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European Policy for Intellectual Property 10 th Annual Conference University of Glasgow, UK 2 – 3 September 2015 RCUK Centre for Copyright and New Business Models in the Creative Economy www.create.ac.uk Is there a European Union copyright jurisprudence? An empirical analysis of the workings of the European Court of Justice Marcella Favale, Martin Kretschmer, Paul Torremans

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Page 1: European Policy for Intellectual Property 10 th Annual Conference University of Glasgow, UK 2 – 3 September 2015 RCUK Centre for Copyright and New Business

European Policy for Intellectual Property10th Annual ConferenceUniversity of Glasgow, UK2 – 3 September 2015

RCUK Centre for Copyright and New Business Models in the Creative Economy

www.create.ac.uk

Is there a European Union copyright jurisprudence? An empirical analysis of the workings of the European

Court of Justice

Marcella Favale, Martin Kretschmer, Paul Torremans

Page 2: European Policy for Intellectual Property 10 th Annual Conference University of Glasgow, UK 2 – 3 September 2015 RCUK Centre for Copyright and New Business

Marcella Favale CIPPM, CREATe

CJEU copyright jurisprudence

HYPOTHESESH1 CJEU lacks coherent copyright jurisprudence(van Eechoud 2012; Griffiths 2013)

H2 CJEU pursues activist, upwardly harmonising agenda(Colin 1965; Rasmussen 1986, 1988; Weiler 1994; Stone Sweet and Brunell 2011; Conway 2014; Leistner 2014. Against, Dehousse 1997; Conan 2002, Bell 2010; Beck 2012)

Page 3: European Policy for Intellectual Property 10 th Annual Conference University of Glasgow, UK 2 – 3 September 2015 RCUK Centre for Copyright and New Business

Marcella Favale CIPPM, CREATe

Methodology: content analysisQ1 Who is behind the EU copyright jurisprudence?Q2 Do they have a copyright background?

M: analysis of Court Members CVs

Q3 Are there recurrent approaches/patterns?Q4 Are the approach/patterns related with the background of the Members?

M: content analysis of Rulings and Opinions

Page 4: European Policy for Intellectual Property 10 th Annual Conference University of Glasgow, UK 2 – 3 September 2015 RCUK Centre for Copyright and New Business

Marcella Favale CIPPM, CREATe

Which chambers for copyright cases?

0%

5%

10%

15%

20%

25%

30%

35%

40%

45%

Grand Second Third Fourth Fifth Sixth

20%

4%

41%

20%

2%4%

9%

20% 20%

12%

20%

18%

Case assignment to Chambers

CopyrightCases % ineachChamber

TotalCases % ineachChamber

Sample: 49 cases

Page 5: European Policy for Intellectual Property 10 th Annual Conference University of Glasgow, UK 2 – 3 September 2015 RCUK Centre for Copyright and New Business

Marcella Favale CIPPM, CREATe

…Chambers by YearSample: 49 cases

Page 6: European Policy for Intellectual Property 10 th Annual Conference University of Glasgow, UK 2 – 3 September 2015 RCUK Centre for Copyright and New Business

Marcella Favale CIPPM, CREATe

Which Reporting Judge?

0

5

10

15

20

25

24

1 1 1 1 2 14

1 1 1

1

1

1

8

Type of case for each Reporting Judge

DB

Software

Copyright

Sample: 49 cases

Page 7: European Policy for Intellectual Property 10 th Annual Conference University of Glasgow, UK 2 – 3 September 2015 RCUK Centre for Copyright and New Business

Marcella Favale CIPPM, CREATe

Which Advocate General?

0

1

2

3

4

5

6

7

8

9

10

8

2

4

1

9

2 2 2 2 2 21 1 1

2

1

2

4

Type of Case for each Advocate General

DB

Software

Copyright

Sample: 49 cases

Page 8: European Policy for Intellectual Property 10 th Annual Conference University of Glasgow, UK 2 – 3 September 2015 RCUK Centre for Copyright and New Business

Marcella Favale CIPPM, CREATe

Members on copyright cases: what specialist background ?

Sample: 45 Members

Page 9: European Policy for Intellectual Property 10 th Annual Conference University of Glasgow, UK 2 – 3 September 2015 RCUK Centre for Copyright and New Business

Marcella Favale CIPPM, CREATe

Which approach (topoi)?

• Semantic ex. ‘Article 5(2)(a) of Directive 2001/29, as is clear from its wording… ’

• Teleological ex. ‘the principal objective of Directive 2001/29 is to establish a high level of protection of authors’ European ex. ’any copyright must respect the principle of proportionality’

• Systematic ex. ‘the meaning and scope of that concept must be defined in the light of the context in which it occurs’

Page 10: European Policy for Intellectual Property 10 th Annual Conference University of Glasgow, UK 2 – 3 September 2015 RCUK Centre for Copyright and New Business

Marcella Favale CIPPM, CREATe

Which approach (topoi)?

Page 11: European Policy for Intellectual Property 10 th Annual Conference University of Glasgow, UK 2 – 3 September 2015 RCUK Centre for Copyright and New Business

Marcella Favale CIPPM, CREATe

Sub

Varia

bles

TELEOLOGICALHarmonizationCirculation of CultureHigh protection for the AuthorFair CompetitionTechnological DevelopmentFair Balance of RightsOvercome Legal UncertaintyAdequate Compensation

SYSTEMATICLegal HistoryInternational TreatiesOther DirectivesGeneral Principles of LawHuman/Fundamental RightsCitation of previous EU Case-lawNo cited approach

Page 12: European Policy for Intellectual Property 10 th Annual Conference University of Glasgow, UK 2 – 3 September 2015 RCUK Centre for Copyright and New Business

Marcella Favale CIPPM, CREATe

Teleological arguments

Page 13: European Policy for Intellectual Property 10 th Annual Conference University of Glasgow, UK 2 – 3 September 2015 RCUK Centre for Copyright and New Business

Marcella Favale CIPPM, CREATe

Background vs. approaches?

Page 14: European Policy for Intellectual Property 10 th Annual Conference University of Glasgow, UK 2 – 3 September 2015 RCUK Centre for Copyright and New Business

Marcella Favale CIPPM, CREATe

Background vs. approaches?

Page 15: European Policy for Intellectual Property 10 th Annual Conference University of Glasgow, UK 2 – 3 September 2015 RCUK Centre for Copyright and New Business

Marcella Favale CIPPM, CREATe

FindingsHypothesis Measure Data FindingsECJ lacks coherent copyright jurisprudence

1) Judges and AGs do not have specialist expertise

Biographical background (descriptive statistics)

Confirmed: no prior domain expertise

2) There are no specialist chambers

Allocation of cases to Chambers, Reporting Judges and AGs (tested for significance)

Rejected: repeat allocations can only be explained by deliberate policy

3) Reasoning is unpredictable

Content analysis, linking judicial approaches to outcomes

Confirmed, but different approaches found for different judges (not conclusive: small sample limitation)

ECJ pursues activist, upwardly harmonising agenda

1) There is a prevalence of teleological topoi

Content analysis, identifying patterns of reasoning

Confirmed, but complex pattern of cumulation, often combining teleological, systematic and semantic

2) Outcome of judgements expand copyright protection

Content analysis of outcomes

Rejected

Page 16: European Policy for Intellectual Property 10 th Annual Conference University of Glasgow, UK 2 – 3 September 2015 RCUK Centre for Copyright and New Business

Marcella Favale CIPPM, CREATe

Conclusion

‘Is there a EU copyright jurisprudence?’ • attempts to create in effect specialist

chambers• recurrent patterns of reasoning, but outcomes

from that reasoning unpredictable• the Court’s jurisprudence is overall balanced,

but much could be done to improve its legitimacy.

Page 17: European Policy for Intellectual Property 10 th Annual Conference University of Glasgow, UK 2 – 3 September 2015 RCUK Centre for Copyright and New Business

Marcella Favale CIPPM, CREATe

Thank youMarcella Favale: [email protected] Kretschmer: [email protected] Torremans: [email protected]