis I A3

,Maximum ROM flex1011 .................................................................... ..A 3-1

Peak velociv ............................................................................... .A 3.2

................................................. Peak accelera tio rz . . . . . 43-3

................................................................. Appendix 4: Consent Fonn 111 ..A 4

Appendix 5: Pain Scale ...................................................................... A5

.............................................. Appendix 6: Working Condition Questionnaire A6

.................................................. Appendix 7: Multiple Regression Analysis I1 A7

Appendix 8: Consent Form IV . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . AS

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List of Tables

Chapter 1

Introduction

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Table 1.1 Individual and occupational risk factors j

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Table 1.2 Activities associated with industrial back injuries . l o

Chapter 2

~ a s t r a k ~ ~ Reliability and Repeatability of Kinematics Variables

from Spinal Segments During the Trunk Velocity Test

Table 2.1 Descriptive data for spinal kinematic variables (N = 10) ....................... .3 7

............. Table 2.2 Repeatability of the trunk velocity test using MANOVA 0\1 = 10) .3S

Table 2.3 Tukey's HSD test peak displacement. Trial 1 X trial 2 (N = 10) .. . . . . . . . . . . . . . . . 39

Table 2.4 lntraclass correlation coefficients (ICC) for spinal kinematic variables ...... .4 1

Table 2.5 Comparison of static ROM values for spinal motion between current study and

the scientiiic literature ............................................................... .43

. . . . . . . . . . . . . . . . . . . . . . . . . . Table 2.6 Lumbar segment dynamic ROM flexion and velocity 4 4

Table 2.7 Thoracolumbar segment dynamic maximum ROM flexion, velocity and

acceleration .......................................................................... -46

Table 2.8 Intraclass correlation coefficients (ICC) and Pearson correlation coefficients (r)

.................................................... for static ROM lumbar segment .50

Table 2.9 Reliability coefficients for lumbar segment dynamic maximum ROM, velocity

and acceleration .................................................................... .5 1

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Chapter 3

Trunk velocity test: comparative study between ~ a s t r a k ' ~ "

and Lumbar Motion Monitor

Table 3.1 Comparison of protocol using LMM - descriptive data and Pearson product-

moment correlation (N = IS) . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .70

Table 3.2 Comparison between ~ a s t r a k ~ ~ and LMM - descriptive data and Pearson

product-moment correlation (N = 10). . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .72

Table 3.3 Descriptive data for spinal kinematic variables from ~ a s t r a k . ' ~ . . . . . ... . . . . . . . . .74

Table 3.4 Pearson correlation (r) for spinal kinematic variables . . . .. . . . . . . . . . . . . . . . . . . . . . . . .77

Chapter 4

The use of the trunk velocity test in healthy and

low back pain subjects

Table 4.1 Demographic information for the healthy and LBP subjects . . . . .. . . . . . . . . . . . . ..95

Table 4.2 Descriptive data for spinal kinematic variables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... 97

Table 4.3 Bonfenoni test . . .. . .. . . .. .. .. .. .. . .. . .. . . . .. . . . . .. . . . . . . - . . . . . . . . . . . . . . . , . . ... 98

Table 4.4 Pearson correlation coefficients (r) between disability score and spinal

kinematic variables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . , . . . ..99

Page 15: Evaluation of Spinal Kinematics

Chapter 5

Queen's-Dupont study: the use of the trunk velocity test

in a longitudinal study

Table 5.1

Tah!e 5.2

Tab

Tab

.................... Demographic information for the no LBP and LBP groups 1 17

Descriptive data for ?he spinal vrtri&les md the ?-value for thc indcpsntcni

sample T-test ........................................................................ . lX

Comparison among studies of the thoracic, lumbar. and sacral kinematic

Variables ............................................................................. 1 22

Comparison between Dupont and Chapter 4 study in terms of thoracic

kinematic variables and level of disability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . -123

... Xlll

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List of Figures

Chapter 2

~ a s t r a k ~ ~ Reliability and Repeatability of Kinematics Variables

from Spinal Segments During the Trunk Velocity Test

Figure 2.1 hstrakTM set up ....................................................................... 20

. . . . . . . . . Figure 2.2 Trunk velocity test in: A) standing position and B) flexed position - 3 2

Figure 2.3 Schematic to demonstrate the calculated angles A) thoracic segment, B )

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . thoracoiumbar segment, and C) lumbar segment .34

Figure 2.1 Comparison of peak ROM flexion values and standard deviation bars on day

one for trial one through eight A) thoracic segment. B) thoracolumbar

. . . . . . . . . . . . . . . . . . . . . . . . . segment. C) lumbar segment, and D) sacral angle .. . .W

Chapter 3

Trunk velocity test: comparative study between ~ a s t r a k ~ "

and Lumbar Motion Monitor

Figure 3.1 Subject set up for the LMM: (A) only the harness system, and (B) thc

.............................................. ...................... complete set up .. 6 1

Figure 3.2 lvIonitor feedback screen: (A) before test start, and (B) during the

test .................................. .. .............................................. -63

Figure 3.3 Trunk velocity test LMM: (A) RTP and (B) FTP .............................. -65

Figure 3.4 Trunk velocity test free test protocol: (A) using ~ a s t r a k ~ ~ and (B)

using LMM. These tests were performed separately because the LMM

................. metal harness interfered with the FASTRAK measurements .67

Figure 3.5 Correlation between trunk velocity test protocols: The regression line

XIV

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and the 95% confidence interval bands are shown for (A) maximum

. . . . . . . . . . . . . . . . . . . ROM flexion. (B) peak velocity, and (C) peak acceleration 71

Figure 3.6 Thoracic and lumbar segments kinematic correlations: (A) masimum ROM

. . . . . . . . . . . . . . . . . . . . . . . . . flexion, (B) peak velocity, (C) and peak acceleration . ? j

Figure 3.7 Representative examples of dynamic ROM flexion thoracic, thoraco lurnbar.

................. lumbar segments and sacral angle for two subjects (A and B) 76

Figure 3.8 Cornparis011 of the kinematic variables between studies that used RTP to

perfonn trunk velocity test. !A! Dynamic ROM flesinn, (I?) Peak v e l ~ c l t y ,

........................................................ and (C) Peak acceleration .7<1

Figure 3.9 Comparison of the kinematic variables between studies that used FTP to

perfonn trunk velocity test. (A) Dynamic ROM flexion, (B) Peak velocity.

and (C) Peak acceleration ......................................................... .SO

Figure 3.10 Trunk velocity test kinematic variables comparison between studies thar used

free test protocol. (A) Dynamic ROM flexion. (B) Peak velocity, and (C)

peak acceleration ................................................................... .S3

Chapter 5

Queen9s-Dupont study: the use of the trunk velocity test

in a longitudinal study

Figure 5.1 ~ a s t r a k ~ " set up sensors at thoracic vertebrae 1 (T1 ), lumbar vertebrae 2

(L2). and sacral region ............................................................. 1 12

Figure 5.2 Calibration test area: (A) calibration frame, (B) observed space, and (C)

corrected space .................................................................... I 14

Figure 5.3 Sequence of low back pain occurrence in the two year follow up ............ .I18

Figure 5.4 Level of disability among LBP subjects ......................................... 1 19

Figure 5.5 Thoracic peak velocity and the first occurrence of LBP ....................... .125

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Chapter 6

General Discussion and Conclusion

Figure 6.1 Patterns of motions for: (A) Thoracic (TH), (B) Thoracolurnbar (TL), 7 1 (C) Lumbar segments (LU) and sacral angle (SA) ...........................

Figure 6.2 Thoracic patterns of motion from healthy subjects ........................... .I36

Figure 6.3 Cornpanson of thoracic pattern of motion among healthy. MLBP and SLBP

subjects ............................................................................... 1 3 7

xvi

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Chapter 1

Introduction

Low back pain is generally defined as lunbosacral pain as well as buttocks and

leg pain (Rainville et al., 1996). Pain in the back is common symptom of backache.

which most of people have at some point in their lives, a number of spinal diseases and

low back disability (McGregor et al., 1998). LOW back pain can be classified by duration:

acute - at least 6 weeks duration with immediate onset; subacute .- at least 6 weeks

duration but with slow onset; chronic - more that 6 weeks of symptoms; and recurring -

symptoms recumng afler an interval of no symptoms (Nachemson B Bigos, 1984; Erdil

et al., 1997). According to the World Health Organization, impairment is defined as "any

loss or abnormality of psychological, physiological. or anatomical structure or function"

and disability is "any restriction or lack of ability to perform an activity in the nlanrler or

within the range considered normal for a human being that results from an impairment"

(Moon et al., 1997). Back pain brings together these two distinct clinical concepts: low

back impairment and low back disability.

Epidemiology and costs of low back pain problems

Low back pain is prevalent among the working population. According to Johns et

al. (1994), approximately 10 million employees in the United States suffer back pain that

impairs their performance. In addition, back injuries are the most Frequently occurring

Page 20: Evaluation of Spinal Kinematics

workplace disorder, accounting for 22% of workplace injuries and 32% of work&

compensation costs. European countries also have problems related to back pain wlth

10uh to 15% of all absenteeism in their industries caused by back disorders (Versloot el

al., 1992). In the United Kingdom, 25% of all working men are affected by back pain. A

study in Denmark that involved 928 workers found that 22.5% had work absence.

needed some job adjustment, and 63% changed their jobs because of back pain

(Andersson et al., 1991). The incidence o f back pain is also high and likely related to

working conditions in the Nordic countries (Christensen et al., 1995). In the Netherlands,

21% of medical absences and 32% of permanent disability are diagnosed as

"musculoskeletal disorders" and back pain constitutes the largest propoflion (Hildcbrandi.

1995). A study of LBP incidence in more than 3000 workers in Japan showed a lifetimc

prevalence of 60.5% with the highest incidence affecting workers in the age rangc of 4O

to 49 years (Matusi et a\., 1997).

In Canada, the situation is not different. Abenhaim and Suissa (1987) studied the

incidence rates of occupational LBP in the province of Quebec over one year (1981 ).

They reported that 1.37% of the work force of Quebec was absent from work for at least

one episode of LBP, resulting in a total cost of 173 million dollars Canadian for the

government. The Canadian Centre for Occupational Health & Safety (CCOHS) recently

reported that each year 8000 Canadian workers are permanently disabled by back injuries

while many others are unable to return to their former jobs. Such back injuries account

for about one third of all lost work and 40% of all compensation costs (CCOHS, 1999).

The high incidence of back injuries in industry is responsible for the high costs to

employers, insurance companies and the workers themselves. Numerous studies have

Page 21: Evaluation of Spinal Kinematics

estimated the costs associated with back pain over the years. In the 79's. the cs t~rna~cd

costs varied From $1 1.9 billion to $14 billion (Khalil et al.. 1993; Snook. 1988; Taylor,

1986). In early 803, this figure rose up to $31 billion (Taylor, 1986) and low back

injuries were responsible for one third of all compensation costs and for one out of c ~ c y

five cornpensable injuries (Morris, 1984). Webster and Snook (1989) studied all workcrs'

compensation back injury claims in forty-five states in the United States. They concluded

that. in 1989. the cost per case of back pain was more than twice the amount for thc

average workers' compensation claims and that the number of back pain cases

represented 16% of the total number compensation cases. In early 90's, the direct medical

costs associated with low back problems alone exceeded $24 billion (Lahad et al.. 199 1 ;

Khalil et al., 1993).

Although it seems that there has been a constant increase of incidcncc and costs

related to low back injuries, a recent study (Murphy &. Volinn. 1999) has rcponed

otherwise. The annual US. estimate of LBP claim rate decreased by 34% between 1987

and 1995 and the annual estimate of LBP payments decreased by 58% in the same period.

The authors suggested that the decreasing rates are due to aggresswe LBP preventive

programs, early returns to work, ergonomic interventions, and rehabilitation programs

that are more oriented to the workforce. Although the results were optimist, LBP

continues to be a sizable problem in the U.S. workplace.

Page 22: Evaluation of Spinal Kinematics

Contributing Factors to LBP

The factors contributing to back pain can be divided into individlial and

occupational factors. These factors have been studied to determine their association with

the incidence and prevalence of back pain. Andersson and Pope (1991 1 stated thc

importance of understanding which individual characteristics increase [he risk of back

injury. However, information regarding the individual characteristics and their

relationship to increased injury risk is far from complete and the research literature is

frequently contradictory. According to Pope et al. (1 991). it is difficult to determine the

relationship between risk factors and back pain because: ( I ) back injury is not easily

defined. (2) sickness absence data are influenced not only by pain. but also by physical

and psychological work factors. social Factors. and the insurance system. (3) exposurc is

difficult to determine, and (4) there is a poor relationship between physical tests and

disability. Table 1.1 summarizes the risk factors for back pain found in the literature.

Individual risk factors

Many individual risk factors have been reported as contributors to the

development of back injuries. The attack of pain normally begins in young adulthood and

reaches its maximal frequency in the ages between 35 to 55 years (Ferguson & Marras,

1997). There is no predilection for sex, although the incidence of some back problems is

higher in men than in women (Ferguson & Marras, 1997). This may be because the

number of men in physically demanding jobs is greater than women (Lonstein & Wiesel,

1988).

Page 23: Evaluation of Spinal Kinematics

Table 1 .1 - Individual and occupational risk factors

Individual Risk Factors Occupational Risk Factors I I

---! Physical Factors Postural Factors

Body weight Sitting Body height I I

Back muscle strength Rend-over work posture - Leg length differences Lumbar mobility

Static work posture

Physical fitness and training Psychological Factors

Anxiety Depression Fear Hypochondriasis Hysteria Personality traits Stress Tension

Socio-Economic Factors Income Drug abuse Family problems Alcohol abuse Educational level

Other Factors Age Gender Pregnancy Medical history Smoking Nutrition Racial differences

I Psychological Factors I

I

Monotonous work Anxiety Work satisfaction Stress Tension

Kinesiology Li fling Twisting Bending Pulling Pushing Carrying Lowering

1

0th er Factors Heavy physical work I

Repetitive work Vibration I

Fallinglslipping !

i Job safisfaction Years of employment

(Data from Biering-Sorensen, 1984; Kelsey & Golden, 1988; Andersson, 1991; Garg & Moore, 1992; and Papageorgiou et al. 1997)

Page 24: Evaluation of Spinal Kinematics

A variety of physical factors related to back injury have been the subjccc of

current research. Anthropometric factors such as body weight, body height, les length

differences correlate poorly with back pain (Biering-Sorensen, 1984; Masset et a]., 1908).

However, some studies show that tall people and people with leg length discrepancies

appear to have a greater probability of developing back problems (Anderson ct al..

1991). Some aspects of physical fitness are generally believed to be related to back

injury. Research indicates that the occurrence of muscle-skeletal injuncs in wcakrr

workers is up to three times greater than in stronger workers (Kroemer, 1992). Cady ct al.

(1979) found that physically fit firefighters were less apt to have LBP, but when an injury

occurred i t was usually more serious perhaps because of larger loads or a willingness to

exert more force. In addition, it has been reported that most of the back injuries arc the

result of muscle weakness, tightness and fatigued muscles due to lack of physical fitness

(Locker, 1985). Isometric back muscle strength has been shown not to be a predictor for

LBP (Bigos et al., 1991; Masset et al., 1998), but contradictory results have been reported

also (Biering-Sorensen, 1984). Although back pain may cause restriction in the back

mobility, the majority of the studies showed no evidence that spinal ROM could be used

as a test to predict low back pain (Troup et al.. 1987; Battie et al., 1990; Bigos et al..

1992; Garg & Moore, 1992;).

Psychological and socio-economic factors have been considered risk factors Sor

back injuries, but these relationships are not clear yet. Psychological factors may give rise

to or exacerbate complaints and disability about chronic back problems (Cameron &

Shepel, 1988). Some researchers relate hysteria, hypochondriasis, somatization and

depression to back pain, but it is unclear whether the psychological abnormalities arc the

Page 25: Evaluation of Spinal Kinematics

cause or the result of continued back pain symptoms (Fryrnoyer & Anderson. 1991 ).

Alcohol and drug abuse may contribute to workplace accidents (Kelsey & Golden. 1985)

and psychological disturbance which then lead to low back injury (Cameron & Shepel.

1988). Andersson (1981) found that patients with low back pain tend to have family

problems, lower level of education, less income and more difficult establishing emotional

contacts than the general population.

Occupational risk factors

In the workplace back pain has been the subject of several studies because of the

large number of workers who claim that their back pain was caused on the job (Battic &

Bigos, 1991: Bigos et al. 1992, Chnstensen et al. 1995). Factors such as, lifting, heavy

physical work, static posture, stress and others have been considered to have an important

role in the development of low back pain. The employees' postures such as, standing.

sitting and bending-over during the work activities can greatly affect back pain

(Andersson, 198 1). Kelsey and Golden (1 988) found that staying in standing position for

a long period of time increased the probability of back pain. Nachemson (1985) reported

that the intradiscal pressure is higher in a sitting posture than when standing or lying

down, and also, that this force would increase the magnitude of stress on the low back

region. It is also believed that back injury is more frequent in people with a

predominantly bent over work posture when the load on the back is increased (Bullock &

Bullock-Saxton, 1994). Other aspects that have been studied are the static work poslures

involving sustained postures requiring s static contraction. During this contraction the

blood supply is impaired and waste products may accumulate in the muscles thus

Page 26: Evaluation of Spinal Kinematics

originating pain. I f the static work postures are repeated Requently and for a long period

of time, they may result in chronic back pain (Grandjean 6r Hunting, 1997).

The kinesiologic occupational risk factors are those related to motions performed

by the workers. such as, lifting, twisting, bending, pulling, pushing, carrying and

lowering, which might be the mechanisms responsible for the beginning of low back

injuries. Most of the time these motions are related to manual material handling ( M M H )

tasks (Andersson, 1991). The MMH injuries are overexertion in nature where workers

usually exceed their strength or endurance capability (Genaidy et al., 1994). In 198 1, the

Natianal Institute for Occupational Safety and Health (NIOSH) identified some

potentially hazardous aspects related to the act of manually lifting a load. These arc:

weight, location/site, f?equency/duration/pace. stability, coupling, workplace geometry

and environment. Table 1.2 shows the percentage of injuries that are associated wirh

lifting, bending, twisting and pulling (Cassidy & Wedge, 1988). Hochanadel and Conrad

(1993) found that 2,095 of low back pain cases had the following causes: insidious onset,

33%; bending, 31%; lifting. 20%; twisting, 7 O h ; others, 9%. Many authors have agreed

that the combination of twisting, bending and lifting increase the risk for work-related

back injury (Garg & Moore, 1992; Gundewall et al., 1993; CCOHS, 1999).

Heavy physical activities and vibration exposure have been shown to be

significant risk factors in back injury. The back pain experienced by individuals involved

in heavy physical work is more common than those involved in sedentary activity

(Andersson, 198 1 ; Cassidy & Wedge, 1988). According to Snook ( 1988) and Chaffin and

Andersson (1991), there are two to eight times more back disability in the heavy

occupation (manual material handlers) than in the light occupation (clerical workers).

Page 27: Evaluation of Spinal Kinematics

Research with nurses and aides has shown that the risk of getting a back injury I S hiphcr

with a heavy workload compared to those reporting lighter workload (Fcldstein et a]..

1993; Gundewall et al., 1993). Vibrations are found in heavy equipment operator. hand

tools and seats of vehicles. Their effects are transmitted and absorbed by the spine

(Bullock & Bullock-Saxton, 1994) and have a direct impact on the paraspinal muscles

and in the intervertebral discs (Pope et al., 1991). These factors suggest that workers

exposed to whole body vibration have an increasing risk of low back pain (Andcrsson.

199 1 ; Masset & Malchaire, 1994).

Psychological factors, monotonous work, anxiety, stress. tension, and work

dissatisfaction have been found to increase the risk of back injuries (Cameron & Shcpcl.

1988). Workers with monotonous jobs requiring little concentration have a longer

sickness absence following back pain than others (Pope et al., 199 1 ). Several researchers

have found diminished work satisfaction to be related to an increase in back pain (Battie

& Bigos, 1991; Papageorgiou et al., 1997). Anxiety, stress and emotional tension cause

muscles to become tense which in turn creates constant static contractions, that lead to an

increased susceptibility to pain (Snook. 1988).

Over the years many attempts have been made to identify the main contributors of

the development of low back pain. Indeed, many factors acting as a group or in isolation

can play a role in this aggravating problem. These facts makes it difficult to fully

understand LBP etiology.

Page 28: Evaluation of Spinal Kinematics
Page 29: Evaluation of Spinal Kinematics

Clinical Aspects of the Low Back Pain

The ability to determine objectively the extent and severity of physical

impairment due to LBP dysfunction has not been an easy task. According to Spratt et al.

(1990). a precise diagnosis is unknown in 80% to 90% of disabling LBP disorders.

Therefore, appropriate treatment becomes more difficult to administer.

Several assessment methods are currently being used to detect and classify people

with LBP. The initial assessmeut normally consists of a focused medical history, physical

examination and pathoanatomic evaluation of the spine using X-rays, magnetic resonance

image (MRI) or computer tomography (CT). Although the pathoanatomic evaluation

sives a good picture of the problem, one may not be able to identify either the cause or

source of the patients' structural problem. In addition, only 15% of the LBP patients

might have a correct pathoanatomic diagnosis (Nachemson, 1985).

Other LBP assessments use a functional method that involves the quantitative

measurement of trunk strength. Several studies of back muscle strength have documented

an association between trunk muscle strength and LBP (Klein et al., 1991; Newton et al.,

1993; Hupli et al., 1996). Although healthy individuals and mild LBP disease can bc

reliably measured using standard strength tests (Hupli et al., 1996), there exists a concern

over the safety associated with strength testing in subjects with more severe LBP (Marras

et al., 1993).

ROM tests have been used as a routine procedure in the clinical evaluation of'

LBP and as a tool for evaluating the rehabilitation treatment. According to Wolf et al.

(19791, patients with LBP develop compensatory postural abnormalities and movements

Page 30: Evaluation of Spinal Kinematics

over time that are believed to alter thc normal neurornuscular functioning, which affects

their ROM. Nouven et al. (1987) supported these findings by reporting that LBP patients

have different ROM values than normal individuals.

Many studies have shown that the trunk ROM is decreased in patients with LBP

when compared to normal subjects (Waddell et al.. 1992) regardless of the etiology or

disease (Dvorak et a]., 1991). Dynamic measures of LBP have been suggested be more

sensitive than the traditional static measures, such as ROM and isometric strength.

Marras and Wongsan (1 986) report that trunk angular velocity was a good quantirative

measure to distinguish between patients with LBP disorders and normal subjects. Recent

studies have shown thal dynamic measures, such as angular velocity and acceleration of

the lumbar spine, are stronger indicators of LBP than ROM measures (Masset et al.,

1993; Mmas et al., 1994).

Goniometers, photometric technjques, electrogoniometers, isokinetic machines.

inclinometers, X-rays, Lumbar Motion Monitor (LMM), Fastrak and lsotrak have been

widely used to quantify trunk ROM and researches have used ROM to distinguish

between normal and LBP subjects (Mayer et al., 1984; Hindle et a]., 1990; Dvorak et a].,

199 1 ; McIntyre et al., 1991). The LMM (Marras et al., 1993) and the isokinetic machines

(Masset et al., 1993) are the only techniques that has been used to quantify trunk angular

velocity as an indicator of LBP.

Page 31: Evaluation of Spinal Kinematics

Rationale

The ability to design an outcome measure to identify subjects with LBP is a

challenge, since LBP is influenced by a range of variables such as individual perception

and interpretation of their symptoms, physical, psychological and psychosocial aspects,

and working environment influences (Moon et al., 1997; MacGregor et al. 1998 1.

Subjective and objective low back pain tests have been used for clinical

screening, and as a quantitative indicator of treatment progress or even as an indicator of

readiness to return to work. (Triano & Schultz, 1987; Binkely, 1999). Several low back

pain disability questionnaires have been used to assess the patients' perception of their

functional status (Fairbanks et al. 1980; Bergner et al., 198 1 ; Roland & Moms. 1983;

Evans & Kagan, 1986), but as a subjective tests, they are susceptible to perceptual and

belief mismatches (Moon et al., 1997).

Different physical tests have been developed to assess people with LBP. The

quantitative nature of these tests is important, because it allows objective discrimination

between healthy and LBP individuals. In 1988, Marras and Wongsarn reported that. for

the first time, the angular velocity of the trunk during unloaded dynamic activity

discriminated between healthy and LBP subjects. Lumbar ROM and lumbar angular

velocity were used to quantify this difference. These findings were confirmed in further

studies that also included trunk angular acceleration (Marras et al., 1993; Marras et al.,

1994). In all these studies triaxial electrogoniometers (Lumbar Motion Monitor - LMM)

were used to collect the data. According to Marras et al. (1995), the measurement of

unloaded trunk motion may also be accomplished using similar measurement devices to

Page 32: Evaluation of Spinal Kinematics

the LMM (e. g., infrared, video. magnetic tracking devices) and would probably product

similar results. However, these measurement tools would not allow the i~sc oC the same

protocol administered by Mamas et al. (1994), which used specific software designed for

the LMM. As such, in order to use other devices to perform the trunk velocity test, i t is

important to introduce a protocol. which allows comparison among outcomes from

different devices by following the same testing procedures.

Electromagnetic tracking systems have been increasingly used as a kinematic

measuring tool. Kinematics studies of the lumbar spine have evaluated the spinc ROM in

healthy and LBP people (Pearcy et al, 1989; Hindle et al.. 1990; Albert et a].. 1997) and

during lifting (Dolan and Adams, 1993, Nelson et al., 1995), but no study has used an

electromagnetic device, while performing the trunk velocity test.

The Polhernus ~ a s t r a k ' ~ electro-magnetic motion tracking system is a device for

the measurement of the three-dimensional position and orientation of sensors in space. I t

can be used with up to four sensors, which allows the investigator to assess not only the

lumbar segment, but also the thoracic and thoracolumbar segments and sacral anglc.

Using the ~ a s a a k ~ ~ in evaluating the trunk velocity test may provide another device for

the clinical assessment of LBP subjects. Most researchers (Hindle et a\.. 1990; Dvorak et

al., 199 1 ; Dolan & Adams, 1993) have concentrated on the lumbar and sacral kinematic

data with no one to date reporting on the thoracic segment displacement, velocity and

acceleration, which could be potential indicators to discriminate between healthy and

LBP people.

Page 33: Evaluation of Spinal Kinematics

Thesis Outline and Purpose

To address the issues raised above in relation to the assessment and validation of

new instrumentation ( ~ a s t r a k ~ ~ ) and the efficacy of the trunk velocity rest as clinical tool

in the assessment of low back pain patients, four studies were carried out and arc

presented in the form of research papers. The aims of the first study were: a\ to assess the

static ROM of the different spinal segments; b) to assess the dynamic ROM of rhc

different spinal segments; c) to assess the repeatability and reliability of the trunk

velocity test using the 3D Space ~ a s t r a k ' ~ ~ . The second study was divided in rhree

aspects: a ) to compare two trunk velocity test protocols using the LMM; h) to comparc

~ a s t r a k ' ~ and LMM while performing the same trunk velocity test protocol; and c) to

assess whether the thoracic, thoracolumbar and lumbar segments have identifiable

differences in their patterns of movement. The third study had two objectives: a) to

address whether the thoracic, thoracolumbar, lumbar and sacral kinematic variables were

sensitive enough to distinguish between asymptomatic individuals and low back pain

subjects; and b) to investigate the association between disability scores and the thoracic,

thoracolumbar, lumbar and sacral kinematic variables. The founh study was undertaken

a) to see whether the thoracic, thoracolurnbar, lumbar and sacral kinematic variables wcrc

sensitive enough to identify subjects in an industriai population who would develop 1

back pain over the course of a two year period.

Following the presentation of all four papers, a final review of the main findil

from all studies will be presented. As well a discussion relevance of the ~ a s t r a k ~ ~ as a

measurement tool and the trunk velocity test in the assessment of low back pain patients.

Page 34: Evaluation of Spinal Kinematics

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73. Roland M, Moms R: A study of the Natural history of the low back pain. Pan 11: Development of guidelines for trials of treatment in primary care. Spine 8: 145- 150, 1983.

74. Snook SH: Approaches to the control of back pain in industry: Job design, job placement and educatiodtraining. Occupa~ional Medicine 3 :45 -59, 1 98 8.

75 . Snook SH: The cost of back pain in industry. Occzrpuriorlul Medicine 3:45-59. 1988.

76. Spratt KF, Lehman TR, Weinstein JW: A new approach to low back examination: Behavioral assessment of mechanical signs. Spine 1 5 :96- 1 02, 1 990.

77. Taylor BB: Low back injury prevention training requires traditional, new methods. Occupational Health and Safeiy 44- 5 2, 1 98 6.

78. Triano JJ, Schultz AB: Correlation of objective measure of trunk motion and muscle function with low-back disability ratings. Spine l2:% 1-565, 1987.

79. Troup JDG, Foreman TIC, Baxter CE, Brown D: The perception of back pain and the role of psychophysical tests of liRing capacity. Spine 12:645-657, 1987.

SO. Vcrsloot JM, Rozema NA, Vanson AM, Van Akemecken PF: The cost effectiveness of low back school program in industry: A longitudinal controlled field study. Spine 1722-27. 1992.

81. Waddell G, Somerville D, Henderson L, Newton M: Objective clinical evaluation of physical impairment in clinical low back pain. Spine 1 7.6 1 7-628, 1 992.

Page 41: Evaluation of Spinal Kinematics

82. Wcbster SB. Snook SH: The cost of 1989 worker's compensation low buck pain claims. Spine 19: 1 1 1 1 - 1 1 16, 1994.

83. Wolf SL, Basmajian JV, Russe TC. Kurtner M: Normative data on low back mobility and activity levels. American Jorrnlai of Ph-vsicd Metlici~le 5 8 2 1 7- 229, 1979.

Page 42: Evaluation of Spinal Kinematics

Chapter 2

Reliability and Repeatability of the Trunk Velocity Test Using the

~ a s t r a k ~ ~ '

Introduction

The high prevalence of low back pain (LBP) has been the subject of increasing

concern due not only to the high incidence, but also to the high cost ~nvolved in the

treatment and rehabilitation process. The multi factorial origin of LBP (Andersson, 198 1 )

and the limitations in diagnostic technology (CT. MRI. and x-ray) in detecting this

problem (Gracovetsky, 1990) support the fact that the clinical assessment and

quantification of LBP are still a challenge. Although early evaluation and treatment have

been reported to be successful in the reduction of the LBP incidence (Kelscy & Golden.

1988), objective evaluation and treatment outcome measures are needed to develop more

effective interventions. Disability rates are considered more meaningful i l they arc bascd

on objective measurements rather than on subjective evaluations (Hupli et al.. 1996). Thc

spine's range of motion (ROM) has been reported to be one of the most used functional

measure in the clinical setting (Mayer et al., 1995; Burton, 1997) and it has also been

used as impairment rating systems for LBP of the American Medical Association ( 1 993).

Several measurement techniques have been developed to quantify static and

dynamic spinal range of' motion. In static ROM test only the difference between the start

Page 43: Evaluation of Spinal Kinematics

and the end point of motion is measured and in the dynamic ROM ail molions ;ire

measured. Although the static ROM have been more popular in clinical settings. the

dynamic ROM variables have been reported to be more sensitive in identify LBP (Manas

& Wongsam. 1986). Velocity and acceleration variables have been demonstrated to be

better able to discriminate between LBP and no LBP subjects than static range of motion

(Marras ct al., 1993; Masset et al., 1993).

X-rays have been used to assess the spinal range of motion. but this is an invasivc

technique with risk for the patient (Dvorak et al., 1991; Chiou et al.. 1996). Goniorncm-s

(Klein et al., 1991), inclinometers (Mayer et al., 1984), skin distraction (Moll & Wright.

1971 ), fingertip-to-floor (Gill et al., 1988) and photometric techniques (Gill et al.. 1988)

have also been used to evaluate range of motion. These instrumentations are frequently

used in clinical assessments mainly for static assessments.

Several different types of instrumentation have been used to evaluate the spirlal

range of motion under dynamic conditions. imaging techniques such as, cinematography

(Kumar, 1974), videography (Marras ct al., 1992) and opto-electric motion tracking

(Gracovetsky et al., 1990) have been used to capture spinal motion by tracking external

markers placed over appropriate landmarks. The disadvantages of imaging techniques are

that they are laborious to employ and their accuracy can be affected by lighting

conditions and by alignment of the camera to the subject. Isokinetic machines have also

been used to assess spinal motion (Masset et al., 1993) and arc considered highly reliable

mechanically, but some concerns have been expressed about learning effects because of

the machines and constraints on the trunk motion by the chest blocking systems (Newton

et al., 1993; Newton & Waddell, 1993). Research has shown that inclinometers (Otun &

Page 44: Evaluation of Spinal Kinematics

Anderson, 1988), electronic goniometers (Boocock ct al. . 1 and !riaxlal

electrogoniometers (Lumbar Motion Monitor) (Marras et al.. 1993) provide rcliablc.

measurement of spinal motion (Adams et al., 1956; Rower et al., 1989; Marras ct 31..

1992).

The Lumbar Motion Monitor (LMM), another dynamic measurement tool, has

been used to measure performance during the trunk velocity test. To perform this test rhc

subject is asked to flex and extend the trunk in the sagittal plane as fast and as

comfortably as possible. This test was developed as a clin~cal screening tool. a

quantitative indicator of treatment progress and an indicator of readiness to return to

work (Marras et a!.. 1993). The trunk velocity test using the LMM allows thc subject to

perform free spinal range of motion without any trunk constraints, which is not possible

with an lsokinetic machine.

Electromagnetic tracking devices, such as Polhemus 1sotrakrh' and ~as t r ak '~ ' .

have been used with good reliability in the measurement of lumbar spine kinematics (An

et al., 1988; Pearcy & Hindle, 1989). but the possibility of signal distortion due to metal

interference needs to be considered (Milne et al., 1996; McGill et al., 1997) The

lsotrakrM and ~ a s t r a k ' ~ have been used to evaluated lumbar and sacral ROM in healthy

and LBP people (Pearcy & Hindle, 1989; Hindle et al., 1990) and during lifting ( D o h C1:

Adams, 1993; Nelson et al., 1995), but no study has used an electromagnetic device

during thoracic and thoracolumbar static ROM tests nor during performance of the trunk

velocity test. The ~ a s t r a k ' ~ has up to four sensors and thus i t allows the investigator to

assess not only the lumbar segment but also the thoracic and thoracic-lumbar segments.

Page 45: Evaluation of Spinal Kinematics

The purposes of this study were: a) to assess the static ROM of thc dil'li'rtm

spinal segments; b) to assess the dynamic ROM of the different spinal segments; c ) to

assess the repeatability and reliability of the trunk velocity test using 3D Space ~astrak"'.

Methods

Equipment set-up

The Polhernus ~astrak"' electromagnetic motion tracking system is a device used

to the measure three-dimensional position and orientation of up to four independcnr

sensors in space. The source generates a low frequency magnetic field, which is detected

by each sensor. The system electronic unit (SEU) performs the calculaiions to compurc

the positicn and orientation of each sensor relative to the source with full six degrecs of

freedom. The rate at which data can be collected decreases as the number of' scnsors

increases. In this study the sampling rate for four sensors was 28 Hz.

The ~ a s t r a k ~ ~ accuracy is affected by the presence of metallic conductors.

whether nearby or between the source and the sensor. This can cause distortion in the

magnetic fields that affects signal reception by the sensors. The manufacturer

recommends that large metallic objects be kept a minimum of 1.83 m away tiom the

recording field and smaller objects at least twice the source to sensor distance (~as t rak '~"

3 Space user's manual, 1992).

The recording area for the trunk velocity test was approximately 50 cm' in front

of the source to reduce field distortions. Using a calibration grid developed by Day et al.

(1996) and correction software by Murdoch (1996), i t was found that no correction

Page 46: Evaluation of Spinal Kinematics

algorithm was necessary for the testing location because of the proximity ot' t11c sellsors

to the source.

Subjects

Ten male subjects were involved in this study. They werc tested on two difirent

occasions. with at least two days and no more than one week between tests. Subjects

were selected according to the following inclusion criteria: healthy male subjects with

ages ranging from 20 to 30 years old. The exclusion criteria were: a history of spine cr

hip surgery, fracture, or structural deformation, and diseases that could affect motion

(rheumatoid arthritis. central nerve disorders). Before the test each subject rscc~vcd J

written and verbal explanation of the purpose and protocol of the study and signed a

consent form (Appendix 1 ).

Subject preparation followed a strict protocol in order to place the sensors o w

T1, T7, L1, and Sacrum landmarks (Figure 2.1). Landmarks were located in the following

manner: a) TI - the most prominent cervical process C7 was located and the TI was

located by counting down one vertebral spinous process. b) T7 - the most prominent

cervical process C7 was located and the subject was asked to bend fonvard, exposing thc

spinal column so that the investigator could locate T7 by counting down s e w n vertebral

spinous processes. c) L l - the iliac crests were palpated and the thumb ran horizontally

over the vertebral column allowing the palpation of the L4 spinous process. The subject

was then asked to lean over at the waist, exposing the spinal column, and the L I sp~r~ous

process was palpated. d) Sacrum - S 1 was located by counting down from the L 1

Page 47: Evaluation of Spinal Kinematics

Figure 2.1 - ~ a s t r a k ~ ~ set up

Page 48: Evaluation of Spinal Kinematics

process with the subject in the bent position. Once all landmarks were loccltcd and

marked, these landmark locations were checked again.

The movement of the sensors relative to the skin has been reported ro be a

concern that should be considered during subject preparation (Hindle et al.. 1990; Adams

& Dolan. 1991; Chiou et al., 1996). To minimize this problem a quick-drying tclpc

adherent was sprayed on the skin at the marker locations and once dry, a Tegaderm (3M)

transparent dressing was placed over the landmarks. Double-sided tape was used to attach

the sensors to the dressing while the sacral sensor was secured to a molded plastic pad

that was contoured to sit over the sacrum and attached with double side tape. Two strips

of elastic tape were attached over the top of the sensors in a cross diagonal shape. ' fhc

sensor wires were aligned horizontally and supported by small stirrups onto the back with

tape. This procedure, according to Dolan and Adams (1993). prevents the wircs tiom

being pulled during motion. AAer the set up the subject was asked to bend their back to

check if there was any constraint of the motion.

Test Protocols

1 - Spinal Static Range of Motion (ROM) Test

The spine static range of motion in the lateral (side to side), rotation (twisting).

and flexion (forward) directions were measured. For each direction of motion three data

collections were performed with 30 seconds rest between each data collection. The

sequence of the tests was always: flexion, lateral bending and rotation.

For flexion, the subject began by standing comfortably and then bending forward

at the waist, grasping the lower legs and pulling forward. The knees were straight and no

Page 49: Evaluation of Spinal Kinematics

knee bending was permitted. The subjects were encouraged to bend as far as possihlc.

Lateral bending to the right and lefl were measured separately. Subjects began the

test in the standing position with their feet shoulder width apart. They were asksd to bend

to the right side, keeping the motion in the frontal plane and then returned to ihc starting

position. The subjects then repeated the same movement to their left side.

The rotation test was measured in the hvo directions of motion (right and left).

Subjects began the test in the standing position with the feet shoulder width apart.

Maximal twist to the right was performed and then the subject returned to the starting

position. The subjects then repeated the same movement to the left side.

2- Trunk Velocity Test

Subjects were instructed to stand with their feet shoulder width apart and their amx

crossed in front of their chest. When queued. the subject was asked to k s and cxtcnd

the trunk in the sagittal plane as fast and as comfortably as possible for 5 repetitions ( I

trial) (Figure 2.2). One repetition consisted of flexing forward then backward toward

standing. Eight trials were collected in the first day of testing and four trials wcrc

collected on the second day. Five minutes of rest was allowed at the end of each tnal.

Data analysis

A customized s o h a r e program was developed for data collection. The collected

data consisted of the three Cartesian coordinates (x,y,z) and the three Eulerian angles

(azimuth, elevation, roll) describing the position of each of the four sensors in space

relative to the source. The data were collected at 28 Hz on a Pentium computer. Residual

analysis was performed on the data to select the best filter cut-off frequency. A double

Page 50: Evaluation of Spinal Kinematics

Figure 2.2 - Trunk velocity test in: A) standing position and B) flexed position

Page 51: Evaluation of Spinal Kinematics

pass Butteworth filter of 4 Hz was used to filter the velocity and accelerat~on dara aficr

differentiation.

The total static spinal range of motion for flexion (just one flexion motion). right

and left lateral bending, and right and lefi rotation were collected. From the trunk velocity

test the maximum dynamic ROM flexion was considered as the higher ROM value from

five continuos flexion and extension repetitions, peak velocity, and peak accr lerat~on

were computed using the central difference technique. All these variables were computed

for the thoracic segment, thoracolumbar segment, lumbar segment (Fig. 2.3) and sacral

angle. Equations (1) to (9) illustrate how the thoracic, thoracolumbar and lumbar segment

angles were calculated for flexion, lateral bending and rotation. The tlexion angle of the

sacrum was taken as the roll angles of the sacral sensor, for lateral bending it was thc

elevation angles of the sacral sensor and for rotation the azimuth angles of the sacral

sensor. A total of 40 variables were collected for each subject during each trial.

To reduce the data for static ROM equations 1-9 were developed to examine

thoracic, thoracolumbar and lumbar segment motions during flexion, lateral bending and

rotation. The equations for these calculations are presented below. Equations 1-3 were

used to examine the dynamic kinematics during trunk velocity test. Since the motions

were primarily in sagittal plane and the motions in the other planes were small, equations

4-9 were not assessed for the trunk velocity test.

Flexion:

Thoraclc segment (8 1 ) = (roll angle sensor at L 1 ) - (roll angle sensor at T1) ( E q . 1 )

Thomcolumbar segment (82) = (roll an& sensor at T7) - (roll angle sensor at sacrum)(Eq. 2)

Lumbar segment (83) = (roll angle sensor at LI ) - (roll angle sensor at sacrum) (Eq. 3)

Page 52: Evaluation of Spinal Kinematics

Figure 2.3 - Schematic to demonstrate the calculated angles A) Thoracic Segment, B) Thoracolumbar Segment, and C) Lumbar Segment

Page 53: Evaluation of Spinal Kinematics

Lateral Bending:

Thorac~c segment = (elevation angle sensor at LI ) - (clevat~on angle sensor at TI ) (1:q. 4 )

Thoracolumbar segment = (elev. angle sensor at L l ) - (elev. angle sensor at I?) (kq 5

Lumbar segment = (elev. angle sensor at L1) - (elev. angle sensor at sacrum) ( E q . 6 )

Rotation:

Thorac~c segment = (azimuth anglr sensor at L 1) - (azimuth angle sensor at ) (Eq. 7

Thoracolumbar seg. = (azimuth angle sensor at L 1 ) - (azlmuth an& sensor at T7) (Eq. 8)

Lumbar segment = (azimuth angle sensor at L 1 ) - (az~muth angk sensor at sac.) ( E q . 9 )

The intraclass correlation coefficient (Icc,,~) was used to evaluate thc reliab~lity

between measurements obtained in day 1 and those obtained on day 2 lor each of the

tasks. The benchmarks for the intraclass correlation coefficients were 0.00 to 0.25 - little

or no relationship; 0.25 to 0.50 = fair degree of relationshp; 0.50 to 0.75 = moderate; and

> 0.75 = good to excellent relationship (Portney & Watkins, 1993). The mean differences

among the eight trials from the repeatability test were determined using the MANOVA

and Tukey post-hoc tests were used to identify where significant differences occurred.

These statistical analyses were conducted with the SPSS statistics package. An alpha

level of 0.05 was chosen as the level of significance.

Results

Descriptive data

Ten male volunteers having an average age of 25 k 2.8 years participated in this

study. All subjects were healthy with no previous history of low back pain. The group

Page 54: Evaluation of Spinal Kinematics

had an average weight of 86 kg f 12 kg and an average height oS 1.79 m + 0.08 m. The

descriptive data for their spinal kinematic variables are reported in Table 2.1.

Repeatability

The analysis of variance showed no significance difference for the peak vclocity

and peak acceleration variables among the eight tnals performed in the same dav.

However, there was a significance difference observed for the dynamic ROM flexion

variables (Table 2.2). Tukey post-hoc testing was applied to the peak displacement and

showed that trial one was significantly different from trial two (Table 2.3) and no

significance difference was observed between trials 2 to 8. Figure 2.4 illustrate thcsc

results.

Reliability

The test-retest procedure produced reliable measurements for all variables (Table

2.4). The ICC values calculated for the spinal segments were greater than 0.91; for right

and lef lateral bending the values ranged from 0.81 to 0.88; and, for right and left

rotation the values ranged from 0.81 to 0.90. The dynamic variables of maximum ROM

flexion, velocity and acceleration had ICC values that ranged from 0.92 to 0.95. These

findings demonstrated that protocol used to perfom1 the trunk velocity test using

~ a s t r a k ' ~ had very good reliability for clinical measurements for the dynamic variables

and tbr static ROM flexion.

Page 55: Evaluation of Spinal Kinematics

Table 2.1 - Descriptive data for spinal kinematic variables (N = 10)

Thoracic Thoracolumbar Lumbar Sacrum

Mean +_ SD Mean +, SD Mean f SD Mean k S I1 Static ROM Flexion (") 36 k 10 86 + 9 5 7 2 6 55, +_ S

ROM Lateral Bend. Right (") 33 + 5 47 1 6 26 i 2 13 + 5

ROM Lateral Bend. Left (") 32 k 5 46 2 4 35 5 7 I 1 ~3

ROM Rotat~on Rlght (") 42 +_ 4 3 6 + 4 1 5 5 3 y 5 3

ROM Rotrtt~on Left ( O ) 42 +_ 2 37 k 4 15 + 4 8 -t 3

Dynamlc ROM Flexion (") 32 k I5 75 k 15 45 1- 10 67 2 9

Peak Velocity ( O h ) 77 + 37 246 -t 66 125 + 37 209 + 43

Peak Acceleration (01s') 678 _+ 283 1480 + 551 7 1 7 2 2 7 7 1069k47.1

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Table 2.2 - Repeatability of the trunk velocity test using MANOVA (N = 10)

Variables p-value

Thoracic Segnrent

Maximum ROM Flexion 0.026"

Peak Velocity 0.938

Peak Acceleration 0.963

Thoracolumbar Segment

Maximum ROM Flexion < 0.0005*

Peak Velocity 0.776

Peak Acceleration 0.978

Lumbar Segment

Maximum ROM Flexion 0.006*

Peak Velocity 0.808

Peak Acceleration 0.88 1

Sacral Angle

Maximum ROM Flexion < 0.0005"

Peak Velocity 0.335

Peak Acceleration 0.98 1

* p < 0.05, trials significantly different

Page 57: Evaluation of Spinal Kinematics

Table 2.3 - Repeatability of the trunk velocity rest: Tukey's HSD test. Trial 1 X trial 2 iPI = 10)

Dynamic ROM Flexion p-value .-

Thoracic Segment 0.033

Thoracolumbar Segment

Lumbar Segment

Sacral Angle 0.009

Page 58: Evaluation of Spinal Kinematics

Max~rnurn ROM Flexron - Thorauc Segment

I Maximum ROM Flexion - Thoncolumbar Segment

-..--------.-. . .. . . _ _ _L_.l_l._L-L_U-.-------~ . - .. -- .

Maximum ROM FIexlon - Lumbar Segment

I Marlmum ROM FIoxlon Sacral Anglo

Figure 2.4 - Comparison of peak ROM flexion values and standard deviation bars on day one for trial one through eight A) thoracic segment, B) thoracolumbar segment, C) lumbar segment, and D) sacral angle

Page 59: Evaluation of Spinal Kinematics

Table 2.4 - Intraclass Correlation Coefficients (ICC) for spinal kinematic variables

Thoracic Thoracolumbar Lumbar Sacrum

Static ROM Flexion 0.92 0.9 1 0.92 0.9 1

ROM Lateral Bending Right 0.87 0.82 0.85 0.88

ROM Lateral Bending. Left 0.86 0.81 0.86 0.86

ROM Rotation Right 0.86 0.89 0 .S6 0.8 1

ROM Rotation Left 0.84 0.87 0.86 tliW

Dynamic ROM Flexion 0.93 0.92 0.94 0.93

Peak Velocity 0.9 3 0.95 0.95 0.93

Peak Acceleration 0.93 0.94 0.93 0.93

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Discussion

Descriptive data

The ~ a s t r a k ' ~ ' variables for static and dynamic spinal motion showed, in general,

a very good agreement with the data reported by other scientific studies. Table 2.5 S ~ O N s

the lumbar segment maximum ROM flexion, lateral bending and rotation values assesscd

using different instrumentation. The ~ a s t r a k ~ ~ values for the lumbar ROM flexion wrrc

in agreement with several studies that used x-ray to quantify the lumbar ROM. Sincc x-

ray is considered a valid measure of spine ROM (Pearcy et al., 1984; Chiou et ul., 1996).

the ~ a s t r a k ~ ~ has face validity. The authors of the two lsotrakrM studies. who reported

high values for the ROM flexion, agreed that their values exceeded the normal values

reported (Pearcy & Hindle, 1989; Hindle et al., 1990). Hindle et al. (1990) suggested that

exaggeration of the true flexion lumbar movement resulted from a looss atrachmenr of'

markers to the skin. Hindle et al. (1990) did not report this problem in the lumbar lateral

bending and rotation results where the results are in agreement with the present study. A

different method of attaching sensors was used in this protocol, a factor which may have

avoided errors resulting from loosening of attachments. The sacral angle for the static

ROM flexion values in the present study agreed with the findings of other researchers

(Table 2.5). The thoracolumbar rotations in the present study (36" f 4" right, 37" + 4" left)

also showed similar results when compared to goniometer (38" + 5" right, 38" i 8' left)

and Isostation BZOO (34" + 6" right, 35" k 6" left) (Dillard et al., 1991).

The lumbar segment dynamic ROM flexion values were in agreement \ttith othcr

studies (Table 2.6). The only exception was from McGregor et al. (1995) who reported

much higher values. They used a triaxial potentiometric system that was attached to the

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Table 2.5 - Comparison of static ROM values for spinal motions between current study and the scientific literature

Lumbar Lumbar Lumbar Sacral Instrumentation Flexion Lateral Bending Rotation Flexion

Mean (SD) Rlght Left Right l.cft %Itan Mean (SD] (SD)

~astrdk"'' - Present

study

~as trak ''! (Porter

& W llkinson, 1997)

lsouakT" (Pearcy 6r

Hindle, 1989)

lsoaakTM (Hindle et

31.. 1990)

lsonakr" (Dolan &

Adams, 1993)

lsonakn' (Nelson et

d., 1995)

Inclinometer (Kleln

et al., 1991)

X - Ray (Pearcy et

al. , 1984)

X - Ray (Ch~ou et al

1996)

X - Ray (Mayer et

a]., 1984)

X - Ray (Adams &

Hutton, 1986)

Video (Chiou et al.,

1996)

Isokinetic (McIntyre

et al., 19W)

Only male results were used in the comparison

Page 62: Evaluation of Spinal Kinematics

Table 2.6 - Lumbar segment dyn.mic ROM flexion and velocity

Instrumentation ROM Velocity Mean (SD) Mean (SD)

Degree Depre r :~

~ a s t r a k ~ - Present study 45 (10) 125 (37)

Triaxial Potentiometric System (McGregor ct 60.3 (10.8) 47.7 ( 17.5)

al., 1995)

Opto-electronicDevise (Escola et al.. 1 996) 40 (14.1) 41.8 (12.6)

Electro-Goniometer (Marras & Wongsam, 43 120

Only male results were used in the comparison

Page 63: Evaluation of Spinal Kinematics

subject via two harnesses positioned around the chest and pelvis. The attachment ot the

device at chest level suggested that motion recorded might be more representative of the

thoracolumbar segment than the lumbar segment alone. The lumbar velocity values were

similar to the findings reported by Marras and Wongsarn (1986) but disagreed with the

values reported in the other studies (McGregor et al., 1995; Escola et al., 1996). -4

difference in protocol was the main reason for this disagreement. In the present and

Marras and Wongsam (1986) studies. subjects were asked to perform the test as F~st as

they could whereas subjects in the other studies were asked to move in a comfbrtablc

manner throughout their flexion range of motion.

The thoracolumbar velocity values from this study were higher than Marras ct al.

(1994) and in agreement with Gill & Callaghan (1996) (Table 2.7). Differences in

protocols could account for these differences. In Marras et al. (1994) a monitor was

placed in fiont of the subjects showing a target zone. During the test the subjects were

asked to flex and extend their trunks repeatedly in sagittal plane as fast as possible, while

keeping the monitor's transverse plane position indicator within the target zone. Subjec~s

had to watch the monitor at all times during testing and if the transverse plane position

indicator fell outside the target zone, a tone would sound and the trial would bc

terminated and was repeated. Looking at a monitor during the test might slow the

subject's motion. This would explain the lower values for the kinematic variables

reported during the Marras et al. (1994) trunk velocity test. In the current study and the

Gill & Callaghan (1996) study, subjects were asked to flex and extend their trunks

repeatedly in sagittal plane as fast as possible but no visual feedback was given to the

subjects.

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Table 2.7 - Thoracolumbar segment dynamic maximum ROM flexion, velocity and acceleration

Instrumentation ROM Velocity Acceleration Mean (SD) Mean (SD) iMcm (SD)

Degwes Dcgees/s ~egrees is ' Fastrak - Present study 75 (15) 246 (66) 1480 (551)-

LMM (Marras et al., 1994) 40.3 (14.9) 104.84 (17.5) 452.1 (261 2 )

LMM (Gill & Callaghan. 1996) 75.6 (8.7) 223.5 (45) 1 139.7 (279)

Only male results were used in the comparison

Page 65: Evaluation of Spinal Kinematics

Repeatability

The results showed that the protocol as measured with the Fastrak'." can be used

with good repeatability for assessment of static spinal ROM and the dynamic maximum

ROM during flexion when the first trial of trunk velocity test is not considered. These

results agreed with other repeatability studies which used different devices to clssess

standardized spinal mock ups and human spinal ROM. Pearcy and Hindle f 1 4W), r~sinz

the lsotrak and wooden wedges of different inclinations that simulated the spinal motion.

found a total RMS error of less than 0.2 degrees for the repeatability of flexion-extension.

lateral bending, and axial rotation movement. Good results were also found for the

repeatability test during simulation of three dimensional rigid-body rotation using this

same magnetic tracking device connected to a three dimensional joint simulator (An et

al.. 1988). Using human subjects, the single sensor lsotrakrM device was found to be

repeatable when testing the three dimensional range of the cervical spine (Trott et al..

1996). In the Tron et al. (1996) study four trials were collected to assess repeatability and

they observed that for the first cervical flexion motion trial there was significant different

from the other three repetitions. They suggested that the poor repeatability between the

first and second trial may have been due to a lack of familiarization with the test protocol.

Lower values in the first trials were also observed in the present study for the thoracic.

thoracolumbar, lumbar and sacral maximum ROM flexion. This trend was also obsented

in repeatability studies using isokinetic machines (Smidt et al., 1983; Newton et al., 1993;

Newton & Waddell, 1993) and Lumbar Motion Monitor (Gill & Callaghan, 1996).

Page 66: Evaluation of Spinal Kinematics

The trunk velocity test required that the subjects flexed lbnvard as list as

possible, However, to execute this motion, subjects had to adjust their velocity and the

amplitude of motion without losing their balance. Although they were encouraged to

practice in order to become familiar with the protocol, some subjects reported that they

felt more comfortable performing the test afler they had completed the first trial. From

these observation and the statistical results it was concluded that at least two tnals must

be collected during spinal motion evaluation, because a single trial will underestimate thc

true results. Results of the first trial should be disregarded.

Reliability

The protocol used in this study was very reliable. The ICC indicated that thcrc

was excellent reliability for sagittal plane motion ranging from 0.91 to 0.94, and good

reliability for lateral bending and rotation motion with 1CC tiom 0.81 to 0.91 (Table 2.4).

These results agreed with previous studies that used magnetic tracking devices (An et al.,

1988; DoIan & Adams, 1993; Trott et al., 1996; Porter &Wilkinson, 1997). A n el al.

(1988) reported that the lsotrakTM was a reliable tool for monitoring general spatial ngid

body. Nelson et al. ( 1993) showed ICC values ranging from 0.8 1 to 0.94 for lumbar and

pelvic range of motion for flexion, extension and sagittal lifling tasks using the isotrak""

which were close to the values observed in the current study. The reliability of full

cervical range of motion for flexiodextension, lateral flexion and rotation was also tested

using the lsotrakr" device with ICC values ranging from 0.70 to l .O (Trott et al.. 1996).

Porter & Wilkinson (1997) reported good reliability (r = 0.83) using ~ a s t r a k ' ~ to assess

lumbar ROM. In the present study the ICC for lumbar ROM yielded a value 01 0.92.

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Several reliability studies have been performed to assess static and dynamic spinal

motion using different instrumentation. Table 2.8 shows a summary of the reliability

studies for the assessment of the lumbar segment static ROM. The correlation

coefficients verified that protocols, as measured by ~astrak'". had better reliability than

the other devices. Klein et al. (1991) found ICC values of 0.90 and 0.91 for

thoracolumbar right and lefi rotation using goniometer respectively. In the current s t ~ d v

the ~ a s t r a k ' ~ ylelded similar ICC values for the same motions, that is 0.89 and 0.87 i.or

the thoracolumbar right and left rotation respectively.

A possible explanation for this inferences in ICC values can be attributed to a

difference in protocol. The goniometer measurement was performed with the subject in a

sitting position and the motion was controlled by the examiner, while in the Fastrak study

the subject was tested in a standing position and free motion was allowed. Newton cY:

Waddell (1991) used Cybex inclinometer and found a good reliability (ICC = 0.89) when

sacral static ROM flexion was assessed. However, protocols with ~ a s t r a k ~ ~ were more

reliable in measuring day to day variability with ICC of 0.9 1.

Reliability coefficients to assess dynamic spinal motion were summarized in

Table 2.9. The Fastrak had better reliability than video. LlMM and electrogoniometer in

assessment of lumbar segment dynamic maximum ROM, velocity and accelemtion.

Although Marras et al. (1994) found that LMM was more rcliable than ~astrak"", the

restriction of the motion imposed by Mamas's study protocol may be the reason for the

high correlation coefficients. During the test, subjects received feedback from the

computer screen, which was used to control their motions thus making the test more

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Table 2.8 - Intraclass Correlation Coefficients ( K C ) and Pearson Correlarion Coefficients (r) for static ROM lumbar segment

- --- - - ---

Instrumentation Rexion Lateral Bending Rotation Right Left Right --- Left

K C ~ast rak" " - Present study 0.92 0.85 0.86 0.86 0.S6

Doubie Inclinometers (Mein et 0.89 0.80 0.7 1

31.. 1991)

Cybex Inclinometer (Newton & 0.87 0.78 0.83

r Goniometer (Dillard et al., 199 1) 0.79 0.59 0.62 0.64 0.39

Isostation B200 (Dillard et al., 0.18 0.6 1 0.74 0.32 0.48

1991)

Only male results were used in the comparison

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Table 2.9 - Reliability coefficients for lumbar segment dynamic maximum ROM, velocity and acceleration

Instrumentation Correlation ROM Vclocity Acceleration Coefficient

~ a s t r a k ~ ~ - Present study ICC 0.92 0.95 0.94

Video (Robinson et al., 1993) ICC 0.88 0.94

Electrogoniometer (McGregor et Kc 0.93 0.86

al., 1995)

LMM (Gill & Callaghan, 1996) ICC 0.87 0.87 0.69

LMM (Marras et al., 1994) Cronbach 0.96 0.96 0.95

ICC - Intraclass Correlation Coefficient, Cronbach - Cronbach Corrclat~on Coefficient Only male results were used in the comparison

Page 70: Evaluation of Spinal Kinematics

likely to be repeatable. In this and other studies (Table 2.9) subjects were ticc to move

and no feedback was given during the test.

The ICC of video motion analysis in the assessment of thoracolumbar dynamic

ROM and velocity were reported to be 0.88 and 0.95 respectively (Robinson et al.. 1993 ) .

The results showed that the ~ a s t r a k ~ ~ was more reliable than video motion analysis in the

assessment of thoracolumbar dynamic ROM (ICC = 0.92) and had equal reliability for its

velocity (ICC = 0.95).

Conclusion

In this study the ~ a s t r a k ~ ~ has been proven to be capable of measuring spinal

motion statically in all planes of motion and dynamically in flexion. Kinematic values

recorded using ~ a s t r a k ~ ~ showed excellent agreement with the values published in the

literature.

The ~astrak'~ also proved to have high face validity in the assessment of static

lumbar ROM flexion. Results of the repeatability test showed that dynamic ROM flexion

tended to be lower in the first trial than the second and that no significant difference

occur from trials two to eight. This fact suggested that trial one should not be used in

spinal ROM tests. Therefore, a minimum of two trials are required to assess trunk

kinematics with only the second trial considered for analysis.

In clinical and research work, it is important that instrumentation be reliable as

demonstrated by the Fastrak in the measurement of static ROM flexion and the trunk

velocity test.

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This study showed that the testing protocol is a critical factor when p e r l o r n ~ ~ n ~ -

the tnirlk velocity test. At least two normal databases have been created (Marras et ai..

1994; McGregor et al., 1995) and other studies have used different protocols to perlbrm

the trunk velocity test. Such different ways of performing the trunk velocity test may bc

one reason for the variation of the kinematics variables originated from this test, a factor

which makes it difficult to compare the results across different studies. This raises a new

research question about the importance of establishing a standard protocol to allow

comparison across studies.

References

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2. Adams MA, Dolan P, Marx C, Hutton WC: An electronic inclinometer technique for measuring lumbar curvature. Clinical Biomechanics 1 : 130- 134, 1986.

3. Adams MA, Hutton WC: Has the lurnbar spine a margin of safety in forward bending? Clinical Biomechanics 1 : 3-6, 1 986.

4. An KN, Jacobsen MC, Berglund LJ, Chao EYS: Application of magnetic tracking device to kinesiologic studies. Journal of Biomechunics 2 1 :6 13-620. 1988.

5. Andersson GBJ: Epidemiologic aspects on low back pain in industry. Spine 653- 60, 1981.

6. American Medical Association: Guides to evaluation of permanent impairment. In AmeN'can Medical Association. Chicago, 1990.

7. Boocock MG, Jackson JA, Burton AK, Tillotson KM: Continuous measurement of lumbar posture using flexible electrogoniometers. Ergonomics 37: 1 75- ! 85, 1994.

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8. Cats-Baril WL, Frymoyer JW: The economics of spinal disorders. In The .-lcllrlt Spine: Principle and Practice. New York, Raven Press, 199 1 , pp. 85- I O j.

9. Chiou WK, Lee YH. Chen WJ, Lee MY. Lin YH: A non-invasive protocol for the determination of lumbar spine mobility. Clinical Biomechat~ics 1 1 :474-480, 1996.

10. Day, J. S., Dumas, G. A.. and Murdoch, D. J. Evaluation of the Polhemus Fastrak for the collection of biomechanical kinematic data. Proceedi~rgs oj'the Canadian Society for Biomechanics 338-339. 1996. Vancouver. 1996.

1 1 . Dillard J , Trafimow I, Andersson GBJ: Motion of the lumbar spine reliability of two measurement techniques. Spine l6:32 1-324, 199 1.

12. Dolan P, Adams MA: Influence of lumbar and hip mobility on the bending stresses acting on the lumbar spine. Clinical Biomechanics 8: 185- 192, 199 3.

13. Dvorak J, Panjabi MM, Chang D, Theiler R, Grob D: Functional radiographic diagnosis of the lumbar spine: Flexion - extension and lateral bending. Spirre l6:Sb3-57 1 , 1991.

14. Elnaggar IM, Nordin M, Sheikhzadeh A. Panimpour M. Kahanovirz N: Effects of spinal flexion and extension exercises on low back pain and mobility in chronic mechanical low back pain patients. Spine 16:967-972, 199 1.

15. ~ a s t r a k ~ ~ 3 Space user's manual. Polhemus- a Kaiser Aerospace & Electronics Company. Colchester, Vermont, 1992.

16. Esola MA, McClure PW, Fitzgerald GK, Siegler S: Analysis of lumbar spine and hip motion during foward bending in subjects with and without a history of low back pain. Spine 2 1 : 7 1-78, 1996.

17. Gill KP, Callaghan MJ: Intratest and intertest reproducibility of the lumbar motion monitor as a measure of range, velocity and acceleration of the thoracolumbar spine. Clinical Biomechanics 1 1 :4 1 8-42 1, 1 996.

18. Gill KP, Krag MH, Johnson GB, Haugh LD, Pope MH: Repeatability of four clinical methods for assessment of lumbar spinal motion. Spine 1350-53, 1988.

19. Gracovetsky S, Kary M, Levy S, Said B, Pitchen I, Helie J: Analysis of spinal and muscular activity during flexion/extension and Free lifts. Spine 1 5 : 1 333- 1 339, 1990.

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20. Hindle FU, Pearcy MJ, Cross AT, Miller DHT: Three-dimensional kinematics of the human back. Clinical Biontechunics 5:2 18-228, 1990.

21. Hupli M. Hurri H, Luoto S. Sainio P, Alaranta H: lsokinetic perfomlance capcicit\., of trunk muscles. Part 1: The effect of repetition on measurement of isokinetic performance capacity of trunk muscles among healthy controis and two different groups of low back pain patients. Scu~ldi~tavia,r Jow-md of' Rehabilitarion Medicine 28:20 1-206, 1996.

22. Kelsey JL, Golden AL: Occupational and workplace factors associate with low back pain. Occupurionui ibledicine 33 - i 6, i 966.

23. Kiein AB, Snyder-Mackler L, Roy SH, DeLuca CJ: Comparison of spinal mobility and isometric trunk extensor forces with electromyographic spectral analysis in identifying low back pain. Physical Therapy 7 1 :445-454, 199 1.

24. Kumar S: A study of lumbar motion during lifting. Irish Jounlcrl ofrl.leJinl1 Scieme 143:86-95, 1974.

25. Marras WS, Fathallah FA, Miller RI, Davis SW. Mirka GA: Accuray of three- dimensional lumbar motion monitir for recording dynamic trunk motion charactemstics. Inlenlational Journal oj Imiuslriul Ergownr ics 9 : 7 5 -87. 1992.

26. M m a s WS, Lavender SA, Leurgans SE, Rajulu SL, Allread WG, Fathallah FA, Ferguson SA: The role of dynamic three-dimensional trunk motion in occupationally-related low back disorders. The effects of workplace factors. trunk position, and trunk motion characteristics on risk of injury. Spirte 181617-628, 1993.

27. Marras WS, Pamianpour M, Ferguson SA, Grn JY, Crowell RR, Simon SR: Quantification and classification of low back disorders based on trunk motion. European Journal of Physical Medicine Rehabilitation 3 12 18-23 5 , 1993.

28. Marras WS, Parnianpour M, Kim IY, Ferguson SA, Croweil RR, Simon SR: The effect of task asymmetry, age and gender on dynamic trunk motion characteristics during repetitive trunk motion characteristics during repetitive trunk flexion and extension in a large normal population. IEEE Tramactiorrs on Rehabilitation Engineering 2 : 137- 146, 1994.

29. Marras WS, Wongsam PE: Flexibility and Velocity of the Normal and Impaired Lumbar Spine. Archives of Physical Medicine Rehabilitation 67:2 1 3-2 1 7, 1986.

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30. Masset D, Malchaire 1, Lemoine M: Static and dynamic charactenstics of thc trunk and history of low back pain. Internafiomd Journal of'lltdusrrial Ergonomics 1 1 279-290, 1993.

3 1 . Mayer TG, Tencer AF, Kristoferson S, Mooney V: Use of nonivasive techniques for quantification of spinal range of motion in normal subjects and chronic low back pain dysfunctional patients. Spi~re 9588-595, 1984.

32. McGill SM, Cholewicki J , Peach JP: Methodological considerations for using inductive sensors (3 Space Isotrak) to monitor 3-D orthopaedic joint motion. Clinical B!omec!wn!cs 12: 100- 193, ! W?.

33. McGregor AH, McCarthy ID, Hughes SP: Motion characteristics of the lumbar spine in the normal population. Spine 2O:M2 1-2428, 1995.

34. Mclntyre DR, Glover LH, Conino MC, Seeds RH. Levene JA: A comparison of the characteristics of preferred low back motion of normal subjects and low back pain patients. hcrnol of Spinal Disorders 4:90-95, 199 1 .

35. Moll JMH, Wright V: Normal range of spinal mobility: An objective clinical study. Amjals Rlzeumatic Disease 30: 38 1 -386, 197 1.

36. Murdoch DJ: Calibration of an oriented measurement system. Proceedirtgs 24th .4nnual Meeting of the Statistical Society ofYanada. 1996.

37. Nelson J: An investigation into lumbar-pelvic rhythm during sagittal plane trunk motion. Master Thesis, 1993.

38. Nelson J, Walmsley RP, Stevenson JM: Relative lumbar and pelvic motion during loaded spinal flexion/extension. Spine 20: 199-204, 1995.

39. Newton M, Somerville D, Henderson L, Waddell G: Trunk strength testing with iso-machines. Part 2: Experimental evaluation of the Cybex I1 Back Tes~ing System in normal subjects and patients with chronic low back pain. Sphe 18:812-824, 1993.

40. Newton M. Waddell G: Reliability and validity of clinical measurement of the lumbar spine in patients with chronic low back pain. Physiotlrerupy 77:796- 800, 1991.

41. Newton M, Waddell G: Trunk strength testing with [SO-Machines. Part I: Review of a decade of scientific evidence. Spine 18:801-811, 1993.

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42. Otun EO, Anderson JAD: An inclinonletric method for continuous measuremerlt of sagittal movement of the lumbar spine. Ergo,romics 3 1 :303-3 1 5 , 198s.

33, Pearcy MJ, Hindle RJ: New method for the non-invasive three-dimensional measurement of human back movement. Clitlical Bionzeclranics 4: 7 3 - 79. 1989.

44. Pearcy MJ. Portek I, Shepherd J: Three-dimensional x-ray analysis of normal movement in the lumbar spine. Spine 9294-297. 1984.

45. Portcr JL, Wilkinsou A: Lumbar-hip fiexion motion: A comparative study between asymptomatic and chronic low back pain in IS- to 36-year-old men. Spine 22: 1508- 15 14, 1997.

46. Portney LG, Watkins MP: Statistical measures of reliability. In Foundatiom oj' Clinical Research Aplications to Practice. eds. Portney, LG & Watkins, MP.Norwalk, Connecticut, Appleton & Lange, 1993, pp. 505-528.

47. Robinson ME. OIConnor PD, Shirley FR. MacMillan M: Lntrasubject reliabiliry of spinal range of motion and velocity determined by video motion analysis. PIysical Therapy 73 : 626-63 1. 1 993.

48. Rower PJ, Nicoi AC, Kelly IG: Flexible goniometer computer system for the assessmen1 of hip function. Clinical Biomechatiics 468-72, 1989.

49. Srnidt G, Herring T, Amundsen L, Rogers M, Russell A, Lehrnann T: Assessment of abdominal and back extensor function. A quantitative approach and results for chronic low-back patients. Spine 8:2 1 1-2 19, 1383.

50. Trott PH, Pearcy MJ, Ruston SA, Fulton I, Brien C: Three-dimensional analysis of active cervical motion: The effect of age and gender. Clinical Bionrechanics 1 1 :20 1-206, 1996.

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Chapter 3

Trunk Velocity Test: Comparative Study Between ~ a s t r a k ~ ~ and

Lumbar Motion Monitor

Introduction

One of the most difficult tasks associated with the treatment of the low back pain

(LBP) is its clinical evaluation. As low back pain has multiple etiologic factors, the

likelihood of identifying the specific cause in any one patient is very low, on the order of

5 to 10%, and a definite structural diagnosis can be reached in no more than 50% of the

cases (Frymoyer et al., 1980). It has been estimated that a precise diagnosis is unknown

in 80 to 90% of patients with LBP (Spratt et al., 1990). As part of the clinical evaluation a

functional assessment is one way to quantify the severity of LBP (Mayer et al., 1981;

Masset et al., 1993; Rainvilie et al., 1996).

Marras and Wongsam (1986) developed a functional test, called the trunk velocity

test, which recorded the trunk's dynamic activity and could discrimination between

healthy and LBP individuals. In recent studies, the Lumbar Motion Monitor (LMM)

device was developed to measure tmnk motion during the trunk velocity test and was

used to confirm these findings (Marras et al., 1993; Marras et al., 1994). The LMM is a

triaxial electrogoniometer that measures the three-dimensional position of the

thoracolurnbar spine with respect to the pelvis. In a study by Marras et al. (1994), a

comprehensive database of normal trunk kinematics using 35 1 healthy subjects (no LBP)

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was developed using the LMM. This database could be used as a benchmark by hot},

clinicians and ergonomists in the evaluation of the Functional capacity of the spins.

Gill and Callaghan (1996) used the Lumbar Motion Monitor to measure the

thoracolurnbar range of motion, velocity and acceleration and found higher values than

Marras et al. (1994). According to Gill and Callaghan (1996), the main reason for the

difference was differences in testing protocol. In the Marras et al. ( 1 994) study, a monitor

was placed in Front of the subjects showing a target zone and during the test the subjects

were asked to flex and extend their trunk repeatedly in the sagittal plane as fast as

possible, while keeping the monitor's transverse plane position indicator within the target

zone. The subjects had to watch the monitor at all times during testing and i f their

position indicator fell outside the target zone, a tone would sound and the trial would be

repeated. In the Gill & Callaghan (1996) study, subjects were asked to flex and to extend

their trunk repeatedly in sagittal plane as fast as possible, but they were not given any

visual feedback.

An electromagnetic tracking device called ~astrak'" was also used to assess

kinematics of the spine using the trunk velocity test (Chapter 2). This study also reported

higher kinematic values than Marras et al. (1994), and like Gill & Callagharn (1996)

attributed differences to the test protocol. The test protocol used by Marras et al. (1994)

had a visual feedback system that was designed to work with the LMM, and this sottware

cannot be used by other devices. Using different protocols makes it difficult to compare

directly the Marras et al. (1994) data to other data sets using different devices than the

LMM. Therefore, it is necessary to develop a standard trunk velocity test protocol to

allow comparison of the kinematic values using different devices.

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According to Mamas et al. (1995). any other device with a resolution similar to

the LMM (video, infrared, magnetic, etc.) should be able to obtain the same kinematics

measures for the trunk velocity test. So far no study has compared the LMM to another

device to measure performance of the trunk velocity test. The ~astrak'" is a good dcvicc

to compare to the LMM since i t has the advantage of having four sensors. which allows

the investigator to assess the kinematic values, not only for the thoracolumbar segment.

but also for the thoracic and lumbar segments. The ~ a s t r a k ~ " has also been reported to

have good reliability and repeatability while performing the trunk velocity test (Chapter

2).

The purposes of this study were: a) to compare two trunk velocity test protocols

using LMM; b) to compare the ~ a s t r a k ~ ~ and the LMM while performing the same trunk

velocity test protocol; c) to assess whether the thoracic, thoracolumbar and lumbar

segments have identifiable differences in their patterns of movement.

Methods

Equipment set-up and attachment

a) Lumbar Motion Monitor (LMM)

The LMM was attached to the thorax and the pelvis using rigid metal plates

(Figure 3.1). This provides two stable 'anchors', one to the middle spine and another to

the pelvis. Thus, the LMM measures the position of the thoracolumbar spins relative to

the pelvis. The thoracic section of the exoskeleton is connected via wires to three

potentiometers in the pelvis section and these potentiometers record the motion as the

exoskeleton moves forwards, backwards, or to the sides. The potentiometer signals are

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Figure 3.1 - Subject set up for the Lumbar Motion Monitor: (A) Only the harness syshm. and (B) the complete set up

Page 80: Evaluation of Spinal Kinematics

interfaced to an analog-to-digital converter and are recorded on a microcomputer. The

signals are then processed to determine position, velocity and acceleration of the

thoracolurnbar trunk as a functional of time. Smoothing of the signals is perfommi prior

to differentiation (Marras et al, 1992).

b ) ~ a s t r a k ~ ~

The Polhemus ~ a s t r a k ~ " electro-magnetic motion tracking system is a device

used to measure the three-dimensional position and orientation of up to [our independent

sensors in space. The source generates a low Frequency magnetic field, which is detected

by each sensor. The system electronic unit (SEU) perfoms the calculations required to

compute the position and orientation of each sensor relative to the source with thc ful l s ix

degrees of freedom.

Testing protocol

Two testing protocols were used in the present study. The protocol described by

Marras et al. (1994) was named the 'restricted test protocol' (RTP) and the other used by

Gill & Callaghan (1996) and in Chapter 2 was named the 'free test protocol' (FTP).

a) Trunk velocity test using restricted test protocol (RTP)

A monitor was placed in front of the subjects showing a target zone (Figure 3.1).

The subjects were instructed to stand with feet shoulder width apart and arms crossed in

front of their chest. When queued, the subject was asked to flex and extend the trunk in

the sagittal plane as fast and as comfortably as possible while keeping the monitor's

transverse plane position indicator within a target zone for 5 repetitions (1 trial). I f their

transverse plane position fell outside the target zone a tone sounded and the trial was

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Figure 3.2 - Monitor feedback screen: (A) before test start, and (B) during the test

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repeated. One repetition consisted of flexing forward then backward toward standing.

Four trials were collected, but the first trial was considered a warm up and the others

were considered for further analysis. A five minute rest was allowed at the end o t' cltch

trial.

b) Trunk velocity test using free test protocol (FTP)

The procedure for this test was the same as the test described above. The only

difference was that no feedback was provided to the subject allowing then to move frecly.

Study 1: Comparison of protocols using LMM

Fiffeen healthy male volunteers took part in this study. Before the ~ c s t each

subject received a written and verbal explanation of the purpose and protocol of the study

and signed a conscnt fonn (Appendix 2). Subjects were randomly assigned to thcir lirst

test protocol. The trunk velocity test was performed using the same steps already

described in the previous section for the RTP and for the FTP (Figure 3.3).

The LMM was attached to the subjects via a hamess system to the thorax and to

the pelvis with a rigid metal plate. This provided two stable points: the mid-spine (chest)

and the pelvis (waist). The waist harness was applied by centering the exoskeleton

attachment surface over the lumbar-sacral region of the subject, so the top edge was just

below to the LYS1 joint. It was fastened with waist and upper thigh belts to be secure,

but not excessively tight. The chest harness was applied by centering the exoskeleton

attachment plate over the thoracic region of the subject's back. The harness was secured

in a snug fashion by adjusting the velcro straps at the shoulders and the chest areas. The

lower portion of the exoskeleton was secured first in the waist harness. Prior to securing

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Figure 3.3 - Trunk velocity test LMM: (A) RTP and (B) FTP

Page 84: Evaluation of Spinal Kinematics

the upper portion of the exoskeleton to the chest harness. the upper portion was adjusted

until the wires between the two sections became taut and then it was secured.

Study 2: Comparison between ~ a s t r a k ~ " and LMM

Ten heaithly male subjects were involved in this study. Before the test each

subject received a written and verbal explanation of the purpose and protocol of the study

and signed a consent form. Subjects were randomly assigned to initiate the test using

either ~ a s t r a k ~ ~ or LMM. The trunk velocity test was performed according to the free

motion test protocol explained above (Figure 3.4). Since the LMM measures the

thoracolumbar motion from approximately T7 to sacrum (Gill & Callaghan. 1996) thc

~ a s t r a k ~ ~ sensors were attached at the T7 spinous process and sacrum region matching

the same thoracolumbar segment. The same set up used in the study 1 .

Subject preparation to use the ~ a s t r a k " ~ followed a strict protocol that was

described in the Chapter 2. The subject set up to use the LMM was perfomled following

the same process described in the previous section.

Data analysis

Maximum dynamic ROM flexion, peak velocity and peak acceleration values for

the thoracolumbar segment were measured and computed in the first study using only the

LMM. In the second study the same measures were done using both the ~as trak~" and the

LMM. In addition, maximum dynamic ROM flexion, peak velocity and peak acceleration

values for the thoracic segment, lumbar segment and sacral angle were measured using

the as trakTM.

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Figure 3.4 - Trunk velocity test free test protocol: (A) using ~astrak'" and ( B ) using LMM. These tests were perfomled separately because the LMM metal hamcsss interkrcd with the FASTRAK measurements.

Page 86: Evaluation of Spinal Kinematics

Three trials of data were collected and averaged for each subject. A paired student

t-statistic and a Pearson product-moment correlation were used to compare the kinematic

values for the restricted and trunk velocity test using LMM and 10 compare the Fastrak'"

with the LMM while using the free test protocol. The benchmarks for interpre~atlon of

the Pearson correlation coefficients were 0.00 to 0.25 = little or no relationship; O . Z j LO

0.50 - fair degree of relationship; 0.50 to 0.75 = moderate; and > 0.75 = good to excel lent

relationship (Portney & Walkins, 1993).

In study 1 , a regression analysis was performed on the thoracolumbar segment

variables to generate repression equations that would predict the trunk velocity variables

for the restricted test protocol from the trunk velocity variables using the lrce test

protocol. This statistic was conducted to determine the predictive power of the Mar~al

free style protocol to the Marras et al. ( 1 994) protocol.

In the study 2, a Pearson product-moment correlation was also used to assess

whe:her the thoracic, thoracolumbar and lumbar segment had the same variation in their

kinematic variables. In this analysis the data of the three trials were not averaged, but

treated independently. These statistical analyses were conducted with the SPSS statistical

package. For all statistic analyses a significance level of p c 0.05 was adopted.

Results

Study 1: Comparison of protocols using LMM

The fifteen male volunteers had an average age of 30 +_ 8 years, height of 1.74m i.

0.2 m., weight of 85.3kg + 12kg and were all healthy subjects with no previous history of

low back pain. The descriptive data showed that the means for the maximum ROM

Page 87: Evaluation of Spinal Kinematics

flexion, peak velocity and peak acceleration were higher using the FTP than the RI'P.

The RTP trunk velocity test had a reduction to approximately 61% in the ROM when

compared to FTP. Excellent correlations between RTP and FTR were observed for all

variables with values greater than r = 0.85. These findings are summanzed in Table 3.1.

The scatterplot for the maximum ROM flexion, peak velocity and pcak

acceleration illustrated the positive linear relationship between the RTP and FTP

variables (Figure 3.5).

Regression equations (Eq. 1, 2, 3) were calculated to predicted maximum KOM

flexion, peak velocity, and peak acceleration when using RTP From the same variables

when the trunk velocity test was performed using FTP. Statistic data for the equations arc

listed in the Appendix 3.

Maximum ROM flexion RTP = 0.453 * maximum ROM flexion FTP + I 1 .OJ ( E q . 1 )

Peak velocity RTP = 0.186 * peak velocity FTP + 69.93 (Eq . 21

Peak acceleration RTP = 0.397 * peak acceleration FTP - 66.57 (Eq, 3)

Study 2: Comparison between ~ a s t r a k ~ " and LMM

Ten male volunteers having an average age of 25 +_ 2.8 years participated in this

study. The group had an average weight of 86 kg f 12 kg and an average height of 1.79

No significant differences were observed between the kinematic variables from

trunk velocity test performed using the ~ a s t r a k ~ ~ and the LMM. Excellent correlations

were also observed between the variables measured by the two devices. These data are

reported in Table 3 -2. The results suggested that both ~ a s t r a k ~ ~ and LMM can be used

to assess the trunk velocity test when the observer is interested in only peak values.

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Table 3.1 - Comparison of protocol using LMM - descriptive data and Pearson product- moment correlation. (N = 1 5 )

-- . - - - - - -- --

LMM (RTP) LMM (FTP) p - value* r**

Mean k SD Mean k SD Maximum ROM Flexion (") 43 f 7 69k13 <0.0005 0.86

Peak Velocity (*/s) 1 1 2 f 14 224 + 64 < 0.0005 0.87

Peak Acceleration ('I?) 450 2 180 1322 2 397 < 0.0005 0.87

* Assoc~ated with Paired Student t-statistic * * Associated with Pearson product-moment correlation

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Ma mmum ROM LMM Free Protocol

Peak Velouty LMM Free Prolocol

Peak Acceleration Free Protocol

Figure 3.5 - Correlation between trunk velocity test protocols: The regression line and the 95% confidence interval bands are shown for (A) maximum ROM flexion, (B) peak velocity, and (C) peak acceleration.

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Table 3.2- Comparison between ~ a s t r a k ~ " and LMM - descriptive data and Pearson product-moment correlation. (n = 10)

~ a s t r a k ~ " LMM p - value* r**

Mean k SD Mean k SD Maximum ROM Flexion (") 75k 15 70 k 13 0.254 0.92

Peak Velocity ( O h ) 246 + 66 232 + 74 0.377 0.92

Peak Acceleration (01s.') 1480 + 551 1322 + 451 0.101 0.53

* Associated with Paired Student t-statistic ** Associated with Pearson product-moment correlation

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Table 3 .3- Descriptive data for spinal kinematic variables from ~astrak''"

Thoracic ~horacoiurnbar Lumbar Sacrum (TI - L1) (T7 - S1) (L1 - S1) (S1) Mean i SD Mean k SD Mean k SD Mean .t SD

Maximum ROM Flexion (O) 32 + 15 7 5 + 15 45+ 10 67 +_ 9

Peak Velocity ("Is) 77 + 37 246 + 66 125 -4 37 209 2 43

Peak Acceleration ('/s2) 678 + 383 1480F551 7 1 7 k 2 7 7 1069-t474

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Maxlrmrn ROM Lumbar Segment

Peak Velwty Lumbar Segment

Peak kceleration Lumbar Segment

Figure 3.6 - Thoracic and lumbar segments kinematic correlations: (A) maximum ROM

flexion, (B) peak velocity and (C) peak acceleration.

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I nma I

Figure 3.7 - Representative examples of dynamic ROM flexion thoracic, thoracolumbar, lumbar segments and sacral angle for two subjects (A and B)

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Table 3.4 - Pearson Correlation Coefficients (r) for spinal kinematic variables

- -

Thoracic ~horacolumbar Lumbar Sacrum

Thoracic Max. ROM Flexion 1 .OO

Thoracolumbar Max. ROM Flexion 0.77** 1 .OO

Lumbar Max. ROM Flexion 0.23 O X * * 1 .OO

Sacral Max. ROM Flexion 0.45 * 0.2 1 0.35 1 .OO

Thoracic Peak Velocity 1 .OO

Thoracolumbar Peak Velocity 0.78** 1 .OO

Lumbar Peak Velocity 0.24 0.53** 1.00

Sacral Peak Velocity 0.50** 0.24 0.14 1 .OO

Thoracic Peak Acceleration 1 .OO

Thoracolumbar Peak Acceleration 0.61** 1 .OO

Lumbar Peak Acceleration 0.09 0.5 1 ** 1 .OO

Sacral Peak Acceleration 0.64* * 0.504* 0.30 1 .OO

* Correlation is significant at the 0.05 level ** Correlation is significant at the 0.01 level

Page 96: Evaluation of Spinal Kinematics

but they were significantly different. Lower kinematic values were observcd \s hen thc

RTP was used, suggesting that a restriction of the spine's range of motion occurrcd

during the test.

The trunk velocity test using the RTP yielded values that agreed with Marras et al.

(1994) for the maximum ROM flexion, peak velocity and peak acceleration (Figure 3.8).

These results were expected since we used the same protocol as did Marras et al. ( 1 994).

Gill & Callaghan (1996) also used the LMM to perform the trunk veloclty test. but i n

their study the free test protocol was used. Their kinematic value results were similar to

the values found in the present study (Figure 3.9). These findings support the theory that

differences in results between Marras et al. (1994) and Gill & Callaghan (1996) study and

the study presented in Chapter 2 were due to the differences In protocols.

Using the LMM the investigator has the choice between the two-test protocols.

The RTP was designed to limit any secondary rotation or side bending motion during the

test and, consequently, imposed some limitation in the range of motion. On the other

hand, the FTP allowed the subject move naturally throughout hls flexion ROM. The RPT

has the advantage of allowing the investigator to compare resuits to the normal database

created by Marras et al. (1994), which provides the maximum ROM flexion, peak

velocity and peak acceleration values for the thoracolumbar segment of the spine.

However, the FTP may be a better choice when performing the trunk velocity test. Since

the spine is a complex three-dimensional structure movement in any one plane is always

accompanied by some movement in the other two planes (Pearcy & Hindle, 1989). These

secondary motions were reported to be small during flexion ROM of the spine with no

effect in the overall pattern of the motion (Pearcy et al., 1984; Pearcy & Hindle, 1989).

Page 97: Evaluation of Spinal Kinematics

0Marrasetal 119941

.Present Study

Dynamic ROM Flexon

- - - - - - - - - - - - - . . - - - - - - - - - -

Trunk velocity test RTP

Y, 100 (

8 2 ' m O M arras ct at ( I 994) 0, ~

so 1 P r e s e n t Study

B : O i ---

I h a k Vekcrty

-- - .- I

Trunk velocity test RTP

Peak Acceleration

M arras el al ( 1994)

a P resent Study

L -- -- -- - - p--~--~p

Figure 3.8 - Comparison of the kinematic variables between studies that used RTP to perform trunk velocity test. (A) Dynamic ROM flexion, (B) Peak velocity, and (C) Peak acceleration

Page 98: Evaluation of Spinal Kinematics

, 100 .

80 . UGJI & Callaghan (1996)

N P resent Study

1 20 ; I 1 0- --. A i

Dynamc ROM Flexion

[S~GIII L Callaghan (1996)

.P rcscnt Study

k a k Vebctty

t I Trunk velocity test FfP

FBak Acceleration

nG~ l l& Callaghan (1996)

P nsent Study

Figure 3.9 - Comparison of the kinematic variables between studies that used FTP to perform trunk velocity test. (A) Dynamic ROM flexion, (B) Peak velocity, and (C) Peak acceleration

Page 99: Evaluation of Spinal Kinematics

Since the purpose of the trunk velocity test is to evaluate the spinc's functionul

capacity the results might be useful in determining i f a subject should return to his norn~al

activities after a period of low back pain. These normal activities may demand a spinal

ROM greater than those allowed using RTP, which could lead to errors in the functional

assessment of the subject. Another important point in favor of the FTP that is according

to Mamas et al. (1995), the RTP could not be used with other device since it would be

difficult to provide the same type of feedback that one designed into the LMM. This F~ct

may be a major limitation in the use of the RTP since so many devices such as

electrogoniometers, electromagnetic tracking devices, opto-electric motion tracking

deviscs and video motion analysis have the potential to be used to assess the trunk

velocity test.

Mamas's database was created based on a trunk velocity test using the RTP. In

order to investigate potential of using the same database for the FTP, regression equations

were created to predict the results of the RTP when using the FTP. Although these

equations are based only on men with ages ranging from 20 to 40 years, it would appear

that there is potential to convert the relationship to a new database created using the FTP.

Further research would be needed to determine the efficacy and importance of this

transformation.

Study 2: Comparison between ~ a s t r a k ~ ~ and LMM

The results of this study showed no significant difference in the kinsmatic

variables of the trunk velocity test when the same protocol was applied using the

l%strakTM and the LMM. Excellent correlation was observed between the ~astrak'." and

Page 100: Evaluation of Spinal Kinematics

LMM for maximum ROM flexion. peak velocity and peak accelcration. Figurc 2 1 0

shows that Gill & Callaghan (1996) reported similar results for the maximum Kohl

flexion and the peak velocity when compared with the present study. Thcir peak

acceleration values were lower than this study. but within one standard deviation of this

study. These results gave support to the Marras et al. (1995) statement that any other

device should be able to obtain the same kinematics variables for the trunk velocitv test.

This findings also support the fact that the differences in the kinematic valucs horn t h ~

trunk velocity tests when compared with Marras's database and Chapter 2. were mainl).

due to difference in protocols and not due to the use of a device other than LMM.

The ~as t r ak '~ ' showed the same ability as the LMM to assess thc trunk pcak

velocity kinematic variables and also showed that it could provide more information than

the LMM. The present study showed that the ~ a s t r a k " ~ allowed assessment not only the

thoracolumbar kinematic variables but also the thoracic segment, lumbar segment and

sacral angle variables, thus giving it an advantage over the LMM. The low correlations

observed between the variables among different spinal segments suggested that each

segment contributed differently during the dynamic ROM flexion trials. Pcarcy S:

Hindle(1989) and Marras et al. (1993) both hypothesized that the spine's rno~ion

contained a large amount of information about the status of the spine's musculoskeletal

control system and that it could generate different patterns of spinc movcrnents

("motion signature"). The present study observed different recruitment of the spinal

segments with different motion characteristics for each segment during the trunk velocity

test. This fact suggested that further research is needed to study the functional assessment

Page 101: Evaluation of Spinal Kinematics

- - -.- - -

Trunk velocity test FTP 100 .

0 Present sludy LM M

MGdI & Callanghan ( 1996)

aPresenl study Fastrak

7 -- - -- - - - .- -

I Trunk velocity test FTP

Present study LM M ,

~ G I I I 8 Callanghan (1996) '

OPresenI study Fastrak

-. - - - . - . - - - . 1 Trunk wlodty test FTP

0 Present study LM M

aOH B Callnnghan ( 1996)

aPreserrt study Faslrak

Figure 3.10 - Trunk velocity test kinematic variables comparison between studies that used free test protocol. (A) Dynamic ROM flexion, (B) Peak velocity, and (C) Peak acceleration

Page 102: Evaluation of Spinal Kinematics

of the spine in healthy and low back pain subjects focusing on h e specific pcrl'orniancc

and contribution of the thoracic. thoracolurnbar, and lumbar segments and the sacral

angle.

Conclusion

The present study showed that a free test protocol could be used Tor the trunk

velocity test, since it can be used with devices other than just the Lumbar Motion Monitor

and allowed the subjects to perform the trunk velocity test using their total spinal range of

motion.

The ~ a s t r a k ' ~ provides comparable information to the LMM in the assessment o i

the trunk vclocity test in terms of peak values and these devices could bc uscd

interchangeably. The ~astrak'" also has the advantage of providing kincrnatlc valucs not

only for the thoracolumbar segment, but also for the thoracic segment, lumbar segment

and sacral angle. Future research within the trunk velocity test should be directed toward

a better understanding of the different pattern of motion observed during the trunk

velocity test as curve shapes suggest that each segment of the spine probably has its own

motion signature carrying with it specific kinematic information.

References

1 . Frymoyer J W, Pope MH, Costanza MC: Epidemiologic studies of low back pain. Spine 5:419-423, 1980.

2. Gill KP, Callaghan MJ: Intratest and intertest reproducibility of the lumbar motion monitor as a measure of range, velocity and acceleration of the thoracolumbar spine. Clinical Biomechanics 1 1 :4 18-42 1, 1996.

Page 103: Evaluation of Spinal Kinematics

3. Marras WS, Wongsam PE: Flexibility and Velocity of the Normal and Impaired Lumbar Spine. Archives of Physical Medicine Rehabi[italion 6 7 2 1 3-2 1 7 . 1986.

4. Marras WS, Fathallah FA, Miller RI, Davis SW, Mirka GA: Accuracy of three- dimensional lumbar motion monitor for recording dynamic trunk motion characteristics. henlutional Joltnral of hdtcsrrial Ergo~lon~ics 9: 75 -87. 1 99 2

5. Marras WS, Parnianpour M, Ferguson SA, Kim JY, Crowell RR, Simon SR: Quantification and classification of low back disorders based on trunk rno tion. Eurcpcm Journaf of Phpicol M d i c i ~ l r Rrlr~lliiiifrrfruri 3 .Z i 6 - 2 3 5 , i 993.

6. Marras WS, Parnianpour M, Kim JY, Ferguson SA, Crowell RR. Simon SR: The effect of task asymmetry, age and gender on dynamic trunk motion characteristics during repetitive trunk motion characteristics during repelitivc trunk flexion and extension in a large normal population. lEEE Trausocrions 011

Rehabilitation Engineering 2 : 1 3 7- 146, 1994.

7. Marras WS, Pamianpour M, Ferguson SA, Kim JY, Crowell RR. Simon SR: Truuk motion characteristics as a quantitative measure of low hack disorder recovery status. Proceedings ojMe I2th IErl 3:79-8 1, 1994.

8. Marras WS, Parnianpour M, Ferguson SA, Kim JY, Crowell RR, Bose S. Simon SR: The classification of anatomic- and symptom-based low back disorders using motion measure models. Spine. 20:253 1-2546. 1995.

9. Masset D, Malchaire J, Lemoine M: Static and dynamic characteristics of the trunk and history of low back pain. International Journal of Industrial erg on on tic:^ 1 1 :279-290, 1993.

10. Mayer TG, Tencer AF, Knstoferson S, Mooney V: Use of noninvasive techniques for quantification of spinal range of motion in normal subjects and chronic low back pain dysfunctional patients. Spine 9588-595, 1984.

I 1. Pearcy MJ, Ponek I, Shepherd J: Three-dimensional x-ray analysis of normal movement in the lumbar spine. Spine 9:294-297, 1 984.

12. Pearcy MJ, Hindle RJ: New method for the non-invasive three-dimensional measurement of human back movement. Clinical Biomechanics 4:73-79, 1989.

13. Porter JL, Wilkinson A: Lumbar-hip flexion motion: A comparative study between asymptomatic and chronic low back pain in 18- to 36-year-old men. Spine 22: 1508- 15 14, 1997.

Page 104: Evaluation of Spinal Kinematics

11. Rainville J, Sobel JB, Banco RJ, Levine HL, Childs L: Low back and cervical spinc disorders. Orthopedic Clinics of North A~?lerica 27:729-746, 1996.

1 Spratt KF, Lehman TR, Weinstein JW: A new approach to low back examination: Behavioral assessment of n~echanical signs. Spine 1996- 101. 1990.

Page 105: Evaluation of Spinal Kinematics

Chapter 4

The Use of the Trunk Velocity Test in Healthy and

Low Back Pain Subjects

Introduction

Low back pain (LBP) is one of the most common problems that leads to medical

attention in a primary care institution and a significant cause of lost work time and

disability (Frymoyer et al., 1980; Andersson, 198 1; Erdil et al.. 1997). 11 has bccn

associated with many risk factors of occupa~ional and non-occupational origin and is self-

limited in nature. Fifty-seven percent of the LBP cases resolve within one week, 90% in

six weeks, and 92 to 95% after twelve weeks. The remaining 5 to 8% will present a

persistent pain for six months or more and may progress to a chronic phase (Nachemson

& Bigos, 1984; Bishop et al., 1997). Less than 50% of the chronic group will be able to

return to work (Hazard et al., 1991; Magnusson et al., 1998) and they will account for

80% of the workers' compensation costs (Spitzer et al.. 1987; Erdil et al.. 1997). Thc

underlying pathophysiology for the vast majority of patients with LBP is unknown in

80% to 90% of the cases (Bergquist-Ullman & Larsson, 1977; Spratt et al.. 1990).

The rnultifactorial nature and the difficulty in reaching a clear diagnosis have

challenged health professionals to intervene efficiently and decrease the disability and

costs associated with LBP. A clear diagnosis is important in planning treatment and

monitoring patients especially when it is necessary to evaluate whether a patient's

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condition has changed following a treatment or i f he/she is ready to return to work. .A

variety of clinical tools have been used to assess impairment and functional limitations

related to LBP and to attempt diagnosis of the problem. However, all of them present

limited interpretation of the outcomes. The sophisticated imaging technologies such 3s

magnetic resonance image (MRI), computed tomography (CT), myelography. and X-ray

are able to identify a problems in fewer than 15% of the cases (Nachemson. 1985). The

pathoanatomic findings are poorly correlated with low back complaints. suggesting that

abnormal anatomy may not be related to the patient's symptoms (Bishop el al., 1997).

Evaluation using information from the history of the problem and from physical

assessment is also compromised by the unclear relationship between the clinical history

and physical findings (McGregor et al., 1998).

Disability questionnaires, which often include questions concerning symptom

severity and functional limitations, have also been used in the clinical settings to cvaluatc.

LBP. The Functional Rating Scale (Evans & Kagan, 1986), the Roland-Moms

Questionnaire (Roland & Morris, 1983; Stratford & Binkley, 1997; Stratford et al.. 1998),

the Oswestry Questionnaire (Fairbank et al., 1980; Mellin, 1988; Hazard et al.. 1991 ;

Escola et al., 1996), and the Lower Extremity Functional Scale (Binkley. 1999) arc

examples of self-reported instruments used to assess disability related to LBP. 'Thrsc

questionnaires provide outcome measures of the patients' perception of their functional

status, but the results must be interpreted carefully. Self-rcported measures may be

subject to a perceptual or belief mismatch; there may be diffcrcnces bctwecn how

patients function and how they believe they function (Fordyce et al., 19841, and there

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may be differences in what the patient reports and in what the esaminer concludes

(Simmonds et al., 1998).

Despite all controversies. the physical assessments have been used nlore

frequently to evaluate LBP individuals as they provide more objective measurements

(Triano Sr Schultz, 1987), and they are seen by the health care providers as more valu;lblc

than self-reported measures (Mayer et al., 1997). The trunk strength test (Bienne-

Sorensen, 1984; Mein et al. 199 1 ; Ito et al., 1996), the straight leg raising test (Wolf et

al., 1979; Biering-Sorensen, 1984; Thomas et al., 19881, and the spinal range of motion

are some of the physical tests most frequently used to assess low back pain.

The trunk strength test requires that the patients sustain a maximal volun~arv i'orcs

against a resistance. This test may be associated with a nsk of injury (Biering-Sorensen.

1983) and its results can be affected by the patient's fear of pain during a maxlmum cSfm

(Hupli et al.. 1996). The straight leg raising test is used to measure hamstring

musculotendinous length and its association with low back pain, but its value has been

questioned (Wolf et al.. 1979; Bohmnon, 1982; Waddell et al., 1992). Contradictory

results regarding the ability to identify LBP patients using spinal range of motion (ROM)

have been reported (Biering-Sorensen, 1984; Masset et al., 1993). although this

procedure has been recommended by the American Medical Association as a mcasurc to

evaluate low back pain impairment (AMA, 1990). Biering-Sorensen ( 1984) and Mclntrye

et al. (1991) reported that LBP subjects had restricted spinal motion, which suggested

that abnormal motion may be an indicator of abnormal spinal mechanics and may bc

associated with low back pain (McGregor et al., 1998).

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The use of continuous dynamic profiles of motion with higher order derivatives

was introduced by Marras & Wongsam (1986). In their study, velocity variables \trcrc

reported to be more sensitive in the identification of LBP than static ROM measures. This

I'xt was later confirmed by other studies, which introduced another variahlc.

acceleration. as a good indicator of LBP (Mclntyre rt al.. 1991; Masset ct 31.. \~p)?;

Marras et al.. 19951. To date. studies of spinal motion using higher order derivatives h z \ ~ ?

evaluated the lumbar region and thoracolumbar region of the spine, but only thc

thoracolumbar segment has been studied.

The use of the ~ a s t r a k ~ ~ , an eiectomagnetic tracking device, in the dynamic

assessment of spinal motion (Chapters 1 and 2) introduced the possibility of study in^

several spinal segments simultaneously. The study of the thoracic, thoracolumbar, lumbar

and sacral regions of the spine while performing flexion-extension dynamic motion

showed that different patterns of motions occurred in each segment of the spine.

suggesting that each segment has a specific motion profile (Chapter 3). This finding

raised the question of how these motion profile differences in the specific regions of the

spine presented by asymptomatic individuals compare with the motion profiles of low

back pain individuals. ROM has been reported to be poorly correlated with disability

measure (Waddell et al., 1992; Simrnonds et al., 1998), however, it is not known how

velocity and acceleration variables correlate with disability.

The purposes of this study were: 1 ) to determine whether the thoracic.

thoracolurnbar, lumbar and sacral kinematic variables were different bctwcen

asymptomatic individuals and low back pain subjects; and 2) to investigate the

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association between disability scores and the thoracic. thoracolumbar, lumbar and sacral

kinematic variables.

Methods

Subjects

Healthy and low back pain suffering volunteers were recruited from the Kingston

area through posted advertisements, Queen's University newspaper, and physiotherapist

referral. Preliminary screening was done through an informal telephone interview when

the inclusion and exclusion criteria were checked. The inclusion criteria for the healthy

subjects were: males, ranging in age from 20 to 60 years. The exclusion critena werc: did

not have low back pain and/or hip pain in the last two years. no history of low back pain

that required medical attention, no restricted or lost work duties due to LBP in thc past

two years, no history of spine or hip surgery, or fracture, and no diseases that could affect

motion (rheumatoid arthntis, central nerve disorders). The inclusion criteria for low back

pain subjects were: males ranging in age from 20 to 60 years with at least a two-month

period of having low back pain. The exclusion criteria for the LBP group were: history of

spine or hip surgery or fracture, and diseases that could affect motion (rheumatoid

arthntis, central nerve disorders). Before the test started. each subject received a wristen

and verbal explanation of the purposes and protocol of the study and signed a consent

form (Appendix 4).

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Questionnaire and Pain Scale

The LBP subjects were asked to answer the Oswestry Low Back Pain D'

Questionnaire to assess their level of disability (Fairbank et a]., 1980). This quest

consisted of ten questions designed to assess limitations in various activities ol' dailv

living. The activities covered included pain intensity, personal care. liliing, walklng.

sitting, standing, slipping. sex life. social life, and travelling. The Oswrstry questionnaire

was given because of its simplicity, internal consistency, and high test-retest reliability

(Triano & Schultz, 1987). The maximum score possible (50 points) represented disability

severe enough to require the individual to remain in bed, whereas zero points represented

no disability at all. The scores were calculated by dividing the raw score by the total

possible score and then multiplying by 100. The final scores were interpreted 3s ;l

percentage of the subjects' perceived disability pain (Fairbank et al.. 1980).

A pain scale ranging from 0 to 10 was used to rate the presence of pain before and

after the test, where zero represented no pain and ten represented extremely intense pain

(Appendix 5). A short questionnaire to gather some work characteristics information

from the subjects were also applied before starting the test (Appendix 6).

Trunk Velocity Test

Subject preparation to use the ~ a s t r a k ~ ~ followed the procedures described in

Chapter 2. The trunk velocity test was performed using the free test protocol that was

reported in Chapter 3. Two trials with five repetitions each were collected for each

subject but only the second trail was considered in the analysis. The first trial was used as

a warm-up. Maximum dynamic ROM flexion (the higher ROM value from five continuos

Page 111: Evaluation of Spinal Kinematics

tlexion and extension repetitions) was measured while peak velocity and psak

acceleration values were computed for the thoracic segment, thoracolumbar segment.

lumbar segment and sacrum.

Data analysis

The Oswestry Disabilitv Questionnaire was analyzed in accordance with its own

guidelines. Subjects with score from 0% to 20% were cons~dered to have minimal

disability, 20% to 40% moderate disability, 40% to 6094 severe disability, 6046 to SO%,

crippled, and 80% to 100% bed-bound or exaggerated. (Fairbank et a]., 1 980). For the

purpose of this study the low back pain subjects were divided into two groups: a

moderate LBP group (MLBP) that scored less than 40% in the disability questionna~re

and a severe LBP group (SLBP) that had equal to or greater than 40% disability scores.

To determine whether the three groups (healthy, moderate LBP, and severe LBP)

differed in their trunk velocity test scores, multivariate analysis of variance (MANOVA)

was conducted and the Bonferroni post-hoc tests were used to identify where significant

differences occurred.

To determine the relationship between disability and the trunk velociiy test,

Pearson product-moment correlation coefficients were calculated to drtcrminc the

association between scores on the disability questionnaire and the kinematic variables i'or

the thoracic, thoracolumbar, lumbar segments and sacrum. The benchmarks i b r

interpretation of the Pearson correlation coefficients were 0.00 to 0.25 = little or no

relationship; 0.26 to 0.50 = fair degree of relationship; 0.51 to 0.75 = moderate; and >

0.75 = good to excellent relationship (Portney & Walkins, 1993). All kinematic variables

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were entered into a stepwise multiple regression analysis to determine their con~ribution

ro the variance in the disability scores.

All analyses were conducted with the SPSS statistical package and a siyn~tic:cncc

level of p < 0.05 was adopted.

Results

A total of 74 male volunteers participated in this study. No significant diflcrcnccs

for age, height, and weight were observed among the three groups (p ; 0.05).

Demographic information for the healthy and LBP groups are shown in Table 4.1.

For symptomatic subjects, the moderate LBP group (MLBP) presented a mean

disability score of 22% (f 8%) and the severe LBP group (SLBP) presented a mean of

46% (+ 6%). All asymptomatic subjects had a zero disability score.

Working characteristics differed between the two groups of' LBP. Thc scvcrc

group had a lower work capability than the moderate group. Twenty five percent of the

SLBP were on sick leave. 35% were working in modified duties, and only 40% were in

their normal working activities. In the moderate group no subject was on sick leave, only

20°/0 of the subjects were working in modified duties, and the majority of the subjec~s

(80%) were working normally.

All healthy subjects reported no back pain before and after the trunk velocity t t x .

h o n g the MLBP group, 5 subjects reported minimal pain ( 1 to 3 on thc pain scalc) and

the remaining 17 reported no pain before the test. Two SLBP subjects reported rnoderatc

pain (4 to 5 on the pain scale), 10 subjects reported minimal pain ( I to 3 on the pain

scale) and the other 12 subjects reported no pain before the test. No changes in the pain

level were reported in either group after the test.

Page 113: Evaluation of Spinal Kinematics

Table 1.1 - Demographic information for the healthy and LBP groups

Groups Height Weight

(meters) (kg-)

Mean Range Mean Range Mean Range

Healthy 35 21 - 58 1.77 1.65-1.90 86.7 67 - 11s (n = 30)

Moderate 33 20 - 59 1.78 1.65 - 1.89 7 8 . 2 59 - 110 LBP

(n = 22)

Severe LBP 38 2 4 - 6 0 1.80 1.65 - 1.90 53.0 58 - 120

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For the peak values on the trunk velocity test. the nican values For the nlasinlum

ROM flexion, velocity and acceleration were lower for the thoracic. thoracolumbar. ;lnd

lumbar segments and sacrum in the SLBP group when compared to the hcal~hy and

MLBP groups. The MLBP group also yielded lower values when compared to thc hcdrll\

group. The findings are summarized in Table 1.2.

Multivariate analysis of variance (MANOVA) showed that the kinematic

variables for the thoracic, thoracolurnbar, lumbar segments and sacral mglc wcrc

significantly different at 0.05 level. According to the Bonferroni post-hoc rests, t h ~

kinematic variables from the trunk velocity test were different between the SLBP group

and the healthy group and between the two LBP groups (Table 4.3). The thoracic peak

velocity and thoracic peak acceleration were the only variables where the healthy g o u p

differed from the MLBP group. All the other variables showcd no diffcrcncc b e t ~ c c ~ ~

these two groups.

The correlations between the disability scores and the spinal kinematic variables

varied from little to moderate. Moderate correlations ( r = -0.209 to r = -0.553) wcrc

obscrved for the thoracic peak velocity and thoracic acceleration variables. The

maximum ROM flexion for the thoracolumbar segment and sacral angle showed little

correlation with the disability score, and all the other variablcs yielded only a h i r

relationship with the disability score. These findings are summarized in Tablc 4.4.

The stepwise multiple regression analysis was performed includmg a1 1 thc

kinematic variables. The results showed that 52% of the variance oS the obst.mcd

disability score could be explained by the peak thoracic velocity, peak thoracolun~bar

acceleration, and peak lumbar velocity (Appendix 7).

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Table 4.2 - Descriptive data for spinal kinematic variables

Variables Healthy MLBP SLBP Mean + SD Mean + SD Mcm ? SI)

--_L_._

Thoracic Segnr eft t

Mmimum ROM Flexion 31 + 13 30 t14 16 -t 8

Peak Vciocity 74 k 30 50 + 23 32 2 13

Peak Acceleration 693 + 227 506 k 215 311 + 165

Thoracolurnbar Segment

Maximum ROM Flexion

Peak Velocity

Peak Acceleration

Lumbar Segment

Maximum ROM Flexion

Peak Velocity

Peak Acceleration

Sacral Angle

Maximum ROM Flexion 63 4 12 60 k 16 49 + 13

Peak Velocity 197 + 42 165 k 60 126 + 57

Peak Acceleration 1189 + 470 998+271 7 2 7 t 2 5 9

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Table 4.3 - Bonfcrroni test

- -

Variables Healthy x MLBP Healthy x SLBP MLBP x SLBP p-value p-value p-valut: --

Thoracic Segment

Maximu~n ROM Flexion

Peak Velocity

Peak Acceleration

Thorucolumbar Segment

Maximum ROM Flexion

Peak Velocity

Peak Acceleration

Lumbar Segmerrt

Maximum ROM Flexion

Peak Velocity

Peak Acceleration

Sacral Angle

Maximum ROM Flexion

Peak Velocity

Peak Acceleration --

* Significantly at 0.05 level * * Significantly at 0.0 1 level

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Table 4.4 - Pearson Correlation Coefficients (r) between disability score and spinal kinematic variables

Variables Pearson correlation (r) p-value

Thoracic Segment

Maximum ROM Flexion - 0.382

Peak Velocity - 0,553

Peak Acceleration - 0.547

Thoracolumbar Segment

Maximum ROM Flexion

Pcak Velocity

Peak Acceleration

Lumbar Segrnent

Maximum ROM Flexion

Peak Velocity

Pcak Acceleration

Sacral Angle

Maximum ROM Flexion - 0.214

Peak Velocity - 0.282

Peak Acceleration - 0.360

pp - -

* Significant at 0.05 level * * Significant at 0.01 level

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Discussion

In this study, the pain behavior of the subjects before and after thc test did not

change, suggesting that the test is safe with little risk of causing or increasing pain. Mas1

of the subjects in the study were pain free. or with minimal complaint. Only t ~ o suhjc.cts

reported moderate pain before the test, which did not change after completing the tcst.

l hese tacts suggested that pain was no1 a limiting hctor during the trunk \,clocirv icst.

Ahem et al. (1990) reported that pain was a significant predictor for impairn~cnt.

suggesting that pain may interfere with the clinical assessment outcomes of chronic LBP

patients. Hupli et al. (1996) measured the isokinetic performance capacity in subjects

with severe LBP and found that the results were influenced by the increase of pain during

the test. Mcintyre et al. (1991) reported that the normal group and the LBP group could

be identified by the different preference of motion, with the LBP group moving at u

slower velocity than the normal group. Although their study does not report any subject

complaint of pain, Mcintyre et al. concluded that the restriction of motion could be

attributed to pain induced during motion or mechanical factors.

Escola et a\. (1996) used a dynamic spinal ROM test to quantify LBP. In their

study, the Oswestry Disability Questionnaire was also used to determine rhe level of

disability of the LBP group. The mean Oswestry score of 2J0/0 was reported for their LBP

group, which matches the Oswestry score of the MLBP group in this study (22% + 8%).

In addition, they reported no signif cant differences between the healthy and LBP .- croup

for the dynamic ROM and velocity in the lumbar segment and in the sacrum, which

agrees with the findings in the present study. McClure et al. (1997) also reported similar

results. Simmonds et al. (1998) found that dynamic ROM and velocity for the lumbar

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segment were different between healthy and severe LBP. Although they used the Roland

and Moms Disability Questionnaire to determine the severity of the LBP group. their

results agree with the results reported in this study.

The thoracolumbar ROM. velocity, and acceleration were di fferent between the

healthy and severe groups. The trunk velocity test was used by Marras ct a]. (1995) to

discriminate between healthy and LBP subjects. Their results partially agree with the

present study. They found that the thoracolumbar velocity and acceleration variables

were more sensitive to discriminate between the two groups. but the ROM was not Sound

to be a good discriminator. The difference in the ROM results was likely due lo the

application of different test protocols. Marras et al. (1995) used the restricted test

protocol which limited the ROM when compared with the free test protocol that was used

in this study. Another possible explanation for the difference in the results might be duc

to the different methods of classifying the LBP group. Marras et al. (1995) recruited only

subjects with well-diagnosed low back disorders, whereas in this study a disabiliiy

questionnaire score was used to categorize the symptomatic individuals. Another study.

which did not use disability as criteria to determine the LBP group, found also that

dynamic thoracolumbar R.OM and velocity were sensitive to distinguish between healthy

and LBP groups (Bishop et al.. 1997).

In this study, among all the segments of the spine, the most sensitive kinematic

variables to differentiate between healthy and SLBP groups were the thoracic velocity

and thoracic acceleration variables. These vanables were able to differentiate the health),

group from the MLBP and SLBP groups and between the MLBP and SLBP groups.

These findings suggested that the thoracic segment may have a significant impact on the

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process of quantifying LBP, especially for its sensitivity in differentiating between two

subgroups of LBP individuals.

The thoracic velocity and acceleration variables also had the strongest correlation

with the disability scores when compared with other variables. Although many

researchers reported poor correlation between physical test such as ROM and le\*cl 01'

disability (Mellin, 1987; Triano & Schultz, 1987; Hazard et al., 1991 ). the thoracic

velocity (r = 0.55) and acceleration (r = 0.54) in the present study showed modcratc

relationship with LBP disability. Waddell et al. (1992) and Simmonds et al. (1909)

reported a fair correlation between lumbar ROM, lumbar velocity, sacral ROM and LBP

disability. These findings are similar io the results for the kinematic variables used i n ~ h c

present study.

The peak thoracic velocity, peak thoracolumbar acceleration, and the peak lumbar

velocity explained 52% of the variance in the disability scores. Further research, which

involves c w e registration, normalization and curve shape analyses, may strengthen this

relationship in a similar manner as reported by Marras et al. (1995). The current mulyscs

suggested that the kinematics of thoracic segment is a potential source of information

related to LBP and confirms the importance of the velocity and acceleration kinematic

variables.

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Conclusion

This study showed that the kinematic variables for the thoracic, thoracolumbar,

and lumbar segments, and sacrum measured during the trunk velocity test were

significantly different between the severe low back pain group and the healthy group and

also between the severe low back pain eroup and the moderate lnw h a r k pair! grcup. T!Y

thoracic peak velocity and peak acceleration variables were the most sensitive to identify

kinematic differences in the LBP group, because they not only were able to detect

differences between healthy and LBP subject, but also they were able to find kinematic

differences between two subgroups of LBP.

The thoracic peak velocity and peak acceleration variables yielded the strongest

correlation with the disability score. The thoracic peak velocity was the main variable in

explaining the variation in the disability score. followed by the thoracolumbar

acceleration and then lumbar velocity. This study confirmed the importance of thc

velocity and acceleration variables in the study of the spinal motion and showed tha~ thc

thoracic segment might provide more information about low back pain sufferers' spinal

motion profile than any other segment of the spine.

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References

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8. Deyo RA: Measuring the functional status of patients with low back pain. :lrchiw.s of Physical Medicine Rehahilitation 69: 1044- 1053. 1988.

9. Erdil M, Dickerson OB, Glackin E: Diagnosis and medical management of work related low back pain. In Cumulative Trauma Disorders: Preve)rlior~, evaluation, and treatment. eds. Erdil, M & Dickerson, 0B.San Francisco, Van Nostrand Reinhold, 1996, pp. 44 1 -498.

10. Esola MA, McClure PW, Fitzgerald GK, Siegler S: Analysis of lumbar spine and hip motion during forward bending in subjects with and without a history of low back pain. Spine 2 1 :7 1-78, 1996.

1 1. Evans JH, Kagan A: development of functional rating scale to measure treatment outcome of chronic spinal patients. Spine 1 1 :277-28 1, 1986.

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12. Fairbank JC, Davks JB. Couper J. O'Brien J.P.: The Oswrstry low back pain disability questionnaire. Physiotherapy 66:U 1-273, 1980.

13. Fordyce WE, Lansky D, Calshyn DA, Shelton JL, Stolov WC. Rock DL: Pain measurement and pain behavior. Pain 18:53-69, 1984.

1 Frymoyer JW, Pope MH, Costanza MC: Epidemiologic studies of low back pain. Spi~re 5:4 19-423, 1980.

15. Hazard RG, Bendix A. Fenwick JW: Disability exaggeration as a predictor of hnctional restoration outcomes tbr patients with chronic low back pain. Spiuc 16:1062-1067, 1991.

16. Hupli M, Hurri H, Luoto S, Sainio P, Alaranta H: Isokinetic performance capacity of trunk muscles. Part I: The effect of repetition on measurement of isokinetic performance capacity of trunk muscles among healthy controls and two different groups of low back pain patients. Scandinavian Jounrul 01' Rehabilitation Medicine 28:201-206, 1996.

17. Ito T, Shirado 0. Suzuki H, Takahashi M, Karneda K. Strax TE: Lumbar trunk muscle endurance testing: An inexpensive alternative to a machine for evaluation. Archives of Physical Medicitle Rehabilirurion 7 7 : 75 -79, 1 9%.

18. Klein AB, Snyder-Mackler L, Roy SH, DeLuca CJ: Comparison of spinal mobility and isometric trunk extensor forces with electromyographic spectral analysis in identifying low back pain. Physical Therapy 7 1 :445-454, 1 99 1 .

19. Mamas WS, Wongsam PE: Flexibility and velocity of the normal and impaired lumbar spine. Archives ofPhvsica1 Medicine Rehabilitation 6 7 2 13-2 17, 1986.

20. Marras WS, Pamianpour M, Ferguson SA, Kim JY, Crowell RR, Bose S. Simon SR: The classification of anatomic- and symptom-based low back disorders using motion measure models. Spine. 2O:253 1-2546, 1 995.

21. Masset D, Malchaire J, Lemoine M: Static and dynamic characteristics of the trunk and history of low back pain. International Journal of Industr~al Ergonomics 1 1 :279-290, 1993.

22. Mayer TG, Kondraske G, Beals SB, Gatchel W: Spinal range of motion. Accuracy and sources of error with inclinometric measurement. Spine 22: 1976- 1984, 1997.

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23. McClure PW, Esola M, Schreier R, Siegler S: Kinematic analysis of lumbar and hip motion while nsing from a forward, flexed position in patients with and without a history of low back pain. Spine 22552-558. 1997.

24. McGregor AH, McCarthy ID, Hughes SP: Motion characteristics of the lumbar spine in the normal population. Spine 2O:242 1-2428, 1995.

25. McGregor AH, Dorc CJ, McCarth ID, Hughes SP: Are subjective clinical findings and objective clinical test related to the motion characteristics of low back pain subjects? Journal of Orthopaedic & Sports Physica! Therupy 28 :370-3 77, !998.

26. McIntyre DR, Glover LH, Conino MC, Seeds RH, Levene JA: A comparison ol'thc characteristics of preferred low back motion of normal subjects and low back pain patients. Jotrnzol of Spinal Disorders 4:90-95, 199 1.

27. Mellin G: Correlation of spinal mobility with degree of chronic low back pain alicr correction for age and anthropometric factors. S p i w 1 2464-468, 1987.

28. Mellin G: Correlations of hip mobility with degree of back pain and lumbar spinal mobility in chronic low back pain patients. Spirir 1 3:668-670, 1 988.

29. Nachemson AL, Bigos SJ: The low back. In Addt Orthopoedics. eds. Cruess, RL & Rennie, WRJ.New York, Churchill Livingstone, 1984, pp. 843-87 1 .

30. Porter JL, Wilkinson A: Lumbar-hip flexion motion: A comparative study between asymptomatic and chronic low back pain in 18- to 36-year-old men. Splw 22: 1508- 15 14, 1997.

3 1 . Roland M, Moms R: A study of the natural history of the low back pain. Part I!: Development of guidelines for trials of treatment in primary care. Spine 5: 145- 150, 1983.

32. Simmonds MJ, Olson SL, Jones S, Hussein T, Lee E, Novy D, Radwan H: Psychometric characteristics and clinical usefulness of physical perfomance test in patients with low back pain. Spine 23:2412-2421, 1998.

33. Spitzer WO: Scientific approch to the assessment and management of activity- related spinal disorders. A monograph for clinicians. Report of the Quebec Task force on Spinal Disorders. Spine 12:s 1-S59, 1987.

34. Spratt KF, Lehman TR, Weinstein JW: A new apprach to low back examination: Behavioral assessment of mechanical signs. Spine 15 :96- 102, 1990.

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35. Stratford PW, Binkely JM: Measurement properties of the RM- 18: X modified version of the Roland - Morris Disability Scale. Spi)le 7 2 : N 16-24? 1. 1997.

36. Stratford PW, Binkley JM, Riddle DL Guyatt GH: Sensitivity to change of the Roland-Moms Back Pain Questionnaire: part 1 . Plzysicul Tl~erupv ?8: 1 186- 1196. 1998.

37. Thomas E, Silman AJ, Papageorgiou AC, Macfarlane GJ, CroA PR: Association between measures of spinal mobility and low back pain. An analysis of new attenders in primary care. Spine 23:343-347, 1998.

38. Triano JJ, Schultz AB: Correlation of objective measure of trunk motion and muscle function with low-back disability ratings. Spine 1 M 6 1-565. 1987.

39. Waddell G, Somerville D, Henderson L, Newton M: Objective clinical evaluation of physical impairment in clinical low back pain. Spine 1 7:6 17-628. 1992.

40. Wolf SL, Basrnajian JV, Russe TC, Kurtner M: Normative data on low back mobility and activity levels. American Journal of Physical Medicine 5 8 2 17- 229, 1979.

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Chapter 5

Queen's-Dupont Study: The Use of the Trunk Velocity Test

in a Longitudinal Study

Introduction

Low back pain (LBP) has been responsible for the high rate of disability amon%

workers and also the high costs in industry (Abenhilim & Suissa, 1987; Frank et al, 1006;

Hagen & Thune, 1998). The multifactorial etiology of low back pain has been cited as

one of the main reasons for the difficulty in designing a single test to identify porsntial

back pain sufferers (Dales et al.. 1986; Burton et al., 1989). Many studies have attempted

to identify individuals with low back problems or predict those who have the potential to

develop LBP based on psycho-social and physical measurements (Beiring-Sorensm.

1984; Bigos et al., 1986; Burton et al., 1989; Bigos et al., I99 1).

In 1984, Beiring-Sorensen performed a one-year follow up of 412 nlcn and 479

women, to investigate whether physical measurements could be prognostic indicators for

LBP. They found that back muscle strength and endurance, back ROM and hamstrings

flexibility were good indicator of LBP, but anthropornctric measurements were of no

prognostic value. Troup et al. (1987) also used a battery of physical tests in the attempt o r

predicting LBP in more than 3000 subjects. The battery of test included anthropometric

measurements, back flexibility, back ROM, maximal lifting strength and aerobic

condition. Their results showed that physical factors have little prediction capacity for

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LBP. This poor predictive capacity for the physical tests was also observed in studies

performed by Burton et al. (1989) and Battie et al. (1990). Three thousand and twentv

employees from the Boeing Company were involved in ;l longitudinal study whose

objective was to determine which psychosocial and physical measurements would predict

low back pain. Their results showed that nonphysical factors were better predictor of low

back pain than were physical measures. The strongest physical measure relate to LBP

was the straight leg raising test, while the other measurements, such as ROM and lifting

strength, were not helpful in predicting LBP (Bigos et al., 1992). The majority of the

studies above reported that the spinal ROM was not a good predictor of LBP. but in all of

these studies only the static spinal ROM was used. None of them used dynamic spinal

variables, such as velocity and acceleration, as outcomes.

Marras & Wongsam (1986) studied the lumbar spinal dynamic during t kx ion and

extension motion in healthy normal and LBP subjects. They found that the thoracolumbar

peak velocity was more sensitive in differentiating between healthy and LBP subjects.

This finding was later confirmed by other studies, which also introduced another variable,

acceleration, as a indicator of LBP (McIntyre et al., 199 1 ; Masset et ai., 1993; Marras et

al., 1995; Chapter 4). Masset rt al. (1993) and McIntyre et al. (1991) studied the dynamic

motion of the lumbar region while Marras et al. (1995) concentrated on the

thoracolumbar region from approximately T7 to S 1. In the Chapter 4 a more exploratory

study was performed analyzing the kinematic variables from the thoracic, thoracolumbar,

lumbar and sacrum regions of the spine during saggital flexion and extension motions.

This study showed that dynamic ROM, velocity and acceleration variables from the all

four regions of the spine were good indicators of LBP when healthy and severe low back

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pain subjects were compared. However, when healthy and MLBP subjccts wcrc

compared. only the thoracic velocity and acceleration peak values were different. 7'hc

studies above suggested that spinal motion test with continuous dynamic protilcs of

motion with higher order derivatives should be investigated as study a physical test

measurement used in a longitudinal of LBP.

The purpose of this study was to determine whether the thoracic, thoracolumbar.

lumbar and sacral kinematic variables were able to differentiate subjects who would

develop low back pain in a longitudinal study.

Methods

The present study was part of a longitudinal research project that rneusurcd

various physical, lifting and health and lifestyle parameters in attempt to predict which

subjects would get low back pain (Weber et al., 1999). The longitudinal study was carried

out at the Dupont Company located in Kingston. Canada. Those who participated in the

trunk velocity test were selected according to the following criteria: males; no previous

experience of LBP or no LBP within the last two years and never sought for medical

treatment and changed activities. The subjects selected were tested from October to

December 1994. Before the test started, each subject received a written and verbal

explanation of the purposes and the protocol of the study and signed a consent form

(Appendix 8). Follow-ups on the occurrence of LBP disability using the Oswestry Low

Back Pain Disability Questionnaire were conducted from January 1 995 to January 199 7.

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Trunk Velocity Test

The Polhemus ~ a s t r a k ~ ~ was used to collect kinematic data of the spine durins

the tmnk velocity test. This device is an electro-magnetic tracking system for the

measurement of the position and orientation of four sensors in space. Infom~ation about

the system and subject preparation were provided in the Chapter 2. The only differcncc in

the subject set up was that in the present study only three sensors were used to map the

thoracic and lumbar segments, and sacrum (Figure 5. I ) .

The trunk velocity test was performed using the Free test protocol as reported in

Chapter 3. All the subjects were pain free at the time of the test. Maximum ROM flexion.

peak velocity and peak acceleration values for the thoracic and lumbar segments. and

sacrum were measured. Two trails with five repetitions each were collected for every

subject, but only the second trail was considered in the analysis. The first trial was

considered a warm-up.

Disability questionnaire

The Oswestry Low Back Pain Disability Questionnaire (Fairbank et al.. 1980)

was used to assess the subjects' level of disability. More information about the Oswestry

questionnaire was given in Chapter 3. This questionnaire was administrated 4 times over

the two-year period (June 1995, December 1995, June 1996, December 1996). Only the

subjects who had experienced LBP during the current survey period were asked 10

complete the Oswestry questionnaire.

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'igure 5.1 - Fastrak set up sensors at thoracic vertebrae 1 (T 1 ). lumbar vertebrae 2 (L 1 ) and sacral region

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Data analysis

The data collection was performed in a designated room at Dupont Canada Inc.

(Kingston site). Since the ~ a s t r a k . ' ~ signal can be distorted by the presence of rnctallic

conductors located nearby or between the source and the sensors. calibration of the data

was required to account for distortion in the magnetic field observed in the area. The

calibration was performed using a calibration grid developed by Day et al. (1988) and

calibration software by Murdoch (1996). The calibration grid and collection area before

and after correction is illustrated in Figure 5.2.

The data were collected using customized software at 28 Hz on a 386 personal

computer. Residual analysis was performed on the data to determine the appropriate tiltcr

rate and a double pass Butterworth filter of 3 Hz was used to filter the velocity and

acceleration data aAer differentiation.

During the Follow-up period all healthy subjects were asked if they had

experienced LBP. Those who answered "yes" and had their first occurrence of pain

during the follow-up period formed the low back pain group.

The Oswestry Disability Questionnaire was analyzed in accordance with

guidelines suggested by the authors (Fairbank et al., 1980). Subjects with a score from

0% to 20% were considered to have minimal disability, 20% to 40% moderate disability.

40% to 60% severe disability, 60% to 80% crippled, and 80% to 100% bed-bound or

exaggerated.

The original sample From Dupont had two subgroups selected: those with no back

pain (NLBP) and those who did not have low back pain for over two years and did not

seek for medical help or changed their activities. To see if these subgroups could be

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Figure 5.2 - Calibration test area: (A) calibration frame, (B) observed space. and (C) corrected space

Page 133: Evaluation of Spinal Kinematics

collapsed into one group. an independent student t-statistic was performed on the

kinematic variables.

Independent sample student t-statistic was conducted to compare the means oi' ltlc

spinal kinematic variables between the group that developed LBP and the group thac did

not developed low back pain (No LBP). The statistical analyses were conducted with the

SPSS statistical package and a significance level of p < 0.05 was adopted.

Results

A total of 91 volunteer employees fiom the Dupont Canada Inc. (Kingston site)

participated in this study. No significant difference was observed in thc kinematic

variables of the two initial groups, and so they were treated as one group. During thc iwo-

year follow up, 17 of them developed LBP and the remaining 74 did not. No significant

difference was observed between the group of subjects who developed LBP and those

who did not when age, height and weight were compared (Table 5.1).

Nine subjects (53%) developed low back pain during the first six month o f the

study, 5 subjects (29% developed LBP after one year, 2 subjects (12%) alter one year

and six months and only one (6%) developed LBP after two years (Figure 5.3). The mean

disability score for the LBP group was 18%. The great majority of the group ( 1 3 subjects)

were classified as having a minimal level of disability, 2 subjects were considered

moderately disabled, and the other 2 subjects were considered severely disabled (Figure

5.4).

The descriptive data from the spinal kinematic variables showed that most of the

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motion in both groups during the trunk velocity test occurred at thc sacral region

followed by the lumbar and the thoracic segments. The independent sample student r -

statistic showed that the thoracic peak velocity was the only vanable capahlc 01'

differentiating the LBP group from the no LRP group. The other thoracic i-ariablcs uvc.rc.

not significantly different between the two groups. Also. no statistically si~nil icant

results were observed between the two groups for the maximum ROM flexion. pcak

velocity, and peak acceleration in the lumbar segment and sacral angle. These tindings

are summarized in Table 5.2.

Discussion

The spinal ROM has been used in several longitudinal studies with the purposi. ol'

predicting LBP. However, the results have been more discouraging than optimistic

(Being-Sorensen, 1984; Troup et al., 1987; Burton et al., 1989; Battie et a!., 1990).

However, the ROM tests applied in these studies were considered static measures. once

only the endpoint of the motion was measured. The present study measured dynamic

spinal kinematic variables attempting to identify differences in those variables beforc

individuals developed LBP.

The initial goup of 91 employees from Dupont showed kinematic measures

(dynamic ROM, velocity and acceleration variables for the lumbar segment) simi lar to

those reported by other researchers that have studied healthy subjects (Table 5.3) . The

only disagreement, probably due to protocol, was the lower velocity data reported by

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Tahle 5.1 - Demographic information for the No LBP and LBP groups

Croups Weight (kg-)

Mean SD Mean SD Mean SD

No LBP 33 9 1.77 7 85.6 13 (n = 74)

LBP (n= 17)

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Figure 5.3 -Sequence of low back pain occurrence in the two year follow up

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. . - - - -

Moderate 1 2O/o

Figure 5.4 - Level of disability among LBP subjects

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Table 5.2 - Descriptive data for the spinal kinematic variables and the p-value for the independent sample T- test

Variables NO LBP LBP p-value Mean + SD Mean + SD

n = 74 n = 17 Thoracic Segment

Maximum ROM Flexion 29 + 12 24 210 0.1 16

Peak Velocity 87 +_ 37 65 +_ 23 0.014*

Peak Acceleration 550k 241 474 + 235 0.094

Ltrmbar Segment

Maximum ROM Flexion

Peak Velocity

Peak Acceleration

Sacral Angle

Maximum ROM Flexion 63 + 16 67 + 15 0.299

Peak Velocity 175 -t. 41 181 k 4 6 0.558

Peak Acceleration 1297 k 367 131 1 + 441 0.182

* Significant different at 0.05 level

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Escola et al. ( 19%). They used a protocol where the subjects were asked to mo\.c in

comfortable manner throughout their flexion ROM, whereas the subjects in the other

studies were asked to perform the test as fast as possible. The thoracic segment and sacral

angle spinal kinematic variables were in concurrence with the findings rep0ric.d 111

Chapter 4 (Table 5.3).

The findings of the present study showed that it was possible to idrntifv

differences between subjects that will develop LBP and others who will not. The thoracic

peak velocity was the only kinematic variable that was significantly differently between

the two groups. In order to compare the thoracic kinematic variables between the present

study and the Chapter 4, the Dupont data were divided in three groups, that is. hcalthy.

moderately disabled and severely disabled as suggested by Fairbank ct al. (1980) and

adopted in Chapter 4 (Table 5.4).

I t is important to note that the thoracic variables in the present study werc

collected when all subjects were initially asymptomatic and in Chapter 4 two distinct

groups were analyzed, that is. one asymptomatic and the other with low back pain

complaints. The two subjects from the Dupont study that scored severe disability on the

Oswestry questionnaire had similar kinematic measures as in Chapter 4. These two

subjects also reported their first episode of pain six-months after the data were collected.

suggesting that, although they were asymptomatic during the time of the data coilectlon,

their thoracic kinematic motions were already severely impaired.

The thoracic kinematic variables for the healthy and moderately disabled goups

were also similar to the healthy and MLBP groups in the Chapter 4 study. On this data

the thoracic peak velocity showed a significant difference between the healthy and the

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Table 5.3 - Comparison among studies of the thoracic, lumbar. and sacral kincma~ic. variables

ROM Velocitv Acceleration Studies Mean (SD) Mean (sd) Mean (SD)

Deprec Degrcc!s ~ c ~ r c c i s : --

Lumbar Segment

Present study 49 (1 4) 129 (37) 780 (247)

Marras & Wongsarn (1986) 43 120

Escola et al. (1 996) 40 (14) 42 (12)

Chapter 4 SO (16) 13 1 (40) 843 (272)

Tho rack S e w err t

Present study 28 (12) 83 (36) 537 (241)

Chapter 4 31 (13) 74 (30) 693 (227)

Sacral Angle

Present study 64 (16) 178 (42) 1299 (378)

Chapter 4 63 (12) 197 (42) 1 189 (470)

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' l 'able 5.4 - Cornpanson between Dupont and Chapter 4 study in terms of thoraclc kinematic variables and level of disability

Level of Disability ROM velocity Acceleration Oswestry Mean (SD) Mean (SD) Mean (SD) Mean (SD)

Degree Degrcds ~cgrcds' O / a

Healthy

Present study (N = 74) 28 (12) 83 (36) 537 (241) 0

Chapter 4 ( N = 30) 31 (13) 74 (30) 693 (227) 0

:Moderare

Present study (N = I 5) 25 (10) 58 (22) 499 (235) 13 (8)

Chapter 4 (N = 22) 31 (12) 50(22) 506 (2 1 5) 22 (8)

Severe

Present study (N = 2) 17 (1) 35 ( 9 ) 2 5 5 (30) 57 ( 7 )

Chapter 4 (N = 22) 16 (8) 35(11) 312(165) 46 ( 6 )

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LBP groups, whereas in Chapter 4 the thoracic peak velocity and thc peak accrlcration

were the most sensitive to identify kinematic differences between those groups. This

difference might be explained by the fact that the Dupont's subjects were less Jisablcd

than in the Chapter 4 subjects.

Although in the present study the subjects were asymptomatic when rhc ~ r u n h

velocity test was performed, some of them already presented some restriction in their

thoracic peak velocity. A possible explanation for this fact is that these workers might be

in a pre-clinical phase where no pain has been observed but some kinematic changes haw

already start to occur before the symptoms can be observed. This fact was confirmed

when the thoracic peak velocity values were compared with the first onset of pain

reported by the subjects during the follow up (Figure 5.5). Subjects that developed LBP

in the first six mouths aRer the test had the lowest value for the thoracic peak velocity.

Those who developed LBP in the first year after the test had peak velocity lower than thc

subjects who developed LBP one year and a half and two years of following up.

Although this was a relatively small sample size, results would suggest that the trunk

velocity could be developed further to become a valuable prognostic test.

Conclusion

Results of this study showed that thoracic peak velocity was the only variable

sensitive enough to identify kinematic differences in the group that developed LBP in a

longitudinai study when the inclusion criteria limit subject to either no LBP or LBP in

last two years. Asymptomatic subjects who had lower peak velocities as measured during

Page 143: Evaluation of Spinal Kinematics

Figure 5.5 - Thoracic peak velocity and the first occurrence of LBP

Page 144: Evaluation of Spinal Kinematics

the trunk velocity test were the ones that developed low back pain during the two years

follow up. The creation of a database for the thoracic kinematic variables for healthy and

LBP subjects considering gender and age differences should be the ncxt step. thus

allowing the trunk velocity test be used more effectively. The database will allow thc 11s~

of this test in the process of LBP screening during periodical physical examinations m d

perhaps with further validation as an employee selection criteria. Individuals that prcscnl

lower values in the thoracic kinematic variable should be carefully examined for other

clinical signs of LBP and suggested to take part in a preventive program. since they might

be a potential candidate to develop LBP in the near future.

References

I . Abenhaim L, Suissa S: Importance and economic burden of occupational back pain: A study of 2,500 cases representative of Quebec. Journal of Occtcpulioncrl Medicine 29:670-674, 1987.

2. Battie, M. C., Bigos, S. J., Fisher. L. D., Spengler, D. hl., Hansson, T. H., Nachemson, A. L., and Wortle, M. D. The role of spinal flexibility in back pain complaints within industry: A prospective study. Spirle 16(8), 768-773. 1990.

3. Biering-Sorensen F: Physical measurements of risk indicators for low back trouble over a one-year period. Spine 9: 106- 1 19, 1984.

4. Bigos SJ, Spengler DM, Martin NA, Zeh J, Fisher LD, Nachemson AL. Wang MH: Back injuries in industry: A retrospective study 11. Injury factors. Spine 1 1 246- 251, 1986.

5. Bigos SJ, Battie MC, Spengler DM, Fisher LD, Fordyce WE, Hansson TH. Nachemson AL, Wortle MD: A prospective study of work perceptions md psychosocial factors affecting the report of back pain injury. Spine 16: 1-6. 1991.

Page 145: Evaluation of Spinal Kinematics

6. Bigos SJ, Battie MC. Spengler DM, Fisher LD, Fordycr WE. Hansson TH, Nachemson AL, Zeh J: A longitudinal, prospective study of industrial back injury reporting. Clinics in &thopuedics and Related Research 2?9:22-3 3, 1992.

7. Burton AK, Tillotson KM, Troup JDG: Prediction of low back trouble frequency in working population. Spbie 14:939-945, 1989.

8. Dales JL, MacDonald EB, Porter RW: Back pain; the risk factors and its prediction in work people. Clinical Biomechanics 1 :2 16-22 1, 1986.

9. Day JS, Dumas GA. Murdoch DJ: Evaluation of a long-range transmitter for use with a magnetic tracking device in motion analysis. Joztrnul o/Biomeciiu~lm 3 1 :957-96 1, 1998.

10. Esola MA, McClure PW, Fitzgerald GK, Siegler S: Analysis of lumbar spine and hip motion during forward bending in subjects with and without a history of low back pain. Spine 21:71-78. 1996.

1 I . Fairbank JC, Davies JB, Couper J, O'Brien J.P.: The Oswestry low back pain disability questionnaire. Physiotlrerapy 66:Y 1-273, 1980.

12. Frank JW, Kerr SM, Brooker A, DeMaio SE, Maetzel A, Shannon H, Sullivan TJ. Norman RW, Wells R: Disability resulting from occupational low back pain. Part 1: what do we know about primary prevention? A review of the scientific evidence on prevention before disability begins. Spine 2 1 :2908-29 1 7, 19%.

13. Hagen KB, Thune 0: Work incapacity from low back pain in general population. Spine 232091-2095, 1998.

14. Marras WS, Pamianpour M, Ferguson SA, Kim JY, Crowell RR. Bose S, Simon SR: The classification of anatomic- and symptom-based low back disorders using motion measure models. Spine. 20:253 1-2546, 1995.

15. Masset D, Malchaire J, Lemoine M: Static and dynamic characteristics of the trunk and history of low back pain. hternational Journal of Indicstrial Ergo~ionlics 1 1 :279-290, 1993.

1 6. Murdoch DJ: Calibration of an oriented measurement system. Proceedmgs Js&h Annual Meeting of the Stalistical Society of Canada, 1996.

Page 146: Evaluation of Spinal Kinematics

17. Troup, 1. D. G., Foreman, T. K., Baxter, C. E., and Brown, D. The perception of back pain and the role of psychophysical tests of lifting capacity. S p i m 12(7), 645-657. 1987.

18. Weber CL, Stevenson JM, Smith JT, Dumas GA, Albert WJ: A longitudinal study of development of low back pain in a industrial population. Suhmirred ro Sptrle, 1999.

Page 147: Evaluation of Spinal Kinematics

Chapter 6

General Discussion and Conclusion

The aim of this thesis was to study the reliability and repeatability of the trunk

velocity test using the ~ a s t r a k ~ ~ and the applicability of this device in the asssssn~ent of-

the spinal kinematics of healthy and low back pain subjects during the trunk veloc~ty test.

Good within day repeatability was observed for the measurement of the trunk's

displacement, velocity and acceleration for all trunk segments. In addition, the ~astrak'''

yielded excellent reliability for the saggital plane motion and sood reliability for latcral

bending and rotation motions. All dynamic ROM flexion variables were lower in the first

trial of the test than in the second, however no difference was observed from trials two to

eight. This suggested that, during the first trial, some learning or adjusting process

occurred and it should be disregarded and considered only as warm-up.

The l?astrakTM and the Lumbar Motion Monitor provided comparable trunk

kinematics for subjects when performing the trunk velocity test using the same testing

protocol. Although the kinematic variables from the restricted test protocol (RTP) and

from the free test protocol (FTP) were correlated, they were significantly different. Lower

kinematic values, including dynamic ROM flexion, peak velocity, and peak acceleratlon,

were observed for the RTP than for FTP, suggesting that the RTP protocol restricts the

spine's range of motion. As such, the free test protocol should be used when performing

the trunk velocity test, since the spine's motion will not be restricted and therefore the

test results will not underestimate the spine's motion. As well, the FTP can be used by

devices other than the Lumbar Motion Monitor. In addition, the hstrakTM had the

Page 148: Evaluation of Spinal Kinematics

advantage of providing kinematic values not only for the thoracolumbar segment, which

is measured by the LMM, but also for the thoracic and lumbar segments as well as

sacrum, which are not measured by the LMM.

The ~ a s t r a k ' ~ and the FTP were used to assess the spine's kinematics for healthy

and low back pain individuals while performing the trunk velocity test. The results

showed that the thoracic, thoracolumbar, lumbar and sacral kinematic variables wcrc

significantly different between the severe LBP group and the healthy and modcratc

groups. However, only the thoracic peak velocity and thoracic peak acceleration values

were different between the healthy and moderate LBP group, and between the moderate

and severe LBP subgroups. This suggested that these variables were the most sensitive to

changes in the spine's motion due to LBP. In addition, the trunk velocity test may also

have prognostic value. In a longitudinal study where asymptomatic subjects were

followed for a two year period, those who had lower thoracic peak velocities initially

developed low back pain within the two year period.

Low correlations were observed between the kinematic variables of different

spinal segments suggesting that each segment contributed differently during the dynamic

ROM flexion test. As such, each segment may provide different motion pattern

information that may be useful in the study of LBP individuals. The high level

derivatives for the thoracic segment may provide more information about the low back

pain subjects motion profile than any other segment of the spine.

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Biomechanics of the spine during the trunk velocity test

The human spinal motion is complex because of the complex interaction among

its components (intervertebral discs, ligaments, articulation surfaces and muscles) to

produce effective movement. The motions of the whole spine are a summation of the

motions of the individual functional spinal units, which have their own physical and

biomechanical proprieties (Hamill& Knutzen, 1995).

The trunk velocity test required the subject to execute a symmetric dynamtc

flexion-extension spinal motion that was repeated five times as fast and as comfortably as

possible. During the flexion motion the transversus, rectus abdominus, and internal and

external oblique muscles are recruited to perform the motion. and during extension the

muscle action is attributed to the erector spinae (iliocostalis, longissirnus and spinalis)

and the paravertebral muscles (Intertransversarii, interspinales. rotatores, and multilidus)

(Benson, 1977). Ln an erected standing position a constant contraction of the postural

muscles is needed to maintain equilibrium. When the subject moves forward this

equilibrium is destroyed and the trunk, under the influence of gravity. tends to 611

forward. At this point, the antagonist muscles spring into action, contracting eccentrically

to slow the gravitational acceleration and to lower the trunk under control in the fonvard

direction (Rasch & Burke, 1971). To stop the motion forward and start the extension to

return to the standing position the extensors are required to contract.

The study of this spinal motion test showed that the dynamic ROM flexion.

velocity and acceleration values were lower for subjects with severe low back pain than

the healthy subjects. Although the study of the trunk motion patterns was not the

Page 150: Evaluation of Spinal Kinematics

objective of this thesis, an examination of the curve shapes may help ssplam thc

differences observed between the healthy and the LBP groups.

Comparison between healthy and SLBP subjects

Figure 6.1 illustrates the motions of the dynamic ROM flexioniestension profiles

for the four spinal regions of the healthy and SLBP subjects. The curves of the healthy

subjects were smooth and homogeneous while the SLBP subjects showed more erratic

pattern. Another difference between the groups was the lower amplitude of the curves

observed in the SLBP than in the healthy subjects. Other authors also observed reduced

motion capability and less smooth motion profile for the lumbar (Hindle et al.. 1900) and

thoracolumbar (Marras et al., 1994) segments for LBP subjects when compared to

healthy individuals.

Long periods of pain might be one explanation for the differences found between

the groups. Pain can result in a reduction in the spine's ROM due to the shorten of soR

tissues and a decrease in the strength of the back musculature. In this situation. motion

limitations may result as a consequence of disuse, rather than a result of the initial injury

(Magnusson et al., 1998). Although most of the subjects were pain free during the test, i t

is possible that a protective mechanism was in place. According to Wolf et al. (197Y), a

learned guarding behavior can develop in response to pain, generating postural

abnormalities by compensatory neuromuscular patterns that develop over time and affects

trunk motion characteristics. These kinematics changes may happen not only when the

muscles are weak, but also when they are overloaded.

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I - .---

Dyrumlc TH ROM Flrxlon - Healthy i Dynamic TH ROM Flexlon - SLEP I

Dyrunlc TL ROM Fkxlon Hulthy 140 ,- - - .-- -----.-. --

I Dynamic LU ROM Flrxlon HuRhy

I O y ~ m l c SA ROM Fk~locr - HsllUy

Dyrumlc TL ROM Fiaxlan SLBP

Dyrumk LU ROM Fkxlan . SLBP

Oynrmk SA ROM Fkxkn SLBP

Figure 6.1 : Patterns of motions for (A) thoracic (TH), (B) thoracolumbar (TL). (C) lumbar segments (LU) and (D) sacral angle (SA)

Page 152: Evaluation of Spinal Kinematics

When the primary muscles of the back are weak or overloaded, smaller and less

developed muscles, such as multifidus, rotadores and intertransversarii. are recruited to

assist with the motion (Gracovetsky, 1990). According to Soderberg (1986), these smaller

and less developed posterior muscles are responsible for stabilization and fine movrrncnl

control of spinal motion segments and these functions can be affected negatively when

the posture muscles are recruited constantly to help the primary movers. This may

explain the erratic pattern of motion observed in the SLBP group, in which the

stabilization and fine movement control of the spine has been affected. This is also

mentioned by Marras et al. (1993) who reported that lower velocity and acceleration

values throughout the spine flexiodextension movement in LBP individuals could

indicate a biornechanical response to back musculature overload. The musculoskeletal

system response to the load can be the result of a single event such a high-impaci load

(fall) or adaptive change due to repeated stimulus from prolonged awkward back postures

(Porterfield & DeRosa, 1991).

Adaptive changes in the spinal musculoskeletal system can also affect the spinal

motion (Porterfield & DeRosa, 1991). Although it was not assessed, it is reasonable to

assume that the LBP subjects exhibited some of the structural adaptation, that happen

over the course of the years, either as part of the normal aging process of disc

dehydration or depending on their activity level and life-style. Shortened hamstring and

anterior hip muscles, tight joint capsules, weakened back or abdominal muscles are some

of the most observed changes that require adaptation of the spinal structures to perform

their normal hnction.

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Comparison between healthy, MLBP and SLBP subjects

The thoracic kinematic variables were the most sensitive in identifying

differences between the healthy and the LBP groups. and between the two LBP

subgroups. In addition, the thoracic segment pattern of motion for the dynamic ROM

the only variable set that suggested the existence of curve differences among healthy

subjects (Figure 6.1 B). From the thoracic ROM it was possible to extract two subgroups

of healthy subjects, one presenting smoother and symmetric curves, and the otllcr

presenting more erratic traces with some similarity to the SLBP group. Group 1 consisted

of 18 subjects with greater than 20" range of motion and group 2 was made up of 12

subjects who had less than 20" range of motion in the thoracic spine (Figure 6.2).

When the thoracic dynamic ROM is compared between the healthy, MLBP, and

SLBP groups, it appeared that there was a transition of the pattem of motion from healthy

to SLBP (Figure 6.3). In the MLBP group, some subjects presented curves that resembled

the SLBP group and others presented curves more similar to the healthy group. Although

different patterns of motion were observed among the spine segments, the thoracic

section would appear to provide more motion information than the others do. One

hypothesis for these differences may be alternative coordination strategies adopted for

spinal segments during the trunk velocity test based on the health and mobility of the

spinal segments or degree of low back pain. According to Andersson & Winter ( 1 N O ) , a

person is able to use different spinal movement strategies to perform a task, and the

presence of any hnctional abnormality would require an individual to create a new

movement strategy to perform the task. As such, one possible explanation for the

decreased thoracic velocity and acceleration is that subjects with low back pain may

Page 154: Evaluation of Spinal Kinematics

1

I I

1 Dynamic TH ROM Flexion - Group 1

Normalized Time I

Dynamic TH ROM Flexion - Group 2 -

Normalized Ttme

C I

Figure 6.2: Thoracic patterns of motion from healthy subjects

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-- --- I

! Dynamic TH ROM Flexion - Healthy

I -40 - 1

, Normallzed Tlme

Dynamic TH ROM Flexion - MLBP

Normallzed Tlme

i I 1

Dynamic TH ROM Flexion SLBP 1 I I

Nomlizod T lme i

Figure 6.3: Comparison of thoracic pattern of motion among healthy, MLtJP, and SLBP subjects

Page 156: Evaluation of Spinal Kinematics

esperience stiffness in their thoracic segment or may guard their motion bascd on a

learned behavior due to pain. This hypothesis could be investigated with the addition ol'

electromyography as an outcome measure. The motion dunng the trunk velocity tcst is

initiated in the pelvic area followed by the lumbar motion. then the thoracic. Since thc

thoracic segment is the free end of motion, it could be hypothesized that its velocity

would be directly associated to the rate of the flexion of'the lumbar and sacral region. I f

the subjects have their thoracic segment stiff or guard protected, then the coordination

pattern will be altered during the trunk velocity test resulting in slower thoracic velocity

and acceleration. To further investigate this hypothesis, analysis of curve shapes would

be needed.

Kinematic variables as predictors of LBP disability

Another interesting finding regarding the thoracic segment was that the thormc

peak velocity was the main variable needed to explain the variation of the disability

followed by the thoracolumbar acceleration and lumbar velocity. The combination of

these three variables accounted for 52% of variance on the Oswestry disability score. The

remaining 48% may be explained by other contributors to the developrncnt of

musclcskeletal disorder related to disability cited in the literature, such as illness

behaviors (Brena et al., 1979), psychosocial factors (Moon et a].. 1997), and

psychological aspects (Bongers et al.. 1993). Eventually a more complete model of

potential risk factors could be developed.

Page 157: Evaluation of Spinal Kinematics

Summary

The present series of studies showed that the ~ a s t r a k ~ " and the trunk velocity test

to assess spinal kinematics is a promising device and test respectively to be used in the

clinical and industrial settings. These studies contributed in to a better understanding the

complexity involved in the spinal kinematic of healthy and LBP individuals. Differences

in the kinematic variables between the two groups were observed and the thoracic

segment provided the most sensitive kinematic infomation. Further invcstigat~on in the

pattern of motions created during the trunk velocity test will undoubtedly provide more

information than kinematic peak values from the thoracic, thoracolumbar, lumbar and

sacral (pelvic) segments.

General Conclusions

From the four studies carried out, the following conclusions were drawn:

The static and dynamic ROM measured by the ~ a s t r a k ~ ~ proved to be reliable and

repeatable.

8 Only two trials of the trunk velocity test are required to assess the spinal kinematics

variables. The first trial should be considered a warm-up with the second trial used

for analysis. There were no significant differences in peak values with additional

trials.

The use of different test protocols affected the results of the trunk velocity test. The

Free test protocol is preferred as it allowed the subject to perform the test using their

Page 158: Evaluation of Spinal Kinematics

total spinal range of motion, and is suitable for use with other data acquisition

devices.

The ~ a s t r a k ' ~ provided comparable spinal kinematic information to the Lumbar

Mot ion Monitor.

The peak kinematic values for the thoracic, thoracolurnbar, and lumbar segments, and

sacral angle showed that the severe low back pain group differed from the healthy and

moderate low back pain groups.

The thoracic peak velocity and peak acceleration variables were different between

healthy and LBP subjects and between moderate and severe LBP suffers.

Fifty two percent of the variation on Owestry disability score was explained by tile

thoracic peak velocity, thoracolumbar acceleration and lumbar velocity vanablcs.

The thoracic peak velocity was the only variable sufficiently sensitive to difl'erentiaic

subjects who developed low back pain in a longitudinal study. Asymptomatic subjects

who yielded lower peak velocity values during the trunk velocity test initially were

the individuals that developed low back pain during the two year follow up.

Future Research

The findings reported in this thesis raised new issues relating to the spinal

kinematics and its impact on the assessment of LBP, which may be addressed in future

studies. Specific directions are:

To study the coordination among the segments of the spine between healthy and LBP

subjects while performing the trunk velocity test.

Page 159: Evaluation of Spinal Kinematics

To study the electromyography activity in the paravertebral muscles at the thoracic.

lumbar and sacral regions of healthy and LBP subjects while performing the trunk

velocity test and compare these results to a standardized static test such as the Bering-

Sorensen test.

To create a database with kinematic information for the healthy population.

To study the kinematic variables and the pattern of motion in healthy and LBP

subjects with a large sample size considering age and gender difference. This study

would be directed to answer the following questions: Can spinal kinematic variables

and spinal pattern of motion be used:

to discriminate between LBP and asymptomatic subjects'?

to identify different clinical LBP diagnosis?

as outcome in the rehabilitation treatment?

as screening test for employee selection in the industry?

to predict LBP in a longitudinal study?

to prevent recurrence of LBP?

References

1. Andersson GBJ, Winters JM: Role of muscle in postural tasks: Spinal loading and postural stability. In Muifiple Muscle Systems: Bionlechunics and Movmlew Orgamkatiotl. eds. Winters, JM & Woo, S L Y .New Y ork, Springer-Verlag, 1990, pp. 377-395.

2. Benson DR: The back: Thoracic and lumbar spine. In Musculoskeletal Disorders. ed. DfAmbrosia, EUlPhiladelphia, J.B. Lippincott Company, 1977, pp. 145-260.

Page 160: Evaluation of Spinal Kinematics

3. Bongers PM, Kornpier MA, Hildebrandt VH: Psychosocial factors at work and musculoskeletal disease. Scandinavian Journal of Work, Envirorime~fr & Heulrk l9:297-3 12, 1993.

4. Brena SF, Stegall PG, Chyatte SB: Chronic pain states: their relationship to impairment and disability. Archives of Physical Medicine d; Rehabilirarion 60:387-389, 1979.

5 . Gracovetsky S: Musculoskeletal function of the spine. In Multiple Muscle Systems Biomechanis and Movement Organization. eds. Winters, JM & Woo, SL- Y .New York, Springer-Veriag, 1990, pp. 4 10-437.

6. Hamill J, Knutzen KM: Functional anatomy of the trunk. In Bionlecliu~ricui SWS o/- Human Movement. eds. Hamill, J & Knutzen, KM.Philadelphia, Williams & Wilkins, 1995, pp. 284-324.

7. Hindle RJ, Pearcy MJ, Cross AT, Miller DHT: Three-dimensional kinematics of the human back. CZinical Biomechanics 5 :2 1 8-228, 1990.

8. Magnusson ML, Bishop JB, Hasselquist L, Spratt KF, Szpalski M, Pope MH: Range of motion and motion patterns in patients with low back pain before and after rehabilitation. Spine 23:263 1-2639, 1998.

9. Moon S, Brigham C, Sydnor M: Cumulative trauma disorders: Impairment and disability assessment. In Cumulative Trauma Disorders: Prevention, Evaluarion and Treatment. eds. Erdil, M & Dickerson, 0B.New York, Van Nostrand Reinhold, 1997, pp. 385-438.

10. Porterfield JA, DeRosa C: Principles of mechanical low back disorders. In Mechanical Low Back Pain: Perspectives in Functional Attaromy. eds. Porterfield, JA & DeRosa, C.Philadelphia, W .B.Saunders company, 199 1, pp. 1-18.

1 I . Rasch PJ, Burke RK: Movements of the spinal column. In Kbiesiology und itpplied Anatomy. eds. Rasch, PJ & Burke, RKPhiladelphia, Lea & Febiger, 197 1. pp. 269-299.

I ? . Soderberg GL: Trunk. In Kinesiology: Applicntion to Patilological Motiorl. e d . Soderberg, GL.Baltimore, Williams & Wilkins, 1986, pp. 267-307.

13. Wolf SL, Basmajian JV, Russe TC, Kurtner M: Normative data on low back mobility and activity levels. American Journal of Physical Medicine 5 8 2 1 7 - 229, 1979.

Page 161: Evaluation of Spinal Kinematics

Consent Form I

Investigator: Mhrcio Marqal, PT, MSc. Ph.D. Candidate 545.2658 - School of Physical and Health Education 544.1300 - Home

Su~ervisors: Joan Stevenson, Ph.D. - School of Physical and Health Education - Queen's University - 545-6288

Pat Costigan, Ph.D. - School of Physical and Health Education - Queen's University - 545-6603

Title of the Study: " ~ a s t r a k ~ ~ Reliability and Repetability of Kinematics Variables from Spinal segments During Trunk Velocity Test"

Purpose of the study

This is a research project that aims to study the reliability and repetability of a magnetic tracking device ( ~ a s t r a k ~ ~ ) to assess trunk dynamic range of motion flexion (ROM), velocity, acceleration and static ROM.

Procedures Involved

Two day test will be required to complete all the measurements. You will spend approximately 1.5 hours to complete the measurements in the first day and 45 minutes on the second day. The test will take place at the biomechanic lab at The School of Physical and Health Education, Queen's University.

In the first day you will be asked to perfom a series of tests: 1 ) Physical measurements which include height, weight, etc. 2) Fastrak set up - Four sensors will be placed in your back and you be asked to perfom the following tests: a) Spinal Range of Motion Test - You will be encouraged to bent the spine as far as possible in the lateral (side to side), rotation (twisting) and flexion (forward). This test will be performed three times, b) Trunk Velocity Tcst - You will flex and extend the trunk in the sagittal plane as quickly as comfortably possible for 5 repetitions (one trial). Eight trials will be collected in the first day with two minute rest between trials. In the second day you will be asked to repeat the Range of Motion and four trials of the Trunk Velocity tests.

Risk and Benefits

There is minimal risk of injuries in all tests. The scientific data show that over 35 1 subjects have been involved in the Trunk Velocity Test with no reported of injuries. However, you may experience some discomfort in your back, but no pain should bc expected. If you feel back pain report it to investigator. Should discomfort occur, it should progressively resolve well within the 5 minute recovery period. There are no direct benefits to participating in this study, however i t is our hope that a new clinical instrumentation will be developed fiom this study for clinical assessment of low back pain problems.

Page 162: Evaluation of Spinal Kinematics

Voluntary Participation

Participation in this study is on a voluntary basis and you are free to withdraw at any time for whatever reason. Withdrawal from the study will not affect your present or future medical care in any way.

Confidentiality

All information obtained is strictly confidential and your anonymity will be protected at all times. A numerical code will be assigned to your file and the number will be used on all data related to you. The consent form and data will be stored separately in locked files and be available only to the inwstigators. Thc informstion gathered may Sc used in scientific papers and presentations, but your name will not be used for either purpose. The records will not be used for any other purpose or disclosed to a n y third party without your permission.

The information included in this consent form has been explained to me by the investigator to my satisfaction. I have had the opportunity to ask questions or seek other opinions. I am aware that if I have any questions or concerns regarding the study I may contact the investigators at the numbers provided above at any time and I will keep a copy of this form for my own information.

I have read and understand the explanation of the procedures of this study. I have had the opportunity to ask questions, which have been answered to my satisfaction. I am voluntarily signing this consent form to participate in this study.

I have carefully explained to the subject the nature of the above research study.

Page 163: Evaluation of Spinal Kinematics

Consent Form I1

Investieator: Mircio Marqal, PT, MSc. Ph.D. Candidate 545-2658 - School of Physical and Health Education 544- 1300 - Home

Supervisors: Joan Stevenson, Ph.D. - School of Physical and Heath Education - Q u c ~ n ' ~ University - 545-6288

Pat Costigan, Ph.D. - School of Physical and Heath Education - Queen's University - 545-6603

Title of the Study: "Trunk Velocity Test: Comparative Study Between ~astrak'." and I-umhar Mot im Monitor"

Purpose of the study

The purpose of this study is compare two trunk velocit test protocols using the Lumbar Motion Monitor (LMM), and compare the FastrakY\' and the LMM while performing the same trunk velocity test protocol.

Procedures Involved

You will spend approximately 1 hour to complete all the measurements, which will take place at the Biomechanics lab, School of Physical and Health Education, Queen's University.

You will also be asked to perform a series of tests: Physical measurements which include height, weight, etc; LMM restricted test protocol (RTP) - Using the LMM you will flex and extend the trunk in the sagittal plane as quickly as comfortably possible for 5 repetitions (one trial). Four trials will be collected with two minute rest between trials. During the test you will need to look and follow a target in a monitor sceen. LMM free test protocol (FTP) - The same test will be repeated ,but at this time no visual feedback will be provided. You will be allowed to move freely. Fastrak set up - Four sensors will be placed on your back and you will be asked to perform the same test above using the Free test protocol.

Benefits

There is minimal risk of injuries in all tests. Previous scientific data show that over 171 subjects suffering from various low back disorders performed the Trunk Velocity Test with no reported injuries or recurrence of pain. However, it is possible that you may experience some pain or exacerbation of symptoms, which may be prolonged

Page 164: Evaluation of Spinal Kinematics

with this testing. In case this occurs, any discomfort should resolve well within the 5 minute recovery period. There are no direct benefits to participating in this study, however it is our hope that a new clinical instrument will be developed from this study for clinical assessment of low back pain problems.

Voluntary Participation

Participation in this study is on a voluntary basis and you are free to withdraw at any time for whatever reason. Withdrawal from the study will not affect your present or future medical care in any way.

All information obtained is strictly confidential and your anonymity will be protected at all times. A numerical code will be assigned to your file and the number will be used on all data related to you. The consent fonn and data will be stored separately in lacked files and be available only to the investigators. The information gathered may be used in scientific papers and presentations, but your name will not be used for either purpose. The records will not be used for any other purpose or disclosed to any third party without your permission.

The information included in this consent form has been explained to me by thc investigator to my satisfaction. 1 have had the opportunity to ask questions or seek other opinions. I am aware that if I have any questions or concerns regarding the study I may contact the investigators at the numbers provided above at any time and I will keep a copy of this form for my own information.

I have read and understand the explanation of the procedures of this study. I have had the opportunity to ask questions, which have been answered to my satisfaction. I am voluntarily signing this consent form to participate in this study.

I have carefully explained to the subject the nature of the above research study.

Date: -------- ----------------- Signature of the Investigator: ---------------------- -----------------

Page 165: Evaluation of Spinal Kinematics

Multiple Regression Analysis I

Maximum ROM Flexion

Correlations

Pearson Correlation ROMLMM-RTP

I ROMLMM-FTP I 15 1 15

ROMLMM-FTP N ROMLMM-RTP

Model Summary

ROMLMM-RTP 1 .OOO

I Std. Errr of I I Adjusted R

ROMLMM-FTP .856

.856 15

I Model I R I R Square ( Square ( Estimate I

1 .OOO 15

a. Predictors: (Constant), ROMLMM-FTP

a. Predictors: (Constant), ROMLMM-FTP

b. Dependent Variable: ROMLMM-RTP

Model 1 Regression

Residual

Sum of Squares

482.450 175.284

Model 1 (Constant)

ROMLMM-FTP

d f 1

13

a. Dependent Variable: ROMLMM-RTP

Unsbndardized Coefficients

Mean Square 382.450

13.483

Standardb ed

Coefficient s

I

Beta

.856

8 11.043

.453

Std. Error 5.349

.076

F 35.781

t

2 .064 5.982

Sig. .OOOa

Sig . .060 .OOO

Page 166: Evaluation of Spinal Kinematics

Regression - Peak Velocity

Correlations

I VELLMM-FTP I -871 1 1.000 I Pearson Correlation VELLMM-RTP

Model Summary

VELLMM-RTP 1 .OOO

N VELLMM-RTP VELLMM-FTP

1 Std. Er of 1 / Adjusted R

VELLMM-FTP .871

1 Model I R 1 R Square 1 Square I Estimate I

15 15

a. Predictors: (Constant), VELLMM-FTP

15 15

a. Predictors: (Constant), VELLMM-FTP

b. Dependent Variable: VELLMM-RTP

Model 1 Regression

Residual

i Total

Mean Square 1987.966

48.567

Model 1 (Constant)

VELLMM-FTP ,

Sum of Squares ,,

1987.966 63 1.367

2619.333

d f 1

13 14

F 40.933

a. Dependent Variable: VELLMM-RTP

Sig . .OOOa

I

Unstandardized Coefficients

Standardiz ed

Coefficient s

Beta

- .87 1

B 69.932

,186

Std. Enor 6.767

,029

t 10.334 6.398

Sig . -000 .ooo

Page 167: Evaluation of Spinal Kinematics

Regression - Peak Acceleration

Correlations

Poarson Conelation ACCLMM-RTP

I ACCLMM-FTP I 15 1 15

ACCLMM-FTP N ACCLMM-RTP

Model Summary

ACCLMM-RTP 1.000

( Std. :;or of ( 1 Adjusted R

ACCLMM-FTP .873

.873 15

1 .OOO

15

a. Predictors: (Constant), ACCLMM-FTP

Model 1

*

R .873=

Model 1 Regression

Residual Total

Model 1 (Constant)

ACCLMM-FTP

R Square .762

a. Predictors: (Constant), ACCLMM-FTf

b. Dependent Variable: ACCLMM-RTP

Sum of Squares

347928.381 108378.552 456306.933

a. Dependent Variable: ACCLMM-RTP

square - .744

d f 1

13 14

Mean Square

347928.381 8336.812

Unstandardized Coefficients

Estimate 91.3061

Standardiz ed

Coefficient s

Beta

- .873

B -66.569

.397

F 41.734

Std. Error 83.207

- .061

Sig . .OOOa

t -. 800 6.460

Sig . .438 ,000

Page 168: Evaluation of Spinal Kinematics

Consent Form 111

Title of the subjects"

Miucio Marqal, PT, MSc. Ph.D. Candidate 545-2658 - School of Physical and Health Education 544- 1300 - Home

Joan Stevenson, Ph.D. - School of Physical and Heath Education - Queen's University - 545-6288

Pat Costigan, Ph.D. - School of Physical and Heath Education - Queen's University - 545-6603

Study: "Study of the hunk velocity test in healthy and low back pain

Purpose of the study

The purpose of this study is determine whether spinal kinematic variables will be different or not in healthy and low back pain subjects.

Procedures Involved

You will spend approximately 1 hour to complete all the measurements, which will take place at the Biomechanics lab, School of Physical and Health Education, Queen's University.

You will be asked to answer a low back pain and a work information questionnaire and also to use a pain scale to show your level of pain aAer and before the test.

You will also be asked to perform a series of tests: Physical measurements which include height, weight, etc; Fastrak set up - Four sensors will be placed on your back and you will be asked to perform trunk velocity test - You will flex and extend the trunk in the sagittal plane as quickly as comfortably possible for 5 repetitions (one trial). two trials will be collected with two minute rest between trials. You can stop the test any time you feel pain or discomfort.

Risks and Benefits

There is minimal risk of injuries in all tests. Previous scientific data show that over 171 subjects suffering from various low back disorders performed the Trunk Velocity Test with no reported injuries or recurrence of pain. However, it is possible that you may experience some pain or exacerbation of symptoms, which may be prolonged with this testing. In case this occurs, any discomfort should resolve well within the 5 minute recovery period. There are no direct benefits to participating in this study, however it is our hope that a new clinical instrument will be developed from this study for clinical assessment of low back pain problems.

Page 169: Evaluation of Spinal Kinematics

Voluntary Participation

Participation in this study is on a voluntary basis and you are free to withdraw 81

any time for whatever reason. Withdrawal from the study will not affect your present or future medical care in any way.

Confidentiality

All information obtained is strictly confidential and your anonymity will be protected at all times. A numerical code will be assigned to your file and the number will he used on all data related to yoil. The consent form end data will be storcd scpamtcl y in locked files and be available only to the investigators. The information gathered may be used in scientific papers and presentations, but your name will not be used for either purpose. The records will not be used for any other purpose or disclosed to any third party without your permission.

The information included in this consent form has been explained to me by the investigator to my satisfaction. I have had the opportunity to ask questions or seek other opinions. I am aware that if I have any questions or concerns regarding the study I may contact the investigators at the numbers provided above at any time and I will keep a copy of this form for my own information.

I have read and understand the explanation of the procedures of this study. 1 have had the opportunity to ask questions, which have been answered to my satisfaction. I am voluntarily signing this consent form to participate in this study.

I have carehlly explained to the subject the nature of the above research study.

Page 170: Evaluation of Spinal Kinematics

Pain Scale

Subject Code: Date:

Please use the scale below to rate the intensity of you back pain. Circle the number that

best describe your pain right now.

0 1 2 3 4 5

No pain Extremely intense

Pain Scale

Subject Code: Date:

Please use the scale below to rate the intensity of you back pain. Circle the number that

best describe your pain right now.

No pain Extremely intense

Page 171: Evaluation of Spinal Kinematics

Working Condition Questionnaire

Subject Code:

1 - Have you had low back pain in the past two years?

7.

-1 Yes

1- Are you currently employed?

O Yes

(If No, stop here)

3- Are you currently:

- L_1 Working

[3 On sick-leave due to low back pain

5 Ondisability duetolowbackpain

(If you are currently working answer the next question)

Date:

4- Have your duties been modified due to your low back pain condition'?

O yes O NO

Page 172: Evaluation of Spinal Kinematics

Multiple Regression Analysis II

Stepwise Multiple Regression - LBP X Disability

Variables EnteredlRsrnoveda

- Model

Variables Entered

PKTHVEL

PEKTLACC

PKLUVEL

Variables Removed

- -

Method

Stepwise (Criteria: Probability- of-F-to-ente r <= .050, Probability- of-F-to-rern ove >= 100).

Stepwise (Criteria: Probability- of-F-to-ente r <= .050, Probability- of-F-to-rem ove >= .loo).

Stepwise (Criteria: Probability- of-F-to-ente r <= .050, Probability- of-F-to-fern ove >= 100).

a. Dependent Variable: OSWESTRY SCORE

Page 173: Evaluation of Spinal Kinematics

Model Summary

Model Summary

Model

a. Predictors: (Constant), PKTHVEL

b. Predictors: (Constant), PKTHVEL, PEKTLACC

c. Predictors: (Constant), PKTHVEL, PEKTLACC, PKLUVEL

R

Model I

1 2 3

1 I .553a

b. Predictors: (Constant), PKTHVEL, PEKTLACC

R Square

Model 1 Regression

Residual Total

2 Regression Residual Total

3 Regression Residual

i Total

c. Predictors: (Constant), PKTHVEL, PEKTLACC, PKLUVEL

,306

_

Change Statistics

d. Dependent Variable: OSWESTRY SCORE

Adjusted R Square

a. Predictors: (Constant), PKTHVEL

Sum of Squares 3662.203 8312.706

1 1974.909 5588.306 6386.603

1 1 974.909 6245.574 5729.335

1 1974.909

Std. Error of the

Estimate .289

R Square Change

,306 . I61 .055

14,0685

F Change 18.503 12.365 4.589

dfl 1

1

I

d f 1

42 43

2 41 43

3 40 43

df2 42 41 40

Sig. F Change

.OOO

.001

- .038

Sig . .OOOa

.OOob

.00Oc

Mean Square 3662.203

197.922

2794.153 155.771

2081.858 143.233

F 18.503

17.938

14.535

Page 174: Evaluation of Spinal Kinematics

Model 1 (Constant)

PKTHVEL 2 (Constant)

PKTHVEL PEKTLACC

3 (Constant) PKTHVEL PEKTtACC PKLUVEL

a. Dependent Variablc OSWESTRY SCORE

t 11.219 -4.302 1 1.966 -4.612 -3.516 12.175 4.653 -3.265 -2.142

f

Correlations

Standardiz ed

Coefficient s

.. Beta

-S53

-.527 -.402

-.511 -.363 -.238

Unstandardized Coefficients

Sig. .OOO .OOO -000 .OOO .OO 1 .OOO .OOO .002 .038

8 55.81 1 -.212

68.746 - .202

.1.24 1 E-02 74.4 17 -.I96

, I . 121 E-02 6.853E-02

Std. Error 4.975 .049

5.745 .044 .004 6.1 12 .042 -003 -032 _

Zero-order

-553

-.553 -.436

-.553 -.436 -.339

Partial

-2553

-.584 - .48 1

-.593 -.459 -.321

Part

-553

-.526 -.401

-.SO9 -.357 -,234

Page 175: Evaluation of Spinal Kinematics

Excluded aria blesd

hodel PKTHDISP PEKTHACC PKTLDISP PKTLVEL PEKTUCC PKLUDISP PKLUVEL PEKLUACC PKSADISP PKSAVEL PEKSAACC

Z PKTHDISP PEKTHACC PKTLDISP PKTLVEL PKLUDISP PKLUVEL PEKLUACC PKSADISP PKSAVEL PEKSAACC

3 PKTHDISP PEKTHACC PKTLDISP PKTLVEL PKLUDISP PEKLUACC PKSAOt SP PKSAVEL PEKSAACC

Beta In -.006a 1 0oa -.226a -.34Ga -.402= -. 1 5za -.298a -.3Oza -.257a -.21 7a -.22Fi2

a. Predictors in the Model: (Constant), PKTHVEL

Sig . .972 .594 .080 .008 ,001 ,247 -01 9 .028 .045 .094 .092

Partial :orrelation

-.005 .084 -.270 -.397 -.481

-.I80 -.357 -.335 -. 308 -.259 -.260 .I01

-106 -.039 -.098 -.079 -.321 - .25 1 -.242 -.221 -.I85

>ollinearit Statistics

rolerance 532 .488 .985 ,913 .996 .9R 1 ,994 .a53 ,994 .985 .925

b. Predictors in the Model: (Constant), PKTHVEL, PEKTLACC

c. Predictors in the Model: (constant), PKTHVEL, PEKTLACC, PKLUVEL

d. Dependent Variable: OSWESTRY SCORE

Page 176: Evaluation of Spinal Kinematics

Consent Form IV

Investiaator: Mkcio Marqal, PT, MSc. Ph.D. Candidate 545-2658 - School of Physical and Health Education 544- 1300 - Home

Suoervisors: Joan Stevenson, Ph.D. - School of Physical and Heath Education - Queen's University - 545-6288

Pat Costigan, Ph.D. - School of Physical and Heath Education - Queen's University - 545-6603

Title of the Study: "Queen's-Dupont study: Use of the trunk velocity test in a longitudinal study"

Purpose of the study

The purpose of this study is determine whether spinal kinematic variables will be different or not in workers that developed low back pain.

Procedures Involved

You will spend approximately 1 hour to complete all the measurements, which will take place at Dupont Canada.

You will also be asked to perform a series of tests: I ) Physical measurements which include height, weight, etc; 2) Fastrak set up - Three sensors will be placed on your back and you will be

asked to perform trunk velocity test - You will flex and extend the trunk in the sagittal plane as quickly as comfortably possible for 5 repetitions (one trial). two trials will be collected with two minute rest between trials.

Risks and Benefits

There is minimal risk of injuries in all tests. Previous scientific data show that over 171 subjects suffering from various low back disorders performed the Tnink Velocity Test with no reported injuries or recurrence of pain. However, it is possible that you may experience some pain or exacerbation of symptoms, which may be prolonged with this testing. In case this occurs, any discomfort should resolve well within the 5 minute recovery period. There are no direct benefits to participating in this study. however i t is our hope that a new clinical instrument will be developed from this study for clinical assessment of low back pain problems.

Page 177: Evaluation of Spinal Kinematics

Voluntary Participation

Participation in this study is on a voluntary basis and you are free to withdraw at any time for whatever reason. Withdrawal from the study will not affect your present or future medical care in any way.

Confidentiality

All information obtained is strictly confidential and your anonymity will be protected at all times. A numerical code will be assigned to your file and the number will be used on all data related to you. The consent form and data will be stored separately in locked files and bc available only ts the investigators. Thr ialonnation gathered may be used in scientific papers and presentations, but your name will not be used for either purpose. The records will not be used for any other purpose or disclosed to any third party without your permission.

The information included in this consent form has been explained to me by the investigator to my satisfaction. I have had the opportunity to ask questions or seek other opinions. I am aware that if I have any questions or concerns regarding the study I may contact the investigators at the numbers provided above at any time and I will keep a copy of this form for my own information.

1 have read and understand the explanation of the procedures of this study. 1 have had the opportunity to ask questions, which have been answered to my satisfaction. 1 am voluntarily signing this consent f o m ~ to participate in this study.

I have carefully explained to the subject the nature of the above research study.